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Fair hearing: A case for the constitutionality of court ‘ordered’mediation in Nigeria
Transcript of Fair hearing: A case for the constitutionality of court ‘ordered’mediation in Nigeria
Fair hearing: A case for the constitutionality of
court ‘ordered ‘mediation in Nigeria
Ademola Oluborode JegedeResearcher, Alternative Dispute Resolution
1 Introduction
The new High Court of Lagos (Civil Procedure) Rules 2012 (2012
Rules), contains provisions of implications for Alternative
Dispute Resolution (ADR). Not least of these is Order 3 Rule
11 which empowers the court registry to screen applications or
actions filed before the court for ADR suitability. Another
provision, Order 25 Rule (2) (1) distinctly makes ADR an
option for case management by the court and a process choice
when parties are referred by the court to the Lagos Multi-Door
Courthouse (LMDC) or any other ADR institution. These
provisions should be appreciated together with Order 25(6),
(7) and (8) dealing respectively with ADR Directives and
Sanctions, undertaking to participate in Case Management
Conference or ADR and cooperation of legal practitioners.
Adding to the uniqueness of the 2012 Rules in terms of
implications for ADR is Order 49(2) of the High Court of Lagos
State (Civil Procedure) Rules 2012 (2012 Rules), which calls
for costs sanctions against the winning party where such party
had rejected settlement offers in the course of case
management or alternative dispute resolution (ADR), arguably
at the Lagos Multi-Door Courthouse (LMDC). These provisions,
when read together, evidence and support in one form or the
other ‘court-ordered mediation’, at least in Lagos State, and
arguably, in other states which already or may adopt similar
provisions in their rules of court in the near future.
The legitimacy of the foregoing provisions authorising court
‘ordered’ mediation and the constitutionality of the very
process of court ‘ordered’ mediation appears debatable
particularly in view of certain provisions of 1999
Constitution in relation to fair hearing and resolution of
disputes. At the heart of this legitimacy is for instance,
section 36 (1) of the 1999 Constitution which provides as
follows:
In the determination of his civil rights and obligations, including
any question or determination by or against any government or
authority, a person shall be entitled to a fair hearing within a
reasonable time by a court or other tribunal established by law and
constituted in such manner as to secure its independence and
impartiality.
The above position of the Constitution in relation to what
constitutes fair hearing is further strengthened by other
provisions generally relating to the jurisdictions of court
including, section 272 of the Constitution which confers
jurisdiction on the High Court ‘to hear and determine any
civil proceedings in which the existence or extent of a legal
right, power, duty, liability, privilege, interest, obligation
or claim is in issue or to hear and determine any criminal
proceedings involving or relating to any penalty, forfeiture,
punishment or other liability in respect of an offence
committed by any person’.
Indeed, the legality of court ‘ordered’ mediation appears
further questioned by section 36(3) of the 1999 Constitution
which articulates the manner in which proceedings are to be
conducted. Section 36(3) provides:
The proceedings of a court or the proceedings of any tribunal
relating to the matters mentioned in subsection (1) of this section
(including the announcement of the decisions of the court or
tribunal) shall be held in public.
Arguably therefore, what is clear from the provisions of
section 36, for the purpose of this discussion, are four
elements or ingredients in the fair hearing provision, namely
the guarantees that (a) a person is entitled to fair hearing
(b) the trial must take place within a reasonable time (c) the
trial must take place before a court or a tribunal established
by law and constituted in such manner as to secure its
independence and impartiality and (d) proceedings in relation
to hearing must take place in the public.
As it seems, however, the foregoing considerations are not
cast in stone as section 36(2) also provides:
Without prejudice to the foregoing provisions of this section,
a law shall not be invalidated by reason only that it confers
on any government or authority power to determine questions
arising in the administration of a law that affects or may
affect the civil rights and obligations of any person if such
law - (a) provides for an opportunity for the persons whose
rights and obligations may be affected to make representations
to the administering authority before that authority makes the
decision affecting that person; and (b) contains no provision
making the determination of the administering authority final
and conclusive.
The issue, therefore, is whether mediation when mandated or
referred or ordered by court meets with the four criteria
earlier identified as constitutional requirements in relation
to fair hearing or whether the process resulting from a court
referred or mandated mediation fit into the exception created
under section 36(2) of the 1999 Constitution. The argument is
made in this piece is that court ‘ordered’ mediation as
ensured under the 2012 Rules satisfies the relevant and
substantial criteria identifiable under section 36 of the 1999
Constitution in relation to fair hearing in the event of
dispute resolution, and for that reason, it is constitutional.
2 Arguments and counter- arguments
To be sure, court ‘ordered’ mediation satisfies the essential
ingredients of fair hearing provision of the 1999
Constitution, namely the guarantees that (a) a person is
entitled to fair hearing (b) trial must take place within a
reasonable time (c) trial must take place before a court or a
tribunal established by law and constituted in such manner as
to secure its independence and impartiality and (d)
proceedings in relation to hearing must take place in the
public. What is more, the law authorising court ‘ordered’
mediation meets with the exception created under section
36(2) of the 1999 Constitution. The arguments against and in
favour of how a court ‘ordered’ mediation stands in relation
to these ingredients, however, merit a close examination. This
is done in the immediate paragraph and followed by a brief
discussion of case law from different jurisdictions on the
constitutionality of the law and resultant process of court
‘ordered’ mediation of civil disputes.
2.1 Entitlement to fair hearing
Fair hearing provision presupposes equality of arms and
implies that parties are to be treated in a manner that
ensures procedural equality throughout the trial or hearing.
The detractors of ADR may argue that mediation does not allow
for fair hearing for the reason that parties are not always
equal in power relation. Disputes, it can be argued,
particularly those involving husband and wife, employer and
employee, master and servant, the rich and the poor, the well
placed and the common man do not present a balanced power
relation scenario. Hence, the argument may continue, the
resolution of such disputes should require the level playing
ground which litigation and representation by lawyers in court
room provide. The discontents of mediation may thus conclude
that since court ‘ordered’ mediation does not perfectly match
with the detail ingredients of fair hearing, it should be no
more than voluntary. Hence, it is pointless for a law to
provide for a court ‘ordered’ mediation constraining parties
to participate in the arrangement.
This point has been similarly made by Delgado et al about why
litigation in the court-room should be preferred to mediation.1
The authors note that the court system has incorporated
societal norms of fairness and even-handedness into
institutional expectations and rules of procedure. These norms
create a public conscience and a standard for expected
behaviour that check overt signs of prejudice and
impartiality. Unlike litigation in court room, mandatory
mediation may therefore not offer protection for the weaker
party because the mediator may not comply with strict rules of
procedure or law, but merely acts as a facilitator. What is
more, the mediation process may deemphasize the concerns and
rules constructed by courts to protect weaker parties and
assume that the people or entities that interact outside
formal legal institutions are roughly equal in political
power, wealth, and social status. This is worsened, in the
authors’ view, since there is no tribunal to make sure that
the individuals participating in mediation comport themselves
in accordance with society's perceptions of fairness.
1R Delgado, C Dunn, P Brown, H Lee & D Hubbert ‘Fairness and Formality: Minimizing the Risk of Prejudice in Alternative Dispute Resolution’ (1985) Wisconsin Law Review 1359, 1366-1394
The above arguments questioning mediation, and arguably by
extension, the law authorising court ordered mediation seems
interesting but can be faulted on certain grounds. First, it
is certain that not even litigation in the court room can
effectively meet Delgado’s vision of societal obligations in
relation to even-handedness and norms of fairness. Even the
most zealous lawyer will agree that court room litigation has
its own challenges which may undermine its even-handedness.
For instance, in litigation, access to legal practitioner may
depend on the financial capability of the party. Even where
court appoints a legal representative for an indigent party,
it is still a choiceless representation imposed on the party.
Similarly, since the presumption is that the judge is neutral
in matters brought before him, the onus, and this is often
difficult to prove, is on the parties to show why a judge
should recuse himself in a matter where he is adjudged to have
interests. Also, in the course of trial, the point on even
handed-ness of parties may become further compromised as
parties may be unable to follow the technicality of
proceedings including lawyer’s submission on a number of
issues.
Second, contrary to Delgado’s view on this issue, court
‘ordered ‘mediation, at least under the 2012 Rules, reflects a
higher possibility of fairness and even-handedness which is
consistent with constitutional provision on fair hearing.
This is considering that unlike the scenarios under court
litigation proceedings, the court ‘ordered’ mediation allows
parties with or without legal representation, to represent
themselves in a process conducted under a neutral of their
choice. Also, unlike litigation in the court room where
approach is one of strong arguments, and who is right or wrong
or liable, under court ordered mediation, parties are able to
participate in a dispute resolution process which relies on
consultation and persuasion and essentially focuses on the
need to balance harmony with justice. Arguably, nothing meets
with societal understanding of justice any better than this.
Third, in addition to the fact that even fair hearing issues
may arise in court litigation, portraying court-room trials as
the exclusive epitome of fair hearing principle is unreal and
unproductive, especially when the remedies which sometime
emerge from the court system is not voluntarily arrived at by
parties and therefore not always suited for a range of diverse
disputes brought before it. Remedies awarded by court are
generally outcomes of contestation and skewed towards the
perceived or adjudged winner of dispute. Court ‘ordered’
mediation, however, enables parties to create consensus and
work out voluntary settlement which focuses on flexible
remedies to their shared concerns. The dynamics entailed in
such a process, allows for parties to exhaust their
viewpoints, gain power over their cause and own remedies
resulting from the mediation process. This effective dynamics,
arguably, surpasses the threshold of fair hearing in the
constitution.
2.2 Trial within Reasonable Time
While what constitutes trial within reasonable time is not
defined anywhere in the constitution, the Supreme Court was
generous to shed light on this concept in Gozie Okeke v. The State .2
According to Justice Ogundare:
The word "reasonable" in its ordinary meaning means moderate,
tolerable or not excessive. What is reasonable in relation to
the question whether an accused has a fair trial within a
reasonable time depends on the circumstances of each
particular case, including the place or country where the
trial took place, the resources and infrastructures available
to the appropriate organs in the country… 3
If trial within reasonable time is an essential component of
constitutional guarantees of fair hearing, and it certainly
is, then the process of court ‘ordered’ mediation is
consistent with the constitutional requirement for trial
within reasonable time as an essential element of fair
hearing. The reasons for this are not far-fetched. The
conception and birth of ADR movement is in fact traceable to
2 Gozie Okeke v The State (2003 15 NWLR pt. 842 p 25) (Gozie’s case)3 Gozie’s case, paras 84-85
the public dissatisfaction in the judicial system in terms of
its delay. As Honourable Mr. Justice Chukwudifo Oputa, a now
retired Justice of the Supreme Court of Nigeria once put it:
The administration of Justice in our courts suffers from two major
constraints, namely delay and expense. If it takes 7-10 years to
decide a case, a prospective litigant may decide not to go to
court at all.4
There are a number of factors which may be accountable for
delay. These may include: lawyers writing letters of
adjournment of cases, inability of judges and magistrates to
deliver judgments on time, the rule that once a magistrate or
judge is transferred and a new one takes over a case, it has
to start de novo.5 Addressing these challenges, it is
contended, is in fact the very reason why court ‘ordered’
mediation is inevitable. This viewpoint is discernible from
key provisions of the LMDC Law and the 2012 Rules. For
instance, it is note-worthy that an overriding objective of
the LMDC as set out under section 2(b) of its 2007 Law is to
‘minimize citizen frustration and delays in justice delivery
by providing a standard legal framework for the fair and
efficient settlement of disputes through Alternative Dispute
Resolution’. The element of delay prevention also comes out
clearly in the wordings of Order 25(2)(b) of the 2012 Rules,
which provides that upon an application by claimant , the
Judge shall issue to the parties and their legal practitioners
a Case Management Conference Notice and Information Sheet for
4CA Oputa Human Rights in the Political and Legal Culture of Nigeria (1989)5TA Aguda The Crisis of Justice (1986) 31-33, Nigeria : Eresu Hills Publishers
the purposes including ‘giving such directions as to the
future course of the action as appears best adapted to secure
its just, expeditious and economical disposal.’
Considering the foregoing, therefore, and particularly the
fact that Nigeria is the most populous nation in Africa where
a great deal of peoples seeks access to justice, the need for
a law or rules enabling court ‘ordered’ mediation as allowed
by the 2012 Rules cannot be overstated. Indeed, it is one
laudable option which affords parties with a less time-
consuming mechanism in several places simultaneously outside
the court room, and for that purpose, extends the stakeholders
in dispute resolution beyond the lawyers and judges who are
able to serve as mediators of disputes in most timely and
reasonable way. As Phillips, aptly put it, in the mediation
process, ‘the parties themselves control the timing and the
length of the mediation proceeding. It can happen next month,
next week or tomorrow, depending on what the parties
themselves think is most likely to accomplish the task of
settling the case. 6This is indeed true of several of mediation
exercises which the LMDC has conducted, with the resolution of
some disputes lasting in matters of hours or days! Hence,
court ‘ordered’ mediation, it is contended, meets the demand
of ‘trial within reasonable time’, an essential ingredient of
the right to fair hearing.
6FP Phillips The Emerging Role of ADR within the Business Sector (2006), a paper delivered during the 1st NCMG African ADR Summit, Nov.1 -2, 2006
2.3 Independent and Impartial Court or a Tribunal
established by Law
While it is conceded that court ‘ordered’ mediation takes
place within a dispute resolution space that does not directly
meet the ingredient of ‘a court’ or a ‘tribunal’, the fact
that the process is ordered pursuant to a law or rules validly
passed should leave no one in doubt as to its consistency with
constitutional requirement of independence and impartiality.
For instance the LMDC, an ADR institution to which referral of
court ‘ordered’ mediation can be made, is established under
the LMDC Law 2007. It is governed by a board which is
constituted in such a manner as to secure its impartiality and
independence.7 Members of the board are distinct from the panel
of neutrals which helps parties with the facilitation of
dispute resolution. Also, although connected with court, the
process at the LMDC is not influenced by the court which
refers matters to it. The Practice Direction (2012) and
Process Flow for ADR Track Matters which guide its day to day
operation only require the LMDC to file a report in respect of
the process that takes place before it, particularly in the
case of a recalcitrant party who may act to defeat the
overriding objective of the LMDC.8 This report merely targets
the recalcitrance of a party and is not meant to compromise
the integrity of mediation process. Another aspect of the
legitimacy of its law and process derive from the fact that
7 LMDC Law, sections 5, 6, 7 & 8 8 LMDC Process Flow for ADR Track Matters, para x
the Practice Direction and the LMDC Law also ascribe different
role to stakeholders, that is, lawyers, judges, and parties
involved in the disputes.9
During the process of mediation, parties can either represent
themselves or come with their lawyers to the mediation
exercise. Parties are given equal time to present their issues
and participate in the process in accordance with the rules
which they have taken time to lay down. The mediators who are
freely selected by parties work in strict compliance with
known code of ethics, which among others, provide for several
principles including the independence and impartiality of the
mediators.10 Even after matters are mediated by neutrals at
the LMDC, the choice of a party who is dissatisfied with the
outcome is not over. Settlements reached at the LMDC, once
endorsed by an ADR judge only becomes consent judgement, and
with leave of court, such judgement can still be challenged on
appeal.11
Hence, based on the provision of section 36(2) of the 1999
Constitution, it can be argued that the law establishing the
LMDC or any ADR institution for that matter as well as the
process of court ‘ordered’ mediation does not compromise fair
hearing principle and cannot be invalidated simply because it
confers on the LMDC or that institution the power to entertain
disputes referred to it. Most certainly, it cannot be9 LMDC Practice Direction 2012 , arts 8, 9,10 and 11; LMDC Law sections 16,17 and 18 10 LMDC Practice Direction 2012 , art 6(e) 11 LMDC Law, section 31
invalidated because in line with the provision of the said
section 36(2) of the Constitution, the process at the LMDC (a)
provides for an opportunity for the persons whose rights and
obligations may be affected to make representations to the
administering authority before that authority makes the
decision affecting that person; and (b) contains no provision
making the determination of the administering authority final
and conclusive.
2.4 Public Hearing
The fourth element of fair hearing identified for the purpose
of this discussion is that hearing of disputes should be
public. The right to a public hearing requires that the court
or tribunal makes information about the time and venue of the
hearing available as well as make adequate facilities for
attendance by interested members of the public. There is no
doubt that even in litigation, there is an exception to a wide
application of these requirements. Most certainly, not all
hearing is made public. People on witness lists may not be
allowed in the courtroom until they have testified. Judges may
also decide to clear the courtrooms in trials relating to
rape, juvenile cases or if there is likelihood of one form of
threat or the other against parties. To be sure, even while
reporting certain cases, name of parties are not made
available to the public. This is arguably because it raises
issues around decency and confidentiality.
It is, therefore, in the above context that the lack of public
hearing in court ‘ordered’ mediation should be understood. The
main feature which makes mediation private is its
confidentiality. Confidentiality is crucial to a successful
mediation considering that it helps guarantee the frankness of
the parties and the sincerity of the communications exchanged
in the course of the process. Here parties are open and free
to share inconvenient truths which they will ordinarily be
uncomfortable to share in the court-room. The primary reason
for protecting confidentiality in ADR is, therefore, to
enhance trust both in the parties and the process itself.
Confidentiality at court ‘ordered’ mediation operates at two
levels. First, the process is confidential as between the
participants, preventing third party knowledge of the dispute
or any attempt to settle it, and also in terms of all matters
disclosed in the process. Secondly, matters discussed between
one party and the neutral third party in private sessions are
expected to be confidential between them and may not be
disclosed to any other party without express consent.
However, it is important to note that confidentiality is not
absolute in mediation, issues of fraud or misrepresentation,
as the case may be, are certainly exempted from the
confidentiality rule.12 In any event, it is argued that as the
rule of public hearing is not absolute even in its application
to litigation, it is understandable that the situation is not
different in a more personal process of mediation. Therefore,
12K Gibson ‘Confidentiality in Mediation: A Moral Reassessment’ (1992) 1 JDR 62
its departure from public hearing principle does not
necessarily contradict the guarantee under the constitution in
respect of fair hearing.
In all, it can be safely submitted that court ‘ordered’
mediation meets with all the ingredients under the fair
hearing rule and is therefore constitutional. However, since
these arguments may be regarded as merely academic, it is
important to illustrate the constitutionality of court
‘ordered’ mediation at least by examining some case law from
some jurisdictions.
3 Constitutionality of Mandated Mediation through Case Law
There is case law from jurisdictions such as United States,
Italy, England and South Africa which at least may be relevant
in understanding the constitutionality of court ‘ordered’
mediation in Nigeria in relation to compliance with fair
hearing principles.
3.1 United States
In the case of The Hess Collection Winery v. California Agricultural Labour
Relations Board & United Food and Commercial Workers Union and Fresh Fruit and
Vegetable Workers Local ,13 the Third District Court of Appeals had
cause to examine the constitutionality of mandatory mediation.
13 The Hess Collection Winery v California Agricultural Labour Relations Board & United Food and Commercial Workers Union and Fresh Fruit and Vegetable Workers Local (Cite as 06 C.D.O.S.6049, 2003)
In that case, after Hess Collection Winery (Hess) and the
United Food and Commercial Workers Union (Union) had failed to
agree on the terms of an initial collective bargaining
agreement, a private ‘mediator’ determined the terms of a
contract by which the parties would be bound, pursuant to
section 1164 of the Labour Code in California which stipulates
for mandatory mediation in matters relating to agricultural
employment. Hess was not satisfied with the decision of the
private mediator and therefore petitioned the Agricultural
Labour Relations Board (the Board) for the review of
mediator’s decision. The Board denied Hess's petition.
Hess then sought an order setting aside the Board's decision,
contending in the main that the statutory provision under the
Labour Code which makes mediation mandatory violates
principles of due process in that it unreasonably interferes
with the right of contract, denies the right of judicial
review, and is aimed at protectionism. Hess also argued that
the scheme violates equal protection, invalidly delegates
legislative authority, and is vague and overbroad. It was
Hess most apposite argument that the statutory provision
authorising a private person to mediate is an illegal
delegation of power under the Labour Code amounting to a
violation of due process under the constitution. In declaring
that neither the due process nor the right to contract laid
down by the constitution has been violated, the Court in a 2-1
ruling on July 5, 2006 held that since the enabling law
stipulates considerations to be observed by the mediator,
there is no equal protection violation. In relation to the law
delegating power to mediate, the court held:
There is no unlawful delegation of legislative power. That the
mediator is a private person rather than a publicly accountable
official or elected entity does not render the delegation
unconstitutional… The Legislature's delegation of authority to a
private party is not necessarily unconstitutional.14
The significance of the Hess decision for court ‘ordered’
mediation in Nigeria comes out with more clarity when it is
recalled that court ‘ordered’ mediation under the 2012 needs
not take place at the LMDC alone, it can happen before private
institutions. In the light of this decision, neither the Rules
nor the Law authorising court-ordered mediation in Nigeria can
be deemed unconstitutional.
3.2 Italy
As with some other European countries, Italy used the 2008 EU
Mediation Directive as an opportunity to broaden the
applicability of mediation on the domestic stage. The
objectives of the Directive are to facilitate access to ADR by
encouraging the use of mediation and by ensuring a balanced
relationship between mediation and judicial proceedings.
Through legislative decree No. 28 enacted on 20 March 2010
(2010 Decree), a mandatory mediation scheme was introduced in
order to reduce backlog of court cases.
14 As above
In period predating the commencement of the Decree, the
Italian Constitutional Court had been invited to determine the
consistency of mandatory mediation attempts with articles 24,
25 and 111 of the Italian Constitution, according to which
everyone has the right to access State justice. In at least
three consistent judgments (82/1992, 376/2000 and 403/2007) by
the Constitutional Court, the Court, reasoning that since
after mandatory mediation attempt, parties are allowed to
refer their dispute to the State judge, affirmed that it is
constitutional.15
However, with the passage of the 2010 Decree, the Bar was
critical of certain provisions, particularly article 4(3)
which imposes a duty for the lawyers to inform their client of
the possibility to refer to (voluntary) mediation. Thesame
article provides that if they fail to do so, the professional
relationship with the client is unilaterally severable by the
client, and lawyers may get no remuneration thereafter.
Another source of concern was article 8 which imposes
sanctions on a party that refuses to attend a mediation
proceeding. This has led to the challenge of the 2010 Decree
in the Constitutional Court which eventually declared same
unconstitutional for ‘excess of legislative delegation.16 A
subsequent Legislative Decree 138/2011 which had originally
reinforced article 8, providing for a fine for a party that
15GF Colombo ‘Alternative Dispute Resolution (ADR) in Italy: European Inspiration and National Problems’ (2012) 29 Ritsumeikan Law Review 7716JAMS, November 2012
refuses to attend a mediation has now been abolished by
Legislative Decree 24/3/2012, n. 27.17
It seems that the concern about the constitutionality of
mandatory mediation in Italy is around the law authorising it,
as earlier shown. As the situation in Italy unfolds in
relation to mandatory mediation, it is important to note that
2010 Decree and its subsequent amendment is distinguishable
from Nigerian approach to court ‘ordered’ mediation. In
Nigeria, court ‘ordered’ mediation is provided by domestic
laws which are validly made by an act of legislative body and
according to Order 49(2) of the 2012 Rules, costs sanctions
are only applicable against the winning party where such party
had rejected settlement offers in the course of case
management or alternative dispute resolution (ADR), arguably
at the Lagos Multi-Door Courthouse (LMDC). Hence, the
experience in Italy in relation to mandatory mediation is not
the same with approach in Nigeria as the constituionality of
court ‘ordered’ mediation here is not pursuant to an
international Directive to which Nigeria is party, but, a
product of home grown advocacy in response to tackling the
challenges of an overburdened judicial system.
3.3 England
It would seem that in England, the court can only recommend
ADR and not mandate it. Where a party refuses the17 Colombo (n 109 above)
recommendation of court, then costs sanctions can be imposed
if the party wins at the trial court.18 In the case of Halsey v.
Milton Keynes General NHS Trust,19 the court had an argument as to
whether it has power to order parties to submit their disputes
to mediation against their will. The court considered this
arguement in the light of article 6 of the European Convention
on Human Rights dealing with right to access to court.
Accordingly, it was the view of court in Deweer v Belgium that:
It is one thing to encourage the parties to agree to mediation,
even to encourage them in the strongest terms. It is another to
order them to do so. It seems to us that to oblige truly unwilling
parties to refer their disputes to mediation would be to impose an
unacceptable obstruction on their right of access to the court.
The court in Strasbourg has said in relation to article 6 of the
Convention for the Protection of Human Rights and Fundamental
Freedoms that the right of access to a court may be waived, for
example by means of an arbitration agreement, but such waiver
should be subjected to "particularly careful review" to ensure
that the claimant is not subject to ‘constraint’.20
Following the position of the European Court of Human Rights
in Deweer, the court in Halsey reasoned that the compulsion of
ADR or mediation for that matter would be regarded as an
unacceptable constraint on the right of access to the court
and, therefore, a violation of article 6 of the European
Convention on Human Rights in England. In addition, the court
noted that it is difficult to conceive the circumstances in
18Dunnett v Railtrack 2002 EWCA Civ 303).19 Halsey v Milton Keynes General NHS Trust (2004 EWCA Civ 576)20Deweer v Belgium 1980 2 EHRR 439, para 49
which it would be appropriate to exercise the power to order
ADR.21 In conclusion, the court decided as follows:
The hallmark of ADR procedures, and perhaps the key to their
effectiveness in individual cases, is that they are processes
voluntarily entered into by the parties in dispute with outcomes,
if the parties so wish, which are non-binding. Consequently the
court cannot direct that such methods be used but may merely
encourage and facilitate.
While the above decision in Halsey seems to support the
position that court in England will consider the referral of
parties to mediation against their will as unconstitutional,
the decision can be distinguished from the situation in
Nigeria. First, there is no such law in England, such as the
LMDC Law which allows, particularly in its section 16 (1)(e)
for court referred ADR services. It is also not in the rules
of courts in England, such provisions as contained in Orders 3
(11), 25(6), 49(2) of the 2012 Rules which deal in one form or
the other on the approach of court to automatic referral to
ADR and sanctions in refusal of it. And the arguments cannot
be validly made that these provisions violate the principles
of fair hearing under the 1999 Constitution in that these
provisions are in the exercise of authority and products of a
law validly made under section 36(2) of the 1999 Constitution.
More importantly, there is no provision either in the 2012
Rules or the LMDC Law which makes any determination under any
of their processes final and conclusive.
21 Deweer, para 9
3.4 South Africa
While it has not been precisely tested whether court-ordered
mediation will contravene constitutional principles or not,
and there is no clear rule of court on this, it is worthy to
note that sections 34 of the South African 1996 Constitution
provides that ‘everyone has the right to have any dispute that
can be resolved by the application of law decided in a fair
public hearing before a court or, where appropriate, another
independent and impartial tribunal or forum. The word ‘forum’,
it is contended may be interpreted as accommodating ADR
institutions for mediation process.
More importantly, it seems the court will have little or no
challenge with the constitutionality of court ‘ordered’
mediation considering that in a number of its decisions, it
has actually suggested the need for ADR, particularly,
mediation. For instance, in Port Municipality v Various Occupiers, the
Constitutional Court per Sachs J noted:
On the basis of this judgement a court involved in
future litigation involving occupiers should be
reluctant to accept that it would be just and equitable
to order their eviction if it is not satisfied that all
reasonable steps had been taken to get an agreed
mediated solution22
22 Port Municipality v Various Occupiers {2005(1) SA 217 (CC)}
4 Conclusion
In all, this piece set out to demonstrate that certain
provisions in the 2012 Rules, in relation to court ‘ordered’
mediation, such as Orders 3 (11), 25 Rule (2)(1), (6), (7),
(8), and 49(2) are consistent with constitutional guarantee,
especially, in relation to fair hearing. In addition to their
constitutionality, these provissions tend to democratise
access to justice by making alternative platform available to
parties for the resolution of their disputes. This piece has
shown the constitutionality of these provisions by arguing
that the Orders satisfy the relevant and substantial criteria
identifiable under section 36 of the 1999 Constitution in
relation to resolution of civil disputess, and are consistent
with decisions of court in some jurisdiction, and for that
reason, these orders are constitutional. Consequently, what
emerges as conclusion is that the law allowing court ‘ordered’
mediation as well as the resultant process of mediation cannot
be invalidated merely because of its variation from court-room
litigation.