Clinical variables impacting on the estimation of utilities in chronic obstructive pulmonary disease
Development and validation of the living with chronic obstructive pulmonary disease questionnaire
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Transcript of Development and validation of the living with chronic obstructive pulmonary disease questionnaire
Development and validation of the living with chronic obstructivepulmonary disease questionnaire
Stephen P. McKenna • David M. Meads • Lynda C. Doward •
James Twiss • Robin Pokrzywinski • Dennis Revicki •
Cameron J. Hunter • G. Alastair Glendenning
Accepted: 10 January 2011 / Published online: 11 February 2011
� Springer Science+Business Media B.V. 2011
Abstract
Purpose Available patient-reported outcome (PRO) mea-
sures for chronic obstructive pulmonary disease (COPD)
focus primarily on impairment (symptoms) and activities
(functioning). The purpose of the study was to develop a
patient-based PRO measure for COPD that captures the
overall everyday impact of living with COPD from the
patient’s perspective.
Methods LCOPD items (Living with COPD Question-
naire) were generated from qualitative interviews in the UK
and focus groups in the USA. The draft measure was tested
for face and content validity in both countries. Item reduction
and testing for reproducibility and construct validity was
conducted via Rasch and traditional psychometric analyses.
Results The draft LCOPD was found to be relevant and
acceptable to patients in the UK (N = 19) and US (N = 16).
Application of Rasch analysis to data collected in validation
studies (n = 162 in the UK and 145 in US) identified a
22-item scale that measured a single construct in both
countries. Psychometric analyses indicated that this version
was internally consistent and reproducible. Scores on the
measure were related as expected to clinician ratings of
disease severity and patient ratings of COPD severity and
general health.
Conclusions The LCOPD is a new measure examining
the everyday impact of living with COPD. It demonstrates
good scaling properties and may prove valuable in under-
standing treatment benefits.
Keywords Chronic obstructive pulmonary disease �LCOPD � Quality of life � Patient-reported outcomes �Questionnaire
Abbreviations
DIF Differential item functioning
LCOPD Living with COPD Questionnaire
PRO Patient-reported outcome
QoL Quality of life
SGRQ St. George’s Respiratory Questionnaire
Background
Data from National Health and Nutrition Examination
Survey (III) estimated that about 24 million US adults have
evidence of impaired lung function, of whom only 10
million are physician-diagnosed as having COPD [1].
During 2000, COPD was responsible for 8 million physi-
cian office and hospital outpatient visits, 1.5 million
emergency department visits, 726,000 hospitalizations, and
119,000 deaths in the USA [2]. Recently, the BOLD study
estimated the global prevalence of stage II or higher COPD
to be 10.1% [3]. The progression of COPD imposes pro-
found limitation on activities of daily living and gives rise
to symptoms of anxiety and depression. The distressing
S. P. McKenna (&) � D. M. Meads � L. C. Doward � J. Twiss
Galen Research, Manchester, UK
e-mail: [email protected]
R. Pokrzywinski � D. Revicki
Centre for Health Outcomes Research, United BioSource
Corporation, Bethesda, USA
C. J. Hunter
Peterborough District Hospital NHS Trust, Peterborough, UK
Present Address:C. J. Hunter
Royal Hobart Hospital, Tasmania, Australia
G. A. Glendenning
Novartis AG, Horsham, UK
123
Qual Life Res (2011) 20:1043–1052
DOI 10.1007/s11136-011-9850-6
symptoms of breathlessness and fatigue lead to a marked
reduction in health outcomes [4].
Until recently, clinical trials have focussed on clinical
assessments of outcome such as forced expiratory volume
and airway responsiveness. However, there is increasing
evidence that such clinical indicators do not capture fully
the patient’s experience [5–7]. In addition, patients may
experience an improvement in health status that is not
detected by clinical assessments [8, 9]. Given this, it is
important that patients’ heath status and quality of life
(QoL) are assessed in addition to clinical indicators when
evaluating treatment efficacy [10–12].
A comprehensive review of patient-completed health
status and QoL questionnaires available for use in COPD
studies revealed that a significant number of both generic
and disease-specific questionnaires have been employed.
However, the review indicated that most of these patient-
reported outcome measures focus on symptoms and func-
tioning. Where emotional and QoL issues were assessed in
these measures, it is by only a small proportion of the
items. There is scope for a measure capable of assessing
the overall impact of living with COPD on the patient.
Consequently, it was decided to develop a QoL measure
specific to COPD that would capture the overall impact of
the disease from the patient’s perspective. The measure
was required to be unidimensional, to have good psycho-
metric properties and to be suitable for use alongside
existing disease-specific scales that capture the symptom-
atic and functional impact of COPD.
Methods
Ethics approval at each stage of development of the
LCOPD was sought and gained in the UK and USA.
The needs-based model of QoL were employed for the
LCOPD [13]. This model asserts that QoL is dependent on
an individual’s ability to fulfil his or her fundamental needs
and that QoL is good when most needs are met and poor
when they are not.
Development of the LCOPD was undertaken in parallel
in the UK and USA and involved three stages: (1) item
generation, (2) testing for face and content validity and (3)
establishment of its psychometric properties. Stages 2 and
3 were also used for item reduction.
Item generation
Scale content was generated from qualitative, unstructured
interviews conducted with patients with COPD in the UK
and focus groups with patients in the USA. The intervie-
wees and focus group participants were encouraged to talk
at length about their experience of COPD and the impact of
the disease on all areas of their life. Audio recordings were
made of the interviews and focus group discussions. These
were transcribed, and each interview was subjected to
content analysis by at least two experienced qualitative
researchers to identify statements expressing the impact of
LCOPD on patient’s lives. As far as possible, the original
words of the interviewees were maintained in the items to
ensure that they were personal and would feel immediate to
future respondents. Items were included in the UK and US
LCOPD item pools if they were
• applicable to all potential respondents;
• expressed in the first person;
• unambiguous;
• short and simple, and
• reflected a single idea.
The two item pools were then compared, and items cov-
ering common issues were retained in the final item pool.
Cognitive debriefing interviews
The preliminary LCOPD was tested for face and content
validity by means of cognitive debriefing interviews con-
ducted with patients with COPD in both countries. These
face-to-face interviews also examined the practicality and
acceptability of the new questionnaire. Changes in wording
and format suggested by more than one respondent were
evaluated, and changes were made to the LCOPD where
appropriate.
Validation study
For item reduction and to determine the scaling properties,
reliability and construct validity of the LCOPD, larger
samples of patients were required in each country. Patients
were recruited from a district hospital and patient support
groups in the UK and through four US clinics. Patients were
included in the study if they were 18 years or older and had
been diagnosed by a physician as having COPD. Patients
were excluded if they were unable to read and respond to
questionnaires, if they could not provide informed consent or
if they had co-morbidity likely to influence their QoL sig-
nificantly (for example cardiac failure, persistent anaemia,
cancer). Patients were required to complete the LCOPD on
two occasions, 2 weeks apart. UK patients completed the
measure at home and US patients at visits to the clinic. Only a
subset of patients was asked to attend for a second visit in the
USA for the assessment of reproducibility. Patients also
completed demographic questions, questions on perceived
severity of COPD and general health and the St. George’s
Respiratory Questionnaire (SGRQ) [14].
Scaling and item reduction: The study data were sub-
jected to Rasch analysis [15] for final item reduction using
1044 Qual Life Res (2011) 20:1043–1052
123
the Rasch Unidimensional Measurement Model [16]. The
Rasch model assumes that the scale has the basic property
of unidimensionality, with all items reflecting a single
underlying construct—in this instance, the overall impact
of COPD on QoL. Each item and each person is placed
along the continuum or trait being captured, and the dis-
tance between these locations indicates the probability that
a person will endorse an item (for example ‘I have to pace
myself’) as true. The Rasch model is explained in detail
elsewhere (see for example [17]).
The overall fit of the data to the Rasch model was evalu-
ated by means of v2 fit statistics. Non-significant results
indicate that there is no significant deviation between the
observed data and what would be expected by the model.
Due to multiple testing, a significance level of 0.01 was used
to indicate fit to the model. Overall fit of the data is also
investigated by means of item and person residual statistics.
Where data fit the model, item and person fit residuals should
have means and standard deviations of approximately 0 and
1, respectively. Together, these findings indicate whether the
scale is unidimensional. Individual items were also assessed
to see whether they fit the Rasch model. Items were con-
sidered for removal if they showed misfit to the model
(P \ 0.01) or if they had excessive fit residuals ([2.5 or
\-2.5). Highly negative residuals indicate over-fit to the
model (i.e. the item does not add anything extra to the scale
and is duplicating other items). Highly positive residuals
indicate under-fit to the model (i.e. the item does not add
anything to the scale and perhaps violates unidimensionality).
Rasch analysis also allows the assessment of differential
item functioning (DIF) [18]—the extent to which responses to
individual items are affected by factors that are external to the
construct being assessed, such as age and gender. The person
separation index (PSI), or the extent to which the construct can
discriminate among respondents, was also assessed. The
minimum acceptable level for the PSI is 0.70. Finally, infor-
mation about the extent to which the items match the severity
of the respondents and the order of severity of the items was
gained by examining item maps plotting the items and
respondents visually on the same severity continuum. Items
found to be problematic in terms of fit to the model or DIF by
age or gender were considered for removal.
Reliability, reproducibility and construct validity
Following identification of the final version of the LCOPD,
the following traditional psychometric properties of the
scale were assessed:
• Internal consistency: Cronbach’s alpha coefficients
were calculated. A value of 0.70 or above indicates
that individual items provide an adequate contribution
to the overall scale [19].
• Test–retest reliability (reproducibility): Spearman’s rank
correlations were calculated for the LCOPD scores at the
two administrations. A high correlation indicates that the
scale produces an acceptably low level of random
measurement error.
• Convergent validity and divergent validity were evaluated
by assessing the level of association (Spearman rank
correlations) between scores on the LCOPD and those on
the SGRQ.
• Discriminative validity was assessed by relating LCOPD
scores to patient ratings of the overall severity of their
COPD (4-point scale from mild to very severe) and of their
general health (4-point scale ranging from poor to very
good). Clinician rating of the severity of the patient’s
COPD (3-point scale mild to severe) and whether they had
experienced an exacerbation requiring hospitalization or
unscheduled visits to a doctor in the previous week were
also available in the USA. Non-parametric tests for
independent samples (Mann–Whitney U Test for two
groups and Kruskal–Wallis Test for three or more groups)
were employed to test for differences as the questionnaire
data were ordinal in nature.
Results
Demographic information about the different samples used
in the study is shown in Table 1. Missing values are
excluded from the table.
Item generation
Qualitative, unstructured interviews were conducted with
29 UK patients, while 14 US patients took part in two focus
groups. Details of the sample are shown in Table 1.
Interviews lasted between 1 and 3.5 h and focus groups
were 1.5 h in duration. A large initial pool of several
hundred potential items was generated from the interviews
and focus groups, which included all statements identified.
These statements were then categorized into similar themes
with several statements representing each theme. The UK
and US researchers then met to reduce the initial pool by
selecting a subset of the items from each theme producing a
preliminary 37-item measure. The researchers ensured that
the language of the items selected would be acceptable to
future respondents in each country. Small differences in the
wording of items and instructions were necessary to ensure
conceptual equivalence between the two language versions
of the preliminary 37-item LCOPD. Each item had a True/
Not true response option for ease of completion.
It was clear from the interviews that COPD has a con-
siderable adverse impact on many aspects of the lives of
affected individuals. Figure 1 shows the conceptual
Qual Life Res (2011) 20:1043–1052 1045
123
framework for the LCOPD, illustrating how the issues raised
during the interviews relate to needs and quality of life
impact.
Cognitive debriefing interviews
Cognitive debriefing interviews were conducted with
19 patients in the UK and 16 in the USA. Demo-
graphic details of the sample are shown in Table 1. The
questionnaires were well received by participants who
found them relevant, comprehensible, easy and quick to
complete. A few changes to the questionnaire were
required. For example, the item I constantly have to think
about my medication was added as this issue was sug-
gested by several interviewees. The item I never wake up
feeling refreshed was deleted as some interviewees made
a mistake when responding since the response ‘Not true’
represented a double negative. I’m not confident about
going out alone was also deleted as this item was inter-
preted in terms of security rather than physical disability
by some respondents. The resulting draft LCOPD had 33
items.
Table 1 Sample characteristics
Qualitative interviews/focus groups Cognitive debriefing interviews Validation surveys
UK US UK US UK US
Sample size 29 14 19 16 162 145
Number (%) of male 16 (55.2) 6 (42.9) 9 (47.4) 8 (50.0) 71 (43.8) 67 (46.2)
Mean (SD) age (years) 66.5 (9.4) 64.9 (13.6) 65.8 (8.7) 64.4 (9.3) 69.3 (9.3) 71.7 (10.1)
Age range (years) min–max 51.6–91.2 33.0–80.0 52.0–80.0 48.0–77.0 48.3–91.1 45.0–95.0
Mean (SD) time since diagnosis 10.6 (11.3) 12.1 (9.5) 9.7 (14.2) 14.0 (15.0) 12.3 (14.0) 7.5 (6.3)
Perceived severity of COPD
Mild (%) 16 (9.9) 36 (25.2)
Moderate (%) 66 (41.0) 69 (48.3)
Severe (%) 63 (39.1) 28 (19.6)
Very severe (%) 16 (9.9) 10 (7.0)
Perceived general health
Very good (%) 3 (1.9) 7 (5.4)
Good (%) 27 (17.1) 43 (33.1)
Fair (%) 60 (38.0) 51 (39.2)
Poor (%) 68 (43.0) 29 (22.3)
Overall impact on life
COPD
Needs affected
Safety & security needs
Self-actualisationneeds
Independence needs
Self esteem needs Control needs Social and relationship
needs
Loss of spontaneity
Loss of role Fear of future
Panic at helplessness
Fear of going out alone
Trapped in house
Dependent on treatment
Selfconsciousness
Embarrassment
Loss of freedom
Require help
Reduced self-confidence
Controlled by COPD
Let down by body
Restrictedcapacity
Uncertainty – can’t plan for
future
Unable/less desire to socialise
Restrictedactivities
Let down friends and family
Fig. 1 LCOPD conceptual
framework
1046 Qual Life Res (2011) 20:1043–1052
123
Validation study
The preliminary LCOPD was completed by 162 UK and
145 US patients on two occasions, approximately 2 weeks
apart. Sample details are shown in Table 1.
Scaling and item reduction
Rasch analysis was applied separately to the UK and US
data as the scales were intended to be independent mea-
sures. Initially, the draft LCOPD misfit the Rasch model in
both countries (v2, P \ .01). This was caused by individual
items failing to fit the model. For example, patients were
likely to affirm the item I’m embarrassed about my
coughing irrespective of their level of QoL. Consequently,
the item did not discriminate between disease severity
groups and was removed from the scale. Similarly,
respondents over the age of 70 were less likely to affirm the
item I feel older than my years.
The item reduction process was primarily driven by item
fit, residuals, item location and DIF. However, it was
considered important to ensure that the scale retained the
face and content validity established in the cognitive
debriefing interviews. Therefore, the content and meaning
of the items were taken into account before removal due to
redundancy. Items that covered an issue not captured by
other items in the scale were retained.
The item reduction process was an iterative one since
item fit is influenced by the removal of other items. Items
were removed individually, and the analyses re-run. During
this process, 11 items were removed from the UK and US
measures creating final scales with 22-items. This version
of the LCOPD fits the Rasch model (P [ 0.05) in both
countries (Table 2). It was also found that all items in the
UK and US versions fit the Rasch model.
Examples from the final, 22-item version of the LCOPD
are shown in Table 3.
There was a good spread of items on the QoL trait in both
countries (Figs. 2, 3 respectively). The logit (severity) cov-
erage (the distance between most severe and mildest items)
was 5.92 in the UK and 5.60 in the USA. A majority of
respondents in each country fit within the range of QoL
severity measured by the items—indicating that their scores
were valid. The coverage of patient severity by items in the
USA appeared to be marginally better than that in the UK. The
item assessing the greatest impairment of QoL (the most
severe item) in the UK and USA was I rarely go out of the
house (location = 2.41 logits in both countries). The least
QoL impairment (the mildest item) in both countries was I
have to pace myself (UK location = -3.51 logits, US loca-
tion = -3.19 logits). It was encouraging to note that the item
Table 2 Final overall fit statistics
Language Item–trait interaction v2 PSI Item–person interaction
Items Persons
Mean SD Mean SD
UK 0.38 0.91 -0.23 1.08 -0.24 0.73
US 0.43 0.91 -0.36 0.76 -0.25 0.76
Table 3 Example items from the LCOPD
I can’t do things on the spur of the moment
I feel like a prisoner in my own home
My breathing makes me self conscious
I feel dependent on others
My illness frightens me
------------------------------------------------------------------------
Location (Logits) Persons Items -----------------------------------------5.0 |
| | |
ooooooooo | 4.0 |
| | |
oooooooooooo | 3.0 o |
| oooo |
| Xoooooooooooooo |
2.0 o | oooooooooo | X
o | Xooooooooooo |
oooooooooooooo | 1.0 oooooooooooo | XX
| Xooooooooooooo | X
oooo | Xooooooo | XX
0.0 oooo | XXoooo | XX
| Xooooo | X
oooooooo | -1.0 ooooo | XX
| oo |
ooo | | XXX
-2.0 oo | |
oo | |
o | -3.0 ooo |
| |
oo | X|
-4.0 | | |
o | ooooooo |
-5.0 | -------------------------------------------
o = 1 Person X = 1 item
Fig. 2 Final UK LCOPD item map
Qual Life Res (2011) 20:1043–1052 1047
123
ordering, location and overall range of item coverage were
similar in each country.
Traditional psychometric analyses
Scores on the final LCOPD can range from 0 to 22,
depending on the number of items affirmed. A high score
indicates that COPD has a major negative impact on the
QoL of the respondent. Table 4 shows the descriptive
scores for the LCOPD at first administration. It can be seen
that there is a good spread of scores with minimal floor and
ceiling effects. No differences in scores were found on the
basis of demographic factors in either country.
Internal consistency and reproducibility
Alpha coefficients were high for both language versions
(0.92) indicating that the LCOPD has good interrelatedness
of items. Test–retest reliability was also high; 0.89 in the
UK (n = 152) and 0.83 in the US (n = 35).
Convergent validity
Table 5 shows correlations between scores on the LCOPD
and SGRQ. As expected, the LCOPD correlations were
highest in the UK and USA with the SGRQ Impact Scale,
which is more closely related to QoL than, for example, the
SGRQ symptom scale.
Discriminative validity
Figures 4, 5, 6 and Table 6 provide LCOPD scores by
known groups. The measure was able to distinguish
between respondents according to:
-------------------------------------------------------------Location Persons Items-----------------------------------------
5.0 | | | | |
4.0 o | | | |
oooo | 3.0 o |
| ooo |
| Xoooo |
2.0 o | ooo | X
| ooo |
ooooooo | XX 1.0 oo | X
| X oooooooo | X
oooooo | ooooooo | XX
0.0 ooooooo | XXXXX ooooo | XX
oooooooo | | X
oooooooo | -1.0 ooooooooo |
| X oooooo |
oooooooo | X |
-2.0 ooooooooo | | X
oooooo | X |
o | -3.0 oooo |
| X |
oooooooo | |
-4.0 | | |
ooooooooooo | |
-5.0 | ----------------------------------------------
o = 1 Person X = 1 item
Fig. 3 Final US item map
Table 4 Final LCOPD descriptive statistics
Statistic UK USA
n 162 134
Mean 13.5 9.1
Standard deviation 6.2 6.1
Median 15.0 8.5
Inter-quartile range 9–18 4–14
Range 0–22 0–22
% Scoring minimum (0) 4.9 6.7
% Scoring maximum (22) 3.6 0.7
Table 5 Correlations between scores on the LCOPD and those on the
SGRQ
UK LCOPD US LCOPD
SGRQ—symptoms 0.39 0.66
SGRQ—activity 0.59 0.79
SGRQ—impact 0.79 0.85
All correlations significant at the 0.01 level (two-tailed)
0
2
4
6
8
10
12
14
16
18
20
22
Mild Moderate Severe
Mea
n L
CO
PD
sco
re
Severity rating
P < 0.01
Fig. 4 Mean LCOPD scores by clinician ratings of severity (USA)
1048 Qual Life Res (2011) 20:1043–1052
123
• clinician-rated severity of COPD in the USA (Fig. 4),
• patient-rated severity of COPD (Fig. 5),
• perceived general health (Fig. 6),
• whether the patient requires oxygen therapy (Table 6),
• whether respondents had experienced an exacerbation
during the previous week (Table 6),
• whether respondents were working or unable to work
due to their COPD (Table 6)
In all cases, patients reporting more severe COPD or
worse health scored significantly higher on the LCOPD
than those reporting milder COPD or better health.
Discussion
Patient-reported outcome measures cover a range of dif-
ferent types of outcome. The common link between them
is that the information they collect is reported by the
patient without any interpretation from others. This does
not imply that they necessarily measure issues that are of
concern or importance to the patient. The main patient-
reported outcomes measured are impairment, disability
(activity limitation), health-related quality of life (HRQL)
and QoL.
Fig. 5 Mean LCOPD scores by
patient ratings of severity
Fig. 6 Mean LCOPD scores by
patient ratings of general health
Qual Life Res (2011) 20:1043–1052 1049
123
The constructs of impairment and disability have been
clearly defined by the World Health Organization [20, 21].
Impairment is any loss or abnormality of psychological,
physiological or anatomical structure or function and
equates to symptoms. This outcome is concerned with
disturbances at the level of the organ and examples include
anxiety, fatigue, breathlessness and problems sleeping.
Thus, impairment is useful for determining the impact of
disease from a clinical viewpoint providing, for example,
an indication of disease severity or the safety of a product.
The importance of assessing this construct in a clinical trial
is clear and rarely questioned. However, the patient may
not be concerned about specific symptoms.
A disability is any restriction or lack of ability to per-
form an activity in the manner or within the range con-
sidered normal for a human. Examples include problems
with dressing, walking or personal care. The assessment of
disability is valuable for planning interventions and reha-
bilitation services. Again, the outcome is not necessarily of
primary interest to the patient who may not be concerned
about restricted mobility or limited social interaction.
Health-related quality of life, as defined by different
authors, equates primarily to a mixture of impairment and
disability outcomes. It has been considered as ‘the capacity
to perform the usual daily activities for a person’s age and
major social role’ [22]. There is general agreement that
HRQL is multidimensional, but no consensus exists on the
domains that should be included [23–25]. The term HRQL
is misleading as it implies that QoL is being measured. In
fact, clear distinctions have been made between HRQL and
QoL [26–28] with the latter seen as going beyond the
measurement of impairment and disability. Bradley [29]
argues that ‘clinicians may be misled into thinking that
findings based on a (HRQL) instrument indicate that
treatments do not damage QoL when all the data reveal is
that treatments do not damage perceived health’.
The consequences of disease and its treatment (as
assessed by HRQL) represent one group of influences on
QoL. However, there are many more including personality,
economic status, environment, social relationships and
culture. The extent to which an impairment or disability
influences QoL is also dependent on these other influences
that cannot be separated from the impact of disease. For
example, the effect of respiratory disease on an individual
depends on the climate, environment, quality of personal
relationships, stage of life, nature of employment and many
other factors. Patients may give up functions that become
problematic, such as those requiring physical activity, and
take up other more passive leisure activities in order to
maintain their QoL.
Several studies have shown that interventions can
influence patient-reported outcomes when they do not
affect traditional outcome parameters [9]. Chavannes and
colleagues argue that investigators have to consider the
need for the evaluation of drugs in terms of patient-
reported outcomes and policy-makers should encourage
this approach [8]. Indeed, improving QoL is considered to
be a major goal in several widely recognized guidelines for
the management of COPD [32–36]. Unfortunately, inves-
tigators often select outcome measures designed for a dif-
ferent purpose. For example, generic measures such as the
SF-36 [37], Nottingham Health Profile [38] and Sickness
Impact Profile, Hospital Anxiety and Depression Scale and
Mood Adjective Check List [39] have been employed in
recent studies. Such generic measures do not measure QoL
but rather address HRQL. Furthermore, they are accepted
as being less sensitive to change than disease-specific
scales [7]. The SGRQ [14] is the most widely used and
probably the best measure available for the assessment of
symptoms and/or activity limitations in COPD. However,
the SGRQ does not cover the construct of QoL in sufficient
detail to be considered a measure of QoL impact.
Quality of life is the primary outcome of relevance and
importance to patients. It should provide a summary of the
impact of disease and its treatment on patients. In this
respect, it is not intended to be an aid to diagnosis or a
guide to the most appropriate intervention for a specific
patient. However, it should be able to determine which of
the alternative interventions is superior for patients as a
whole within the context of a clinical trial. The pharma-
ceutical industry has been collecting patient-reported out-
come data in clinical trials for several years. Partly in
response to this, health authorities are beginning to require
Table 6 Discriminative validity of the LCOPD
Known groups UK USA
N Mean (SD) N Mean (SD)
Gender
Male 71 13.4 (6.0) 64 9.0 (5.8)
Female 88 13.7 (6.3) 66 9.2 (6.5)
P 0.76 0.81
Employment
Working 8 10 (8.1) 22 5.8 (4.6)
Not working due to COPD 52 15.7 (5.1) 18 14.2 (4.9)
P \.01 \.001
Oxygen use
No 91 11.4 (6.7) 85 7.7 (6)
Yes 71 16.3 (4.2) 38 12 (5.4)
P \.001 \.001
Exacerbation in last week?
No – – 114 8.3 (5.9)
Yes – – 19 13.5 (5.9)
P – \.001
1050 Qual Life Res (2011) 20:1043–1052
123
evidence for new products that there are benefits for
patients that go beyond traditional clinical outcomes [30,
31]. Such ‘QoL-type’ data are also required by payers to
justify the high cost of new products. It is likely that good
QoL assessment will be required more frequently in the
future.
This paper describes the development and validation of
a new measure of QoL specific to COPD—the LCOPD.
The measure was designed to assess the overall impact of
COPD and its treatment from the patients’ perspective. Its
content was generated directly from patients by means of
qualitative, unstructured interviews and focus groups,
ensuring that the final measure covered issues of impor-
tance to patients—a fundamental requirement for QoL
measures. The LCOPD is short, quick and easy to complete
and score, making it suitable for inclusion in clinical
studies and trials. To this end, adaptations of the LCOPD
are currently in development for several countries.
The LCOPD is unidimensional, and therefore, it is valid
to add together individual item scores to obtain an overall
score. The measure has good psychometric properties as it
was shown to be reproducible and valid in both the UK and
USA. Floor and ceiling effects in both countries were
small, suggesting the range of coverage of QoL is appro-
priate for such patient groups. An advantage of the
LCOPD, resulting from its unidimensionality, is that it
provides a holistic assessment of the impact of living with
COPD in the form of an index or single number. Such an
index aids the interpretation of the overall outcomes of
clinical trials. The LCOPD can be used in conjunction with
clinical assessments and other measures (such as the
SGRQ) that are familiar to researchers and physicians. This
would allow a wider range of outcomes to be assessed in
clinical studies.
The results reported above confirm the preliminary
validity of the LCOPD. Its potential for use as a simple
assessment tool in clinical practice to assess the impact of
the disease on the patient (for example, in initial assess-
ment in pulmonary rehabilitation) has been established. A
further study is needed to determine whether the scale is
able to measure change in QoL in longitudinal studies and
to collect data that will allow scores (and changes in
scores) to be interpreted in terms of clinical importance.
Such a study should also investigate the relations between
clinical outcomes and QoL in COPD.
Conclusions
The LCOPD is a new QoL measure examining the every-
day impact of living with COPD. It was developed based
on interviews with patients and measures how COPD
affects patients from their own perspective. The LCOPD
demonstrates good scaling properties, convergent/diver-
gent validity, reliability and construct validity and may
prove valuable in understanding treatment benefits.
Acknowledgments The authors would like to acknowledge the help
of all the patients in the UK and USA who participated in the study.
They would also like to thank S Rebecca Crawford for her assistance
with editing of the manuscript and Novartis AG for their financial
support.
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