Cong ty C6 phfin Quan ly Quy VinaCapital Vi11aCapital Fund Ma11ageme11t JSC

S5/ No.: 20220510/VCFM-ETFVNl00

C<)NG HOA XA H<)I CHU NGHIA Vl.E:T NAM l>l)c l~p - T\f do - H~nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Tp. HCM Ngay 10 thang 05 nam 2022 Ho Chi Minh City, 10 May 2022

CONG BO THONG TIN DJNH KY PERIODIC INFORMATION DISCLOSURE

Kinh gi'ri/ To: Uy Ban Chrrng Khoan Nha mr6'c/ The State Securities Commission Of Viet11am Sir Giao Djch Chrrng khoan TP. HCM/ Ho Chi Minh City Stock Exchange

1. Ten Cong ty quan ly quy/Name of Fund management company:

Cong ty C6 phfin Quan ly Quy Vina Capital/ VinaCapital Fund Management JSC ("VinaCapital")

Ten Quy ETF niem y€t/ Fund name: Quy ETF VinaCapital VNl 00

Ma chung khoan/ Stock code: FUEVN100 Elia chi Tr\1 sa chfnh /Address: L:lu 17, Toa Nha Sun Wah, 115 NguySn Hu~, Qu~n 1, TP. H6 Chi Minh Head quarter address: 17th Floor, Sun Wah Tower, 115 Nguyen Hue Street, District 1, HCM city

E>i~n tho~i lien h~/Tel.: (84 - 28) 3827 8535 Fax: (84 - 28) 3827 8536

E-mail: irwm@vinacapital.com

2. N9i dung thong tin cong b5/Contents of disclosure:

Bao cao ho~t d(>ng d:lu tu thang 04 nam 2022. Monthly Report on Investment activities for April 2022.

3. Thong tin nay duqc cong b5 tren trang thong tin di~n tfr cua Quy ETF/ Cong ty Quan Ly Quy vao ngay 10/05/2022 t~i duo·ng d§n: https://wm.vinacapital.com/ cua quy ETF/ Cong ty Quan Ly Quy. This information was disclosed on the Company's/Fund's Portal on JO May 2022 at: https ://wm. vinacapital. com/

Chung toi xin cam k€t cac thong tin cong 65 tren day la dung sv th~t va hoan toan chju trach nhi~m

trn6'c phap lu~t vS n(>i dung cac thong tin da cong 65.

We hereby certify that the information provided is true and correct and we bear the full responsibility

to the law.

Tai lifu ilinh kem/Attaclted docume11ts: - Bao cao hoc:it d(mg d§u tu thang 04 nam 2022. Monthly Report on Investment activities for April 2022.

l>~i di~n Cong ty c6 phfin Quan ly quy Vina Capital Representative of VinaCapital Fund Management JSC

Nguo·i duqc uy quySn CBTT Person authorized to disclose iriformation

', VF, a6ng ddiJ ( ~ T,ttot,...IT, ition, and seal)

..

',. ··-.. ... inh

Trucmg 9 ph~n KiSm Soat N(>i B9 Head of Internal Control

Classified: Public

UVinaCapital

Ten Quy:

Fund name:

Ten COng ty quiln IY quY:

Fund Management Company:

Te n ng§n hftng giilm silt:

Supervising bank:

Ngity l~p hilo cao:

Reporting Date:

Chi tieu Indicator

I . THU NH~P, DOANH THU HO~T OQNG OAU Tlf Investment income

I. I. Co tti'c du'gc chia

Dividend income

1.2. Tien lai du'<Jc nh~n Interest income

Lai lien gu1 ngan hang Interest income from bank deposits

Lai chti'ng chi tien gu1 Jntercst income from Certificates or Deposit

Lai trci i phic·u

Interest income from bonds

Tien lai hQ'p dong rnua l•i dao ngu'<;lc du'gc nhan Reverse repo contract interest received

1.3. Lai (lo) ban cac khoan dau tu' Realized gain (losses) rrom disposal investments

1.1. Chenh 1¢ch tang, giam danh gia lai cac khoan dau tu' cluta

thtfc hi~n Unrealized gain (losses) rrom investment revaluation

1.5. Doanh thu khac

other Income

1.6. Chenh l~ch lai, lo ty gia hoi doal da vii chu'a lhtfc hi¢n Realized and unrealized gain (losses) from foreign exchange

1.7. Doanh thu khac ve dau tu'

Other investment income

1.8. Dl/ phong ncj phai thu va dtf thu kh6 doi ve co tti'c, lien lai vii xt/ ly ton that nq phai thu kh6 doi ve co tti'c, lien lai Provisions ror bad debts from dividends, interest income and

written off bad debts from dividends, interest income

II. CHI PHI OAU Ttl INVESTMENT EXPENSES

2. I. Chi phi giao djch mua, ban cac khoan dau tu' Expense ror purchasing and selling investments

Phi moi gloi Brokerage rec

Chi phi thanh toan bu trt/

Clearing settlement fee

2.2. Chi phi dtf phong nq phai thu kh6 doi va xii' ly ton that phai thu kh6 doi Provision cxoensc

2.3. Chi phi la i vay Borrowing interest expense

2.1, Chi phi d\f phong giam gia tai san nhan the chap vii xt/ ly ton that cac khoan dliu tu' cho vay c6 tai san nhan the chap Impairment expense for devaluation of assets received as pledge

2.5. Chi phi dau tu' khac Other investment expenses

Mau sO 801g - QM. B3o cfto thu nh~p Template BO lg - QM. Statement or Comprehensive Incomc

(/1,111 hJnh A·Cm thco 7//0og lltsO 181/2015/IT·IJTC ng;ly JJ lh<lng J 1 nJm 2015 CVa Op TJI chfnh hut:Jng dJ,, tha11h ljp vJ qu,111 /y qup J,oJn dt5i d,mh 111/JC) (Issued io assoclatio11 with Circu/iJr 181/2015/TT-OlC dated 13 Nov 2015 guiding cstablishmcot aod maflilgcmcnt of Exchange Traded Fund}

eAo cAo THU NH~P STATEMENT OF COMPREHENSIVE INCOME

Ma sfi Code

01

02

03

03.1

03.2

03.3

03.1

01

05

06

07

08

09

10

11

II.I

11.2

12

13

M

15

niang 0111am 20221 April 2022

Thuyet minh Note

Quy ETF VinaCapital VN100

Quy ETF VinaCapital VN 100

Cong Ty Co Ph';in Quan Ly Quy Vin aCapital

VinaCapital Fund Management Joint Stock Company

Ngan hang TMCP o ·au tu' va Phat tritfo Vi~t Nam Chi nhanh Nam Ky Khifi Nghia

Bank ror Investment and Development or VietNam JSC - Nam Ky Khoi Nghia Branch

Nuav 04 thany os nam 2022

1-May-2022

Nam 2022 Nam 2021 Year 2022 Year 2021

Thang 04 nam 2022 so my ke· Thang 04 nam 2021 somv ke April 2022 Year-to-date April 2021 Year-to-date

(16,066,742,593) (18,021,694,741) 5,939,809,735 16,188,866,741

23,082,000 177,512,800 H,200,000 115,0 12,000

222,155 1,328,157 96,535 323,311

222,455 1,328, 157 96,535 323,311

150,281,022 3,181,920,810 911,273,235 7,S75,036, 77•1

(16,210,331,070) (21,685,186,508) 5,011,239,965 8,198,191,676

-

16,477,641 48,606,043 5,707,868 17,818,702

16,177,611 18,606,013 5,707,868 17,818,702

16,177,6•11 18,606,013 5,707,868 1/,8 18,707

N~m 2022 N~m 2021 Thuyel Year 2022 Year 2021

Chi tieu Ma so minh

Indicator Code Note Thang 04 n3n, 2022 somy ke Thang 04 n3m 2021 somy ke

April 2022 Year-to-date April 2021 Year-to-date

111. CHI PHI HOl?,T DQNG CUA QUY 20 197,629,512 735,335,343 120,819,765 511,496,444

OPERATING EXPENSES

3.1.Phi quan ly Quy mo 20.1 105,674,7 16 381,639,249 45,542,387 189,338,037

Management rec

3.2. Phi d!ch vu lu\J ky tai san Quy mo 20.2 31,875,307 11 7,268,138 26,631,888 97,719,448

Custodian fee

Phi djch v11 ll/11 ky - b.io quan tai siln 20.2.1 20,000,000 80,000,000 20,000,000 80,000,000 Custodian service - Safe Custody Fee

Phi d/ch V/11//11 ky - giao c/Ji:h ch1ing khoan 20.2.2 7,470,528 22,70 1,753 1,490,574 7,587,560 Custodian service - Transaction fee

f'hi djch v1, 11111 ky cha clu/1,g khoan cd so; phi quan ty vi the· va tai s;in phili s1i1h trJ cho VSD

20.2.J 4,404,779 14,566,385 5,141,314 10,131,888 Custodian service • Depository fee, Position and Nargln management fee paid to VSD

3.3. Phi d!ch vu giam sat 20.3 5,500,000 22,000,000 5,500,000 22,000,000 Supervising fee

3.4. Phi cl!ch vu quan lr! Quy mo 20.4 16,500,000 66,000,000 16,500,000 66,000,000 Fund administrative fee

3.5. Phi d!ch vu daily chuyen nlutqng 20.5 5,500,000 22,000,000 5,500,000 22,000,000 Transfer agent fee

3.6. Phi djch vu khac cua Nha cung cap d!ch vu cha Quy mo 20.6 8,219,170 32,876,678 8,219,170 32,876,680 Other service fees

J.6.1.Phicung cap djch vµ tinh gia tri tai sJn rong tham chieu 16,438,339 4,109,585 16,438,340 (iN/1 V) tra cha HOSE 20.6.1 4,109,585

Accrual expenses payable to HOSE for iNAV calculation

J.6.2. Phi cap quyen s1i'd1mg chi sotrJ cha HOSE 20.6.2 4,109,585 16,'138,339 4,109,585 16,438,340 Accrual expenses payable to HOSE for Index usage

3.7. Chi phi hop, D~i hi)i Quy mo 20.7

Meeting and General Meeting expense

I 3.8. Chi phi kiem loan

20.8 10,849,319 43,397,278 10,849,320 43,397,279 lludit fee

3.9. Chi phi thanh ly tai san Quy mo 20.9

Asset disposal expense

3.10. Chi phi ho~t di)ng khac 20.10 13,511,000 so, 154,000 2,077,000 38,165,000 Other operating expenses

Ttui tao ban dai difn Quy 20.10.01 2,000,000 8,000,000 2,000,000 8,000,000 Remuneration of fimd's Board of Representatives

Chi phi ct5ng tile, hpp ctia ban dri dlfn 20.10.02

Fund's Board of Representatives travelling, meeting expenses

Chi phi baa cao thu'ung nien 20.10.0J

Annual report expenses

Chi phi cung cap baa gia clumg khoan 20.10.04

Price feed fee

Chi phi djch V{l hi van philp /y 20.10.0S

legal consultancy expenses

Chi phi thiet 1,p Quy 20.10.06

Setup fee

Phi quJn /y thtlang nien tra UBCKNN 20. 10.07

Annual fee paid to SSC

Phi ngan hang 20.10.0B 11,000 15'1,000 77,000 165,000 Bank charges

Chi phi ct5ng /Jo thong tin ctia Quy 20.10.09 Expenses for information disclosure of the Fund

Phi thietke, In an, gtif thtl. .. 20.10.10 Desigmi1g, printing, posting ... expenses

Phi th{lc hifn quyen trJ cha VSD 20.10.11 10,!iOO,OOO 10,500,000 f°ee paid to VSD for getting the list of Investors

Phi dJng ky ntem yet oo·s1111g trJ VSD 20. 10.12 1,000,000 1,000,000

Additional registration fee paid to VSD

Phiniem yet 20. 10.JJ 30,500,000 30,000,000

listing fee

Chi tieu Indicator

Chiphlk//ifc Other expenses

IV. Kf:T QUA HO~T DQNG DAU Tu' GAIN (LOSSES) FROM INVESTMENT (23 = 01- 10-20)

V. Ke°T QUA THU NH~P VA CHI PHI KHAC OTHER INCOME AND EXPENSE

5.1. Thu nh(ip khac Other income

5.2. Chi phi khac Other expenses

VI. TONG LQ'I NHU~N KE TOAN TRu'O'C THUE PROFIT BEFORE TAX (30=23+24)

6.1. LQi nhu(in/(lo) da lhl{c hi¢n Realized profit (losses)

6.2. Lc;li nh(in/(lo) chtrd lhl{c hi¢n Unrealized profit (losses)

VII. CHI PHI THUE TNDN CORPORATE INCOME TAX

VIII. LQ'I NHU~N KE°TOAN SAU THUETNDN PROFIT AFTER TAX (41 = 30-40)

L~ Th! Jl~ng An h

K~ to1i11

Ma sO Code

20.10.14

23

24

2•1.1

21.2

30

31

32

40

41

Nam 2022 Thuyet Vear 2022

minh Note Thang 04 nam 2022

April 2022

(16,280,849,746)

(16,280,849,746)

(10,518,676)

(16,210,33 1,070)

(16, 280,849,746)

NguyCu Xuiin Chii u

l(t to l111 tnrfrng

So" liiy kiI Vear-to-date

(18,805,636,127)

-

(18,805,636,127)

2,879,850,381

(2 1,685,186,508)

-

(18,805,636,127)

Nam 2021 Vear 2021

Thang 04 nam 2021 So" liiy k,i April 2021 Vear-to-date

5,813,282,102 15,659,551,595

-

5,813,282,102 15,659,551,595

802,012,137 7,161,056,9 19

5,0ll,239,965 8,198,191,676

- -

5,813,282,102 15,659,551,595

,;;G·:.~~ CO PHA~ \' 1AN LY au INACAPI I' T

"'-,;;,-_· ------

i.. ... -Vin.aCapital Mau s6' B02g • QM. Bilo cilo tlnh hinh tili chinh

Template B02g - QM, Statement or Financial Position

(/Jan ht3nh kem thco n,Ong h./ s6" 181/2015/TT-IJTC ngJy JJ thiing 11 nJm 201 S ct.ia IJ(i TJi chinh huting dJn th;inh l~p va quiin IY quj hoiin doi danh mµc) (Issued in association 1vfth Circular 181/2015/TT-!JTC dated 13 Nov 2015 guiding establishment and management of Exchange Traded Fund}

BAO cAo TiNH HiNH Tiu CHINH STATEMENT OF FINANCIAL POSITION

TiJi ngay 30 thang 04 nam 2022/ As at 30 April 2022

Ten Quy:

Fund name :

Ten Cong ty quan ly quy:

Fund Management Company:

Ten ngan hang giam sat:

Supervising bank:

Ngay l~p bao cao:

Reporting Date:

Chi tieu Indicator

r. TAI sAN ASSETS

1.llen gu1 ngan hang va tu'dng du'dng tien Cash at bank and cash equivalent

1. 1. Tien gu1 ngan hang Cash at bank

Tien gt.if cua nha dau hi cho ho{lt d<:Jng mua chu'ng chi qup Cash at bank for Fund's subscription

Tien phai tra cho Nha dau hi vi§ mua l{li Chu'ng chi quy Cash at bank for Fund's redemption

Tien gt.if ngan hang cho ho{lt d<:Jng cua Quy Cash at bank for Fund's operation

Tien gt.if ky quy cho ho{lt d<:Jng dau II/ chu'ng khoan phaisinh Margin account for trading derivatives

1.2. Tien gu1 co ky h;;m du'oi ba (03) thang Deposit with term less than three (03) months

2. Cac khoan dau tu' thuan Net Investments

2.1. Cac khoan dau tu' Investments

Ccfphieu niem yet Listed Shares

qfphieu chi/a niem yet Unlisted Shares

Trai phicu niem yet Listed Bonds

Trai phieu chi/a niem yei Unlisted Bonds

Chu'ng chi lien gt.if Certificates of Deposit

Hr;lp dong tien gt.if cd ky h{ln tren ba (03) /hang Deposit, with term over three (03) months

Quyen mua chu'ng khoan Investment - Rights

Quy ETF VinaCapital VN100

VinaCapita l VN 100 ETF

Cong Ty Co Ph.an Quan Ly Quy VinaCapital

VinaCapital Fund Management Joint Stock Company

NH TMCP o·au tu' va Phat trien Vi~t Nam Chi nhanh Nam Ky Khoi Nghia

Bank for Investment and Development of VietNam JSC - Nam Ky Khoi Nghia Branch

Ngay 04 thang 05 nam 2022

4-May-2022

Ma so Thuye·t Ngay 30 thang 04 nam Ngay 31 thang 03 nam 2022

Code minh 2022

As at 31 March 2022 Note As at 30 April 2022

I

110 6,457,170,972 685,588,103

111 6,457,170,972 685,588,103

111.1 - -

111.2 - -

111.3 6,457,170,972 685,588,103

111.4 -

112 - -

120 194,566,787,052 192,181,896,100

121 194,566,787,052 192,181,896,100

121.1 194,435,473,100 191,562,796,100

121.2 - -

121.3

121.4 - -

121.S -

121.6 - -

.121.1 131,313,952 619,100,000

Chi tieu Ma so Thuyet Ngay 30 thang 04 nam

Ngay 31 thang 03 nam 2022 minh 2022

Indicator Code Note As at 30 April 2022

As at 31 March 2022

H(fp dong h/dng /ai chi so· 121.8 - -

Index future contracts

Dautu'khic 121.9

Other Investment~ - -

H(fp dong mua /{Ji dao ngu'_dc 121.10 - -

Reverse repo con/rac/s

2.2. DI/ phong giam gla tal san nh~n the chap 122 -Impairment of devaluation of pledged assets

3. Cac khoan phai thu 130 36,762,000 20,760,000 Receivables

3.1 Phai thu ve ban cac khoan dau tlf 131 25,980,000 Receivables from investments sold but not yet settled -

Trang dd: Phai thu khd doi ve ban cac khoan dau tu' 132 -

in which: Overdue receivables from selling investments

3.2. Phai thu va di/ thu co tu'c, tien lai cac khoan dau tlf 133 10,782,000 20,760,000 Dividend and interest receivables

3.2.1. Phai thu co tuc, tien lai den ngay nh~n Dividend and interest receivables on or after payment 134 - -date

Phai thu co· /uc 134.1

Dividend receivables - -

Phai thu trai tuc 134.2

Coupon receivables - -

Phai thu /ai tien gui cd ky h9n du'd'i 3 thing Interest receivables from deposit with term less than 134.3 - -three (03) months

Phai /hu /ai tlen gtif cd ky h{ln tren 3 thing interest receivables from deposit with term more than 134.4 - -three (03) months

Phai thu lai chung chi /(en gtif 134.5 - -interest receivables from Certificates of Deposit

Trong d6: Phal thu kh6 doi ve co tu'c, tien lai den ngay nh~n nhlfng chlfa nh~n dlf<;lc

135 -In which: Overdue receivables from dividend, interest income

3.2.2. DI/ thu co tuc, ticn lai chlfa den ngay nh~n 136 10,782,000 20,760,000

Dividend and interest receivables before payment dale

DI/ lhu co· tuc 136.J 10,782,000 20,760,000

DiVidend receivables

DI/ thu lai trai phieu 136.2 - -

Interest accrual from bonds

DI/ thu /ai tien gtif cd ky h{ln du'd'i 3 thing Interest accrual from deposits with term less than 136.3 - -three (03) months

DI/ thu /ai tien gtif cd ky h{ln tren 3 thing Interest accrual from deposit with term more than 136.4 -three (03) months

DI/ thu /ai chung chi lien gtif 136.5

Interest accrual from Certificates of Deposit

DI/ thu /ai h<;tp dong mua /{Ii dao ngu'(fc 136.6 - -

Interest receivables from reverse repo contracts

3.3. Cac khoan phai thu khac 137 -

Other receivables

Phai lhu cha khoan co'phieu h{ln che· chef mua Receivable from AP/investors on secun/ics 011 hold of 137..l - -buying

Chi tieu Maso Thuyet Ngay 30 thang 04 nam Ngay 31 thang 03 nam 2022

minh 2022 Indicator Code

Note As at 30 April 2022 As at 31 March 2022

Cac ta/ san khac 137.2 -

Other assets -

Cac khoan khac 137.3 --

Others

3.4. DI/ phong n(J pha i thu kh6 doi 138 - -

Provision for doubtful debt

TONG TAI SAN 100 201,060,720,024 192,888,244,203

TOTAL ASSETS

II. NQ' PHAI TRA II - -

TOTAL LIABILITIES

1. Vay ngan h9n 311 - -

Short-term loans

Goe h(/p dong repo 311.1 - -

Repo contracts - Principal

Vaynganh;;m 311.2 -

Short-term loans

2. Phai tra ve mua cac khoan dau tu' 312 5,314,S30,000

Payables for securities bought but not yet settled

3. Pha i tra phi cho cac D9i ly phan phoi, Cong ly quan ly quy ve mua ban Chu'ng chi quy

313 - -Subscription and Redemption fee payable to distributors and fund management company

Phal Ira phi cho cac D{li ly phan phoi' ve mua ban ChtJng chi quy 313.1 - -

Subscription and Redemption fee payable to distributors

Phai Ira phi cho Cong ty quan ly quy ve mua ban Chu'ng chi quy

313.2 -Subscription and Redemption fee payable lo fund management company

4. Thue va cac khoan phal ni)p Nha nu'oc 314 - 600,000

Tax payables and obligations to the State Budget

5.Phai tra thu nh~p cho Nha dau tu' 315 - -

Profit distribution payables

6. Chi phi phai tra 316 119,408,044 103,947,959

Expense Accruals

Phi giao djch 316. 1 8,010,766

Transaction fee

Phai tra phi moi gid'i 316.1.1 8,010,766

Brokerage fee payables

Phai tra phi giao djch lhanh loan bu trll chu'ng khoan 316.1.2 -

Clearing Settlement Fee payables

Tr/ch trtld'c phi kiein toan 316.2 109,397,278 98,547,959

Accrued expense for audit fee

Tr/ch trtld'c phi h9p d{li h9i lhu'cfng nidn 316.3

Accrued expense for Annual General meeting

Tr/ch trt/d'c phi bao cao tht/ang nidn 316.4 - -

Accrued expense for Annual report

Tr/ch trt/d'c thu lao ban d{li difn quy Accrued expense for Remuneration Payable to Fund's 316.S 2,000,000 5,400,000

Board of Representatives

Tr/ch trt/d'c ph/ quan /y nidm ye/ hang nam l{li SGDCK 316.6 - -

Accrued expense for annual listing fee al HOSE

-

Chi tieu Ma so Thuyet Ngay 30 thang 04 nam

Ngay 31 thang 03 nam 2022 minh 2022

As at 31 March 2022 Indicator Code Note As at 30 April 2022

Trich trc/d'c /Ji vay ngan h{ln cua h(fp dong vay va h(fp di5ngrepo

316.7 - -Accrued interest Expense of shorNerm loan contracts and repo contracts

7. Phai tra cho Nha ct·au tlf ve mua Chung chi quy 317 584,269,251

Subscription payables to investors

Phai tra cha nha dau le/ chit mua cht/ng chi quy 317.1 -

Subscription Pending allotment

Phai tra nha dau tc/ trt3n ta/ san gitJ hp 3.17.2 584,269,251 -

Payables to investors for investment bought on behalf

8. Phai tra cho Nha dau tlf ve mua li!i Chung chi quy 318

Redemption payables to Investors

9. Phai t ra d!ch v~ quan ly Quy mo 319 210,506,161 211,982,395

Fund management related service expense payable

Trich trc/d'c phai tra phi quan /y 319.1 105,674,716 105,972,273

Accrued expense for Management fee

Trfch trc/d'c phi lu'U ky tai san Qufl md' 319.2 21,602,153 20,000,000

Accrued expense for Custodian fee

Ph( dich vµ lu'U ky - baa quan tai san 319.2.1 20,000,000 20,000,000

Custodian service - Safe Custody Fee

Phi dich vµ lu'U ky - giao dich Chlfng khoan 319.2.2 1,602,153 -

Custodian service - Transaction fee

Ph/ dich vµ /UV ky cha chlfng khoan cd so; phi quan /y vi the· va tai san phai sinh tra cha VSD

319.2.3 - -Custodian service - Depository fee, Position and Margin management fee paid lo VSD

Trich /rc/d'c ph/ quan tri qufl 319.3 16,500,000 16,500,000

Accrued expense for Fund administration fee

Trich trc/d'c phi giam sat 319.4 5,500,000 5,500,000

Accrued expense for Supervising fee

Trfch trc/d'c phi dich vµ d{li /y chuyen nhc/(fng 319.S 5,500,000 16,500,000

Accrued expense for Tranfer agency fee

DI/ chi phi cung cap dich vµ tinh g/a tri tai san rang tham chieu (iNA V) cha HOSE

319.6 27,864,646 23,755,061 Accrued expense for payable to HOSE for iNAV calculation

DI/ chi phi cap quyen Slf dµng chi so· cha HOSE 319.7 27,864,646 23, 755,06 I

Accrued expense for payable to HOSE for index usage

10. Phai tra, pha i n9p khac 320 - -Other payables

Phai tra phi baa gia 320.J -

Price feed fee payable

Trich trc/d'c phi cong tac, h9p cua ban d{li difn Accrued expense for Fund's Board of Representatives 320.2 -travelling, meeting

Trich trc/d'c ph( quan /y thc/Cfng nicn tra cha UBCKNN 320.3 - -

Accrued expense for Annual Fee paid to SSC

Phai Ira khac 320.4 -

Other payables

TONG NQ' PHAI TRA 300 6,228,713,4S6 316,S30,3S4 TOTAL LIABILITIES

m . GIA TRI TAI sAN RONG c6 THE° PHAN PHOI CHO NHA oilu TU' NAM GIO' CHIJNG CHi QUY MO' 400 194,832,006,S68 192,S71,713,849 (I-II) DISTRIBUTABLE NET ASSET VALUE (I-II)

Chi tieu Indicator

1. Von gap cua Nha dau tu' Contributed capita l

1.1 Von gap phat hanh Capital from subscription

1.2 Von gap mua l9i Capital from redemption

2. Th~ng du' von gap cua Nha d·au tu' Share premium

3. L<;li nhu~n chu'a phan phoi Undistributed earnings

IV. GIA TRJ TAI SAN RONG QUY MO' TREN 1 f>O'N VJ CHlJNG CHi QUY (IV=(I-II)/VI.4) NET ASSET VALUE PER FUND CERTIFICATE

v. L()l NHU~N £>A PHAN PHOI CHO NHA £>AU Ttf DISTRIBUTED EARNINGS

1. L<;li nhu~n/Tai san da phan phoi cho Nha dau tu' trong ky Distributed earnings assets in the period

2. L<;li nhu~n da phan phoi cho Nha dau tu' lily ke tu' kh i thanh l~p Quy mo den ky l~p bao cao nay Accumulated distributed profit/ assets

vx. cAc cHi TIEU NGOAI BAo cAo TiNH HiNH TAI CHINH OFF BALANCE SliEET ITEMS

1. Tai san nhan the chap Assets received as pledge

2. N<;l kha doi da Xu' ly Written off bad debts

3. Ngo9i t~ cac lo9i Foreign currencies

4. So lu'<;lng Chu'ng chi quy dang lu'u hanh Number of outstanding fund certificates

Ngu'ai l~p

Le Th! ll6ng Anh

I(~ 10,111

Ma so Thuyet Ngay 30 thang 04 nam

Ngay 31 thang 03 nam 2022 minh 2022

Code Note As at 30 April 2022

As at 31 March 2022

411 107,000,000,000 97,000,000,000

412 122,000,000,000 112,000,000,000

413 (15,000,000,000) (15,000,000,000)

414 46,780,504,882 38,239,362,417

420 41,051,501,686 57,332,351,432

430 18,208.60 19,852.75

440 - -

441 - -

442 -

VI - -

001

002 - -

003 - -

004 10,700,000 9,700,000

I<~ tu:\11 tnro·ng T6ng Gi:lm Di\c

1., VinaCapital

Ten Quy:

Fund name:

Ten Cong ty quan ly quy:

Fund Management Company:

Ten ngan hang giam sat:

Supervising bank:

Ngay l~p baa cao:

Reporting Date:

II

III

IV

V

SIT No

11.1

!1.2

111.1

111.2

Ngtriri l:Jp

Li- Thi 116ng Anh

((~ to:\n

M3u so' 803g - ETF: Mau brio cito thay d0i giit trj tAi s.in rbng, giao djch chu'ng chi quy Template 8039 - ETF: Report on change or Net Asset Value, trading of Fund Certificate

(/Jan hiinh kCm thco "ll}(Jng tt/sO 181/2015/IT-llTC ngdy 13 thJng 11 nfim 2015 ctia IJ9 TJ!chinh luningdJn thJnh l~p va qucin IYquf hocin dcfi danh mµc) (Issued in association IVIM Circular 181/2015/TT-lll'C dat(X} 13 Nov 2015 guiding establishment and management of Exchange Traded Fund)

BAO cAo THAY E>OI GIA TR! TAI SAN RONG, GIAO D!CH CHIJNG CHi QUY REPORT ON CHANGE OF NET ASSET VALUE, TRADING OF FUND CERTIFICATE

Thang M nifm 2022/ April 2022

Quy ETF VinaCapital VN100

Quy ETF VinaCapital VN100

Cong Ty Co Phan Quan Ly Quy VinaCapital

VinaCapital Fund Management Joint Stock Company

Ngan hang TMCP eau tu' va Phat tri~n Vi~t Nam Chi nhanh Nam Ky l<hoi Nghia

13ank for Investment and Development of VietNam JSC - Nam Ky Khoi Nghia 13ranch

Ngay 04 thang 05 nam 2022

04/5/2022

Ni;>idung Item

I. Gia trj tai san rang cua Quy ETF (NAV) d'au ky Net Asset Value (NAV) at the beginning of period

II. Thay doi NAV so voi ky tru'oc (= II.1 + 11.2), trong do: Change of NAV during the period(= 11.1 + 11.2), of which:

II. I. TI1ay d6i NIIV do bien dong th! tnrong vii ho9t d(ing giao djch cua Quy ITT trong ky Changes or NIIV due to market fluctuation and the rund's investment during the period

11.2. Tiiay d6i NIIV do phan ct1ia L<Ji nl1u~n(rili san cua Quy ITT cl10 Nha ct·au tu' trong ky Change of NIIV due to profit distribution to investors during the period

III. Thay doi NAV do hoan doi l~i, phat hanh them Chu'ng chi Quy ETF (= 111.1 + 111.2) Change of NAV due to redemption, subscription of Fund Certificate(= III.1 + 111.2)

Ill. 1. Khoan thu tu' vi('c phat hanh bo sung Chung chi Quy ITT Increase from Subscription or Fund Certincate

lll. 2. Khoan l11anh toan tu' vi('c Iman doi lc;1i Chung chi Quy ITT Decrease from Redemption of Fund Certificate

IV. Gia trj tai san rang cua Quy ETF cuoi ky (=I+ II + III) NAV at the end of period ( = I + II + III)

V. Gia trj tai san rang tren m9t ddn vj quy cuoi ky NAV per unit at the end of period

Ma so Code

4060

4061

4062

'1063

4064

'1065

'1066

4067

4067.1

Thang 04 nam 2022 April 2022

192,571,713,849

(16,280,849,746)

(16,280,8'19,7'16)

18,541,142,465

18,541,142,465

194,832,006,568

18,208.60

Thang 03 nam 2022 March 2022

172,275,178,348

568,283,891

568,283,891

19,728,251,610

19,728,251,610

192,571, 713,849

19,852.75

T fi ng Gi;\m DOc

~, Vina Capital Ph\l lye sfj XXVI. Ma u bito ciio ho~t dQng d'au tu' cUa quy ETF

Appendix XXVI, Report on Exchange traded Fund's Investment Activities

1

2

3

4

(/Jan h;inh kf!m thro n1011g ttls69B/2020/rT-/JTC ngiiy 16 thciog 11 oJm 2020 ctia il? truting [1(j TJi vC httdfly dAn h0<1l dpng vii quiin ly r1uiJd:iu tll'chu'ng khodn (Issued In association wl1h Orcular 98/2020/fT.fJTC dated 16 November 2020 of the Nifll!itcr of f"i11a11cc on gukling the operation and n1<1nagonc11t of the secun1ics ,;westmcnt funds

Ten Quy: Fund name: Ten Cong tv quan ly quy: Fund Management Company: Ten ngan hang giam sat: Supervising bank: Ngay lap bao ciio: Reporting Dale:

BAO cAo v'i! HO~T E>QNG £>AU Tlf CUA QUY ETF REPORT ON EXCHANGE TRADED FUND'S INVESTMENT ACTIVITIES

Tili ngay 30 thang 01 nam 2022/ 11s at 30 April 2022

Quy ETF VinaCapital VN100 VinaCapilal VNlOO ETF Cong Ty Co Ph'an Quan Ly Quy VinaCapital VinaCapital Fund Management Joint Stock Company Ngan hang TMCP o·au tu' va Phat tricn Vi(\t Nam Chi nhanh Nam Ky Khoi Nghia !lank for Investment and Development of ViclNam JSC · Nam Ky Khoi Nghia Branch Ngay 04 thang os nam 2022 4-May-2022

Ddn vi tfnh/Currcncy: VND

A. BAO cAo CHUNG v°E HO,:.T OQNG OAU Tu' CUA QUY /GENERAL INFORMATION ON FUND'S INVESTMENT ACTIVITIES

I . BAO cAo VE TIil SAN/ ASSET REPORT

STT Chi tieu Ma chi tieu Ngay 30 thang 04 Ngay 31 thang 03 nam %/cling ky nam tru'oc

NO Indicators Code nam 2022 2022 %/same period of last

As at 30 April 2022 As at 31 March 2022 year

I TAI sAN

2200 ASSETS

1.1 Tien va cac khoan tu'dng du'dng lien

2201 6,457,170,972 685,588,103 249.48% Cash and Cash Equivalents

Tien 2202

Cash

Tien gu, ngan hang 2203 6,457,170,972 685,588,103 249.48%

Cash at !lank

lien gui cua nha dau tu' cho ho;,t d9ng mua chung chi quy 2203.1 Cash al bank for Fund's subscription

Tien phai l ra cho Nha dau lu' vc mua l;,i Chung chi quy 2203.2

Cash al bank [or Fund's redemption

Tien gui ngan hang cho ho9t d9ng cua Quy 2203.3 6,457,170,972 685,588,103 249.'18%

Cash at bank [or fund's operation

·nen gui ky quy cho ho;,l d9ng dau tu' chung khoan phai ~ sinh 2203.4 -Margin account for trading derivatives 11:11

Cac khmin tu'cJng du'dng tien ,,

Cash Equivalents 2204 ~

Cac khoan dau tu' (kc chi liet) 1.2 2205 194,566,787,052 192,181,896,100 233.92%

Investments

Co phicu nicm yet 2205.1 194,435,473,100 191,562,796,100 233.76%

Listed shares

Co phieu chu'a niem yet Unlisted shares

2205.2 -

Trai phieu 2205.3 -

llonds

Chung chi tien gu, 2205.4

Certificates of Deposit

llqp dong lien gui co ky h;,n tren ba (03) lhang 2205.5

Deposits wi th term over three (03) months

Quyen mua chung khoan Investment - !Ughts

2205.6 131,313,952 619,100,000

llc;/p dong tu'cJng lai chi si'i 2205.7

Index future contracts

Dau tu' khac 2205.8

Other investments

1.3 l'hai lhu co We, lrai We

2206 Dividend, coupon receivables

10,782,000 20,760,000 75.93%

Phai thu co tuc 2206. 1

Dividend receivables 10,782,000 20,760,000 75.93%

~\!'101119-1 ~

+· GlM HAM< ~ iH~OIIG 11~1 c6 I

ol1J1\l~A PHi, V\11 MAt

~ CHI~~ ILll a 11 ~ -

-~.! -i'\ -

~ ~- coNG c.,'

*I co~P~

aui" l ~ ~\~~Cl ~ '

?11y 1 ~ T.I

Ma chi tieu Ngily 30 thang 04 Ngay 31 thang 03 nam %/cung ky nam tnloc

SIT Chi tieu nam 2022 2022 %/same period of last

NO Indicators Code As at 30 April 2022 As at 31 March 2022 year

Phai thu trai l\Jc 2206.2 -

Coupon receivables

1.4 Lai dtfqc nh~n 2207 Interest Receivables

Phai thu lai lien gu'i 2207.1 -

Interest receivables from bank deposits

Phai t11u lai chvng chi t ien g\Ji 2207.2 -

Interest receivables from Certificates of Deposit

1.5 Ticn ban chvng khoan chi! thu

2208 25,980,000 Securities Trading Receivables

1.6 Cac khoan phai thu khac

2210 -Other Receivables

Dlf phong giam gia lai san nh~n the chap 22!0.l

Impairment of devaluation of assets as pledge

l)lf phong n(J phai thu kh6 doi 2210.2

Provision for doubtful debts

Cac khoan khac 2210.3 -

Others

1.7 Cac tai san khac

2211 Other /lssets

Phai thu cha khoan co phieu han che chi! mua 2211 .1

Receivables from /11'/lnvestors on bought investment

Tra trtfoc phi quan ly niem yet hang nam tai SGDCK 2211.2 - -

Prepaid expenses for listing fee at HOSE

1.8 TONG Ti\! sAN

2212 201,060,720,024 192,888,244,203 234.39% TOTAL ASSETS

' .. II

Nq 2213 -liability

I ' II.I Tien phai thanh loan mua chvng khoan

221'1 5,31'1,530,000 1,328.23% Securities Trading Payables

,, 11. 2

Cac khoan phai tra khac 2215 914,183,456 316,530,354 337.18%

Other Payables

' . Phai tra nha dau ltf

2215.1 584,269,251 Payables to investors

Phai tra cha nha dau ttf chi! mua chvng chi quy 2215.1.1 -

Subscription Pending allotment

Phai tra nl1a dau ttf tren rai san giu' hi) 2215. 1.2 584,269,251 -

Payables to investors for investment bought on behalf

Phai Ira nha dau Ill tren co Ille da thu 2215.1.3 -

Payables to investors for collected dividend

Phai Ira cha Nha dau tt/ ve mua lai Chu'ng chi quy 2215.1.4

Redemption payable to investors

Thue va cac khoan phai ni)p Nha ntfoc 2215.2 600,000

Taxes Payables and obli\Ja lions to the State lludgel

Phai Ira phi phat l1anh, mua lai chvng chi quy cho Dai ly phan phoi va Cong ly quan ly quy 22 15.3 Subscription and lledemption fee payable lo distributors and Fund Management Company

Phai tra phi cho cac Dai ly phan phili ve mua ban Chu'ng chi quy 2215.3.1 -

Subscriotion and Redemntion fee payable to distributors

Phai tra phi cha Cong ly quan ly quy ve mua ban Chung ch i quy 2215 .3.2 Subscription and Redemption fee payable to fund management company

Phai tra thu nh~p cha nha dau ttf 2215.4 Profit distribution payables

Phai tra thu lao ban dai di~n quy 2215.5 2,000,000 5,400,000 100.00% Remuneration Payable to Fund's lloard of Representatives

Phai tra phi quan ly cl10 cong ty quan ly quy 2215.6 105,674,716 !05,972,273 232 .04% Management fee payable

Ma chi ti eu Ngay 30 thang 04 Ngay 31 th.Ing 03 nam %/cung ky nam tru'oc

SIT Chi ti eu nam 2022 2022 %/same period of last

NO Indicators Code As at 30 April 2022 As at 31 March 2022 year

Phai tra phi quan trj quy 2215.7 16,500,000 16,500,000 100.00%

Fund Administration fee payable

Phai tra phi giam sat 2215.8 5,500,000 5,500,000 100.00%

Supervisory service fee payable

Phi giao d!ch 2215.9 8,01 0,766 1,334.73%

Transaction fee

l'hai tra phi m6i gioi 2215.9.1 8,010,766 1,334.73%

Broker fee payable

Phai tra phi phat hanh thanh loan bu trll chu'ng khoan , -2215.9.2 - ,

Clearing Settlement Payables

Trich tn/oc phi lu'U ky tai san Quy mo 2215.10 21,602, 153 20,000,000 ' 107.37%

Accrued expense for Custodian fee

Phi d!ch vu lu'u ky - baa quan ta i san 2215.10.1 20,000,000 20,000,000 100.00%

Custodian service - Safe Custody Fee

Phi d!ch vu lu'u ky - giao d!ch chu'ng khoan 2215.10.2 l,602,153 1,334.73%

Custodian service - Transaction fee

Phi d!ch vu lu'u ky cha chu'ng khoan cd so, phi quan ly vj the va tai san phai sinh Ira cha VSD

2215.10.3 - -Custodian service - Depository fee, Position and Margin management fee paid to VSD

Phai Ira phi kiem loan 2215.11 109,397,278 98,547,959 100.00%

Audit fee payable

Phai Ira phi hop da i h9i thu'ong nicn 2215.12

General meeting expense payable

Phai tra phi baa cao thu'ong nien 2215.13

Annual report expense payable

Phai tra phi djch vu dai ly chuyen nhu'9ng 2215.14 5,500,000 16,500,000 100.00%

Transfer Agency fee payable

DI/ chi phi cung cap d!ch vu tinh gia tr! tai san rang tham chieu (iNAV) cha HOSE 2215.15 27,861,646 23,755,061 84.48% Accrued expense for payable to HOSE for iNAV ca lculation

> IN chi phi cap quyen su' dung chi so cho HOSE 2215.16 27,864,646 23,755,061 84.48% ;',Cl Accrued expense for payable to HOSE for Index usage

,f • ,,.

'"'·" ·n Phai Ira khac 2215.17 ;111 fN ~

11 Other payables

' .. l'l1ai tra phi bao gia r I 2215.17. 1 j~l4 Price feed fee payable s

Trich tru'oc phi c6ng tac, hop cua ban dai dif,n , Accruals for Fund's lloard of Representatives travelling, 2215. 17.2 - J meeting expense

Trich lru'oc phi quan ly lhu'ong nien tra UIJCKNN 2215.17.3 -

Accruals for Annual Fee pay to SSC

Gia d!ch vu su' dung ngan hang trl/c tuyen 2215.17.4 - . ..., 5213 maintenance fee

~

~ "· Trich tru'oc phi quan ly niem yet hang nam tai SGDCK ...._ 2215.17.5 - rv Accrued for listing fee at HOSE

Vay ngan han {N 2215. 18

LlY *~ Shorlerm loans ( fl

Goe hc;ip dong repo 2215.18. 1 ?\l

~ Principal of repo contracts

~ ---=='! Trich l ru'oc lai vay ngan h;m

22 15.18.2 HO -Accrued interest expenses -Goe vay ngan han

2215. 18.3 -Principa l of short-term loans

11.3 TONG NO' 2216 6,228,713,456 316,530,354 927.93% TOTAL LIABILITIES

Tai san rang cua Quy ( = 1.8 - 11.3) 2217 194,832,006,568 192,571,713,849 228.92% Ill

Net Asset Value ( = 1.8 - !1.3)

Tong so chu'ng chi quy dang lu'u hanh 2218 10,700,000 9,700,000 209.80% IV

Total Outstanding Fund Certificates

I

t.

I I

SIT NO

V

Chi ti eu Indicators

Gia tr! tai san rang tren mi)t chung ch i quy Net Asset Value per Fund Certificate (III / IV)

Oai dien co tham quy·en cua Ngan hang giarn sat alive of Supervisory Bank

Ma chi ti eu Code

2219

Ngay 30 thang 04 Ngay 31 thang 03 nam %/rung ky nam trlloc nam 2022 2022 %/same period of last

As at 30 April 2022 As at 31 March 2022 year

18,208.60 19,852.75 109.11%

Urnol< Colin Taylor

Tti ng Gi:\rn Dfic

ua Cong ty quan ly Quy f Fund Management Company

U VinaCapital Phv Ive sci XXVI. Mau biio ci1o ho(lt dQng d3u tll cUa quV ETF

Appendi x XX VI. Report on Exchange traded Fund 's Inves tment Act ivities

1

2

3

4

(!Jan hiinh kCm thro 77uing tu's698/2020/Tl"-IJIC ngiiy 16 thiing I I 11Jm 207.0cUa I.IQ tn/fJng I.IQ 1a1 vC hutiilg dJ,, h0r_1t <1p11g vJ quii111)/qujdHu tt/clui11g kho;i11 (Issued;,, associc1tia11 1vHh Ci1cular 98/2020/IT -/J re dated I 6 Novcm/Jcr 2020 of the Minister of n11,111cc otJ g11idkIg the operation and ma11agcmc11t of the scxtm!les l1wcstmc11/ funds

eAo cAo HO~T o(>NG oi\u nf cuA QUY ETF REPORT ON EXCHANGE TRADED FUND'S INVESTMENT ACTIVITIES

Ten Quy:

Fund name:

Ten Cong ty quim ly quy:

Fund Management Company:

Ten ngan hang giam sat:

Supervising bank:

Ngay l~p bao cao:

Reporting Date:

Thang 01 n/im 2022/ April 2022

Quy ETF VinaCapital VNl00

VinaCapita l VNlO0 ETF

Cong Ty Co Pha n Quan Ly Quy VinaCapital

VinaCapita l Fund Management Joint Stock Company

Ngan hang TMCP f>a u tll va Phat trien Vifs\t Nam Chi nhanh Nam Ky Khoi Nghia

llank for I nvestment and Development of VietNam JSC - Nam Ky Khoi Nghia llranch

Ngay 04 thang 05 nam 2022

4-May-2022

Elon vj tinh/Currency: VND

A. eAo cAo CHUNG v'E HO~T DQNG f>AU Tlf CUA QUY /GENERAL INFORMATION ON FUND'S INVESTM ENT ACTIVITIES

II. BAO cAo KE°T QUA HO~T DQNG / PROFIT AND LOSS REPORT

Ma chi Lily ke tit d'au nam

TT Chi tieu tieu

Thang 04 nam 2022 Thang 03 nam 2022 Accumulated figure NO Indicators

Code April 2022 March 2022 from the beginning of

the year

I Thu nh~p tit ho1;1 t d9ng d'au tll 2220 23,304,455 31,909,712 178,870,957 Income from Investment Activities

I Co tu'c, trai tu'c dlfQ'c nh~n

222 1 23,082,000 31,710,000 177,542,800 Dividend income, interest income from bonds

co· t ire dtl(fc nh[in 2221.1 23,082,000 31 ,710,000 177,542,800

Dividends li1come

Trai tire dtl(fc nh[in 2221.2 -

Interest income from bonds

2 Lai dlfQ'c nh~n

2222 222,455 199,712 1,328,157 Interest income

Lai hen gtlf ngan hang 2222.1 222,455 199,712 1,328,157

Interest income from bank deposits

Lai cluing chi tien gtlf 2222.2 - -

Interest income from Certificates of Deposit

3 Cac khoan lhu nh~p khac

2223 - - -Other income

Thu nh[ip khac ve dau /II 2223.1

Other 1iwes/111ent income

Thu nh[ip kh,ic Other income

2223.2 - -

0u,sosis ~f!l' GAN HA~

,,,<! THlf()jG M~I C6 ~ OAUilJVAPHA~

Chiphid/fphong n(f phai thu khd doi veco'tirc, lien ~I VltT NA lai va xii' ly toi1 /l1J't n(f phai /hu khd doi vc co' tire,

~ lien lai 2223.3 I

Provision expense for bad debts from dividends, - -

interest 1i1come and wn1/en off bad debts ftvm I

dividends, interest income H -

II Chi phi 2224 214,107,153 184,921,671 783,941,386 Expenses

I Chi phi quan ly tra cha Cling ty quan ly quy

2225 105,674,716 105,972,273 381,639,249 Management Fee paid to Fund Management Company ~-

'?,\ -Chi phi llfu ky, giam sat tra cho Ngan hang Giam sat/VSD ~

2 Custody fee, Supervising fee paid to Supervising

2226 37,375,307 33,914,054 139,268,138 <!, ' co"G ln,n••11,n

(') co~ Phi d/ch vµ luu ky - baa quan tai san

2226. 1 20,000,000 20,000,000 80,000,000 i

Q\}t,.tl Custodian service - Safe Custody Fee i( Phi d/ch vµ lull ky - giao d/ch ch1il1g khoJn

2226.2 7,470,528 4,279,848 22,701,753 ~\"~ Custodian service - Transaction fee 're Ph/ d,ich vµ luu ky cha cluing khoan cd so; phi quan "(1,t 7 • · ly v/ the· va /,ii san pl1Ji s1i1h trJ cha 11.S'IJ

2226.3 4,404,779 4, 134,206 14,566,385 Custodian service - Depository fee, Position and Marg1i1 management fee paid to V.S'/J

Phigiam sat 2226.1 5,500,000 5,500,000 22,000,000 Suuervisorv fee

Chi pl1i quan trj quy vii cac cl1i pl1i khac ma c6ng ly quan ly quy lra cho to chu'c cung cap dich vv co lien

3 quan 2227 30,219,170 30,493,140 120,876,678

Fund /\dminislralion Fee, and other fees paid lo relevant rund 1s service providers

Ma chi Luy ke tu' d'au nam

TT Chi tieu tieu

Thang 04 nam 2022 Thang 03 nam 2022 Accumulated figure NO Indicators

Code April 2022 March 2022 from the beginning of

the vear

Chi phi quan tri Quy 2227. 1 16,500,000 16,500,000 66,000,000

Fund Administration Fee

Chi phi d/ch V(J Diji I)' Chuye'n nhtll;fng 2227.2 5,500,000 5,500,000 22,000,000

Transfer Agency Fee

Phi cung cap d/ch V(J tlnh gia tr/ tai san rang tham chiei.J (!NA V) tra cha HOSE 2227.3 '1,109,585 4,216,570 16,438,339 Expenses payable to HOSE for iNA V calculation

Phi cap quyen su' d(Jng chi so· tra cha /fOSE 2227.4 4,109,585 4, 246,570 16,438,339

Expenses payable to HOSE for Index usage

4 Chi phi kiem toan tra cl10 to chu'c kiem loan

2228 10,849,319 11,210,964 43,397,278 Audit fee

Chi phi d[ch v~ tlf van phap ly, dich vu baa gia va cac d[ch v~ hqp ly khac, thu lao tra cha ban d9i di~n quy

5 Lega l consultancy expenses, price feed fee, other 2229 2,000,000 2,000,000 8,000,000 valid expenses, remuneration paid to Fund's 13oard of Representatives

Thu tao ban di!i di/ftn Quy 2229.1 2,000,000 2,000,000 8,000,000 Remuneration of Fund's Board of Representatives

Chi phi cung cap baa gia chtmg khoan 2229.2 -

Price feed fee

Chi phi d/ch V(J ttl van phap ly 2229.3

Legal consultancy expenses

Chi phi dtf thao, in an, glli ban cao bsich, ban cao bach tom tat, baa cao tai ch inh, xac nh~n giao d[ch, sao ke tai khoan vii cac tai lieu khac cha nha dau tlf; cl1i phi c6ng b6 t t16ng tin cua quy; chi phi to chu'c l19p dai h(\i nha dau tlf, ban dqi di~n quy

6 Fee for drafting, printing, distribution of prospectus, 2230 - -summarised prospectus, financia l statements, transaction confirmations, account statements and other documents to investors; information disclosure fee; fee for organising annua l genera l meeting, board of representatives meeting

Chi phi h9p Di!i h(}i Quy 2230.1 - - -

Meeting expenses

Chi phi baa cao lhtlcfng men 2230.2 - -

Annual report expenses

Chi phi h9p, cong lac cua ban di!i di/ftn Fund's /Joard of Representatives meeting, travelling 2230.3 - -expenses

Chi phi cong lxJ' /hong /in cua Quy 2230.1 -

Expenses of information disclosure of the Fund

Phi thiet M; in an, gtif tt111. .. 2230.S - - -

Designing, printing, posting ... expenses

Chi phi lien quan den thtfc hi~n cac giao d[ch tai san

7 cua quy 2231 16,477,641 699,240 48,606,043 Expenses related to execution of fund's asset transactions

Chi phi moi gid'i 2231.1 16,477,6'\ l 699,240 48,606,043

/Jrokerage fee

Chi phi lhanh toan bu tril 2231.2 -

Clearing settlement fee

8 Cac loqi cl1i phi khac

2232 11,511 ,000 632,000 42,1 54,000 Other expenses

Chi phi tlue't !§p Quy 2232.1 - -Set up Expenses

Phi mem yet, dang k)' chtmg khoan 2232.2 500,000 · 30,500,000

Listing, registratk1n fees

Phi quan I)' thtlifng nien tra cha UBCKNN 2232.3 - -

Annual management fee paid to SSC

Phi ngan hang 2232.4 11 ,000 132,000 154,000 Bank charges

Chi phi /Ji vay 2232.5 -Borrowing expense

Chiphikhac 2232.6 Other Expenses

Phi thl/C hiiftn quyen tra cha VSD 2232.7 10,500,000 10,500,000

Fee paid to VSD for getting the list of investors

Phi dang ky 111e111 yet oo'sung tra VSD 2232.8 1,000,000 - 1,000,000

Additional registration fee paid to VSD

TT Chi tieu NO Indicators

Thu nh~p rong tu' ho,:it d9ng cfau tit ( = I - II) III Net Income from Investment Activities ( = I -

II)

IV Lai / (16) tu' hoi_lt d(>ng cfau tu' Gain / (Loss) from Investment Activities

1 Lai (16) thtfc tc phat sinh tu' ho~t di)ng dau lt/ Realised Gain / (Loss) from disposal or investment

2 ·n,ay doi ve gia tr! cua cac khoan dau tlf trong ky Unrealised Ga in / (Loss) due to mark,,t price

Thay doi cua gia tr! tai sim rong cua Quy do cac hoi)t d(>ng cfau tu' trong ky (III + IV)

V Change of Net Asset Value of the Fund due to investment activities during the period (=III+ IV)

VI Gia tr! tai san rong d·au ky Net Asset Value at the beginning of period

Thay doi gia tr! tai san rong c(,a Quy trong l<y VII Change of Net Asset Value of the Fund during

the period

Trong d6: Of which:

"!hay doi gia tr! tai san rong cua Quy do cac hoat

1 di)ng lien quan den dau ttl cua Quy trong ky Change of Net /\sset Value due to investment related activities during the period

lhay doi gia tr! rai san rong cua Quy do vi~c cl1i tra

2 1<;1i life/ co life cua Quy cho cac nha dau tlf trong ky Change or Net /\sset Value due to dividends payment to investors during the period

Thay doi gia tr! tai san rong cua Quy lien quan to'i

3 nha dau ttl trong ky Change of Net /\sset Value related to investors during the period Thay d6i GHSR do phat hanh them Chlfng chi Quy Change or Net /\sset Value due to subscription during the neriod Thay d6i GHSR do mua l;:i i Chlfng chi Quy Change of Net /\ssel Value due to redemption during the oeriod

VIII Gia tr! tai san rong cuoi l<y Net Asset Value at the end of □eriod

L<;li nhu~n blnh quan nam (chi ap d1,mg doi v6'i

IX bao cao nam) Average annual profit ( only applicable to annual report)

Ty suat l<;ti nhu~n blnh quan nam ( chi ap dl)ng d61 v6'i bao cao nam) Average annual rate of return (only applicable to annual report)

y El,:ii di~n c6 tham quy'cn cua Ngan hang giam sat

Authorised Ncpresentative of Supervisory /Jank

Ma chi tieu Code

2233

2234

2235

2236

2237

2238

2239

2210

2211

2212

2239. 1

2239.11

2239.22

2243

2244

2245

Thang 04 nam 2022 April 2022

(190,802,698)

(16,090,047,048)

150,281,022

(16,210,33 1,070)

(16,280,849,746)

192,571,713,849

2,260,292,719

-

(16,280,849,716)

-

18,511,112,165

18,5'l1,11i2/IG5

194,832,006,568

llrooi< Colin Ta_l'lor

Tfing Ci;\ 111 D,ic

Thang 03 nam 2022 March 2022

(153,011,959)

721,295,850

181,513,705

536,782, 115

568,283,891

172,275,178,348

20,296,535,501

568,283,891

19,728,25 1,610

19,728,25 1,610

192,571,713,849

Fund Management Company

Luy ke tu' cfau nam Accumulated figure

from the beginning of the vear

(605,070,429)

(18,200,565,698)

3,181,920,8 I 0

(21,685,'186,508)

(18,805,636,127)

155,575,633,980

39,256,372,588

(18,805,636,1 27)

-

58,062,008,715

58,062,008,7 I 5

194,832,006,568

~~ .G's Pl A. rt t

... H

~

Cl ·_,\

H ·n H "ti \

* / ·GH s

~

UVinaCapital Phl;J lye sii XXVI. M3u bilo cilo hoi;t l d(>ng cfciu tu' cUa quy ETF

Appendix XXVI. Report on Exchange traded Fund 's Investment Activities

(Ban hanh kt!m 111,.-0 7/ldng ltrstf 98/2020/Tr-117-C ngay 16 thiing 11 n!im 2020 aia lip tr1rang ll(i Tai vi! 11,r&,g dJn h0et dpng va quan fyquydau tu'chu'ng khoan (Issued in association w,U, Ci'rcular 98/2020/TT-!JlC datl!d 16 Novl'mbcr 2020 of the Ninistcr of Firmncc on guiding the opcrati'on and mc1nagcmcnt of the securities investment funds

1

2

3

4

sAo cAo HOJ:'T E>QNG DAU nf CUA QUY ETF REPORT ON EXCHANGE TRADED FUND'S INVESTMENT ACTIVITIES

Ten Quy:

Fund name:

Ten Cong ty quan ly quy:

Fund Management Company:

Ten ngan hang giam sat:

Supervising bank:

Ngay l~p bao cao:

Reporting Date:

T{1i ngay JO thang 04 nam 2022/ As at JO April 2022

Quy ETF VinaCapital VNl00

VinaCapital VN100 ETF

Cong Ty Co Ph.a n Quan Ly Quy VinaCapital

VinaCapital Fund Management Joint Stock Company

NH TMCP D'ilu tu' va Ph.it trien Vi~t Nam Chi nhanh Nam Ky Khoi Nghia

Bank for Investment and Development of VietNam JSC - Nam Ky Khoi Nghia Branch

Ngay 04 thang 05 nam 2022

4-May-2022

Don vi tfnh/Currency: VND

A. BAO cAo CHUNG v'i( HO~T D(>NG DAU Tl( CUA QUY /GENERAL INFORMATION ON FUND"S INVESTMENT ACTIVITIES

III. sAo cAo DANH Ml,IC DAU nf I INVESTMENT PORFOLIO REPORT

Gia thj tru'ci'ng Ty I~ %/Tong gia trj tai san

Lo,:ii tai sirn Ma chi tieu so· lu'Q'ng ho~c gia trj hQ'p

Tong gia tr! cua quy SIT ly t,:ii ngay bao

Asset types Code Quantity cao

Total value %/Total asset

Market price value of the

Fund

I co PHIE°u NIEM YET

2246 LISTED SHARES

1 ACB 2246.1 239,100 32,700 7,818,570,000 3.89%

2 APH 2246.2 75 18,950 1,421,250 0.00%

3 BID 2246.3 25,989 37,250 968,090,250 0.48%

4 BVH 2246.4 10,900 62,100 676,890,000 0.34%

5 ClI 2246.5 30,500 23,600 719,800,000 0.36%

6 CTG 2246.6 73,171 27,750 2,030,495,250 1.01 %

7 DBC 2246.7 15,160 31,lOO 471,476,000 0.23%

8 DCM 2246.8 18,700 38,650 722,755,000 0.36%

9 DGC 2246.9 10,300 240,900 2,481,270,000 1.23%

10 DGW 2246.10 6,400 139,000 889,600,000 0.44%

11 DHC 2246.11 7,100 80,600 572,260,000 0.28%

12 DIG 2246.12 22,718 65,000 1,476,670,000 0.73%

13 DPM 22<16.13 20,900 67,400 1,408,660,000 0.70%

14 DXG 2246.1'1 51,770 36,600 1,894,782,000 0.94 %

,fil'il +ffl ~

~ -TIIUIJ ~ 11lUT

' * I oc:, 1W

;f 1,, 1

(:

I *( ~

Gia th! tnlong Ty I~ %/Tong gia tr! tai san

Lo,;ii tai san Ma chi tieu So hlgng ho~c gia tr! hgp

Tong gia tr! cua quy STT

Asset types Code Quantity ly t.;ii ngay bao

Total value %/Total asset cao

Marl<et price value of the

Fund

15 DXS 2246.15 16,400 30,700 503,480,000 0.25%

16 EIB 2246.16 106,200 30,000 3,186,000,000 1.58%

17 FPT 2246.17 80,145 105,000 8,415,225,000 4.19%

18 GAS 2246.18 11,500 106,000 1,219,000,000 0.61%

19 GEX 2246.19 51,846 28,200 1,462,057,200 0.73%

20 GMD 2246.20 30,000 54,400 1,632,000,000 0.81%

21 GVR 2246.21 16,200 28,850 467,370,000 0.23%

22 HCM 2246.22 23,050 26,550 611,977,500 0.30%

23 HDB 2246.23 141,532 25,300 3,580,759,600 1.78%

24 HDG 2246.24 12,820 57,600 738,432,000 0.37%

25 HNG 2246.25 61,900 7,350 454,965,000 0.23%

26 HPG 2246.26 253,826 43,300 10,990,665,800 5.47%

27 HPX 2246.27 17,000 27,000 459,000,000 0.23%

28 HSG 2246.28 40,050 28,300 1, 133,415,000 0.56%

29 !TA 2246.29 61,900 13,000 804,700,000 0.40%

30 KBC 2246.30 35,000 43,800 1,533,000,000 0.76%

31 KDC 2246.31 17,870 51,900 927,'153,000 0.46%

32 KDH 2246.32 45,028 47,900 2,156,841,200 1.07%

33 LPB 2246.33 108,200 16,400 1,774,480,000 0.88%

34 MBB 2246.34 217,296 29,800 6,475,'120,800 3.22%

35 MSB 22'16.35 1'10,480 22,900 3,216,992,000 1.60%

36 MSN 2246.36 59,220 116,000 6,869,520,000 3.42%

37 MWG 2246.37 51,800 149,200 7,728,560,000 3.84%

38 NKG 2246.38 16,600 37,350 620,010,000 0.31%

Gia thj tru'ong Ty I~ %/Tong gia tr! tai san

Lo~i tai san Ma chi tieu Solu'<jng ho~c gia trj h<jp

Tong gia trj cua quy STT ly t~i ngay bao

Asset types Code Quantity cao

Total value %/Total asset

Market price value of the

Fund

39 NLG 2246.39 25,612 47,200 1,208,886,400 0.60%

40 NVL 2246.40 68,589 82,000 5,624,298,000 2.80%

41 OCB 2246.41 85,100 23,900 2,033,890,000 1.01%

42 PCl 2246.42 18,556 39,400 731,106,400 0.36%

43 PDR 2246.43 27,246 62,100 1,691,976,600 0.84%

44 PLX 2246.44 17,100 48,000 820,800,000 0.41 %

45 PNJ 2246.45 20,900 108,000 2,257,200,000 1.12%

46 POW 2246.46 75,200 13,150 988,880,000 0.49%

47 PVD 2246.47 26,520 20,300 538,356,000 0.27%

48 REE 2246.48 14,000 82,400 1,153,600,000 0.57%

49 SAB 2246.49 8,400 162,100 1,361,640,000 0.68%

50 SAM 2246.50 52,600 13,450 707,470,000 0.35%

!i081~ 51 SBT 2246.51 24,700 19,000 469,300,000 0.23% ~

; IIAIC6 PIU

52 SCR 2246.52 39,700 16,600 659,020,000 0.33%" VA PHATTRli tT NAM

111 NHANH 53 55B 2246.53 126,300 36,750 4,641,525,000 2.31% KY ~I IIGH\

. Fl>.~og 54 551 2246.54 70,499 33,550 2,365,241,450 1.18%

55 5TB 2246.55 181,200 27,700 5,019,240,000 2.50%

56 TCB 2246.56 236,300 44,000 10,397,200,000 5.17%

57 TCH 2246.57 53,588 16,lOO 862,766,800 0.43%

58 TPB 2246.58 93,887 33,600 3,154,603,200 1.57% -~ . 3

59 VCB 2246.59 55,349 80,900 4,477,734,100 2.23% ~ . CO N( co'p

60 VCG 2246.60 17,900 29,300 524,470,000 0.26% QU AN L

61 VCI 2246.61 23,300 42,050 979,765,000 0.49% -~ I, T. -~

62 VHC 2246.62 10,500 104,000 1,092,000,000 0.54%

Gia th! tru'ong Ty I~ %/Tong gia tr! tai sim

Lo<;1i tai san Ma chi tieu Solu'qng ho~c gia tr! hqp

Tong gia trj cua quy STT

Asset types Code Quantity ly t<;1i ngay bao

Total value %/Total asset cao

Market price value of the

Fund

63 VHM 2246.63 135,650 65,000 8,817,250,000 4.39%

64 VIB 2246.64 91,400 43,000 3,930,200,000 1.95%

65 VIC 2246.65 135,412 80,000 10,832,960,000 5.39%

66 VJC 2246.66 27,500 129,900 3,572,250,000 1.78%

67 VN D 22%.67 92,360 31,000 2,863,160,000 1.42%

68 VNM 2246.68 84,822 74,200 6,293,792,400 3.13%

69 VPB 2246.69 315,737 36,700 11,587,547,900 5.76%

70 VP! 2246.70 10,300 61,200 630,360,000 0.31%

71 VRE 2246.71 98,800 30,900 3,052,920,000 1.52%

TONG 2247 4,513,673 1g4,435,473,100 96.70%

TOTAL

II co PHIEU CHu'A NIEM YET

2248 UNLISTED SHARES

.. TONG 2249

TOTAL

TONG cAc Lo~I co PHIE·u 2250 4,513,673 194,435,473,100 96.70%

TOTAL

: I III TAAi PHIE°u

2251 BONDS

1 Trai phieu niem yet

2251.1 -Listed bonds

2 Trai phieu chU'a niem yet

2251.2 - - -Unlisted bonds

TONG 2252 - -

TOTAL

CAC LO~I CHUNG KHOAN IV KHAC 2253

OTHER SECURITIES

1 Quyen mua 2253. l Rights

QM .LPB 2253.1.1 95,900 1,369 131,313,952 0.07%

2 Chi tiet lo9i h(Jp dong phai sinh

2253.2 -Index future contracts

TONG 2254 95,900 131,313,952 0.07%

TOTAL

TONG cAc Lo~1 cHu'NG KHOAN 2255 4,609,573 194,566,787,052 96.77% TOTAL TYPES OF SECURITIES

V cAc TAI sAN KHAc OTHER ASSETS

2256

Lo~i tai san Ma chi tieu SIT

Asset types Code

1 Co tu'c du'Q'c nh~n

2256.1 Dividend receivables

2 Lai trai phieu du'Q'c nh~n

2256.2 Coupon receivables

Lai tien gu1 va chu'ng chi tien gu1

3 du'Q'c nh~n

2256.3 Interest receivables from bank deposits and certificates of deposit

Tien ban chu'ng khoan cho thu 4 Outstanding Settlement of sales 2256.4

transactions

Phai thu cho khoan co phi(fo h;;rn

5 che cho mua

2256.5 Receivable from AP/Investors on bought investment

6 Phai thu khac

2256.6 Other receivables

7 Tai san khac

2256.7 Other assets

TONG 2257

TOTAL

VI TIEN

2258 CASH

1 Tien, tu'dng du'dng tien

2259 Cash, Cash Equivalents

1.1 Tien gu1 ngan hang

2261 Cash at Bank

1.2 Cic khoan tu'dng du'dng tien

2259.2 Cash Equivalents

Tien gu1 co ky h9n tren 3 thang 2 Deposits with term over three 2259.3

(03) months

Chu'ng chi tien gu1 3

Certificates of deposit 2260

TONG 2262

TOTAL

VII Tong gia tr! danh m~c

2263 Total value of portfolio

f>~i di(!n co tham quyen cua Ngan hang giam sat rf / ~~ Authorised Representative of Supervisory Bank

Solu'gng Quantity

Gia thj tntong ho~c gia tr! hgp

Tong gia tr! ly t~i ngay bao

Total value cao

Market price

10,782,000

-

25,980,000

-

36,762,000

6,457,170,972

6,457,170,972

-

6,457,170,972

201,060,720,024

-o~· ltf'\ co tc~~ en cua Cong ty quan ly Quy

Fund Management Company

Cong Ty Co Ph.an Quan Ly Quy VinaCapital Brook Colin Taylor Tong Giam Doc

Ty I(! %/Tong gia tri tai san

cua quy %/Total asset

value of the Fund

0.01%

0

-

-

0.02%

3.21%

3.21%

-·o

~ - ;1 ,l'

"' ~

3.21%

100.00%

~ . ..i Vina Capital Phv h,1c sO"J<XVI. Miu bio do ho1t 49ng d'Ju tt/ ctia quy ETF

Appendix XXVI. Report on Exchange traded Fund's Investment Activities

(Ban hanh kem theo Th6ng hf s6 98/2020/TT-BTC ngJy 16 th.ing 11 nJm 2020 clia BP tnA:fng 89 TJi ve hllting dJn hOefft d9ng vJ qu.in tj quf dilu h/ chtnlg khOdn (Issued in association wit/1 Circular 98/2020/TT-STC dated 16 November 2020 of the Minister of Finance on guiding the operi1tion and management of the securities inves"vnent funds

sAo cAo Ho~T £>QNG o:au nJ' cuA QUY ETF REPORT ON EXCHANGE TRADED FUND'S INVESTMENT ACTIVITIES

Thang 04 nam 2022/ April 2022

1 Ten Quy: Quy ETF VinaCapital VNl00 Fund name: VinaCapital VNlO0 ETF

2 Ten Cong ty quan ly quy: Cong Ty Co Phan Quan Ly Quy VinaCapital Fund Management Company: VinaCapital Fund Management Joint Stock Company

3 Ten ngan hang giam sat: NH TMCP flau tu' va Phat trien Vi~t Nam Chi nhanh Nam Ky Khdi Nghia Supervising bank: Bank for Investment and Development of VietNam JSC - Nam Ky Khoi Nghia Branch

4 Ngay l?P baa cao: Ngay 04 thang 05 nam 2022 Reporting Date: 4-May-2022

A 6.AO cAo CHUNG VE HO~T f>QNG OAU Tlf CUA QUY /GENERAL INFORMATION ON FUND'S INVESTMENT ACTIVITIES IV BAO CAO HO~T f>QNG VAY, GIAO D~CH MUA BAN ~I/ REPORT ON BORROWING OPERATION, REPO/REVERSE REPO TRANSACTIONS

Gia tr! khoan vay ho;;ic khoan

cha vay Amount

Thai diem giao d!ch As at transaction date

STT No.

2

N{>i dung ho~t d{>ng (neu chi tiet theo m1,1c tieu va doi tac)

Description

Cac khoan vay tien (neu chi tiet tlfng h<;ip aong) Borrowin s detail b each contract Tong gia tri cac khoan vay tien/gia tr! tai san rong Borrowinos NAV Hgp aong Repo (neu chi tiet tlfng hgp <!ong) Repo contract (detail by each contract)

II Tong gia trj cac hgp <!ong Repo/gia tr! tai san rong Total value of Repo contracts/NAV

A Tong gia tri cac khoan vay/gia trj tai san rong (=!+II) Total Borrowings, Repo/NAV (=!+II) Cho vay ch ting khoan (neu chi tiet tu'ng hgp <!ong) Securities lending (detail by each contract)

III Tong gia tri cac hgp <!ong/gia tr! tai san rong Total contract value/NAV

4 Hgp dong Reverse Repo (neu chi tiet tlfng hgp <!ong) Reverse Repo contract (Detail by each contract)

IV Tong gia trj cac hgp dong/gia tri tai san rong Total contract value/NAV

B Tong gia trj cac khoan cho vay/gia tr! tai san rong ( =III + IV) Total Loans/NAV (=III+IV)

of Supervisory Bank

Machi tieu Code

2287

2288

2289

2290

2291

2292

2294

2295

2296

2297

floi tac Muc tieu/Tai san Ky h~n Co~:rp da.;, baa Collateral Term Ngay

thang nam Date

Ty I~ gia tr! hgp dong/ gia tr! tai san rang cua

quy Balance/NAV

Thai diem baa cao As at reporting date

Ngay thang nam Date

Ty I~ gia tr! hgp dong/ gia trl tai san rang cua

quy Balance/NAV

· ng ty quan Iv quy Fund Management Company

Ph \J Ive sfi XXVI. M~u bilo cao ho{l t d{mg dilu tu' cUa quy ETF ~J Vina Capital Appendix XXVI. Report on Exchange traded Fund's I nvestment Acti vities

1

2

3

4

{Oan hJnh kCm thco Th0ng tt/sO98/2020/TT-IJTC ngiiy 16 thiing 11 nJm 2020cUa B? tru'dng 04 Tiii ve hVdilg dJn h0{3t d~ng va quiin lj qufi dJu tU'chtJng kho.in {Issued in association wilh Circular 98/2020/rT-llTC dated 16 November 2020 of the Ninister of Finance on guiding the operation and management of the sccun1les investment funds

Ten Quy:

Fund name:

Ten Cong ty quan ly quy:

Fund Management Company:

Ten ngan hang gia m sat :

Supervising bank:

Ngay l(lp bao cao :

Reporting Date:

BAO cAo HO~T OQNG DAU Tu' CUA QUY ETF REPORT ON EXCHANGE TRADED FUND'S INVESTMENT ACTIVITIES

Thang 01 nam 2022/ AprH 2022

Quy ETF VinaCapita l VNlOO

VinaCapital VN I 00 ETF

Cong Ty Co Ph"iln Quan Ly Quy Vin aCapit a l

VinaCapital Fund Management Joint Stock Company

NH TMCP Da u t u' va Phat trien Vi i)t Na m Chi nhanh Nam Ky Khoi Nghia

Bank for Investment and Development of VietNam JSC - Nam Ky Khoi Nghia llranch

Ngay 04 thang 05 11 5 111 2022

4-May-2022

A. BAO cAo CHUNG VE HOl).T DQNG DAU Tu' Cl.IA QUY /GENERAL INFORMATION ON FUND'S INVESTMENT ACTIVITIES

V. MOT SO CHi TIEU KHAC / OTHER INDICATORS

TT Chi tieu Ma chi

Thang 04 nam 2022 Th ang 03 nan, 2022 t ieu

NO Indicators Code

April 2022 March 2022

I Cac ch i t ieu vc hii)u qua ho ~t d,;ing

2251 Investment perform ance indicators

Ty le gia djch vy quan ly quy tra cho cong ly quan ly quy/Gia trj tai san

I rang trung binh trong ky (%)

2252 0.66% 0.68% Management fee paid to the fund management company/Average NAV (%)

Ty Ii!? gia djch vy ltlU ky, giarn sat tra cho Ngan hang Giam sat/Gia tr! tai

2 san rang lrung binh trong ky (%)

2253 0.23% 0.22% Custody and supervising fees paid to the Supervisory Bank/Average NAV (%)

Ty I~ chi phi djch vy quan tr! quy, chi phi d!ch vy d9i ly chuycn nhu'c/ng va cac chi phi khac ma cilng ty quan ly quy tra cho lo chu'c cung cap

3 djch vy co lien quan / Gia tr! tai san rang cua quy lrung binh trong ky

2254 0.19% 0.20% (%) Fund admin fee, transfer agency fee and other fees paid to relating services providers by the fund management company/ average NAV (%)

Chi phi kiem to.in tra cho to chu'c kiem loan (ncu phat sinh) / Gia tr! tai 4 san rang trung binh trong ky (%) 2255 0.07% 0.07%

Auditing fee paid to auditing organizations (if any)/ average NAV (%)

Chi phi djch vy tu' van phap ly, d jch vy bao gia vii cac djch vy h(/p ly kl1ac, thu lao tra cho ban d9i di~n quy / Gia t r! tai san rang trung binh

5 trong ky (%) 2268 0.01% 0.01% Legal consultancy, price quotation and other appropriate service fees; remuneration paid to Board of Representatives/average NAV (%)

6 Ty I~ cl1i phi /Gia lrj tai san rang trung binh trong ky (%)

2269 1.34% l.19% Expense/Average NAV (%)

Toe cl(\ vang quay danh myc trong ky (%) = (Tong gia lrj mua vao +

7 tong gia tr! ban ra) x 100%/ (2 x Gia lrj lai san rang trung binh lrong ky)

2270 93.23% I 65.05% Portfolio turnover rate(%) = (Tota l value of purchase transactions+ total value of sales t ransactions) x 100%/ (2 x Average NAV) (**)

II Cac chi tieu khac

2262 Other indicators

1 Quy mo quy dau ky

2263 97,000,000,000 87,000,000,000 Fund scale al the beginning of l11e period

Tong gia lri chu'ng chi quy dang ltfU hanh dau ky 2264 97,000,000,000 87,000,000,000

Total value or outstanding Fund Certiricalc at the beginning of period

Tong so lu'(/ng chu'ng chi quy dang ltlU hanh dau ky 2265 9,700,000.00 8,700,000.00

Tota l number of outstanding Fund Certiricate at the beginning or period

l11ay doi quy mo quy trong ky (tinh t11eo m<'.?nh gia chu'ng chi quy) 2 Change of Fund scale during the period (based on par value or fund 2266 10,000,000,000 10,000,000,000

certificate)

l11ay doi so llf(/ng chu'ng chi quy trong ky 2266.1 1,000,000.00 1,000,000.00

Cl1ange of Number or Fund C:ertiricates during the period

Chi ticu Ma chi

Thang 04 nam 2022 Thang 03 nam 2022 TT ticu NO Indicators

Code April 2022 March 2022

ll1ay cloi gia tri van trong ky (l11eo m~nh gia) 2266.2 10,000,000,000 10,000,000,000

Change in capital amount during the period (based on par value)

55 lt1<;1ng chfrng chi quy phat hanh them trong ky 2267 1,000,000.00 1,000,000.00

Number of Fund Certificates subscribed during t11e period

Gia tr! van huy di)ng them trong ky (theo m~nh gia) 2268 10,000,000,000 10,000,000,000

Net subscription amount in period (based on par value)

56 llf<;/ng chu'ng chi quy mua 19i trong ky 2269 -

Number of Fund Certificates redeemed during the period

Gia tr! van phal thanh toan trong ky khi clap lfng l~nh cua nha clau tlf (theo m~nh gia) 2270 Net redemption amount In period (based on par value)

3 Quy mo quy cuoi ky

2271 107,000,000,000 97,000,000,000 Fund scale at the end of the period

Tong gia tri chlfng chi quy clang lllu hanh cuoi ky 2272 107,000,000,000 97,000,000,000

Total value of outstanding Fund Certificate at the end of the period

Tong so llf<;/ng chlfng chi quy clang llfu hanh cuoi ky 2273 10,700,000.00 9,700,000.00

Total number of outstanding Fund Certificate at the end of the period

Ty I~ nam giil' chu'ng chi quy cua cong ty quan ly quy va nglfiJi c6 lien

4 quan cuoi ky

2274 19.63% 21.65% Fund Management Company and related parties' ownership ratio at the end of the period

5 Ty I~ nam giil' chlfng chi quy cua 10 nha <lau tlf Ion nhat cuoi ky

2275 66.64% 74.88% Top 10 investors' ownership ratio at the end of the period

6 Ty I~ nam giil' chlfng chi quy cua nha dau tlf nlfoc ngoai cuoi ky

2276 29 .70% 34.48% Foreign investors' ownership ratio at the end of the period

7 Gia tri tai san rong trcn mi)t chlfng chi quy cuoi ky

2277 18,208.60 19,852.75 Net asset value per Fund Certificate at the end of period

8 Gia tr! thi trlfiJng tren mi)t chlfng chi quy cu6i ky

2278 18,640 19,970 Market value per Fund Certificate at the end of period

Ghi chu / Notes:

(*) Cac chi lieu tu' 1 dei1 7 cua "Chi lieu ve hifu qua hDcJl d9ng" da dil,;tc dieu chlnh de'phan anh so /i(!u tren cd sci ho{Jl d9ng trim nam bang each nhan cac chi tieu nay vdi 12 (dol vdi baa cao thing), 1 (dol vdi baa cao quy), 2 (d61 voi baa cao ban 11ien), 1 (d61 voi baa cao nam). All Indicator starting from number 1 to 7 of '1nvestment performa11ce indicators" are annualized to reflect a rate that is based 011 a full year operation by multiplying these indicators wNh 12 (monthly report) or 1 (quarterly report) or 2 (semi-a111wal report) or 1 (annual report).

(**) Khong tf11h den gia trj earn ket cua cac h,;tp diJ11g llltfng lai chi so: Excluding the committed value of the I 11dex Futurvs contract

O;,i di~n c6 tham quyen cua Ngan hang giam sat fl) / Authorised Represe11tative of Supervisory /Jank

\

Co ng Ty Ci\ Ph/in Qu;in Ly Qny VinaCapilal llrnol< Colin Taylor

T6ng Gi:\m 06c

U Vina Capital Ph1,1 ly e XXIV: B.io cfio v·c thay d0i gl.i trj lai s.in rOng Appendix XXIV: Report on change or Net Asset Value

(Ban hJnh kem theo n1611g tt/s098/2020/TT-BTC ngJy 16 thJog 11 nrfm 2020cti,189 trlltiog IJp Tai viJ lnrtiog d,-fn ho.pt dpng v,j qudo lyqufidJu t1lcl11i'ng khoJ11 (Issued 1i1 association with Circular 98/2020/TT-OTC dated 16 November 2020 of the N1i11Ster of Finance on guiding the operation and managen,ent of the secudties 1i1vestment funds

sAo cAo v·E THAY e6I GIA mi TAI sAN RONG REPORT ON CHANGE OF NET ASSET VALUE

Thang 04 nam 2022/ April 2022

1 Ten Quy:

Fund name:

2 Ten Cong tv quan ly quy: Fund Management Company:

3 Ten ngan hang giam sat: Supervising bank:

4 Ngi,y l~p baa cao: RePOrling Date:

STT CHi TIEU NO CRITERIA

I Gia trj titi san rong Net Assest Value

1 Gia trj tai san rong (NAV) <fau ky Net Asset Value (NAV) at the beginning of period

1.1 ctia qufl per Fund

1.2 ctia mp/ 16 chting chi q11f/ per lot of F11nd Certificate

1.3 ctia mpt chting chi q11f/ per F11nd Certificate

2 Gia trj tai san rong (NAV) cufii ky Net Asset Value (NAVl at the end of oeriod

2.1 aia q11f/ per FIJl/d

2.2 ciia mp/ /6 chting chi q11fl per lot of F11nd Certificate

2.3 aia mp/ chimg chi quf/ per Fund Certificate

3 Thay doi gia trj tai san rang: Change of NAV during perdiod, of which :

Thay do, NA v do bien dpng thi trilang va hoe1t dpng giao djch ctia Quf ETF trong ky 3.1 Changes of NAV d11e to market fluct11ation and the fund's investment d11ring the

period

3.2 T71ay d6t do cac ho;,t dpng lien q11an den dau tu' ctia Quf trang ky Changes of NA V d11e to funds investment during the period

Thay d6t gia trj tai san rong ctia Quf do vi~ phan pho7 thu nh~p aia Quf cha cac 3.2. 1 nha dau hi trang ky

Change of net asset value d11e to ditribute the profit to investors during the period

3.2.2 Thay d6t GnSR do m11a !{Ii, phal hanh them Chung chi Quf Change of NA V d11e to sulx:ription, redemption d11ring the period

Thay doi g1a tq tai san rong tren rnQt chifng chi Quy trong ky so vc/1 ky

4 tnf<i'c Change of NAV per Fund Certificate during perdiod in comparision with

I tho 1 .................. :,..rl

5 Gia trj tai san rong cao nhat/thap nhat trong vong 52 tuan g'an nhat Highest/Lowest NAV within latest 52 weeks

5.1 Gia lrj cao nhat (VNO}/ Highest Va/11e (VNO)

5.2 Gia lrj /hap nhat (VNO)/ Lo,vest Va/11e (VNO)

Gia trj thj tnfong (gia dong cifa cuo'i phien giao djch trong ngay bao cao)

II cua m(it ch,<ng chi Quy Market value of a Fund Certificate (closing price of the last trading session of the reporting date)

1 Gia tr! dau ky Beginning perriod Value

2 Gia tr! cum ky Ending period Value

3 Thay doi gla tr! th! ln/c'Jng lrong ky so vc'JI ky lru'ck Change of market value in the period in comparislon with lhe last period

Chenh l~ch giu'a gia thj tnfong cua chu'ng chi Quy va gia trj tai san rong

4 tren m(it chu'ng chi Quy Difference between Market Value per Fund Certificate and NAV per Fund Certificate

1.1 Chenh (ec/1 tuy~t dol (VND)/ Absolute difference ( VND)

1.2 Chenh l~h ltl<fng dol (mire dp chief khai, (-}/lh!ng dtl (+))/Relative diffemce (disco11nl(-)I premium(+))

5 Gia tr! th! tu'ong cao nhat/thap nhat trong vong 52 luan gan nhat Higl1est/lowest Markel Value within latest 52 weeks

5.1 Gia Ir/ cao nhat (VNO )/ Highest Value (VNO)

Quy ETF VinaCapital VN 100

Quy ETF VinaCapital VN 100

Cong Ty Co Ph.an Quan Ly Quy VinaCapital VinaCapital Fund Management Joint Stock Company , NH TMCP Oau hf va Phat trien Vi~t Narn Chi nhanh Nam Ky Kh<i'i Ngh'ia Bank for Investment and Development of VietNam JSC - Nam Ky Khoi Nghia Branch

Ngi\y 04 thang 05 nam 2022 1-May-2022

Oo'n VI /Ill: " " h VND/%

Code Thang 04 nam 2022 Thang 03 nam 2022 April 2022 March 2022

2100

2101

2102 192,571,713,819 172,275,178,318

2102.1 1,985,275,401 1,980,171,461

2103 19,852.75 19,801.71

2104

2105 194,832,006,568 192,571,713,819

2105.1 1,820,859,871 1,985,275,101

2106 18,208.60 19,852.75

2107

2108 (16,280,819,716) 568,283,891

2109 18,541,112,165 19,728,251,610

2109.1

2109.2 18,541,142,165 19,728,251,610

2111 (1,611.15) 51.01

2112

2113 197,410,187,327 193,842,531,119

2114 85,098,015,111 79,173,157,053

2115

2116 19,970 20,000

2117 18,610 19,970

2118 (1,330) (]0)

21 19

2120 131.10 117.25

2121 2.37% 0.59%

2122

2123 21180 21180

1~~~!:!/i~· .. cua Ngan hang giam sat /t1 / f SuperviSOI)' Bank

Tong Giam eoc