Charisma, Shamanism and Evil
Transcript of Charisma, Shamanism and Evil
CHARISMA AND EVIL
Charles Lindholm
Department of Anthropology
Boston University
So far as I can determine, charisma is the only technical
sociological term that has entered into the general vocabulary.
In contemporary English usage, politicians, athletes, movie
stars, and others who are notably appealing and successful are
routinely described as ‘charismatic.’ The entrance of charisma
onto ordinary public discourse perhaps indicates a need for a
word that can seem to explain individual success in a system
where status in achieved, not ascribed, but where the reasons for
achievement are opaque. Charisma in this sense is a shorthand
expression telling us why one politician is beloved, another is
not; why one athlete is sought out to endorse products while
another, equally talented, remains obscure; why one actor is a
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star, another a journeyman, why one person lights up a room,
another dims it.
By definition, personal charisma is not to be acquired by
training and effort - the usual methods for achieving success in
our competitive and rationalized society. True, it can sometimes
be inherited – the popular appeal of the Kennedy family is an
example. But this is very much a secondary and even
institutional form of charisma. Likewise, charisma can be
attached to high office, but this too is a secondary form. The
crown does not make the man who wears it charismatic – it only
makes him powerful (Greenfeld 1985). To be captivating, high
office or a great name must be undergirded by a compelling
personality.
However, even though the term charisma is used in a positive
fashion to describe the otherwise inexplicable appeal of certain
persons, it also refers to individuals who arouse fear and
horror. Sinister cult leaders, like Charles Manson or Jim Jones,
who apparently have an uncanny capacity to influence others, even
to point of inspiring their followers to commit murder or
suicide, are always called ‘charismatic’. The mystifying power of
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such leaders is ‘explained’ as a malevolent manifestation of
extreme personal magnetism, which overwhelms and eventually
corrupts and destroys those whom it attracts.
This negative usage is puzzling, since charisma, as
originally introduced to social theory by Rudolf Sohm, was a
Christian religious term with wholly positive connotations – it
explained why Jesus’ disciples gave up their wives, families, and
occupations to dedicate themselves completely to him. The reason
was simple. They intuitively recognized him as the Messiah
because of his God given gift of grace - his charisma - which
revealed to those with the eyes to see that he was indeed sent to
redeem humanity. For those who follow Sohm’s definition,
charisma is inextricably attached to Christian theology and the
Jesus cult. By definition, evil persons cannot be charismatic
(Friedrich 1961).
Weber on Charisma
How did this positive term come to be attached to the
diabolic? This transformation makes sense when we to consider
how Max Weber developed the concept of charisma in his historical
sociology, from whence it diffused into ordinary discourse.
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Following his value neutral approach to social science, Weber
appropriated the concept from Sohm but resisted its Christian
moral implications. Instead, he wished to define the gift of
grace in a way that would permit comparative research. To begin,
he distinguished between three types of authority 1.) rational-
legal - the organized codification of values 2.) traditional - an
unthinking adherence to custom 3.) charismatic - loyalty to a
specific person. These correspond to the three basic motivations
for action: cognitive, habitual, and emotional (Weber 1978: 215-
6).
Weber’s theoretical orientation, centered on the
implications of consciously held meaning systems, led him to
focus almost completely on the permutations of the means-ends
calculations and scenarios for action occurring in various
forms of rational-legal authority, but he recognized that in
“prerationalistic periods, tradition and charisma between them
have almost exhausted the whole of the orientation of action"
(1978: 245). In other words, most of human history was
dominated by opposing action orientations that are outside the
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realm of reason, until their age-old antagonism was subdued by
the triumph of capitalism’s instrumental rationality.
For Weber, charisma has a special affinity for times of
crisis, when the familiar framework of tradition has failed. To
escape chaos, people take refuge in "their belief in the
extraordinary quality of the specific person" (Weber 1972: 295).
Under these conditions, whatever the leader commands is accepted
simply because of his charisma, not because the order makes sense
or fits within any preset meaning system. As Jesus says: “It is
written, but I say unto you.” In Weber's historical sociology,
charisma erases a moribund worldview, replacing it with a new one
enunciated by the Prophet.
Although Weber was primarily concerned with typologizing and
contextualizing the novel ethical meaning systems provoked by the
Prophet's revelations, he was also well aware that for the
masses, and especially for the excluded and impoverished,
commitment to the movement was based not on the Prophet’s ideas
or values, but to his person and his magical promise of immediate
experiential salvation. He is the message, and those who believe
in him feel themselves saved in the here and now (Weber 1978:
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467, 487). In other words, for the followers, the Prophet’s
miraculous presence is transformative, and so inspires loyalty
and obedience.
In a complex society, rationalization and
institutionalization eventually supersede the immediate
redemptive experience of the leader’s personal charisma, as the
priest, the bureaucrat, and the teacher take over from the
Prophet. However, in simpler societies charisma is a regular
part of social life. According to Weber, the charismatic
relationship in such societies occurs in two contrasting types:
the religious charisma of the shaman-prophet, and the political
charisma of the berserker-warrior.
The berserker inspired awe among his comrades, arousing them
to greater heights of daring, but his frenzy did not have a
future, since he embraced his own death, from which he could
never return except in legend. He was a hero, but not a viable
commander in chief. Actual war leaders in small-scale societies
tend to be pragmatic figures combining skill in fighting with
discipline and calculation, and so attract a following willing to
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submit to orders. The frenzy of the berserker is primarily a
tribute to the chief’s institutional patriarchal power.
Socially significant charisma was located instead in the
shamanic religious figures whose spiritual support legitimated
the warrior's conquests and the chief’s traditional authority. 1
Like the berserkers, they too gained charismatic status by
embracing death – but unlike berserkers, they returned alive from
their death-like trances, carrying messages from the beyond and
providing succor for their people. They attracted a devoted
following not simply because of their services, but because their
highly theatrical entrance into trance contagiously excited and
revitalized onlookers, making the shaman the center of a magical
healing cult (Weber 1978: 242, 400-3, 535-6, 554, 1112, 1115.
1972: 279, 287).
Weber was especially fascinated by the relationship between
the shaman’s ecstasy, his capacity to cure, and epilepsy, with
its chaotic eruption and subsequent collapse. As he writes,
1 Some warrior chiefs do have charismatic spiritual capacities
themselves. The type case is the Prophet Mohammed, who was not
only God’s Messenger, but also a practical general.
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"ecstasy was… produced by the provocation of hysterical or
epileptoid seizures among those with predispositions toward such
paroxysms, which in turn produced orgiastic states in others"
(Weber 1978: 535). The shaman’s ecstatic transformation,
preceded by convulsions, was understood and experienced as “a
journey into the world of dead” where the hidden spirits could be
forced or cajoled into revealing their empowering secrets
(Ginzburg 1991: 24).
The conjunction between epilepsy, trance and charisma seems
odd given our modern medical conception of grand-mal and petit-
mal epileptic seizures as electrical storms in the brain that
eliminate consciousness while causing gross motor spasms. But
Weber's model (one common to his era) broadly imagined epileptic
- or, more properly, epileptoid - seizures as closely akin to
hypnotic states and to hysterical fits. Winkelman (1986), among
others, has argued for a parallel between shamanic trance,
temporal lobe epilepsy, and other forms of what Sacks (1985) has
called mental superabundances, or disorders of excess, wherein
sensations of energy and vitality become morbid, illness presents
itself as euphoria, and heightened spiritual communion occurs
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along with the experience of self-loss. It is indeed the case
that cross-cultural studies of shamanism show strong incidence of
overtly epileptoid manifestations such as trembling and
convulsions, especially in the early stages of shamanic
initiation. Evidently there may be both a predisposition and an
element of imitation and training at work in achieving shamanic
trance, and the trance itself may have a considerable overlap
with some mild forms of disturbance of the temporal lobe.
The shaman’s ability to achieve the desired state of
ecstatic transformation was amplified by various learned
techniques such as rhythmic dancing and singing, mortification
and self-mutilation, intoxicating drugs, isolation,
sleeplessness, repetitive chanting and oratory, among others.
Seizures were followed by the journey to and from the other
world. Having confronted the spirits, the shaman awakened from
his trance, no worse for the wear. Inspired by the shaman's
performance, onlookers could also attain a lesser subjective
sense of heightened emotion, self-dissolution and spiritual
revitalization. In so doing, they momentarily escaped from the
ordinary miseries of isolation, pain, and the fear of death.
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Shamans thus had the power to enliven, amaze, and cure –
they were the first actors, the first magicians, and the first
doctors. While entranced, they journeyed into the realm of the
spirits, communicated with the dead, struggled against demons,
and became the vehicles of the gods. From this perspective, the
imagery is of this original charismatic figure is one spiritual
empowerment, not of evil. Yet there was a dark side implicit in
the shaman’s ecstatic transformation.
Shamanism and the Practice of Ecstasy
In his portrait of the shaman, Weber drew upon what was
already an extensive and well-known scientific and popular
literature on the topic. The very word, ‘shaman,’ used by the
Siberian Tungus, derived from the Sanskrit sramana, had already
become a generic term for indigenous ecstatic healers well before
the end of the eighteenth century, mainly due to German and
Russian accounts from the arctic and elsewhere in the ‘primitive’
world.2 As Flaherty (1992) has extensively documented, these
2 See Shirokogorroff, 1935 (reprint 1980), Flaherty 1992. The
nouns der schaman, die Schamanka, and das schamanentum were in wide use
in eighteenth century Germany
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early explorers’ and commentators’ responses to shamanic
performances ranged from sympathy to repulsion. Many thought the
shamans were mere charlatans, manipulating the dim-witted and
superstitious locals for their own ends. Others, more
historically oriented, believed that they were witnessing the
remnants of ancient Greco-Roman mystery religions. Artists and
writers as varied as Diderot and Goethe took the shaman as the
prototype of artistic genius, capable of creatively surmounting
ordinary reality and transporting the audience to a higher level,
“where they themselves could experience the profound mysteries of
birth, life, death, and regeneration” (Flaherty 1992: 14). In
contrast, devout Christian observers described shamans as
benighted ‘devil worshippers,‘ an attitude that led many shamans
to either go underground or to refute their beliefs in deference
to the power of their conquerors.
If attitudes toward shamans varied, so did the ways they
were defined, since their practices and beliefs varied
considerably from place to place, region to region, and even from
practitioner to practitioner. The larger scholarly question was
whether all those who enter possession trance (common in Africa
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and African diaspora religions) should be classified as shamans,
or should the designation properly belong only to those who
undertake spiritual journeys to the underworld while entranced
(characteristic of Asia, Europe, and the Americas)? 3 This
important historical debate still rages, but need not detain us
here. Rather, for the sake of this paper, let me provisionally
include in the broad category of shaman all those religious
figures who share one crucial characteristic: an ability to enter
transformative ecstatic states of communion with superhuman
powers. As Weston LaBarre noted: "the real difference between
shaman and priest is who and where the god is, inside or out"
(LaBarre 1970: 108). Where priests beseech the gods, shamans
embody them, albeit temporarily.
The capacity to become one with the gods is metaphorically
revealed in the way shamans were conceptualized by the people
with whom they lived and worked. For instance, the shaman's
ability to overcome the boundaries of the self and enter the
domain of the spirits was typically symbolized by an ability to
3 See Ginzburg 1991 for the most thorough of recent arguments for
this interpretation.
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read minds, change shape, see at a distance, use x-ray vision,
predict the future, and travel out of the body. While in trance,
the shaman was also regularly believed to unify with a spirit
familiar in the animal world. Significantly, this animal was
often a man killer, such as a lion or wolf, indicating the
shaman's great power. At the same time, this identification
symbolically marked out shamans’ ambiguity as a mediator between
society and the untamed forces of the wilderness, and their
status as both protectors and potential attackers. Simply put,
those who could cure by embodying the spirits could also kill by
the same means.
The process of becoming a shaman also illustrates the moral
ambiguity of the role. The ferocity of the initiatory phase
varies individually and cross-culturally, but very often the
spirits are said to rend the initiate, tearing the flesh from his
bones, dipping him in boiling oil, eviscerating him and breaking
him into bits - all vivid symbolic representations of the
decomposing of the self that is the precursor to charismatic
immersion. An account from Nepal gives the flavor of one
shaman's initiatory visions:
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I did not know what was happening. I began to shake
violently and was unable to sit still even for a minute....
I ran off into the forest, naked, for three days. My
grandfather and the other spirits...fed me earthworms and I
had to eat them or die....I saw many evil spirits, some with
long crooked fangs, others with no heads and with eyes in
the middle of their chests, still others carrying decaying
corpses. They attacked me and, before I knew it, they were
all over me devouring my body (quoted in Peters 1982: 23).
During this stage, under the influence of visions of
disintegration, initiates typically manifest symptomatic behavior
such as withdrawal, extreme depression, hallucinations,
hysterical seizures, depersonalization and so on, to the extent
that they often appear to be "insane", or at least seriously
mentally disturbed. Nonetheless, in every culture where shamanism
occurs, the people themselves clearly distinguish between the
authentic shaman's mental state and the truly insane, whom the
Siberian Tungus say are afflicted with a "shadowed heart." This
distinction is made even though the actions of both may be
similar, and in spite of the fact that "insanity" (often
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culturally defined as spirit possession) is the precursor of the
shamanic gift in an initiate.
But the differences between a shaman and someone who is
driven insane by spirit possession are crucial. Those
unfortunates who have been possessed by a spirit and who, in
their frenzy, speak forbidden words, run naked into the forest,
and who exhibit great strength and stamina in their convulsions,
are simply acting out the whims of the deities who inhabit them.
In contrast, the shaman, even though he begins his career in the
same way as a possessed lunatic, and may show the same signs of
insanity, gains control over the possessing demons, and can
therefore enter a dissociated state when desired and leave it
more or less at will (Noll 1983). In acquiring this ability, the
shaman tames the possessing spirits and is cured of being under
their thrall. Entering the role of shaman is a movement from an
initiatory phase of identity disintegration through painful self-
reconstruction, and on to rebirth as a transformed practitioner
able to control and reveal the potent spirits that fragment
other, weaker, souls. "His ultimate triumph is over the chaotic
experience of raw power which threatened to drag him under. Out
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of the agony of affliction and the dark night of the soul comes
literally the ecstasy of spiritual victory" (Lewis 1971: 188).
Like the initiation process, the typical shaman's
performance has a recognizable sequence, moving from imitation of
trance to a real, but controlled, frenzy, to a death-like
collapse and the entrance into the netherworld, and then a
triumphant return to daily life. This drama of death and rebirth
is a repetition of the shaman's personal conquest over the
supernatural forces that threatened to engulf the fragmented self
during initiation. This drama of death and rebirth speaks not
only to the disease of the patient, but also to the existential
dilemma of every person. As the audience members witness and
participate in the shaman's convulsions, fragmentation, collapse,
and reintegration, they too achieve an escape from their own
mortality, if only vicariously and for the moment. It is because
of this extraordinary capacity to induce a vitalizing collective
experience that the shaman is perceived as "one who commands an
extraordinary share of what is most desirable... the impersonal
vital force that makes powerful people powerful" (Salomon 1983:
425).
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To recapitulate, the shaman is classically portrayed by
Western explorers and commentators as a person possessed by
supernatural forces, who enters and leaves ecstatic trance
states, displays powerful emotions, travels to and from the
spirit world, and reenacts a psychic struggle with the hidden
forces of chaos, which are eventually controlled and used both
for collective healing and for the destruction of enemies. As
noted, an intimate association with the fearsome world of the
dark necessarily makes the shaman an ambivalent figure: both a
force of good, and a potential source of destruction, since
whoever controls the power of chaos can also unleash it. If this
is the case, what are the conditions in which the shaman
portrayed as a hero and healer or, contrarily, as a malevolent
force?
Ecstasy and Evil: Three Paradigms
The anthropologist Lawrence Krader (1978) has argued
persuasively that the degree to which shamans in the Arctic are
perceived as good or evil is a result of two interrelated causes.
One is the social level at which the shaman acts, the second is
the disruptive and anxiety producing influence of colonialism, in
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this case, Russian colonialism. In Krader's formulation, the
shaman traditionally performed both at the public level as a
representative of the whole group in relations with the external
world, and at the more intimate local private level as a magical
personal healer. His status under these circumstances was very
high.
According to Krader, colonial intrusion and dominance
inevitably relegated the shaman to the private sphere, where he
no longer had any relation to the regulation of impersonal large
group concerns such as herding, control of the seasons, location
of good hunting grounds, protecting war parties, and so on. His
former status was delegitimized just as the mystical laws of the
universe, which he formerly enunciated while entranced, were
subordinated to the rational laws of the colonial administration
enforced by police. Instead of being the spiritual leader of his
people, he became merely a magician, paid to heal the sick. And,
as the shaman was stripped of his power in the world, the society
itself was stripped of its mythical charter, and made aware of
its inferiority to and dependence on the colonial administration.
The contempt Christian colonists and converts expressed at the
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shaman’s antics accelerated this downward trajectory. For the
Christians, the shaman became a figure to be scorned, rather than
a source of awe.
Krader argues that in the course of the process of
disenchantment and rationalization the Arctic shaman lost his
highly esteemed capacity to mediate for his group with the
personalized natural forces of the external world. He was
reduced to curing and divination among his close neighbors.
Having lost his prestigious position and public role, the now
impotent shaman was tempted to try to regain power by
manipulating and controlling the internal affairs of the small
local group, just as he formerly was credited with manipulating
the animals and elements. But where control over the dangerous
external world was greatly valued, the attempt to magically
control neighbors in the local tent group was met with fear and
hatred. Individuals felt themselves threatened by the shaman's
illegitimate use of supernatural power for his own ends and he
soon became reviled as a `black' figure.
Krader's portrayal of the different levels of the shaman's
activity, and the evaluation placed upon that activity in the
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post-colonial period, shows the shaman as an individual always
potentially double, positively viewed in his use of ecstatic
spiritual power for the public interest, negatively viewed when
that power was used to gain the practitioner's private desires
and increase his personal status. 4 This double character is
validated in multiple ethnographic contexts. When the positively
valued public role no longer is available, the shaman's `white'
aspect is nearly obliterated, and he loses his position as a
respected group leader and is instead feared and hated by those
around him.
A similar point is made in a more abstract fashion in Mary
Douglas's famous analysis of the relationship between
classification systems, social complexity, pressure to conform,
and a propensity to ecstatic states . Comparing the Nuer and the
Dinka, two Sudanic peoples who are prone to trance, Douglas
begins with the premise that "the human body is always treated as
an image of society and that there can be no natural way of
4 This dichotomy is akin to Durkheim's distinction between
religion, which is collective and moral, and magic, which is
personal and immoral (Durkheim 1965).
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considering the body that does not involve at the same time a
social dimension" (1970: 93). The shaman’s trance and convulsive
ecstasy are, of course, bodily processes of the most intense,
vivid sort, permitting a blurring of boundaries between self and
other, a loss of personal identity and a deepened expression of
emotion. Douglas attempts to correlate social attitudes toward
these experiences with structural variables, particularly
focusing on cultural ideas about the necessity for maintenance of
boundaries and social control.
She argues that societies with more complex and inclusive
public systems of classification and a high degree of social
conformity and boundary maintenance demanded of individuals will,
correspondingly, have a negative attitude toward possession
trance and other ecstatic states, since these states involve a
loss of conscious control of the body, and an escape from
structure in the effusive formlessness of the paroxysm. In other
words, ecstatic trance offers a challenge that highly structured
societies meet with derision and disgust, if not with outright
persecution. Conversely, "the weaker the social constraints, the
more bodily dissociation is approved and treated as a central
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ritual" (1970:130). Thus the ecstatic state of the shaman is
portrayed as repulsive and is socially denigrated within any
rigid and relatively complex local social structure that finds
the shaman's trance to be a challenge and a threat to its
stability.
Her analysis is borne out ethnographically in Siberia, the
heartland of shamanism, where the simplest egalitarian societies,
such as the Chukchee, do not have professional shamans. Rather,
almost everyone has some capacity for trance, which is entered
into quite easily (Bogoras 1909). In contrast, in more complex
social formations, such as the Tungus - which has relatively
complex, well developed clan structures, differentiated
ascriptive roles, and complicated cosmologies - the shamanistic
spiritual practitioner is set apart as a priest-like professional
role requiring elaborate, expensive and weighty paraphernalia.
Becoming a shaman among the Tungus also requires a considerable
degree of arduous training, a great deal of pain and the risk of
social opprobrium (Shirokogoroff 1935). In even more complex and
hierarchical social formations, according to Douglas's model,
charismatic ecstatic is likely to be increasingly stigmatized as
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insane and evil in complex, internally hierarchical societies
where bodily dissociation is denigrated. Under these
circumstances, the shaman’s performance will attract only those
whom society judges to be inferior, deranged, malevolent, and
destructive.
The socially generated distaste for the shamanic figure and
fear and hatred for the ecstatic experience he offers has been
analyzed as well by I.M. Lewis, who has undertaken an extensive
anthropological survey of the relationship between ecstatic
states and social organization. Lewis's sociology of ecstasy
aims at revealing the structural factors and social processes
that correlate with and explain the delegitimization of charisma.
Lewis agrees with Krader and Douglas (and Weber) that the
enthusiasm of ecstasy is less and less welcomed as society
becomes more complex and more reliant on systematic rationality
and an organized priesthood. Such a world must denigrate the
immediate experience of ecstatic possession in favor of
institutionalized authority relations. The shaman, formerly
revered as the possessed incarnation of the gods becomes instead
a demeaned status, whose personal capacity for ecstasy is
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negatively valued in a rationalized structure where positions are
achieved by training, not by spiritual election. Nor is the
shaman favored in traditional societies that feature highly
developed ascriptive social statuses, since in such settings all
roles are parceled out according to rank, heredity, etc., without
regard to the intrinsic ability of the individual. The shaman's
ecstatic capacity, being purely personal, is necessarily
devalued.
Employing a variety of comparative materials, Lewis argues
that in a society with structural complexity and ascribed
positions of authority it is primarily the weak and downtrodden
who are susceptible to charismatic experience, using the bodily
sensation of ecstatic possession as a means for asserting
transcendence over the oppressive force of the dominant system.
This form of possession provides the oppressed a way of
offsetting their subordination. “We may be weak and despised in
this world of appearance, but we rule in the world of the gods.”
This is one of the reasons that shamans in more complex, more
rationalized and more populous societies are likely to be female,
while in small-scale social formations they are almost always
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male. As Ohnuki-Tierney comments: "When a society is small,
shamanism often receives high cultural valuation and shamans are
not confined to certain personality types, certain statuses in
the society, or one biological sex. In a larger society,
shamanism is culturally insignificant and consequently is an
arena for the socially marginal, including women" (Ohnuki-Tierney
1980: 225). 5
For the marginalized and impoverished, possession trance
also provides a personal ecstatic experience of inner expansion
and empowerment valued in and for itself as a bodily pleasure.
In Victor Turner's apt phrase, ecstatic states are subjective
revelations of the power of the weak. In their formlessness and
emotional intensity, they provide moments of `anti-structure' and
‘communitas,’ obliquely opposing a rigid and uncharitable world
that deprives many persons of any sense of power and influence,
offering instead the vitalization that is the radiant core of
trance (Turner 1982).
5 Because shamans are usually male, I have used the male pronoun
throughout.
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These trances are induced by shamanic figures who act as
curers and organizers of group rituals among the weak and
disenfranchised. Ordinarily, such charismatic shamans are
ignored by the privileged, except when they are used as spiritual
physicians. The curers who have their roots in the ecstatic
experiences of the disenfranchised are attractive as healers
because, in Lewis's model, the elite have an uneasy conscience
over their dominant position. Their malaise leaves them
psychologically prone to spiritual afflictions thought to emanate
from anti-social malevolent spirits and from witchcraft directed
at them by those they oppress. The shaman, as representative of
the spiritual powers of the weak, is believed to have the power
to control these hostile forces. But as we have seen the power to
cure, derived from the experience of ecstasy, can also be
envisioned as a power to harm by those who benefit from the
rationalization of society, and the curer is liable to be
denounced as a witch.
The shaman's ability to become a witch has great social
ramifications, because along with an ability to threaten the
existing order is the parallel capacity to become the Prophet of
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an alternative worldview. The witches reviled by the privileged
for their imputed personal supernatural power can be the hope of
the alienated, for the same reason. In this instance, the
shaman’s spiritual influence stands against the institutionalized
authority of the ruling order. He has the potential to tame and
embody the spirits feared by the establishment, to reject the
world as it is, and to offer the disaffected an ecstatic
communion through immediate and vivid contact with an infectious
personal extraordinary power. It is in elucidating the
potentially revolutionary quality of the ecstatic's relationship
with the social that Lewis makes his primary contribution, for if
Krader shows how shamanism is double-sided, and may easily become
witchcraft, and if Douglas reveals the larger structural
principles at work in the attribution of evil to charismatics,
Lewis shows the reverse movement. He reveals how witches can
become revolutionaries.
Two Examples
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The !Kung San Bushmen of Africa's Kalahari Desert are highly
mobile hunters and gatherers with a very simple technology. 6
Among the !Kung, there is only one specialized role, that of the
shamanic curer who has learned to master the inner vital energy
the !Kung San call n/um. The healer uses this energy for curing
6 The !Kung speak a language in which tongue clicks are phonemes.
(!) is a click with the tip of the tongue against the roof of the
mouth, (/) is a click with the middle of the tongue.
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28
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29
take part in the healing ceremonies, which occur as often as once
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30
the central area of the camp in the late afternoon. Once the
women are gathered, the dancers then begin to circle them. The
women sing and clap rhythmically and, as the evening wears on,
the singing, clapping, and dancing intensify, the mood is
heightened, and the dancers are bathed in sweat. Some now begin
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31
to go into trance; a process that can occur gradually, marked by
epileptoid trembling, staggering and eventual collapse, or
suddenly, as the performer shrieks and somersaults out of the
dancer's circle or even into the fire. Whether gradual or rapid,
the sensation of entering !kia is painful, but the result is
empowering. As one shaman says:
“In your backbone you feel a pointed something and it works
its way up. The base of your spine is tingling, tingling,
tingling, tingling, tingling. Then n/um makes your thoughts
nothing in your head.... Your heart stops. You're dead.
Your thoughts are nothing. You breathe with difficulty.
You see things, n/um things; you see spirits killing people.
You smell burning, rotten flesh. Then you heal, you pull
sickness out. You heal, heal, heal. Then you live. Your
eyeballs clear and you see people clearly” (quoted in Katz
1982: 42, 45).
32
Like people in other shamanic cultures, The !Kung do not
regard the sequence of death and rebirth they experience in
trance as a metaphor. Instead, they say that "It is the death
that kills us all.... (but) healers may come alive again" (Katz
1982: 116). As is true elsewhere, those initiates who cross the
boundary of the self show signs of derangement. They become
hysterically violent, falling into epileptoid fits, rolling in
fire, hitting people, throwing coals, running wildly into the
bush, and acting in anti-social ways.
The unrestrained chaotic behavior of the novice shows that
he is in touch with vital powers, but his paroxysm is dangerous;
it undermines the social world, and must be brought under
control. Among the !Kung, this is achieved as those more
experienced in trance press themselves to novices, shake in
rhythm with them, rub them with sweat or perhaps cool them with
water, teaching them to restrain and channel their n/um and to
control !kia, so it can be used for healing. The result is a
development of the initiate's capacity to re-enact in public his
own psychic death and rebirth. Once a person has become an
expert at achieving this ecstatic liminal state, he can then go
33
quickly into trance, sharing n/um with the collective by rubbing
them with healing sweat, pulling disease from them by the laying
on of hands.
There is a definite, though sometimes disputed, hierarchy of
healers: some can slip easily into !kia and are more efficacious
at curing than others. However, these distinctions are
meaningless in ordinary life, since even the greatest experts
have no influence outside the realm of the dance. Their
expertise is regarded simply as an innate personal capacity -
like good eyesight - that can be used to benefit the community.
They are not thought sacred themselves, and must work and live
just like everyone else.
But when the Bushmen come under the sway of the hierarchical
and complex Bantu society a transformation occurs almost
immediately. Under these circumstances, some expert male !kia
dancers become full-time specialists at evoking n/um, touring
with their own travelling troops of musicians, healing the sick,
both Bantu and Bushmen, before excited and adulatory audiences.
Such a person is no longer "first among equals.” Instead, he has
a new, permanent status as the living symbol of Bushman pride who
34
has “the potential role of the charismatic political leader with
far-ranging authority" (Guenther 1975: 165). Thus, the
determinedly egalitarian Bushman collectivity, under external
domination, has given rise to a quasi-deified leader who can
heal, but also can destroy, and who is both adulated and feared
by the Bantu and by his own people.
Norman Cohn's portrait of Medieval Europe provides another
example of the manner in which a shaman-witch's appeal can become
more insistent, more polarizing, and more rebellious when the
social order is complex, rigidly hierarchical, and alienating to
a large number of marginalized and oppressed people (Cohn 1970).
As Cohn shows, under these circumstances, Medieval visionaries
attracted followings by offering the excluded, weak, and
destitute a sense of supernatural power through their practice of
healing while in ecstatic states of spiritual communion. As we
have seen, in simpler societies, where shamanizing is
commonplace, such experiences are an expected part of ordinary
life. But in Medieval Europe the Catholic feudal order totally
repudiated any form of immediate ecstatic experience as a threat
to church and state. As a result, the charismatic necessarily
35
stood athwart the entire accepted social universe and was reviled
as a witch and devil-worshipper, to be burned at the stake (see
Ginzburg 1991 for more).
In response to repression, the temptation was for the healer
to conceive himself as a Messiah, come to "decree for his
followers a communal mission of vast dimensions and world-shaking
importance.... a mission which was intended to culminate in a
total transformation of society" (Cohn 1970: 60). This millennial
belief, substantiated by the followers' experiences of the
miraculous powers of the leader and validated by a Christian
eschatology of salvation and damnation, stimulated the devotees
to selfless acts of heroism. They fought to the death for their
beliefs and were able to withstand torture and extraordinary
suffering, all for the sake of the transcendent new world their
leader promised them.
This same promise also favored, as Cohn makes clear, utter
ruthlessness and cruelty, since the follower's "every deed,
though it were robbery or rape or massacre, not only was
guiltless, but was a holy act" (1970: 85). In fact, medieval
Christian charismatic movements, in pure form, had no potential
36
for compromise. Sharing an apocalyptic vision and inner
conviction of infallibility, derived from the actual experience
of revitalizing transfiguration, the followers sought to destroy
all who did not accept the revelation. As one Medieval rhyme put
it, "the Children of God, that we are, poisonous worms, that you
are" (Cohn 1970: 87). These polarizing Messianic movements were
either totally annihilated by the armies of the state, or else
gradually fizzled out through a process of rationalization.
Conclusion
Charismatic shamans who enter into ecstatic trance and
commune with spirits attain their power because of their emergent
public capacity to enter the ecstatic dissolution of trance,
commune with spirits, and thereby express and conquer the most
fearsome human reality: the disintegration of the self in
insanity and death. Where society is small, closely knit,
personalistic, and egalitarian, these shamanic figures are
revered as healers and spiritual leaders. But even under these
circumstances, they are also always viewed with a degree of fear,
since those who can cure can also kill.
37
The balance shifts from positive to negative when
charismatic figures and movements occur within highly
rationalized social configurations that are structurally hostile
to immersion in immediate communal transcendent experience. It is
not charisma itself, but the cultural, institutional, and
ideological context in which it occurs, that determines the way
it will be experienced, expressed, and evaluated (Lindholm 1990,
1992, 2003). In more complex societies, the shaman is a demon to
those in the mainstream, but beloved by the alienated disciples
who wish to obliterate the old order. It is no surprise that
today, in our complex society, the popular notion of charisma, as
introduced by Weber, is used to explain the allure of monsters.
ENDNOTES
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