Charisma in Theory and Practice
Transcript of Charisma in Theory and Practice
Charisma in Theory and Practice
Charles Lindholm
Charisma can be as mundane and as universal as the “naked
capacity of mustering assent," a capacity that has nothing to do
with position, or power, or advantage, but emanates solely from
an inherent personal magnetism (de Jouvenel 1958:163). All else
being equal, in any group of friends, there is likely to be one
whom the others wish to please, whose suggestions carry the day
just because he or she made them. But in its more potent forms--
as the spiritual “grace” that compels followers to submit
themselves to a deified leader--charisma is arguably the most
important driver of religious transformation and certainly one of
the most powerful emotional relationships possible in human life.
It can inspire true believers to renounce family and friends and
embrace suffering, degradation, and ostracism for the sake of
their beloved redeemer. In extreme cases, devotees may even be
willing to die--or to kill--at their leader’s command.
I first confronted charisma when I was a college student in
the late 60s and some of my classmates dropped out to devote
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themselves to exotic gurus. Meanwhile, the Manson Family was in
the news, killing innocents in order to foment a total
revolution. But the Family was only the most extreme of many
charismatic collectives that were springing up around the country
due to general discontent with the status quo. For the same
reason, members of my college class were storming police
barricades, intent on bringing down the evil establishment and
installing a new world of peace and love. I was caught up in
these political actions and felt the rush of passionate energy
generated in angry, self-righteous crowds.
Instead of following a spiritual leader or becoming a
political activist, I left the country and spent some years
traveling in South Asia, mostly in Northwest Pakistan, where I
lived with the Pukthun people and learned about their egalitarian
and highly competitive social world. There too, as I discovered,
occasional uprisings had occurred under the aegis of spiritual
leaders, while local saints, claiming divine inspiration,
attracted circles of acolytes. This all occurred under the
banner of Islam, and in a very different manner than in the West.
When I returned to the USA, I turned to anthropology to try to
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understand what I had experienced.
I found that despite its significance, despite its
universality, despite the challenge it offered to ordinary
rationality, and despite the efforts of pioneering
anthropologists like Kracke (1978), Willner (1984), and Lewis
(1986), the actual practice, content, and context of charisma
remained opaque to anthropological investigation. From my
perspective, this was a shame, since such research could
illuminate unexplored emotional motivations for belief and
action. It could also close the yawning gap between theories
based on collective authority and those stressing individual
agency. Even more importantly from a practical point of view,
ethnographic research on charisma offered the possibility of
gaining new insight into some of the most puzzling, disturbing,
and transformative events of our time.
My solution was to attempt to build a theoretical framework
that would enable the comparative study of charisma (I
recapitulate this model below) but there were serious weaknesses
in my approach. For one thing, the cases I studied came mostly
from the West and were either cataclysmic failures or only
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marginally successful: the Manson Family, the Jim Jones group,
and Nazism belonged to the first category, Scientology and Est to
the second (Lindholm 1990, 1992). In a later article, I
attempted to expand my range with a study of the international
cult surrounding the Indian guru Bhagwan Shree Rajneesh (Lindholm
2002), but like the others this analysis was still mainly focused
on Western followers, and traced the history of a movement that
met an ignominious end. Furthermore, all of my research was
strictly second-hand, drawing from the accounts of believers and
apostates, as well as on journalistic reports. I did no
fieldwork myself. In my writings, I acknowledged these limits,
and hoped that ethnographic fieldwork undertaken by my students
and others would expand the study of charisma into other cultures
while deepening and challenging my preliminary conclusions.
The following selection of essays goes a long way toward
accomplishing this goal, opening new routes to the cross-cultural
study of these extraordinary movements. They show, through
detailed case studies, some of the circumstances that construct
when, where, and how the charismatic bond is expressed, enacted,
and experienced. In particular, the papers explore how religious
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charisma is performed, how it is gendered, how it relates to
political life, and how it can survive the death of the leader.
But before getting to the specificity of the chapters, let me
provide a very rapid synthesis of some of the classic literature
on the topic.
Precursors of the Concept of Charisma: From Rousseau to Sohm
Most often in the social sciences, as well as in popular
thought, the relationship between leader and follower is
understood to be analogical to an economic transaction. The
follower hopes to attain a goal by supporting the leader.
Perhaps that goal is status. Perhaps it is monetary success.
Perhaps it is the realization of more abstract values. In
return, the leader can deploy the followers in order to gain
influence in the larger society and exploit them for their
resources. Power, fame, wealth, and influence: these are the
leader’s goals according to this practical paradigm.
The instrumental image of leaders and followers no doubt
holds true for the vast majority of cases. We follow our leaders
because of our rational calculation that their policies will
further our interests, or--in a less mercenary reading--that they
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will represent our principles. If they fail to do so, then they
are abandoned. In turn, leaders need our allegiance if they are
to gain the power to advance their own interests (and ideals).
However, reducing all leader-follower relationships to
transactional ties of computation, negotiation and advantage is a
mistake--one all too easy to make in a world dominated by the
instrumental values of capitalism, but one that does not do
justice to the emotional appeal of spiritual authority.
Something else is required to inspire a follower’s selfless and
heartfelt devotion to such a leader. That something is charisma.
Of course, as I mentioned above, in popular parlance and
practice, charisma has a less elevated meaning: Politicians,
athletes, movie stars, and others who are unusually appealing and
successful are routinely described as “charismatic.” The
entrance of charisma into the public vocabulary indicates a need
for a word that can account for individual success within a
system where status is achieved, not ascribed, but where the
reasons for achievement are opaque. This everyday notion of
charisma purports to explain why one politician is beloved,
another with the same ideology is not; why one athlete is sought
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out to endorse products while another, equally talented, remains
obscure; why one actor is a celebrity, another a journeyman; why
one person lights up a room, another dims it. Here, charisma
simply means, “star quality.”
In contrast, within social science charismatic is one among
a range of terms--messianic, millenarian, revitalization,
Prophetic, Cargo--that are used to refer to social movements that
are often pejoratively referred to as “cults.” 1 These slithery
categories are overlapping but not congruent, so that a case at
one end of the scale may appear to have little in common with
another at the opposite end. But charisma has a wider reach than
its companions, which are defined according to the precepts that
they assume. A messianic movement requires a belief in a savior
and so has a Judeo-Christian connotation, a millenarian movement
implies a linear notion of time progressing toward an end, a
revitalization movement presupposes the existence of a shining
past that can be renewed, the Prophet foretells and leads the way
1 Originally the word ‘cult’ had no negative connotation, and
referred to a group venerating a particular person, as in the
cult of Mary. It is in this sense that I use the term here.
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to a radiant future, a Cargo Cult attempts to ritually extract
rewards from the gods. Charisma requires none of these frames,
but can appear in any and all of them. A charismatic leader may
be regarded by believers as a Prophet, a messiah, an incarnated
deity, a shaman; as possessed by the gods or as possessing them;
as retrieving the glory of the past or as ushering in the future
Golden Age. As I will discuss in more detail below, the fluidity
of charismatic attribution is a consequence of the fact that the
term as an ideal type refers to a compelling emotional attraction
derived from the followers’ felt recognition of a leader’s divine
or superhuman powers, however characterized. From this point of
view, charisma is not defined by its object, but exists as an
independent variable that is engaged in a dialectical
relationship with specific cultural precepts, structures, and
histories. As such, it can serve as a valuable baseline for
conceptualizing and comparing the frameworks in which it appears.
Both the popular and academic notions of charisma emerged
from a Western preoccupation with the apotheosis of “great men”
in history. This tradition reaches at least as far back as the
ancient Greeks, who believed that some heroes had been elevated
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into gods by virtue of their superhuman deeds. These deified
heroes served as exemplars, showing ordinary individuals the
pathway to immortality. Following this line of thought, Jean
Jacques Rousseau postulated that a superhuman “Legislator” was a
deus ex machina capable of founding and uniting the community of
citizens in order to constitute an ideal republic (Rousseau
1967). Less ambitiously, but more concretely, Auguste Comte
created a “Calendar of Great Men” that was supposed to inspire
popular emulation in the post revolutionary secular religion of
modernity (Sarton, 1952). In this same vein, Thomas Carlyle
proposed the “great man theory of history” that predominated in
early 19th century social thought, (Carlyle 1912).
But a more direct paradigm for the concept of charisma is to
be found, rather unexpectedly, in the writings of the 19th
century Utilitarian philosopher, John Stuart Mill. Discouraged
by the difficulty of validating morality within a strictly
Utilitarian framework, Mill found refuge in the concept of the
“genius.” More ardent than the rest of us, the genius is a
"Niagara River" that cannot be constrained by the "Dutch Canals"
of ordinary rules and norms. As a result, geniuses have the
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"freedom to point the way" for the rest of humanity (Mill
1975:61, 63). Mill’s image of the great man as a deluge echoed
that of Goethe’s most famous literary creation: young Werther,
the wandering sketch artist and doomed lover, who asks:
Why does the stream of genius so seldom break out as a
torrent, with roaring high waves, and shake your awed soul?
Dear friends, because there are cool and composed gentlemen living on both
banks, whose garden houses, tulip beds and cabbage fields would be devastated
if they had not in good time known how to meet the threatening danger by
building dams and ditches.” (Goethe 1990:15 emphasis in the
original)
Mill claimed that the great man provided moral uplift
through the positive influence exerted by his naturally poetic
soul, while Goethe more ambivalently portrayed the self-
proclaimed genius as a suicidal depressive, unable to survive in
the alienating world of “cool and composed gentlemen.” Friedrich
Nietzsche went in a different and far more radical direction.
For him, human history is nothing but the story of the smoldering
resentment of armies of slaves against the ruthless will of the
few who are supermen. The difference between the two categories
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of humanity is simply that the ubermensch accepts and embraces
his mighty passions and pursues expansion of his will with all
his energy, while his inferiors vengefully justify their weakness
by forcing their slave morality onto their betters. Far from
being an ethical paragon or a visionary artist, Nietzsche’s
superman is a fiery warrior whose virtue lies in his sheer
overwhelming vitality. "Great men, like great epochs, are
explosive material in whom tremendous energy has been
accumulated" (Nietzsche 1977:97). This explosiveness is defined
"above all an affect and specifically the affect of the command"
(Nietzsche 1966:25). Those who express the elemental power of
command are the heroes who stand above the crowd, making their
own laws based on personal desire. For Nietzsche, a “people is a
detour of nature to get six or seven great men” (1966:277).
However, none of these writers referred specifically to
charismatic leadership, nor were they particularly interested in
the emotional dimensions of the leader/follower relation.
Rather, they spoke of heroes, artists, geniuses, and “blond
beasts,” all of whom were loners, isolated by their superiority
from the common herd of weaklings and shopkeepers. It was the
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late 19th century German jurist and Lutheran theologian Rudolph
Sohm who introduced the term charisma into modern parlance. 2
In so doing, Sohm consciously resurrected St. Paul’s usage in
which charismata ()--the gifts of grace--were the signs
and miracles indicating that Christ was indeed imbued with the
spirit--the (pneuma)--of the one true God.
For Sohm, charisma was the only way to explain why Jesus’
disciples gave up their wives, families, and occupations to
dedicate themselves completely to Him. Because of His radiant
charisma they intuitively recognized that He was indeed the
savior sent to redeem humanity. Sohm argued that the compulsive
spiritual appeal of Jesus had to be evoked once again in order to
re-establish the Christian faith as the guideline for action in a
desacralized world torn apart by social unrest. Much like the
Salafists of modern Islam, Sohm thought the Church, and society
itself, must abandon bureaucratic trappings or rationalistic
interpretations and return to pure beginnings of faith, based
solely on loving trust in the power of the Holy Spirit. For
those who followed Sohm’s definition of charisma, evil persons
2 For more on Sohm, see Joosse (in press; n.d.), Haley (1980).
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cannot be charismatic (Friedrich 1961). Furthermore, charisma is
inextricably attached to Christian theology and the Jesus cult.
Therefore, no comparative theory of charisma is possible.
Weber (and his Interpreters) on Charisma
Max Weber credited Sohm with introducing the concept of
charisma into social thought, but in Weber’s comparative
historical sociology charisma is neither good nor evil, and the
Jesus cult is just one example of an ideal type of authority
based on the loyalty of followers to a divinized leader. At
first glance, it is rather odd that Weber should have made
emotional commitment part of his theoretical apparatus, since his
fundamental assumption is that human beings are rational actors
who consciously and intelligently seek to maximize culturally
valued goals. The task of the social scientist is to reveal the
rationality of apparent irrationality through supplying "the
interpretive understanding of social action and thereby. . . a
causal explanation of its course and consequences" (Weber
1978:4). Any action orientation in which the actors' motives and
goals are not self-consciously calculated is outside the realm of
meaning, therefore unintelligible, and as such excluded from the
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central interpretive task of social theory.
It is from within this meaning making orientation that the
influential sociologist and Weberian Edward Shils argued "the
charismatic propensity is a function of the need for order"
(Shils 1965:203). Charisma appears automatically whenever one
draws near the entities and institutions thought to embody and
emanate from the necessary order. This paradigm was explicitly
followed by Clifford Geertz, who described charisma as a
manifestation of "the inherent sacredness of sovereign power"
(1983:123). There is no room in this paradigm for any vision of
charisma as a radical spiritual force. Rather, as Harriet
Whitehead has written, "cultural anthropology has chosen the
conservative route of merely noting that religious practices seem
to have some intensifying or disordering effect upon experience,
and retreating back into the realm of culturally organized
meaning manipulation" (1987:105). 3
However, Geertz’s reliance on the quest for meaning as the
source of religious devotion was contested by a number of
anthropologists. The most notable was Talal Asad (1983, 1993),
who used the example of Medieval Christian monasticism to argue
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that religious faith, at least in some circumstances, was
inculcated through habitual submission to rigorous discipline.
Ideas were less important than performance, pain, and
participation. In sum, where Geertz placed piety within a
culturally constituted framework motivating the actor’s rational
search for meaning, Asad understood faith as a consequence of
embodiment, obedience, and ritual. But in arguing for the
centrality of ceremony and asceticism, Asad ignored the influence
of the personal sacred aura radiated by Medieval saints. So even
though Geertz’s notion of the sources of belief contrasted
radically with Asad’s, neither had much to say about the
irrational power of emotional attraction.
Weber did not make this error. He was well aware that a
great deal--in fact the majority--of human life is not
produced by self-conscious agents striving to achieve their
3 In Weberian terms, this “retreat” has an “elective affinity”
for intellectuals, because it is founded on faith in the
possibility of approaching ultimate meaning through the rational
interpretation of meaning systems--something that scholars are
best equipped to accomplish.
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valued goals within the “webs of meaning” provided by the
dominant ideology. Nor is the disciplined repetition of
ritualized austerities the sole motive for devotion. Rather,
Weber divided what he calls “action orientations” into three
ideal types. 1.) Rational-legal--the organized codification of
values. 4 2.) Traditional--an unthinking adherence to custom.
3.) Charismatic--commitment to a specific person. These
correspond to the three primal motivations for action:
cognition, habit, and emotion (Weber 1978:215-6). For Weber, the
first category is the aspect where the calculated maximization
of values can occur, and therefore it is only in this domain
that social analysis is appropriate. This is where Geertz and
Shils grounded their understanding of charisma. Asad
concentrated instead on the second form of action
orientation--unthinking habitual repetition--and showed how it
too could inspire faith. In both theoretical paradigms,
emotional attraction to a person--the third type of action
orientation--is written out of religious experience.
In contrast, far from eliminating charisma from his theory,
Weber portrayed it as the most potent, dangerous, and vital of
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the three motives for action. When successful, the volcanic
primary form of charisma is experienced by the followers as an
explosive and compulsive force radiating from a deified leader.
This type of personal and immediate charisma melts the old world,
making a new one possible. But because it is based on impulse
primary charisma is by definition opaque to analysis by any
meaning centered sociology. It is only when the fire flickers
and subsides, and when the movement coalesces into a secondary
institutional form of charismatically justified order, that its
significance can be grasped (Greenfeld 1985).
These two ideal types of charisma have an inverse valence.
Secondary institutional charisma--the Shils/Geertz version--is
conservative. It always reflects and buttresses the social order
and points down the path to the second type of action
orientation: Irrational tradition, ritualized performance, and
eventual petrification. In contrast, primary personal charisma
is ecstatic and revolutionary. It breaks out of the rigid mold
of tradition’s meaningless repetition and the calculating
rationality of instrumental self-interest. As Weber writes:
By its very nature [charisma] is not an “institutional” and
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permanent structure, but rather, when its “pure” type is at
work, it is the very opposite of the institutionally
permanent. In order to do justice to their mission, the
holders of charisma, the master as well as his disciples and
followers, must stand outside the ties of this world,
outside of routine occupations. (Weber 1978:248).
In Weber’s famous formula, charisma in its primal anti-
institutional, anti-traditional form is based on
a certain quality of an individual personality by virtue of
which he is considered extraordinary and treated as endowed
with supernatural, superhuman or at least specifically
exceptional powers or qualities. These are such as are not
accessible to the ordinary person, but are regarded as of
divine origin or as exemplary, and on the basis of them the
individual concerned is treated as a “leader.” (Weber
1978:242)
4 Weber divides this orientation into value-rationalities that
are built upon distinctive theodicies, and the capitalist form of
instrumental rationality, in which efficiency of production is
the value subsuming all others.
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Such primal charismatic leaders feel themselves inexplicably
“called” to their role; their calling is ratified insofar as
followers are drawn to them. It is the followers’ “duty to
recognize his charisma” (Weber 1978:1113 my emphasis). Charisma
cannot exist without true believers. It is a relationship in which
leader, follower, and circumstances fatefully intertwine.
In tune with his own faith in rationality, Weber was always
careful not to impute any innate sacred authority to charismatic
figures. He did not believe human beings were gods or the
messengers of the gods, though he did not deny certain persons
the possession of extraordinary dramaturgical powers. But Weber
also recognized that, no matter how absurd it may seem for an
outsider, the leader’s sacredness exists if followers believe in and
experience its existence. “If those to whom he feels sent do not
recognize him, his claim collapses; if they recognize it, he is
their master as long as he ‘proves’ himself” (1978:1112-1113).
Weber’s insistence on proof has led many commentators to conclude
that charisma is indeed a transactional relationship of advantage
masquerading as irrational attraction. However, Weber was vague
about the nature of “proof.” Can the leader’s personal emotional
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appeal be sufficient to maintain commitment, even when
substantive rewards are minimal, illusory, or even negative?
The answer is yes. In the ideal typical cases Weber cites,
primal charismatics attract followers by their intensity and
expressivity, in complete opposition both to the traditional
authority of the patriarch or priest and to the rational
efficiency of the judge, businessman, or bureaucrat. Rather,
paradigmatic charismatics are imagined by Weber to be berserk
warriors, pirates, demagogues, and--above all--the shamans who
incorporate the spirits and display divine powers through
convulsions, trembling and intense effusions of excitement, which
are symbolic of spirit possession. To him--following the
contemporary theories of crowd psychologists and early studies of
hypnotism and shamanism--the public display of these highly
intensified and emotionally labile states of consciousness had a
contagious effect, infecting the audience members with sensations
of enhanced vitality. These expansive sensations flowed outward
from the entranced shaman, who was then attributed with magical
powers of rejuvenation. Because of this capacity for entering
into dramatically intoxicating trance, the shaman served as
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instigator of the orgies Weber took as the original sacred
experience (Weber 1978:242, 400-3, 535-6, 554, 1112, 1115; 1972:
279, 287, 327).
In Weber’s historical sociology, the flame ignited by the
charismatic figure is likely to burn out after the leader’s
death. The few cults that endure do so only if surviving
devotees are somehow able to turn the hot primary charisma of
their leader into the cool secondary charisma of the institution.
If this is accomplished, the rites of a church substitute for the
immediacy of the passionate commitment to a person, the text
takes the place of the prophecy, the corporation subsumes
communion. According to Weber, the most common modes for
transitioning from primary to secondary charisma are genealogy (a
blood offspring inherits the mantle), appointment (the Prophet
designates a disciple as successor), and magical signs (as when a
new Dalai Lama is chosen because a child candidate picks up
certain sacred objects). At first, this transitional phase
retains aspects of the original enlivening charisma of the
founder, but over time sacred values and actions sink into mere
rote, the priests become bureaucratic placeholders, and the faith
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loses its hold on the believers. Charisma thus gives birth to
moribund tradition, enduring merely out of habit. The time is
ripe for the upsetting advent of another vehicle or messenger of
the divine. 5
So, even though both tradition and charisma are defined by
Weber as "on the other side” of the border between meaningful and
irrational action (Weber 1978:25), they are nonetheless of
crucial importance to his historical narrative. As Weber writes,
in “prerationalistic periods, tradition and charisma between them
have almost exhausted the whole of the orientation of action"
(1978:245). But with the arrival of modernity, that cycle is
over. "Under the technical and social conditions of rational
culture, an imitation of the life of Buddha, Jesus, or Francis
seems condemned to failure for purely external reasons" (Weber
1972:357). For Weberians, the efficient instrumental reason
characteristic of capitalism has killed the revitalizing passion
of charisma. In this, as the papers in this collection
5 For Weber, the two ideal types of prophecy are the exemplary
(personified by the Buddha) and the emissary (personified by
Muhammad).
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conclusively prove, Weber was wrong.
Durkheim and Freud on Charisma
Weber’s theory has significant differences from Émile
Durkheim’s portrait of the orgiastic effervescence of the
collective gathered around the totemic object that symbolizes the
sacred power of the clan (Durkheim 1965). Durkheim’s interest
was in the group dynamic fueling the cycle from the profane,
mundane world of the weak, selfish, and ephemeral individual to
the sacred moral universe of the eternal collective. In his
paradigm, the leader is nothing but an empty symbol, a human
totem, or what Canetti (1978) called a “crowd crystal,” that
serves only to focus the energy of the surrounding group so it
can be released in ecstatic performance. In contrast, for Weber
the leader is a magician whose emotional appeal and healing
powers are the source for group unity. Durkheim’s emphasis is on
the empowering group dances, songs, chants, and other ceremonial
activities that stimulate the individual’s immersion in
collective effervescence. Weber’s is on the capacity of the
charismatic to display “overflowing” emotionality and in the
reciprocal tendency of the audience to participate in that
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effusion.
But despite these differences, the result is the same. A
central, sacralized, heightened, and embodied emotional force
binds the collective together, blurring the separate identities
of the participants in rapturous unity. So even though Durkheim
downplayed the part of the leader while Weber focused on
leadership, both agreed that what is essential and gripping in
charisma is not its meaning (though explanatory meaning systems
are inevitably generated after the fact). Rather, the
participatory communion engendered by the charismatic performance
experientially and immediately releases the onlookers from their
mundane sufferings. "For the devout the sacred value, first and
above all, has been a psychological state in the here and now.
Primarily this state consists in the emotional attitude per se.”
(Weber 1972:278 italics in the original). The result is a
collective dissolution of selves in "the objectless acosmism of
love" (Weber 1972: 330). Originally, this ecstatic experience
was the vital core of human life, as the individual ego was
experientially and immediately fused into the congregation (Weber
1978:467, 487).
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The third great classical theorist of charisma, Sigmund
Freud, made the same points even though he argued from a very
different explanatory model and moral perspective. In Weber's
actor centered theory there was no notion that the irrational
intensity of the charismatic relationship could evoke hatred as
well as attraction. Durkheim too disallowed conflict, since for
him collective effervescence served only to blend the individual
into the group. This experience was completely positive and was
the fountain, he thought, of all self-sacrificing morality. But
in Freud's theory, the elimination of the rational self in the
collective was greatly to be feared, since it allowed people to
"throw off the repression of the unconscious instinctual
impulses" and to revel in "all that is evil in the human mind"
(1959:10).
To reach this dismal conclusion, Freud relied on his insight
that human beings everywhere are products of Oedipal family
constellations that necessarily leave us burdened with guilt over
our irreconcilable and unrealizable impulses to both love and
hate those closest to us-- our parents. We experience this
fundamental tension in intimate relationships throughout our
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lives, and continually seek to escape the pain it causes. Losing
the self in a crowd consisting of "many equals, who can identify
with one another, and a single person superior to them all"
(1959:53) offers relief from this existential suffering. Within
the embrace of the group, the ache of ambivalence can be soothed
by collective adoration of and abject submission to a
narcissistic primal father figure "who loved no one but himself,
or other people only in so far as they served his needs" (Freud
1959:55). Under the patriarch’s orders, forbidden rage can be
projected outward and expressed with impunity. As Freud remarks,
"it is always possible to band together a considerable number of
people in love, so long as there are other people left over to
receive the manifestations of their aggressiveness" (1962:61).
But this psychic stratagem is never completely successful, and
internal scapegoats are often required to absorb the group's
excess hostility. If the leader fails to direct hostility
elsewhere, the crowd’s excessive love can turn into its opposite,
and the enraged former disciples may then tear their dethroned
leader to shreds.
To conclude this short survey: according to the classic
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theories of Weber, Durkheim, and Freud individuals are drawn to
charismatic groups because such groups stimulate powerful and
intoxicating states of dissociation and self-loss. These
ecstatic states occur as the crowd unites in its shared love for
the dramatic leader who is at its center, and who directs its
fears and aggression outward. Yet beneath the delirious surface
deep ambivalence remains, which can stimulate polarization,
denial, and scapegoating. None of these perspectives really
brought culture into the picture. For Weber, charisma in its
ideal form was beyond interpretation; culture entered only with
rationalization. Durkheim was interested solely in universal
aspects of collective exhilaration, while Freud was concerned
with equally universal psychic processes. Later theorists, such
as Shils and Geertz, utilized the meaning-centered Weberian
paradigm to explore the cultural specificity of institutionalized
charisma, but at the cost of ignoring the emotional force that is
the burning heart of primary charisma. Although starting from a
different direction—that of tradition---Asad’s embodied model had
the same failing. These one-sided theories that stressed either
meaning or routine offered little to advance the anthropological
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understanding of the raw emotional power or the trajectory of
charismatic relationships. In consequence, the study of
charismatic movements remained to a great extent outside the
range of ethnography.
Studying Charisma Today
Until recently, anthropological reticence about charisma
stood in contrast to the other social sciences. When
counterculture values were strong and American charismatic
religious communes were flourishing there was a serious effort by
sociologists to study charismatic groups (examples include Kanter
1972, Bainbridge 1978, Zablocki 1980, Wallis 1984, Kephart 1987).
At the same time, well-known political scientists searched for
ways to operationalize versions of Weber’s paradigm (e.g. Rustow
1970, Glassman 1975). Important psychologists influenced by or
in reaction against Freud also were inspired to write about
charismatic leadership (e.g. Bion 1961, Erikson 1969, Halperin
1983, Kohut 1985). And there were a number of solid journalistic
histories and fascinating personal biographies that shed light on
the charismatic dynamics within some of the extreme cults of the
era. 6
28
But today even these efforts have receded. Many
sociologists, political scientists and other commentators have
taken Weber at his word: primary charisma no longer exists and so
cannot be studied without resort to anachronism. Thus Bensman and
Givant argue charisma today is “a continuous, rationally
calculated strategy by the staffs and agencies of bureaucratic
and political machines and elites in large-scale mass
bureaucratic societies” (1986:54-5). 7 Others have claimed that
“charisma has become mundane, or everyday, and has lost its
special force not because it has become rare but because it has
become commonplace” in the form of the worship of pop idols
(Turner 2003:20).
Oddly, while the general academic interest in charisma
declined, history simultaneously witnessed the appearance of
personality cults surrounding political leaders who were clearly
6 For examples, see Lindholm 1990.
7 In this, they echoed political theorists such as Arthur
Schlesinger who portrayed charisma as a “mischievous
contribution,” that was “clearly a pre-industrial concept
(1960:6).
29
charismatic in the primary sense, inspiring selfless devotion
among followers with their promises to eliminate evil and bring a
new dawn for humanity. France’s Jean-Marie Le Pen, Al-Qaeda’s
Osama bin Laden, Iran’s Ayatollah Khomeini, and Venezuela’s Hugo
Chávez are a few obvious examples. 8 True to their vocation as
miniaturists, anthropologists left the exploration of the
relationship between such leaders and their movements to
political scientists, who in turn tended to downplay charismatic
aspects in favor of more trendy and more quantifiable means-ends
analyses. 9 At the same time, alongside the well-publicized
charismatic politicians strutting on the world stage, charismatic
figures more suited for anthropological interrogation continued
to appear within the religious realm, either encapsulated in
established annunciations or inaugurating autonomous up-swellings
8 J.P. Zúquete and I have termed these “aurora movements” and
have documented the history and similarities of a number of them
in Latin America, Europe, The USA and the Middle East (2009).
See also Zúquete (2007) for examples from the European New Right.
9 An important exception is Weller’s fascinating anthropological
account of the Taiping rebellion (1994).
30
of faith. Some anthropologists did turn their attention to these
figures. The best-known examples are Csordas’ influential
phenomenological exploration of Catholic charismatic possession
(1994), Srinivas’ ethnography of the international cult based
around Sai Baba, who proclaimed himself “God on earth” (2010),
and Huang’s pioneering study of the Taiwanese Tzu-Chi movement
founded by the charismatic Buddhist nun, the Venerable Zhengyan
(2009)--of which more below. Anthropologists also continued to
add to the copious literature on charisma-related topics such as
possession trance, liminal states, social movements, ritual
performance, the rise of new religions, and the like. But these
latter explorations, creative and important as they were, rarely
referred directly to charisma or to the Weberian paradigm. 10
10 For example, in a collection of essays about anthropological
studies of healing (Laderman and Roseman 1996), charisma is
mentioned only in a chapter on Charismatic Catholicism, and then
only as a modifier. Weber is mentioned in passing in another
chapter, where he is referred to solely as an influence on
Geertz. Thanks to Eric Kelley for bringing this citation to my
attention.
31
Why this relative dearth? Aside from the misunderstandings
about the nature of charismatic relationships that I have
outlined above, and aside from a disciplinary antipathy for the
grand theory and weak fieldwork that anthropologists (wrongly)
associate with Weber, another reason may be the psychological
pressures of doing research with charismatic groups. For
example, participation in charismatic performances where
believers fall into trance, or are possessed, or discharge
powerful emotions, may well arouse deep, unwanted, and unnerving
psychological reactions that threaten to derail the
ethnographer’s objectivity and even sanity. Furthermore, as the
price of admission into the cult, the believers may demand that
researchers submit to mind-bending initiatory procedures and
promise to unthinkingly obey the leader’s commands. Critique or
resistance can result in exclusion, while acquiescence can
challenge the investigator’s integrity and psychological
equilibrium. No such demands occur during traditional fieldwork
in remote villages or urban neighborhoods. Life in these
settings is mostly devoted to mundane tasks and ordinary
interactions, and the major dangers are physical sickness and
32
occasional waves of culture shock. In short, participant
observation within charismatic collectives can be a psychically
perilous and emotionally draining business, with no results
guaranteed. But, as the studies to follow amply demonstrate,
these risks are well worth taking.
As I mentioned at the outset, the chapters in this book go a
long way toward remedying the weaknesses of my early research,
since they all offer detailed ethnographic accounts of religious
charisma as it appears in a wide variety of cross-cultural
settings and religious annunciations. Catholics, evangelical
Protestants, Sufis, Hassidic Jews, Buddhists and native American
religions are included in examples that extend from Massachusetts
to Syria; from Taiwan to the Dominican Republic; from Angola to
the jungles of Paraguay, from Rome to Brooklyn. 11 The
contributors also come from a wide range of backgrounds: two are
11 Much has been left out, of course. I especially regret the
absence of case studies from India, where the guru/chela
relationship has such a long history and a copious accompanying
literature. My regret is somewhat alleviated by the appearance of
the recent study by Srinivas (2010).
33
Chinese (from Taiwan and the PRC), two are Brazilian, one is
Portuguese, one is Israeli, the other three are Americans. With
such a variety of cases, places, and contributors, it was
necessary to keep a fairly tight focus in order to make
comparison possible. Ideally, I would have preferred a volume of
studies that engaged with all three classic models of charisma
produced by Weber, Durkheim, and Freud. But I soon realized that
it was better for all of the chapters to focus upon the Weberian
theory of charisma, assessing the validity and weaknesses of his
model by applying it in actual field conditions. I asked the
authors to use Weber in particular not only because his work has
been the most influential with anthropologists but also because,
even though the cases vary greatly in their location, structure,
ideology, and size, they all share the essential characteristics of
charisma, as Weber defined them. All revolve around individuals
who are deified or who are thought to have special connections to
the divine. In each, the devotees are empowered and united by
their faith. And in every instance, heightened emotions, rather
than instrumental reason or shared value orientations or
traditional loyalties, bind the follower to the leader.
34
Furthermore, these aspects of charisma are congruent with both
Durkheimian and Freudian models of leadership. Therefore,
ethnographic study of them must inevitably have wider theoretical
implications, if only implicitly.
For the purposes of this book, I have organized these varied
and yet overlapping cases into four segments. The first consists
of two studies that reveal the subtle dialectic between
charisma’s primary (emotional) and secondary (institutional)
forms through close observation and analyses of ritual
performances. The next group of three papers focuses on gender--
an aspect of charisma completely neglected by Weber and the vast
majority of studies of charisma ever since. Two more papers
explore the complex and often contradictory relationship between
religious charisma and political authority. The final two papers
investigate the institutional appropriation, manufacture and
heightening of primary charisma posthumously--which Weber thought
impossible.
In structuring the studies according to the aspects of
charisma they problematize, I am following Weber’s own
fundamental methodological proposition, that is, that there is
35
not now and never has been any fully rational, fully charismatic,
or fully traditional social order, but only a combination of
different elements with differing weights, trajectories and
effects. The ideal type is a formal conceptual model--a
baseline--to be used as a heuristic tool for tracing and
explaining variations from the ideal, thereby not only permitting
meaningful analysis of the case at hand, but also making
significant comparisons possible. Each of these papers serves
this purpose by providing solid ethnographic data to test the
sufficiency and range of the Weberian ideal type charismatic
model, and to offer examples and, if possible, explanations when
the model is insufficient.
Charisma in Practice
The book begins with Wu’s paper, which reveals in
comprehensive detail precisely how the American Catholic priest
Father Tom combines aspects of the traditional mass and rosary
with charismatic effusions, glossolalia, and healing, moving from
traditional ritual to healing ecstasy via an artfully
orchestrated sequence--alternating between slow and frenzied
rhythmic movements, coordinated by music and pause, marked by
36
switches between formal and colloquial language, and other
symbolic cues. By fulfilling his orthodox duties before he
invokes and embodies the Holy Spirit, Father Tom simultaneously
stays inside yet rebels against the protective but restrictive
Church structure. At the climax of the ritual, overtaken by the
Holy Spirit, the congregation bursts into shouts, “holy laughs,”
and “holy tears.” Some speak in tongues, others sing, dance,
clap, jump, or stamp loudly on the floor. While any of the
believers may in principle be touched by the Holy Ghost and
exhibit these spiritual gifts, it is Father Tom whom they all
encircle and whose energy uplifts them. In turn, the responsive
flow from his congregation ignites Father Tom’s own fusion with
the sacred. Surrounded by his adoring flock, he lays his hands
on the sick, channeling God’s healing power into them. Whether
his flock will survive after his death is questionable, even
though he is attempting to show visiting seminarians how to
follow his example. But for the moment, Wu provides us with an
unusually rich portrait of the central ritual performance of a
successful and growing charismatic movement, one that
simultaneously builds upon and transgresses the bureaucratic
37
authority of the Catholic Church.
Pinto’s chapter deals with a similar performance--the
charismatic ritual (dhikr)—that is practiced in two Qadiri Sufi
lodges in Aleppo, Syria. His case not only shows the mechanisms
for the maintenance of charisma within the institutional
framework of Sufism; it also demonstrates that despite sharing
the same history and belief system, the same institutional
structure, and the same dhikr, the shaykhs (spiritual leaders) of
the two lodges perform their duties and express their baraka
(embodied and transformative spiritual power-analogous to
charisma) completely differently. Shaykh Hilali is famed for his
measured aloofness, elevated genealogy, asceticism, and
unparalleled knowledge of religious texts, both esoteric and
exoteric. He refuses to initiate new members into his lodge
because, he says, Islamic knowledge is now too debased to permit
entrée to the mystical path. The only exception to this rule is
his son and spiritual heir. Paradoxically, his stance has
increased his authority. His followers recognize him as the pre-
eminent guardian and exemplar of spiritual tradition. And, since
he refuses to teach, the only way his devotees can gain access to
38
his charisma is through physical proximity, and by seeking,
accepting, and internalizing his advice. The result is an
egalitarian membership that rotates around the pinnacle of
Hilali’s absolute moral and spiritual authority.
Shaykh Badinjki follows an alternative method for
instantiating his charisma within the framework of the Order. He
accepts and even pursues new disciples, who are arranged in a
hierarchical system based on their degree of mystical knowledge,
as verified by the shaykh. Each is pledged to absolute obedience
to his master who supplies every follower with a secret mystical
formula (wird). The shared secret heightens the shaykh’s power,
which is further validated through his ability to perform
miracles (karamat), his esoteric knowledge, his ability to
mediate disputes, and his possession of a sacred relic (one of
the Prophet Muhammad’s hairs).
Pinto strikingly illustrates these differences by comparing
the dhikr of the two sects. In each, the form is exactly the
same, with the goal of leading the congregation to directly
experience the reality of divine love. But the Hiliaiyya
devotees perceive the ritual as a beautiful and orderly
39
progression toward mystical harmony, as revealed under the calm
guidance of their shaykh. Shaykh Badinjki, in contrast, performs
miracles and cures the sick by laying on of hands. His disciples
focus their emotions on him in a manner very much parallel to the
ritual performance presided over by Father Tom. The result in
both cases is a collective immersion in the love of Allah and
submissive recognition of the shaykh as the gateway to
transcendence, but the way that divine love is experienced and
expressed is completely different. As Pinto shows, the persona
and attitude of the shaykh is the significant factor in
manufacturing this experiential distinction.
Chegas’ paper blends with Pinto’s in that she too studies
the organization and modes of charisma maintenance in Syrian Sufi
sect, in this case the Damascene Kuftariyya, which in tone and
attitude much resembles the textually oriented, low-key Sufism of
the Aleppine Hilali. Chegas lays out the tree-like structure of
the Order, tracing its origins from the revelations of a founding
ancestor whose teachings have ramified over time into many
branches, from which other, smaller branches grow and spread.
The spiritual tree is watered by the constant inflow of disciples
40
who gather around local leaders selected on the basis of lineage,
textual knowledge, and seniority in the sect, but also, and
crucially, on the basis of their spiritual aura and ability to
attract a devoted following. Thus, Sufism combines aspects of
bureaucratic institutionalization with primal charisma, producing
a resilient hybrid. As such, it perpetuates itself over
generations in a way that Father Tom’s highly personal ministry
will be hard-pressed to do.
Having outlined the distinctive charismatic-cum-bureaucratic
structure of this branch of Sufism (which is very typical of
Sufism in general), Chegas then turns to the worshipful circles
(halaqat) of women gathered around beloved female religious
teachers. Such teachers must go through a long initiation,
proving their knowledge of canonical sacred texts while also
learning, embodying, and exemplifying the norms and values of the
Order. This process may begin by teaching the children of other
members of circle, then the prospective leader slowly moves up
the spiritual ladder through the study of texts, undertaking a
regimen of emotional control, and cultivating sincere devotion to
the shaykh of the Order. But she should also “know the hearts”
41
of her disciples and unite them in love for her. Only when her
baraka has been concretely expressed by attracting a devoted
following is she officially recognized as leader of her own
halaqa. After reading Chegas’ finely tuned account of the
master-disciple relationship, we can understand why one devotee
says: “I cannot explain my love for her. I just feel it.”
Next, Huang builds upon her groundbreaking ethnography
(2009) and continues the nuanced analysis of gender in her paper
on the international Buddhist Compassion Relief Foundation (Tzu
Chi). This group began modestly as a tiny all female cult of
disciples following the “supreme person,” the charismatic
Buddhist nun Zhengyan, but it has grown since into a huge multi-
national organization in which men have a large role to play.
Under these changed circumstances, Huang traces the complex and
sometimes ambiguous gender performances that occur at the level
of the embodied representations of the leader, the follower, and
the collective (which she calls the “three bodies” of charisma).
The leader’s body, Huang shows, is frail and weak; her watery
eyes seem always ready to burst into tears, though she never
cries. She appears overwhelmed by the burden of helping others;
42
her voice is frail, pleading, and sorrowful. Yet she bears more
moral weight and is more successful in the world than all but the
most powerful male political leaders and businessmen in Taiwan.
She is an androgynous figure--a compassionate mother who
nonetheless abandoned her home and family and become “like a man”
in order to fulfill her divine mission of mercy.
The followers are overcome with love for their self-
sacrificing leader. They wish to devote themselves wholly to her
mission. To do so, they must learn to control themselves in her
service, which means wearing uniforms, disciplining their
behaviors, assuming proper demeanors. These “templates” of
conformity differ according to gender. Male converts are
expected to exert more bodily discipline and refrain from worldly
temptations, while women are expected to show more emotional
control--continually smiling and tender. Yet, over time the male
and female templates are becoming more alike in their uniforms
and behaviors. Women now can do heavy labor. Men are allowed to
proselytize. Furthermore, women are expected to “break out” of
their domestic roles and follow Zhengyan’s example by working in
the male domain. Also men can now participate in the unified
43
androgynous collective body expressed in hand song--the spiritual
art form of the sect, which stands in symbolic contrast to the
uncontrollable crying that the appearance of Zhengyan often
stimulates, especially among women.
In this setting, popular Buddhist traditions of sainthood
made it possible for the nun Zhengyan to form an autonomous and
successful cult, but without the framework that maintains and
transmits charisma in Catholicism and Sufism, there seems to be
little likelihood or means of passing down her spiritual power to
a successor. Rather, her personal legacy is likely to be the
highly effective charitable institution she has built, to be
maintained by followers whose worth is measured by their capacity
to maintain and expand a complex bureaucratic structure that is a
monument to the leader’s unstinting love and compassion.
Another pattern of “gender convergence” has been found in
Pentecostal movements in Latin America, where Brusco (1995) and
others have persuasively argued that embracing the precepts of
this highly egalitarian charismatic faith empowers oppressed
women and domesticates macho men by feminizing them. Thornton’s
paper looks at the other side of this equation. He notes that in
44
the Dominican Republic a very substantial number of converts are
male, and that they fill the highest offices in the Pentecostal
churches. The most successful and charismatic of these men
stress their histories of crime, sexual voraciousness, and
addiction. The more violent and sinful the history, the more the
convert is given authority within the church. The “negative
charisma” of these converts also allows them to retain a highly
valued masculine identity among their former cronies and to
evangelize successfully among them. Scarred and tattooed, but
now with the light of God in their eyes, they exemplify in their
persons the miraculous power of the Holy Spirit to transform and
redeem even the most fallen sinners.
Women, in contrast, are not thought to have such sinful
pasts, nor do they need to offset their gender when they join the
“female” church. Their status in the religion is not measured by
the depths from which they have risen, but from their spiritual
“gifts” they display: an ability to be “slain by the spirit,” to
speak in tongues, to heal and prophecy. The more institutional
male form of authority is given charismatic legitimacy because it
is based on the convert’s miraculous moral transformation. The
45
second form of authority is a transient consequence of the
expressive female performances of spiritual inspiration that
punctuate services. Both forms of spiritual empowerment are
understood as a direct consequence of God’s grace, but in
contrasting forms. What they share is that neither is
hereditary, nor are they based on textual knowledge or
apprenticeship, though that may change as generations pass and
conversion becomes less of a rupture, more of a convention.
The next two papers are concerned with the complex
relationship between religious charisma and political authority.
Blanes traces the history, dogma, and eschatology of Tokoism, an
indigenous Protestant charismatic cult that arose in the middle
of the last century surrounding the self-proclaimed Prophet Simão
Gonçalves Toko. Tokoism, as Blanes shows, was one of the most
successful of a number of charismatic movements that appeared in
response to Portuguese colonialism in Angola. Of particular
importance in this case was Toko’s emphasis on “remembering”
certain passages of the Bible while inspired by the Holy Ghost.
The newly remembered passages contradicted official Baptist
teachings. For Toko’s followers, this demonstrated that the
46
Bible transmitted by the white missionaries was false! Other
miracles--such as spiritual telephones that connected the
faithful without the aid of wires and an ability to handle
poisonous serpents--verified Toko’s vision. A new temporal order
was therefore proclaimed by possessed Tokoist “foreseers” who
announced that the original doctrines had been perverted by white
interpreters. As Toko explained, “this is not about the end of
the world, but the changing of things.” The prophesied change
implied political transformation, since the promised utopia could
only come about with the expulsion of the colonial powers.
As a result, the Portuguese authorities cracked down on the
Tokoists, banishing some, harassing and jailing others. For a
time, shared hopes for a new world and experiences of suffering
united the Tokoists with the numerous political liberation
movements sprouting in the region. But after the establishment
of an independent Angola, a new official religion of nationalism
was installed by the state, built upon the largely manufactured
charisma of the official “heroic liberator” Agostino Neto.
Tokoists, along with other alternative spiritual messengers of
utopia, were targeted for persecution. Relegated to the shadows
47
in the brave new world of Marxist nationalism, the Tokoists took
comfort in another form of remembrance--recalling the greatness
of their Prophet and their own continued steadfastness in
suffering for the faith. But, as Blanes informs us in an
endnote, after the founder’s death the Tokoist cult has been torn
apart by internal divisions, conflicts, and recriminations.
Without their leader’s personal charismatic influence, and under
pressure from the outside world, Tokoism may lack the inner
cohesion, recognized modes of charismatic succession, and the
successful institutional legacy, that would allow it to survive
and thrive.
The exact reversal of this trajectory is traced in Kelley’s
story of Pedro, an ambitious young Avá-Guaraní shaman. Charisma
and structure are closely interwoven in the Avá-Guaraní religion,
where all shamans must follow rigid formal rules in their ritual
re-enactments of the dance of the sun across the sky and their
journeys to the hidden worlds of the spirits. At the same time,
the shaman’s vocation is not a consequence of heredity or
favoritism or membership in a hierarchical order. Rather, it is
wholly personal--a result of being chosen by the gods, Successful
48
shamans like Pedro gain devotees as a result of their individual
improvisations and the dramatic emotional intensity of their
healing performances. Yet Pedro also respectfully imitates the
songs of his illustrious predecessors and acts according to the
cultural expectations of his role.
As a result, despite his youth he has been hailed as one of
the “grandfather” shamans who have the ability to enter the
spirit world, retrieve the names of the afflicted, and heal their
illnesses. By his ability to combine precedent and inspiration,
Pedro was in a good position to leverage his religious charisma
into political authority by asserting his own “natural” power of
the spirits and challenging the corrupt local cacique, who
wielded the “common” authority of the pen. As Kelley documents,
Pedro was indeed able realize his aim of becoming both a common
and natural leader--though in the long run the spiritual demands
of his “natural” role were in contradiction to the bureaucratic
requirements of “common” power.
Of special interest here is Kelley’s description of
shamanism. Far from the ecstatic explosion envisioned by Weber
(and Durkheim), the shamanic performances of the Avá-Guaraní are
49
highly stylized and tightly controlled. It is clear that
sensationalist early portraits of primeval religion influenced
Weber’s image of the shaman, just as Durkheim was influenced by
early accounts of an orgiastic Aboriginal corroboree in his
feverish representation of collective effervescence. Yet, even
though Pedro’s performance is relatively tame, the underlying
emotional logic of charismatic attraction remains. A “rock star”
among shamans, Pedro stands out from the others because of his
virtuoso musicianship and theatrical personality. Kelley argues
that charisma in this instance is best understood as a product
Pedro’s compelling capacity for improvisation over a set ritual
pattern, much like the ability of a jazz musician to improvise on
a head arrangement. From this perspective, the shaman then may
indeed be the original artist, as well as the first charismatic,
just as some early commentators believed. 12
The final two papers turn in a different direction,
demonstrating how personal charisma can be maintained,
12 For the link between the 18th century rise of the notion of the
genius/artist/charismatic and the discovery and study of
shamanism, see Flaherty (1992).
50
manipulated, and even expanded posthumously. In the first study,
Bergstresser shows that the modern Catholic saint mediates
between unruly personal charisma and institutionalized sanctity.
This ambivalent status is physically signaled when the saint’s
dead body miraculously resists decay and even emits a pleasant
odor. Mingling life and death, person and thing, combining
immanence with transcendence, the dead saint’s bodily presence
magically “re-enchants” the world, yet that enchantment is tamed
by being subjected to juridical church procedures of
verification. To help make her case, she compares the
canonization processes of two recent Italian candidates for
sainthood. The first is Padre Pio, an unorthodox mystic,
stigmatic, miracle-worker, and healer whose popularity has soared
after his death. Images and souvenirs of him are collected by
millions of believers, while his once isolated church is now a
site of mass pilgrimage. The second is Pope John XXIII (Papa
Buono), a rationalizing reformer who opposed and suppressed the
Pio cult and actively downgraded the symbolic power of saints.
Yet, despite their completely opposed worldly trajectories,
the church put both of them on the path to sainthood--though
51
Padre Pio has moved up the ladder more quickly (he was canonized
in 1999), while Papa Buono still requires one more proven post
mortem miracle before achieving official recognition. 13 By
canonizing Padre Pio, the church appropriated some of his primary
charisma, and so has reinvigorated itself while ignoring the more
radical evidences of his union with Jesus, such as his stigmata.
At the same time, Papa Buono’s memory was enhanced when he was
attributed with magical healing powers. Although not a
charismatic in life, he has become one in death. Thus the church
seeks--and to a degree succeeds--in domesticating and yet
retaining the charisma of deceased mystics, while also adding
charismatic elements to the memories of institutional leaders.
In the final paper in this volume, Bilu investigates how the
Habad-Lubavitch Hasidic movement has managed to expand
exponentially despite (or perhaps because of) the fact that its
zaddik (master), Rabbi Menachem Mendel Schneerson, has been dead
13 The ironic flowering of a posthumous cult around a reformer who
opposed such cults is common in Islam. The tomb of Ibn Hanbal,
the most famous iconoclast of his time, became a place of
pilgrimage only forty years after his death in 855.
52
for eighteen years. This has occurred, Bilu argues, because the
faithful refuse to admit that their leader has left them.
Rather, they have cultivated a variety of signs that aim to
“render him present.” 14 Of course, this required the zaddik to
earn his followers’ devotion while alive. Like many the Sufi
shaykhs documented earlier, the Rabbi accomplished this by a
combination of factors, both institutional and personal. He had
the proper genealogy. He married his predecessor’s daughter and
was anointed his successor. He also demonstrated remarkable
learning--both secular and mystical--fulfilled prophecies, and
gave a powerful impression of superhuman infallibility and
holiness. Like other charismatics, he looked the part, with his
bright and preternaturally penetrating blue eyes.
Although Rabbi Schneerson never claimed to be the Messiah,
his followers believed him to be the promised redeemer--a belief
14 This is reminscent of the hidden Imam of Shi’ite Muslims, who
is omnipresent, but invisible to all but the most spiritually
attuned. Becauae Judaism, unlike Islam, is not iconoclastic,
Rabbi Schneerson can take advantage of modern technology that
replicates his image.
53
he did nothing to dispel. After his apparent death, his
disciples turned his Brooklyn residence into a temple where the
faithful suppose the Rabbi still lives, though he is now
invisible. His artifacts, photos, books, and videos are on
display, and continue to inspire ecstatic devotion, tears, and
15 Pious Muslims follow the same practice (sunnut). For example,
dying their beards red in imitation of the Prophet.
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54
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55
virtual presence, on film or video, in the room that remains
exactly as it was when he was alive. Just as has occurred with
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rather has spread wider and wider as he has become more available
in mediated form. Disciples wear his portrait, name children
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Friedrich Carl
56
after him, consult him, show his videos, repeat his phrases, and
generally try to “live him.”15 Death has not diminished his
appeal; it has enhanced it. Whether this will continue to be so
depends on the degree to which the charismatic authority of the
relics and simulacra can remain convincing, in spite of the
1961 Political Leadership and the Problem of Charismatic
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Geertz, Clifford
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57
inevitable increased expansion of time and space between follower
and leader.
Conclusion
In my discussion of the chapters I have briefly compared the
ways that the various charismatic movements strive to keep the
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In Press; N.d. Becoming a God: Max Weber and the Social
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58
spiritual fires burning while accommodating themselves to
rationalizing and bureaucratic pressures, and conversely how
institutions seek to adorn themselves with charismatic
legitimacy. In so doing, I meant to suggest some of the range of
possibilities available for the maintenance or dispersal of
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1978 Force and Persuasion: Leadership in an Amazonia Society.
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Lewis, I.M.
1986 Religion in Context: Cults and Charisma. Cambridge:
Cambridge University Press.
Lindholm, Charles
59
charisma. Clearly, charismatic leaders who arise within an
already existing religious system are constrained in the messages
they can convey and the demands they can make on believers, but
they also can use existing institutional secondary charisma to
buttress their own personal authority.
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60
The Catholic charismatic Father Tom is a perfect example, as
he oscillates between official and unofficial garb, integrates
traditional services with ecstatic communion, and asserts his
bureaucratic authority as a priest to validate his personal
appeal. Nonetheless, Father Tom remains outside the mainstream
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1965 Charisma, Order, Status. American Sociological Review
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61
of the church. He has little or no official support for his
message, nor any standardized means to perpetuate his charisma,
although he is trying to indoctrinate visiting seminarians in his
methods. Unless, like Padre Pio, he succeeds in developing a
massive cult around himself, substantiated by miracles, it is
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2010 Winged Faith: Rethinking Globalism and Religious
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2003 Charisma Reconsidered. Journal of Classical Sociology
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1984 The Elementary Forms of the New Religious Life. London:
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62
likely that his congregation will melt away after he is no longer
there to guide it. The same fate seems to be in store for the
Angolan Tokoists who, unlike Father Tom’s congregation, are the
product of their leader’s active rebellion against an established
religious tradition. Eschewing any connection to a sustaining
Weller Robert
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Taiwanese Ghosts and Tiananmen. Seattle: University of
Washington Press.
Whitehead, Harriet
1987 Renunciation and Reformulation: A Study of Conversion
in an American Sect. Ithaca: Cornell University Press.
Willner, Ann Ruth.
1984 The Spellbinders: Charismatic Political Leadership. New
Haven: Yale University Press.
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Zablocki, Benjamin
1980 Alienation and Charisma. New York: Free Press.
63
larger institutional system, their Prophet relied on miracles and
a message of liberation to convince his followers of their
mission, but they have been thwarted at every turn by the
predominance of the competing national ideology. Tokoism, as a
marginalized and wholly personal annunciation, looks doomed to a
future of internal rivalry and slow diminution.
In contrast, the followers of Rabbi Schneerson are more
fervent than ever, even after his death. This is certainly due
to the devotees’ sophisticated use of media to maintain his
presence, but his postmortem longevity also owes much to the
elaboration of sacred lineages within the Hassidic tradition.
The Rabbi’s sacredness is an extension and expansion of an
existing template for sainthood, and so is well understood and
fairly easily maintained within the community. This is even more
Zúquete, José Pedro
2007 Missionary Politics in Contemporary Europe. Syracuse:
Syracuse University Press.
64
the case among Sufis, who have a long history of the embodiment
of the sacred in their shaykhs, and many models for the
performance and maintenance of charisma. As a result of this
rich mystical tradition, present day Sufi mystics can
substantiate their sacred authority by any number of routes:
genealogy, intellectual ability, training in spiritual
disciplines, designation, ability to perform miracles, and, most
of all, by their God-given baraka which attracts followers to
their circle. Like the Hassidic orders, the hierarchical and
expansive structure of Sufi lodges also provides an arrangement
whereby an individual’s charismatic potential, nurtured by his or
her shaykh and teacher, can eventually be realized by founding
and leading of a new branch of the order. Charisma here, while
thoroughly personal and primary, is also thoroughly structured
and systematic.
I leave the reader to decide how the values, motives and
expectations of charismatic Taiwanese Buddhist nuns, Paraguayan
shamans, Catholic Popes and Caribbean Pentecostals might, or
might not, fit within my sketch of the dialectic between
structure and agency that I’ve outlined above. My point is
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simply that the chapters in this volume begin an investigation of
many aspects of the charismatic relationship that would reward
more intensive ethnographic case studies. Other worthwhile
topics include: The gendering of the “three bodies” of charisma;
comparative analysis of the types of love and devotion evoked
within the cult; the favored forms of emotional expressivity of
leader and follower (tears, humor, suffering, detachment, etc.);
characteristic templates for staging, framing, controlling and
intensifying the charismatic experience (rhythm, music,
recitation, uniforms, lighting, and so on); disciplinary regimes
required of followers and leaders; the self-presentation and
group perception of the leader; internal organizational patterns,
divisions of labor, hierarchies, and modes of communication
within and outside the charismatic collective; the implications
and limitations of mechanical, technical transmission of charisma
(videos, tapes, telephones, portraits, radio and television
performances and the like); the relationship between cult
leadership or followership and an individual’s psychological
make-up, personal history, and predispositions. All these
factors, and the exploration of the complex relationships between
66
them, could form the basis for a future social science of
charisma.
Clearly, the questions to be asked and the variations to be
discovered through such a science are endless. But nonetheless
the theme remains recognizable. Charisma, in its many forms, is
a real and potent factor in human life. And whatever the future
vectors and valences of various charismatic movements may be, one
thing is sure. In a world where all that is certain seems to be
melting into air and where personal identity is buffeted on many
fronts, immersion in a charismatic collective offers a
revitalizing cure to modern anomie. If anthropologists (and
others) wish insights into “what rough beast, its hour come at
last, slouches toward Bethlehem to be born” (Yeats 1994:158-9),
they would do well to consult the papers presented in this
collection.
Endnotes:
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