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Transcript of Case Law - Springer
Case Law
Austria
OGH GRUR Int 1960 557 ndash SeeburgOGH 2 IIC 223 (1970) ndash AgfaOGH OBl (Aus) 1955 67 ndash NescafeOGH OBl 1957 87 ndash BrunswickOGH OBl 1974 84 frac14 GRUR Int 1971 90 ndash AgfaOGH OBl 1984 24 frac14 GRUR Int 1984 369 ndash LanvinOGH OBl 1991 257 frac14 GRUR Int 1992 467 ndash SpinnradOGH OBl 1995 170 ndash Forderband ndash Abstreifersysteme
Canada
Canadian Supreme Court DLR 1984 161 ndash Consumers Distributing Co v SeikoTime Canada Ltd
EFTA Court
Case E-297 Mag Instrument Inc v California Trading Company NorwayUlsteen [1997] EFTA Court Report 127
Case Ε-302 Paranova AS v Merck amp Co Inc and Others [2004] EFTA Court
Report 1
Joined Cases E-907 and E-1007 LrsquoOreal Norge AS v Per Aarskog AS andLrsquoOreal SA v Smart Club AS [2008] EFTA Court Reports 259
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
475
European Union
European Court of First Instance (Now European GeneralCourt)
Case Τ-6989 Radio Telefis Eireann v Commission of the European Communities[1991] ECR II-485
Case Τ-7089 British Broadcasting Corporation and BBC Enterprises Ltd vCommission of the European Communities [1991] ECR II-535
Case Τ-7689 Independent Television Publications Ltd v Commission of theEuropean Communities [1991] ECR II-575
Case Τ-19898 Micro Leader Business v Commission of the European Commu-nities [1999] ECR II-3989
European Court of Justice
Case C-181 Pfizer Inc v Eurim-Pharm GmbH [1981] ECR 2913
Case C-378 Centrafarm BV v American Home Products Corporation [1978]ECR 1823
Case C-768 Commission of the European Communities v Italian Republic[1968] ECR 423
Case C-874 Procureur du Roi v Benoıt and Gustave Dassonville [1974] ECR837
Case C-993 IHT Internationale Heiztechnik GmbH and Uwe Danzingerv Ideal-Standard GmbH and Wabco Standard GmbH [1994] ECR I-2789
Case C-1089 SA CNL-SUCAL NV v HAG GF AG [1990] ECR I-3711
Case C-1483 Sabine von Colson and Elisabeth Kamann v Land Nordrhein-Westfalen [1984] ECR 1891
Case C-1574 Centrafarm BV and Adriaan de Peijper v Sterling Drug Inc[1974] ECR 1147
Case C-1603 Peak Holding AB v Axolin-Elinor AB (formerlyHandelskompaniet Factory Outlet i Loddekopinge AB) [2004] ECR I-11313
Case C-1674 Centrafarm BV and Adriaan de Peijper v Winthrop BV [1974]ECR 1183
Case C-2271 Beguelin Import Co v SAGL Import Export [1971] ECR 949
Case C-2467 Parke Davis and Co v Probel Reese Beintema-Interpharm andCentrafarm [1968] ECR 86 in the German version 76 in the Italian version 82 in
the Dutch version and 81 in the French version
Case C-2776 United Brands Company and United Brands Continentaal BVv Commission of the European Communities [1978] ECR 207
476 Case Law
Case C-3583 BAT Cigaretten-Fabriken GmbH v Commission of the EuropeanCommunities [1985] ECR 363
Case C-4070 Sirena Srl v Eda Srl and others [1971] ECR 69
Case C-4196 VAG-Heuroandlerbeirat eV v SYD-Consult [1997] ECR I-3123
Case C-4401 Pippig Augenoptik GmbH amp Co KG v Hartlauer Handelsge-sellschaft mbH and Verlassenschaft nach dem verstorbenen Franz Josef Hartlauer[2003] ECR I-3095
Case C-4586 Commission of the European Communities v Council of theEuropean Communities [1987] ECR 1493
Case C-4610 Viking Gas AS v Kosan Gas AS [2011] ECR I-6161
Case C-4902 Brasserie nationale SA (anc Brasseries Funck-Bricher etBofferding) Brasserie Jules Simon et Cie SCS and Brasserie Battin SNCv Commission of the European Communities [2004] ECR I-6129
Case C-5175 EMI Records Limited v CBS United Kingdom Limited [1976]ECR 811
Case C-5396 Hermes International (a partnership limited by shares) v FHTMarketing Choice BV [1998] ECR I-3603
Case C-5880 Dansk Supermarked AS v AS Imerco [1981] ECR 181
Case C-5908 Copad SA v Christian Dior couture SA Vincent Gladel and Societe industrielle lingerie (SIL) [2009] ECR I-3421
Case C-6194 Commission of the European Communities v Federal Republic ofGermany [1996] ECR I-3989
Case C-6288 Hellenic Republic v Council of the European Communities[1990] ECR I-1527
Case C-6397 Bayerische Motorenwerke AG (BMW) and BMW Nederland BVv Ronald Karel Deenik [1999] ECR I-905
Case C-7087 Fediol versus Commission [1989] ECR 1781
Case C-7600 P Petrotub SA and Republica SA v Council of the EuropeanUnion [2003] ECR I-79
Case C-7870 Deutsche Grammophon Gesellschaft mbH v Metro-SB-Groszligmeuroarkte GmbH amp Co KG [1971] ECR 487
Case C-9192 Paola Faccini Dori v Recreb Srl [1994] ECR I-3325
Case C-10277 Hoffmann-La Roche amp Co AG v Centrafarm Vertriebsge-sellschaft Pharmazeutischer Erzeugnisse mbH [1978] ECR 1139
Case C-10689 Marleasing SA v La Comercial Internacional de AlimentacionSA [1990] ECR I-4135
Case C-11280 Firma Anton Deurourbeck v Hauptzollamt Frankfurt am Main-Flughafen [1981] ECR 1095
Case C-11502 Administration des douanes et droits indirects v Rioglass SA andTransremar SL [2003] ECR I-12705
Case C-11975 Terrapin (Overseas) Ltd v Terranova Industrie CA Kapferer ampCo [1976] ECR 1039
Case C-12709 Coty Prestige Lancaster Group GmbH v Simex Trading AG[2010] ECR I-4965
Case Law 477
Case C-13792P Commission of the European Communities v BASF AGLimburgse Vinyl Maatschappij NV DSM NV DSM Kunststoffen BV Heurouls AGElf Atochem SA Societe Artesienne de Vinyle SA Wacker Chemie GmbH EnichemSpA Hoechst AG Imperial Chemical Industries plc Shell International ChemicalCompany Ltd and Montedison SpA [1994] ECR I-2555
Case C-14300 Boehringer Ingelheim KG Boehringer Ingelheim Pharma KGGlaxo Group Ltd The Wellcome Foundation Ltd SmithKline Beecham plc Bee-cham Group plc SmithKline amp French Laboratories Ltd and Eli Lilly andCo v Swingward Ltd and Dowelhurst Ltd [2002] ECR I-3759
Case C-14481 Keurkoop BV v Nancy Kean Gifts BV [1982] ECR 2853
Case C-14996 Portuguese Republic v Council of the European Union [1999]ECR I-8395
Case C-16773 Commission of the European Communities v French Republic[1974] ECR 359
Case C-17398 Sebago Inc and Ancienne Maison Dubois amp Fils SA v G-B UnicSA [1999] ECR I-4103
Case C-18780 Merck amp Co Inc v Stephar BV and Petrus Stephanus Exler[1981] ECR 2063
Case C-19273 Van Zuylen freres v Hag AG [1974] ECR 731
Case C-20601 Arsenal Football Club plc v Matthew Reed [2002] ECR I-10273
Case C-23294 MPA Pharma GmbH v Rhone-Poulenc Pharma GmbH [1996]ECR I-3671
Case C-24400 Van Doren + Q GmbH v Lifestyle sports + sportswearHandelsgesellschaft mbH and Michael Orth [2003] ECR I-3051
Case C-24502 Anheuser-Busch Inc v Budejovicky Budvar narodnı podnik[2004] ECR I-10989
Case C-27080 Polydor Limited and RSO Records Inc v Harlequin RecordsShops Limited and Simons Records Limited [1982] ECR 329
Case C-27605 The Wellcome Foundation Ltd v Paranova PharmazeutikaHandels GmbH [2008] ECR I-10479
Case C-28093 Federal Republic of Germany v Council of the European Union[1994] ECR I-4973
Case C-28105 Montex Holdings Ltd v Diesel SpA [2006] ECR I-10881
Case C-28602 Bellio Flli Srl v Prefettura di Treviso [2004] ECR I-3465
Case C-28798 Grand Duchy of Luxemburg v Berthe Linster Aloyse Linsterand Yvonne Linster [2000] ECR I-6917
Case C-29100 LTJ Diffusion SA v Sadas Vertbaudet SA [2003] ECR I-2799
Case C-29999 Koninklijke Philips Electronics NV v Remington ConsumerProducts Ltd [2002] ECR I-5475
Case C-30696 Javico International and Javico AG v Yves Saint LaurentParfums SA (YSLP) [1998] ECR I-1983
Case C-32408Makro Zelfbedieningsgroothandel CV Metro Cash amp Carry BVand Remo Zaandam BV v Diesel SpA [2009] ECR I-10019
Case C-32409 LrsquoOreal SA and Others v eBay International AG and Others[2011] ECR I-6011
478 Case Law
Case C-32782 Ekro BV Vee- en Vleeshandel v Produktschap voor Vee enVlees [1984] ECR 107
Case C-33505 Rızenı Letoveho Provozu CR s p v Bundesamt feurour Finanzen[2007] ECR I-4307
Case C-33795 Parfums Christian Dior SA and Parfums Christian Dior BVv Evora BV [1997] ECR I-6013
Case C-34187 EMI Electrola GmbH v Patricia Im- und Export and others[1989] ECR 79
Case C-34195 Gianni Bettati v Safety Hi-Tech Srl [1998] ECR I-4355
Case C-34804 Boehringer Ingelheim KG and others v Swingward Ltd andDowelhurst Ltd [2007] ECR I-3391
Case C-34995 Frits Loendersloot v George Ballantine amp Son Ltd etc [1997]ECR I-6227
Case C-35295 Phytheron International SA v Jean Bourdon SA [1997] ECRI-1729
Case C-35596 Silhouette International Schmied GmbH amp Co KG v HartlauerHandelsgesellschaft mbH [1998] ECR I-4799
Case C-37390 Criminal proceedings against X [1992] ECR I-131
Case C-37997 Pharmacia amp Upjohn SA v Paranova AS [1999] ECR I-6927
Case C-40503 Class International BV v Colgate-Palmolive Company andOthers [2005] ECR I-8735
Case C-44399 Merck Sharp amp Dohme GmbH v Paranova PharmazeutikaHandels GmbH [2002] ECR I-3703
Case C-46708 Padawan SL v Sociedad General de Autores y Editores deEspana (SGAE) [2010] ECR I-10055
Case C-46993 Amministrazione delle Finanze dello Stato v Chiquita ItaliaSpA [1995] ECR I-4533
Case C-48707 LrsquoOreal SA Lancome parfums et beaute amp Cie SNC andLaboratoire Garnier amp Cie v Bellure NV Malaika Investments Ltd and StarionInternational Ltd [2009] ECR I-5185
Case C-49507 Silberquelle GmbH v Maselli-Strickmode GmbH [2009] ECRI-137
Case C-52307 A [2009] ECR I-2805
Case C-55808 Portakabin Ltd and Portakabin BV v Primakabin BV [2010]ECR I-6963
Joined Cases C-2172 to 2472 International Fruit Company NV and othersv Produktschap voor Groenten en Fruit [1972] ECR 1219
Joined Cases C-5580 and C-5780 Musik-Vertrieb membran GmbH and K-telInternational v GEMA ndash Gesellschaft feurour musikalische Auffeurouhrungs- undmechanische Vervielfeuroaltigungsrechte [1981] ECR 147
Joined Cases C-5664 and C-5864 Etablissements Consten SaRL andGrundig-Verkaufs-GmbH v Commission of the European Economic Community[1966] ECR 322 in the German version 458 in the Italian version 450 in the Dutch
version and 429 in the French version
Case Law 479
Joined Cases C-7194 C-7294 and C-7394 Eurim-Pharm Arzneimittel GmbHv Beiersdorf AG (C-7194) Boehringer Ingelheim KG (C-7294) and FarmitaliaCarlo Erba GmbH (C-7394) [1996] ECR I-3603
Joined Cases C-89 104 114 116 117 and 125 to 12985 A AhlstromOsakeyhtio and others v Commission of the European Communities [1988] ECR5193
Joined Cases C-26795 and C-26895Merck amp Co Inc Merck Sharp amp DohmeLtd and Merck Sharp amp Dohme International Services BV v Primecrown LtdKetan Himatlal Mehta Bharat Himatlal Mehta and Necessity Supplies Ltd andBeecham Group plc v Europharm of Worthing Ltd [1996] ECR I-6285
Joined Cases C-40009 and C-20710 Orifarm AS and Others (C-40009) andParanova Danmark AS and Paranova Pack AS (C-20710) v Merck Sharp ampDohme Corp and Merck Sharp amp Dohme BV and Merck Sharp amp Dohme [2011]ECR I-7063
Joined Cases C-41499 to C-41699 Zino Davidoff SA v A amp G Imports Ltd andLevi Strauss amp Co and Others v Tesco Stores Ltd and Others [2001] ECR I-8691
Joined Cases C-42793 C-42993 and C-43693 Bristol-Myers Squibbv Paranova AS (C-42793) and C H Boehringer Sohn Boehringer IngelheimKG and Boehringer Ingelheim AS v Paranova AS (C-42993) and BayerAktiengesellschaft and Bayer Danmark AS v Paranova AS (C-43693) [1996]ECR I-3457
Joined Cases C-44705 amp C-44805 Thomson Multimedia Sales Europe (C-44705) and Vestel France (C-44805) v Administration des douanes et droits indirects[2007] ECR I-2049
Opinion of the ECJ No C-178 [1979] ECR I-2871
Opinion of the ECJ No C-194 [1994] ECR I-5267
Finland
Berufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994 432 (Fin) ndash
MobilBerufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994
433 (Fin) ndash AdidasBerufungsgericht Helsinki (Finnish Supreme Court) NIR 1969 96 ndash Felicia
France
Cour drsquoAppel de Paris of 22061960 GP 1960 II 200
Cour de Cassation (Belgian Supreme Court) Ing-Cons 1949 31 ndash Email-Diamant
Cour de Cassation of 17041969 ndash Korting GRUR Int 1971 276
480 Case Law
Cour de Cassation of 02121997 GRUR Int 1998 717 ndash Ocean PacificTribunal de Commerce de la Seine of 05031963 D 1963 367
Tribunal de Commerce de la Seine of 09071964 GP 1964 II 333
GATT
Canada ndash Certain Measures Concerning Periodicals WTDS31ABR (19x97)
Report of the Appellate Body Brazil ndash Measures Affecting Desiccated CoconutWTDS22ABR (1997)
Report of the Appellate Body EC ndash Measures Concerning Meat and MeatProducts (Hormones) WTDS26ABR WTDS48ABR (1998)
Report of the Appellate Body European Communities ndash Measures AffectingAsbestos and Asbestos-Containing Products WTDS135ABR (2001)
Report of the Appellate Body European Communities ndash Regime for the Impor-tation Sale and Distribution of Bananas WTDS27ABR (1997)
Report of the Panel Indonesia ndash Certain Measures Affecting the AutomobileIndustry WTDS54R WTDS55R WT DS59R and WTDS 64R (1998)
Report of the WTO Panel EC ndash Measures Concerning Meat and Meat Products(Hormones) WTDS26RUSA WTDS48RCAN (1997)
Report of the Panel adopted on 7 February 1984 (L5504 ndash 30S140) Canada ndashAdministration of the Foreign Investment Review Act
Report by the Panel adopted on 7 November 1989 (L6439 ndash 36S345) UnitedStates ndash Section 337 of the Tariff Act of 1930
United States ndash Section 337 of the Tariff Act of 1930 GATT Doc L6439 of
16011989 BISD 45 1988ndash1989 p 345
WTO Appellate Body of 20041996 United States ndash Standards forReformulated Gasoline AB-1996-1 WTDS2ABR
WTO Appellate Body of 21021997 Brazil ndash Measures Affecting DesiccatedCoconut (AB-1996-4)
WTO Appellate Body of 25091997 European Communities ndash Sale and Dis-tribution of Bananas (WTDS27ABR)
WTO Appellate Body EC ndash Measures Concerning Meat and Meat Products(Hormones) (WTDS26ABR ndash WTDS48ABR) adopted on 13021998
Germany
BGH GRUR 1964 372 ndash MajaBGH GRUR 1968 195 r Sp ndash VoranBGH GRUR 1973 468 ndash CinzanoBGH GRUR 1973 518 ndash SpielautomatBGH GRUR 1975 206 ndash Kunststoffschaumbahnen
Case Law 481
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
European Union
European Court of First Instance (Now European GeneralCourt)
Case Τ-6989 Radio Telefis Eireann v Commission of the European Communities[1991] ECR II-485
Case Τ-7089 British Broadcasting Corporation and BBC Enterprises Ltd vCommission of the European Communities [1991] ECR II-535
Case Τ-7689 Independent Television Publications Ltd v Commission of theEuropean Communities [1991] ECR II-575
Case Τ-19898 Micro Leader Business v Commission of the European Commu-nities [1999] ECR II-3989
European Court of Justice
Case C-181 Pfizer Inc v Eurim-Pharm GmbH [1981] ECR 2913
Case C-378 Centrafarm BV v American Home Products Corporation [1978]ECR 1823
Case C-768 Commission of the European Communities v Italian Republic[1968] ECR 423
Case C-874 Procureur du Roi v Benoıt and Gustave Dassonville [1974] ECR837
Case C-993 IHT Internationale Heiztechnik GmbH and Uwe Danzingerv Ideal-Standard GmbH and Wabco Standard GmbH [1994] ECR I-2789
Case C-1089 SA CNL-SUCAL NV v HAG GF AG [1990] ECR I-3711
Case C-1483 Sabine von Colson and Elisabeth Kamann v Land Nordrhein-Westfalen [1984] ECR 1891
Case C-1574 Centrafarm BV and Adriaan de Peijper v Sterling Drug Inc[1974] ECR 1147
Case C-1603 Peak Holding AB v Axolin-Elinor AB (formerlyHandelskompaniet Factory Outlet i Loddekopinge AB) [2004] ECR I-11313
Case C-1674 Centrafarm BV and Adriaan de Peijper v Winthrop BV [1974]ECR 1183
Case C-2271 Beguelin Import Co v SAGL Import Export [1971] ECR 949
Case C-2467 Parke Davis and Co v Probel Reese Beintema-Interpharm andCentrafarm [1968] ECR 86 in the German version 76 in the Italian version 82 in
the Dutch version and 81 in the French version
Case C-2776 United Brands Company and United Brands Continentaal BVv Commission of the European Communities [1978] ECR 207
476 Case Law
Case C-3583 BAT Cigaretten-Fabriken GmbH v Commission of the EuropeanCommunities [1985] ECR 363
Case C-4070 Sirena Srl v Eda Srl and others [1971] ECR 69
Case C-4196 VAG-Heuroandlerbeirat eV v SYD-Consult [1997] ECR I-3123
Case C-4401 Pippig Augenoptik GmbH amp Co KG v Hartlauer Handelsge-sellschaft mbH and Verlassenschaft nach dem verstorbenen Franz Josef Hartlauer[2003] ECR I-3095
Case C-4586 Commission of the European Communities v Council of theEuropean Communities [1987] ECR 1493
Case C-4610 Viking Gas AS v Kosan Gas AS [2011] ECR I-6161
Case C-4902 Brasserie nationale SA (anc Brasseries Funck-Bricher etBofferding) Brasserie Jules Simon et Cie SCS and Brasserie Battin SNCv Commission of the European Communities [2004] ECR I-6129
Case C-5175 EMI Records Limited v CBS United Kingdom Limited [1976]ECR 811
Case C-5396 Hermes International (a partnership limited by shares) v FHTMarketing Choice BV [1998] ECR I-3603
Case C-5880 Dansk Supermarked AS v AS Imerco [1981] ECR 181
Case C-5908 Copad SA v Christian Dior couture SA Vincent Gladel and Societe industrielle lingerie (SIL) [2009] ECR I-3421
Case C-6194 Commission of the European Communities v Federal Republic ofGermany [1996] ECR I-3989
Case C-6288 Hellenic Republic v Council of the European Communities[1990] ECR I-1527
Case C-6397 Bayerische Motorenwerke AG (BMW) and BMW Nederland BVv Ronald Karel Deenik [1999] ECR I-905
Case C-7087 Fediol versus Commission [1989] ECR 1781
Case C-7600 P Petrotub SA and Republica SA v Council of the EuropeanUnion [2003] ECR I-79
Case C-7870 Deutsche Grammophon Gesellschaft mbH v Metro-SB-Groszligmeuroarkte GmbH amp Co KG [1971] ECR 487
Case C-9192 Paola Faccini Dori v Recreb Srl [1994] ECR I-3325
Case C-10277 Hoffmann-La Roche amp Co AG v Centrafarm Vertriebsge-sellschaft Pharmazeutischer Erzeugnisse mbH [1978] ECR 1139
Case C-10689 Marleasing SA v La Comercial Internacional de AlimentacionSA [1990] ECR I-4135
Case C-11280 Firma Anton Deurourbeck v Hauptzollamt Frankfurt am Main-Flughafen [1981] ECR 1095
Case C-11502 Administration des douanes et droits indirects v Rioglass SA andTransremar SL [2003] ECR I-12705
Case C-11975 Terrapin (Overseas) Ltd v Terranova Industrie CA Kapferer ampCo [1976] ECR 1039
Case C-12709 Coty Prestige Lancaster Group GmbH v Simex Trading AG[2010] ECR I-4965
Case Law 477
Case C-13792P Commission of the European Communities v BASF AGLimburgse Vinyl Maatschappij NV DSM NV DSM Kunststoffen BV Heurouls AGElf Atochem SA Societe Artesienne de Vinyle SA Wacker Chemie GmbH EnichemSpA Hoechst AG Imperial Chemical Industries plc Shell International ChemicalCompany Ltd and Montedison SpA [1994] ECR I-2555
Case C-14300 Boehringer Ingelheim KG Boehringer Ingelheim Pharma KGGlaxo Group Ltd The Wellcome Foundation Ltd SmithKline Beecham plc Bee-cham Group plc SmithKline amp French Laboratories Ltd and Eli Lilly andCo v Swingward Ltd and Dowelhurst Ltd [2002] ECR I-3759
Case C-14481 Keurkoop BV v Nancy Kean Gifts BV [1982] ECR 2853
Case C-14996 Portuguese Republic v Council of the European Union [1999]ECR I-8395
Case C-16773 Commission of the European Communities v French Republic[1974] ECR 359
Case C-17398 Sebago Inc and Ancienne Maison Dubois amp Fils SA v G-B UnicSA [1999] ECR I-4103
Case C-18780 Merck amp Co Inc v Stephar BV and Petrus Stephanus Exler[1981] ECR 2063
Case C-19273 Van Zuylen freres v Hag AG [1974] ECR 731
Case C-20601 Arsenal Football Club plc v Matthew Reed [2002] ECR I-10273
Case C-23294 MPA Pharma GmbH v Rhone-Poulenc Pharma GmbH [1996]ECR I-3671
Case C-24400 Van Doren + Q GmbH v Lifestyle sports + sportswearHandelsgesellschaft mbH and Michael Orth [2003] ECR I-3051
Case C-24502 Anheuser-Busch Inc v Budejovicky Budvar narodnı podnik[2004] ECR I-10989
Case C-27080 Polydor Limited and RSO Records Inc v Harlequin RecordsShops Limited and Simons Records Limited [1982] ECR 329
Case C-27605 The Wellcome Foundation Ltd v Paranova PharmazeutikaHandels GmbH [2008] ECR I-10479
Case C-28093 Federal Republic of Germany v Council of the European Union[1994] ECR I-4973
Case C-28105 Montex Holdings Ltd v Diesel SpA [2006] ECR I-10881
Case C-28602 Bellio Flli Srl v Prefettura di Treviso [2004] ECR I-3465
Case C-28798 Grand Duchy of Luxemburg v Berthe Linster Aloyse Linsterand Yvonne Linster [2000] ECR I-6917
Case C-29100 LTJ Diffusion SA v Sadas Vertbaudet SA [2003] ECR I-2799
Case C-29999 Koninklijke Philips Electronics NV v Remington ConsumerProducts Ltd [2002] ECR I-5475
Case C-30696 Javico International and Javico AG v Yves Saint LaurentParfums SA (YSLP) [1998] ECR I-1983
Case C-32408Makro Zelfbedieningsgroothandel CV Metro Cash amp Carry BVand Remo Zaandam BV v Diesel SpA [2009] ECR I-10019
Case C-32409 LrsquoOreal SA and Others v eBay International AG and Others[2011] ECR I-6011
478 Case Law
Case C-32782 Ekro BV Vee- en Vleeshandel v Produktschap voor Vee enVlees [1984] ECR 107
Case C-33505 Rızenı Letoveho Provozu CR s p v Bundesamt feurour Finanzen[2007] ECR I-4307
Case C-33795 Parfums Christian Dior SA and Parfums Christian Dior BVv Evora BV [1997] ECR I-6013
Case C-34187 EMI Electrola GmbH v Patricia Im- und Export and others[1989] ECR 79
Case C-34195 Gianni Bettati v Safety Hi-Tech Srl [1998] ECR I-4355
Case C-34804 Boehringer Ingelheim KG and others v Swingward Ltd andDowelhurst Ltd [2007] ECR I-3391
Case C-34995 Frits Loendersloot v George Ballantine amp Son Ltd etc [1997]ECR I-6227
Case C-35295 Phytheron International SA v Jean Bourdon SA [1997] ECRI-1729
Case C-35596 Silhouette International Schmied GmbH amp Co KG v HartlauerHandelsgesellschaft mbH [1998] ECR I-4799
Case C-37390 Criminal proceedings against X [1992] ECR I-131
Case C-37997 Pharmacia amp Upjohn SA v Paranova AS [1999] ECR I-6927
Case C-40503 Class International BV v Colgate-Palmolive Company andOthers [2005] ECR I-8735
Case C-44399 Merck Sharp amp Dohme GmbH v Paranova PharmazeutikaHandels GmbH [2002] ECR I-3703
Case C-46708 Padawan SL v Sociedad General de Autores y Editores deEspana (SGAE) [2010] ECR I-10055
Case C-46993 Amministrazione delle Finanze dello Stato v Chiquita ItaliaSpA [1995] ECR I-4533
Case C-48707 LrsquoOreal SA Lancome parfums et beaute amp Cie SNC andLaboratoire Garnier amp Cie v Bellure NV Malaika Investments Ltd and StarionInternational Ltd [2009] ECR I-5185
Case C-49507 Silberquelle GmbH v Maselli-Strickmode GmbH [2009] ECRI-137
Case C-52307 A [2009] ECR I-2805
Case C-55808 Portakabin Ltd and Portakabin BV v Primakabin BV [2010]ECR I-6963
Joined Cases C-2172 to 2472 International Fruit Company NV and othersv Produktschap voor Groenten en Fruit [1972] ECR 1219
Joined Cases C-5580 and C-5780 Musik-Vertrieb membran GmbH and K-telInternational v GEMA ndash Gesellschaft feurour musikalische Auffeurouhrungs- undmechanische Vervielfeuroaltigungsrechte [1981] ECR 147
Joined Cases C-5664 and C-5864 Etablissements Consten SaRL andGrundig-Verkaufs-GmbH v Commission of the European Economic Community[1966] ECR 322 in the German version 458 in the Italian version 450 in the Dutch
version and 429 in the French version
Case Law 479
Joined Cases C-7194 C-7294 and C-7394 Eurim-Pharm Arzneimittel GmbHv Beiersdorf AG (C-7194) Boehringer Ingelheim KG (C-7294) and FarmitaliaCarlo Erba GmbH (C-7394) [1996] ECR I-3603
Joined Cases C-89 104 114 116 117 and 125 to 12985 A AhlstromOsakeyhtio and others v Commission of the European Communities [1988] ECR5193
Joined Cases C-26795 and C-26895Merck amp Co Inc Merck Sharp amp DohmeLtd and Merck Sharp amp Dohme International Services BV v Primecrown LtdKetan Himatlal Mehta Bharat Himatlal Mehta and Necessity Supplies Ltd andBeecham Group plc v Europharm of Worthing Ltd [1996] ECR I-6285
Joined Cases C-40009 and C-20710 Orifarm AS and Others (C-40009) andParanova Danmark AS and Paranova Pack AS (C-20710) v Merck Sharp ampDohme Corp and Merck Sharp amp Dohme BV and Merck Sharp amp Dohme [2011]ECR I-7063
Joined Cases C-41499 to C-41699 Zino Davidoff SA v A amp G Imports Ltd andLevi Strauss amp Co and Others v Tesco Stores Ltd and Others [2001] ECR I-8691
Joined Cases C-42793 C-42993 and C-43693 Bristol-Myers Squibbv Paranova AS (C-42793) and C H Boehringer Sohn Boehringer IngelheimKG and Boehringer Ingelheim AS v Paranova AS (C-42993) and BayerAktiengesellschaft and Bayer Danmark AS v Paranova AS (C-43693) [1996]ECR I-3457
Joined Cases C-44705 amp C-44805 Thomson Multimedia Sales Europe (C-44705) and Vestel France (C-44805) v Administration des douanes et droits indirects[2007] ECR I-2049
Opinion of the ECJ No C-178 [1979] ECR I-2871
Opinion of the ECJ No C-194 [1994] ECR I-5267
Finland
Berufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994 432 (Fin) ndash
MobilBerufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994
433 (Fin) ndash AdidasBerufungsgericht Helsinki (Finnish Supreme Court) NIR 1969 96 ndash Felicia
France
Cour drsquoAppel de Paris of 22061960 GP 1960 II 200
Cour de Cassation (Belgian Supreme Court) Ing-Cons 1949 31 ndash Email-Diamant
Cour de Cassation of 17041969 ndash Korting GRUR Int 1971 276
480 Case Law
Cour de Cassation of 02121997 GRUR Int 1998 717 ndash Ocean PacificTribunal de Commerce de la Seine of 05031963 D 1963 367
Tribunal de Commerce de la Seine of 09071964 GP 1964 II 333
GATT
Canada ndash Certain Measures Concerning Periodicals WTDS31ABR (19x97)
Report of the Appellate Body Brazil ndash Measures Affecting Desiccated CoconutWTDS22ABR (1997)
Report of the Appellate Body EC ndash Measures Concerning Meat and MeatProducts (Hormones) WTDS26ABR WTDS48ABR (1998)
Report of the Appellate Body European Communities ndash Measures AffectingAsbestos and Asbestos-Containing Products WTDS135ABR (2001)
Report of the Appellate Body European Communities ndash Regime for the Impor-tation Sale and Distribution of Bananas WTDS27ABR (1997)
Report of the Panel Indonesia ndash Certain Measures Affecting the AutomobileIndustry WTDS54R WTDS55R WT DS59R and WTDS 64R (1998)
Report of the WTO Panel EC ndash Measures Concerning Meat and Meat Products(Hormones) WTDS26RUSA WTDS48RCAN (1997)
Report of the Panel adopted on 7 February 1984 (L5504 ndash 30S140) Canada ndashAdministration of the Foreign Investment Review Act
Report by the Panel adopted on 7 November 1989 (L6439 ndash 36S345) UnitedStates ndash Section 337 of the Tariff Act of 1930
United States ndash Section 337 of the Tariff Act of 1930 GATT Doc L6439 of
16011989 BISD 45 1988ndash1989 p 345
WTO Appellate Body of 20041996 United States ndash Standards forReformulated Gasoline AB-1996-1 WTDS2ABR
WTO Appellate Body of 21021997 Brazil ndash Measures Affecting DesiccatedCoconut (AB-1996-4)
WTO Appellate Body of 25091997 European Communities ndash Sale and Dis-tribution of Bananas (WTDS27ABR)
WTO Appellate Body EC ndash Measures Concerning Meat and Meat Products(Hormones) (WTDS26ABR ndash WTDS48ABR) adopted on 13021998
Germany
BGH GRUR 1964 372 ndash MajaBGH GRUR 1968 195 r Sp ndash VoranBGH GRUR 1973 468 ndash CinzanoBGH GRUR 1973 518 ndash SpielautomatBGH GRUR 1975 206 ndash Kunststoffschaumbahnen
Case Law 481
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Case C-3583 BAT Cigaretten-Fabriken GmbH v Commission of the EuropeanCommunities [1985] ECR 363
Case C-4070 Sirena Srl v Eda Srl and others [1971] ECR 69
Case C-4196 VAG-Heuroandlerbeirat eV v SYD-Consult [1997] ECR I-3123
Case C-4401 Pippig Augenoptik GmbH amp Co KG v Hartlauer Handelsge-sellschaft mbH and Verlassenschaft nach dem verstorbenen Franz Josef Hartlauer[2003] ECR I-3095
Case C-4586 Commission of the European Communities v Council of theEuropean Communities [1987] ECR 1493
Case C-4610 Viking Gas AS v Kosan Gas AS [2011] ECR I-6161
Case C-4902 Brasserie nationale SA (anc Brasseries Funck-Bricher etBofferding) Brasserie Jules Simon et Cie SCS and Brasserie Battin SNCv Commission of the European Communities [2004] ECR I-6129
Case C-5175 EMI Records Limited v CBS United Kingdom Limited [1976]ECR 811
Case C-5396 Hermes International (a partnership limited by shares) v FHTMarketing Choice BV [1998] ECR I-3603
Case C-5880 Dansk Supermarked AS v AS Imerco [1981] ECR 181
Case C-5908 Copad SA v Christian Dior couture SA Vincent Gladel and Societe industrielle lingerie (SIL) [2009] ECR I-3421
Case C-6194 Commission of the European Communities v Federal Republic ofGermany [1996] ECR I-3989
Case C-6288 Hellenic Republic v Council of the European Communities[1990] ECR I-1527
Case C-6397 Bayerische Motorenwerke AG (BMW) and BMW Nederland BVv Ronald Karel Deenik [1999] ECR I-905
Case C-7087 Fediol versus Commission [1989] ECR 1781
Case C-7600 P Petrotub SA and Republica SA v Council of the EuropeanUnion [2003] ECR I-79
Case C-7870 Deutsche Grammophon Gesellschaft mbH v Metro-SB-Groszligmeuroarkte GmbH amp Co KG [1971] ECR 487
Case C-9192 Paola Faccini Dori v Recreb Srl [1994] ECR I-3325
Case C-10277 Hoffmann-La Roche amp Co AG v Centrafarm Vertriebsge-sellschaft Pharmazeutischer Erzeugnisse mbH [1978] ECR 1139
Case C-10689 Marleasing SA v La Comercial Internacional de AlimentacionSA [1990] ECR I-4135
Case C-11280 Firma Anton Deurourbeck v Hauptzollamt Frankfurt am Main-Flughafen [1981] ECR 1095
Case C-11502 Administration des douanes et droits indirects v Rioglass SA andTransremar SL [2003] ECR I-12705
Case C-11975 Terrapin (Overseas) Ltd v Terranova Industrie CA Kapferer ampCo [1976] ECR 1039
Case C-12709 Coty Prestige Lancaster Group GmbH v Simex Trading AG[2010] ECR I-4965
Case Law 477
Case C-13792P Commission of the European Communities v BASF AGLimburgse Vinyl Maatschappij NV DSM NV DSM Kunststoffen BV Heurouls AGElf Atochem SA Societe Artesienne de Vinyle SA Wacker Chemie GmbH EnichemSpA Hoechst AG Imperial Chemical Industries plc Shell International ChemicalCompany Ltd and Montedison SpA [1994] ECR I-2555
Case C-14300 Boehringer Ingelheim KG Boehringer Ingelheim Pharma KGGlaxo Group Ltd The Wellcome Foundation Ltd SmithKline Beecham plc Bee-cham Group plc SmithKline amp French Laboratories Ltd and Eli Lilly andCo v Swingward Ltd and Dowelhurst Ltd [2002] ECR I-3759
Case C-14481 Keurkoop BV v Nancy Kean Gifts BV [1982] ECR 2853
Case C-14996 Portuguese Republic v Council of the European Union [1999]ECR I-8395
Case C-16773 Commission of the European Communities v French Republic[1974] ECR 359
Case C-17398 Sebago Inc and Ancienne Maison Dubois amp Fils SA v G-B UnicSA [1999] ECR I-4103
Case C-18780 Merck amp Co Inc v Stephar BV and Petrus Stephanus Exler[1981] ECR 2063
Case C-19273 Van Zuylen freres v Hag AG [1974] ECR 731
Case C-20601 Arsenal Football Club plc v Matthew Reed [2002] ECR I-10273
Case C-23294 MPA Pharma GmbH v Rhone-Poulenc Pharma GmbH [1996]ECR I-3671
Case C-24400 Van Doren + Q GmbH v Lifestyle sports + sportswearHandelsgesellschaft mbH and Michael Orth [2003] ECR I-3051
Case C-24502 Anheuser-Busch Inc v Budejovicky Budvar narodnı podnik[2004] ECR I-10989
Case C-27080 Polydor Limited and RSO Records Inc v Harlequin RecordsShops Limited and Simons Records Limited [1982] ECR 329
Case C-27605 The Wellcome Foundation Ltd v Paranova PharmazeutikaHandels GmbH [2008] ECR I-10479
Case C-28093 Federal Republic of Germany v Council of the European Union[1994] ECR I-4973
Case C-28105 Montex Holdings Ltd v Diesel SpA [2006] ECR I-10881
Case C-28602 Bellio Flli Srl v Prefettura di Treviso [2004] ECR I-3465
Case C-28798 Grand Duchy of Luxemburg v Berthe Linster Aloyse Linsterand Yvonne Linster [2000] ECR I-6917
Case C-29100 LTJ Diffusion SA v Sadas Vertbaudet SA [2003] ECR I-2799
Case C-29999 Koninklijke Philips Electronics NV v Remington ConsumerProducts Ltd [2002] ECR I-5475
Case C-30696 Javico International and Javico AG v Yves Saint LaurentParfums SA (YSLP) [1998] ECR I-1983
Case C-32408Makro Zelfbedieningsgroothandel CV Metro Cash amp Carry BVand Remo Zaandam BV v Diesel SpA [2009] ECR I-10019
Case C-32409 LrsquoOreal SA and Others v eBay International AG and Others[2011] ECR I-6011
478 Case Law
Case C-32782 Ekro BV Vee- en Vleeshandel v Produktschap voor Vee enVlees [1984] ECR 107
Case C-33505 Rızenı Letoveho Provozu CR s p v Bundesamt feurour Finanzen[2007] ECR I-4307
Case C-33795 Parfums Christian Dior SA and Parfums Christian Dior BVv Evora BV [1997] ECR I-6013
Case C-34187 EMI Electrola GmbH v Patricia Im- und Export and others[1989] ECR 79
Case C-34195 Gianni Bettati v Safety Hi-Tech Srl [1998] ECR I-4355
Case C-34804 Boehringer Ingelheim KG and others v Swingward Ltd andDowelhurst Ltd [2007] ECR I-3391
Case C-34995 Frits Loendersloot v George Ballantine amp Son Ltd etc [1997]ECR I-6227
Case C-35295 Phytheron International SA v Jean Bourdon SA [1997] ECRI-1729
Case C-35596 Silhouette International Schmied GmbH amp Co KG v HartlauerHandelsgesellschaft mbH [1998] ECR I-4799
Case C-37390 Criminal proceedings against X [1992] ECR I-131
Case C-37997 Pharmacia amp Upjohn SA v Paranova AS [1999] ECR I-6927
Case C-40503 Class International BV v Colgate-Palmolive Company andOthers [2005] ECR I-8735
Case C-44399 Merck Sharp amp Dohme GmbH v Paranova PharmazeutikaHandels GmbH [2002] ECR I-3703
Case C-46708 Padawan SL v Sociedad General de Autores y Editores deEspana (SGAE) [2010] ECR I-10055
Case C-46993 Amministrazione delle Finanze dello Stato v Chiquita ItaliaSpA [1995] ECR I-4533
Case C-48707 LrsquoOreal SA Lancome parfums et beaute amp Cie SNC andLaboratoire Garnier amp Cie v Bellure NV Malaika Investments Ltd and StarionInternational Ltd [2009] ECR I-5185
Case C-49507 Silberquelle GmbH v Maselli-Strickmode GmbH [2009] ECRI-137
Case C-52307 A [2009] ECR I-2805
Case C-55808 Portakabin Ltd and Portakabin BV v Primakabin BV [2010]ECR I-6963
Joined Cases C-2172 to 2472 International Fruit Company NV and othersv Produktschap voor Groenten en Fruit [1972] ECR 1219
Joined Cases C-5580 and C-5780 Musik-Vertrieb membran GmbH and K-telInternational v GEMA ndash Gesellschaft feurour musikalische Auffeurouhrungs- undmechanische Vervielfeuroaltigungsrechte [1981] ECR 147
Joined Cases C-5664 and C-5864 Etablissements Consten SaRL andGrundig-Verkaufs-GmbH v Commission of the European Economic Community[1966] ECR 322 in the German version 458 in the Italian version 450 in the Dutch
version and 429 in the French version
Case Law 479
Joined Cases C-7194 C-7294 and C-7394 Eurim-Pharm Arzneimittel GmbHv Beiersdorf AG (C-7194) Boehringer Ingelheim KG (C-7294) and FarmitaliaCarlo Erba GmbH (C-7394) [1996] ECR I-3603
Joined Cases C-89 104 114 116 117 and 125 to 12985 A AhlstromOsakeyhtio and others v Commission of the European Communities [1988] ECR5193
Joined Cases C-26795 and C-26895Merck amp Co Inc Merck Sharp amp DohmeLtd and Merck Sharp amp Dohme International Services BV v Primecrown LtdKetan Himatlal Mehta Bharat Himatlal Mehta and Necessity Supplies Ltd andBeecham Group plc v Europharm of Worthing Ltd [1996] ECR I-6285
Joined Cases C-40009 and C-20710 Orifarm AS and Others (C-40009) andParanova Danmark AS and Paranova Pack AS (C-20710) v Merck Sharp ampDohme Corp and Merck Sharp amp Dohme BV and Merck Sharp amp Dohme [2011]ECR I-7063
Joined Cases C-41499 to C-41699 Zino Davidoff SA v A amp G Imports Ltd andLevi Strauss amp Co and Others v Tesco Stores Ltd and Others [2001] ECR I-8691
Joined Cases C-42793 C-42993 and C-43693 Bristol-Myers Squibbv Paranova AS (C-42793) and C H Boehringer Sohn Boehringer IngelheimKG and Boehringer Ingelheim AS v Paranova AS (C-42993) and BayerAktiengesellschaft and Bayer Danmark AS v Paranova AS (C-43693) [1996]ECR I-3457
Joined Cases C-44705 amp C-44805 Thomson Multimedia Sales Europe (C-44705) and Vestel France (C-44805) v Administration des douanes et droits indirects[2007] ECR I-2049
Opinion of the ECJ No C-178 [1979] ECR I-2871
Opinion of the ECJ No C-194 [1994] ECR I-5267
Finland
Berufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994 432 (Fin) ndash
MobilBerufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994
433 (Fin) ndash AdidasBerufungsgericht Helsinki (Finnish Supreme Court) NIR 1969 96 ndash Felicia
France
Cour drsquoAppel de Paris of 22061960 GP 1960 II 200
Cour de Cassation (Belgian Supreme Court) Ing-Cons 1949 31 ndash Email-Diamant
Cour de Cassation of 17041969 ndash Korting GRUR Int 1971 276
480 Case Law
Cour de Cassation of 02121997 GRUR Int 1998 717 ndash Ocean PacificTribunal de Commerce de la Seine of 05031963 D 1963 367
Tribunal de Commerce de la Seine of 09071964 GP 1964 II 333
GATT
Canada ndash Certain Measures Concerning Periodicals WTDS31ABR (19x97)
Report of the Appellate Body Brazil ndash Measures Affecting Desiccated CoconutWTDS22ABR (1997)
Report of the Appellate Body EC ndash Measures Concerning Meat and MeatProducts (Hormones) WTDS26ABR WTDS48ABR (1998)
Report of the Appellate Body European Communities ndash Measures AffectingAsbestos and Asbestos-Containing Products WTDS135ABR (2001)
Report of the Appellate Body European Communities ndash Regime for the Impor-tation Sale and Distribution of Bananas WTDS27ABR (1997)
Report of the Panel Indonesia ndash Certain Measures Affecting the AutomobileIndustry WTDS54R WTDS55R WT DS59R and WTDS 64R (1998)
Report of the WTO Panel EC ndash Measures Concerning Meat and Meat Products(Hormones) WTDS26RUSA WTDS48RCAN (1997)
Report of the Panel adopted on 7 February 1984 (L5504 ndash 30S140) Canada ndashAdministration of the Foreign Investment Review Act
Report by the Panel adopted on 7 November 1989 (L6439 ndash 36S345) UnitedStates ndash Section 337 of the Tariff Act of 1930
United States ndash Section 337 of the Tariff Act of 1930 GATT Doc L6439 of
16011989 BISD 45 1988ndash1989 p 345
WTO Appellate Body of 20041996 United States ndash Standards forReformulated Gasoline AB-1996-1 WTDS2ABR
WTO Appellate Body of 21021997 Brazil ndash Measures Affecting DesiccatedCoconut (AB-1996-4)
WTO Appellate Body of 25091997 European Communities ndash Sale and Dis-tribution of Bananas (WTDS27ABR)
WTO Appellate Body EC ndash Measures Concerning Meat and Meat Products(Hormones) (WTDS26ABR ndash WTDS48ABR) adopted on 13021998
Germany
BGH GRUR 1964 372 ndash MajaBGH GRUR 1968 195 r Sp ndash VoranBGH GRUR 1973 468 ndash CinzanoBGH GRUR 1973 518 ndash SpielautomatBGH GRUR 1975 206 ndash Kunststoffschaumbahnen
Case Law 481
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Case C-13792P Commission of the European Communities v BASF AGLimburgse Vinyl Maatschappij NV DSM NV DSM Kunststoffen BV Heurouls AGElf Atochem SA Societe Artesienne de Vinyle SA Wacker Chemie GmbH EnichemSpA Hoechst AG Imperial Chemical Industries plc Shell International ChemicalCompany Ltd and Montedison SpA [1994] ECR I-2555
Case C-14300 Boehringer Ingelheim KG Boehringer Ingelheim Pharma KGGlaxo Group Ltd The Wellcome Foundation Ltd SmithKline Beecham plc Bee-cham Group plc SmithKline amp French Laboratories Ltd and Eli Lilly andCo v Swingward Ltd and Dowelhurst Ltd [2002] ECR I-3759
Case C-14481 Keurkoop BV v Nancy Kean Gifts BV [1982] ECR 2853
Case C-14996 Portuguese Republic v Council of the European Union [1999]ECR I-8395
Case C-16773 Commission of the European Communities v French Republic[1974] ECR 359
Case C-17398 Sebago Inc and Ancienne Maison Dubois amp Fils SA v G-B UnicSA [1999] ECR I-4103
Case C-18780 Merck amp Co Inc v Stephar BV and Petrus Stephanus Exler[1981] ECR 2063
Case C-19273 Van Zuylen freres v Hag AG [1974] ECR 731
Case C-20601 Arsenal Football Club plc v Matthew Reed [2002] ECR I-10273
Case C-23294 MPA Pharma GmbH v Rhone-Poulenc Pharma GmbH [1996]ECR I-3671
Case C-24400 Van Doren + Q GmbH v Lifestyle sports + sportswearHandelsgesellschaft mbH and Michael Orth [2003] ECR I-3051
Case C-24502 Anheuser-Busch Inc v Budejovicky Budvar narodnı podnik[2004] ECR I-10989
Case C-27080 Polydor Limited and RSO Records Inc v Harlequin RecordsShops Limited and Simons Records Limited [1982] ECR 329
Case C-27605 The Wellcome Foundation Ltd v Paranova PharmazeutikaHandels GmbH [2008] ECR I-10479
Case C-28093 Federal Republic of Germany v Council of the European Union[1994] ECR I-4973
Case C-28105 Montex Holdings Ltd v Diesel SpA [2006] ECR I-10881
Case C-28602 Bellio Flli Srl v Prefettura di Treviso [2004] ECR I-3465
Case C-28798 Grand Duchy of Luxemburg v Berthe Linster Aloyse Linsterand Yvonne Linster [2000] ECR I-6917
Case C-29100 LTJ Diffusion SA v Sadas Vertbaudet SA [2003] ECR I-2799
Case C-29999 Koninklijke Philips Electronics NV v Remington ConsumerProducts Ltd [2002] ECR I-5475
Case C-30696 Javico International and Javico AG v Yves Saint LaurentParfums SA (YSLP) [1998] ECR I-1983
Case C-32408Makro Zelfbedieningsgroothandel CV Metro Cash amp Carry BVand Remo Zaandam BV v Diesel SpA [2009] ECR I-10019
Case C-32409 LrsquoOreal SA and Others v eBay International AG and Others[2011] ECR I-6011
478 Case Law
Case C-32782 Ekro BV Vee- en Vleeshandel v Produktschap voor Vee enVlees [1984] ECR 107
Case C-33505 Rızenı Letoveho Provozu CR s p v Bundesamt feurour Finanzen[2007] ECR I-4307
Case C-33795 Parfums Christian Dior SA and Parfums Christian Dior BVv Evora BV [1997] ECR I-6013
Case C-34187 EMI Electrola GmbH v Patricia Im- und Export and others[1989] ECR 79
Case C-34195 Gianni Bettati v Safety Hi-Tech Srl [1998] ECR I-4355
Case C-34804 Boehringer Ingelheim KG and others v Swingward Ltd andDowelhurst Ltd [2007] ECR I-3391
Case C-34995 Frits Loendersloot v George Ballantine amp Son Ltd etc [1997]ECR I-6227
Case C-35295 Phytheron International SA v Jean Bourdon SA [1997] ECRI-1729
Case C-35596 Silhouette International Schmied GmbH amp Co KG v HartlauerHandelsgesellschaft mbH [1998] ECR I-4799
Case C-37390 Criminal proceedings against X [1992] ECR I-131
Case C-37997 Pharmacia amp Upjohn SA v Paranova AS [1999] ECR I-6927
Case C-40503 Class International BV v Colgate-Palmolive Company andOthers [2005] ECR I-8735
Case C-44399 Merck Sharp amp Dohme GmbH v Paranova PharmazeutikaHandels GmbH [2002] ECR I-3703
Case C-46708 Padawan SL v Sociedad General de Autores y Editores deEspana (SGAE) [2010] ECR I-10055
Case C-46993 Amministrazione delle Finanze dello Stato v Chiquita ItaliaSpA [1995] ECR I-4533
Case C-48707 LrsquoOreal SA Lancome parfums et beaute amp Cie SNC andLaboratoire Garnier amp Cie v Bellure NV Malaika Investments Ltd and StarionInternational Ltd [2009] ECR I-5185
Case C-49507 Silberquelle GmbH v Maselli-Strickmode GmbH [2009] ECRI-137
Case C-52307 A [2009] ECR I-2805
Case C-55808 Portakabin Ltd and Portakabin BV v Primakabin BV [2010]ECR I-6963
Joined Cases C-2172 to 2472 International Fruit Company NV and othersv Produktschap voor Groenten en Fruit [1972] ECR 1219
Joined Cases C-5580 and C-5780 Musik-Vertrieb membran GmbH and K-telInternational v GEMA ndash Gesellschaft feurour musikalische Auffeurouhrungs- undmechanische Vervielfeuroaltigungsrechte [1981] ECR 147
Joined Cases C-5664 and C-5864 Etablissements Consten SaRL andGrundig-Verkaufs-GmbH v Commission of the European Economic Community[1966] ECR 322 in the German version 458 in the Italian version 450 in the Dutch
version and 429 in the French version
Case Law 479
Joined Cases C-7194 C-7294 and C-7394 Eurim-Pharm Arzneimittel GmbHv Beiersdorf AG (C-7194) Boehringer Ingelheim KG (C-7294) and FarmitaliaCarlo Erba GmbH (C-7394) [1996] ECR I-3603
Joined Cases C-89 104 114 116 117 and 125 to 12985 A AhlstromOsakeyhtio and others v Commission of the European Communities [1988] ECR5193
Joined Cases C-26795 and C-26895Merck amp Co Inc Merck Sharp amp DohmeLtd and Merck Sharp amp Dohme International Services BV v Primecrown LtdKetan Himatlal Mehta Bharat Himatlal Mehta and Necessity Supplies Ltd andBeecham Group plc v Europharm of Worthing Ltd [1996] ECR I-6285
Joined Cases C-40009 and C-20710 Orifarm AS and Others (C-40009) andParanova Danmark AS and Paranova Pack AS (C-20710) v Merck Sharp ampDohme Corp and Merck Sharp amp Dohme BV and Merck Sharp amp Dohme [2011]ECR I-7063
Joined Cases C-41499 to C-41699 Zino Davidoff SA v A amp G Imports Ltd andLevi Strauss amp Co and Others v Tesco Stores Ltd and Others [2001] ECR I-8691
Joined Cases C-42793 C-42993 and C-43693 Bristol-Myers Squibbv Paranova AS (C-42793) and C H Boehringer Sohn Boehringer IngelheimKG and Boehringer Ingelheim AS v Paranova AS (C-42993) and BayerAktiengesellschaft and Bayer Danmark AS v Paranova AS (C-43693) [1996]ECR I-3457
Joined Cases C-44705 amp C-44805 Thomson Multimedia Sales Europe (C-44705) and Vestel France (C-44805) v Administration des douanes et droits indirects[2007] ECR I-2049
Opinion of the ECJ No C-178 [1979] ECR I-2871
Opinion of the ECJ No C-194 [1994] ECR I-5267
Finland
Berufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994 432 (Fin) ndash
MobilBerufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994
433 (Fin) ndash AdidasBerufungsgericht Helsinki (Finnish Supreme Court) NIR 1969 96 ndash Felicia
France
Cour drsquoAppel de Paris of 22061960 GP 1960 II 200
Cour de Cassation (Belgian Supreme Court) Ing-Cons 1949 31 ndash Email-Diamant
Cour de Cassation of 17041969 ndash Korting GRUR Int 1971 276
480 Case Law
Cour de Cassation of 02121997 GRUR Int 1998 717 ndash Ocean PacificTribunal de Commerce de la Seine of 05031963 D 1963 367
Tribunal de Commerce de la Seine of 09071964 GP 1964 II 333
GATT
Canada ndash Certain Measures Concerning Periodicals WTDS31ABR (19x97)
Report of the Appellate Body Brazil ndash Measures Affecting Desiccated CoconutWTDS22ABR (1997)
Report of the Appellate Body EC ndash Measures Concerning Meat and MeatProducts (Hormones) WTDS26ABR WTDS48ABR (1998)
Report of the Appellate Body European Communities ndash Measures AffectingAsbestos and Asbestos-Containing Products WTDS135ABR (2001)
Report of the Appellate Body European Communities ndash Regime for the Impor-tation Sale and Distribution of Bananas WTDS27ABR (1997)
Report of the Panel Indonesia ndash Certain Measures Affecting the AutomobileIndustry WTDS54R WTDS55R WT DS59R and WTDS 64R (1998)
Report of the WTO Panel EC ndash Measures Concerning Meat and Meat Products(Hormones) WTDS26RUSA WTDS48RCAN (1997)
Report of the Panel adopted on 7 February 1984 (L5504 ndash 30S140) Canada ndashAdministration of the Foreign Investment Review Act
Report by the Panel adopted on 7 November 1989 (L6439 ndash 36S345) UnitedStates ndash Section 337 of the Tariff Act of 1930
United States ndash Section 337 of the Tariff Act of 1930 GATT Doc L6439 of
16011989 BISD 45 1988ndash1989 p 345
WTO Appellate Body of 20041996 United States ndash Standards forReformulated Gasoline AB-1996-1 WTDS2ABR
WTO Appellate Body of 21021997 Brazil ndash Measures Affecting DesiccatedCoconut (AB-1996-4)
WTO Appellate Body of 25091997 European Communities ndash Sale and Dis-tribution of Bananas (WTDS27ABR)
WTO Appellate Body EC ndash Measures Concerning Meat and Meat Products(Hormones) (WTDS26ABR ndash WTDS48ABR) adopted on 13021998
Germany
BGH GRUR 1964 372 ndash MajaBGH GRUR 1968 195 r Sp ndash VoranBGH GRUR 1973 468 ndash CinzanoBGH GRUR 1973 518 ndash SpielautomatBGH GRUR 1975 206 ndash Kunststoffschaumbahnen
Case Law 481
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Case C-32782 Ekro BV Vee- en Vleeshandel v Produktschap voor Vee enVlees [1984] ECR 107
Case C-33505 Rızenı Letoveho Provozu CR s p v Bundesamt feurour Finanzen[2007] ECR I-4307
Case C-33795 Parfums Christian Dior SA and Parfums Christian Dior BVv Evora BV [1997] ECR I-6013
Case C-34187 EMI Electrola GmbH v Patricia Im- und Export and others[1989] ECR 79
Case C-34195 Gianni Bettati v Safety Hi-Tech Srl [1998] ECR I-4355
Case C-34804 Boehringer Ingelheim KG and others v Swingward Ltd andDowelhurst Ltd [2007] ECR I-3391
Case C-34995 Frits Loendersloot v George Ballantine amp Son Ltd etc [1997]ECR I-6227
Case C-35295 Phytheron International SA v Jean Bourdon SA [1997] ECRI-1729
Case C-35596 Silhouette International Schmied GmbH amp Co KG v HartlauerHandelsgesellschaft mbH [1998] ECR I-4799
Case C-37390 Criminal proceedings against X [1992] ECR I-131
Case C-37997 Pharmacia amp Upjohn SA v Paranova AS [1999] ECR I-6927
Case C-40503 Class International BV v Colgate-Palmolive Company andOthers [2005] ECR I-8735
Case C-44399 Merck Sharp amp Dohme GmbH v Paranova PharmazeutikaHandels GmbH [2002] ECR I-3703
Case C-46708 Padawan SL v Sociedad General de Autores y Editores deEspana (SGAE) [2010] ECR I-10055
Case C-46993 Amministrazione delle Finanze dello Stato v Chiquita ItaliaSpA [1995] ECR I-4533
Case C-48707 LrsquoOreal SA Lancome parfums et beaute amp Cie SNC andLaboratoire Garnier amp Cie v Bellure NV Malaika Investments Ltd and StarionInternational Ltd [2009] ECR I-5185
Case C-49507 Silberquelle GmbH v Maselli-Strickmode GmbH [2009] ECRI-137
Case C-52307 A [2009] ECR I-2805
Case C-55808 Portakabin Ltd and Portakabin BV v Primakabin BV [2010]ECR I-6963
Joined Cases C-2172 to 2472 International Fruit Company NV and othersv Produktschap voor Groenten en Fruit [1972] ECR 1219
Joined Cases C-5580 and C-5780 Musik-Vertrieb membran GmbH and K-telInternational v GEMA ndash Gesellschaft feurour musikalische Auffeurouhrungs- undmechanische Vervielfeuroaltigungsrechte [1981] ECR 147
Joined Cases C-5664 and C-5864 Etablissements Consten SaRL andGrundig-Verkaufs-GmbH v Commission of the European Economic Community[1966] ECR 322 in the German version 458 in the Italian version 450 in the Dutch
version and 429 in the French version
Case Law 479
Joined Cases C-7194 C-7294 and C-7394 Eurim-Pharm Arzneimittel GmbHv Beiersdorf AG (C-7194) Boehringer Ingelheim KG (C-7294) and FarmitaliaCarlo Erba GmbH (C-7394) [1996] ECR I-3603
Joined Cases C-89 104 114 116 117 and 125 to 12985 A AhlstromOsakeyhtio and others v Commission of the European Communities [1988] ECR5193
Joined Cases C-26795 and C-26895Merck amp Co Inc Merck Sharp amp DohmeLtd and Merck Sharp amp Dohme International Services BV v Primecrown LtdKetan Himatlal Mehta Bharat Himatlal Mehta and Necessity Supplies Ltd andBeecham Group plc v Europharm of Worthing Ltd [1996] ECR I-6285
Joined Cases C-40009 and C-20710 Orifarm AS and Others (C-40009) andParanova Danmark AS and Paranova Pack AS (C-20710) v Merck Sharp ampDohme Corp and Merck Sharp amp Dohme BV and Merck Sharp amp Dohme [2011]ECR I-7063
Joined Cases C-41499 to C-41699 Zino Davidoff SA v A amp G Imports Ltd andLevi Strauss amp Co and Others v Tesco Stores Ltd and Others [2001] ECR I-8691
Joined Cases C-42793 C-42993 and C-43693 Bristol-Myers Squibbv Paranova AS (C-42793) and C H Boehringer Sohn Boehringer IngelheimKG and Boehringer Ingelheim AS v Paranova AS (C-42993) and BayerAktiengesellschaft and Bayer Danmark AS v Paranova AS (C-43693) [1996]ECR I-3457
Joined Cases C-44705 amp C-44805 Thomson Multimedia Sales Europe (C-44705) and Vestel France (C-44805) v Administration des douanes et droits indirects[2007] ECR I-2049
Opinion of the ECJ No C-178 [1979] ECR I-2871
Opinion of the ECJ No C-194 [1994] ECR I-5267
Finland
Berufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994 432 (Fin) ndash
MobilBerufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994
433 (Fin) ndash AdidasBerufungsgericht Helsinki (Finnish Supreme Court) NIR 1969 96 ndash Felicia
France
Cour drsquoAppel de Paris of 22061960 GP 1960 II 200
Cour de Cassation (Belgian Supreme Court) Ing-Cons 1949 31 ndash Email-Diamant
Cour de Cassation of 17041969 ndash Korting GRUR Int 1971 276
480 Case Law
Cour de Cassation of 02121997 GRUR Int 1998 717 ndash Ocean PacificTribunal de Commerce de la Seine of 05031963 D 1963 367
Tribunal de Commerce de la Seine of 09071964 GP 1964 II 333
GATT
Canada ndash Certain Measures Concerning Periodicals WTDS31ABR (19x97)
Report of the Appellate Body Brazil ndash Measures Affecting Desiccated CoconutWTDS22ABR (1997)
Report of the Appellate Body EC ndash Measures Concerning Meat and MeatProducts (Hormones) WTDS26ABR WTDS48ABR (1998)
Report of the Appellate Body European Communities ndash Measures AffectingAsbestos and Asbestos-Containing Products WTDS135ABR (2001)
Report of the Appellate Body European Communities ndash Regime for the Impor-tation Sale and Distribution of Bananas WTDS27ABR (1997)
Report of the Panel Indonesia ndash Certain Measures Affecting the AutomobileIndustry WTDS54R WTDS55R WT DS59R and WTDS 64R (1998)
Report of the WTO Panel EC ndash Measures Concerning Meat and Meat Products(Hormones) WTDS26RUSA WTDS48RCAN (1997)
Report of the Panel adopted on 7 February 1984 (L5504 ndash 30S140) Canada ndashAdministration of the Foreign Investment Review Act
Report by the Panel adopted on 7 November 1989 (L6439 ndash 36S345) UnitedStates ndash Section 337 of the Tariff Act of 1930
United States ndash Section 337 of the Tariff Act of 1930 GATT Doc L6439 of
16011989 BISD 45 1988ndash1989 p 345
WTO Appellate Body of 20041996 United States ndash Standards forReformulated Gasoline AB-1996-1 WTDS2ABR
WTO Appellate Body of 21021997 Brazil ndash Measures Affecting DesiccatedCoconut (AB-1996-4)
WTO Appellate Body of 25091997 European Communities ndash Sale and Dis-tribution of Bananas (WTDS27ABR)
WTO Appellate Body EC ndash Measures Concerning Meat and Meat Products(Hormones) (WTDS26ABR ndash WTDS48ABR) adopted on 13021998
Germany
BGH GRUR 1964 372 ndash MajaBGH GRUR 1968 195 r Sp ndash VoranBGH GRUR 1973 468 ndash CinzanoBGH GRUR 1973 518 ndash SpielautomatBGH GRUR 1975 206 ndash Kunststoffschaumbahnen
Case Law 481
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Joined Cases C-7194 C-7294 and C-7394 Eurim-Pharm Arzneimittel GmbHv Beiersdorf AG (C-7194) Boehringer Ingelheim KG (C-7294) and FarmitaliaCarlo Erba GmbH (C-7394) [1996] ECR I-3603
Joined Cases C-89 104 114 116 117 and 125 to 12985 A AhlstromOsakeyhtio and others v Commission of the European Communities [1988] ECR5193
Joined Cases C-26795 and C-26895Merck amp Co Inc Merck Sharp amp DohmeLtd and Merck Sharp amp Dohme International Services BV v Primecrown LtdKetan Himatlal Mehta Bharat Himatlal Mehta and Necessity Supplies Ltd andBeecham Group plc v Europharm of Worthing Ltd [1996] ECR I-6285
Joined Cases C-40009 and C-20710 Orifarm AS and Others (C-40009) andParanova Danmark AS and Paranova Pack AS (C-20710) v Merck Sharp ampDohme Corp and Merck Sharp amp Dohme BV and Merck Sharp amp Dohme [2011]ECR I-7063
Joined Cases C-41499 to C-41699 Zino Davidoff SA v A amp G Imports Ltd andLevi Strauss amp Co and Others v Tesco Stores Ltd and Others [2001] ECR I-8691
Joined Cases C-42793 C-42993 and C-43693 Bristol-Myers Squibbv Paranova AS (C-42793) and C H Boehringer Sohn Boehringer IngelheimKG and Boehringer Ingelheim AS v Paranova AS (C-42993) and BayerAktiengesellschaft and Bayer Danmark AS v Paranova AS (C-43693) [1996]ECR I-3457
Joined Cases C-44705 amp C-44805 Thomson Multimedia Sales Europe (C-44705) and Vestel France (C-44805) v Administration des douanes et droits indirects[2007] ECR I-2049
Opinion of the ECJ No C-178 [1979] ECR I-2871
Opinion of the ECJ No C-194 [1994] ECR I-5267
Finland
Berufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994 432 (Fin) ndash
MobilBerufungsgericht Helsinki (Finnish Supreme Court) GRUR Int 1994
433 (Fin) ndash AdidasBerufungsgericht Helsinki (Finnish Supreme Court) NIR 1969 96 ndash Felicia
France
Cour drsquoAppel de Paris of 22061960 GP 1960 II 200
Cour de Cassation (Belgian Supreme Court) Ing-Cons 1949 31 ndash Email-Diamant
Cour de Cassation of 17041969 ndash Korting GRUR Int 1971 276
480 Case Law
Cour de Cassation of 02121997 GRUR Int 1998 717 ndash Ocean PacificTribunal de Commerce de la Seine of 05031963 D 1963 367
Tribunal de Commerce de la Seine of 09071964 GP 1964 II 333
GATT
Canada ndash Certain Measures Concerning Periodicals WTDS31ABR (19x97)
Report of the Appellate Body Brazil ndash Measures Affecting Desiccated CoconutWTDS22ABR (1997)
Report of the Appellate Body EC ndash Measures Concerning Meat and MeatProducts (Hormones) WTDS26ABR WTDS48ABR (1998)
Report of the Appellate Body European Communities ndash Measures AffectingAsbestos and Asbestos-Containing Products WTDS135ABR (2001)
Report of the Appellate Body European Communities ndash Regime for the Impor-tation Sale and Distribution of Bananas WTDS27ABR (1997)
Report of the Panel Indonesia ndash Certain Measures Affecting the AutomobileIndustry WTDS54R WTDS55R WT DS59R and WTDS 64R (1998)
Report of the WTO Panel EC ndash Measures Concerning Meat and Meat Products(Hormones) WTDS26RUSA WTDS48RCAN (1997)
Report of the Panel adopted on 7 February 1984 (L5504 ndash 30S140) Canada ndashAdministration of the Foreign Investment Review Act
Report by the Panel adopted on 7 November 1989 (L6439 ndash 36S345) UnitedStates ndash Section 337 of the Tariff Act of 1930
United States ndash Section 337 of the Tariff Act of 1930 GATT Doc L6439 of
16011989 BISD 45 1988ndash1989 p 345
WTO Appellate Body of 20041996 United States ndash Standards forReformulated Gasoline AB-1996-1 WTDS2ABR
WTO Appellate Body of 21021997 Brazil ndash Measures Affecting DesiccatedCoconut (AB-1996-4)
WTO Appellate Body of 25091997 European Communities ndash Sale and Dis-tribution of Bananas (WTDS27ABR)
WTO Appellate Body EC ndash Measures Concerning Meat and Meat Products(Hormones) (WTDS26ABR ndash WTDS48ABR) adopted on 13021998
Germany
BGH GRUR 1964 372 ndash MajaBGH GRUR 1968 195 r Sp ndash VoranBGH GRUR 1973 468 ndash CinzanoBGH GRUR 1973 518 ndash SpielautomatBGH GRUR 1975 206 ndash Kunststoffschaumbahnen
Case Law 481
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Cour de Cassation of 02121997 GRUR Int 1998 717 ndash Ocean PacificTribunal de Commerce de la Seine of 05031963 D 1963 367
Tribunal de Commerce de la Seine of 09071964 GP 1964 II 333
GATT
Canada ndash Certain Measures Concerning Periodicals WTDS31ABR (19x97)
Report of the Appellate Body Brazil ndash Measures Affecting Desiccated CoconutWTDS22ABR (1997)
Report of the Appellate Body EC ndash Measures Concerning Meat and MeatProducts (Hormones) WTDS26ABR WTDS48ABR (1998)
Report of the Appellate Body European Communities ndash Measures AffectingAsbestos and Asbestos-Containing Products WTDS135ABR (2001)
Report of the Appellate Body European Communities ndash Regime for the Impor-tation Sale and Distribution of Bananas WTDS27ABR (1997)
Report of the Panel Indonesia ndash Certain Measures Affecting the AutomobileIndustry WTDS54R WTDS55R WT DS59R and WTDS 64R (1998)
Report of the WTO Panel EC ndash Measures Concerning Meat and Meat Products(Hormones) WTDS26RUSA WTDS48RCAN (1997)
Report of the Panel adopted on 7 February 1984 (L5504 ndash 30S140) Canada ndashAdministration of the Foreign Investment Review Act
Report by the Panel adopted on 7 November 1989 (L6439 ndash 36S345) UnitedStates ndash Section 337 of the Tariff Act of 1930
United States ndash Section 337 of the Tariff Act of 1930 GATT Doc L6439 of
16011989 BISD 45 1988ndash1989 p 345
WTO Appellate Body of 20041996 United States ndash Standards forReformulated Gasoline AB-1996-1 WTDS2ABR
WTO Appellate Body of 21021997 Brazil ndash Measures Affecting DesiccatedCoconut (AB-1996-4)
WTO Appellate Body of 25091997 European Communities ndash Sale and Dis-tribution of Bananas (WTDS27ABR)
WTO Appellate Body EC ndash Measures Concerning Meat and Meat Products(Hormones) (WTDS26ABR ndash WTDS48ABR) adopted on 13021998
Germany
BGH GRUR 1964 372 ndash MajaBGH GRUR 1968 195 r Sp ndash VoranBGH GRUR 1973 468 ndash CinzanoBGH GRUR 1973 518 ndash SpielautomatBGH GRUR 1975 206 ndash Kunststoffschaumbahnen
Case Law 481
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
BGH GRUR 1975 598 ndash StapelvorrichtungBGH GRUR 1976 579 ndash TylosinBGH GRUR 1980 38 ndash FullplastverfahrenBGH GRUR 1988 213 215 ndash GriffbandBGH GRUR 1990 678 ndash Herstellerkennzeichen auf UnfallwagenBGH GRUR 1952 521 ndash MinimaxBGH GRUR 1984 352 ndash CeramixBGH GRUR 1997 629 ndash Sermion IIBGH GRUR Int 1964 202 ndash MajaBGH GRUR Int 1984 240 ndash Valium RocheBGH GRUR Int 1997 925 ndash Mexitil IIBGH IIC 1997 132 frac14 GRUR 1996 271 ndash Gefeuroarbte JeansBGHZ 2 261 ndash TauchpumpensatzBGHZ 23 100
BGHZ 3 193 frac14 BGH GRUR 1959 232 ndash ForderrinneBGHZ 41 84 ndash MajaBGH ZIP 2000 289
LG Dusseldorf GRUR Int 1964 146 ndash Revlon IIILG Dusseldorf GRUR Int 1996 732 ndash Adidas ndash Import
LG Hamburg WRP 1993 716 ndash euroUberfeuroarbte ldquoLEVIrsquoS 501rdquoLG Karlsruhe GRUR 1999 343 ndash REPLAY ndash JeansOLG Dusseldorf GRUR 1964 207 ndash Revlon IIOLG Dusseldorf GRUR Int 1965 204 ndash Revlon IVOLG Frankfurt GRUR 1963 30 ndash Maja IOLG Hamburg WRP 1994 122 ndash JeanseurouberfeuroarbungenOLG Koln GRUR 1998 54 ndash Mercedes-SternOLG Koln GRUR 1991 51 ndash Nachtreuroagliche Jeans-BleichungOLG Munchen GRUR Int 1996 730 ndash GT ndash ALL TERRAOLG Munchen WRP 1993 47 ndash Aufgearbeitete KupplungOLG Stuttgart GRUR Int 1998 806 ndash Fender ndash MusikinstrumenteOLG Stuttgart NJW-RR 1998 482 ndash AEG ndash ΒohrheuroammerOLG Stuttgart WRP 1995 248 ndash RolexOLGR Schleswig 2002 120
RG GRUR 1926 216 ndash Singer (II)RG GRUR 1926 285 ndash LinotypeRG GRUR 1942 79 ndash SiemensRG Seufferts Archiv Bd 60 328 ndash VitelloRGSt 36 178 ndash Schnurlochosen mit ZellouloidumheuroullungRGSt 46 92 ndash Greurouneberger BrauseRGZ 103 359 ndash Singer (I)RGZ 133 326 ndash GummiteuroulleRGZ 161 29 ndash Zeuroahlerersatzteile (also Isaria)RGZ 50 229 ndash Kolnisch WasserRGZ 51 139 ndash DuotalGujakolkarbonatRGZ 51 263 ndash Mariani
482 Case Law
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
RGZ 63 394 ndash Koenigs KursbuchRGZ 86 436 ndash autogenes Scheidverfahren
Holland
Hoge Raad (Dutch Supreme Court) GRUR 1957 259 ndash GrundigScarpino v Basic Trade Mark 23 EIPR N139 (2001)
Italy
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 979 (1957) ndashColgate
Corte di Cassazione (Italian Supreme Court) Foro Italiano Part I col 1021
(1957) ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1958 580 ndash La Voce
del PadroneCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndashDura GlossCorte di Cassazione (Italian Supreme Court) GRUR Int 1959 314 ndash PalmoliveCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash KnorrCorte di Cassazione (Italian Supreme Court) GRUR Int 1961 199 ndash Remy
MartinCorte di Cassazione (Italian Supreme Court) GRUR Int 1965 377 ndash Brauns
Japan
Nagoya District Court AIPPI-Jap Group Int 1988 10 -BBS Trade MarksOsaka District Court 2 IIC 325 frac14 GRUR Int 1971 276 ndash ParkerOsaka District Court 27021970 2 IIC 325 ndash ParkerSupreme Court 29 IIC 334 (1998) frac14 GRUR Int 1998 168 ndash BBS Wheels IIITokyo District Court 07121984 GRUR Int 1986 420 ndash LacosteTokyo High Court GRUR Int 1995 417 ndash Japauto Products Co vs BBS
Kraftfahrzeugtechnik AG
Malaysia
Winthrop Products Inc amp Anor v Sun Ocean (M) Sdn Bhd amp Anor 2 MLJ
317 (1988)
Case Law 483
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
South Korea
Korean Supreme Court 10101997 (96 Do 2191) 30 IIC 459 (1999) ndash Polo
Sweden
Hochstes Gericht (Swedish Supreme Court) GRUR Int 1968 22 frac14 NIR 1968
404 ndash Polycolor
Switzerland
Schweizerisches Bundesgericht GRUR Int 1998 520 ndash Chanel78 II BGE 165 frac14 GRUR Int 1953 42 ndash LuxBGH 105 II 49 ndash Omo86 II 270 frac14 GRUR Int 1961 294 ndash Philips
Thailand
Central Intellectual Property and International Trade Court Decision No 162542(1999) Supreme Court No 28172543 (2000)
United Kingdom
High Court FSR 1980 85 frac14 11 IIC 1980 372 ndash Revlon Inc v Cripps amp Lee LtdHigh Court RCP 1989 497 ndash Colgate Palmolive v Markwell Finance LtdZino Davidoff SA v MampS Toiletries Ltd (No 1) 2000 SLT 683 (OH)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
Zino Davidoff SA v AampG Imports Ltd (ldquosummary judgment procedurerdquo) 3 All
ER 711 (1999) frac14 2 Common Mark Law Rev 1056 (1999) frac14 30 IIC 567 (1999)
USA
A Bourjois amp Co v Aldridge 263 US 675 (1923)
484 Case Law
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
A Bourjois amp Co v Katzel 275 F 539 (2d Cir 1921)
American Bourjois amp Co v Katzel 260 US 689 (1923)
American Bourjois amp Co v Katzel 274 F 857 (DC New York 1920)
American Bourjois amp Co v Katzel 275 F 539 (2nd Cir 1921)
Apollinaris Co Ltd v Scherer 27 F 18 (CCSDNY 1886)
Bayer Corp v Custom Sch Frames LLC 259 F Supp 2d 503 (ED La 2003)
Bell amp Howell Mamiya Supply Co Corp v Masel Supply Co 548 F Supp
1063 (DC New York 1982)
Bourdeau Bros Inc v Intrsquol Trade Commrsquon 444 F 3d 1317 (Fed Cir 2006)
Caterpillar Inc v Nationwide Equip 877 F Supp 611 (MD Fla 1994)
Certain Agric Tractors Under 50 Power Take-off Horsepower 44 USPQ 2d
(BNA) 1385 (US ITC Mar 12 1997)
Continental TV Inc v GTE Sylvania Inc 433 US 36 (1977)
CPC Intrsquol Inc v Blandito Food Distrib Corp 835 F Supp 636 (SD Fla 1993)Davidoff amp Cie SA v PLD Intrsquol Corp 263 F 3d 1297
El Greco Leather Products Co v Shoe World Inc 806 F 2d 392 (2d Cir 1986)Fender Musical Instruments Corp v Unlimited Music Ctr Inc 35 USPQ 2d
(BNA) 1053 (D Conn Feb 16 1995)
Fred Gretsch Mfg Co v Schoenig 238 F 780 (2nd Cir 1916)
Gamut Trading Co v United States International Trade Commission 200 F 3d775
Graphic Products Distributors Inc v Itec Corp 717 F 2d 1560 (11th Circuit)
Grupo Gamesa SA v Dulceria El Molino Inc 39 USPQ 2d (BNA) 1531
(CD Cal Apr 9 1996)
Hanover Star Milling Co v Metcalf 240 US 403 (1916)
Helene Curtis Inc v Natrsquol Wholesale Liquidators Inc 890 F Supp
152 (EDNY 1995)
Iberia Foods Corp v Romeo 150 F 3d 298 (3d Cir 1998)
K Mart Corp v Cartier Inc 486 US 281 (1988)
Lever Brothers Co v United States 877 F 2d 101 (DC Circuit)
Lever Brothers Co v United States 652 F Supp 403 (DDC 1987)
Lever Brothers Co v United States 981 F2d 1330 (DC Cir 1993)
Manufacturing Co v Trainer 101 US 51 (1879)
Martinrsquos Herend Imports Inc et al v Diamond and Gem Trading USA Co et al112 F 3d 1296 (5th Cir 1997)
Menendez v Holt 128 US 514 (1889)
Mishawaka Rubber amp Woolen Mfg Co v S S Kresge Co 316 US 203 (1942)
Montblanc ndash Simplo GMBH v Staples Inc 172 F Supp 2d 231 (D Mass 2001)
Original Appalachian Artworks v Granada Electronics 816 F2D 68 (2nd Cir
1987)
Osawa amp Company v B amp H Photo 589 F Supp 1163 (DC New York 1984)
Philip Morris Inc v Allen Distrib Inc 48 F Supp 2d 844 (SDInd 1999)
Societe des Produits Nestle v Casa Helvetica Inc 982 F 2d 633 (1st Cir 1992)US v Guerlain Inc US v Parfums Corday Inc US v Lanvin Parfums
Inc 155 F Supp 77 (DC New York 1957)
Case Law 485
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
US v Guerlain Inc US v Parfums Corday Inc US v Lanvin ParfumsInc 172 F Supp 107 (1959)
United States v Eighty ndash Three Rolex Watches 992 F 2d 508 (5th Cir 1993)
Warner-Lambert Company v Northside Development Corporation 86 F3d
3 (2d Cir 1996)
Weil Ceramics amp Glass Inc v Dash 878 F29 659 (3d Cir 1989)
486 Case Law
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
African Intellectual Prop-
erty Organization
(OAPI)1
Annex III Trademarks and Service Marks
Article 7 (4) of the Agreement Revising
the Bangui Agreement of March 2 1977
on the Creation of an African Intellectual
Property Organization (Bangui (Central
African Republic) February 24 1999)
National exhaustion
Albania Article 158 (1) of the Law No 9977 of July
07 2008 on Industrial Property (Ligj
Nr 9947 date 772008 Per Pronesine
Industriale)
National exhaustion
Andean Community2 Article 158 of Decision No 486 of September
14 2000 of the Commission of the Andean
Community ndash Common Industrial Property
Regime
International
exhaustion
Andorra Article 16 (1) of the Law on Trademarks (Llei
de marques) of May 11 1995
Regional
exhaustion
Antigua and Barbuda Article 6 (3) of the Trade Marks Act of 2003
No 18 of 2003
National exhaustion
Argentina See F Aulmann in Mamudi S-S How to
cope when IP rights reach their limits
Managing Intellect Prop 60 61 (2005)
International
exhaustion
Armenia Article 14(1) (2) of the Law of the Republic of
Armenia on trademarks of July 1 2010
International
exhaustion
Australia Section 198A of Copyright Act of June
27 1968 (consolidated as of 1 June 2011)
International
exhaustion
(continued)
1Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad2Member States Bolivia Colombia Ecuador Peru
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
487
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Austria sect 10b (1) of Trademarks Protection Law of
July 7 1970 (Markenschutzgesetz 1970)
Regional
exhaustion
Azerbaijan Article 25 (3) of the Law of the Republic of
Azerbaijan on Trademarks and Geograph-
ical Indications (Əmtəə nisanları və cografigostəricilər haqqında AzərbaycanRespublikasının Qanunu) of June 12 1998
National exhaustion
Bahrain Article 44(B) of the Legislative Decree
No 11 of 2006 in respect of Trade Marks
نوناق) مقر (11) ةنسل 2006 يف نأشتامالعلا (ةيراجتلا of May 28 2006
International
exhaustion
Barbados Article 7 of the Trade Marks Act Cap 319 of
December 21 1981
National exhaustion
Belarus Article 20 (5) of the Law on Trademarks and
Service Marks of February 5 1993 (ЗаконРеспублики Белакусь от 5 февраля 1993г 2181-XII о товарных знаках изнаках обслуживания)
National exhaustion
Belize Article 27 (1) of Trade Marks Act ndash Cap
257 of June 22 2000
Regional
exhaustion
Benelux (Belgium Luxem-
bourg Netherlands)
Article 223 (3) of the Benelux Convention
concerning Intellectual Property (Trade-
marks and Designs) of February 25 2005
(Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of
modellen)Convention Benelux en matiere
de propriete intellectuelle (Marques et
dessins ou modeles))
Regional
exhaustion
Bhutan Article 28 (3) of the Industrial Property Act of
the Kingdom of Bhutan of July 13 2001
National exhaustion
Bosnia amp Herzegovina Article 51(1) of the Trademark Law (Zakon o
Zigu) of May 28 2010
International
exhaustion
Botswana Article 82 (1) (b) of the Industrial Property
Act of April 24 2010
International
exhaustion
Brazil Article 132 (III) of the Law No 9279 of May
14 1996 (Lei da Propriedade Industrial n
9279 de 14 de Maio de 1996)
National exhaustion
Bulgaria Article 15 (1) of the Law on Marks and Geo-
graphical Indications (Закон за марките игеографските означения) of September
1 1999
Regional
exhaustion
Burundi Article 313 of Law No 113 of July 28th 2009
on Industrial Property in Burundi (Loi n
113 du 28 juillet 2009 relative a la
propriete industrielle au Burundi)
International
exhaustion
Cambodia Article 11 (c) of Law concerning Marks Trade
Names and Acts of Unfair Competition of
the Kingdom of Cambodia of February
7 2002
National exhaustion
(continued)
488 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Canada ldquoMaterial difference rulerdquo ndash See Supreme
Court DLR 1984 161 ndash Consumers Dis-tributing Co v Seiko Time Canada Ltdsee Swanson T ldquoCombating Gray Market
Goods in a Global Market Comparative
Analysis of Intellectual Property Laws and
Recommended Strategiesrdquo 22 Houst J IntLaw 327 347ndash348 (2000) Peterman B
ldquoThe Gray Market Solution An Allocation
of Economic Rightsrdquo 28 Tex Int Law J159 181 (1993)
National exhaustion
Cape Verde Article 168 (1) of Decree-Law No 42007 of
20 August Industrial Property Code
(Decreto-lei n 42007 de 20 de Agosto
Codigo da Propriedade Industrial)
National exhaustion
Chile Article 19 bis E of Law No 19039 on Indus-
trial Property (Consolidated Text by
Decree-Law No 3) (Ley N 19039 de
Propiedad Industrial (Texto Refundido
Coordinado y Sistematizado por Decreto-
Ley N 3)) of March 9 2006
International
exhaustion
Costa Rica Article 27 of Law No 7978 on Trademarks
and Other Distinctive Signs (Ley N 7978de Marcas y Otros Signos Distintivos) of
January 6 2000
International
exhaustion
Croatia Article 11 (1) (3) of the Trademarks Act
(NN 1732003) and Acts on Amendments
to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Regional
exhaustion
Cuba Article 47 (1) of the Decree-Law No 203 on
Trademarks and Other Distinctive Signs
(Decreto-Ley N 203 de Marcas y Otros
Signos Distintivos) of December 24 1999
International
exhaustion
Cyprus Article 6 (7) of the Trade Marks Law (Cap
268 No 63 of 1962) as amended by Law
No 176 (I)2000
Regional
exhaustion
Czech Republic Article 11 (1) (2) of the Law No 4412003
Coll of 3 December 2003 on Trademarks
and on Amendments to Act No 62002 on
Judgements Judges Assessors and State
Judgement Administration and on
Amendments to Some Other Acts (Act on
Courts and Judges) in the Wording of Later
Regulations (Zakon c 4412003 Sb dne
3 prosince 2003 o ochrannych znamkach
ao zmene zakona c 62002 o soudnıch
rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych
dalsıch zakonu (zakon o soudech a
soudcıch) ve znenı pozdejsıch predpisu)
Regional
exhaustion
(continued)
Appendix 489
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Denmark Article 6 (1) of the Consolidated Trademarks
Act No 90 of 28 January 2009 (Den
konsoliderede Varemaeligrker lov nr 90 af
28 januar 2009)
Regional
exhaustion
Djibouti Article 154 (1) of the Law No 50AN096th L
on the Protection of Industrial Property
(Loi n 50AN096eme L portant protec-
tion de la propriete industrielle) of June
21 2009
International
exhaustion
Dominican Republic Article 88 of the Law No 20-00 on Industrial
Property (Ley N 20-00 sobre Propiedad
Industrial) of April 4 2000
International
exhaustion
Ecuador Article 219 of the Law on Intellectual Property
(Consolidation No 2006-013) (Ley de
Propiedad Intelectual (Codificacion N
2006-013)) of May 8 1998
International
exhaustion
Egypt Article 71 of the Law on the Protection of
Intellectual Property Rights Law
No 82 2002 نوناق) مقر 82 ةنسل 2002رادصإب نوناق قوقح ةيكلملا (ةيركفلا ofJune 3 2002
International
exhaustion
El Salvador Article 28 of the Law on Trademarks and
Other Distinctive Signs (Ley de Marcas y
otros Signos Distintivos) of June 6 2002
National exhaustion
Estonia Article 16 (3) of the Trademark Act of May
22 2002 (Kaubamargiseadus Vastu voetud
22052002 RT I 2002 49 308)
Regional
exhaustion
European Economic Area
(EEA)3Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008)
Regional
exhaustion
European Union4 Article 7 (1) of the Directive 200895EC of
the European Parliament and the Council
of 22 October 2008 to approximate the
laws of the Member States relating to trade
marks (Codified version) (2008) Article
13 (1) of the Council Regulation (EC) No
2072009 of 26 February 2009 on the
Community trade mark (Codified version)
(2009)
Regional
exhaustion
(continued)
3Member States Member States of the European Union Iceland Liechtenstein Norway4Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
490 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Finland Article 10a (1) of the Trademark Law No 7 of
January 10 1964 (as last amended by Law
No 1715 of 22 December 1995)
Regional
exhaustion
France Article L 713-4 (1) of the Intellectual Property
Code (Code de la Propriete Intellectuelle)
of July 1 1992
Regional
exhaustion
FYROM Article 209 of the Law on Industrial Property
of February 12 2009
International
exhaustion
Gambia Article 31 (3) of the Industrial Property Act
1989
National exhaustion
Georgia Article 7 (2) of the Trademark Law of Geor-
gia February 2 1999
International
exhaustion
Germany Article 24 (1) of the Law on the Protection of
Trademarks and other Signs (as amended
22 December 2010) (Gesetz uber den
Schutz von Marken und sonstigen
Kennzeichen (Markengesetz ndash MarkenG)
(geandert am 22 Dezember 2010)) of
October 25 1994
Regional
exhaustion
Ghana Section 9 (6) of the Trade Marks Act 2004
(Act 664) of January 29 2004
International
exhaustion
Greece Article 128 (1) of the Law 40722012
(ldquoImprovement of the business environ-
ment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and
fishing matters and other provisionsrdquo) of
April 11 2012
Regional
exhaustion
Guatemala Article 37 of the Industrial Property Law (Ley
de Propiedad Industrial) of September
18 2000
International
exhaustion
Honduras Article 98 of the Decree No 12-99-E Indus-
trial Property Law (Decreto N 12-99-ELey de Propiedad Industrial) of December
30 1999
International
exhaustion
Hong Kong (China) Section 20 (1) of Chapter 559 Trade Marks
Ordinance (商標條例) of June 15 2000
International
exhaustion
Hungary Article 16 (1) of the Act XI of 1997 as con-
solidated on January 1 2008
Regional
exhaustion
India Article 30 (3) (b) of the Trade Marks Act
December 30 1999
International
exhaustion
Iran Article 40 (c) of the Patent Industrial Design
and Trademark Registration Act of
October 29 2007
National exhaustion
Ireland Article 16 (1) of the Trade Marks Act
No 6 March 16 1996
Regional
exhaustion
Italy Article 1bis (2) of the Trademark Law Royal
Decree No 929 of June 21 1942 (as last
amended by Legislative Decree No 198 of
March 19 1996)
Regional
exhaustion
(continued)
Appendix 491
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Japan See Osaka District Court 27021970 2 IIC
325 frac14 GRUR Int 1971 276 ndash ParkerTokyo District Court 07121984 GRUR
Int 1986 420 ndash Lacoste Nagoya DistrictCourt AIPPIndashJap Group Int 1988 10 ndash
BBS Trade Marks
International
exhaustion
Latvia Article 5 (2) of the Law on Trademarks and
Indications of Geographical Origin
(Likums par precu zımem un ģeografiskasizcelsmes noradem) of June 16 1999
Regional
exhaustion
Lesotho Article 29 (3) of the Industrial Property Order
(Ordonnance sur la propriete industrielle)
of April 14 1989
National exhaustion
Liberia Article 43 (3) of the Industrial Property Act of
March 20 2003
National exhaustion
Liechtenstein Article 13 (4) of the Law on the Protection of
Trademarks and Geographical Indications
(Trademark Protection Law) (Gesetz uber
den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of
December 12 1996
Regional
exhaustion
Lithuania Article 40 (1) of the Law on Trademarks of
October 10 2000 No VIII-1981
(as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu
zenklu istatymas Nr VIII-1981
(su pakeitimais padarytais 2006
m birzelio 8 d istatymu Nr X-651))
Regional
exhaustion
Madagascar Article 68 (1) of the Ordinance No 89-019
Establishing Arrangements for the Protec-
tion of Industrial Property (of July
31 1989) (Ordonnance n 89-019instituant un regime pour la protection de
la propriete industrielle (du 31 juillet
1989))
National exhaustion
Malaysia See Winthrop Products Inc amp Anor v SunOcean (M) Sdn Bhd amp Anor (PanadolCase) 2 MLJ 317 (1988) Chong J
ldquoExhaustion and Parallel Imports in
Malaysiardquo in Heath C (ed) ParallelImports in Asia Kluwer Law international
The Hague ua 2004 pp 123 127ndash130
International
exhaustion
Malta Article 12 (1) (3) of Trademarks Act
(Chapter 416) of January 1 2001
Regional
exhaustion
Mauritius Article 40 (5) of the Patents Industrial
Designs and Trademarks Act 2002 of July
2 2002
National exhaustion
(continued)
492 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Mercosur5 Article 13 of the Protocol on Harmonization of
Norms on Intellectual Property in
Mercosur in Matters of Trademarks Indi-
cations of Source and Appellations of
Origin 460 Aug 5 1995
International
exhaustion
Mexico Article 92 (II) of the Law on Industrial Prop-
erty (Ley de la Propiedad Industrial) of
June 25 1991
International
exhaustion
Moldova Article 13 (1) of the Law on the Protection of
Trademarks No 38-XVI of February
29 2008 (Lege privind protectia marcilor
nr 38-XVI sin 29 februarie 2008)
National exhaustion
Montenegro Article 15 (1) (3) of the Law on Trademarks
(ЗАКОН О ЖИГУ) of November
30 2010
National exhaustion
Mozambique Article 124 (6) of Decree No 042006 of
12 April 2006 (Industrial Property Code)
(Decreto n 042006 de 12 de Abril 2006
(Codigo da Propriedade Industrial))
National exhaustion
New Zeeland Section 97A of Trade Marks Act of December
4 2002 (inserted on 31 October 2003 by
section 5 of the Copyright (Parallel
Importation of Films and Onus of Proof)
Amendment Act 2003 (2003 No 111))
International
exhaustion
Nicaragua Article 29 of Law No 380 Law on Trade-
marks and Other Distinctive Signs (Ley N
380 Ley de Marcas y Otros Signos
Distintivos) of February 14 2001
International
exhaustion
Norway Article 6 (1) of the Trademarks Act (Act
No 8 of March 26 2010)
Regional
exhaustion
Panama Article 100 (1) of the Law No 35 of May
10 1996 Enacting Provisions on Industrial
Property (Ley N 35 de 10 de mayo de
1996 por la cual se dictan Disposiciones
sobre la Propiedad Industrial)
International
exhaustion
Paraguay Article 17 of the Law No 12941998 on
Trademarks (Ley N 12941998 de
Marcas) of June 24 1998
International
exhaustion
Poland Article 155 (1) (2) of the Industrial Property
Law of 30 June 2000
Regional
exhaustion
Portugal Article 259 (1) of the Industrial Property Code
(consolidated as of 2008) (Codigo da
Propriedade Industrial (consolidado em
2008)) of March 5 2003
Regional
exhaustion
(continued)
5Member States Argentina Brazil Paraguay Uruguay
Appendix 493
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Republic of Korea
(South Korea)
See Supreme Court 10101997 (96 Do 2191)
30 IIC 459 (1999) ndash Polo see in detail KimB-I ldquoExhaustion and Parallel Imports in
Koreardquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 73 78ndash81 Liew Y-
H ldquoParallel Problems Parallel Imports
Are a Growing Concern in Koreardquo Man-aging Intellect Prop 95ndash96 (2009)
National exhaustion
Romania Article 38 (1) of the Law No 841998 on
Trademarks and Geographical Indications
(Legea nr 841998 privind marcile si
indicatiile geografice)
Regional
exhaustion
Russia Article 23 Trademark Law 3520-1 of
September 23 1992 as amended by the
federal law 166-FL on December 11 2002
National exhaustion
Rwanda Article 152 (1) of the Law No 312009 of
26102009 on the Protection of Intellec-
tual Property (Itegeko N 312009 ryo
kuwa 26102009 rigamije kuregera
umutungo bwite mu BYrsquoUBWENGE)
National exhaustion
Saint Kitts and Levis Article 9 (4) of the Marks Collective Marks
and Trade Names Act (Cap 1822) of
December 31 2002
International
exhaustion
San Marino Article 72 (3) of the Law on Industrial Prop-
erty of May 25 2005 No 79
National exhaustion
Sao Tome and Prıncipe Article 19 (3) of the Law No 42001 of
31 December 2001 on Industrial Property
(Lei n 42001 de 31 de Dezembro 2001
sobre a Propriedade Industrial) of
September 12 2001
National exhaustion
Serbia Article 40 (1) of the Law on Trademarks of
December 11 2009
International
exhaustion
Singapore Article 29 (1) of the Trade Marks Act
(Chapter 332) of December 11 1998
International
exhaustion
Slovakia Article 15 (1) of the Act No 5062009 Coll on
Trade marks (Zakon c 5062009 Zz o
ochrannych znamkach) of October
28 2009
Regional
exhaustion
Slovenia Article 50 (1) (3) of the Industrial Property
Act (ZIL-1-UPB3) of 23 May 2001 as last
amended on 6 February 2006 (as in force
from 11 March 2006)
Regional
exhaustion
South Africa Article 34 (2) (d) of the Trade Marks Act
No 194 of December 22 1993 of
December 22 1993
International
exhaustion
(continued)
494 Appendix
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Spain Article 36 (1) of the Law 172001 of
7 December on Trademarks (Consolidated
Text Including the Amendments Made by
Law 202003 of July 7 2003 on Legal
Protection of Industrial Designs) (Ley
172001 de 7 de diciembre de Marcas
(Texto consolidado que incluye las
modificaciones introducidas por la ley
202003 de 7 de julio 2003 de proteccion
jurıdica del diseno industrial)) of July
9 2003
Regional
exhaustion
Sri Lanka Article 122 (b) of the Intellectual Property
Act No 36 of 2003
National exhaustion
Sweden Article 12 (1) of the Trademark Act
(20101877) (Varumarkeslag
(20101877)) of September 12 2010
Regional
exhaustion
Switzerland See Schweizerisches Bundesgericht GRUR
Int 1998 520 ndash ChanelInternational
exhaustion
Tajikistan Article 28 of the Law of the Republic of
Tajikistan on Trademarks and Service
Marks (Қонуни Ҷумҳурии ТоҷикистонДар Бораи Тамғаҳои Молӣ Ва ТамғаҳоиХизматрасонӣ) of March 5 2007
National exhaustion
Thailand See Central Intellectual Property and Inter-national Trade Court DecisionNo 162542 (1999) Supreme CourtNo 28172543 (2000) Vichai AldquoExhaustion and Parallel Imports in Thai-
landrdquo in Heath C (ed) Parallel Importsin Asia Kluwer Law international The
Hague ua 2004 pp 95 98ndash100
International
exhaustion
Tonga Article 29 (3) of the Industrial Property Act
1994 (No 19 of 1994) (Ko E Lao Ki He
Ngaahi Koloa lsquoA E Ngaahi NgauersquoAnga)
of November 9 1994
National exhaustion
Trans-Pacific Strategic
Economic Partnership
Agreement6
Article 103 (a) of Trans-Pacific Strategic
Economic Partnership Agreement
International
exhaustion
Turkey Article 13 (1) of the Decree-Law No 556 on
the Protection of Trademarks (556 Sayılı
Markalarm Korunması Hakkında Kanun
Hukmunde Kararname) of June 24 1995
National exhaustion
(continued)
6Member States Brunei Chile New Zeeland Singapore
Appendix 495
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provision ndash case-law ndash bibliography on
exhaustion of trade mark rights
Exhaustion of
Trade Mark Rights
Regime
Ukraine Article 16 (6) of the Law on Protection of
Rights to Marks for Goods and Services
(ЗАКОН Про охорону прав на знаки длятоварів і послуг) of December 15 1993
International
exhaustion
United Kingdom Article 12 (1) of the Trade Marks Act 1994 of
July 21 1994
Regional
exhaustion
United States Sec 42 Lanham Act Sec 526 Tariff Act και19 CFR sect 13323
National exhaustion
Uruguay Article 12 of the Law No 17011 of
September 25 1998 Establishing Provi-
sions on Trademarks (Ley N 17011 del
25 de septiembre de 1998 Dıctanse
normas relativas a las marcas) of
September 25 1998
International
exhaustion
Vietnam Article 125 (2) (b) of the Law on Intellectual
Property No 502005QH11 of November
29 2005
International
exhaustion
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
African Intellectual Property
Organization (OAPI)7Annex III Trademarks and Service Marks Article 7 (4) of the
Agreement Revising the Bangui Agreement of March
2 1977 on the Creation of an African Intellectual Property
Organization (Bangui (Central African Republic) February
24 1999)
Albania Article 158 (2) of the Law No 9977 of July 07 2008 on
Industrial Property (Ligj Nr 9947 date 772008 Per
Pronesine Industriale)
Andean Community8 Article 158 of Decision No 486 of September 14 2000 of the
Commission of the Andean Community ndash Common Indus-
trial Property Regime
Andorra Article 16 (2) of the Law on Trademarks (Llei de marques) of
May 11 1995
Armenia Article 14(3) of the Law of the Republic of Armenia on
trademarks of July 1 2010
Austria sect 10b (2) of Trademarks Protection Law of July 7 1970
(Markenschutzgesetz 1970)
Barbados Article 7 (1) of the Trade Marks Act Cap 319 of December
21 1981
Belize Article 27 (2) of Trade Marks Act ndash Cap 257 of June 22 2000
(continued)
7Member States Cote drsquoIvoire Gabon Guinea-Bissau Guinea Equatorial Guinea Cameroon
Central African Republic Congo Mali Mauritania Benin Burkina Faso Niger Senegal
Togo Chad8Member States Bolivia Colombia Ecuador Peru
496 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Benelux (Belgium Luxembourg
Netherlands)
Article 223 (3) of the Benelux Convention concerning Intel-
lectual Property (Trademarks and Designs) of February
25 2005 (Benelux-Verdrag inzake de intellectuele
eigendom (merken en tekeningen of modellen)Convention
Benelux en matiere de propriete intellectuelle (Marques et
dessins ou modeles))
Botswana Article 82 (1) (b) of the Industrial Property Act of April
24 2010
Bulgaria Article 15 (2) of the Law on Marks and Geographical Indica-
tions (Закон за марките и географските означения) ofSeptember 1 1999
Cape Verde Article 168 (2) of Decree-Law No 42007 of 20 August
Industrial Property Code (Decreto-lei n 42007 de 20 de
Agosto Codigo da Propriedade Industrial)
Costa Rica Article 27 of Law No 7978 on Trademarks and Other Dis-
tinctive Signs (Ley N 7978 de Marcas y Otros Signos
Distintivos) of January 6 2000
Croatia Article 11 (2) of the Trademarks Act (NN 1732003) and Acts
on Amendments to the Trademarks Act (NN 762007 NN
302009 and NN 492011)
Cuba Article 47 (2) of the Decree-Law No 203 on Trademarks and
Other Distinctive Signs (Decreto-Ley N 203 de Marcas y
Otros Signos Distintivos) of December 24 1999
Cyprus Article 6 (7) of the Trade Marks Law (Cap 268 No 63 of
1962) as amended by Law No 176 (I)2000
Czech Republic Article 11 (3) of the Law No 4412003 Coll of 3 December
2003 on Trademarks and on Amendments to Act
No 62002 on Judgements Judges Assessors and State
Judgement Administration and on Amendments to Some
Other Acts (Act on Courts and Judges) in the Wording of
Later Regulations (Zakon c 4412003 Sb dne 3 prosince
2003 o ochrannych znamkach ao zmene zakona c 62002 o
soudnıch rozhodnutı soudcıch prısedıcıch a statnı
Rozsudek sprave ao zmene nekterych dalsıch zakonu
(zakon o soudech a soudcıch) ve znenı pozdejsıch
predpisu)
Denmark Article 6 (2) of the Consolidated Trademarks Act No 90 of
28 January 2009 (Den konsoliderede Varemaeligrker lov
nr 90 af 28 januar 2009)
Djibouti Article 154 (2) of the Law No 50AN096th L on the Protec-
tion of Industrial Property (Loi n 50AN096eme L
portant protection de la propriete industrielle) of June
21 2009
Dominican Republic Article 88 (1) of the Law No 20-00 on Industrial Property (Ley
N 20-00 sobre Propiedad Industrial) of April 4 2000
(continued)
Appendix 497
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
El Salvador Article 28 (1) of the Law on Trademarks and Other Distinctive
Signs (Ley de Marcas y otros Signos Distintivos) of June
6 2002
Estonia Article 16 (3) of the Trademark Act of May 22 2002
(Kaubamargiseadus Vastu voetud 22052002 RT I 2002
49 308)
European Economic Area
(EEA)9Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008)
European Union10 Article 7 (2) of the Directive 200895EC of the European
Parliament and the Council of 22 October 2008 to approx-
imate the laws of the Member States relating to trade marks
(Codified version) (2008) Article 13 (2) of the Council
Regulation (EC) No 2072009 of 26 February 2009 on the
Community trade mark (Codified version) (2009)
Finland Article 10a (2) of the Trademark Law No 7 of January
10 1964 (as last amended by Law No 1715 of
22 December 1995)
France Article L 713-4 (2) of the Intellectual Property Code (Code de
la Propriete Intellectuelle) of July 1 1992
FYROM Article 209 of the Law on Industrial Property of February
12 2009
Georgia Article 7 (2) of the Trademark Law of Georgia February
2 1999
Germany Article 24 (2) of the Law on the Protection of Trademarks and
other Signs (as amended 22 December 2010) (Gesetz uber
den Schutz von Marken und sonstigen Kennzeichen
(Markengesetz ndash MarkenG) (geandert am 22 Dezember
2010)) of October 25 1994
Greece Article 128 (2) of the Law 40722012 (ldquoImprovement of the
business environment ndash New corporate form ndash Trade Marks
ndash Realtors ndash Regulating maritime port and fishing matters
and other provisionsrdquo) of April 11 2012
Guatemala Article 37 (1) of the Industrial Property Law (Ley de Propiedad
Industrial) of September 18 2000
Honduras Article 98 of the Decree No 12-99-E Industrial Property Law
(Decreto N 12-99-E Ley de Propiedad Industrial) of
December 30 1999
Hong Kong (China) Section 20 (2) of Chapter 559 Trade Marks Ordinance (商標條例) of June 15 2000
(continued)
9Member States Member States of the European Union Iceland Liechtenstein Norway10Member States Austria Belgium Bulgaria France Germany Denmark Greece Estonia
United Kingdom Ireland Spain Italy Cyprus Latvia Lithuania Luxembourg Malta Nether-
lands Hungary Poland Portugal Romania Slovakia Slovenia Sweden Czech Republic
Finland and Croatia
498 Appendix
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
Hungary Article 16 (2) of the Act XI of 1997 as consolidated on January
1 2008
India Article 30 (4) of the Trade Marks Act December 30 1999
Ireland Article 16 (2) of the Trade Marks Act No 6 March 16 1996
Italy Article 1bis (2) of the Trademark Law Royal Decree
No 929 of June 21 1942 (as last amended by Legislative
Decree No 198 of March 19 1996)
Latvia Article 5 (3) of the Law on Trademarks and Indications of
Geographical Origin (Likums par precu zımem un
ģeografiskas izcelsmes noradem) of June 16 1999
Liechtenstein Article 13 (5) of the Law on the Protection of Trademarks and
Geographical Indications (Trademark Protection Law)
(Gesetz uber den Schutz von Marken und Herkunft-
sangaben (Markenschutzgesetz)) of December 12 1996
Lithuania Article 40 (2) of the Law on Trademarks of October 10 2000
No VIII-1981 (as amended on 8 June 2006 ndash by Law
No X-651) (2000 m spalio 10 d Prekiu zenklu istatymas
Nr VIII-1981 (su pakeitimais padarytais 2006 m birzelio
8 d istatymu Nr X-651))
Madagascar Article 68 (1) of the Ordinance No 89-019 Establishing
Arrangements for the Protection of Industrial Property
(of July 31 1989) (Ordonnance n 89-019 instituant un
regime pour la protection de la propriete industrielle (du 31
juillet 1989))
Malta Article 12 (2) of Trademarks Act (Chapter 416) of January
1 2001
Moldova Article 13 (2) of the Law on the Protection of Trademarks
No 38-XVI of February 29 2008 (Lege privind protectia
marcilor nr 38-XVI sin 29 februarie 2008)
Montenegro Article 15 (2) of the Law on Trademarks (ЗАКОН О ЖИГУ)of November 30 2010
Nicaragua Article 29 (1) of Law No 380 Law on Trademarks and Other
Distinctive Signs (Ley N 380 Ley de Marcas y Otros
Signos Distintivos) of February 14 2001
Norway Article 6 (2) of the Trademarks Act (Act No 8 of March
26 2010)
Panama Article 100 (1) of the Law No 35 of May 10 1996 Enacting
Provisions on Industrial Property (Ley N 35 de 10 de mayo
de 1996 por la cual se dictan Disposiciones sobre la
Propiedad Industrial)
Paraguay Article 17 of the Law No 12941998 on Trademarks (Ley N
12941998 de Marcas) of June 24 1998
Poland Article 155 (3) of the Industrial Property Law of 30 June 2000
Portugal Article 259 (2) of the Industrial Property Code (consolidated as
of 2008) (Codigo da Propriedade Industrial (consolidado
em 2008)) of March 5 2003
Romania Article 38 (2) of the Law No 841998 on Trademarks and
Geographical Indications (Legea nr 841998 privind
marcile si indicatiile geografice)
(continued)
Appendix 499
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
States ndash union of states
Provisions regarding the exclusion of the applicability of the
exhaustion of trade mark rights rule
San Marino Article 72 (4) of the Law on Industrial Property of May
25 2005 No 79
Serbia Article 40 (2) of the Law on Trademarks of December
11 2009
Singapore Article 29 (2) of the Trade Marks Act (Chapter 332) of
December 11 1998
Slovakia Article 15 (2) of the Act No 5062009 Coll on Trade marks
(Zakon c 5062009 Zz o ochrannych znamkach) of
October 28 2009
Slovenia Article 50 (2) of the Industrial Property Act (ZIL-1-UPB3) of
23 May 2001 as last amended on 6 February 2006 (as in
force from 11 March 2006)
Spain Article 36 (2) of the Law 172001 of 7 December on Trade-
marks (Consolidated Text Including the Amendments
Made by Law 202003 of July 7 2003 on Legal Protection
of Industrial Designs) (Ley 172001 de 7 de diciembre de
Marcas (Texto consolidado que incluye las modificaciones
introducidas por la ley 202003 de 7 de julio 2003 de
proteccion jurıdica del diseno industrial)) of July 9 2003
Sweden Article 12 (2) of the Trademark Act (20101877)
(Varumarkeslag (20101877)) of September 12 2010
Turkey Article 13 (2) of the Decree-Law No 556 on the Protection of
Trademarks (556 Sayılı Markalarm Korunması Hakkında
Kanun Hukmunde Kararname) of June 24 1995
Ukraine Article 16 (6) of the Law on Protection of Rights to Marks for
Goods and Services (ЗАКОН Про охорону прав на знакидля товарів і послуг) of December 15 1993
United Kingdom Article 12 (2) of the Trade Marks Act 1994 of July 21 1994
Uruguay Article 12 of the Law No 17011 of September 25 1998
Establishing Provisions on Trademarks (Ley N 17011 del25 de septiembre de 1998 Dıctanse normas relativas a las
marcas) of September 25 1998
500 Appendix
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
About the Author
Lazaros G Grigoriadis
PhD Attorney at Law ndash Legal commentator
Faculty of Law
Aristotle University of Thessaloniki (Greece)
Major Publications in Legal Magazines
1 The Application of EU Competition Law in the Pharmaceutical Sector The Case
of Parallel Trade European Business Law Review 12014 pp 141ndash201 (Kluwer
Law International)
2 Exhaustion and Software Resale Rights in Light of Recent EU case law Journal
of International Media and Entertainment Law Vol 5 No 1 pp 111ndash127
(Forums on Communications Law and the Entertainment and Sports Industries
of the American Bar Association and the Donald E Biederman Entertainment
and Media Law Institute of Southwestern Law School)
3 Report from Greece A New Business Entity in Greek Company Law
The Private Company (PC) European Company Law 10 (2013) Issue 6
pp 213ndash215 [Kluwer Law International]
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
501
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
4 Comparative and Keyword Advertising and Trademark Protection in the Light
of EU and US Laws California Western Law Review Volume 44 Issue
2 Spring 2014 forthcoming (California Western School of Law)
5 The question of exhaustion of copyright with regard to a material copy of a work
made by a user of on-line services with the consent of the rightholder Some
considerations in the light of the decision of the Court of Justice of the European
Union in ldquoUsedSoft GmbH v Oracle International Corprdquo of 03072012 (Case
C-1282011) Dikaio Epixeiriseon kai Etairion 32013 pp 1107ndash1117 (Nomiki
Vivliothiki Publications) (in Greek)
6 Copyright and EU Fundamental Freedoms Some considerations in the light of
the decision of the Court of Justice of the European Union in ldquoFootball Associ-ation Premier League Ltd and Others v QC Leisure and Others (C-40308) andKaren Murphy v Media Protection Services Ltd (C-42908)rdquo Dikaio
Epixeiriseon kai Etairion 62013 pp 569ndash580 (Nomiki Vivliothiki Publications)
(in Greek)
7 Parallel Imports and EU Pharmaceutical Regulatory Law Armenopoulos 2013
pp 234ndash258 (in Greek) (Bar Association of Thessaloniki)
8 Parallel Trade in Medicines and EU Law Episkopisi Emporikou Dikaiou
42013 pp 807ndash832 (in Greek) (Sakkoulas Publications)
9 The Community legal framework for the protection against imports of counter-
feit and pirated products Hellenic Review of European Law 2009 pp 23ndash43
(in Greek) (Bar Association of Thessaloniki - Centre of International and
European Economic Law)
502 About the Author
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Index
A
Absolute territorial protection 35 62 63 131
134 139 314
Addition of the parallel importerrsquos trademark
379ndash382 402
Andean Community 60
Arbitrage 5 19
Article 7 (1) of Directive 200895EC 53
54 59 61 120 127 156 157 182
185 196 198ndash200 202ndash206 208
212ndash215 217 218 224 226
228ndash241 245ndash271 273ndash280 282
284ndash290 292 298 303 304 310
314 316 318 319 323 331 334
337 349 351 385 388 392 396
398 405 413 414 420 421 455
469 470
Article 13 (1) of Regulation (EC) 2072009 59
128 196 199ndash200 212 215 219
224 226 229 244 262ndash263 282
285ndash288 292 303 304 316 318
321ndash324 331ndash416 420 421 423
424 469 470 472 473
Artificial partitioning of the markets between
Member States 161ndash163 170 344
349ndash359 361ndash363 377 378 423
472
Authorised goods 3 33 442ndash444
B
Black market 6
Brazil 58 60 76 86 87 269 427 457ndash458
463 473
Law No 9279 of 14 May 1996 457
Burden of proof 128 319ndash324 379 414ndash416
risk of market partitioning 321ndash323
Bypassing the selective distribution network
405ndash408
C
Change 90 139 217 220 270 312 332
335ndash397 400 422 423 430ndash432
442 471 472
Change of the purpose of trademark law
259ndash262
Chicago School 35
China 77 86 269 311 427 452 463 473
Close substitute 16
Closure of national markets 22
Commercial agent 54 582
Commercial policy measure 276
Commercial promotion 32 398
Common market 59 127 129ndash132 135 137
140ndash142 161 173 175 182 184
195 196 202 232 252 254 273
310 314ndash316 355
Community trademark with a reputation 194
259
Comparative advantage 25
Competition 4 9 11 12 16 18 19 25ndash26 29
32 35ndash37 40 41 48ndash49 58 59 62
97 98 103 130ndash141 144 151 182
190 192 195 202 216 217 236
239 242 243 254 265 273ndash275
297 300 303 313ndash315 323 332
353 375 378 405 406 409ndash414
432ndash435 449
Competition law 87 405 406 410 411
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009
LG Grigoriadis Trade Marks and Free Trade DOI 101007978-3-319-04795-9copy Springer International Publishing Switzerland 2014
503
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Concept of ldquoconsentrdquo within the meaning of
Articles 7 (1) of Directive 200895
EC and 13 (1) of Regulation
(EC) 2072009 (cont)cases of consent
breach of contractual provisions in the
trademark licence 297ndash303
combination cases of consent 291ndash303
forced sale of a trademarked good by
court order 296
marketing of a trademarked good by an
authorized (exclusive or selective)
distributor 295ndash296
marketing of a trademarked good by an
undertaking of the same group
293ndash294
marketing of a trademarked good by a
trademark licensee 294
expression of consent 286ndash290
scope of consent 283 290ndash291
Concept of ldquoputting on the marketrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
distribution free of charge of trademarked
items 224 420 469
donation of trademarked goods 221
importation of a trademarked good 354
356
internal transit 222 419 468
offer for sale of a trademarked good 217
placing non-Community goods under the
customs warehousing procedure
223
placing non-Community goods under the
external transit procedure 223
preparatory actions for selling a
trademarked good 221 419 468
sale of trademarked goods 218 221 244
419 468
sale of trademarked goods under reservation
of title 220 221 419 468
shifting of the profit or loss namely the
economic risk of any onward sale of
a trademarked good 54 180 219
transfer of ownership of a trademarked
good by way of security 221 419
468
transfer of the (actual) right of disposal of a
trademarked good 219 220
Concept of ldquotrademarked goodrdquo within the
meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
concept 221 285
distinction between goods and services 75
239 254
goods registered as trademarks 216
item of a trademarked product 216
items serving the provision of services 214
215
place where a trademarked product has
been manufactured 214
place where a trademarked product has
been put on the market 213 420
469
service marks 214ndash216
Concerted practice 135 406
ldquoConnection between the forms of commercial
userdquo (ldquoLehre vom Zusammenhangder Benutzungsartenrdquo) 51
Consumer 4ndash6 8 11 15ndash17 19 21ndash40
47ndash49 64 96 150 151 153 154
167ndash169 171 173 175 195 216
217 236 238 240 243ndash245 254
255 262 264 265 274 290 308
333 338 340 343 359 360 362
364 367 368 371 372 374 378
381 382 385ndash387 389ndash392 400
402 411 430 431 433 436
439ndash448 453 456
Consumer associations 16 255 391
Consumer confusionConsumer deception
26ndash27 32ndash34 430 440 443 446
447
Consumer information 16 34 38 173 372
402 446
Consumerrsquos per capita income 8 15
Consumer welfare 24 25 35
Copyright 29 37 41 52 79 86 111 132 135
137 138 147 179 191 197 250
264ndash267 317 412 413 429 433
449
Cost differentials 15ndash16
Cost of production 15 28
Cost of supply and processing rawmaterials 15
Counterfeit goods 6 46 75 431 436 452
D
Damage to or risk of damage to or unfair
exploitation of the reputation of the
trademark borne by parallel
imported goods
within the framework of the circumstances
under which the goods are marketed
401ndash404 408 423 472
within the framework of the independent
traderrsquos advertising 398ndash401 403
423 472
504 Index
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Decrease of the trademarkrsquos goodwill
(economic value) 34ndash35 40
Delimitation agreements 135 136
Demand structure 22ndash26
Differences in local demandndashDifferent
competition conditions 16
Different marketing strategies
pull strategy 17
push strategy 17
Different prices 5 7 14ndash18
Different quality 15 442
Directive 200895EC
Article 5 of Directive 200895EC 250 251
Article 6 of Directive 200895EC 196
Article 7 of Directive 200895EC 59 127
198ndash200 204ndash208 214 215 235
240 248 278 332 333 343 455
Directive 89104EEC
Article 5 of Directive 89104EEC 239
320 422 471
Article 6 of Directive 89104EEC 196
Article 7 of Directive 89104EEC
196ndash198 204ndash208 214 239 240
248 320 343 422 471
Distribution agreements 43 296 407
Doctrine of ldquocommon originrdquo [ldquoTheorie der
Ursprungsgleichheitrdquo in German]
contractual assignment 172 174 177
governmental act 172 174 177
Doctrine of Community exhaustion of rights
178ndash181
Doctrine of ldquoessential function of the rightrdquo
(ldquoLehre von der wesentlichen
Funktionrdquo in German) 171ndash172
Doctrine of ldquoexerciseexistence of the rightrdquo
[ldquoLehre von Bestand und
Ausubungrdquo in German] 143ndash146
Doctrine of specific subject-matter of the right
[ldquoLehre von dem spezifischen
Gegenstandrdquo in German] 147
Dominant position
abuse 137 138 140 317 318
holding a dominant position 452
Downstream market 217
Duration of protection
of other intellectual property rights 266
of trademark right 266
E
Economic efficiency 26 27 35 36
EEA Agreement 59 197 200 203 207 214
227 228 235ndash238 244ndash248 291
308 309 312 455 470
Effectiveness of investment 31
Effet utile
Articles 34 and 36 of the TFEU 6 55 115
127 130 132 133 139ndash144
152 169 172 173 183 189 190
198 206 229 236 242 267ndash268
271 274 281 282 303 311
317ndash321 324 333 339 341 349
378 407 410 413ndash415 420 422
469 471
provisions related to economic policies of
the EU 268ndash271 311 420 469
Efficient allocation of resources 25
End user 8 47 49 153 167 169 195 264
338 340 343 367 368 372 411
Essential function
copyright 264
patent 264
rewarding the proprietor of the right
(ldquoBelohnungsgedankerdquo in German)
265
trademark 45 47 64 132 151 154ndash158
160 161 165 168 171 172 175
177 195 224 290 292 355 356
364 368ndash370 411 431
Establishment of a minimum legal framework
for intellectual property protection
80
EU economic policies
balanced economic growth 270
convergence of the economic performances
of the Member States 112
full employment 270
price stability 270
EU primary law 133 198 206 215 226
271ndash280 316 318
Exchange rate fluctuations 13 18ndash20 22
ldquoincomplete pass throughrdquo of exchange
rates 18 19
Exportingsource country 4
Extension of the rules enshrined in Articles
7 (2) of Directive 200895EC
and 13 (2) of Regulation
(EC) 2072009
by the national court 307ndash312 409
by virtue of International Agreements
307ndash312
F
ldquoFortress Europerdquo [ldquoFestung Europardquo in
German] 269
Free riding
free riding on goodwill 29 30
free riding on services 29 31
French law on trademarks of 1964 191 195
Index 505
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
G
GATT 1994
Article III (4) of GATT 1994 80 109ndash110
Article XI of GATT 1994 103 107 109
Article XIX of GATT 1994 108ndash109
Article XXIV of GATT 1994 104
117ndash120 278 309
Article XX(d) of GATT 1994 98 107 108
111ndash117
Article XXVIII of GATT 1994 120 279
GATTWTO Law 76 105 123 199 207ndash208
241 249 271ndash280 308 420 468
469
Genuine product 364
German Law on trademarks of 1936 190 191
Goods of the entertainment industry 41
Gray market 3 4 6 11 12 27ndash40 443 446
447
Gray market goods 3 12 23 29 33 34
37ndash39 46 90 445ndash449
I
Identical or similar products 192 411
Identifiable markets 7
Impairment 41 64 69 335ndash396 399 422 471
Importingdestinationtarget country 4
Improper use of rights 135
Independent trader 5 8ndash14 20 27 29ndash33
38ndash40 56 62 90 128 152 191
192 238 240 244 268 274 303
305 320ndash324 334 337 338 357
393 397ndash405 407 408 411 416
423 424 431 432 445 472 473
India 15 60 77 86 87 269 427 457 463 473
Trademarks Act 1999 (No 47 of 1999) 457
Industrial design right 41 135
Industrial development 24
Infringement of the contractual obligations 20
Innovation 23 96
Interbrand competition 18 32 41 62 300
Intermediate policies on the legality of parallel
imports 37ndash39
International Trademark TreatiesAgreements
Conventions 75
Intrabrand competition 11 12 25ndash26 35 40
41 48 58 62 97 134 139 243
300 432 434 435
Investments
related to research and development
(RampD) 23 24
related to the cost of sale of goods 23 385
Italian Law of 1942 191
J
Japan 60 77 112 255 269 427 443
455ndash457 463 473
L
Legal effects of Articles 7 (1) of Directive
200895EC and 13 (1) of
Regulation (EC) 2072009
(re-)affixing the trademark 339
using the trademark in advertising 305
using the trademark in marketing 304ndash305
Legal effects of Articles 7 (2) of Directive
200895EC and 13 (2) of
Regulation (EC) 2072009
financial remedies 409
principle of proportionality 409
Legality of non-price vertical restraints 25 35
36 48 130
Luxury products 47 149 164 166 167 260
261 306 338 371
M
Margin profits 11 12 15ndash17 24 243
Market power 17 22
Mark-up 16 18
Measures having equivalent effect 108 130
141ndash143 159 181 183
Mercosur 60 457 458
Monopoly 17 46 50 64 435
N
National trademark with a reputation 212
Non-price vertical restraints 35 36
Norway 77 82 203 235ndash238 245ndash247 427
454ndash455
The Trademarks Act (Act No 8 of March
26 2010) 455
O
Objective of trademark law 168
Overcapacity for a product 20
P
Parallel application of the TRIPs Agreement
and the GATT 1994 104ndash106
Parallel import
classification of parallel imports of
trademarked goods cases 41ndash44
506 Index
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
forms of parallel imports 6 42 157 347
356 358
issue of the legality of parallel imports of
trademarked goods 42 48 49 62
63 91 123 133 139 189ndash193 201
207 232 271ndash278 311 312 342
430 467
proposed approaches for resolving the issue
of the legality of parallel imports of
trademarked products 45ndash61
Parallel importer 3 5 6 8 9 11 19 20 27
34 40 46 61 63 64 90 95 155
157 166 170 238 240 262 291
305 319 322 323 335 336
338ndash340 344 349 350 357ndash360
362 367ndash369 372ndash376 378ndash382
397 402 403 406 408 409 411
414ndash416 422 424 432 442 444
447 457 468 471 473
Parallel trade 3ndash5 7 8 12ndash14 18ndash29 39ndash42
49 56 58 60 64 65 95 97 98
104 108 113 123 131 132 135
138 140 142 150 164 167 168
182 189 202 223 242 243 260
266ndash270 282 315 316 319 338
340 341 357 375 377 378 382
404 408 410 413 434
Patent right 41 51 52 55 81 98 115 135
152 178ndash180 191 264 266 296
413 429 433 456
Pharmaceutical products 23 41 149
154ndash166 168 306 332 337 338
341ndash348 352 354 355 358ndash361
363 367ndash371 376 380 397
Pirated goods 6 242
Price discrimination 17ndash18 21ndash25 114
PrincipleDoctrineRule of Exhaustion of rights
[ldquoαρχή της ανάλωσης τoυδικαιωματoςrdquo (in Greek)
ldquoErschopfungsgrundsatzrdquo
(in German) ldquoepuisementrdquo
(in French) ldquoesgotamientordquo
(in Spanish) ldquoesaustaordquo
(in Portuguese) ldquoshomorironrdquo or
ldquoshojinronrdquo (in Japanese)]
advantages of the principle of exhaustion of
rights 51
concept 51
consent 51
legal effects 55 277 303ndash306
legitimate reasons for excluding the
applicability 391 422 471
putting on the market 53 204 217ndash303
419 468
typesregimes of exhaustion of rights
internationalworldwide exhaustion of
rights 60
national exhaustion of rights 58 112
113 115 116 450 451 453 455
458
regional exhaustion of rights 59 93 94
107 110ndash113 115ndash117 467
Principle of free movement of goods 63 131
140 143 174 232 237 251 256
257 260 276 300 334 365 367
Principle of national treatment 80 89
Principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
Principle of the General Elimination of
Quantitative Restrictions and
Equivalent Measures 103
Principle of the most favoured-nation
treatment 80 81 99 104 308
Principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
Production efficiency 26 27
Property right 4 6 7 28 29 41 51 52 55 57
59 60 76 79ndash83 85ndash88 91ndash94
96ndash99 105 114ndash116 118 127
130ndash135 137 141ndash146 152 159
180 191 193 197 217 227 228
231 233 238 242 244 248
263ndash267 284 288 296 297 308
309 318 409ndash414 421 449 456
470
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009
ldquoAmended Proposal for a Council
Regulation on the Communitytrademarkrdquo 256ndash258 300 342
ldquoAmended Proposal for a First Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 258 300 312 342
Commission Memorandum on the creation
of a Community trademark (1976)
252
Commissionsrsquo Explanatory Memorandum
to the Regulation on Community
trademarks 254
Index 507
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Putting on the market within the EEA within
the meaning of Articles 7 (1) of
Directive 200895EC and 13 (1) of
Regulation (EC) 2072009 (cont)Commissionrsquos ldquoProposal for a Council
Regulation on Community
trademarksrdquo 253ndash256 341
Commissionrsquos ldquoProposal for a first Council
Directive to approximate the laws of
the Member States relating to
trademarksrdquo 253ndash258 300 312
341 342
ldquoDraft Council Directive to approximate
the laws of the Member States
relating to trademarksrdquo of July 1979
253
ldquoDraft Council Regulation on the
Community trademarkrdquo of July
1978 253
internet sales 244
ldquoPreliminary Draft of a Convention for a
European TradeMarkrdquo (1964) 252
Protocol 28 to the EEA Agreement 197
200 203 227 228 244 247 308
419 455 468
Q
Quantitative restrictions 103 107 111 130
139 141ndash143 159 181 183 229
323
R
Rationale of patent law 51
RampD See Research amp Development (RampD)
Regulation (EC) 4094
Article 9 of Regulation (EC) 4094 244
Article 12 of Regulation (EC) 4094 196
Article 13 of Regulation (EC) 4094 196 197
Regulation (EC) 2072009
Article 9 of Regulation (EC) 2072009 244
Article 12 of Regulation (EC) 2072009
196
Article 13 of Regulation (EC) 2072009
199ndash200
Regulation (EEC) 12385 406
Regulation (EU) 3302010 406
Removal of the trademark 338 381ndash383 402
Removal or elimination of identification
numbers 376ndash379
Repackaging a trademarked good imported in
parallel
addition of new user instructions or
information 158 363
affixation of a new label to the original
packaging 338
alteration of the contents or the appearance
of the external packaging 158 338
conditions for the legality 273 346
replacement of the accompanying product
158 415
replacement of the packaging 159 338
359
Repair or reprocessing works
addition of a relevant indication 394
change in the colour or shade of a
trademarked good 391ndash395
change of the intended purpose or the basic
design of a trademarked good 387
deterioration in the quality level of a
trademarked good 387ndash389 391
392
extent of the works carried out 384ndash387
impact of the repair work on the functioning
of a trademarked good 389ndash390
importance of the replaced parts for the
goodrsquos operation 390
origin of the spare parts used for the repair
of a trademarked good 392ndash394
Replacement of the original trademark of a
good imported in parallel 348ndash350
355
condition for the legality 352 356 364
373 374 395 366 370
Resale price maintenance (RSP) 31
Research amp development (RampD) 23 24 28
31
Restriction of competition 315
Returns 35
Reward 51 179 180 264 265 413
Rule of reason 61 62
Russia 58 269 427 453 463 473
Trademark Law 3520-1 of September
23 1992 as amended by the federal
law 166-FL on December 11 2002
453
S
Second stock 10
Services
after sales services 23 24 27 29 31
before sales services 31
services non-relating to the production or
the distribution of goods 216
508 Index
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
services relating to the production or the
distribution of goods 216
Sherman Act 48 49 435
Single international enterprise 43 280 435
451
Socio-economic welfare 13 21ndash28 65 96
123 269
South Korea 427 458 463 473
Spare parts 41 196 385 386 392ndash394
Switzerland
1891 Swiss Trademark Law 453
Swiss Trademark Law of 1992 454
T
Taxation systems 15
Theory of Ramsey pricing 22
Trademark
advertising function (or ldquoinvestment
functionrdquo ldquoWerbefunktionrdquo in
German)
luxury products 164
pharmaceutical products 164
criterion for the protection 146 162 178
389 394
definitions of trademarks 335ndash337
distinctiveness 41
economic valuegoodwill 20 26 27 29
31 32 34ndash35 37ndash40 46 47 53 64
97 113 116 136 180 216 219
221 224 225 280 346 430ndash436
441ndash443 451 456
exhaustion of rights 51ndash61 63 65 81ndash89
92 94 99 110 113 117 127
178ndash181 202 220 221 230 236
254 256 260 281 294ndash296 305
429 450ndash455 458 467
guarantee function (or ldquoquality functionrdquo
ldquoQualitatsfunktionrdquo in German)
luxury products 167
pharmaceutical products 168
origin function [ldquoprimary functionrdquo or
ldquoessential functionrdquo or ldquomain
functionrdquo of trademarks
ldquoHerkunftsfunktionrdquo or
ldquoHauptfunktionrdquo in German]
Article 36 subparagraph 2 of the EEC
Treaty (now Article 36 of the
TFEU) 159 164
pharmaceutical products 154ndash158
repackaging of a good imported in
parallel 33 336 387 390
replacement of the trademark originally
borne bya good imported in parallel
306 332 359 363 364 415
principle of territoriality
[ldquoTerritorialitatsprinziprdquo in
German] 50
principle of Universality
[(ldquoTerritorialitatsprinziprdquo in
German)] 50
reputation of trademarks 147ndash149 160
163ndash167 170 171 259 344 346
352 361 369ndash374 376 378ndash383
385 386 389ndash392 395 397ndash405
408 415 416 423 433 472
service marks 214ndash216
sign 35 41 42 75 91 190ndash195
Trademark law 4 35 37 40 45 46 49 50 53
54 56 58 63 64 75 76 91 113
127 133 167 168 173 189 190
198 199 207 216 217 219ndash221
233 239 248 255 256 263 272
289 293ndash296 300 303 305 319
331 332 405 406 409ndash411 433ndash
435 450ndash455 457 458 463 473
Trademark licensee 42 44 48 49 54ndash56 62
63 131 135 138ndash140 152 153
170 292 294 297ndash302 421 445
470
Trademarkrsquos functions 61 260
Trans-Pacific Strategic Economic Partnership
Agreement 60
TRIPs Agreement
Article 6 of the TRIPs Agreement 28 65
81ndash89 91 98 99 105 114ndash116 123
Article 7 of the TRIPs Agreement 96 123
308
Article 16 of the TRIPs Agreement 83 91
Articles 3 and 4 of the TRIPs Agreement
82 83 93ndash95 99
Preamble 79 80 83 88 89 91 92 96ndash99
105 106 308 309
preparatory work 96ndash98
Turkey 58 77 269 427 455 463 473
Decree-Law No 556 on the Protection of
Trademarks (of June 27 1995) 455
U
Unauthorized goods 3 4 8 25 29 31 36 38
Unemployment 36
Unfair competition law 32 37 40 192 202
303 332 406 409ndash414 433
Index 509
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-
Uniform Law of Benelux of 1962 191 192
195 201
Uniform pricing 13 22 23
Uruguay Round of Multilateral Trade
Negotiations 76 85 88
USA
19 CFR 13321 (c) (1972) 437ndash444
19 CFR sect 13323 (a) (1) and (2) and sect 1332
(d) 439
ldquofirst sale doctrinerdquo 429ndash430
Sec 42 of the Lanham Act of 1946
likelihood of confusion 85 90 91
193ndash195 333 436 443 453
Sec 337 of the 1930 Tariff Act 444ndash450
Sec 526 (a) of the Tariff Act of 1930
ldquoauthorized usedrdquo exception 437 438
Cellar Bill 435
ldquocommon controlrdquo exception 437ndash439
ldquocommon ownershiprdquo exception
437ndash439
ldquogenuine goods statuterdquo 434
US common law
trademarkrsquos goodwill 34ndash35 39 40
431ndash433 441
trademarkrsquos origin function 45 46 61
150 224 231 259 262 333 397
399 430ndash431
US positive law 433ndash450
W
White market 6
World Trade Organization (WTO) 28 76 80
81 95 97 98 105 106 112ndash117
123 199 207ndash208 241 249 268
271ndash280 308 420 468 469
510 Index
- Case Law
-
- Austria
- Canada
- EFTA Court
- European Union
-
- European Court of First Instance (Now European General Court)
- European Court of Justice
-
- Finland
- France
- GATT
- Germany
- Holland
- Italy
- Japan
- Malaysia
- South Korea
- Sweden
- Switzerland
- Thailand
- United Kingdom
- USA
-
- Appendix
- About the Author
-
- Major Publications in Legal Magazines
-
- Index
-