Building blocks of economic resilience to climate change: a south east Australian fisheries example
-
Upload
independent -
Category
Documents
-
view
0 -
download
0
Transcript of Building blocks of economic resilience to climate change: a south east Australian fisheries example
ORIGINAL ARTICLE
Building blocks of economic resilience to climate change:a south east Australian fisheries example
Ingrid E. van Putten • Sarah Jennings • Stewart Frusher • Caleb Gardner •
Marcus Haward • Alistair J. Hobday • Melissa Nursey-Bray • Gretta Pecl •
Andre Punt • Hilary Revill
Received: 18 July 2012 / Accepted: 30 March 2013
� Springer-Verlag Berlin Heidelberg 2013
Abstract Climate change will impact on ecological,
social, and economic elements of fisheries; however, the
three are seldom considered in an integrated fashion. We
develop a fishery-level assessment of economic resilience
to climate change for the Tasmanian rock lobster fishery, a
linked social–ecological system. We outline the main cli-
mate change forcing influences that link climate change to
the fishery via changes in lobster abundance, distribution,
and phenology. Using a bottom-up approach, we identify
twelve economic attributes strongly related to the fisheries’
economic resilience to climate change. Resilience attri-
butes are grouped according to the level of the economic
domain (business, sectoral, and governance). Attributes are
then evaluated to determine the overall economic resilience
of the rock lobster fishery in the context of the specific
nature of predicted climate change effects. We identify
areas of low resilience in the economic sub-system for this
fishery. Evaluating the economic resilience of regional
fisheries using this integrated, interdisciplinary framework
provides a practical, parsimonious, and conceptually sound
basis for undertaking comprehensive and contextually tai-
lored assessments of climate change impacts and economic
vulnerability. The framework can be extended to include a
broader range of climate change impacts and the social
domain of the human sub-system.
Keywords Climate change � Economic resilience � Rock
lobster fishery � Social–ecological system � Adaptation
Introduction
Changes are already occurring in marine environments that
are consistent with expectations under climate change
(IPCC 2007; Burrows et al. 2011; Lough and Hobday
2011). Even though there are significant uncertainties
associated with the timing, location, and magnitude of
future climate change (Hobday 2010), biological impacts
I. E. van Putten (&)
Wealth from Oceans Flagship, CSIRO Marine and Atmospheric
Research, Hobart, TAS, Australia
e-mail: [email protected]
I. E. van Putten � S. Frusher � C. Gardner � M. Haward � G. Pecl
Institute for Marine and Antarctic Studies, University of
Tasmania, Hobart, TAS, Australia
I. E. van Putten � S. Jennings � S. Frusher � M. Haward �A. J. Hobday � M. Nursey-Bray � G. Pecl
Adaptation Research Network for Marine Biodiversity and
Resources (NCCARF), Hobart, Australia
S. Jennings
School of Economics and Finance, University of Tasmania,
Hobart, TAS, Australia
A. J. Hobday
Climate Adaptation Flagship, CSIRO Marine and Atmospheric
Research, Hobart, TAS, Australia
M. Nursey-Bray
Department of Geography, Environment and Population,
University of Adelaide, Adelaide, Australia
A. Punt
School of Aquatic and Fishery Sciences, University of
Washington, Seattle, USA
H. Revill
Tasmanian Department of Primary Industries and Water, Wild
Fisheries Management Branch, Hobart, TAS, Australia
123
Reg Environ Change
DOI 10.1007/s10113-013-0456-0
will include changes in marine species abundance
(Simpson et al. 2011), distribution (Last et al. 2011),
physiology (Somero 2010; Neuheimer et al. 2011), and
phenology (Dufour et al. 2010), affecting, amongst other
things, future fisheries’ catches and profitability (Hobday
et al. 2008; Cheung et al. 2010; Grafton 2010) and
challenging sustainability and food security (Rice and
Garcia 2011).
Some argue that because fishers have historically coped
with short-term uncertainty in biological and economic
conditions, and inter-annual variation in resource avail-
ability as a matter of course, they have a relatively high
capacity to adapt to the longer-term challenges presented
by climate change (Mazur et al. 2010; Pitcher and Ains-
worth 2010). However, climate change threatens to push
marine systems beyond their historical ranges of variability
and uncertainty, creating a complex and unpredictable mix
of challenges (Perry et al. 2011). Effective fishery-level
adaptation planning must be underpinned by an under-
standing of the way in which climate and other drivers
force change in the biophysical system and the effect of
resulting perturbations on the fishery and the role of
resilience of the linked socio-ecological system in deter-
mining vulnerability (Adger et al. 2005; Allison et al. 2005,
2009; O’Brien et al. 2007).
One way to depict this social–ecological fishery system
is through linking three major sub-systems: the forcing
system (Anderson and Anderson 2010), the biophysical
system, and the human system (Fig. 1). Arrows indicate
connections and feedback between all three sub-systems.
The human sub-system consists of linked economic and
social domains.
The arrows on the left hand side of Fig. 1 indicate the
feedback impacts of the human sub-system on climate
change (e.g. greenhouse gas emissions) and the biophysical
system (e.g. fishing and pollution). The human sub-system
is impacted by aggregate biophysical climate change
effects, such as changes in species distribution, abundance,
and fishable biomass. Change in the human sub-system of
the fishery is also forced indirectly via changes in the rel-
ative prices of both inputs and outputs (e.g. Perry et al.
2011). While difficult to predict, the forcing of change on
the human system via general equilibrium effects in mar-
kets at various scales (regional, national and global) may
present important sources of climate change-related expo-
sure for regional fisheries.
The human component of regional fisheries systems is
also perturbed by changes in climate that directly affect
human activity in the marine environment (light grey arrow
in Fig. 1) such as an increase in the frequency of high wind
events (and storms) which directly affects the number of
‘fishable’ days, fuel efficiency, insurance costs, maintain-
ing shore-based community infrastructure, such as
wharves, and design of fishing gear.
The resilience of this socio-ecological can be defined as
its ‘‘ability to absorb disturbances while retaining the same
basic structure and ways of functioning, the capacity for
self-organisation, and the capacity to adapt to stress and
change’’ (IPCC 2007, p. 880). This definition effectively
encompasses both the static notion of resilience where a
system retains its original way of functioning (Rose 2004)
and the dynamic characterisation of resilience (Kelly and
Adger 2000) where the systems reorganises into a new
state.
In this study, we provide a framework for ‘unpacking’
the static notion of economic resilience at the scale of an
individual fishery. We use the Tasmanian rock lobster
fishery which is located within a marine climate change hot
spot (Hobday and Pecl in review) as a case study, and draw
on, and extend the work of Pecl et al. (2009), and Nursey-
Bray et al. (2012). We begin by describing the lobster
fishery as a complex social–ecological system (Perry et al.
2011; Ostrom 2009) and contextualise our discussion on
economic resilience. We then present a qualitative assess-
ment of predicted climate change forcing influences on the
biology and ecology of the lobster and the implications for
lobster abundance, distribution, and phenology. We iden-
tify and organise economic resilience attributes for the
fishery according to a three-level classification which
enables us to identify particular areas of resilience. The
Fig. 1 Characterisation of regional fishery as a social–ecological
system showing relationships, including feedbacks, between predicted
climate change forcing influences, biological and ecosystem pertur-
bation variables, climate change effects, and the domains of the
human sub-system
I. E. van Putten et al.
123
framework for assessing fishery-level economic resilience
effectively connects the human domain to climate change-
induced biophysical perturbations.
A number of studies have developed biological, social,
and economic indicators of resilience (Moss et al. 2001;
Eriksen and Kelly 2007; Allison et al. 2009) and of general
‘economic health’ (Moss et al. 2001; Eriksen and Kelly
2007; Allison et al. 2009) for fisheries. However, we
deliberately focus on key economic attributes that are
strongly linked to the ability of a fishery (in this case
southern rock lobster) to cope with projected effects of
climate change in this socio-economic system.
The Tasmanian rock lobster fishery
The southern rock lobster growth rates and population
dynamics are influenced by warmer sea surface tempera-
tures (SST’s). The ocean on the east coast of Australia,
where this lobster occurs, is warming (Allison et al. 2009;
Badjeck et al. 2010) at almost four times the global average
(2.28 �C per century on the east coast) (Poloczanska et al.
2007; Hobday et al. 2008; Lough and Hobday 2011) due to
both general ocean warming and a southward extension of
the East Australia Current (EAC) (Ridgway 2007; Hill et al.
2008). While warmer sea surface temperatures (SST’s) are
considered the primary variable influencing the rock lob-
ster, additional variables may also have an impact. For
example, wind speed, ocean current speed, and direction
influences settlement patterns of lobster larvae (Ridgway
2007; Hill et al. 2008). In addition, ocean acidification may
adversely affect organisms that use calcium carbonate for
their skeletons and shells (Griffin et al. 2001), as well as
other non-morphological traits (Hall-Spencer et al. 2008).
Rock lobsters have a complex life history, with a pro-
tracted phyllosoma larval stage (12–24 months) in oceanic
waters off the continental shelf. At the end of this phase,
puerulus recruit to coastal reefs and begin the benthic phase
of their life cycle (Munday et al. 2009). Growth occurs in
discrete steps, with juvenile lobsters typically moulting
several times each year. Mature lobsters typically moult
only once per year. Females are generally smaller than
males as they divert greater energy into reproduction.
There is extensive spatial variation in rock lobster growth
rates with smaller slower-growing lobsters in cooler southern
regions and faster larger-growing lobsters in warmer northern
regions around Tasmania (Gardner et al. 2006). Growth is
also affected by food availability and population density
(Punt et al. 1997). Juvenile and adult lobsters live in rocky
reef and are targeted by the fishery in depths from intertidal to
150 m. Inshore reefs are dominated by macroalgae down to
around 25 m with sponges and other encrusting invertebrates
dominating deeper reefs.
Rock lobsters rocky reef habitat is undergoing change in
some areas through overgrazing from the urchin Centro-
stephanus rodgersii. This species has extended its range
southward into Tasmania over the last 30 years and creates
so-called urchin barrens (Chandrapavan et al. 2009). The
southward incursion of C. rogersii and its successful estab-
lishment in Tasmanian waters are due to higher average water
temperatures during the larval period in late winter and
increased larval transport by the southerly extension of the
EAC (Ling et al. 2009). Populations of C. rogersii estab-
lishing in Tasmania appear to have been released from pre-
dation pressure as the numbers of large lobsters that prey on
the urchin have declined. The climate change forcing influ-
ences have also led to changes in a range of other species
including the eastern rock lobster Sagimarius verreauxi,
which is currently captured in low numbers in Tasmania
(Ling 2008). Rock lobster is predated on by a range of finfish
species and octopus (Last et al. 2011; Johnson et al. 2011).
The Tasmanian rock lobster (Jasus edwardsii) fishery is
the second largest commercial Tasmanian wild harvest
fishery in terms of revenue, estimated to be $72 million at
the first point of landing (2008/09 quota year, DPIW
database April 2009). In 2007, there were 221 active
licensed vessels. There is also a popular recreational rock
lobster fishery with 10 % of the total allowable catch
(TAC) allocated to this sector.
The rock lobster catch is mainly sold live into Asian
markets with 80 % shipped to China. The Chinese market
tends to be controlled by Chinese importers with a few
wholesale buyers controlling the entry points (Mills et al.
2006; Harrington et al. 2007). The beach price is mainly
determined by seasonal changes in demand from these
overseas markets and currency exchange rates. Traits of the
individual lobster, including weight and colour, affect price.
Premium prices are paid for lobsters with dark red shells that
are caught in shallow water (Griffiths and Pauley 2002).
Rock lobster is managed using output controls and
individual transferable quota (ITQ), the latter of which
were introduced in 1998. Quota allocation per unit is a
function of the total allowable commercial catch (TACC).
Fishers can operate for the majority of the year, but tra-
ditionally, catches peak during the summer months of
November to February. Female rock lobster can only be
harvested between November and April.
There are substantial differences between fishers in
terms of landing ports, vessel size, seasonality of fishing
activity, and quota ownership characteristics. Small vessels
are generally not equipped to travel to the more remote and
rough-fishing grounds. Catch is landed at many ports
around Tasmania. At the landing ports, processors take
possession of the catch, transporting it to their premises for
subsequent export. Greater separation between active
fishing and quota ownership has been observed and there
Building blocks of economic resilience
123
are expanding classes of both fishers who are reliant on
leasing quota and those who are non-fishing investors
(Hamon 2008; Chandrapavan et al. 2009).
Methodology
Our analysis is centred on qualitative social research
methods and uses a structured, mixed method approach. As
Espinosa-Romero et al. note, such approaches ‘‘can help
stakeholders and managers construct (a) framework …based on the values of the participants, which can be used
to create, evaluate and select between alternatives’’ (2011,
p. 576) This approach links primary data obtained from the
research team and other key informants with data from
secondary sources such as scientific papers and the broader
grey literature. Expert opinion can bridge incomplete pro-
cess understanding and a lack of experimental data. Expert
opinion can also be used to operationalise academic
research, in particular when timescales are short and policy
demands urgent (Vrana et al. 2012).
The research drew on key elements of adaptive capacity
identified from the literature, recognising an increasing
interest in socio-ecological systems as frameworks for
enhancing adaptation and sustainability (see for example,
Ostrom 2009). Adaptive capacity can be defined as the
resources available to adapt to change as it occurs and the
capability to deploy these resources in order to achieve
adaptation goals. The economic condition of individuals and
groups is an indicator of resilience (Rowan et al. 2012; Brand
and Jax 2007).
We use a ‘bottom-up’ approach incorporating an expert
workshop to operationalise the assessment of economic
resilience within the socio-ecological system. The 10 mem-
ber research team drew on a breadth of disciplinary back-
grounds (economics, political science, geography, fisheries
science, management, and marine ecology) and utilised data
obtained in a major study of the likely impacts of climate
change on the rock lobster fishery (Pecl et al. 2009; Nursey-
Bray et al. 2012). Team members, who had worked together
on previous projects, had also all been involved in interdis-
ciplinary work and understood the principals of a socio-
ecological system. The aim of the 1-day workshop, which
was to assess the climate change relevance of economic
resilience attributes in the fishery, was clearly explained to
team members both prior to and at the workshop. The
development and scoring of the economic resilience attri-
butes was carried out in four steps outlined below:
1. literature review:
• a comprehensive list of economic resilience attri-
butes was prepared (i.e. Anderson and Anderson
2010a).
2. pre-workshop information briefing:
• the aim of the workshop was explained and team
members familiarised themselves with economic
resilience attributes.
3. workshop:
• economic resilience attributes considered most
relevant to climate change were prioritised;
• each of the attributes was allocated to either the
micro-, meso- or macro-scale category;
• the process by which the attribute is affected by
climate change was described (abundance, distri-
bution, and phenology);
• the way in which each economic attribute contrib-
utes to resilience was described, and
• the current status of the economic attribute in the
system was established.
The 1-day workshop provided an avenue for face-to-
face interactions. The iterative convergence towards a
common assessment was achieved post-workshop, via
online (and email) discussions over a period of 5 months.1
These post-workshop discussion achieved the following:
• a deepening of the understanding of the relationship
between climate change effects (abundance, distribu-
tion, and phenology) and individual economic resil-
ience attributes;
• an iterative exchange of reasoning and opinion to
achieve a consensus scoring of the current status of
economic resilience attributes in the system;
In this way, the ability of the rock lobster fishery to cope
with the predicted effects of climate change was evaluated
against a total of twelve individual economic resilience
attributes which were linked to the three climate change
effects (abundance, distribution, and phenology). A sub-
jective scoring of high or low resilience strength was
assigned to each attribute by the expert team. A high (low)
scoring indicated that, with respect to that particular eco-
nomic resilience attribute, the consensus view of the team
of experts was that the fishery was (was not) well posi-
tioned both to meet the challenges and to take advantage of
the opportunities presented by climate change. In cases
where the current status of the attribute was considered to
afford no particular advantage or disadvantage in this
respect, a ‘neutral’ level was assigned.
1 Due to workshop participants’ time constraints further input and
discussion were sought via email and through the provision of
comments in writing. Agreement on the scoring of attributes was
achieved in this manner.
I. E. van Putten et al.
123
Results
Linking climate change to rock lobster biology
and ecology
To understand the links between (1) the climate change
forcing influences, (2) the biological and ecosystem per-
turbation variables, and (3) the direct and indirect eco-
nomic impacts are complex. We first summarise and
classify each perturbation variable according to whether it
affects lobster abundance, distribution, and/or phenology
(Table 1) then link this to the economic system in the next
Section.
The uncertainty associated with the predicted effect of
forcing influences on each perturbation variable is largely
undetermined and hence, not indicated in Table 1. Simi-
larly, information on the ‘strength’ of the impact of forcing
influences on the perturbation variables is not widely
available. For instance, even though rising sea temperature
is known to affect all nine perturbation variables, it is
unknown which variable will be most severely affected. It
is also not known which perturbation variable will have the
greatest impact on the fishing resource in terms of its effect
on abundance, distribution, and phenology. Second order
effects, such as the expected colour change of rock lobster
due to changes in spatial and depth distribution, are not
shown in Table 1.
Economic resilience attributes
Four attributes captured the ability of individual rock lob-
ster fishers and of the owners of quota entitlement to cope
with and adapt to climate-related changes. At the fisher
level, key economic resilience attributes are profitability
and product mix. For quota asset owners, return on capital
and access to capital are key to economic resilience. At the
sectoral level, five contextually important resilience attri-
butes were identified. Three of these, namely diversifica-
tion, information flow, and sectoral climate change
planning, relate to fishery supply chains and markets. The
fourth sectoral-level resilience attributes, input flexibility
and infrastructure, relate to the fishing fleet. Three gover-
nance-level economic considerations were central to the
resilience of the rock lobster fishery: property rights; co-
management; and resource-sharing arrangements.
Although we do not draw the distinction here, overall
resilience derives both from inherent responses at all three
organisational levels and from adaptive responses ema-
nating from and orchestrated by private and public sector
units and/or institutions (Miller et al. 2010; Brand and Jax
2007; Carpenter and Brock 2008). A ‘current status over-
view’ of the perceived strengths and weaknesses of attri-
butes at the three organisational levels of the fishery is
shown in Table 2. Most of the literature we draw on to
underpin our assessment are specific to this local system. In
a number of cases, other explanations can be found in the
broader and general literature.
The socio-economic system that is the focus here is
affected by climate change, but is not isolated from other
exogenous drivers. Moreover, the system resilience
assessment reflects the structure of current industry and
management and does not explicitly consider the possi-
bility of system restructuring and the possibility for new
opportunities to emerge.
Abundance and distribution changes affect attributes
across all levels in the fishery. In particular, the impact of
changes in abundance will pressure all business (micro)
level and governance-level attributes. Coping with changes
Table 1 Links between climate change forcing influences, biological and ecosystem perturbation variables and observed or expected climate
change effects (i.e. abundance, distribution and phenology) for the Tasmanian rock lobster fishery
Biological and ecosystem
perturbation variables
Climate change forcing influences Climate change effects
Wind strength Sea currents pH Salinity Sea temperature Abundance = A Distribution = D
Phenology = P
Puerulus settlement 4 4 ? 4 4 A, D, P
Post-settlement survival ? 4 4 A
Moulting ? 4 4 P
Growth rates ? 4 A, P
Suitable habitat (range and depth) 4 4 4 4 A, D
Other lobster species 4 4 ? 4 A
Number and suite of predators 4 4 ? 4 4 A, D
Invasive species (e.g. urchin) 4 4 ? 4 A
A tick mark (4) indicates a known relationship between a climate change forcing influence and a perturbation variable based on published
research. A question mark (?) indicates that a relationship may exist, but no research has been carried out to date to confirm this. Where no tick
mark is indicated, no relationship is thought to exist
Building blocks of economic resilience
123
in species distribution will also require strength in attri-
butes across all levels of the fishery, while our assessment
shows that phenological changes require resilience partic-
ularly for supply chain and market attributes.
Economic resilience attribute ratings for the rock
lobster fishery
The fishery is perceived to have a low level of resilience for
three of the four business-level resilience attributes. The
first, profitability, is a key determinant of economic resil-
ience (Rose 2004; Rose and Liao 2005). The combined
effect of prices received and operating cost incurred
determine profitability. Prices transmit signals about a
changing environment (and fish abundance) and thus
require flexibility to allow system adaptation. In many wild
fisheries, fisher profitability is tightly linked to changes in
operating or variable costs, mostly comprising labour, fuel,
and lease quota costs. Rising fuel prices and the health and
safety implications of reducing labour costs make fishers
vulnerable. The increasing number of fishers who rely on
leasing quota will be less profitable during periods of
declining abundance or catch rates, rendering a high pro-
portion of lease fishers less resilient. Businesses with low-
profit margins have a reduced ability to diversify their
operations or to engage in other income-earning activities
(van Putten et al. 2011) and are not well placed to absorb
either slow or sudden increases in operating costs. Thus,
we scored attribute 1 (profitability) as low (Table 2).
The Tasmanian lobster fishery is single species, and
fishers generally derive a large proportion of their income
from this ‘luxury product’ (Smit et al. 2001). Businesses
that produce a mix of products are likely to be more
resilient than those that are more specialised (Chandrapa-
van et al. 2009; Gardner and Ziegler 2010). Moreover,
businesses that rely on producing luxury or specialised
goods, such as lobster, and which have limited opportuni-
ties for value adding and price differentiation, are vulner-
able to economic fluctuations (Kalikoski et al. 2010). We
thus rated resilience attribute 2 (product mix) as low.
An adequate return on invested capital is required for
asset owners to absorb short- and longer-term changes
(Parry 2007). The price of quota units and thus market
capitalisation is a direct measure of wealth in the fishery
(Glaeser et al. 1995; Gottlieb and Fogarty 2003). The
economic return to quota unit ownership in the fishery has
averaged around 9 percent over the past 5 years (Anderson
and Anderson 2010). Investors comprise a growing own-
ership group in this fishery and are responsible for sup-
plying the growing lease quota market (Gardner and
Ziegler 2010). Climate change may negatively affect
market capitalisation of quota units, and thereby the wealth
of asset owners, through its effect on expected future
resource productivity and profitability and perception of
increased uncertainty, and risk. Based on past experience,
where the market mechanism has accurately and ade-
quately reflected returns on capital, a continuation of this
pattern into the medium-term future is expected to increase
resilience for the longer term. Even though high uncer-
tainty and risk are expected, the resilience of current
returns on capital (attribute 3) is therefore considered high
in Table 2.
Asset owners and fishers who have the capacity to
borrow (van Putten et al. 2011) and access credit so as to
manage climate variability will be better able to adapt
(Badjeck et al. 2009). Tighter loan to value ratios, an
Table 2 Summary of economic
resilience assessment showing
mapping between resilience
attributes and climate change
effects (abundance, distribution,
and phenology), and resilience
attribute strength
White high resilience, black low
resilience, grey neutral
Level Category Resilience attribute
Abu
ndan
ce
Dis
trib
utio
n
Phe
nolo
gy
Res
ilien
ce a
ttr.
st
reng
th
i) Business (Micro)
Fishers 1) Profitability 2) Product mix
Asset owners and fishers
3) Return on capital 4) Access to capital
ii) Sectoral (Meso)
Supply chains and market
5) Diversification 6) Information flow 7) Sectoral climate change plan
Fleet 8) Input flexibility 9) Infrastructure provision
iii) Governance (Macro)
Management organisations & institution
10) Property rights 11) Co-management 12) Resource sharing
I. E. van Putten et al.
123
increase in required yield, and reduced demand for quota
units negatively impact on asset owners in the fishery.
Currently financial institutions are reluctant to provide
credit to fishers who do not already own quota, but are
wishing to purchase quota. Quota is currently either traded
in small quantities as part of investment portfolios or as
larger quantities to large processors or investors who often
lease this quota out. The difficulties (especially younger)
fishers experience accessing credit accounts for the low
resilience score of attribute 4 (access to capital).
Tasmanian rock lobster producers have little opportunity
to influence the price of their product, selling around 80
percent of catch into the competitive Asian market (Graf-
ton 2010). Heavy reliance on a single market, high
exchange rate exposure, and the premium product status of
Tasmanian rock lobster all contribute to high potential
price risk. It is well known that the effects of unpredictable
global events can be reduced by market diversification
(Hurn and McDonald 1997) and domestic markets may
contribute to the well-being and socio-ecological resilience
of local fishing communities (Richards 2006). As lobster
producers have not diversified their markets and are
exposed to changes in and potentially closure of their
largest market, the resilience rating for attribute 5 (diver-
sification) is considered low.
Economic resilience at the sectoral level is also under-
pinned by well-functioning markets, where information is
easily accessible and pricing mechanisms are efficient
(Allison et al. 2009). Economic vulnerability is heightened
in situations where producers are ‘price takers’ (Rose 2007)
and hence, lack market power. Opaque distribution pro-
cesses and a lack of market intelligence will further
entrench the vulnerability of firms that sell their product in
markets in which they lack market power (Kalikoski et al.
2010). Limited and poor-quality information about the
physical flow of the product (Richards 2006), supply chain
transparency and associated business processes reduces
economic resilience for this fishery (attribute 6).
The existence of a sectoral-level climate change strate-
gic planning process will increase the preparedness of
managers, fishers, processors, and even consumers through
the identification of adaptation pathways and barriers
(Griffiths and Pauley 2002). While managers and
researchers have engaged with rock lobster fishers for cli-
mate change communication and adaptation planning,
processors, freight forwarders, airlines, and end buyers
have to date not been involved. The resilience for attribute
7 (sectoral climate change plan) is therefore estimated to be
low.
At the fleet level, economic resilience is linked to the
ability to adapt to environmental changes by redeploying
capital assets, gear, and labour (Richards 2006). Flexi-
bility in the use and application of fishing gear and of
human capital in the fishery is an indicator against which
benchmark responsiveness changes (Grafton 2010). The
high specificity of the type of fishing gear used in the rock
lobster fishery limits the scope for adaptation through
target species switching. However, the level of investment
in such gear is modest, and even though it may pose a
barrier to change and reduce flexibility, it is not consid-
ered high. There was some discussion amongst the expert
team about the relevance of this resilience attribute for the
rock lobster fishery resulting in the attribute being rated
neutral.
Inadequate budget allocations to build and maintain
infrastructure, ineffective planning for sectoral needs, and a
lack of coordination where multiple jurisdictions and/or
departments are involved (Pitcher and Ainsworth 2010) can
all weaken economic resilience. Increasing pressure on
local government budgets may affect economic resilience
in the future. The Tasmanian rock lobster fishery pays for
infrastructure through levies and is heavily reliant on this
collectively provided infrastructure (attribute 9) such as
wharfs and landings, with over 60 percent of catch being
landed at 2 ports. Even though current infrastructure pro-
vision is adequate and the attribute is therefore rated high,
the ability of local governments to effectively plan for
sectoral infrastructure needs with predicted changes in
lobster distribution is largely untested. Even though the
expert team considered ‘static’ resilience, the ‘dynamic’
nature of all attributes was particularly illustrated by
infrastructure needs and development.
Although there is evidence of some social drawbacks
(Tobey et al. 2010), many argue that the use of individual
harvesting rights improves returns from fishery resources
(Ostrom and Hess 2007) and that the establishment of
property rights regimes is crucial to maintain resilience
(Grafton et al. 2000). An absence of clearly defined prop-
erty rights can lead to overfishing and the collapse of
fisheries (Badjeck et al. 2009). The existence of a well-
defined property rights system, based on ITQs, and sup-
ported by an array of input, access and output controls with
specifically targeted objectives, has resulted in improved
efficiency in the rock lobster fishery (Townsend 2010) and
is reflected in an increase in the value of the fishery. The
resilience of attribute 10 (property rights) for this fishery,
where access rights and responsibilities are well estab-
lished, is thus considered high.
Co-management arrangements and effective consulta-
tive processes are often associated with good fishery out-
comes in terms of biology, economics (Hamon et al. 2009),
and increased resilience (Jentoft 1989; Adger et al.2005;
Sutinen and Johnston 2003; Townsend 2010; Olsson et al.
2004; Gelcich et al. 2010). Governance of the Tasmanian
rock lobster fishery incorporates a form of participatory co-
management. Recent downward adjustments of the rock
Building blocks of economic resilience
123
lobster TAC suggests that fishers have a high level of
understanding of the implications of maintaining the TAC
at its previous high level for both biological sustainability
and economic returns. The resilience of attribute 11 (co-
management) is estimated to be high mainly due to the
high level of fisher awareness of the connection between
sustainable catch levels and economic performance of the
fishery, and their participation in the decision-making
process.
Fish stocks are common-pool resources, and compe-
tition for access may create tension between user groups
(Badjeck et al. 2009). Formal resource-sharing arrange-
ments between commercial and recreational fishers exist
in legislation in the rock lobster fishery. Nevertheless,
tensions remain, fuelled by perceptions that responsibility
for maintaining resource security (through fleet restruc-
tures and reductions in the TAC) is borne dispropor-
tionately by the commercial sector and that ability to
control recreational fishing effort is limited. Anticipated
increases in recreational fishing demand reinforce con-
cern that recent reductions in the commercial sector
catch may be offset by an expanding recreational sector
(Dolsak and Ostrom 2004). There was some discussion
between expert team members about the score for this
attribute as resource-sharing arrangements are officially
prescribed, which suggests predictability and thus high
resilience. Other members indicated that tensions have
not abated, and the issue has remained on the agenda
nevertheless. The latter reasoning prevailed, and a low
score for the resilience of attribute 12 (resource sharing)
is estimated.
In summary, for the Tasmanian rock lobster fishery,
there is perceived low resilience in economic attributes of
fishers (1 and 2) and supply chains, and markets (5–7).
Aside from the resource-sharing issue (12), there is high
resilience at the governance level. Most attributes are
susceptible to pressure from more than one identified cli-
mate change effects.
Conclusion
Adaptation planning in marine fisheries must be informed
by the systematic evaluation of the resilience of the bio-
physical and human components of the embedded socio-
ecological system. Understanding the resilience of the
economic sub-system of the fishery is central to this, but
requires knowledge of the nature and extent of climate
forcing and perturbations to which the system is exposed.
The need to develop an understanding of economic resil-
ience of a fishery within the context of a socio-ecological
system suggests the need for research teams that encom-
pass a broad range of disciplinary knowledge (Revill and
Williams Undated) and for an assessment framework to
link and integrate this knowledge.
In this paper, we showcase a framework which can be
used to assess economic resilience attributes of a socio-
ecological fishery system in the context of climate change.
The framework is particularly valuable where little quan-
titative data exists or where a first-pass assessment is
required. Sectoral assessments can be carried out following
the six steps developed in this study:
1. Identify a case study;
2. Evaluate general effects of climate change and sum-
marise these in a small set of physical variables;
3. Link physical variables to a set of biological attributes
pertaining to the case study and develop a biophysical
model (Table 1);
4. Build a qualitative socio-economic model for the case
study containing a set of variables relevant to resilience;
5. Determine variables that will appear in both models
through which climate change effects are transmitted
(Abundance, Distribution, Phenology—Table 2);
6. Use a ‘bottom-up’ approach incorporating wide disci-
plinary expertise to operationalise the assessment of
economic resilience within the socio-ecological system
(‘‘Methodology’’).
A complex pattern of links between the climate change
forcing influences and biophysical perturbation variables
and the way in which the effects challenged economic
resilience in the fishery was identified. For instance, seven
of the eight predicted biological perturbations will affect
regional rock lobster abundance which will, in turn, have
implications for ten of the twelve economic resilience
attributes. Phenological changes will primarily affect eco-
nomic resilience along the supply chain and markets.
Changes in puerulus settlement, habitat availability, and
predator interactions will drive distributional changes in
rock lobsters. Coping with changes in species distribution
will require resilience across all levels of the fishery as
changes in fishing costs impact fisher profitability and
quota values and may pose challenges to the fleet in terms
of input flexibility and infrastructure.
Our findings provide strong direction for the develop-
ment of an adaptation plan that embeds actions and prior-
ities that map to biophysical and human conditions in the
fishery and account for linkages between them. Our results
suggest seven attributes of the economic sub-system that
currently significantly weaken the resilience of the rock
lobster fishery to climate change. Importantly, three of
these are at the business level. Key weaknesses in the
fishery are the increasing reliance of fishers on lease quota,
strong consumer preference for certain product character-
istics, and the potentially negative effect of lower returns
on quota, and increased uncertainty of asset owners. At the
I. E. van Putten et al.
123
sectoral level, the lack of transparency along the supply
chain is a serious issue for economic resilience.
Pressures on public infrastructure and the lack of
engagement with stakeholders along the supply chain in
sectoral planning were all identified as potential threats to
sectoral resilience. Resource sharing between commercial
and recreational sectors was also identified as a risk to the
ability of the fishery to adapt to climate change, thus threat-
ening governance-level resilience. However, the presence of
ITQs and a strong tradition of participatory co-management
were seen as providing a solid foundation upon which to
address climate change.
We added significantly to the strength of the Tasmanian
rock lobster fishery economic resilience assessment by draw-
ing on the knowledge and experience of disciplinary specialists
in climate modelling, ecology, fisheries biology, management,
governance, economics, and sociology. A collaborative, team-
based approach to construct our characterisation of the linked
socio-ecological system provided a platform for building
interdisciplinary capacity. Furthermore, the research process
that lies behind our economic resilience assessment has
assisted in highlighting critical data and knowledge gaps across
the entire social–ecological fishery system.
Our assessment focussed only on the resilience of the
economic component of the human sub-system. The ability
of the fishing sector to cope with climate change will
depend on a broader set of resilience attributes of the
human sub-system than those explored here. Strengths in
economic dimensions are, for instance, strongly correlated
with the strength of networks, social capital, and social
development (Beder 2011; Christie 2011). Incorporating a
broader set of economic attributes and extending the
assessment to encompass the social dimensions of the
fishery would beneficially extend the framework. More-
over, we acknowledge that there are multiple non-climate
drivers that may amplify or dampen climate change effects.
This is a dimension not explored in this study. The
assessment reported here could also be enriched by indi-
cating the relative strength of various biophysical and
ecological perturbations and climate change effects and,
importantly, by incorporating measures of uncertainty into
all domains and levels of the assessment. The framework
developed in this current study will help other environ-
mentally exposed sectors to take the first step in a climate
change economic resilience assessment for a socio-eco-
logical system and help identify empirical research needs.
References
Adger WN, Hughes TP, Folke C, et al. (2005) Social-ecological
resilience to coastal disasters. Science 309:1036–1039
Allison EH, Adger WN, Badjeck MC, et al. (2005) Effects of climate
change on the sustainability of capture and enhancement
fisheries important to the poor: analysis of the vulnerability
and adaptability of fisherfolk living in poverty: summary report.
Fisheries Management Science Programme Department for
International Development
Allison EH, Perry AL, Badjeck MC, Adger WN, Brown K, Conway
D, Halls AS, Pilling GM, Reynolds JD, Andrew NL, Dulvy NK,
et al. (2009) Vulnerability of national economies to the impacts
of climate change on fisheries. Fish Fish 10(2):173–196
Anderson JL, Anderson CM (2010) Fishery performance indicators:
with test cases Alaska salmon, New England groundfish, and
Guyana fisheries. International Coalition of Fisheries Associa-
tions McLean, VA
Badjeck MC, Mendo J, Wolff M, Lange H (2009) Climate variability
and the Peruvian scallop fishery: the role of formal institutions in
resilience building. Clim Change 94:211–232
Badjeck MC, Allison EH, Hall AS, Dulvy NK (2010) Impacts of
climate variability and change on fishery-based livelihoods.
Marine Policy 34:375–383
Beder S (2011) Environmental economics and ecological economics:
the contribution of interdisciplinarity to understanding, influence
and effectiveness. Environ Conserv 38(2):140–150
Brand FS, Jax K (2007) Focusing the meaning(s) of resilience: resilience
as a descriptive concept and a boundary object. Ecol Soc 12(1):23
Carpenter SR, Brock WA (2008) Adaptive capacity and traps. Ecol Soc
13(2):40
Chandrapavan A, Gardner C, Linnane A, Hobday D (2009) Color
variation in the southern rock lobster Jasus edwardsii and its
economic impact on the commercial fishery. NZ J Mar Freshw
Res 43:537–545
Christie P (2011) Creating space for interdisciplinary marine and
coastal research: five dilemmas and suggested resolutions.
Environ Conserv 38(2):172–186
Dolsak N, Ostrom E (2004) The commons in the new millenium:
changes and adaptations. MIT Press, Cambridge
Dufour F, Arrizabalaga H, Irigoien X, Santiago J (2010) Climate
impacts on albacore and bluefin tunas migrations phenology and
spatial distribution. Prog Oceanogr 86:283–290
Eriksen SH, Kelly PM (2007) Developing credible vulnerability
indicator for climate adaptation policy assessment. Mitig Adapt
Strat Glob Change 12:495–524
Espinosa-Romero MJ, Chan KMA, Daniels T, Dalmer DM (2011)
Structuring decision-making for ecosystem-based management.
Marine Policy 36:575–583
Gardner C, Ziegler P (2010) Tasmanian rock lobster fishery
2008/2009. University of Tasmania, Hobart, The Tasmanian
Aquaculture and Fisheries Institute
Gardner C, Frusher S, Barrett N, Haddon M, Buxton C (2006) Spatial
variation in size at onset of maturity of female southern rock
lobster Jasus edwardsii around Tasmania, Australia. Scientia
Marina 70:423–430
Gelcich S, Hughes TP, Olsson P, Folke C, Defoe O, Fernandez M,
Foale S, Gundersone LH, Rodriguez-Sickert C, Scheffer M,
Steneck RS, Castilla JC (2010) Navigating transformations in
governance of Chilean marine coastal resources. PNAS 13:1–6.
doi:10.1073/pnas.1012021107
Glaeser EL, Scheinkman JA, Shleifer A (1995) Economic growth in a
cross-section of cities. J Monet Econ 36:117–143
Gottlieb PD, Fogarty M (2003) Educational attainment and metro-
politan growth. Econ Develop Q 17:325–336
Grafton QR (2010) Adaptation to climate change in marine capture
fisheries. Marine Policy 34(3):606–615
Grafton RQ, Squires D, Fox KJ (2000) Private property and economic
efficiency: a study of a common-pool resource. J Law Econ
43:679–713
Building blocks of economic resilience
123
Griffin DA, Wilkin JL, Chubb CF, Pearce AF, Caputi N (2001) Ocean
currents and the larval phase of Australian western rock lobster,
Panulirus cygnus. Mar Freshw Res 52:1187–1199
Griffiths H, Pauley J (2002) Trade mission report—study tour to
Japan, China and Malaysia. vol 6–17 May. Hobart
Hall-Spencer JM, Rodolfo-Metalpa R, Martin S, Ransome E, Fine M,
Turner SM, Rowley SJ, Tedesco D, Buia MC (2008) Volcanic
carbon dioxide vents show ecosystem effects of ocean acidifi-
cation. Nature 454:96–99
Hamon KG (2008) Analysis of the price of Tasmanian rock lobster
1993–2006, School of Zoology. University of Tasmania, Hobart
Hamon KG, Thebaud O, Frusher S, Little LR (2009) A retrospective
analysis of the effects of adopting individual transferable quotas
in the Tasmanian red rock lobster, Jasus edwardsii, fishery.
Aquat Living Resour 22:549–558
Harrington JJ, Semmens JM, Haddon M (2007) Spatial distribution of
commercial dredge fishing effort: application to survey design
and the spatial management of a patchily distributed benthic
bivalve species. Mar Freshw Res 58(8):756–764
Hill KL, Rintoul SR, Coleman R, Ridgway KR (2008) Wind forced
low frequency variability of the East Australia current. Geophys
Res Lett 35(8):1–5
Hobday AJ (2010) Ensemble analysis of the future distribution of
large pelagic fishes in Australia. Prog Oceanogr. doi:
10.1016/j.pocean.2010.04.023
Hobday AJ, Poloczanska ES, Matear RJ (2008) Implications of
climate change for Australian fisheries and aquaculture: a
preliminary assessment. Report to the Department of Climate
Change, Canberra
Hurn S, McDonald D (1997) A simple measure of price risk for
Tasmanian southern rock lobster (Jasus edwardsii). Mar Freshw
Res 48:1023–1027
IPCC (2007) Climate Change 2007: Climate Change Impacts, Adap-
tation, and Vulnerability. Cambridge University Press, Cambridge
Jentoft S (1989) Fisheries co-management: delegating government
responsibility to fishermen’s organizations. Mar Policy 13(2):137–
154
Johnson CR, Banks SC, Barrett NS, Cazassus F, Dunstan P, Edgar
GJ, Fruscher SD, Gardner C, Haddon M, Helidoniotis F, Hill
KL, Holbrook NJ, Hosie GW, Last PR, Ling SD, Melbourne-
Thomas J, Miller K, Pecl GT, Richardson AJ, Ridgeway KR,
Rintoul SR, Ritz DA, Ross DJ, Sanderson CJ, Shepherd SA,
Slotwinski A, Swadling KM, Taw N (2011) Climate change
cascades: shifts in oceanography, species’ range and subtidal
marine community dynamics in eastern Tasmania. J Exp Mar
Biol Ecol 400:17–32
Kalikoski DC, Quevedo Neto P, Almuni T (2010) Building adaptive
capacity to climate variability: the case of artinsanal fisheries in
the estuary of the Patos Lagoon, Brazil. Mar Policy 34:742–751.
doi:10.1016/jmarpol.2010.02.003
Kelly PM, Adger WN (2000) Theory and practice in assessing
vulnerability to climate change and facilitating adaptation. Clim
Change 47:325–352
Last PR, White WT, Gledhill DC, Hobday AJ, Brown R, Edgar GJ, Pecl
GT (2011) Long-term shifts in abundance and distribution of a
temperate fish fauna: a response to climate change and fishing
practices. Glob Ecol Biogeogr 20:58–72. doi:10.1111/J.1466-8238.
2010.00575.X
Ling SD (2008) Range expansion of a habitat-modifying species leads
to loss of taxonomic diversity: a new and impoverished reef
state. Oecologia 156:883–894
Ling SD, Johnson CR, Frusher SD, Ridgway KR (2009) Overfishing
reduces resilience of kelp beds to climate-driven catastrophic
phase shift. Proc Natl Acad Sci 106(52):22341–22345. doi:
10.1073/pnas.0907529106
Lough JM, Hobday AJ (2011) Observed climate change in Australian
marine and freshwater environments. Mar Freshw Res 62:984–999
Mazur K, Curtotti R, Perks C, Vieira S, Pham T, George D (2010)
Australian fisheries—the global context. ABARE project 3219.
Australian Bureau of Agricultural and Resource Economics,
Commonwealth of Australia, Canberra
Miller F, Osbahr H, Boyd E, Thomalla F, Bharwani S, Ziervogel G,
Walker B, Birkmann J, Van der Leeuw S, Rockstrom J, Hinkel J,
Downing T, Folke C, Nelson D (2010) Resilience and vulner-
ability: complementary or conflicting concepts? Ecol Soc
15(3):11
Mills DJ, Gardner C, Johnson CR (2006) Experimental reseeding of
juvenile spiny lobsters (Jasus edwardsii): comparing survival of
wild and naıve stocks at multiple sites. Aquaculture
254:256–268
Moss RH, Brenkert AL, Malone EL (2001) Vulnerability to climate
change: a quantitative approach. PNNL-SA-33642
Munday PL, Dixson DL, Donelson JM, Jones GP, Pratchett MS,
Devitsina GV, Doving KB (2009) Ocean acidification impairs
olfactory discrimination and homing ability of a marine fish.
Proc Nat Acad Sci
Neuheimer AB, Thresher RE, Lyle JM, Semmens JM (2011)
Tolerance limit for fish growth exceeded by warming waters.
Nat Clim Change 1:110–113. doi:10.1038/NCLIMATE1084
Nursey-Bray M, Pecl GT, Frusher S, Gardner C, Haward M, Hobday
AJ, Jennings S, Punt AE, Revill H, van Putten EI (2012)
Communicating climate change: climate change risk perceptions
and rock lobster fishers, Tasmania. Mar Policy 36:753–759
Olsson P, Folke C, Berkes F (2004) Adaptive comanagement for
building resilience in social-ecological systems. Environ Manag
34(1):75–90
Ostrom E (2009) A general framework for analyzing sustainability of
social-ecological systems. Science 325:419–422
Ostrom E, Hess C (2007) Private and common property rights.
Workshop in political theory and policy analysis
Parry ML (2007) Climate change 2007: Impacts, adaptation and
vulnerability. Contribution of Working Group II to the fourth
assessment report of the intergovernmental Penal on Climate
Change. Cambridge University Press, Cambridge
Pecl G, Frusher S, Gardner C, Haward M, Hobday A, Jennings S,
Nursey-Bray M, Punt A, Revill H, van Putten EI (2009) East
coast, Tasmania, an assessment of climate change impacts on
east coast rock lobster productivity, interactions with fisheries
management and flow-on effects to local communities. Case
study to support a ‘first pass’ National Climate Change Coastal
Vulnerability Assessment (NCVA). Canberra
Perry RI, Ommer RE, Barange M, et al. (2011) Marine social-
ecological responses to environmental change and the impacts of
globalization. Fish and Fisheries 12:427–450
Pitcher TJ, Ainsworth CH (2010) Resilience to change in two coastal
communities: using the maximum dexterity fleet. Mar Policy
34:810–814
Poloczanska ES, Babcock RC, Butler A, Hobday AJ, Hoegh-
Guldberg O, Kunz TJ, Matear RJ, Milton D, Okey TA,
Richardson AJ (2007) Climate change and Australian marine
life. Oceanogr Mar Biol Ann Rev 45:409–480
Punt AE, Kennedy RB, Frusher SD (1997) Estimating the size
transition matrix for Tasmanian rock lobster. Mar Freshw Res
48:981–992
Rice JC, Garcia SM (2011) Fisheries, food security, climate change,
and biodiversity: characteristics of the sector and perspectives on
emerging issues. ICES J Mar Sci 68:1343–1353
Richards TJ (2006) A business lesson for the Tasmanian rock lobster
industry: Information Systems and Technology is not a Quick
Fix. 5(1):87–102
I. E. van Putten et al.
123
Ridgway KR (2007) Seasonal circulation around Tasmania: an
interface between eastern and western boundary dynamics.
J Geophys Res 112:C10016
Rose A (2004) Defining and measuring economic resilience to
disasters. Disaster Prev Manag 13(4):307–314
Rose A (2007) Economic resilience to natural and man-made
disasters: multidisciplinary origins and contextual dimensions.
Environ Hazards 7:383–398
Rose A, Liao S (2005) Modelling regional economic resilience to
disasters: a computable general equilibrium analysis of water
service disruptions. J reg Sci 45(1):75–112
Rowan JS, Greig SJ, Armstrong CT, Smith DC, Tierney D (2012)
Development of a classification and decision-support tool for
assessing lake hydromorphology. Environ Model Softw
36:86–98
Simpson SD, Jennings S, Johnson MP, Blanchard JL, Schon P-J, Sims
DW, Genner MJ (2011) Continental Shelf-Wide response of a
fish assemblage to rapid warming of the Sea. Curr Biol. doi:
10.1016/j.cub.2011.08.016
Smit B, Pilifosova O, Burton I, Challenger B, Huq S, Klein RJT,
Yohe G (2001) Adaptation and Vulnerability, contribution of
working group II to the third assessment report of the intergov-
ernmental panel on climate change: Adaptation to climate
change in the context of sustainable development and equity. In:
McCarthy JJ, Canziano OF, Leary N (eds) Cambridge University
Press. UK, Cambridge, pp 877–912
Somero GN (2010) The physiology of climate change: how potentials
for acclimatization and genetic adaptation will determine
‘winners’ and ‘losers’. J Exp Biol 213:912–920
Sutinen JG, Johnston RJ (2003) Angling management organizations:
integrating the recreational sector into fishery management. Mar
Policy 27(6):471–487
Tobey J, Rubinoff P, Dj Robadue, Ricci G, Volk R, Furlow J,
Anderson G (2010) Practicing coastal adaptation to climate
change: lessons from integrated coastal management. Coast
Manag 38(3):317–335
Townsend RE (2010) Transactions costs as an obstacle to fisheries
self-governance in New Zealand. Aust J Agric Resour Econ
54(3):301–320. doi:10.1111/j.1467-8489.2010.00494.x
van Putten EI, Hamon KG, Gardner C (2011) Network analysis of a
rock lobster quota lease market. Fish Res 107:122–130. doi:
10.1016/j.fishres.2010.10.015
Vrana I, Vanıcek J, Kovar P, Brozek J, Aly S (2012) A fuzzy group
agreement based approach for multi expert decision making in
environmental issues. Environ Modell Softw 36:49–63
Hobday AJ, Pecl GT (in review) Identification of global marine
hotspots: sentinels for change and vanguards for adaptation. Rev
Fish Biol Fish
Revill H, Williams H (Undated) The journey towards an explicit
resource sharing arrangement for the Tasmanian Rock Lobster
fishery. Hobart Tasmania
Building blocks of economic resilience
123