APPLYING THE GUIDELINES ALONG THE SANITATION ...

12
# 1 Third edition of the WHO Guidelines for the Safe Use of Wastewater, Excreta and Greywater in Agriculture and Aquaculture Guidance note for National Programme Managers and Engineers APPLYING THE GUIDELINES ALONG THE SANITATION LADDER INTRODUCTION Writing technical guidelines which consider the economic constraints and opportunities prevalent in the diversity of countries across the globe is a challenge. The resulting text may either be an over-simplification or present a level of complexity that defeats the practical implementation of the guidelines. In both cases further explanation for implementation will be required. This Guidance Note gives examples to show how the third edition of the Guidelines for the Safe Use of Wastewater, Excreta and Greywater in Agriculture and Aquaculture (WHO, 2006) could be applied in countries at three different levels of economic development reflecting different positions on the sanitation ladder (Table 1): Low-income countries with insufficient wastewater treatment capacities and largely uncontrolled wastewater use. a) Middle-income countries trying to move from uncontrolled to controlled wastewater use. b) High income countries where wastewater is treated and wastewater irrigation is a planned process. c) Figure 1 outlines the principal application steps of the 2006 Guidelines, which form the structure for the application examples in Table 2. Tables 3 and 4 complement Table 2 with further details on options for setting health-based targets and examples of common wastewater treatment technologies by scale of irrigation and level of economic development. The Guidance Note further distinguishes between farmers’ and consumers’ safety showing, in simplified flow-charts, differences and commonalities for decision-makers in the three country groups (Figure 2ab). OMS-WSHH-Guidance-note1-20100719.indd 1 30/07/10 14:49:42

Transcript of APPLYING THE GUIDELINES ALONG THE SANITATION ...

# 1

Third edition of the WHO Guidelines for the Safe Use of Wastewater, Excreta and Greywater in Agriculture and Aquaculture

Guidance note for National Programme Managers and Engineers

Applying the guidelines Along the sAnitAtion lAdder

INTRODUCTIONWriting technical guidelines which consider the economic constraints and opportunities prevalent in the diversity of countries

across the globe is a challenge. The resulting text may either be an over-simplification or present a level of complexity that defeats

the practical implementation of the guidelines. In both cases further explanation for implementation will be required.

This Guidance Note gives examples to show how the third edition of the Guidelines for the Safe Use of Wastewater, Excreta

and Greywater in Agriculture and Aquaculture (WHO, 2006) could be applied in countries at three different levels of economic

development reflecting different positions on the sanitation ladder (Table 1):

Low-income countries with insufficient wastewater treatment capacities and largely uncontrolled wastewater use. a)

Middle-income countries trying to move from uncontrolled to controlled wastewater use. b)

High income countries where wastewater is treated and wastewater irrigation is a planned process.c)

Figure 1 outlines the principal application steps of the 2006 Guidelines, which form the structure for the application examples in

Table 2.

Tables 3 and 4 complement Table 2 with further details on options for setting health-based targets and examples of common

wastewater treatment technologies by scale of irrigation and level of economic development.

The Guidance Note further distinguishes between farmers’ and consumers’ safety showing, in simplified flow-charts, differences

and commonalities for decision-makers in the three country groups (Figure 2ab).

OMS-WSHH-Guidance-note1-20100719.indd 1 30/07/10 14:49:42

# 2 # 3

TABLE 1. Common characteristics of wastewater use for irrigation by level of economic development

Country groupHigh-income

countriesMiddle-income countries

Low-income countries

Sanitation ladder Upper section Middle section Lower Section

Wastewater use practices

Direct use of reclaimed wastewater commonplace in agriculture and industry.

Indirect use of untreated effluents still commonplace;direct use of treated effluents on the increase.

Indirect use of untreated wastewater commonplace due to widespread pollution; direct use of untreated wastewater and fecal sludge common, especially in water and nutrient short areas.

Wastewater use policy framework

Use policies established and enforced, often within an integrated water resources management framework, especially in water-scarce areas.

Emerging policies and framework;enforcement capacity a major concern

Generally non-existent or not enforced;informal (or unplanned) use predominates

Wastewater use health issues

Pathogens under control; industrial discharges under control;primarily concerned with amenity values and exotic toxic substances.

Continued concern with helminth infections and diarrhoeal diseases;Uncontrolled industrial discharges problematic in emerging economies.

High burden of helminth infections and diarrhoeal diseases (both occupational and consumer exposure); Difficult to assess impact in households due to many confounding factors.

Drivers of wastewater use in irrigation

Water scarcity or drought; resource recovery;food security.

Water pollution and scarcity;urban food demand.

Widespread water pollution from domestic sources in and around urban areas;demand for fresh vegetables from urban centers;water scarcity;nutrient value of wastewater.

Key wastewater use countries and regions (examples)

Australia, France, Greece, Israel, Italy, Japan, Portugal, Spain, USA;Bahrain, Cyprus, Kuwait, Oman, Qatar, Saudi Arabia, UAE.

Bolivia, China, Egypt, India, Iran, Jordan, Morocco, Pakistan, Sudan, Syria, Tunisia; Argentina, Chile, Colombia, Lebanon, Libya, Mexico, Peru, South Africa.

Sub-Saharan Africa except South Africa; Yemen; some Asian countries like Viet Nam.

Source: Adapted and modified from World Bank 2010

OMS-WSHH-Guidance-note1-20100719.indd 2 30/07/10 14:49:42

# 2 # 3

FigurE 1: Key Steps of the Guideline Application Process

1. Situation analysis and health target setting

2. Identifying and validating risk reduction

measures

3. Implementation of measures

5. Verification

4. Operational monitoring

Map existing/planned wastewater use areas, practices and produce marketing •network.Assess extent of health risks (water quality, type of crop, exposure of farmer/•crop, post-harvest contamination, etc.).Prioritize health risks interventions through the • hazard analysis and critical control point (HACCP) approach and set realistic (health-based) targets which can be achieved via one or multiple risk barriers.

Identify suitable risk reduction measures together with sanitation authorities •and other concerned stakeholders (farmers, extension officers, traders etc.).Validate the efficacy, cost-effectiveness and adoptability/reliability of those •measures.

Develop an implementation plan and compare cost-effectiveness of each •planned risk reduction measure. Implement the most cost-effective measures (e.g. wastewater treatment, reuse •regulations, non-treatment options) and support their uptake/sustainability via training, incentives, etc.

Develop a monitoring plan i.e. decide on frequency, inspection points and •parameters from treatment to farm to point of consumption. Assess whether the recommended practices/standards are adopted/achieved.•If not, go back to step 2 for alternative options to reduce risks, or •step 3 for alternative options to support implementation. •

Assess to what extent the introduced measures actually achieved the set targets, •for farmers and consumers, via surveys and laboratory analysis.Compare achieved targets with available options for risk reduction and adjust •them towards impact optimization under consideration of cost-effectiveness criteria.

OMS-WSHH-Guidance-note1-20100719.indd 3 30/07/10 14:49:42

# 4 # 5

TA

BL

E 2

. P

ract

ical

exa

mpl

e of

th

e ap

plic

atio

n p

roce

ss (

see

Fig

ure

1)

in c

oun

trie

s at

dif

fere

nt

leve

ls o

n t

he

san

itat

ion

ladd

er

Ste

pA

ctiv

ity

Lev

el o

n t

he

san

itat

ion

lad

der

Hig

her

par

t

(Hig

h-i

nco

me

cou

ntr

ies)

Mid

dle

par

t

(Mid

dle

-in

com

e co

un

trie

s)

Low

er p

art

(Low

-in

com

e co

un

trie

s)

1.S

itu

atio

n

anal

ysis

Map

pin

g ar

eas

and

pra

ctic

esP

lan

ned

reu

se s

chem

es t

o be

map

ped

usi

ng

rem

ote

sen

sin

g.R

elat

ed f

arm

ers

and

mar

keti

ng

•en

terp

rise

s to

be

iden

tifi

ed a

nd

regi

ster

ed.

Map

pin

g of

pla

nn

ed o

r ex

isti

ng

reu

se

•ar

eas

and

irri

gati

on p

ract

ices

usi

ng

rem

ote

sen

sin

g, w

ater

an

alys

is a

nd

fiel

d su

rvey

s.

Ass

essi

ng

rela

ted

popu

lati

ons

at r

isk

via

•pr

odu

ctio

n fi

gure

s, f

arm

/mar

ket/

reta

il

surv

eys

and

prod

uce

an

alys

is.

Map

pin

g ex

isti

ng

area

s w

her

e •

was

tew

ater

or

poll

ute

d st

ream

wat

er

is u

sed

and

irri

gati

on p

ract

ices

th

rou

gh fi

eld

visi

ts, w

ater

qu

alit

y te

stin

g an

d/or

exp

ert

inte

rvie

ws.

A

sses

sin

g po

pula

tion

s at

ris

k vi

a •

prod

uct

ion

figu

res

and

farm

/mar

ket/

reta

il s

urv

eys.

Qu

anti

fyin

g ri

sks

Wat

er q

ual

ity

to b

e an

alyz

ed

•on

reg

ula

r ti

me

inte

rval

s u

sin

g st

anda

rd la

bora

tory

met

hod

s (m

icro

bial

incl

udi

ng

actu

al

path

ogen

s, a

nd

chem

ical

h

azar

ds).

R

esu

lts

to b

e co

mpa

red

wit

h

•n

atio

nal

wat

er q

ual

ity

stan

dard

s.

Are

as w

ith

con

tam

inat

ion

leve

ls

beyo

nd

tole

rabl

e le

vels

tar

gete

d fo

r in

terv

enti

ons.

Qu

anti

tati

ve M

icro

bial

Ris

k •

Ass

essm

ent

(QM

RA

) an

d Q

uan

tita

tive

Ch

emic

al R

isk

Ass

essm

ent

(QC

RA

) ca

n b

e u

sed

to m

odel

ex-

ante

ris

k sc

enar

ios

for

diff

eren

t w

aste

wat

er

trea

tmen

t ty

pes

and

leve

ls w

hic

h

mig

ht

be a

dju

sted

for

max

imiz

ing

nu

trie

nt

ben

efits

for

agr

icu

ltu

ral

reu

se.

Irri

gati

on w

ater

qu

alit

y sh

ould

be

asse

ssed

usi

ng

mic

robi

al a

nd

chem

ical

indi

cato

rs

at p

oin

t of

con

tact

(fa

rm)

in d

ry a

nd

wet

se

ason

; dat

a ob

tain

ed s

hou

ld b

e co

mpa

red

wit

h (

inte

r)n

atio

nal

saf

ety

stan

dard

s.C

rop

part

s to

be

con

sum

ed w

ith

out

•co

okin

g/pe

elin

g sh

ould

be

anal

yzed

for

ac

tual

con

tam

inat

ion

.R

isks

of

alre

ady

expo

sed

farm

com

mu

nit

ies

•ca

n b

e ve

rifi

ed v

ia h

ospi

tal d

ata,

inte

rvie

ws

and/

or e

pide

mio

logi

cal a

nal

ysis

(al

l vs.

co

ntr

ol g

rou

p). Q

MR

A c

ould

pre

dict

ris

ks

of t

he

usu

ally

larg

er c

onsu

mer

gro

up

base

d on

pro

duce

qu

alit

y an

alys

is a

t po

int

of

con

sum

ptio

n. I

n t

he

case

of

epid

emic

s,

mic

robi

al a

nd

epid

emio

logi

cal s

tudi

es c

an

be u

sed

to t

race

an

d ve

rify

th

e so

urc

e.

If la

bora

tori

es a

re a

vail

able

at

leas

t •

key

path

ogen

indi

cato

rs (

feca

l co

lifo

rms,

hel

min

th e

ggs)

sh

ould

be

anal

yzed

in ir

riga

tion

wat

er a

nd

on

irri

gate

d cr

ops.

If

not

, loc

al s

urv

eys

and

obse

rvat

ion

s co

mbi

ned

wit

h

loca

l wat

er u

sers

’ an

d/or

exp

erts

’ kn

owle

dge

cou

ld in

form

wh

eth

er

wat

er is

con

tam

inat

ed w

ith

hu

man

ex

cret

a.

Ris

ks f

or f

arm

ers

cou

ld b

e ve

rifi

ed

•vi

a in

terv

iew

s w

ith

far

mer

s vs

. co

ntr

ol g

rou

p; a

nd

for

farm

ers

at

diff

eren

t lo

cati

ons,

sem

i-qu

anti

fied

vi

a ex

posu

re r

anki

ng.

If f

aeca

l col

ifor

ms

hav

e be

en

•an

alyz

ed, s

impl

e Q

MR

A p

rogr

ams

can

su

ppor

t th

e ri

sk a

sses

smen

t fo

r co

nsu

mer

s.If

wat

er p

ollu

tion

fro

m in

dust

ry

•or

min

ing

is p

ossi

ble,

at

leas

t th

ose

hea

vy m

etal

s w

hic

h a

re li

ttle

ab

sorb

ed in

soi

ls a

nd

gen

eral

ly n

ot

phyt

otox

ic (

e.g.

Cad

miu

m)

shou

ld

be a

nal

yzed

.

OMS-WSHH-Guidance-note1-20100719.indd 4 30/07/10 14:49:42

# 4 # 5

Ste

pA

ctiv

ity

Lev

el o

n t

he

san

itat

ion

lad

der

Hig

her

par

t

(Hig

h-i

nco

me

cou

ntr

ies)

Mid

dle

par

t

(Mid

dle

-in

com

e co

un

trie

s)

Low

er p

art

(Low

-in

com

e co

un

trie

s)

1.S

itu

atio

n

anal

ysis

Map

pin

g ar

eas

and

pra

ctic

esP

lan

ned

reu

se s

chem

es t

o be

map

ped

usi

ng

rem

ote

sen

sin

g.R

elat

ed f

arm

ers

and

mar

keti

ng

•en

terp

rise

s to

be

iden

tifi

ed a

nd

regi

ster

ed.

Map

pin

g of

pla

nn

ed o

r ex

isti

ng

reu

se

•ar

eas

and

irri

gati

on p

ract

ices

usi

ng

rem

ote

sen

sin

g, w

ater

an

alys

is a

nd

fiel

d su

rvey

s.

Ass

essi

ng

rela

ted

popu

lati

ons

at r

isk

via

•pr

odu

ctio

n fi

gure

s, f

arm

/mar

ket/

reta

il

surv

eys

and

prod

uce

an

alys

is.

Map

pin

g ex

isti

ng

area

s w

her

e •

was

tew

ater

or

poll

ute

d st

ream

wat

er

is u

sed

and

irri

gati

on p

ract

ices

th

rou

gh fi

eld

visi

ts, w

ater

qu

alit

y te

stin

g an

d/or

exp

ert

inte

rvie

ws.

A

sses

sin

g po

pula

tion

s at

ris

k vi

a •

prod

uct

ion

figu

res

and

farm

/mar

ket/

reta

il s

urv

eys.

Qu

anti

fyin

g ri

sks

Wat

er q

ual

ity

to b

e an

alyz

ed

•on

reg

ula

r ti

me

inte

rval

s u

sin

g st

anda

rd la

bora

tory

met

hod

s (m

icro

bial

incl

udi

ng

actu

al

path

ogen

s, a

nd

chem

ical

h

azar

ds).

R

esu

lts

to b

e co

mpa

red

wit

h

•n

atio

nal

wat

er q

ual

ity

stan

dard

s.

Are

as w

ith

con

tam

inat

ion

leve

ls

beyo

nd

tole

rabl

e le

vels

tar

gete

d fo

r in

terv

enti

ons.

Qu

anti

tati

ve M

icro

bial

Ris

k •

Ass

essm

ent

(QM

RA

) an

d Q

uan

tita

tive

Ch

emic

al R

isk

Ass

essm

ent

(QC

RA

) ca

n b

e u

sed

to m

odel

ex-

ante

ris

k sc

enar

ios

for

diff

eren

t w

aste

wat

er

trea

tmen

t ty

pes

and

leve

ls w

hic

h

mig

ht

be a

dju

sted

for

max

imiz

ing

nu

trie

nt

ben

efits

for

agr

icu

ltu

ral

reu

se.

Irri

gati

on w

ater

qu

alit

y sh

ould

be

asse

ssed

usi

ng

mic

robi

al a

nd

chem

ical

indi

cato

rs

at p

oin

t of

con

tact

(fa

rm)

in d

ry a

nd

wet

se

ason

; dat

a ob

tain

ed s

hou

ld b

e co

mpa

red

wit

h (

inte

r)n

atio

nal

saf

ety

stan

dard

s.C

rop

part

s to

be

con

sum

ed w

ith

out

•co

okin

g/pe

elin

g sh

ould

be

anal

yzed

for

ac

tual

con

tam

inat

ion

.R

isks

of

alre

ady

expo

sed

farm

com

mu

nit

ies

•ca

n b

e ve

rifi

ed v

ia h

ospi

tal d

ata,

inte

rvie

ws

and/

or e

pide

mio

logi

cal a

nal

ysis

(al

l vs.

co

ntr

ol g

rou

p). Q

MR

A c

ould

pre

dict

ris

ks

of t

he

usu

ally

larg

er c

onsu

mer

gro

up

base

d on

pro

duce

qu

alit

y an

alys

is a

t po

int

of

con

sum

ptio

n. I

n t

he

case

of

epid

emic

s,

mic

robi

al a

nd

epid

emio

logi

cal s

tudi

es c

an

be u

sed

to t

race

an

d ve

rify

th

e so

urc

e.

If la

bora

tori

es a

re a

vail

able

at

leas

t •

key

path

ogen

indi

cato

rs (

feca

l co

lifo

rms,

hel

min

th e

ggs)

sh

ould

be

anal

yzed

in ir

riga

tion

wat

er a

nd

on

irri

gate

d cr

ops.

If

not

, loc

al s

urv

eys

and

obse

rvat

ion

s co

mbi

ned

wit

h

loca

l wat

er u

sers

’ an

d/or

exp

erts

’ kn

owle

dge

cou

ld in

form

wh

eth

er

wat

er is

con

tam

inat

ed w

ith

hu

man

ex

cret

a.

Ris

ks f

or f

arm

ers

cou

ld b

e ve

rifi

ed

•vi

a in

terv

iew

s w

ith

far

mer

s vs

. co

ntr

ol g

rou

p; a

nd

for

farm

ers

at

diff

eren

t lo

cati

ons,

sem

i-qu

anti

fied

vi

a ex

posu

re r

anki

ng.

If f

aeca

l col

ifor

ms

hav

e be

en

•an

alyz

ed, s

impl

e Q

MR

A p

rogr

ams

can

su

ppor

t th

e ri

sk a

sses

smen

t fo

r co

nsu

mer

s.If

wat

er p

ollu

tion

fro

m in

dust

ry

•or

min

ing

is p

ossi

ble,

at

leas

t th

ose

hea

vy m

etal

s w

hic

h a

re li

ttle

ab

sorb

ed in

soi

ls a

nd

gen

eral

ly n

ot

phyt

otox

ic (

e.g.

Cad

miu

m)

shou

ld

be a

nal

yzed

.

1.S

itu

atio

n

anal

ysis

(ct

nd

)r

isk

p

rior

itiz

atio

n

and

tar

get

sett

ing

Bas

ed o

n a

vail

able

dat

a, r

isks

can

be c

lear

ly a

sses

sed,

con

tain

ed

to t

he

wat

er a

nd

tran

slat

ed in

to

requ

ired

tre

atm

ent

capa

city

ta

rget

s.If

for

an

y re

ason

, lik

e n

utr

ien

t •

ben

efits

, tre

atm

ent

wil

l rem

ain

su

bopt

imal

, th

e re

mai

nin

g ri

sk

shou

ld b

e m

itig

ated

th

rou

gh

non

-tre

atm

ent

opti

ons

wh

ich

can

be

con

trol

led

usi

ng

esta

blis

hed

pr

oced

ure

s.

Ris

k re

duct

ion

tar

gets

are

defi

ned

via

com

plia

nce

wit

h e

stab

lish

ed

stan

dard

s fo

r ac

cept

able

ris

k pr

obab

ilit

y.

If a

vail

able

mic

robi

al d

ata

exce

ed t

oler

able

leve

ls a

nd

can

not

be

con

trol

led

prio

r to

th

e fa

rm e

.g. v

ia w

aste

wat

er t

reat

men

t,

hea

lth

-bas

ed t

arge

ts f

or r

isk

redu

ctio

n w

ill

be s

et a

t th

e po

int

of c

onta

ct (

farm

er)

and

con

sum

ptio

n (

con

sum

er)

to a

llow

for

th

e es

tabl

ish

men

t of

mu

ltip

le b

arri

ers

alon

g th

e fo

od c

hai

n.

Targ

ets

can

be

set

as n

um

ber

of d

iarr

hoe

a •

case

s or

ave

rted

Dis

abil

ity

adju

sted

Lif

e Ye

ars

(DA

LYs)

.B

ased

on

th

e H

AC

CP

app

roac

h, h

azar

ds

•an

d co

ntr

ol p

oin

ts c

an b

e ra

nke

d ta

kin

g ac

cou

nt

of e

xist

ing

con

trol

pra

ctic

es.

For

eac

h c

ontr

ol p

oin

t a

mon

itor

ing

targ

et

•sh

ould

be

set

join

tly

by h

ealt

h o

ffici

als,

fa

rmer

s, p

rodu

ce s

elle

rs e

tc.

Far

m lo

cati

ons

nea

r li

kely

ch

emic

al

•co

nta

min

atio

n s

ourc

es s

hou

ld r

ecei

ve h

igh

at

ten

tion

.

Bas

ed o

n a

vail

able

dat

a, r

isks

can

be r

anke

d fo

r di

ffer

ent

expo

sed

popu

lati

ons

usi

ng

mu

lti-

crit

eria

an

alys

is o

f th

eir

expo

sure

leve

l (c

onta

ct, i

nta

ke, f

requ

ency

). T

his

co

uld

be

don

e w

ith

con

cern

ed

stak

ehol

ders

su

ch a

s h

ealt

h o

ffici

als,

fa

rmer

s an

d pr

odu

ce s

elle

rs a

nd

shou

ld a

llow

for

pri

orit

y se

ttin

g.In

terv

enti

on t

arge

ts s

hou

ld b

e •

real

isti

c an

d m

easu

rabl

e. S

impl

e ex

ampl

es a

re t

he

perc

enta

ge o

f re

duce

d di

arrh

ea c

ases

, or

leve

ls

of lo

g re

duct

ion

s of

fec

al c

olif

orm

s fr

om s

ourc

e to

leve

l of

prod

uce

co

nsu

mpt

ion

(as

sum

ing

irri

gati

on is

n

ot r

estr

icte

d an

d pr

odu

ce is

eat

en

raw

).F

arm

loca

tion

s n

ear

poss

ible

chem

ical

con

tam

inat

ion

sou

rces

sh

ould

rec

eive

par

ticu

lar

atte

nti

on

(see

bel

ow).

2. i

den

tifi

cati

on

and

val

idat

ion

of

ris

k r

edu

ctio

n

mea

sure

s

iden

tifi

cati

on o

f ri

sk r

edu

ctio

n

mea

sure

s

Was

tew

ater

tre

atm

ent

has

pro

ven

to b

e ve

ry r

elia

ble

and

is a

pr

iori

ty r

isk

redu

ctio

n m

easu

re.

For

an

y re

mai

nin

g ri

sk, n

on-

trea

tmen

t op

tion

s w

ill b

e ap

plie

d u

sin

g th

e H

AC

CP

app

roac

h w

ith

ag

reed

sta

nda

rds.

Mea

sure

s m

igh

t in

clu

de: p

re-

•fa

rm -

con

ven

tion

al w

aste

wat

er

trea

tmen

t to

ter

tiar

y le

vel;

at f

arm

-

use

of

subs

urf

ace

drip

irri

gati

on

syst

ems,

cro

p re

stri

ctio

n,

and

occu

pati

onal

pro

tect

ion

m

easu

res.

Pos

t-h

arve

st r

e-co

nta

min

atio

n

•ri

sk is

ass

um

ed t

o be

un

der

con

trol

an

d m

onit

ored

by

stan

dard

foo

d sa

fety

an

d h

ygie

ne

prot

ocol

s; i.

e. n

on-t

reat

men

t in

terv

enti

ons

also

app

ly h

ere.

Exp

lore

if a

lter

nat

ive

lan

d an

d w

ater

reso

urc

es a

re a

vail

able

for

far

mer

s co

nce

rned

.E

xplo

re w

ith

sta

keh

olde

rs c

once

rned

th

e •

curr

ent

trea

tmen

t st

anda

rds

ups

trea

m

of f

arm

ing

area

s, a

nd

non

-tre

atm

ent

safe

ty p

ract

ices

at

pre-

farm

, on

-far

m a

nd

post

-far

m le

vels

, as

wel

l as

opti

ons

for

opti

miz

ing

them

in a

last

ing

way

. M

easu

res

for

risk

red

uct

ion

cou

ld

•in

clu

de, a

t pr

e-fa

rm, w

aste

wat

er t

reat

men

t (u

pgra

de)

to s

econ

dary

leve

l; at

far

ms,

dri

p ir

riga

tion

an

d oc

cupa

tion

al s

afet

y m

easu

res;

po

st-h

arve

st, e

nsu

re s

anit

ary

con

diti

ons

in

mar

kets

an

d fo

od s

elli

ng

poin

ts, e

tc.

En

forc

e ex

isti

ng

food

saf

ety

regu

lati

ons

and

•st

anda

rds.

Pla

n f

or a

ppro

pria

te w

aste

wat

er

•tr

eatm

ent

ups

trea

m o

f fa

rmin

g si

tes

taki

ng

into

acc

oun

t th

e ab

sorp

tion

ca

paci

ty o

f th

e re

ceiv

ing

wat

er b

ody.

Exp

lore

wh

eth

er a

lter

nat

ive

lan

d •

and

(gro

un

d) w

ater

res

ourc

es a

re

avai

labl

e fo

r fa

rmer

s, a

nd

if n

ot f

ocu

s on

non

-tre

atm

ent

opti

ons.

Id

enti

fy r

eali

stic

inte

rven

tion

s •

wit

h r

elev

ant

stak

ehol

ders

un

der

con

side

rati

on o

f av

aila

ble

fun

ds,

reli

abil

ity,

cos

t-ef

fect

iven

ess,

an

d ad

opti

on p

oten

tial

. For

exa

mpl

e:

pre-

farm

- s

ome

wat

er t

reat

men

t to

pr

imar

y le

vel u

sin

g po

nd

syst

ems;

at

farm

- u

sin

g si

mpl

e se

dim

enta

tion

po

nds

, dri

p ir

riga

tion

kit

s; p

ost-

har

vest

- u

sin

g m

ore

effe

ctiv

e ve

geta

ble

was

hin

g m

eth

ods,

wh

ich

in

var

iou

s re

alis

tic

com

bin

atio

ns

ach

ieve

th

e re

quir

ed r

isk

redu

ctio

n.

Supp

ort

edu

cati

onal

eff

orts

on

th

e •

nee

d to

min

imiz

e oc

cupa

tion

al

wat

er c

onta

ct w

hil

e m

ain

tain

ing

appr

opri

ate

hyg

ien

e af

ter

wor

k.

OMS-WSHH-Guidance-note1-20100719.indd 5 30/07/10 14:49:42

# 6 # 7

Ste

pA

ctiv

ity

Lev

el o

n t

he

san

itat

ion

lad

der

Hig

her

par

t

(Hig

h-i

nco

me

cou

ntr

ies)

Mid

dle

par

t

(Mid

dle

-in

com

e co

un

trie

s)

Low

er p

art

(Low

-in

com

e co

un

trie

s)

2. i

den

tifi

cati

on

and

val

idat

ion

of

ris

k r

edu

ctio

n

mea

sure

s (c

tnd

)

Val

idat

ion

of

sugg

este

d m

easu

res

Trea

tmen

t pl

ant

effl

uen

t •

mon

itor

ing.

Pil

ot p

has

e w

ith

acco

mpa

nyi

ng

rese

arch

to

mon

itor

th

e im

pact

of

rec

omm

ende

d fa

rm

prac

tice

s.F

or la

bora

tory

an

alys

is,

•u

se s

peci

fic

path

ogen

s an

d ch

emic

al p

aram

eter

s as

sp

elle

d ou

t in

sta

nda

rds.

If u

pgra

ded/

con

stru

cted

was

tew

ater

trea

tmen

t fa

cili

ties

wil

l geo

grap

hic

ally

in

flu

ence

irri

gati

on w

ater

qu

alit

y,

impl

emen

t ef

flu

ent

mon

itor

ing.

Pil

ot p

has

e w

ith

acc

ompa

nyi

ng

rese

arch

to

•m

onit

or t

he

effi

cacy

an

d lo

cal a

ccep

tan

ce

of r

ecom

men

ded

non

-tre

atm

ent

opti

ons

usi

ng

a co

mbi

nat

ion

of

inte

rvie

ws,

fiel

d an

d la

bora

tory

tes

tin

g.F

or a

sses

smen

t, u

se s

tan

dard

par

amet

ers,

both

mic

robi

olog

ical

an

d ch

emic

al.

If u

pgra

ded/

con

stru

cted

was

tew

ater

tre

atm

ent

faci

liti

es w

ill

geog

raph

ical

ly in

flu

ence

irri

gati

on

wat

er q

ual

ity,

impl

emen

t ef

flu

ent

mon

itor

ing.

Pil

ot p

has

e of

acc

ompa

nyi

ng

•pa

rtic

ipat

ory

rese

arch

to

mu

tual

ly

un

ders

tan

d an

d im

prov

e th

e ef

fica

cy a

nd

loca

l ado

ptio

n o

f re

com

men

ded

non

-tre

atm

ent

opti

ons.

F

or a

sses

smen

t, u

se s

ocia

l, •

econ

omic

, an

d m

icro

biol

ogic

al

labo

rato

ry a

nal

ysis

as

wel

l as

qual

itat

ive

met

hod

s (o

bser

vati

ons,

in

terv

iew

s) a

nd

any

mea

ns

to

visu

aliz

e th

e in

visi

ble

(mic

robi

al)

risk

.

3. i

mp

lem

enta

tion

of

mea

sure

sD

evel

opin

g p

lan

Shou

ld f

ollo

w e

stab

lish

ed

•pr

acti

ces

and

regu

lati

ons

invo

lvin

g al

l con

cern

ed

stak

ehol

ders

.

Dev

elop

an

inte

grat

ed r

isk

mit

igat

ion

pla

n

•co

mbi

nin

g tr

eatm

ent

and

non

-tre

atm

ent

opti

ons.

Th

e co

mbi

ned

app

roac

h r

equ

ires

a

focu

s on

defi

ned

hyd

rolo

gica

l cat

chm

ent

area

s w

her

e w

ater

tre

atm

ent

affe

cts

the

wat

er fl

owin

g to

th

e co

nce

rned

far

min

g si

tes

and

- if

pos

sibl

e -

defi

ned

(is

olat

ed)

prod

uce

mar

keti

ng

chan

nel

s fo

r w

aste

wat

er

irri

gate

d pr

odu

ce.

Exp

lore

opt

ion

s to

su

stai

n a

dopt

ion

of

•n

on-t

reat

men

t op

tion

s vi

a in

cen

tive

s, s

ocia

l m

arke

tin

g, r

egu

lati

ons/

fees

etc

. alo

ng

the

farm

to

fork

pat

hw

ay.

Dev

elop

an

inte

grat

ed r

isk

•m

itig

atio

n p

lan

wit

h a

ll c

once

rned

st

akeh

olde

rs w

ith

em

phas

is o

n

awar

enes

s cr

eati

on, e

duca

tion

an

d n

on-t

reat

men

t op

tion

s.

Ext

end

safe

ty m

easu

res

to a

ll

•ir

riga

ted

crop

s, a

s fo

r th

ose

prod

uce

d w

ith

was

tew

ater

if

mar

keti

ng

chan

nel

s ca

n n

ot b

e se

para

ted

for

safe

an

d u

nsa

fe

prod

uce

. E

xten

d ri

sk r

edu

ctio

n m

easu

res

•to

add

ress

foo

d sa

fety

an

d h

ygie

ne

in g

ener

al, i

f ri

sk o

f po

st-h

arve

st

con

tam

inat

ion

is h

igh

.

Act

ual

im

ple

men

tati

on/

dis

sem

inat

ion

Wit

h w

aste

wat

er t

reat

men

t •

in p

lace

, non

-tre

atm

ent

opti

ons

wil

l be

equ

ally

wel

l re

gula

ted

and

mon

itor

ed.

Such

opt

ion

s sh

ould

als

o •

shou

ld b

e in

corp

orat

ed in

to

edu

cati

onal

pro

gram

mes

an

d tr

ain

ing

curr

icu

la.

Lim

it w

aste

wat

er ir

riga

tion

to

thos

e •

loca

tion

s (c

atch

men

ts)

wit

h u

pstr

eam

w

aste

wat

er t

reat

men

t.

Lim

it w

aste

wat

er ir

riga

ted

prod

uce

to

•th

ose

farm

-to-

fork

pat

hw

ays

wh

ere

safe

ty

mea

sure

s su

ppor

t ea

ch-o

ther

.In

volv

e br

oad

ran

ge o

f st

akeh

olde

rs.

Impl

emen

t a

beh

avio

r ch

ange

cam

paig

n, b

ased

on

ince

nti

ves,

so

cial

mar

keti

ng

(val

ues

),

regu

lati

ons

and

edu

cati

on t

o fa

cili

tate

a la

stin

g ad

opti

on o

f n

on-

trea

tmen

t op

tion

s.

OMS-WSHH-Guidance-note1-20100719.indd 6 30/07/10 14:49:42

# 6 # 7

Ste

pA

ctiv

ity

Lev

el o

n t

he

san

itat

ion

lad

der

Hig

her

par

t

(Hig

h-i

nco

me

cou

ntr

ies)

Mid

dle

par

t

(Mid

dle

-in

com

e co

un

trie

s)

Low

er p

art

(Low

-in

com

e co

un

trie

s)

2. i

den

tifi

cati

on

and

val

idat

ion

of

ris

k r

edu

ctio

n

mea

sure

s (c

tnd

)

Val

idat

ion

of

sugg

este

d m

easu

res

Trea

tmen

t pl

ant

effl

uen

t •

mon

itor

ing.

Pil

ot p

has

e w

ith

acco

mpa

nyi

ng

rese

arch

to

mon

itor

th

e im

pact

of

rec

omm

ende

d fa

rm

prac

tice

s.F

or la

bora

tory

an

alys

is,

•u

se s

peci

fic

path

ogen

s an

d ch

emic

al p

aram

eter

s as

sp

elle

d ou

t in

sta

nda

rds.

If u

pgra

ded/

con

stru

cted

was

tew

ater

trea

tmen

t fa

cili

ties

wil

l geo

grap

hic

ally

in

flu

ence

irri

gati

on w

ater

qu

alit

y,

impl

emen

t ef

flu

ent

mon

itor

ing.

Pil

ot p

has

e w

ith

acc

ompa

nyi

ng

rese

arch

to

•m

onit

or t

he

effi

cacy

an

d lo

cal a

ccep

tan

ce

of r

ecom

men

ded

non

-tre

atm

ent

opti

ons

usi

ng

a co

mbi

nat

ion

of

inte

rvie

ws,

fiel

d an

d la

bora

tory

tes

tin

g.F

or a

sses

smen

t, u

se s

tan

dard

par

amet

ers,

both

mic

robi

olog

ical

an

d ch

emic

al.

If u

pgra

ded/

con

stru

cted

was

tew

ater

tre

atm

ent

faci

liti

es w

ill

geog

raph

ical

ly in

flu

ence

irri

gati

on

wat

er q

ual

ity,

impl

emen

t ef

flu

ent

mon

itor

ing.

Pil

ot p

has

e of

acc

ompa

nyi

ng

•pa

rtic

ipat

ory

rese

arch

to

mu

tual

ly

un

ders

tan

d an

d im

prov

e th

e ef

fica

cy a

nd

loca

l ado

ptio

n o

f re

com

men

ded

non

-tre

atm

ent

opti

ons.

F

or a

sses

smen

t, u

se s

ocia

l, •

econ

omic

, an

d m

icro

biol

ogic

al

labo

rato

ry a

nal

ysis

as

wel

l as

qual

itat

ive

met

hod

s (o

bser

vati

ons,

in

terv

iew

s) a

nd

any

mea

ns

to

visu

aliz

e th

e in

visi

ble

(mic

robi

al)

risk

.

3. i

mp

lem

enta

tion

of

mea

sure

sD

evel

opin

g p

lan

Shou

ld f

ollo

w e

stab

lish

ed

•pr

acti

ces

and

regu

lati

ons

invo

lvin

g al

l con

cern

ed

stak

ehol

ders

.

Dev

elop

an

inte

grat

ed r

isk

mit

igat

ion

pla

n

•co

mbi

nin

g tr

eatm

ent

and

non

-tre

atm

ent

opti

ons.

Th

e co

mbi

ned

app

roac

h r

equ

ires

a

focu

s on

defi

ned

hyd

rolo

gica

l cat

chm

ent

area

s w

her

e w

ater

tre

atm

ent

affe

cts

the

wat

er fl

owin

g to

th

e co

nce

rned

far

min

g si

tes

and

- if

pos

sibl

e -

defi

ned

(is

olat

ed)

prod

uce

mar

keti

ng

chan

nel

s fo

r w

aste

wat

er

irri

gate

d pr

odu

ce.

Exp

lore

opt

ion

s to

su

stai

n a

dopt

ion

of

•n

on-t

reat

men

t op

tion

s vi

a in

cen

tive

s, s

ocia

l m

arke

tin

g, r

egu

lati

ons/

fees

etc

. alo

ng

the

farm

to

fork

pat

hw

ay.

Dev

elop

an

inte

grat

ed r

isk

•m

itig

atio

n p

lan

wit

h a

ll c

once

rned

st

akeh

olde

rs w

ith

em

phas

is o

n

awar

enes

s cr

eati

on, e

duca

tion

an

d n

on-t

reat

men

t op

tion

s.

Ext

end

safe

ty m

easu

res

to a

ll

•ir

riga

ted

crop

s, a

s fo

r th

ose

prod

uce

d w

ith

was

tew

ater

if

mar

keti

ng

chan

nel

s ca

n n

ot b

e se

para

ted

for

safe

an

d u

nsa

fe

prod

uce

. E

xten

d ri

sk r

edu

ctio

n m

easu

res

•to

add

ress

foo

d sa

fety

an

d h

ygie

ne

in g

ener

al, i

f ri

sk o

f po

st-h

arve

st

con

tam

inat

ion

is h

igh

.

Act

ual

im

ple

men

tati

on/

dis

sem

inat

ion

Wit

h w

aste

wat

er t

reat

men

t •

in p

lace

, non

-tre

atm

ent

opti

ons

wil

l be

equ

ally

wel

l re

gula

ted

and

mon

itor

ed.

Such

opt

ion

s sh

ould

als

o •

shou

ld b

e in

corp

orat

ed in

to

edu

cati

onal

pro

gram

mes

an

d tr

ain

ing

curr

icu

la.

Lim

it w

aste

wat

er ir

riga

tion

to

thos

e •

loca

tion

s (c

atch

men

ts)

wit

h u

pstr

eam

w

aste

wat

er t

reat

men

t.

Lim

it w

aste

wat

er ir

riga

ted

prod

uce

to

•th

ose

farm

-to-

fork

pat

hw

ays

wh

ere

safe

ty

mea

sure

s su

ppor

t ea

ch-o

ther

.In

volv

e br

oad

ran

ge o

f st

akeh

olde

rs.

Impl

emen

t a

beh

avio

r ch

ange

cam

paig

n, b

ased

on

ince

nti

ves,

so

cial

mar

keti

ng

(val

ues

),

regu

lati

ons

and

edu

cati

on t

o fa

cili

tate

a la

stin

g ad

opti

on o

f n

on-

trea

tmen

t op

tion

s.

3. i

mp

lem

enta

tion

of

mea

sure

s (c

tnd

)A

ctu

al

imp

lem

enta

tion

/ d

isse

min

atio

n

(ctn

d)

Use

med

ia a

nd

soci

al m

arke

tin

g to

su

ppor

t •

beh

avio

r ch

ange

tow

ards

non

-tre

atm

ent

opti

ons.

Reg

ula

te c

hem

ical

con

tam

inan

ts a

nd

•im

prov

e (s

ourc

e) t

reat

men

t fa

cili

ties

an

d ti

ll t

hen

ban

rel

ated

was

tew

ater

use

.

Far

mer

s in

are

as w

ith

hig

h

•pr

obab

ilit

y of

ch

emic

al

con

tam

inat

ion

sh

ould

be

supp

orte

d to

far

m e

lsew

her

e. T

he

site

s sh

ould

be

clo

sed

un

til p

ollu

tion

sou

rces

h

ave

been

iden

tifi

ed a

nd

con

trol

led.

4.O

per

atio

nal

m

onit

orin

gD

evel

op p

lan

Shou

ld f

ollo

w e

stab

lish

ed

•re

gula

tion

s by

cer

tifi

ed

inst

itu

tion

s/go

vern

men

tal

agen

cies

/lab

orat

orie

s in

th

e w

ater

an

d fo

od s

ecto

r/in

dust

ry.

Can

be

adap

ted

to lo

cal m

onit

orin

g pl

an

•of

on

goin

g pr

ogra

ms

rela

ted

to f

ood

safe

ty,

publ

ic h

ealt

h a

nd

wat

er p

ollu

tion

.Sh

ould

hav

e in

spec

tion

sta

nda

rds

or

•an

alyt

ical

indi

cato

rs t

o be

adh

ered

to.

Dev

elop

mon

itor

ing

plan

wit

h

•re

leva

nt

stak

ehol

ders

. F

ocu

s on

sim

ple

indi

cato

rs a

nd

•pr

oxie

s.

En

cou

rage

loca

l res

earc

h

•in

stit

uti

ons

to g

et in

volv

ed in

sy

stem

atic

ope

rati

onal

mon

itor

ing.

Act

ual

mon

itor

ing

of c

omp

lian

ceF

ollo

ws

esta

blis

hed

insp

ecti

on a

nd

sam

plin

g pr

otoc

ols

wit

h in

depe

nde

nt

con

trol

/au

dit.

N

on-c

ompl

ian

ce s

hou

ld

•le

ad t

o le

gal i

mpl

icat

ion

s an

d ap

prop

riat

e fe

es.

Shou

ld b

e do

ne

by w

hic

hev

er e

nti

ty t

hat

can

mos

t re

liab

ly m

onit

or: g

over

nm

ent

inst

itu

tion

s, e

nvi

ron

men

tal p

rote

ctio

n

agen

cy o

r pr

ivat

e se

ctor

. N

on-c

ompl

ian

ce s

hou

ld h

ave

lega

l •

impl

icat

ion

s an

d ap

prop

riat

e fe

es

Impl

emen

ters

(fa

rmer

s, v

eget

able

and

food

sel

lers

) sh

ould

be

empo

wer

ed t

hro

ugh

tra

inin

g to

do

(an

d u

nde

rsta

nd

the

valu

e of

) se

lf-

mon

itor

ing.

At

leas

t ra

ndo

m in

spec

tion

by

•au

thor

itie

s (r

isk

of f

rau

d to

be

addr

esse

d).

Mon

itor

ing

shou

ld b

e ba

sed

on

•si

mpl

e an

d ra

pid

obse

rvat

ion

s, li

ke

phys

ical

indi

cato

rs s

uch

as

colo

r,

smel

l etc

.

5.V

erifi

cati

onVer

ify

if s

et t

arge

ts

are

ach

ieve

dF

ollo

ws

esta

blis

hed

prot

ocol

s of

mic

robi

al a

nd

chem

ical

ris

k an

alys

is.

Shou

ld v

erif

y if

th

e va

riou

s ri

sk b

arri

ers

•ac

tual

ly a

chie

ve t

he

pre-

defi

ned

hea

lth

-ba

sed

targ

ets

(e.g

. red

uct

ion

in d

iarr

hoe

a ca

ses

or D

ALY

in t

arge

t po

pula

tion

s).

Shou

ld v

erif

y if

com

bin

atio

ns

of

•th

e va

riou

s ri

sk b

arri

ers

ach

ieve

th

e pr

e-de

fin

ed (

see

abov

e) h

ealt

h-

base

d ta

rget

s li

ke r

edu

ctio

n in

n

um

ber

of d

iarr

hoe

a ca

ses.

OMS-WSHH-Guidance-note1-20100719.indd 7 30/07/10 14:49:43

# 8 # 9

TA

BL

E 3

A.

Exa

mpl

e of

hea

lth

-bas

ed t

arge

ts in

cou

ntr

ies

at d

iffe

ren

t le

vels

on

th

e sa

nit

atio

n la

dder

Lev

el o

n t

he

san

itat

ion

lad

der

Hig

her

par

t(H

igh

-in

com

e co

un

trie

s)M

idd

le p

art

(Mid

dle

-in

com

e co

un

trie

s)L

ower

par

t(L

ow-i

nco

me

cou

ntr

ies)

Typ

e of

tar

get

(exa

mpl

es

per

cou

ntr

y gr

oup)

Hea

lth

ou

tcom

e ta

rget

s•

Wat

er a

nd

food

qu

alit

y ta

rget

s•

Tech

nic

al t

arge

ts•

Wat

er a

nd

food

qu

alit

y ta

rget

s•

Per

form

ance

/tec

hn

ical

tar

get

•W

ater

an

d fo

od q

ual

ity

targ

ets

•P

erfo

rman

ce t

arge

ts•

TA

BL

E 3

B.

Ch

arac

teri

stic

s of

dif

fere

nt

hea

lth

-bas

ed t

arge

ts

Hea

lth

ou

tcom

e ta

rget

sW

ater

an

d f

ood

qu

alit

y ta

rget

sP

erfo

rman

ce/t

ech

nic

al t

arge

ts

Nat

ure

of

targ

etD

efin

ed t

oler

able

bu

rden

of

dise

ase

(max

imu

m

freq

uen

cy o

f di

seas

e)L

ow-

or n

o-ri

sk t

hre

shol

ds f

or c

hem

ical

s or

pat

hog

en in

dica

tors

usu

ally

bas

ed o

n

inte

rnat

ion

al g

uid

elin

es

Ris

k re

duct

ion

tar

gets

per

non

-tre

atm

ent

inte

rven

tion

or

trea

tmen

t te

chn

olog

y

Typ

ical

ap

pli

cati

onH

igh

-lev

el p

olic

y ta

rget

s e.

g. f

or r

estr

icte

d an

d u

nre

stri

cted

irri

gati

on, o

r ty

pe o

f cr

op; b

est

expr

esse

d in

DA

LY p

er p

erso

n a

nd

year

as

this

all

ows

the

corr

espo

ndi

ngl

y re

quir

ed r

isk

redu

ctio

n t

o be

defi

ned

Com

mon

mon

itor

ing

guid

elin

e va

lues

. N

atio

nal

ada

ptat

ion

req

uir

es q

uan

tita

tive

ris

k as

sess

men

t ba

sed

on e

xpos

ure

an

d ac

cept

able

in

take

.

Bas

ed o

n a

chie

vabl

e ri

sk r

edu

ctio

n, e

.g.

expr

esse

d as

E. c

oli l

og-u

nit

red

uct

ion

, or

perc

enta

ge r

edu

ctio

n o

f ch

emic

al in

dica

tors

Dat

a n

eed

s an

d/

or c

omp

lexi

ty o

f m

onit

orin

g

Hig

h

Med

ium

Low

Ada

ptin

g th

e ap

proa

ch o

f the

WH

O G

uide

line

s on

Dri

nki

ng-w

ater

Qu

alit

y, T

able

3 d

escr

ibes

pos

sibl

e he

alth

-bas

ed ta

rget

s: (i

) m

easu

rabl

e he

alth

obj

ecti

ves,

(ii)

wat

er q

ual

ity

or

food

qu

alit

y th

resh

olds

, (ii

i) in

terv

enti

on p

erfo

rman

ce ta

rget

s, a

nd (v

) te

chno

logy

rel

ated

sta

ndar

ds. A

ll ta

rget

s sh

ould

be

base

d on

a ju

dgm

ent o

f the

req

uire

d sa

fety

and

on

risk

asse

ssm

ent.

The

trad

itio

nal

ly p

refe

rred

tar

gets

are

wat

er q

ual

ity

thre

shol

d va

lues

, wh

ich

prov

ide

a si

mpl

e be

nch

mar

k; h

owev

er, w

here

tech

nic

al th

resh

olds

can

not

be

ach

ieve

d

or m

aint

aine

d, o

r w

here

ach

ievi

ng th

em w

ould

not

ch

ange

the

actu

al r

isk

(for

exa

mpl

e w

here

hig

hly

trea

ted

efflu

ent e

nter

s a

larg

er u

ntre

ated

was

tew

ater

str

eam

) th

ey w

ill o

nly

cost

mon

ey b

ut n

ot s

afeg

uar

d pu

blic

hea

lth.

Tar

gets

sho

uld

thu

s be

rea

list

ic a

nd r

elev

ant

to lo

cal c

ondi

tion

s (c

onsi

deri

ng fo

r ex

ampl

e. t

he r

ecei

ving

wat

er b

ody’

s qu

alit

y an

d

abso

rpti

on c

apac

ity)

and

fin

anci

al, t

ech

nic

al a

nd in

stit

utio

nal

res

ourc

es. W

ith

incr

easi

ng o

ptio

ns

and

reso

urce

s, t

arge

ts c

an b

e pr

ogre

ssiv

ely

adju

sted

. In

man

y si

tuat

ion

s th

ere

are

adva

ntag

es to

ach

ievi

ng t

he t

arge

ts t

hro

ugh

diff

eren

t but

com

plem

enta

ry in

terv

enti

ons

alon

g th

e co

ntam

inat

ion

path

way

(m

ulti

ple

barr

ier

appr

oach

). H

ealt

h-ba

sed

targ

ets

shou

ld a

lso

con

side

r th

e w

ider

con

text

of r

isk,

esp

ecia

lly in

low

-inc

ome

coun

trie

s, w

here

was

tew

ater

irri

gate

d fo

od is

on

ly o

ne o

f sev

eral

ris

k fa

ctor

s. I

n th

ese

case

s, t

he c

ost-

effe

ctiv

enes

s of

dif

fere

nt in

terv

enti

ons

addr

essi

ng d

iffe

rent

ris

k fa

ctor

s sh

ould

be

com

pare

d.

OMS-WSHH-Guidance-note1-20100719.indd 8 30/07/10 14:49:43

# 8 # 9

Lev

el o

n t

he

san

itat

ion

lad

der

Hig

her

par

t(H

igh

-in

com

e co

un

trie

s)M

idd

le p

art

(Mid

dle

-in

com

e co

un

trie

s)L

ower

par

t(L

ow-i

nco

me

cou

ntr

ies)

Typ

e of

tar

get

(exa

mpl

es

per

cou

ntr

y gr

oup)

Hea

lth

ou

tcom

e ta

rget

s•

Wat

er a

nd

food

qu

alit

y ta

rget

s•

Tech

nic

al t

arge

ts•

Wat

er a

nd

food

qu

alit

y ta

rget

s•

Per

form

ance

/tec

hn

ical

tar

get

•W

ater

an

d fo

od q

ual

ity

targ

ets

•P

erfo

rman

ce t

arge

ts•

Hea

lth

ou

tcom

e ta

rget

sW

ater

an

d f

ood

qu

alit

y ta

rget

sP

erfo

rman

ce/t

ech

nic

al t

arge

ts

Nat

ure

of

targ

etD

efin

ed t

oler

able

bu

rden

of

dise

ase

(max

imu

m

freq

uen

cy o

f di

seas

e)L

ow-

or n

o-ri

sk t

hre

shol

ds f

or c

hem

ical

s or

pat

hog

en in

dica

tors

usu

ally

bas

ed o

n

inte

rnat

ion

al g

uid

elin

es

Ris

k re

duct

ion

tar

gets

per

non

-tre

atm

ent

inte

rven

tion

or

trea

tmen

t te

chn

olog

y

Typ

ical

ap

pli

cati

onH

igh

-lev

el p

olic

y ta

rget

s e.

g. f

or r

estr

icte

d an

d u

nre

stri

cted

irri

gati

on, o

r ty

pe o

f cr

op; b

est

expr

esse

d in

DA

LY p

er p

erso

n a

nd

year

as

this

all

ows

the

corr

espo

ndi

ngl

y re

quir

ed r

isk

redu

ctio

n t

o be

defi

ned

Com

mon

mon

itor

ing

guid

elin

e va

lues

. N

atio

nal

ada

ptat

ion

req

uir

es q

uan

tita

tive

ris

k as

sess

men

t ba

sed

on e

xpos

ure

an

d ac

cept

able

in

take

.

Bas

ed o

n a

chie

vabl

e ri

sk r

edu

ctio

n, e

.g.

expr

esse

d as

E. c

oli l

og-u

nit

red

uct

ion

, or

perc

enta

ge r

edu

ctio

n o

f ch

emic

al in

dica

tors

Dat

a n

eed

s an

d/

or c

omp

lexi

ty o

f m

onit

orin

g

Hig

h

Med

ium

Low

Ada

ptin

g th

e ap

proa

ch o

f the

WH

O G

uide

line

s on

Dri

nki

ng-w

ater

Qu

alit

y, T

able

3 d

escr

ibes

pos

sibl

e he

alth

-bas

ed ta

rget

s: (i

) m

easu

rabl

e he

alth

obj

ecti

ves,

(ii)

wat

er q

ual

ity

or

food

qu

alit

y th

resh

olds

, (ii

i) in

terv

enti

on p

erfo

rman

ce ta

rget

s, a

nd (v

) te

chno

logy

rel

ated

sta

ndar

ds. A

ll ta

rget

s sh

ould

be

base

d on

a ju

dgm

ent o

f the

req

uire

d sa

fety

and

on

risk

asse

ssm

ent.

The

trad

itio

nal

ly p

refe

rred

tar

gets

are

wat

er q

ual

ity

thre

shol

d va

lues

, wh

ich

prov

ide

a si

mpl

e be

nch

mar

k; h

owev

er, w

here

tech

nic

al th

resh

olds

can

not

be

ach

ieve

d

or m

aint

aine

d, o

r w

here

ach

ievi

ng th

em w

ould

not

ch

ange

the

actu

al r

isk

(for

exa

mpl

e w

here

hig

hly

trea

ted

efflu

ent e

nter

s a

larg

er u

ntre

ated

was

tew

ater

str

eam

) th

ey w

ill o

nly

cost

mon

ey b

ut n

ot s

afeg

uar

d pu

blic

hea

lth.

Tar

gets

sho

uld

thu

s be

rea

list

ic a

nd r

elev

ant

to lo

cal c

ondi

tion

s (c

onsi

deri

ng fo

r ex

ampl

e. t

he r

ecei

ving

wat

er b

ody’

s qu

alit

y an

d

abso

rpti

on c

apac

ity)

and

fin

anci

al, t

ech

nic

al a

nd in

stit

utio

nal

res

ourc

es. W

ith

incr

easi

ng o

ptio

ns

and

reso

urce

s, t

arge

ts c

an b

e pr

ogre

ssiv

ely

adju

sted

. In

man

y si

tuat

ion

s th

ere

are

adva

ntag

es to

ach

ievi

ng t

he t

arge

ts t

hro

ugh

diff

eren

t but

com

plem

enta

ry in

terv

enti

ons

alon

g th

e co

ntam

inat

ion

path

way

(m

ulti

ple

barr

ier

appr

oach

). H

ealt

h-ba

sed

targ

ets

shou

ld a

lso

con

side

r th

e w

ider

con

text

of r

isk,

esp

ecia

lly in

low

-inc

ome

coun

trie

s, w

here

was

tew

ater

irri

gate

d fo

od is

on

ly o

ne o

f sev

eral

ris

k fa

ctor

s. I

n th

ese

case

s, t

he c

ost-

effe

ctiv

enes

s of

dif

fere

nt in

terv

enti

ons

addr

essi

ng d

iffe

rent

ris

k fa

ctor

s sh

ould

be

com

pare

d.

TA

BL

E 4

. E

xam

ples

of

com

mon

was

tew

ater

tre

atm

ent

opti

ons

by s

cale

of

irri

gati

on a

nd

leve

l of

econ

omic

de

velo

pmen

t1

Ch

arac

teri

stic

s H

igh

-in

com

e co

un

trie

sM

idd

le-i

nco

me

cou

ntr

ies

Low

-in

com

e co

un

trie

s

Sca

le o

f in

terv

enti

ons

a)

Hou

seh

olds

wit

h g

arde

nb)

Sm

all-

scal

e co

mm

un

al p

lots

nea

r po

llu

ted

stre

ams

and

drai

ns

c)

Lar

ger

urb

an o

r pe

ri-u

rban

plo

ts n

ext

to d

ecen

tral

ized

sim

plifi

ed s

ewer

age

syst

ems

d)

Lar

ger

peri

-urb

an p

lots

wit

h c

ity-

wid

e se

wer

age

syst

em

Typ

ical

tre

atm

ent

tech

nol

ogy

opti

ons

per

sc

ale

(exa

mp

les)

1

Hou

seh

olds

wit

h g

arde

n:

Sew

erag

e•

Dry

toi

lets

, uri

ne

coll

ecti

on, a

nd

•gr

eyw

ater

sep

arat

ion

an

d tr

eatm

ent

Com

mu

nal

or

mu

nic

ipal

far

min

g ar

eas

of a

ny

size

:C

onve

nti

onal

tre

atm

ent

+ te

rtia

ry

•tr

eatm

ent

Mem

bran

e te

chn

olog

ies

•So

il a

quif

er t

reat

men

t (S

AT)

syst

ems

•w

her

e po

ssib

leIn

dust

rial

sou

rce

trea

tmen

t•

Hou

seh

olds

wit

h g

arde

n:

Sept

ic t

anks

•Im

hof

f ta

nk

•O

n-s

ite

grey

wat

er t

reat

men

t• C

omm

un

al p

lots

:P

rim

ary

trea

tmen

t +

con

stru

cted

wet

lan

ds• L

arge

plo

ts o

r m

ediu

m-s

ize

city

:W

aste

sta

bili

zati

on p

ond

syst

ems

•D

ecen

tral

ized

was

tew

ater

tre

atm

ent

syst

ems

•(D

EW

ATS)

(e.

g. s

econ

dary

tre

atm

ent

+ re

ed b

ed

syst

ems)

Upfl

ow A

nae

robi

c Sl

udg

e B

lan

ket

(UA

SB)

and

oth

er a

nae

robi

c sy

stem

sW

aste

wat

er S

tora

ge a

nd

Trea

tmen

t R

eser

voir

s •

Ch

emic

ally

en

han

ced

prim

ary

trea

tmen

t• L

arge

cit

y ce

ntr

aliz

ed s

yste

m:

Con

ven

tion

al t

reat

men

t +

poli

shin

g po

nds

•SA

T s

yste

ms

Hou

seh

olds

wit

h g

arde

n:

On

-sit

e la

trin

es a

nd

alte

rnat

ives

•Se

ptic

tan

ks• C

omm

un

al p

lots

:O

n-

or o

ff-f

arm

tre

atm

ent

via

(ser

ies

of)

•du

g-ou

t po

nds

Sedi

men

tati

on t

raps

for

hel

min

th e

ggs

•T

hre

e-ta

nk

syst

ems

•Sa

nd

filt

er s

yste

ms

• Lar

ge p

lots

or

med

ium

-siz

e ci

ty:

Was

te s

tabi

liza

tion

pon

d sy

stem

s•

2

UA

SB a

nd

oth

er a

nae

robi

c sy

stem

s (a

ble

•to

pro

duce

bio

gas

reve

nu

e)

Lar

ger

peri

-urb

an p

lots

wit

h c

ity-

wid

e se

wer

age

syst

em:

Was

tew

ater

Sto

rage

an

d Tr

eatm

ent

•R

eser

voir

s 2

Sour

ce: A

dapt

ed a

nd m

odifi

ed fr

om W

ord

Ban

k (2

010)

1 T

he e

xam

ples

do

not i

mpl

y a

nece

ssar

y pr

ogre

ssio

n w

ith

incr

easi

ng

econ

omic

dev

elop

men

t. I

n h

igh-

inco

me

cou

ntri

es w

aste

sta

bili

zati

on p

ond

syst

ems,

for

exam

ple,

can

be

the

mos

t app

ropr

iate

an

d ec

onom

ical

ly p

refe

rred

opt

ion

for

trea

tmen

t as

wel

l. T

he t

arge

t sho

uld

be

in a

ny s

itu

atio

n to

fin

d lo

call

y ap

prop

riat

e an

d if

pos

sibl

e re

use

-ori

ente

d sy

stem

s w

here

tre

atm

ent l

evel

s ar

e ba

sed

on r

ecei

vin

g w

ater

bod

ies’

abso

rpti

on c

apac

ity

and

the

tech

nolo

gy o

n lo

call

y vi

able

opt

ion

s (L

ibh

aber

, 20

07; M

urr

ay a

nd

Buck

ley,

201

0).

2 M

ost s

uit

able

whe

re c

onti

nuou

s el

ectr

icit

y su

pply

is a

ch

alle

nge

, but

als

o be

yon

d th

is s

tage

.

OMS-WSHH-Guidance-note1-20100719.indd 9 30/07/10 14:49:43

# 10 # 11

Fig

ur

E 2

: Mu

ltip

le B

arri

er D

ecis

ion

Su

ppor

t F

low

Dia

gram

s

The

se s

impl

ified

flow

-ch

art s

how

s di

ffer

ence

s an

d co

mm

onal

itie

s fo

r de

cisi

on-m

aker

s fa

cing

wat

er q

ual

ity

cond

itio

ns

typi

cal f

or th

e th

ree

stag

es o

f eco

nom

ic d

evel

opm

ent a

long

the

san

itat

ion

ladd

er. T

hey

assu

me

that

ove

rall

heal

th-b

ased

tar

gets

hav

e be

en id

enti

fied

and

/or

that

for

each

bar

rier

ope

rati

onal

qu

alit

y st

anda

rds

hav

e be

en s

et.

a. F

arm

er s

afet

y

Is t

here

an

alte

rnat

ive

sou

rce

wit

h sa

fer

wat

er

that

cou

ld b

e u

sed?

Farm

er is

saf

e fr

om

irri

gati

on w

ater

but

shou

ld m

aint

ain

good

pers

onal

hyg

iene

Rai

se a

war

enes

s am

ong

farm

ers

abou

t ris

ks

that

the

irri

gati

on w

ater

pos

es to

the

m a

nd t

heir

fam

ilie

s.

Dep

endi

ng o

n de

gree

of w

ater

con

tam

inat

ion

impl

emen

t

opti

ons

for:

- P

reve

ntat

ive

heal

th p

rote

ctio

n (i

rrig

atio

n w

ith

less

farm

er-w

ater

con

tact

) an

d se

lf-pr

otec

tion

(clo

thin

g),

- Po

st-e

xpos

ure

was

hin

g an

d re

gula

r de

-wor

min

g.

If p

rodu

ced

crop

s ar

e

eate

n w

itho

ut c

ooki

ng

go to

dia

gram

2b.

Hig

hly-

tre

ated

was

tew

ater

Part

iall

y-tr

eate

d w

aste

wat

er

Unt

reat

ed w

aste

wat

er

Doe

s th

e w

ater

qu

alit

y

mee

t saf

ety

stan

dard

s

for

farm

ers’

expo

sure

?

Yes

No

Yes

No

Yes

OMS-WSHH-Guidance-note1-20100719.indd 10 30/07/10 14:49:43

# 10 # 11

Doe

s th

e w

ater

mee

t

irri

gati

on s

afet

y

stan

dard

s fo

r th

e

give

n ty

pe o

f cro

p?

b. C

onsu

mer

sa

fety

Hig

hly-

tre

ated

was

tew

ater

Part

iall

y-tr

eate

d w

aste

wat

er

Unt

reat

ed w

aste

wat

er

Is t

here

an

alte

rnat

ive

sou

rce

wit

h sa

fer

wat

er

that

cou

ld b

e u

sed?

Yes

Cou

ld o

ther

cro

ps o

f

low

er r

isk

be g

row

n?

No

Rai

se a

war

enes

s am

ong

farm

ers

on r

isk

s fo

r co

nsu

mer

s an

d ow

n b

usi

nes

s

impl

icat

ion

s. D

epen

din

g on

deg

ree

of w

ater

con

tam

inat

ion

im

plem

ent

opti

ons

for:

- Sa

fer

wat

er fe

tch

ing

and

irri

gati

on p

ract

ices

wh

ich

red

uce

cro

p-

wat

er

con

tact

,

- T

he

supp

ort

of n

atu

ral p

ath

ogen

die

-off

,

- Si

mpl

e pr

e- o

r on

-far

m w

ater

tre

atm

ent

(pon

ds,

filt

rati

on)

if fe

asib

le.

Yes

No

Yes

Is t

he p

rodu

ce s

afe

for

con

sum

ptio

n

acco

rdin

g to

giv

en

qual

ity

stan

dard

s?

Is t

here

a r

isk

of

post

-har

vest

cro

p

cont

amin

atio

n?

Yes

Rai

se a

war

enes

s am

ong

vege

tabl

e

sell

ers

and

food

cat

erer

s an

d

supp

ort

mea

sure

s to

red

uce

con

sum

ptio

n r

isk

s vi

a be

tter

mar

ket

han

dli

ng

prac

tice

s, fo

od

hyg

ien

e an

d ef

fect

ive

vege

tabl

e

was

hin

g.

No

Yes

S A F E P r O D u C E

No

No

OMS-WSHH-Guidance-note1-20100719.indd 11 30/07/10 14:49:43

FurTHEr rEADiNg

Bos, R., Carr, R. and B. Keraita (2010). Assessing and mitigating wastewater-related health risk in developing countries: An introduction. In: Drechsel, P.,

C.A. Scott, L. Raschid-Sally, M. Redwood and A. Bahri (eds.) Wastewater irrigation and health: Assessing and mitigation risks in low-income countries.

Earthscan-IDRC-IWMI, UK p. 29-47 www.idrc.ca/openebooks/475-8/

Keraita, B., Drechsel, P., F. Konradsen (2010). Up and down the sanitation ladder: Harmonizing the treatment and multiple-barrier perspectives on risk

reduction in wastewater irrigated agriculture. Irrigation and Drainage Systems (Special Issue on Wastewater reuse) 24 (1-2) 23-35

Libhaber, M. (2007) Appropriate Technology for Wastewater Treatment and Reuse in Developing Countries. In: Huber, H., P. Wilderer and S. Paris (eds)

Water Supply and Sanitation for All. IWA and Huber AG, Germany, ISBN 9781843395140

Murray, A. and C. Buckley (2010). Designing reuse-oriented sanitation infrastructure: The Design for Service Planning Approach. In: Drechsel, P., C.A.

Scott, L. Raschid-Sally, M. Redwood and A. Bahri (eds.) Wastewater irrigation and health: Assessing and mitigation risks in low-income countries.

Earthscan-IDRC-IWMI, UK p. 303-318 www.idrc.ca/openebooks/475-8/

World Bank (2010). Wastewater use in agriculture: An emerging priority. Energy, Transport and Water Department, Water Anchor (ETWWA). The World

Bank (in press).

WHO (2006). Guidelines for the safe use of wastewater, excreta and greywater. Volume 2: Wastewater use in agriculture. World Health Organization,

Geneva, Switzerland.

WHO (2010) Guidelines for drinking-water quality, third edition. Health-based targets (special print of the chapter). www.unwater.org/worldwaterday/

downloads/WHO_IWA/Health-Based_Targets_3_17_10.pdf

ABBrEViATiONS uSED iN THE TABLES

DALY: Disability adjusted Life Years

DEWATS: Decentralized wastewater treatment systems

USEPA: United States Environmental Protection Agency

HACCP: Hazard Analysis and Critical Control Points (approach)

QMRA: Quantitative Microbial Risk Assessment

QCRA: Quantitative Chemical Risk Assessment

SAT: Soil aquifer treatment

UASB: Upflow Anaerobic Sludge Blanket Reactor

This guidance note has been prepared by Pay Drechsel and Bernard Keraita; International Water Management Institute, Ghana and

Colombo. The views expressed in this document are those of the authors alone; they do not necessarily represent the decisions or

stated policy of the World Health Organization, the Food and Agriculture Organization of the United Nations, the International

Development Research Centre or the International Water Management Institute.

OMS-WSHH-Guidance-note1-20100719.indd 12 30/07/10 14:49:43