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i n t e rn a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6

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Multi-objective optimization of a cooling tower assisted vaporcompression refrigeration system

Hoseyn Sayyaadi*, Mostafa Nejatolahi

Faculty of Mechanical Engineering-Energy Division, K.N. Toosi University of Technology, P.O. Box 19395-1999, No. 15-19, Pardis Str.,

Mollasadra Ave., Vanak Sq., Tehran 1999 143344, Iran

a r t i c l e i n f o

Article history:

Received 23 December 2009

Received in revised form

24 July 2010

Accepted 30 July 2010

Available online 6 August 2010

Keywords:

Refrigeration system

Cooling tower

Exergy

Economy

Optimization

* Corresponding author. Tel.: þ98 21 8867 48E-mail addresses: [email protected] (H

0140-7007/$ e see front matter ª 2010 Elsevdoi:10.1016/j.ijrefrig.2010.07.026

a b s t r a c t

A cooling tower assisted vapor compression refrigeration machine has been considered for

optimization with multiple criteria. Two objective functions including the total exergy

destruction of the system (as a thermodynamic criterion) and the total product cost of the

system (as an economic criterion), have been considered simultaneously. A thermody-

namic model based on energy and exergy analyses and an economic model according to

the Total Revenue Requirement (TRR) method have been developed. Three optimized

systems including a single-objective thermodynamic optimized, a single-objective

economic optimized and a multi-objective optimized are obtained. In the case of multi-

objective optimization, an example of decision-making process for selection of the final

solution from the Pareto frontier has been presented. The exergetic and economic results

obtained for three optimized systems have been compared and discussed. The results have

shown that the multi-objective design more acceptably satisfies generalized engineering

criteria than other two single-objective optimized designs.

ª 2010 Elsevier Ltd and IIR. All rights reserved.

Optimisation d’un systeme frigorifique a compression devapeur dote d’une tour de refroidissement menee avecplusieurs objectifs

Mots cles : Systeme frigorifique ; Tour de refroidissement ; Exergie ; Economie ; Optimisation

1. Introduction

In selection, design and optimization of energy systems,

several and commonly conflicting criteria might be consid-

ered. For example, for optimization of a vapor compression

refrigeration system, a designer may consider one or more of

the thermodynamic, economic and environmental criteria as

41-8x2212; fax.: þ98 21 88. Sayyaadi), hoseynsayyaier Ltd and IIR. All rights

the objective function. If only the thermodynamic criterion is

considered, the system will be an ideal system from thermo-

dynamic point of view, but it might not be able to pass the

economic criterion. On the other hand, by considering only

the economic criterion, the system will be the cheapest one,

but this system might not be a well designed system from

thermodynamic and environmental points of view e say

67 [email protected] (M. Nejatolahi).reserved.

Nomenclature

A Heat transfer area (m2), Approach (�C)a1ea6 Constants in computing the purchased equipment

cost (PEC) of the cooling tower

BBY Balance at the beginning of the year

BD Book depreciation

BL Book life

C Constant coefficient

CC Carrying charge

CELF The constant escalation levelization factor

COP Coefficient of performance

CRF Capital-recovery factor

Celect Electricity price ($ kW�1 h�1)

CP Heat Capacity (J kg�1 K�1)_CP Total product cost ($ h�1)_C�P Normalized form of _CP

Cw The cost of cooling water ($ m�3)_E Rate of exergy (kW)

EV Expansion valve

FC Fuel cost ($ h�1)

f Objective function

g Gravity acceleration (m s�2)

h Enthalpy (kJ kg�1)

H0 Height relative to the ground surface (m)_I Irreversibility rate (kW)_I�

Normalized form of _I

ieff Interest rate (%)

j jth year of the system operation

K Number of objective functions

k Number of operating year; Component kth

LD Tube length to shell diameter ratio_m Mass flow rate (kg s�1)

n Number of years; Number of decision variables

OMC Operating and maintenance cost ($)

P Pressure (kPa)

PEC Purchase equipment cost ($)_Q Heat transfer rate (kW)

R Temperature range in the cooling tower (�C)ROI Return on investment

rFC Annual escalation rate for the cost of the electricity

rW Annual escalation rate for the cost of the cooling

water

rOMC Annual escalation rate for the operating and

maintenance cost

s Specific entropy (kJ kg�1)

T Temperature (�C or K)

TCR Total capital-recovery

TNI Total net investment

TRR Total revenue requirement

U0 Velocity relative to the ground surface (m s�1)_V Volumetric flow rate (m3 s�1)_W Power (kW)

WC Water cost ($ h�1)

x A decision variable vector

x* An optimum decision variable vector_Z Cost rate associated with the capital investment

and OMC ($ h�1)

DHct Height difference between the cooling tower inlet

and outlet water conduits

DP Pressure deference

DT Temperature deference

I, II States I, II on the vapor compression refrigeration

system

1, 2, ., 11 States 1, 2, ., 11 on the vapor compression

refrigeration system

Greek Letters

r Density (kg m�3)

h Efficiency (%)

s Number of operating hours in a year (h)

3 Specific exergy (kJ kg�1)

Subscripts

act Actual

comp Compressor

cond Condenser

ct Cooling tower

desired Desired

elect Electrical

evap Evaporator

fan Fan

i Inlet

io Inlet/outlet difference

isen Isentropic

elect Electrical

L Levelized

Loss Loss

net Net

mech Mechanical

OMC Operating and maintenance cost

o Outlet

pump Pump

ref Refrigerant

R Rational

s Isentropic

sub Subcooled

sup Superheated

tot Total

used Used

w Water

wb Wet bulb

0 Dead state; Related to the first year of the system

operation

Superscripts

CI Capital investment

Ch Chemical

i Inlet

K Kinetic

OMC Operating and maintenance cost

o Outlet

P Potential

Ph Physical

Q Heat

W Work

i n t e r n a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6244

i n t e rn a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6 245

a system that consumes lots of energy or emits a lot of

pollutants into the environment. Both of these systems are

not acceptable from a comprehensive engineering point of

view. Thus it seems that simultaneous consideration of all or

some of these criteria might provide better option for engi-

neers. This goal can be obtained by multi-objective optimi-

zation techniques. In this way, we will have a system that

satisfies all of the optimization criteria as much as possible

simultaneously. Thermodynamic criteria are usually the first

law (energetic) and the second law (exergetic) criteria. In this

paper the second law criterion (the total exergy destruction of

the system) is considered as the thermodynamic objective

function which has been proven that it better considers

thermodynamic criterion than the first law optimization. The

economic objective function is the total product cost of the

system that is developed according to the total revenue

requirement (TRR) method. These two criteria are considered

in a multi-objective optimization of a cooling tower assisted

vapor compression refrigeration system as an example of

energy systems.

As a powerful thermodynamic tool, the exergy analysis

(availability or second law analysis) presented in this study is

well suited for furthering the goal of more effective energy

resource use, for it enables the location, cause, and true

magnitude and waste and loss of exergy to be determined.

Such information can be used in the design of new energy-

efficient systems and for increasing the efficiency of the

existing system (Bejan et al., 1996). There have been several

studies on the exergy analysis of different types of refrigera-

tion and heat pump systems. Leidenfrost et al. (1980) used

exergy analysis to investigate performance of a refrigeration

cycle working with R-12 as the refrigerant. Dincer et al. (1996)

investigated the thermal performance of a solar powered

absorption refrigeration system. Meunier et al. (1997) studied

the performance of adsorptive refrigeration cycles using the

second law analysis. Nikolaidis and Probert (1998) utilized the

exergy method in order to simulate the behavior of a two-

stage compound compression-cycle with flash inter-cooling

running with R-22 as the refrigerant. The effects of tempera-

ture changes in the condenser and evaporator on the irre-

versibility rate of the cycle were determined. Bouronis et al.

(2000) studied the thermodynamic performance of a single-

stage absorption/compression heat pump using the ternary

working fluid trifluoroethanolewateretetraethyleneglycol

dimethylether for upgrading waste heat. Goktun and Yavuz

(2000) investigated the effects of thermal resistances and

internal irreversibilities on the performance of combined

cycles for cryogenic refrigeration. Chen et al. (2001) studied

the optimization of a multistage endoreversible combined

refrigeration system. Kanoglu (2002) presented amethodology

for the exergy analysis of multistage cascade refrigeration

cycle and obtained the minimum work relation for the lique-

faction of natural gas. Yumrutas‚ et al. (2002) presented

a computational model based on the exergy for the investi-

gation of the effects of the evaporating and condensing

temperatures on the pressure losses, exergy losses, second

law efficiency, and the coefficient of performance (COP) of

a vapor compression refrigeration cycle. Kanoglu et al. (2004)

developed a procedure for the energy and exergy analyses of

open-cycle desiccant cooling systems and applied it to an

experimental unit operating in ventilation mode with natural

zeolite as the desiccant. Kopac and Zemher (2006) presented

a computational study based on the exergy analysis for the

investigation of the effects of the saturated temperatures of

the condenser and the evaporator on the efficiency defects in

each of the components of the plant, the total efficiency defect

of the plant, the second law efficiencies and the values of COP

of a vapor compression refrigeration plant for NH3, HFC-134a,

R-12 and R-22. Ozgener and Hepbasli (2007) reviewed the

energy and exergy analyses of solar assisted heat pump

systems that many of them were in the category of solar

assisted ground source heat pump systems.

On the other side, there have been several studies on the

economic or thermoeconomic analysis of refrigeration and

heat pump systems. Wall (1991) presented a pioneering work

in application of thermoeconomic optimization of heat pump

systems. In that study, the objective function was the total life

cycle cost including the electricity and the capital costs. The

Lagrange multipliers method was utilized for minimization of

the objective function. Cammarata et al. (1997) presented an

economicmethod for optimizing a thermodynamic cycle of an

air conditioning system. Global optimum values were found

using the directmathematicalmethod. d’Accadia and de Rossi

(1998) investigated thermoeconomic optimization of a vapor

compression refrigerator using the exergetic cost theory

method. Dingec and Ileri (1999) carried out the optimization of

a domestic R-12 refrigerator. The structural coefficient

method was used in this optimization procedure. Their

objective was to minimize the total life cycle cost, which

includes both the electricity and capital costs, for a given

cooling demand and system life. Tyagi et al. (2004) investi-

gated the thermoeconomic optimization of an irreversible

Stirling cryogenic refrigerator cycle. Al-Otaibi et al. (2004) used

thermoeconomics to study a vapor compression refrigeration

system. The efficiencies of the compressor, condenser, evap-

orator, and electric motor were also studied as the decision

variables with cost parameters. Sanaye and

Malekmohammadi (2004) presented a new method of

thermal and economical optimum design of air conditioning

units with vapor compression refrigeration system. Soylemez

(2004) presented a thermoeconomic optimization analysis

yielding a simple algebraic formula for estimating the

optimum operating temperature for refrigeration systems,

which utilizes energy recovery applications. In their work the

method used is known as the P1�P2 method, used with the

usage factor and simplified wall gain load factors. Selbas‚ et al.,

2006 applied an exergy-based thermoeconomic optimization

application to a subcooled and superheated vapor compres-

sion refrigeration system. All calculationsweremade for three

refrigerants: R-22, R-134a, and R-407c. Misra et al. (2003, 2005)

investigated thermoeconomic optimization of single and

double effect H2O/LiBr vapor-absorption refrigeration

systems. Sanaye and Niroomand (2009) investigated the

thermal-economic modeling and optimization of a vertical

ground source heat pump.

According to the above-mentioned paragraphs, there are

comprehensive investigations in the field of exergy and

economic analyses and optimization of refrigeration and heat

pump systems, especially on vapor compression refrigeration

systems. But as mentioned previously, by considering only

i n t e r n a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6246

one of the exergetic or economic criteria as the objective

function of optimization, the systems would not satisfactory

pass the other criteria. Thus it seems that a multi-objective

optimization is required. Multi-objective optimization is

developed to deal with different and often competing objec-

tives is an optimization problem (e.g. see Fonseca and

Fleming, 1997; Van Veldhuizen and Lamont, 2000; Deb, 2001

and Konak et al., 2006). Multi-objective optimization of

energy systems has been paid attention by researchers

nowadays (e.g. Toffolo and Lazzaretto, 2002, 2004). Moreover,

Sayyaadi et al. (2009) and Sayyaadi and Amlashi (in press)

performed multi-objective optimization for GSHP systems in

cooling mode. Objective functions were the total product cost

of the system and the total exergy destruction. They

compared the results of exergy and thermoeconomic analyses

of the base case, two single-objective optimized, and the

multi-objective optimized systems.

Thiswork has been presented here as an attempt formulti-

objective optimization of a cooling tower assisted vapor

compression refrigeration system. Objectives are the total

exergy destruction and the total product cost of the system.

Product in the refrigeration system is defined as refrigeration

effect of the evaporator, hence in our study, the cost of the

system product is defined as the unit cost of refrigeration

effect in the evaporator. Three optimization scenarios

including the thermodynamic single-objective, the thermoe-

conomic single-objective and multi-objective optimizations

are performed in this work. All optimization scenarios are

conducted using an artificial intelligence technique known as

evolutionary algorithm (EA). The output of themulti-objective

optimization is a Pareto frontier that yields a set of optimal

points. In the case of multi-objective optimization scenario,

an example of decision-making process for selection of the

final solution from the Pareto frontier is presented here. The

Fig. 1 e Schematic arrangement of the cooling tower

assisted vapor compression refrigeration system.

exergetic and economic results obtained for systems obtained

in the three optimization scenarios are compared and

discussed.

2. System specification

A cooling tower assisted vapor compression refrigeration

system with the cooling load of 352 kW (100 Ref. Ton) is

considered as illustrated in Fig. 1. This configuration is similar

with those systems utilized as chillers in HVAC systems. A

scroll compressor is used to drive system with R-134a as

a refrigerant.Thecondensersandevaporatorareshell and tube

heat exchanger in which refrigerant is placed in the shell side

and water flows in the tube side. The water inlet and outlet

temperatures in the evaporator are 12 �C and 7 �C respectively.

The outdoor dry bulb andwet bulb temperatures at the site are

40 �C and 24 �C respectively. The ratio of the baffle spacing to

the shell diameter, and the baffle cut are chosen as 1 and 0.45,

respectively for all heat exchangers. The shell and tube heat

exchangers (the evaporator and condenser) and cooling tower

are designed based on the procedure given by Coulson and

Richardson (1996) and Ludwing (1993) respectively.

3. Energy modeling

3.1. Governing equationsThe following assumptions are considered for energy and

exergy analyses:

i. All processes are steady state and steady flow with

negligible potential and kinetic energy effects.

ii. The directions of heat transfer to the system and work

done on the system are positive.

iii. Heat transfer and refrigerant pressure drops in the

pipeline are ignored.

Under the aforementioned assumptions for a general

steady state, steady flow process, the mass balance, energy

balance (first law of thermodynamic) and the exergy balance

equations are applied to find the rate of irreversibility.

3.2. Energy balance

The general energy balance for a control volume in steady

state conditions can be expressed as follows:

_Qnet þ _Wnet ¼X

_moho �X

_mihi (1)

Therefore, mass flow rate of the refrigerant ð _mrefÞ is calcu-

lated by applying the energy balance for evaporator:

_mref ¼_Qevap

h1 � h4(2)

Similarly by applying energy balance for the evaporator and

condenser, the brine and cooling water mass flow rates are

calculated as follows:

_mw ¼_Q

(3)

CPðTi � ToÞ

i n t e rn a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6 247

The type of compressor considered in this study is Copeland

scroll compressor. The compressor power is given according

to the following equation:

_Wact;comp ¼ _mrefðh2;s � h1Þhisen;comp

(4)

Where hisen is the compressor isentropic efficiency.

By applying the energy balance for the entire cycle, heat

load of the condenser is calculated as:

_Qcond ¼ _Qevap þ _Wcomp (5)

The pumping power requirements for each pump in the

system as per Fig. 1 are:

_Wpump;I ¼ _VwðrwgDHct þ DPcondÞ=hpump (6)

_Wpump;II ¼ _VwDPevap=hpump (7)

Where DHct is equal to the difference between the height of

cooling towerwater inlet and outlet connections of the cooling

tower and _V is volumetric flow rate (m3/s).

The total consumed electrical power of the system is as

follows:

_Wtot ¼ _Wcomp þ _Wpump;I þ _Wpump;II þ _Wfan (8)

Where _Wfan is the consumed power by the cooling tower fan

that is calculated according to procedure given by Ludwing

(1993).

Table 1 e Exergy balance equations for each componentof the cooling tower assisted vapor compassionrefrigeration system (Fig. 1).

_Ipump;I ¼ ð _E6 � _E7Þ þ _Wpump;I

_Ipump;II ¼ ð _E9 � _E10Þ þ _Wpump;II

_Icond ¼ ð _E7 � _E5Þ þ ð _E2 � _E3Þ_Ievap ¼ ð _E10 � _E11Þ þ ð _E4 � _E1Þ_IEV ¼ ð _E3 � _E4Þ_Ict ¼ ð _E5 � _E6Þ þ _Wfan þ _E8

_Icomp ¼ ð _E1 � _E2Þ þ _Wcomp

_Itot ¼ ð _E9 � _E11Þ þ _Wpump;I þ _Wpump;II þ _Wfan þ _Wcomp þ _E8

4. Exergy analysis

An exergy analysis provides, among others, the exergy of each

stream in a system as well as the real “energy waste” i.e., the

thermodynamic inefficiencies (exergy destruction and exergy

loss), and the exergetic efficiency for each system component

(Bejan et al., 1996) Thermodynamic processes are governed by

the laws of conservation of the mass and energy. However,

exergy is not generally conserved but is destroyed by irre-

versibilities within a system. Furthermore, exergy is lost, in

general, when the energy associated with amaterial or energy

stream is rejected to the environment.

The general form of the exergy balance for a control

volume in steady state conditions is:

_I ¼ _Ei � _E

o þ _EQ þ _E

W(9)

Where _I is the total exergy destruction or irreversibility. The _EQ

is the exergy flow associated with the heat transfer through

the control volume boundaries and is calculated as follow:

_EQ ¼ _Qð1� T0=TÞ (10)

Because work is an ordered energy, its associated exergy

flow is equal to the amount of that work. Thus

_EW ¼ _W (11)

The _Eiand _E

oare the exergies of the control volume inlet and

outlet streams of matter and are given by:

_E ¼ _m3 (12)

Where 3 is the specific exergy of a steam of matter that

includes kinetic (3K), potential (3P), physical (3Ph) and chemical

(3Ch) exergies:

3 ¼ 3K þ 3P þ 3Ch þ 3Ph (13)

3K ¼ U20=2 (14)

P

3 ¼ gH0 (15)

The kinetic and potential exergies are ignored in this work.

Further, since most material steams of the system are not

associated with any kind of chemical reaction, therefore, the

chemical exergy terms will be canceled out in the balance

equation. Thus, the exergy of flow in this work (Eq. (13)) (except

in the cooling tower thatwater changes phase and the chemical

exergy terms are not canceled out) are comprised only from the

physical component. The physical specific exergy is given by:

3Ph ¼ ðh� T0sÞ � ðh0 � T0s0Þ (16)

Where the subscript 0 is referred to the environmental

conditions (restricted equilibrium with the environmental).

The specific chemical exergy for liquid and vapor forms of the

water are equal to 2.4979 and 0 kJ kg�1, respectively (Bejan

et al., 1996).

By applying the exergy balance for a control volume that

encloses the entire system, the total exergy destruction is

evaluated as follow:

_Itot ¼�_E9 � _E11

�þ _Wpump;I þ _Wpump;II þ _Wfan þ _Wcomp þ _E8 (17)

Different ways of formulating exergetic efficiency proposed

in the literature have been given in detail elsewhere (Bejan

et al., 1996). Among these, the rational efficiency or the over-

all rational efficiency is defined by as the ratio of the desired

exergy output to the exergy used, namely

hR ¼_Edesired

_Eused

(18)

Where _Edesired is the sum of all exergy transfer rates from the

system, which must be regarded as constituting the desired

output, plus any by product that is produced by the system,

while _Eused is the required rate of input exergy for the process

to be performed. For the vapor compression refrigeration

system, these two terms are determined as follows:

_Eused ¼ _Wpump;I þ _Wpump;II þ _Wfan þ _Wcomp þ _E8 (19)

_Edesired ¼ �� _E9 � _E11

�(20)

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From Eqs. (18)e(20), the rational efficiency is obtained as

follows:

hR ¼ �ð _E9 � _E11Þ_Wpump;I þ _Wpump;II þ _Wfan þ _Wcomp þ _E8

(21)

Application of the exergy balance equation (Eq. (9)) for each

component of the vapor compression refrigeration system

(Fig. 1) leads to the balancing equations mentioned in Table 1.

5. Economic models

The economic model takes into account the cost of the

components, including amortization and maintenance, the

cost of fuel consumption and the cost of water consumption.

In order to define a cost function, which depends on the

optimization parameters of interest, component costs have to

be expressed as functions of thermodynamic variables. These

relationships can be obtained by statistical correlations

between costs and the main thermodynamic parameters of

the component performed on the real data series.

The following sections illustrate the total revenue require-

ment method (TRR method ) which is based on procedures

adopted by the Electric Power Research Institute in their tech-

nical assessment guide (TAG�, 1993). Based on the estimated

total capital investment and assumptions for economic,

financial, operating, and market input parameters, the total

revenue requirement is calculated on a year-by-year basis.

Finally, the non-uniform annual monetary values associated

with the investment, operating (excluding fuel and water),

maintenance, water and the fuel costs of the system being

analyzed are levelized; that is, they are converted to an

equivalent series of constant payments (annuities) (Bejan et al.,

1996). The annual total revenue requirement (TRR, total product

cost) for a system is the revenue that must be collected in

a given year through the sale of all products to compensate the

system operating company for all expenditures incurred in the

same year and to ensure sound economic system operation

(Bejan et al., 1996).

The series of annual costs associated with the carrying

charges CCj and expenses (FCj and OMCj) for the jth year of

a system operation is not uniform. In general, carrying charges

decrease while fuel costs increase with increasing years of

operation (Bejan et al., 1996). A levelized value for the total

annual revenue requirement, TRRL, can be computed by

applying a discounting factor and the capital-recovery factor

CRF:

TRRL ¼ CRFXn1

TRRj�1þ ieff

�j (22)

In applying Eq. (22), it is assumed that each monetary

transaction occurs at the end of each year. The capital-

recovery factor CRF is given by:

CRF ¼ ieff�1þ ieff

�n�1þ ieff

�n�1(23)

TRRj is the total revenue requirement in the jth year of

system operation, ieff is the average annual effective discount

rate (cost of money), and n denotes the system economic life

expressed in years.

In the case of the cooling tower assisted vapor compression

refrigeration system, the annual total revenue requirement is

equal to the sum of the following five annual amounts

including the total capital-recovery (TCR); minimum return on

investment (ROI ); fuel costs (FC ); water costs (WC ); and the

operating and maintenance cost (OMC ):

TRRj ¼ TCRj þ ROIj þ FCj þWCj þ OMCj (24)

The calculation method for TCRj and ROIj is given by Bejan

et al. (1996), the extension of TCRj and ROIj for a cooling

system is developed by Sayyaadi et al. (2009) and Sayyaadi and

Amlashi (in press). FCj,WCj and OMCj and their corresponding

levelized values are obtained using the following procedure.

If the series of payments for the annual fuel cost FCj is

uniform over the time except for a constant escalation rFC (i.e.,

FCj ¼ FC0 (1 þ rFC)j), then the levelized value FCL of the series

can be calculated by multiplying the fuel expenditure FC0 at

the beginning of the first year by the constant escalation

levelization factor CELF:

FCL ¼ FC0CELF ¼ FC0kFC

�1� kn

FC

�ð1� kFCÞ CRF (25)

Where,

kFC ¼ 1þ rFC1þ ieff

and rFC ¼ constant (26)

The terms rFC and CRF denote the annual escalation rate for

the fuel cost and the capital-recovery factor (Eq. (23)), respec-

tively. The levelized value WCL is calculated the same as FCL.

Accordingly, the levelized annual operating and mainte-

nance costs (OMCL) are given as follows:

OMCL ¼ OMC0CELF ¼ OMC0kOMC

�1� kn

OMC

�ð1� kOMCÞ (27)

With

kOMC ¼ 1þ rOMC

1þ ieffand rOMC ¼ constant (28)

The term rOMC is the nominal escalation rate for the oper-

ating and maintenance costs.

Finally, the levelized carrying charges CCL are obtained

from the following equation:

CCL ¼ TRRL � FCL �WCL � OMCL (29)

The annual carrying charges or capital investment

(superscript CI ) and operating and maintenance costs

(superscript OMC ) of the total system can be apportioned

among the system components according to the contribu-

tion of the kth component to the purchased equipment cost

for the overall system ðPECtotal ¼P

k PECkÞ:

_ZCI

k ¼ CCL

sPECkPk PECk

(30)

_ZOMC

k ¼ OMCL

sPECkPk

PECk(31)

Here, PECk and s denote the purchased equipment cost of the

kth system component and the total annual time (in hours) of

i n t e rn a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6 249

system operation at full load, respectively. PECk equations for

various components of the cooling tower assisted vapor

compression refrigerationsystemaregiven inAppendixA.The

term _Zk represents the cost rate associated with the capital

investment and operating and maintenance expenses:

_Zk ¼ _ZCI

k þ _ZOMC

k (32)

The annual fuel and cooling water costs for the first year of

the system operation are given as follows respectively:

FC0 ¼ Celect$s$ _Wtot (33)

WC0 ¼ Cw$s$ _mw;loss � 36001000

(34)

Inwhich,Celect is the electricity price per kWh,Cw is thewater

price perm3, s is annual operating hours in coolingmode, _Wtot is

the total powerconsumptionof thesystem (Eq. (8)), and _mw;loss is

themassflowrateofmakeupwaterof thecooling tower (lit s�1).

The electricity and water prices are local prices in Iran that

considered as 0.075 $ kW�1 h�1 and 0.0368 $ m�3 respectively.

The operating life of the system is assumed as 15 years. The

total annual operating time of the system in cooling mode is

considered as 1800 h. In this study, the magnitude of other

economic constant such as rFC, rWC, ieff and rOMC are assumed

0.06, 0.06, 0.12 and 0.05, respectively (Bejan et al., 1996).

The levelized cost rates of the expenditures for electricity

and cooling water supplied to the system are respectively

given as follows:

_Zelect ¼ FCL

s(35)

_Zw ¼ WCL

s(36)

Levelized costs, such as _ZCI

k ;_ZOMC

k ; _Zelect and _Zw are used as

input data for the economic analysis.

6. Objective function, decision variables andconstraints

Optimization problem usually involves with these elements:

objective functions, decision variables and constraints.

Following sections describe the element of optimization

problem for the proposed cooling tower assisted vapor

compression refrigeration system.

6.1. Objective functions

Objective functions for single-objective and multi-objective

optimizations in this study are the thermodynamic and

economic objective functions denoted by Eqs. (37) and (38),

respectively. In the single-objective thermodynamic optimiza-

tion, the aim isminimizing the total irreversibility of the cooling

tower assisted vapor compression refrigeration system. In the

single-objective economic optimization, the total product cost

of the vapor compression refrigeration system is minimized.

The product in this system is defines as a cooling load (refrig-

eration effect) that should be provided in the evaporator. The

economic objective is denoted by Eq. (38).

Thermodynamic : _Itot ¼X

_Ik (37)

economic : _CP ¼ _Zelect þ _Zw þX

_Zk (38)

6.2. Decision variables

The following eight decision variables are chosen in this work:

1. Tcond: the condenser saturation temperature

2. Tevap: the evaporator saturation temperature

3. Tw,i,ct: the water inlet temperature of the cooling tower

4. Tw,o,ct: the water outlet temperature of the cooling tower

5. LDcond: ratio of the tube length to the shell diameter for the

condenser

6. LDevap: ratio of the tube length to the shell diameter of the

evaporator

7. DTsub: the magnitude of sub-cooling in the condenser

8. DTsup: the magnitude of super-heating in the evaporator

Fig. 2 shows a schematic for temperature profiles in the

evaporator, and the condenser and cooling tower. This figure

can be considered as a guideline to recognize some of above-

mentioned decision variables and their constraints.

6.3. Constraints

In engineering application of the optimization problem, there

are usually constraints on the trading-off of decision vari-

ables. In this case, some limitations are emanating from the

technical view points. For example, the allowable water

velocity in the tube sides of a shell and tube heat exchanger

should be within the range of 1e3 m/s to prevent fouling and

erosion, respectively. The recommended good practice value

for LD (ratio of the tube length to the shell diameter) for the

evaporator and condenser is a number between 5 and 15. The

recommended values of DTsub and DTsup are something

between 1 �C and 10 �C. Due to having several tube passes in

the evaporator and condenser, in order to prevent the

temperature cross problem in these exchangers, the

maximum temperature of the cold stream is always lower

than the minimum temperature of the hot stream. Using

Fig. 2, the limitations on the maximum and minimum ranges

of decision variables 1e4 can be obtained as follows:

Tcond;max ¼ 65�C (39)

Tcond;min ¼ Twb þ DTwb;min þ DTcond;min þ DTsup þ DTw;io;min (40)

Tevap;max ¼ Tw;i � DTsup � DTevap;min (41)

Tevap;min ¼ �5�C (42)

Tw;i;ct;max ¼ min

�Tcond � DTcond;min � DTsub

Tct;max(43)

Tw;o;ct;max ¼ Tw;i;ct;max � DTw;io;min (44)

Tw;o;ct;min ¼ Twb þ DTwb;min (45)

Tw;i;ct;min ¼ Tw;o;ct þ DTw;io;min (46)

a

b

Fig. 2 e Schematic of temperature profile (a) in the evaporator; (b) in the condenser and the cooling tower.

i n t e r n a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6250

In which, DTwb,min is the minimum temperature difference

between the cooling tower water outlet temperature and the

ambient air wet bulb temperature. DTevap,min and DTcond,min

are the minimum temperature differences between the

maximum temperature of the cold stream and the minimum

temperature of the hot stream in the evaporator and

condenser, respectively. Tw,io,min is the minimum water inlet/

outlet temperatures difference in the cooling tower. Tw,i,ct,max

is the maximum cooling tower inlet temperature. In this

study, values of DTwb,min, DTevap,min, DTcond,min, Tw,io,min, and

Tw,i,ct,max are taken as 2.0, 0.5, 2.0, 2.0, and 70 �C, respectively.

7. Multi-objective optimization viaevolutionary algorithms

7.1. General concepts of multi-objective optimization

Consider a decision-maker who wishes to optimize K objec-

tives such that the objectives are non-commensurable and the

decision-maker has no clear preference of the objectives

relative to each other.Without loss of generality, all objectives

are of the minimization type. A minimization type objective

can be converted to a maximization type by multiplying

negative one. A minimization multi-objective decision

problemwith K objectives is defined as follows: Given an non-

dimensional decision variable vector x ¼ {x1,.,xn} in the

solution space X, find a vector x* that minimizes a given set of

K objective functions f(x*) ¼ {f1(x*),.,fK(x*)}. The solution space

X is generally restricted by a series of constraints, such as

gj(x*) ¼ bj for j ¼ 1,.,m, and bounds on the decision variables

(Konak et al., 2006).In general, no solution vector X exists that

minimizes all the K objective functions simultaneously. In

other word, in many real-life problems, objectives under

consideration conflict each other. Hence optimizing X with

respect to a single-objective often results in unacceptable

results with respect to the other objectives. Thus a new

concept, known as the “Pareto optimum solution”, is used in

multi-objective optimization problems. A feasible solution X

is called “Pareto optimal” if there exists no other feasible

solution Y that dominates solution X. By definition, a feasible

solution Y is said to dominate another feasible solution X, if

and only if, fi(Y )� fi(X ) for i¼ 1,.,K and fj(Y )< fj(X ) for at least

one objective function j. This means that a feasible vector X is

called Pareto optimal if there is no other feasible solution Y

that would reduce some objective function without causing

a simultaneous increase in at least one other objective func-

tion. The set of all feasible non-dominated solutions in X is

referred to as the “Pareto optimal set”, and for a given Pareto

optimal set, the corresponding objective function values in

the objective space are called the “Pareto optimal frontier”

(Konak et al., 2006).

For having a better insight into the concept of Pareto

optimal consider Fig. 3. This figure may show the objective

functions space for an optimization problem with two objec-

tive functions f1 and f2. The feasible and infeasible areas are

demonstrated as the areas inside and outside of the curve

respectively. Every point in the feasible area is a solution of

the problem. In Fig. 3, the values of both functions f1 and f2 for

point M are lower than the corresponding values of point J.

Thus point M dominates point J or point M is better than point

J. In the sameway points L and N dominate M. But points like I

and K neither dominate M nor are dominated by M. Thus only

those points that are located in the left-down parts of M will

J

MK

IL

P

O

feasible area

infeasible area

f1,min

f2,min

The Equilibrium (Ideal) Point

The Pareto Optimal Front

A

E T

1

2

N

R

Fig. 3 e Schematic of the objectives space.

i n t e rn a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6 251

dominate M (like L and N). Now consider point R, there is no

point in the feasible area located in the left-down part of it.

Thus R is not dominated by any other feasible point. Therefore

R is a Pareto optimal. This is true for points P, A, R, E, T, O and

all of the other points located at the bold curve indicated as

“The Pareto Optimal Frontier” in Fig. 3. Notice that, in the

feasible area, theminimum values of f1 and f2 belong to points

P and O respectively. Thus P and O are the solutions for single-

objective optimization problems that their objective functions

are f1 and f2, respectively. Other points on the Pareto frontier

are also optimal, but which of them should be selected as the

a b

d e

Fig. 4 e Convergence of the Pareto frontier toward the optimum

refrigeration system problem in the evolutionary algorithm opt

(c) generation 20, (d) generation 50, (e) generation 100, (f) gener

final solution? For doing this a decision-making process is

required.

7.2. Multi-objective evolutionary algorithms

In this work, the Pareto frontier is found using Genetic Algo-

rithm (GA) as a branch of evolutionary algorithm. Genetic

Algorithms were developed by John Holland in the 1960s as

a means of importing the mechanisms of natural adaptation

into computer algorithms and numerical optimization

(Holland, 1975). They are implemented as a computer simu-

lation in which a population of abstract representations

(called chromosomes or the genotype of the genome) of

candidate solutions (called individuals, creatures, or pheno-

types) to an optimization problem evolves toward better

solutions. The evolution usually starts from a population of

randomly generated individuals and happens in generations.

In each generation, the fitness of every individual in the

population is evaluated; multiple individuals are stochasti-

cally selected from the current population (based on their

fitness), and modified (recombined and possibly randomly

mutated) to form a new population. The new population is

then used in the next iteration of the algorithm. Commonly,

the algorithm terminates when either a maximum number of

generations have been produced, or a satisfactory fitness level

has been reached for the population. If the algorithm has

terminated due to a maximum number of generations,

a satisfactory solution may or may not have been reached. In

genetic algorithms, a candidate solution to a problem is typi-

cally called a chromosome, and the evolutionary viability of

each chromosome is given by a fitness function. This method

is a powerful optimization tool for nonlinear problems

c

f

solutions for the cooling tower assisted vapor compression

imization process: (a) generation 1, (b) generation 10,

ation 200.

Table 2 e The tuning parameters in MOEA optimizationprogram.

Tuning parameters value

Population size 300

Maximum No. of generations 200

Probability of crossover 0.7

Probability of mutation 0.01

Selection process Roulette wheel

Table 3 e The values and normalized values of objectivefunctions for three optimized designs.

_CPð$$hr�1Þ _ItotðkWÞ _C�P

_I�tot

Economic Optimized 49.86 81.32 0.0 1.0

Multi-Objective Optimized 55.03 54.60 0.26 0.27

Thermodynamic Optimized 69.85 44.570 1.0 0.0

i n t e r n a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6252

(Holland, 1975; Goldberg, 1989). For more information about

Multi-Objective Evolutionary Algorithms (MOEAs) see (Konak

et al., 2006).

Fig. 4 presents the trend of convergence for the Pareto fron-

tier in this optimization process from the beginning to genera-

tion number 200. This figure reveals that between generations 1

and10, thepopulationsuddenly converges to the left-downpart

of the objective functions space. Convergence continues in the

next generations. After 50 generations, the trend of Pareto

optimal solutions is converged to a curve namely as the Pareto

frontier. Finally, the result of generationnumber200 isassumed

to be the final Pareto frontier in this study.

8. Results and discussion

The proposed model for the cooling tower assisted vapor

compression refrigeration system schematically shown in

Fig. 1 including eight decision variables and their constraints

(introduced in Section 6.2) is optimized using the evolutionary

algorithm with the tuning parameters that are mentioned in

Table 2. Three optimization scenarios including thermody-

namic single-objective, economic single-objective and multi-

objective optimizations are performed.

Fig. 5a presented the normalized form of the Pareto frontier

obtained inmulti-objective optimization scenario. Commonly,

it is better to work with the normalized data of the Pareto

frontier instead of the real values. The horizontal and vertical

Fig. 5 e (a) Normalized form of Pareto frontier and schematic of

distance of each point on the Pareto frontier from the equilibriu

axes in Fig. 5a are the normalized form of the objective func-

tions that defined as follow respectively:

_C�P ¼

_CP � _CP;min

_CP;max � _CP;min

(47)

and

_I�tot ¼

_Itot � _Itot;min

_Itot;max � _Itot;min

(48)

Where _CP;min and _CP;max are the minimum and maximum

values of _CP in the Pareto frontier. In the same way _Itot;min and_Itot;max are the minimum and maximum values of _Itot in the

Pareto frontier. Obviously _CP;min and _Itot;min belong to the

economic optimized and the thermodynamic optimized

designs, respectively. In this case, and commonly in most of

the cases, the shape of the Pareto frontier is such that _CP;mam

and _Itot;max belong to the thermodynamic optimized and the

economic optimized designs, respectively. Using Eqs. (47) and

(48), the values of _C�P and _I

�tot for the economic single-objective

optimized design are 0 and 1, respectively. Similarly, _C�P and _I

�tot

in the thermodynamic single-objective optimized design are 1

and 0, respectively (see Fig. 5a).

In multi-objective optimization scenario, selection of the

final solution among optimum points exist on the Pareto

frontier needs a process of decision-making. The process of

decision-making performed using definition of an ideal point

on Pareto frontier namely as the equilibrium point as shown

on Figs. 3 and 5a. At this equilibrium point, both objective

functions ð _CP and _ItotÞ have their minimum value and thus

the decision-making process, (b) the graph that shows the

m point.

Table 4 e The values of decision variables in the variousoptimization scenarios.

Decisionvariables

Basecase

Economicoptimized

Thermodynamicoptimized

Multi-objectiveoptimized

Tcond

(�C)50.25 43.45 32.33 36.27

Tevap

(�C)0.10 2.78 5.50 5.07

Tw,i,ct

(�C)30.80 32.84 29.33 32.13

Tw,o,ct

(�C)27.48 26.97 26.00 26.02

LDcond 10.00 12.85 5.00 13.05

LDevap 10.00 12.54 5.00 11.68

DTsub

(�C)5.50 8.56 1.00 1.83

DTsup

(�C)3.00 1.00 1.00 1.01

i n t e rn a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6 253

both of _C�P and _I

�tot are zero. It is clear that this point is not

existing in real world and is not located on the Pareto frontier

as is clear from Fig. 5a. Thus this point is not a possible design

of a system and is only an ideal point. In this decision-making

process, the point of Pareto frontier that has shortest distance

from the equilibrium point is selected as a final optimum

solution. This solution is not only located on the Pareto fron-

tier but also it archives the minimum possible values for both

objectives (Sayyaadi et al., 2009 and Sayyaadi and Amlashi,

2010). The presented data for the optimum solution of the

multi-objective optimization scenario reveals the corre-

sponding data for this selected solution as described in Fig. 5a,

hereinafter. Hence, values of _C�P and _I

�tot for the selected final

optimal solution in the multi-objective optimized design are

0.26 and 0.27, respectively.

Fig. 5a graphically shows the variation of the distance

between the equilibrium point and points located on the

Pareto frontier in Fig. 5a. This distance is equal toffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi_C�P þ _I

�tot

q. It

can be seen from this figure that the minimum value of this

distance belongs to the selected multi-objective optimized

point. This distance is equal to its maximum value, 1, for both

of the single-objective economic optimized ð _C�P ¼ 0:0 and _I

�tot ¼

1:0Þ and the single-objective thermodynamic optimized ð _C�P ¼

1:0 and _I�tot ¼ 0:0Þ designs. It should be mentioned that for

Table 5 e The results of energy analysis the various optimizat

Base case Economic optimiz

Total refrigerant flow rate (kg s�1) 2.56 2.32

CT water flow rate (kg s�1 s) 34.25 17.79

CT make up water flow rate (kg s�1) 0.38 0.25

Evaporator water flow rate (kg s�1) 16.84 16.84

Compressor power (kW) 126.60 86.24

CT pump power (kW) 29.36 6.57

Evaporator pump power (kW) 3.47 2.67

CT fan power (kW) 6.33 4.61

Evaporator heat load (kW) 352.00 352.00

Condenser heat load (kW) 478.60 438.24

Thermodynamic cycle COP 2.78 4.08

Heat pump COP 2.12 3.52

points close to the minimum point, the slope of the graph is

near zero. Hence one of these points, instead of the selected

point, could be selected as a final solution in the multi-

objective optimization problemwithout significant increase in

the distance to the equilibrium point. The selection of the final

solution point depends on the decision-maker opinion. For

example a decision-maker could select a point that has a value

of _C�P about 0.05 (19.23%) less than the corresponding values of

_C�P for selected multi-objective final optimal solution at the

cost of a 0.056 (20.74%) increasing in the value of _I�tot. In this

new selected point the distance to the equilibrium point is

increased only 0.0147 (4%) from the corresponding value of

selected final optimal solution in themulti-objective scenario.

In Fig. 5b a part of the Pareto frontier that are located on the

left hand side of the minimum of the curve have better

economic sound however the right hand side points are better

in thermodynamic point of view.

The values of _CP; _Itot; _C�P and _I

�tot for three optimization

scenarios are listed in Table 3.

Table 4 indicates the magnitude of decision variables for

the base case design and corresponding magnitudes obtained

in the three optimization scenarios.

Table 5 indicates the results of energy analysis for various

designs including the base case, economic optimized, ther-

modynamic optimized and multi-objective optimized

systems. Some useful data are listed in this table, such as flow

rates, heat loads, electrical works, and COPs.

Fig. 6 shows the results of exergy analysis for the base case

design and three optimized designs. This figure indicates that

the thermodynamic optimized design has minimum total

exergy destruction equal to 44.57 kW. The next exergy

destructive designs are the multi-objective optimized, the

economic optimized and the base case designs that have

exergy destructions equal to 54.60 kW, 81.32 kW and

147.30 kW. These values are 22.51%, 82.46% and 230.48%more

than total exergy destruction for the thermodynamic design

respectively.

Fig. 6 also indicates that for all of the three optimized

designs, the most exergy destruction occurs in the

compressor, condenser and cooling tower.

The results of economic analysis for three optimized

systems and the base case system are given in Fig. 7. This

figure indicates that the minimum purchased equipment

ion scenarios.

ed Thermodynamic optimized Multi-objective optimized

2.22 2.29

28.89 16.18

0.32 0.24

16.84 16.84

52.35 63.24

3.49 4.48

0.15 1.10

7.19 4.60

352.00 352.00

404.35 415.23

6.72 5.57

5.57 4.79

Fig. 6 e Comparison of exergy destructions in the various sub-systems of the cooling tower assisted vapor compression

refrigeration system.

i n t e r n a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6254

belongs to the economic optimized system. The base case,

multi-objective optimized and thermodynamic optimized

designs are in the next ranks and have purchased equipments

respectively 10.02%, 20.82%, and 61.79% more than the

economic optimized system. The minimum electricity cost

belongs to the thermodynamic optimized design. This is due

to special attention paid to electricity use in the thermody-

namic optimization. The multi-objective optimized, the

economic optimized and the base case designs are in the next

ranks and have electricity costs respectively 16.21%, 58.43%,

and 162.37% more than the thermodynamic optimized

system. The water costs for all systems are almost equal and

are lower than 0.12% of the total product cost. Therefore,

compared with the other system costs, the water cost may be

neglected. Finally the economic optimized design has the

minimum total product cost ð _CPÞ and the multi-objective

optimized, base case and thermodynamic optimized designs

are in the next ranks and have total product costs respectively

51.14

06.1

31.81

04.73

64.1

25.06

63.2

91.54

67.1

0

10

20

30

40

50

60

70

80

CapitalInvestmaent

Operating andmaintanance

El

rh.$(tso

Cdezileve

L1-)

Base CaseEconomic OptThermodynamMulti-Objecti

Fig. 7 e Comparison of the levelized costs including capital inv

water cost and product cost (the cost of cooling) for various des

refrigeration system.

10.37%, 40.09% and 22.26%more than the economic optimized

design.

The results in Figs. 6 and 7 have shown that the total

product cost ð _CPÞ of the thermodynamic optimized design is

82.46% more than this value for the economic optimized

design, and the total exergy destruction ð_ItotÞ for the

economic optimized design is 40.09% more than this value

for the thermodynamic optimized design. In fact, _Itot of the

thermodynamic optimized design and _CP of the economic

optimized design are the minimum possible values (or the

ideal values) of _Itotand _CP respectively. If any of the ther-

modynamic or economic criteria is selected for optimiza-

tion, the design will poorly satisfy the other criterion. In this

study when the thermodynamic optimized design is

selected as the final system design, _CP will be 82.46% more

than their minimum possible values. On the other side, if

the economic optimized design is selected, _Itot will be 40.09%

more than their minimum possible values. Whereas if the

70.0

69.06

59.01

50.0

68.94

19.6 60.0

48.96

30.8 50.0

30.55

ectricity Water Product

imizedic Optimized

ve Optimized

estment, operating and maintenance cost, electricity cost,

igns of the cooling tower assisted vapor compression

i n t e rn a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6 255

multi-objective design is selected as a final design of the

system, _Itot and _CP are 22.51% and 10.37% more than their

minimum values, respectively. It can be said that these

deviations form the minimum values in multi-objective

optimized design are more acceptable than the other single-

objective designs.

9. Conclusions

A new method for optimization of a cooling tower assisted

vapor compression refrigeration system was presented. The

proposed method covers both thermodynamic and economic

aspects of the system design and the component selection.

Irreversibility (exergy destruction) for the systems was deter-

mined. The economic model of the system was developed

based on the total revenue requirement method (TRRmethod).

The configuration of the optimization problem was built with

eight decision variables and the appropriate feasibility and

engineering constraints. The optimization process was carried

out using a multi-objective evolutionary algorithm. Three

optimization scenarios including the thermodynamic,

economic and multi-objective optimizations were performed.

It was concluded that the multi-objective optimization is

a general form of single-objective optimization that considers

two objectives of thermodynamic and economic, simulta-

neously. It was discussed that the final solution of the multi-

objective optimization depends on decision-making process.

However, its results were somewhere between corresponding

results of thermodynamic and economic single-objective

optimizations. The thermodynamic optimization is dedicated

to consideration about limited source of energy whereas the

economic single-objective optimization has respect only on

economic resources. The multi-objective optimization focuses

on limited energy and monetary resources, simultaneously.

The results show that percentages of deviation from ideal

values of thermodynamic and economic criteria for the ther-

modynamic optimized system were 0.00% and 40.09%,

respectively. These percentages for the economic optimized

system were 82.46% and 0.00%, respectively. Deviation values

from minimum ideal point for the multi-objective optimized

design were obtained 22.51% and 10.37% for thermodynamic

and economic criteria, respectively. It was concluded that the

multi-objective design satisfies the thermodynamic and

economic criteria better than two single-objective thermody-

namic and economic optimized designs.

Appendix A. Purchased equipment cost (PEC)

Equations for calculating the purchased equipment costs

(PEC) for the components of the vapor compression refriger-

ation system are as follow:

A.1. Compressors

The purchase equipment cost for the scroll compressor is

given by Valero (1994):

PECcomp ¼�

573 _mref

0:8996� hisen

��Pcond

Pevap

�ln

�Pcond

Pevap

�(A.1)

Where _mref is the refrigerant mass flow rate (kg s�1). hisen, the

isentropic efficiency of a scroll compressor is fitted as follows:

hisen ¼ 0:85� 0:046667

pcond

pevap

!(A.2)

A.2. Evaporator and condenser

The purchase equipment cost for the condenser and evapo-

rator are as follows (Selbas‚ et al., 2006):

PECcond ¼ 516:621Acond þ 268:45 (A.3)

PECevap ¼ 309:143Aevap þ 231:915 (A.4)

Where Acond and Aevap are the heat transfer areas of

condenser and evaporator respectively.

A.3. Pump

The purchase equipment cost for a pump is as follows (Sanaye

and Niroomand, 2009):

PECpump ¼ 308:9 _WCpump

pump (A.5)

Where _Wpump is the pumping power in kW, Cpump is 0.25 for

pumping power in the range of 0.02e0.3 kW, 0.45 for pumping

power in the range of 0.3e20 kW, and 0.84 for pumping power

in the range of 20e200 kW.

A.4. Cooling tower

The purchased equipment cost for a cooling tower can be

calculated as follow (Peters and Timmerhaus, 1991):

PECct ¼ a1 _ma2w � 10a3A$Rþa4Aþa5Rþa6 (A.6)

Where A is the difference between the water output temper-

ature and the ambient air wet bulb temperatures (�C). R is the

difference between input and output water temperatures (�C)

and finally _mw is the water mass flow rate (kg/s). The values of

a1ea6 are 3950.9, 0.5872900,�0.0032091,�0.0267190, 0.0436540

and �0.1026000, respectively.

It is required tomentioned that all costs aremodified to the

cost index of 2009 as follow (Bejan et al., 1996):

PECnew ¼ PECref

�InewIref

�(A.7)

PECnew and PECref are the renewed cost and cost at refer-

ence year for the proposed equipment. Inew and Iref are cost

indexes at new and reference years, respectively. In this

work marshal and swift index used for equipment as indi-

cated in the Table A1 (Peters and Timmerhaus, 1991)

(indexes of years after 1991 was obtained in this reference by

forecasting).

Table A1 e Marshal and swift index at various years(Peters and Timmerhaus, 1991).

Year Index

1990 915

1995 1027.5

1996 1039.2

1997 1056.8

1998 1061.9

1999 1068.3

2000 1089

2001 1092

2002 1100.2

2003 1109

2004 1115.6

2005 1129.6

2006 1143

2007 1156.6

2009 1170.2

i n t e r n a t i o n a l j o u r n a l o f r e f r i g e r a t i o n 3 4 ( 2 0 1 1 ) 2 4 3e2 5 6256

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