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WORLD HEALTH ORGANIZATION ORGANISATION MONDIALE DE LA SANTE School of Public Health University of Minnesota United States of America WHO/MNC/82.2 Appendix III Rev. 1 LABORATORY OF PHYSIOLOGICAL HYGIENE MINNESOTA HEART HEALTH PROGRAM MANUAL OF OPERATIONS The i$Sue of this document does not constitute formal' publication. It should not be reviewed, abstracted or quoted without the agreement of the World Health Organization. Authors alone are responsible for views expressed in signed articles. 1981-1982 Ce document ne constitue pas une publication. II ne doit faire I'objet d'aucun compte rendu QU resume ni d'aucune citation sans I'autorisation de ,'Organisation mondiale de la Sante. Les opinions exprimees dans les articles signes n'engagent Que leurs auteurs.

Transcript of WHO_MNC_82.2_eng.pdf - WHO | World Health Organization

• WORLD HEALTH ORGANIZATION

ORGANISATION MONDIALE DE LA SANTE

School of Public Health University of Minnesota United States of America

WHO/MNC/82.2 Appendix III Rev. 1

LABORATORY OF PHYSIOLOGICAL HYGIENE

MINNESOTA HEART HEALTH PROGRAM

MANUAL OF OPERATIONS

The i$Sue of this document does not constitute formal' publication. It should not be reviewed, abstracted or quoted without the agreement of the World Health Organization. Authors alone are responsible for views expressed in signed articles.

1981-1982

Ce document ne constitue pas une publication. II ne doit faire I'objet d'aucun compte rendu QU

resume ni d'aucune citation sans I'autorisation de ,'Organisation mondiale de la Sante. Les opinions exprimees dans les articles signes n'engagent Que leurs auteurs.

WHO/MNC/82.2 Appendix III Rev. 1 page 2

TABLE OF CONTENTS

Project Overview 5

Design and Objectives 7

Criteria for Events 14

Clarifications for MHHP Coders and Abstractors 23

Tabular Presentation of MHHP Event Criteria 24

Morbidity and Mortality Flow 35

Morbidity Data Flow 36

Instruction for MRHP Abstracting Forms 40

~~/MHHP Personal Code Nos 41

Standardised and County Abbreviations 42

MHHP Hospital Code Nos. and Abstractor Assignments 43

Hospital Listing out of Twin City Metropolitan Area 44

Seven County Hospital Listing 46

Zip Codes for Minnesota Heart Survey 50

hospital Codes 1980 51

Discharge Diagnosis Indices 53

Hospital Codes (as listed in the Directory of Licensed and Certified Health Care Facilities 1980) 54

Abstracting Forms and Instructions

Form 02

Form 02

Form 04

Form 41

Form 04

Form 40

Form 40

Core Data Sheet

Instructions

MI Hospital Abstract

MI Abstract - Physician Review/Chest X-ray/Angiogram

MI Hospital Abstract - Instructions

Enzyme Values

Instructions

61

64

73

81

82

99

100

ECG Coding (su ary sheet) Form

Form 06

Form 06

Neurology

ctions

Form 21 y Report Abstract

Form 08 Death Certificate Abstract

Form 41 MI Abttract for Physician Review of Chest,X-rays and Coronary Angiography

! Death Certificate Abstract

Out of Hospital Death - Physician Information Form

Final Interview Status - Family Interview Information. I Mortality Surveillance

Family Interviet Information. Mortality Survei 11ance! - Ins tructions

,

Autopsy Report Abstract

Autopsy Report Abstract - Instructions

County Court House Information

Letters to Witn~sses

Data Collection - QU~lity Control

I Bethesda Lutheran HojPital

Hospital Diagno is Form. Pathology Report, Admittance Form Progress Notes. Nursing Notes i

Fairview Hospitals

Inpatient Admit Rehabilitation Progress Report Care charts, Pa Nurse's Notes, Lab. Record, E 1 Portable Chest

I

ing Record and Discharge Form, nit, History and Physican,

Intensive Care. Coronary ient's Progress Record, peech and Language Evaluation, ctro-cardiograph records. -ray reports

WHO/MNC/82.2 Appendix III Rev. 1 page 3

102

103

112

131

135

136

137

138

139

152

154

163

164

166

167

171

175-186

187-206

Wl:tO/MNC/82.2 Appendix III Rev. 1 page 4

Lakeview Hospital

Admittance Form, Diagnosis Sheet, Autopsy Repo~t Medical Report, X-ray Report, Consultation Reports, Respiratory Therapy Department Report, Periodic Rounds Record, Doctor's Order Sheets, Graphic Records, Patient Care, Treatments­Teaching-Conferences, Accountability, Medication Record Sheet, Blood Pressure Chart, Nursing Data Base, Problem List, Nurse's Notes.

MINNESOTA HEART HEALTH PROGRAH

Henry Blackburn, M.D. Principai Investigator

Russell V. Luepker, M.D. Co-Principal Investigator and Project Director

A. Objectives

Thomas Kottke, M.D. Field Director Morbidity Surveillance

Laboratory of Physiological Hygiene School of Public Health University of Minnesota Minneapolis, Minnesota

PROJECT OVERVIEW

WHO/MNC/82.2 Appendix III Rev. 1 page 5

1. To continue to monitor Hinnesota mortality rates by causes and to begin to monitor morbidity in order to assess the changing burden of cardiovascular disease in the Twin Cities metropolitan community.

2. To estimate the extent to which changes in cardiovascular mortality rates are due to changes in disease incidence and/or case fatality,

3. To estimate the extent to which changes in mortality rates are related to and hence might be explained by changes in levels of risk factors and their associated behaviors and selected indicators of medical care.

4. To establish a model system for long-term surveillance and an on­going system for the Twin Cities metropolitan area.

B. Specific Aims

1. Continued documentation of age-sex-race-area, cause-specific deaths in Minnesota from 1960 through 1990. follow change in mortality rates from cardiovascular disease and to examine change in competing causes of death.

2. Establishment for the years 1970~1990 of hospital morbidity data surveillance of myocardial infarction (XI) and cerebrovascular accident (eVA) to ascertain a) morbidity rates and b) fatality rates to determine how they contribute to the changing mortality rates.

3. Measurement of primary risk factors for HI and CVA (cigarette smoking, serum cholesterol levels, blood pressure levels, diet and physical activity) in serial cross-sectional samples of the Minn~sota population to examine temporal relationships of change in risk factors and change in morbidity and mortality.

4. Monitor trends in knowledge, attitudes and behavior related to risk factor levels, e.g. eating habits.

WHO/MNC/82.2 Appendix III Rev. 1 page 6

5. Examination of various methodological problems in surveillance of mortality, morbidity and risk factors and creation of a model long-term surveillance system.

6. Estimation of trends in the following indicators of medical care in the Twin Cities population for the years 1970-90. number of admissions to coronary care units; number of MI patients admitted alive following out-of-hospital resuscitation; number of coro­nary artery bypass graft operations.

C. Overview of Methods

1. Data will be gathered and in mind:

ed with the following hypotheses

a. The downward trends in coro cerebrovascular disease (C decreasing case-fatality ra incidence.

ary heart disease (CHD) and ) mortality can be explained by es and decreasing disease

b. Decreasing mortality, morbi ity and case-fatality from CHD and CVA are correlated with downward trends in the prevalence and population distribution of risk factors (elevated blood pressure, serum cholesterol, cigarette smoking, etc.), changes in their associated health ehavior and with improved medical care.

2. This will be accomplished as fo lows:

a. Mortality data in Twin Citi s metropolitan area (pop. approx. 2 million). will be obtained rom the State Health Department for

b.

the years 1960-1990.

Morbidity data will be hospital discharges in the and completed eVA for the

The ages to be considered are 30 through 74.

ned through surveillance of etropolitan area for acute HI ars 1970 -90.

mortality and morbidity analyses

c. The accuracy of both data s urces will be verified by valida­tion of samples of' cases.

d. Trends in risk factors and related health behaviors will be measured in the metropo1ita annual surveys, 1980-1990.

population in four consecutive Ages surveyed are 20 through 74.

e. Trends in medical care indi ators (coronary care unit admis­Sions, successful out-of-ho pital resuscitations of MI cases coronary artery bypass oper tions) in the metropolitan population will be estimate from hospital statistiCS, record reviews and PSRO data for the years 1970 -90.

WHO/MNC/82.2 Appendix III Rev. 1 page 7

SECTION 2

DESIGN A~~ OBJECTI\~S

2.1

Minnesota Heart Health Program Objectives

The overall objectives of the Heart Health Pro~ram for cardiovascular diseases as stated in Section 1.3 are:

1. To develop, test. imolement and evaluate coordinated strate­gies of community-wide health education for behavioral change to reduce cardiovascular risk.

2. To increase community knowledge of cardiovascular risk factors.

3. To improve community behaviors related to population levels of risk factors.

4. To change levels of the known risk characteristics for heart and vascular diseases among the educated communities.

5. To modify specific eating and activity patterns, reduce blood lipids, weight, cigarette smoking and blood pressure level.

6 < To reduce incidence of premature disability and death from heart and vascular diseases in ~ucated communitie~.

7. To develop a vital resource of knowledge, skills, research and training in community approaches to prevention and health promotion.

In order to meet these objectives a specific strategy is designed tel develop and apply health education programs by techniques of community screening and referral for direct individual and group education, com­bined with mass communications, community organization, enhancement of prevention services and environmental change. and to demonstrate the feasibility and efficacy of these programs in free-livin~ educated communities compared to similar reference communities.

2.2

Pro15ram Design

2.2.1

Town Pairinl'(

Co~unity-wide prevention education and mass COffimunications are carried out in total populations defined by town boundaries. For each

WHO/MNC/82.2 Appendix III Rev. 1 page 8

communi ty chosen for the educa tion program, a similar community has been selected to serve as a comparison in which only surveillance is performed. The many changes in economic conditions, energy supply, changing lifestyles, concern for health, medical care, work status and other factors are not' highly predictable or controllable. The Minnesota Heart Heal th Pro~ram w11l control in part for these poten­tial confounders' by the identification of reference communi ties alike in as many variahles as possible to the educated communities.

Three to'lo."n pairs will provide the population base of the program. Each town pair will include an educated town and a reference town, while systematic surveys of morbidity, mortali ty I risk factor status, and health beliefs and behavior will be conducted throughout the course of the program in both. The beginning of intervention in the educated towns will arrive sequentially at one year intervals. This staged introduction of the program is necessary for logistic reasons but defensible on the scientific grounds of repetitions and increased generalizability. Experience in the first educated town will also allow improvement of the education program prior to the beginning of intervention in the remaining educated towns.

The choice of several distinct town pairs is made for three reasons • First, sizeable populations are required to obtain sample sizes ade­quate to differentiate accurately morbidity and mortality changes from random variables. Second, intervention and comparison in several pairs is required to assess even minimally the generalizabili ty of resultSf· obtained. Use of criteria of consistency and temporality of change in addition to statistical significance will also strengthen the evaluation. Third, tmanticipated events within t'he program plan or extraneous. to ·it may occur in a single pair. potentially weakening the analysis. For example, industry shutciowns in one town of a pair could cause serious changes in population characteristics.

2.2.2

Community Selection Criteria

Community selection is based on three levels of criteria:

1. Primary criteria are basic characteris.tics requiring close matching critical to the study rlesiF:n. Included are the characteristics important to "success" plus the· comparability of endpoint measures:

a. Population size b. Geographic location c. Population in age of interest (25-74) d. Distribution of major risk indicators e. Hortality trends f. Migration rates

Laboratory of Physiological Hygiene (LPH) studies in the Twin Cities and in 'Western Hinnesota indicate no significant dif-

WHO/MNC/82.2 Appendix III Rev. 1 page 9

ferences in average levels of risk indicators between areas. Mortality rates by region in Minnesota are also quite similar between areas.

2. Secondary criteria are characteristics of importance to the educational program, but of less direct importance to the endpoint criteria:

a. Hospital and medical care base b. Industrial base c. Ethnic composition d. Educ~tion level of population e. Agricultural base f. Educational system g. Media characteristics h. Employment/unemployment characteristics i. Economic status j. Distance from Minneapolis

3. The final criteria are not easily quantified but ~ere con­sidered when the town assignments were made:

a. Town receptivity b. Medical community receptivity c. Governmental receptivity d. Media availability e. Community organization potential.

2.2.3

Research and Program Evaluation

It will be possible to desc:-ibe and measure the effects of the educa­tional program on the educated communities. The preventive effects of the program will be evaluated by tested epidemiological methods describing changes in morbidity, mortality and risk indicators. In addit.ion, health related behavior change will be both directly and unobtrusively evaluated.

Equally important to the demonstration is evaluation of the individual components of the educational program. The purposes of this eva­luation are to tmderstand the nature and effect of individual strate­gies and to isolate the successful elements. There is a need for the rapid identification of. more and less successful strategies so that the former may be enhanced and the latter eliminated. Finally, new and innovative health education hypotheses will be formed and tested in the field setting to advance knowledge and deternine relevance and effect.

Other evaluation elenents include the collection of information related to costs, because co=unity based prevention efforts are new and their cost, relative to benefits, is tmknown.

WHO/MNC/82.2 Appendix III Rev. 1 page 10

2.2.3.1

Evaluation Activities

The Heart Health Program evaluation activities and their methods include morbidi t;y surveillance, mortali ty surveillance. risk factor surveys. screening panels. pilot proiec ts, unoht:-usi ve measures, rapid surveys. school surveys. anc cost analyses. Following is a brief description of each:

Mortality surveillance Irlll be performed in educated and reference communities and in the entire state. The obiective is to determine whether mortality rates change differentially in the educated towns. It is hypothesized that cardiovascular mortality in the educated towns will be lower at the end of the program relative to that experienced in comparison towns. The surveillance will be conducted by the syste­matic examination of death certificates t with validation of subsamples.

Morbidity surveillance Irlll be performed in all educated and reference towns. The objective is to determine whether differential TiDrbidity rates occur in communities exposed to the educational program. It is hypothesized that by the end of the education progra:n, cardiovascular disease morbidity will be lower in the educated towns, relative to observed morbidity in the reference towns. This evaluation will be carried out through systematic analysis of hospital data.

The risk factor survey will be performed in each educated and reference town, using randomly generated population samples. Survey activity in all tow-us \'''ill be1i\in the first year of the program anc will be designed to assess pre-education risk factor clistributions. knowledge. attitudes, beliefs and values related to health behavior, intentions regarding future health behavior, anc self-reports of health-related behavior. The population survey will be repeated annually. The objective is to determine whether risk and related characteristics change differentially in educated towns. By the end of the education pro~ral!l. risk factor levels should be lowered and beliefs and behavior altered in line with the educational message, more so in the educated than in the reference towns.

All persons who participate at the Reart Health Education Centers Irll1 be randomly assigned to one of eight follow-up screening panels in each town. Subsamples of each panel will be re-surveyed once during the ret:laining period of the study. The ob,iective of this study is to assess the effects of screening and subsequent direct education in the educated towns. This survey is restricted to the educated towns as an education prORrat:l is not conducted in the reference towns.

Pilot ts will be conducted in educated and non-Heart Health Program communities to test new strategies and procedures, although much pilot testin2 of strategies and procedures has alredy been accomplished and some is under way. This pilot activity will be con-

WHQ/MNC/82,2 1\ppendu I II Rev. 1 page 11

centra ted during the first year of the program but ;.rill also continue in succeeding years.

Throughout the term of the education program occasional rapid surveys will be conducted by telephone, mail, or direct interview, with the ob;ective of obtaining prompt feedback on the effect of specific edu­cational strategies. The ob~ective is to rapidly determine the effect of any Single strategy, so it may be altered, improved. or discon­tinued. These rapid surveys will be conducted in the educated towns only.

Subgroup surveys will be conducted throughout the pro~ram on subsets of randomly selected individuals from a population subgroup. The object.ive is to assess the effect of individual programs, such as the youth education p,rogram, or the health professional education programs, in the educated towns.

Unobtrusive assessments of co=unity health behavior will be rr:tade in the educated and reference co=unities throughout the proJect. These will include measures of medication prescriptions, fO'od and -cigarette sales, and the recording of other community health and major'nonhealth events. The objective is to provide additional information, from a different data source, related to health behavior.

Cost data, including medical-related costs and Heart Health Program costs ;.rill be collected in each community for later program cost ana­lysis evaluation.

2.2.3.2

Evaluation of th~ Education Process

Hultiple methods and a special working group is dedicated to the task of evaluating the intervention process. Many small and medium size evaluation projects ;.rill be carried out (approximately SO/year) and will also review the risk factor and unobtrusive measures data. The evaluation goals are: 1) to examine each major education strategy and attempt separation of effects of the individual components; 2) to identify ef fecti ve education strategies and strengthen them, and to identify ineffective st:-ategies and eliminate or alter them; and 3) to increase understanding of health-related behavior by testing alter­native strategies aimed at modification of specific behaviors.

Evaluation will be made of both the principal object.ives in the areas of smoking, eating pattern, high hlood pressure and physical activity. and the individual methods of mass media, community organizations, education center and health professional, adult and youth ,education. Several methods ;.rill be utilized in this task including the annual risk factor surveys, screening panels, pilot projects, rapid surveys and subgroup surveys.

WHO/MNC/82.2 Appendix III Rev. 1 page 12

2.2.4

Risk Factor Change Analyses

Risk factor reduction is anticipated from the education program in the educated communities. That change will precede reductions of mor­bidity and mortality related to the education program. Risk factor distribution and distributions of relevant antecedent behavior and unobtrusive measures of risk will be obtained from survey samples. These form the data base for analysis of risk factor change and eva­luations for strategy adjustment in the study.

To enhance ~owledge or risk factor change throughout the study period, surveillance will be carried out in each reference. and edu­cated tOl.l'n in each year of the study. The survey in years zero and one will be under "control" or baseline conditions in all towns. In year 2 the survey will be under control conditions in five towns and intervention conditions in one. In year 3 the survey will be under control conditions in four towns, under intervention in two towns; in year 4 under maintenance intervention conditions in two towns, initial intervention in one, and control in three. The surveys for years 5-8 will be under maintenance intervention conditions in three towns and under control conditions in three towns.

Limiting attention to mean levels of risk factors, the assumption that Beart Health Program efforts are the predominant cause of risk factor change leads to a re~mlt where there is 11 ttle change in the risk or education characteristic during control years or the later years of­the study, but large changes in the first two years of the study in each cOillIDunity. The model suggested will be used to infer that the program is not working a~ anticipated and whether or not the com­parison cOillIDunities are relatively unaffected by risk factor change.

It is proposed to survey a probability sample annually from each com­muni ty of total sample size 500, a new sample being drawn each year. This sampling method is chosen over a cohort survey because persons in the cohort are likely to be affected by the frequent survey, pro­bably in the direction of making more changes than the general popula­tion. This would ~ive an over-estimate of the program effect. In addition, cohorts are relatively hard to follow and dropout is a problem, whereas cross-sectional samples are not affected by screening or dropout hut require larger sample sizes. One exception to cross­sectional samples is a proposition to resurvey all persons with ele­vated blood pressure for their blood pressure and medication status one year after initial identification. About Rn persons per year per town are estimated. In identifying these persor.s, efforts will Le taken to minimize the effect of screening without avoiding the ethical obligation for referral by specified criteria.

The risk factor or knowledge levels between any year and baseline will be compared. Typically, the nUl:lber in the sample each year will be 500 for a single community pair or 1500 for all educated communities

WHO/MNC/82.2 Appendix III Rev~ 1 page 13

comoared to all comparison communities. In the case of larger coe­munities the use of a two-year baseline period may be iustified, in which case the number used would be as much as 3000 for hase1ine and 1500 for a single year baseline. Such larger samples may be subdivided according to other characteristics and subgroups of interest (male ys female; young vs old).

~ore complex analyses will be carried out using least squares models. Even with sample sizes lieited for subgroup analysis, differential aspects of the Heart Health Program can be examined and evaluated for s ta tis tical signi ficance USing regression modeling. wi th some added power at the expense of added modeling assumptions. Data can also be pooled across years of education to increase power. This technique would be particularly effective in the situation in which the risk level achieves 'a maximum drop, then remains stable for a period of time.

WHO/MNC/82.2 Appendix III Rev. 1 page 14

CRITERIA FOR EVENTS

The events will be classified as definite, possible, and no event.

I. Fatal Coronary Events

A. Definite Fatal Myocardial Infarction (MI) (Dx Code 01)

la. Definite myocardial infarction within 4 weeks of death by MHHP criteriaj

-OR-

lb. Acute myocardial infarction diagnosed by autopsy.

B. Definite Sudden Death Due to Coronary Heart Disease (CHD) (Dx Code 02)

1. Death witnessed as occurring within one hour after the onset of severe cardiac symptoms (ischemic cardiac pain =-see below, shortness of breath, fainting) or within ~ hour after the subject having last been seen without symptoms.

-AND-

2. No documentation of definite acute Ml within 4 weeks prior to death by MHHP criteria. (See below for criteria for definite MI).

-AND-

3. No known non-atherosclerotic or non-cardiac-atherosclerotic process that was probably lethal according to death certificate, autopsy report, hospital records or physician report.

C. Definite Fatal Heart Disease (Dx Code 03)

1. Death certificate with consistent underlying or immediate cause(s) (ICD-9 codes 410-414) or hospital record with any mention of ICD9CM 410-414. (Medical certification of cause of death, Part I a, b or c.)

-AND-

2. No documentation by MHHP criteria of definite acute MI within 4 weeks prior to death.

3.

4.

-AND-

MHHP criteria for sudden death not met.

-AND-

No known non-atherosclerotic or non-cardiac atheroscLerotic process or event that was probably lethal according to death certificate, autopsy report, hospital records or physican records.

-AND-

Sa. Previous history of HI according to relative, physican or hospital records; old MI on autopsy; or definite, or possible MI by MHHP record

-OR-

WHQ!MNC/82~2 Appendi~ III Rev, 1 page 15

5b. Autopsy reporting severe atherosclerotic coronary artery disease or old MI without acute myocardial infarction. (> 50% proximal narrowing of two major vessels or > 75% proximal narrowing of one major vessel if anatomic details given.)

-OR-

5c. Rapid death:

Death occurring greater than one and less than or equal to 24 hours after the onset of severe cardiac symptoms or subject having last been seen without symptoms.

D. Possible Fatal CHD (Dx Code 08)

1. No documentation by ~rnHP criteria of definite acute HI within 4 weeks prior to death.

-AND-

2. No documentation by MHHP criteria of definite sudden death.

-AND-

3. No documentation by MHHP criteria of definite fatal CHD.

-AND-

4. Death certificate with consistent underlying or immediate cause (ICD-9 Codes 410-414,427,429,798,799) or hospital record with any men­tion of ICD9CM 410-414.

-AND-

5. No known non-atherosclerotic or non-cardiac atherosclerotic process that was probably lethal according to death certificate, autopsy report, hospital records, or physician records.

II. Nonfatal Myocardial Infarction

A. Definite (Ox Code 04)

1. Evolving diagnostic ECG

2. Diagnostic ECG and abnormal enzymes.

3. Prolonged cardiac pain and abnormal enzymes.

B. Possible -, hospital discharge diagnosis 410-411 or one or more of the following categories using the stated definitions below: (Dx Code 10)

1. Equivocal enzymes and equivocal ECG (with or without pain).

2. Equivocal enzymes and diagnostic ECG (no pain).

3. Abnormal enzymes and other ECG (no pain).

WHO/MNC/82.2 Appendix III Rev. 1 page 16

4. Abnormal enzymes and equivocal ECG (no pain).

5. Abnormal enzymes alone (no pain, ECG absent).

6. Prolonged cardiac pain and equivocal enzymes (ECG absent).

7. Prolonged cardiac pain and equivocal ECG (enz;rmes incomplete).

8. Prolonged cardiac pain and diagnostic ECG (equivocal or incomplete enzymes)

9. Prolonged cardiac pain alone .(ECG and enzymes incomplete) • , 10. Prolonged cardiac pain, , other' ECG, equivocal enzymes.

li. Prolonged cardiac pain, 'other' ECG, incomplete enzymes.

DEFINITIONS

Prolonged cardiac pain: When it is characterized by pain with the f0110wing characteristics.

ECG

(a) occurring anywhere in the anterior chest, left arm or jaw which may also involve the back, shoulder, right a~, or abdomen on one or both sides,

(b) duration of more than 20 minutes.

(c) no definite non-cardiac cause of chest pain (all cases of non-cardiac chest pain to be reviewed by physicians' panel).

(a) Evolving diagnostic ECG - an evolving pattern on serial ECGs of a diagnostic ECG:

(An evolving pattern of changes (appearance or disappearance within lead groups: anterior (VI-VS); lateral (1, aVL, V6); inferior (II, III, aVF» established the infarct as acute. Two or more ECG recordings during the hospitalization are needed for this classification.

1) No Q code in one ECG record followed by a record with a diagnostic Q code Vtinn. code 1-1-1 through 1-2-5 plus 1-2-7).

-Oll-

2) An equivocal Q code (Minn. code 1-2-8 or any 1-3 code) and no major ST segment depression in one ECG record followed by a-record wi th a diagnostic Q code PLUS a ST segment (Minn. code 4-1, or 4-2).

-OR-

3) An equivocal Q code and no ST segment elevation in one ECG record followed by a record with a diagnostic Q code PLUS an ST segment elevation (Minn. code 9-2). -

-OR-

WJ;iO/MNC/82.2 Appendix III Rev~ 1 page 17

4) An equivocal Q code and no major T wave inversion in one ECG record followed by a record witha diagnostic Q code PLUS a major! wave inversion (Minn. code 5-1 or 5-2). -

-OR-

5) No Q code and neither 4-1 nor 4-2 followed by a record with an equivocal Q code plus a 4-1 or a 4-2.

-QR-,

6) No Q code and no 9-2 followed by a record with an equivocal Q-code plus a 9-2.

-OR-

7) No Q code and neither 5-1 nor 5-2 followed by a record with an equivocal Q code plus a 5-1 or a 5-2.

(b) Diagnostic ECG: 1) Minnesota code 1-1-1 through 1-2-5 and 1-2-7 for Q and QS patterns

-OR-

2) Minnesota code 9-2 for ST segment elevation PLUS any T wave depression item coded 5-1 or 5-2.

(None of the above T-wave depression items can be used in the presence of ventricular conduction defects).

(c) Equivocal ECG: 1) Q and QS pattern 1-2-8 through 1-3-6

-OR-

2) ST junction (J) and segment depression 4-1 through 4-3

-OR-

3) T-wave items 5-1 through 5-3

-OR-

4) ST segment e1~vatlon ite~ 9-2

(d) Other ECG: all other findings, including normal.

(e) Uncodable ECG

1) Missing lead.

2) Baseline drift greater than 1 in 20, if it obscures ST-T wave.

3) Muscle tremor artifact giving more than 2 mm peak-to-peak oscillation.

4) Other technical errors making Q-wave measurement impossible, such as extreme lack of centering, or marked clipping.

(f) Absent ECG: No EeG available for coding.

The ECG series will be assigned the highest category for which criteria are met, i.e. evolving diagnostic> diagnostic> equivocal> other.

WHO/MNC/82.2 Appendix III Rev. 1 page 18

CARDIAC ENZYMES

Enzymes will be considered for the category of "abnormal" only if the upper limit of normal for the laboratory making the determination is recorded for the enzymes(s) used to make the diagnosis, and:

a. CPK-HB and total CPK have been measured within 12 hours of admission or onset of acute event, whichever is later.

-OR-

b. total CPK has been measured and one of LDH or SCOT has been measur~d within 72 hours of admission or onset of acute event, whichever is later.

Enzymes are "abnormal" if:

1. CPK-HB has been measured and is "present" (If hospital uses criteria of "present" and "absent") or at least twice the upper limits of normal (if hospital uses quantitative criteria) and total CPK is at least twice the upper limits of normal.

-OR-

2. total CPK has been measured and is at least twice the upper limits of normal and either LDII or SCOT has been measured and is at least tvlice the upper limits of normal.

Enzymes will be considered for the category of "equivocal" only if the upper limit of normal for the laboratory making the determination is recorded for the enzyme(s) used to ~ake the diagnosis.

Enzymes are ~equivocal" if:

1. CPK-HB and total CPK have been measured wi thin 72 hours of adclission or onset of acute event and CPK-HB is above the upper limits of normal but less than twice the upper limits of normal for laboratories giving quantitative values or "present" for laboratories giving qualitative values but in either case total CPK is less than twice the upper limits of normal.

-OR-

2. at least one of CPK,LDH or SCOT has been measured within 72 hours of admission or onset of acute event and is above the upper limits of normal, and the criteria for "abnormal" enzymes are not met.

-OR-

3. Enzymes (CPK-~lB. CPK, SCOT or LDH) are "abnormal", as defined above, but there is a non-ischemic cause present (defibrillation, surgery. liver disease, injections, etc.).

Enzymes are "normal" if:

they meet criteria for consideration as "abnormal" or "equivocal" but criteria for these categories are not met.

Enzymes are "incomplete" if:

they do not meet criteria for consideration as "abnormal" or "equivocal."

Ill. Primary Cardiac Arrest with Successful Resuscitation

A. DEFINITE (Dx Code 07)

1. Ischemic arrest

WHO!I1NC/82~2 Appendi~ III Rev~ 1 page 19

(a) Sudden cardiovascular (absent pulse) and pulmonary (absent spon­taneous respiration) collapse with successful resuscitation

-AND-(b) Ventricular fibrillation or asystole reported on resuscitation ECG

-AND-(c) ECG's, enzymes and history necessary for diagnosis of "definite" or

"possible" MI collected. "Definite" and "possible" HI by MHHP criteria have been excluded

-AND-(d) No known non-atherosclerotic or non-cardiac atherosclerotic acute

or chronic process or event that would have been probably lethal -AND-

(e) History of previous HI -AND-

( f) Subsequent documentation of significant CliO (but not acute HI) during same hospitalization (coronary angiography showing > 50% proximal narrowing of 2 or more major vessels, or > 757. proxilual of 1 or more major vessels, old HI on ECG - Minnesota Codes 1-1; 1-2).

2. Primary Arrhythmia (without ischemia)

(a) Sudden cardiovascular (absent pulse) and pulmonary (a~sent spon­taneous respiration) collapse with resuscitation

-AND-(b) Ventricular fibrillation or asystole reported on resuscitation ECG

-AND-(c) ECG's. enzymes and history necessary for diagnosis of "definite" or

"possible" HI collected. "Definite" and "possible" HI by MHHP criteria have been excluded

-AND-(d) No known non-atherosclerotic or non-cardiac atherosclerotic acute

or chronic process or event that would have been probably lethal -AND-

(e) No history of previous MI. -AND-

(f) Subsequent documentation of no significant CHD during same hospitali­zation (absence of both> 50% proximal narrowing of 2 or more or > 75% proximal narrowing of 1 or more major vessels on coronary angiography)

3. Non-Specific {insufficient information to classify as ischemic or primary arrhythmia}.

(a) Sudden cardiovascular (absent pulse) and pulmonary (absent spon­taneous respiration) collapse with resuscitation.

-AND-(b) Ventricular fibrillation or asystole reported on resuscitation ECG.

-AND-(c) ECG' s. enzymes and history necessary for diagnosis of "definite" or

"possible" HI collected. "Definite" and "possible" HI by MHHP criteria have been excluded.

-AND-(d) No known non-atherosclerotic or non-cardiac atherosclerotic acute

or chronic process or event that would have been probably lethal.

WHO/MNC/82.2 Appendix III Rev. 1 page 20

B. Possible (Dx Code 12)

1. Apparent sudden cardiovascular and pulmonary collapse with resuscitation as with "definite primary cardiac arrest"

-AND-

2. Lack of documentation for ventricular fibrillation or asystole during resuscitation

-AND-

3. Definite HI by r-llillP criteria has not been diagnosed for this event.

-AND-

4. No known nonatherosclerotic or non-cardiac atherosclerotic acute or chronic process or event that would have been probably lethal.

IV. Fatal Stroke

A. Definite (Dx Code 05)

lao Cerebral infarction or helnorrhage diagnosed at autopsy

-AND-

lb. No history of atrial flutter or fibrillation; myocardial infarc­tion in the preceding 2 months; mitral stenosis or other source for cardiac thromboembolus or paradoxical embolus; no hyper­coagulable state/hemorrhage, other disease process or event such as brain tunor, subdural hematoma, subarachnoid hemorrhage, meLa­bolic disorder or peripheral lesion that could cause localizing neurological deficit or coma - according to death certificate, autopsy, hospital records or physician records.

-OR-

2a. History of rapid onset « 48 hours from onse t to time of admission or maximum acute neurologic deficit) of localizing neurologic deficit and/or change in state of consciousness.

-AND-

2b. Documentation of localizing neurologic deficit by unequivocal physician or laboratory finding within 6 weeks.of death with> 24 hour duration of objective physician findings.

-AND-

2c. See list under lb above.

B. Possible (Dx Code 09)

1. Death certificate with consistent underlying or immediate cause (lCD-9, Codes 431-437).

-AND-

2. No evidence at autopsy examination of the brain, if performed, of any disease process other than cerebral infarction or hemorrhage that could cause localizing neurological signs. (See lb above.)

V. Nonfatal Stroke

A. Definite (Dx Code 06)

WHQ/MNC/82.2 Appendi~ III Rev, 1 page 21

1. History of rapid onset « 48 hours from onset to time of admission or maximum acute neurologic deficit) of localizing neurologic deficit and/or change in state of consciousness.

-AND-

2. Documentation of localizing neurologic deficit by unequivocal physician or laboratory finding within 6 weeks of onset with> 24 hour duration of objective physician findings.

-AND":'

3. No history of atrial flutter or fibrillation; myocardial infarction in the preceding two months; mitral stenosis or other source for cardiac thromboembolus, or paradoxical embolus; hypercoagulable state; hemorrhage; brain tumor; subdural hematoma; subarachnoid hemorrhage; metabolic disorder; or peripheral lesion that could cause localizing neurological deficit or coma according to hospital records.

B. Possible (Dx Code 11)

la. History of rapid onset « 48 hours from onset to time of admission or maximum acute neurologic deficit) of localizing neurologic deficit and/or change in state of consciousness.

-AND-

lb. Documentation of localizing neurologiC deficit by unequivocal physiCian or laboratory finding within 6 weeks of onset with> 24 hour duration of objective physician findings.

-OR-lc. Discharge diagnoses with consistent primary or secondary codes

(ICD-9-Ct1 Codes 431, 432, 434, 436, 437) -AND-

2. No evidence by unequivocal physician or laboratory findings of any other disease process or event caUSing focal brain deficit or coma other than cerebral infarction or hemorrhage (N.B. definite evi­dence of systemic arterial embolism to other organs is required as proof of cardiac or paradOXical thromboembolism) according to hospital records.

MHHP Criteria for Events

Unequivocal Laboratory Findings

1. A CAT scan shOWing no definite findings of any disease process or event causing focal brain deficit or coma other than cerebral infarction or hemorrhage.

-AND-

2a. sho\.ing focal art!a of decreased or normal attenuation consistent with with cerebral infarct

-OR-

2b. showing focal increased attenuation consistent with intracerebral hemorrhage.

WHO/MNC/82.2 Appendix III Rev. 1 page 22

MHHP Criteria Section

I.A.

LB.

I.C.

ILA.

IV.A.

V.A.

IILA.

LD.

IV.B.

I LB.

V.B.

III.B.

Diagnostic Code

Ol. Definite fatal myocardial

02. Definite sudden death due (eHD)

03. Definite fatal CHD

04. Definite nonfatal MI

05. Definite fatal stroke

06. Definite nonfatal stroke

infarction (MI)

to coronary heart disease

07. Definite primary cardiac arrest - with resuscitation

OS. Possible fatal eHD

09. Possible fatal stroke

10. Possible nonfatal HI

11. Possible nonfatal stroke

12. Possible primary cardiac arrest - with resuscitation

9S. ~ event not due to CIlO or stroke

99. Nonfatal event not due to CHO or stroke

When criteria are met for two events occurring within 6 weeks of each other, the ?ri~ary dl~gnosis will be that with the lowest diagnostic code in this hierarchy.

Clarifications fot;" MHHP Coders. and Abstractors

WHO/MNC/82.2 Appendix III Rev. 1 page 23

Rules when using the Hinnesota Code:

1. 4-codes are independent of 5-codes (4's without 5's)

2. QS pattern in lead I 1-1-1; QS pattern in lead V6 1-1-1

3. New code for abstractors 1-1-6 QS pattern when initial R-wave is present in adjacent lead to the right on chest, in any of leads V2. V3. V4, V5, V6·

4. Do not code 4-4 or 5-4's.

5. Although MHHP is limited to Q, 4, 5, 9-2, 6-1, 6-8. 7-4, 8-2 and and 9-8 codes, the suppressions from the rlinnesota Code book should be applied for any other code that affects a coding procedure. (Example: 3-2 suppresses 1-2-8. It is not coded for MHHP but the suppression is still in effect. Put the reason for the HHHP suppression (Le., "3-2 suppresses 1-2-8") in the "Uncoded Leads" column.

6. When a QRS > 0.12 sec., determine if it is a 7-1-1. 7-2-1 or a 7-4. Then apply the suppressions for that specific code. Record 7-4 regardless of which 7-code it is.

7. If there are any questions on coding, call Denise Hesselroth.

Rules for the special codes in the ECG category:

1. Evolving Diagnostic deals in lead groups. If more than one code is needed, they have to occur in the same lead group.

2. Diagnostic can occur on any ECG. in the same lead group. Example:

The criteria does not have to occu~ 5-2 lead II; 9-2 lead V5'

WHO/MNC/82.2 Appendix III Rev. 1 page 24

TABULAR PRESENTATION OF

MINNESOTA HEART HEALTH PROGRAM (MHHP) EVENT CRITERIA

INTRODUCTION - The Minnesota Heart Health Program Event Criteria divide events into 12 cardiovascular disease (CVD) events--four fatal coro­nary events (definite fatal myocardial infarction, definite sudden death due to coronary heart disease (CHD) , definite fatal CHD, and possible fatal CHD), two levels of non-fatal MI ('possible' and 'defin­ite' non-fatal MI), two levels of primary cardiac arrest with successful resuscitation ('definite' and'possible'), twv levels of fatal stroke ('definite' and'possible' fatal stroke), and two levels of non-fatal stroke ('definite' and'possible' non-fatal stroke). Each CVD event is assigned a code number for ordering the hierarchy of events occuring within six weeks of each other (codes 01-12), and fatal events not due to CVD are assigned code 98 and non-CVD events not as­sociated with death are assigned code 99.

Some of the criteria categories require definition of other criteria categories or of subcategories (i.e., ECG and cardiac enzyme data) that do not appear in the list of final diagnoses. For example, the test for a fatal coronary heart disease (CHD) requires first testing for non-fatal MI; and testing for a non-fatal MI requires categorization of ECG and enzyme data.

Table 1 presents the fourteen categories of final diagn.osis, their hierarchical codes and the table number that explains how the diagnos­tic elements are applied to assign a final diagnosis. Tables 2 through 8 present the rules for categorizing the data into each of the diagnos­tic categories and subcategories. The tables are in order of expected application.

waO/MNC/82.2 Appendix III Rev. 1 page 25

Table 1 - The 14 MHHP final diagnoses, their hierarchical levels for assigning diagnosis when two events occur within a six-week time period, and the table numbers for determining final diagnosis (if two or more events occur within six weeks of each other, diagnosis is event with lowest code number)

NON-FATAL CORONARY HEART DISEASE EVENTS (table 4)

Definite non-fatal MI (Code 04)

Possible non-fatal MI (Code 10)

FATAL CORONARY ~ DISEASE EVENTS (table, 5)

Definite fatal myocardial infarction (MI) (Code 01)

Definite sudden death due to coronary heart disease (CHD) (Code 02)

Definite fatal CHD (Code 03)

Possible fatal CHD (Code 08)

PRIMARY CARDIAC ARREST EVENTS (table 6)

Definite pri~ary cardiac arrest with resuscitation (Code 07)

Possible primary cardiac arrest with resuscitation (Code 12)

FATAL STROKE EVENTS (table 7)

Definite fatal stroke (Code 05)

Possible fatal stroke (Code 09)

NON-FATAL STROKE EVENTS (table 8)

Definite non-fatal stroke (Code 06)

Possible non-fatal stroke (Code 11)

NON-CVD EVENTS

Fatal event not due to CVD (Code 98)

Non-fatal non-CVD event (Code 99)

WHO/MNC/82.2 Appendix III Rev. 1 page 26

Table 2 - Criteria for Categorizing Cardiac Enzymes

(To be applied if case has target or screening MI codes)

DIAGNOSTIC ELEMENT

Total CPK and CPK-MB measured

-or-Total CPK and one of SGOT or LDH measured (1)

At least one measurement of total CPK > 2 times ULN* and CPK-MB 'present' or > 2 times ULN (2)

-or-At least one measurement of total CPK > 2 times ULN and at least one measurement of SGOT or LDH > 2 times ULN (2)

All measurements < ULN

Other cause for enzyme (3,4) elevation present

DIAGNOSTIC CATEGORY abnormal equivocal normal

+ + +

+ +

+

+ +

Key: + = must be present; + may be present but not essential; - = must be not present

* upper limits of normal

incomplete

+

+

(1) only measurements within 72 hours of admission or acute event, wht­chever is later, are considered in categorizing the enzyme data

(2) If another cause of enzyme elevation is present, the enzyme valup. is treated as being between one and 2 times ULN, not> 2 times ULN

(3) Enzyme patterns which would otherwise be categorized as 'abnormal' are categorized as 'equivocal' in the presence of another cause of enzyme elevation

(4) Conditions other than myocardial infarction which cause elevations of ' serum enzymes

[From: Wallach J. Interpretation of diagnostic tests. 2nd Ed. Boston; Little, Brown and Co, 1974.J

ICD9 Codes Description

191,198.3,225.0, 237.5,239.6 cerebral neoplasm

415.1 434.9 570-3

pulmonary infarction cerebral infarction liver disease

Raises SGOT

ICD9 Codes

574-6 577 593.81 791.3 863 990

ICD9 Codes Description Raises LDH

ICD9 'COdes

428.0 36 070,571,573

281.0

ICD9 Codes

429.0 359.0,359.1 710.4 791.3

800-869, 880-897, 922-929

congestive heart failure cardiovascular surgery hepatitis

pernicious anemia (untreated)

Description

myocarditis muscular dystrophy polymyositis myoglobinuria

muscle trauma

140-239 710.3-710.9,728.0 415.1

580-593

Raises CPK

ICD9 Codes

345.3 244.9 434.9 641-676 01-86.9 99.1-99.2 99.6

.

WHO/MNC/82.2 Appendix III Rev. 1 page 27

Description

cholecystitis acute pancreatitis renal infarction myoglobinuria intestinal injury irradiation injury

Description

malignant tumors muscle diseases pulmonary embolus and infarction renal disease€

Description

st~tus epilepticus hypothyroidism brain infarction partuition post-operative state injection defibrillation

Table 3 - Criteria for categorizing electrocardiographic data

(To be applied if case has target or screening MI codes; the diagnostic category is defined by the presence or absence of the diagnostic elements

DIAGNOSTIC CATEGORY Evolving Diagnostic

Diagnostic Equivocal Other

DIAGNOSTIC ELEMENTS

At least 2 EeG's

Evolving Q-wave pattern (1)

Stationary diagnostic Q-waves (2)

-or-ST elevation (3) and major T-wave inversion (4)

Equivocal Q-waves (5) -or-

any ST depression (6) -or-

any T-wave inversion (7) --or-

ST elevation (3)

+ + + +

+

+ +

+ + +

-------------------------------------------------------------------------Key: + must be present; ~ may be present but not essential;

- = must be n~t present

WHO/MNC/82.2 Appendix III Rev. 1 page 28

(1) An evolving Q-wave pattern includes at least 2 ECG's with:

(2)

(3)

(4 )

(5)

(6)

(7)

No Q code in a lead group in one ECG followed by an ECG with a diag­nostic Q code (1-1-1 through 1-2-5 or 1-2-7) in the same lead group (lead groups are: V1-V5; I. aVL. V6; and II, III aV·F). or

An equivocal Q code 0-2-6, 1-2-8. or any 1-3-x) and no major ST seg­ment depression (4-1 or 4-2) in a lead group in one ECG followed by an ECG with a diagnostic Q code PLUS major ST segment depression in the same lead group. or

An equivocal Q code and no ST segment elevation (9-2) in a lead group in one ECG followed by an ECG with a diagnostic Q-code PLUS an ST segment elevation in the same lead group. or

An equivocal Q code and no major T-wave inversion (5-1 or 5-2) itl a lead group in one ECG followed by an ECG with a diagnostic Q-code PLUS major T-wave inversion in the same lead group. or

No Q-code and no major ST segment depression in a lead group in one ECG followed by an ECG with an equivocal Q-code and major'ST segment depression, or

No Q-code and no ST segment elevation in a lead group in one ECG fol­lowed by an ECG with an equivocal Q-code and ST segment elevation. or

No Q-code and no major T-wave inversion in a lead group in one ECG followed by an ECG with an equivocal Q-code and major T-wave inver-sion"

Codes 1-1-1 through 1-2-5 and 1-2-7

Code 9-7-

Codes 5-1 and 5-2

Codes 1-2-6, 1-2-8. and any 1-3-x

4-1. 4-2, and 4-3

5-1. 5-2, and 5-3

Note: A lead is uncodable (not coded) if any of the following are present: Missing record; baseline drift greater than 1:20 or if it obscures the ST-T wave; muscle tremor artifact giving more than 2 mm peak-to-peak oscillation; other tedm' ical errors making Q-wave measurement impossible such as extreme lack of centering or marked clipping of the complex; QRS ).012 sec; pacemaker stimulated complex; complete AV block; ventricular tachycardia or asystole. Any and all pathological findings in a lead group are recorded for that lead group; that is, even if one or more leads in a group are uncodable, the remaining leads are coded.

(1)

WHO/MNC/82.2 Appendix III Rev. 1 page 29

Table 4 - Diagnostic Criteria for Non-fatal Myocardial Infarction ------------------------------------------------------------------------------(To be applied if case has target or screening MI codes)

Diagnosis is found in cell defined by the level of pain, ECG category and enzyme category

PAIN (1) , NO PAIN , , ,.

ENZYMES (2) , ENZYMES abn. equiv incorop normal ,. abn. equiv incomp normal

,- , ,. , ,. ,. , ---- ----,. ,. , , , ,. , , , , , 04 ,. 04 , 04 , 04 'iEvolving diagnostic ,. 04 , 04 , 04 , 04 , , , , ,- , ,. , , , , , ,. ,. ,. , , , , , ,. , 04 ,. 10 , 10 ,. 99 , Diagnostic ,. 04 ,. 10 , 99 , 99 ,

'l ,. , , , , , ,. , , ,. , , ,. , , , , , ,. , 04 ,- 10 ,. 10 , 99 ,. Equivocal ,. 10 ,. 10 ,. 99 , 99 ,. ,. ~I ,. , ,. ,. ,. , , , , ,. ,. , , Absent, ,. ,. , ,. , ,. 04 ,. 10 , 10 , 99 'i Uncodable or , 10 , 99 , 99 , 99 , , ,- , , , 'Other t , ,. , , ,

ELECTROCARDIOGRAM (3)

------------------------------------------------------------~-------------------~ 04=DEFINITE MI 10=POSSIBLE MI (conditional on MI screening codes being present on discharge) 99=NO MI

Pain: (a) occurring anywhere in the anterior chest, left arm or jaw which may also involve the back, should, right arm, or abdomen on one or both sirles, and (b) with a duration of more than 20 minutes or if duration is not defi-ned, for which the patient sought medical care after taking nitroglycerin or calcium blockers.

(2) See table 2 enzyme for categorization rules

(3) See table 3 for ECG categorization rules

WHO/MNC/82.2 Appendix III Rev. 1 page 30

Table 5 - Diagnostic Criteria for Fatal Coronary Heart Disease (CHD) Events ----------------------------------------------------------------------------

Death certificates are excluded from analysis if decedent is outside age range or if cause of death (Medical certification of cause of deatn, Part I a,b, or c) lists accident, homi­cide or suicide, other trauma, chronic obstructive pulmonary disease, cancer, cirrhosis of liver, or rheumatic heart disease without mention of atherosclerotic heart or vascular di­sease,

The diagnostiC'. category is defined by the presence or absence of the diagnostiC elements DIAGNOSTIC CATEGORY

DIAGNOSTIC ELEMENTS

Definite MI (1) -or-

Acute MI on Autopsy

Sudden Death (2)

History of Previous Mi (3)

-or-

Definite Fatal MI (Code 01)

+

+

Autopsy reporting severe CAD (4) +

-or-Rapid death (5)

Death Certificate + with 410-414

Probably lethal non-atheroscler- + otic or non-cardiac athero-;;:;clerotic cause of. deatn oresent (6)

Defini te Sudden Death Due to CHD

(Code 02)

+

+

+

Definite Fatal CHD (Code 03)

+

Possible Fatal CHD (Code 08)

+*

Key: + ~ must be present; + = may be present but not required; must be documented to be absent or documentation of absenCr or presence lacking

(1) within 4 weeks of death and oeeting MHHP criteria for MI (see table 4) (2) death within 1 hour of developing symptoms or being found dead within 1 hour of being

seen without symptoms (3) any source of information acceptable (4) > 50% proximal narrowing of :;: or core major vessels or )75% proximal

narrowing of one or more major vessels (5) death between 1 and 24 hours of developing symptoms or being found dead within 1 hour of being seen without symptoms * Any of 427,429,798 or 799 also qualifies death for possible fatal CHD

Table 6 ,~ Primary cardiac arrest with Successful Resuscitation

WHO/XNC/82,2 Appendix III Rev. 1 page 31

The diagnostic category is defined by the presence or absence of the diagnostic elements

DIAGNOSTIC CATEGORY

Primary Cardiac Arrest: Definite <Code 07) Possible (Cone 12)

DIAGNOSTIC ELEMENTS

Sudden collapse with resuscitation(l)

VF or asystole reported on ECG

'Definite' and 'possible' MI excluded(2)

Histo:r:y of prior MI(3)

Severe CAD(4)

Probably lethal non-atheroscler­otic or non­cardiac athero­sclerotic cause of death present

Ischemic Primary Non-specific Arrest Arrhythmia

+ + + +

+ + + o

+ + + o

+ o + +

+ o o

o o o o

Key: + must be present; + = may be present but not required; - ,. must be documented to be absent; O=documentation ma.y be missing

(1) Apparent cardiac arrest with resuscitation effort (2) by MMMP criteria (3) Any source of history accepted (4) > 50% proximal narrowing of 2 or more major vessels or >75% proximal

narrowing of one or more major vessels documented angiographically during same hospitalization

WHO/MNC/82.2 Appendix III Rev. 1 page 32

Table 7 - Diagnostic Criteria for Non-fatal Stroke

Diagnosis is found in cell defined by correct combination of neurological event and non-stroke cause for the event

NON-STROKE CAUSE PRESENT? definite (1) possible (2) not present

N .. .: .. , , E definite (3) .. 99 , 11 , 06 , U , , , , R , , , , 0 , , , ,

possible (4) .. 99 , 11 1 11 , E , , , , V , , , , E , , , , N no event , 99 'I 99 , 99 , T , , , , ? , , , , Key: 06 = Definite non-fatal stroke; 11 = Possible non-fatal stroke;

99 = No CVD event ----.... -.-------~~~-~----------."" -----------~---....... -----..... _._----- - ...... -~-.. , -_ ......... _----_ ....

0) 'Detinite' causes of non-fatal focal neurological deficit'or coma

ICD9 Code

140-208 and 235-239

250 251 345.3 430 432.0 432.1 444 444 572.2 586

Description

brain tumor and (possible) metastasis

diabetic coma hypoglycemic coma epileptic coma subarachnoid hemorrhage epidural hematoma subdural hematoma peripheral (systemic) embolism paradoxical thromboembolism hepatic coma uremic coma

WHO/MNC/82.2 Appendix III Rev. 1 page 33

September 7, 1982 Page 11

(2) 'Possible' causes of non-fatal focal neurological deficit or coma

ICD9 Code Description

276 disorders of fluid, electrolyte and acid-base balance

286.6 286 350-359 394 410-411 427.31 427.32 459.0 88.41 88.57

disseminated intravascular coagulation coagulation defect peripheral neuropathy mitral stenpsis myocardial infarction atrial fibrillation atrial flutter hemorrhage carotid angiography coronary angiography left ventriculography 88.53, 88.54

(3) History of rapid onset «48 hours from onset to time of admission or maximum acute neurological deficit) of localizing neurological defi­cit and/or change in state of consciousness, and; documentation of localizing neurological deficit or change in state of consciousness by unequivocal physician or laboratory findings within 6 weeks of onset with> 24 hour duration of objective physical findings. Une­quivocal laboratory findings are defined as a CAT scan showing: 1. no definite findings of any disease process or event causing focal brain deficit or coma other than cerebral infarction; and 2a. a focal area of decreased or normal attenuation consistent with cerebral infarct or 2b. a focal area of increased attenuation consistent with intra-­cerebral hemorrhage.

(4) One or more of ICD9 Codes 431, 432, 434, or 436 present.

WHO/MNC/82.2 Appendix III Rev. 1 page 34

WHO/MNC/82.?

Table 8 - Diagnostic Criteria for Fatal Stroke

Diagnosis is found in cell defined by correct cocbination of neurological event and non-stroke cause for the event

NON-STROKE CAUSE PRESENT? definite (1) possible (2) not present

N , 'J 'I , E definite (3) , 98 , 09 , 05 , U , , 'I , R • 0 , :------------':-------------':-------------, , 'I ,

possible (4) , 98 , 09 , 09 , E , , " V , E 'I

, _________ , 'I , '/ , 'I

N no event , 98 'I 98 'I 98 , T , , , , ? , _____ , , 'I

Key: 05 = Definite fatal stroke; 09 = Possible fatal stroke; 98 = No fatal CVD event

(1) evidence at autopsy examination of the brain, if performed, of any disease process other than cerebral infarction or cerebral hemorrhage that could cause localizing neurological deficit.

(2) use list for 'possible' and 'definite' non-fatal non-stroke causes of neurological event in Table 6 as criteria for 'possible non-stroke cause of fatal neurological event'.

(3) A. Cerebral infarction or cerebral hemorrhage diagnosed at autopsy; -or-

B. History of rapid onset «48 hours from onset to time of admis­sion, maximum neurological deficit or death) of localizing neurological deficit and/or change in state of consciousness, and documentation of localizing neurological deficit by unequivocal physician or laboratory findings within 6 weeks of death with> 24 hours duration of unequivocal physician findings or findings leading to death.

(4) One or more of ICD9 Codes 431, 432, 433, 434, 435, 436, 437 present

(mhhpcrit.wps)

Morbidity and Mortality Flow - MHHP

Hosp.

T CPHA Tape

Hosp. Data

~,-------,-Tar_--",-ltry - Hosp·l

(target criteria)

(copy of assg'n)

Labels for folders

Work

~rts

Complete Folders

/

(corrections, Status)

1------,1- -~~­ECG /---1 Log Ins - Hosp. ~

:i~ 1 Review Reports

* death within 24 hours and no enzymes

** Hasp. within 6 wks of death

file?)

MNDH DC's

\ <I

WHO/MNC/82.2 Appendix III Rev. 1 page 35

L, Gatewood 30/9/82

SDDH DC's

J next-af-kin

NDDH DC's

I Selection Int.

Labels for folders

~Death Lists~

Death certlficates

ICD Coding

L Log Outs - Int.

__ Data Entry

work~ LI ts

~ Complete Folders

(Corrections, Status)

(copy of assg'n)

I--___ -.-_I,n,t,. _,j: :

~ Reports. MD

Review

rCD

COding(?\

WHO/MNC/82.2 Appendix III Rev. 1 page 36

I. SA}IPLE SELECTION

MORBIDITY OATA FLm.,

A. Selection of Hospital Charts

The selection of medical records is determined by the hospital medical record number and the MI and STROKE diagnosis codes recorded in a patient's hospital chart. This information may be obtained from computer tapes provided by the hospital or the examination of hospital records by clerical staff.

}yGl B. Morbidity Log Files \~t.D

The hospital code, medical record number, ~ex, age, date of discharge, length of stay in the hospital and the MI and/or STROKE diagnosis codes are entered on a computer log uSing computer tapes or keypunched hospital record information. Each medical record number is assigned an MHHP 10 number and abstractor code number. Information concerning patient eligibility and data form completion is updated to the Morbidity Log file by Data Control personnel upon receipt of abs.tracted hospital charts.

C. Data Identification

The MHHP ID number consists of nine digits. The first character is an alpha character designating city. The second and third characters indicate year, the fourth character is the numerical city code, the fifth digit is the quality control identifier and the last five characters are a sequential number identifying the chart.

H City

City codes - M=t1ankato W==Hinona

Year - 80, 81, etc.

Area codes - l==Mankato 2==Winona

80 Year Area

o Q.C.

00001 Sequence

B=B1oomington F,=Rosevi1le

3=Bloomington 4=Rosevi 11e

Quality Control - 0=Non-qua1ity control l=Quality Control

Sequence Number - 00001,00002, etc.

D. Identification Labels

S=Sioux Fa11s F=Fargo

5=Rosevi11e 6=Fargo

Using the computer log infornation, identification labels are generated for each hospital chart. Two "selection" labels are printed listing the MHHP 10 number and log file information and twenty -10" labels are printed listing the MHHP 10 nu~ber.

E. Hospital Listings

A computer listing will accompany the folders assigned to an abstractor. The computer listing will contain the name of the

WHo/MNC/82~2 Appendix ur Rev, 1 pa,ge. 37

hospital, .oedical record number, discharge diagnosis codes, and date of discharge. A copy of the printout is sent to the hospital so that the needed charts may be pulled before the abstractors go to the hospital. A copy of the listing is also kept by the abstractor for his/her records.

II. DATA FORMS

The Data Control Section prepares the morbidity folders for the Morbidity Field staff. A selection label is attached to the upper right hand corner of the morbidity folder and the remaining selection label and 20 10 labels are attached to the inside of the folder. The folders are then assigned to the Morbidity Field staff.

Blank data collection forms are kept by the morbidity staff. Individual hospital charts require varying data collection forms, therefore, data forms are not pre-assigned to the folders. The nurse abstractors label and complete the forms as needed.

Requests for additional data forms should be made to the Data Control Section.

III. DATA COLLECTION

Folder Assignment and Forms Completion

Nurse abstractors are assigned folders by the Data Control Section. Each abstractor is responsible for the 10 nuobers assigned to him/her.

The abstractor reviews the patient's medical records and completes the appropriate data collection forms (depending upon the diagnosis codes and the information in the chart). In addition to completing the questions on the forms, the abstractor makes xerox copies of all the appropriate reports and includes them in the folder. The selection label is affixed to the form 02 and the 10 labels are used to identify the other forms and reports contained in the folder.

1. Form 01 - MORBIDITY FOLDER 2. Form 02 - CORE DATA 3. Form 21 - AUTOPSY REPORT 4. Form 04 - MI HOSPITAL ABST&\CT 5. Form 40 - ENZYME VALUES

. 6. Form 06 - STROKE 7. ECG's 8. Angiograms 9. Brain Scans 10. Summary Reports 11. Chest x-rays 12. Cat Scans

When the appropriate forms have been completed in the field the chart is returned to the Data Control Section wllcre it will be reviewed by the D.C. Staff who categorL::es the folders for further abstracting. 1. ECG's 2. MI Abstract 3. Death Certificaee 4. Autopsy Report

WHO/MNC/82.2 Appendix III Rev. 1 page 38

IV. VISUAL EDITING BY MORBIDITY STAFF

Before sending a folder to Data Control, it should be checked to make sure all of the for~s indicated on the folder checklist are contained in the folder, that the appropriate forns and reports have been completed, and that the questionnaires have been completed properly.

Completed folders should be shipped to Data Control at least once a week. A monthly report will be prepared by the Data Control Section indicating the ID's given to the l10rbidity staff and those returned to the Data Control Section.

VI. DATA PROCESSING

A. Morbidity Log File

When the folders are returned to the LPH Data Control Section they are logged on the Morbidity Log file and the forms are visually edited and batched.

B. Visual Editing, Keying, and Computer Editing

Folders which have missing information will be returned to th~ Morbidity Section for completion. ,

Folders will fall into three categories; INELIGIBLE, ALIVE, and DEAD.

If the patient chart is INELIGIBLE the ineligibility status is entered on the log file. Data forms are not completed for INELIGIBLE charts.

ALIVE folders are divided into STROKES (06) and HI'S (04). The 06's are visually edited and sent directly to keying. Form 04's are divided into two groups; folders which must have further abstracting (eg. HI abstract,ECG coding) before being sent to keying; folders \.hich do not need further abstracting and are sent directly to keying.

DEAD folders are divided into: "waiting for death certificate or autopsy" and "received death certificate or autopsy". Once they have passed from the "waiting to the "received" category, they are processed in the same manner as the ALIVE folders.

Folders with forms requiring further abstracting "ill be separated into . categories and sent to the various coding sections. Coding stations

will be provided in the Data Control Section for coding personnel (MD abstracting, ECG coding, Death Certificate and Autopsy coding)

C. Filing After the forms have been computer edited they will be filed back into the patient folders.

D. Masterfiles

The final step of the editing process will be to add the edited forms to the morbidity masterfiles and return the charts to the ':lo~bidity ~Section.

MORBIDITY SURVEILLANCE ID LABEL

WHO/MNC/82.2 Appendi~ III Rev_ 1

'page 39

PATIENT STATUS

D 04 MI

ELIGIBLE

1 DEAD

20 ALIVE

3D NOT FOUND

o 02 CORE DATA

INELIGIBLE

1 D AGE

2 0 ZIP CODE

3 0 SAMPLE SELECTION CODE

4 DISCHARGE DATE

5 D DUPLICATE

o 20 DEATH CERTIFICATE ABSTRACT

[J Death Certificate

o 21 AUTOPSY REPORT ABSTRACT

[J Autopsy Repoft

D 06 STROKE

o 40 ENZYME VALUES

[J 41 PHYSICIAN REVIEW

D Summary Reports (Discharge or Death Summary)

[J Chest X-rays CD o Coronary Angiogracs CD

o 42 ECG CODING SHEET

[J ECG's OJ

[J Cerebral Angiograms

[J Cardiac Angiograms

o Brain Scans

[J CAT/EMI Scans

OJ OJ OJ OJ

WHO/MNC/82.2 Appendix III Rev. 1 page 40

General Instructions:

INSTRUCTIONS FOR MHllP ABSTRACTING FORMS (07/06/82)

1. Use black felt-tip pen Do not use pencil.

2. Write legibly.

3. Two types of boxes are used:

A. Small boxes are to be marked with an x as shown: L~ Use a black felt tip pen, and ~~p the x within the box.

B. Large boxes are to be marked with the appropriate letter or number. Draw horizontal lines through boxes that are not applicable. Keep numbers and letters within boxes.

EXAMPLES: n I I

or W or I I I I I I Third Name/Title .

C. Not recorded box is to be marked'with an x when information is not recorded, not sure, missing from chart, not done or unknown. If there Is no box draw a horizontal line through the boxes as shown below.

EXA.>.fPLES: G! Not --t!---,r--+-­Recorded

I I I 4. Comple te only appropriate boxes. E. g.. record minutes / times OR "Not recorded

in chart." Do not fill in both.

5. When an error is made, cross out the error with a single horizontal line through the entire box or set of boxes. Write the correction just above or as near as possible. Do not in any way obliterate (black out, erase) any data that has been written in, correct or not.

6. Be sure to follow correct skip patterns.

7. Before beginning to fill out any of these forms, read quickly through the following: face sheet, emergency report, ambulance report, problem list, physician admitting note, and discharge summary. This should take about 5-10 minutes. Then begin completing the forms. So~e items can be done from memory, or you should remember approximately where in the chart to find the needed information. It is helpful to use paper clips or strips of paper to identify these pages in the chart.

In answering most questions you will have the choice of "Yes". "No" and not recorded "NR". "Yes" or "No" will be marked only if there is no doubt due to information in the hospital record. If nothing is written down which definitely answers the question, "NR" should be circled.

WHO/MNC/82.2 Appendi~ III Rev. 1 pa,ge 41

~mp/MHHP Personal Code Numbers

(08/25/82)

Person Code Num er Person Code Number

Rosalie Seibel R.N. (inactive) 011 Charlotte Herman, R.N.(inactive)012 Jane Edmondson R.N. (inactive) 013 Deborah HcGuire R.N. 014 K.C. Jenkins R.N. 015 Judy Broeker (inactive) 016 R. Gillum, M.D. 017 T. Kottke, M.D. 018 R. Prineas, M.D. 019 R. Luepker, M.D. 020 Sue Mendesh (inactive) 021 Masako Katoh (inactive) 022 Jim Huber 023 Isabelle Fertey 024 Cheryl Bernstein R.N.(inactive) 025 Leah Hillesheim R.N. (inactive) 026 Cynthia Jurgensen R.N. 027

June Lofgren R.N. (inactive) Ruth Whitlock R.N. Debra Dykins (inactive) John Che (inactive) Dale Moss Wendy Adams R.N. (inactive') PHRED (computer) Kathleen Mullen R.N. (inactive) Adjudicated Diagnosis Bernice McCullough Cindy Royce (inactive) Carol Thompson (inactive) Fran Galle, R.N. Stephen Mascioli, M.D. Michelle Paul (inactive) Steve Norgaard Aaron Folsom, M.D. John Kipp, M.D. Peg Wedell

028 029 040 041 042 043 044 045 046 047 048 049 056 069 070 073 076 077 092

WHO/MNC/82.2 Appendix III Rev. 1 page 42

AV

BLVD

CIR

CTR

cn RD

CT

COVE

CVE

DR

E

HWY

LN

LK

MALL

MPLS

MN

N

PKY

Anoka

Carver

Dakot:a

Avenue

Boulevard

Circle

Center

County Road

Court

Cove

Curve

Drive

East

Highway

Lane

Lake

Mall

Minneapolis

Minnesota

North

Parkway

An

Ca

Da

Hennepin He

STANDARDIZED ABBREVIATIONS

-PL- Place

PT Point

RGE Ridge

RD Road

R Route

RR Rural Route

RFD Rural Free

S South

SQ Square

ST Street

TR Trial

TR Terrace

TRL CT Trailer Court

VA 'Valley

WAY Way

W tves t:

COUNTY ABBREVIATIONS

Ramsey RA

Scott: Sc

Washington Ua

WllQ/l1NC/82~2 Append~ II~ Rev, 1 p~ge. 43

MHHP HOSPITAL CODE NUMBERS AND ABSTRACTOR ASSIGNMENTS

Minneapolis/St. Paul

K.C. Jenkins (015):

Fran Galle (056):

Ruth Whitlock (029):

Out-of-Area

0200 0504 0519 0528

Fairview Downtown Midway Samaritan St. Mary's

0273 U. of Minnesota

0157 0201 0223 0211 0230 0231 0237 0240 0609 0233

2128 0689 0009 0523 0524 0527

Abbott-Northwestern Fairview Southdale Fairview Deaconess Hennepin County Med. Ctr. Methodist Metropolitan Med. Ctr. Mt. Sinai North Memorial St. Francis Veteran's Administration

Bethesda Lutheran Lakeview Memorial Mercy St. John's St. Joseph's St. Paul Ramsey

0525 United

0033 0701 0074

3001* 3002* 3003* 3004*

4001* 4002* 4003*

Minnesota Mankato, MN (Inunanual-St. Joseph's) Winona, MN(Community Memorial) Moorhead (St. Ansgar's)

North Dakota (Fargo) Dakota St. John's St. Luke's Veterans Administration

South Dakota (Sioux Falls) McKennan Sioux Valley Veterans Administration

NOTE: Codes are from Licensed and Certified Health Care Facilities, Minnesota Department of Health, 1980, except for starred codes (*), which were assigned by LPH/t-'.HIIP staff.

WHO/MNC/82.2 Appendix ,III Rev. 1 page 44

In-State Hospitals

:Hankato

HOSPITAL LISTING

01;"1' OF TinN CITY METROPOLITAN ARE..t.

I~anua1-St. Joseph's Hospital 325 Gordon Blvd. r~nkato, MN 56001

Pres. Donald Stordahl CS Dr. R.W. Kearney, J~

CC Dr. R.W. Reissen (507) 625-4031 ·CN None

Winona

Community Memorial Hospital Convalescant & Rehabilitation Unit

855 Mankato Ave. t.anona, !>IN 55987 (507) 454-3650

Out-oi-State Hosoitals

Dakota Hospital 1720 University Dr. Fargo, ND 58103 (701) 2,80-4100

St. John's Hospital 510 4th St. So. Fargo, ND 58103 (701) 232-3331

St. Luke's Hospital 5th St. at Mills Ave. Fargo, ND 58122 (701) 280-'5000

V. A. Hosp ita1 Elm St. and 21st. Ave. N. Fargo, ND 58102 (701) 232-3241

DMR Bonnie Doering

Adm. CS CC CN DMR

Roger L. Metz Dr. J.V. Testor Dr. Edin None Haizie Myers

Pres. D.D. l.Jightman (Mr.) C'S fr. E. P. \~enz CC Dr. Houghton CN Dr. Grossman DXR Peggy Sullivan

Adm. CS CC CN DHR

Adm. CS CC CN DMR

Dir. CS CC CN DXR

Robert Wolter Dr. C. }1. Hunter None None

'Mary Jen Hagen

A.J. Finn1.e (Mr.) Dr. Rogert Jordheim Dr. Matt Ehlen Dr. Ryan Harrington Mary Jen Hagen

Francis E. GO,thman Dr. Michael J. Kelly' Dr. Gopal Das Dr. Roger Brumback Jill Domenichetti

Moorhead

St. Ansgar Hospital 715 N. 11th St. Moorhead, MN 56560 (218) 299-2220

Sioux Falls

McKennan Hospital 800 E. 21st St. Sioux Falls, SD 57105 (605) 339-8000

Sioux Valley Hospital 1100 S. Euclid Ave. Sioux Falls, SD 57105 (605) 336-3440

Veteran's Hospital 2501 W. 22nd St. Sioux Falls, SD 57105 (605) 336-3230

WHO/MNC/82.2 Appendix III Rev. 1 page 45

Adm. Lloyd Smith CS Dr. John Thomas CC Dr. Ladwit CN None DMR Joan Miska

Exec. Dir. Henry J. Morris CS Dr. V.V. Volin CC Dr. E.W. Sanderson CN None DMR Roger C. Paavola CAss't

Debra Bylund (Sup •• MR.)

Adm. CS CC CN DMR

Dir. CS CC CN DMR

Lyle Schroeder Dr. Richard Frieff Dr. Larry Solberg (*) None Derrold Hofer (Mr.)

Dexter Dix Dr. George Wyatt Dr. Robert Talley Dr. George Flora Kent Simoni!:,

* Dr. Solberg is the Cardiologist for the North Central Heart Insti~ute, which is affiliated with the Sioux Valley Hospital.

Pres. President Dir. Director Ad!:l. Adoinistrator CS Chief of Staff CC Chief of Cardiology C, Chief of Neurology DMR Director of Medical Records

WHO/MNC/82.2 Appendix III Rev. 1 page 46

SEVEN-COUNTY HETROPOLITAN HOSPITAL LISTING

Abbott-Northwestern Hospitals 2727 Chicago Ave. S. Hinneapo1i~, .t--IN 55407 874-5123

••••••••••••••• Adm. Gordon Sprenger (Pres.) Robert Spinner (V.P.) Richard Kramer (tled./Surg.)

M.R. Narion Kuehn

Bethesda Lutheran Hospital •••••••••••••••••• 559 Capitol Blvd.

St. Paul, ~rn 55103 221-2200

District Memorial Hospital 246 11th Ave. SE Forest Lake. MN 55025 464-3341

Divine Redeemer Hospital 724 19th Ave. N. S. St. Paul, HN 55075 450-4500

Eitel lIospital .~ ••••••••••••••••••••.••••••• 1375 \Ullow St. Npls •• t·rn 55403 870-1122

C.S. Dr. Hal Meeker C.C. Dr. Raymond Scallen C.N. Dr. Thomas tt. Wilson

Dr. Roger Farber

Adm. Donald C. Hills H.R. Carol Gray

Diana Gliadon', Asst. Director C.S. Dr. Ross Anderson C.C. Dr. Peter Cermak C.N. Dr. Terrance Capistrant

Adm. ~l.R.

C.S. C.C. C.N.

Terrence J. Brenny Alice Benson Charles Beck not applicable not applicable

Adm. John F. Lannon M.R. Sue Koering C.S. Dr. Kevin H. Lawler C.C. Dr. Jose D. Canto C.N. Dr. Terrance Capistrant Pa th. Dr. Kevin Lawler (Head, Rsct,.)

Adm. Francis J. Wiesner M.R. Leah P. Beachy C.S. Dr. Sheldon Lagaard C.C. Dr. Aydin Bilgutay C.N. Dr. Richard Siebert

Fairview Hospital 2312 So. 6th St. Hpls •• HN 55454 371-6300

•..•.•..••....•••••••••.••• Adm. Stephen A. Gregg

Fairview-Southdale ••••• ~ •....•••..•••••.•••• 6401 France Ave. So. Edina, UN 55435 920-4400

Golden Valley Health Center •••••••.••••••••• 4101 Golden Valley Road Golden Valley. HN 55422 588-2771

Abbreviations: C.C. - Chief of Cardiology C. tl. - Chief of ~1edicine

M.R. Jo Nilosevic C.S. Dr. Jennings Peteler C.C. Dr. Aydin Bilgutay C.N. Dr. Richard Siebert

Adm. H.R. C.S. C.H.

Kirby J. Erickson Beverly Siemens Robert L. Sturges Joseph Tombers

Adm. Cris Stang (Exec. V.P) H.R. Jeanny Kuczek C.S. Dr. David K. !!urdock C.l.tl. Dr. F.G. Azzam C. N. Dr. John La nrow

H.R. - Uedical Records

C.I.M. - Chief of Internal Medicine C.N. - Chief of ~eurology C.S. - Chief of Staff

Hennepin County Medical 701 Park Ave. So. Mpls., NN 55415 347-2338

Lakeview I'lemorial Hospi tal 919 W. Anderson St. Stillwater, MN 55082 439-5330

. . . . . . . . . . . . . . . . . .

Adm. M.R. C.S. C.C. C.N.

Adm • H.R. C.S. C.C.

WHQ/:t1NC/82~2 ~ppendi~ III Rev. 1 pa,ge 47

Thomas Mattison Carol D. Holm Dr. Richard Raile Dr. Morrison Hodges Dr. Milton Ettinger

Dale e. Mattison Joyce Grove Dr. Niel Bealka Dr. John McBride

C.N. Dr. Robert Gumnit

Fairview Deaconess Hospital ••••••••••••••••• 1400 E. 24th St. Mpls., MN 55404 721-9100

Hercy Medical Center •••••••••••••••••••.•••• 4050 Coon Rapids Blvd. Coon Rapids, NN 55433 427-2200

Adm. M.R. e.s. e.c. e.N.

Adm. M.R. C.S. C.C.

l-'lethodist Hospital. ~ ...... .................... Adm. 6500 Escelsior Blvd. M.R. St. Louis Park, MN 55426 C.S. 932-5000 C.C.

C.N. C.M.

Metropolitan Medical Center .••••.••••••••••••• Adm. 900 S. 8th St. M.R. Mpls., MN 55404 C.S. 347-4444 e.N.

~lidway Hospital ••••.•••••.........••••••••..•• Adm. 1700 University Ave. M.R. St. Paul, MN 55104 C.S. 641-5500 C.C.

C.N. C.M.

Mounds Park Hospital •••..•..••••..••••••••.••• Adm. 200 Earl St. H.R. St. Paul, MN 55104 C.S. 774-5901 C.M.

C.N.

Mount Sinai Hospital ••..•.•.•......••..••••••• Adm. 2215 Park Ave. S. H.R. Mpls., MN 55404 C.S. 871-3700 e.c.

C.N.

Kurt W. Metzner Donita Dahm Donald Johnson Dr. Rolf Andreassen Dr. Randall Schapiro

Thomas Mattson (Exec. V.P.) Margaret Severson Dr. Louis Filatrault Dr. Paul Youngquist

Steve T. Kumagi (Sr. V.P.) Kay Frank Dr. Paul Silverstein Dr. Hugh Edmondson not applicable Dr. Sam Carlson

Frank Larkin (Adm, V.P.) Sandra Helgeson/Sue Jensen (Asst.) Dr. David Moody Dr. Lawrence Farber

Laurence Johnson Carol Anderson Dr. Roger Johnson not applicable not applicable Dr. Ferris

Hallace A.D. Brudvig Betty Bonin Dr. D.A. Piper Dr. D.l\,. Koza not, applicable

Peter H. Sammond (Pres.) Lois Deets/Bev Zgaynor Aaron Mark David Berman Sidney Schapiro

WHO/MNC/82.2 Appendix III Rev. 1 page 48

North Memorial Medical 3220 Lowry Ave. NO. Hpls., HN 55422 588-0618

Queen of Peace ••••••.•••.•.••••••.••••••••.• 301 Second St. S.E. New Prague, ~m 56071 758-4431

Adm. H.R. C.S. C.C. C.N.

Vance C. DeHong (Pres.) Harilyn Galazen Dr. Hilliam R. Scott Dr. John Hanior Dr. Bruce Norbac k

C. IoU. Dr. Gary Hanovich

Adm. Sister Jean Juenemann H.R. Sister Catherine Hclnnis C.S. Dr. Roger Hallgren Cons. Card.: Dr. Richard Nelson

Regina Hemorial Hospital Nininger Road

.. ' •.•••......••••••• Mm. John Junkman Natalia Schiller Dr. James Noreen not applicable not applicable

Hastings, MN 55033 437-3121

Samaritan Hospital 1515 Charles Ave. St. Paul, HN 55104 645-9111

Sanford Hemorial Hospital 913 Hain St. Farmington, 11N 55024 463-7825

St. Francis Hospital 325 W. 5th St. So. Shakopee, lIN 55379 445-2322

St. John's Hospital 403 Haria Ave. St. Paul, HN 55106 228-3600

St. Joseph's Hospital 69 tJ. Exchange St. St. Paul, }m 55102 291-3000

. . . . . . . . . . . . . . . . . . . . . . .

H.R. C.S. C.C. C.N.

Adm. M.R. C.S. C.C. C.N.

Adm. H.R. Prim.

Adm. H.R. C.S. C.C. C.N.

Erick Sande Bernadine Prusak Dr. John Benton not applicable not applicable

James Elmslie Arlene Judd Phys. Dr. Murray Hunter

Riverside Clinic

Sister Agnes Otting {Exec. D1.',', Rick Schreck Dr. Barry Bershaw Dr. Narriane Kanning Dr. Charlotte Lee

Pres. Gerald J. HcCarthy M.R. Anne Voss Tegen C.S. Dr. Harold Broman C.C Dr. Thomas J. Sharkey C.N. Dr. Richard Foreman

Adm • H.R. C.S. C.H.

Lawrence T. Suess ~larlene Johnson Dr. Richard Carley Dr. David Bartsch

St. Nary's Hospital •.•.•.••••. f' •••••••••••• Adm. Sister Nary }ladonna (Pres.) Connie Brown 2414 So. 7th St. M.R.

Hpls., MN 55454 C.S. 338-2229 C.~I.

Dr. Patrick J. Barrett John Hiddlebrook

C. N. Lou! se Town

St. Paul Ramsey Hospi tal 640 Jackson St. St. Paul, tiN 55101 221-3456

United Ilospitais •••••••••••••••••••••••••••• 333 Smith Ave. N. St. Paul, }lli 55102 298-8000

Unity Hospital •••••••••••••••••••••••••••••• 550 Osborne Rd. Fridley, }lli 55432 786-2200

University of Hinnesota Hospitals ••••••••••• 420 Delaware St., SE Hpls., HN 55455 373-8484

Veterans Administration Hospital 54th St. & 48th Ave. So. Hpls., HN 55417 725-6767

Waconia Ridgeview Hospital 500 Haple St. So. Waconia, MN 55387 442-2191

Watertown Community Hospital

Riverview Hemorial Hospital

Adm. H.R. C.S. C.C. C.N.

Adm. H.R. C.S. C.C.

WHO/MNC/82.2 Appendi~ III Rev~ 1 page 49

David W. Gitch (Exec. Dir.) Phyllis Schwarzbauer Dr. Frank Quattleboum Dr. Brian Campion Dr. Robert Gumnit

C. Jerome Jorgensen (Pres.) Ethel Ikeda Dr. Geist Victor Tschida Richard Guthrie

C.N. not applicable C.H. Robert E. Lindell

Adm. H.R. C.S. C.tt.

Adm. M.R. C.S. C.C. C.N.

Adm. H.R. C.S. C.C.

John F. Haines (Exec. Cheryl Anderson Dr. Hyron Erickson Dr. Steven Long

V.P.)

John Uesterman (Gen. Dir.) John Dennis Dr. l'aul Quie Dr. Pa.ul Winchell Dr. Joseph Resch

Daniel E. Cooney (Ned. Ctr. Dir.) Sheila Hakie Dr. Robert A. Petzel Dr. Elliot Chesler

C.N. Dr. David Webster

Adm. John P. Devins (Exec. Dir. ) H.R. Donna Schlumpberger C.S. Dr. Robert Heeter C.C. Dr. P.R. Pederson

CLOSED (Records at ivaconia Ridgeview)

CLOSED (Records at United Hospi tals)

WHO/MNC/82.2 Appendix III Rev. 1

page 50

ZIP CODES FOR MINNESOTA HEART SURVEY

Minnesota

Bloomington.

Roseville, Haplewood. North St. Paul ••••

Mankato • • • North Manka to

Moorhead

Winona •

North Dakota

Fargo

South Dakota

Sioux Falls

55420 55431 55435 55437

55109 55113 55117 55119

.56001

• 56560

55987

58102 58103

.57102 57103 57104 57105 57106 57107

Seven County Area:

Abbott-Northwestern Bethesda Lutheran Fairview Deaconess Fairview Downtown Fairview Southdale Hennepin County Medjcal Center Lakeview Memorial Mercy Medical Center Methodist Metropolitan Medical Center Midway Mount Sinai North Memorial Medical Center Samaritan St. Francis

St. John's St. Joseph's St. Mary's St. Paul-Ramsey United University of Minnesota Veterans Administration

WHO/MNC/82.2 Appendix III Rev. 1 page 51

HOSPITAL CODES 1980

0242

2128 0223 0200 0201 0211 0689 0009 0230 0231 0504 0237 0240 0519 0609

0523 0524 0528 0527 0525 0273 0233

Out-of-Area:

Minnesota

Mankato (Irnrnanuel-St. Joseph's) Winona (Community Memorial) Moorhead (St. Ansgar's)

North Dakota (Fargo)

Dakota St~ John's St. Luke's

Veterans Administration

South Dakota (Sioux Falls)

McKennan Sioux Valley Veterans Administration

0033 0701 0074

3001* 3002" 300.3*

3004 1

4001" 4002;-400:<'-

NOTE~ Codes are from Licensed and Certified Health Care Facilities, Minnesota Department of Health, 1978, except for starred codes (*), which we:ce assigned by LPH/MHHP staff.

WHO/MNC/82.2 Appendix III Rev. 1 page 52

Seven County Twin Cities Area

Hospitals on PAS

1. Abbott (only) ••••••••••••••••••••• 1970 2. Abbott-Northwestern .•••••••••••••• 1979-1982 3. Bethesda Lutheran •••••••.••• 1970. 1979-1982 4. District Memoria1 ••••••••••• 1970. 1979-1982 5. Divine Redeemer ••••••••••••••••••• 1979 (off 1/1/80) 6. Eitel ••••••••••••••••••••••• 1970. 1979-1982 7. Hennepin County Medical Center •••• 1979-1982 8. Lakeview Memorial ••••••••••• 1970. 1979-1982 9. Methodist ••••••••••••••••••• 1970. 1979-1982 10. Metropolitan Medical Center.'1970, 1979-1982 11. Midway •••••••••••••••••••••••••••• 1977-1982 12. Miller •••••••••••••••••••••••••••• 1970 (United) 13. Mount Sinai •••••••••••.••••• 1970. 1979-1982 14. Riverview Memoria1 •••••••••••••••• 1979-1982 15. Samaritan ••••••••••••••••••••••••• 1979-1982 16. Sanford •••••••••••••••••••••.•••••• 1980 on 17. St. John's •••••••••••••••••••••••• 1979-1982 18. St. Luke's •••••••••••••••••••••••• 1970 (United) 19. St. Paul Ramsey ••••••.••.••••••••• 1979-1982 20. United •.•••••••••••••••••••••••••• 1979-1982 210 Unity •••••••••••••••••••••••••.••• 1979-1982

Out-of' A"cea

1. Winona - Community Memorial ••••••• (Jan.) 1979 on 2. Moorhead - St. Ansgar ••••••••••••• (Oct.) 1979 on 3. Mankato - I~nanual-St. Joseph's •.• (Oct.) 1981 on

DISCHARGE DIAGNOSIS INDICES

MHHP Hospitals on PAS (1980, 1981, 1982):

WHO/MNC/82~2 Appendi~ III Rev, 1 page 53

In 1980 HMMP contracted with CPHA in Ann Arbor, Michigan, to purchace a tape of discharge diagnosis index information covering the time period January 1, 1980 through December 31, 1980 and including the hospitals listed below (1-11). A copy of the contract and the tapes are on file in the LPH data center in Unit A. It was necessary to have each hospital administrator sign a contract as well. These signed contracts are on file in Room 87, Stadium Gate 20.

l. Abbott-Northwestern

2. Bethesda Lutheran

3. Hennepin County Medical Center

4. Lakeview }olemorial

5. Methodist

6. Metropolitan Medical Center

7. Mount Sinai

8. Samaritan

9. St. John's

10. St. Paul Ramsey

11. United

12. Mankato (On PAS in October 1981)

13. Moorhead (Not on MMMP PAS Tape 1980)

14. tUnona ( " ")

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CORE DATA

FORM 02

LPH/MHHP-MORB 02(1-3) 1/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 61

Record 01 12

IDCODE 1.. 29

1. ID LABEL

2. Abstractor ID Code I I I I

30

3. Date Abstracted:

WHO/MNC/82.2 Appendix III Rev. 1 page 62

4. Medical Record Number I I I I I I I I [lJ 39 (From Hospital Chart)

ADMISSION DISCHARGE

5. DATE, rn,m,m 1+ 9 5}-L-l s!---l---l

7. DATE, m,OJ,m s}-JL-l 61 6}-L-l

6. rn rn 24 HOUR

TIME: s}-L-l :h---l--l CLOCK

PATIENT INFORMATION

8.1 I I I I I I I I I I I I I I I I I I • .1" I I IT ii I I I I 1100

H 3 FIRST NAME 91+ HI

95 105

skip Reaord 02 IDeODE 12

1.. 29

11. L I JJ ill 12U I LJJl J.1J 11 Jill I I I I 13.~ ~ :~i I I I I

3 tt LOT 56 NUMBER 55

I 114J I I I I I I I I I I I I I I 115m 61 CITY 76 STATE

l6~ I I I I I 17. I I I I 78 ZIP CODE COUNTY 83 CODE

18. BIRTHDATE: rnrnrn 19.

86 88 ~O

20. MARITAL STATUS: 21. ETHNIC STATUS

102

10 Harried

2 0 Separated

3D Divorced

40 Widowed

5 0 Never Harried

103

1 0 Whi te Caucasian

2 0 Black/Negro

3[] Asian/Pacific Islander

4 [J American Indian/Native American

50 Hispanic

6 0 Single (no other data 6 0 Other , _______ _ available)

7 0 NOT RECORDED IN CHART 7 0 NOT RECORDED IN CHART 10 .. 105

skip

WHO/MNC/82.2 Appendix III Rev. 1 page 63

Record 03 12

22. DISCHARGE DIAGNOSIS CODES PHYSICIAN'S DISCHARGE DIAGNOSIS IDCODE

~J[ I I IOJ :01 I II.rn

"2

~ 01 t--t-I -+---tl I OJ s ..

~ 01 t---t--I -t--tl I OJ 66

tOI--+-l I -t--tl l.rn 78

bOllllOJ ___ _ 36

dOITDOJ ----411

fOt---t-1 I-t--tJ IOJ ___ _ 60

h 0 It--t-I -t--tl I OJ 30111 !OJ

11'+

tell I I I OJ lOITD OJ

1'+ 29

102 105 skip Record 04

mO OJ n IIIIOJ ------- 12

mCODE 3u ------- 14 29

) Olt---t--l-+---tl I OJ pOI I I I OJ ----

23. OPERATIONS & PROCEDURES CODES

Patient status on DISCHARGE

10 ALIVE

2 0 DEAD --+ ATTACH AtrrOPS'l REPORT ABSTRACT (if autopsy was performed)

25. Did the patient die in the Emergency Room?

95 10 YES 20 NO 30 NOT RECORDED 96 105

skip

I

WHO/MNC/82.2 Appendix III Rev. 1 page 64

1-----1 I COl'll': Cl'.Th. I I 02 1

L 1

1. 1D Number: This number will be generated by the computer, and a label on which

the number is printed will be put at the top of the first page of each section of the form by the abstractor. For example: Form 02-1; 04-1; etc., until you run out of labels, then write in the number and enclose it in a box. Be sure to write and box in the number on all photocopies.

2. Abstractor Personal Code Number:

The abstractor/validator/interviewer/coder must fill in his/her per-' sonal code number. (See Personal Code Number sheet).

3. Date Abstracted

Use all six boxes, begin' . h n1ng W1t the ~nth in the first two boxes, day in the next two, and year in the 1 ast two. Use a "leading, zero" if necessary, as shown in this example:

5.

6.

January 6, 1925 1----,1-1 I 1 I ~ 11,_0 -'--.6-11 ;1,----::...2 ...c......::5~

4. Medical Record

ADMISSION

MONTH DAY YEAR

DATE: ~90] ~ 10] ~ JTI TIME: 51=0 :DJ 24 HOUR

CLOCK

1 1 1 1--1 1 1 [TI Number 1

39 (From Hospital Chart)

DISCHARGE

7. DATE: rrtrr:Lrn 59 61 63

Medical Record Number

WHQ/MNC/82,2 Appendix III Rev. I page 65

This number will be found on the face sheet of all hospital charts. Do not confuse it with the hospital account number. The medical record number must match the number on the label provided by the data center. A list of these same numbers is photocopied and sent to the hospitals for charts to be pulled. The sample selection source may be the-PAS, hospital computer printouts, discharge diagnosis index cards, microfiche listings or others. The medical record nur.~er copied from the chart must match the number on the label. It is possible that a medical record number has been changed and differs from the one on the label. Check this out with the medical records librarian. If the number has been changed, put the new number on Form 02. Be sure to check age and discharge date also. The number may have 4-10 digits. Place the last in the last box to the right and each subsequent digit to the left of this box, using lead zeros to fill in empty boxes.

EXAMPLE: M.R.# 69330 I I I I Lo \ 0 I 0 \ 0

\ I I I 06\9131310

In some cases a dash may be present in the number. Include the dash and and the number only when it is present on the label.

EXAMPLE:

EXAMPLE:

Number on printout Number -on chart

Medical Record Number

Number on printout Number on chart

Medical Record Number =

1203-4 1203

I I I I I I 1 I I I I Lo I 0 1 0 1 0 1 1 \ 2 I 0 \ 3 I - \ 4 1

4454 4454-2

I I I I I I I I I I Lo I 0 I 0 I 0 I 0 I 0 I 4 I 4 \ 5 I 4

MHrW Inst./Form 02/Rev. 06/21/82/Disk 14

5. Admission Date Follow instructions given for Form 02, Q.3. This information will be

found on the ER sheet or on the face sheet. If there is a discrepancy in time between the two, take the earlier time.

6. Admission Time Time should be recorded according to the 24-hour clock. If the time

given in the chart is from the 12-hour clock, it should be converted to the 24-hour clock. Explanation for 24-hour clock:

0100 0200

1 a.m. 1200 2 a.m. 1230

7. Discharge Date

noon 1300 12 :30 p.m. 2400

1 :00 p.m. midnight

Follow instructions given for Form 02, Q.3.

WHO/MNC/82.2 Appendix III Rev. 1 page 66

PATIENT INFORMATION

8. 16 I I I ! I I I I ! I I I I I I I I I 9. [ 'I [ [r Ii 1 [ [ [ 110.0

til FIRST NAL'1E 94 HI

95 IOS(

skip ( RecoT'd 02 . IDCODE 12

n.! [ [ [ [ [ [ 12.[ I I I 1 [ I 1 I I 1 I I I [ 1 I I'i r U HOUSE NUMBER 36 STREET NAME OR RURAL ROUTE & NUMBER

13.~ p!~ I I ! ! 3 ti LOT S 6 NUMBER

SS

! ! 14.1 I I I I ! I I 1 ! I ! I I I 115.[0 6 1 CITY 7 G STATE

16.' I I ! ! I 78 ZIP CODE

17._~_1111 COUNTY 83 CODE

18. Follow instructions given for Form 02, Q.3.

19. Social Security Number If the SS~ is in the chart, copy it exactly as given including the

letter which may be at the end. If there is no letter, draw a line through the last box. If neither are present, draw a horizontal line through all boxes. This number is important. Check all available face sheets for this information.

Social Security numbers are the same as Medicare numbers. However, Medicare.numbers are always followed by a letter. Letters A - T are used for various reasons. Once specific benefits are sought the letters are added onto the Social Security/11edicare number.

Ex. Social Security a A - Own 1T

B - Wife

" C - Child o - \ .. idow

" E - Minor with Children

See Social Security. # Explanation Sheet.

20. Marital Status Check appropriate box.

21. Ethnic Status This item may be on the face sheet of the chart. If not, review entire

chart, i.e., Admission M.D.'s history, Admitting Nurse'S Notes, or Nurses' general notes. If necessary, search other face sheets available for this item only. If conflicting information is found, mark box 6, and write information under "Specify".

WHO/MNC/82.2 Appendix III Rev. 1 page 67

22. Discharge Diagnosis Codes Fill in as listed on the face sheet or discharge summary. Be sure pri­

mary diagnosis, as designated by M.D., is listed somewhere before box k. If there is a letter preceding the code, insert it in the first separate box on the left. If there is none, draw a horizontal line through the box{es), as with missing data. Insert lead O's if there are more boxes in a group than digits given. See examples below.

nil I I I I I Examples: E859. 96 L~ I 8 1 5 I 9 I • I 9 I 6 I

lead zero

I-I I I 1 I J.1---L--1-Y34 W I 0 I 3 I 4 1 • ,--I --'----'

Physician's Discharge Diagnosis Write in the diagnoses in the order in which they are listed on the face

sheet.

23. OPERATIONS & PROCEDURES CODES

I. Patient status on DISCHARGE

1 0 ALIVE

20 DEAD--+ ATTACH AUTOPSY REPORT ABSTRACT (if autopsy was performed)

25. Did the patient die in the Emergency Room?

95 10 YES 20NO 3 0 NOT RECORDED 96 105

skiPI

WHO/MNC/82.2 Appendix III Rev. 1 page 68

8. Surname Start with the first box on the left and fill in the surname from left

to right. If there are not enough boxes, fill in the remaining letters under the boxes. If there are more than enough boxes, leave the remaining boxes blank.

9. First Name

10.

(Same as surname). When patient has first initial and middle name, insert first initial in first box on left, period in second box, middle name in succeeding boxes. Then insert the first letter of middle name in middle initial box. See example below.

Middle Initial Fill in if present.

one in the box, and the draw a line through'the EXA.'1PLE:

If there are two middle initials, put the first second one underneath •. If there is no initial, box.

I I I I I I I I Surname LA I u I SiT I liN I I

I I I I I I I I I I I I First Name LL I • I C I H I u I RIc 1 H 1 I I L ILl

n Middle Initial lfJ

11-17. Address

11. House Number: Fill in numbers from left to right, using all numbers and leaving remaining boxes blank.

I I I I EXAMPLE: 123 = L~1-,-1...;;2;;...1L...;::..3 ...J..l_'---L--1

12. Street name or Rural Route and Number:

EXAMPLE: I I I I I I R.R. 104 = LR I R I 1 I 0 I 4 I

13. Apt., Box, Lot: Check one. Number: Fill in number left to right.

14. City: Fill in letters from left to right.

I I I I I I EXA?1PLE: LA I N I 0 I K I A I

15. State Use abbreviations on list of standard abbreviations.

I I I EXAMPLE: L~

16. ZIP code Fill in from left to right, using all available numbers. Leave remaining boxes blank.

I I I I I I I L5 I 5 I 4 I 1 I 4 I I '

17. Fill in name of county and county code number.

WHO/MNC/82.2 Appendix III Rev \ 1 page 69

rnrnrn 18. BIRTHDATE: 19. SOCIAL SECURITY NUMBER I I I I 1-[0-111 11-0

92 86 88 ~o

20. MARITAL STATUS: 21. ETHNIC STATUS

102

10 Married

2 0 Separated

3 0 Divorced

40 Widowed

5 0 Never Married

103

1 0 Whi te Caucasian

2 0 Black/Negro

3 0 Asian/Pacific Islander

4 0 American Indian/Native American

sO Hispanic

6 0 Single (no other data 6 0 Other , _________ _ available)

7 0 NOT RECORDED IN CHART 7 0 NOT RECORDED IN CHART 10 .. 105

skip

Record O~ l:

22. DISCHARGE DIAGNOSIS CODES PKYSICIAN'S DISCHARGE DIAGNOSIS IDCODE

O[]-IJ.[o cOl II 1.[0

.. 2

eOr I I 1.[0 s'+

gOI I I 1.[0 66 ,

i01111 78

k011 I 1.[0 90

mOllllCO 3u

001 I I I

bOil I 1.[0 36

dOli I 1.[0 .. ~

EOI I I 1.[0 60

h

_____________________ 102 lOS

skip ______________ Recop~i

______________ TDCOr-, I' ,

WHO/MNC/82.2 Appendix III Rev. 1 page 70

23. Operations and Procedures Codes Fill in as listed on the face sheet or discharge summary.

See instructions for Form 02, Q.22.

24. Patient Status on Discharge Check appropriate box. If dead, attach autopsy report abstract (if

autopsy was performed) and answer Form 02, Q.25.

25. Did the patient die in the emergency room? Check the appropriate box.

CORE DATA

FORM 02

LPH/~HH.P-MORB 02(1-3) 1/82 Ver. 1

1. ID LABEL

2. Abstractor ID Code

WHO/MNC/82.2 Appendix III Rev. 1

page 71

Record 01 12

IDCODr }'I 29

[OJ 30

3. Date Abstracted:

~------------------------------

WHO/MNC/82.2 Appendix III Rev. 1 page 72

,~dress: Social Security ~~~i~~stration 1811 Cnicago 01e. 'H.inne2.polis, 1:'_"

?hone. : 378-1151

Each SociD Se.curity 't:.":.!:::';) has nine digits:

'E:>: • 3 2

b',·1 2 13 J [iliJ Social Security Nunbers are the sa.;::,e as Medical'e ut:.:::lbers. However. Medicare n~bers are al~ays follvwed by a letter. Letters A - E are used for various reasons. Once specific be~efits are sought the letters are added onto the Social Securi ty /1-~edicare nu::.ber

Let Ex. Social Security f: 9 ts + A or HA -

II It B - wife " " C - Child It .. D - Widow If II E - Mother

P~ilroad Retirement Board

?hone: 725-7491

?-ailroac! nu.:;:,:'er5 are al','aY5 preceded by let ters

A + 8 digits - iudivici~ railroad e~?loyee

!:,_!., + 7 digits - spouse 0: .ai1:-oad ecployee ~A - w~do~ of railroad ~?loyee ~CA - child of railroae. e::?loyee

?...ai1road ~:::J?loyee eligi';le for: ::edicare I.D. 0 does not change.

D-.. "';l - retirement or dis.?,bility benefits

r.-'"ich Children

1. ID LABEL

MI HOSPITAL ABSTRACT

FORM 04

LPK/MHHP-MORB 04(1-8) 1/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 73

Record 01 12

IDCODE 11. 29

WHO/MNC/82.2 Appendix III Rev. 1 page 74

2. Give a brief narrative description of the acute event that led to admission or occurred during this hospitalization. (Include the time sequence and course of symptoms)

3. Is there a history of previous HI?

10 YES iii- 4. How long before admission was the last HI? (CHECK ONE ONLY)

30 20NO 1 0 Less than 4 weeks 40 Hore than 8 weeks

30NOT RECORDED

n 20 6 weeks or less 5 0 NOT RECORDED

30 8 weeks or less

5. Was the patient hospitalized for this last HI?

32 1 DYES 20NO 3 0 NOT RECORDED

YES NO

6. Is there a history of stroke previous to this admission?33 10 20

7. Is there a history of coronary bypass surgery? 3<t 10 20

8. Is there a hiotory of angina pectoris which began more than 8 weeks before this admission? 35 10 20

9. Is there a history of hypertension? 36 10 20

10. Was the patient on a digitalis drug at the time of hospital 10 20 admission? 37

NOT RECORDED

3D

3D

3D

3D

3D

WHO/MNC/82.2 Appendix III Rev. 1 page 75

YES NO ll. Is there a history of previous cardiac arrest with

10 20 resuscitation? 38

12. Was the patient transported in an ambulance? 39 10 20

13. Was the patient admitted to a CCU/ICU? 40 10 20

14. Was BP obtainable at first attempted measurement? 4 1 10 20

15. First recorded blood pressure and heart rate (not during CPR):

A.rTf I, rrr1 NOT 10 RECORDED s. i"fiAT NOT

10 RECORDED 4a

IF ONLY SYSTOLIC BLOOD PRESSURE WAS RECORDED ENTER 999 UNDER DIASTOLIC

49

16. Where was the above blood pressure and heart rate measured?

1 0 Ambulance

5j 20 ER

3D Medical Unit

4 0 NOT RECORDED

S2

The following questions apply to the acute illness that led to and/or developed or recurred during the current hospitalization. This includes events in the last 6 weeks or since the last hospital discharge. whichever is shorter.

17. Was this an elective admission?

1 0 YES ___ -1 ••

20NO

30NOT RECORDED

18. What was the reason for this admission?

a. 1 0 Transfer from anothe-r hospital 5S

b. 1 0 Coronary angiography S6

c. 1 0 Coronary surgery 57

d. 1 0 Other cardiac problem sa

e. 1 0 Other non-cardiac problem 59

-NOT RECORDED

3D

3D

3D

3D

60 75

skip

WHO/MNC/82.2 Appendix III Rev. 1 page 76

19. Was there an acute eptsode(s) of discomfoct or pain anywhece in the ante~ior chest. left arm or jaw, which may also have involved the back, shoulder, right arm or abdomen on one or both sides?

30

1 0 YES----tI- 20. Record date and tilue of onset of pain:

20NO A. IT I wrn 1 0 :~~O'DE~· rn OJ 1 0 :~ORDEO

31 3j 35 37 38 ~O 42 21. Was onset of pain in the hospital?

lO YES 20NO 30 NOT RECORDED

22. Did this pain include the anterior chest?

.... 10 YES 20NO 3D NOT RECORDED

23. Prior to receiving medical attention, did the patient take nitrates or calcium blockers over and above the fixed dosage regiment? (i.e. took "prn" medication)

.. 5

10 YES _____

20NO

30NOT RECORDED

~

24. Did the patient seek emergency medical care because the pain was not relieved by the nitrates or calcium blockers or because the pain kept returning?

46 10 YES 3 0 NOT RECORDED

25. Did any of the pain episodes last longer than 20 minutes?

10 YES _____ 26. Were enzymes measured within 72 hours. of the most recent of these episodes?

.. 7 20NO 10 YES 20NO 3 0 NOT RECORDED

48

30NOT 27. What was the date. time and duration of RECORDED the most recent episode?

MONTH DAY YEAR

CIJ/PJ/DJ 10NOT A.

~s RECORDED

hTI:hTI 24 hour B. clock 1 Po NOT

o RECORDED

DJhrUJmin. lONOT

C. 65 RECORDED 61 3

28. What was the duration of the longest episode?

DJhrOJmin. 10 NOT

" 70 RECORDED

b6 bH

ReeuY'd 02 12

[UCODg 14 29

71 75

skip

29.

"!rC

36.

WHO/MNC/82.2 Appendix III Rev. 1 page 77

Reaor-d 03

Was there out-of-hospital collaps~ with closed chest massage and/or cardioversion (CPR) since last hospital discharge or within 6 we~ks of this admission, whichever

l:l

Is shorter? IDCODE ~ ______________________________________________________________ ~,14 29

1 0 Y8S .. 2 0 NO

3 0 NOT RECO RDED

30.

31-

Estimated date wwrrI 31 0 0 Locat ion of collapse: 1 0 Home 2 Work 3 Other

37 32. CPR was administered by:

1 0 Bystander

20 M.D.

30 Ambulance attendant, EMT, Fire, or Police 40 Other, specify ________________________________ _

5 0 NOT RECORDED

33. Was DC countershock given (cardioversion)?

39 1 0 YES 20 NO 30 NOT RECORDED

34. Was cardiac rhyti~h=m~d=o~c~u=m~e~n~te~d~? ____________________________ _,

1 0 YES __ -I .... 35. What abnormal rhythm was documented? .... (CHECK ALL THAT APPLY)

20 NO 41 a. 1 0 Ventricular fibrillation (VF)

3 0 NOT 42 b. 1 0 Atrial flutter RECORDED

,,3 c. 10 Atrial fibrillation (AF)

4" d. 1 0 Ventricular tachycardia (VT)

45 e. lD Asystole

"" to 1 0 Complete AV block (3° HB)

4 I g. 1 0 Other,

Was closed chest massage or cardioversion successfully administered during this hospitalizatiol.?~. __ (~i~.~e~.~r~e~s~u~l~t~e~d~i~n_p~a~t~i~e~n~t~be~i~n~g~d~i~s~c~h~a~r~ge~d~a~l~i~v~e~)~.~ ____________ ~

1 0 YES ----. 37. Where was CPR administered? (CHECK ALL THAT APPLY)

,,9 a. lOOn ward/CCU/ICU 20 NO 5 u b. lOIn emergency room 3D NOT

RECORDED 5 1 c. lOOt her, spec ify _________________________ _

38. Was DC countershock (cardioversion) ever given during this hospitalization~

~ 2 1 0 YES 2 0 NO 3 0 NOT RECORDED

39. Was cardiac rhylhm documented at time of any cardioversion?

lO YES ____ -I ...... 40. What abnormal rhythm was documented? .... (CHECK ALL THAT APPLY)

:.3 20 NO

3D NOT RECORDI-:D

S4

55

56

57

5 a

59

60

a.

b.

c.

d.

e.

to

g.

1 0 Ventricular fibrillation (VF)

1 0 Atrial flutter

1 0 Atrial fibrillation (AF)

1 0 Ventricular tachycardia (VT)

1 0 Asystole

1 0 Complete AV block (3° HB)

1 0 Other,

WHO/MNC/82.2 Appendix III Rev. 1 page 78

41.

6 1

Did-the patient die during this admission?

1 c=t YES ~ 42. Was the patient found dead? (i.e. not observed at the moment of death)

2 c=t NO 62

1 c=t YES ---.. 43. Was patient observed to be free of

severe cardiac symptoms within one hour 2 c=t NO of being found dead?

3 c=t NOT RECORDED

63 1 c=t YES 20NO 30 NOT RECORDED

44. Was patient free of severe cardiac symptoms within 24 hrs. of death?

1 c=t YES 2 c=t NO 3 c=t NOT RECORDED

GO TO Q. 48

45. Did patient die without developing severe cardiac symptoms? (i.e. died instantaneously)

65 1 c=t YES 2 c=t NO 3 c=t NOT RECORDED

46. Did the patient die within one hour of developing severe cardiac symptoms?

66 1 c=t YES 2 c=t NO 3 c=t NOT RECORDED

47. Did the patient die within 24 hours of developing severe cardiac symptoms?

67 1 c=t YES 2 c=t NO 3 c=t NOT RECORDED

GO TO Q. 48

48-. Was this death thought to be a terminal complication of a non-cardiac disease?

68 1 c=t YES 2 c=t NO 3 c=t NOT RECORDED

49. Were either of the following observed? PRESENT ABSENT NOT

RECORDED

a. Rales (exclude basilar) 69

b. S3 (3rd heart sound, ventricular gallop) 70

CHECK "PRESENT" IF SUMMATION GAlJ..OP. EXCLUDE S4 OR ATRIAL GALLOP.

n 75 skip

WHO/MNC/82.2 Appendix III Rev. 1 page 79

50. Was there evidence of a stroke during this hospitalization, within 6 weeks of this event or since last hospital discharge whichever is shorter?

- 1 DYES

zONa

_____ ...... COMPLETE FORM 06

3D NOT RECORDED

51. Were ECG's recorded?

1 0 YES _____ ...,.., .. INCLUDE COPIES OF ALL TRACINGS

31 20NO

3 0 NOT RECORDED

52. Was a coronary angiography performed?

lOYES ____ • .,

20NO

3 0 NOT RECORDED

32 []j/m/IT] 33 3~ 37

1 0 NOT RECORDED

53. Date of procedure:

,,9

Record 04 12

IDCODE I" 29

INCLUDE A COpy OF THE CORONARY ANGIOGRAPHY REPORT

54. Has patient had any surgical procedures this admission?

1 DYES~ 55. Dates of Procedures:

2 DNa

57. Status of Chest X-rays (check one)

1 0 X:-rays not done

59 2 0 Reports not present

56. Specify procedures:

3 0 All reports say "no change" and refer to other admissions

4 0 Not all films read as "normal"

50 All films read as "normal"

(XEROX'ALL COPIES OF CHEST X-RAYS)

WHO/MNC/82.2 Appendix III Rev. 1 page 80

58. First Recorded BUN I 59. Highest Recorded BUN I

61l

6,.

I I I IDNOT Ii 3

I I I IDNOT 67

60. Are there any serum enzyme measurements?

RECORDED

RECORDED

68 10 YES I

2DNO 3 0 NOT RECORDED

61. Was CPK-MB measured within 72 hours of admission or onset of acute event, whichever is later?

62. Was total CPK measured within 72 hours of admission or onset of acute event, whichever is later?

63. Was LDH measured within 72 hours of admission or onset of acute event, whichever is later?

64. Was SCOT measured within 72 hours of admission or onset of acute event, whichever is later?

65. Are all patient enzymes NORMAL?

73 IDYES

2DNO

IF ONLY ONE VALUE GIVEN RECORD THAT VALUE IN BOTH 58 &

FINISHED

YES NO

69

70

71

72 20

FINISHED·

66. Does the patient have active liver disease (cirrhosis, cancer, etc.)

59

I DYES, specify ____________________________________________________________ _

74

20NO

3 0 NOT RECORDED

67. Has the patient had trauma within one week of admission?

I DYES, specify ____________________________________________________________ ___

75

20NO

3 0 NOT RECORDED

COMPLETE ENZYME VALUES - FORM 40

7a.

b.

c •

M I A B S T RAe T

1 0 CHEST X-RAYS 30

1 0 CORONARY ANGIOGRAPHY 3 I

CHEST X-RAYS

Excludes both )50% proximal narrowing of 2 or more and )75% proximal narrowing of any major vessels.

Documents either )507. proximal narrowing of 2 or more and )75% proximal narrowing of any major vessels.

Neither "I" or "2" above

. L-_______________________________________ __

LPH/MHHP-MORB 41(1-1) 1/82 Ver. 1

38

WHO/MNC/82.2 Appendix III Rev. 1 page 81

ID LABEL

20

Record 01 12

IDCODE 14 2 '3

39 40

skip

l !

WHO/MNC/82.2 Appendix 111 Rev. 1 page 82

MI

1. 10 LABEL

HOSPITAL "ABSTRACT

FORM 04

LPH/MHHP-MORB 04(1-8) 1/82 Ver. 1

Record (; i

IDCODE 14 2

WHO/MNC/82~2 Appendix III Rev, 1 page 83

MI HOSPITAL ABSTRACT

FO&'1 04

Q.l. Study 1.0. Number Attach study 1.0. number label to Form 04 cover sheet.

2. Give a brief narrative description of the acute event that led to admission or occurred during this hospitalization. (Include the time sequence and course of symptoms)

3. Is there a history of previous tlI?

1 DYES __

20 NO

30 NOT RECORDED

I L

4. How long before admission was the last MI? (CHECK OUE ONLY)

1 [J Less than 4 weeks

2 n 6 weeks or less

3 n 8 t ... eeks or less

4 n More than 8 weeks

5 n NOT RECORDED

5. Was the patient hospitalized for this last HI? .

1 n YES 2 n NO 9 n NOT RECORDED

WHO/MNC/82.2 Appendix III Rev. 1 page 84

Q.2. Narrative The purpose of the narrative is to describe the specific circumstances surrounding the event that precipitated the patient's admission to the hospital. Using direct quotes from the hospital chart whenever possible, this description must include: 1. the location and duration of pain 2. any medication given to relieve the pain and how long (minutes/hours)

until pain was relieved 3. if the patient died during this hospitalization, explain your answers

to Q.42-48.

In addition, if you feel your responses to any of these questions misses an important aspect of the case, add this to the narrative. If the physician' s discharge summary covers all of the above; it is still necessary to include items 1-4 above and attach 'eopy of discharge death summary to form 04. If conflicting information is recorded in two or more of the sources, choose the information from the source according to the order listed below.

l. 2. 3. 4. 5. 6.

Resident/Intern Attending PhYSician Neurology Consultant ER Physician Nurse

(If unable to determine titles among names given, ask Medical Records for assistance.)

Other (List medical students under "Other".)

Focus on first "acute episode" of chest pain or discomfort (a crushing y

band-like pressure or heaviness on chest) lasting more than 20 minutes Mention other cardiac symptoms such as shortness of breath, palpitatior!a, dizinessj past fainting, ankle swellf.ng. etc., but do not elaborate on these latter symptoms. Pertinent past historical information on physician's findings, tests, etc. prior to admission may be noted briefly. If there are several acute events, be sure to record information for each event 0

Q.3. Is there a history of previous MI?

Take information from the history of the resident or intern, if any, the attending physician, the cardiovascular consultant, the ER physician, nursing notes, or medical student, in that order. "History" r.efers to information from the patient and his family. A "Q" wave noted in the progress notes is not sufficient to constitute an MI. If conflicting information is recorded in two or more sources, choose the informatioa from the source according to the order listed above (Q.2). (See following example.)

YES

WHO/MNC/82.2 Appendix III Rev. 1 page 85

NO Nat'

RECORDED

6. Is there a history of stroke previous to this admission?

7. Is there a history of coronary bypass surgery?

8. Is there a history of angina pectoris which began more than 8 weeks before this admission? 211

--1 "J L....!

EXAMPLE: History states: "Patient awoke yesterday with chest pain.

prior history of heart disease or stroke. hospital after three hours of pain.

There is no He came to

Answers 3. No to Q.3-19 6. No

7- No 8. No 9. NR

10. NR li. NR 17. No 19. Yes

8. Mst-ler "Yes" if the history includes any of the following:

1. the statement that the patient has "angina" or "angina pectoris".

2. the statement that the patient takes nitroglycerine or calcium blockers for chest pain.

3. The statement (or an equivalent) that the patient has any of the following symptoms: "substernal pressure, pain, tightness, or burning distress precipitated by exercise or excitement. or both, and is relieved by rest and/or nitroglycerine" and appears to have been present for 4 or more weeks prior to admission.

Answer "No" if the history explicitly states that the patient has "no history of angina", or "no history of angina pectoris".

Answer UNo" if the patient has developed angina-like symptoms (see 3 above) in 4 weeks or less prior to the acute event.

Answer "NR" if none of the above criteria for "Yes"/"No" responses apply. (These criteria are adapted from the ~~yo Clinic criteria. )

WHO/MNC/82.2 Appendix III Rev. 1 page 86

9. Is there a history of hypertension? 1 0

10. Was the patient on a digitalis drug at the time of hospital 1 D admission?

{I YES

11. Is there a history of previous cardiac arrest with . resusci tation? 10

12. Was the patient transported in an ambulance? 10 13. Was the patient admittedto a Cm/ICU? 10 14. Was BP obtainable at first attempted measurement? 10

15. First recorded blood pressure and heart rate (not during CPR):

SYSTOLIC DIASTOLIC HEART RATE NOT

NO

2n

2n 211 2n

NOT A. [I I \/1 I I [ 1 n RECORDED a.1 I I I 1 n RECORDED

IF ONLY SYSTOLIC BLOOD PRESSURE \O/AS RECORDED ENTER 999 UNDER DIASTOLIC

16. \o/here was the above blood pressure and heart rate measured?

1 0 Ambulance

20 ER

3 0 :-Iedical Unit

4 0 NOT RECORDED

NOT RECORDED

311

30 3n 3n

14. Was BP obtainable at first attempted measurement?

WHO/MNC/82,2 Appendix III Rev. 1 page 87

First attempt may be charted on (1) ambulance sheet, (2) ER sheet, (3) the clinical graph or (4) nursing admission note. Answer "Yes" 1.'nless there was an event such as cardiac arrest or collapse leading 'you to believe that the BP was not measurable at first attempt.

The following questions apply to the acute illness that led to and/or developed or recurred during the current hospitalization. This includes events in the last 6 weeks or since the last hospital discharge, whichever is shorter.

17. Was this an elective admission?

1 tJ YES ___ _ 18. What was the reason for this admission?

2 tJ NO a. 1 H Transfer from another hospital

3 tJ ~~eORDED b. 1 H Coronary angiography

c. 1 H Coronary surgery

d. 1 H Other cardiac proble?

e. 1 H Other non-cardiac problem

19. Was there an acute episode(s) of discomfort or pain anywhere in the anterior chest, left arm or jaw, which may also have involved the back, shoulder, right arm qr abdomen on one or both sid~s?

1 t1 YES

2 tJ NO

WHO/MNC/82.2 Appendix III Rev. 1 page 88

17. Elective Admission

Defined as any admission for a non-acute event. (E.g., repeated angina-­patient admitted for stabilization of medication, or for coronary angiography). If an admission is through the ER, it is probably not elective.

19. If "Yes", answer Q.20-28. If "No" or "NR", go to Q.29. Record first "acute episode" of chest pain or discomfort, (a crushing, band-like pressure on chest) lasting more than 20 minutes. If there are several acute events (i.e., events occurring in-hospital), be sure to record information for each event in Q.2 (Narrative) using Q.19-28 as guidelines.

..

WHO/MNC/82.2 Appendix III Rev. 1 page 89

20. Record dat~ and time of onset of pain:

(OyH I DAY mAR 24 hr. A. t---f-=-t NOT B. m

I I I 1 H RECORDED "~ NOT I I I 1 H RECORDED

21. Was onset of pain in the hospital?

1 H YES 2 H NO 3 NOT RECORDED

22. Did this pain include the anterior chest?

1 H YES 2 H NO 3 H NOT RECOP~ED

23. Prior to receiving medical attention, did the patient take nitrates or calcium blockers over and above the fixed dosage regiment. (i.e. took "prn" medication)

1 H YES

2 H NO

3H NOT - RECORDED

24. Did the patient seek emergency medica~ care because the pain was not relieved by the nitrates or calcium blockers or because the pain kept returning?

1 H YES 2 H NO 3 H NOT RECORDE 0

25. Did any of the pain episodes last longer than 20 minutes?

1 H YES

2 t:1 NO

3 H NOT - RECORDE(;

26. l.Jere enzymes measured within 72 hours. of the most recent of these episodes?

1 H YES 2 H NO 3 H NOT RECORDED

27. What was the date, time and duration of the most recent episode?

\HTT1/m/m 1 NOT

A. RECORDED

B. m : lit ~io~~ur 1 H NOT - RECORDED

m m 1 1---1 NOT C. hr min. - RECORDED

28. Imat was the duration of the longest episode?

m m IHNaT hr min. - RECORDED

'----'---'

WHO/MNC/82.2 Appendix III Rev. 1 page 90

20. A. Record date of continuous episode of chest pain leading to admission

B. Record time chest pain began. Estimate clock time based on time of admission and any other statements in record. according to the 24-hour clock.

Time should be recorded

Explanation for 24-hour clock:

0100 0200

1 a.m. 2 a.m.

1200 1230

noon 12:30 p.m.

1300 = 1:00 p.m. 2400 = midnight

Record time only if enough data is available to make a reaso­nable estimate. Otherwise, record 9999=NR.

25. It is most crucial to attempt an accurate estimate if the pain lasted more than 20 minutes. If there were repeated episodes of pain of relatively short duration, record the length of the last episode prior to admission, and indicate the intermittent nature of symptoms in the narrative summary (Q.2). Answer "NR" if it is not possible to determine how long the pain lasted.

27. The most recent episode is the one that precipitated the patient's admission to the hospital or occurred within the hospital. Refer to history, physical examination and physician's progress notes for this information. Date is Q.27a. Time pain began is Q.27b and duration of pain is Q.27c.

28. The longest episode is from the moment - the patient first developed symptoms to when the pain was first relieved.

29.

WHO/MNC/82.2 Appendix III Rev. 1 page 91

Was there out-of-hospital collapse , .. ith closed chest massage and/or cardioversion (CPR) since last hospital discharge or within 6 weeks of this admission, whichever is shorter?

1 LJ YES ---

2 LJ NO

3 L I NOT - RECORDED

. i 31. Location of collapse: 1 Ll Home 2 I_I Work 3 I_I Other

32. CPR was administered by:

11_1 Bystander

21_1 M.D.

3 I_I Ambulance attendant, EMT, Fire, or Police

4 I_lather, specify ______________________________ __

5 '_I NOT RECORDED

33. Was DC countershock given (cardioversion)?

11_' YES 2' __ ' NO 3 I 'NOT RECORDED

34. Was cardiac rhy lllIl documented?

11_' YES __

21 __ ' NO

31 I NOT - RECORDED

35. What abnormal rhythm was documented (CHECK ALL THAT APPLi')

a. 1 '_I Ventricular fibrillation (VF)

b. 1 I_I Atrial flutter

c. 1 '_I Atrial fibrillation (AF)

d. 1 I_I Ventricula.r tachycardia (VT)

e. 1 ,_, Asystole

£. 1 ,_, Complete AV block (30 liB)

g. 1 LJ Other, __________ _

WHO/MNC/82.2 Appendix III Rev. 1 page 92

29. If "Yes", answer Q.30-35. If "No" or "NR", go to Q.36. Q.29 refers to an out-of-hospital occurence only, i.e., it would be answered "Yes" if a patient collapsed at work, had a cardiac arrest in the ambulance enroute to the hospital and CPR was administered at that time. Cardiovascular collapse is defined as a loss of consciousness with the apparent cessation of respiration and pulse. Cardiopulmonary resuscitation (CPR) is defined as electrical cardioversion for V-tach or V-fib and/or external cardiac massage by chest compression, combined with artificial ventilation by mouth-to­mouth, bag/mask-to-mouth, or other means. A bystander is someone who ini­tiates CPR immediately on the scene. A physician or other health professional with the patient in a non-professional capacity at the time would be counted as a bystander.

30-35. Refer to the following sources of information: emergency room notes, hospital admission notes, ambulance sheet (usually pink, sometimes to be located outside the patient chart).

ward notes, physician's progress notes, CPR or cardiac Refer to ER, ICU/CCU, arrest sheets.

35. If answered "Yes", check all items for a-f. These refer to the rhythm imme­diately surrounding CPR administration. "Other" (g) can be anything othel than Q.35a-e, including normal.

WHO/MNC/82.2 Appendix III Rev. 1 page 93

36. l,zas closed chest massage or cardioversion successfully administered during this hospitalizatio? (i.e. resulted in patlent being discharged alive).

1 LJ YES

2 LJ NO

3 U ~~tORDED

37. Where was CPR administered? (CHECK ALL THAT APPLy)

a. 1 1 __ 1 On ward/CCU/ICU

b. 1 I_i In emergency room

c. 1 I_I Other, spect

38. Was DC countershock (cardioversion) ever given during this hospitalization?

11_1 YES 21_1 NO 3 I_I NOT RECO RDE D

39. Has cardiac rhy hm documented at time of any cardioversion

11_'1 YES __

21_1 NO

3 U NOT RECORDED

40. Hhat abnormal rhyt h;n was documented? (CHECK ALL THAT APPLY)

a. 1 I_I Ventricular fibrillation (VF)

b. 1 I_I Atrial flutter

c. 1 I_I Atrial fibrillation (AF)

d. 1 U Ventricular tachycardia (VT)

e. 1 I_I Asystole

f. 1 1 __ 1 Complete AV block (3 0 HBj

f. 11_1 Other, __________ .

~1. Did the patient die during this admission?

1 tJ YES

2 t1 NO

42. T,zas the patient found dead? (I.e. not observed at the momenr of death)

1 HYES_ ~------------------------------43. Was patient observed to be free of

severe cardiac symptoms within one hour of .being found dead? 2 H NO

3 NOT 1 H YES 2 1-1 NO 3 H NOT RECORDED

TRDED 44. l,zas patient free of severe cC'rdiac symptoms within 24 hrs. of death?

1 H YES 2 H NO 3 H NOT RECO RDE D

GO TO Q. 48

45. Did patient die without developing severe cardiac symptoms? (i.e. died instantaneously)

1 H YES 2H NO

I 3 1-1 NOT RECORDED

1 1------------------"--------

46.

47.

Did the patient die within one hour JE developing severe cardiac symptoms?

1 H YES 2 1-1 :W 3 1-1 NOT RECO R[)E D

Did the patient di.e within 24 hours of developing severe cardiac symptoms?

1 t:1 YES 2 II ~W 3 t:1 NOT RECORDED

GO TO Q. 48

48. Was this de3th thou,:}ht to be a ter:ni:1al cQ!:Ipl1cation of 3 non-cardiac disease.

1 H Y£S 2 H ~O 3 H NOT RECORDED

WHO/MNC/82.2 Appendix III Rev. 1 page 94

36. Check appropriate box. Refer to ER, ICU!CCU, ward notes, CPR or cardiac arrest sheets. Answer "yes" only if the patient received CPR. at any time in-hospital and was alive at discharge.

EXAMPLE: CPR administered twice in-hospital.

37-40.

41-48,

Patient died in-hospital.

No CPR in-hospital. Patient alive at discharge.

CPR administered 5 times in-hospital. Patient alive at discharge.

Follow instructions for Form 04, Q.30-35.

ANSWER: No

ANSWER: No

ANSWER: Yes

If the patient died during this admission, refer to the physician's progress notes, the nurse's notes and the discharge summary for this i.nformatior\.

WHO/MNC/82.2 Appendix III Rev. 1 page 95

49. Were either of the following observed? PRESENT ABSENT

a. Rales (exclude basilar)

b. 83 (3rd heart sound, ventricular gallop) CHECK "PRESENT" IF SUNNATIO~1 GALLOP EXCLUDE S4 OR ATRIAL GALLOP.

10 10

50. Was there evidence of a stroke during this hospitalization, within 6 weeks of this event or since last hospital discharge whichever is shorter?

I t:1 YES

2 t:r NO

3 tI NOT RECORDED

COHPLETE FORt1 06

51. Were ECG's recorded?

1 tI YES _____ _ INCLUDE COPIES OF ALL TRACINGS

~ tI NO

3 tI NOT RECORDED

52. Was a coronary angiography performed?

1 tJ YES ------2 C1 NO

3 tJ NOT RECORDED

I

m/l--Tl/m 1 H NOT RECO REDE D

INCLUDE A COpy OF THE CORONARY ANGIOGRAPHY REPORT

53. Date of procedure:

54. Has patient had any surgical procedures this admission?

1 t:r YES

2 tr NO

55. Dates of Procedures:

~~~ a. Ll.J / I I I I Ll.J b.mlmlm c.mlmllll

57. Status of Chest X-rays (check one)

X-rays not done

Reports not present

56. Specify procedures:

--------------------------------~ __ J

All reports say "no change" and refer to other ad~i8sions

~ot at 1 films read as "nonal"

All films read as "nor1:<11"

(XEROX ALL COPlr:S OF CH~:ST X-RAYS)

WHO/MNC/82.2 Appendix III Rev. I page 96

50. Refer to physician's admitting note. If answered "Yes", complete Form 06.

51. If answered "Yes", attach all tracings for each acute event. Photocopy mounted 12-lead ECG's only. An attempted 12-lead is counted as a 12-lead ECG. Do not photocopy tracings from exercise stress tests unless no other ECG is available, in which case only the resting. pre­exercise tracing should be copied. If there are multiple acute cardiac events in-hospital. include all ECG's for each event.

52. If answered "Yes", attach photocopy and answer Q.53. If M.D. mentions a~giogram in progress notes or elsewhere in chart, but there is no spe­c1fic date listed and notation that an angiogram was done and there is no report, check N.R.

57. Check one box only. If box tl 4 is checked ("not all films read. as normal"), photocopy all chest X-rays and attach to form.

.5.8.

59.

Fi rs t Recorded BUN [I I I Highest Recorded BUN I I I I

1 H NOT RECORDED

1 H NOT RECORDED

60. Are there any serum enzyme measurements?

3 NOT RECORDED

61. Was CPK-MB measured within 72 hours of admission or onset of acute event, whichev2r is later?

62. Was total CPK measured within 72 hours of admission or onset of acute event, whichever is later?

63. \.\Tas LDH measured Within 72 hours .of admission or onse~f acute event, whichever is later?

64. \vas SGOT measured within 72 hours of admission or onse~ acute event, whichever is later?

65. Are all patient enzymes NOID1AL?

1 tI YES ________________ _

2 H NO

-I

WHO/MNC/82.2 Appendix III Rev. 1 page 97

IF ONLY ONE VALUE GIVEN RECORD THAT VALUE IN BOTH 9 & 10

FINISHED

YES NO

FINISHED

66. Does the patient have active liver disease (cirrhosis, cancer, etc.)

1 tJ YES, specify _______________________ ~--_

2 t1 NO

3 t:J NOT RECORDED

67. Has the patient had trauma < .. ithin one week. of admission?

1 t1 YES, specify, ___________________________________________________________ __

2 t1 NO

3 t:I NOT RECORDED

cmlPLETE ENZnlE VALUES - FOlt.'1 40

WHO/MNC/82.2 Appendix III Rev. 1 page 98

58-59. Record the first and highest BUN values obtained during this hospitali­zation. Refer to lab sheet and ER sheet for these values. If only one BUN was obtained, record this value in boxes for Q.58-59.

60. If answered "Yes", complete Q.61-67 and Enzyme Values - Form 40. If answered "No" or "NR", you are finished.

61-64 Refer to lab sheets or lab reports. The enzymes ?re CPK-MB, total CPK, total LDH, and SGOT. Total CPK = MB+MM+BB. '9PK synonyms are CK, CKI. If any of these have been measured within 72 hours of admission or onset of the acute event, whichever is later, answer "Yes", and' go to Q.65. Answer "No" if lab sheet is missing, or if lab values were measured after 72 hours of admissIon or onset of acute event, whichever is later. For further information on eyzyme values, see instructions for Form 40: Enzyme Values.

65. Refer to the hospital's established normal values listed in the chart or obtainable from the hospital lab to determine if the patient's values are within normal range. If answer to Q.65 is "Yes", you are finished.

If there are any abnormal patient enzyme values, complete Q.66-67 and complete Enzyme Values - Form 40. See instructions for Form 40~ Enzyme Values.

WHO/MNC/82.2 Appendix III Rev. 1 page 99

E N Z Y MEV A L U E S FORM 40

Pe(}DX'd OJ 12

1. =:.....::=-=.

2. =:.....::=-=.

3. RANGE SET 3

CHART A - LABORATORY STANDARDS

PRESENT/POSITIVE - 7777 TRACE ~ 7777

ABSENT/NEGATIVE - 6666

LOW I 30

HIGH 1 46

CHART B - PATIENT'S VALUES

1D LABEL

-L------------------------fRecord 02 RECORD ALL ENZYMES IN FIRST 24 HOURSA AND THE HIGHEST READINGS FOR EACH OF THE NEXT 3 DAYS FOLLOWING

AN ACUTE EVENT. PLACE THE APPROPRI TE RANGE SET NUMBER IN THE BOX ON THE RIGHT.

A. B. C. D. E. RANGE RANGE RANGE RANGE

MONTH DAY HOUR CPK-MB SET TOTAL CPK SET SGOT SET TOTAL LOR SET

4. gJ[[l QJrn IJ I I IQ I~J I I IQ 14J I 1 l~l1531 1 I [el 5. rn[[l rnrn I I I 1 10 1 I 1 1 1 I I I I 10 I I I I I

12

IDCODE 14 2. 9

6. " rn riJrn ': 0 ': 0 ': q I:) [ [I i~ig~;'03 rn rnrn I I I I 10 I 1 I I 10 1~1--&.-1 -I---lD 0 IDCCDE 12

30 3~ 38 42 43 47 48 ,2 53 57 14 2.9

7.

8. rnrn rnrn 1 I 1 I 10 1 I 1 1 10 I I I 0 I 1 I 1 10 '0 62 66 70 71 75 76 60 OJ 65

9. rnDJ rnrn 1 1 I I 10 I 1 I 1 10 [ I I 0 I I 1 10 114 145 86 9U g~ 98 99 103 10~ 108 109 113

10. OJrn OJ 0 I) I 1 10 I.) I Q 1'3 1 I 10 IDCODE 7: 11 OJ cprn b 0 IJ I I 10 7 Q 181 I 1 10

14 29

12: OJDJ OJDJ I) I I 10 I) I I 10 [oJ I I 10 los 1 I IW 13. OJDJ rn [) I 1 10 I) I I 10 [) 1 I IW L7 I I In 142145 h-rl skip

'llhmJlP-Moa.B 40(1-1) 1/82 Ver. 1

WHO/M.NC/82.2 Appendix III Rev. 1 page 100

FOR}l 4'0 ENZYHE VALUES

L~ __ ~ 1. Study 1.0. Label:

Attach label to form.

CHART A (Laboratory Standards): Range Set 1-3:

Record the hospital's established normal range (Low/High) ~or each enzyme. Some hospitals use several different normal ranges within their own laboratory and may even use normal ranges from other hospital laboratories. These are called alternate normal ranges. Some hospitals record CPK-}lB enzymes values only as absent/negative and present/positive or trace. In this case, fill in the normal range as follows: Low ABSE, high ABSE = 6666. Trace is considered positive and = 7777. Present/Positive = 7777.

EXAMPLE: Normal CPK-MB ABSENT/NEGATIVE I I I I I

Low L6 I 6 I 6 I 6 I

EXM1PLE:

I I I I I High L6 I 6 I 6 I 6 I

If the normal range for any of the enzymes is indicated as "< XX" (less than X.X), the Low should be recorded as "0001" and the High as "0059".

Normal range of SGOT is "< 60". I I I I I

Low I 0 I 0 I 0 I 1 I

I I I I I High I 0 I 0 I 5 I 9

1. Some hospitals may use different abbreviations, e.g •• CK, CKI, CPK-HB are synonyms for CPK. Rt;!cord totals only. (If HB, MM or BB are given separately, add them up for a total CPK.) Refer to hospital folders. or check with the hospital lab for information concerning unusual formats.

2. Decimals: Round off decimals to the nearest whole number. (e.g., 6.4 .. 6; 6.5 = 7)

3. 5-Digit Values: Fill in as follows: (e.g., CPK: 12,340)

[I I I I 91919181 Then add the true value (12,340) at the right

margin.

4. Other: (e.g., CPK: 2-5) Record the higher value as shown:

I I I I I Lo I 0 I 0 I 5 I

OccaSionally, there may be more than one ::lethod used by a hospital to r:leasure a particular enzyme, e.g., a total LOll may be done as part of the admission battery, and also as part of the cardiac enzy~e routine, with differing normal ranges for each test.

WHO/MNC/82~2 ,Appendi:x: I n Rev. 1 page 101

FO~1 40 ENZY~IE

VALUES

4-13. CHART B (Patient's Values):

4.

Record all patient's enzymes in first 24 hours. Also include the highest reading for each of the 3 days after each acute event. Place the appropriate range set number in the last box on the right.

Month/Day: Use "leading zeroes", if necessary.

Hour: Record time according lu the 24-hour clock. If the time given in the chart is from the 12-hour clock, it should be converted to the 24-hour clock.

EXAMPLE: 0100 0200

1 a.m. 2 a.m.

1200 1230

noon 12:30 p.m.

1300 2400

1:00 p.m. lIlidnight

Refer to the lab sheet or lab report for patient values.

NOTE: There is a difference between CPK-}1B and total CPK. Be sure to fill in the appropriate values beneath the proper heading and to use totals when indicated under headings D. and F.

NOTE: If some enzymes are not measured at a given time, draw a line through boxes corresponding to enzymes not measured. See below.

C H ART B (PATIENT'S VALUES) A. B. C. RANGE I D. RANGE I E. RANGE I F. RAt~GE

MONTH DAY HOUR CPK-NB SET 1 TOTAL CPK SET 1 SGOT SET 1 TOTAL LDH SET

[~ ~ 1:0 I Q a ~ Q I 1=1=1=1i l-=r I I Q ~ ~ a nr I l=1iii r:r I I l=1ii=1 0

Range Set: Fill in corresponding range set number from Chart A (1,2,or 3). (See instructions for Chart A.

Use as many Form 40's as necessary, and attach to HI Form 04.

ECG C~G FORM 1-------------,

MMMP 1.0.# I ______ .--1 Abstractor# ____ Date Coded ___ _ ------- -

CRJibG ~de-.S 1 4 5 9-2 Uncoded leads 10mm. Date

l~AYL, ~tJ~ V1-V5 I,AVL, II,AVF V2-V5 I,AY1, II,AVF V2-V5 I,t,~_, 11,111, V1-V5 ±.25 V6 V6 V6 AVF Ireason and leadl*~

-

! I

--

---

--- ----r---

---'--------

ECG Category: _Evolving diagnostic _Diagnostic ._Equivocal _Other -

*.1 = yes 2=no

-t*Reasons for uncodable complexes: Complete A-V block 16-11 Artificial pacemaker 16-81 QRS >.12 ' 11-41 Asystole or V. fib. (8-21 Technical problems 19-81

I

Lead numbering: 1=01 11-02 11.=03 'AVL=04 Ji"f: .".n'=t

.V1=11, V2=12, etc. present in alilead9 =33

LPH-MMMP (1/81) 18-1

Examplel w"lndering baseline in lead V6 .I".l1i hn Q-R 11~

I

1. ID LABEL

STROKE HOSPITAL ABSTRACT

FORM 06

LPH/MHHP-MORB 06(1-9) 1/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 103

Reoord O~ 1 ;

IDCODE 1.. 2 ~

WHO/MNC/82.2 Appendix III Rev. 1 page 104

o - . Give a brief narrative description of the acute event that led to admission or occurred during this hospitalization. (Include time sequence and course of symptoms.)

---------------------

(ATTACH COpy OF DISCHARGE/DEATH SUMMARy REPORT IF AVAILABLE)

PRE-ADMISSION HISTORY

3. Is there a history of a previous stroke?

30

6.

33

7.

34

8.

3S

1 0 YES -----. 4. How long before admission was the last stroke? (CHECK ONE ONLY)

20 NO

30 NOT

10 Less than 3 weeks

CORDED 20 6 weeks or less

31 3D More than 6 weeks

40 NOT RECORDED

5. Was the patient hospitalized for this last stroke?

32 1 0 YES 20 NO 30 NOT RECORDED

Is there a history of previous hypertension?

10 YES 20NO 3D NOT RECORDED

Is there a history of a previous TIA?

10 YES 20NO 3D NOT RECORDED

Was this an elective admission?

10 YES ~ 9. What was the reason for this admission? (CHECK ALL THAT APPLY)

2 UNO 36 a. 10 Transfer from another hospital

3D NOT 37 b. 10 Cardiac angiography CORDED

10 38 c. Cerebrovascular angiography 39 d. 10 Cerebrovascular surgery .. 0 e. 10 Other neurological problem .. 1 f- lO Other non-neurological problem

10.

WHO/MNC/82.2 Appendix III Rev. 1 page 105

\~ere there new (within 6 weeks or since previous hospital discharlSe-- whichever is shorter) subjective neurological 5ym~toms that led to this hospital admisslon or that occurred durlng this hospitalization. If the patient has been transferred from another acute care hospital, answer "NO", unless new symptoms developed during this admission.

;------------------------- -------------------1 D YES-.. 11. Was the onset of new symptoms during this admission? f ~

42. 2 0 NO 43 1 0 YES 2 0 NO

3D NOT 12. What were the patient's new symptoms? (CHECK ALL THAT APPLY)

RE ORDED 44 a. 10 Weakness or clumsiness of face and/or limb(s) on one side of body

45

46

47

48

"9 50

51

S2

13.

b. 10 Difficulty speaking ·or understanding speech

c. 10 Visual disturbances

d. 10 Dizziness, unsteadiness of gait

e. 10 Seizures

f. 10 Prolonged unconsciousness (coma)

g. 10 Altered state of consciousness

h 10 Brief unconsciousness (syncope or fainting)

i- 10 Other (Specify)

When did the above new symptoms begin?

A. Date:W/W/W 53 55 57

B.· Estimated OJ OJ 24 Hr. Time: 60 : clock

1 0 NOT RECORDED 59

1 0 NOT RECORDED 6 ..

For patients whose neurological event began outside the hospital indicate ~ the duration from onset of new neurological symptoms to the hospital admissiolJ

For patients whose event occurred in the hospital, indicate the time from onset to first physician examination.

14. Can you CLASSIFY the duration from onset of new neurological symptoms according to the categories listed in Question 15?

65 10 yES __ .....

20 NO

15. \.J'hat was the length of the duration? (CHECK ONE)

66

1 0 Less than 24 hours

2 0 Less than 48 hours

3 0 Less than 72 hours

4 0 Less than 6 weeks

5 0 6 weeks or more

J---. GO TO Q. 19

:;::

1--". GO TO Q. 16

-16. Does the chart contain ANY information indicating the rate of development

of new neurological symptoms?

67

10 YES __ .... 17.

20 NO 68

What was the rate of development?

1 0 Rapid (probably less than 48 hours)

2 0 Not rapid (probably more than 48 hours)

18. Specify wording used to indicate time. t I

WHO/MNC/82.2 Appendix III Rev. 1 page 106

PHYSICIAN'S EXAM FINDINGS

J-9 Did a physician document a new localizing neurological deficit (within 6 weeks or since previous hospital discharge) whichever is shorter) or did a CAT SCAN indicate definite or probable cereDral infarction or nemorrhage without other pathology?

69 1 [] YES 2[] NO

• 20. Can you CLASSIFY the length of time from symptom onset to physician exam in hospital according to the categories listed in Question 2l?

70 1 DYES

2 DNO

__ ....... 21.

71

What was the length of time from symptom onset?

1 [] Less than 72 hours

2 0 Less than 3 weeks

3 0 Less than 6 weeks

4 0 6 weeks or more GO TO Q. 25

22. Does the chart contain any information indicating the length of time from symptom onset to physician exam?

l[]YES~ 23. What was the length of time from symptom onset? 72 1 0 Probably less than 6 weeks

73

20 NO 2 0 ProbablY 6 weeks or more

24. Specify wording used to indicate length of time

25. \Jhat was the conclusion from the pupil examination'? (abnormal • "constricted" or "dilated" or "unresponsive to light") (CHECK ONE)

1 D Both normal

2 [] One abnormal (anisocoria)

74 3 D Both abnormal

4 [] Physician not sure/cannot determine

5 [J NOT EXAMINED (NR)

26. What was the conclusion from the Plantar (Babinski) reflex examination? (Abnormal" "positive". "up-going toe". ~·extensor". or "present") (CHECK ONE)

1 [] Normal both sides

2 [] Abnormal one side

3 [J Abnormal both sides

4 [] "Equivocal" one or both sides

5 [J NOT EXAMINED (NR)

76 85

skip

WHO/MNC/82.2 Appendix III Rev. 1 page 107

27. What was the patient's level of consciousness? (CHECK ONE) R{v~oY'd 02

12

IDCODE

1 [] Comatose (unresponsive to pain, voice, or other stimuli) 1 ~ 2;

2 [] Unconscious but responsive to pain or other noxious stimuli

30 3 [] Conscious, but with abnormality of consciousness or orientation

4 [J Normal, conscious and oriented

5 [] NOT RECORDED

28. What were the motor function findings? Each item refers to the body region indicated or any parts thereof.

UNAFFECTED AFFECTED 0 BUT CAN BE M VIW TOTALLY NOT

(NORMAL) BY PATIENT PARALYZED RECORDED

a. Left Arm 31 l[] 2[] 3[] 4[] b. Right Arm 32 l[] 2[] 30 4[J c. Left Leg 33 l[] 2[] 3[] 4[] d. Right Leg 3" l[] 2[] 3[] 4[] e. Left Face 35 l[J 2[] 3[] 40 f- Right Face 36 10 2[] 3[] 40

29. Did the patient have any of the following neurological deficits? (SEE MANUAL FOR DEFINITIONS)

YES NO NOT RECORDED

a. Aphasia 37 10 20 3[] b. Apraxia 38 l[] 20 3[] c. Dysarthria 39 l[] 20 30 d. Visual field defects 10 2[] 3[]

.. 0 e. Other .. 1 l[] 2[] 3[]

specifl:

30. Was the patient's temperature recorded on this admission (ER/WARD!CCU)?

42 10 YES-..

2DNO

31. What was this first temperature recorded in the hospital after onset of symptoms?

I I 1 I 0 "7~ O[]: ~ 43

(Indicate farenheit or centigrade)

32. How was this temperature obtained?

48 lD Oral 2 0 Rectal 3 [] Axillary 4 [] NOT RECORDED

WHO/MNC/82.2 Appendix III Rev. 1 page 108

33. Was the blood pressure recorded on this admission (ER/WARD/ICU)?

1 0 YES ______ .... 34.

2°f What was the first blood pressure reading recorded in the hospital after onset of symptoms?

35. Can you CLASSIFY the duration of new objective findings of localizing neurological deficit according to the categories listed in Question 36?

10 YES ... 36 . What was the duration of the objective deficit from first physician documentation until last? (CHECK ONE) 56

2U 0 10 Less than 1 hour

20 Less than 24 hours 57

3D 48 Less than hours

40 Less than 72 hours

50 72 hours or 1IIOre

GO TO Q. 37

37. Does the chart contain any information indicating duration of deficit or coma?

58 1 0 YES _____ _. ...

20 NO

38. What was the duration?

1 0 Transient (probably 24 hours or less) S9

2 0 Prolonged (probably 1IIOre than 24 hours)

39. Specify wording used to indicate duration.

40. Was the patient discharged alive?

1 0 YES ______ .......

2D!o 60

GO TO QUESTION 43

41. Did death occur within 6 weeks of first documentation of deficit?

lDYES ___________ ~r---------------------------------------, 42. What was the duration from first physician

2 0 NO documentation to death? (CHECK ONE) 6 J

10 Less than 24 hours

62 20 Less than 48 hours

30 Less than 72 hours

40 72 hours or more

50 Unknown

43.

44.

45.

46.

47.

48.

49.

50.

51-

52.

HISTORY OR FINDINGS DURING HOSPITALIZATION

A. B. Was there: Was it ?resent

during th1s admission?

Atrial fibrillation 1 0 YES ~ 1 IJ. YES or flutter

20 NO 20 NO 63 64

3D NR 3 D NR

Mitral stenosis? 1 0 YES ~ 1 [] YES

65 2 DNO 66 20 NO

3 D NR 3 D NR

Intracardiac 1 0 YES • 1 0 YES thrombous or intra-

20 NO 2 DNO cardiac tumor (myxoma) 67

3D NR 68

3 D NR

Systemic emboli 1 0 YES ----. 1 0 YES

69 20 NO 70 20 NO

3 DNR 30NR

Brain tumor 1 0 YES---+ 1 0 YES

71 2 DNO 72 20 NO

3D NR 3DNR

Subdural hematoma 1 DYES---+ 1 0 YES

73 2 D NO 7'+ 2 D NO

3DNR 3D NR

Subarachnoid 1 0 YES • 1 DYES hemorrhage

20 NO 20 NO 75 76

3 D NR 3D NR

Severe metabolic 1 0 YES ~ 1 0 YES disorder

77 2 D NO 78 2 DNO (SEE MANUAL FOR LIST

3 D NR 3D NR OF DISORDERS)

Trauma, seizure dis- 1 0 YES ---+ 1 [] YES order, hypercoagulable []

2 D NO state or 2 NO hemorrhagic condition 0

3D NR 79 3 NR 80

Another disease 1 0 YES ----. 1 0 YES process, event, or

2 D NO 20 NO peri~heral lesion whic might cause a

3D NR 3DNR focal neurological deficit 81 82

WHQ/MNC/82.2 Appendix III Rev, 1 page 109

c. Specify condition and/or

how it was documented

83

skip 85

WHO/MNC/82.2 Appendix III Rev. 1 page 110

53. Was there any evidence (e.g. history, prior to this admission or during this

1 [] YES, COMPLETE FO~~ 04

2 [] NO

'[]JrOT RECORDED

physical, or laboratory) of an MI within 8 weeks hospital1zation?

Record 03 12

IDCODE 14 2'.1

54. Was there a spinal tap?

10 YES ---1 ••

20 0

55. What was the result of the spinal tap? (CHECK ONE)

10 CLEAR AND COLORLESS l s~gf~Y I I I I I I 20 BLOOD IN SPINAL TAP J--'" .... 3'""":3....1--+-~-+--...,. 3 0 "GROSSLY BLOODY" -

32

56. Were there other abnormal CSF findings? 10 YES ,specify ____________________ _

38 20 NO

3 0 NOT RECORDED

57. Was there cerebral angiography?

39

10 YES __ .....

20 NO

ATTACH COPIES OF CEREBRAL ANGIOGRAPHIES

58. Did it precede the neurological deficit?

40

10 YES--+

20 0

59.

41

By how many hours did the angiography precede the event? (CHECK ONE)

1 0 Less than 24 hours

2 0 Less than 48 hours

3 0 Less than 72 hours

4 0 72 hours or more

60. Was there cardiac angiography?

42 10 YES ---1 ...

20 NO 61.

43

ATTACH COPIES OF CARDIAC ANGIOGRAPHIES

Did it precede the neurological deficit?

10 YES --JI-2[] 0

62. By how many hours did the angiography precede the event? (CHECK ONE)

1 0 Less than 24 hours

2 0 Less than 48 hours

3 [] Less than 72 hours

4 [] 72 hours or more

63. l-las there a radionuclide brain scan?

1 0 YES __ -I •• ATTACH COPIES OF TEST REPORTS

2 [] NO

WHo/MNC/82~2

Appendix III ReY1 1 page 111

64. Was a Computerized Axial Tomography (CAT) Scan of the head completed during this hospitalization?

1 0 YES~ L ONO 3 0 NOT RECORDED ~ END OF QUESTIONNAIR~

ATTACH COPIES OF CAT SCANS

65. How many CAT Scans were completed during this hospitalization? OJ .. 7

66. Was the first CAT Scan within 6 weeks after the event or after admission, whichever is later?

49 10 YES 20NO 3 0 NOT RECORDED

67. If the patient died in hospital, was the first CAT Scan within 6 weeks before death?

50 1 0 YES 2 0 NO 3 0 PATIENT 4 0 NOT RECORDED NOT DEAD

68. What was the date of the first CAT Scan?

69. What was the date of the last CAT SCAN?

70. What did the CAT scan reports indicate?

**

**

**

A. FIRST CAT SCAN

First CAT Scan completed after symptom onset this admission

Report indicated definite or probable cerebral infarction or hemorrhage without other pathology

Report indicated possible or equivocal cerebral infarction or hemorrhage only 57

Report indicated presence of brain tumor

Report indicated presence of subdural hematoma.

Refort indicated presence of subarach-no d hemorrhage.

Report indicated presence intracranial disease

of other

Re~ort indicated study was within nor-ma limits

Report cannot be classified above by abstractor

a's one of

20

3D 40 50 60 70

aD

B. LAST CAT SCAN

Last CAT SCAN completed after symptom onset this admission

** IF YOUR ANSWER WILL INCLUDE THIS RESPONSE SEEK MD HELP IN COMPLETING Q. 70A OR 70B.

71. Re~fie¥~~:by I I I I 65 68 85

skip

WHO/MNC/82.2 Appendix III Rev. 1 page 112

1. lD LABEL

STROKE HOSPITAL ABSTRACT

FORM 06

Reco'f'd C I

IDCODE )1, 2

I' II CVA HOSPITAL ABSTRACT ~

I~ II STROKE ,I II , FORH 06

j

" Q.l. Study I.D. Number Attach study I.D. number label to cover sheet of Form 06.

WHO/MNC/82.2 Appendix III Rev. 1 page 113

2. Give a brief narrative qescription of the acute event that led to admission or occurred during this hospitalization. (Include time sequence and course of symptoms.)

(ATTACH COpy OF DISCHARGE/DEATH SUHMARY REPORT IF AVAILABLE)

PRE-ADMISSION HISTORY

, 3. Is there a history of a previous stroke?-

6.

7.

lUYES_ 4.

2 UNO

H10UW Ilong before admission was the last stroke? (CHECK ONE ONLY) l Less than 3 weeks

3 LJ N~CORDED 2 I_I 6 weeks or less I

Is there a

1 U YES

Is there a

1 LJ YES

More than 6 weeks 3U 41_1 NR

5. Was the patient hospitalized for this last stroke?

1 I_I YES 21_1 NO 3 I_I NOT RECORDED

history of previous hypertension?

2 UNO 3 I_I NOT RECORDED

history of a previous TIA?

21_1 NO 31_1 NOT RECORDED

WHO/MNC/82.2 Appendix III Rev. 1 page 114

8. Has this an elective admission?

1 LJ YES_

2 LJ NO

3 LJ NOT RECORDED

Q.2. Narrative

9. What was

a. 1 I_I b. 1 I_I c. 1U d. 1U

e. lU

f. 1 U

the reason for this admission? (CHECK ALL THAT APPLY)

Transfer from another hospital

Cardiac angiography

Cerebrovascular angiography

Cerebrovasculd r sur~ery

Other neurological problem

Other non-neurological problem

The purpose of the narrative is to describe the specific circumstances surrounding the event that precipitated the patient's admission to the hospital. Using direct quotes from the hospital chart whenever possible, this description must include:

1. Speed of onset of the neurological deficit. 2. Time and date of onset. 3. Duration of the deficit 4. Any non-stroke cause for the deficit.

In addition, if you feel your responses to any of these questions misses an important aspect of the case, add this to the narrative. If the physician's discharge summary covers all of the above, it is still necessary to include items 1-4 above and attach copy of discharge death summary to form 06. If conflicting information is recorded in two or more of the sources, choose the information from the source according to the order listed below.

1-2. 3. 4. 5. 6.

Resident/Intern Attending Physician Neurology Consultant ER Physician Nurse Other (List medical

(If unable to determine titles _ among names given, ask Medical' Records for assistance.)

students under "Other".)

Focus on the speed of onset of the first "acute episode" of a neurological deficit to the hospital admission. Mention the neurological symptoms of weakness, clumsiness, paralysis, dimming or blurring of vision, slurred speech, dizziness, seizures, state of consciousness, but do not elaborate on these latter symptoms. Pertinent past historical information on physician's findings, tests, etc. prior to admission may be-noted briefly. If there are several acute events, be sure to record information for each event.

EXAMPLE:

Case History The patient is 60 years old with a history of hypertension 'and cardiac rhythm disturbances. He has had atrial fibrillation in the past but not in recent weeks. There is some mention second-hand information of a possible visual dimming although this was not clearly defined for today. The history is that of severe hypertension in addition to his cardiac

\'

'I

~'HO/:MNC/ 82.2 Appendix III Rev. 1 page 115

rhythm disturbances, but no history of prior CVAs. Yesterday he was found in the home with left-sided weakness and admitted in this state. It was not certain how long the patient was lying on the floor of his home. He had been well the evening before. It may hav-e been hours or very sud­denly.

An appropriate summary of the central points of our example case would include:

1. Speed: "He had been well the evening before." "Yesterday (11/7/80) he was found in the home with left-sided weakness and admitted in this state ...

2. Time and date of onset: Sometime during night or morning before admission. "It may have been hours or very suddenly." Definitely less than 24 hours before admission (11/7/80).

3. Duration of deficit: Discharge summary (12/23/80) states "No real improvement in his neurological status". Essentially unchanged after 44 days of hospitalization.

4. Any non-stroke cause for the deficit: "He has had atrial fibrillation in the past but not in recent weeks."

Q.3-l8 Pre-Admission History This information may be found in the history of the resident or intern, if any, the attending physician, the neurology consultant, the ER physician, nursing notes, medical students, in that order. "History" refers to information from the patient and his family.

SY~WTOMS ARE COMPLAINTS EXPRESSED BY THE PATIENT OR RELAYED BY PATIENT'S FAMILY/FRIENDS. SIGNS ARE PHYSICAL FINDINGS THAT C&~ BE OBSERVED BY A SECOND PARTY.

Q.3. Is there a history of previous stroke? This refers to events preceding the present acute illness and hospitaliza­tion. Synonyms for "stroke" may include some of the following: Intracranial hemorrhage, cerebral thrombosis, cerebral artery occlusion, cerebral infarction, apoplexy, cerebrovascular accident, cerebral seizure. intracerebral hemorrhage. rupture of blood vessel in brain. Answer "Yes" if one or more of the sources listed above makes explicit mention of pre­vious "stroke" (or synonym). Answer "No" if absence of stroke is expli­citly mentioned. Otherwise, answer "NR". This information is needed to distinguish first events from recurrent events in subsequent data analy­sis. If answer to Q. 6 is "Yes", answer Q. 7 and Q. 8. If answer is "No" or "NR" go to Q.9.

Q.4-5 How long before admission was the last stroke? If the phrase "old stroke" appears, but no specific date is given in the chart, check "More than 6 weeks". This information is needed to distinguish a new from a recurrent stroke. Check the lowest number possible.

Q.7. Is there a history of a previous TIA? (Transient ischemic attack) Synonyms for "TIA" may include: acute cerebrovascular insufficiency. spasm of cerebral arteries. insufficiency of basilar. carotid, or ver­tebral arteries.

WRO/MNC/82.2 Appendix III Rev. 1 page 116

10.

Q.8. Was this an elective admission? An elective admission is defined here as one that is scheduled in advance at the convenience of physician and patient, rather than an admission brought on urgently by the patient's acute symptoms. Generally, a non-elective admission will be through the ER or directly from a doctor's office. A transfer from another hospital is arbitrarily defined as elec­tive regardless of the circumstances. (In this case, mark 9a.)

Q.9. What was the reason for the admission? "Cardiac angiography" includes coronary arteriography and ventricu­lography. "Cerebrovascular angiography" includes the carotid arteries.

Here there new (within 6 weeks or s.ince previous hospi tal dlscharge--whichl!ver is short.;. subjective neurological symptoms that led to this hospital admission or that occurred during this hospitalization? If the patient has been transferred from another acute car' hospi tal, answer "NO", unless new symptoms developed during this admission.

1 LJ YES_ 11.

Z LJ NO

3 LJ NOT 12.

RE RDED

13.

Was the onset of new symptoms during this admission?

11_1 YES 21_1 NO

What were the patient's new symptoms? (CHECK ALL THAT APPLY)

a. 11_1 Weakness or clumsiness of. face and/or limb(s) on one side of

b. 11_1 Difficulty speaking or understanding speech

c. 11_1 Visual disturbances

d. 11_1 Dizziness, uns teadiness of gait

e. 11_1 Seizures

f- lU Prolonged unconsciousness (coma)

g. 11_1 Altered state of consciousness

h 1U Brief unconsciousness (syncope or fainting)

i. 11_1 Other, (Spec1.fy)

When did the above new symptom s begin?

A. Date: W I jY1 B.

Estimated W W 24 Time: : clo

1 1_' NOT RECORDED 1 '_I NOT RECORDED

Q. to. h'crc there new (within 6 weej(s or ::;inCl! pr!:!vious hospital discharge, whichever is shorter.) subjective neuro1ogi.cal symptoms that led to this hospital admission or that occurred during this hospitalization? nlis refers to subjective symptoms described by· the patient, or obser­vations made by the family or a friend, if the patient was unable to talk. A transfer from another hospital is considered a discharge and read-

."" mission. Thus, any symptoms occurring before discharge from prior hospi­talization would not be considered "new". For example, if a patient is transferred after admission to another hospital, answer "No" unless new symptoms developed during this admission.

Q.ll-13. These questions refer only to new symptoms as defined in Q.lO instruc­tions.

WHO/MNC/82,2 Appendix III Rev. 1 page 117

Q.12. What were ~he patient's new symptoms?

Q.13 •

Check all boxes that apply to new patient symptoms prior to hospitaliza­tion (or first hospital physician's examination if in-hospital onset). a. Weakness (unable to grasp firmly and hold onto items or walk as

usual.) Clumsiness of face (drooping of mouth, eyelids, etc.) b. Difficulty speaking (slurred or hesitant speech not normal to patient.) c. Visual disturbance (blurred, double, loss of vision. Seeing objects,

lights or other phenomena. Hallucinating.) d. Dizziness (vertigo, lightheadedness. Room spinning possibly resulting

in unsteady walk.) e. Seizures (fit, or epileptic attack, uncontrollable ~ovements of body,

extremities with loss of consciou~ness.) f. Prolonged unconsciousness (coma, any condition in .... hich the patient

cannot be aroused for more than approximately 5 minutes.) g. Altered state of consciousness (disoriented to person, time or

place. May include changes in personality.) h. Brief unconsciousness (syncope, fainting, a period generally limited

to less than 5 minutes.)

A. When did the above new symptoms begin? Fill in boxes with month, day, and year. Treat month, day,. year as separate items. E.g., fill in year even if month and day not given. If there are multiple new symptoms, indicate the beginning of the first of the new symptoms.

t II I j II " jl 9 I 911 I 9 j 911 I 9 ! 911 jl II II j , II

9 I 9 II I 7 , 8 II

B. What was the estimated time the symptoms began? Fill in boxes with estimated time, using the 24-hour clock. If you are unable to estimate the time, fill in the boxes with 9's as shown above.

For patients 111105e neurological event began outside the hospital, indicat,,! the duration frO!" onset of new neurological symptoms to the hospital admissi

For patients whose event occurred in the hospital, indicate the time from onset to first physician examinatIon. :

14. Can you CLASSIFY the duration from onset of new neurological sympto'"1\S according to the categories listed in QuestIon 15?

16.

11_1 YES __

21_' NO

15. What was the length of the duration? (CHECK ONE)

1 1 __ 1 Less than 24 hours

2 1 __ 1 Less than 48 hours

3 1 __ 1 Less than 72 hours

4 Less than 6 weeks

51 __ 1 6 weeks or more

~ GO TO Q. 19

~ GO TO Q. 16

Does the chart contain ANY information indicatIng the rate of deveJ.(lp~1 of new neurological symptoms?

11_1 YES

21_1 NO

17. 'fuat was the rate of development?

1 1 __ 1 Rapid (probably less than 48 hours)

t Not rapid (probably more than 48 hours)

18. Speci fy wording used to indica te time.

WHO/MNC/82.2 Appendix III Rev. I

page 118

Q.14-l8. The purpose of these questions is to determine how rapidly the symptoms developed. Interval from onset of neurological symptoms to hospital admission (or to first physician examination if onset in hospital) is what we are looking for here. Since this interval is rarely given exactly in a chart, we are looking for the closest estimation possible.

Q.14. Can you classify the time from onset to hospital admission (or peak severity if in hospital) of neurological symptoms according to the cate­gories listed in Q.l5? If answer is "Yes" check appropriate box. If answer is "No", go to Q.16.

Q.15. What was the length of the duration (time from onset to admission)? Check appropriate box using the lowest number possible. Go to Q.19.

EXAMPLE (Symptoms):

History states: The patient is 60 years old with a history of hyperten­sion and cardiac rhythQ disturban~es. He has had atrial fibrillation in the past but not in recent weeks. There is some mention second-hand information of a possible visual dimming although this was not clearly defined for today. The history is that of severe hypertension in addition to his cardiac rhythm disturbances, but no history of prior CVAs. Yesterday he was found in the home with left-sided weakness and admitted in this state. It was not certain how long the patient was lying on the floor of his home. He had been well the evening before. It may have been hours or very suddenly.

Answers to Q. 10-15: 10. 11. 12. DA. UB. 14. 15.

Yes No Check a. and c. NOT RECORDED NOT RECORDED Yes "Less than 24 hours"

Q.16. Does the chart contain ANY information indicating the duration (time of onset to admission) of the neurological symptoms? If you are unable to classify the length of time into one of the time frames given in Q.15, you might be able to pick out clues from the chart which tell you, in general terms, whether the time from peak to onset was rapid (probably less than 48 hours) or ~.ot (probably more than 48 hours). If answer to Q.16. is "Yes" answer Q. and 18. If answer is "No" go to Q.19.

Q.18. Specify wording used to indicate time. Write down the exact words from the chart leading you to believe the symp­toms were of rapid or not rapid onset.

PHYSICIAN'S EXAH FINDINGS

w'HO/MNC/82.2 Appendix III Rev. 1 page 119

19. Did a physician document a nC\<I localizing neurological deficit? (wi thin 6 \~eeks or since previous hospi tal discharge, whichever is shorter) or did a CAT SCfu~ indicate definite or probable cerebral infarction or OelDorrhage wi thout other pathology?

1 LJ YES 2 I_I NO 3 I_I NR L~ __________________ _ GO TO PAGE 7 Q. 43

HISTORY OF FbOINGS DURING HOSPITALIZATIO::

20. Can you CLASSIFY the length of time from symptom onset to physician exam in hospital according to the categories listed in Question 2l?

1 LJ YES

2 LJ NO

21. What was the length of

1 I_I Less than 72 hours

2 U Less than 3 weeks

31_1 Less than 6 weeks

41_1 6 weeks or more

time from symptom onset?

GO TO Q. 25

22. Does the chart contain any information indicating the length of 'time from symptom onse t to physician exam?

1 LJ YES 23. What was the length of time from symptom onset?

1 I_I Probably less than 6 weeks

2 LJ NO 2 I_I Probably 6 weeks or more

24. Specify wording used to indicate leng th of

25. \fuat was the conclusion from the pupil examination? (abnormal or "unresponsive to light") (CHECK ONE)

1 L-l Both normal

2 L-l One abnormal (anisocoria)

3 L-l Both abnormal

4 L-l Physician not sure/cannot determine

5 L-l NOT EXAMINED (NR)

time

"constricted" or "dilate

26. '.'hat was the conclusion fro:l the Plantar (Babinski) r~flex examination? (Abnormal = "positive", "up-going toe", "extensor", or "present") (CHECK ONE)

1 L-l Normal both sidcs

2 L-l Abnormal one side

3 LJ Abnormal both sides

4 LJ "Equi vocal" one or both sides

5 LJ NOT E~~I~ED (NR)

WHO/MNC/82.2 Appendix III Rev. 1 page 120

Q.19-42.These questions pertain to PHYSICIAN'S EXAM FINDINGS (not patient or family complaints) at the first physical examination performed in hospi­tal after onset.

Q.19. Did a physician document a new (within 6 weeks or since previous hospital discharge--whichever is shorter) localizing neurological deficit? Obtain information froQ the first in-hospital physician's examination following onset, using the hierarchy on p.1. If the onset of the neuro­logical deficit occurred after admission, Q.19-42 should apply to the first examination after onset of symptoms.

This question deals with objective signs or findings observed by a physi­cian.

An example of SIGNS: (The signs are underlined with referent questions numbers in parentheses.)

The patient since admission has been stable with left-sided hemiplegia (Q.28 a,c,e).

He was agitated last night and received Mellaril and he is quite lethargic this morning. (Q.27-3)t

He has had blood pressure jumps up to 206/112 over the evening. Heparin has been started after I discussed the case with the resident on call who examined the patient.

The patient this morning on examination is lethargic,(Q.27-3) presumably from the effects of Hellaril as well as the stroke. He has conjugate eye deviation (Q.2ge) towards the right although there is an occasional ~­sion of the left eye independently (Q.2ge) toward the left side. Pupils are reactive at 3mm (Q.25-1). The discs are seen on t~e left side and show no abnormalities. He has a left facial weakness (Q.28e). He does speak in sentences (Q.29a) and thinks he is in a foundry (Q.27-3) and is not oriented to the proper hospital. He obeys some simple commands. He does not move the left arm or leg (Q.28 a,c), but has poor insight into the reason for being in the hospital. The left Babinski sign is present (Q.26-2). He has visual field loss on the left (Q.29d) as judged from his eyes watching a flashing light. He ignores it in the left hemi field (Q. 29). No bruits are heard in the carotid vessels. His heart rate now is regular sinus rhythm. No murmurs are heard in the heart.

Answers to Q. 19-29:

19. Yes 20. Yes 21. "Less than 72 hours .. 25. "Both normal" 26. "Abnormal one side"

27. \yhat was the patient's level of consciousness? (CHECK ONE)

1 L-J Comatose (unresponsive to pain, voice, or other stimuli)

2 LJ Unconscious but responsive to pain or other noxious stimuli

3 LJ Conscious, but with abnormality of consciousness or orientation

4 LJ Normal, conscious and oriented

5 U NOT RECORDED

WHO/~C/82.2 Appendix III Rev, 1 page 121

28. l-lhat were the motor function findings? Each item refers to the body region indicated 0

any parts thereof.

29.

AFFECTED, BUT TOTALLY NOT UNAFFECTED CAN BE MOVED

(NORK<\L) BY PATIENT PAR.U YZED RECORDED

a. Left Arm 1 LJ 21_1 31_1 41_1

b. Right Arm 1 LJ 21_1 31_1 41_1

c. Left Leg 1 LJ 21_1 31_1 41_1

d. Right Leg 1 LJ 21_1 31_1 41_1

e. Left Face lU 2U 3U 4U

f. Right Face 1 LJ 21_1 31_1 4U

Did the pa tient have any of the following neurological deficits? (SEE Mk~UAL FOR DEyr 'I:

a.

b.

c.

d.

e.

YES NO NOT RECORDED

Aphasia 1 LJ 21_1 31_' Apraxia 1 LJ 21_1 31_1

Dysarthria 1 LJ 21_1 31_1

Visual field defects 1 LJ 21_1 31_1 Other lU _21_' 31_1

specify:

:l7. "Conscious but with ahuonualit.· or consciousness ..

28. a.3. b.l. c.3. d.l. e.2. f.1.

29. a. No. b. NOT c. NOr d. Yes e. Yes

RECORDED RECORDED

Specify: Not oriented to place. Poor insight into reason for being in hospital. Also, conjugate eye deviation with excur­sion of left eye independently.

Q.20-24. The purpose of these questions is to determine how long the subjective symptoms of a neurologic deficit were present prior to the first physi­cian examination.

Q.22-23. Does the chart contain any general information indicating the length of time from symptom onset to physiCian exam? If you cannot answer Q.2l with the information provided in the chart, you might be able to pick out clues from the chart which indica-te whether the onset of symptoms was RECENT (Probably less than 6 weeks) or OLD (probably more than 6 weeks).

WHO/MNC/82.2 Appendix III Rev. 1 page 122

q.24. Specify wording used to indicate length of time. Wrice down exact words used in the chart that led you to the assumption ~ither trlat symptoms we.re "probably less than six weeks" or "probably more than six weeks".

Q.2:S-34. Babinski reflex (Abnormal = "positive", "up-going toe", "extensor", or "present". Pupil examination (Abnormal = "constrict'ed" or "dilated" or "unresponsive to light".

Q.Z7. What was the patient's level of consciousness? 1. Comatose (unresponsive to pain, voice or any stimuli) 2. Unconscious but responsive to pain or other noxious stimuli 3. Conscious, but with abnormality of consciousness or orientation.

This might be disorientation to person, place, or time; lethargy; or somnolence.

4. Normal, conscious and oriented to person, time and place.

If insufficient information is present to distinguish between comatose 'I' and unconscious '2', and the patient clearly has more than a minor disturbance of consciousness, check '2', Do not check 'NR',

EXAMPLE: A man is found unconscious and admitted to the hospital. He is described as not responding to voice, but his response to other stimuli is not noted. Thus, it is not possible to distinguish between coma '1' and unconscious '2', but is clearly not conscious '3' or '4'. So, the proper response is 'Z'. Unconscious, but responsive to pain or other noxious stimuli.

Q.2S. What were the motor function findings'! For comatose patients check "Totally paralyzed" (3).

Motor function is ability to move muscles. If "Paresis" is used, check '2', "Affected. but can be moved by patient". If "Plegia" is used, check '3', "Totally paralyzed".

Q.29 Did fhe patient have any of the following neurol02ical deficits?

30. Was the patient's temperature recorded on this ad~ission?

I LJ YES

2 U NO

What was this first temperature recorded in the hospital after onset of symptoms? '.

l I I I 1 __ 1 1 I_I 0 F . (Indicate farenheit or centigrade)

zl_lo C

3Z. How was this temperature obtained?

1 I I Oral 2 I I Rectal 3 Ll Axillary 4 I_I NR

33 •. Has the blood pressure recorded on this admission (ER!I..TARD!ICU)?

1 LJ YES ______ _

2 LJ NO

34. What was the first blood pressure reading recorded in the hospital after onset of symptoms?

35.

WHO/MNC/82,2 Appendix III Rev .. 1 page 123

Can you CLASSIFY the duration of new objective findings of localizing neurological defic according to the categories listed in Question 36?

1 LJ YES _____ _

2 LJ NO

~------------------------------------36. What was the duration of the objective deficit from

first physician documentation until last? (CHECK ONE)

1 LJ ~ess than 1 hour

2 1 __ 1 Less than 24 hours

3 1 __ 1 Less than 48 hours

4 1 __ 1 Less than 72 hours

5 I_I 72 hours or more

GO TO Q. 37

37. Does the chart contain any information indicating duration of deficit or coma?

1 LJ YES _____ _ 38. What was the duration?

2 UNO I Ll Transient (pronably 24 hours or less)

2 LJ Prolonged (probably more than 24 hours)

39. Specify wording used to indicate duration.

40. Was the patient discharged alive ----------------------I LJ YES ____ ~ __ _ co TO QUESTION 43

2 LJro

41. Did death occur within 6 weeks of first documentation of deficit?

1 LJ YES _____ _

2 LJ NO 42. What was the duration ;rom first p'~)sician

docur.l~ntation to death. (CHECK O,.,~

IU Less than 24 hours

21_1 Less than 48 hours

3U Less than 72 hours

4U 72 hours or lllore

5U Unknown

Visual field defects involve the inability to perceive an object which would be visible if visual fields were normal.

(See Neurology Terms sheet for definitions for a. - c.)

Q.30-34. Record first temperature and blood pressure taken during this admission following onset of symptoms. Assume oral temperature if not designated otherwise.

Q.35. Can you CLASSIFY the duration of new objective findings of localizing neurological deficits according to the categories listed in Q.37? The purpose of this question is to determine, as accurately as possible, the duration of the deficit. Precise durations usually will not be pre­sent but we need your best estimate.

WHO/MNC/82.2 Appendix III Rev. 1 page 124

Q,38. What was the duration? If the chart does not supply information adequate to select one of the time frames given in Q.36, you might be able to determine, if the duration was TRANSIENT or PROLONGED. TRANSIENT is defined as 'probably 24 hours or less' PROLONGED is defined as 'probably more than 24 hours'.

Q.39. Specify wording used to indicate duration. Write down the exact words used ip the chart that led you to the assump­tiun that the duration was TRANSIENT or PROLONGED.

Q.40. If patient was alive at discharge, go to Q.43.

Q<41 Did death occur within 6 weeks of first documentation of deficit? If the patient died in the hospital, did death occur within 6 weeks of first objective physician documentation of deficit? This question only applies if the patient died in the hospital.

WHO/MNC/82,2 Appendix III Rev. 1 page 125

HISTORY OR FINDINGS DURING HOSPITALIZATION

43.

44.

45.

46.

47.

A. {"as there:

Atrial fibrillation or flutter

Mitral stenosis?

Intracardiac thrombous or intra­cardiac tumor (myxoma)

Sys temic emboli

1 U YES

2 LJ NO

3 LJ :-;R

1 U YES

2 UNO

3 U NR

1 YES

2 U NO

3 U NR

1 U YES

2 UNO

3 U NR

2 LJ NO

3 LJ NR

48. Subdural hematoma 1 U YES

2 UNO

3 LJ NR

49.

50.

Subarachnoid heraorrhage

Severe metabolic disorder

(SEE MANUAL FOR OF DISORDERS)

1 U YES

2 LJ NO

3 LJ NR

1 U YES

. 2 L 1 1\0 LIST -

3 U NR

51. Trauma, seizure dis- 1 U YES order, hypercoagulable state or 2 U NO

52.

hemorrhagic condition L 3 J NR

Another disease process, event, or peripheral lesion which might cause a focal neurological defIcit

1 U YES

2 U :\0

3 U ~R

B. Was it present

during thIs admission?

1 I_I YES

21_1 NO

31_1 NR

1 I_I YES

21_1 NO

3 _I I NR

11_1 YES

21_1 NO

3 U NR

11_1 YES

21_1 NO

3 NR

1 I I YF.!,; - '_I ......... ~

21_1 NO

31_1 NR

C. Specify condition and/or

how it was documented

11_1 YES

21_1 NO

31_1 NR

-------------------,

11_1 YES

2 UNO

31_1 NR

11_1 YES

21_' NO

31_1 NR

11_1 YES

21_1 NO

31_1 NR

11_1 YES

21_1 NO

3' I NR

WHO/MNC/82.2 Appendix III Rev. 1 page 126

Q.43-53. Pertain to HISTORY OR FINDINGS DURING HOSPITALIZATION. These questions attempt to detect non-cerebral thrombosis and hemorhage causes of neurological deficits. Whenever the question "Was it pre­sent during this admission?" is asked, check appropriate box and go on to next appropriate questions. For the questions "How was it documented?" record specific information from chart indicating presence of the condition during the current admission. EXAHPLES: ECG report said "atrial fibrillation". (Q.43.C.) MD says "murmur of mitral stenosis on physical exam". (Q.44.C.)

If not mentioned in physical exam by physician, check "N:R". Q.46. Were there systemic emboli?

Systemic emboli are emboli to the systemic arterial circulation, i.e., limbs, brain, kidney; they are to be distinguished from pulmonary emboli, which go to pulmonary circulation i.e., lungs only. So a renal embolus, or a femoral artery embolus is a systemic embolus. The origin of systemic emboli may be the heart. If a "paradoxical embolus" (a systemic embolus arising "paradoxically" from the ~ystemic veins and travelling through a septal defect in the heart) is noted in the chart, check Q.46 "Yes".

Q.47. Was there a brain tumor? Synonyms include neoplasm of brain, glioma, meningioma, pituitary ade­noma, metastasis to brain.

Q.48. Was there a subdural hematoma: A synonym would be a subdural hemorrhage. Note: Extradural or epidut'al hemorrhage should be indicated in Question 51. These are usually acute and associated with trauma.

Q.49. Was there a subarachnoid hemorrhage? Synonyms include meningeal hemorrhage, ruptured berry aneurysm, ruptured (congenital) cerebral aneurysm.

Q .50. Was there a severe metabolic disorder? '(SEE Mk'mAL FOR LIST OF DISORDERS). Check "Yes" only if disorder was severe enough to cause altered consciousness, unconsciousness or coma. Examples of a severe disorder would include diabetes (with hyperglycemia, hypoglycemia, or abnormal blood sugar), renal failure, septicemia, hypocalcemia, hypercalcemia, hypomagnesemia, hypokalemia, or hypothyroidism. Metabolic disorder.s resembling strokes with coma could include acute drug intoxications or overdoses with barbituates, tranquilizers, pain killers, narcotics, etc., prolonged hyperglycemia in a diabetic on insulin, terminal kidney failure, etc.

53.

WHO/!1NC/82.2 Appendix III Rev, I page 127

Q.51. Was there trauma, seizure disorder, hypercoagulable state, or hemmorhagic disorder?

of trauma include disc disease, carpal tunnel syndrome, compart­ment syndrome, lumbar strain, or blunt trauma to the head, spinal column. Hypercoagulable states would include promyelocytic leukemia or other blood conditions specifically termed hypercoagulable by a physician. Hemorrhagic conditions could include therapeutic overdose of anticoagulant drugs such as heparin, coumadin, warfarin, antiplatelet drugs; blood diseases leading to defects in blood clotting such as thrombocytopenia, leukemia, aplastic anemia; liver disease, Vitamin K deficiency and anti-­coagulation therapy. Hemorrhagic conditions may also be side effects of the use of anticancer drugs which destroy the bone marroW'. You may also see the term "hemorrhagic diathesis" which means a tendency to bleed. Examples of seizure disorders would be epilepsy or myoclonus, tonic-clonic seizures, petit mal or grand mal seizures. Toxin exposures including fumes, chemicals, or poisonous plants would also fit this category. Any co-eXisting chronic life-threatening condition that the patient may have should be listed if a stroke occurs in this setting.

Q.52. Was there a disease process, event or peripheral lesion present which might cause a focal neurological deficit? Examples of a diseas~ process are sarCOidosis, vasculitis, Parkinsonism, hemiballismus,' rheumatic fever, meningitis, encephalitis, Guillain-Barre syndrome, multiple sclerosis, amyotrophic lateral sclerosis, polyarteritis nodosa. Examples of peripheral neuropathy include Bell's Palsy, Erb's Palsy, ulnar palsy, fractures, injury or tumor affecting the peripheral nl.::r-...ous system.

\~as there any evidence (e.g. history, physical, or laboratory) of an HI within 8 wee:ts prior to this admission or during this hospitalization?

1 LJ YES, COHPLETE FORH 04

2 LJ NO

3 LJ rWT RECORDED

54. ~as there a spinal tap?

1 LJ YES

2 LJ NO

55. Hhat was the result of the spinal tap? (CHECK ONE)

1 CLEAR A.t~D COLORLESS ~SPECIFY I I I I I 2 U BLOOD IN

REC'S SPINAL TAP

31_1 "GROSSLY BLOODY"

56. Were there other abnormal CSF findings?

lU YES ,specify

21.J NO

3 U NOT RECORDED

WHO/MNC/82.2 Appendix III Rev. 1 page 128

57. Was there cerebral angiography?

~--------------------------------~ 1 LJ YESc __ _ ATTACH COPIES OF CEREBRAL ANGIOGRAPHI~S

2 LJ NO 58. Did it precede the neurological deficit? ~

11 __ 1 YES 59. By hOI" many hours did the angiography precede the event? (CHECK ONE)

21_1 NO

60. \las there cardiac angiography?

1 1 __ 1 Less than- 24 hours

2 1 __ 1 Less than 48 hours

3 1 __ 1 Less than 72 hours

4 1 __ 1 72 hours or more

1 LJ YES __ _

2 LJ NO

ATTACH COPIES OF CARDIAC ANGIOGRAPHIES

61. Did it precede the neurological deficit?

1 U YES_

2 UNO

63. Ilas there a rad lonuclide brai:! scan:

62.

1 U YES ___ ATTACH COPES OF TEST REPORTS

2 U NO

Q.54. Was there a spinal tap?

By hOI-; many hours did the angiography preced~ the event? (ClIECK ON~:)

1 U Less than 24 hours

2 U Less than 48 hours

3 I_I Less than 72 hours

4 I_I 72 hours or mor<'!

A synonym for "spinal tap" may be Lumbar Puncture (LP). Spinal tap results will usually be recorded in the progress notes, but in some hospi­tals may be on a separate sheet. Results of spinal fluid analYSis often appear in the laboratory sheets. If there is no indication of a spinal tap, check "No" or "NR" and go to Q.57.

Q.55. What was the result of the spinal tap? (CHECK ONE). This question deals with the finqings of the CSF (cerebral spinal fluid). Th~ purpose of this question is to obtain information about non-stroke conditions and about cerebral hemorrhage. If more than one tube of fluid was obtained, report findings of last tube. If more than one finding is reported, use the first one done. If more than 5 boxes are used, chec~ grossly bloody (Form 06, Q.55-3).

Normal cerebrospinal fluid (CSF) is clear and colorless with no RBe or P~lli and < 3 lymphocytes. If Q.54 is "Yes", answer Q.55. Xanthochromic means "yellowish in color." "Traumatic tap" results in blood from surrounding tissues contaminating the sample. Check "Other" and specify if these words were used.

'--

Q.57. Was there cerebral angiography?

WHO/MNC/82.2 ,Appendi)t III Rev. 1 page 129

Attach copies of reports. Synonyms for "cerebral angiography" may include the following: cerebral arteriogram, carotid angiogram/arteriogram, ver­tebral or basilar or posterior circulation angiogram/arteriogram, and four vessel study.

Q.60. Was there cardiac angiography? Attach copies of reports. Synonyms include arteriography or aortic arch, angiocardiography, coronary arteriography, pulmonary angiography.

Q.63. Was there a brain scan? Synonyms for "brain scan" that we may see include: Radionucleide brain scan, Technetium brain scan, Perfusion brain scan, Isotope brain scan, Isotope flow studies, and Nuclear flow studies. Attach copy of report.

04. ',hiS a Computerized Axial To;~ogr'lphy (CAr) S.::an or the head compl.ctea during this_ hospitalization?

1 LJ YES I 21_1 NO 3 U NOT RECO ROE D END OF QUESTIOUNAIRE

ATTACH COPIES OF CAT SC&~S

65. Ho\,> many CAT Scans \.ere completed during this hospitalization? w 66. l.fas the first CAT Scan within 6 weeks after the event or after admiSSion,

Whichever is later?

1 LJ YES 21_1 NO 3\_1 NOT RECORDED

67. If the patient died in hospital, was the first CAT Scan within 6 weeks before death?

1 LJ YES 2 UNO 3 \_1 fleF~~ID 4 1_1 NO~ RECORDED

WHO/MNC/82.2 Appendix III Rev. 1 page 130

68. '~hat was the date of the first CAT Scan?

69. ~~hat was the date of the 1a s t GAT SCA.N?

NONTH DAY YEAR

W/W/W

70. \~hat did the CAT scan reports indicate?

**

**

**

**

A. FIRST CAT SCAN B. LAST CAT SCAN

First CAT Scan completed after symptom onset this admission?

Last CAT SCAN com(,leted after symptom onset th~s admission

Report indicated definite or probable cerebral infarction or hemorrhage without other pathology

Report indicated possible or equivocal cerebral infarction or hemorrhage only

Report indicated presence of brain tumor.

Report indicated hematoma.

presence of subdural

Retort indicated presence of subarach-no d hemorrhage.

Repo rt indicated presence intracranial disease

of other

Rc10rt indicated study was within nor-ma limits.

Report cannot be classified as one of above by abstractor.

IF YOUR ANSHER iHLL I:-iCLUDE THIS RESPO;:S£

lU

2U 3U

4 LJ

5 LJ

6U

7 LJ

sU SEEK MD

21_1 31_1

41_1

51_1

61_1

71~

sU HELP I~ COMPLETl~G Q. 70A OR 70B.

71. Reviewed by L I I I HD 1U:,1:

Q.64. Was a Computerized Axial Tomography (CAT) Scan of the head completed during this hospitalization? EHI and ACTA are synonyms for CAT scan. If answer is "Yes", answer Q.65-70.B.· If answer is "NO" or "NR", END OF QUESTIONNAIRE.

Q.65. How many CAT Scans were completed during this hospitalization? Fill in the appropriate number. (99 - NR)

NOTE: Attach copies of CAT scans.

Q.70. What did the first CAT Scan completed after symptom onset during this admission indicate? (CHECK TO SEE THAT Q.20-39 ARE COHPLETED EVEN IF THERE WAS NO PHYSICIAN DOCmlENTATION OF A NEW LOCALIZING ~~UROLOGICAL DEFICIT.) The abstractor is to read the CAT Scan report(s) and assign one or more of the 8 categories listed. If you check starred response~ (boxes 2,6 or 8) seek M.D. assistance to complete Q.70.A/B. Possible synonyms for "cerebral infarction" are as follows: cerebral ischemic lesion, ischemic infarct, cerebral thrombosis, cerebral artery occlusion. Possible syno­nyms for "cerebral hemorrhage" are as follows: hemorrhage: basilar, bulbar, cerebellar, cerebral, cerebromeningeal, cortical, internal ca~­sule, intrapontine, pontine, subcortical, or ventr.icular hemorrhagt, rup­ture of blood vessel in brain.

NEUROLOGY TERMS

Acalculia: loss of ability to do math reckoning

WHQ/:MNC/82.2 Appendi~ III Rey~ 1 page 131

Adiadochokinesia: inability to perform rapidly alternating movements

Agraphia: inability to write

Alexia or Visual aphasia: loss of ability to understand written word

auditory - lack of comprehension of spoken word jargon or pharaphasia - words may be fluent but inappropriate amnesic - loss of memory of special words with hesitant and

fragmentary speed nominal aphasia (anomia, dysnomia) - loss of ability to name objects semantic aphasia - loss of meaning of words syntactic aphasia - loss of correct grammatical construction

Analgesia: loss of pain

Anisocoria: inequality of the diameter of pupils

Anopsia: disuse of vision (does not include blindness or weak ·sight)

Anosmia: loss of smell

Aphasia: inability to express oneself properly through speech or loss of verbal comprehension

Apraxia: Inability to perform certain movements without loss of motor power, sensation, or coordination

Astereognosis: loss of ability to recognize common objects.by touching and handling them with eyes closed

Ataxia: muscular incoordination, especially when voluntary muscular movements are attempted

!abinski reflex: on plantar stimulation large toe extends upwatd on invol ved side

Ballism: wild, flinging movements of limbs

Brui blowing sound over aneurysm or murmur

Bulbar palsy: involvement of brain stem

Choreiform movements: .quick, jerky. purposeless, unsustained involuntary movements jumping from 1 muscle group to another (gen. limbs and face) chorea-like

Choroid plexus: tuft of dilated vessels which project into ventricles; forms spinal fluid

spasm wi til rapidly alternating rigidity, relaxation

Conjugate movement: extraocular muscles participate in binocular move­ment with precise integration of movement of 2 eyes

cerebrospinal fluid

WHO/MNC/82.2 Appenciix III Rev. 1 page 132

Diplopia: double vision

Dizziness: sensation of unsteadiness with feeling of movement in head

Dysaphia: dullness of the sense of touch

Dysarthria: Difficult and defective speech due to impairment of the tongue or other muscles essential to speech

Dysesthesia: spontaneously occurring unpleasant cutaneous sensation (burn, tickle, etc.)

Dysphagia: difficulty in swallowing

Dysphonia: difficulty with phonation

Dysstasia: difficulty in standing

Dyssynergia: failure of muscular coordination

Dystaxia: partial ataxia

Dystonia: slow, long sustained twisting activity - gen. of trunk

EOH: extraocular musculature

Fasciculations: irregular, inconstant, isolated contractions of fiber bundles within a muscle

Flaccid: weak, lax, soft

Hemiparesis: involving half of body (weakness)

Hemiplegia: paralysis half side of body

Hoffman sign: finger reflex - contraction of thumb and/or fingers when distant phalanx of middle finger (hand prone and relaxed) forcibly flexed by examiner

Holme's sign: excessive flexion rebound after muscle extension pressure released

Homonomous hemianopsia: impairment of half field of vision on lesion side

Homonymous hemianopsia: impairment of half field of vision side opposite lesion

Hypalgesia: decreased pain, diminished sensitivity to pain

Hypesthesia: decreased tactile sensibility

Ipsilateral: situation on or pertaining to same side

LP: lumbar puncture

~~: moves all extremities

Meninges: membranes covering brain

dura - thick outer layer pia - innermost layer - wrapped around brain arachnoid - middle ~~~~rane - vasculAr l~ver

of each eye on

~lyoclonus: clonic spasm of muscle or group of muscles

WHO/MNC/82~2 Appendi~ III Rev, 1 page 133

Hyotonus: persistence of muscle contraction after stimulation has ceased

Neurological deficit: the absence of normal functioning of any nerve pathway, motor or sensory (Focal neurological deficit applies only if the deficit is one-sided and localized (confined to one side, one extremity, or one organ system)

Nystagmus: oscillating movements of the eye

Oriented oriented to person, time, place

Paraplegia: paralysis of legs and lower part of body - both in motion and sensation

Paresthesia: unpleasant cutaneous sensation result froo contact with object

Parosmia: any disease or perversion of the sense of smell

PERL: pupils equal, react to light

P}!&R: physical medicine and rehab

Proprioception: deep s~nsation

Ptosis: dropping of upper eyelid

Quadriplegia: paralysis of all four limbs

Reflexes: N normal reaction 1+ slightly hyperactive~ 2+ markedly increased unsustained clonus 3+ one that shows sustained clonus 1- reflex slightly decreased 2- reflex markedly decreased 3- = reflex absent except on reinforcement o = reflex cannot be obtained at all

Romberg sign: patient unable to stand with feet placed close together and eyes closed

Scotoma: a blind or partially blind area in visual field

Scotomata: optic nerve lesion producing impaired vision in one eye only

Snout reflex: mouth puckers when chin tapped

Spastic: muscles stiff, movements awkward (of the nature of or charac­terized by spasm)

Syncope: faint, swoon

Synergistic: working together

Tic doulouroux: trifacial neuralgia

Tinnitus: ringing sound in ear

WHO/MNC/82.2 Appendix III Rev. 1 page 134

Trapezii: shoulder muscles

Tremors: involuntary movements resulting in rhythmic movement of a joint

Triplegia: hemiplegia with paralysis of one limb on opposite side

Vertigo: abnormal sense of movement

Visual field: the area within which c~jects may be seen when the eye is fixed. See homonomous hemianopsia, synonym. Visual field cut.

FORM CODE 21 AUTOPSY REPORT ABSTRACT

WHO/MNC/82.2 Appendix III Rev. 1 page 135

1. Study I.D. Number: Attach label here.

2. Report Status: Check appropriate box.

3-8. Cerebral Disease:

o

Check appropriate box.

Q.3. Answer "yes" if the autopsy report states that there was a "recent" cerebral infarct or if it specifies 6 weeks or less prior to death. Answer "no" if the autopsy includes the head but does not specify a recent infarct. Answer "NR" if the head was not autopsied. HOWEVER, if the autopsy states that the infarct was caused by an embolism, Q.3 should be answered "no" and Q.6 "Yes".

Q.4. Answer "yes" if the autopsy states that there was a "recent" cerebral hemorrhage or if it specifies 6 weeks or less prior to death. Answer "no" if the autopsy includes the head, but does not specify a recent hemorrhage. Answer "NR" if the head was not autopsied.

Q.5. This includes "old" CI and CH or events specified to have occurred more than 6 weeks prior to death.

Q.6. Some of the items to be included under "Yes" are subarachnoid hemorrhage; atherosclerosis of cerebral arteries; atherosclerosis of pre-cerebral arteries, carotid arteries, or vertebral arteries; and cerebral infarct due to embolism as mentioned under Q.3,

Q.7. Self-explanatory.

Q.8. Examples are cerebral degeneration, atrophy, Alzheimer's disease, etc.

23. Operations and Procedures Codes . Fill in as listed on the face sheet or discharge summary.

See instructions for Form 02, Q.22.

24. Patient Status on Discharge Check appropriate box. If dead, attach autopsy report abstract (if

autopsy was performed) and answer Form 02, Q.25.

25. Did the patient die in the emergency room? Check the appropriate box.

WHO/MNC/82.2 Appendix III Rev. 1 page 136

FORB 03 DEATH CERTIFICATE ABSTRACT

TO BE ABSTRACTED BY NOSOLOGIST

la. Study I.D. Number Label: Attach label to form.

lb. Abstractor Personal Code Number: Fill in Abstracxor Personal Code Number.

2. Death Certificate 1.0. Number: Refer to top right-hand corner of death certificate. Fill in digits

from left to right, starting with first box on left, The first three digits of every number must be "122" OUnnesota State code). The fourth and fifth digits are for year. or death. The remaining six digits are the certificate identifier.

3. County of Death: See County Code List.

4. Date of Death: Record month, day and year of death •. Use "leading zeroes" if necessary.

Refer to top line of death certificate.

5. Time of Death: Refer to either 23a or 23b on death certificate. If this time is

marked as "found", fill in 9999. Time should be recorded according to the 24-hour clock. If the time given on the certificate is from the 12-hour clock, it should be converted to the 24-hour clock.

EXAt'1PLE: 01 00 0200

1 a.m. 2 a.m.

1200 1230

noon 12:30 p.m.

l300 2400

1: 00 p.m. midnight

6. Check appropriate box. Refer to 7d on death certificate for this information. Answer "Yes" if person was DOA at the hospital.

7-8. Primary/Secondary Causes of Death: Rccord the nosologist's red code numbers from the death certificate in

the appropriate boxes. The underlined code number is the primary cause of death to be recorded in boxes for Q.7. Secondary causes of .de.:lth are to be recorded in boxes for Q.8.

9. Check appropriate box.

10. Check appropriate box.

11. Check appropriate box. Refer to 21a. on death certificate.

12. Death Certified by: ,

A signature under 23c. on the death certificate is the physician. (Check box til). A si;;nature under 2Jd. is the r.1Cdical eX<lf!1iner or coroner. (Check box #2).

FORM 41

MI ABSTRACT FOR PHYSICIAN REVIEW OF CHEST X-RAYS

AND CORONARY ANGIOGRAPHY

WHO/MNC/82.2 Appendix III Rev. 1 page 137

NOTE: A Form 41 must be completed by a physician for any Form 04 having photo­copies of chest X-rays and/or coronary angiograms attached to it.

It is the abstractor's reponsibi1ity to attach the appropriate study label to Form 41 and forward Form 41 along with photocopies of chest X­rays and/or coronary angiograms to the appropriate LPH physician for completion. When Form 41 is completed, the abstractor is to forward Form 04, Form 41 and Form 40 as a complete set to data processing.

WHo/MNC/82.2 Appendix III Rev. 1 page 138

DEATH CERTIFICATE ABSTRACT

3.

4.

(ATTACH COpy OF DEATH CERTIFICATE)

2. ( I I I 1 I I I I I I I 30 DEATH CERTIFICATE ID NUMBER

Date of []]MONTH []]DAY []]YEAR Death: I I

.. 5

24 hour clock

1. ID LABEL

5.

S1

Death certified by:

1 0 Physician

2 0 Med ical Examiner

3D Coroner

4 0 NOT RECORDED

6. County of I 1 1 I Residence: ___ ~_

7. Where was the death certificate completed:

1 0 Minnesota

2 0 Another state

!r.. 3 0 Another country

4 0 NOT RECORDED

S6

S2

8. Where did the patient die:

10 Dead on Arrival

20 Hospital

3 0 Nursing Home

4 0 Other institution

50 Home

Reaord 01 12

IDCODE 1.. 29

-6DOther,specify ______________________ __

7 [] NOT RECORDED

9. Was an autopsy performed? 1 0 YES .. GO TO Q. 10

2 [] NO l FINISHED

3 0 NOT RECORDED J--+ 57

10. UNDERLYING CAUSE OF DEATH 11. SECONDARY CAUSES OF DEATH

011110 a.OI I I 1.0 63

b.OI I I 1.0 58

68

c.pIIIID 12. Were there more than three secondary causes of death listed?

78 1 [] YES 2 [] NO 3 [] NOT RECORDED IN CHART skip

79 110

--------------------------------------------------------------------------~ ~PH/MHHP-MORB 20(1-1) 1/82 Ver. 1

I. D. Nu..."'iber

OUT-DF-HOSPITAL DEATH PHYSICIAN INFORMATION FORM

WllO/MNC/82.2 Appendix III Rev. 1 page 139

. Case Source [::=J

... '*' ** '*'**** ......... +*** ****'* ****'*'***** * .......... **'*** ... ** ... + ... ** ... ****** ... * *************** ... **.****

DECEDENT 'S NA!1E ____________ -'-__ _ Da te of Birth

Date 0= Death Age

Add=ess . City

PHYSICIANS'S NAME Phone ---------------------------------------------~---------------------------------------------------

DATE OF FOR~ COMPLETION (mo/day/yr)

1. How long befo:::e death did yot: last see the decedent?

2. Did you witness the death?

No

Yes- If yes, what we:::e ~~e ci:::cumstances? Speci!ically, did the decedent have any SUInptomS p::: io::: to death a.l1d for ho ... · long/ (e.g. dyspnea, 30 n.inutesl

3. Did t.":Ie decedent have a..'1Y of the following?

APP ROY..IID.TE D~.TE OF DIAGNOSIS DIAGNOSIS NO YES .l-IONTH YEAR

Coronary Fieart disease 0 0 OJ OJ Myocardial infarctio:'l 0 0 OJ [I]

Anc;i.'1a pecto::: is 0 0 OJ OJ Othe::: cardiovascular disease 0 0 OJ OJ Specil.'y:

Hype:::-tension 0 0 OJ OJ Cereb:::ovascul a::: disease 0 0 IT] IIi Ce:::ebr ov as cul a:: accider:-:; 0 0 OJ IT]

LPH-~~~P (07/1/80) 10-1

WHO/MNC/82.2 Appendix III Rev. 1 page 140

I. D. Nu.cber

DIAGNOSIS

Tra."lsient ischemic attack

Diabetes mellitus

Cancer (specify site)

Chronic brcachitis cr emphysema

Cirrhosis a::: al cohol PFcblem

Mental .illness

Ot..~e= fatal 0::: serious co:'lditio:'l

NO

D 0 0

0

0 [J

0

APPROXIMATE DATE OF DIArnOSIS YES MONTH YEl-.R·

0 OJ OJ 0 CIJ OJ 0 OJ OJ

0 ITJ rn 0 IT] rn 0 IT] OJ 0 IT] [I]

-'. Was this patient being treatec fo:: an illness during the 30 days p:do:: to death?

No Yes -specify ____________________________________________________________ __

Unkno;..'n

s. Was this patient taki.l'lg' any medicatiCJ:'l.S du=inS the 30 days p::-ior to his/her d.eath?

No Yes Unknown

If yes, please check those which apply below:

Digital is Nit::-ogl ycer in

Diuretics Sedatives

LPE-Y..""_~P (07/1/80.) 10-2

Antihypertensives

Other I specify

FINAL INTERVIEH STATUS

1 § Completed Interview 2 Interview Refused 3 Not able to contact

MIDHEST HEART SURVEY FAHILY INTERVIEH INFORMATION

HORTAILITY SURVEILLANCE

ID LABEL

WHO/M;NC/82.2 Appendix III Rev. 1 page 141

DATE LETTER SENT TO INFO~~NT

INTERVIEW SCHEDULED FOR:

1 B IN PERSON 2 TELEPHONE

INTERVIEW CQ}lPLETED:

Time Interview begun:

CD OJ 24 hr. : clock

Time Interview ended:

OJ IT! 24 hr.

L clock

~----------------------------------------

CALL RECORD

DAY I INT'W ID/I

I

DATE TIHE COMMENTS I

I I

I I I

I

I ,

I

LPH/l1HHP-HORB 009 (1-12) 8/82 Ve r.. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 142

1. [ 11J 1J.,LJ NUR I I 2. NAHE OF DECEASED

ID LABEL

11111111111111011111111111111111 Title First Name HI LAST ~.!E

3. LAST KNOl-lN ADDRESS:

1 1 1 I 1 I 1 I 1 1 I 1 1 1 1 1 1 1 I 1 I I I 1·1 I I 1 1 I I Address

I I I I I I I I I I 1 II I I I I 1 1 I j I I I 1 I I I I I I City/State Zip Code

Month Day Year

4a. Date of Death OJ OJ [I] 4b. Time of Death CD : rn ; B ~~

s. NAME OF RESPONDENT

I I ! II 1 I I I I 1 1 I 101 I I 1 I I I 1 I I I I 1 I I I ,-Title First Name HI LAST ::\A}!E

6. ADDRESS:

I 1 I I I I I I I I I I 1 I I 1 I I I I I I I I 1 I 1 I I IJ Address

I I I I I I I 1 I I I I I I I I I I I II! I I I 1 I I 1 I I City/State Zip Code

rTTl rTTl r---r---11 I I~I I ~ ~onc ~umber 7. Relationship to deceased: 1 0 Spouse

20 Child

3 0 Other rda tive

40 Other, specify __ _

LPH/~HHP-MORB 009(2-12) 8/82 Ver. 1

Ffu~ILY INTERVIEW INFO~~TION

WHO/MNC/82.2 Appendix III Rev. 1 page 143

This is calling from the University of Hinnesota about the letter that you received from us concerning our heart disease and stroke study. We'd like to get some more information concerning the illness and death of This ~nvo1ves a 15 to 30 minute interview over the phone, now if you have time, or would nother time be better? Could you start by telling me if he/she had a long-term illness,

or was the death a very sudden event?

(THIS QUESTION WILL USUALLY START THE INFORMANT GIVI~G THE SERIES OF EVENTS. BE SURE TO GET DATES OF THE EVENTS k~D A TI~TABLE FOR THE DAY OF DEATH).

OTHER PROBES HIGHT INCLUDE: Could you tell me something about the changes in 's condition which led to his/her death? What occurred that indicated that something was seriously wrong?

NARRATIVE:

LPH/MHHP HORB 009(3-12) 8/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 144

NARRATIVE:

LPII/:-1HI!P-XORB 009 (3-12) 9/82 Ve r. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 145

[ DATE OF DEATH __________ _ TIME OF DEATH

~hank you very much. This information you've given me will be very helpful. Now I would likl o ask some specific questions. Some of them may cover information we've already touched on

out I have to make sure I have the exact information our researchers need.

8. l.;ras someone with when (he/she) died or was (he/she) found dead? -----1 Someone

present ---I~~

2 0 Fou d dead

3D DK

Go to Q.32

9. l.;rere you present when died?

iO.

10 Yes

20 NO

~

------~ go to question 14

----I .......

lfuo was the person who was present when ___ died?

Name

Address

I I I RELATIONSHIP TO DECEASED, e.g. sister, policeman, etc.

go to question 13

-_1. lfuo was the last person to see alive?

1 0 res pondent

-----20 other

~ 3D DK

Name

Address

I / I RELATIONSHIP TO DECEASED, e.g., sister, policeman, etc.

12. How long before was found dead did this person see him/h-e-r~?----

(CLASSIFY BY CHOOSING UPPER TI~ PERIOD IF R&~GE GIVEN)

1 tJ within 1 hour prior to being found dead (~ 1 hr.)

2 0 within 24 hours (~24 hrs.)

3 [J ~ore than 24 hours (>24 hrs.)

40 DK go to question 13

LPH/MHHP-MORB 009(4-12) 8/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 146

13. \.Jhen did you last see alive? (CLASSIFY BY CHOOSING UPPER TI~~ PERIOD IF RANGE GIVEN)

1 0 wi thin 1 hour prior to death/being found dead (5. 1 hr.)

2 [] wi thin 24 hours prior to death/being found dead (5. 24 hrs.)

3 tJ more than 24 hours prior to death/being found dead () 24 hrs.)

40 DK

14. \.Jas conscious and able to communicate at any time ••• (CLASSIFY BY CHOOSING UPPER TH~ PERIOD IF RANGE GIVEN)

10 within 1 hour prior to death (5. 1 hr.)

2 [] within 24 hours prior to death (s. 24 hrs.)

3 [] No, continuously unconscious for more than 24 hours prior to death () 24 hrs.)

4 [] DK

Next we would like to ask you about some specific conditions or symptoms that may or may not have experienced around the time of death. By a symptom we mean a feeling or occurence so strong that it makes an individual stop or change what (he/she) is doing. Sometimes ill people have symptoms, sometimes they don't. By "around the time of death" we mean the period after which first seemed to become ill and never returned to his/her usual state of health. I want to ask you about 's experience.

Did develop any (sympto:n) to the extent that (he/she) had to stop or change what (he/she) was doing?

A. Symptoms at the time of death:

15. Chest pain or discomfort

10 Yes

20 No

3D DK

C. How long prior to (death/bei found dead) did (symptom) ma'

stop or change ~--;--,...-

B. Was the symptom: (his/her) activities?

1 D New

2 D Something he/ she had had before

3D DK

1 D < 5 minutes

205. 1 hr.

3 0 s.24 hrs.

40 )24 hrs.

50 DK D. How did 's behavior change

16. Pres sure on chest

---

10 Yes

20 No

30 OK

1 D New

2 D Something he/ she had had before

3 D OK

D. How did's behavior change ----

10 < 5 minutes

20 < 1 hr.

3 D s.24 hrs.

40)24 hrs.

50 OK

I

I !

WHO/MNC/82.2 Appendix III Rev. 1 page 147

.' . Did develop any (symptom) to the extent that (he/she) had to stop or change what (he/she) was doing?

A. Symptoms at the time of death:

C. How long prior to (death/bein found dead) did (symptom) mak ...".,..-,--....,.,.._~ s top or change

B. Was the symptom: (his/her) activities?

-, . Shortness of breath

10 Yes

20 No

3DDK

10 New

20 Something he/she had had before

3DOK

D. How did • s behavior change ----

18. Fainting, passing out, or loss of consciousness

D. How did

19. Palpitations (pounding in the ches t)

10 Yes

20 No

3DOK

's behavior

10 Yes

20 No

30 OK

10 New

20 Something he/she had had before

3D DK

change

10 New

2 0 Something he/ she had had before

3D DK

D. How did ____ ·s behavior change

20. Marked or 10 Yes 10 New increased fatigue, tiredness or 20 Something he/she weakness 20 No had had before

3D OK 3D DK

D. How did 's behavior change

LPH ~HHP-MORB (6-12) 8 82 Ver. 1

1 0 < 5 minutes

20.5. 1 hr.

3 0 .5. 24 hrs.

40 >24 hrs.

50 DK

1 0 < 5 minutes

20.5. 1 hr.

3D.5. 24 hrs.

40>24 hrs.

5 DDK

1 0 < 5 minutes

20 S 1 hr.

3 D S 24 hrs.

40 >24 hrs.

50 DK

1 0 < 5 minutes

20 S 1 hr.

3D S' 24 hrs.

40 >24 hrs.

50 DK

WHO/MNC/82.2 Appendix III Rev. 1 page 148

Did ____ ~---- develop any (symptom) to the extent that (he/she) had to stop or change what (he/she) was doing?

C. How long prior to (death/bein found dead) did (symptom) mak

A. Symptoms at the time of death: B. Was the symptom:

21- Attack of 10 Yes 10 New indigestion

20 Something he/she 20 No had had before

30 OK 3D OK

O. How did 's behayior change ----

22. Falling, collapsing, or slumping over

D. How did

23. Other symptoms

10 Yes

20 No

30 OK

's behavior

lO Yes

20 No

3DOK

10 New

20 Something he/she had had before

30 OK

change

10 New

2 0 Something he/ she had had before

3DOK

O. How did 's behavior change -----

24. Other symptoms 10 Yes

20 No

3D OK

10 New

20 Something he/she had had before

3D OK

O. How did 's behavior change c ______ __

LPHI~HHP-MORB (7-12) 8/82 Ver. 1

stop or change -::-:--:--;-:---;---(his/her) activities?

1 0 < 5 minutes

20s. 1 hr.

3 0 ~ 24 hrs.

4 D >24 hrs.

5 D OK

10 < 5 minutes

2D~ 1 hr.

3D~ 24 hrs.

4 D >24 hrs.

50 OK

10 < 5 minutes

2 0 ~ 1 hr.

3 D S. 24 hrs.

4 D >24 hrs.

50 OK

10 < 5 minutes

2 0 ~ 1 hr.

3 0 ~ 24 hrs.

40>24hrs.

50 OK

WHO/MNC/82.2 Appendi~ III Rev. 1 page 149

~5. INTERvIEtmR CHECKPOINT: IF SY~IPTO:·IS ARE SpECIFIED IN QUESTIO~JS 15 THROUGH 24,

IDENTIFY THE FIRST SY~IPTOM OF THE TER...'1.INAL EVENT ------~F~I~R~S~T~S~Y~~~W~T~O~M~---------

1 t1 FOUND DEAD, LAST SEEN~ 26. How long after (was last seen free of sympton~ FREE OF SY:WTOMS ) was he/she found de~

DEVELOPED FIRST SYMPTOH 2 tl FOUND DEAD, HAD

~ ltI~ SY~IPTOHS DURING 5 minutes TER}!INAL EVENT

20~ 1 hour 3 D SQ}IEONE HAS PRESENT

AT DEATH 3tI~ 24 hours

4 tI > 24 hours or DK GO TO Q. 34 MEDICAL HISTORY

n some cases when it appears a person is dying an attempt is made to resuscitate or revive im/her.

7. When it appeared that was dying was an attempt made to resuscitate ----:----

or revive him/her, that is, administer CPR (DESCRIBE CPR)?

1. tl Yes-----.

? t1 No

3 tl DK

28. How long after first was CPR started?

1 tl ~ 5 minutes DEVELOPED FIRST SY}~TOM

2tI~ 1 hour

3tI~ 24 hours

4 tJ > 24 hours or don't know

29. Was ever conscious and breathing on his/her own after CPR?

1 0 Yes~ 30.

20 No

3 tJ DK

1 GO TO Q.34

MEDICAL HISTORY

How long after first -------, ==~~~~~~~~~~~did he/she actually die? I DEVELOPED FIRST SY~IPTON

1 tI ~ 5 minutes

2 tI ~ 1 hour

3 tI ~ 24 hours

4 tI > 24 hours or don't knotl

GO TO Q. 34 HEDICAL HISTORY

'H/MORB 009(8-12) 8/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 150

31. In the last few moments that (you/observer) saw did he/she show any signs of life, that is, appear to be breathing or moving? ----

10 Yes 32. How long after first did he/she actually die DEVELOPED FIRST SYMPTOM /'

20 No 1 0 ~ 5 minutes

20~ 1 hour 30 DK

1 30~ 24 hours

40> 24 hours or don't know

33. How long after first did he/she last show signs of life?

1 0 ~ 5 minutes

2 0 ~ 1 hour

3 0 ~ 24 hours

DEVELOPED FIRST SYMPTOM

4 0 > 24 hours or don t t know

MEDICAL HISTORY

34. Was a resident of a nursing home at the time of (his/her) death? -------

10 YES -+ Name of nursing home

20 NO

3D r Addr s

35. Was (he/she) confined to bed at any time within the two weeks prior to death? (that is, had to spend more than half of (his/her) waking hours in bed)

10 YES--. 36. How long had he/she been confined to bed?

20 NO 10 (2 days

3tJ DK 20 (1 wk

30 <2 wks

40 <4 wks

50 <6 wks

60 > 6 wks

70 DK

~PH/MHHP-MORB (9-12) 8/82 Ver. 1

WHQ/~c/82,2 AppendiJe Ul. Rev ~ 1 page 151

37. Had _____ had Njor surgery at any t.ime within the 4 weeks prior to death?

10 YES--.. 38.

20 NO

30 r At any time after surgery was (he/she) able to resume his/her usual level of daily activities?

10 YES

20 NO

30 DK

39. In the past, had ever had a heart attack for which (he/she) was in the hospital for a week or more?

10 YES 20 NO 3 UDK

40. In the past, had for a week or more?

ever had a stroke for which (he/she) was in the hospital -::-----

10 YES 2 NO 3 U DK

41. In the year prior to 's death, did a doctor ever tell that he/she had the following or did the doctor treat for any of these conditions?

YES NO DK A. angina pectoris or heart pains? •••••••••••••••••••

(ANSHER "YES" IF DECEDENT HAS TAKING NITRATES) 10 20 30

B abdominal aneurysm (bulging of the aorta)? •••••••• 10 20 3D c. congestive heart failure? ......................... . 10 2U 3U D. high blood pressure? ..••.•••.....••..•••.••...•••. 10 20 30 E. cancer? ...........•................••...•....••... 10 2U 3U F. emphysema or chronic lung disease? •••••••••••••••• 10 2U 3U G. cirrhosis of the liver (liver failure)? ••••••••••• 10 20 3D H. diabetes? ................................................. . 10 20 3 I. kidney failure requiring dialysis? •••••••••••••••• 10 20 3D J. myocarditis, cardiomyopathy or inflamation

of the heart tnuscle? ................................. . 10 20 3D K. rheumatic heart disease which limited activities?. 10 20 30 L. mitral valve prolapse? ••••.....••••••.•••••••••••• 10 20 3D M. Other, heart related probL~ms, .•.•••..•••••••••••••

specify ________________ __ 10 20 3D

L.PH/HHIIP-MORB 009(10- L2) 8/82 Ver. 1

WI:10/MNC/82.2 Appendix III Rev. 1 page 152

42. Thinking back, in the year prior to and then discharged?

. "s death was (he/she) in the hospi tal -----

1 0 YES

20 NO

30 DK

LIST HOST RECENT VISIT FIRST Date of admittance

43. VISIT 1 mrnrn Reason

44. VISIT 2

Reason

45. VISIT 3 DJDJ[[] Reason

46. VISIT 4

Reason

47. Total number of hospitalizations in the past year

Name of Hospital

rn lODK

48. Did have a regular physician? (PHYSICIAN WITH THE HOST INFOR}1ATION -----10 YES 20 NO

ABOUT ) 30DK

49. Did (he/she) see this or any other physician within one year prior to death?

10 YES 20 NO 30 DK

(IF EITHER 48 OR 49 IS YES - OBTAIN:)

Physician's name: _____________________________________________________________ _

Practice/Clinic:

Address:

Physician's name: ________________ __

Practice/Clinic:

Address:

LPH/~HHP-MORB 009(11-12) 8/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 153

50. Would it be alright with you if r sent a short questionnaire to the doctor. and also requested some information from the hospital (or nursing home, or both)?

1 t1 YES ~ I will send you a permission form to sign and then mail back to me in an envelope I'll enclose. You should

2 t1 NO receive it withi::1 a few days.

51. Is there anything else about 's death that you feel may be important to add?

52.

-----

1 t1 YES~ INCLUDE THIS INFOR.'1..f;TION IN THE NARRATIVE

2 t1 NO

Is there anyone else who would be able to provide us with more information regarding the the circumstances of 's death? (SPECIFY NAME, ADDRESS, TELEPHO~~ ~~MBER) 1 tI YES 2 tJ NO 3 t1 DK

I (

11) II I I I J-LLLLL 1..JI I I I III I I II I I I I I I I I , I I ! [ , ! , ! I I ! I I I I I I I I ! I I I I I I

Address

[ r I I [ I I I I I I , I I I I I I I I I I I I I I I I I I I City/State Zip Code

[ I I II ! I I I Area Code Telephone Number Relationship to deceased

ASK IF THEY HAVE ANY QUESTIONS OF YOU. THANK RESPONDENT.

RELIABILITY OF INFOR.~NT REG~~rNG EVENTS SURROUNDING DEATH

53. Did the respondent frequently contradict himself YES NO or give information that he/she would have no way of knowing? 1 [J 20

54. Did the respondent seem to be reluctant to answer questions & thus might not have given all the 1 [J 2 t1 information the interviewer would wish to know?

55. On the basis of these questions, give your rating of reliability of the interview.

1 t1 GOOD 2 t1 FAIR 30 POOR

I I I I iDCODE

56. INTERVIE~~R'S ~~

LPH/:·mHP-MORB 009( 12-12) 8/8~ Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 154

MIDt-JEST HEART SURVEY F~~ILY INTERVIEW INFORMATION

MORTALITY SURVEILLANCE

WHO/MNC/82.2 Appendix III Rev. 1 page 155

The Family Interview Information questionnaire will be attempted for every out of hospital death selected for I1HHP Mortali ty Surveillance.

For Pre-test and training each interviewer will complete at least 3 interviews prior to certification evaluation.

Final Interview Status is to be checked when no more effort will be made on this assignment (ie., the Interview has been completed satisfactorily, a respondent has given a final refusal or the interviewer has exhausted all efforts to con­tact an informant).

ID Label - The label with the ID number assigned will be attached.

Date Letter Sent - This form should be prepared the day the letters are mailed to the informants. The first attempt to reach the informant should be made within 5 days of mailing the letter.

Interview Schedule - If when you reach the informant and an appointment is made for an interview at a later date enter the date and time.

Interview Completed - Enter the date

Call Record - Keep track of every effort to reach the appropriate respondent on the Call Record form. Use this to check that you are trying to reach people on a variety of days and times. Include in the comments section any messages or information you get that may help in contacting the informant (ie., "back from vacation 8/16," works nights", etc.). Enter your ID number in the space pro­vided. Since different interviewers may try to contact a respondent at dif­ferent times it is important to know who wrote which comments.

Complete 1-4 before telephoning. This information can be obtained from the death certificate. Print in Block Capital letters using black ball point pen.

5-6 In order to determine who can provide the most accurate information about a death (ie., who should be the respondent) the interviewer should check the death certificate. Every death certificate 'lists an informant. This is usually a relative of the deceased. If a relative is not the infor­mant the Interviewer can contact the deceased's last known address to obtain the name of a relative.

7 Double check the relationship of the respondent to the deceased with the respondent. This can be done at any time during the interview.

WHO/MNC/82.2 Appendix III Rev. 1 page 156

SPECIAL INSTRUCTIONS FOR THE NARRATIVE

In certain instances, particularly in sudden or unwitnessed deaths, it may be necessary to ask additional questions in order to clarify the actual cause of death. Given below are some follow-up questions that should be used to make sure that all necessary information is obtained.

The Narrative is the key to providing information about an out of hospital death. The major points to remember are:

1. Record information verbatim (ie., in the respond~nts own words) as much as possible. We are after the R's perceptions not the interviewers. A great deal of meaning can hinge on a choice of terms or phrases.

2. Get the sequence of events and the time intervals between them. 3. Get as much detail as possible about the period following the onset of final

illness. Listed below are some follow-up questions to ask if certain situations are mentioned.

IF HE COLLAPSED

IF ALCOHOL IS MENTIONED

IF HE COHPLAlNED OF PAIN

IF TROUBLE WITH EYES

IF SEDENTARY OR IMHOBILIZED

Was he conscious? Did he make any sound? Was vomiting or sputum present? Did skin color change? Did he fall forward or back? Did he fall from a standing or seated

position? Was he perspiring heavily? Was there shortness of breath? Was he eating?

Was there any bleeding? Was he drinking that day? How much? Was that unusual?

Where was the pain? What did he do about it? Did anything seem to relieve it? If he lay down, was it in bed? Dressed

or undressed?

Did he compL,'!.in of dimness, blurred or double vision?

Did he complain of feeling weak, dizzy, or faint?

Did he have difficulty with speech or memory?

Had there been broken bones or surgery? Was he unable to walk?

4. It is best to have a notebook for note-taking as you are interviewing. The Narrative should then be written out on the page provided as soon as possibla af ter the interview takes place.

5. As is suggested in the Introduction to Hortality Interviewing, it is helpful to tape record each interview. This should be done \.1ith all pretest inter­views to get the interviewer used to the recording procedure and devise ways to use it efficiently to get all the p~rtainent details.

WHO/MNC/82.2 Appendix III Rev. 1 page 157

After the narraLive the series of specific quesions is provided to 1) get more detail that might have been missed in the narrative and 2) put the most per­tinent facts in a format that can be analyzed by the computer.

Thus the information about the onset of death will be in two places on the same questionnaire; one a free form narrative that will allow the respondent to give the details in the way that is most comfortable for him/her, the second in an arrangement that will make the information more accessible for data processing.

Because the second phase of this form is a repeat of the first the interviewer must read the introduction at the top of the page that explains this to the respondent.

Whenever the interviewer comes to a question that was discussed in the course of. the narrative it is to be read as worded. The interviewer can add a reference to the information in the narrative.

ie., "You touched on this before-----?" "You mentioned that Mrs .. Smith's brother ..... ?"

Where ever a blank line is provided insert the deceased's name or relationship to the respondent.

ie., "Mr. Smith" "Your husband"

DO NOT use overly familiar terms such as first names

Questions 8-13 are asked to determine who had the closest contact to the deceased just prior to death. In some cases this may mean that additional interviews may provide more information.

Q: 8

Q: 9

Q: 10

Q: 11

We want to know if there was a witness to the moment of death. If a spouse says his/her partner died during the night and was dead when the respondent awoke, record that as "found dead" but write a note in the margin describing the situation. However, if the respondent was awakened by the agonal event, e.g., a groan or gasp, the respondent is considered to be present at death.

For someone to be counted as "present" at the time of death they must have been in the same room and awake or have heard a noise(s) associated with the agonal event (ie., if the husband died in the bedroom when the wife was in the kitchen, and had found her husband dead and heard no noise, she was NOT present at the time of death). However, if she heard a nOise, went in and found her husband dead, she was present.

If anyone else witnessed the death we want to have as much information about them as possible since we may need to contact them for information.

If a subject was found dead we want to know who was the last person to see him/her alive. Again we want as much identification as possible of someone who had contact with the deceased prior to death.

WHO/MNC/82.2 Appendix III Rev. 1 page 158

Q: 12 In order to assess the validity of information provided we need to know how close to the time of death or discovery of death the person had contact with the decedent. The shortest time interval volunteered is to be checked.

This also applies to questions 13 and 14, and 15-24.

If the respondent gives a time range, chose the upper limit of the interval the one that includes the entire range.

Examples: 1. John Smith says 15 minutes Check III

2. Jane Doe says between an hour and an hour and a half Check #2

3. Jack Jones says somewhere between 45 minutes and an hour and one half Check 12

4. ~1rs. Nelson says the day before yes terday Check. 13

Q: 13 Even if another individual witnessed the death we want to know how soon prior to death the respondent saw the deceased. We'll use this to assess the accuracy of the information in the interview.

Q: 8-13 Two separate facts must be established in the interview: First, if the decedent was found dead or was oserved at the time of death. Second, if the interviewee was present at the time of death. The 2 x 2 table pre­sents the logic of the question flow.

DECEDENT FOUND DEAD

Yes No

Yes 8, 11, 13 8, 9 Interviewee present at the time of death 8, 11, 13, 8, 10, 13

Q: 14

No

We want to know if the subject was able to communicate (and thus report symptoms or problems) at any point 24 hours prior to death.

Ask the question as a YES/NO reading each of the choices in turn. At whatever point the R says YES put an X in that box and go to the next

-question.

If a subject was only conscious and communicating for a short while during the time period it still qualifies as a YES and should be X'ed.

If the R says NO to both A and B double check by asking C.

"You mean that was unconscious continually for more than 24 hours prior to death?" If the R agrees that that was so X C.

. SYMPTOMS Q:l5-24

WHO/MNC/82.2 Appendix III Rev. 1 page 159

We are interested in finding out if the subject exhibited or complained of any symptoms that are associated with heart disease. Every respondent will be asked the specific list of symptoos. In most cases this information will have been mentioned in the narrative so the interviewer can make references to that when asking these symptoms.

We want to introduce the respondent to what we mean by a symptom before asking about the specific ones we're concerned about. For our purpose a symptom is defined as an event that is severe enough to make the sub­ject stop or change his/her activity. If no sy~ptoms were present we would call it an instantaneous death.

If the respondent was aware of deceased's symptoms we want to know within what time frame these developed prior to death.

For the first two symptoms ask the triggering question in its entirety.

"Did ____ develop any (symptoms) ••• "

It must be clear to the respondent that in order for the symptom to be considered present it must have resulted in a stopping or changing of activity.

If the respondent asks, this change may be subtle (stopped reading a book and just stared off into space) or dramatic (had to stop jogging because of chest pain).

The respondent has to be the judge of whether a change occurred.

If the respondent answers "NO" to the presence of a symptom go on to the next one.

If a symptom was present, ask B, C, and D.

B We want to know if this was the first time that the deceased experienced or complained of this problem or if it was a chronic condition (something that he/she had had before). If the respondent answers don't know X the DK box.

C It's very important that we get the specific time frame for each symptom. Read questions C in its entirety for at least the first 3 times so it is clear to the respondent what is being asked.

D In the respondent's own words we want to know how the deceased's behavior or activities changed, ie., what had he/she been doing and what he/she did after the symptom appeared.

If man~ of these symptoms are mentioned you may not need to keep repeating the questions, the respondent will pick up on the pattern.

Be sure to check if any other symptoms (besides the ones listed) were present and get the details on them.

WHO/MNC/82.2 Appendix III Rev. 1 page 160

Q: 25-36 The time period we are concerned about is the period between onset of symptoms and death. Read the introduction. A cardiovascular collapse is defined as the loss of consciousness with the apparent cessation of respiration and pulse. 'Sudden' means collapse within an hour of first becoming 111. Be sure to distinguish "can't decide" from "don't know."

Q: 27-31 We want to knOlo/' where this happened to evaluate the type of medical help that could have been provided the victim.

Q: 28

We want to double check if the conditions that would necessitate CPR ,were present.

Describe CPR to all respondentb.

CPR is helping a person to start breathing again after they have stopped by 1) blowing directly into their mouth in a rhythmic fashion (mouth to mouth resusitation) and 2) applying pressure on the chest to get the heart started (pumping blood).

This can be done by one or two people.

A bystander is someone who initiates CPR immediately on the scene. A physician or other health professional with the patient in a non­professional capacity at the time would be counted as a bystander, health professional.

Q: 29-30 If the respondent says he/she is uncertain of the amount of time ask them to give their best estimate. If still unable to answer check DK.

Q: 31

Q: 32

For all deaths we want to know if the deceased was taken to a hospital or not. The type of emergency vehicle used will indicate the level of care the subject could have received. Describe the different types of transportation units to the respondent:

Paramedic (Advance Life Support) This is usually printed on the side of the vehicle. The staff usually have machinery and equipment to help a patient and can use it and drugs and start IV's while taking the patient to the hospital.

Ambulance (Basic Life Support) If it only says ambulance on the vehicle it is likely to be Basic Life Support. Staff can do CPR and have oxygen tanks but do not have advanced equipment or drugs at their disposal. Police and fire depart­ment units are Basic Life Support.

Records from nursing homes will be obtained if the deceased had been a resident.

Obtain a complete name and address (including zip code) if possible. If any information is missing you will have to look it up after the interview.

Q: 33-34 He want to know if any illness or symptoms kept the deceased confined to bed. Enter the number of days or number of weeks if known.

For example, if the decedent spent 5 days in bed the week prior to death, 33 would be 'yes' and 34 would be '(I wk'. If the decedent had spent 6 weeks in bed but was up and about in the week prior to death, 33 would be 'yes' and 34 would be ') 6 wks'. If the decedent was con­fined to bed for any length of time-more than two weeks prior to death, 33 would be 'no' and the interviewer would skip to 35.

WHO/MNC/82.2 Appendix III Rev. 1 page 161

Q: 35-36 Because effects of surgery could have influenced a death we want to know if the decedent had had major surgery within a month prior to death. Major surgery is when person receives general anesthesia and is hospitalized for about a week or more.

If YES we want to know whether or not the subject had been able to resume his/her usual level of daily activities. We've used the example of return to work but since many s~bjects may have been retired that will not apply in all cases, so stress "return to usual activities".

Q: 37-38 We want to k~ow if subjects had had a previous heart attack or stroke.

Q: 39

Q: 56

The subject must have been hospitalized for a week or more in order for us to accept event as a true heart attack or stroke.

Read the list of medical conditions and X the appropriate box. If the respondents have questions or difficulties with the terms write that down in the margins (we know we have to have more clarification about some of these terms and the doctors will be providing that).

If a respondent answers that they do not know what a term is make a note of that so we can separate those from the "don't know if the person had it but does not know what it is."

Did you notice or did her/she experience chronic shortness of breath, that is have difficulty breathing While walking up stairs or short distances, other than while exercising. Do not confuse myocarditis with pericarditis. If respondent answered "inflamation of sac around the heart" it was not myocarditis but pericarditis.

This question is necessary to determine if there were other heart related disease that the decedent may have had or ones that may shed a different light on the decedents condition at time of death.

By asking if a doctor ever told the decedent he had a condition, we are making it easier for the respondent to be more accurate and for the interviewer to run thru the diseases without lengthy technical defini­tion or descriptions of the di~eases. The respondent's memory is being jogged, by the exact words, so repeat the disease and if they hesitate too long, or can't remember X OK.

We do not want the respondent's judgments as to the decedents medical problems, we want information that can be verified by a physician.

For example:

"He drank like a fish. He must have had cirrhosis of the liver!"

The interviewer should repeat the question did a doctor tell him he had cirrhosis of the liver or did he treat him for the condition.

If the resondent says "He was told ten years ago that he had cirrhosis," ask, "Did a doctor in the last year tell him that he had cirrhosis," The conditions listed hereare serious chronic conditions, and if an old diagnosis is correct, the decedent will most likely have been followed or treated by a doctor for the condition within the last year.

WHO/MNC/82.2 Appendix III Rev. 1 page 162

Q: 40-45 In order to get complete medical records we want to know about any hospital admissions within a year prior to the subjects death.

There is no minimum stay. Any admission (even as an out-patient) is counted.

Try to get the date of admission even if it is a "best guess". This will be needed in order to obtain hospital records.

The name and city of the hospital is also necessary for obtaining records.

Also obtain the reason that the subject was admitted to the hospital.

Enter the total number of hospitalizations in the past year.

Q: 46-47 If the respondent reports that the deceased had a regular physician or had been seen by a physician in the past year we want to know his/her name and address in order to contact for a physician interview or access to records.

Any type of medical doctor "counts".

Q: 48-50 It may be necessary to do an additional selling job here. Stress the importance of the information the respondent has given you as well as the added benefit that can be derived from an interview with a doctor and/or information from hospitals and nursing homes. Most people will have no objections to providing this. Be sure you make clear that a stamped envelope will be provided so completing this request will take little additional effort on their part.

In terminating the interview we want to give the respondents an opportunity to add anything they think may be important. If they do have something significant to say this can be added to the notes for the narrative and incorporated when the full narrative is written out.

Q: 50 This is another effort to find out if there may be someone else we should interview. If someone else is given make sure to get full information on how to contact this person.

Q: 51-54 Each interviewer should give his/her assessment on the reliability of the interview information. Check YES or NO to the three questions (by "giving information he/she would have no way of knowing" we mean thi:lgs like if the respondent describes the deceased's behavior and appearance the last few minutes of life but were unobserved).

The responses to items 67 and 68 will be looked over by the editors before the questionnaire information is entered in the computor. In the case of multiple interviews about one subject. this may be used to detemine which information will take precedence.

Before closing the conversation with the respondent you must let him/her know there is a chance they may be recontacted on a validity check. Read the following explanation.

Thank you very much for your help. We appreciate all the information you have given us. It will be very helpful to our study.

Because this is the start of a large research project we will be recon­tacting a small percentage of those who participated. Therefore we may be recontacting you to ask some additional questions or to verify the accuracy of my report.

This effort is to make sure that all the interviewers ask the questions in the same way. As you know, this is very important for the accuracy of research projects.

J I

2. REPORT STATUS:

AUTOPSY REPORT ABSTRACT (ATTACH COPY OF AUTOPSY REPORT)

1 0 COMPLETE - Head inc1 uded

2 0 COMPLETE - Head not included

30 PARTIAL -

FOUND ON EXAMINATION

CEREBRAL DISEASE

3. Cerebral Infarction (CI) within 6 weeks •••••••••••••••• ~i

4. Cerebral Hemorrhage (CH) within 6 weeks •••••••••••••••• ~~

5. CI or CH greater than 6 weeks old •••••••••••••••••••••• 3~

6. Other Cerebrovascular Disease (includes old subarachnoid hemorrhage and cerebral embolus) specify

j,

7. Cerebral mass lesion (includes cerebral tumor, abscess, subdural hematoma/hemorrhage) ••••••••••••••••••••••••••••

35

8. Other cerebral nonvascular disease, specify

HEART DISEASE 36

9. Mitral stenosis ...................•.........•••.•........ 37

10. Pre-mortem tntracardiac thrombi •••••••••••••••••••••••••• 38

11. "Recent" Myocardial Infarct (MI) (within 4 weeks before death) •••••••••••••••••••••••••••

39 12. Myocardial Infarct (MI)(>4 weeks but (8 weeks before death)

~ 0

13. "Old" MI (>8 weeks before death) ••••••••••••••••••••••••• .. 1

14. Severe Coronary Atherosclerosis (50% or greater Rroximal narrowing of 2 or more major vessels or )75% of severe narrowing of 1 vessel) •••••••••••••••••• 7 •••.••.•...•••••

15. Other Coronary Artery Disease, specify:

16. Other Heart Disease, specify:

OTHER CAUSES

17. Other causes~ specify:

.. 2

~ ..

------------------------------~4~5

18. FINAL DIAGNOSIS CODES

WHO/MNC/82.2 Appendix III Rev. 1 page 163

ID LABEL

Reco:l'd 01 12

IDCODE l~ 29

NO PRESENT ABSENT RECORD

2 0 2 0

2 0 2 0 2 0 2 0 2 0

e.OI I I 1.0 :,~ 01 I I I· 0 g·OI I I \.0 ~~Ol 1 I 1.0

i. 01 I I 1.0 ;: 01 I I 1.0 :~DI I I 1.0

1;: 01 I I 1.0 81

LPH/MHHP-MORB 21(1-1) 1/82 Ver. 1

WHO/MNC/82.2 Appendix III Rev. 1 page 164

FOID-I CODE 21 AUTOPSY REPORT ABSTRACT

9-17. Heart Disease

Q. 9. Self-explanatory.

Q.IO. Answer "Yes" if any mention of pre-mortem intracardiac thrombi in the left atrium or left ventricle.

Q .11. This question should be a.n~wered "yes" if the autopsy mentions a "recent", "acute", "early", "evolving" MI, or if it states an MI occurred 4 weeks or less prior to death. Anser "no" if the autopsy does not specify that there were signs of a recent infarc"t. Answer "NR" if the heart was not autopsied.

Q.12. Answer "Yes" if report indicates the HI occurred within 8 weeks, but was not "acute" or definitely within 4 weeks.

Q.13. This should be answered "Yes" if the autopsy states:there was an "old" infarct or an infarct greater than 8 weeks old. Answer "no" if the heart was autopsied, but no mention was made of an old MI. Answer "NR" if the heart was not autopsied.

Q.14. Coronary atherosclerosis should be called "severe" if the autopsy states it is "severe", or if the autopsy says there is a 50% or greater proximal narrowing of 2 or more major vessels, or 75% or greater narrowing of one vessel. The major arteries are:

1. right coronary artery (RCA) 2. left main segment of the left coronary artery (LeA) 3. left anterior descending artery (LAD) 4. left circumflex branch of the left coronary artery (LCF)

If the 50% or greater narrowing is in the segment of the left coro­nary artery before it branches (Q.14, item 2 above), this counts as 2 major arteries.

Q.15. This question is answered "Yes" if there is any other coronary atherosclerosis than that labelled "severe" in Q.1!. Also for any other type of coronary artery disease, e.g. congenital, traumatic.

Q .16. After "Specify" list any heart disease on the autopsy report not covered by Q.1l-Q.15. Record any codes on autopsy report in boxes for Q.1S.

Q.17. After "Specify" list any non-heart, non-cerebral disease on the autopsy report. Record any codes on autopsy report in boxes for Q .1S.

Q.18. Fill in final diagnosis code(s} by nosologist when avaIlable.

HORTALITY

A. Nosologist coding of death certificates to rCD9 Revision

WHO/MNC/82.2 Appendix III Rev. 1 page 165

In order to maximize cooparability between countries and over time, all death certificates should be coded to at least three and preferably four digits for underlying cause of death. The t1anual of the International Statistical Classification of Diseases, Injuries, and Causes of Death, Volume 1 contains the WHO nosological protocol for the 9th rCD revision (~ledical CertH ica tion and Rules for Classification, pages 699 to 743.

B. Validation of hospitalized strokes, MI's and in-hospital deaths

Validation of in-hospital deaths {yill be based on the hospital record history, ECGs, serum enzyme and death certificate data. In the case that the patient died before adequate data could be collected, the death should be treated as an out-of-hospital death: The next-of-kin or another informant should be contacted to gather as much information as possible about the events preceding the death and the validation will be based on this interview plus the death certificate information.

C. Validation of out-of-hospital deaths

All study-area death certificates should be reviewed quarterly or semi­annually. Death certificates that are ineligible because the decedent was out­side the age range can be excluded imwediately, and those deaths that are clearly due to trauma (e.g., contain a sequence of events including accident, homicide, or suicide), chronic obstructive pulmonary disease, cancer, cirrhosis of the liver, or rheumatic heart disease without mention of atherosclerotic heart or vascular disease can also be excluded. However, if an atherosclerotic condition is mentioned in the sequence of events or if the cause of death is not attributed to one of the conditions listed above, the cause of death should be validated.

Validation is based on interview of the decedent's next-of-kin or another informant and any available medical records. The interview should establish the circumstances surrounding the decedent's death. Medical records for the period within a minimum of 28 days of death should also be examined for information that may elucidate the circumstances leading to the death.

WHO/MNC/82.2 Appendix III Rev. 1 page 166

COUNTY COURT HOUSE INFORMATION 7/16/82

1. Anoka County Court House 325 E. Main Street Anoka

2. Carver County Court House 600 E. 4th Street Chaska

3. Dakota Government Center 1560 Highway 55 Hastings, MN

4. Hennepin County - Suburban Govt. Cr., Licensing Dept. Downtown Minneapolis

Hennepin County - City Mpls. Public Health Dept. 250 So. 4th St. Minneapolis

5. Ramsey County - Suburban County Court House, 12th Fl. 4th and Wabasha Streets Downtown St. Paul

Ramsey County - City City Health Dept. 555 Cedar St. St. Paul

6. Scott County Court House 428 So. Holmes St. Shakopee

7. Washington County Near Hwy 212, off N. Osgood St. Stillwater

Contact

Phone: 421-4760

Helen Therres Clerk of Courts Phone: 448-3435

Phone: 437-3191

Mary Ann Melberg Licensing Dept. Phone: 348-8240

Virginia Bryone Clerk of Courts Office, Rm 1215 Phone: 292-6544 Dept. Head: Fran Reese (292-6544)

Grace Selinski Vital Statistics, Main Floor Phone: 227-7741 Dept. Head: ~.;m. Timms, Ex.34

Doni Miles Clerk of Courts Phone: 445-7750

Rosemary Pozzini Vital Records Phone: 439-3220

~l

Dear v3:

WHO/MNC/82.2 Appendix III Rev. 1 page 167

I am writing on behalf of the Minnesota Heart Survey to ask for your help in our study, which is designed to measure the rates of heart disease and stroke in the Twin Cities metropolitan area. Your name is given on the death certificate of ~, who passed away on v7. In a few days an interviewer will be contacting you by phone to further explain the Survey and to ask a few medical questions. The information we need will be used for statistical purposes only, and will remain strictly confidential. It will contribute to our efforts to better understand heart disease and stroke and prevent their occurrence in the future. If you would like additional information before we contact you, please feel free to call K.C. Jenkins, R.N., Supervisor, at 376-8220 between 9:00 a.m. and 4:00 p.m.

Sincerely,

Thomas E. Kottke, M.D. Field Director Minnesota Heart Survey

TK/bg

WHO/MNC/82.2 Appendix III Rev. 1 page 168

UNIVERSITY OF MINNESOTA Laboratory of Physiological Hygiene TWIN CITIES School of Public Health

Stadium Gate 27

Dear

611 Beacon Street S,E. Minneaoolis, Minnesota 55455

Thank you very much for taking part in the Minnesota Heart Survey. The infor­mation you have given us will be most helpful to the doctors who are working on this study.

In the interview we asked if you would be willing to sign a permission for release of information form. Enclosed is the permission form for your signature and a pre-stamped envelope.

Please return the form to us at your earliest convenience.

Thank you.

Sincerely,

Thomas E. Kottke, M.D. Field Director Minnesota Heart Survey

TEK;.ssj

PERNISSION FOR

RELEASE OF INFORMATION

WijQ/MNC/82~2 Appendix III Rev. 1 page 169

I hereby authorize persons engaged in the Minnesota Heart Survey

to gain access to the medical records on ---------------------as was previously discussed over the phone.· These records will be

revie~.;red only for research purposes. no names ~.;rill be kept with

medical data. and none of the information will be released to any

individual other than the research team. This authorization

applies to hospital charts, nursing home charts, physician's office

records and autopsy report as applicable.

Date of death:

Date

Relationship to Deceased

t-litnessed by

LPH-~ffiHP (9/10/82) 1l-1

WHO/MNC/82.2 Appendix III Rev. 1 page 170

REQUEST FOR rnFORl-lATION

TO:

(Hospi:::al)

RE:

(Name)

(Social Security h~~er)

(Birt::date)

(Date of Death)

Pleas~ orovide the following recorcs for any a~~ssion within a year of death:

1. Hospital.a~ission hist9ry and physical examination 2. Hospital discharge s~ary 3. Laboratory reports 4. All electrocardiograms 5. Computerized axial tomography (CAT. CT) scan reports 6. Brain scan reports 7. Autopsy report

A COpy .OF THE CO~SE~7 FORM FOR RELEASE .OF n,FORY~TION

IS ENCLOSED ALONG IHTH A.~ ADDRESSED STAMPED ENVELOPE

FOR YOUR CONVENIENCE. THANK YOU FOR YOUR COOPERATION.

LPH-~~~P (02/80) 12-1

DATA COLLBCT IO~l

Quali ty Control

Forms/guidelines

WHO/MNC/82.2 Appendix III Rev. 1 page 171

In a longitudinal study such as the ~ffiHP, multiple observers over time or

change in the manner a single observer interprets data threatens the stability

of the observations. A set of clear and concise data collection forms is the

single most important intervention for insuring the collect.ion of complete.

stable and accurate data. The forms should be developed to reflect the criteria

and a center should budget enough time to create and test multiple drafts. One

test of the adequacy of the forms is to have a "naive" observer interpret the

forms using the printed guidelines. To the extent that they can do this with

sufficient accuracy to satisfy the investigators, the forms are adequate.

When developing questions, one particular problem that will arise is the use

of adjustives and adverbs as modifiers; they usually only provide the illusion

of concise definition. For example, in the question, "Was there a recent

myocardial infarction?", "recent" implies different intervals to different

people and will lead to inconsistent data recording. Therefore, it is suggested

that either the modifier be dropped altogether to include all myocardial infarc-

tions or an explicit interval, for example, 28 days, be used in its place.

A second problem is asking questions with multiple contingencies: for

example, if the ques tion, "Did the pa tient receive cardioversion for ventricular

fibrillation?" is asked, and the abstractor responds with "Don't know" or "Not

recorded", it is not clear for analysis whether the patient was cardioverted and

the reason was unknown, or whether there was no record onC! way or the other

about the cardioversion itself. To avoid this problem, the question should be

divided into two separate questions: Le., "Did the patient receive

WHO/MNC/82.2 Appendix III Rev. 1 page 172

cardiovcrsion?", and. if tile (llls' .. er if "Yes", then ask, "Was the cardioverslon

for ventricular fibrillation?"

When preparing the guidelines for forms completion, those data elements

which become labelled "self-explanatory" should be examined closely. It is our

experience that the "self-explanatory" items usually involve implicit assump-

tions of meaning, and if the implicit assumptions are not made explicit, they

create severe problems with reliability.

Hospital record abstracting

When training observers for the abstraction of hospital records it is more

important to focus on the accurate completion of the forms rather than On the

understanding of cardiovascular disease in general. A set of test records

should be developed offering a broad range of examples and problems likely to be

encountered by the abstractor. These records can be used both to train the

abstractors and for abstractor recertification every three to four months.

The goal of the quality control effort is to detect and eliminate bias and

errors. Bias, for example, appears when an abstractor answers "No" rather than

"Not Recorded" to the question, "Was there a history of previous myocardial

infarction?" even if no mention is made either way in the chart and the

abstracting rules say that the chart must have an explicit statement about the

presence or absence of a prior MI for the abstractor to answer "Yes" or "No".

Errors will ap~ear in the demographic data. and because large numbers of such

data are collected from each chart, only a few charts need to be reviewed to

detect unacceptable error rates.

Approximately one of thirty to one of fifty records should be reabstracted

by a second observer to check for bias and unacceptable error rates on the part

of the abstractor.

Death certificate validation - interview of witnesses

WHO/MNC/82.2 Appendix III Rev. 1 page 173

The ideal interviewer for this job is one who has had experience in inter-

viewing but is not a health professional. The health professional is avoided to

prevent the preconceptions which they bring with them onto a job. Interviewer

training should begin with a review of basic interviewing techniques and with

tapes of interviews which demonstrate these skills. Elizabeth Kubler-Ross'

book: On Death and Dying may also be assigned to acquaint the interviewer with

the grieving process and to help them understand that the interview will not

cause unnecessary grief or emotional trauma to the respondent.

Role playing is also a helpful exercise. The trainee knows only the death

certificate diagnOSis and interviews the supervisor who has a scenario of the

events surrounding the death of interest. If more than one interviewer is being

trained, the other trainees can observe the session and participate in the

discussion at the end of the interview.

It is also helpful to record the interviewer's voice during actual inter-

views. These are then reviewed with the supervisor to detect leading questions

or missed opportunities for follow-up of leads given by the subject. Although

it only contains the voice of the interviewer, this tape will also help the

interviewer reconstruct the interview from his or her notes.

Faulty interviewing technique can generally be divided into the use of

leading questions and the failure to probe into indefinite answers. To avoid

leading questions, the interviewer should be taught to use general rather than

specific probes. For example, when trying to establish whether the decedent

became short of breath before he died. rather than asking, "Did you husband

become short of breath before he died?", the interviewer can ask, "Could you

describe your husband's breathing for me?"

A lack of adequate probing, on the other hand, leads to the collection of

uninterpretable data. E.g •• , Respondent states, "His breathing got real funny

WHO/MNC/82.2 Appendix III Rev. 1 page 174

just bt!fore he died", and the intervi..!wcr fails to try to define "funny". In

this case, "funny" has no explicit meaning, so the interviewer should probe with

the question, "I"m not sure I understand exactly what you mean by "funny".

Could you describe this for me.

Re-interview can also be used as a quality control procedure. At the end of

the interview, the interviewer simply asks permission for the study to call the

respondent back if clarifications are needed. The respondent will probably

agree, and a sample of respondents can be re-interviewed by the supervisor at a

later date.

WHO/MNC/82.2 Appendix III Rev. 1 page 175

--Ui1iESDAWmSWf HOSPITAL , .': IRWIN BROTHER 10 033;;7

____ ~--~9~~~---------... ..,... ..... _00-

:~: CHABT cOPY ~~

HIt leu

.::

PROV. DIAG •

GROSSKI\N CHEV SALES "&AIl1.8'1' •• U'I'lva

BETIV WIFE _U'I'IYC ADD .....

-CERE8RAL VASCULAR ACCIDENT ... INAL DIAGNOSIS

MLATIOH.HIP

I

---------------------------------------.------_._- --- -

"ae. W

-------+=-~~~--=---=--------.------.--.--.-.. ----.-----

----~~-~-~(~<.-=nJ~=~--~-~~--

-: COMpLICATIONS

OPERATIONS AND I OR DIAGNOSIIC PRO~_E_DU_RE

7t--=-;-. ----_~-:-.----~ ... ------.-------------

-~. -- __ J ----- 11;;t.

----~-DISCHARGE SUMMARY U'I!.OV'''I!.D ON AL.L. CASES IN HOSPITAL..' HOURS ."'0 OVERt

---------------------_._----------- --.-- - -_ ...

----. --- .. ------

~ ...... -.0.

420 459

SAME

NONE Tl'H 0' , ...

SUB IC

COOE NO.

WHO/MNC/82.2 Appendix III Rev. 1 page 176

,,~'~JiOSPn'At: 1lD.una:n 01' PA1'I!otoGT

~tiU&e _____________________________ 7_C ___ O_~_~_3_g_7 __________ __

Pathologillt!... ___ .:..:A~. 'II,;.;,.;;.. • ...,;W:.:.;a;:;.t:;.;e;;..;r;;..;s:..l:,....;;.:M"".D::;.;.,. _____________ Autopsy No A 70-80

Physician O. Tveten, M.D. Hospilal No 420 459

" Patlan!...1 _---: ____ ---'=---__ _ ,----Age.A ___ 46_--""Se'''-____ -I

Date, Hour - Death'--,;;.o9/'-1_8-'-/_70 _____ ~AuIOpsY--'"'9'--1'-'6-'--7-0----___1 ,Mortuary, __________ ~B~ewt~h~e~s~d~a~Mo~~u~e _______________ _;

Clinical Data:

Specimens preserved

EX'IERNAL EXAMlNAnah The body is that of a well developed and well nourished 46 y~!r old ~=l~. There is nc jaY~~ice or ~ema. The

scalp and body hair is normal in amounts and distribution. There are no ab­normalities of the eyes, ears, nose, or mouth. No nodes are palpable. There is a well healed stump following amputation many years ago of the right a~. There is a recent incision at the site of a right carotid artery angiogram.

INTERNAL EXAMINAnON. The subcutaneous fat is 3 cm. in thickness. The peri-toneal surfaces are smooth ann shiny and there is no

fluid present. The liver is 2 cm. below the midportion of the right costal margin. The pleural surfaces are free of adhesions and there is no fluid. The perl. cardium is normal. The pulmonary artery is patent. The heart weighs approximately 350 grams •. There are no abnormalities of the ventricles. ~e valves are normal. The auricular appendages and atria are normal. The for~.~n ovale is closed" The coronary vessels show very minimal arteriosclerosis •

.. There is no evidence of myocardial infarction or fibrosis. The lungs are re) a­;tlvely'light and fluffy. There isa minimal amount of frothy fluid in the bronchi. The vessels are patent. ·The liver weighs 1700 grams. The outer surfaces are smooth. The cut surfaces are unremarkable. The portal vein, hepatic vessels, gall bladder and bile ducts are normal. The spleen, pancreas, adr~nals and kidneys are grossly normal. The bladder and pAostate are grossly normal. No gastro-intestinal tr~ct abnormalities are noted. The thyroid is normal. The scalp anc! calva:r!.~ .. show no abnormalities. The dura is bulging; the brain is swollen and presses against the cranial cavity. Gross configurations of the brain are aften indistinct due to massive edema; the brain is markedly softened and difficult to remove intact due to almost total infarction of the brain. The brain stem is likewise softened. The cut surfaces show a massive hemorrhage throughout the mid-brain and Pons. The vessels at the base of the brain are gros~ly unremarkable. The right carotid artery is occluded but it is not dissected to further examine the site of obstruction; fluid can easily be injected through the left carotid artery and the vertebral arteries. Hemorrhage compresses the aqueduct. The ventricles are slightly dilateo.

MICROSCOPIC. Sections through the mid~brain show dif!use hemorrhage and scattered irregular areas of acute infarction. Vessels are

engorged and show beginning exudation of neutrophll Sl there is no vascul it! s.

The lungs show evidence of chronic bronchitis and ~ilj ch:-:Jnic interstitial in fldllr'llati on. There is scarring ¥>out SC:"lt'

bronchioles and some of the adjacent septal walls are slightly thickened ard contain a light infiltrate of chronic inflammatory cells. In adoition. there is

70 33(:7

WHO/MNC/82.2 Appendix III Rev. 1 page 177

It 70-80

.superimposed on this an acute infl:al'Jlllatory reaction with neutrophils present in ,SOM bronchioles and in the immediately adjacent pulmonary parenchyma appearlng ·tobe the beginning of a broncho-pneumonia.

Sec~ions of the liver show some acute passive changes of central lobular congestion. There is prominence of some sinusoidal lining

cells that contain dark rounded granules of pigment. Whether or not this indi­cates previous inflammation within the liver is not clear; there is no acute 1nflamation in the liver.

Scattered throughout the renal cortex are small irregular areas of condensation of renal parenchyma in which the glomeruli have been

destroyed and are now hyalin rounded structures. Such areas also shOW a mild to moderate infiltrate of lymphocytes. Sorne glomeruli are slightly hyper­cellular but this does not appear to be a glomerulitis but probably represents an old inactive chronic pyelonephritis.

Sections of other organs examined are essentially histologically normal.

CONCLUSION. 1. Massive hemorrhage within mid-brain and Pons.

, ... 2. Swelling and softening of cerebral hemispheres. . - .

3. Lungs, chronic bronchitis and inter-sti tial infl'lJMlatory changes.

4. Lungs, acute bronchitis and beginning foci of brJncho-pneumonia.

,- '---"") i 1.-.; l' ~~~A._·· A.W. waters, M.D.

Pathologist

AW/ms

WHO/MNC/82.2 Appendix III Rev. 1 page 178

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WHO/MNC/82.2 Appendix III Rev. 1 page 179

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WHO/MNC/82.2 Appendix III Rev. 1 page 180

.' DOCTOR'S ORDERS

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WHO/MNC/82.2 Appendix III Rev. 1 page 181

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WHO/MNC/82.2 Appendix III Rev. 1 page 182

. " .'.,

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WHO/MNC/82.2 Appendix III Rev. 1 page 183

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WHO/MNC/82.2 Appendix III Rev. 1 page 184

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WHO/MNC/82.2 Appendix III Rev. 1 page 187

J""'f. '-'~,T-.~O'~T7E---------.~TI~N7E--------~IN~IT~"-L~S

SNITH TRA"!. fROM HOSPITAl

HOSP1TAl PATIENT HO, ADMIT DATE ANOJIME PREVo ACl<!'. AO"'ITIIN(; 0IAGNO$15:

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HUSBANO'S rlRST NAME PAl. BIRTHDAT( SEC. NO.

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5

FREEHAr' FORKLIFTS INC 9700 NENTON All 5

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- 202

WRO/MNC/82.2 Appendix III Rev. 1 page 188

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WriO/MNC/82.2 Appendix III Rev. 1 page 189

C':: 1'lctropolitan Hedical (en. Rehab. Unit

FAIRVIEW HOSPITALS

ROOM NO.

:JeTOR John Howell, M.D. CASE NO. 792383-2

Admitted: 1/17/80 Discharged:

PLEASE INCLUDE: 1. Peninc"l H&P Findings 2. Pertinent L~b &. X·ray 3. Hosp'tal Course/med·surg 4. Dischnrge Recommendations

+ mads, prognosis 5. Final DJagnosis

This 58 year old forklift mechanic and businessman was admitted to Fain,iel'l Southdale Hospital on 1/17/80 by the rescue squad. He had a sudden syncopal episode at home and was given cardio­pulmonary resuscitation. The rescue squad found that he \'1as in.ventricular fibrillation and he was defibrillated. He was brought to Fairviev/ Southdale Hospital. It I"as felt during subsequent vlol'kup that he had an acute myocardial infarct.

This was based on serial enzyme changes. His past history did include a Type IV hyperlipoproteinemia and presumable myocardial infarct in 1969 and abnormal EKG thereafter. Some two years ago he had been thought to have some tntnsient ischemic attacks and for a time was on some anticoagulant and/or Persantine. His course in Fairvie'l Hospital initially was complicated by some pulmonary 1'ales and. positive culture of Hemophilus influenza, so he I'/as given some I.H. Penicillin and this did not prove to be an ongoing problem.

Over the next several days in the hospital he was in and out of various ectopic beats and rhythm disturbances with rr.ultiple PVC's and some supl'aventricular tachycardia. Lidocaine \'las not effective but these I'/ere controlled l'iell by Digitalis and Inderal. ~oley catheter was inserted.

__ ~her features of this man's admitting physical exam revealed a chronic furunculosis over the occipital area for vlhich he had been seen by dennatologist.

This man's hospital course was stable over the following week and then on the night of 1/24/80 he sustained an acute cerebrovascular accident l'/ith right hemiplegia and aphasia. He vias seen in consultation by neul'ologist. It was felt that the pathological process vias most likely an embolic phenomena from the heart in viel'l of the recent myoc.ardial infarct. He was treated I'lith Decadron and Heparin. He subsequently regained his sense abilities but demonstrated some aphasia and the right ann and right leg hemiparesis. For a time he had a Foley catheter but pulled this out himself and subsequently vias able to void by himself.

LABORATORY ~JORK: Initial hgb. 14.9, I'/hite count 14.200. UA had 1+ albumen and 2+ glucose and a repeat UA on 1/26/80 \'las negative. Initial SMA 12 showed the follovling abnonnalities: Cholesterol 305, glucose 359, triglycerides 388. Initial SGOT was 37 but on two consecutive days rose to 80 and then to 77. Initial creatinine kinase 1-18 l'/as two units and the follo\'Jing da'y l'laS 45 and the next day vias 18. Repeat blood sugars on 2/2/80 shm'led fasting values of 106 mg.%. It l'/as not felt that the diabetes vias a significant problem. T4 and T3 uptake I'/ere normal. Urea nitrogen was nonnal. Serum electrolytes l'/ere normal on 2/2/80 \"/itll a sodium of 135, potassium ;1.2. Chest x-ray lias clear on 1/20/30. Prio)' chest x-rays on 1/17 and 1/18/80 showed som:! pulmonary congestion suggesti~;J congestive failure. EKG on 1/17/80 shOl'/ed nyocardial irritability, LBBG. some evidence of left ventriculal" hypertrophy . .... llol"lup EKG shO\'/ed persistent abnor.;:alities on 2/1/80. Tile pattern suggested

anteroseptal infarct of indetenr.inate age I'/ith nonspecif~c T "/ave abnonnalities _~ negative T waves in 1 AVL, V4, V5, and V6.

The patient's BP over the last several hospital days ranged arou~d 110 to 120 systolic .1nC 60-70 diastolic. He has been arebl"ile over the last several cays and his only

'24 Aev, 11/71 DISCHARGE SUMMARY REPORT ;'-'c::mtinc;ed--

WhO/MNC/82.2 Appendix III Rev. 1 page 190

)CTOR John Howell, M.D.

Admitted:

PLEASE INCLUDE, 1. Penmenl H&P Findings 2. Pertinent L3b & X-ray 3. Hospital Course/med-surg ~. Discharge Recommendations

+ meds. prognosis 5. Final Diagnosis

FAIRVIEW HOSPITALS

ROOM NO.

CASE NO.

Ou.charged:

Continued from page 1

;;]edications have been Inderal 10 mg. q.i .d., Procainamide Penicillin 300,000 units o.i.d., Digoxin .25 mg. daily, and ~umadin 5 mg. daily. He has been on 1% Hydro­Cortisone and Bacitracin ointment bi.d. to his scalp lesions.

ransfer date to MMC is to be 2/6/80.

-ransfer dismissal diagnosis: 1. Acute myocardial infarct, 1/17/80. 2. Ventricular fibrillation and subsequent cardiac

an'hythmias associated \vith myocardial infarcL 3. Acute cerebrovascular accident secondary to

arteriolar embolus vlith result in right hemi paresis and aphasia, occurring on 1/24/80.

4. Underlying Type IV hyperli?oprcteinemia.

ISPOSITION: This man will be seen over the next several weeks at the rehab unit HtK and I will f0l1C1-1 him there.

;HN Hm'lEll, M.D./skr 2/7 /80

FAIRVIEW HOSPITALS

WHO/MNC/82.2 Appendix III Rev. 1 page 191

NAME

" (, If~:,

ROO~~

DOCTOR JOHN HO\JELL CASE NO,

792-383 DATE

1-17-80

This 58-year old fork 1 ift mechanic was admitted to FSH on 1-1 80 by the Bloomington Rescue squad. He had had some chest discomfort and arm pain on day before. He has had some increasing dyspnea on exertion in last week. Today he drove home with pain in his left arm. Sitting at the dinner table around 5:30 he suddenly slumped back-., ward in his chair and was unconscious. The neighbors were called and a policeman came in and started CPR. The rescue squad came and found that he Ivas in ventricular fibri 1lation. He was defibri llated at 400 watt seconds and achieved a normal sinus rhythm at a rate of 80. At that time he had a pul se. He was brought to FSH emer­gency room by ambulance and arrived here at 5:50 p.r,. In e~ergency rOO:7l he received some Lidocaine. ,in the ambulance he got Lidocaine and Decadron. I saI'l him in the intensive care unit. The patient was alert then, although he ha~ been confused in the emergency room.

PAST HISTORY reveals a fami ly history of coronary artery disease. This man smokes a pack a day and has an occasional drink, much as he said about a year ago. Past surgery does include bilateral herniorrhaphy. He has been taking no medications for last 2-3 months but for most of 1979 he VJas taking Isordil as prescribed by my associate Dr. Charles Meyer. He quit this because he thought it was causing a flare-up of some scalp infection (furunculosis). He was in this hospital approxi­mately one year ago and he had an EKG then which showed an old anteroseptal myocardial infarct pattern. He had a cardiac stress test then which was felt to be positive. An SMA 12 was normal except for cholesterol of 310.

PHYSICAL EXAMINATiON at this time reveals an articulate alert man who is somewhat anxious. Blood pressure is running around 120-115/80. His ?ulse rate Is 125 and there seems to be a sinus mechanisM mostly Impaired. He has no lymphadenopathy. Pupl Is are equal and react to light. He has normal extraocular movements. His thyroid is not enlarged. His neck veins arc distended at an angle above the cldvicle of about 30 degrees. His lungs revea.1 a fe\" rhonchi in both bases but no rales The heart reveals a tachycardia with an 53 heard near the base. His abdomen is

jH/kj

soft and not distended and I can feel no masses. Extrenities revealed no peripheral edema and he does have normal pedal pulses.

Sodium and potassium are norn,al in hospital nOl·/. AN E!-~G shO":s the sinus tachycardia with evidence of anteroseptal infarction and di ffuse de~olarization abnormalities not so very much different frc~ an EKG back in March 1979.

IMPRESSION: 1. coronary artery disease 2. cardL:lc ar,"est choract..::ri::eJ by vent

ficrilJaticn ),,'hich ;,25 c.ar:;'io'.'er:e;:' ..

3. presumptive acute myocardial infarct, to be confirmed by enzyme tests.

This man is presently being maintained on Lidocaine and is being given some Lasix. He wi 11 be follolved closely.

dt 1-18-80 B· lOa. m.

SIGNED

WHO/MNC/82.2 Appendix III Rev. 1 page 192

DATE PROOLEM NU~.16"R

FAIRVIE'N HOSPITALS

. : .~~

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DATE PROOLH.1 NUMBER

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WHO/MNC/82.2 Appendix III Rev. 1 page 193

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WHO/MNC/82.2 Appendix III Rev. 1 page 194

F;\I RVIEWUROSPIT ALS

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3 11

'.J ! 311

--------.~----- ------:-1 hr ;"\ I" --_._--------'--'-'-'--------------:...:...:.:;..-------::llt:\t r:"l~S:i

I 1,7 II i

7,3

0/\ oj

AGE

O/\TE I-I ~1l

.---rime Ikfi-~ I I I I i

. ~ I 230 I ~, • I I I ! ,

220 I i I i 210 i I H 200 i i I ; ! 190 I I i I

180 I I I , i 170

, I I i I I

160 I I I I . I , 150 I I I ! ! I 140 I I I I I

130 I~ I I I !

120 I f.-I I i I I I I !

110 I ! ! I I I

100 j I I I ! : , 90 i ~ I i i I ; ! ;

80 I \'..I I I i 70 ! I I I i I i I 60 I i I I

50 I

m I :

40 I I . : I I 30 I I I P ~ 20 I ! I I

l.· 10 I ; I I I I

oj I I

lire I i

) i

I I

Pulse I ! I

)cspiration kiJI I ! I i ,

I ,

clear ,/1 i I I j

- ! slUffed I i g<Jrblilu I i ;}lJh:!~ir. I I I I

I

"'ilkens well I I I

I j I :off. 10 "wake I

comatOSf! I [ I

orienwu ,,.,/ I I !

disorien led ! I 1 "

.. .;...-

can fused I I

r--"" i I (estl~,ss I

il "'''''''m -+-1-- I I

1-' not mV9. -L

:: ~!"cer"t)f."f" f : i I ! ! I

I rnOllln~ 1(,.) , : I I i I 'I

I ,

I ! I : I ,:;)t 1ll119. ,

, ~: ~ " '~rl'br:l t t' I 1 i

~lt Ri'/ll I I I I

;~-.-Left 1/ :

! i \...

1.' . .1 2C 3r R-F{""ct 1'.UIl H, .. ,\c~

Silt) R

~ , I I ,

Size L :

React R j i I J

React L J, I : ! I 1 I

WHO/MNC/82.2 Appendix III Rev. 1 page 195

Filirvir,w·Soll~lc HOSllil<l1 EdinJ, r.linn(:~,otil Emcr9cllcy Service Puticnt Progress Record

Allergies J:J/rJU Kd'y~-=:l Present Meds. ~ Meds. brought in .LkYf~

ie~~() fU,A-L-L Glasses jLV Shoes /' Contacts lUi Jcwelry

/VU Dentures IvL'

Billfold FVu Watch {],A)

Mise, IVe Valuables env. Ii- fVJ I . /' -. ....

I/-./h, '/ (.f! A:_-k M.D. called

M.D. called .".,.--' Here_

Clergy called

Police called Here

&t IILL Relatives called ~ ~'

Medications and Dos<J!;e Route I Site Time By \~;hom

Zi..lt:...lr? /1 ,·LA..( <\7)~ ~/ -.t.v!21, ;u:1!~~-: f F""""

V1dLi'J[{LI ,-;;r3-rY1~1JO~ = / LF]?/) lit ~f) X'n /2:./

If A~'lf W me} IV (~~ "'1/ I i ;l:i'- f.j

i , j ;r." I :~ r:e.:'-.I.:. ' Time: TIme Am!.

I V Solu lion & AmI. A;ea N~ecll~ St,Ht' ole IAbsrbd By Whom

lJ:Z,77cUZ rJU/!"') f~lf· Af.,i'L! S-y',t(:=ty) I'JrLiL I

!

I --

Procedures T;M~ I By Whom

i);) () ) \ /?]j,Z.:J /2- ter/() (I un,,!(,~ y;t----, '= I

~ :~

/'7; /') (I..-' LJuorat,ory Studies: CL'(,I itrt,( i , OEKG

X.Rays(1 .' 17 x.., i~'

Inwke Output I Blood 8<' Components

! B!ood 01'':)1_, Emesis lt il.G. ---I

: r'll~lnu~ irrigation , !

I.V. ___ ! Sui> To:::! : Compn:s, __

: Urine I -_. __ . ,

Tot.JI"':::::b"

! Est. 8!(,od LvS~ i Gr~n(j T wtJI ( ' __ Tot;,1 1,-_

!

Wl:tO/MNC/82.2 Appendix III Rev. 1 page 196

FAI RVI EW.S0~r~DALE HOSPITAL

P/,TIENT PROGRESS R.ECORO

H7tRGENCY SERVICE NURSES NOTES ONLY . . --~--~------------------~

lte

,TE TIME

,Personal Belongings:

NURSE'S OElSERVATIOi'lS

WHO/MNC/82.2 Appendix III Rev. 1 page 197

I'. ". ; W<ltcn n::,\ ; Ring; (Describe) II. 'l', __ -+ ____ ~~----------~l~~~.'----------~-~------------------~.~--------------------------------__ _ GIJS$CS

Dentures: Upper [:lL'') ; lower t 1 '.1 I ",.. t . ....., ; Partial

Miscellaneous (list) ~_: r - (I I __ -+ __ ----~--------------------~L-~(~~~'~'~-L,~C~----------------------------------------______ ___ Valuables Stub -- Staple Stub Here -

Medications Brought In: Rx Number and Name

isposi ,

Vel ied 01 by: --+----r---------~~~--------------------------"'.- ---,

Verified on Transfer by: Sign. ------ Date/Sign, - 1 Dat~ __ ---~----+-------------------------------~----------+-----------------------

~'V1-'1'~ ,I.,V) l?/\ J Verified on Discharge by:

'yJ 0 0 "

,- i---+-------------------------------------------Chief Complaint:

Patient's Stated Reason for Admission:

~~----I----------------------------------------------------·-------· Health History;

--4---~~-------------------------------------------------------------- .. /, .,t7.f<'_-/~ ,{/'·Lf2i.:_/~"·· ",t;;: Cit' ~ re,; ""1' ,0(i,·./.,( ('f>'~ Z:<;,C~:""-/-'-'-'-:I----"_

Patient's Other Health Problems ina Treatment: ./' 7

c)/ -I~ L (('1 d, J/';,._"-' _______________________ ~------- ...

------------_.-'gics '7 J (, III /,., I (I' Oth~r:

,

ing I' !

, ___ -, __________ ~!~/~(.~_/ ____________ ~'i _______ . __ ~~_.'. ___ ~i~(.~/~-~.=-:., ___ _ -

____ t_P_ed_'_a_tr_ic_ia_n_o_r_Fa_m_il·_I_P_h_Y_,'_C,_~1_n:_~ __ ,~ .. ~L-~!'~_'~~ _____________ ~ _____ ~ __ ~ ________ ~--_______ -------_-

I

/.

.,., f'\.-,.." ... c: '''''t'' " r-. • ~ I (" (' • ,.... ". ..,.. r- .... ,. ,.. ... "... .. • __

.-:- -,,'''. ,..:.-.------./ ., j>J ,"'-Z (;/l ',.-'~

WHO/MNC/82.2 Appendix III Rev. 1 page 198

.' ,I ,/

OF 00

Fairview Hospital

2312 South Sixth Street. Minneapolis, Minn. 55454

Room: 7733 Doctor: Howell/Davis Date of Eval~~tion: 2/4/80

SPEECH Al';D LAKGUAGr: E\',\LUATIO)l

Mr. _ was seen for evaluation of his speech and language skills at the request of Dr. Thomas Davis ~hile he was a patient in Fairview-Southdale Hospital.

Mr. was admitted to Fairview Southda1e Hospital on January 17, 1980, following a cardiac arrest. Upon admission he \.;as aphasic and had right-sided weakness. Mr. has a family history of coronary artery disease. Medical information on his chart revealed that in 1971 Hr. was admitted to Fairvietv-Southdale Hospital with let::-sided paresthesia and slurred speech. An angiogram administered at that ti::\e sho'.;ed "both internal carotid arteries have atherosclerotic plaques near their origin - more narrowi~gof the lumen of the left internal carotid than the right". l'1r. ; was discharged from the hospital and continued to work as a fork-lift operator u~ti1 his present hospitalization.

The }!innesota Test for Differential Diagnosis of Aphasia was administered. Test findings are as follows.

AUDITORY DISTURBA..NCES: Hr. \IIas only able to recognize objects named by the examiner \IIith 45;~ accuracy. He could not recogr:ize letters or identify items named serially. He answered 5 out of 12 comprehension questions accurately. For exa;nple, he erred on qL:esticns such as "Do apples groH on trees?"; "Are there seven days in a week?" He was able to follow most simple test directions. He had difficulty repeating sentences. His responses were usually jargon.

SPEECH A:\D LA~GUAGE DISTl'RBA,,'lCES: He was able to ioitate gross movements of the tongue and oake rapid alternating movements of the oral musculature. He was able to repeat words without errors in articulation. He was able to complete some automatic tasks such as counting a~d naming the days of the week in order, however, he failed to grasp the di~ections for completing sentences. He does use SO::le automatic phrases whe::t conversing, i.e., "Don't ask me that". He could not na~;le

most objects accurately because of perseveration errors and also because of jargon. He could not ansl.er most s:i:~ple questions. It is interestin~ th3t he gave correct responses to the first ite::: on each test, ho\,ever, his responses to the rer.:::tining items in each area were incorrect.

VlsrAL-~·!OTOR. AND ..... RITI:\C DIS:TR!L\::C::S: There was evidence of visual-motor perceptt:al deficits in his copies of Greek letters and reproduction of a \,.I\eel. He has no functional .... riting skills. Ee coul.': print his first nar,e but !H! could not In'ite .;ords to -dictatioCi. He ceul;;:: print letters to dictation ~::d .... rite the nll~lbers 'Ol~e through five. He reversed 50=e n~nbcrs and letters.

- 2

OF 00

WHO/MNC/82.2 Appendix III Rev. 1 page 199

Fairview Hospital

2312 South S;xth Street, Minneapolis, Minn, 55454

Mr. was mildly restless on occasion. He was cooperative. Perseveration was noted on all language tasks.

SL~'~L;"'RY: Test findings are conpati';;le with left henispt-=re involvenent characterized by reduced auditory comprehensior:, \,lOrd find problef.1s, and reduced word recognitio:-. skills. However, some right hemisphere involvement was also noted because of visual­motor perceptual deficits. Prognosis is guarded due to a lack of neurophysiological stabilization. He \Jould benefit from speech and language therapy geared toward increasing his skills. in auditory and reading comprehens~on and oral expression.

If I may be of further in interpreting these test rindings, please call.

(7 ) .7 /:'

4.u~-"v l'u/Y'--1;?l-"- ,-'-Susan }!eneghel Speech & Language Pathologist

CC: Chart T. Davis, M.D.

21,::;400> Rev. 3·78

WHO/MNC/82.2 Appendix III Rev. 1 page 200

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FAIRVI~W .HOSPIT ALS

LABORATORY RECORD

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1'. : I II llt"U 01 hit''' 111 11 l.r:·I.;v Iv! 1.1'" y 1 1 I 1 11 ':)tJ 7 (.~; .. ) 1\ .... I

1<1 11 1 II "'" ~U'J""~"

J I c.1 •. 'U/~:': f":"'C;: i It h .

H' c./~"'Ir< .1 it;'JI~"~

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1',;, c: I·. :t Illi. II," fit

1 "j 1 I 17/1\\.' .",( rJt#·-.

1 '. 21 tJt!.1 ~:.; i i • ..' ~#; I~ :';-

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- 216 -

CLINICAl lAB REPORT /<It' )-:.:, .:

Oc/Ub/80

2/jo :-Abt

!l7 I • tJ • 2 I.u.

qob I .l! • LIS 1. u.

2'11 1. U. 18 I.u.

~.iJ t'lGlfAL

359 '''Gz 130 "-'G% 1111 I"G .~ ISU ~H; ~~

106 1"'i"J.

110 1·1\j ~

c2 '4 2d 4 c2 4 1 1 4 1 I X

130 0"11 T ~

d 7 Ur·l r s 15'" UNiT:'

tyPE:. I v

5.1 ~1G z:

!l7 Ui~ J r s dO U, .. 11 S 17 U,lIT:;

0.1:1 br.~~

.5. I IU ~. 2. .··c ~;'y.

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tl2/u61 f~U

7 9 ~ 3 3 3 - 2 ~ :. L'i~.!:.

dl j'U 11 i'11 tl Ii::. ~U. i on • .). : .• :!lYl.2LL

01-1J-~O 58 M DLS

CAflO-6

WHO/MNC/82.2 Appendix III Rev. 1 page 201

Fairview- Southdale Hospital 640} FrilJlCe Ave. So .. Minneapolis, MlflnCSol<l 55435

LEGEND URINE MICROSCOPIC REPORT:

Indicates Report Below N · Neutrophils % HHC,'.IPr WIJC/HPF. CASl ~iI.yr

@ Int"c~tes Outsi(!c of 95% Confidence Limits L · L ymphocyles % Ot.:t.:f\·,~" LL$~; Itll\N4 LESS rHI\N ~ LES5 ,. IAN ,

Hgh, Hemoglohin: gms % M · Monocytes % 1+ 4,8 5,20 1,5 RBC, Red Cell Count: millions/mm) E · Eosinophils 0' 2+ 8,30 20·50 5,10 70

ESR, Erythrocyte Sedimentation Rate:mm/hr, B ' Basophils % 3+ 3/4 Field 3/4 Field 10,30 Hct . Hematocrit % 4+ Packed Field Packed Field Packed Field

BLOOD Exr:::CTED VALUES

BLOOD ICont'd)

Acid P'tase ... , ...... , ......... UP to 5.0 K.A. lInits Prostatic Fraction ............ . up to 2.0 K.A. units Alk. P·tase .. , •.... , ... , . 25 1001.U.

Children IUp to Ane 15) .. .50·280 LU Alpha· Antitrypsin ... , ... , . . . . . . 180 244 mg % Amylase ,...... . . up to 187 "nits Bicarbonate .. ,........... . ... 22 . 30 meq/L

Bilirubin .. , , .. l' lip In .3. rnH ~1,',

. . .. . • . . . . . . . . . . . . . .. Total UP to 1.6 mg % SSP ..............•............. , Less than S% in 4S' Calcium .. , ................. . Chloride ..... .

"Cholesterol .......•.......

. 8.8 to 106 mg % . .96 . 106 meqlL

150·250 mg % 120·165mg% Complement ..•......... , ......... .

C02 Content .......... , , .

CPK .. '" ..•. , ...... " .. .

CPK· MB.

23 31 meqiL . Male 4 . 55 I.U.

Female 4 ·35 I.U. Chilorcn 4·55 I.U.

... Less than 15 LU. Creatinine ...•......•.............. O.S . 1.5 m9 % Electrophoresis - Albumin ............. 3.3 . 4.7 Gm %

tt. ,Globulin ........ . ...... 0.1 .0.3 Gm % tt I . Globulin ................... 0.4 . 0.9 Gm %

fJ . Globulin ,:.,.: ..... , .... '., ..... 0.7 ' 1.2 Gm % "I ·Globulin ,·.- .. ·.·,· ......... ;· ... 0.6.1AGm%

•• Fibrino']cn ...•...... , • . . . . . • . . .. . 200· .100 m!) % Gamma G ...••..... , •.•....•. , .... 700· 1600 mg %

··G •• amma A •.•..••.•.•......•.•...•. 50.450 m!) % Gamma M •.•••.•••••••.. , ••....••. 50. 250 mg % Glucose ••. , •..........••......... 70· 110 mg % Glutamyl Transpcptidase .......... Female 5·24 I.U.

• . . . • • . . , .. Mall! 8 . 37 LU. Haptoglobin ... , ..... , ............. 40 . 170 mg % Iron ....................... , ..... GO· 140 mc.!) ~:. Iron Binding Capacity ................. 250·380 meg % Iron Saturation Inuex . . .... 25 50% Lact.c ACid (PI~'ma) .•.. , .. , ... , ..... 9 20 I.i'l ~~ LOH . . . . . . . . . . .. "" to 90 LU.

Chliuren (up to Age 101. . , ....... U[1 to 100 I.U. M.lgnclillm .,'...... 1.5·2.4 mcqfL OsmOlality ..•. ,....... . ... 275 . 300 mos/Kg Oxygen Saturation ................... 9~ . 98":'

pCO~ (Arterial) . . . . . • . . 32 ·40 "'m HU

pCOl (Venous) ... J.) .4', r.1m Hg

pH (Arte"al) ....... , . . . . . . 7 .33 . 7..1.' pH (Venousl . . . . 7.3G 7 .. 3

·Phosphorus ...... . 2.6 ~ 5 I1HJ % Potass.um. . . . . . .. 3S . 5 5 meq'L Prote.n: TOT AL. . . 5 8 G'n

Globulin

.: HHJher values .In ch.lldren Lower value, In children

21·9953

,\ G rt.~o 1·2.2

SGOT .........•.... up to 40 I.U. SGPT ' ..... ,........... . Male UP to 24 I.U.

Sodium Triglycerides.

Female UP to 17 I.U. . ................. 134· 144 meqlL

........•...... 40 . 150 mg ~o

Urea Ni trogen ..

Uric Acid .....•..

. ......... 8·22 mg %

. •. " .... M: 3·8 mg %

T3 Uptake. T4 .. , .. .

. . . . . . . . . . • . . . . . . . F: 2 ·7 m9 .~

35-45",

FTI (I71 ..... . 4.5·13mcg'. 1.58·5.85

URINE

Addis COU'1lS per cay: Up to 5,000 casts Up to 500.000 rbc's Up to 1,000.000 wbc's & Ep. cells

Amylase ...•......... , UP to 600 units/2 hrs . Amylase .. , ....•.•.. ,. UP to 6000 units!24 hrs.

Calcium ....... up to 250 mgs/24 hrs. Chloride ........ 50 . 260 meq/L Creat. Clearance ........... 70 . 130 mllmin.

Glucose ..........•.. ,. up to 0.5 Gm/day Phosphorus ............. 0.1 . 1.0 Gm/day Potassium ............... 40 . 120 meq/L

Protein ......••••••..•.. less than 0,2 gm(dav Sodium ,.;,., ...•.. : .. 40 . 250 meq/L UriC Acid ...••..•.....•. 200 . 500 mgiday Urobilinogen ..•••..•.. Maleup to 2 E. units/2 hrs.

Female up to 1.5 E. units / 2 hrs. O,molJlity . 300·1100 mos'Kg MISCELLANEOUS

CSF PrOlein ..... , ....... 15·50 mg .... CSF Glucose ........ , ...• 40.80 mg 0 .•

Glill> Stool Urobitinoqen ..... 100·300 E.U.ll00 Gm Ieee; Stool U,obilllWgCIl .......... up to 250 ",y/d.IY Swe;,t Chloride. . ... up to 50 meq/L HEI\'ATOLOGY

ASO T,ter .. . . , ..... Adults up to 50 Todo un'ts . .. , . , ... Children up to 250 ,\od<l units

flIe~d",'I T.me (h'vl ..••... 2·7 ",intltes Clot RetractIon ....... , ... 40· 65%/hr. Cord Hcmn,)lohin . , ... 13.5·21.0 Gm -, MCV .. 82.94 p' MCH .......... . .. 27 . 32 Il J.!o ,

MCHC . • .. 32 . 38 % P.T.T. 25.<10 ",con.!s Platekt ... 100.000· 350.000 ',"'m 3

RC1.cCI;ocy;c Count .... 0.5· 1.5% Sedtmef1tJtlon Rate .... Female IIp to 20

M~:e 1Ir'i to 15 13 . 70 ,econ,!s

WHO/MNC/82.2 Appendix III Rev. 1 page 202

42073

Nome

Rete 120 sinus'tachycardia

FAIRVIEW HOSPITALS

Age 58 Address 8137 17th Ave So .

PR Interyol .16 QR S Interval .08

i Dia9nosis:There are numerous ectopic beats of apparently multifocal ongln. The QRS complexEjs

show left bundle branch block and increased voltage of S in V2. The ST segments are depressed in V5,6. T waves are inverted in V5,6. Similar changes in 1,AVL,

IMPRESSION: ABNORMAL EKG with myocardial irritability, left bundle branch block, some evidence for left ventricular hypertrophy, and ischemia as vlell. Compared to 3-12-79, the myocardial irritability has developed, and the voltage of S in V2,3 has increased.

Lead 1

Lead 2

Lf'ad 3

210025 (REV. 3·Ge,

r; a a /' /! n Oil {)',: .. '"' ctLV';o . .;.!-. ~}1 tV/=? ,I M.D.

EL ECTR8 CARD:OGR,\PH RECORD

LeedY!

Leed Y2

Leed Y3

Leed eYR Leed eYL Leed eYF

WHO/MNC/82.2 Appendix III Rev. 1 page 203

WHO/MNC/82.2 Appendix III Rev. 1 page 204

8::83 ~4B~

8137 11th Ave. S. Dr. J. Howell 1-17-80

Dale of Ex('mrnolion 1-17 -80

PORTABLE CHEST

FAIRVIH't-SOUTIIQAU BOSPIT.u EDINA, MINNESOT A

58

. Ii ll./ .. ~ r. L .. \:' -

Rm ~I~

Film was taken in AP projection.

Monitoring electrodes \'/ere present overlYing the chest. The

heart is moderately enlarged. There appears to be some mild

bilateral pulmonary vascular congestion co~patible with mild

cardiac decompensation. No appreciable pleural reaction is

seen. Bony structures are unremarkable.

CONCLUSION: Cardiomegaly and mild pulmonary \li:'~cular con-

gestion compatible with mild conqestive failure"

Jf4:ln

. ,.;..:.

:-:1-18-'80 _t.,

PORTABLE CHE~T " .".

" ....... .

F" If;V I n'l·sn U i H D;HE 1105 PIT i\,C

Rm

-',.EDINA, MINNESOTA ",',

313'/ ITni /WE. . DR.J.L.flOWELL

2

'01-17-BO 58 M DLS :.~ :,' ': ~', " ,... ... ~ ....... -.-

CARD-6

WHO/MNC/82.2 Appendix III Rev. 1 page 205

',.', .

CAFlO-6

' .. ': .

. - l~"

.; . ,

" .. .. ; ~

", ,~ompa r~s_~ n 1-17 -80. .' " , ,

,'The '~'~r~'t' '; s' ~n 1 arged. "The; nte'rs t it i a 1 rna rk i!1 9S' are prornin~nt -";~'~'.:; ~t~ ~~;:;'~'''-~iJ~ E:·;'·~i}·~~ {~.\~:-~. : : ,- - " *~ .' :>': L :";' , 'throiighout,both lung fields 'suggesting early .failure., The" ',:

.':>'::':a~;~'~::;~:h:~~':~h;as not changed in th,e o.ne-day interval. ,,',' .... - . .,~ ~ .. "'- ~ ;:.~;._:.:; -' ':.: .... ~"' .. ,

"'If.' .... , "'. .J:::-,A.

'.~ ". ','

'::~" :. - .. ,~.:~ # .... ; • .': • '. ,,,,'

:~ !>~., ' .• - .; • .,. :;c., ... . '. ~ .... :.~:":, ' ..

WHO/MNC/82.2 Appendix III Rev. 1 page 206

792-383 .. . ,

.-~ 8137 17th Avenue South

. Dr.~J.L. Howell., 1-2D-BO.

_,,",,;,'('_, ·.c· _ ,.

Dale of Exominoti.~~ .. ~· ..• 1,:'<20·~BO .;". ..::: .. -

. . '.': ~ : -"". ~' . " .

'PORTABLE CHEST ••••• #.

_ .. ',

Frol:lV I,~;i -SOUT U!} AU U 0 SPIT tl( EDINA, MINN ESOT A

58 yrs.

Rm CARD-6

-_ £ a r d a c .~ 1 z e 'i s not c han 9 e d a p pre cia b 1 y fro m the stu d y of 1 - 1 8 - B 0 , ;- '.-";--.' ,"

'The .lung fields appear clear at this time. The remainder of the

chest; s·u nc hanged from the p rev/ ou S study .

. JDH:c';b

X-RAY REPORT. (PAGE ni

COVEH SII£::ET-IlOSPITAL ABSTRACT

lao Study 1.0. Number: 30

LABEL

WHO/MNC/82,2 Appendix III Rev. 1 page 207

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7. Social Security Nunber: 13 h I + II ~ I /1 13/'110 I / til 62 &5 67 71

*8. Birthdate:

72 7" 76

0iJ ffi II I lsi (Ho) (Day) (Yr)

9. Address:

att: Lfl (I ITI 7e- House Nunber

c. l § Apt. 302 Box

3 Lot

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e.1 ;M!;d County

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£./ /ll rli State

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71; "

11210 I *11. Discharge Date: r:~[~~ 1

(Ho) (Day) (Yr)

12. HospLtal Code: [QL.:...-1.._L..!-!

13. Date Abstracted: ~ / ~ /~ Ulo) (Day) (Yr)

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WHO/MNC/82.2 Appendix III Rev. 1 page 208

,""c;. )DRESS , I N ST TV/STATE BAYPORT ,MN I(';E . 20 11'\ ;OR F£ TI RED

MARITAL STATVS

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MED- 1 ADMIT DATE t -26-"PM)O

ACCOM I ADMIT TJME2: 0 55003 BIRTH DATE 4-21-' 5 AGE64 CATH • ~HuRcHST CHARLES

:CUPATION HOME PHONE PREY. ADM. 4-23-79

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:iiiDATE /-/0-80 DAYS STAY CONSULTANT ~ DIED E. AUTOPS',

SCHARGE DIAGNOSIS

1. Severe generalized arteriosclerosis with several old CVA's on autopsy and one new one.

2. Severe coronary artery disease with ventricular aneurysm and three vessel disease, severe.

3.Diabetes mellitus. 4. Urinary retention with catheter.

7i'';'~ 4LfC# "/ 4:sc" 4-1 't., 9

)MPLICATION ?ERATION S. Chronic obstructive lung disease ""ith bronchiectasis right lower lobt

. LI Clt'LJ.. 6. Old infarct of spleen healed. 7. Arterial nephroscleros1s. .- t INAL SUMMARY '+C :::~

Patient was a 64 year old male who entered the hospital with a history of '+/':; tremors and abnormal movements at home. It was felt that this may have been a seizure disorder and he was hospitalized for a little more intensive evaluation and mmagement. Initially he was responsive and was evaluated by Dr. GUll\nit, neurologist in consultation, who felt he was having episodes of seizures. It was recommended that he be started on some Dilantin. On the third hospital day, he did have marked deterioration with total lack of responsh-eness. It was felt initiallY that he did have some pulmonary edema and this was treated progressively with I.V. diuretics. This did not help things. He continued unresponsive and, over the

::·::-::::-.::-.::next 24 hours,continued to. deteriorate and finally died .

...... i<E\lIEW MEMORIAL HOSPITAL ~-·!..LI"'ATc",. MIII.f\jESOTA ':.50d2

AUTOPSY REPORT

Patient: ...... ~ .. p't<" ..........

Time of death: 7:47 P. M., 1/10/80

Place of death: lakeview Memorial Hospital, Stillwater, MN

Phys I ci an: Dr. Schlfl z

Autopsy permission granted by:

Time of autopsy: 9:00 A. M., 1/11/80

Place of autopsy: Simonet Mortuary, Stillwater, MN

Pathologist: Dr. Johnson

GROSS AUTOPSY DESCRIPTION • r

EXTERNAL EXAMINATION:

WHO/MNC/82.2 Appendix III Rev. 1 page 209

lA-80-1

The body is that of a well-developed, well-nourished, adult, white male appearing to be older than the stated age of 64 years. The body has been previously arter­Ially embalmed and there is marked loss of pigment of the skin of the face and upper body secondary to vitiligo. There is marked edema of the dependent parts, and the skin of the legs is discolored. There are a few small crusted ulceratlons( on the legs.

INTERNAL EXAMINATION: ,

On opening the body, the abdominal fat measures 1.5 cm. in. thickness. The. abdomen contains approximately 1500 cc. of amber fluid with some fibrin clots. There are adhesions around the spleen and the gallbladder. The abdominal organs are In their normal relation one to another. The appendix Is present and normal. The I iver extends ~ cm. below the xiphoid process and 2 cm. below the costal margin in the right mid-clavicular line. The diaphragm arches to the right third intercostal space and the left fifth rib. On opening the chest, the right pleural cavity Is obliterated by dense fibrous adhesions. The heart is pulled slightly to the right, and the left lung Is adherent to the anterior lateral wall by two string adheslons< The left pleural cavity is dry.

Heart: The heart Is markedly dilated but not enlarged. The coronary arteries are extremely atherosclerotic with essentially no lumen in any of the coronary arteries. The mitral and tricuspid rings appear to be slightly dilated, but the valves appear functional. There is an old healed myocardial infarct anterior-laterally at the apex with ventricular aneurysm and old organized neurothrombus,overlying the endocardial aspect of the infarct. The myocardium is a deep red-brown in color, faIrly firm in consistency. There is no evidence of recent myocardial Infarct.' The atrial and auricular appendages show nothing of note on gross examination. The foramen ovale Is closed. The root of the aorta shows marked atherosclerosis with ulceration.

lungs: The right .lung is enclosed in thick fibrous pleura. After removal, the pleura measures from 2 to 5 mm. in thickness. The bronchi contain a frothy, yellowish material. The lung is approximatel~ one-third the usual size. The cut

WHO/MNC/82.2 Appendix III Rev. 1 page 210

"A~"~ft-_ -2. .

s'urfac~ I s dry and the bronchi ~n the lower lobe ~ed and the bronchial walls are markedly thickened. They contain a yellowish, somewhat mucoid, material. The left lung is more nearly of usual size. It is rubbery in consistency and the cut surface is fairly dry. There is no evidence of consolidation or tumor.

Liver: The liver is of usual size. The surface is sl ightly granular and the edges are slightly rounded. The cut surface shows marked excess of blood and fluid, and there is definite darkening of the centers of the lobules.

Spleen: The spleen is approximately three times normal size. There is marked perisp'l'emi~"and there is an. old healed infarct on the superior aspect. The cut sUl;.faceshows the pulp to be mal-kedly firm.

Pancreas and Adrenal Glands: The pancreas shows nothing of note on gross examina­tion. The adrenal glands show thinning of the cortex.

Kidneys: The kidneys are of usual size and configuration. The capsule strips with some difficulty leaving a granular brown surface. The cut surface shows a marked excess of blood and fluid, and the cortical-medullary junction is obscured. The cortices measure approximately 5 mm. in thickness. The pelves, ureters, and bladder show nothing of note on gross examination.

Gastrointestinal Tract: The gastrointestinal tract shows a marked bluish-red discoloration with swelling in the first portion of the duodenum. This has the appearance of possible hemangioma or mucosal hemorrhage. The gastrointestinal tract otherwise shows nothing of note on gross examination.

Abdominal Aorta: The abdominal aorta consists of a fusiform aneurysm extending from the diaphragm to the pelvic rim and measuring up to 15 cm. in diameter. On section, it contains mostly plaque material.

Organs of the Neck: The pharynx, larynx and trachea show nothing of note on gross examination. The thyroid shows the left lobe to be absent. The Isthmus is much

:Iarger than usual and the right lobe appears to be essentially normal.

Head: On opening the head, the scalp and calvarium show nothing of note on gross examination. The brain is of usual size and configuration. The vessels at the base of the brain show marked atherosclerosis. There is a small area of enceph­alomalacia in the cortex in the left occipital area. The brain will be cut later and the brain diagnosis will also be dictated later.

GROSS IMPRESSION:

1. Marked generalized atherosclerosis. A. Fusiform abdominal aortic aneurysm.

2. Marked coronary atherosclerosis of all three coronary vessels.

3. Old healed apical. arterio-septal, myocardial infarct with aortic aneurysm and organized neurothrombus.

q. Chronic obstructive pulmonary disease, bronchiectasis of the right lower lobe.

5. Chronic fibrous pleuritis with obliteration of the right pleural cavity.

WHO/MNC/82.2 Appendix III Rev. 1 page 211

Autopsy Report - 3 - ....... -, ... "

6 . .,...,,_.' .... , .. ,t, of the I' spleen and kl·dneys. . Acute and chronic congestion Iver,

7. Old healed infarct of the spleen.

8. Possible arterio and arteriolonephrosclerosis.

9. Possible hemangioma of the first portion of the duodenum.

10. Congenital absence of the left lobe of the thyroid.

11. Ascites.

12. Vitiligo, pronounced on the face.

13. Dependent edema, marked.

1/11/80

Autopsy Report

GROSS BRAIN DESCRIPTION:

The brain is of usual size and configuration except for a small area of old encephalomalacia in the left occiput measuring up to 1.2 cm. in greatest dimen­sion. The vessels at the base of the brain show marked atherosclerosis with extreme narrowing of lumina. On section of the cerebrum, there are mUltiple old healed infarcts with encephalomalacia in the right cerebral hemisphere involving the head of the caudate nucleus and adjacent white matter, the thalmus, the internal capsule, the lentiform nucleus, the claustrum, and enlarging the left lateral ventricle. There is a third healed infarct in the posterior portion of the occipital lobe and involving the gray and white matter at the tail of the lateral ventricle. There appears to be a rather small, recent infarct with some cystic degeneration in the right lentiform nucleus which measures 1.5 by 0.8 by 0.7 em. Section of the cerebellum, pons, and medulla shovi nothing of note on gross examination.

GROSS IMPRESSION: •

Cerebral arteriosclerosis, severe, with old mUltiple infarcts and encephalo-malacia of the right cerebellar hemisphere and of a recent infarct involving the left lentiform nucleus.

~~~~ 1/16/80

WHO/MNC/82.2 Appendix III Rev. 1 page 212

Autopsy Report

MICROSCOPIC: .

Sections of the myocardium show fibrosis, scarring, ~ngestion. Attached to the endocardial surface of one of the sections of the~eft ventricle, there is an old organized thrombus. There is nQ.u~de,~e,9f recent myocardial infarction.

Sections of the coronary arteries show marked medial and intimal thickening with ext reme narrowi.ng of i'he I umena.

Sections of the lungs show 'the bronchi to be rather irregularly dilated, the lumen to contain a somewhat blueish-staining mucoid material containing numerous eosinophiles, neutrophiles and mononuclear cells. The bronchial glands are markedly hypertrophied, and the bronchial stroma contains a chronic inflammatory infiltrate. Th~ bronchial muscles are hypertrophied. The smaller and middle­sized pulmonary arteries have markedly thickened walls, and there is a prolifera­tion of small blood vessels within these thickened walls. Many of these smaller blood vessels have rather plump endothelial I ining. Some of these are associated with these abnormal bronchi. The alveolar capillaries are markedly dilated. Some of the alveoli are enlarged and show fracture and clubbing of the alveolar septa. One section of the left lower lobe shows a small hyal inized infarct associated with an obliterated small artery. Some of the alveol i contain pigmented macro­phages, and, where these occur, they are numerous.

Sections of the I iver show acute and chronic congestion.

Sections of the spleen show acute and chronic congestion. One section shows a hyalinized area of infarction.

Sections of the kidneys show rather marked atherosclerosis involving the larger and middle-sized arteries. Small arteries and arterioles appear to be spared. The kidneys are markedly acutely congested.

Sections of the brain show multiple areas of infarction with loss of brain sub­stance. The old infarcts and the apparently recent infarct are Indistinguishable microscopically, except that the older ones have a more intense gl iosis.

Sections of the duodenum show superficial ulceration with a floor consisting of hemorrhagic crusting.

DIAGNOSiS:

I. Marked generalized atherosclerosis. A. Fusiform abdominal aortic aneurysm.

2. Marked coronary atherosclerosis of all three coronary vessels.

3. Old healed apical, arterio-septal, myocardial Infarct with aortic aneurysm and organized neurothrombus.

4. Chronic obstructive pulmonary disease, vesicular emphysema and bronchial asthma, generalized, with bronchiectasis of the right lower lobe.

5. Chronic fibrous pleuritis with obliteration of the right pleural cavity.

. Autopsy Report - 6

'6. Acute and ch,QIit[Jt&ngestio,?,!';'M the liver, spleen and kidneys.

7. Old healed infa

8. Arterionephrosclerosis.

WHO/MNC/82,2 App~dil.:t IU Rev, 1 page. 213

9. Superficial stress ulceration of the first portion of the duodenum. -.

10. Congenital absence of the left lobe of the thyroid.

11. Ascites.

12. Vitiligo, pronounced on the face.

13. Dependent edema, marked.

14. Multiple old arteriosclerotic infarcts with encephalomalacia of the left cerebral hemisphere.

15. Recent Infarct of the left lentiform nucleus.

~~ 1/24/80

WHO/MNC/82.2 Appendix III Rev. 1 page 214

:ollowing Outl in" Su99" 01S Order

01 Recording

el ""'plaint

:tory 01 resent Iness

. tory 01 ost

Diseases Operotions Hospital

Admissions

Communicable Oiseoses

Immunizations Allergies

"lily lislOry

dol Ii story

;rital iistory

sternie ~eview

General

Hud·EENT

R .. spirotory

Cordia· vas-cutor

Genito­urinory

G yn• co-logica'

Locomotor

N ..... o-psychiatric

'gnQtur. of In'ern, Altending

Physician

C.C:

Dr. Schulz ~Ar< 1-7-80

gentleman has been having deteriorating course

partial paralysis of the left seen 1n consu tat10n by Dr. L. Towne? at

anything that was amendable to surger did return to work after this CVA .

and pulmonary problems. He has been 1uret1cs and with this respiratory

deteriorated becoming less active and unable to move around, . He een seen 1n consultat1on by urologist because

situation fairly well. as been haV1ng increasing

1--

become somewhat red and b.1ue in the face. His ~~~~~r-~~~-U~~r.-.~k~~~~~ 1S an LPN, has seen these spells and denies

Following this, he does not have any memory of the episode.

.. ' ~-hospitalizations over the last year for congestive failure and generali~

to Mounds Park Hospital. An EHI scan at that time was

- 2 b.i.d., Lasix-120 mg. daily. - none known.

crma] cbi 1 ahcca giGs_GSG pll;ls Ul96S QesoribsQ aOOvev-

v1s10n.

coughing spell, seems to more or less choke with these. 1---------""'''''-=---:;d.:e:-:n==--1i:· es anginal symptoms but has had marked shortness of

is eating fairly well. Is incontinent

chronic problems with this,

9ver the ast year of two.

NEURO - spells as above. Res1dual left-sided weakness.

Patient is fairly alert male that did have episode of rather ',:. __ ~~~~~~~~~~~~~~~-ce~x~am. He d1d turn somewhat red-faced w1th th1S

ck or balte any other actillity other th)O just

..

WBO/l'lNC/82,2 Append:j.~ r.u Rey, 1 Pi\~e 21,5

HEENT pupils are somewhat constricted. "Tympanic membranes and throat • are clear. NECK - no palpable masses. LUNGS rales bilaterally - more pronounced also audible over the chest. HEART tachycardia with no murmur. ABDOMEN somewhat voluntarily rigid making EXTREHITIES _ slight puffiness of the lower calf tenderness. SKIN - deep pigmentation around the face.

on the right side. WHEEZES

it difficult to evaluate. legs and complains of some

NEURO residual left sided weakness with positive Babinski on the left. Slight-hyper-reflexia on the left.

IMPRESSION:

disease.

jn 1-7-80-

1. Spells - questionable seizure disorder or epoxic episodes. 2. Old CVA with probable general cerebral arteriovascular

3. Severe congestive 4. Diabetes mellitus 5. Urinary retention 6. Deep pigmentation

heart failure with marked cardiomegaly, stabl in the past. with catheter in place. of the face of questionable etiology.

WHO/MNC/82.2 Appendix III Rev. 1 page 216

X-RAY REPORT 1'".a.- ••

_. ___ . _______ Age ____ ·l1m. NO. ____ ·_Hosp. No. _____ .-- . ... ,.... -,

____ Date IX 1./6/80 . ___ _______ X-ray No. __ --I:..-;=-'

Jbmitted for X-ray film ____ •... _ ____ Treatment _____ _ Filed . ____________ .

1atomical part or region: ___ ~::.:. -------------. -_ .. _-------

Attenui,',g Physiclan ___________ ._

ndings: CHEST: The heart remains enlarged, but is smaller than on previous films. Some vascular congestion is still present in both lung fields. There are also some platelike atelectatic changes over the right hemidiaphragm. The right costophrenic angle is obscured as was present previously.

CO~CLUSlON: Cardiomegaly. Residual chronic pulmonary changes at right lung base.

2574J-e La ~C~UlZ ~A~6~

108 4-21-'~-&.

OFtu 2O!IO-8r'99VW ... Rot I. Inc. Dea "ol"el. to.. 50.301 ........ ~

/ ./

Dr. M. R. GILCHRIST. M. D. l/7.1MLs.hIL __ ---

X-RAY REPOR

WhO/MNC/82.2 Appendix III Rev. 1 page 217

X-RA Y REPORT

'J( A------------- -=--=-_____ Age _____ Am. No __________ Hosp. No. ___ _

_ ____ ~Date 1/8/80 31789A

~ddress __ ._. __ . _. __ __ ~ . __ • _________ X-ray No. _. _______ .

3ubmilled for X-ray lifm. _ __ ___ _ . _______ Trealment ____________ ~~_ Filed

1\ t . I - LUNG SCAN .. na omlca parlor region: _________ _ -- -------- - ------- ._ ... -- --- ------

Attending Physician _______ _

Findings: LUNG SCAN: Four millicuries of TC99-NAA was given. The left lung field is negative. On the right. there is ~e~~ poor opacification of the total lung. This would suggest that there is a pulmonary embolus which is probably occluding pulmonary artery.

CONCLUSION: Pulmonary embolus.

?~74l-6

t~ 5(H~lZ 108 54~Q5 4-21-1,-64

//}{,lfi!:7 O M. R. GILCHRIS~ N.D. 1/9/80 sb r. ___________ ~ ___ ~~ _________ _

X-RAY REPOF

WHO/MNC/82.2 Appendix III Rev. 1 page 218

" '"" cc: Dr. Hart

SBH LZ

PATIENT: II-

Date __ ~~~~~ ____________ ___

Patient a 64 year old white male with a history of a right hemispheral CVA on 9 July 1974, admitted at this time by Dr. Schulz because of episodes of apparent loss of consciousr.ess in the last month. History obtained from he and his family suggest that these episodes tend to occur after coughing spells and often occur while he is eating. His daughter relates that he see~s to stop ventilating, turns red, and eyes roll back and he is unresponsive for a matter of 30 seconds to 1 minute and then begins ventilaifng again then becomes responsive with no postictal state. There have been no convulsive movements noted or symptoms suggestive of posterior circulation problems. The patient does relat~ that he notices difficulty breathing, numbness in hands and some racing of his heart at the time of these episodes. P.H: • Illnesses - CVA in 'July 1974. Angiogram dorie at that time showed an occluded right internal carotid artery at its origin and collateral filling of the left anterior cerebral EEG's inJuly 1974 and December 1977 showed some swelling over the right hemisphere. 1977-patient hospitalized here for questionable posterior circulation insufficiencj and was put on Coumadin for a time without apparent improvement in symptoms. 197!i-hospitalized here with right lower lobe pneumonia and subsequent right ple(, i. effusion. Patient attempted suicide by carbon monoxide inhalation. February 1979 - hospitalized here with C.H.F. Lung scan at that time did not suggest pulmonary emboli. MEDICATIONS Digoxin-0.125 mg.q:d.', LalE;ix-120 mg., Isordil-lO mg. q.i.d., Slow-K - ~ b.i.d. ALLERGIES none' DIET regular ALCOHOL - occasional. FAMILY MEDICAL HISTORY:

SMOKING ,occasional in the past but never heavy~

Both parents died of CVA'S. Otherwise non-contributory. REVIEW OF SYSTEMS.:' -no~ ,done PULSE 110, regular. B.P. 108/80 ALERT older male, with an obvious Cheynne-Stoke respiratory pattern. SKIN - few crusted lesions over the pretibial surface. LYMPH - lxl cm. rubbery mobile node in the right supraclavicular area. HEENT Pupils small but equal and reactive. Fundi not well seen secondary to myosis. Upper plate. . NECK - so~ewhat decreased range of motion. No goiter. CHEST rales at the right base. CARDIOVASCULAR regular rhythm, no JVD. No murmur, S-r or gallop. Questionable f:ioft 5-3. ABDOMEN - distende and firm. Diastasis recti. Liver approximately 14 cm. by

percussion but do not feel good edge. No oA'.J7? .. IIC1l1llMblii.'.lif .... 1I1 BACK 1+ presacral edema,' lSi EXTREMITIES pulses absent below the femorals. Trace lower extremity edema t~· he knbes. No-synovitis. NEUROLOGIC spa'stic left upper extremity. left knee jerk slightly greater the right, Normal Babinski's signs. Positive Hoffman's on the right.

than

GENITALIA mild swelling of the prepuce. RECTAL_not done. (OVER)

L 2 • HEHOGLOBIN- 13.2 SED RATE - 35

',' UA 4+ albumin, 13 to 18 wbc' s.

WJ;lO/MNC/82.2 Appendix III Rev. 1 page 219

CHEST X RAY - gross cardiomegaly. Bibasilar alveolar infiltrates which appear to be chronic, right lower lobe pleural changes which also appear to be chronic. EKG - IVCD. Old anteroseptal H.I. Intra-atrial conduction defect. Decreased voltage. Arterial blood gases - pH-7.50, P02-53. PC02-22. PC03-16. TSH-done in the office recently was 13 which was slightly elevated. T-4-6.4. Alk. p'tase-96. Albumin-3.l. Bilirubin-l.9.

ASSESSMENT: 1. Apparent syncopal episodes - no good history of the common causes of syncope such as seizures, arrhythmias or posterior circulation problems. Would wonder if these episodes are not a primary ventilation disturbance secondary to the patient' Cheynne-Stokes respiration which is likely secondary to diffuse bihemispheral arteriosclerotic disease. Patient's blood gases suggest a marked alveolar/arterial oxygen ~~ ___ and it might also be that during the apneic phase of his respirations, his hypoxemia becomes quite severe ~ that he has a seoondary bradycardia. The etiology of his hypoxemia is unclear bat may be merely secondary to a respiratory apraxia with marked ventilation p~fusion in ?v#??.-.mismatching. Pulmonary emboli. would certainly be another consideration. 2. ALbuminuria - no obvious cause - may be secondary to nephrosclerosis. 3. Slightly elevated TSH.

Suggests early hypothyroidism. With his vitiligo, this may be an ~ phenomenon. 4. Cardiomegaly - apparently on the basis of ischemic cardiomyopathy. No gross congestive heart failure at this time .

. PLAN: 1. Consider lung scan. 2. Consider Holter monitor. 3. Quantitate albuminiuria. 4. Discuss case with neurologist.

jn 1-7-80

_S1--t~ {/HART, H.D.

WHO/MNC/82.2 Appendix III Rev. 1 page 220

cc: Dt' _ GUIIlIl i t,

Dr _ Schulz nd Dr. liar t

P TrENT: Room 108

Date 1-7-80

This is"a 64 year old man who had a right hemisphere eVA in 1974 3econdary to occlusion of the right carotid artery_ Since then, he developed congestive heart failure and difficulties with ventilation. The problem at hand now are episodes in which he loses consciousness and hj~ eyes roll up. Some of these are associated with hyperventilation and some of them associated with coughing. However, his wife also notes that one or two of these have occurred in the absence of either of these episodes. It is important to note that he has had gradual deterioration of mental state over the last few months.

brow. EOM are He has spastic on questioning.

bilaterally.

Examination of the head today reveals a confused face and furrowed full. There is no nystagmus or squint. Fundi shows no papilledema. left upper extremity. He denies if there is anything wrong with it There are no Babinski's. DTR's are generally hyperactive with ------I am reasonably certain that he is having seizure like episodes. Will start him on small amounts of Dilantin to see if that will help_ I experimented by increasing his oxygen from about 1 to 2 liters to 6 liters and found that he perked up mentally. He had an episode of hyperventilation when I was talking with him which I was able to interrupt by distraction. It may be that very careful attention to his pulmonary function and perhaps more regular use of oxygen might benefit his senso)';uu

Apparently an EEG was performed today but the record is not available. No report 1~ available. Whether or not the EEG is abnormal or shows seizure activity, I think he should be placed on 300 mg. of Dilantin a day and blood level dr~ in three or four weeks. it would be nice to keep him around 10 to 12 and see if this has any effect on the episodes of loss of consciousness. If the Dilantin dcf"<, not help and the oxygen does not help and the EEG is normal. we will have to get together and discuss the problem more in detail. In any case, I would like to have a follow up on him to know'what happened. This could be done as an outpatient in the River Valley Offices or perhaps you could just give me a phone call when you see him next. Thanks for asking me to see him.

jn 1_8-80

- 237 -

RESPIRATORY THERAPY DEPARTMENT

PERIODIC ROUNDS RECORD ,"

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WHO/MNC/82.2 Appendix III Rev. 1 page 221

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WHO/MNC/82.2 Appendix III Rev. 1 page 222

E & TIME Ptog ..... of Co ... , S'fmptom.~ COMplicotiQn,_ Conl'"'ltot'on.~ Condition on OilchOfge

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Wlio/!iNc/82~2 A:ppendb: IlJ Rey. 1 page 223

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WHO/MNC/82.2 Appendix III Rev. 1 page 224

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WHO/MNC/82.2 Appendix III Rev. 1 page 225

WHO/MNC/82.2 Appendix III Rev. 1 page 226

00 NOT USE THIS SHEET UNLESS A REO NUMBER SHqWS

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2~743-6

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LAKEVIEW MEMORIAL HOSPITAL Stillwater. Minn.

DO NOT USE THIS SHEET UNLESS A RED NUMBER SHOWS

DOCTORS ORDERS 4. TREATMENT

WHO/MNC/82.2 Appendix III Rev. 1 page 227

-.' ----'---------------r-----------------------

~'S7·~:-6

tlo: ~Ut:.slZ ~_S'f,:-

106 4-Z1-1':::-64

,

WHO/MNC/82.2 Appendix III Rev. 1 page 228

LAKEVIEW MEMORIAL-HOSPITAL Stillwater. Minn.

DO NOT USE THIS SHEET UNLESS A RED NUMBER SHOWS

E &. TIME DOCTORS ORDERS a. TREATMENT

~------------------------------------------------~

~!:li ~l-f

(P !.:':tilill 108 ~49~~ 4-11-'~-64 "'iJtI $t? 3f!!l1t.Lt.iS iRE CHART copy

~::llal Day

PO Day

Hour 01 D~~ FO

140 1060

130 1040

SO 960

.. ~ ..

LAKEVIEW MEMORIAL HOSPITAL 919 W. ANDERSON STREET

STILLWATER, MINNESOTA 55082

/ - 9 -90 3 ... ..1

WHo/mC/82.2 Appendix III Rev. 1 page 229

GRAPHIC RECORD

lit<, I I)' -I I I

-

, Jspiratior.s .)~ '~lJ ~ :j~ R~ '11 Y:::.~ ,

Blood Systolic: itO li~ ~~ Pressure

Diastolic: 70 bO 1~

J"'?"'YfLC R~ Ao T t "IH ) 1 () iOg'l) ,::l."IO'&- 0

lover)

(~ ~(~vLZ iC8 ~.3~8;:;, 4-:1<(;.-64

';po=1iIIIW1!:m9¥iiS'Jt

WHO/MNC/82.2 Appendix III Rev. 1 page 230

PATIENT CARE-TREATMENTS-TEACHING-CONFERENCES-ACCOUI\11At.:HLlI '(

:TlON TIME AND INITIALS

Ie 1- (0- ~n j-, 7- fto /-E'-pn /- 9-80 th --- f-}:Le--J S h/l/v-fJ ~ 1!tJ~ ~tivity 1,· 7 C'lecd- c;.1~d II"'I .

"j..Bd U U

-"-

7·3 lldm,'5Slhr'l /~clu'/ro- BeN UlOJA ~(1~o.rt (!/o-.J ( • nMV1J ~~

3·11 1\ '\

;.;" 'J! """'" t ~ "l~r ~ , I " r . it"" ... 1\ .' <.l '--'..Air 6."~ . ct\(ti ~LI

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:,:.f''1J11

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t ,,-;'.4 .J, ., 1.JiK .1f" ~ ~ I, tPJf ~ 3·11 -'", o' I /.1 li/· 7 1---1- o-tw.... (' <II.~ r / ... 4-~~f ',<' .

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Conferences

'. Accountahil,ty 11·7 n ' --?', d, Jd: . ... ·n .' .n L_ L ' )' -..... L'I .• .1 11:,).:L:.1 f.)~)

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3·11 l ":, . U. • \ I I, .... \

,v ) .. ; . .,

.'1> .. i1" .. :.' t I- , • , .* • • J , .", • .I'.~, • I • ,I '" .' I.,; •

Medication date date date

Dose, Frequency, Route

WHO/MNC/82.2 Appendix III Rev. 1 page 231

Discharge Date _____ _ Chart Copy

date date date date Total

.{'I

I fHAf~ gO ~~ (111)-- ~

U

Iln.<\ 't I~Df1\a lO\

~fj

c!)OD)'Y\.-)-. 1" iJ • u

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[: : •• ::, j. '- L 1 1 t) e ~ .. ; :"l ; . ..: - ;- 1 ~ ~ - 6 4 .~.

1,1

-- -

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At the ."d of 7 days Of at dis<:ha'9'" .. nd COpy 10 Ph .. ,m.cy. i

I • ........... ATlrHd Ql"rnp.D SHEET

WHO/MNC/82.2 Appendix III Rev. 1 page 232

311 3 1-hs_l

PATlEN! 1 ""IE AGE 1 -AOOM PATI£NT HO. "0. OUf; . .. :

"'UTI! '''SURANCE CLAIM "0. _____ .. ___ ._ ATT£NOI"G PHYSIC.A,. PHON [

DATE

HOUR I~ 11.'-, ;I

W' +1 B.P. · , ,

240 ' . .

230 :

T I .

220

210

200

~L I : 190 I-

180

I-170 c:

1-7- c: I

160 C

e II. C

ISO

~ (/ (/ l! 1.c0 C

" I - r. 'no : (

: : c c 120

a 110 ...:. . .

1I · . 100 · -· - . 90 .

10 :-.---- , : I ~ L: 10 : : ~l < ., . '-· - .

" .

H4-' 50 · ., ~ ...... .

! ~ : F:R: '-.., ~

.") ..... ? .'"' 1--L . . .

t:::""~; ~lh.' 't U ..;.;v 108 I I ..x. .

1 ~ J' ~ 4-?'-'~-64

-

WHO/MNC/82.2 Appendix III page 233

Rev. 1

LAKEVIEW MEMORIAL HOSPITAL

'Jte _' _'_:---!.I_-_'..,(~;..;-;G",',,_. --,80.:..,,,,,0_ Time 01 Interview ~Cf/f'l How arrived _--Lt.G4t.::yJ"-f~:";".l...C: __ ~'_· -._....,.-_____ ---,-__ ronunci.lliol1 Wan, t~ tCY beaddrttssed as __ .f.Jl'.I.(J~~1'J,.d1"'1o::1·'~:':::/=---_______ _

,dmitted from_--,C~2a""Y:":";LJ!..J ,,,,,.~t""':'r.aL'':'''':''·--7/./.,,,I-,-,-____ Accompanied by ~~ '. :. ! '. Oc~upation _________ .,.-_ 1)ltts 7. , .PJven to rela)ivc;>l.N.ame) Safe __ ' _

",~i9I1S: T <J? P--FL,~ R~BP 1!JJ-/.lQWt. /!j'2.:r"!- Chair;( Standing ____ _

.troduction to or cXIJlanation of: Articles with Patient: Check: Yes No Yes No ---

ivilelWS ,>j' Upper Denture X de rails & bed controls ..... Lower Denture X V Radio cost '. V Loose bridge ~'

lone V Partial plate :r ) band v Ring , Jthroom-towels,' etc. v Watch )r

rine spec. v Glasses .Y

gnal Cord >/ Contact Lenses )f

Hearing Aid ~

JHent Medications: Artificial Eye ;-

limb ~' . Other ..

Crutches :'<

Walker .' Cane I-Brace " )M1eelchair ) . . -'\:~.~(:{ Disposition of Meds: ___________ _

"tlirth Control Pjll~

,'.' "'.'

FOOd~~.tls.-li~~~~i~~~"~~m-----------------------------________ _ .' J",t'+-

" /1:{ "/,~,,

B/wel and blad~er habit~: Last 8.M. ,,Does anythin~ help? ________________ _

I .~ .' ,i (' I I .'i ";' ,: I a' ,J/ I' .) /. /I " (/' .:..", .) ... \ ,: I /t' ,,'. I. ,- " (. i ' " . ' /

Sleep habits: Do you take anything for sleep? -It ,f,! ..'?, • Do you get up at night? i!.:. ' Why? ..;u ...... ·:..; ..; .. .:..i..t.:.I:..-:...r .... /_.I~."f_;j'-I-__., ...:. .. ~ . ... ~, . f' 141 f' )' '. j"

5, Smoking: Yes or No_....r;,;.;.:/t.:.:,! __ How much __ --______ _

Are you bothered by smoke? __ ~iL··:.. • .:.,""',-i-----------

~':.7Ij-r,

~; ·~I.l . ~:;r, ~ :;,:.. '.; it - ;~ , - ~ ': - (j .1

, over , NURSING OAT A BASE

250 - .-

WHO/MNC/82.2 Appendix III Rev. 1 page 234

Reason for hospitalization, precipitating factors, initial observations. W.hat type of treatment did you and

your 9octor plan for? / /' ~, h ' •• , •

,i . I .. , ,-l •. .. ....... ",' ,. /", (',

".1 /; /

I ~II' ,'';'/ \: ... I

" ,. .. "/ -'," \ //.> .j II I. .. I 'l • .... : .',:. ,'Jr..<> J. <..(,. /.. .. ', / - ,,(:

Past hospitalizations: When - Why ~ Any spef!ial memories?

<~I".',I '71 (JIlt (II./TI/;If.1..1 /'I,.JI,/~ ... J

z .., ,";/

/~J / _..--.'.. ....

Do you have any difficulties other than present illness for which you are being treated?

I ,-' llJ '- t II J ,.;1 , ./ .,./ !,J./.--J

.j ,. 7 I '. I,'"

/ , .. .' ~'i.." ~-'!j. ) ..... :... '

Significant personal family and planning neeqed. -!-

~ . . <7 11/(1_)/

Ii /.,.,. , , . " c'" '"

social factors

{I 1

(relatives, friends, legal guardian, etc.) ( ') i

. ./_I.~!' I j :) !,r _ ~.,<! / .; '-1 '.') e / ' . . 1

Special discharge

f ) I // (,-1

--------------------------------------------~,

. /, . ,- ~, / ." , .

'"j I':' ','

I) I 1-.... 1, 1,-, .. .14 \.

1·--~--------~)~----7/~· ------------____________________ ~--------~ Y 7 -

'" i 3. ~ 4. ~

, r Admitting Nurse _...:......:......._ .. ..:.'--....:...-.-:.......t......:.._:--.:.....-----

Infor~ant

WHO/MNC/82.2 Appendix III Rev. 1 page 235

......... ...,..:. ---~-------.----PROBLEIf OOAL NURSING PLAN 1111:

--- -_._-------

-- .- .. ---~ ~.-., ... _---_._---..

-------

- - .- --____ .I--_______ ~L:L-..J.-~..;II...:.-----_; +<'-£. _ H _._ ... _____ • ____ _ ---------t---.---.------.. ---------. ,

~.- ----------+--~----..:.---I---------_t_-::-. -- -;---"..-----I--------~I__--------t__-.. -

-- ------------1---------4-----------1-

. - ... - . ., .- ... --..,...- .. _---. . ' ..

.. _- "'---_. - ................... - - ----- ----_ .. __ ... _. ' .... -- ' .

________ ---.-..f-------.. _ .. _·.0_ .--

---~--------------4~--------------~----------------r_-

2C.7t.-~-6

L~ :ChLlZ ~O~ ~~ye~ 4-21-;:-·4

WHO/MNC/82.2 Appendix III Rev. 1 page 236

•..

- .......... - ,.7"_ ............ , •• "

NURSE'S NOTES

NURSE'S NOTES

rA - and Time

--------+ . --_ ... _ ... --_ ... __ ..

NURSE'S' NOTES

WHO/MNC/82.2 Appendix III Rev. 1 page 237

~ ________ ROOM NO ____ ' __

Nurse-s Name

~'" --- .. ---.-~-: ..... -: ..• --------- ---. -----. --- _ ... _--------!----¥-,--- ~.-- _ .. -------1

I

• PI . •• NURSE'S NOTES

p.

WHO/MNC/82.2 Appendix III Rev. 1 page 238

Jlt! allu T ,01.,

. -f!f"""f9'\ 12." 8'''GGS tkt~ Mo." ... '0-. ~O:)06. ".~,,,,T{O'" V S A

NURSE'S'NOTES

DOCTOR. -- .. - ;,. ... ROOM NO. ~ __ _

NURSE'S NOTES

NUR9E'9NOTE9

WHO/MNC/82.2 Appendix III Rev. 1 page 239

:;""-''!!!!III !!!!!!"_....:.;.------~.--.---.~---- DOCTOR ---~--------- ROOM NO. -----

Nurse's Name

,.

--------f-------.---.-- ----------- ----- .-----,

------+---------- ----------------- -'--.-------------.--.. -----t--

-----+----- ----------------------

_----f----------------- --- --.- .------.-.

-------_._- ... _---

-~-- ----- -

'.nl ... ·• I, .... 1, ~,. NURSE'S NOTES

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