The Golden Ratio: The Divine Beauty of Mathematics - NIBM ...
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Transcript of The Golden Ratio: The Divine Beauty of Mathematics - NIBM ...
TheGoldenRatioTHEDIVINEBEAUTYOFMATHEMATICS
GaryB.MeisnerFounderofGoldennumber.netandPhiMatrixTM
CONTENTS
Introduction
IGOLDENGEOMETRY
IIPHIANDFIBONACCI
IIITHEDIVINEPROPORTION
IVGOLDENARCHITECTURE&DESIGN
VGOLDENLIFE
VIAGOLDENUNIVERSE?
APPENDICES
AppendixA:FurtherDiscussion
AppendixB:GoldenConstructions
Notes&FurtherReading
Acknowledgments
ImageCredits
Index
W
INTRODUCTION
hatmakesasinglenumbersocaptivatingthatithaspersistedin
ourimaginationsformorethantwothousandyears?Souniversalthatitis
foundinthewritingsofanancientGreekmathematician,themusingsofa
revolutionarycosmologicalscientist,thedesignsofatwentieth-century
architect,andtheintrigueofabest-sellingthrillernovel-turned-movie
blockbuster?Sopervasivethatitappearssimultaneouslyinthegreatest
architecturalmonumentoftheancientworld,thepaintingsofhistory’s
mosteminentRenaissanceartist,andtheatomicarrangementofrecently
discoveredquasicrystallineminerals?Andsocontroversialthatit
engendersconfusingandpolarizingclaimsaboutitsappearancesand
applications?
Youmaythink,orhavebeentold,thattheevidencehasalreadybeenpresented,theanswershavealreadybeenfound,andthatthiscaseisclosed.Thegoldenratioisnotanewtopic—muchhasbeenwrittenaboutitsinceancienttimes.
Whatcouldpossiblybenew?Theanswersmaysurpriseyou.Fortunately,technologyandknowledgecontinuetoadvanceatanever-increasingpace,constantlyprovidingnewinformationthatwaspreviouslyunavailable.JustasnewtechnologiesinDNAevidencecanrevealnewtruthsthatcompletelyoverturnapastverdictinacriminalcase,newtechnologyisgivingustheinformationandtoolstoshowthatpastverdictsonthistopicwerealsolackingintheircompletenessandaccuracy.We’reabouttooverturnsomepastconvictions,too—notconvictionsoffelonsheldinaprison,butratherconvictionsofbeliefheldinthemind.Beliefscanbetheirownformofprison,andweoftendon’tknowhowimprisonedourmindsareuntilweseetheworldfromavarietyofdifferentperspectives.
OurnewtoolsforcollectingforensicevidencearetheInternet,newsoftwareapplicationsonmuchfastercomputingtechnology,andagrowingglobalcommunityofpeoplesharinginformation.In1997,theInternetwasusedbyonly11percentofthedevelopedworldandonly2percentglobally.1By2004,mostUSuserswerestillaccessingtheInternetonslowdial-upconnections,2andWikipediahadlessthan5percentofthearticlesthatithadby2017.3IlaunchedGoldenNumber.netin2001,andfollowedin2004withmyPhiMatrixsoftware,whichallowstheanalysisofdigitalimagesinjustseconds.Thereisnowamind-bogglingcollectionofimagestostudy,manyofwhichwerenotreadilyavailableinhigh-resolutionuntilthelastfivetotenyears.ManyoftheinsightsI’llsharewithyouwerecontributedbyusersaroundtheworldwhohadnowayofconnectingwitheachotheruntilveryrecently.So,indeed,someoftheinformationwrittenonthistopicjustadecadeortwoagocannowbeshowntobeincompleteinitsfactsandconclusions.AndIfullysuspectthattechnologiesandinformationavailabletenortwentyyearsfromnowwillbringnewinsightsthatweren’treadilyavailableasIwritethesewordstoday.
Whetheryou’reamathematician,designer,phiaficionado,orphiskeptic,Ihopeyou’llfindsomethingnew,interesting,andinformativeinthisbook,andIhopeitchallengesyoutoseeandapplythisnumberinnewways.Furthermore,Ihopetokindleafireinyouaswejourneyacrosstimeandspace,exploringtheveryunusualanduniquemathematicalpropertiesofthisubiquitousnumber—knownbyvariousmonikersthroughtheages—thathasinspiredsomanyofhistory’sgreatestminds.
Thisc.100CEfragmentfrompapyrifoundatOxyrhynchus,Egypt,showsadiagramfromBookII,Proposition5ofEuclid’sElements.Thefirstreferencetothe“extremeandmeanratio”appearsinthedefinitionsandProposition30ofBookVI.
WHATISPHI?
Let’sbeginthisongoingjourneyofdiscoverywithabasicunderstandingofthisintriguingnumber,gettoknowsomeofthepeoplethroughouthistorywhoselivesittouched,andexplorewhereitappearsandthewaysinwhichithasbeenusedoverthemillennia.Representedinshorthandbythedecimal1.618,phiisanirrationalnumberfollowedbyaninfinitenumberofdigits,andisaccurateenoughforalmostanypracticalpurposeweaskittoserve,takesmuchlesstimetowrite,andsavesaninfinitenumberoftreeswhenprinted.Thefamiliarnumber3.14,whichrelatesacircle’scircumferencetoitsdiameter,isrepresentedbytheGreekletterπ(pi).Similarly,1.618isrepresentedbyanotherGreekletter,Φ(phi),althoughithastakenonotheraliasesindifferenterasofhistory.InmathematicscirclesitissometimesdenotedbytheGreekletterτ(tau).Today,itismostoftencalledthegoldenratio,butithasalsobeenknowninrecenttimesasthe“goldennumber,”“goldenproportion,”“goldenmean,”“goldensection,”and“goldencut.”Furtherbackintime,itwasevendescribedas“divine.”
This“divine,”“golden”numberisuniqueinitsmathematicalpropertiesandfrequentappearancesthroughoutgeometryandnature.Mosteveryonelearnedaboutthenumberpi(π)inschool,butrelativelyfewcurriculaincludephi,wherewe’llusetheuppercaseGreeksymbolΦtodesignate1.618,andthelowercaseϕtodesignateitsreciprocal,1/1.618or0.618.Thisisperhapsinpartbecausegraspingallitsmanifestationscantransportonebeyondanacademicsettingintotherealmofthespiritual.Indeed,Φunveilsanunusuallyfrequentconstantofdesignthatappliestosomanyaspectsoflife,art,andarchitecture,butlet’sbeginwiththepurestandsimplestoffactsaboutΦ,whicharefoundinthefieldofgeometry.
MAKINGTHEGOLDENRATIO“GOLDEN”
Thegoldenratiowasn’t“golden”untilthe1800s.ItisbelievedthatGermanmathematicianMartinOhm(1792–1872)wasthefirstpersontousetheterm“golden”inreferencetoitwhenhepublishedin1835thesecondeditionofthebookDieReineElementar-Mathematik(ThePureElementaryMathematics),famedforcontainingthefirstknownusageofgoldenerschnitt(goldensection)inafootnote.4ThefirstknownuseofthetermgoldenratioinEnglishwasinan1875EncyclopediaBritannicaarticlebyJamesSulleyonaesthetics.Butthetermdidn’tappearinamathematicalcontextuntilScottishmathematicianGeorgeChrystal’s1898bookIntroductiontoAlgebra.5
HistoryrecordstheancientGreekmathematicianEuclidasdescribingitfirst—andperhapsbest—inBookVIofhismathematicstreatiseElements:
“Astraightlineissaidtohavebeencutinextremeandmeanratiowhen,asthewholelineistothegreatersegment,soisthe
greatertotheless.”6
So,where’sthemagicandwonderinthat?Let’sstartwithanexample.IfIaskedyoutodividealine,youcoulddosoinmanyplaces.Ifyoucutitinhalf,you’llcreatethis:
Thewholelineis1.Let’scallitA.Thefirstsegmentis1/2.Let’scallitB.
Thesecondsegmentisalso1/2.Let’scallitC.
Here,theratioofAtoBis2to1,andtheratioofBtoCis1to1.Let’scutthatlineagain,andthistimethinkofitassomethingtobeshared
betweenyou(B)andme(C),suchasabarofchocolate.I’lltakejustone-third,becausethat’sthekindofguyIam:
ThewholelineAisstill1.ThelongersegmentBisnow2/3.TheshortersegmentCisnow1/3.
HeretheratioofAtoBis3to2andtheratioofyourpieceBtomypieceCis2to1.
IfIonlytookaquarterofit,thoseratioswouldbe4to3and3to1.AndifIonlytook10percent,thoseratioswouldbe10to9and9to1.
Aswecutthelineindifferentplaces,wegetavarietyofdifferingratiosforAtoB,andtheynevermatchtheratiosforBtoC…exceptwhenwecutitinthat
one,uniqueplacethatEuclidmarveledovermorethantwothousandyearsago.Atthatsinglepointofequilibrium,wefindthattheratioofAtoBis1.618to1,andtheratioofBtoCisalso1.618to1!
Thisisoneuniqueaspectofthegoldenratio:theratioofthewholesegment(A)tothelargersegment(B)isequaltotheratioofthelargersegment(B)tothesmallersegment(C).Inotherwords:
A/B=B/C
Butphihasmanyuniquemathematicalproperties.Forexample,itistheonlynumberwhosereciprocalisonelessthanitself,as1/1.618=0.618.Statedmoresimplyandelegantly:
1/Φ=Φ–1
As1.6182=2.618,phiisalsotheonlynumberwhosesquareisonemorethanitself;thatis:
Φ2=Φ+1
Totakethenextstepinunderstandingwhyphianditsmathematicalpropertieshaveramificationsbeyondbeinganinterestingexerciseinmathematics,I’dliketointroduceyoutoPhiMatrix,thesoftwareapplicationIdevelopedin2004andre-releasedwithanewversionin2009.Ilearnedobject-orientedprogrammingattheageoffifty-fourjustfortheexpresspurposeofcreatingthisoneprogram,whichisnowusedbythousandsofverytalentedandenthusiasticartists,designers,photographers,andothersinmorethanseventycountriesaroundtheworld.PhiMatrixmakesitveryeasytofindandapplythegoldenratiotoanyimageonyourscreen.Asanexample,considerthelinesegmentwejustdividedaccordingtothegoldenratio,byoverlayingitwitharectangularPhiMatrixgrid(showningreen):
Asyoucansee,thegreendividinglineintersectsthepointrepresentingthegoldenratioonthesegment.Simpleenough,isn’tit?You’llseesimilarrectangularoverlaysusedthroughoutthisbooktovisuallyindicateapplicationofthegoldenratio.
Aswewilldiscover,theappealofthisgoldenproportionextendsfromdesigners,mathematicians,andmysticstodoctors,biologists,andinvestors.Thegoldenproportionispresentinthenaturalworldandisevenintrinsicallyrelatedtoourperceptionsoffacialbeauty.Throughouthistoryithasbeenusedtocreatebeautyinmanygreatworksofclassicartandarchitecture,anditisstillinusetodaytocreatevisualharmoniesingraphicdesign,productdesign,photoandvideocomposition,logos,userinterfaces,andmore.Somebelieveit’sevenfoundintheproportionsofthesolarsystem,aswellasthepriceandtimingmovementsofstockmarketsandtheforeigncurrencyexchange.
ThisportionofLeonardodaVinci’sJohntheBaptist(c.1516)showssomecompellingproportions.CoulddaVincihavebeenintentionallyreflectingthegoldenratiointhispainting?
ACONTROVERSIALNUMBER
Withalltheattentionithasreceived,youwouldthinkthatthisnumberwouldberecognizedasanimportantuniversalconstant—certainlyaswell-knownaspi—butthiscontroversialnumberusuallygetslittlemorethanapassingmentioninthecurriculaofmostacademicinstitutions.Why?
Indeed,manyconfusingandpolarizingclaimshavebeenmadeaboutitsappearanceandapplication.Eventhesmallminorityofpeoplewhoknowofitreallyknowverylittleaboutit.Doesitbelongintherealmofconspiracytheory,orarethesecuriousmindswhodiscernitslatenttreasuresontosomething?I’llletyouinonthemanyclaimsandcounterclaimsandunveiltheevidencelikeagoodmysterynovelorepisodeofCSI.Inthiscase,though,youarethedetective,judge,andjury.Youdecideforyourselfiftheclaimsaretrueorfalseorifthey’regroundedinmathormyth.Intheend,youmaynotknowforcertainifitwasjustaverystrangecoincidenceorevidenceofagranderdesign.
Intrigued?Themoreyouunderstandaboutthemathbehindthegoldenratio,themoreyou’llappreciateitsappearancesinnatureaswellasthearts,andthemoreyou’llbeabletoapplyitincreativeartisticexpressionsthatarevirtuallylimitlessintheirapplication.
Let’sbeginourexplorationofthisverybroad,deep,andfascinatingsubjectbytakingalittlewalkthroughhistory,exploringthelivesofseveralofthediversecastofcharacterswhohaveplayedaroleinthistimelessstory.
SacredGoldenRatioSculpturebyOliverBradyandCarmelClark.Thismagneticsculpture’sdesignisbasedonthe180-degreegoldenspiraldiscussedshownhere.
I
GOLDENGEOMETRY
“Geometryhastwogreattreasures:oneisthetheoremofPythagoras,theotherthedivisionofalineintomeanand
extremeratio.Thefirstwemaycomparetoamassofgold,thesecondwemaycallapreciousjewel.”1
—JohannesKepler
A lthoughtheproportionknownasthegoldenratiohasalwaysexisted
inmathematics,geometry,andnature,exactlywhenitwasfirstdiscovered
andappliedbymankindisunknown.Itisreasonabletoassumethatithas
beendiscoveredandrediscoveredthroughouthistory,whichexplainswhy
itisknownbyseveralnames.There’ssomecompellingevidenceof
awarenessandapplicationofthegoldenratiobytheancient
mathematiciansofBabylonandIndia,butlet’sfirststartwithGreece.
ANCIENTGREECE
Mostofthecontentintoday’sgeometrytextbooksisderivedfromthediscoveriesoftheancientGreeks,andtheearliestreferencestowhatwenowknowasthegoldenratiomayhavecomefromthetimeofPythagoras,amathematicianandphilosopherwholivedfromabout570BCEto495BCE.Itisthoughtthatthefive-pointedstar,orpentagram—inwhichthelengthofeverylinesegmentisinagoldenratiorelationshiptoeveryotherone,asshownbelow—wasthesymbolofhisschool,andthatheandhisfollowerswerethefirsttodiscoversomeoftheuniquepropertiesofthegoldenratio.
ThepentagonatthecenterofthepentagrammakesanappearanceintheworkoftherenownedGreekphilosopherPlato(c.427–347BCE)—specificallyhisc.360BCEdialogueTimaeus,whichdescribesauniversemadeupoffourelements,representedbyfourfundamentalgeometricsolids(nowknownasthePlatonicsolids).Thefifthsolidisrevealedtobethedodecahedron—anassemblageoftwelvepentagonsintendedtorepresenttheshapeoftheuniverse.Inhisdialogue,PlatoalsowroteofameanrelationshipbetweenthreenumbersthatmightbeadirectprecursortoEuclid’s“extremeandmeanratio”:
Theratiosoftheredsegmenttothegreensegment,thegreensegmenttothebluesegment,andthebluesegmenttothepurplesegmentareallequaltophi(Φ).
ThisillustrationofthefivePlatonicsolidsandtheirassociatedelementsappearsinJohannesKepler’sMysteriumCosmographicum(1596).
2“Whenthemeanistothefirsttermasthelasttermistothemean,…theywillallbynecessitycometobethesame,andhavingbecomethesamewithoneanotherwillbeallone.”2
Tothisday,however,itisunclearwhetherthisisadescriptionofmeansingeneral,orwhetherthisisaspecificreferencetothegoldenratio.
Althoughlittleisknownabouthisorigins,EuclidlivedinancientAlexandriaaroundthethirdcenturyBCE,whenPtolemyI(c.367–c.283BCE)ruledovertheHellenistickingdomofEgypt.Comprisedofthirteenbooks,Euclid’sElementscontainsillustrateddefinitions,postulates,propositions,andproofscoveringgeometry,numbertheory,proportions,andincommensurablelines,whicharethosethatcannotbeexpressedasaratioofintegers.Itwasafoundationalworkinthedevelopmentoflogicandmodernscience,andtodayitisregardedasoneofthemostinfluentialtextbookseverwritten.Firstprintedin
1482,itwasoneoftheearliestbooksonmathematicstobeproducedaftertheinventionoftheprintingpressbyGermanblacksmithJohannesGutenberg,anditislikelysecondonlytotheBibleinthenumberofeditionspublished.AbrahamLincolnstudieditintenselytohonehislogicalthinkingskills,andin1922thePulitzer-winningAmericanpoetandplaywrightEdnaSt.VincentMillaypennedapoementitled“EuclidAloneHasLookedonBeautyBare.”
Plato’sAcademyisportrayedinthisfirst-centuryBCERomanmosaicfromPompeii,Italy.
ThisArabictranslationofEulid’sElementswascreatedbyPersianpolymathNasiral-Dinal-Tusi(1201–1294.)
InwhatEinsteinreferredtoasthe“holylittlegeometrybook,”Euclidreferredto“theextremeandmeanratio”anumberoftimes,alongwithconstructions(includingthepentagram)showinghowitisderivedgeometrically.BeginningaquicktourofEuclid’sfundamentalworkonthegoldenratio,wefindthefollowingconstructioninBookVI:3
Proposition30.Tocutagivensegment(AB)inextremeandmeanratio(E).
Here,EuclidasksustoconstructsquareABHCwithsidesequaltoourinitialsegmentAB,andthenconstructrectangleGCFDwithareaequaltothatofABHC,whereGAEDisalsoasquare.WhensegmentAC=1,wefind:
•TheareaofsquareABHC=1•TheareaofrectangleCFEA=1/Φ•TheareaofbothsquareGAEDandrectangleEBHF=1/Φ2
EuclidintroducesthissameconstructioninBookIIbeforeratioshavebeenintroduced,creatingthemidpointEofACandthenusingEBasthearctodeterminelengthsofthesegmentsEFandAFasfollows:
Proposition11.Tocutagivensegment(AB)sothattherectangle(BDKH)containedbythewhole(AB)andoneofthesegments(BH)equalsthesquare(AFGH)ontheremainingsegment(AH).
OtherexamplesinvolvingtheextremeandmeanratioappearinBookXIII,illustratedbelow:
Proposition1.Ifastraightline(AB)iscutinextremeandmeanratio(C),thenthesquare(DLFC)onthegreatersegmentaddedtothehalfofthewhole(CD)isfivetimesthesquare(DPHA)onthehalf(AD).
Proposition2.Ifthesquare(ALFB)onastraightline(AB)isfivetimesthesquare(APHC)onasegmentofit(AC),then,whenthedoubleofthesaidsegment(CD)iscutinextremeandmeanratio(B),thegreatersegment(BC)istheremainingpartoftheoriginalstraightline(AB).
Proposition3.Ifastraightline(AB)iscutinextremeandmeanratio(C),thenthesquare(ABNK)onthesum(BD)ofthelessersegment(BC)andthehalfofthegreatersegment(AC)isfivetimesthesquare(GUFK)onthehalfofthegreatersegment(AC).
Proposition4.Ifastraightline(AB)iscutinextremeandmeanratio(C),thenthesumofthesquaresonthewhole(AB)andonthelessersegment(BC)istriplethesquare(HFSD)onthegreatersegment(AC).
Proposition5.Ifastraightline(AB)iscutinextremeandmeanratio(C),andastraightlineequaltothegreatersegment(AD)isaddedtoit,thenthewholestraightlinehasbeencutinextremeandmeanratio(A),andtheoriginalstraightline(AB)isthegreatersegment.
InProposition6,Euclidintroducestheconceptoftheapotome,whichhedefinesaseach“irrational”segmentthatmakesupa“rational”linethathasbeencutinextremeandmeanratio.JumpingaheadtoPropositions8and9,wediscoverthegoldenpropertiesofthepentagon,followedbythegoldenrelationshipbetweenthesidesofthesix-sidedhexagonandten-sideddecagon.
Proposition8.Ifthestraightlinesofanequilateralandequiangularpentagon(AC,BE)subtendtwoangles,thentheycutoneanotherinextremeandmeanratio(H),andtheirgreatersegments(HE,HC)equalthesidesofthepentagon.
Proposition9.Ifthesideofthehexagon(CD)andthatofthedecagon(BC)inscribedinthesamecircleareaddedtogether,thenthewholestraightline(BD)hasbeencutinextremeandmeanratio(C),anditsgreatersegmentisthesideofthehexagon(CD).
Areyoureadyforthejumpintothree-dimensionalspace?Thislastpropositiondescribesthegoldenratiorelationshipbetweenacubeandadodecahedron:
Proposition17.Toconstructadodecahedronandinscribeitinasphere…andtoprovethatthesideofthedodecahedron(UV)istheirrationalstraightlinecalledapotome.Corollary:Therefore,whenthesideofthecube(NO)iscutinextremeandmeanratio,thegreatersegment(RS)isthesideofthedodecahedron.
Inthelastexample,Euclidshowsthatthesideofthedodecahedron(e.g.,segmentUV)isanapotome—thatis,thegreateroftwoirrationalsegmentsthatmakeuparationallineequivalentinlengthtotheside(e.g.,segmentNO)oftheinscribedcube.Inordertoillustratethisrelationship,thesidesofthecubearebisectedatG,H,K,L,M,N,andO,andthenGK,HL,HM,andNOareconnectedtoformsegmentsrepresentingthewidthofthecube.ThenthesegmentsNP,PO,andHQ—whichrepresenthalfthewidthofthecube—arecutinextremeandmeanratioatpointsR,S,andT.SincesegmentsRUandSVareat
rightanglestothecube,thelengthofsegmentRS,whichisthegreaterapotometotherationallineNO,isequalinlengthtothesegmentUV,whichrepresentsasideoftheequiangularandequilateraldodecahedronUBWCV.
CONSTRUCTINGTHEGOLDENRATIO
Euclidgaveusawonderfulfoundationforunderstandingthemanyappearancesofthegoldenratioingeometry.Butwecanmakethisevensimpler.Let’slookatsomeoftheothersimplegeometricconstructionsthatcanbeusedtocreateagoldenratio,startingwiththeline,andthenproceedingtothethree-sidedtriangle,four-sidedsquare,andfive-sidedpentagon.UnlikeDavidLetterman’s“Top10”Lists,I’mgoingtostartwithonethatisperhapsthemostamazing,byvirtueofitssheersimplicity.(Iliketodescribethisapproachas“incrediblysimple,yetsimplyincredible.”)
THREELINESIfEuclidhadseenthiselegantlittleconstruction,historyprobablywouldhaverecordedhimratherthanArchimedesastheonerunningnakedthroughthestreets,shouting,“Eureka!”
1.Gatherthreesticks(dowels,chopsticks,straws,orwhathaveyou)ofequallength.2.Placethefirstoneinaverticalposition.3.Laythesecondoneagainstthemidpointofthefirst.4.Laythethirdoneagainstthemidpointofthesecond,sothatoneendofeachstickislinedup,asshown.
Figure1.ThegoldenratiocutoflineACispointB.
THREESIDES:TRIANGLEHere’sanothergeometricconstructionthatissimplerthananyofthoseprovidedbyEuclid.
1.Withtheaidofacompass,drawacircle.Theninscribeanequilateraltriangleinsideit.2.Drawalinethroughthemidpointoftwosidesofthetriangle,extendingthelinetotheedgeofthecircle,asshown.
Figure2.ThegoldenratiocutoflineACispointB.
FOURSIDES:SQUAREThisconstructioniscloselyrelatedtoEuclid’spropositionsthatapplyanarctothemidpointofasquare,butwe’redoingtheconstructioninreverse.
1.Withtheaidofacompass,drawacircle.Thendivideitintotwosemicircles.2.Insertasquareinsideonesemicircle,asshown.
Figure3.Inthisconstruction,thegoldenratiocutoflineAC,again,ispointB.
FIVESIDES:PENTAGONThisconstructionisthefirstcontainedinElements,appearingasProposition8ofBookXIII.
1.Withtheaidofacompass,drawacircle.Thencreateapentagonbyinsideitbyconnectingfiveequallyspacedpointsonthecircle.
2.Connecttwooftheverticeswithaline,andthenconnectanothertwoverticeswithanotherline,asshown.
Figure4.ThegoldenratiocutoflineACispointB,wherethetwolinesintersect.
Seehoweasythisis?Goldenratiosjustseemtoappearwithoutmuchplanningoreffort.SeeAppendixBtoexploreothergeometricconstructionsofthegoldenratio.
PYTHAGORASANDKEPLERWALKINTOA…TRIANGLE?
Haveyouheardthejokethatstarts,“PythagorasandKeplerwalkintoabar”?Probablynot,butasyouwilldiscover,thefindingsofthesetwohistoricalmathematicianshelpstoillustrateoneofthegoldenratio’suniqueproperties.Pentagramsaside,Pythagorasisbestknownforhiseponymoustheorem,whichstatesthatarighttrianglewithsidesoflengtha,b,andc(wherecisthehypotenuse),hasthefollowingrelationship:
a2+b2=c2
Asstatedintheintroduction,wealsoknowthatphiistheonlynumberwhosesquareisonemorethanitself:
Φ+1=Φ2
TwothousandyearsafterPythagorasdevisedhisfamoustheorem,GermanmathematicianJohannesKepler(1571–1630)noticedthesimilaritybetweenthesetwoequations.Thisledtohisdiscoveryofauniquetriangle,nowappropriatelyknownastheKeplertriangle,withsidesequalto1,√Φ,andΦ.
This1610portraitofJohannesKeplerbyanunidentifiedpaintercomesfromaBenedictinemonasteryinKremsmünster,Austria.
KeplerobservedanothercharacteristicofthistriangleandwrotetohisformerprofessorMichaelMästlin:
“Ifonalinewhichisdividedinextremeandmeanratiooneconstructsaright-angledtriangle,suchthattherightangleisontheperpendicularputatthesectionpoint,thenthesmallerleg
willequalthelargersegmentofthedividedline.”4
Here,heisreferringtothetwolegsofthetrianglesbelowwithadimensionof1.
Asshown,whenyoudrawalineperpendiculartothehypotenuseoftheKeplertrianglethroughitsrightangle,thesegmentsoneithersideofthelinehaveagoldenrelationship,andtheresultingtwotriangleshaveidenticalproportionstothatoftheoriginalKeplertriangle.
ThePythagorean3-4-5triangleistheonlyrighttrianglewhosesidesareinanarithmeticprogression,inwhicheachsuccessivetermiscreatedbytheadditionofacommondifference:
3+1=44+1=5
Curiously,the√Φ-1-ΦKeplertriangleistheonlyrighttrianglewhosesidesareinageometricprogression,inwhicheachsuccessivetermiscreatedbythemultiplicationofacommonratio.Inthisuniquecase,thatratioisthesquarerootofthegoldenratio:
1×√Φ=√Φ
1×√Φ=√Φ√Φ×√Φ=Φ
CirclingbacktoPythagoras,inthepentagramwefindtwoothertriangleswithgoldenratioproportions—thatis,twotriangleswithaΦto1relationshipbetweenthebaseandsides.
Thepentagram(above)canbedividedintoseveralgoldentriangles(below)andgnomons(below),eachofwhichhasatleastone36-degreeangle.
Theobtusetriangleabove,center,isknownasagoldengnomon.Theacuteisoscelestriangleontherightisknownasagoldentriangle.These,inturn,formthebasisofanimportantmathematicaldiscovery,Penrosetiling(seehere).
THEGOLDENRATIO,ORIGAMI-STYLE
Ifyouknowsomeonewhogetstiedupinknotsbymathorgeometry,trysharingthislastgoldenratioconstructionwithhimorher,becauseitrequiresneither.Allyouneedisastripofpaper.Foldapaperintoasimpleknotandpresstoflatten.(Don’toverthinkit!)This“knot”formsapentagon,withbothvariationsofthegoldentriangle,whosebaseand
sideproportionsaredefinedbythegoldenratio.
HARMONYOFTHESPHERES
BothPythagorasandKeplersawmathematicseverywhere,fromthevibrationsofastringedinstrumenttothemotionoftheplanets.Thoughnooneknowsforsure,itisbelievedthatPythagoraswasthefirsttoidentifytheinverserelationshipbetweenthepitchofamusicalnoteandthelengthofthestringproducingit,andhemayhavegonefurtherinlinkingtheorbitalfrequenciesofdifferentplanetstoinaudiblehums—atheorythathaspersistedthroughtheagesundersuchnamesasmusicauniversalisand“HarmonyoftheSpheres.”
Kepler’sowninterestsrangedintothemystical,andheexploredtheideaoftheuniverseasaharmoniousarrangementofgeometricalformsinhis1596bookMysteriumCosmographicum(CosmographicMystery),aswellashis1619bookHarmonicesMundi(HarmonyoftheWorld).Intheformer,KeplerproposedthattherelativedistancesbetweenthesixplanetsknownatthattimecouldbeunderstoodthroughanestingofthefivePlatonicsolids(seehere),eachenclosedwithinaspherethatrepresentedtheirorbits,withthefinalsphererepresentingtheorbitofSaturn.Thismodelturnedouttobeinaccurate,buthecontinuedinhispursuittoexplainthecosmos,andin1617hepublishedthefirstvolumeofEpitomeAstronomiaeCopernicanae,inwhichheunveiledhismostimportantdiscoveries:thetrueellipticalnatureofplanetaryorbitsandthefirstofhisthreelawsofplanetarymotion.
ThisreproductionofKepler’smodelofthesolarsystemshowsthefivePlatonicsolidsinanestedformation.
EventhoughthehypothesisofnestingPlatonicsolidsinMysteriumCosmographicumdidnotholduptoscrutinyintheend,Kepler’searlymodeloftheuniversewasmathematicallybrilliantinitsownright.Auniquepropertyofthesesolids,whichinclude(below,fromlefttoright)thetetrahedron,cube,octahedron,dodecahedron,andicosahedron,isthateachcanbeconstructedwithidenticalfacesmeetingateachvertex.
TwoofthesefivebeautifulPlatonicsolids,thedodecahedronandicosahedron,aregeometricallybasedonthegoldenratio.Eachoftheirvertexpointscanbedeterminedbyasimpleconstructionusingthreegoldenrectangles(i.e.,rectangleswhoselength-to-widthratioisequaltophi).
Thethreegoldenrectanglesontheleftcanbeassembledintotheinterlockingshapeontheright.Thisinterlockingshapecreatesthebasisforthetwelve-sideddodecahedronandthetwenty-sidedicosahedron.
Inthecaseofthedodecahedron,the12cornersbecomethe12centersofeachofthe12pentagonsthatformthe12pentagonalfaces.
Dodecahedron.
Inthecaseoftheicosahedron,the12cornersbecomethe12pointsofeachofthe20trianglesthatformthe20triangularfaces.
Icosahedron.
Ifwemaptheinterlockinggoldenrectangleconstructioninthree-dimensionalCartesianspace,thecoordinatesofthe12(X,Y,Z)verticesoftheicosahedronwithanedgeoflength2,centeredattheorigin,arerepresentedasfollows:
x-zplane(green,y=0):(±1,0,±Φ)y-zplane(blue,x=0):(0,±Φ,±1)x-yplane(red,z=0):(±Φ,±1,0)
Next,mappingthedodecahedroninthree-dimensionalCartesianspaceprovidesthefollowingcoordinatesforthe20(X,Y,Z)verticesofadodecahedronenclosingacubewithanedgeoflength2,centeredattheorigin:6
orangecube:(±1,±1,±1)y-zplane:(greenx=0):(0,±Φ,±1/Φ)y-zplane:(blue,y=0):(±1/Φ,0,±Φ)y-zplane:(red,z=0):(±Φ,±1/Φ,0)
Givenwhatweknowabouttheproportionsofapentagon,adodecahedronthatenclosesacubewithedgesoflength2shouldhaveedgesoflength2/Φ.
GOLDENTILES
MappingthesurfacesofeachPlatonicsolidintwo-dimensionalspace,asshownhere,areacanbefilledcompletelyandsymmetricallywithtilesofthree,andfour,sides,butwhatabouttilesintheshapeofafive-sidedpentagon?Thelinesofapentagonstar,orpentagram,havebeautiful,goldenratioproportions,butitlongappearedthattheycouldnotbetiledliketriangles,square,andhexagons.EnterEnglishmathematicalphysicistSirRogerPenrose(b.1931).Intheearly1970s,Penrosenoticedthatthetwotriangleswithinthepentagonthathavegoldenproportions(seehereandbelow,topleft)canbeassembledinpairs,formingall-newsymmetricaltilesthatcanbecombinedintodifferentpatterns.Forexample,twoacutegoldentrianglescanbecombinedtoforma“kite”(thegoldpartinfigureb),whiletwoobtusetriangleswithgoldenproportionscanforma“dart”(theredpartinfigureb).ThekiteanddartcanbecombinedtoformarhombuswithsidesoflengthΦ,asshown(figurec).Thetwotrianglescanalsobecombinedtoformdiamond-shapedtiles,asshown(figurec).Althoughpentagonsalonewillnotcompletelyfillatwo-dimensionalspace,these“Penrosetiles,”whichhavegoldenproportions,will(figured).
Asyouexpandthetilingtocovergreaterareas,theratioofthequantityoftheonetypeoftiletotheotheralwaysapproaches1.618,thegoldenratio.Dependingonhowtheyarearranged,thetilingmayexhibitfive-foldrotationalsymmetry.Smallpocketsoffive-foldsymmetry,suchasstarsanddecagons,mayalsooccur.Aswewillseeinchapter5,thissamekindoffive-foldsymmetricalarrangementalsoappearsinnature.
VariousformationsofPenrosetiles.Noticetheproliferationoffive-sidedfigureslikethepentagramandpentagon.
II
PHIANDFIBONACCI
“[Theuniverse]cannotbereaduntilwehavelearntthelanguageandbecomefamiliarwiththecharactersinwhichitis
written.Itiswritteninmathematicallanguage.”1
—GalileoGalilei
T hemathematicalworkoftheGreekswaskeptaliveinninth-century
Baghdad,wherecaliphHarunal-Rashidfoundedagreatlibrarythat
becameknownastheHouseofWisdom.Here,Muslim,Jewish,and
Christianscholarsmettodiscussanddebatesubjectssuchaschemistry
andcartography,andtranslatedancienttextsfromGreeceandIndiainto
Arabic.Manyincredibleadvancesinscienceandmathematicsweremade
duringtheensuingIslamicGoldenAge,whichlasteduntilthethirteenth
century.Forexample,thescholarMuhammadibnMusaal-Khwarizmi(c.
790–c.850)wasamongthefirstmathematiciansintheworldtousezero
asaplaceholder,andhistreatiseHisabal-jabrw’al-muqabala(The
CompendiousBookonCalculationbyCompletionandBalancing)introduced
thewordalgebrafromtheArabical-jabr,whichmeans“completion.”The
wordwasreferringtotheprocessofreducingaquadraticequationby
meansofremovingthenegativeterms,whichgavebirthtothefieldof
algebra.Interestingly,inthesamebookhepresentedaquadraticequation
thatrepresentedalineoflength10dividedinto2segmentswithgolden
ratioproportions.
This1983Sovietstampabovebearsthevisageofal-Khwarizmi,aninfluentialninth-centurymathematicianandtoweringfigureinBaghdad’sHouseofWisdom,depictedatbelow.
THEFIBONACCISEQUENCE
Ahalfcenturyafteral-Khwarizmi,AbuKamilShujaibnAslam(c.850–c.930),anIslamicmathematicianfromEgypt,appliedcomplexalgebratogeometricproblems,solvingthreenon-linearequationsforthreedifferentvariables.Healsopresentedequationsonvariouswaystodividealineoflength10andtoinscribeapentagonwithinasquare.AbuKamilwasthefirstmathematiciantoemployirrationalnumbersassolutionstoquadraticequations,2andhisKitābfīal-jabrwaal-muqābala(BookofAlgebra),whichexpandedontheworkofal-Khwarizmi,wasinfluentialinEuropefollowingitstranslationintoLatininthetwelfthcentury.
Theworkofal-Khwarizmi—particularlyhisdiscussionofHindu-Arabicnumerals—latercaughttheattentionofayoungItalianboyduringavisittoanAlgerianportcitywithhisfather,awealthymerchantfromPisa.Theboy,LeonardoFibonacci(c.1175–c.1250),wouldlaterbecomeoneofhistory’smostfamousmathematiciansafterthepublicationin1202ofhisbookLiberAbaci,whichpromotedtheHindu-ArabicnumberingsystemthroughoutEurope.
Thesepagesfroma1342editionofal-Khwarizmi’sBookofAlgebradisplaygeometricalsolutionstotwoquadraticequations.
Arabastronomersuseanastrolabeandcross-stafftodeterminelatitudeinanobservatoryinConstantinople(present-dayIstanbul,Turkey)duringtheIslamicGoldenAge,whichlastedfromaboutthemid-eighthtomid-thirteenthcentury.
ThispagefromFibonacci’srevolutionary1202workLiberAbaci,whichintroducedHindu-ArabicnumeralstotheWest,showstheassociationbetweenRomannumeralsanddifferentquantities.
InwritingLiberAbaci,FibonaccireliedonmanyArabicsources,includingtheproblemsofAbuKamil.DrawingtheconnectionbetweentwoofAbuKamil’sequationsfordividingalineoflength10andtheresultthatproducesthegoldenratio,Fibonaccigavethelengthsofthesegmentsas√125–5and15–√125,3whichcanalsobewrittenas5(√5–1)and5(3–√5).Theseareboth
expressionsofthetwogoldenratiopointsonalineoflength10.Now,dividebothoftheseexpressionsby10,andyouhavethealgebraicformulasforphi’sinverse(1/Ф,0.61803…)and1–1/Ф(0.38197…).Recallfromherethatphiistheonlynumberinwhichitsreciprocalisonelessthanitself,andderivethealgebraicformulaforphiitselfbyadding1tobothsidesoftheequation:
1Ф=(√5–1)2=Ф–1Ф=(√5+1)/2
Inhisbook,Fibonaccialsowroteasimplenumericalsequencebasedonatheoreticalproblemofgrowthinapopulationofrabbits.Thatsequence—thefoundationforanincrediblemathematicalrelationshipbehindphi—wasknownasearlyasthesixthcenturybyIndianmathematicians,butitwasFibonacciwhopopularizeditintheWest.
Fibonacci’ssequencecanbeexplainedusingthefollowingexample.Supposewehaveanewlybornpairofrabbits,onemaleandonefemale.Supposerabbitsareabletomateattheageofonemonth,soattheendofitssecondmonthafemalecanproduceanotherpairofrabbits.Supposeourrabbitsneverdieandthatthefemalealwaysproducesonenewpair(onemale,onefemale)everymonthfromthesecondmonthonward.ThequestionFibonacciposedwashowmanypairswilltherebeinoneyear?Theansweris144,whichisfoundasthetwelfthnumberinthesequenceofgrowthbelow,correspondingtothetwelfthmonthofnew-bornrabbits.Startingwith0and1,eachnewnumberinthesequenceissimplythesumofthetwobeforeit:
0+1=1
1+1=2
2+1=3
3+2=5
5+3=8
8+5=13
…andsoon,resultinginthefollowingsequence,namedafterFibonacci:
0,1,1,2,3,5,8,13,21,34,55,89,144,233,377,610,987,…
YoucanestimatethenthnumberintheFibonaccisequence,usingΦand√5,withtheequation:
f(n)=Φn/√5
Forexample,thetwelfthnumberoftheFibonaccisequencecanbecalculatedthus:
Φ12√5=321.9969…2.236…=144.0014…,whichroundsto144!
IntheFibonaccisequence,theratioofeachsuccessivepairofnumbersconvergesonphi.Tovisualizethisphenomenon,notethateachsuccessivevalueoftheratiogetscloserandclosertophi,asshown:
1/1 = 1.000000
2/1 = 2.000000
3/2 = 1.500000
5/3 = 1.666667
8/5 = 1.600000
13/8 = 1.625000
21/13 = 1.615385
34/21 = 1.619048
=
55/34 = 1.617647
89/55 = 1.618182
144/89 = 1.617978
233/144 = 1.618056
377/233 = 1.618026
610/377 = 1.618037
987/610 = 1.618033
ThismarblestatueofFibonacciwascreatedbyItaliansculptorGiovanniPaganucciin1863.
Atthefortiethnumberinthesequence—102,334,155—theresultingratiomatchesphito15decimalplaces:
1.618033988749895
DespitetheobviousconvergenceofFibonacci’ssequenceonthevalueofphi,theItalianmathematiciandidnotwritespecificallyaboutthegoldenratio.Infact,anotherfourhundredyearselapsedbeforesomeonemadeanexplicitconnectionbetweenthetwo.4ThatpersonwasJohannesKepler(seehere),who,inaletterfrom1609,becamethefirstpersonknowntoclearlymentionthattheratiosofsuccessivenumbersintheFibonaccisequenceapproximatesthegoldenratio.
In1653,FrenchmathematicianBlaisePascal(1623–1662)developedhiseponymoustriangleformation,visuallydescribingthealgebraicexpansionofbinomialcoefficients(i.e.,twopositiveintegersthatformasum).Asshownbelow,startingwithanapexof1,everynumberinthetrianglebelowisthesumofthetwonumbersdiagonallyaboveittotheleftandtheright,andthenumbersondiagonalsofthetriangleaddtotheFibonacciseries.Pascal’strianglehasmanyunusualpropertiesandavarietyofuses,includingthefollowing:
•Horizontalrowsaddtopowersof2(i.e.,1,2,4,8,16,etc.)•Thehorizontalrowsrepresentpowersof11(1,11,121,1331,14641)forthefirstfiverows,inwhichthenumbershaveonlyasingledigit.
•Addinganytwosuccessivenumbersinthediagonal1-3-6-10-15-21-28…resultsinaperfectsquare(1,4,9,16,etc.)
•Whenthefirstnumbertotherightofthe1inanyrowisaprimenumber,allnumbersinthatrowaredivisiblebythatprimenumber.
GIVINGFIBONACCIHISDUECREDIT
WhileKeplerwasthefirsttoconnectFibonaccinumbersandphi,5in1753ScottishmathematicianRobertSimson(1687–1768)wasthefirsttoprovethattheratiosofsuccessivenumbersintheFibonaccisequencedo,indeed,convergeonthegoldenratio.6In1877,thesequenceofwhichFibonacciwroteinhisLiberAbaciwasfinallynamedinhishonorbyFrenchmathematicianEdouardLucas(1842–1891),whodevelopedtherelatedLucassequencedefinedbytheequation:Ln=Ln-1+Ln-2,whereL1=1andL2=3.
Also,Pascal’strianglecanbeusedtofindcombinationsinprobabilityproblems.If,forinstance,youpickany2of5items,thenumberofpossiblecombinationsis10,foundbylookinginthesecondplaceofthefifthrow(notethatyoudonotcountthe1sinthisapplication).
THEFIBONACCISPIRALANDOTHERCURIOSITIES
IfyouhavepokedaroundontheInternetonthetopicofFibonaccisequences,there’sagoodchanceyoucameacrossimagesofFibonacciorgoldenspirals.There’salsoagoodchancethatyou’veseensomeofthemasoverlaysoneverythingfromtheParthenontotheMonaLisatoDonaldTrump’shairline.Typically,thespiraliscreatedwithagoldenrectangleatitsfoundation.Dividethegoldenrectangleatitsgoldenratiopointandyou’llbeleftwithasquareandanothersmallergoldenrectangle.Dothesametothesmallergoldenrectangleagainandagaintocreatetheimagebelow:
Nowwedrawaquartercirclearcineachsquaretocreatethegoldenspiral:
AcloselyrelatedspiralistheFibonaccispiral.Here,insteadofcreatingasuccessivepatternofgoldenrectangles,ourbuildingblocksaresquareswhosesidelengthsareequaltothenumbersoftheFibonaccisequence,asshown:
Technicallyspeaking,noneofthesearespirals.They’recalledvolutes.Thedifferenceisalmostimperceptible,butatruegoldenspiralisaunique,equiangular(thatis,logarithmic)spiralthatexpandsataconstantrate.Intheillustrationbelow,thegreenspiralisconstructedwithasuccessionofindependentquarter-circlearcswithineachsquare.Theredspiralisatruelogarithmicspiralthatexpandsbythegoldenratioevery90degrees.Theportionsthatoverlapappearinyellow.Now,you’reoneofthefewwhoknowsthedifferencebetweenthem!
CREATINGA“FIBONACCITRIANGLE”
NothreesuccessivenumbersintheFibonacciseriescanbeusedtocreatearighttriangle;however,everysuccessiveseriesoffourFibonaccinumberscanbeusedtocreatearighttriangle.Todothis,considerthelengthsofthebase(a)andhypotenuse(c)asbeingdeterminedbythesecondandthirdnumbers,andtheremainingsidebeingthesquarerootoftheproductofthefirst(b’)andfourth(b’’)numbers.Thetablesbelowshowhowthisrelationshipworks:
TheFibonacciSeries
b' a c b"
0 1 1 2
1 1 2 3
1 2 3 5
2 3 5 8
2 3 5 8
3 5 8 13
TheFibonacciTriangle
a2 b'×b" a2+b'×b"=c2
1 0 1
1 3 4
1 2 9
2 3 25
3 5 64
Thedimensionsofthistrianglearereflectedinthefifthrowofthetableontheleft.
TherearemanyunusualrelationshipsintheFibonacciseries.Forexample,foranythreenumbersintheseriesf(n–1),f(n),andf(n+1),thefollowing
relationshipexists:
f(n–1)×f(n+1)=f(n)2–(–1)n
3×8=52–15×13=82+18×21=132–1
Here’sanother:EverynthFibonaccinumberisamultipleoff(n),wheref(n)isthenthnumberoftheFibonaccisequence.Given0,1,2,3,5,8,13,21,34,55,89,144,233,377,610,987,1597,2584,4181,6765,notethefollowingresults:
•Every4thnumber(e.g.,3,21,144,and987)isamultipleof3,whichisf(4).
•Every5thnumber(e.g.,5,55,610,and6765)isamultipleof5,whichisf(5).
•Every6thnumber(e.g.,8,144,and2584)isamultipleof8,whichisf(6).7
TheFibonaccisequencealsohasapatternthatrepeatsevery24numbers.8Thisrepetitivepatterninvolvesasimpletechniquecallednumericreductioninwhichallthedigitsofanumberareaddedtogetheruntilonlyonedigitremains.Asanexample,thenumericreductionof256is4because2+5+6=13and1+3=4.ApplyingnumericreductiontotheFibonacciseriesproducesaninfiniteseriesof24repeatingdigits:
1,1,2,3,5,8,4,3,7,1,8,9,8,8,7,6,4,1,5,6,2,8,1,9
Ifyoutakethefirst12digits,addthemtothesecond12digits,andthenapplynumericreductiontotheresult,youfindthattheyallhaveavalueof9.
Thiscolorfularrangementofrectanglesrepresentsthefirst160naturalnumbersassumsofFibonaccinumbers.
Asdiscoveredin1774byFrenchmathematicianJosephLouisLagrange,thelastdigitofthenumbersintheFibonaccisequenceformapatternthatrepeatsaftereverysixtiethnumber.Theseare:
0,1,1,2,3,5,8,3,1,4,5,9,4,3,7,0,7,7,4,1,5,6,1,7,8,5,3,8,1,9,0,9,9,8,7,5,2,7,9,6,5,1,6,7,3,0,3,3,6,9,5,4,9,3,2,5,7,2,9,1
Whenthesesixtydigitsarearrangedinacircle,asshownbelow,additionalpatternsemerge:9
JosephLouisLagrange,anotherprominentFrenchmathematicianwhostudiedtheFibonaccisequence,ispicturedinthisengraving.
•Thezerosalignwiththe4cardinalpointsonacompass.•Thefivesalignwiththe8otherpointsofthe12pointsonaclock.•Withtheexceptionofthepairsofzeros,thenumbersdirectlyoppositeeachnumberaddto10.
CALCULATINGPHI
In1567,Kepler’smentorMichaelMaestlin(1550–1631),aGermanastronomerandmathematician,presentedthefirstknownapproximationofthegoldenratio’sreciprocalinalettertohisformerstudent,describingthegoldenratioasadecimalfractionof“about0.6180340.”10
CombiningFibonacci’svaluefor1/Фwiththefactthat1/Ф=1–Ф,wewereabletogenerateanequationforthevalueofФshownhere.Butthere’sanotherwaytoderivethatsamevalueusingbasiclogic.Rememberfromherethatatthegoldenratiocut,illustratedinthediagrambelow,theratioofthewholetothelargersegmentisthesameastheratioofthelargertothesmallersegments,representedbytheequationA/B=B/C.
WealsoknowthatthetwolinesegmentsBandCaddedtogetherareequaltoA,whichisalgebraicallyrepresentedasA=B+C.
Now,ifwecombinetheseequations,weseethat(B+C)/B=B/C.MovingallvariablesononesideoftheequationandmakingC=1,wearriveatthisfamiliarequation:
B2–B–1=0
Becausethisequationisnowintheformax2+bx+c=0,wecanapplythequadraticformula,whichallowsustosolveforxafterplugginginthevaluesfora,b,andc(1,-1,-1):
Therefore,ourtwopossiblesolutionsare(1+√5)2and(1–√5)2.ThepositivesolutiongivestheexactvalueoftheΦ.
Asweknowalready(seehere),theratioofsuccessiveFibonaccinumbersconvergesonphi,butthisisnottheonlyseriesinwhichthatrelationshipexists.
Youcanpickanytwonumberstocreatethesuccessiveratiosandtheresultwillalwaysconvergeonphi.Asanexample,separatethedigitsof1.618into16and18,andthenaddtwonumbersandtaketheratioof18to16,asshownbelow.Ifyouthensumthenexttwonumbersinthesequenceanddeterminetheirratio,andsoon,afamiliarpatternemerges:
16+18=34,andtheirratiois1.125
18+34=52,andtheirratiois1.888889…
34+52=86,andtheirratiois1.529412…
52+86=138,andtheirratiois1.653846…
86+138=224,andtheirratiois1.604651…
138+224=362,andtheirratiois1.623188…
224+362=586,andtheirratiois1.616071…
362+586=948,andtheirratiois1.618785…
Now,let’sreturntotheotheruniquepropertyofphi,describedhere:
Φ2=Φ+1
ThiscanalsobewrittenasΦ2=Φ1+Φ0,leadingtoournextrevelation:Foranynumbern,eachtwosuccessivepowersofphiaddtothenextone,expressedmathematicallyasfollows:
Φn+2=Φn+1+Φn
Anotherlittlecuriosityinvolvesraisingphitoapowerandthenaddingorsubtractingitsreciprocal:
•ForanyevenintegernwefindthatΦn+1/Φnisawholenumber(e.g.,Φ2+1/Φ2=3).
•ForanyoddintegernwefindthatΦn–1/Φnisalsoawholenumber(e.g.,Φ3+1/Φ3=4).
Phicanalsobecalculatedasthelimitofavarietyofiterativeexpressionsof
Phicanalsobecalculatedasthelimitofavarietyofiterativeexpressionsoflimits,includingthese:
Finally,asweobservedwiththeconnectiontothepentagonandpentagram,phihasaspecialrelationshipwiththenumber5.IfwerewritetheexpressionforФ,(1+√5)/2,usingdecimals,wecomeupwiththisequationthatcanbeusedinExcelorcoding“(^isasymbolforexponent,orraisedthepowerof.):11
Ф=.5^.5*.5+.5
Hereisyetanotherequationforphi:
PerhapsKeplerwasontosomethingwhenhedescribedthegoldenratioasa“preciousjewel.”Afterall,thisisthepersonwhosecuriosity,persistence,andinsightledtothediscoveryoftheellipticalnatureoftheplanetaryorbitsaroundtheSun,revolutionizingourunderstandingoftheuniverse.Inthenextchapter,we’llexplorehowthesebeautifulconceptsofgeometryandmathematicsareexpressedinthearts.
III
THEDIVINEPROPORTION
“Withoutmathematicsthereisnoart.”1
—LucaPacioli
“Wherethespiritdoesnotworkwiththehandthereisnoart.”
—LeonardodaVinci
N owwewillexamineavarietyofapplicationsofthegoldenratioin
Renaissanceartandbeyond.Indoingso,westepfromtheworldofthe
absoluteprecisionandverifiableproofsofmathematicsandgeometryinto
themoresubjectiveworldofbeautyandaesthetics.Thusventuringintoa
domainwhereourhearttellsuswhatlogiccannot,we’llalsobestepping
intoaworldofcontroversy,fullofconflictingandpolarizingclaimsthat
leadtomuchmisinformationandconfusionaboutthegoldenratio.Thisis
whereyouplaytheroleofdetective,judge,andjury.DidtheRenaissance
masterstrulyandintentionallyincorporatethegoldenproportioninto
someoftheirmostreveredworks?I’llpresentthebestevidenceavailable,
andyourtaskwillbetoexaminetheevidenceandcometoyourown
conclusions.
FrenchartistHoraceVernet’s1827paintingshowsPopeJuliusIIorderingarchitectDonatoBramanteandRenaissancemastersMichelangeloandRaphaeltobuildthelargestchurchintheworld,St.Peter’sBasilica.
DIVINEPROPORTIONS?TOOLSANDRULESOFENGAGEMENT
Beforewebeginourinvestigationintothepresence,orlackthereof,ofthegoldenratioinsomeofhumanity’sgreatestpaintings,letmeproposethe“toolsofengagement”and“rulesofengagement.”Theanalysisofanyimageorobjectforgoldenratioscanbeundertakenwithsomesimplebutspecializedtools.Physicalobjects,suchasstatues,buildings,andevenhumanfaces,canbemeasuredwithgoldenmean–gaugecalipers.Onetypeofagaugecaliperhastwolegsjoinedattheirgoldenratiopointsothattheoppositeendsareingoldenratioproportion.Anothertypehasacenterlegthatremainsingoldenratioproportionbetweenthetwoouterlegs.
Foranalyzingdigitalimages,thePhiMatrixsoftwareIdevelopedisperfectforinvestigatingandapplyingthegoldenratio.Thesoftwarecanbeusedtofindthegoldenratioofanydimension,horizontallyorvertically,withpixel-levelaccuracy.Itcanalsoshowgoldenratiosofgoldenratios,inwhicheverylineisingoldenratioproportiontotheonesoneithersideofit,asshowninthelastgridbelow:
Withthesetools,youmightbegintonoticeexamplesofgoldenratiosallaroundyou.Sometimes,theseproportionsmayhavebeenintendedbythecreator;atothertimes,theymaybejustacoincidence.Bearingthisinmind,Iproposethefollowingguidelinesforidentifyingthegoldenratioasabasisforcomposition:
•Relevance:Appearancesshouldbebasedonthesubject’smostprominentorrelevantfeatures.•Ubiquity:Appearancesshouldappearinmorethanoneplacetodemonstrateknowledgeandintentratherthancoincidence.
•Accuracy:Appearancesshouldbewithinabout±1%ofthegoldenratio,measuredwithasmuchaccuracyaspossible,andbyusingthehighest-resolutionimagesavailable.
•Simplicity:Appearancesshouldbebasedonthesimplestpossibleapproaches,thosethatmostlikelywouldhavebeenappliedbytheartistordesigner.
Uptothispointinthisbookwe’veseenthatthereisbeautyinmathematics,butastheItalianfriarLucaPacioliastutelyobserved,thereisalsomathematicsinbeauty.Euclid’sElementswasreintroducedtoEuropeviaaLatintranslationaroundtheyear1120,anditbecameoneofthemostwidelycirculatedbooksaftertheinventionoftheprintingpressinthe1450s.Althoughnootherwrittenreferencetothegoldenratioappeareduntilthelate1490s,thereisclearandcompellingevidencethatsomeofthegreatestartistsofthisperiodwereapplyingitinthecompositionsoftheirpaintingsasearlyasthe1440s.Theapplicationofthegoldenratiototheartswaslaterrevealedtobea“secretscience,”and,aswe’llseenext,itseemsthatmanyofthegreatRenaissancemasterswereinonthesecret,includingthelikesofPierodellaFrancesca,LeonardodaVinci,Botticelli,Raphael,andMichelangelo.However,itwasPacioliwhoproducedthefirstcomprehensivestudyofthisspecialnumber,whichhedubbed“thedivineproportion.”
Thispaintingfrom1495showsPacioliinhisFranciscanhabitdrawingamathematicaldiagramwithhislefthanduponanopenbook.Intherightcornerofthetableisadodecahedron.Theyoungmanbehindhimisprobablyastudent—possiblytheGermanartistandpolymathAlbrechtDürer,whowasinhisearlytwentiesandvisitingItalywhenthepaintingwasmade.
DEDIVINAPROPORTIONE
LucaPacioli,wholivedfrom1447to1517,wasamanofvariedinterestsandtalents.HewasaFranciscanfriar,mathematician,andfriendofLeonardodaVinci,withwhomhecollaborated.Knownasthe“FatherofAccountingandBookkeeping,”hewasalsothefirstauthorinEuropetopublishadetailedworkonthedouble-entrysystemofaccounting.Soonafterthepublicationofhissix-hundred-pageSummadearithmetica(SummaryofArithmetic)in1494,hewasinvitedbytheDukeofMilan,LudovicoSforza,totakeupresidence.ThisledtohisfatefulmeetingwithdaVinci,whobecamehispupilinmathematicsasPacioliworkedonDeDivinaProportione.Writtenbetween1496and1498,andpublishedin1509,thisbookconnectedmathematicstoartandarchitecture,exploringthepresenceandusesofphithroughouthistory.HisillustratorwasnoneotherthandaVincihimself,wholivedwithPacioliduringthelate1490s.
ThetitlepagesfromPacioli’sSummadeArithmeticaandDeDivinaProportione,withLudovicoSforza,whopresidedoverthefinalandmostproductivestageoftheMilaneseRenaissance.FamedasapatronofLeonardodaVinciandotherartists,hecommissionedTheLastSupperaround1495andbroughtPaciolianddaVincitogether.
Inhismonumentalthree-volumetreatise,Paciolicapturedthebreadthanddepthofthistopicintheopeningwordsofhisintroductionandstatementofintent:
“Aworknecessaryforalltheclear-sightedandinquiringhumanminds,inwhicheveryonewholovestostudyphilosophy,
perspective,painting,sculpture,architecture,musicandothermathematicaldisciplineswillfindaverydelicate,subtleand
admirableteachingandwilldelightindiversequestionstouchingonaverysecretscience.”2
Bydiscussingmathematicalproportion—especiallythemathematicsofthegoldenratio—anditsapplicationinartandarchitecture,Paciolihopedtoenlightenthegeneralpublicaboutthesecretofharmonicforms.Aswe’veseenalready,somegeometricsolids,suchasdodecahedronsandicosahedrons,haveinherentgoldenratioswithintheirdimensionsandinthespatialpositionsoftheirintersectinglines.However,herevealedotherexamplesofgoldenratioproportionsinthedimensionsofGreco-RomanstructuresandRenaissancepaintings.WeevenfindthegoldenratiointheletterGofhisbeautifularchitecturalscriptletters!
UntilPacioli’stime,phiwasknownasthe“extremeandmeanratio”describedbyEuclid.Althoughlongrecognizedforitsuniquenessandbeauty,itwasPacioliwhofirstdubbed1.618as“divine.”Thetheologicalimplications,coupledwithdaVinci’spreciserenderingsofthree-dimensionalskeletonicsolids,popularizedthestudyofphiandgeometryamongartists,philosophers,andmore.
ThiswoodcutofthebeautifulgateofSolomon’sTempleinJerusalem,whichappearsinthe1509editionofDeDivinaProportione,containsgoldenproportions.
DaVincidrewallofPaciolil’soriginalpolyhedronsinhisbook,includingthedodecahedron(above)andtheArchimedeantruncatedicosahedron(below).
PIERODELLAFRANCESCA
ThethirdvolumeofPacioli’sDeDivinaProportionewasanItaliantranslationofPierodellaFrancesca’sShortBookon(the)FiveRegularSolids,whichwaswritteninLatin.Whileknowninhisowntimemostlyasamathematicianandgeometer,PierodellaFrancesca(1415–1492)isnowprimarilyrecognizedforhisworksasanartist.
PierowroteDeProspectivaPingendi(OnPerspectiveforPainting)laterinhiscareer,buthisunderstandingandappreciationofperspectiveandproportionisevidentinhisearlierworks.Intheveryfirstofhisextantpaintings,TheBaptismofChrist(c.1448-1450),weseethatPierohasChristperfectlypositionedbetweenthetwogoldenratiosformedbythesidesofthecanvas,andalsobetweenthetwotrees.TheFlagellationofChrist(seehere)wasprobablypaintedbetween1455and
1460,anditisrecognizedforitscomplexcompositiononapanelofonly23by32inches(58by81cm).BritisharthistorianKennethClarkcalledit“thegreatestsmallpaintingintheworld.”3UsingmyPhiMatrixsoftware,it’seasytoseethatPierocarefullyappliedthegoldenratiointheroomtotheleft.TherewefindChristatthegoldenratioofthewidthoftheroom,whethermeasuredwherethefloortileschangeorfromthecolumnsatitsentry.Thearchitecturalfeaturesofthebuildingsalsoshowalignmentwiththegoldenratiogridlines(green).
AnotherpaintingthatdisplaysgoldenproportionsisPolyptychoftheMisericordia,(seehere)completedbetweentheyearsof1445and1462.HereweseethecrownedMadonnastandingwitharmsoutstretched.Atthegoldenratioofherheight,thereisasashtiedaroundherwaist.Thewidthofthesashatherwaistisingoldenratioproportiontothelengthbetweenheroutstretchedhands.
Examiningthepaintingevenmoreclosely,wecanseethatPieroappliedthegoldenratiotwicemore—oncehorizontallyintheoff-centeredknotofthebelt,andagainverticallyinthelengthsofropehangingfromtheknot.
Thus,sixtyyearsbeforeDeDivinaProportionewaspublishedbyLucaPacioli,wefindevidencethatRenaissancepaintersimplementedthegoldenratioasameansofcreatingvisualharmonywithinpaintings.Furthermore,inreligiousartthegoldenratiomayhavebeenusedbytheartiststoincorporateanelementoftheeternalorthedivineintotheirworks.
TheFlagellation,c.1457.
GoldenproportionsalsoaboundinthispaintingoftheburialofChrist,whichappearsdirectlybelowtheMadonnainPierodellaFrancesa’sPolyptychoftheMisericordia.
LEONARDODAVINCI
Ahalfmillenniumafterhisdeathin1519,westillcelebrateLeonardodaVinciforhisbrilliantinsightsasaninventorandscientist.Butthispolymathicgeniuswasalegendinhisowntimeaswell,beingdescribedbyhiscontemporariesasa“divine”painter.AstheillustratorofPacioli’sDeDivinaProportioneandasacentralfigureintheplotofDanBrown’s2003bestsellerTheDaVinciCode,Leonardohaslongbeenassociatedwiththegoldenratio.However,aswewillsee,daVinci’sassociationwiththegoldenratiorunsmuchlongeranddeeperthanmanyofusrealize.
WhilestillayoungmanunderthetutelageoftheFlorentineartistandsculptorknownasVerrocchio(“trueeye”),daVincipaintedAnnunciation—asceneshowingtheannouncementtoMaryVirginbytheangelGabrielthatshewouldbecomethemotherofChrist—whichdisplayssomeinterestingproportions.Paintedaround1472–1475,itisthoughttobehisearliestsurvivingwork.
Asshown,thegoldenratioappearstobethebasisforthedimensionsofthewallsandentrywayofthecourtyard,aswellotherkeyelementsofthecomposition.Theornamentalcarvingsatthebottomofthetablearepositionedatthegoldenratiosofitswidth,andMary’necklineisatthegoldenratiofromhersashtothetopofherhead.Furthermore,abasicgoldengridrevealsthatthepaintingcanbedividedintothreeverticalsections,withthetwooutersectionshavingaphi-basedrelationshiptothemiddleone.
AnnunciationbyLeonardodaVincic.1472–1475.
THEMONALISA
DaVinci’smostfamouspaintingisLaJoconde,ortheMonaLisa.Applicationofthedivineproportiontothispaintingisalsothemostsubjecttointerpretationanddebate.UnlikeTheLastSupperandAnnunciation,theMonaLisahasfewstraightlines,orarchitecturalelements,touseasreferencepointsinmakingthisdetermination.Searchtheinternetfor“MonaLisagoldenratio,”andyou’llfindsomeverycreativeinterpretationsofgoldenratiosintheMonaLisa,withgoldenspiraloverlaysofvaryingpositions,orientations,andsizes.Thiscanseemveryarbitraryandinconsistent,andtheycannotallberight.It’sunlikelythatLeonardoeverusedthegoldenspiralthatisnowsocloselyassociatedwith
thegoldenratio,sincesuchlogarithmicspiralswerefirstdescribedmorethanonehundredyearslaterbymathematicianRenéDescartes(1596–1650).AlthoughitmaybedifficulttoknowdaVinci’soriginalintentinhiscomposition,thesimplestandmostobjectiveapproachistooverlaygoldenratiolinesbasedontheheightandwidthofthecanvas,andthefewavailablereferencepointsofherhead,neckline,andhands.Herewefindthatherlefteyeispreciselycenteredinthepainting,andherhairisroughlyboundedbygoldenratiolinesfromthepainting’scentertothesidesofthecanvas.Wealsofindpossiblegoldenratioproportionsbetweenthetopofherheadandherarmatherchinandneckline.DidtheRenaissancemasterintentionallydividehiscompositionasshown?Itseemsvery
plausible,butwewillprobablyneverknowforcertain.
MonaLisa,theworld’smostfamouspainting,isonpermanentdisplayattheLouvreMuseuminParis,France.
PerhapsoneofthebestillustrationsoftheuseofthegoldenratioisindaVinci’sTheLastSupper,whichhepaintedbetween1494and1498.Variousdesignandarchitecturalfeaturesshowveryprecisegoldenratiorelationships.Forexample,examiningthespacebetweenthetabletopandtheceiling,thetopofJesus’sheadappearsatthemidpoint,whilethetopsofthewindowsareatthegoldenratio.Thewidthoftheshieldsisthegoldenratioofthewidthofthecirculararcs,andthestripeswithinthecentershieldareatgoldenratiopointsofitswidth.SomebelievethateventhepositionsofthedisciplesaroundthetablewereplacedindivineproportionstoJesus.
TheLastSupper,1494-1498.
AnotherofdaVinci’smostfamousworksisadrawingcreatedaround1490,theofficialtitleofwhichisLeProporzionidelCorpoUmanoSecondoVitruvio(TheProportionsoftheHumanBodyAccordingtoVitruvius).Asindicated,itisbasedontheidealhumanproportionsasconceivedbytheancientRomanarchitectandmilitaryengineerVitruvius(c.75–c.15BCE).InBookIIIofhistreatiseDeArchitectura,Vitruviusdescribedthehumanfigureasbeingtheprincipalsourceofproportioninarchitecture,withtheidealbodybeingeightheadshigh:
“Thenavelisnaturallyplacedinthecenterofthehumanbody,and,ifinamanlyingwithhisfaceupward,andhishandsand
feetextended,fromhisnavelasthecenter,acirclebedescribed,itwilltouchhisfingersandtoes.Itisnotalonebyacirclethatthehumanbodyisthuscircumscribed,asmaybe
seenbyplacingitwithinasquare.Formeasuringfromthefeettothecrownofthehead,andthenacrossthearmsfullyextended,wefindthelattermeasureequal
totheformer;sothatlinesatrightanglestoeachother,enclosingthefigure,willformasquare.”4
Vitruviusmeasuredtheentirehumanbodyinintegerfractionsoftheheightofaman,asshownbythegridlinesoverlayingdaVinci’sillustration.
Thisillustrationshowstheheightdividedintoquartersandfifths,whilethehorizontalextensionisdividedintoeighthsandtenths.Asyoucansee,thegridlinesalignverticallyatthecollarbone,nipples,genitals,andknees.Horizontallytheyalignwiththewrists,elbows,andshoulders.
However,theVitruvianManalsohassomedimensionsthatsuggestagoldenratiorelationship.Inthedistancefromthetopoftheforeheadtothebottomofthefoot,thefollowingareallatgoldenratiopoints:
VitruvianMan,c.1490.
•thenavel(whichismostoftenassociatedwiththegoldenratioofthetotalheight).
•thepectoralnipples.•thecollarbone.
Inthedistancefromtheelbowtothefingertips,thebaseofthehandbeginsat
Inthedistancefromtheelbowtothefingertips,thebaseofthehandbeginsatthegoldenratiopoint.
In2011,thediscoveryofalostpaintingbyLeonardodaVinciwasannouncedtotheworld.Thispainting,entitledSalvatorMundi(ChristasSavioroftheWorld),hadbeenintheartcollectionofKingCharlesIofEnglandin1649.In1763itwassoldatauctionandthenlostformanyyears.RobertSimon,anarthistorianandprivateartdealer,ledtheefforttorecoverthelostpainting,whichwaslaterrestoredtoitsformerglorybyDianneDwyerModestini.ManyuniquequalitiesofthispaintingledexpertstoconfirmthatitisindeedanoriginalworkofLeonardodaVinci—oneofonlyfifteennowinexistence.In2017,thepaintingwassoldinaChristie’sauctionforarecord-shattering$450milliontoSaudiPrinceBaderbinAbdullahbinMohammedbinFarhanal-Saud,fordisplayinthethenrecentlyopenedbranchoftheLouvreinAbuDhabi.5
Portraitsgenerallyhavefewerdistinctlinesthanpaintingsoflandscapesandarchitecture,buttherearesomeveryinterestingfeaturesintheoverallcompositionofthispaintingthatexhibitgoldenratioproportions.Thedimensionsofitskeyelementsareingoldenratioproportiontooneanother,forexample.Startingwithagoldenrectanglebasedontheheightofthehead,wethenfind:
•thedimensionsofthehandarebasedonagoldenratioofitswidth.•thedimensionsoftheorbarebasedonagoldenratioofitsheight.•thedimensionsofembroideredemblemarebasedonthegoldenratioofitsheightandwidth.
Furtheranalysisrevealsgoldenproportionshorizontallyintheoutsideoftheeyesrelativetothewidthofthecanvas,thewidthofthecenteremblemtothewidthoftheneckline,thewidthofthejewelstotheemblems,andthepositionsofthefingerstothehand.Goldenproportionsappearverticallyintheheightoftheheadtotheneckline(aswiththeMonaLisa),theheightofthejewelstotheemblems,thepositionsofthefingerstothehand,andthepositionsofthereflectionsontheglassorb.
SalvatorMundi,c.1500,themostexpensivepaintingeversold.
WecannotknowwithcertaintywhereLeonardointentionallyappliedthedivineproportioninthispainting’scomposition.Wejustknowthathehaduseditextensivelybefore,thatthispaintingofChristwasbegunwithinafewyearsofhiscollaborationwithPaciolionDeDivinaProportione.AsLeonardooncesaid:
“Therearethreeclassesofpeople:thosewhosee,thosewhoseewhentheyareshown,thosewhodonotsee.”6
AlthoughLucaPacioliwasLeonardodaVinci’smentorformathematics,perhapsPacioli’sappreciationoftheuniqueaestheticsofthegoldenratiothatinspiredhimtowriteDeDivinaProportionecamefromdaVinciandFrancesca,bothofwhomusedthegoldenratiointheirworksmanyyearsbeforeitswriting.
TheseinferiorversionsofSalvatorMundibyItalianpainterMicheleColtellini(above)andBohemianetcherWenceslausHollar(below)helpedtoalertarthistorianstotheexistenceofLeonardo’sversion.
SANDROBOTTICELLI
TheBirthofVenus,paintedbySandroBotticellibetween1482and1485,isoneofthemostfamouspiecesoffifteenth-centuryItalianart.ItisbasedonOvid’sMetamorphoses,aclassicofLatinliterature,andportraysVenus,thegoddessoflove,betweenherhandmaid,theHoraofSpring,andZephyros,whosebreathcreatestheblowingwind.
Here,too,wefindevidenceofknowledgeandapplicationofthegoldenratiowellbeforethewritingofDeDivinaProportione.Thefirstclueisfoundinthedimensionsofthecanvasitself,whichis67.9×109.6inches(172.5×278.5cm).7Theratioofthewidthtotheheightisthus1.6168,avarianceofonly0.08percentfromthegoldenratioof1.618.Toputinperspective,forthecanvastohavebeenanexactgoldenratio,theheightofthecanvaswouldneedtobereducedbylessthanonetwentiethofaninch!Thewidthofthepaintingat109.6inches(278cm)seemssomewhatarbitrary.Thatis,untilonerealizesthattheunitsofmeasurewerenotstandardizedinthisera.Forexample,theSpanishfoot,orpie,oftheMiddleAgeswas10.96moderninches(27.8cm),whichcouldindicatethatthedimensionswerenothaphazardatall,butrathercarefullyplannedtobeexactly10“feet”wide.Eitherwayyoulookatit,it’squitereasonabletoconcludethatBotticelli’sintentherewastobeginthisgreatworkofartwiththeperfectionofthegoldenratio.
Botticelli’spatronLorenzo“IlMagnifico”deMediciisportrayedinthisdetailofTheProcessionoftheYoungestKing(1459–1461)byBenozzoGozzoli.
Interestingly,theBirthofVenusisthefirstworkeverpaintedonacanvasinTuscany.Arevolutionarywork,itwascreatedbyBotticelliasaweddingpresentforamemberofhispatronfamily,thepoliticallyandfinanciallypowerfulMedicifamily.NuditywasrarelyportrayedinthiseraofChristian-inspiredart,anditsintendeddisplayabovethemaritalbedaddedarathershockingundertoneofsensualityanddesire.Thepaintingwassocontroversialthatitremainedbehindcloseddoorsforanotherfiftyyears.
Severalkeyelementsofthepaintingarealsopreciselypositionedatgoldenratiopoints:
ratiopoints:
•TheverticalgoldenratiolinefromtheleftsidetotherightsidefallsexactlyatthepointatwhichHora’sthumbandfingeraretouching,asthoughsheisgraspingthegoldenratioproportionembodiedinthepainting,perhapsevenreachingforsomethingdivine.
•Theverticalgoldenratiolinefromtherightsidetotheleftsidefallsatthepointwherethelandonthehorizonmeetsthesea.
•Thehorizontalgoldenratiolinefromthetoptothebottomcrossesexactlyatthetopoftheseashell.
•Thehorizontalgoldenratiolinefromthebottomtothetopcrossesatthehorizonline,mostperfectlyontheleftsideofthepainting,andpassesdirectlythroughVenus’navel.
Inaddition,thesubjectVenushashernavelatthegoldenratiopointoftheheightofherbody,whethermeasuredfromthetopofherhairtothebottomofherlowerfoot,fromherhairlineatthetopofherforeheadtothebottomofherupperfoot,orfromthemiddleofthefeettothetopofherheadatthebackpartinherhair.
BotticellialsocreatedanumberofpaintingsoftheAnnunciationbetween1485and1490.Thisevent,whichclearlycapturesthemeetingofthedivinewiththemortal,isanexcellentopportunitytoapplythedivineproportion.Notethatthegoldenratiogridlinesarebasedsimplyonheightandwidthofthecanvasinallbutonecase,sonocreativeinterpretationofplacementisrequired.
ThisversionofAnnunciationbyBotticelliisheldatthePushkinMuseumofFineArtsinMoscow,Russia.
AmodernpanoramaofFlorence,thebirthplaceoftheRenaissance.
RAPHAEL
RaffaelloSanziodaUrbino,popularlyknownasRaphael,wasanItalianpainterandarchitectoftheHighRenaissancewholivedfrom1483to1520.Heisrecognizedasoneofthethreegreatmasters,alongsideMichelangeloandLeonardodaVinci,ofthatperiod.OneofhismostfamousworksisTheSchoolofAthens,afrescointheApostolicPalaceintheVatican.ItcapturesthespiritoftheRenaissanceandisreveredashismasterpiece.Thisworkwasbegunin1509,theyearthatPacioli’sDeDivinaProportionewaspublished,andfinishedtwoyearslater.
Ifthere’sanyquestionwhetherRaphaelusedthegoldenratiointhispainting’scomposition,itcanbeeliminatedwithagooddegreeofconfidencebythegoldenrectanglethatwasplacedfrontandcenterinthepainting.It’sasthoughRaphaelmadeasmallbutundeniablestatementtoanswerthequestionbeforeitwasasked.Thissmallrectangleisabout18by11.1inches(46×28cm)andisaratherunusualfeature.Perhapsitonceborethetitleorsomedescriptionofthepainting?Wemayneverknow.
Self-portrait,byRaphael,c.1504-1506.
Nootherratiowouldaccomplishthesameresultinthiscomposition.Thepaintinghasthousandsofintricatelines,sosomemightsaythatfindinggoldenratioswithinitwouldbeasimpleexerciseinpatternrecognition,whethertheywereintendedornot.Therearetwowaystoovercomesuchanobjection:
1.SettheLineRatiooptioninPhiMatrixsoftwareprogramtoanyotherratiosandseeifyougetthesameabundanceandconsistencyofresultsthanwith
andseeifyougetthesameabundanceandconsistencyofresultsthanwiththeratiosettothegoldenratio.
2.Focusonthemajorelementsofthecompositionalone.Forexample,notethatsimplegoldenratiosofthewidthandheightofthepaintingdefinethepositionoftheclosestarch,thetopofstairs,andthetopofthefarthestarch.
Othergoldenratiosdefineotherkeyelementsofthecomposition,asshown.Raphael’sintricateapplicationofthegoldenratioisobviousaswellasbrilliant.ToappreciatethedetailanddepthofRaphael’splanningandapplicationofthedimensionalproportionsinthispainting,takealookattheimageopposite:
•Eachrectanglebeginsattheleftsideoftheleftcolumninthepainting.Thispointrepresentsthefirstarchitecturalreferencepointoftheactualschoolbuildingasviewedthroughthearchedportalofthefresco.
•Eachrectangleextendstoaprominentcompositionfeatureontherightsideofthepainting.
•Eachdividinglineillustratesagoldenratioformedwithinanotherprominentfeatureofthecomposition.
MICHELANGELO
ThepaintingsoftheothergreatmasteroftheHighRenaissance,Michelangelo(bornMichelangelodiLodovicoBuonarrotiSimoniin1475),provideyetanotherbrilliantexampleofthegoldenratio’sprominenceinRenaissanceart.AnalysisoftheSistineChapelhasrevealedmorethantwodozenexamplesofgoldenratiodimensionsinmajorelementsofthecomposition.
PerhapsthemoststunningexampleappearsatthepointatwhichAdam’sfingeristouchedbythefingerofGodinMichelangelo’siconicpaintingTheCreationofAdam.Thisisfoundatthegoldenratioofboththeirhorizontalandverticaldimensions.
AviewofMichelangelo’sfinishedSistineChapelceiling,whichwascompletedbetween1508and1512.
TheCreationofAdam.
MichelangelorepeatedthisthemeofthecharacterstouchingthegoldenratiopointinotherpaintingsoftheSistineChapel.Thegridlinesinthephotooppositeshowthegoldenratiooftheheightand/orwidthofeachpainting.Insomecases,thehandsarepositionedasifgraspingthisgoldenproportion,whichcanbeviewedasavisualmetaphorofthehumandesiretograsptheDivine.
TheSeparationoftheEarthfromtheWaters.
ThelastoftheseriesofninebiblicalnarrationpaintingsonthecenterceilingoftheSistineChapelisofNoah’sdisgrace.Thepaintingitselfiswithin2percentofgoldenrectangleproportions.Init,thefingersoftwoofNoah’ssonspointdirectlytothegoldenratiolinesfromthepainting’ssides.It’sdoneasiftoshowtheviewerexactlywheretheyare,andthatMichelangelohadindeedappliedthedivineproportion.
TheDrunkennessofNoah.
AmodernviewofVaticanCity,homeoftheRomanCatholicChurch,withSt.Peter’sBasilicaatitscenter.
ThisSistineChapellunettebearsthenamesofSalmon,Boaz,andObed,whoarementionedintheOldTestament’sBookofRuth.Inthisfresco,RuthnursesbabyObed.
IfthereremainsanydoubtthatMichelangelousedthedivineproportioninhisepicpaintings,looktothetabletslistingtheancestorsofJesusonthesidewallsoftheSistineChapel.Theheighttowidthofthenameplatesformagoldenrectangle,withinapixelortwo.Theaverageheighttowidthratioofallthepaintingsis1.62,accuratetowithin1/1000thofthegoldenratioof1.618.
Michelangelo’smagnificentcollectionofpaintingswascreatedbetween1508and1512forPopeJuliusIIandsuccessorPopesoftheRomanCatholicChurch.Giventheirreligioussignificance,itreallyshouldbenosurprisethatMichelangelousedthedivineproportionextensivelytobringbothmathematicalandvisualharmonytothebiblicalaccountsofscripture.Inretrospect,itwouldbemuchmoreofasurpriseifheandtheothermastersoftheRenaissancehadnot.
E verythingthatyouseeorhearcanbedescribedmathematicallyand
geometrically.Thereismathematicsintheorthogonallinesofacityscape
convergingonavanishingpointonthehorizon.Itisseeninthe256values
ofred,green,andblueofeachpixelonyourscreenmonitorthatproduce
the16,777,216uniquecolorcombinations2thatdefineeveryimage.
Everybeautifulmomentofeverysongcanbeexpressedasa
mathematicallydefinedcombinationoffrequenciesandamplitudes.
Aswe’veseen,fascinationwiththemanyuniqueaspectsofthegolden
ratiobyartistsandphilosophershasinspireditsuseinthearts.Whenand
wherethatfirsthappened,wedonotknow,butthereisevidencethatthe
ancientEgyptiansrecognizedthattherewassomethingspecialaboutthis
proportion.
Thefivethousand-year-oldGreatPyramidstoweroverthedesertontheoutskirtsofGiza,Egypt’sthird-largestcity.
PHI,PI,ANDTHEPYRAMIDSOFGIZA
ThepyramidcomplexatGiza,about10miles(16km)southofmodern-dayCairoand5miles(8km)westoftheNileRiver,hashadatoweringpresenceinthecollectivehumanpsycheformorethanfourthousandyears.Threemassive,pyramidal,mortuarytemplesdominatethelandscapeandcommemoratethreepharaohsofEgypt’sprosperousfourthdynasty:Khufu;hisson,Khafre;andhisgrandson,Menkaure.ThefamousGreatSphinx,whichbearsKhafre’svisage,reclinessome546yards(500m)eastofKhafre’spyramid.Eveninouradvancedtechnologicalage,archaeologistsmarvelattheincredibletechnologyandmanpowerthatmusthavebeenrequiredtohaulthousandsof2-ton(1.8mt)limestoneblocksintosuchpreciseandimmenseformations.
THEGREATPYRAMIDTheGreatPyramidofGiza—alsoknownasthePyramidofKhufuorthePyramidofCheops—istheoldestoftheSevenWondersoftheAncientWorld.Itisalsotheonlyonethatremainslargelyintact.ThereisongoingdebateastothegeometricprinciplesusedinthedesignoftheGreatPyramid.Thoughttobebuiltaround2560BCE,itsonceplanar,smooth,outershellisgone,andallthatremainsisthecraggyinnercore,soitisdifficulttoknowtheoriginaldimensionswithabsolutecertainty.Luckily,however,theoutershellremainsattheapex,helpingarcheologistsestablishacloseestimate.
There’slittletodisputeastowhetherthedimensionsoftheGreatPyramidreflectpiandthegoldenratiowithahighdegreeofaccuracy.TheonlydisputeconcernswhethertheancientEgyptiansactuallyknewoftheseconstantsandintentionallyappliedtheminthedesign.SohowmighttheGreatPyramidhaveembodiedeitherorbothoftheseconcepts?Thereareseveralpossibilitiesbasedonvariousmeasurementsandobservationsthatwewillexplore.
ThisillustrationshowsnomadicBedouinsrestingneartheGreatPyramidofGizaduringthelatenineteenthcentury.
1.ApyramidbasedonФvariesbyonly0.07percentfromtheGreatPyramid’sestimateddimensions.
Asmentionedshownhere,phiistheonlynumberwiththemathematicalpropertyofitssquarebeingonemorethanitself,allowingJohannesKeplertoderivehiseponymoustrianglebyconnectingthispropertywiththePythagoreantheorem.UsingtheKeplerrighttrianglewithsides√Φ,1,andΦtodescribetherelationshipbetweenapyramid’sheightandthelengthofitsfoursidesallowsustocreateapyramidwithabasewidthof2andaheightof√Φ,whichisapproximately1.272indecimalnotation.Theratiooftheheighttothebasewidthofthispyramid,then,isapproximately0.636.
TheGreatPyramidofGizahasanestimatedoriginalheightof480.94feet(146.59m)andabasewidthof755.68feet(230.33m),3whichalsocreatesaheighttobasewidthratioof0.636!ThisresultindicatesthattheGreatPyramiddoesindeedrepresentanexampleofaKeplertriangle,atleasttowithinthreesignificantdecimalplacesofaccuracy.Ifthebaseisexactly755.68feet(230.33m),thenaperfectgoldenratiowouldyieldaheightof480.62feet(146.49m),whichvariesfromtheestimatedactualdimensionsoftheGreatPyramidbyamere3.85inches(0.10m),or0.067percent.Thiswouldbeanincrediblecoincidenceifthedesignhadnothingatalltodowiththegoldenratio.
ApyramidbasedonaKeplertrianglewouldhaveotherinterestingproperties.Forexample,thesurfaceareaofthefoursideswouldbeagoldenratioofthesurfaceareaofthebase:
•Theareaofthetriangularsidesoneachfaceisequaltohalfofthebaselength(2)multipliedbytheirheight(Φ),whichyieldsΦ.
•Thesurfaceareaofthebaseis2×2,whichequals4.•Thus,theratioofthesurfaceareaofthefoursides(4Φ)tothesurfaceareaofthebase(4)isΦ.
2.Apyramidbasedonπvariesbyonly0.03percentfromtheGreatPyramid’sestimateddimensions.
In1838H.C.AgnewproposedanotherinterestinghypothesisinAletterfromAlexandriaontheevidenceofthepracticalapplicationofthequadratureofthecircle,intheconfigurationofthegreatpyramidsofGizeh:4WhatiftheEgyptianscalculatedtheheightofthepyramidbasedontheradiusofacirclewiththesamecircumferenceandareaasthepyramid’sbase?Imagineacirclewithacircumferenceof8,whichmatchesthelengthoftheperimeterofthispyramidwithitsbasewidthof2.Ifyoucalculatetheradiusofthiscirclebydividingthecircumferenceby2π,youobtainthevalueof4/π,orapproximately1.273—lessthanone-tenthofapercentdifferentthanthevalueof1.272computedaboveusingKepler’striangle.Multiplyingthe755.68-foot(230.33-m)basewidthofthepyramidbyhalfthisvalueyieldsaheightof481.08feet(146.63m)—adifferenceinheightbetweenthetwomethodsofonly5.5inches(0.14m),andadifferenceofonly1.7inches(0.04m)fromthepyramid’sestimatedheight.
Thisdiagramshowstherelationshipbetweenapyramidwithabaselengthof2andtheradiusofacircularbasewiththesameperimeteroflength8.
3.ApyramidbasedonareasisidenticalingeometrytoonebasedonФ.5
InadditiontotherelationshipsoftheGreatPyramid’sdimensionstoФandπ,it’salsopossiblethatthepyramidwasconstructedusingacompletelydifferentapproachthatcoincidentallyproducedthephirelationship.ThewritingsoftheGreekhistorianHerodotusmakeavagueandoften-debatedreferencetoarelationshipbetweentheheightofapyramidandtheareaofoneofitsfaces,expressedasfollows:
AreaoftheFace=AreaoftheSquareformedbytheHeight(h)
(2r×s)/2=h2
Also,fromthePythagoreanTheoremweknowthatr2+h2=s2,whichmeansh2=s2–r2
Therefore,r×s=s2–r2
Whenr=1,wefindthats=s2–1.RecallfromherethatФistheonlynumberwhosesquareisonemorethanitself,andФisthereforetheonlypositivesolutiontothisequationwhenwesolvefors.Inconclusion,wefindthatiftheheightareatosideareawerethebasisforthedimensionsoftheGreatPyramid,itwouldbeinaperfectphirelationship,whetherornotthatrelationshipwasintendedbyitsdesigners.
4.ApyramidbasedontheancientEgyptiansekedvariesby0.01percentfromtheGreatPyramid’sestimateddimensions.
There’sagoodpossibilitythattheGreatPyramidwasbuiltusingtheseked,ameasurementtechniquethatdescribestheinclinationofapyramidintermsofancientEgyptianroyalcubits,asaratiooftherun(i.e.,halfofthebasewidth)totherise(i.e.,height).ThesekedconceptappearsinexcavatedEgyptianpapyri,includingthefamousRhindMathematicalPapyrusdatingtoaround1550BCE,buttheroyalcubitunitofmeasuredatesasfarbackasthethirdmillenniumBCE6,priortotheGreatPyramid’sconstruction.Theroyalcubitisequivalentinmeasureto20.7inches(52.5cm)or7palms,eachofwhichismadeupoffourdigits.ModernsurveysoftheGreatPyramidsuggestasekedslopeof5.5—thatis,arunof51/2palms(i.e.,5palms,2digits)overariseof1cubit(i.e.,7palms).7Sincetherunisonlyhalfofthebaselength,theheighttobaseratiobasedonthismeasurementtechniqueis7/11,or.63636.Ifwemultiplythemostaccurateandup-to-datebasewidthof755.68feet(230.33m)bythisratio,weproduceanestimatedheightof480.87feet(146.57m)—anincredible0.6inches(0.016m)lessthantheactualestimatedheightoftheGreatPyramid.
ThisportionofthePalermoStonerecountstheNilefloodlevelsduringthereignofKingNynetjer(d.2845BCE),measuredincubits,palms,anddigits.
Wereallydon’tknowwithcertaintyhowthepyramidwasdesigned,andknowledgeofthespecificgeometricrelationshipsandconceptscouldhaveexistedandthenbeenlost.WedoknowtheEgyptiansbuiltthepyramidswithamazingprecisionandleftlittletochance,asevidencedbytheiralignmenttowithin1/20thofadegreefromtruenorth.Thebuildersmayhavechosenapproachesthatproducedalmostidenticalgeometricrelationshipstothoseofpyramidsbasedonphiandpi.
IftheancientEgyptians’knowledgeandapplicationofthegoldenratiowerelimitedtothisoneexceptionallyaccurateappearanceintheGreatPyramid,itcouldstillbearguedthatitwasduetochance.However,wenowhaveadditionalevidencethatsuggeststhatthegoldenratioalsoappearsinthepositionsandrelativesizesofthepyramidsattheGizasite.Theserecentfindingsmakeforamuchmorecompellingcase.
AnaerialviewoftheGizanecropolis.
COMPARINGKHUFU,KHAFRE,ANDMENKAUREConsiderthepyramidcomplexasawhole.Usingsatellitemappingimages,ifyoucreatearectanglewithaperimeterthatoutlinesthebasesofthetwolargestpyramidsatthesite,KhufuandKhafre,you’lldiscoverthattheeasternedgeofKhafre’sbaseiscloselyalignedwiththegoldencut,movingwestwardfromtheeasternedgeoftheperimeterrectangletothewesternedge.You’llalsofindasimilarratiocomparingthedistancebetweenKhufu’snorthernedgeandKhafre’snorthernedgetothedistancebetweenthenorthernandsouthernedgesofKhafre’sbase.
TheserelationshipsareconfirmedbythedistancesattheGizacomplex,ascalculatedbyarcheologistGlenDash.8Forexample,thewidthoftheperimeterrectanglethatenclosesthetwolargerpyramidsisapproximately1,825.5feet
(556.4m),whereastheheightofthissamerectangleis1,894.4feet(577.4m).Meanwhile,thebasewidthofKhafreis707feet(215.3m).9Ifwesubtractthisnumberfrombothrectanglelengths,wediscoveradistanceof1,119.1feet(341.1m)betweentheeasternedgesofKhufuandKhafre’sbases,andadistanceof1,188.3feet(362.2m)betweenthenorthernedgesofKhufuandKhafre’sbases.Dividingtheperimeterlengthsbythesedistancesgivesratiosof1.631and1.594.Theaverageoftheseratiosis1.613,whichismightycloseto1.618.
AnotheranalysisoftheGizacomplexsitebyChrisTedder10providesanevensimplerandmoreelegantrelationshipbetweenthelocationsoftheapexesofKhufu,Khafre,andMenkaure.Therelationshipinvolvestwogoldenrectangles(oneinportraitorientation,oneinlandscapeorientation)whosecornersalignwiththeapexofeachpyramid,asshownonthefollowingpage.
Again,relyingonDash’sveryprecisemeasurementsattheGizasite,theeast-to-westdistancebetweenKhufuandKhafre’sapexesis1,095.5feet(333.9m),andtheeast-to-westdistancebetweenKhafreandMenkaure’sapexesis785.76feet(239.5m).Fromnorthtosouth,thedistancesbetweenapexesare1,162.4feet(354.3m)and1,265.4feet(385.7m),respectively.Thisallowsustoconstructtworectangleswithdimensionsof1,881.2×1,162.4feet(573.4×354.3m,showninblue)and1,265.4×785.76feet(385.7×239.5m,showninred).Thelargerrectanglehasperfectgoldenproportions,whereasthesecondhasproportionswithin0.08ofphi.
TheTeddergridshowsthetwogoldenrectanglesformedinthedistancesbetweentheapexesofMenkaure(left)andKhafre(center),andKhufu(right).Note:Thetopofthediagramfaceswest.
Insum,hereiswhatthegeometricrelationshipsbetweenthemostup-to-dateGizasitemeasurementsshowusaboutthethreemainpyramids:
•TheaverageratioofthedistancebetweentheeasternandnorthernedgesofKhufuandKhafre’sbasestothewidthofKhafre’sbaseisapproximately1.618.
•Theratiooftheeast-westdistancebetweenKhufuandMenkaure’sapexestothenorth-southdistancebetweenKhufuandKhafre’sapexesis1.618.
•TherighttriangleformedbyKhufu’sheight,thelengthofitsfourslantedfaces(hypotenuse),andhorizontaldistancebetweenitsapexandtheperimeterofitsbase(width)producesahypotenusetowidthratioof1.618—identicaltothatoftheKeplertriangle.
THEPYRAMIDSOFQUEENS
THEPYRAMIDSOFQUEENSInthesite’sEastField,nexttotheKhufuPyramid,arethreesmallerpyramids,thoughttocontainthetombsofKhufu’smother,QueenHetepheresI,hiswife,QueenMerititesI,andhisotherwife(orpossiblyhisdaughter),Henutsen.11Asshownbelow,thelengthoftherectanglearoundallthreepyramidstothelengthoftherectanglearoundthebaseofMeritites’sandHenutsen’spyramidscanberepresentedbyФ.
JustsouthoftheMenakaurePyramidarethethreePyramidsofQueens.Althoughirregularlyshaped,thedistancebetweenthecornersoftheirbasesonthesouth-facingsidesrevealtheverysamegoldenratiorelationshipthatappearedinthethreepyramidsnexttoKhufu.
Whenseenfromsatellite,thepositionsofthethreepyramidsadjacenttotheKhufuPyramidappeartoreflectthegoldenratiointheirrelativepositions.
ThesouthernedgesofthesatellitepositionsofthePyramidsofQueensalsoappeartoreflectthegoldenratio.
THEGREATSPHINXThere’sonemoremajormonumentattheGizasitethatI’dberemisstoexclude
There’sonemoremajormonumentattheGizasitethatI’dberemisstoexcludefromthisanalysis:TheGreatSphinx.Again,usingsatellitetopologicalimagesandexaminingtherelationshipbetweenthefulllengthofthemonumentoneachsideandthelengthfromthefrontpawsandbackpawsoneachside,wediscoveryetanotherexampleofgoldenproportions!
Thereisstillmuchtounderstandaboutthehistory,mathematics,design,andpurposeofthebuildingofthepyramids,butonethingisprettyclear:ManykeyfeaturesoftheGizasiteappeartocloselyembodythegeometryofthegoldenratio.Ihopethesediscoveriesandanalysesprovideotherswithanincentiveformoreresearch.Fornow,thequestionpersists:Whydidtheancientbuilderschoosethisparticularconfigurationforthegreatpyramids?Becauseitappearedmorebeautifulandmorealignedwithnature?Ifnot,whydoesthegoldenratioappeartobesoprevalentinthemostnotablesurvivingmonumentsoftheancientworld?
PHIDIASANDTHEPARTHENON
TheancientGreeksculptor,painter,andarchitectPhidias,wholivedfromabout480to430BCE,deservesspecialrecognitioninourstory,asheinspiredtheuseoftheGreekletterФtodesignatethenumber1.618.Althoughnoneofhisoriginalworksremain,numerouscopiesexist.AmonghisgreatachievementswasthestatueofZeusintheTempleofZeusatOlympia,oneoftheSevenWondersoftheAncientWorld.HealsocreatedthestatuesoftheParthenon,includingthatofthegoddessAthena,andthere’sevidencethatheappliedthegoldenratiointhesedesigns.WhilehisstatuesofZeusandAthenadidnotsurvive,hislegacylivesoninancientGreekcanonandtheenduringstructuresontheAthenianAcropolis,perchedabovethecityasamonumenttoclassicalGreece.
TheParthenoninAthens,builtbytheancientGreeksbetween447and438BCE,isregardedbymanyasaprimeexampleofarchitecturethatmakesuseofthegoldenratio.Ofcoursetherearethosewhodisagree,pointingoutthatmorethanacenturyelapsedbetweenthecompletionoftheParthenonandthefirstdocumentationofthegoldenratioinEuclid’sElements.
Thisnineteenth-centurydrawingportraysPhidias’smassivegoldandivorysculptureofZeusinOlympia.Oneoftheworld’soriginalSevenWonders,itstood39feet(12m)high13andwasadornedwithpaintingsandpreciousstones.
THEΦCONNECTION
Itwasn’tuntiltheearlytwentiethcenturythattheGreekletterphi(Φ)wasfirstusedtodesignatethegoldenratio.Onpage420ofhis1914mathematicsreferenceTheCurvesofLife,SirTheodoreAndreaCookcreditedAmericanmathematicianMarkBarrwithintroducingthe
symbolinreferenceto1.618“partlybecauseithasafamiliarsoundtothosewhowrestleconstantlywithpiandpartlybecauseitisthefirstletterofthenameofPhidias,inwhosesculpturethisproportionisseentoprevailwhenthedistancesbetweenthesalientpointsaremeasured.”12However,somescholarssuggestthattheassociationhadmoretodowithFibonacci,sincephiistheGreekequivalenttotheletterF.
This1887statuebyParisiansculptorAiméMilletshowsPhidiasandaminiaturereplicantofhisfamoussculptureAthenaParthenos,whichoncestoodwithintheParthenon.
TheruinsoftheParthenonareperchedontherockyAcropolis,highabovethemodernAtheniancityscape.
ThereareseveralchallengesindeterminingdefinitivelywhethertheParthenon’sarchitectsintentionallyincorporated1.618intoitsconstruction:
•TheParthenonembodiesavarietyofnumbersandproportionswithitsforty-sixperimetercolumnsandthirty-nineinteriorcolumnsspacedatvaryingdistancesfromoneanother.
•TheParthenonisnowpartiallycollapsed,makingitsoriginalfeaturesandheightdimensionsubjecttosomeconjecture.
Twoofthemostfamiliarappearancesofthegoldenratioarepresentinthedimensionsoftheshortersideofthestructure.TheimagebelowshowstheParthenonwithasuperimposedgoldenrectangleandembeddedgoldenspiral.However,thisassumptionrequiresthealignmentofthegoldenrectanglewiththebottomofthesecondstepofthestructureandwiththeestimatedpositionofthetriangularpediment’soriginalapex.Withthisalignment,thetopofthecolumnsandbaseoftherooflineareinaclosegoldenratioproportiontotheheightoftheParthenon.This,however,isnotthemostcompellingevidencethattheancientGreeksusedthegoldenratiointentionallyinthedesignofthisiconic
theancientGreeksusedthegoldenratiointentionallyinthedesignofthisiconictemple.
ViewintotheHeydayofGreece(1836)byGermanpainterAugustAhlborndepictstheconstructionoftheParthenon.
Phidias(center)showsoffthefriezeoftheParthenontohisfriendsinthis1868paintingbyDutch-BritishartistSirLawrenceAlma-Tadema.
Applyingthegridlinestothebuilding’sentablaturerevealsotherinterestingproportions.Zoominginontheentablaturefriezeandembeddedmetope-triglyphpattern,wediscoverthatthehorizontaldividinglineoftheentablatureisataprecisegoldenratioofitsheight.Wealsofindbeautifulgoldenrectanglesenclosingthemetopes,withyetanothergoldenrelationshipbetweenthewidthofthetriglyphsandthatofthemetopes.
Goldenproportionsareapparentintheremainingstructureofthenearly2,500-year-oldParthenon.
Finally,let’sexaminethefloorplanoftheParthenon,whichshowseightcolumnssupportingtheshortersideandseventeencolumnssupportingthelongerside.Justinsidetheperimeteroneachoftheshortersidesaresixcolumns,followedbyentrancestotwointeriorchambers.Myanalysisrevealsthefollowing:
•Thewallthatseparatestheeastandwestinteriorchambersiscloselyalignedtothegoldencutoftherectanglealignedwiththecentersoftheeastandwestperimetercolumns.
westperimetercolumns.•ThecentersofthefourcolumnsinthewesterninteriorchamberandthebaseoftheStatueofAthenaarepositionedatthetwogoldencutsofthedistancebetweenthecentersofthenorthandsouthperimetercolumns.
•Theentrancestobothinteriorchambersarepositionedatthegoldencutsofthedistancebetweenthenorthandsouthwallsofeachinteriorchapter.
MorethanfourhundredyearsfollowingtheParthenon’sconstruction,RomanmilitaryengineerVitruvius(seehere)proposedwhatheconsideredtheperfectRomanhousefloorplaninhisfamousbookDeArchitectura(c.20BCE).Consideringthequantityofgoldenproportionsthroughout,itseemslikelythathewasawareoftheuseofthegoldenratiobytheancientGreeksintheirartandarchitecture.
AcloseupofartistGodfriedSemper’scoloredreproductionoftheParthenon’sfriezeshowsthegoldenrelationshipbetweenthemetopeandtriglyphmoreclearly.
ThisillustrationofanidealGreekhomefloorplanfromVitruvius’sDeArchitecturaisfullofgoldenrectanglesandotherphi-baseddimensions.
GOLDENCATHEDRALS
Theconstructionofawe-inspiringcathedralsasChristianityspreadthroughoutEuropewasanoutwardexpressionofaninnerreverenceforGod’sgloryandafocalpointforcommunitylifeforcenturiestofollow.ItwasalsoanoutletforthecreativeenergyofmedievalEuropeansociety.Themassivefinancial,technical,artistic,andphysicalresourcesrequiredmadeeachacommunityeffortthatwasapproachedwithgreatambitionandenthusiasm.Constructionoftentookoveracentury,inspiringgenerationstobeapartofsomethinglargerthanoneself.
Manyphi-basedproportionsarefoundinthewesternfaçadeofNotreDame.
OneofthefinestcathedralsinexistencewasbeguninParisin1163underthedirectionofBishopMauricedeSully.Hediedin1196,andfinally,in1225,constructionofthewesternfaçadewascomplete.Anothercenturypassedbeforetheentirecathedralhadbeenbuilt,andnearlyeighthundredyearslater,itisoneofParis’stoptouristattractions:theNotre-DameCathedral.Interestingly,thewesternfaçade,aswellasthenorth-facingGothicstained-glassrosewindow,reflectthegoldenratiointheirdimensions.
NotlongafterconstructionwasunderwayonNotre-DameinParis,anothercathedralwascommissionedinChartres,about50miles(80km)southwestofParis.Thisonewascompleteby1220,andlikeNotre-Dame,goldenproportions
Paris.Thisonewascompleteby1220,andlikeNotre-Dame,goldenproportionsarefoundthroughoutthestructure.Infact,thegoldenratioseemstoreappearinvariouscathedralsthroughoutEurope.
AboveandBelow:ThewindowsofthewesternfaçadeofNotre-DamedeChartresCathedralalsoexhibitthegoldenratio,asshowninthesedetailsfromadetailed1867architecturaldrawingofthecathedral.
ThiscoloredmonographofaportionofasouthtranseptwindowleaveslittledoubtastowhetherphiwasworkedintotheChartresCathedral’sdesign.
ThefloorplanoftheStiftskirche(“CollegiateChurch”),constructedmostlyoverathree-hundred-yearspanbetween1240and1547inStuttgart,Germany,appearstohavesomephi-baseddimensionsbasedonthislate-nineteenth-centurydrawing.
ThewesternfaçadeoftheGothic-RomanesqueLimburgCathedralinHesse,Germany.
In1296constructionbeganonanotheroftheworld’smostfamousandidentifiablearchitecturalwonders:Florence,Italy’sCattedralediSantaMariadelFiore(CathedralofSaintMaryoftheFlower).TuscanarchitectArnolfodiCambiocameupwiththewinningdesign,whichincludedthreewidenavesandanoctagonaldome.Afterhisdeath,workresumedunderaseriesofarchitects,
includingFrancescoTalenti,whoexpandedthelengthofthenavestomakethecathedralEurope’slargestinthe1350s.Healsocompletedthealmost300-foot-(91m)-tallcampanilenearthebasilica’smainentrancein1359.14
Thefamousdomewasoneofthelaststructurestobebuilt.In1418thepowerfulMedicifamilyannouncedacontestforthedome’sdesign,andmastergoldsmithFilippoBrunelleschireceivedthecommission.In1436thedomewasfinallycomplete.Atechnologicalmarvel,itbegan171feet(52m)abovethefloorofthebuilding,spanning144feet(44m)andrisingto375feet(114.5m)intotal,withthecrowninglanternincluded.15Thespanofthedomewastoolargeandtoohighforwoodensupports,soBrunelleschihadtodeviseingeniousconstructiontechniques—nottomentionmorethanfourmillionbricks—toaccomplishhistask,butalltheeffortpaidoffinwhatisstillthelargestbrickdomeintheworld.Ifthatisn’tenough,thismagnificentstructurealsoembodiesgoldenproportions!
Asidefrombeingamasterpieceofengineering,Bruneschelli’sfamousoctagonaldomeappearstoreflectgoldenproportions.
ManyarchitecturalelementsofFlorence’sgiganticCathedralofSaintMaryoftheFlowerhavephi-baseddimensions.
THETAJMAHAL
Almost4,000miles(6,437km)fromGreeceandalmosttwomillenniaintothefuture,weencountertheTajMahal.TheMughalemperorShahJahancommissionedthemonumenttohousethetombofhisfavoritewife,MumtazMahal,followingherdeathduringchildbirthin1631.Withintwelveyearsthebeautifulmausoleumwasmostlycomplete,withotherphasesoftheprojectcontinuingforanothertenyears.
MumtazMahal(bornArjumandBanuBegum,1593–1631)andherhusband,ShahJahan(1592–1666),areshownintheseminiatureportraitsfromUdaipu,India,whicharepaintedoncamelbonewithinlaidsemipreciousstones.
LocatedinAgrainnorthernIndia,theTajMahalisconsideredoneofthefinestexamplesofarchitecturethatexiststoday.PersianarchitectUstadAhmadLahoridirecteditsconstruction,employingaroundtwentythousandartisansintheeffort.Evidenceofthegoldenratioasafoundationalaspectofitsdesignisobservedinthewidthofthecenterarchinrelationtothewidthofthebuilding.
Thegoldenratiocanalsobeseeninthewidthandpositionofthearchedwindowsatthecenteroftherectangularframearoundthecentralarch.Other
windowsatthecenteroftherectangularframearoundthecentralarch.Othergoldenproportionsappearthroughout,includingtherelationshipbetweentheheightandwidthofthecentralstructureandthoseofthetowersoneitherside.
ThemonumentalivoryandmarbleTajMahalmausoleumhasobviousphi-basedproportions.
SEURATANDTHEGOLDENRATIO
FrenchpainterGeorgesSeurat(1859–1891)iswellknownforhisinitiationoftheNeo-Impressionistmovementinthelatenineteenthcentury.Hissignaturepointillistmethodofpaintingisexemplifiedinhisbestknownwork,ASundayAfternoonontheIslandofLaGrandeJatte,paintedbetween1884and1886.However,fewareawarethatSeuratappearedtoincorporatethegoldenratiointomanyofhisworks.AccordingtoRomanianpolymathMatilaGhyika,whowroteongeometryinartandnature,
Seurat“attackedeverycanvaswiththegoldenratio.”16Averyinterestingclaim,butisittrue?SomescholarsinsistthatGhyika’sassertioniswithoutmerit,butlet’sexaminetheevidence.IexaminedSeurat’sfullcatalogofpaintingsandfoundaboutone-quarterofthemtobe
paintedongoldenrectanglecanvasesorpanels,inbothportraitandlandscapeorientations.However,that’snottheonly“coincidence.”Furtherexaminationshowsthattheproportionsandspacingofmanykeyelementsinaboutone-thirdofthesepaintingsalsoreflectsgoldenproportions.
PhotographicportraitofSeurat(1859-1891),whoseartworkblendedimpressionismwithmathematicalprecision,1888.
WomanwithUmbrella(1884)isoneofseveralportraitpaintingswithgoldenratiocompositiononacanvasofneargoldenproportions.
BridgeofCourbevoie,1886–1887.
TheChannelofGravelines,PetitFortPhilippe,1890.
InSeurat’s1888paintingTheSeineatLaGrandeJattebelow,forexample,thereappeartobeanumberofclearandpreciseapplicationsofthegoldenratio.Theseincludethefollowing:
•Thesailboatisverticallyandperfectlypositionedwithinthebasicgoldengridoverlayingtheentirepainting.
painting.•Thewidthoftheshorelineatthebottomofthepaintingtransitionstowateratthegoldencut.•ThebuildingenclosedbyagoldenrectangleontheshoreoftheSeineisdividedatthegoldencut.•Theheightandwidthofthesmallsailaregoldenratiosoftheheightandwidthofthelargesail.•Therowerispositionedatthegoldencutbetweenthebottomofthesailboatandthebottomofthepainting.
ThisandotherexamplesshownhereindicatethatSeuratmaynothaveattackedeverycanvaswiththegoldenratio,butheseemstohaveapplieditliberallyinhiswork.
LECORBUSIER’SMODULORDESIGNS
ThearchitectureiconknownasLeCorbusierwasbornCharles-ÉdouardJeanneretinSwitzerlandin1887.HewasthesonofanartisanwhodecoratedwatchesandtookfrequenthikesintheJuraMountainswheretheylived.Jeanneretdevelopedaloveofnatureaswellasthedecorativearts,teachinghimselfthebasicsofarchitectureandphilosophybyreadingthroughthebooksofhislocallibrary.Inhisearlytwenties,followingthetrendofotherartistsoftheera,headoptedthepseudonymLeCorbusier.Yearslater,inhisfifties,hedevelopedasystemofdesignbasedonthegoldenratioandthehumanbodycalledtheModulor.Thissystem,whichsoughttounitethemetricandimperialsystemsofmeasurement,wasintendedasauniversalstandardofmeasurethatengineers,architects,anddesignerscouldusetoproduceformsthatwerebothpracticalandbeautiful.Herepresentedthis“rangeofharmoniousmeasurements”withtheabstractformofa6-foot-tall(1.83-m)manwitharaisedarmthatwasbentinalignmentwiththetopofhishead,whichwasconvenientlypositionedatthegoldenratiocutbetweenhisnavelandthetopofhisraisedarm.AustralianarchitectureprofessorMichaelJ.Ostwalddescribesitas:
“ForLeCorbusier,whatindustryneededwasasystemofproportionalmeasurementthatwouldreconciletheneedsofthehumanbodywiththebeautyinherentintheGoldenSection.Ifsuchasystemcouldbedevised,whichcouldsimultaneouslyrendertheGoldenSectionproportionaltotheheightofahuman,thenthiswouldformanidealbasisforuniversal
standardization.”17
InLeCorbusier’sattempttousethemathematicalproportionsofthehumanbodytoimproveboththeappearanceandfunctionofarchitecture,hefollowedinthefootstepsofVitruvius,DaVinci,Pacioli,andtheRenaissancemasterswhousedthestudyofmathematicsandnaturetoimbuetheirartisticmasterpieceswithadivinequality.
Afteritsformulationinthemid-1940s,Corbusierappliedthenewsystemtoseveralbuildings,including:
•theworldheadquartersoftheUnitedNationsinNewYork,NY(completed
•theworldheadquartersoftheUnitedNationsinNewYork,NY(completedin1952).
•severalmodernisthousingdevelopmentsthroughoutEurope,beginningwiththeCitéradieuse(RadiantCity)inMarseille,France(completedin1953).
•ConventSainteMariedelaTourettenearLyon,France(completedin1961).
VariousarchitecturalfeaturesinLeCorbusier’s1958Unitéd’HabitationofBerlin(nowknownasCorbusierhaus)residentialprojectreflectthegoldenratio,includingthewindows,floorheights,andbalconywidths.
LeCorbusier’sModulorsystemformsthebasisoftheUNSecretariatbuilding’sdesign,asshown.
LetustakealookatoneprominentexampleofLeCorbusier’sModulordesignapproachandhisutilizationofgoldenratios.In1947theBrazilianarchitectOscarNiemeyerandLeCorbusierjoinedforcestodesigntheUNheadquartersinNewYorkCity,a505-foot(154-m)towercalledtheSecretariatbuilding.18Atthetime,LeCorbusierwasintheprocessofdevelopinghisModulordesignsystem,andNiemeyer,anothergiantintheworldofmodernarchitecture,washighlyinfluencedbythisSwiss-bornartist,designer,andurbanplanner.AsarchitectRichardPadovandescribedinhisbookProportion:Science,Philosophy,Architecture:
“LeCorbusierplacedsystemsofharmonyandproportionatthecenterofhisdesignphilosophy,andhisfaithinthe
mathematicalorderoftheuniversewascloselyboundtothegoldensectionandtheFibonacciseries,whichhedescribedas‘rhythmsapparenttotheeyeandclearintheirrelationswithone
another.Andtheserhythmsareattheveryrootofhumanactivities.TheyresoundinManbyanorganicinevitability,thesamefineinevitabilitywhichcausesthetracingoutoftheGoldenSectionbychildren,oldmen,savages,andthe
learned.’”19
FortheUNproject,LeCorbusierconceivedatall,centralbuildingthatwouldhousealloftheSecretariatoffices.Knownasproject23A,themainbuildingdimensionsconsistedofthreestackedgoldenrectangles.Niemeyer’sproject32,ontheotherhand,featuredatall,slightlywidercentralbuildingwiththedimensionsofthegoldenrectangle.ThefinaldesigncombinedelementsfrombothNiemeyer’sandLeCorbusier’sschemesbutusedthreestackedgoldenrectanglesasthebasisofthedesign.
Atfirstglance,thefournoticeablebandsonthefaçadeofthebuildingmakeitseemlikemostofthethirty-ninefloorsaredividedequallyintothreerectangles,butcloserinspectionrevealsthattheirdimensionsdifferslightly.Thefirstrectangleisonlyninefloorstall,whereasthesecondandthirdrectanglesareelevenandtenfloorstall,respectively.Also,whilethebuildingwidthisstableat287feet(87m),thebuildingheightrangesfrom505to550feet(154to168m),20dependingontheelevationasonemovesfromstreetlevelatthebuilding’sfronttotheshoreatitsrear.
LeCorbusier’sUNSecretariatbuildingoverlooksNewYorkCity’sEastRiver.
Ifthebuildingwereaperfectgoldenrectangle,asNiemeyerhadproposed,thebuildingwouldrisetoonly464feet(141m),whichiswithin0.5percentofitsoccupiedheight.However,abuildingpreciselycomposedofthreestackedgoldenrectangleswithalengthof287feet(87m)wouldresultinabuildingthatis532(162m)feettall.Theaverageheightofthebuildingis,infact,527.5feet(160.7m)–0.9percentlessthanaperfectstackofthreegoldenrectangles.That’sasmalldiscrepancy,butinadditiontotheunevenelevationofthelandbetweenthestreetandtheriver,wheretheUNbuildingstands,thereareafewexplanationsforthis:
1.Thegoldenratioisanirrationalnumberthatcannotbeexpressedinintegers,whereasarchitectsarefacedwithanumberofrealworldconstraintsthatarebasedonintegers,suchasthenumberoffloorsandwindows.
2.Thestandarddimensionsofconstructionmaterials,suchasdrywallandbuildingframingcomponents,aresubjecttovariousbuildingstandards.
3.Therearetheengineeringconstraintsrequiredtoconstructa500-foot(152-m)-tallskyscraperthattakeprecedentoveritspureartisticdesignelements.
Regardless,ifyouapplygridlinestothebuildingbasedonLeCorbusier’sModulorsystem,whichinvolvesmultiplyingtheheightofeachdimensionby1.618,averyrevealingpatternemerges,asshownopposite.Also,ifyouapplygoldengridlines,you’llfindthatseveralkeyelevationsinthebuildinghaveaphirelationship.Bothapproachesdemonstratethepresenceofthegoldenratiointheoveralldesign.
ThisattentiontodetailintheconsistentapplicationofdesignprincipleswelcomesvisitorsastheyentertheUNbuilding,too.Thefrontentrancedisplaysgoldenproportionsinthefollowingways:
•Columnsoneithersideofthefrontentranceareplacedatthegoldencutofthedistancefromthemidpointoftheentrancetotheedgeoftheentrance.
•Thetransparententrancestotheleftandrightofthecenterentranceareaaregoldenrectangles.
•Thedoorsontheleftandrightsideofthecenterentrancearegoldenrectangles.
•Therectanglesformedbythecentralfloor-to-ceilingwindowsandtheentrancesoneithersidehavegoldenproportions.
Thewindowswithinthehorizontalbandsonthefaceofthebuildingarealsoacollectionofgoldenrectangles,andthebandsaredividedattwogoldencutstoframethewindowsattheircenters!
AsillustratedbytheintricatenestingofgoldenratiosinhisModulordesigntemplate,LeCorbusier’spassionandvisionforthegoldenratiowasfarmoresophisticatedthansimplydesigningabuildingintheshapeofagoldenrectangle.Nodetailwasoverlookedinthebuilding’sdesign,andtheintricatebeautyofhiscreationonlygetseasierandeasiertoappreciateasthesegoldenproportionsarerevealed.AsexemplifiedintheworksofLeonardo,Michelangelo,Raphael,andothersthatfollowed,thisisthe“verydelicate,subtleandadmirableteaching”and“verysecretscience”ofwhichPacioliwrote.Theapplicationofthegoldenratiotogreatmasterpiecesofartanddesigninordertocreatevisualharmonypersistsinourmodernworld.
Colorgridlinesdefinethevariousphi-basedrelationshipsinthedimensionsoftheUNSecretariatbuilding.
PHOTOGRAPHYCROPPINGANDCOMPOSITION:THERULEOFTHIRDS
Ifyou’vedabbledmuchinphotographyorexploredthecompositiongridsthatareavailableinyoursmartphoneordigitalcamera,youwilllikelyhavecomeacrosstheruleofthirds.Datingbacktoatleastthelateeighteenthcentury,whenJohnThomasSmithproposeditasabasisforpaintingcompositioninhisbookRemarksonRuralScenery(1797),thistoolisbasedondividinganimageintothirdsverticallyandhorizontallytocreatenineequally-sizedsections.Importantcompositionalelements,suchashorizonsorpeople,arethenplacedalongtheselinesorneartheirintersectingpoints.Thisisbelievedbymostartistsandphotographerstocreatemuchmoreinterestandvisualappealthansimplycenteringthesubjectinthemiddleofthepicture.Althoughtheruleofthirdsiseasytocomprehendandcreate,itjustprovidesarough
approximationofthegoldenproportionsutilizedinmanymasterpiecesofartanddesignthroughouthistory.Theruleofthirdshasdividingpointsat1/3and2/3(0.333and0.667),whereasthegoldenratiogridhasdividingpointsat1/Φ2and1/Φ(0.382and0.618).Variationsonthisbasicgoldenratiogridprovidegoldenratiosofgoldenratios,aswellasotherexpressionsofphiincludingthegoldenspiralandgoldendiagonals.Toillustratethedifferencebetweenthetwomethods,takealookattheimagesbelow.The
compositionoftheimageontheleftisbasedontheruleofthirds,whereasthecompositionof
Toillustratethedifferencebetweenthetwomethods,takealookattheimagesbelow.Thecompositionoftheimageontheleftisbasedontheruleofthirds,whereasthecompositionoftheimageontherightisbasedonthegoldenratio.Theruleofthirds,whileundoubtedlyuseful,canbesomewhatlimitingtoartisticexpression.
Bycontrast,thegoldenratiogridallowsyoutocreativelyresizeandpositionthegridtocreatemultiplevariationsofthecroparea,applyinggoldenproportionsagainandagainwithinasinglecomposition.ThisisthesametechniqueofvisualharmonyusedbyLeonardodaVinci,GeorgesSeurat,LeCorbusier,andothermastersofartanddesignduringthelastfivehundredyears.
RuleofThirdsgrid.
LOGOANDPRODUCTDESIGN
Inadditiontoitsuseinpainting,architecture,andgraphicdesign,thegoldenratioalsoappearsinnumerousproductdesigns.Insomecases,itenhancesperformanceoftheproduct.Forexample,manystringinstrumentsdisplaygoldenratioproportions.Asanillustration,theworld-famousStradivariusviolins—developedintheseventeenthandeighteenthcenturiesbytheItalianStradivarifamily—seemtoexhibitgoldenproportions.Knownfortheirsuperiormaterials,construction,andsoundquality,todaythesesought-afterviolinscanfetchmillionsofdollarsatauction.
Inothercases,thegoldenratioaddsstyleandaestheticappeal.Corporationsinvestmillionsofdollarsonbrandingandlogodesign,knowingthattheymustcapturetheheartsandmindsofasmanypotentialcustomersaspossibleinaninstant.Theyaresoprotectiveoftheirpowerful,iconicsymbolsthatIcannotvisuallypresentinthesepagesalltheexamplesofgoldenproportionswhichappearinlogodesign.However,Icantellyouwheretolook.
Googlecapturedtheattentionofthedesignworldin2015withtheirannouncementofamajorredesignoftheirlogo,fonts,andotherbrandingsymbolsandicons,butonethingtheysmartlyretainedandenhancedwastheuseofphiindeterminingthedimensionsandspacingoftheletters.Forexample,oncloseinspectionit’sclearthattheratiooftheheightoftheuppercaseGandlowercaseLtotheheightoftheotherlowercaseletters(exceptingthelittletailoftheG)equalsФ.TheratioofthewidthofthecapitalGtothatofthelowercaseGisalsogolden,asisthepositionofthesearchfieldinrelationtothetopofthelogoandthebottomofthesearchbuttonsontheGooglesearchhomepage,whichalsohappenstobethemostvisitedwebsiteintheworld.Eventhelittlemicrophoneiconattherightofthesearchbarreflectsgoldenproportions,andyetmoregoldenrelationshipsabound.Itappearsasifthegoldenratiowasusedforjustabouteverydecisiononpositionandproportionforthismultinationaltechgiant.Ifyoudidn’tknowbetter,youmightwonderifLucaPacioliandLeonardodaVincithemselveshadbeenleadingthedesignproject!
GoldenproportionsaboundintheLadyBluntStradivariusviolin,constructedin1721byAntonioStradivari.In2011itfetchedarecord-setting$15.9millionatauction.
Thesediagramsshowthevariouswaysinwhichthelogosofsomeoftheworld’sbiggestcorporationsreflectthegoldenratio.
Googleiscertainlynotthefirsttousethegoldenratiointheirbranding.MeasurethethreeovalsthatconstitutetheToyotalogo,andyou’llfindthatthewidthofthesmall,narrowovalinthecenterisdefinedbytwogoldencutsofthewidthofthelargestoval.Theinneredgeofthemiddleovalontopispositionedatthegoldencutofthelogo’soverallheight.EventhecrossbaroftheAandtheforkinYarepositionedatgoldencuts.
Otherexamplesaboundinlogosofsomeoftherichestandmosthighlyregardedcompaniesworldwide.ThepositionofthehorizontalbarintheNissanlogoisdefinedbythetwogoldenratiocutsofthelogo’sheight.TheconcentriccirclesthatmakeuptheyellowandgreenBP“flowermandala”logoareingoldenproportiontooneanother.TheNationalGeographiclogoissimplyagoldenrectangle.
Amongcartoonandvideoanimators,useofthegoldenratioincharacterandscenedesignmaybemorethanjustanoccasionaltipofthehat.OneformerDisneyanimatorsharedwithmethatalthoughthegoldenratioisneverdiscussedamongdesigners—mostareverysecretiveabouttheirprocess—hehasbeensystematicallyapplyingitinhisartisticcreations.TheDisneylogoitselfisa
stylizedversionofWaltDisney’ssignature,whichappearstoveneratethegoldenratio.ThedesignoftheDusesthegoldenratioatleastthreetimesintheproportionsandpositionsofitsscrolledarcandverticalstroke,butevenmoreobviously,the“dot”abovetheIstronglyresemblesthesymbolrepresentingphi.Also,theYisnotlikeanyYyou’veeverseenbefore,butitdoesresembleascriptlowercasephisymbol.
Oneoftheworld’spremierluxurycarbrands,AstonMartin,hasappliedthesameconcepttothedesignofitscars.DescribingtheRapideS,DB9,andV8Vantagemodels,AstonMartinmadesuretoemphasizethecentralityofthegoldenratioinmanyaspectsoftheirdesignintheiradvertisingcampaign,toutingthecars’balance,perfection,elegance,harmony,purity,andsimplicity.21
ColorgridlinesdefinethevariousgoldenproportionsinthedesignofAstonMartin’sDB9coupe.
Giventheeleganceofitsdesign,it’snottoosurprisingthatgoldenproportionsareincorporatedintothedesignoftheStarTreksUSSEnterprise.Inthe1960s,seriescreatorGeneRoddenberryturnedtoMattJefferies,anaviationandmechanicalartist,withhisrequestto“designaspaceshipunlikeanyother,withnofins,rocketexhausttrails,powerfulandcapableofexceedingthespeedoflightwithacrewofseveralhundredonafive-yearmissiontoexploreunknowngalaxiesinouterspace.”22Jefferiesstartedwithablankpage,amarker,andaverypragmaticdesignethic,producingashipwithverydistinctphi-basedproportions.
Hisdesigndocumentsrevealedthathespecifiedthedimensionsonhisdesignstothe1/10,000thofaninch.Thiswasclearlybeyondtheaccuracyrequiredfortheconstructionofthesmall-scalemodelsusedontheStarTrekTVsetandindicatesthathewasworkingwithamathematicalprecisionbasedongeometricformulasandproportions.Manyothergoldenratioscanbefoundin
Jefferies’designoftheEnterprise,inthefrontandsideviewsaswellasinthefinedetail.Jefferiesclearlyunderstoodtheconceptofapplyingthegoldenratiotojustabouteverydesigndecisiononproportionandposition.
GoldendimensionsalsoaboundinMattJeffries’sdesignofStarTrek’sUSSEnterprise.
Youmaybeamazedtofindthatthegoldenratiohasbeenrightthereinfrontofyouallthetime,gentlynudgingyoutobuyaproductoruseaservice.AccordingtoDarrinCrescenzi,formerDesignDirectorofInnovationatInterbrandNewYork,andoneofFastCompanyMagazine’s“MostCreativePeopleinBusiness,”
“Thevisually-inclined—artists,architects,anddesigners,historicallykeenobserversanddocumentariansofbothnatureandthehumanconditionandwhowecanthankformuchof
whatweknowabouttheworld—haveforagesincorporatedthisratiointotheirworkduetoitsintrinsicallyalluringbalance
betweensymmetryandasymmetry.”23
PHIANDFASHION
Thevisualallureofthegoldenratiohas,ofcourse,notgoneunnoticedintheworldoffashiondesignandstyling.In2003,fashiondesignerSusanDell,wifeofcomputerbillionaireMichaelDell,embracedthegoldenratioconceptwithherintroductionof“ThePhiCollection,”ahigh-fashionlineofclothinginwhichsheincorporatedthespecialnumberintothemeasurementsandfeaturesofmanyofherdesigns.In2007,styleconsultantsandidenticaltwinsistersRuthandSaraLevycreatedTheFashionCode®,whichappliesthegoldenratiotoeachwoman’suniquebodymeasurementstoproviderecommendationsontheproportionsinclothingthat
willresultinthebestlook.Intheimagesatright,agoldenrectangleframingthewoman’sbodyfromheadtotoeidentifiesthemostappealinghemlinelocation.Asecondgoldencutwithinthelargersegmentoftheoriginalthenpinpointsthelocationofthenecklineorthenaturalwaist,whichshouldbeemphasizedwithabeltorfittedgarmentforthemostpleasingsilhouette.Theoutfitonthelowerleftisanexampleofwhathappenswhenphiisnotused.Herjacketis
tooshortandhertanktopistoolong,makingheroutiftlooklessappealing.
AssuggestedbyCrescenzi,thegoldenratiooffersmuchmorethanjustamorenaturalalternativetotheruleofthirds.Infact,itisamathematicallyuniquesystemofratioswithinratiosthatcankeepanentirecompositioninvisualharmony,andeventhoughit’sjustoneofmanytoolsthatgooddesignersusetoachievegreatcomposition,nodesignershouldbewithoutknowledgeofitsconceptsandapplication.“Thegoldenratioisintendedtobeinvisible,a
compositionalorganizingprinciplethatisfeltratherthanunderstood,”saysCrescenzi.Furthermore,headded:
“Itistheuniquevisualtensionbetweencomfortingsymmetryandcompellingasymmetry,anditsthoughtfulapplicationcan
bringbeautyandharmonyandintriguetoallmannerofdesignedthings.”24
Thepossiblevariationsinapplicationsofthegoldenratiotoanydesignarelimitedonlybyourcreativity,whichonlymeansthereisnolimitatall.
You’venowdevelopedasolidfoundationinthegeometryandmathematicsofthegoldenratio,aswellasitsappearanceinmonumentalworksofartandarchitectureduringmorethantwothousandyearsofcivilization.Assuch,you’rewellonyourwaytoearningyourveryunofficial—butveryvaluable—Doctoratein“Phi”losophy(it’sworthitsweightingoldenratios!).Thefinallegofourjourneyinvolvesthefascinatingstudyofgoldenformsinnatureandtheuniversebeyond.
V
GOLDENLIFE
“Alllifeisbiology.Allbiologyisphysiology.Allphysiologyischemistry.Allchemistryisphysics.Allphysicsismath.”1
—Dr.StephenMarquardt
I n1854,GermanpsychologistAdolfZiesing(1810–1876)publishedNeueLehrevondenProportionendesmenschlichenKörpers(NewDoctrineof
theProportionsoftheHumanBody),inwhichheexpressedhisbeliefthat
thegoldenratioappearedinitsfullestrealizationinthehumanform.
Furthermore,hearguedthatitamountedtoauniversallawthat
representedthe“ideal”inallstructuresandformsoflifeandmatter,2
echoingPlato’sancient“TheoryofForms.”AccordingtoZiesing,the
goldenratiowasanexpressionofbeautyandcompletenessinbothnature
andart,andhisideainspiredthelikesofLeCorbusierandotherswho
wentontocreateparadigm-shiftingdesignsanddiscoveriesaboutour
worldanditsvariedinhabitants.Timeandagain,phihasemergedinthese
investigations,thoughnotallfindingsareasstraightforwardastheymay
seem,orascompleteintheirexplanationoftheevidenceasZeisingand
otherspostulated.
Natureisfulloflogarithmicspirals,butfindingactualgoldenspiralsinnatureisrare.
PHIANDPHYLLOTAXIS
EventhemostardentofphiskepticswillagreethatthegoldenandFibonaccispiralscanbefoundinarangeofplants,pinecones,pineapples,sunflowerseedpods,andmanyothers.Italsoappearsinthepositionofpetalsaroundthecenterofaflowerandinthepositionofleavesandstemsaroundabranch.
ThisspiralpatternwasnoticedasearlyasthefirstcenturyA.D.bytheRomannaturalphilosopherPlinytheElder,butthefirstseriousstudyoftherelationshipbetweenplantspiralsandFibonaccinumberswasmadebytheSwissbotanistandnaturalistCharlesBonnet.In1754,Bonnetrecordedhisobservationofthespiralrotationsofleavesandstems,suchasthearrangementofscalesfoundonpinecones,inhisbookRecherchessurl’usagedesfeuillesdanslesplantes(ResearchontheUseofLeavesinPlants).Bonnetalsocoinedthetermphyllotaxis,fromtheGreekwordsphyllonforleafandtaxisforarrangement,todescribeit.3
SwissnaturalistCharlesBonnetisshowninthisengravingbyJamesCaldwallfromthe1802editionofEnglishphysicianRobertJohnThornton’sANewIllustrationoftheSexualSystemofCarolusvonLinnaeus.
PhyllotaxisisshowninthearrangementofalmondblossomsaroundthestalkinthisbotanicalillustrationfromBirdsandNature(1900).
AsimpleillustrationofthisprincipleofplantspiralsbasedontwosuccessiveFibonaccinumbersappearsinthepinecone.Intheillustrationbelow,eightcounterclockwisespiralsandthirteenclockwisespiralsareclearlydiscernable.
AvisualrepresentationofVogel’sformulaofthepolarcoordinatesofsunflowerfloretsforn=1ton=500.
Thesameprincipleappliestothesunflower—orratherthetinyfive-petaledfloretsatitscenter.Herewefindthattheirarrangementconsistsoffifty-fiveclockwisespiralsandthirty-fourcounterclockwisespirals.Bothfifty-fiveandthirty-fourareFibonaccinumbers—asisthenumberofpetals(five)perfloret!
In1979,GermanmathematicianHelmutVogeldevisedanequationtorepresentthisFibonaccispiralpatternofflorets,whereθisthepolarangleandnistheindexnumberofthefloretinquestion:
Θ=n×137.5º
Fifty-fiveclockwisespiralsandthirty-fourcounterclockwisespiralscanbedifferentiatedintheaboveimageofasunflowerhead.Noticehowthefivepetalsofeachfloretarevisibleattheseedpod’sperimeter.
Inthismodel,137.5ºistheangleofrotation,alsoknownasthegoldenangle.Why137.5?Asitturnsout,whenyoudividethedegreesofacircle(360)bythegoldenratio(1.618),thevalueyouobtainforthisarcis222.5º.Thatmakesthesmallersegmentofthecircle137.5º.
Thegoldenanglecanbeobservedinthearrangementofpetalsaroundaflowerbudaswell.Leavesandstemsalsoarrangethemselvesatthisangle,mostlikelyasameansofoptimizingtheamountoflighttheycanreceiveandasawaytoenablegrowthinthemostefficientmeanspossible.
ThegoldenangleisreflectedinthearrangementoftheleavesoftheEcheveriasucculentplant(top),aswellasthearrangementofpetalsonthelotusflower(bottom).
THEBEAUTYOFFIVE
Asweobservedinchapters1and2,fiveisaveryspecialnumberinthegeometryandcalculationofthegoldenratio.Notonlyistherearelationshipbetweenphiandthefive-sidedpentagonandpentagram,butthisnumberisalsoconvenientlythefifthdigitofFibonacci’ssequence!LongafterthePythagoreansadoptedthepentagramasasymboloftheirschoolandPlatodiscoveredhisfivePlatonicsolids,LeonardodaVincistudiedfive-petaledviolets,notingtheirunderlyingpentagonalstructure.Indeed,manyofthemostcommonandmostbeautifulplantsandflowers,includingthoseoftherosefamily,exhibitthisperfectgoldensymmetry.
FivecounterclockwisespiralsareclearlydifferentiatedintheAfricanspiralaloeplant.
Asketchofthefive-sidedpentagonappearsatthetopleftcornerofLeonardodaVinci’sc.1490studyofthefive-petaledviolet.
Morningglory.Allhaveeitherfivepetalsor,inthecaseofthepassionflower,fivestamens.
Thisfive-foldsymmetrycanalsobeobservedinthestructureoffruit,includingtheapple,papaya,andaptly-namedstarfruit.It’salsofoundintheedibleseedpodsoftheokraandcacaoplants,amongotherculinaryplants.
Five-nessisfoundintheanimalkingdom,too.Themostobviousexampleisthestarfishanditscousins,thebrittlestarandtheseaurchin.
ThesedetailedillustrationsfromGermannaturalistErnstHaeckel’sKunstformenderNatur(ArtFormsinNature)showsthefive-foldsymmetryofthetropicalgiantbasketstarfish(bottom)andvariousspeciesofseaurchin(top).
FRACTALS
Thegoldenratioalsoplaysanimportantpartinthegeometryoffractals,andfractalsplayanimportantpartinthegeometryofnature.Afractalisaninfinitelyself-similargeometricfigureorcurve,eachpartofwhichhasthe
samestructureandpropertiesasthewhole.Fractalsarecreatedbyrepeatingasimpleprocessagainandagain,withascalingfactorappliedtoeachiteration,asisdonewiththenested
samestructureandpropertiesasthewhole.Fractalsarecreatedbyrepeatingasimpleprocessagainandagain,withascalingfactorappliedtoeachiteration,asisdonewiththenestedgoldenrectanglesthatformthebasisofthegoldenspiral.AnotherabstractexampleistheluteofPythagoras,whichiscreatedfromasequenceofpentagramsthatincreaseinsizebyafactorofphi.Someofthemostwell-knownfractalsincludetheKochsnowflakeandtheSierpinski
triangle,whichhavescalingfactorsof4and2,respectively.TheFibonacciwordandgoldendragonfractals,ontheotherhand,expressphiintheirscaling.Recently,AmericanmathematicianEdmundHarrissmadeheadlineswhenhedevelopedtheHarrissSpiral,afractalbasedonthegoldenspiral.4Oneinterestingphenomenonthatoccursinspace-fillingfractalswithascalingfactorequalto
theinversegoldenratio(1/Φorф)isthatthepatternfillstheavailablespacewithoutoverlap,leavingnogaps.Forscalingfactorslessthanф,theresultingpatternappearssparsewithmuchopenspace.Incontrast,atscalingfactorsgreaterthanф,thepatternappearsovergrownwithlittleopenspace.Thefractalswediscussherearetheoretical(i.e.,notfoundinthematerialworld).However,
growthpatternsinnatureoftenapproximatethestructureofthesefractalsintheirself-similarity.AprimeexampleisRomanescobroccoli,althoughfractalgrowthpatternsarealsoobservedinthevascularsystemofplants.
TheluteofPythagorasisrepresentedinthiscolorfulquiltpattern.
Aboveareexamplesoffractaltreeswithscalingfactorsof0.5,0.618(1/ф),and0.7.Notehowthetreewiththegoldenratioscalingfactoristheonlyonetogrowsuchthatallthesectionstouch,withnoemptyspaceandnooverlap.
THEMARVELOUSSPIRAL
FrenchmathematicianandphilosopherRenéDescartes(1596–1650)wasthefirsttodescribewhatisnowcalledthelogarithmicspiral.However,itwasSwissmathematicianJacobBernoulli(1654–1705)whobecamesufficientlyentrancedbyitsuniquemathematicalpropertiestorefertoitasthespiramirabilis,Latinfor“marvelousspiral.”Asthisspiralincreasesinsize,itsshaperemainsthesamebecauseitexpandsataconstantrateinageometricprogression.Alsoknownasanequiangularorexponentialspiral,thesebeautifulspiralsarefoundthroughoutnature,bothinlivingcreaturesandinhurricanes,galaxies,andothernaturalphenomena.
AnArchimedeanspiralwithaconstantdistancebetweenturningsappears(erroneously)onthebottomofJacobBernoulli’sepitaphintheBaselMinster.TheSwissmathematicianhadintendedtodepictanetchingofhisspiramirabilis,inwhichthedistancebetweenturningsincreasesataconstantrate,instead.
Logarithmicspiralscanbeusedtodescribeacontinuouslyrisingtone(above)orthegrowthpatternofflowers(below).
Thebeautyandcommonappearanceoflogarithmicspiralsis,unfortunately,asourceofmuchconfusion.Manypeopleincorrectlyassumethatalllogarithmicspiralsaregoldenspiralsexpandingcontinuouslybyafactorof1.618.Infact,thegoldenspiralisanunusualexampleofalogarithmicspiral—muchlikeanapplebeingaspecialmemberofthefruitfamily,orapentagonbeingaspecialmemberofthepolygonfamily.Alltruegoldenspiralsarelogarithmicspirals,butnotalllogarithmicspiralsaregoldenspirals,justasallapplesarefruits,butnotallfruitsareapples.
Thenautilusshellgetspulledintothismeleeofconfusionbecauseithasoneofthemostbeautiful,graceful,andrecognizablespiralsinnature.Asaresult,
ofthemostbeautiful,graceful,andrecognizablespiralsinnature.Asaresult,boththenautilusspiralandthegoldenspiralcreatedfromsuccessivegoldenrectangleshavebecometheposterchildrenforthegoldenratio.Inreality,theproportionsofthenautilusspiralaredistinctfromthoseofthegoldenspiral,asshownintheimagebelow.
Thecommonpracticeoflabelingthesetwoverydifferentlogarithmicspiralsasgoldenspiralshasledtoasurprisingamountofsuspicionandireamongmanyscientists,mathematicians,andothersabouttheprevalenceofthegoldenratioinnatureandthearts.ArticlesbyphiskepticsproliferateontheInternet,claimingthatthenautilusconnectionandjustabouteverythingelseyoumayhaveheardaboutthegoldenratio,isjustamyththatwon’tgoaway.Evenprofessionalmathematicianshavejoinedthefray.Accordingtoonemathematician,thenautilusshellspiral’srateofgrowthisactuallycloserto4/3.Anotherrecognizedscientist,knownforhisbrilliantsculpturesofthree-dimensionalgeometricmodels,useda3Dprintertocreateaseashellbasedontheclassicgoldenspiral,proclaimingittobetheonlytruegoldennautilusintheworldandlamentingthatthepoornautilusisalwaysbeingabusedbythegoldenratio“cultleaders.”Thesemenwerecertainlynotwrongaboutthehumblenautilus,butthere’saplottwist.
IneverhadanyaspirationstobeacultleaderwhenIcreatedGoldenNumber.net,andasIlearnedoftheseobjectionsIdecideditwastimetoinvestigateformyself.ItookmytrustygoldenmeangaugetothenautilusshellI’dhadonmybookshelfforyearsandfoundthatitsspiralsalignedreasonablycloselytothegauge,astheyalwayshad.ThenIrealizedthatthereismorethanonewaytocreateaspiralbasedonthegoldenratio.
Intheclassicgoldenspiral,thewidthofeachsectionexpandsby1.618witheveryquarter(90-degree)turn,anditsproportionsbearlittleresemblancetothoseofthenautilusspiral.However,anotherspiralexiststhatisjustasgolden.Thisspiralexpandsbyafactorof1.618withevery180-degreerotation.Notehowitexpandsmuchmoregradually.Clearly,agoldenspiralbasedona180-degreerotationismuchmoresimilartothenautilusspiralthanagoldenspiralbasedona90-degreerotation.
Thespiralontheleftincreasestoawidthof1atpointA.Aone-halfrotation(180-degree)topointBexpandsthewidthofthespiralto1.618orΦ.Anotherone-halfturntopointCincreasesthewidthofthespiralfromthecenterpointto2.618—Φ2.Theredlinesshowtheexpansionofthespiralthroughanotherfullrotation.ThisexpandsthewidthfromBtotheedgeofthespiralbyΦ2again,fromΦtoΦ3!Andsothepatternofexpansionbythegoldenratiocontinues.
ThealignmentofthenautilusspiralinmyofficewiththegoldenmeangaugewasfairlyclosewhenIextendeditfromtheoutsideedgetothecenterofthe
spiral(shownbelow),butIfoundacloseralignmentwhenIextendedthegaugefromtheoutsideedgetotheedgeofthespiralontheoppositeside,asillustratedbelow.
Then,measuringtheexpansionofmynautilusshellatevery30-degreerotation,Ifoundanexpansionratethatrangedfrom1.545to1.627,withanaverageof1.587,avarianceof1.9%fromthegoldenratio.Imeasuredothernautilusshellsandfoundvaluesthatwereslightlylargerthanthegoldenratioaswell.
Noteverynautilusspiraliscreatedequal,norareanyofthemcreatedwithcompleteperfection.Justaswiththehumanform,nautilusshellshavevariationsandimperfectionsintheirshapesandintheconformityoftheirdimensionstoanideal180-degreegoldenspiral.So,whilemanyinaccurateclaimshavebeenmaderegardingboththeexistenceandnonexistenceofgoldenspiralsinnature,weseethatthenautilusspiraldoesexpandataratequiteclosetophi—itjustdependsonhowyoumeasureit.
Hopefullythisrestoresthehonorandreputationofthenautilus,butwestillmustbecarefultodistinguishbetweengoldenspiralsandthegeneralclassoflogarithmicspiralsthatappearthroughoutnature.Anoccasionalhurricaneorgalaxythatfitspartofagoldenspiraloverlayshouldnotimpelustoconcludethatallhurricanesandgalaxiesarebasedonphi.
Alogarithmicspiralthatincreasesbyafactorof1.618every180-degreerotationalignsmuchmorecloselywiththespiralofanautilusshell.
ANASAsatelliteimageofTyphoonSoncainthePacificOcean,2011.Whileatfirstglancethestormcloudsmayseemtoformagoldenspiral,phi-basedspiralsarerareinnature.
TheWhirlpoolGalaxy.Alloftheseexamplesarenaturallyoccurringlogarithmicspiralswithvariousgrowthfactors.
THEANIMALKINGDOM
UsingPhiMatrix,itisrelativelyeasytofindgoldenratioproportionsinthespiraldimensionsofotherseashells.Itisalsoeasytofindshellswhoseproportionsarenotbasedonthegoldenratio,suchastheoneshownbelow,whichexpandsbyabout1.139witheverycompleterotation.So,althoughweencounterthegoldenratioratherfrequentlywhenexaminingshellspirals,itisdefinitelynotauniversalcharacteristic.
Whilethespiralsofseveralspeciesofseashell,includingthestripedfoxhorseconch(above),expandatarateclosetophi,thisscrewshell(above)hasanexpansionrateofabout1.139.
Thesameistrueforinsects.Thosewithmarkingsorbodyproportionsthatembodythegoldenratioarerelativelycommon,asshownbelow.However,insects—comprisingasmuchas90percentofallmulticellularanimallifeformsonEarth5—comeinsuchanamazingvarietyofbasicshapesandstructuresthatitwouldbeimpossibletoconcludethatthegoldenratioisauniversal,orevendominant,principleoftheirdesign.
Scarabbeetle
Giantsilkmoth
Germanyellowjacket.
Aswemoveupthekingdomsoflife,therearefewerspeciesandmoreconsistentstructuresthatdefineacommonappearance.WithintheFelidae(i.e.,cat)familyintheorderofCarnivora,wefindthegoldenratiointheproportionandpositionoftheeyes,nose,andmouth.Specifically,theinnercornersoftheeyesaligncloselywiththegoldencutofthedistancebetweenthecenterofthenoseandtheoutsideoftheeyes.Furthermore,thetopofacat’snosealignscloselywiththegoldencutofthedistancebetweenacat’spupilsandthemouth.
Africanlionhavephi-basedfacialdimensions.
WithintheHominidae(i.e.,greatape,includinghumans)familyinthePrimateorder,weoftenobserveasimilarrelationshipbetweenthepositionsoftheeyes,nose,andmouth.Inparticular,thebottomofthenoseiscloselyalignedwiththegoldencutofthedistancebetweenthepupilsandmouth.Thereisalsoacleargoldenrelationshipbetweenthepositionandproportionoftheeyesinrelationtothewidthoftheface.Notsurprisingly,thesesameproportionsarefoundinhumanfaces.
Goldenproportionsarealsofoundinthefacesofseveralmonkeyspecies,includingthejuvenilemacaque(above)andthechimpanzee(below)
GOLDENHUMANPROPORTIONS
Occam’srazorisaphilosophicalprinciplepopularizedbythefourteenth-centuryfriarWilliamofOckham(c.1285–1347),statingthatamongcompetinghypotheses,theonewiththefewestassumptionsisthemostlikelyexplanation.Morethansevenhundredyearslater,itisstillaguidingprincipleforscientists,andweshouldconsideritwhenexaminingthescientificexplanationsfortheproportionsofthehumanfaceandbody.InLeonardo’sVitruvianMan,wefindevidenceofasystemofhumanproportionsbasedonhalves,thirds,quarters,sixths,sevenths,eighths,andtenths.However,thesesamehumanproportionscanbemoreeasilyexpressedwithaseriesofgoldenratios.Whichsystemmakesmoresense?IfyoucouldaskWilliamofOckham,hemighthavesuggestedthesimpler,parsimoniousgoldenratiotheory.Whenweconsidertheconstantratesoffractalexpansionintheproportionsofotherlivingorganisms,thisexplanationseemsevenmorelikely.
Holdyourhandoutinfrontofyouandlookattheproportionsofyourindexfinger.X-rayimagesshowthateachboneofyourindexfinger,fromitstiptoitsbaseatthewrist,islargerthantheprecedingonebasedontheFibonaccinumbers2,3,5,and8.WealreadyknowthattheratiosofsuccessiveFibonaccinumbersapproachthegoldenratio,soit’snotahugestretchtoconsiderthattheratioofthelengthoftheforearmtothelengthofthehandisapproximately1.618.
WhenarulerisplacednexttoanX-rayoftheindexfinger,therelationshipbetweentheFibonaccisequenceandthelengthsofeachbonebecomesapparent.
THEHUMANFACESo,whataboutthehumanface?Dogoldenratiosexistthere,too?Thebasicstructureofallofourfacesisfundamentallythesame.That’swhatmakesuslookhuman,andnotlikealionorchimpanzee.There’sawidevarietywithinthatbasichumanstructurethough,sohowdowepickafacethatwouldberepresentativeofallhumankind?OneapproachtoansweringtothatquestionwasfoundintheresearchdonebyresearchersLisaDeBruineandBenJonesatFaceResearch.org.5UsingthePsychoMorphsoftwaredevelopedbyDr.BernardTiddeman,theycombinedfull-colorfaceimagesoffiftywhitemenandfiftywhitewomenbetweentheagesofeighteenandthirty-fivetodevelopan“averaged”face.Theresearchersalsousedfourimagesfrommaleandfemaleindividualsofwhite,westAsian,eastAsian,andAfricandescenttocreate“averaged”facesforthoseethnicgroups,withstrikinglysimilarresults.Eventhoughonlysixteenindividualfaceswereused,combiningthesefourethniccompositesintoa“universal”faceyieldedacompositefacenearlyidenticalintheirbasicproportionstotheaveragedmaleandfemalefacesbasedonfiftyindividuals.
Thesearevisualrepresentationsofthemathematicallyaveragedproportionsoffiftymaleandfiftyfemalefaces,basedon189facialmarkers,providingaverygoodstatisticallyvalidbenchmarkforassessingtheappearanceofthegoldenratioinvariousfeatures.
AfterapplyingasimplePhiMatrixgoldenratiogridtothemaleandfemalecompositefaces,wediscoverthat,aswithotherhominids,theinnercornersofeacheyeareoftenlocatedatthegoldencutofthedistancefromonesideofthefacetotheother,andtheoutsidecornersoftheeyesarelocatedatthegoldencutofthedistancefromtheinnercornerseacheyetothesideoftheface.Measuringtheverticaldistancefromthepupilstothechinrevealsanothercommonlyobservedgoldenproportionatthecenterliplineofthemouth.Examplesofhowthissamebasicgoldenratiostructureapplytodifferentethnicgroupsareshownhereandhere.
Thegoldenratio-basedPhiMatrixgridsillustratekeygoldenratioproportionsthatarecommonlyfoundinhumanfaces.
Examiningthedistancesbetweenvariousfeaturesmorecarefully,wediscoverthatthereareatleastadozenproportionsinthis“averaged”humanfacethatreflectthegoldenratio,includingtheproportionsandpositionsofoureyes,eyebrows,mouth,lips,andnose.Theheight-to-widthproportionoftheheadisagoldenrectangle,asisthefacialfeatureareaboundedbythehairline,chin,andeyebrows.It’sremarkablethedegreetowhichtheaveragehumanfaceembodiesthesame“secretscience”ofharmonizinggoldenratiosthathasbeenappliedintheartsthroughouthistory
Somequestionwhythegoldenratiowouldappearatallinthehumanface.Anequallyappropriatequestionistoaskiswhyitwouldnot.WefindthisratioandtherelatedFibonacciseriesinavarietyoflifeforms.Manywhosaythatthegoldenratiodoesnotappearinthehumanfacesimplyneglecttousethefacialmarkersdefiningtheproportionswhereitcommonlydoesappear.Somemakingthisclaimhavenevereventakenanymeasurementsatall.Mymeasurements,aswellasthosemadebyrecognizedexpertslikeDr.StephenMarquardtandDr.EddyLevin,corroboratenotonlytheappearanceofthegoldenratioinhumanfacialproportions,butalsotheirimpactonourperceptionsofbeautyand
facialproportions,butalsotheirimpactonourperceptionsofbeautyandattractiveness.
Eventhoughthiscompositeoffacesfromfourethnicgroupsisbasedonlyonsixteenindividualfaces,theproportionsofthisfemale’sfacecloselyapproximatethoseofthewhitefemalecompositefaceshownhere.
CollinSpears,anindependentresearcher,usedtheFaceResearch.orgsoftwaretodevelopcompositeimagesofmenofwomenfromoverfortycountries.Theresultswerefascinating.Eventhoughthereareslightdifferencesinfacialshapes,theaveragedfacesallfitthegoldenratiofacialgridpatternquitewell,illustratingthecommonappearanceofthegoldenratioinfacesfromaroundtheworld.
GOLDENDNA?
Ifthegoldenratioseemstoaffecttheproportionsofourbodiesandfaces,whataboutthemostfundamentalbuildingblockofhumanlife,DNA?Theabbreviationstandsfordeoxyribonucleicacid,andthissubmicroscopicdoublehelixcontainsallthenecessaryinstructionsfortheformationanddevelopmentofeverylifeform,includingviruses.JusthowtinyisDNA?Everycellinthehumanbodycontainsninety-twostrandsofDNA
(therearetwenty-threepairsofchromosomesforatotalofforty-six,eachofwhichismadeupoftwoDNAstrands).Accordingtothelatestestimates,humanscontainapproximatelythirtytofortytrillioncells!6Bynecessity,eachofthesecellsistiny,ranginginsizefromafewmicrometers(i.e.,millionthsofameter)toroughly100micrometers,andthewidthoftheDNAstrandscontainedineachcellnucleusisfarsmaller,measuredinnanometers(i.e.,billionthsofameter).Estimatesplacethelengthofasingle360-degreerotationofDNAat3.2nanometers,andthestrand’swidthisestimatedat2.0nanometers.7Thosemeasurementscreatearatioof1.6,whichissurprisinglyclosetothegoldenratio.
Thephi-baseddoublehelixstructureofDNAismagnifiedinthisdigitalrendering.
Infact,geneticistshavediscovereddifferentkindsofDNA,butitisB-DNAthatisbelievedtobethemostprevalentinnature.Asithappens,inthisDNAstructure,minorgroovesalternatewithmajorgrooves,andthesealsoappeartohaveaphi-basedrelationship.Furthermore,thedoublehelixofB-DNAhasabouttenbasepairsofDNAper360-degree
rotation.Thiscreatesacross-sectionalconfigurationwithtensides,likethatofadecagon.Canyouspotthepentagonal-likestructuresinthecenterofthatcross-section?Eachdiploidcellofthehumanbody—thatis,mostofourcells,withthenotableexceptionof
ourhaploidreproductivecells—containsatleastsixbillionbasepairsthatprovidetheuniquegeneticprogramforyou,andyoualone!Evenmoreincredibly,itallcoilsintoaspaceofabout6micrometers—1/16thewidthofahumanhair—butifstretched,asingleDNAstrandwouldextendtomorethan6feet(1.8m)long!8
THENATURALBEAUTYOFPHI
Reverenceforthebeautifulhumanformhasinspiredcountlesstalesandworksofartfromancienttimesuntiltoday.Afterherkidnapping,HelenofTroy’sbeautifulfacewassaidtolaunchathousandshipswhentheAcheanssetouttoreclaimherandreturnhertoSparta,sparkingthelegendaryTrojanWar.Beforeandsince,humannotionsofbeautyhavedirectedmankind’shistorywhileinspiringsomeofourgreatestworksofart,literature,andmusic.
THEMARQUARDTBEAUTYMASKStephenR.Marquardt’sfascinationwiththehumanfacewassparkedbyatraumaticchildhoodevent.Whenhewasfouryearsold,heandhisparentswereinanautoaccidentthatbrokeeveryboneinhismother’sface.Fortunately,averyskilledsurgeonperformedaverysuccessfulfacialrestoration,butevenso,herappearancewasnotablyaltered.Theexperiencelefthimwithagnawingdesiretounderstandhowsubtledifferencesaffectthewayweperceiveandrecognizefaces,aswellashowwedecidewhichonesaremostbeautiful.
Dr.Marquardtearnedamedicaldegreewithaspecialtyinoralandmaxillofacialsurgery.Ashesearchedforanswers,hewentontoinvent—or,inhiswords,“discover”—theMarquardtBeautyMask,whichreflectsthegoldenratioinmanyofitsproportions.Thisisbecauseitwascreatedfromasetoften-sideddecagons,which,likethefive-sidedpentagon,hasarelationshipwithphi.Hisfacialimagingresearchisacknowledgedbyprofessionalsworldwideandhasbeenpresentedextensivelyinthepublicmediaindozensofarticlesanddocumentariesonbeauty,includingthe2001BBCdocumentaryTheHumanFace.Hissetofeightmaskscovermaleandfemalefacesinthreedimensionswithfrontalandlateral(side)views,andinsmilingandnonsmilingexpressions.
Dr.Marquardtretiredfromactivesurgicalpracticeafternearlythreedecadestocontinuehisresearchonhumancross-culturalbeauty.Byapplyinghispatentedmasktofacialimagesfromdifferenteras,cultures,andethnicities,hehasrevealedanarchetypalfacialstructurethatdefineshumanbeauty,aninportantprincipleinourunderstandingsofhumanbeauty.Despitechangesinfashionoverthemillennia,basichumanperceptionsofbeautyhaveremainedunchanged.It’shard-wiredintoourDNA,andpartofwhoweare.
AnalyzingfacesrecognizedfortheirbeautyinpastageswithmyPhiMatrixsoftware,Ifoundthatkeyfacialmarkers,includingthepupils,theedgesoftheeyes,nose,lipline,chin,andwidthoftheface,wereallalignedwiththesame
phi-basedgrid.Onthefollowingpages,weseethatthegoldenratioisalsofoundverycommonlyinbeautifulmodelsoftodayacrossallethnicgroups,illustratinginyetanotherwaythatourdeepestperceptionsofbeautyareunchanged,andapplyuniversallytoall.
JuliaTitiFlavia(64–91CE)wasthedaughterandonlychildtoRomanEmperorTitus.ThismarblestatuereflectsclassicbeautyintheeraoftheRomanempire.
Nefertiti,anEgyptianqueenrenownedforherbeauty,ruledwithherhusband,PharaohAkhenaten,around1350BCE.Hernameliterallymeans“abeautifulwomanhascome,”andherbeautifullyproportionedfeaturesstillintriguepeopletoday.
Ethnicdifferencesexistintheaveragedimensionsandproportionsoffinerfacialfeaturessuchastheeyes,eyebrows,lips,andnose,butthefundamentalfacialstructurebasedonthegoldenratiosdefinesanarchetypeforbeautyacrossthesemoresubtledifferences.
Thisattractivewoman’sfacehasastrikingnumberofphi-basedproportions.
Throughouthistory,caricaturistshaveplayedwithfacialproportionsinordertocomicallyorgrotesquelyexaggeratethepeculiaritiesordefectsofaperson’sface.Insomecasestheydepictedindividualstheydespisedasexceedinglyunattractive.Inessence,theyoftentranslatedaperson’sperceivednegativeinnerqualitiestotheirouterappearancebyshrinkingthespacebetweentheeyesandthenose,forexample,orlengtheningthespacebetweenthenoseandthemouth,asshowninFlemishartistQuentinMatsys’ssatiricalpaintingTheUglyDuchess.Caricaturesillustratehowsensitivewearetowhatweperceiveasnormsinfacialproportions,andhowunnaturalafacecanlookwhenthose
TheUglyDuchess(1513)byFlemishpainterQuentinMatsis.
THEGOLDENMEANDENTALGAUGE
WhendentalaestheticspioneerDr.EddyLevinwasstartingoutinhisownpractice,hebecameintriguedwiththequestionofwhy,afterallhishardworktomakecrookedordamagedteethlooknatural,theteethstilloftenlookedfalse.Then,inaninstant,hehadanepiphany:thegoldenratiocouldhelphimmaketheappearanceofaperson’steethmorenaturalandbeautiful!Heputthiseurekamomentintopractice,firsttestinghisnewideaonayounggirlinahospitalwherehewasteaching.Herfrontteethwereinaterriblestateandneededcrowning,anddespitetheskepticismoftheotherstaffmembersandtechnicians,hecrownedofallherfrontteethusingtheprinciplesofthegoldenratio.Everybodyagreedthatitwasamagnificentsuccess.
frontteethusingtheprinciplesofthegoldenratio.Everybodyagreedthatitwasamagnificentsuccess.ThetechnicianonDr.Levin’steamwentontogivelecturesontheapplicationofthegolden
ratiotodentistry,andDr.Levinwentontoinventthegoldenmeandentalgaugeandgridsystem.Basedonaseriesofgoldenratiosthatshowthepreferredproportionsoftheteethwhenviewedfromthefront,hisdiagnosticgridsallowedotherdentiststoevaluatetheirpatients’teethandtoadjustthemaccordingly.Forexample,theratioofthewidthoftheuppercentralincisorstothewidthoftheupperlateralincisorsshouldequalphi,1.618.Dr.Levin’ssystemidentifiedseveralothergoldenfacialrelationships,includingtheratioof
thedistancebetweenthenoseandthebottomofthechintothedistancebetweentheteethandthebottomofthechin.9HissystemiscompulsorystudyinmanyUSuniversities,andhisresearchandpracticerevealjusthowusefulthegoldenratiocanbeincosmeticdentistry.
Anattractivesetofteethreflectsthegoldenratio.
Thesimilaritybetweenaveragedfacialproportionsandthoseofindividualsthatsocietyrecognizesasextraordinarilybeautifulleadstoanotherinsightaboutattractiveness:Afaceofaveragedproportionsissurprisinglyattractive,evenbeautiful!Thoseperceivedashavingextraordinarybeautygenerallyalsohaveexceptionalcharacteristicsbeyondthebasicproportionsinthefinerfeaturesoftheirfaces,suchasintheeyes,lips,eyebrows,nose,andmore.Thisiswhytheuseofmakeuptoenhancecertainfacialfeaturescanmakeaverynoticeabledifferenceinhowattractiveoneisperceivedtobe.Enhancementsaside,it’sremarkabletounderstandhowcompletelyourfacesembodyaninterrelatedsetofgoldenratios—thesameproportionsusedtogenerateexceptionallybeautifulworksofartandarchitecture.
So,thenexttimeyoulookatyourselfinthemirror,takeanextramomenttosmileandexamineallyourgoldenproportions.Andthenthinkforamoment
smileandexamineallyourgoldenproportions.Andthenthinkforamomentabouthowitconnectsyoutoeveryotherhumanontheplanetandtothebeautyoflifeintheplantsandanimalsthataboundinnatureallaroundyou.
T hefrequentappearancesofthegoldenratioinlivingorganismsis
intriguing,buttherearestillotherinstancesthatarefarmoreunexpected,
evenastounding.Asdiscussedinchapter1,theeminentmathematician
JohannesKeplerrepresentedthecosmosasaseriesofnestedPlatonic
solids,withthephi-baseddodecahedronandicosahedronoccupyingthe
spacesbetweenEarth’sorbitandthatofVenusandMars.Althoughan
elegantattemptatcapturingthe“harmonyofthespheres,”hismodeldid
notalignwithobservedplanetarymotions.However,intheend,hedid
successfullydiscoveranddescribethemotionoftheplanetsaroundthe
Sun,completelytransformingourunderstandingofthecosmosinthe
process.Healsoheldfasttohisreverenceforthegoldenratio.Couldthis
genius,whosparkedtheScientificRevolution,haverevealedmoresecrets
abouttheuniversehadhelivedtoaripeoldage?
Thisillustrationofthe(fictitious)relationshipbetweentheorbitsofthefirstsixplanetsofoursolarsystemandthefivePlatonicsolidsappearsinJohannesKepler’s1619bookHarmonicesMundi.
THEGOLDENCOSMOS
Nearly2,500yearsago,PlatopostulatedwithinTimeausthatthephysicaluniversewasmadeofearth,water,air,andfire,andthateachoftheseelementscouldbelinkedtoaparticularpolyhedron.Thefifthsolid,thedodecahedron,wasthoughttorepresenttheshapeoftheuniverse.Modernscienceshowsthattheseassociationsarefictitious,butPlato’sextensiveinquiryintothenatureofrealityrevealedotherimportanttruthsandquestionsthatwouldeventuallyleadtonewdiscoveries.Forexample,a2003analysisoftheWMAPcosmicbackgroundradiationdatabyJean-PierreLuminetandhisteamshowedthatthedodecahedronshapecouldexplainsomeoftheobserveddatabetterthanothermodels.2Thejuryisstilloutonthishypothesis,butthereareothercompellingfindingsaboutthestructureofouruniverse.OnethatamazesmethemostinvolvestherelativesizesoftheEarthandMoon.
Asweobservedinchapter4,theKeplertrianglerepresentstheproportionsoftheGreatPyramidwithavarianceoflessthan0.2percent.ThissametriangledefinesaratheramazingrelationshipbetweentheradiioftheEarthandMoon.ConsiderthefollowingmeasurementsprovidedbytheNationalAeronauticalSpaceAgency(NASA)3:
Earthradius(km):6,371.00Moonradius(km):1,737.40
Tovisualizetheirrelativesizes,imaginetheMoonsittingdirectlyontopoftheEarth,withalineconnectingtheEarth’scentertotheMoon’scenter.Now
theEarth,withalineconnectingtheEarth’scentertotheMoon’scenter.NowimaginealineextendedhorizontallytoEarth’seasternmostpointatitsperimeter,andthenconnectthatpointwiththecenterpointoftheMoontoformatriangle.
IfthistrianglereflectedthegoldenratioastheKeplertriangledoes,theheightofthetriangle(thedistancebetweenthecentersoftheEarthandMoon,equaltotheircombinedradius)tolengthofthebase(Earth’sradius)wouldequal√Ф,approximately1.27202.Butdoesit?
There’saneasywaytofindout,simplyaddtheradiioftheEarthandMoon,thendividethisnumberbytheEarth’sradius:
6,371.00+1,737.40=8,108.408,108.40/6,371.00=1.27270
Thevariancebetweenthisnumberand√Фisamere.0538percent.
PLANETARYORBITSEarthhasanotherunusualrelationshipwithVenus,itsnextclosestneighborintheSolarSystem.EarthandVenushaveanorbitalresonancethatbringsthemtothesamepositionsinspacefivetimesduringeightEarthorbitsandthirteenVenusorbits.Fibonaccistrikesagain!Now,imaginealinedrawnfromtheorbitalpositionsofVenustoEarthatregularintervalsoftime.Asshownbelow,theresultingpatternisabeautifulsetofnestedpentagonalflowers.
theresultingpatternisabeautifulsetofnestedpentagonalflowers.
AverysimilarnestedpentagonalpatternemergesfromageocentricviewpointlookingattherelativepositionsofVenusandtheSun.Additionally,theorbitalperiodofVenusis224.7days,about0.6152ofoneEarthyear(365.256days).4,5Thisnumbervariesonly0.5percentfrom1/Φ.
GOLDENSTARSBackattheotherendofthecosmologicalscale,a2015researcharticle6byJohnLindneroftheUniversityofHawaiiandteamreportedthediscoveryofaclass
ofwhite-bluevariablestarsthatpulsateinafractalpatternatfrequenciesclosetothegoldenratio.ThestarsareoftheRRLyraevariableclass,auniquestarclasswhichareatleast10billionyearsoldandwhosebrightnesscanvaryby200percentinaslittleastwelvehours.Onestarwasobservedatthirty-minuteintervalsoverafour-yearperiodwiththeKeplertelescope,andwasfoundtohavecharacteristicfrequenciesina4.05-houranda6.41-hourcycle,whichhavearatioof1.583,within2.2percentofthegoldenratio.Thesestarsarereferredtoas“golden”becausetheratiooftwooftheirfrequencycomponentsisnearthegoldenratio,andtheapparentirrationalqualityoftherelativefrequenciesisacluethatthepulsingisfractalintime.
Toconfirmthis,theLindnerteamperformedafractalanalysisoftheirplotsatdifferentmagnifications.Thiswasdonebyconvertingtheirplotstofrequencyspectra.Theythencountedthenumberofspikesintheconvertedplotswhoseheightssurpassedacertainthreshold,withapowerlawdependenceonthethresholdthatwasasignoffractalbehavior.Thepulsatingfrequenciesconformedtofractalpatterns,andwhentheoscillationswereseparatedintoparts,additionalweakerfrequencieswereidentified.Researchersdescribedtheweakerfrequenciesasfollowingapatternsimilartoshorelinesthatappearjaggedatanydistancefromwhichtheyareviewed.Theauthorsbelievethatthisfractalpulsationmaycarryinformationaboutcharacteristicsofthestar’ssurface,suchaschangesinopacity.
Itisstillnotclearwhetherornotthestar’sfractalpatternbehaviorhappensforareason.Ifitdoes,thenthereareothercluesregardingthephysicsofstarsawaitingdiscovery.
ThisgraphicshowsthelocationoftheRRLyraevariablestarsontheHertzsprung–Russelldiagramthatcomparesthecolorandbrightnessofdifferentclassesofstars.
BLACKHOLESIn1958,AmericanphysicistDavidFinklesteindescribedblackholesasregionsinspacewherethegravitationalpullissostrongthatnothing—notevenlight—canescapeit.Theyarebelievedtooccurwhenmassivestarscollapse,andafterswallowingotherstarsandmergingwithotherblackholes,theybecomesupermassive.Manyphysicistsbelievethesemonstrous,supersizedblackholesexistatthecentersofmostgalaxies,includingourownMilkyWay,andovertheyearstheyhaveattemptedtodescribetheuniqueandpowerfulphysicalpropertiesofblackholes,includingtheirmassandangularmomentum(i.e.,speedofrotation),usingmathematics.
speedofrotation),usingmathematics.Ina1989paperpublishedinClassicalandQuantumGravity,7English
astrophysicistPaulDaviessuggestedthataphi-basedrelationshipexistsatthetransitionpointofaspinningblackholefromonestatetoanother,suchaswhenitchangesfromastateheatingupasitlosesenergytoastateofcoolingdown.Specifically,heclaimedthatthetransitionoccurswhenthesquareofitsmassisequalto1/Фtimesthesquareofitsangularmomentum,althoughotherphysicistshavechallengedhisfinding.
Otherresearchersofblackholeshavecomeupwithnumerousequationsinvolvingphiasaconstant.AmongthemareNormanCruz,MarcoOlivares,andJ.R.VillanuevaoftheUniversityofSantiagoinChile.Intheir2017paper“TheGoldenRatioinSchwarzschild-KottlerBlackHoles,”8theypresentedevidencethatphiappearsinthemovementofparticleswithinablackhole—specificallytheratiobetweenthefarthestdistanceandnearestdistancebetweentwophotonsorbitingatmaximalradialacceleration.
A2011researchpaper9byJ.A.NietoattheAutonomousUniversityofSinaloainMexicorevealedasurprisinglinkbetweenblackholesandthegoldenratiowhenheattemptedtodescribetheirpropertiesinhigherdimensions.Specifically,whendescribingblackholesinfourdimensions,heuncoveredthisformula:
Nietoinstantlyrecognizedthefamousformula,andinadditiontoformallyestablishingaconnectionbetweenthegoldenratioandblackholes,hehelpedtoclarifythecharacteristicsofablackhole’seventhorizon,whichisthepointofnoreturnatwhichthegravitationalpullofamassiveobjectbecomessogreatastomakeescapeimpossible.
PHI-BASEDMATTER?
Journeyingfromtheexpansivescaleofouterspacetothemicroscopicworldofmolecularstructures,weencounterquasicrystals,buckyballs,andotherformsofmatterthatappeartoreflectthegoldenratiointheirarrangementofatomsandmolecules.
Thisdigitalillustrationdepictsacollectionoftinygraphene“buckyballs”(seehere).
QUASICRYSTALSIn1982,scientistDanShechtmancapturedanimagewithascanningelectronmicroscopethatseemedtocontradictbasicassumptionsinthefieldofcrystallography,abranchofchemistrythatstudiescrystallinesolids.Tenbrightdotsappearedineachcircle,revealingadiffractionpatternoften-foldsymmetry.Theprevailingwisdomatthetimeheldthatcrystalscouldonlypossesstwo-fold,three-fold,four-fold,andsix-foldrotationalsymmetry,butShechtman’sdiscoverychangedallthat.Infact,itwassounbelievablethathewasaskedtoleavehisresearchgroupinthecourseoftryingtodefendhisfindings.Thebattleragedon,andeventuallyotherscientistswereforcedtore-examinetheirunderstandingofthenatureofmatter.WiththehelpofPenrose’stilingmosaics,thescientificworldgraduallybegantoacceptShechtman’sfindings.
Shechtman(farleft)discussestheatomicstructureofthequasicrystalataNationalInstituteofStandardsandTechnology(NIST)meetingin1985.
Mostcrystalsinnature,includingsugar,salt,anddiamonds,areperfectlysymmetricalandperiodic,withstructuresarrangedinthesameorientationthroughouttheentirecrystal.Quasicrystals,however,areasymmetricalandaperiodic.Theirdiscoverypresentsanewstateofmatterthatwascompletelyunexpected,combiningthepropertiesofcrystalsandwithpropertiesofnoncrystallinematter,suchasglass.WhileShechtmanfirstobserved
quasicrystalsinanaluminum-manganesealloy(Al6Mn),hundredsofquasicrystalshavesincebeenobservedinothersubstances,manyofwhicharealuminum-basedalloys.Thefirstnaturallyoccurringquasicrystal,icosahedrite,wasdiscoveredin2009inRussia.10
Athree-dimensionalgoldenrhombusformsthestructuralbasisofsomequasicrystals.
ThisphotographcomparesthesizeofaHo-Mg-Znquasicrystaltothatofapenny.AccordingtotheUSDepartmentofEnergy,thisnewmaterialhashighpotentialforuseasalow-frictioncoatingforautomotivemechanicalparts.
ThePenrosetilingsolutiontofive-foldsymmetryintwodimensionsrequirestwoshapes:thedartandthekite.Inthreedimensions,thiscanbeaccomplishedwithjustoneshape:asix-sided,three-dimensionaldiamondwithgoldenproportions.
Otherquasicrystalstakedifferentforms.Intheimagebelow,aHo-Mg-Znquasicrystalhasformedintotherelatedpentagonaldodecahedron,withtrueregularpentagonsasitsfaces.
Almostthreedecadesaftertheirdiscovery,theNobelPrizeinChemistrywasfinallyawardedtoShechtmaninrecognitionofhisquasicrystaldiscovery.SciencehassinceturnedtothemedievalIslamicAlhambrapalaceinSpainandthefuneraryofshrineDarb-iImaminIran,whichdisplaymagnificentaperiodicphi-basedmosaics.WithSchechtman’sdiscoveryofquasiperiodicity,anentirenewclassofsolidsispossible,andsymmetryinanynumberofdimensionsbecomesattainable!
TheelectrondiffractionpatternoftheHo-Mg-Znquasicrystalrevealsitsfive-foldsymmetry.Noticetheproliferationofpentagrams,pentagons,andotherphi-basedshapesintheoverlayingdiagram.
ThesefivegirihtileshavebeenusedtocreateaperiodicgeometricpatternsinIslamicarchitectureforalmostathousandyears.Notetheinclusionofthefive-sidedpentagonandthegoldenrhombus.
ThisgirihpatternappearsonthewallsoftheTumanAkamausoleumwithintheShah-i-ZindanecropolisinSamarkand,Uzbekistan.
Quasiperiodicity17-foldsymmetry.
BUCKYBALLSAswesawinchapter3,LucaPacioli’sseminalpublicationonthe“divineproportion”featureddaVinci-drawnillustrationsofthree-dimensionalskeletonicsolids,includingthephi-baseddodecahedronandicosahedron.TheseskeletonicsolidsalsoincludedthethirteenArchimedeansolids,oneofwhichresemblesthemodernsoccerball(seehere).Thisthree-dimensionalsolidisformallycalledatruncatedicosahedron,anditconsistsoftwelvepentagonsandtwentyhexagons.
In1985,chemistsRobertCurl,HarryKroto,andRichardSmalleyannouncedtheirdiscoveryofacarbonmolecule(C60)withtheexactstructureofArchimedes’truncatedicosahedron,namingitafterAmericanarchitectandfuturistBuckminsterFuller,whopopularizedthegeodesicdome.Likethedodecahedronandicosahedron,thebuckminsterfullerene(aka“buckyball”)
reflectsthegoldenratioinitsdimensions.Forexample,whenyoumapthemolecule’ssixtypointscenteredattheoriginofathree-dimensionalCartesiancoordinatesystem,allsixtycoordinatesarebasedonmultiplesofΦ,asfollows11:
X(0,±1,±3Φ)Y(±1,±[2+Φ],±2Φ)Z(±2,±[1+2Φ],±Φ)
Thestructureofbuckminsterfullerenecarbonmoleculemirrorsthatofthephi-basedtruncatedicosahedronArchimedeansolid.
QUANTUMPHIInJanuaryof2010,Dr.RaduColdeaofOxfordUniversitypublishedapaperdiscussingtheappearanceofagoldenratiosymmetryinsolidstatematter.12Thepaperexplainedthatparticlesontheatomicscaledonotbehaveasthoseinthemacro-atomicworld,displayingnewpropertiesthatemergeasaresultofHeisenberg’sUncertaintyPrinciple.Byartificiallyintroducingmorequantumuncertaintyintheirexperimentswithcobaltniobate,achainofatomsactinglikeananoscaleguitarstringcreatedaseriesorscaleofresonantnotes,thefirsttwoofwhichhadafrequencyrelationshipof1.618.Coldeaisconvincedthatthis
wasnocoincidence,andthatitreflectedabeautifulpropertyofhiddensymmetryofthisquantumsystem,knownasE8.TheE8,anexceptionalsimpleLiegroup,hasabeautifulrelationshiptothegoldenratio,asillustratedbythegoldenratioconcentrichalfcirclesoverlayingtheupperhalfofthestructureinblue,red,gold,andwhite,revealingapatternmuchlikethebeautifulrosewindowofNotre-DameCathedral.
AnillustrationoftheE8Coxeterplaneprojectionofthe421semiregularpolytope,discoveredin1900byEnglishmathematicianThoroldGosset,whichdisplaysthirty-foldsymmetryandgoldenproportions.
TheCoxeterplaneprojectionofthe421polytoperemindsoneofthephi-baseddimensionsofthegorgeousnorthrosewindowofNotre-DameCathedral.
BETTINGONPHI
SomepeoplehopethatFibonaccinumbersprovideanedgeinpickinglotterynumbersorbetsingambling.ThetruthisthattheoutcomesofgamesofchancearedeterminedbyrandomoutcomesandhavenospecialconnectiontotheFibonaccisequence.Thereare,however,bettingsystemsusedtomanagethewaybetsareplaced,andthe
Fibonaccisystem,basedontheFibonaccisequence,isavariationontheMartingaleprogression,abettingstrategyoftenusedforgameswherethepossibilityofoneoutcomeoranother,asinthetossofacoin,approaches50percent.Theplayerdoublestheirbetaftereachturnuntileventuallytheywinbackalltheirlosses.IntheFibonaccisystem,oftenusedforcasinoandonlineroulette,thepatternofbetsplacedfollowstheFibonaccisequenceinthateachbetplacedisthesumoftheprevioustwobetsuntilawinismade,atwhichpointthebetgoesbacktwonumbersinthesequencebecausetheirsumwasequaltothepreviousbet.UsingtheFibonaccisystem,thebetsstaylowerthanthoseinaMartingaleprogression,butitdoesnotcoverallofthelossesinabadstreak.Animportantcautionisthatbettingsystemsdonotalterthefundamentaloddsofagame,
whicharealwaysinfavorofthecasinoorthelottery.Theymayjustbeusefulinmakingtheplayingofbetsmoremethodical,asillustratedintheexampleabove.
ROUND
Bet1
Bet2
Bet3
Bet4
Bet5
Bet5
NETRESULT
Scenario1
Bet1andlose
Bet1andlose
Bet2andwin
-
-
Evenat0
Scenario2
Bet1andlose
Bet1andlose
Bet2andlose
Bet3andwin
-
Downby1
Scenario3
Bet1andwin
Bet1andwin
Bet1andlose
Bet1andlose
Bet2andwin
Aheadby2
Intheworldofcomputerscience,theFibonaccisearchtechniqueisusefulforsearchinga
sortedlistofentriesinanarraytofindaparticularone.AFibonacciheapisadatastructureforpriorityqueueoperationsthatensurehigh-priorityelementsareservedbeforelow-priorityelements,andithasbetterperformancethanmanyotherpriorityqueuedatastructures,helpingtoimprovecomputerprogramruntimeperformanceandsolvecomplexroutingproblemsforcommunicationsnetworks.There’sanotherpopulationthatusesthegoldenratioandFibonaccisequenceforavery
differentpurposethananyI’vediscussedsofar.TheyapplythesamemathematicalrelationshipsfoundinthespiralsofplantsandworksofRenaissancearttotheiranalysisof
relationshipsfoundinthespiralsofplantsandworksofRenaissancearttotheiranalysisofstockmarkets,foreigncurrencyexchanges,andotherfinancialinstruments.Financialmarketshavepatternsofeconomiccyclesthatoccuronalargescale,overaperiodofyears.PatternsthatalignwithgoldenratiosandFibonaccinumberssometimesappearonthisscale,attimesmirroringthepatternsofindividualstocksorcurrenciestradingwithasingleday.Inthatlight,themovementsonadailyorweeklybasismaybeseenasafractalexpressionofthesamemovementsoverlargerperiodsoftime.Sometechnicaltradersbelievethesewavepatternsdefinethetimingofhighsandlows,aswellaspriceresistancepoints.
Phi-basedpatternsinthetimingofhigh-lowcyclesareshowninthischartIrecreatedoftheDowJonesIndustrialAveragedailyclosesfor2004.13
BelowIrecreatedachartshowingtheDowJonesIndustrialAveragedailyclosesforallof2008.14Theredrectangleoutlinesthehighestandlowestpricepointsoftheyear,andthetwogoldencutsdefinethepriceresistancelines.Asshown,thefallfromApriltomid-Julystoppedrightattheuppergoldenratiopriceresistancepointandthenbouncedback.OnceitbrokethroughbothresistancelinesinSeptember,itroseagainonlytopeakexactlyatthelowergoldenratiopriceresistancelinebeforefallingagain.Ofcourse,suchpatternsaremucheasiertodetectretrospectively,butanalystsfrequentlyuseindicatorslikethesewhentryingtoidentifyfuturetrends.Animportantcaution:Justasthegoldenratioaloneisnota“silverbullet”forsuccessinthe
arts,itisalsoonlyonetoolofmanyintheanalysisoffinancialmarkets.Prudentinvestorsuseavarietyoftoolsandtechniquestooptimizereturnsandmanagerisks.Bycombiningtheimprovedknowledgeofthelikelymarketinflectionpointsinpricewithotheranalytics,manytradersbelievetheycanimprovetheirsuccessrateforprofitabletrades,andthusimprovetheiroverallfinancialperformance.ResearchdonebymathematicalpsychologistVladimirA.Lefebvresuggeststhatpatternswe
seeinthefinancialmarketsmaybemorethanafluke.His1992bookAPsychologicalTheoryofBipolarityandReflexivity15presentedfindingsthathumansexhibitpositiveandnegativeevaluationsoftheopinionstheyholdinaratiothatapproachesФ—62percentpositiveand38percentnegative.Changesinstockpriceslargelyreflecthumanopinions,valuations,andexpectations,sothiscouldexplaintheconnection.
THEGOLDENQUESTION
Aswelookbackatmankind’smanydiscoveriesthroughthemillennia,itbecomesclearthatweliveinauniversegovernedbymathematicallaws,goldenornot.WhetherinKepler’slawsofplanetaryorbits,Einstein’stheoryofrelativity,orthemathematicsoftheopticsinyoureyethatallowyoutoreadthispage,everythingweexperienceinthephysicaluniversecanbemeasuredanddescribedbymathematics.
Asforthegoldenratio,we’veseenhowithascapturedtheimaginationofcountlessmathematicians,artists,designers,polymaths,biologists,chemists,andeveneconomistswithitssingularbeauty.Itisreflectedinsomeofthegreatestworksofartandarchitectureevercreatedinmankind’shistory.Noteverythingisbasedonthegoldenratio,butthenumberofplacesinwhichitseemstoappearistrulyamazing,andwearesuretouncoveritmoreandmoreastechnologyadvancesandourknowledgeofthephysicaluniverseexpands.
Ifyouexplorethistopicinmoredepth,you’llfindsomepeoplewhowilltellyouthatthegoldenratioisauniversalconstantthatdefineseverything.You’llfindotherssayingtheeventheevidencethatI’vepresentedinthisbookdoesnotexistatall.Thisisyourgoldenopportunitytocarefullyconsiderwhatyou’veseenandlearned,cometoyourownthoughtfulconclusions,andthenpondertheimplications.
Onequestionyoumightaskiswhythecontroversyexists.HowandwhycouldthissinglenumberfoundinasimplegeometricconstructioninthewritingsofanancientGreekmathematiciancausesuchwidespread,passionatediscussionanddisagreement?Theanswermaybefoundinthesimplefactthatinitsownuniqueway,phitouchesuponsomeofthemostfundamentalquestionsofphilosophyandthemeaningoflife.Whenwediscovercommonthreadsinthemathematicaldesignofthingsinourworld,especiallywhereitseemsunexpectedorunexplained,itcanbegthequestionofwhethertherecouldbesomethingmorethanchanceatwork—agranderplanofdesignwithsomeguidingpurpose,orevenadesigner.Othersmayseektoexplainthesesameobservationsascoincidencesarisingfromnaturalprocessesinadaptionsandoptimizations.Everyonehasanunderlyingbeliefsystemthatinfluencestheirinterpretationofeverythingtheyseeandhear,nomatterhowmuchevidenceispresentedtothecontrary.Thesefundamentalquestionsofwherewecamefrom,whywearehere,andwherewearegoing,aremysteriesthatweallmustponderwithanopenmindandanopenheart.
Thereisanotherimportantaspecttothegoldenratio,however,thatbringsamuchmoreuniversallycommonresponse,andthatistotouchuponourperceptionsofbeauty.Forsome,thatbeautyiscenteredonitsuniquepropertiesinmathematicsandgeometry,oritsabilitytocreateaperfectlyformedfractalpattern.Forsome,itisperceived,whetherconsciouslyornot,inthebeautyofnatureandinthehumanfaceandform.Forothers,intentionallyornot,itisexpressedintheircreativeworksofartanddesign.
Atwhateverlevelthisbeautyisperceived,amoreimportantquestionneedstobeasked:Howandwhydoweperceivebeautyatall?Whydowehaveaninnateabilitytoseebeauty,andwhydowealsohaveaneedtoexpressit?Fromanevolutionaryperspective,onecouldarguethatbeautyisanindicatorofhealth,andthatbeingdrawntothingsthatarehealthyresultsinbetterdecisionsforsurvival,whetheritbewhichfruittoeatorwhichmatetoselectforpropagationofthespecies.That’slogicalenough,butwhatevolutionaryadvantageistheretotheappreciatingbeautyinasunset,astarrynight,aninspiringworkofart,orasongthattouchessomethingdeepinsideyou?Ithinkifwe’rehonest,mostpeoplewillrecognizethatthereisanotheraspecttothehumanexperiencethatgoesbeyondthefactsfoundsolelyinscientific,naturalisticexplanationsofourphysicalexistence.Forme,andformanyothersthroughouthistory,thegoldenratiohasbeenalightinthedarknessthatdrawsustoadifferentperspectiveandadeeperunderstandingofallthatwefindaroundus—andwithinus.
InthisbookI’veonlytouchedonafewoftheplaceswherethegoldenratiocanbefound,andafewwaysinwhichitcanbeapplied.Moreappearancesandapplicationsarebeingdiscoveredallthetime,inasurprisingnumberofplaces.Thebestwaytoknowforyourselfwherethegoldenratioappearsandwhereitisonlyimaginedistoexplorewithanopenmind,learnallyoucan,andcometounderstandingsthataretrulyyourown.
Asyouundertakethisjourneyofdiscovery,considerthelivesandcontributionsofthosewhohavemadethisjourneybeforeyou.Eucliddiscoveredtheprinciplesofgeometrythattaughtandinspiredpeopleforthousandsofyears.LeonardodaVinciandotherartistsoftheRenaissancecreatedaunionofmathematicsandartthatstillinspiresustoday.JohannesKeplerdiscoveredfundamentaltruthsaboutthesolarsystemthathadeludedothersforgenerationsbeforehim.LeCorbusierusedtheinherentharmonyofthegoldenratiotodesigntheUNSecretariatbuildingthatservesasthehomeoftheleadingorganizationtoconfrontcommonglobalchallengesandbringharmonytotheworld’snations.DanShechtmandiscoveredanewstateofmatterthatwaspreviouslythoughtimpossible.Thegoldenratiocontinuestofindapplicationsineverythingfrom
impossible.Thegoldenratiocontinuestofindapplicationsineverythingfromlogodesigntoquantummechanics.
ChartresCathedralilluminatedatnight.
Acloseupofthesunflower’sfive-petaledrosettesshowsjusthowubiquitousthenumber5isinnaturallifeforms.
LucaPacioli’sappellationofthegoldenratioasthe“divineproportion”is,indeed,fitting:Itisseenandexperiencedbymanyasadoortoadeeperunderstandingofbeautyandmeaninginlife,unveilingahiddenharmonyorconnectednessinsomuchofwhatwesee.That’sanincredibleroleforasingle
numbertoplay,butthenagain,thisonenumberhasplayedanincredibleroleinhumanhistory,andperhapsinthefoundationsoflifeitself.
Thespiralinthisfractalillustrationgrowshorizontallybyafactorofphi.
APPENDICES
“Foreveryonewhoasksreceives;theonewhoseeksfinds;andtotheonewhoknocks,thedoorwillbeopened.”1
—Matthew7:7(NewInternationalVersion)
APPENDIXA
FURTHERDISCUSSION
Aswehaveseen,thegoldenratioisatopicthatspansthousandsofyearsandimpactsaverydiverserangeofdisciplines.Forthisreason,itisdifficulttofullygraspevenasmallpercentageofallthatcanbeknownaboutit,which,inturn,leadstomuchmisinformationandmisunderstanding.Ihavestudiedthegoldenratiofortwentyyears,andthroughouttheprocessofwritingthisbookIhavelearnedmorethanIwouldhaveexpected.
Thegoldenratiohasanunusualandunexpectedabilitytocreatecontroversy.Theincrediblebreadthofinformationaboutitmeansthatmostpeoplehavelimitedinformationwithwhichtoformtheiropinionsandconclusions.However,thecontroversialaspectaroundthegoldenratioisrelatedtoitsabilitytotouchonthequestionofwhethertheevidenceofdesignweseeinourworldarebestexplainedbyefficienciesandoptimizationinnaturalprocesses,orbyagreaterplanofdesign,oraDesigner.Thisisaverypersonalandimportantquestionforallofus,andourpersonalbeliefsystemsgreatlyinfluencethewaywefilterandinterpretgoldenratioevidence,thusleadingveryeducatedandintelligentpeopletocometoverydifferentconclusions.Inthisbook,Ihavetriedtomaintainabalancebetweentheseoften-polarizingextremes,presentingthesimplegeometryandmathematicalfactsandevidencesinboththeartsandnaturethatIfeltwasaccurateandmeaningfultoabetterunderstanding.
Thebestwecandotoobtainthemostaccurate,truthful,andmeaningfulanswersistostudythegoldenratiomoredeeplyandtocometoourownconclusionsratherthanblindlyacceptingthosefromotherswithaparticularviewpoint,includingmine.Somewillsaythatthegoldenratioappears—when,infact,itdoesnot—andjumptotheconclusionthatitrepresentscompleteprooffortheexistenceofGod.Conversely,otherswillsaythatthegoldenratiodoesnotappear—when,infact,itreallydoes—anddenyallevidenceofitsexistence.Iwouldliketoaddressinthisfirstappendixsomeoftheobjectionalargumentsthatarefrequentlyofferedbythosewhobelievethatappearancesofthegoldenratioinnatureandtheartsaresimplyfallacy,ormyth,sothatreaderscanbetterassesstheargumentsforthemselves.
“Youwerejustlookingforpatternsandfoundthem.”Somesources,mostnotablymathematicians,arguethegoldenratiodoesnotexistoutsideofmathematicsandgeometry,except,perhaps,inthespiralsandphyllotaxisofplantsbasedonFibonaccinumbers.Theysaythatifwethinkweseeagoldenratio,wearesimplyexperiencingthehumanneedtofindmeaningwithinpatternsaroundus.Thescientificnameforthisisapophenia,whichperMerriamWebster’sdictionaryisdefinedas“thetendencytoperceiveaconnectionormeaningfulpatternbetweenunrelatedorrandomthings(suchasobjectsorideas).”Althoughourtendencytofindpatternsisareasonableconcern,theflipsideoftheproverbialcoinisthatthereisriskinignoringpatternsandmeaningswheretheydo,infact,exist.Humansarepattern-seekingbeings;itishowwedoeverythingfromlearningtospeaktoapplyingthescientificmethodtodiscoverthenatureoftheuniverse.Thequestionisnotwhetherweseek—ordonotseek—andfindpatterns,whichofcoursewedo,but,instead,whetherwehavereasonablemethodsandstandardstoevaluatethepatternswefind.Withthis,wesimplyneedtofindbalancebetweenblindlyignoringthepatternsandtheirsignificanceswheretheydoexistandover-zealouslyfindingpatternsandsignificanceswheretheydonot.
“Nothingcanbethegoldenratiobecauseit’sirrational.”Somearguethatitisimpossibletoapplythegoldenratiobecauseit’sanirrationalnumberthathasaninfinitenumberofdecimalplaces.Onerecognizedskepticargues“it’simpossibleforanythingintherealworldtofallintothegoldenratio.”Itturnsoutthatthisargumentitselfisequallyirrational,oratleastexcessivelytheoreticalandpedantic.Whilenothingcan“fallinto”thegoldenratio,it’squiteeasytodrawalineinwhichthegoldenratiowill“fallinto.”Anyonecanthuseasilyapplythegoldenratioindesign.Itthenbecomesamatterofhowmuchprecisiononeneeds,whichthendetermineshowthickthedefininglinecanbe.Thisargumentcompletelymissesanotherveryimportantpoint:Nodimensionthatwemeasure,orconstruct,canbeanexactrepresentationofanynumber,whetherthatnumberisrationalorirrational;itisthenatureoftheuniverseinwhichwelive.Youcouldtrytodrawa1-inchcircle,buteventhough1isaninteger,thecirclewillneverbeexactly1.00000000000000000000inchesindiameter.Theapplicationoftheconceptofnumbersiswhathasmeaningintherealworld,andaccuracytomorethanfourorfivedecimalplacesisrarelyrequiredforanything.Withintheconceptitself,anynumbercanbeappliedwithenoughaccuracyforallpracticalpurposes.
“Youcannotdetermineifthegoldenratiowasappliedafterthefact.”Thisargumentisoftenusedasanattempttodismisseventhemostlegitimateinvestigationsoftheappearanceandapplicationsofthegoldenratio.Incaseswhereaconclusionisbasedonjustasingle,closeapproximationofthegoldenratio,itmaybeavalidpoint.However,incaseswhereweseenumerousinstancesofthegoldenratiowithahighdegreeofaccuracy,itquicklylosesitsvalidity.Ifwefindanoccasionalgoldenratioinahumanface,itisnotmuchofabasisforaconclusion.Ifwefindadozenormorespecificgoldenratiosthatcommonlyappearinhundredsofattractivefaces,wearethenlikelytohavefoundsomethingofsignificance.Determiningtruththroughanalyticalinvestigationafterthefactisthenatureofscienceitself,inmanycases,andiscertainlythebasisformanyverdictsrenderedincourtsoflaw.Asdiscussedinmy“rulesofengagement”forgoldenratioanalysisinthearts,thevalidityofconclusionscanbemaintainedbyfocusingonthefollowing:
•Relevance:Usingfeaturesthatanyreasonablepersonwouldseeasthemostobviousorimportantplacesinwhichdesignandcompositiondecisionswouldhavebeenmade
•Commonality/Repeatability:Usingfeaturesthatappearinanumberofinstancestodemonstrateknowledgeandintent
•Accuracy:Acceptingonlythosemeasurementsthatarewithin+/-1%oftheexactgoldenratio,andwithimagesusingthehighestresolutionavailable
•Simplicity:Basingmeasurementsonthesimplestpossiblemeasures—thosethatmostlikelywouldhavebeenappliedbytheartistordesigner
“Itcouldhavebeenanyoneofaninfinitenumberofothernumbers.”Someskepticsbelievethatobservedappearancesaren’tnecessarilythegoldenratiobecauseitcouldhavebeenanyoneofaninfinitenumberofothernumbersclosetothegoldenratio.Thisapproachturnsourinvestigationintolookingforaneedleinaninfinitelylargehaystack.Theoddsoffindinganythingthatfitsthegoldenratioexactly,withitsinfinitenumberofdecimalplaces,becomeinfinitelysmall.Thisisnotthecaseintherealworld,whereweroutinelyusephysicalmeasurementsthataremeaningful,discernible,andfinite.Therearephysicalandengineeringlimitationsonourabilitytobuildsomethingwithmuchmorethanfourorfivedecimalplacesofaccuracy,andthereisusuallynoneedforanymoreprecision.IfwemeasuretheGreatPyramidandfindthegoldenratiowithinmereinchesofits481.4-foot(147m)height,thisshouldbecloseenoughtocometoareasonableconclusionthatitmightwellhavebeenafactor
initsdesign.Itonlytakesfoursignificantdecimalplacestodothat,notaninfinitenumber.
Thereareonlythirty-threenumberswithfoursignificantdecimalplacesthathaveavariancefromphioflessthan1percent,not“infinitelymanynumbers.”Theserangeinincrementsof0.001from1.602to1.634,sothosearereallytheonlyrelevantratiostouse.Additionally,theremaybeinfinitelymanynumbersnearphi,buttherearepreciousfewsimple,integerratiosandgeometricconstructionswhichcloselyapproximatethegoldenratio.
Ifwetakeallpossibleratiosoftheintegernumbersfrom1to50,thereare1,275thataregreaterthan,orequal,to1.Onlytenoftheseresultinauniqueratiowithavariancefromphioflessthan1percent.Onthenextpage,Fibonaccisequencenumbersareinbold,andbecomethemostaccurateofanyoftheseratiosveryearlyintheseries:
Ratio Decimal VariancefromФ
13/8 1.625 0.43%
21/13 1.615 -0.16%
29/18 1.611 -0.43%
31/19 1.632 0.84%
34/21 1.619 0.06%
37/23 1.609 -0.58%
44/27 1.630 0.72%
45/28 1.607 -0.67%
47/29 1.621 0.16%
49/30 1.633 0.95%
Ifwetakeallthepossiblerighttrianglesbasedonintegernumbersof1to50foranytwoofthethreesides,thereare2,550uniquecombinations.Onlyfiveoftheresultingtriangleshaveavarianceoflessthan1percentfromphi:
SideA(1) SideB(√Ф) HypotenuseC(Ф) Variance
8.660 11 14 -0.09%
11 14 17.804 +.02%
26 33 42.012 -.08%
28.983 37 47 +.22%
37 47 59.816 -.05%
IftheancientEgyptiansdidinfactusethesekedmethodwithagradientof5.5/7(equalto11/14)todeterminetheproportionsoftheGreatPyramid,thismeanstheysomehowselectedtheonesetofintegerswhoseratioshastheveryleastvariancefromaprecisegoldenratio.Thedifferenceisonly0.02percent.Whywouldtheyselectaratiothatissouniqueinmathematicsandgeometryandsoprevalentinnatureandbeauty?
Thegoldenratioisthusinfinitelymoreprobabletoappearthan“infinitelymanyothernumbers.”Therefore,inreality,the“infinitelymanynumbers,”orratios,thatartistsandarchitectscanchoosefromincreatingsomethingthatlookslikephi,butisnotphi,isverysmall.Takeanothergoodlookatthelistsaboveandseeifanyofthenumbersinvolvedappearaslikelycandidates—numbersthathavesomespecialsignificanceontheirownthatwouldhavemadethemworthierofselectionthanphiitself.
Anotherproblemwiththe“infinitelymanynumbers”premiseisthatphisimplyisnotjust“anothernumber”amonganinfinitesetofothers,orevenamongthetwentysetsofnumbersabovethatareclosetoit.Tothecontrary,phiisoneofthemostuniquenumbersingeometry,mathematics,life,andnature,withpropertiesthatnoothernumbercontains.Itspropertiescreateefficiencyindesign,aswellasvisualharmonyandbeautylikenoothernumber.It’sbeenrecognizedbymankindsincethetimeoftheancientsforitsrelationshiptonatureanditsvalueinaesthetics.So,whenconsideredinthisway,whenweseesomethingthatislessthan1percentawayfromphi,thelikelihoodthatanartistorarchitectusedphiinsteadoftheseclosesubstitutesisreallyquitehigh.Iftheychoseanothernumber,wewouldhavetoaskwhatmadethemselectaproportionsoveryclosetophiratherthananentirelydifferentproportionaltogether(e.g.,1.414asthesquarerootof2,1.5,1.732asthesquarerootof3,etc.).
SincewedonothaveasignedaffidavitfromtheancientEgyptiansandGreeks,LeonardodaVinci,GeorgesSeurat,MotherNature,orGod,Himself,toverifythatphiwasusedinanyoftheircreations,wemustmakethemostreasonableassumptionspossiblegiventheevidenceavailable.Thephysicaluniverseisbasedonmathematics.Phiappearsextensivelythroughoutmathematicsandgeometry.Whatbasisinreasonistheretothensuspectthataninfinitenumberof
otherverycloseratioswithnoparticularsignificanceinmathematicsandgeometrywouldexpressthemselvesinthesimple,fundamentalpatternswithintheuniverse?
Canwedetermineifartistshaveappliedthisratiointheircreations?Weonlyneedtolookattheevidenceandapplyreason.Aswithanygooddetectivenovel,weneedtoaskiftherewasmeans,motive,andopportunity.Themeanscanbeassimpleasamarkerandapieceofstring.Themotivecanbesimplytoappreciateandre-createthebeautyandharmonyofallweseeintheworldaroundus,consciouslyornot.Theopportunitiestocreatewithphiarethen“infinitelymany.”Ifphiisnotthelikelyor“preferred”number,andifsomeonesaysthatanobservationisnotbasedonthegoldenratio,thenthemostscientificapproachwouldrequirethatoneproposeabetterorcompetingtheoryratherthansimplyplayingtheskepticanddismissingthebestavailableexplanation.
ConsidertheSourceWhatevertheargumentsorrationalepresented,intheendweshouldalsoconsiderthesource.Whatistheperson’smotivations?Whatarethepersonalviewpointsorideologiesthatheorshewantstopromote?Probefurthertoaskiftheirviewsarebasedinverifiableevidence,orjustareflectionoftheirownbeliefsaboutlife.Ask,too,whatqualificationstheyhavetospeakonthetopic,andinwhichspecificareas.Thegoldenratio,aswehaveseen,isaverybroadanddeeptopic,andittakesquiteabitofin-depthstudytofullyappreciateitsappearancesandapplicationsinanyonearea.Tolearnaboutthegoldenratioinmathematics,seekoutamathematicianwhocandescribeitspropertieswithequationsandproofs.Tolearnaboutthegoldenratiointhearts,seekoutanartist,architect,designer,orphotographerwhousesitforcompositiondecisionstocreatevisualharmonieswithintheirworkstoenhancedesignaesthetics.Tolearnaboutthegoldenratioinbeauty,seekoutaprofessionalincosmeticmedicalapplicationswhousesittosuccessfullyenhancethebeautyofhisorherpatients.Itisgoodtokeepinmindtoothatmostmathematiciansarenotexpertsinthedesignarts,mostartistsanddesignersarenotexpertsincosmeticsurgery,andmostplasticsurgeonsarenotexpertsinadvancedmathematics.
It’seasytobeaskeptic,toholdstrongopinions,tocriticizeideaswithoutdoingtheresearchandanalysisrequiredtounveilthehiddentruthsthatremaintobefound,andtopresentnewideasandinsightsofone’sown.Thescientificmethodhasgivenusatoolforincredibleadvancement,andsomebelievethatsciencewillprovidealltheanswers.Scienceisawonderfultoolanddiscipline.Scientists,however,arepeoplewiththeirownshortcomingslikeanyoneelse.
Scientists,however,arepeoplewiththeirownshortcomingslikeanyoneelse.It’scommoneveninscienceforthosewithnewideastobeharshlycriticizedforthinkingoutsidethecurrentlyacceptedparadigmordogma.It’seasytolookbackonehundred,fivehundred,ortwothousandyearsandjudgethescientificknowledgeofthosetimesasprimitivebytoday’sstandards.It’snotsoeasytocometogripswiththeverylikelypossibilitythatmuchofwhatweholdastruetodaymaybeviewedjustasprimitivebythosewhowillliveonehundred,fivehundred,ortwothousandyearsfromnow.Weshouldbeopentonewideasandnewwaysofthinking,whichwillleadusintonewadvancesinknowledgeratherthanserveasaroadblocktoourselvesandothers.
ConclusionIfyouchoosetostudythisveryfascinatingtopicfurther,youwillbeintheverygoodcompanyofsomeofthegreatestmindsinhistory,andyouwillfindthatitconnectsyouwithmoreareasofinterestandabroaderrangeofpeopleandideasthanimaginable.Thisprovidesanincredibleopportunityforeducationalenrichmentandforpersonalgrowth.Itwillalsoexposeyoutomanyconflictingopinions,whichareheldwithgreatpassionbymanypeople.Keepanopenmindandanopenheart,analyzethemeritsandshortcomingsofwhateverevidenceandviewpointsarepresented,andenjoythejourney.
APPENDIXB
GOLDENCONSTRUCTIONS
InthetimeofEuclid,geometricconstructionswererestrictedtotheuseofacompassandstraightedgeonly.These“pure”constructionsarewhatappearedintheancientGreekmathematician’sfamousbookTheElements,whichlaidthecornerstoneformathematicseducationforthenexttwomillennia.Asitturnsout,therearealotofwaystoderivethegoldenratiousingonlythesimpletoolsmentionedabove.Herearetwoofthemostcommonconstructionsthatcanbemadewitharulerandcompass:
1.DrawalineAB.2.DrawaperpendicularverticallineBCthatishalftheheightofAB.3.DrawalineACtocompletethetriangle.4.DrawanarcatpointCfrompointBtopointDonthehypotenuse.5.DrawanarcatpointAfrompointDtopointSonlineAB.
Inthisconstruction,AB/AS=Ф
Here’sanothergoldenratioconstructionthatcaneasilybedonewithacompassandruler:
1.DrawalineAS.2.DrawaverticallineSCthatisequalinlengthtoAS.3.DividelineASatitsmidpointM.4.DrawanarcatmidpointMfrompointCtopointBontheextensionoflineAS.
Inthisconstruction,AB/AS=Ф.
AGeometricExpressionof(1+√5)/2Shownhere,wesawthatthemathematicalexpressionofthegoldenratiois(1+√5)/2.GeometerScottBeachdevelopedawaytorepresentthisexpressiongeometrically:
Toconstructthis,followthesesteps:1.Asyoudidinthefirstconstructionofthisappendix,createrighttriangleABCwiththelengthofsideABequalto1andthelengthofsideACequalto2.(ThePythagoreanTheoremcanbeusedtodeterminethatthelengthofsideBCis√5.)
2.ExtendsideBCby1unitoflengthtoestablishpointD.3.BisectlinesegmentCDtoestablishpointE.
Intheresultinggraphicrepresentationof(1+√5)/2,thesegmentCDrepresents1+√5,whichmeansthatthelengthofsegmentCEisequalto(1+√5)/2,orФ.Furthermore,DB/BE=Ф.
CircleConstructionsAmongmathematicians,there’sabitofacompetitiontoseehowfewlinescanbeusedtocreateagoldenratio,orhowmanygoldensectionscanbecreatedwiththeleastnumberoflines.(Okay,soascompetitionsgo,it’snotexactlytheSuperBowl,butthenontheotherhandnobodywillbeponderingthewinningteamsoftheNFLtwothousandyearsfromnow.)Belowyou’llfindafewingeniousconstructionsinvolvingcircles.
Threeadjacentcircles1.Usingacompass,drawthree1-inchcirclesontopofaline,makingsurethattheytouchoneanotherbutdonotoverlap.ThesegmentextendingbetweenthebottomofthefirstandthirdcirclesisAC,withalengthof2.
2.Drawalinethatconnectsthetopofthefirstcircletothebottomofthethirdcircle,formingsegmentBC.
3.CompletethetrianglebyconnectingpointBtopointA.4.AddpointDwhereBCintersectswiththeleftsideofthesecondcircle.5.AddpointEwhereBCintersectswiththerightsideofthesecondcircle.
Inthisconstruction,bothDE/BDandDE/EC=Ф.
Threeconcentriccircles1.Drawthreeconcentriccircleswhoseradiusesareinaratioof1:2:4.2.DrawlineAGtangenttothetopoftheinnercirclethatconnectsthemiddlecircletotheoutercircle.
OverlappingcirclesIn2002,AustrianartistandcomposerKurtHofstetterpublishedthisconstruction,involvingonlyfouroverlappingcirclesandaline,inForumGeometricorum:
1.Usingacompass,drawtwooverlappingcirclessuchthatthecenterofeachcircle(pointsCandD)definestheradiusoftheother.
2.CentertwolargercirclesonpointsCandD,withradiithataretwicethatofthesmallcircles.
3.DrawalineAGfromtheleft-mostintersectionpointsofthetwosmallercircles(A)totheleft-mostintersectionpointofthetwolargecircles(G),asshown.
2.DrawapointBontheright-mostedgeofthiscircle.FromcenterpointB,drawacirclethatpassesthroughpointA.
3.Ontheleft-mostpointofthefirstcircle,drawapointC.4.FrompointC,drawanarcthatpassesthroughpointB.6.Wherethearcintersectsthetophalfofthesecondcircle,drawapointE.Extendalinefromthispointtothebottomintersectionpointofthetwocircles(D)toformlineED.
7.Finally,drawlineABbetweenpointsAandB,andthendrawapointGattheintersectionofABandED.
Inthisconstruction,AB/AG=Ф.
ORTHOGONS
Theaboveconstructionofagoldensectionisthemostcommonlyknownoftwelveorthogons(aka“dynamicrectangles”)whichinessencearerectangulargeometricstructuresthatareconstructedfromasquareusingonlyacompassandstraightedge.Amongorthogons,theonethatyieldsagoldenrectangle(ratio:1/2+√5/2)isknownastheauron,comingfromtheLatinrootaur,meaning“gold.”
Orthogonsprovideasystemofdesignthat,forcenturies,hasallowedartistsandartisanstocreateconsistent,harmoniousfigureswithouttheneedforcomplicatedcalculationsormeasuringdevices.Examplesoforthogons,withtheirheighttowidthratios,includethediagon(√2),quadriagon(1/2+√2/2),andhemidiagon(√5/2).Informationontheapplicationoforthogonstotheprinciplesofdesignisavailableatwww.timelessbydesign.org,awebsiterunbyprofessionalartistValrieJensen.
Thediagonisshowntop,center,inthisscanofthis1575editionofthefirstGermantranslationofVitruvius’swork,VitruviusTeutsch.
NOTES&FURTHERREADING
Theinformationinthisbookcomesfromamixtureoforiginalresearch,contributionsbyvisitorstomywebsitesatwww.goldennumber.netandwww.phimatrix.com,originalinterviews,onlinesources,andbooks.Wikipedia.comisagreatstartingpointforfurtherresearchonavarietyofmathematics-relatedsubjects,buttherearealsoanumberofgoodsourcesfocusedmoresolidlyonmathematicsanditshistory,includingtheMacTutorHistoryofMathematicsarchivefromtheUniversityofSt.Andrews,Scotland(http://www-groups.dcs.st-and.ac.uk/~history/index.html),andWolframMathWorld(http://mathworld.wolfram.com/).
GENERALREADINGHerz-Fischler,Roger.AMathematicalHistoryoftheGoldenNumber.NewYork:DoverPublications,1998.Huntley,H.E.,TheDivineProportion:AStudyinMathematicalBeauty.NewYork:DoverPublications,1970.Lawlor,Robert.SacredGeometry:PhilosophyandPractice.London:ThamesandHudson,1982.Livio,Mario.TheGoldenRatio:TheStoryofPhi.TheWorld’sMostAstonishingNumber.NewYork:BroadwayBooks,2002.Olsen,ScottA.TheGoldenSection:Nature’sGreatestSecret.Glastonbury:WoodenBooks,2009.Skinner,Stephen.SacredGeometry:DecipheringtheCode.NewYork:Sterling,2006.
INTRODUCTION1.“Internetusersper100inhabitants1997to2007,”ICTIndicatorsDatabase,InternationalTelecommunicationUnion(ITU),http://www.itu.int/ITU-D/ict/statistics/ict/.
2.“ICTFactsandFigures2017,”TelecommunicationDevelopmentBureau,InternationalTelecommunicationUnion(ITU),https://www.itu.int/en/ITU-D/Statistics/Pages/facts/default.aspx.
3.“HistoryofWikipedia,”Wikipedia,https://en.wikipedia.org/wiki/History_of_Wikipedia.
4.RogerNerz-Fischler,AMathematicalHistoryoftheGoldenNumber(NewYork:Dover,1987),167.
5.MarioLivio,TheGoldenRatio:TheStoryofPhi.TheWorld’sMostAstonishingNumber(NewYork:BroadwayBooks,2002),7.
6.DavidE.Joyce,“Euclid’sElements:BookVI:Definition3,”DepartmentofMathematicsandComputerScience,ClarkUniversity,https://mathcs.clarku.edu/~djoyce/elements/bookVI/defVI3.html.
CHAPTERI1.AsquotedbyKarlFink,GeschichtederElementar-Mathematik(1890),translatedas“ABriefHistoryofMathematics”(Chicago:OpenCourtPublishingCompany,1900)byWoosterWoodruffBemanandDavidEugeneSmith.AlsoseeCarlBenjaminBoyer,AHistoryofMathematics(NewYork:Wiley,1968).
2.“TimaeusbyPlato,”translatedbyBenjaminJowett,TheInternetClassicsArchive,http://classics.mit.edu/Plato/timaeus.html.
3.ThesepassagesandillustrationswererecreatedandeditedbasedonthetranslationsandcontentatDavidE.Joyce,“Euclid’sElements,”DepartmentofMathematicsandComputerScience,ClarkUniversity,https://mathcs.clarku.edu/~djoyce/elements/elements.html.
4.RogerNerz-Fischler,AMathematicalHistoryoftheGoldenNumber(NewYork:Dover,1987),159.
5.EricW.Weisstein,“IcosahedralGroup,”MathWorld—AWolframWebResource,http://mathworld.wolfram.com/IcosahedralGroup.html.
6.Ibid.
CHAPTERII1.Asquotedat“Quotations:Galilei,Galileo(1564-1642),”Convergence,MathematicalAssociationofAmerica,https://www.maa.org/press/periodicals/convergence/quotations/galilei-galileo-1564-1642-1.
2.JacquesSesiano,“Islamicmathematics,”inSelin,Helaine;D’Ambrosio,Ubiratan,eds.,MathematicsAcrossCultures:TheHistoryofNon-WesternMathematics(Dordrecht:SpringerNetherlands,2001),148.
3.J.J.O’ConnorandE.F.Robertson,“TheGoldenRatio,”SchoolofMathematicsandStatistics,UniversityofStAndrews,Scotland,
http://www-groups.dcs.st-and.ac.uk/history/HistTopics/Golden_ratio.html.4.French-bornmathematicianAlbertGirard(1595-1632)wasthefirsttoformulatethealgebraicexpressionthatdescribestheFibonaccisequence(fn+2=fn+1+fn)andlinkittothegoldenratio,accordingtoScottishmathematicianRobertSimson,“AnExplicationofanObscurePassageinAlbertGirard’sCommentaryuponSimonStevin’sWorks(VideLesOeuvresMathem.deSimonStevin,aLeyde,1634,p.169,170),”PhilosophicalTransactionsoftheRoyalSocietyofLondon48(1753-1754),368-377.
5.JamesJosephTattersall,ElementaryNumberTheoryinNineChapters(2nded.),(Cambridge:CambridgeUniversityPress,2005),28.
6.MarioLivio,TheGoldenRatio:TheStoryofPhi.TheWorld’sMostAstonishingNumber(NewYork:BroadwayBooks,2002),7.
7.ManyinterestingpatternsassociatedwiththeFibonaccisequencecanbefoundatDr.RonKnott,“TheMathematicalMagicoftheFibonacciNumbers,”DepartmentofMathematics,UniversityofSurrey,http://www.maths.surrey.ac.uk/hosted-sites/R.Knott/Fibonacci/fibmaths.html#section13.1.
8.Jain108,“DivinePhiProportion,”Jain108Mathemagics,https://jain108.com/2017/06/25/divine-phi-proportion/.
9.ThispatternwasfirstdescribedandillustratedbyLucienKhan,andthegraphicbelowwasrecreatedbasedonhisoriginaldesign.
10.J.J.O’ConnorandE.F.Robertson,“TheGoldenRatio.”
CHAPTERIII1.Thisispossiblyaparaphraseofhisphilosophicalreflectionsontheprimeimportanceofmathematics.
2.AsquotedinMarioLivio,TheGoldenRatio:TheStoryofPhi.TheWorld’sMostAstonishingNumber(NewYork:BroadwayBooks,2002),131.
3.RichardOwen,“PierodellaFrancescamasterpiece‘holdsclueto15th-centurymurder’,”TheTimes,January23,2008.
4.“TheTenBooksonArchitecture,3.1,”translatedbyJosephGwilt,Lexundria,https://lexundria.com/vitr/3.1/gw.
5.JackieNortham,“MysterySolved:SaudiPrinceisBuyerof$450MDaVinciPainting,”TheTwo-Way,December7,2017,https://www.npr.org/sections/thetwo-way/2017/12/07/569142929/mystery-solved-saudi-prince-is-buyer-of-450m-davinci-painting.
6.J.J.O’ConnorandE.F.Robertson,“QuotationsbyLeonardodaVinci,”SchoolofMathematicsandStatistics,UniversityofStAndrews,Scotland,http://www-history.mcs.st-andrews.ac.uk/Quotations/Leonardo.html.QuotedinDesMacHale,Wisdom(London:Prion,2002).
7.“NascitadiVenere,”LeGalleriedegliUffizi,https://www.uffizi.it/opere/nascita-di-venere.
CHAPTERIV1.“Georges-PierreSeurat:Grandcamp,Evening,”MoMA.org,https://www.moma.org/collection/works/79409.
2.deIde,“allRGB,”https://allrgb.com/3.MarkLehner,TheCompletePyramids(London:Thames&Hudson,2001),108.
4.H.C.Agnew,ALetterfromAlexandriaontheEvidenceofthePracticalApplicationoftheQuadratureoftheCircleintheConfigurationoftheGreatPyramidsofGizeh(London:R.andJ.E.Taylor,1838).
5.JohnTaylor,TheGreatPyramid:WhyWasItBuilt?AndWhoBuiltIt?(Cambridge:CambridgeUniversityPress,1859).
6.ThePalermoStone,whichisdatedtotheFifthDynastyofEgypt(c.2392–2283BCE),containsthefirstknownuseoftheEgyptianroyalcubittodescribeNilefloodlevelsduringtheFirstDynastyofEgypt(c.3150–c.2890BCE).
7.D.I.Lightbody,“BiographyofaGreatPyramidCasingStone,”JournalofAncientEgyptianArchitecture1,2016,39–56.
8.GlenR.Dash,“Location,Location,Location:Where,Precisely,aretheThreePyramidsofGiza?”DashFoundationBlog,February13,2014,http://glendash.com/blog/2014/02/13/location-location-location-where-precisely-are-the-three-pyramids-of-giza/.
9.LelandM.Roth,UnderstandingArchitecture:ItsElements,History,andMeaning(3rded.)(NewYork:Routledge,2018).
10.ChrisTedder,“GizaSiteLayout,”lastmodified2002,https://web.archive.org/web/20090120115741/http:/www.kolumbus.fi/lea.tedder/OKAD/Gizaplan.htm
11.Henutsenwasdescribedasa“king’sdaughter”bytheInventorySteladiscoveredin1858,butmostEgyptologistsconsideritafake.
12.TheodoreAndreaCook,TheCurvesofLife(NewYork:DoverPublications,1979).
13.“StatueofZeusatOlympia,Greece,”7Wonders,http://www.7wonders.org/europe/greece/olympia/zeus-at-olympia/
14.GuidoZucconi,Florence:AnArchitecturalGuide(SanGiovanniLupatoto,Italy:ArsenaleEditrice,2001).
15.PBS,“BirthofaDynasty,”TheMedici:GodfathersoftheRenaissance,March30,2009,https://www.youtube.com/watch?v=9FFDJK8jmms.
16.MatilaGhyka,TheGeometryofArtandLife(2nded.)(NewYork:DoverPublications,1977),156.
17.MichaelJ.Ostwald,“ReviewofModulorandModulor2byLeCorbusier(CharlesEdouardJeanneret),”NexusNetworkJournal,vol.3,no.1(Winter2001),http://www.nexusjournal.com/reviews_v3n1-Ostwald.html.
18.“UnitedNationsSecretariatBuilding,”Emporis,https://www.emporis.com/buildings/114294/united-nations-secretariat-building-new-york-city-ny-usa.
19.RichardPadovan,Proportion:Science,Philosophy,Architecture(NewYork:Routledge,1999).
20.“FactSheet:HistoryoftheUnitedNationsHeadquarters,”PublicInquiries,UNVisitorsCentre,February20,2013,https://visit.un.org/sites/visit.un.org/files/FS_UN_Headquarters_History_English_Feb_2013.pdf
21.“DB9,”AstonMartin.Lastmodified2014.https://web.archive.org/web/20140817055237/http:/www.astonmartin.com/en/cars/the-new-db9/db9-design.
22.“StarTrek:DesigningtheEnterprise,”Walter“Matt”Jeffries,http://www.mattjefferies.com/start.html.
23.DarrinCrescenzi,“WhytheGoldenRatioMatters,”Medium,April21,2015,https://medium.com/@quick_brown_fox/why-the-golden-ratio-matters-583f6737c10c.
24.Ibid.
CHAPTERV
CHAPTERV1.StephenMarquardt,LecturetotheAmericanAcademyofCosmeticDentistry,April29,2004
2.RichardPadovan,Proportion:Science,Philosophy,Architecture(NewYork:Routledge,1999).
3.ScottOlsen,TheGoldenSection:Nature’sGreatestSecret(Glastonbury:WoodenBooks,2009).
4.AlexBellos,“Thegoldenratiohasspawnedabeautifulnewcurve:theHarrissspiral,”TheGuardian,January13,2015,https://www.theguardian.com/science/alexs-adventures-in-numberland/2015/jan/13/golden-ratio-beautiful-new-curve-harriss-spiral.
5.“Insects,Spiders,Centipedes,Millipedes,”NationalParkService,lastupdatedOctober17,2017,https://www.nps.gov/ever/learn/nature/insects.htm.
6.EvaBianconi,AllisonPiovesan,FedericaFacchin,AlinaBeraudi,etal,“Anestimationofthenumberofcellsinthehumanbody,”AnnalsofHumanBiology40,no.6(2013):463-471,https://www.tandfonline.com/doi/full/10.3109/03014460.2013.807878.
7.RichardR.Sinden,DNAStructureandFunction(SanDiego:AcademicPress,1994),398.
8.“Chromatin,”modENCODEProject,lastupdated2018,http://modencode.sciencemag.org/chromatin/introduction.
9.EdwinI.Levin,“Theupdatedapplicationofthegoldenproportiontodentalaesthetics,”AestheticDentistryToday5,no.3(May2011).
CHAPTERVI1.AriSihvola,“Ubimateria,ibigeometria,”HelsinkiUniversityofTechnology,ElectromagneticsLaboratoryReportSeries,No.339,September2000,https://users.aalto.fi/~asihvola/umig.pdf.
2.J.P.Luminet,“Dodecahedralspacetopologyasanexplanationforweakwide-angletemperaturecorrelationsinthecosmicmicrowavebackground,”Nature425(October9,2003)593-595.
3.Dr.DavidR.Williams,“MoonFactSheet,”NASA,lastupdatedJuly3,2017,https://nssdc.gsfc.nasa.gov/planetary/factsheet/moonfact.html.
4.Dr.DavidR.Williams,“VenusFactSheet,”NASA,lastupdatedDecember23,2016,
https://nssdc.gsfc.nasa.gov/planetary/factsheet/venusfact.html.5.Mercury,theinnermostplanet,hasanorbitalperiodof87.97days,about.2408ofoneEarthyear.Thisnumbervariesonly2.0%from1/Ф3.Saturn,theoutermostvisibleplanet,hasanorbitalperiodof10759.22days,whichis29.4567timesoneEarthyear.Thisnumbervariesonly1.5%fromФ7.Theseare,perhaps,justcoincidences,butwhilewe’reatithere’sonemore:TaketheratioofthemeandistancefromthesunofeachplanetfromMercurytoPluto(yes,weknow)totheonebeforeit.StartwithMercuryas1andthrowinCerestorepresenttheasteroidbelt.Theaverageoftheserelativedistancesis1.6196,avarianceoflessthan0.1%fromФ.
6.JohnF.Lindner,“StrangeNonchaoticStars,”PhysicalReviewLetters114,no.5(February6,2015).
7.P.C.W.Davies,“ThermodynamicphasetransitionsofKerr-NewmanblackholesindeSitterspace,”ClassicalandQuantumGravity6,no.12(1989):1909-1914.DOI:10.1088/0264-9381/6/12/018.
8.N.Cruz,M.Olivares,&J.R.Villanueva,EuropeanPhysicalJournalC,no77(2017):123.https://doi.org/10.1140/epjc/s10052-017-4670-7
9.J.A.Nieto,“Alinkbetweenblackholesandthegoldenratio”(2011),https://arxiv.org/abs/1106.1600v1.
10.L.Bindi,J.M.Eiler,Y.Guanetal.,“Evidencefortheextraterrestrialoriginofanaturalquasicrystal,”ProceedingsoftheNationalAcademyofSciences109,no.5(January1,2012):1396-1401,https://doi.org/10.1073/pnas.1111115109.
11.EricW.Weisstein,“IcosahedralGroup,”MathWorld—AWolframWebResource,http://mathworld.wolfram.com/IcosahedralGroup.html.
12.R.Coldea,D.A.Tennant,E.M.Wheeleretal.,“QuantumcriticalityinanIsingchain:experimentalevidenceforemergentE8symmetry,”Science327(2010):177-180.
13.See“2004DowJonesIndustrialAverageHistoricalPrices/Charts”athttp://futures.tradingcharts.com/historical/DJ/2004/0/continuous.html.
14.See“2008DowJonesIndustrialAverageHistoricalPrices/Charts”athttp://futures.tradingcharts.com/historical/DJ/2008/0/continuous.html.
15.VladimirALefebvre,APsychologicalTheoryofBipolarityandReflexivity(Lewiston,NY:EdwinMellenPress,1992).
APPENDIXA
1.“Apophenia,”Merriam-WebsterOnline,https://www.merriam-webster.com/dictionary/apophenia.
ACKNOWLEDGMENTS
IfirstwroteafewpagesonthegoldenratioinconjunctionwithanotherwebsiteIdevelopedin1997,initiallyasawaytolearnsomethingaboutpublishingontheInternet.Inevercouldhaveimaginedhowitwouldtakeonalifeofitsown,asIbegantobecontactedbypeoplearoundtheglobeandinallwalksoflifewhosharedacommoninterestinthistopic.In2001,Iacquiredaseparatedomain,goldennumber.net,andcontinuedtobeamazed.Thesitetoppedthesearchenginerankingsandreceivedmorethanamillionvisitsperyear,asvisitorsaskedquestionsandcontributedideastocreateanonlinecommunityofinformationexchangeonthistopic.Manynewfriendshipswereformedfromthis,andmyfamilysawmoreofmytimeandinterestfocusingonthispursuit.ItwouldbeimpossibleformetonameandthankallwhohavecontributedtowhatIhavelearnedaboutthisfascinatingtopic,andthesmallpartofallthereistoknowaboutitthathasbeenincludedinthisbook.SomearenamedontheContributorspageofmysite,butIwouldliketorecognizethosewhosesupporthasmeantthemostinmakingthisbookareality:
KathyMeisner,mywife,partner,andbestfriend,whoseloveandsupportwereessentialandsoappreciatedduringthesurprisingnumberofhoursthatwerededicatedtothisbook.Kathy,anexcellentwriterandpublishedauthor,wasmycontinualsoundingboardforallaspectsofthisproject,andprovidedinvaluablecounsel,ideas,andguidancetome.
JulieMeisnerandKatieLeggett,mydaughters,fortheirloveandappreciationofafatherwhowasfrequentlyengagingwithkindredspiritsontheInternet,andforgivingtheirencouragementandoccasionalposesforphotostobeanalyzedforgoldenratios.
RobertMeisnerandKathleenMeisner,myparents,fortheloveandsupport,andtheverylifetheygaveme.
Dr.StephenR.Marquardt,thegloballyrecognizedexpertonfacialbeauty,forhisinvaluablecontributionsintheunderstandingofhumanattractivenessthroughhisdevelopmentofthegoldenratio-basedMarquardtBeautyMask,andforhisfriendship,intellectualcamaraderie,inspiration,counsel,andsupport.
Dr.EddyLevin,recognizedforhiscontributionsonthegoldenratioincosmeticdentistry,forhisfriendship,insights,andsupport.
MelanieMadden,myeditor,forherexcellenteditorialexpertiseandguidance,andevenmoreforherintellectandintellectualcuriositythatledtobringingnewcontenttothebookandchallengingmetoinvestigateareasthatIhadnotyetexploredtomakethepresentationmoreaccurateandcomplete.I
hadnotyetexploredtomakethepresentationmoreaccurateandcomplete.IlearnedmoreonthistopicinthelastyearofwritingthisbookthanIeverwouldhaveexpectedattheoutset.
QuartoPublishingGroupandRacePointfortheirinterestandconfidenceinmeastheirchosenauthorfortheirbookonthistopic,andfortheteamtheydedicatedtoprovidingtheuniquecreativevisionforaveryartisticandprofessionalpresentationofthisthegoldenratio.
RafaelAraujo,forhisbeautifulillustrationsonthecoverandchapteropeningsofthebook.
God,foropeningmyheart,mind,andeyestoseethebeautyandwonderthatisallaroundusandwithinus.
IMAGECREDITS
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©DeBruine,LisaM,andBenedictCJones.2015.“AverageFaces.”OSF.October13.osf.io/gzy7m,167
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INDEX
Фsymbol,103
AbuKamilShujaibnAslam,39TheAdorationoftheMagi(Botticelli),77Africanspiralaloeplant,149Agnew,H.C.,96Alhambrapalace,193Alma-Tadema,Lawrence,106AltarpieceofSaintMark(Botticelli),80animalscats,164chameleons,161conchshells,162five-foldsymmetry,152primates,165screwshell,162seahorses,161seaurchins,152,153starfish,152,153
Annunciation(LeonardodaVinci),66Annunciation(SandroBotticelli),77,78,79,80apples,152Archimedeanspiral,156Archimedeantruncatedicosahedron,61Archimedes,195ArtFormsinNature(ErnstHaeckel),153AstonMartinautomobiles,138AthenaParthenos(Phidias),104
TheBaptismofChrist(PierodellaFrancesca),62,63Barr,Mark,103BaselMinster,156BathersinAsnières(GeorgesSeurat),120Bernoulli,Jacob,156BirdsandNature,145TheBirthofVenus(SandroBotticelli),75,77blackholes,188,189bluepassionflower,151Bonnet,Charles,145BookofAlgebra(AbuKamilShujaibnAslam),39Botticelli,Sandro,75,77BPlogo,137Brady,Oliver,13
BridgeofCourbevoie(GeorgesSeurat),124Bronnikov,Fyodor,16Brunelleschi,Filippo,115buckyballs,190,195
Caldwall,James,145Cambio,Arnolfodi,115caricatures,177Cartesianspace,32,33CathedralofSaintMaryoftheFlower,115,116cats,164CattedralediSantaMariadelFiore,115,116TheCestelloAnnunciation(Botticelli),78chameleons,161TheChannelofGravelines,PetitFortPhilippe(GeorgesSeurat),124ChartresCathedral,111,112,113,114,203ChristasSavioroftheWorld(LeonardodaVinci),72Chrystal,George,9Citéradieuse(RadiantCity),127Clark,Carmel,13Clark,Kenneth,62Codea,Radu,196Coltellini,Michele,74TheCompendiousBookonCalculationbyCompletionandBalancing(MuhammadibnMusaal-
Khwarizmi),38conchshells,162Cook,TheodoreAndrea,103Corbusierhaus,127cosmosblackholes,188,189Earth,183,185Moon,183planetarymotion,182,185stars,186,187Sun,185Venus,185
Coxeterplaneprojections,196,197TheCreationofAdam(Michelangelo),84,85TheCreationofEve(Michelangelo),86Crescenzi,Darrin,139,141Cruz,Norman,189Curl,Robert,195TheCurvesofLife(SirTheodoreAndreaCook),103
Dambrun,Jean,16Darb-iImamshrine,193
Dash,Glen,99Davies,Paul,189TheDaVinciCode(DanBrown),66daVinci,Leonardo,12,59,60,61,66,68,69,74,149,150DeArchitectura(Vitruvius),108DeBruine,Lisa,167DeDivinaProportione(LucaPacioli),59,61,62,66,74Dell,Susan,140DeProspectivaPingendi(PierodellaFrancesca),62Descartes,René,68,156discovery,16Disneylogo,137DNA,170dodecahedron,17,25,31,32,33,58,61,182,183,195DowJonesIndustrialAverage,200TheDrunkennessofNoah(Michelangelo),87Dürer,Albrecht,58
E8Coxeterplaneprojections,196,197Earth,183,185Echeveriasucculentplants,148Einstein,Albert,22Elements(Euclid)Arabictranslationof,20BookII,Proposition5,8BookIII,Propositions8,19BookVI,Proposition11,22BookVI,Proposition30,22BookXIII,Proposition1,23BookXIII,Proposition2,23BookXIII,Proposition3,23BookXIII,Proposition4,24BookXIII,Proposition5,24BookXIII,Proposition6,24BookXIII,Proposition8,24,26BookXIII,Proposition9,25BookXIII,Proposition17,25circulationof,58descriptionofФ,10
EncyclopediaBritannica,9EpitomeAstronomiaeCopernicanae(JohannesKepler),30ethnicity,175Euclid,10,19,24“EuclidAloneHasLookedonBeautyBare”(EdnaSt.VincentMillay),19extremeandmeanratio,8,17,22,24
faces,164,165,167,173,179TheFallandExpulsionfromtheGardenofEden(Michelangelo),85“FamousMen”series(JustusofGhent),19TheFashionCode,140fashiondesign,140Fibonacciheap,199Fibonacci,Leonardo,39,42,103Fibonaccinumbers,146,166,169Fibonaccisearchtechnique,199Fibonaccisequence,43,47,48,199Fibonaccispiral.Seegoldenspiral.Fibonaccisystem,199Fibonaccitriangle,48financialmarkets,199fingers,166Finklestein,David,189five-petaledviolets,149,150TheFlagellationofChrist(PierodellaFrancesca),62,65forearm,166fractalpatterns,186,199,205fractals,154Francesca,Pierodella,62,74fruit,152Fuller,Buckminster,195
galaxies,161GalileoGalilei,37gambling,199gaugecalipers,57Germanyellowjackets,163Ghyika,Matila,120giantsilkmoths,163Gizasite,93goldenangle,147,148goldengnomon,29goldenratiocalculating,51constructing,26discovery,16
goldenrectangle,31,99,100,107,130,131,132goldenrhombus,192,193goldenspiral,13,46,47,68,146,154,157,160goldentriangle,29,34Googlelogo,136Gosset,Thorold,196GreatPyramidofGiza,93,99,184
GreatSphinx,102Greekletters,9Gutenberg,Johannes,19
Haeckel,Ernst,153hand,166HarmonicesMundi(JohannesKepler),30,182Herodotus,96Hertzsprung–Russelldiagram,187HeydayofGreece(AugustAhlborn),106Hollar,Wenceslaus,74Ho-Mg-Znquasicrystal,192,193HouseofWisdom(Baghdad),38TheHumanFacedocumentary,173humanbodycaricatures,177DNA,170ethnicity,175face,167,173,179fashion,140forearm,166hand,166head,168indexfinger,166teeth,178
icosahedrite,192icosahedron,31,182,195indexfinger,166insects,163IntroductiontoAlgebra(GeorgeChrystal),9IslamicGoldenAge,39,40
Jahan,Shah,118Jefferies,Matt,138,139JohntheBaptist(LeonardodaVinci),12Jones,Ben,167JuliaTitiFlavia,174JustusofGhent,19
Kepler,Johannes,15,17,27,30,53,95,181,182Keplertriangle,27,95,184KhafrePyramid,99KhufuPyramid,93,99,184al-Khwarizmi,MuhammadibnMusa,38,39Kochsnowflake,154Kroto,Harry,195
KunstformenderNatur(ErnstHaeckel),153al-Khwarizmi,38
Lagrange,JosephLouis,50Lahori,UstadAhmad,118TheLastSupper(LeonardodaVinci),69LeCorbusier,126,134Lefebvre,VladimirA.,200Levin,Eddy,169,178Levy,Ruth,140Levy,Sara,140LiberAbaci(LeonardoFibonacci),39,42,45TheLighthouseatHonfleur(GeorgesSeurat),121LimburgCathedral,114Lindner,John,186logarithmicspiral,156lotusflowers,148Lucas,Edouard,45Luminet,Jean-Pierre,183luteofPythagoras,154
MadonnadellaMisericordia(PierodellaFrancesca),64Maestlin,Michael,51Mahal,Mumtaz,118MarquardtBeautyMask,173Marquardt,StephenR.,143,169,173Martingaleprogression,199Mästlin,Michael,28Matsys,Quentin,177MenkaurePyramid,99Michelangelo(DanieledaVolterra),84Millet,Aimé,104Modestini,DianneDwyer,72Modulardesignsystem,126,127,128,132molecularstructuresbuckyballs,190,195quasicrystals,191MonaLisa(LeonardodaVinci),68Moon,183morningglory,151moths,163MysteriumCosmographicum(Kepler),17,30,31
NationalGeographiclogo,137nautilusshell,157TheNavvies(GeorgesSeurat),122Nefertiti,174
nestfern,161NeueLehrevondenProportionendesmenschlichenKörpers(AdolphZiesing),144ANewIllustrationoftheSexualSystemofCarolusvonLinnaeus(RobertJohnThornton),145NewDoctrineoftheProportionsoftheHumanBody(AdolphZiesing),144Niemeyer,Oscar,127,131Nieto,J.A.,189Nissanlogo,137Notre-DameCathedral,109,110,111,196,197numericreduction,49
Occam’srazor,166Ohm,Martin,9okra,152Olivares,Marco,189OnPerspectiveforPainting(PierodellaFrancesca),62orchids,161origamitriangle,29Ostwald,MichaelJ.,126Oxyrhynchuspapyri,8
Pacioli,Luca,55,58,59,74,195,205Padovan,Richard,130Paganucci,Giovanni,43papaya,152Parthenon,103,104,105,106,107Pascal,Blaise,44Pascal’striangle,44PeasantwithaHoe(GeorgesSeurat),122Penrose,SirRoger,34Penrosetiles,29,34,192Pentagonconstruction,26,193pentagram,17,29,154people.Seehumanbody.periwinkle,151“ThePhiCollection”(SusanDell),140Phidias,103,104,106PhiMatrixsoftware,11,57,62,82,162,168,174phyllotaxis,145pinecones,144,146planetarymotion,182,185plantsAfricanspiralaloeplant,149apples,152bluepassionflower,151Echeveriasucculent,148five-foldsymmetry,152
five-petaledviolet,149,150fractals,154fruit,152goldenangle,147lotusflower,148morningglory,151nautilusshell,157nestfern,161okra,152orchids,161papaya,152periwinkle,151pinecones,146Plumeria,151Romanescobroccoli,154sacreddatura,151starfruit,152sunflowers,146,147,204Theobromacocoaplant,152
Plato,17,183Platonicsolids,17,31,182PlinytheElder,145Plumeriaflower,151polyhedrons,61PolyptychoftheMisericordia(PierodellaFrancesca),62,65primates,165TheProcessionoftheYoungestKing(BenozzoGozzoli),76Proportion:Science,Philosophy,Architecture(RichardPadovan),130APsychologicalTheoryofBipolarityandReflexivity(VladimirA.Lefebvre),200PsychoMorphsoftware,167ThePureElementaryMathematics(MartinOhm),9PyramidsofQueens,101Pythagoras,17,27,29,30Pythagorean3–4–5triangle,28
quasicrystals,191quasi-periodicity,194
RadiantCity,127Raphael,82Recherchessurl’usagedesfeuillesdanslesplantes(CharlesBonnet),145DieReineElementar-Mathematik(MartinOhm),9RemarksonRuralScenery(JohnThomasSmith),134ResearchontheUseofLeavesinPlants(CharlesBonnet),145RhindMathematicalPapyrus,97Roddenberry,Gene,138
Romanescobroccoli,154RRLyrae-classstars,186,187ruleofthirds,134
sacreddaturaplant,151SacredGoldenRatio(OliverBradyandCarmelClark),13SainteMariedelaTouretteconvent,127SalvatorMundi(LeonardodaVinci),72,73,74al-Saud,BaderbinAbdullahbinMohammedbinFarhan,72scarabbeetles,163TheSchoolofAthens(Raphael),82screwshell,162seahorses,161seaurchins,152,153Secretariatbuilding,127TheSeineatLaGrandeJatte(GeorgesSeurat),125sekedmeasurements,97Self-portrait(Raphael),82Semper,Godfried,108TheSeparationoftheEarthfromtheWaters(Michelangelo),86Seurat,Georges,91,120,134Shah-i-Zindanecropolis,193Shechtman,Dan,191,192,193ShortBookon(the)FiveRegularSolids(PierodellaFrancesca),62Sierpinskitriangle,154Simon,Robert,72Simson,Robert,45SistineChapel,84,85,87,88,89skeletonicsolids,60,195Smalley,Richard,195Smith,JohnThomas,134Solomon’sTemple(Jerusalem),61Sphinx,102Squareconstruction,26starfish,152,153starfruit,152StarTrektelevisionshow,138,139Stiftskirche(“CollegiateChurch”),114stockmarkets,199St.Peter’sBasilica,56,89Stradivariusviolins,136St.VincentMillay,Edna,19Sulley,James,9Sully,Mauricede,111SummaryofArithmetic(LucaPacioli),59Sun,185
ASundayAfternoonontheIslandofLaGrandeJatte(GeorgesSeurat),120,121sunflowers,146,147,204
TajMahal,118Talenti,Francesco,115Tedder,Chris,99teeth,178TempleofZeus(Olympia),103Theobromacocoaplant,152Thornton,RobertJohn,145ThreeLinesconstruction,26Tiddeman,Bernard,167Timaeus(Plato),17,183Toyota,137Triangleconstruction,26truncatedicosahedron,195TumanAkamausoleum,193al-Tusi,Nasiral-Din,20TyphoonSonca,160
TheUglyDuchess(QuentinMatsys),177Unitéd’HabitationofBerlin.SeeCorbusierhaus.UNSecretariatbuilding,128,130
Venus,185Vernet,Horace,56Villanueva,J.R.,189Vinci,Leonardoda,134VitruvianMan(LeonardodaVinci),69,72,166Vitruvius,108Vogel,Helmut,146Volterra,Danieleda,84volutes,47
WhirlpoolGalaxy,161WilliamofOckham,166WMAPradiationdata,183WomanwithUmbrella(GeorgesSeurat),123
yellowjackets,163
Ziesing,Adolf,144
Text©2018GaryB.Meisner
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