Beamforming in MISO Systems: Empirical Results and EVM-based Analysis
SFN-SISO and SFN-MISO Gain Performance Analysis for DVB-T2 Network Planning
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Transcript of SFN-SISO and SFN-MISO Gain Performance Analysis for DVB-T2 Network Planning
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Abstract—In DVB-T2 the Single Frequency Network (SFN)
mode is an attractive planning alternative to the well-known
Multiple Frequency Network (MFN) mode. SFN networks
provide augmented spectrum efficiency as well as a quality of
service improvement due to a more homogeneous distribution of
the received signal strength over the coverage area. Nevertheless,
some areas will also show degradation in practice. In order to
improve the performance of the SFN operation, the second
generation broadcast system DVB-T2 standard incorporates
Multiple Input Single Output (MISO) antenna diversity
mechanisms. Based on empirical analyses and system level
simulations this paper analyzes the key factors affecting the
Single Frequency network operation. The work analyzes SFN
effects as well as the corresponding MISO gain margins for
commercial and custom SDR (software defined radio) receiver
implementations.
Index Terms—DVB, DVB-T2, SFN, SFN gain, MISO,
Terrestrial Broadcasting, Field Trials, Measurements
I. INTRODUCTION
HE Single Frequency Network (SFN) operation is an
attractive option for broadcasters. When operators deploy
a broadcast network they want to keep the total costs as low as
possible maintaining the number of transmitter sites as well as
the transmitting power as low as possible. Compared to the
Multiple Frequency Network (MFN) operation, an SFN will
theoretically deliver the same quality with a certain amount of
reduction in the transmitted power. This assumption is based
on the fact that the receiving field strength will be more
homogeneously distributed due to the spatial diversity
associated to SFN networks. Nevertheless, some areas of a
SFN will also show degradation caused by the reception of
multiple echoes from different transmitters. The number of
transmitters, the relative delay, as well as the power imbalance
between received paths will have an impact on the final shape
of the service area.
Manuscript received July 19 2013. This work was supported by the GV/EJ
(Basque Government) under grants GV/EJ-BI09.65 and Saiotek-3DSARHBB and by the Spanish Ministry of Economy and Competitiveness under project
HEDYT-GBB (TEC2012-33302).
†Javier Morgade, Pablo Angueira and Amaia Arrinda are with the Dpt. of Communications Engineering. UPV/EHU, Bilbao, Spain {email:
[email protected]}; ‡ Ralf Pfeffer and Volker Steinmann are with Dpt.
of Radio Transmission Systems, Institut für Rundfunktechnik GmbH, Munich,Germany; ‡ Roland Brugger and Jürgen Frank are with Dpt. Of
Frequency Management, Institut für Rundfunktechnik GmbH,
Munich,Germany, {email:[email protected]}. .
With the advent of second generation digital terrestrial
broadcast systems [1][2], new mechanisms have been adopted
to overcome the potential limitations of the first generation
standards like DVB-T [3]. An example is DVB-T2, the second
generation standard for terrestrial delivery produced by the
DVB (Digital Video Broadcasting) consortium [1]. The
standard was originated by the demands to increase the
spectral efficiency of digital terrestrial broadcast systems in
the UHF/VHF bands. DVB-T2 provides flexibility in
multiplex allocation, coding, modulation and RF parameters.
Like the first generation broadcast systems DVB-T or DAB,
DVB-T2 is based on Orthogonal Frequency Division
Multiplexing (OFDM), however, additional (and higher order)
FFT sizes of 1K, 4K, 16K and 32K subcarriers have been
defined. The standard also includes additional guard interval
values and other advanced features, like service specific
robustness modes thanks to the Physical Layer Pipes (PLPs)
technique.
A significant amount of the standardization effort has
focused on the improvement of the SFN operation. In DVB-
T2, new diversity mechanisms like Multiple Input Single
Output (MISO) antenna diversity have been defined.
Specifically, and based on the well-known Alamouti scheme
[4], the DVB-T2 standard has adapted this technique to
improve the traditional SFN (Single Frequency Network)
operation currently available in digital terrestrial broadcast
networks. However, the practical performance of distributed
MISO in real broadcast networks is something to be proved
yet.
In this paper, an analysis of the practical performance of the
SFN operation in second generation broadcast systems is
presented. This paper provides contributions to the system
behavior based on field test empirical results and system level
simulations.
This paper is organized as follows: In Section II, the related
current state of the art and the original contributions of this
paper are described. In Section III, the key factors affecting
both the SFN and distributed MISO operation are introduced.
Section IV contains the research methodology, while in the
last Sections V-VI the data analysis and the corresponding
discussion and conclusions are presented.
II. STATE OF THE ART AND CONTRIBUTIONS
A. SFN Gain
A review of the related literature at early stages of the SFNs
SFN-SISO and SFN-MISO Gain Performance
Analysis for DVB-T2 Network Planning
Javier Morgade †, Member, IEEE, Pablo Angueira †, Senior Member, IEEE, Amaia Arrinda †, Senior
Member, IEEE, Ralf Pfeffer ‡, Volker Steinmann ‡, Jürgen Frank ‡ and Roland Brugger ‡
T
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[5]-[16], shows that most references have dealt with the SFN
gain optimistically, just considering the improvement of a
SFN in the homogeneity of the behavior of the field strength
in the coverage area, leaving aside the influence of both
synchronization and equalization stages at receiver and their
practical performance. In most of the cases, the SFN gain
calculation has been based on field strength measurements,
trying to obtain the statistical improvement on the field
strength distribution. In this sense, in [17] a methodology for
calculating the SFN gain was previously proposed by the
authors of this paper. The method was investigated using
empirical measurements from a DVB-H SFN network. This
work showed the practical degradation caused by the SFN.
The treatment of inter-symbol interference, the
synchronization strategy and the practical performance inside
the guard interval are crucial aspects to be considered when
planning SFNs. The receiver performance against inter-
symbol interference is strongly dependent on the positioning
of the FFT demodulation window relative to the received
signals present in a SFN multipath environment. The practical
degradation beyond and within the guard interval will be
different depending on the equalization and synchronization
strategies adopted. In [18] a general overview of the possible
strategies for FFT window synchronization in theoretical
OFDM receivers was presented for DVB-T. In [19] the
analytical performance degradation before and beyond the
guard interval is also analyzed for the case of DVB-T2 where
the role of the pilot pattern is also addressed. However, in both
cases the problem is treated from a theoretical point of view.
In [20] laboratory measurements were presented for a
commercial DVB-T2 receiver in the presence of multipath
where a “SFN channel” was modeled in the lab using two
single delayed and unbalanced paths. Results show the
performance degradation of the threshold requirements when
working in a multipath environment like in a SFN.
The SFN gain/degradation is therefore a key parameter to
be taken under consideration when deploying SFN networks.
In this paper we propose a novel methodology to study the
SFN gain using system level simulations and the results of a
field trial in Southern Germany. Following this methodology
the SFN margins in terms of minimum C/N requirements have
been analyzed. Both the methodology and performance results
are presented in Sections IV-VI.
B. Distributed MISO
This section describes a summary of the reference results
available in relation to MISO for DVB-T2. These references
can be divided into three sub-sections. The first one deals with
the different simulations and field trials that have been carried
out in France. The second one presents the conclusions which
are obtained from the measurement campaign that took place
in Helsinki. Finally, the MISO gain was also evaluated in a
realistic environment after a field trial in northern Germany.
The first set of results has been published by TDF France
and the Université Paul Verlaine in Metz [21]. Most of the
results by these authors are based on simulations of different
modes, reception scenarios and channel models proposed in
the DVB-T2 implementation guidelines [22]. The authors
have analyzed the impact of power imbalance and relative
delay between MISO components. The simulations provide
MISO gain values for a TU6 propagation channel and assume
perfect channel estimation. Simulations are therefore placed
for mobile reception characterization. The DVB-T2 modes
selected are also suited for this type of reception. MISO gain
values that range from -0.6 to 0.8 dB were obtained depending
upon the DVB-T2 mode and other factors. The authors
identified the power imbalance between MISO components as
the key factor. The results showed that power imbalance
values lower than 6 dB provide positive MISO gains, whereas
imbalance values higher than 6 dB present certain degradation.
Regarding the relative delay of the signals, the results did not
show any dependence. However, this conclusion should be
taken with care, as the simulations assume perfect channel
estimation. This simplification eliminates any degradation that
could arise from estimation errors of the channel transform
function, interpolation techniques and pilot pattern choice.
Recently, the same authors have carried out field
experiments in Metz [23]. This trial consisted of
measurements within the coverage area of a distributed MISO
network of two transmitters working with the Alamouti coding
as described by the DVB-T2 implementation guidelines. The
experiments included fixed and mobile reception but the
published data is restricted to mobile reception. It is
remarkable from this work that the receiver used was not
optimized for mobile reception. The major conclusion from
this trial is that the performance of the SISO mode was better
than MISO. However, the authors remark that the results
might be influenced by a lack of adequate channel estimation
for mobile reception.
A second set of experiments is composed of trials in
Finland to evaluate the feasibility of co-sited MISO using
polarization diversity techniques [24][25]. Similar approaches
have been followed in trials carried out by authors from the
Universidad Politecnica de Madrid, UPM [26][27]. However,
it should be remarked that these results relate to a co-sited
scenario and the distributed scenario is not analyzed.
The results that better compare to the ones provided in this
paper correspond to data obtained in the Northern Germany
DVB-T2 trial [28]. In these field trials, two transmitters
located in the south of Hamburg, separated by approximately
45 km were used. The DVB-T2 parameters used during the
measurements were 16K FFT with a guard interval of 19/128
and pilot pattern PP2. The authors conclude that the
correlation of received signals within a large SFN is rather
low. The authors propose also a method to estimate the MISO
gain. The method is based on a gain predictor composed by
two modules; a SISO SFN signal level predictor and a MISO
gain predictor. Both of them are calibrated independently with
real data collected. The authors conclude that the assumption
of low correlation between the signals received is correct and
the MISO gain is larger when the power of the transmitted
signals is comparable. The gain is also higher for higher code
rates. A remarkable feature of the proposed estimator is the
high variability of the statistical gain values.
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C. Original contributions
In contrast to previous published papers, this work provides
practical performance margins of distributed MISO in
comparison to SFN operation. We also have evaluated the
dependency of the power imbalance but in addition we have
also taken into account the channel characteristics. This
additional factor has proven to be also critical.
In some previous literature the influence of the relative
delay between different MISO groups was neglected. This
effect is included in our study and we have proved that its
relevance is strongly depending on the receiver algorithms.
A remarkable novelty is that MISO gain and associated
factors have been analyzed from a practical perspective with
the aim of obtaining practical values for network planning.
This includes a description of the system constrains when
using MISO in DVB-T2. In Section IV a novel methodology
to analyze both SISO and MISO performance in a SFN is
presented. Unlike previous work, we include in our study the
analysis of the receiver architecture and receiving algorithms,
including measurements for both a commercial and a custom
software defined radio (SDR) DVB-T2 receiver.
The empirical and simulation results provided in Section V
describe accurately the SFN operation that applies to any SFN
architecture. There, the limits and advantages of MISO are
underlined. Finally, the analysis carried out has provided as
well updated C/N thresholds for DVB-T2 in both SISO and
MISO configurations and for two reference receivers.
III. FACTORS AFFECTING SFN AND DISTRIBUTED MISO
OPERATION
Different factors can influence the practical SFN gain. A
priori, key factors affecting are: Power imbalance (PI), relative
delay (Δt), propagation channel (σsp), pilot pattern, modulation
and code rate. Those parameters are relevant factors in both
SISO and MISO procedures. However there might be
differences in how each factor impacts on the final network
behavior.
A. SFN Signal model
Assuming that the index set of the transmitters of a SFN is
represented by γ={1,…,T} in a traditional SISO configuration
and the index set of transmitters is Ω={1,…,M} and
Ψ={1,…,N} for transmitters in MISO group1 and MISO
group2, respectively, the received complex signal ( ) in a
Single Frequency Network can be defined without loss of
generality for an equivalent SISO and MISO approaches as
follows:
( ) ∑ ( ) ( ) (1)
( ) ∑ ( ) ( ) ∑ ( ) ( ) (2)
where and represent the channel profile and delay from
each transmitter in the SFN seen by the receiver, denotes the
convolution operator while ( ) represent the transmitted
signal and x ( ) denotes the corresponding MISO encoding to
the original signal.
The diversity scheme used in DVB-T2 is based on the
methodology described by Alamouti in [4] using a 2x1 STBC
(Space Time Block Coder) antenna group diversity scheme.
However, the methodology adopted in DVB-T2 differs from
the original Alamouti scheme in a way that payload cells are
processed in the frequency domain as shown in [1][22]. The
basic procedure of the encoding relies on the fact that signals
transmitted from transmitters that belong to MISO group1 are
transmitted without any additional processing; nevertheless,
signals in MISO group2 are pair wise modified. The
transmitter group2 transmits ( ) while transmitter
group1 applies ( ), and transmitter group2 transmits ( )
while transmitter group 2 transmits ( ). The received complex values at pilots {k,l} and pilots
{k+1,l} can be written accordingly as;
( ) ( ) (3)
( ) ( ) (4)
where and represent the characterizing noise terms;
, and , represents the
Fig.1. DVB-T2 Frame structure and interpolation approach for SISO (a) and MISO (b) for a PP2 pilot pattern.
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corresponding channel responses in the frequency domain
seen for each pair of Alamouti cells (k,k+1) from transmitters
that belong to the MISO group1 and MISO group2,
respectively.
B. Factors affecting the SFN operation
Attending to the given signal model we define the relative
delay as the difference in the arrival time of signals
received from transmitters belonging to the SFN. Since DVB-
T2 MISO allows two transmitter groups, we define the relative
delay as the difference in the arrival time of signals that have
been transmitted in MISO group1 and signals that have been
transmitted in MISO group2.
The same applies for the power imbalance PI between
MISO groups that describes the relative power level difference
at the receiver between signals from different transmitters of
the MISO network. It should be noted that an asymmetric
number of transmitters can be assigned to the two available
antenna MISO groups.
Another remarkable aspect that influences the SFN
operation and therefore the receiver performance is the
experienced propagation channel profile at the receiver. In this
sense, σsp represents the overall channel profile that the
OFDM receiver experiences. This channel profile can be
defined for the two SISO/MISO approaches as follows:
( ) ∑ ( ) (5)
( ) ∑ ( ) ∑ ( ) (6)
where both ( ) and ( ) represent the received channel
impulse responses in the SFN when working in SISO and
MISO mode, respectively. Following the signal model, we can
also define two independent channel profiles in the MISO
case ( ) and ( ) being the channel impulse responses
derived from the transmitters in MISO group1 and MISO
group2, respectively.
Finally, three main channel classifications are used in
practice to characterize the channel profile in broadcast
systems [22]: Gaussian, Rician or Rayleigh, being one of the
key parameter used for planning digital broadcasting services.
However, while these reference channel profiles are valid in a
non-SFN scenario, in a SFN the correct definition of the
channel profile is a key point to be taken into consideration.
C. MISO/SISO channel estimation and equalization
There are also other factors inherent to the system design
that might have influence on the final shape of the SFN
coverage area depending on the employed strategy: SISO or
MISO. The encoding procedure that applies for the MISO case
has additional consequences on the overall system design.
Figure 1 illustrates the frame structure in DVB-T2 when using
a PP2 pilot pattern. It has to be noted that to allow the
corresponding channel estimation at the receiver in MISO, the
corresponding pilot pattern and therefore the available margins
in terms of resolution for both synchronization and
equalization stages differ with respect to SISO. In DVB-T2
MISO, the pilots are partitioned into two subsets. The first set
is composed of pilots transmitted with the same phase from
each one of the two transmitter sets that form a 2x1 MISO
network. Under this assumption, the overall response is
equivalent to the sum of the individual channel responses;
meanwhile the other subset consists of pilots that are inverted
only in one of the transmitter groups of the 2x1 MISO network
giving the difference of the transmission channel in between
the MISO groups. As a consequence, the practical resolution
available decreases in MISO compared to the SISO case.
IV. ON THE SFN GAIN EVALUATION METHODOLOGY
A. General description
Testing digital broadcast systems includes a number of
elements that cover, among others, the available equipment
and the measurement system. Usually, the availability of all
the required elements is limited in time, a fact that is more
critical in field trials with the limited availability of spectrum
licenses and transmission equipment.
This paper overcomes this limitation by capturing RF
signals in the field, with minor processing. These signals will
be later analyzed in the laboratory. Additionally a third phase
will include the system level simulations to complement those
receiving situations where further analysis is required to
clarify the behavior in the field. Both in the laboratory and the
simulation phases a software based DVB-T2 MISO/SISO
receiver was used following the methodology already
advanced by the authors in [29].
B. Munich DVB-T2 SFN Field Trials
During the summer of 2012 operational field trials were
carried out in Munich using an experimental single frequency
network. The experiment was set up by a consortium formed
by Bayerische Rundfunk, Rhode & Schwarz and the Institut
für Rundfunktechnik GmbH and with the cooperation of the
University of the Basque Country (UPV/EHU), where a three
transmitter Single Frequency Network was tuned to provide
the empirical data used in this paper (Figure 2).
The trial consisted of capturing RF signals using general
purpose equipment such as real time vector signal analyzers
(in the field) and arbitrary waveform generators (in the
laboratory). The received signals were down-converted and
the baseband information was digitalized as IQ (In-phase and
Quadrature-phase) samples that can be recorded for further
processing. The resulting data from the measurement
campaign are therefore a set of files with the received signals
Fig. 2. Munich SFN network.
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recorded as baseband IQ samples that can be later reproduced
at the laboratory without time constraints (Figure 3).
The measurement methodology has been validated with
measurements [30][31] of different digital broadcasting
systems such as DRM [32] and DVB-T [3], and it is being
used for testing the new generation of digital broadcasting
systems such as DVB-T2 [1] and DVB-SH [33]. Figure 2,
Table II and Table III summarize the main configuration
details of the SFN network in Munich. A 32K FFT Extended
Carrier, 1/16 GI, PP2 OFDM base configuration was selected
for all measured DVB-T2 parameter combinations.
The selected OFDM configuration was chosen to provide a
direct SISO/MISO comparison with a minimal MISO bitrate
loss. Each MISO/SISO configuration was measured using
different network topologies as shown in Table III. The table
shows that a large number of network configuration and
transmitter settings were measured at a given location
providing extensive empirical data that allow a direct SISO vs.
MISO performance comparison.
C. Software Based DVB-T2 SISO/MISO receiver
In general, when the technology behind a digital
broadcasting standard is mature, a number of professional and
commercial receivers are available from different
manufacturers. This is not the case with emerging
technologies like MISO where reference receiver
implementations have not been proven yet in the field.
Hence the characteristics of the particular receiver used in
the field test will influence the findings of the investigation. In
fact, this limitation is more evident when testing a Single
Frequency Network because the results will be affected by
synchronization, channel estimation and equalization
strategies. In order to mitgate this limitation, we have used
two reference receivers: A commercial receiver (STB A) and a
custom software based DVB-T2 receiver.
The STB A is a state of the art DVB-T2 receiver that
includes the chipset and tuner present in almost any DVB-T2
receiver in the market at the time of writing this paper.
The second receiver is a “software defined radio”
professional DVB-T2 SISO/MISO measurement receiver
designed and developed for DVB-T2 system performance
evaluation. The receiver (Figure 4) takes as input DVB-T2 IQ
baseband samples and performs all the signal resampling,
synchronization, channel estimation and equalization
processes.
A complete BICM decoder per PLP is also included where
all FEC and interleaving stages are processed. In addition to
the process of decoding of the source stream, the receiver is
also able to provide the detailed information that cannot be
collected using a commercial DVB-T2 receiver. In [29] an
analysis of this receiver was already presented using a Cubic
Spline interpolation algorithm in the frequency domain.
However, for this work an improved interpolation algorithm
based on a Sinc band limited interpolation filter [37] together
with a DFT based noise reduction scheme according to
[38][39] is employed.
TABLE II
CONFIGURED DVB-T2 MODES
T2 Parameter SISO (S1) MISO
(M1) SISO (S2) MISO (M2)
PLP Mode Single Single Single Single FFT Size 32K 32K 32K 32K
GI 1/16 1/16 1/16 1/16
Symbols/Frame 64 64 64 64 PAPR P2 ACE P2 ACE P2 ACE P2 ACE
Frames/SFrame 2 2 2 2
Ext. Carrier
Pilot Pattern PP2 PP2 PP2 PP2
PLP Parameters
Type 1 1 1 1
Modulation 64QAM 64QAM 64QAM 64QAM FEC-Coderate 2/3 2/3 3/4 3/4
FEC Type 64K 64K 64K 64K
Type Inter. 1 1 1 1 Time Inter.
Length
3 3 3 3
Mode Adap. HEM HEM HEM HEM
TABLE III
PER LOCATION MEASURED SFN NETWORK COMBINATIONS
SFN Network
Configuration Ismaning Tx Freimann Tx Funkhaus TX
S1
S2
M1 1 Mg1 Mg2 Mg2
M1 2 Mg2 Mg1 Mg2
M1 3 Mg2 Mg2 Mg2
M2 1 Mg1 Mg2 Mg2
M2 2 Mg2 Mg1 Mg2
M2 3 Mg2 Mg2 Mg1
S1
S2 M1
1 Mg1 Mg2
M1 2 Mg2 Mg1
M2 1 Mg1 Mg2
M2 2 Mg2 Mg1
S1 S2
M1 1 Mg1 Mg2
M1 2 Mg2 Mg1
M2 1 Mg1 Mg2
M2 2 Mg2 Mg1
S1 S2
M1 1 Mg1 Mg2
M1 2 Mg2 Mg1
M2 1 Mg1 Mg2
M2 2 Mg2 Mg1
Fig. 3. Field measurement system.
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The receiver provides information related to the already
introduced factors affecting the practical SISO/MISO
performance in a Single Frequency Network: Power
Imbalance, calculated using the estimated channel impulse
responses from each one of the MISO groups
and Relative delay: also derived using the channel impulse
responses from both MISO group1 and MISO group2. The
Channel Profile was estimated at the receiver following the
ITU-SM 1875 recommendation. This process consists of
measuring the spectrum variation ( ) of the receiver
overall channel response in the frequency domain [34].
Depending on the given standard deviation ( ) of the
channel frequency response, the channel characteristics can be
derived from the ITU-SM 1875 as shown in Table IV [34].
D. Laboratory playout: Processing the recorded signals
One key parameter for testing the performance of a digital
broadcast system is the minimum C/N (RF carrier to noise
ratio) requirement for achieving a threshold equivalent to
Quasi-Error-Free (QEF) condition at the end user receiver.
The given C/N will depend on the nature of the propagation
channel characteristics at the target receiver (Table IV).
The calculation of the minimum C/N threshold was carried
out increasing the underlying background noise to decrease
the effective C/N ratio, having this technique the advantage
that the minimum signal level is guaranteed at the receiver
input. With the proposed methodology all the recorded IQ
files in the field are reproduced offline using the play out of
Figure 5.
Fig. 5. DVB-T2 Laboratory playout.
TABLE IV . ITU-SM 1875 CHANNEL CLASSIFICATION
Channel Profile Spectrum Variation (dB)
Gaussian 0 ≤ σsp ≤ 1
Rician 1 < σsp < 3
Rayleigh σsp ≥ 3
Fig. 4. Software based DVB-T2 Receiver.
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The system accomplishes the functionality of two different
DVB-T2 receivers. In order to reproduce the RF signals from
the IQ files previously captured in the field test, an arbitrary
waveform generator (Dektec VHF/UHF RF Professional
Modulator) is used [35]. The reproduced RF signals are used
to test the performance of the commercial DVB-T2 receiver
(STB A) under different AWGN noise conditions. In order to
provide a valid QoS metric from the STB A, a chipset
monitoring system is used to check the correct reception of the
transport stream. All the available monitoring signals of the
chipset can be found in [36]. These status signals are captured
with a digital signal acquisition card. The second receiver is
the software based DVB-T2 receiver that provides the
required information to analyze the factors that might affect
the practical SISO/MISO performance in the coverage area.
V. MISO AND SISO SFN PERFORMANCE ANALYSIS
In this section the results obtained for the SFN (MISO vs.
SISO) gain is presented. The whole process is based on
minimum C/N threshold calculations and further comparison
and analysis as a function of the already described planning
factors: DVB-T2 coding and transmission parameters, power
imbalance, relative delay and propagation channel
characteristics.
The results have been organized as follows. First of all, the
numerical results of the minimum C/N requirements are
summarized in Tables V and VI. Figures 6 and 7 introduce the
minimum C/N requirements for each receiver, STB A and SDR
DVB-T2, respectively, as a function of the power imbalance
and as a function of the propagation channel characteristics as
described previously with the spectrum variation sp.
In Figure 6, there are four different plots. Figures 6a and 6b
represent minimum C/N thresholds for 64QAM 2/3 as a
function of the propagation channel (sp) and as a function of
the power imbalance. Figures 6c and 6d display equivalent
results for mode 64QAM 3/4. The same information structure
is provided by Figure 7, in this case for the SDR DVB-T2
receiver. Finally, Figure 8 represents the corresponding MISO
gains for each mode as a function of the propagation
conditions.
A. Analysis of the C/N requirements
Tables IX, X, XI, XII provide numerical results for Ricean
and Rayleigh channels. The tables also provide a specific
category for measurements under relevant SFN transmitter
overlapping condition. The results are calculated mean values
from available measurements with the receivers used in this
work and described previously. For clarification, it must be
noted that the results classified as Rician and or Rayleigh
correspond with an SFN scenario where the signal
contribution comes from one single transmitter.
In addition, reference values available so far in the literature
are also included. Those are (columns from left to right in
Tables V and VI): values recommended by the DVB-T2
implementation guidelines (IGL) [22], values from NorDig
requirements [40] and empirical values from DVB-T2 trials in
Northern Spain [41]. In this latter case the thresholds apply to
equivalent SISO configuration with a PP4 pilot pattern.
Regarding the “SFN channel” profile, the reference figures
from the DVB-T2 implementation guidelines are values for a
theoretical 0dB echo profile at the 90%GI.
In most SISO cases (Rician and Rayleigh propagation
channel profiles), the difference between the values in
different field trials (Germany and Spain [41]) is very low
being this last reference thresholds placed for an equivalent
PP4 pilot pattern rather than the PP2 used in this paper.
Regarding the SISO results, the maximum observable
difference between C/N thresholds can be up to 5 dB higher
than the Rician behavior. This difference appears under SFN
conditions where the maximum power imbalance from
different transmitters of the SFN network is below 3dB at the
receiver and represents a severe SFN degradation in the
minimum requirement for correct reception. The result is
nevertheless in line with the work carried out in the past for
other OFDM standards by the same authors [17], [20].
The provided reference figures in the implementation
guidelines can be regarded as rather optimistic. The values
that best fit our results are those obtained by NorDig [40], the
NorDig values being slightly more pessimistic. The SFN
effect and the boundary limits where it occurs can be clearly
appreciated in Figures 6 and 7. The results show that the SFN
effect can be neglected for power imbalances between SFN
transmitters higher than 3 dB and this value will be considered
the limit that differentiates relevant and negligible SFN cases.
TABLE V
MINIMUM C/N REQUIREMENTS: COMPARATIVE RESULTS
64QAM 2/3 LDPC 64800, 32K FFT, GI 1/16
Channel
Profile
IGL *
C/Nmin
(dB)
NorDig
C/Nmin
(dB)
North Spain,
PP4 C/Nmin
(dB)
Munich PP2
C/Nmin (dB)
STB A Rx SDR DVB-
T2 Rx
SISO
SFN 15.5 19.7 - 18.2 19.0
Rician 13.8 - 14.7 14.7 15,3
Rayleigh 15.6 19.2 17.4 17.1 17.3
MISO
SFN - - - 16.3 17.8 Rician - - - 14.7 15.4
Rayleigh - - - 17.8 17.6
*DVB-T2 Implementation guideline values: A correction factor for pilot boosting of 0.4 dB (PP2)
must be added
TABLE VI
MINIMUM C/N REQUIREMENTS: COMPARATIVE RESULTS 64QAM 3/4 LDPC 64800, 32KFFT, GI 1/16
Channel
Profile
IGL *
C/Nmin
(dB)
NorDig
C/Nmin
(dB)
North Spain,
PP4 C/Nmin
(dB)
Munich PP2
C/Nmin (dB)
STB A
Rx
SDR DVB-
T2 Rx
SISO
SFN 17.6 22.0 - 20.4 20.6 Rician 15.4 - 16.6 16.8 17.7
Rayleigh 17.7 21.6 19.6 18.9 19.3 MISO
SFN - - - 18.0 19.1
Rician - - - 16,6 17.3 Rayleigh - - - 19.8 19.5
*DVB-T2 Implementation guideline values: A correction factor for pilot boosting of 0.4 dB (PP2)
must be added
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8
For power imbalance values higher than 3 dB, the overall
channel profile is characterized by the channel profile of the
most dominant transmitter path. Again, the impact of the
channel can be observed in Figures 6 and 7. The groups of
measurements in Figures 6a and 6b, on the right side of each
graph, have sp values of 3 dB and more. According to
Table IV those measurements correspond to Rayleigh
channels. Taking into consideration that those measurements
have power imbalance values higher than 3 dB, the signal
degradation is caused by the propagation channel and not by
the SFN effect. The behavior is very similar for both DVB-T2
modes, and the tendency is also observed if the behavior of
each one of the receiver models (Figure 6 STB A, Figure 7
SDR DVB-T2) is compared.
According to Figure 7, the behavior of the STB A receiver
is better than the SDR DVB-T2. However, the latter uses an
equalization strategy based on a Zero Forcing approach and
therefore there is room for a performance improvement. In
consequence, the results for the SDR T2 receiver can be kept
as upper bound thresholds.
Tables IX, X, XI and XII provide detailed information
about the behavior of each receiver under each one of the
channel conditions and for each one of the two modes under
test. Finally, the theoretical values of the implementation
guidelines should be considered with caution under some
circumstances (SFN) as they assume perfect channel
estimation at the receiver.
B. Analysis of the MISO gain
The MISO gain value is considered in this analysis as the
difference between the minimum carrier-to-noise threshold
under SISO and MISO conditions:
( ) ⁄
( ) ⁄ ( ) (7)
Figure 8 provides the reference data for MISO gain
analysis. Tables VII and VIII summarize the measured MISO
gain results for STB A and SDR DVB-T2. The detailed
numerical reference data are provided by Figure 8 and
Tables XIII and XIV. The procedure to explain the results is
similar to the one in the previous section. Figures 8a and 8b
provide the MISO gain as function of the propagation channel
sp and the power imbalance.
The results show that a valuable MISO gain can be
achieved in the SFN region (locations where the presence of
signals coming from transmitters of each one of the MISO
groups is relevant). The result depends again on the receiver.
However, when the SFN effect is negligible, also degradation
might happen, and this degradation is stronger in a Rayleigh
than in a Rician channel. The influence of the code rate can be
also appreciated, the achievable MISO gain being higher with
lower robustness of the DVB-T2 mode.
If we compare the gain and the minimum C/N ratios in
SISO and MISO scenarios, the main conclusion is that the
MISO gain is providing certain degree of enhancement in
those locations of the coverage area where the SFN effect was
degrading the minimum thresholds, and thus compensating
possible problematic situations (C/N degradations due to SFN
effect up to 5 dB over the expected minimum).
On the contrary, those locations where the SFN effect is not
relevant (locations with no or little transmitter overlapping)
will present some degree of degradation (negative MISO
gains) due to MISO operation. The results address the
dependency of the MISO performance with the power
imbalance.
C. Influence of Relative delay & Pilot pattern on MISO
After evaluating the impact of the channel propagation
conditions and the power imbalance, the influence of the
relative delay between signals coming from transmitters of
different MISO groups is now presented. As mentioned in
Section III, this parameter has been neglected in the previous
literature, mostly because of the assumption of perfect channel
estimation and synchronization at the receiver.
In our investigation the influence of the relative delay on
the MISO gain was analyzed using field data from the Munich
trial, but it was concluded that its influence is negligible due to
the short range of delays that could be measured during the
trials. The measured relative delays ranged from a few μs to
maximum measured delays close to 40 μs.
In order to analyze the potential influence of the relative
delay on the MISO gain, the analysis carried out by the
authors in [29] was extended providing system level
simulations with the practical performance of the SDR DVB-
T2 reference receiver implementation in a distributed scenario.
In the DVB-T2 implementation guidelines [22], specific
reference channel models and test configurations are defined to
study the theoretical performance of DVB-T2. Consequently
among the traditional P1 and F1 (Rayleigh and Rician,
respectively) channels, two additional P2 and F2 equivalent
but uncorrelated channels have been defined.
Different but limited scenarios are also presented in the
specification [22] where two possible relative delays (0.18Δ,
0.23Δ) and two possible power imbalance levels (0, -3dB) are
suggested, where Δ denotes the length of the guard interval.
Taking these values as reference, a set of scenarios has been
created by the authors as shown in Table XV.
TABLE VII MEASURED EMPIRICAL MISO GAIN
64QAM 2/3 LDPC 64800, 32KFFT, GI 1/16, PP2
CHANNEL PROFILE Munich MISO Gain (dB)
STB A SDR Rx
Mean σ Mean σ
SFN 1.84 0.28 1.13 0.16 Rician 0.32 0.1 -0.13 0.26
Rayleigh -0.76 0.48 -0.32 0.37
TABLE VIII MEASURED EMPIRICAL MISO GAIN
64QAM 3/4 LDPC 64800, 32KFFT, GI 1/16, PP2
CHANNEL PROFILE Munich MISO Gain (dB)
STB A SDR Rx
Mean σ Mean σ
SFN 2.45 0.23 1.58 0.21 Rician 0.17 0.26 0.25 0.18
Rayleigh -0.85 0.03 -0.13 0.15
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(a) (c)
(b) (d)
Fig. 6. Empirical analysis of the SFN effect for the STB A T2 receiver. C/N thresholds.
Fig. 1.
Fig. 2.
TABLE IX
MEASURED MINIMUM C/N REQUIREMENTS 64QAM 2/3 LDPC 64800, 32KFFT, GI 1/16, PP2
STB A DVB-T2 RECEIVER
Channel
Profile
Mean
(dB)
Var
(dB)
Min
(dB)
Median
(dB)
Max
(dB)
IGL *
(dB)
SISO
SFN 18.2 0.8 17.5 18.1 19.8 15.5
Rician 14.7 0.1 14.3 14.7 15.1 13.8 Rayleigh 17.1 0.4 16.5 16.9 18.3 15.6
MISO
SFN 16.3 1.2 14.8 16.4 18.3 15.5
Rician 14.7 0.3 14.1 14.6 15.3 13.8
Rayleigh 17.8 0.5 16.7 17.9 18.6 15.6
* A correction factor for pilot boosting of 0.4 dB (PP2) must be added
TABLE X MEASURED MINIMUM C/N REQUIREMENTS
64QAM 3/4 LDPC 64800, 32KFFT, GI 1/16, PP2
STB A DVB-T2 RECEIVER
Channel Profile
Mean (dB)
Var (dB)
Min (dB)
Median (dB)
Max (dB)
IGL * (dB)
SISO
SFN 20.4 0.5 19.5 20.4 21.2 17.6
Rician 16.8 0.3 15.9 17.1 17.3 15.4 Rayleigh 18.9 0.2 18.6 18.6 19.5 17.7
MISO
SFN 18.0 0.7 16.9 18.1 19.4 17.6
Rician 16,6 0.5 15.4 16.8 17.4 15.4
Rayleigh 19.8 0.1 19.6 19.6 20.1 17.7
* A correction factor for pilot boosting of 0.4 dB (PP2) must be added
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(a) (c)
(b) (d)
Fig. 7. Empirical analysis of the SFN effect for the SDR T2 receiver. C/N thresholds.
TABLE XI
MEASURED MINIMUM C/N REQUIREMENTS 64QAM 2/3 LDPC 64800, 32KFFT, GI 1/16, PP2
SOFTWARE DEFINED RADIO DVB-T2 RECEIVER
Channel
Profile
Mean
(dB)
Var
(dB)
Min
(dB)
Median
(dB)
Max
(dB)
IGL *
(dB)
SISO
SFN 19.0 1.0 17.7 18.8 20.7 15.5
Rician 15.3 0.1 14.6 15.4 15.6 13.8
Rayleigh 17.3 0.3 17.0 17.0 18.3 15.6
MISO
SFN 17.8 0.8 16.8 15.5 17.5 15.5 Rician 15.4 0.3 14.6 15.3 15.1 13.8
Rayleigh 17.6 0.3 16.9 17.7 18.4 15.6
* A correction factor for pilot boosting of 0.4 dB (PP2) must be added
TABLE XII
MEASURED MINIMUM C/N REQUIREMENTS 64QAM 3/4 LDPC 64800, 32KFFT, GI 1/16, PP2
SOFTWARE DEFINED RADIO DVB-T2 RECEIVER
Channel
Profile
Mean
(dB)
Var
(dB)
Min
(dB)
Median
(dB)
Max
(dB)
IGL *
(dB)
SISO
SFN 20.6 0.2 20.1 20.5 21.2 17.6
Rician 17.7 0.4 17.8 17.8 18.4 15.4
Rayleigh 19.3 0.7 18.4 19.9 20.1 17.7
MISO
SFN 19.1 0.2 18.6 19.0 10.8 17.6 Rician 17.3 0.1 16.4 17.3 17.7 15.4
Rayleigh 19.5 0.9 18.2 19.9 20.6 17.7
* A correction factor for pilot boosting of 0.4 dB (PP2) must be added
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(a) (c)
(b) (d)
Fig. 8. Empirical analysis of the MISO gain.
TABLE XIV
MEASURED EMPIRICAL MISO GAIN
64QAM 3/4 LDPC 64800, 32KFFT, GI 1/16, PP2
STB A DVB-T2 RECEIVER
Channel Profile
Mean (dB)
Var (dB)
Min (dB)
Median (dB)
Max (dB)
SFN 2.45 0.23 1.41 2.48 3.2
Rician 0.17 0.26 -0.7 0.23 0.94 Rayleigh -0.85 0.03 -0.95 -0.95 -0.65
SOFTWARE DEFINED RADIO DVB-T2 RECEIVER
Channel
Profile
Mean
(dB)
Var
(dB)
Min
(dB)
Median
(dB)
Max
(dB)
SFN 1.58 0.21 1.02 1.49 2.47
Rician 0.25 0.18 -0.4 0.31 0.8
Rayleigh -0.13 0.15 -0.68 0.02 0.22
TABLE XIII
MEASURED EMPIRICAL MISO GAIN
64QAM 2/3 LDPC 64800, 32KFFT, GI 1/16, PP2
STB A DVB-T2 RECEIVER
Channel
Profile
Mean
(dB)
Var
(dB)
Min
(dB)
Median
(dB)
Max
(dB)
SFN 1.84 0.28 0.76 2 2.71 Rician 0.32 0.1 -0.59 0.12 0.39
Rayleigh -0.76 0.48 -1.71 -0.62 -0.08
SOFTWARE DEFINED RADIO DVB-T2 RECEIVER
Channel Profile
Mean (dB)
Var (dB)
Min (dB)
Median (dB)
Max (dB)
SFN 1.13 0.16 0.47 1.3 1.99
Rician -0.13 0.26 -0.79 -0.27 0.71 Rayleigh -0.32 0.37 -0.91 -0.39 0.58
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Figure 9 represents the simulated performance of the C/N
requirements for both SISO and MISO equivalent
configurations in a two transmitters Single Frequency
Network. The results show how the relative delay and the pilot
pattern might influence the performance of MISO in long SFN
echo conditions.
The simulation scenario consisted of two SFN transmitters
where both power imbalance and relative delays between
transmitter paths were varied to provide a representative range
of emulated scenarios for both equivalent SISO and MISO
distributed configurations. The emulated channel scenarios
cover a range of delays from the ones suggested in the DVB-
T2 implementation guidelines (0.18Δ, 0.23Δ) to relative
delays beyond the guard interval. In this sense, the region of
inter-symbol-interference (ISI) is also analyzed.
Regarding the set of power imbalances considered, the values
cover a representative range to analyze the performance with
and without the SFN effect. Finally and regarding the
simulated distributed scenario, the provided results relate to
signals from two transmitters in two distributed Rician
channels with a K factor of 10. According to the DVB-T2
implementation guidelines a F1 channel profile is used to
emulated the path coming from transmitter 1 while the second
delayed and attenuated path from transmitter 2 is modeled
with the F2 channel profile [22].
(a) C/Nmin distributed Rician: 64QAM 2/3 LDPC 64800, 32K FFT, GI 1/32,
PP4
(c) C/Nmin distributed Rician: 64QAM 2/3 LDPC 64800, 32K FFT, GI 1/16,
PP2
(b) C/Nmin distributed Rician: 64QAM 3/4 LDPC 64800, 32K FFT, GI 1/32, PP4
(d) C/Nmin distributed Rician: 64QAM 3/4 LDPC 64800, 32K FFT, GI 1/16, PP2
Fig. 9. Distributed Rician Scenario; Evaluated Power Imbalances: -1.24, -3, -6, -9 dB; Evaluated Relative Delays: 8%, 18%, 23%, 36%, 46%,
50%, 58%., 68%, 73%, 86%, 96%, 100%, 109%, 118% of the guard interval.
TABLE XV SFN CHANNEL SCENARIO DEFINITION FOR TWO TRANSMITTERS
Scenario ADB µS
Distributed
Rician K= 10
-1. 24,-3,-6,-9,-12 0.08, 0.18,0.23,0.36,0.46,
0.5, 0.58, 0.68, 0.73, 0.86,
0.96, 1.00, 1.09, 1.18
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Figure 9, shows the simulated performance results for the
DVB-T2 parameters studied in the field trials. The results
present the behavior of the C/N threshold for all the scenarios
of Table XV. In the figures, the horizontal axis represents the
power imbalance between transmitter paths while the vertical
axis represents the relative delay between paths for a given
power imbalance. Finally, the color map represents the
obtained minimum C/N thresholds. It should be remarked that
the provided results include all the synchronization,
equalization and signaling stages of the DVB-T2 standard. In
this sense, the followed methodology has been based on the
preliminary results advanced by the authors in [29].
Two pilot patterns (PP2 and PP4) are compared where the
available guard interval differs due to system constrains are
1/16 and 1/32 respectively while the employed channel
estimator has been like with the empirical data an Ideal Sinc
Band Limited channel estimation interpolator over the
frequency direction.
The performance results show that in a similar way to the
empirical data, the influence of the relative delay can be
neglected for short delays. The delay appears to be critical
when the second transmitter path goes further in the guard
interval. However and even if this degradation is more
relevant in the MISO case, the performance can be reasonably
kept for almost the complete guard interval.
If compared with the results provided by the authors in [29]
it can be clearly seen that the performance of MISO against
SISO might be influenced by the channel interpolator.
However, when using an appropriated strategy the lack of
resolution in the pilot pattern can be reasonably overcome for
almost the whole guard interval.
VI. CONCUSSIONS
In this paper an analysis of the performance of the second
generation broadcast system DVB-T2 is presented. An
exhaustive analysis of the SFN operation has been carried out
and updated empirical minimum C/N thresholds have been
provided. The paper focuses on the calculation of empirical
MISO gain values measured during the operational DVB-T2
distributed MISO network trials carried out in Munich during
the summer of 2012. The empirical results have been
complemented with system level simulations to cover further
planning situations. The research work has taken into account
the influence of the receiver architecture, providing results for
a custom and for a commercial DVB-T2 receiver.
The C/N thresholds obtained show that the SFN effect
considerably modifies the system performance. A significant
contribution of this paper is the provision of reference real
threshold values for SFN planning procedures. It has been
proved that the reference 0dB echo profile suggested by the
implementation guidelines seems to be optimistic if used as
reference SFN channel profile. The measured C/N thresholds
in non-SFN environments are in line with values suggested by
the DVB-T2 implementation guidelines and other empirical
thresholds available in the literature.
Regarding the MISO gain, the empirical results show that
the MISO performance is limited mainly to the transmitter
overlapping areas. The MISO gain is significant provided the
power imbalance from different transmitters of the network is
small. Also, it has been proved that the gain is higher for
lower robustness modes (higher code rates). For large power
imbalances and therefore the range where the SFN effect is
not present the MISO gain vanishes. Moreover, even
degradation might happen in non transmitter overlapping
areas, mainly under hard channel conditions like Rayleigh
channels.
Finally, the influence of the pilot pattern and relative delay
in both SISO and MISO approaches was analyzed by means of
system level simulations. The provided results complement
the empirical data and show that even if a lack of resolution in
the pilot pattern compared to SISO is present in MISO, its
performance can be reasonably kept for a wide range of delays
over the guard interval. Nevertheless, it should also be taken
into consideration that this performance highly depends on the
employed channel interpolation algorithm.
ACKNOWLEDGMENT
The authors would like to thank Bayerischer Rundfunk and
Rohde & Schwarz for operating and providing the network
infrastructure and transmission equipment used in this field
trials and for their essential cooperation during the
development of the measurement campaign.
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