Ring-protected small molecules for organic photovoltaics
Transcript of Ring-protected small molecules for organic photovoltaics
Ring-protected small molecules for organic photovoltaics
Jianyuan Sun,a Lianjie Zhang,
a Ashishi Dubey,
b Swaminathan Venkatesan,
b Ting-Yu Lin,
c Logan
Sanow,a Yu-Chueh Hung,
c Andrew Sykes,
d Hongshan He,
e Qiquan Qiao,
b and Cheng Zhang
a*
aDepartment of Chemistry and Biochemistry, South Dakota State Univ, Brookings, SD 57007-0896.
bDepartment of Electrical Engineering and Computer Science, South Dakota State Univ.
cInstitute of Photonics Technologies, National Tsing Hua University, Taiwan, ROC.
dDepartment of Chemistry, University of South Dakota, Vermillion, SD57069
eDepartment of Chemistry, Eastern Illinois University, Charleston IL 61920-3099
ABSTRACT
Recently, excellent solar cell device performances have been achieved with solution-processed small-molecule donor
materials. Small molecules have well defined structures and thus allow better control of self-assembly in the solid state.
However, the easy formation of H-type aggregates and lack of strong interactions between nanodomains could limit
charge transport, device performance, and long-term stability. We have recently explored the synthesis of ring-protected
small molecules (with rings surrounding the center of the molecules), studied the intermolecular interactions in solution
and solid state, and conducted preliminary solar cell device fabrications. It has been found that the molecules behave
very differently from conventional flat small molecules in both solution and solid states. Proton NMR study of solutions
of different concentrations revealed the presence of strong intermolecular interactions as a result of absence or shortage
of open-ended alkyl side chains; however, such strong interactions do not lead to precipitation of the molecules even at
high concentrations. Excellent films are routinely obtained from the neat small molecules despite the much reduced
number of solubilizing groups. The New findings strongly suggest that ring protection is an effective strategy to avoid H-
aggregation and maintain strong pi-pi interactions simultaneously. Such materials are expected to form head-tail self-
assemblies that will open new possibilities for small molecule organic materials. Conceptually, thin films of such
materials are potentially more isotropic in charge transport than conventional small molecule and polymer films, a
property desirable for photovoltaics and some other optoelectronic applications.
Keywords: Chromophore, self-assembly, single crystal, dimer formation, herringbone, solar cell, hole mobility, time of
flight, small molecule.
1. INTRODUCTION
Solution-processed small molecule-based solar cells (SMSCs)1 are emerging as a competitive alternative to their polymer
counterparts. A photoelectric conversion efficiency of 7.38 % was reported in 2012 for a benzo[1,2-b:4,5-b]dithiophene-
based symmetrical chromophore.2 Earlier this year (2013), a new record of 8.1% was created for small molecule donor-
based bulk heterojunction solar cells.3 Despite their promising advantages including well-defined structure with less
batch-to-batch variation,4,5
versatile molecular structure, and easier band structure control,6,7
molecular chromophores do
have a common problem: poor film-forming property. This problem is rarely mentioned in published papers on small
molecule photovoltaics, but is routinely encountered in our device research. Our recent work on ring-protected
chromophores8 has shown that a ring-protected dipolar chromophore (RPC1, Figure 1), which was designed for electro-
optic (EO) applications, is capable of forming homogeneous films while the films of a conventional chromophore CC18-9
(Figure 1e) are full of micron-sized crystallites. STEM image of a sub-monolayer film of RPC1 showed that RPC1
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molecules self-assemble into string-like structures, instead of H-aggregate, as a result of the dominance of the head-tail
interaction over the antiparallel interaction (Figure 2). Head-tail self-assembly of dipolar chromophores is not only
desirable in EO materials, but may also lead to homogeneous films with good carrier mobility (via strong head-tail pi
interaction) and no domain boundaries. With judicious designs to tailor optical and nonlinear optical properties, we
believe ring-protected small molecules will find applications in OPV, as well as other optoelectronic devices such as
OFET devices.
We are also interested in investigating self-assembly of chromophores with ring protection for one side of pi system.
Benzo[1,2-b:4,5-b]dithiophene (BDT) has been chosen as a central unit as it has been widely used in high performance
OPV molecules and polymers. One-side protected BDT has been synthesized and is being used to build a series of ring-
protected BDT-based chromophores, both symmetrical and nonsymmetrical (thus dipolar). In this paper, we present the
results of two ring-protected chromophore SC352 and SC354 (Scheme 1) in comparison with their ringless literature
analogs2.
Figure 1. a. Structure of RPC1, b. RPC1 3D structure, c. A conventional dipolar chromophore (CC1), d. Optical image of a neat
RPC1 film (~2 m thick), e. Optical image of a neat CC1 film (~2 m thick).
RPCs Antiparallel Head-Tail
+
Donor
Acceptor
or
Figure 2. Two interaction modes of chromophores. Head-tail can become dominant for RPCs.
2. MATERIAL SYNTHESIS
4,8-(1,12-Dodecylenedioxy)Benzo[1,2-b:4,5-b]dithiophene (5). A 2L 3-neck flask, equipped with a thermometer, was
flushed with N2 gas, charged with 1 (59.51g, 137.05 mmol) and diethyl ether (595mL), and cooled in a –60 oC bath.
BuLi (2.31 mol eq, 125.2 mL) was added when the internal temperature was lowered to –35 oC. Addition rate was kept
slow so that the temperature dropped to –65 oC at the end of addition. No precipitate was observed. The reaction was
monitored by NMR to assure that the dilithiation reaction was complete. 1,2-Bis(2,2-diethoxyethyl)disulfide10
(2.93 eq,
120g, 96.5%, homomade) was added to the reaction solution (at –65 oC) over 1h. The reaction was allowed to warm up
to room temperature. Ether was removed by rotary evaporation under 500 mbar. Hexanes (500mL) and water (100mL)
were added to dissolve the residue. The aqueous phase was separated and extracted with hexanes (50 mL). Hexane
extracts were combined and frozen for 1h to remove hexane-insoluble impurities. The clear solution was decanted into a
2L flask and condensed by rotary evaporation at 250 mbar to afford yellow oil (141.5g). Without purification, the crude
product 3 was hydrolyzed to remove the protecting groups to give dialdehyde (4): A mixture of crude 3, acetone (2100 g),
water (360 g) and 2N HCl (360 g) was stirred at 57 oC for 40 min. It was then neutralized with NaHCO3 powder. After
acetone was removed by rotary evaporation, the crude oil was taken up by hexanes. The hexane solution was dried with
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MgSO4 and condensed by rotary evaporation under 250 mbar. The residue was vacuumed with an oil pump at 90 oC to
remove volatile impurities. 1H NMR (CDCl3): 0.94 (m, 8H), 1.04-1.24 (m, 4H), 1.24-1.48 (m, 4H), 1.5-1.67 (m, 2H),
1.68-1.84 (m, 2H), 3.49 (dd, J=15.4 & 2.9Hz, 2H), 3.65 (dd, J=15.4 & 3.5Hz, 2H), 6.86 (s, 2H), 9.54 (t, 2H). Ring-
closure of 4: This reaction was performed in relatively small scales. A typical run: A mixture of crude 4 (14 g),
chlorobenzene (1.5 L) and Amberlyst15 (300 mL) was boiled under reflux with N2 protection for 2h. The solvent was
removed by rotary evaporation. Crude products of all runs were combined and purified using silica gel column
chromatography with EtOAc/Hexanes (1/64) as the eluent. The product crystallized from the residue solutions after
rotary evaporation. Yield 8.52g, 16% (for four steps). 1H NMR (CDCl3): 0.71 (m, 8H), 0.97 (m, 4H), 1.27 (m, 4H),
1.64 (m, 4H), 4.42 (m, 2H), 4.64 (m, 2H), 7.35 (d, J=5.6Hz), 7.51 (d, J= 5.6Hz). 13
C NMR (CDCl3): 24.22, 27.16,
27.24, 27.81, 28.75, 71.96, 120.60, 125.73, 129.46, 131.24, 143.60 ppm.
2,6-Bis(trimethyltin)-4,8-(1,12-dodecylenedioxy)benzo[1,2-b:4,5-b’]dithiophene (6). In N2 glovebox, 2.5 M n-BuLi
(2.1 eq, 10.6 mL) was added in one shot to a solution of 5 (4.893 g, 12.59 mmol) in THF (150 mL) at RT. The solution
turned cloudy immediately. Two minutes later, 2.12 eq, trimethylstannyl chloride solid (26.69 mmol, 5.319 g) was
added at once. The solution became clear in 10s. The reaction flask was taken out of glovebox. Saturated aqueous
NaHCO3 (3mL) was added to the reaction mixture. The solvent was removed by rotary evaporation at 100 mbar. The
residue was dissolved by 100 hexanes. The hexane solution was dried with anhydrous Na2CO3, and condensed, and
vacuum dried to afford 9.03 g. Purity by 1H NMR spectral analysis: ≥76%. Purification was attempted using silica gel
chromatography with success. 1H NMR (CDCl3): 0.44 (s, 18H), 0.66 (m, 4H), 0.74 (m, 4H), 0.97 (m, 4H), 1.28 (m,
4H), 1.64 (m, 4H), 4.42 (m, 2H), 4.70 (m, 2H), 7.56 (s, 2H).
Compound SC352. A mixture of 6 (2.816 mmol, 2.012 g), 711
(5.628 mmol, 2 g), Pd(PPh3)4 (0.056mmol, 64 mg) and
THF (~3mL) in pressure reaction tube was stirred at 120C for 30 hours. The crude product was purified on a silica gel
column using chloroform as eluent. Crystallization of the product from EtOAc afforded 2.13g (yield 80%). Purity
estimated from NMR analysis: 97%. 1H NMR (CDCl3): 0.89-0.71 (m, 8H), 1.03 (m, 4H), 1.33 (m, 4H), 1.71 (m, 4H),
4.44 (m, 2H), 4.66 (m, 2H), 7.16 (d, 2H, J=3.9Hz), 7.17 (d, 2H, J=3.8 Hz), 7.23 (d, 2H, J=3.8Hz), 7.24 (d, 2H, J=4.1Hz),
7.29 (d, 2H, J=3.8Hz), 7.54 (s, 2H), 7.67 (d, 2H, J=3.9Hz), 9.86 (s, 2H).
Chromophore SC354. A mixture of SC352 (0.47 mmol, 440 mg), 812
(1.17 mmol, 162.6 mg), chloroform (8 mL) and
triethylamine (39 mg) in a 32-mL vial was heated with stirring in a 60 oC oil bath for 16 h. The crude product was
purified on a silica gel column using chloroform as eluent. Crystallization of the product from EtOAc afforded 460 mg,
yield: 79 %. 1H NMR (CDCl3): 0.62-0.83 (m, 8H), 0.95-1.05 (m, 10H including a triplet at 0.91 of 6H – two CH3), 1.2-
1.5 (m, 16H including 12H from underlined CH2 groups in two CH2CH2CH2CH2CH2CH3), 1.5-2.0 (m, 8H including 4H
from underlined CH2 groups in two CH2CH2CH2CH2CH2CH3), 4.23 (m, 4H – OCH2), 4.39 (m, 2H), 4.61 (m, 2H), 7.05
(d, J=3.8Hz), 7.13 (d, 2H, 3.8Hz), 7.15 (d, 2H, 4.1Hz), 7.23 (d, 2H, J=3.8Hz), 7.34 (s, 2H), 7.59 (d, 2H, J=4.0Hz), 8.16
(s, 2H). 13
C NMR (CDCl3): 162.97, 148.92, 145.80, 142.99, 139.05, 138.93, 137.24, 136.18, 135.69, 134.41, 134.28,
132.20, 128.63, 127.29, 125.95, 125.10, 124.83, 124.21, 116.61, 116.04, 97.55, 72.04, 66.60, 31.44, 28.85, 28.55, 27.80,
27.32, 27.22, 25.52, 24.33, 22.56, 14.03. Proton and carbon NMR spectra are in Figure 3.
Chromophores SC370 and SC371. Synthesized according to a literature procedure.2
3. RESULTS AND DISCUSSTIONS
3.1 Chromophore synthesis
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The synthetic route for ring-protected BDT is shown in Scheme 1. Compound 1 was developed in the synthesis of
RPC1.8 Cyclization of compound 4 was performed in diluted solution as the ring-protected DBT (5) is more reactive
than 4 toward nucleophilic species. The crude 6 could not be purified by column chromatography or crystallization, and
was used directly in Stille coupling with 7 to give chromophore SC352. Solubility of SC352 is ~4 mg/mL in CHCl3, and
is much lower in ethyl acetate (< 1mg/100mL). Knovenagel condensation of SC352 and hexyl cyanoacetate led to
chromophore SC354 (1H NMR spectrum in Figure 3), which is much more soluble in chromophore (>30mg/mL at RT).
The synthesis of the ringless analogs of SC352 and SC354, i.e., SC370 and SC371 (Scheme 1), follows procedure in the
literature.2 SC371 is only slightly different from the literature chromophore
2 in that SC371 has two hexyl groups at the
two ends, while the literature chromophore has two octyl groups.
S
S
S
S
S
S
O
O
Sn Sn
S
S
O
O
C8H17
C8H17
C8H17
C8H17
Br
S S
S O
C8H17
C8H17
S
S
O
O
S
S
O
O
S S
S
SS
S
CN
OO
NC
OO
C6H13
C6H13
C8H17C8H17
C8H17C8H17
S
S
O
O
C12H24
O
O
C12H24
O
O
C12H24
S
EtO OEtS
EtO OEtS
EtO OEt
S
EtO OEt
Br
Br
O
O
C12H24
S
OS
O
S
S
O
O
C12H24
SS SS
S
S
O
O
C12H24
Sn Sn
S
S
OO
BrS
S
S
O
S
S
O
O
C12H24
S S
S
SS
S
CN
OO
NC
OOC6H13
C6H13
CN
OOC6H13
NEt3
n-BuLi
+H3O
+
acetone
Amberlyst 15 n-BuLi
Me3SnCl
(PPh3)4Pd
1 2 3 4 5 6 7
SC352 SC354
(PPh3)4Pd
8 9 SC370 SC371
CN
OOC6H13
NEt3
Scheme 1. Synthesis of Chromophores SC352, SC354, SC370 and SC371.
Figure 3. 1H NMR spectrum of chromophore SC354.
3.2 Chromophore Self-Assembly in Single Crystal XRD and Chloroform Solution
ppm0.01.02.03.04.05.06.07.08.0
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SC352 single crystals were obtained from one of a series of SC352 solutions in chlorobenzene (CB) of different degree
of saturation. SC352 crystallizes in the monoclinic system (Figure 4a), space group P 21/c, with cell dimensions: a
19.7883(17), b 10.4567(9), c 20.9060(18) Å, 95.94o, and Z = 4. There is some fuzziness to the atoms in the aliphatic
ring, which is shown in Figure 4a. SC352 molecules first assemble into dimers (Figure 4b) of which every pair of
molecules stack face-on-face with an offset of one carbon atom along the molecular axis. The dimer assembly is tighter
at the center (with a distance of 3.745 Å) and less tight at the ends (with a distance of 4.019 Å). A dimer resembles a
chromophore with ring protecting both sides of the pi system. The dimers further pack into a herringbone structure
(Figure 4c) with no face-face interaction between neighboring dimers, unlike the common herringbone structures of
atomatic molecules.
Crystal growth of SC354 has been tested in different solvents: chlorobenzene, mixture of chlorobenzene and ether or
pentane. Transparent needle crystals have been obtained from its chlorobenzene solution. The sizes of crystals are still
small (~0.02 mm). The needles are currently being used as seeds. Hopefully, larger needles will be obtained in the near
future. Crystal growth of SC370 and SC371 have also been explored. Mixtures of CB and hexanes and mixtures of
chloroform and hexanes have been used for SC370 and C371 respectivcely. Both chromophores only gave fluffy
precipitate, with no sign of crystal formation.
Figure 4. a. Unit cell of SC352 crystal, b. Structure of dimer in the crystal, and c. Herringbone packing in the crystal.
It was noticed that 1H NMR aromatic peaks of SC352 shifted from sample to sample by as much as 0.1 ppm, a
phenomenon never observed in our lab where above one thousand aromatic compounds (including two hundreds of
chromophores) had been synthesized. Figure 5 shows that the aromatic region of 1H NMR spectra of SC352 solutions at
different concentrations. All peaks shifted to the higher field as concentration was increased. Magnitudes of shift are
larger for protons at or near the center of chromophore, smaller for protons located at the termini. For examples, when
concentration was changed from 1.98 mM to 12.3 mM, the singlet peak at 7.5 ppm (from the two identical aromatic
protons on the BDT unit) shifted by as much as 0.084 ppm, while the doublet at 7.6 ppm (from the terminal Hs on the
terminal thiophene units) only shifted by 0.036 ppm. The trend in peak shift magnitude matches the trend of separation
distance between the dimeric chomophores in SC352 single crystal (shorter at the center, larger at the ends). The result
suggests that SC352 forms thigh aggregates (presumably, dimers) even in chloroform solution. The concentrations of
SC352 used were limited by its low solubility (~4 mg/mL CHCl3 for 99% pure sample).
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Similar phenomenon was observed for SC354 (Figure 6). From 13.2 to 74.9 mM, the BDT proton peak (at 7.5ppm)
shifted by 0.115 ppm and the olefinic proton peak (at 8.2 ppm) shifted by 0.054 ppm, to the higher field. The magnitudes
of shift are larger than those of SC354. It is very likely that SC354 also forms dimers in solution, and possibly with
shorter separation distance. Despite the strong interaction in solution, solubility of SC354 is excellent (greater than 30
mg/mL CHCl3).
SC370, the ringless version of SC352, showed much less peak shift (Figure 7). From 0.809 mM to 11.3 mM (an increase
of 14 fold, larger than that of SC352, 6.2 fold), peak shifts of only 0.024 and 0.014 ppm were observed for BDT protons
and terminal thienyl protons, respectively. Presumably, the presence of six free-ended side chains does not allow SC370
to interact as strongly as SC352 and SC354. However, when condition is right for aggregation, they fall out of solution
much faster than their ring-protected counterparts and are thus very difficult to form large single crystals (or crystals of
any size).
Figure 5. 1H NMR spectra of chromophore SC352 at different concentration in CDCl3.
Figure 6. 1H NMR spectra of chromophore SC354 at different concentrations in CDCl3.
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Figure 7. 1H NMR spectra of chromophore SC370 at different concentrations in CDCl3.
3.3 Time-of-flight mobility measurement of SC354 and SC371 films
TOF devices fabricated for time-of-flight hole mobility measurement had a configuration of indium tin oxide
(ITO)/SC354 (1500 nm) or SC371 (450 nm)/N,N’-bis(naphthalen-1-yl)-N,N’-bis(phenyl)-benzidine (NPB) (100 nm)/Al
(40 nm), where NPB layer was used as a charge generation layer. SC354 and SC371 were dissolved in o-
dichlorobenzene (15 g/L) and were spin-coated on ITO with 600 rpm for 60 seconds and then dried for 10 minutes. The
same process was repeated a few times to obtain desired sample thickness. Then, NPB and Al electrode were vapor
deposited at a rate of 2 Å /s. The devices were encapsulated by covering with a clean glass and sealing with epoxy resin
to avoid the influence of oxygen and moisture.
Figure 8. Left: Hole mobility of SC354 and SC371 films as measured by the time-of-flight method. Right: Normalized UV-vis
absorption spectra of SC354 and SC371 in chloroform solution and film. Right: Films of SC371 spun-coated from chloroform (a)
and chlorobenzene (b) solutions, and SC354 from chlorobenzene solution (c).
In TOF measurement, an optical pulse incident on the material creates photo-generated carriers, which drift across the
sample to the charge-collecting electrode under an applied electric field.13
A digital oscilloscope (Tektronix TDS3032B)
was used to capture the voltage across a current sensing resistor to obtain the transient curve. The typical transient curves
of TOF under applied biases were plotted to extract the transit time. Hole mobility in chromophore film can be obtained
from the transit time, which is determined by the onset of the tail. The obtained mobility valeus of two films of SC354
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and two films of SC371 were plotted as functions of square root of applied field (Figure 8). The average hole mobility of
SC354 films is higher than that of SC371 films by one order of magnitude. The poor charge transport in SC371 films
may be attributed to the lower film quality due to its high crystallization tendency.
3.4 Optical characterization and solar cell devices from SC354 and SC371
Normalized UV-vis absorption spectra of SC354 and SC371 in
chloroform solution and film are shown in Figure 9. In solution,
the max of SC371 (490 nm) is shorter than that of SC354 (515 nm),
presumably due to the twisting effect of four octyl groups on the
thiophene units in SC371. Similar effect has been observed for
alkylated oligothiophenes14,15,16
and nonalkylated oligothiophenes17
in solution. The peak extinction coefficient of SC354 (11984 cm-
1M
-1) is also higher than that of SC371 (89171 cm
-1M
-1), in
consistency with the better conjugation in SC354. However, in
solid state, the max of SC371 (553 nm) is red shifted as compared
to that of SC354 (535 nm). This is due to stronger
interchromophore interaction in the solid state. SC371 aggregated
much faster than SC354, and only gave good films when a low
boiling point solvent like chloroform was used. When chlorobenzene was used to spin-coat SC371, the chromophore
aggregated, leaving almost no color on the substrate. In sharp contrast, better films could be obtained from SC354 using
chlorobenzene. The above results demonstrate once again the effectiveness of ring structure in reducing
interchromophore interaction and improving solution processability. Interestingly, much higher mobility (the vertical
direction, i.e., across the thickness of film) is obtained for SC354. Presumably, SC354 films are more uniform and have
less grain boundaries.
Figure 10. Left: J-V curves of devices of SC354 and PC60BM (1:1 wt, 15mg/ml in dichlorobenzene). Right: The results of the
best SC371 device (SC371:PC60BM = 8mg:4mg in 1ml CHCl3, 1700rpm, ramp 1s).
Figure 9. Normalized UV-vis absorption spectra of
SC354 and SC371 in chloroform solution and film.
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Solar cell devices have been fabricated from SC354 and SC371 with a configuration of Al (80-100 nm)/Ca
(20nm)/chromophore:PC60BM/PEDOT:PSS/ITO glass. For SC354 of 96% purity, good films were obtained using O-
dichlorobenzene (DCB) as solvent. The best results were obtained from films prepared from a solution of 15 mg SC354
and 15 mg PC60BM in 1mL DCB. Different spin rates were used. The best efficiency was obtained from a film spin-
coated at a relatively high rpm (2600, Figure 10). It has been found that the device performance is highly dependent on
SC354 purity. When purity is 99%, device efficiency dropped to <0.5% even using chlorobenzene as solvent. The J-V
curve of the best SC371 device (SC371:PC60BM = 8:4 mg, 1mL CHCl3, 1700 rpm) and a table of results of SC371
devices fabricate using different solvents are shown also in Figure 10. In consistence with the observation of film quality
dependence on solvent, a small amount of high boiling point solvent caused efficiency to drop dramatically. Given the
fact that SC371 is even more crystalline, the high purity of SC371 used in this work is likely the reason for the lower
device performance as compared to 4.56% efficiency in the literature.2
4. SUMMARY AND CONCLUSIONS
Ring-protected BDT-based chromophores have been synthesized. The ring structure proves to be much more effective
than conventional side chains in improving solubility. Ring-protected chromophore SC352 formed dimer in crystal and
the dimer further pack into herringbone structure. Dimer formation even happens in chloroform solution producing
unusually large NMR peak shifts for the aromatic protons in both SC352 and SC354 as concentration was increased.
SC354 displays higher hole mobility in thick films (measured by the time of flight method) than SC371, and also
performs better in solar cell devices. Both ring-protected chromophores (SC352 and SC354) can grow into single
crystals, while the two ringless chromophores have not shown any sign of crystal formation.
In contract to the herringbone structures formed from conventional aromatic molecules, there is no face-on-face
interaction among SC352 dimers. It is a direction of our future effort on structure optimization to encourage face-on-face
interaction/packing through fine tuning of geometry and polarity of chromophores. The ultimate goal is to establish
dominance of head-tail interaction in the solid state so that good charge mobility can be obtained in amorphous and
isotropic films.
Acknowledgement: This material is based upon work supported by the State of South Dakota Board of Regents
(SDBOR) Competitive Research Grant SDBOR/SDSU 2013-10-06, the National Science Foundation/EPSCoR Grant No.
0903804, and SDSU chemistry department start-up funds.
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