Reputation-like inference in domestic dogs ( Canis familiaris
Transcript of Reputation-like inference in domestic dogs ( Canis familiaris
ORIGINAL PAPER
Reputation-like inference in domestic dogs (Canis familiaris)
Shannon M. A. Kundey • Andres De Los Reyes •
Erica Royer • Sabrina Molina • Brittany Monnier •
Rebecca German • Ariel Coshun
Received: 6 August 2010 / Revised: 17 November 2010 / Accepted: 19 November 2010 / Published online: 8 December 2010
� Springer-Verlag 2010
Abstract Humans frequently interact with strangers
absent prior direct experience with their behavior. Some
conjecture that this may have favored evolution of a cog-
nitive system within the hominoid clade or perhaps the
primate order to assign reputations based on third-party
exchanges. However, non-primate species’ acquisition of
skills from experienced individuals, attention to communi-
cative cues, and propensity to infer social rules suggests
reputation inference may be more widespread. We utilized
dogs’ sensitivity to humans’ social and communicative cues
to explore whether dogs evidenced reputation-like inference
for strangers through third-party interactions. Results indi-
cated dogs spontaneously show reputation-like inference
for strangers from indirect exchanges. Further manipula-
tions revealed that dogs continued to evidence this ability
despite reduction of specific components of the observed
interactions, including reduction of visual social cues (i.e.,
face-to-face contact between the participants in the inter-
action) and the nature of the recipient (i.e., living, animate
agent versus living, inanimate self-propelled agent). Dogs
also continued to demonstrate reputation-like inference
when local enhancement was controlled and in a begging
paradigm. However, dogs did not evidence reputation-like
inference when the observed interaction was inadvertent.
Keywords Dog � Canine � Cognition �Vicarious reinforcement
Introduction
Humans regularly interact with strangers, often determin-
ing how to act toward them with little direct experience
with the individual’s behavior (e.g., Seabright 2005). This
feature may have favored evolution of a cognitive system
that assigns reputations (e.g., Subiaul et al. 2008). Such
judgments involve ascribing enduring behavioral disposi-
tions by conjecturing that behaviors are predictable and
consistent over time and contexts. Assessment might
occur directly through first-party interactions or indirectly
through social learning by viewing others’ exchanges
(McGregor and Dabelsteen 1996; Parejo and Aviles 2007;
Subiaul et al. 2008). While direct reputation judgments
likely provide more accurate information (Axelrod 1984;
Alexander 1987; Hauser et al. 2003), indirect reputation
judgments allow behavior prediction when direct interac-
tions might be costly (e.g., assessing strength or domi-
nance; Axelrod 1984, 1987).
Recently, some have posited that non-human species
might also make indirect reputation judgments based on
their performance in a variety of social learning studies.
For example, chimpanzees respond differently to humans
behaving as unwilling versus unable helpers and to humans
that intentionally rather than accidentally fail to give
food, as well as recruit the best collaborators (Call and
Tomasello 1998; Povinelli et al. 1998; Call et al. 2004;
Melis et al. 2006). Such studies suggest chimpanzees infer
a variety of social information through observation. How-
ever, these studies often involved subjects receiving direct
experience with humans or conspecific individuals, as
S. M. A. Kundey (&) � E. Royer � S. Molina � B. Monnier �R. German � A. Coshun
Department of Psychology, Hood College,
401 Rosemont Avenue, Room ROS 27,
Frederick, MD 21701, USA
e-mail: [email protected]
A. De Los Reyes
Department of Psychology,
University of Maryland at College Park,
College Park, MD 20742, USA
123
Anim Cogn (2011) 14:291–302
DOI 10.1007/s10071-010-0362-5
opposed to indirect observations of interactions between
individuals.
Subiaul et al. (2008) recently evaluated whether chim-
panzees predict others’ future behaviors following both direct
and indirect exchanges. Chimpanzees observed unfamiliar
humans either consistently giving or refusing to give food to a
human recipient. Chimpanzees did not prefer to beg to the
generous donor initially, but some learned this preference and
transferred it to unfamiliar donors after multiple trials. Sub-
sequently, some evidenced preference for the ‘‘generous’’
donor after watching interactions with a conspecific. How-
ever, only some chimpanzees learned a generous-donor
preference in direct exchanges and not all exhibited a gener-
ous-donor preference during later indirect exchanges. Those
that did learn the preference only maintained this preference
for the first half of the indirect trials encountered.
Some indicate that the ability to predict future behavior
based on indirect information may be prevalent within the
hominoid clade or perhaps the primate order (e.g., Sea-
bright 2005; Subiaul et al. 2008). However, non-primate
species’ acquisition of skills (e.g., foraging techniques,
dietary and mating preferences, predator evasion) from
experienced individuals, attention to communicative cues,
and propensity to infer social rules suggests reputation
inference may be more widespread (Bekoff 1995; Herman
et al. 1999; Danchin et al. 2004; Kaminski et al. 2005;
Zentall 2006; Horowitz 2009). Indeed, studies with birds,
dogs, and fish suggest natural selection may favor skills
that function analogously to reputation judgment within
specific domains (e.g., Amy and Leboucher 2007; Brosnan
and de Waal 2003; Bshary and Grutter 2006; Grosenick
et al. 2007; Rooney and Bradshaw 2006).
Prior work suggests that dogs are adept readers of human
social and communicative behavior, as well as highlight
that their cognitive skills sometimes appear more flexible
and like those of humans than those of species more closely
related to humans phylogenetically (e.g., Hare et al. 2002;
Cooper et al. 2003; Hare and Tomasello 2005; Vas et al.
2005; Schwab and Huber 2006; Miklosi and Soproni 2006;
Miklosi et al. 2004; Reid 2009; Topal et al. 2009). Thus, we
capitalized on dogs’ acute sensitivity to humans’ social and
communicative cues to explore their ability for reputation-
like inference from an indirect interaction. Through six
experiments, we queried whether dogs would evidence
reputation-like inference for unfamiliar humans engaged in
third-party interactions, as well as the relative importance of
the components of the interaction.
Experiment 1
Dogs observed two unfamiliar human demonstrators
interacting with a third human (the recipient). One
demonstrator consistently gave food to the recipient
(‘‘giving’’) while the second gave and rescinded food
(‘‘withholding’’). After watching exchanges, dogs chose
from which demonstrator to take a treat (either withholding
or giving). Importantly, dogs were allowed to consume the
treat regardless of which demonstrator they chose (giving
or withholding). As a result, dogs did not receive differ-
ential feedback regarding whether their choice of a par-
ticular demonstrator was correct or incorrect. If dogs made
reputation-like inferences after watching indirect exchan-
ges, we hypothesized they would choose the giving dem-
onstrator more often than the withholding demonstrator.
Method
Subjects
We recruited dogs through personal contacts and fliers. All
were at least one year of age, lacked advanced obedience
training, and free of major health problems. Staff instructed
owners that there were no correct behaviors and reminded
them they were not to help their dog. However, owners
were permitted to give brief commands such as ‘‘stay’’ and
‘‘sit’’.
Ten dogs completed pretraining and the experimental
trials (mean = 3.8 years, SD = 2.9, 5 male). The subjects
included 2 Dachshunds, 1 Shetland Sheepdog, 1 German
Shepherd, 1 terrier, 1 Pit Bull, 1 Labrador Retriever, 1
Beagle, and 2 dogs of mixed breeding. Two dogs were
excluded. One dog was excluded due to failure to make
choices during pretraining while a second was excluded due
to the owner’s pointing. These data were not included in any
analyses.
Apparatus
Tape marked 5 floor locations (Fig. 1). Two marks (0.5 m
apart) indicated areas for demonstrators to sit. We posi-
tioned a ‘‘Treat Line’’ (0.5 m 9 5 cm) in front of the
demonstrators. Either extent was equidistant from the
recipient. A fourth mark (1 m in front of the demonstrators)
designated an area for the recipient to sit (recipient area).
Throughout exchanges, owners positioned their dog in the
observation area, which was located 1 m from the
exchange and oriented such that the dog and owner could
view the exchanges.
Demonstrators offered large dog bones (8 9 2.5 9
1.25 cm) to the human recipient, but smaller commercial
dog treats (* 1.25 cm diameter) to the dog. Throughout
exchanges, demonstrators and the recipient held food in
clear plastic bags. When demonstrators offered the dog a
food treat, the amount of food contained within the bags
was equated.
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Procedure
The institution’s Animal Care and Use Committee
approved all procedures for all experiments. Testing
occurred in a laboratory room; owners remained in the
laboratory room throughout the sessions. Upon arrival,
dogs familiarized themselves with their surroundings by
exploring the area while their owner completed forms
regarding the dog’s health, disposition, and training
(10–15 min).
Following acclimation, dogs underwent pretraining to
ensure they would make choices without owner direction
(e.g., pointing). Owners then positioned dogs in the reci-
pient area. The experimenter placed a treat on the Treat
Line’s left or right extent according to a predetermined
order and instructed the owner to allow the dog to take the
treat. After consumption, owners returned their dog to the
recipient area. The experimenter repeated this procedure
until dogs consumed 3 treats from each extent.
After pretraining, owners moved their dog to the
observation area and experimental trials commenced.
The experimenter led the unfamiliar demonstrators into the
room. The demonstrator sat in their assigned location for
that trial and completed 10 alternating exchanges (5 for
each demonstrator) with the human recipient (the experi-
menter). The recipient and demonstrators’ actions varied
according to exchange type: withholding or giving. Each of
the human demonstrators and the human recipient were
female and dressed in casual clothing. Which person
played each role varied across dogs. During the demon-
strations, the demonstrators faced the recipient.
In withholding exchanges, the demonstrator removed a
large treat, gained the dog’s attention (moving the treat or
tapping the treat as needed), made eye contact with the
recipient, placed the treat in front of the recipient on the
Treat Line, and withdrew her hand. Next, the recipient
extended her hand to take the treat. The demonstrator
extended her hand and removed the treat, not allowing the
recipient to take it. Giving exchanges resembled with-
holding exchanges except that the recipient was allowed to
take the treat. The demonstrators and recipient never talked
to each other. For two dogs, the treat was given or
exchanged in the air above the treat line due to the dogs’
expression of excessive excitement when the treat was
placed on the floor. In both giving and withholding
exchanges, the human demonstrators made eye contact
with the human recipient only during the exchange.
Following the set of 10 exchanges, the human recipient
moved away from the experimental area so as not to
influence the dog’s choice. Owners moved their dog to the
recipient area and centered their dog between the demon-
strators before looking straight ahead at a location marked
on the far wall. Dogs remained in front of their owners
throughout the choice process. As the dog watched, the
demonstrators withdrew a small treat and placed it on the
end of the treat line in front of them. The owner then
released their hold of the dog’s leash to allow the dog to
take and consume one treat. Importantly, the human dem-
onstrators and human recipient avoided eye contact with
the dog and owner during the dog’s choice. They also
maintained focus on the wall in front of them until the dog
had made its choice. The dog was allowed to consume one
treat regardless of which demonstrator’s treat was chosen.
The remaining treat was removed immediately after the
dog’s choice. The demonstrators’ positions and identities
were varied across dogs.
Data analysis
We used binomial tests to evaluate dogs’ choices in the
experimental trial. In particular, we evaluated whether dogs
selected the giving demonstrator at a level greater than that
expected by chance (i.e., test value = 0.5). Results were
considered significant only if a\ 0.05. The SPSS statisti-
cal package (Version 16.0, SPSS, Chicago, IL, US) was
used for all statistical tests. Choices were confirmed via
later videotape analysis by two coders.
Results and discussion
All ten dogs that completed pretraining chose the giving
demonstrator’s treat (binomial test: P = 0.002, Fig. 2). This
Fig. 1 Pictorial depiction of Experiment 1 where unfamiliar human
demonstrators interacted with a human recipient in a face-to-face
exchange in a giving (gave treats) or withholding (withheld treats)
manner. Dogs chose a demonstrator from whom to take a treat after
watching 10 exchanges (5 with each demonstrator); we allowed dogs
to consume the treat they chose
Anim Cogn (2011) 14:291–302 293
123
suggested that they evidenced reputation-like inferences for
strangers after viewing third-party interactions. Although
chimpanzees also inferred reputation through indirect
experience, they both had opportunities to acquire and
required extensive prior personal experience with similar
direct exchanges (Subiaul et al. 2008). Importantly, stimulus
enhancement alone cannot account for our results (e.g.,
directing an individual’s attention to a particular place or
object; Thorpe 1956), as the human recipient acted similarly
toward both the giving and withholding demonstrator.
Additionally, the withholding demonstrator had more direct
contact with her demonstration bones than the giving
demonstrator did. Thus, if stimulus enhancement alone
could account for our results, we would expect a prepon-
derance of choices toward the withholding demonstrator.
Following these findings, we were interested in under-
standing the importance of typical interaction components
to dogs’ reputation-like inferences. Specifically, we were
interested in understanding the role of including visual
social cues between the demonstrators and recipient and
the nature of the recipient (i.e., living, animate agent versus
non-living, inanimate self-propelled agent). Thus, we tes-
ted whether dogs would continue to choose a ‘‘giving’’
demonstrator under a variety of conditions. In Experiment
2, we reduced means for meaningful communicative
behavior by preventing face-to-face contact between
demonstrators and the recipient. In Experiment 3, we
removed the human identity (and associated visual social
cues) of the demonstrators by encasing the demonstrators
in boxes for all exchanges and the dog’s choice. In
Experiment 4, we replaced the human recipient with a non-
human, inanimate but self-propelled recipient. In Experi-
ment 5, we replaced the direct giving and withholding of
treats between the human demonstrators and the recipient
with inadvertent consequences for each attempted
exchange. Lastly, in Experiment 6, we explored whether
local cues could account for the findings of Experiment 1,
as well as whether the same results would be evidenced
within a ‘‘begging’’ paradigm. We reasoned that such tests
might reveal possible mechanisms and/or the contexts in
which dogs made reputation-like inferences.
Experiment 2
In Experiment 2, we investigated the importance of face-
to-face contact in dogs’ indirect reputation-like inferences.
Demonstrators sat with their backs toward the recipient and
their head in-line with their body. We reasoned if face-
to-face contact between parties in an observed exchange is
necessary for dogs’ reputation-like inference, then dogs
should choose demonstrators at chance when face-to-face
contact is removed. Alternatively, if face-to-face contact
between parties in observed exchanges is not necessary for
dogs’ reputation-like inference, dogs should show a pref-
erence for the giving demonstrator.
Method
We employed Experiment 1 methods with ten naıve dogs.
However, in Experiment 2, the demonstrators sat with their
backs toward the recipient to prevent face-to-face contact
(Fig. 3a). Thus, the demonstrators reached backwards to
extend treats to (giving demonstrator) and extend/retract
treats from (withholding demonstrator) the human recipient
during exchanges. Following the exchanges, the human
demonstrators reached backwards (facing away from the
dog) to place treats on the Treat Line for the dog to choose
Fig. 2 Percentage of dogs
choosing the giving
demonstrator in each
experiment. In Experiments
1–4, as well as 6a and 6b, dogs
chose the giving demonstrator
significantly more often than the
withholding demonstrator.
Asterisks indicate significance at
a\ 0.05
294 Anim Cogn (2011) 14:291–302
123
from. Choices were confirmed via later videotape analysis
by two coders.
Nine naıve dogs completed pretraining and experimental
trials (mean = 4.1 years, SD = 3.2, 5 male). The subjects
included (as indicated by the owner) 1 Border Collie,
2 Labrador Retrievers, 1 Shiba Inu, 1 Beagle, 1 Cocker
Spaniel, and 3 dogs of mixed breeding. One additional dog
was excluded for failure to acclimate to the laboratory
environment. Data from this subject were not included in
the reported analyses.
Results and discussion
Eight of the nine dogs chose the giving demonstrator’s treat
(binomial test: P = 0.039, Fig. 2). These results suggest
that dogs made inferences regarding demonstrators’ future
behavior absent one component of a meaningful interac-
tion—face-to-face contact. These results suggest face-
to-face contact is not necessary for dogs’ reputation-like
inference. In combination with other data, this might
indicate that the judgments dogs are making are subserved by
a simpler cognitive process such as vicarious reinforce-
ment—a classic social learning process not necessitating the
proposition of a cognitive system for reputation-like infer-
ence. However, it is also possible that dogs relied on a social
cue other than face-to-face contact to make these reputation-
like inferences.
Experiment 3
In Experiment 3, we removed visual social cues in the
observed exchanges between the human demonstrators
and the human recipient. We accomplished this by
encasing demonstrators in large boxes such that the dog
never saw the humans inside. If the visual social cues
emitted by the demonstrators are important to dogs’
reputation-like inferences, dogs should choose the
‘‘withholding’’ and ‘‘giving’’ boxes at chance when we
reduce the demonstrators’ ability to signal such cues.
Alternatively, if social cues emitted by the demonstrators
are not necessary for dogs’ indirect reputation-like infer-
ences, dogs should show a preference for the ‘‘giving’’
box. This outcome would be consistent with the notion
that perhaps dogs are capable of making reputation-like
inferences via a simpler cognitive process such as vicar-
ious reinforcement rather than a more complex cognitive
mechanism (i.e., a more general reputation-like inference
system).
Method
We employed Experiment 1 methods with ten naıve dogs.
However, in Experiment 3, we added two large cardboard
boxes (76 9 76 9 76 cm; one black, one white) to cover
the demonstrators (Fig. 3b). A small hole (4 9 2.5 cm)
Fig. 3 Pictorial depiction of Experiments 2–5. a depicts Experiment
2 where unfamiliar human demonstrators interacted with a human
recipient while facing backwards to prevent face-to-face contact.
b depicts Experiment 3 where human demonstrators encased in boxes
interacted with a human recipient. c depicts Experiment 4 where
human demonstrators interacted with a small moving box. d depicts
Experiment 5 where giving and withholding boxes served as
intermediaries between the human demonstrators and the recipient.
In all experiments, dogs chose a demonstrator from whom to take a
treat after watching 10 exchanges (5 with each demonstrator); we
allowed dogs to consume the treat they chose
Anim Cogn (2011) 14:291–302 295
123
was cut in the center bottom extent of the side facing the
recipient to allow the passage of treats.
Besides the boxes, Experiment 3 trials mirrored those of
Experiment 1. Each box maintained its ‘‘trait’’ across all
trials for a single subject. However, box color was coun-
terbalanced with respect to the displayed trait across sub-
jects, and box position was counterbalanced across trials
for each subject. The large commercial dog bones were
extended and retracted through the boxes’ openings with-
out showing the demonstrators’ hands. To accomplish this,
the demonstrators slid the bones on the floor through the
boxes’ opening. However, approximately the last 1.25 cm
of the bones remained inside the box. This allowed the
withholding demonstrator to retract the bones using her
fingertips without showing her hands. Although dogs could
possibly utilize olfactory cues to determine that humans
were inside the boxes, visual information regarding the
contents of the boxes was not available. Choices were
confirmed via later videotape analysis by two coders.
Ten naıve dogs completed pretraining and experimental
trials (mean = 4.0 years, SD = 4.2, 6 male). The subjects
included 1 Chihuahua, 1 Irish Water Spaniel, 1 Bearded
Collie, 1 Pit Bull, 1 Pug, 1 Beagle, 1 Rottweiler, 1 Cane
Corso, and 2 dogs of mixed breeding. We excluded two
additional dogs due to their expressing fear of the boxes.
These data were not included in the reported analyses.
Results and discussion
Nine of the ten dogs chose the giving demonstrator’s treat
(binomial test: P = 0.021, Fig. 2). These results suggest
that dogs inferred the boxes’ likely future ‘‘behavior’’ even
though we modified the experimental paradigm to reduce
the social cues emitted by the demonstrators. Here, we
reduced the emission of social cues because the human
demonstrators’ bodies were not visible to the dog prior to
or during the experimental trial. Such data are consistent
with the view that a simpler cognitive process such as
vicarious reinforcement rather than a more complicated
reputation inference system could subserve the reputation-
like inferences made by the dogs.
Alternatively, it is possible that dogs chose consistently
based on cues having little to do with the social aspects of
the interactions they observed. For example, perhaps dogs
viewed the demonstrating boxes in Experiment 3 as reli-
able or unreliable machines, much like a human would
view a vending machine that consistently (‘‘giving’’) or
unreliably (‘‘withholding’’) ‘‘worked’’ (i.e., dispensed food
product as instructed). Humans, like dogs, would be more
likely to approach the ‘‘giving’’ machine than the ‘‘with-
holding’’ machine. Thus, it remains possible that dogs may
employ a more complex cognitive reputation-like inference
system in contexts in which social information is relevant.
Experiment 4
In Experiment 4, we evaluated whether dogs would
continue to demonstrate a preference for the giving dem-
onstrator even when we replaced the human agent with a
non-living, inanimate self-propelled object. To accomplish
this, a small moving box served as the recipient. As in
Experiment 1, the recipient (the small moving box) col-
lected or failed to collect treats from the human demon-
strators. If dogs’ inferences require a living, animate agent
to serve as the recipient of the demonstrators’ actions, dogs
should choose the human demonstrators equivalently when
the human recipient is replaced by a non-human, inanimate
self-propelled box. If, however, a living, animate agent is
not necessary as a recipient of the demonstrators’ actions,
dogs should show a preference for the giving demonstrator
even when we replace the human recipient with a non-
human, inanimate self-propelled box.
Method
We employed Experiment 1 methods with ten naıve dogs.
However, in Experiment 4, a small yellow box (24 9
12 9 12 cm) with a recessed top compartment served as
the recipient (Fig. 3c). A toy remote-control car inside
allowed the box to move along a 1-m track. The track
extended from the Treat Line to a ‘‘garage’’ (48 9 24 9
24 cm box), which contained a small front opening. An
experimenter surreptitiously moved the small box along the
track, which enabled it to collect and deposit treats into the
garage.
Experiment 4 experimental trials approximated those of
Experiment 1 with the exception that the moving box
collected treats. During exchanges, the experimenter sur-
reptitiously drove it to the center of the Treat Line where
demonstrators placed treats into a special compartment on
the box’s top. In withholding exchanges, the demonstrator
then extended her hand toward the treat and removed it to
her bag before the box could drive away with the treat.
Giving exchanges resembled withholding exchanges with
the exception that the box drove away with the treat and
deposited it in the garage. After 10 exchanges, the exper-
imenter removed the box, track, and garage to allow the
dog to move to the recipient area. Choices were confirmed
via later videotape analysis by two coders.
Ten naıve dogs successfully completed pretraining
and experimental trials (mean = 3.6, SD = 2.4, 7 male).
The subjects included 1 Beagle, 1 Pug, 1 Boston Terrier,
1 German Shepherd, 1 Dalmatian, 1 terrier, 1 Toy Poodle,
and 3 dogs of mixed breeding. We excluded one dog due to
failure to make choices during pretraining and a second
dog due to fear of the cart. These data were not included in
any analyses.
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Results and discussion
All ten dogs that completed pretraining and experimental
trials chose the giving demonstrator’s treat (binomial test
P = 0.002, Fig. 2). This suggests dogs made inferences
regarding the demonstrators’ future behavior even when
the recipient was a non-living, inanimate self-propelled
object. It appears that a living, animate recipient is not
necessary to dogs’ judgments of the demonstrators’ future
behavior, as dogs continued to demonstrate a preference for
the giving demonstrator even when the recipient was a
small moving box. These data are consistent with the view
that dogs’ judgments are flexible and in some contexts do
not require social interaction. However, one possibility is
that dogs employ a more complex cognitive reputation-like
inference system in other contexts. Additionally, it is
possible that dogs extended agency to the cart recipient in
this experiment due to the self-propelled motion of the cart.
Future research might evaluate this possibility through
demonstrations involving a non-living, inanimate, non-
self-propelled recipient.
Experiment 5
In Experiments 1–4, we queried whether dogs evidenced
reputation-like inference for unfamiliar humans through
third-party interactions, as well as the relative importance
of various components of the interaction. In each experi-
ment, dogs chose the ‘‘giving’’ demonstrator more often
than the ‘‘withholding’’ demonstrator, despite manipula-
tions of the visual social cues emitted by the demonstra-
tors (Experiments 2–3) and the nature of the recipient
(Experiment 4). In all four experiments, the recipient and
demonstrators interacted directly. That is, the demonstra-
tors either directly gave or withheld food from the
recipient.
In Experiment 5, we removed this direct link between
the recipient and the demonstrators. In essence, we repe-
ated Experiment 1. However, instead of directly giving or
withholding treats from the human recipient, the demon-
strators placed their treats into small visually identical
boxes located between the demonstrators and recipient. We
rigged one box to be ‘‘giving’’. When a treat was placed
into the giving box, it slid down a ramp to emerge on the
side facing the recipient. However, we rigged the second
box to withhold treats. When a treat was placed into the
box, it slid down a ramp to emerge on the side facing the
demonstrator where the recipient did not have access to it.
Following the demonstrations, dogs chose from which
human demonstrator to take a treat. Thus, in Experiment 5,
we modified the act of giving and withholding by the
demonstrators to be inadvertent.
Importantly, in this setup, the box intermediaries were
responsible for the ‘‘giving’’ or ‘‘withholding’’ of treats, not
the human demonstrators themselves. If dogs’ inferences
from watching an observed interaction do not require a
direct interaction between the recipient and the demon-
strators, subjects should continue to prefer the giving
demonstrator as in Experiments 1–4.
Method
We employed Experiment 1 methods with twelve naıve
dogs. However, in Experiment 5, we employed two small
white boxes (30 9 20 9 20 cm) as intermediaries between
the human demonstrator and the recipient (Fig. 3d). The
outward appearance of the boxes did not differ visually.
Each box contained a rectangular hole into which treats
could be placed (20 9 6.4 cm). The inside of the ‘‘giving’’
box was arranged such that when the giving demonstrator
placed a treat inside, the treat emerged in front of the
recipient. The inside of the ‘‘withholding’’ box was arran-
ged such that when the withholding demonstrator placed a
treat inside, the treat emerged not in front of the recipient,
but instead in front of the demonstrator who originally
placed it in the box. The giving and withholding boxes
were placed such that the end closest to the demonstrator
was even with the Treat Line. Between trials, we erected a
large curtain (120 9 120 cm) to obscure the dog’s view.
Experiment 5 experimental trials approximated those of
Experiment 1 with the exception that we used the with-
holding and giving boxes as intermediaries between the
‘‘giving’’ and ‘‘withholding’’ demonstrators and the human
recipient. During exchanges, the demonstrators placed their
treats into the box nearest them and withdrew their hand.
As the demonstrators placed their treats into the box, the
recipient reached toward the closest extent of the box into
which the treat was placed. On giving exchanges, the
recipient removed a treat from the giving box. On with-
holding exchanges, the recipient did not remove a treat
from the withholding box. Instead, we rigged the with-
holding box to return the treat to the withholding demon-
strator, who removed the treat from the withholding box.
Thus, whenever the giving demonstrator placed a treat into
a box, the treat emerged in front of the recipient. However,
whenever the withholding demonstrator placed a treat into
a box, the treat was returned to the withholding
demonstrator.
After 10 exchanges, the experimenter allowed the dog to
move to the recipient area. The human demonstrators then
placed treats on the extent of the boxes closest to the dog
before the experimenter directed the owner to allow the
dog to take one of the two treats.
A total of six trials were completed. The dog was
allowed to consume one treat regardless of which
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demonstrator’s treat was chosen on each trial. The human
recipient removed the remaining treat. This ensured dogs
did not receive differential feedback regarding whether
their choice of a particular demonstrator was correct or
incorrect. That is, because dogs were reinforced regardless
of the choice they made, there was no reason due to rein-
forcement alone that dogs should choose one demonstrator
over the other across the six trials.
The demonstrators’ positions were counterbalanced
across trials, and the demonstrators always placed their
treat into the box closest to them. However, the outcome of
a particular demonstrator placing a treat into a box
remained constant throughout trials for each dog. For
example, regardless of whether the withholding demon-
strator placed her treat into the box located to the right or
left of the human recipient, the treat always was returned to
her. However, because the boxes were visually identical in
their outward appearance, the outcome of placing the treat
into the box appeared inadvertent. The identity of the
demonstrators, as well as presentation order, was counter-
balanced across dogs.
Choices were confirmed via later videotape analysis by
two coders. Dogs’ first-trial choices were analyzed via a
binomial test and a one-sample t-test (two-tailed). Twelve
naıve dogs successfully completed pretraining and experi-
mental trials (mean = 3.9 years, SD = 3.3, 6 male).
The subjects included 1 Irish Water Spaniel, 1 Schnauzer,
1 Border Collie, 2 German Short-Haired Pointers, 1
Doberman, 2 Great Danes, 1 Standard Poodle, and 3 dogs
of mixed breeding. We excluded four dogs: one that failed
to make choices during pretraining, one that was inatten-
tive during exchanges, and two because their owner poin-
ted during the experimental trials. These data were not
included in any analyses.
Results and discussion
Seven of the twelve dogs that completed pretraining and
experimental trials chose the giving demonstrator’s treat on
the first trial (binomial test: P = 0.774, Fig. 2). Over six
trials, as a group, dogs chose the giving demonstrator on a
mean of 2.75 (SEM = 0.33) trials. Three dogs made 4
choices toward the giving demonstrator, 6 dogs made 3
choices toward the giving demonstrator, and 3 dogs made 1
choice toward the giving demonstrator. Thus, dogs did not
choose the giving demonstrator significantly more often
than chance (one-sample t-test, t(11) = -0.76, P = 0.46;
3 choices for the giving demonstrator). Thus, dogs did not
choose the giving demonstrator significantly more often
than the withholding demonstrator when the ‘‘giving’’ and
‘‘withholding’’ appeared inadvertent. These findings sug-
gest that future research might further examine whether the
method of giving and withholding rewards is a mechanism
by which dogs make reputation-like inferences when
observing human exchanges.
Experiment 6
In Experiments 1–4, dogs chose the ‘‘giving’’ demonstrator
more often than the ‘‘withholding’’ demonstrator despite
manipulations in the visual social cues emitted by the
demonstrators during the interaction and the nature of the
recipient. However, in Experiment 5, dogs did not show a
preference for the giving demonstrator when the giving and
withholding of the demonstrators appeared inadvertent
rather than purposeful.
Given these findings, one might argue that the dogs’
preference for the giving demonstrator in Experiments 1–4
is attributable to a local enhancement effect or that this
preference might not translate into a more ‘‘communica-
tive’’ situation. That is, the dogs in our experiments were
not forced to interact with the human demonstrators
directly (e.g., beg for food). Thus, it might be that in
Experiments 1–4, we evaluated dogs’ learning about the
‘‘possessiveness’’ of the demonstrators rather than more
general reputation-like inferences. Indeed, ‘‘possessive-
ness’’ might be a trait relevant to an individual’s reputation
and likelihood for future action, just as ‘‘giving’’ and
‘‘withholding’’ might be seen as traits relevant to reputation
and likelihood for future action.
In Experiment 6, we tested the notion that the results of
Experiment 1 are attributable to a local enhancement effect
(hereafter, local enhancement control), as well as whether
the results of Experiment 1 might not translate into a more
‘‘communicative’’ situation employing begging as a mea-
sure rather than choice (hereafter, begging measure). In the
local enhancement control, we replicated Experiment 1
with a group of naıve dogs in a situation in which the
human demonstrators switched positions with each other
and the human recipient faced the wall while dogs com-
pleted their choices. In the begging condition, we repli-
cated Experiment 1 with a group of naıve dogs in a larger
space. This enabled us to use begging toward (e.g., sitting
in proximity of, pawing at, jumping on, vocalizing at, etc.)
each of the demonstrators as a measure. In this replication,
the human demonstrators also switched positions with each
other, and the human recipient faced the wall while dogs
completed their choices. We hypothesized dogs would
choose the giving demonstrator significantly more often
than the withholding demonstrator, even when the dem-
onstrators switched positions before the dogs made a
choice in the local enhancement control. Additionally, we
hypothesized that dogs would continue to show a prefer-
ence for the giving demonstrator, as displayed by greater
time begging toward the giving demonstrator, when we
298 Anim Cogn (2011) 14:291–302
123
used begging instead of choice as a measure in the begging
condition.
Method
Local enhancement control
We employed Experiment 1 methods with ten naıve dogs
with several exceptions. Following the exchanges, the
demonstrators switched positions with each other. While
the demonstrators reversed their positions, the human
recipient stood and turned her back toward the human
recipients such that she faced the wall. The owner was then
signaled to move their dog to the recipient area. After the
dog was in position, the demonstrators placed a treat
simultaneously on the treat line, and the dog was allowed
to choose one treat. Choices were confirmed via later
videotape analysis by two coders.
Ten dogs completed pretraining and the experimental
trials (mean = 4.3 years, SD = 3.2, 7 male). The breeds of
the dogs included 2 Chihuahuas, 1 Samoyed, 1 Border
Collie, 1 Terrier, and 5 dogs of mixed breeding. We
excluded one dog due to owner pointing. These data were
not included in any analyses.
Begging measure
We employed Experiment 1 methods with ten naıve dogs.
However, the scale of the experimental area was expanded
to allow for begging to be used as a measure, and no
pretraining was employed. Two chairs were placed 1.73 m
apart for the demonstrators to sit in. A third chair was
centered 1.98 m in front of the demonstrators’ chairs for
the owner to sit in. The owner was instructed to hold onto
their dogs’ leash and to position their dog between their
legs until instructed to let go of the leash.
After the owner and dog were in position, the human
recipient let the human demonstrators into the room. The
human demonstrators moved to sit in their assigned chair
with their hands behind their back concealing the large
demonstration bones used in Experiment 1. The giving
demonstrator began each trial with 4 bones while the
withholding demonstrator began each trial with 2 bones.
This ensured that after the demonstrations, as described
below, the demonstrators each held an equal amount of
bones (2) behind their backs in preparation for the dog’s
choice.
The human recipient then moved from standing beside
the dog/owner to stand beside one of the two demonstra-
tors, with her body facing the dog/owner. She then exten-
ded her hand (palm up) toward the human demonstrator
as the demonstrator extended her hand, with a bone resting
on her palm, to the human recipient. If the human
demonstrator was giving (giving exchange), the bone was
deposited into the human recipient’s palm by the demon-
strator before the giving demonstrator retracted her now
empty hand behind her back. The human recipient then
showed the dog the bone, turned her back to the dog, and
showed the dog that she was placing the bone into her back
pocket. Approximately one-half of the bone remained
visible to the dog while in the recipient’s pocket. After
placing the bone into her back pocket, the human recipient
showed the dog that her hand was now empty before
moving back to stand beside the dog/owner. If, however,
the human demonstrator was withholding (withholding
exchange), the withholding demonstrator retracted her
hand behind her back without depositing the bone into the
human recipient’s palm. The human recipient then showed
the dog her empty hand, turned her back to the dog, and
showed the dog that she was placing her empty hand into
her back pocket. The human recipient then showed the dog
that her hand was still empty before moving back to stand
beside the dog/owner. Next, the human recipient moved
from standing beside the dog/owner to stand beside the
remaining demonstrator. Depending on the identity of the
demonstrator, either a giving or withholding exchange
occurred. In total, the human recipient approached each
demonstrator twice in alternation. The location, identity,
and order in which the giving and withholding demon-
strators were approached varied across dogs. Importantly,
for half of the dogs, the human recipient approached the
giving demonstrator first while for the remaining half, the
withholding demonstrator was approached first. The human
demonstrators were always female and dressed in casual
clothing. Throughout their demonstrations, they looked
straight ahead and avoided eye contact with the dog and
owner.
After the human recipient had approached each dem-
onstrator twice, the human recipient moved from standing
beside the dog/owner to standing centered between the
two demonstrators. She indicated to the demonstrators to
switch positions. As the demonstrators switched positions,
she removed the two bones from her back pocket, held
them in front of her, and turned to face the wall. She then
indicated to the demonstrators to display a bone in their
palm. The height of the bone was consistent between the
demonstrators, but varied according to the dog’s height
and always remained just out of reach of the dog (i.e., for
larger dogs, the bones were held higher than for smaller
dogs). After the demonstrators had their bones in position,
the human recipient indicated to the owner to release their
dog. The dog’s behavior was then recorded for the next
30 s, as the human recipient and demonstrators remained
motionless.
Subsequently, two coders analyzed the resultant video to
determine which demonstrator the dog first approached, as
Anim Cogn (2011) 14:291–302 299
123
well as the number of frames the dog spent begging from
each demonstrator. We considered dogs to display begging
behavior when they were located within arm’s reach
(* 31 cm) of a demonstrator. We used Adobe Premiere
Elements 7.0 software for frame-by-frame coding
(30 frames/s).
Ten dogs completed pretraining and the experimental
trials (mean = 3.2 years, SD = 2.1, 5 male). The subjects
included 1 Pug, 1 Labrador Retriever, 1 Beagle, 1 Amer-
ican Foxhound, 1 Australian Shepherd, 1 Australian Cattle
Dog, 1 Yorkshire Terrier, and 4 dogs of mixed breeding.
One dog was excluded due to owner pointing, a second dog
was excluded due to excessive barking during the trial, and
two dogs were excluded due to owner concerns regarding
the begging measure. These data were not included in any
analyses.
Results
Local enhancement control
All ten dogs that completed both pretraining and experi-
mental trials chose the giving demonstrator’s treat (bino-
mial test: P = 0.002, Fig. 2). Thus, dogs chose the giving
demonstrator significantly more often even when local
enhancement effects are controlled for.
Begging measure
Nine of the ten dogs that completed both pretraining and
experimental trials approached the giving demonstrator
first (binomial test: P = 0.021). Next, we evaluated the
number of frames in which dogs were observed to beg from
the withholding and giving demonstrators. All dogs spent
more time begging from the giving demonstrator than the
withholding demonstrator. The mean number of frames
dogs begged toward the giving demonstrator was 502.10
(SEM = 80.93) frames, whereas the mean number of
frames dogs begged toward the withholding demonstrator
was 51.70 (SEM = 20.22). A paired-samples t-test indi-
cated that dogs spent significantly more time begging
toward the giving demonstrator than the withholding
demonstrator (t(9) = 4.83, P \ 0.0001).
Discussion
In Experiment 6, we performed two manipulations to
address whether the results of Experiment 1 were due to
local enhancement and whether dogs would show a
preference for the giving demonstrator in a more com-
municative situation. The results of the local enhancement
control and begging measure indicated that dogs were not
simply making choices based on a particular location
associated with reward. Additionally, the begging mea-
sure indicated that dogs continued to show a preference
for the giving demonstrator even when we evaluated
begging rather than a choice to take a treat from the
proximity of the giving or withholding demonstrator, as in
Experiment 1.
General discussion
These data suggest dogs can derive and act on information
about unfamiliar individuals through reputation-like
inferences by observing third-party interactions—an abil-
ity previously thought to be exclusive to the hominoid
clade and possibly members of the primate order (e.g.,
Seabright 2005; Subiaul et al. 2008). However, it is
unclear how general their reputation-like inferences might
be, as well as what system might subserve such judgments.
More specifically, Subiaul et al. (2008) distinguish
between reputation inference, ‘‘an abstract social reasoning
skill’’, and ‘‘domain-specific skills that function analo-
gously to reputation judgments’’ (p. 612) such as transitive
inference of relative dominance status among individuals.
According to Subiaul and colleagues, judgments derived
from true reputation inference are used flexibly in novel
circumstances, perhaps even being applied to non-social
agents. From the current experiments, it is unclear
whether dogs’ reputation-like inferences are abstract in the
same way that humans’ are or more domain-bound.
However, the significant number of dogs choosing the
‘‘giving’’ demonstrator, absent differential reinforcement,
across a variety of unfamiliar contexts suggests some
flexibility.
Interestingly, in the current experiments, dogs made
these reputation-like inferences even when visual social
cues were eliminated or reduced (e.g., face-to-face contact
during the interaction) and a living, animate recipient was
replaced with a non-living, inanimate self-propelled reci-
pient. Given dogs’ acute sensitivity to human gestures and
cuing, it remains possible that social cues not tested in
these experiments may account for dogs’ behavior in
reaction to unfamiliar individuals’ displayed traits. How-
ever, the results of Experiments 5 and 6 suggest this is not
the case. In Experiment 5, the human demonstrators,
recipient, and owners were present. If dogs were reading
human gestures and cuing in Experiments 1–4 and such
cueing was leading to significantly more choices to the
giving demonstrator, we would have expected evidence of
this also in Experiment 5. Additionally, we controlled for
possible ‘‘Clever Hans’’ effects in Experiment 6 by having
the human recipient face the wall behind the owner and dog
during the dog’s choice. Even when the human recipient
turned her back to the dog and owner so as not to emit
300 Anim Cogn (2011) 14:291–302
123
possible cues to the dog, dogs continued to show a pref-
erence for the giving over the withholding demonstrator.
It is also possible that dogs extended agency to the
giving and withholding donors even when, for example,
their backs were turned (Experiment 2) or their body was
hidden by a box (Experiment 3). Alternatively, dogs may
have acted following the demonstrations through cues that
had little to do with the social aspects of observed inter-
actions. For example, in Experiment 3, dogs may have
viewed the demonstrating boxes similarly to the way a
human might view a reliable (‘‘giving’’) versus an unreli-
able (‘‘withholding’’) vending machine. Importantly, even
if dogs appeared to evidence reputation-like inferences
through observation in the complete absence of typical
cues indicative of meaningful social interactions, this
would not rule out the possibility that dogs could use such
social cues when they were available. Our results merely
indicate that dogs are also capable of making what appear
to be reputation-like inferences even when such cues are
not available. These findings leave open the possibility that
dogs’ purposive reputation-like inferences may be sub-
served by simpler processes such as vicarious reinforce-
ment in some contexts.
In any event, the findings extend a growing body of
literature on the ability of animals outside the primate order
to make reputation-like inferences and act upon unfamiliar
individuals’ reputations. Future research may benefit from
continued testing of the mechanisms explaining these
effects, as well as their flexibility.
Acknowledgments Author order for the first and second author was
determined by coin toss. The first and second author share equal
authorship credit on this paper. We would like to thank Chelsea
Taglang, Sherry McClurkin, Robin Reutten, Chelsea Wolke, Ayelet
Baruch, Jessica Arbuthnot, Rebecca German, and Meghan Tomlin for
their assistance. We would also like to thank the dogs and dog owners
that participated. The experiments reported comply with all current
laws in the United States. We have no conflicts of interest to report.
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