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Political Liberalism - An Argument from Moral Psychology
Transcript of Political Liberalism - An Argument from Moral Psychology
Political Liberalism: The Argument from Moral Psychology
AbstractThis paper consists in two parts. In the first one, I analyze what Itake to be the crucial weakness of political liberalism, unresolvedeven in its latest iterations – its dependence on values ‘implicitin democratic culture’. I argue that the reference to democraticculture is too weak a starting point to sustain the full-fledgedtheory of justice that follows. In order for political liberalism tobe plausible, some further justification of its normative startingpoint of free and equal, reasonable and rational persons sharingmoral personality is necessary. The second part of the paperprovides such argument by developing Rawls’ remarks on moralpsychology. Taking on board the recent insights of developmentalpsychology, anthropology, and behavioural science, the aim of thepaper is to justify the assumed normative starting point ofpolitical liberalism by showing that our understanding of humancooperation inevitably involves fairness and justice and thereforepresupposes a broadly Rawlsian conception of person.
KeywordsRawls, Quong, political liberalism, moral psychology, moralpersonality
1. The ambition
In the ‘late’ version of his project of justice as
fairness, John Rawls presents us with a type of political
theory that aims to abstain from using comprehensive or
metaphysical beliefs in developing a theory of justice.
Instead, the assumptions he uses as a starting point are said
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to be implicit in “public political culture”1. Confronting the
latest interpretations of political liberalism, the first aim
of the paper is to show that this backing of the starting
assumptions fails, leaving them unfounded or even arbitrary.
Simply put, what Rawls wants to find in a democratic culture
is not there. As a result, the whole project of political
liberalism appears much less plausible than its proponents
imagine it to be.
In the second part of the paper, I claim that the
starting point of political liberalism is not arbitrary, as it
can be supported by additional analysis. I propose a non-
Rawlsian argument to support Rawlsian assumptions of citizens
as reasonable and rational, possessing moral personality. I
argue that a defense of political liberalism should start with
an understanding of the normative nature of human cooperation,
which inevitably involves claims of fairness and justice. When
we understand cooperation along these lines, it goes a long
way towards establishing the crucial role of moral personality
in developing a theory of justice, vindicating Rawls’ assumed
starting point.
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My ambition in this paper is therefore first to show how
the analysis of implicit social values present in Rawls and
maintained by his contemporary supporters does not work, and
then to provide a remedy for it. My argument from moral
psychology should greatly strengthen the overall credibility
of political liberalism, providing a solid ground for the
conception of moral personality that Rawls so crucially
assumes.
2. The values behind political liberalism
Any deliberation about the principles of justice (and
supposedly even about philosophy more generally) has to start
from somewhere – at least that is what John Rawls repeatedly
claims. However, we cannot start this deliberation from
heavyweight comprehensive and metaphysical statements. When it
comes to politics, the stakes are higher and there is a need
for some sort of consensus. Therefore, any good theory of
justice has to set off from shared beliefs of a kind that all
citizens can at least in principle identify with and accept.
When a theory does not heed this advice and starts from some
controversial standpoint, the ensuing state may have its
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legitimacy questioned, as it becomes not respectful enough of
the ‘fact of pluralism’.
Adopting this picture, Rawls undertakes to build a
conception of justice manifesting three important features.2
First, it needs to be political, “worked out for a specific
kind of subject, namely, for political, social, and economic
institutions.”3 This means that its range of application is
limited; it is not concerned with wider moral problems.
Secondly, this conception of justice is presented as a
freestanding view. It can stand alongside different doctrines
and comprehensive worldviews, serving as a ‘module’ and
enabling citizens to harmonize their own private beliefs with
the principles of justice. As freestanding, it “involves, so
far as possible, no wider commitments to any other doctrine.”4
Lastly, the content of freestanding political conception of
justice is “expressed in terms of certain fundamental ideas
seen as implicit in the public political culture of a
democratic society.”5 The substance of this conception of
justice is thus not simply assumed or, what is worse,
controversially stipulated by some sort of metaphysical fiat. It
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is supposed to grow out of a shared understanding of value and
basic political relations in our societies.
As all three conditions above are demanding, it is not
surprising that some commentators expressed strong scepticism
regarding whether Rawls in fact does what he professes to do.
Brian Barry, Samuel Scheffler and Leif Wenar all argue that
Rawls’s Political Liberalism is not freestanding and political – it
is a heavy moral and comprehensive doctrine with strong
Kantian undertones.6 However, in this paper I do not want to
examine to what extent later Rawls remains a Kantian thinker
and whether that damages the credibility of political
liberalism.7 In contrast to a lot of critical literature, I
focus less on the ‘freestanding’ part and more on the
‘implicit in democratic culture’ one, which I consider
crucial. If the basic content of political liberalism is found
to be implicit in public culture, it is a strong consideration
in its favour, going a long way towards granting the other two
conditions (its freestanding and political nature) as well. On
the other hand, if the basic content of political liberalism
is not implicit in public culture (as I claim is not) it makes
political liberalism utterly implausible – unless some other
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source for its basic ideas can be found, which is the topic I
explore later on.
For Rawls, the public culture of liberal democratic
societies is supposed to contain two families of ideas, both
essential for his theory as a whole. First is “the fundamental
idea of society as a scheme of social cooperation.”8
Cooperation understood in this way is guided by publicly
recognized rules and procedures and it involves the ideas of
fairness and reciprocity. Secondly, Rawls assumes that the
public culture of democratic society takes citizens as free
and equal, reasonable and rational, and having the two powers
of moral personality – a sense of justice and a capacity for
adopting a conception of good.9 Taking these two ideas
together, Rawls claims that “the political values of
constitutional democracy … can be worked out using the
fundamental idea of society as a fair system of cooperation
between free and equal citizens as reasonable and rational.”10
The conceptions of person and of social cooperation drive
the entire Rawlsian enterprise. His main question, repeated
numerous times throughout Political Liberalism, is “What is the most
appropriate conception of justice for specifying the fair
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terms of social cooperation between citizens regarded as free
and equal, and as fully cooperating members of society over a
complete life, from one generation to the next?”11 The starting
point of the Rawlsian conception of justice is therefore pre-
loaded with significant normative content. A picture of
individuals, conceived in specific manner and cooperating in a
certain way, is assumed from the start.
The natural question, then, is what is the status of
these assumptions and how exactly Rawls gets to them. As I
claimed above, I want to disregard the uncharitable hypothesis
that they are simply unacknowledged remnants of comprehensive
Kantianism and ‘political’ liberalism is thus basically a
scam. Yet even if we read these assumptions the way Rawls
wants us to read them, as implicit in democratic culture,
there remains a crucial ambiguity regarding their status. Are
they embedded in actual liberal-democratic societies as ideas
that almost every citizen in fact accepts? Or do they only
present a hypothetical liberal ideal we feel we ought to
approximate? The sources of Rawls’ assumptions remain unclear.
Addressing this issue in his recent powerful presentation
of Rawlsian political liberalism (which may define the face of
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political liberalism for the next decade), Jonathan Quong12
proposed an interpretative dichotomy of internal vs. external
conception of political liberalism that well encapsulates this
problem. When seeking a starting point for political
liberalism, one may search for it ‘outside’ – trying to find
some common ground for consensus within the worldviews held by
real people in contemporary liberal democracies. That seems to
be the more ambitious way. The other strategy is to focus
‘internally’ on coherence and feasibility of the Rawlsian idea
of well-ordered society and to argue that this utopia is
indeed realistic – and that therefore we should try and
introduce at least some of its features into the real life of
political societies.
Quong, in agreement with other critical commentators,13
holds that the external reading of political liberalism boils
down to assessing the putative empirical fact that its
assumptions (the idea of cooperative society with free and
equal, reasonable and rational citizens) correspond with the
traditions and real-life attitudes as we encounter them in our
political societies. In a forceful critique of this claim,
Gerald Doppelt14 asserts that the conception of people as free
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and equal, which constitutes the starting point in Rawls, has
no automatic priority. It is by no means rooted deeper in our
cultures than Christian virtues or capitalist ethics – it is
exactly the other way around. While Christianity stands truly
at the beginning of our culture and civilization somewhere
deep in the Middle-Ages, and capitalism catapulted Europe and
later North America into the world economic dominance
centuries ago, universal freedom and equality were still
viewed as radical and idiosyncratic values at the end of the
19th century. And even in the 20th century there were times when
they seemed to be completely abandoned. That is why they
cannot claim any privileged place as the first and foremost
cultural values of our civilization that are somehow
automatically presupposed when talking about justice.
Even taken a-historically, Rawlsian freedom and equality
are far from established as the principal values endorsed
across the political spectrum. If we look at what people can
really agree on, we get a thoroughly different picture which
moreover radically varies from country to country. In the US
it probably resembles some sort of constitutional consensus on
basic rights and liberties, while Scandinavian countries
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supplement it by a robust measure of social provisions. What
is more, this consensus may rapidly change in time, reflecting
momentary fluctuations of national economy, international
security, immigration situation, and other wholly contingent
factors. Establishing a freestanding political conception
based on what real reasonable citizens can actually agree upon
is therefore a precarious exercise, which would, even when
successful, yield ostensibly non-Rawlsian conclusions.15
Furthermore, establishing the normative starting point of
political liberalism externally, as something citizens
actually believe in, seems to go directly against one
prominent current in Political Liberalism. Rawls insists that
finding the overlapping consensus (understood as a set of
shared beliefs of actual citizens) must not be the first step
in his theory. He wants to find more than a mere modus vivendi;
his goal is ‘stability for the right reasons’. Justice as
fairness is to be developed independently of actual opinions,
which are too readily modified when power relations change.
However, this is not to say that Rawls does not care about the
actual endorsement. Indeed, he hopes that justice as fairness
can, over time, win the respect of all reasonable citizens, so
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they gradually establish it as a part of their respective
comprehensive doctrines.16 But the conception of justice itself
cannot be developed as an overlap of real-life beliefs.
All in all, political liberalism interpreted externally
relies on beliefs about freedom, equality, and moral
personality that should be broadly accepted by citizens as
supremely regulative for a conception of justice. However,
these beliefs cannot be transparently found. Moreover, even
if the citizens of liberal democratic societies did hold the
requisite beliefs, this would not be enough for Rawls, as he
does not want to rely on contingent beliefs when developing
his theory. The actual worldviews are important only in the
second stage, where an already developed theory of justice
aims to provide political stability. Therefore, the starting
assumptions of political liberalism cannot be justified
externally.
In spite of the failure of the external reading of Political
Liberalism, philosophers like Quong remain unmoved. He claims
that the correct (or, at least, the only charitable) reading
of Rawls’ theory is internal, regardless of what certain
passages seem to suggest. Political liberalism need not
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justify itself to the existing constituency of citizens by
searching what sort of consensus is achievable given the
radically divergent political conceptions they hold. Its
method is hypothetico-deductive. It starts from a certain
ideal of society, from citizens as free and equal, from the
doctrine of the burdens of judgment – so the consensus that
the external conception aims to achieve is already
presupposed. The discussion then proceeds only within the
bounds of the liberal democratic tradition and its aim is to
establish the principles of justice and the ideal of well-
ordered society as internally consistent and attractive. What
Quong (and, in this interpretation, Rawls) in the end want is
to present a picture of liberal society as attractive and
legitimate despite far-reaching disagreements in the
conceptions of good life and reasonable comprehensive
doctrines held by its citizens.
This strategy treats the liberal values adopted by Rawls
as given. It claims that as an ‘internal’ conception it works
only within the liberal framework and therefore does not need
to justify and explain its normative starting point. The
possible justifications of values are outsourced to the
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comprehensive doctrines, outside the scope of what all
reasonable liberal citizens are expected to endorse. The far-
reaching foundationalist justifications of liberal values are
even discouraged at the political level, as there is a high
risk that any attempt to justify them this way would
necessarily be at least partly comprehensive and therefore
unsuitable for any conception that aims to be political, not
metaphysical.
However, the claim that the Rawlsian normative starting
point can be taken for granted since the discussion is
internal to liberal theory has one important presupposition:
the Rawlsian values must pass as a commonplace and
unproblematic ground widely shared within the tradition. If
that is not the case, and I will argue that it is not, then
the fact that we view political liberalism as internal to the
wider liberal tradition cannot exempt Rawls from properly
spelling out and justifying his underlying normative
conception of person and society. To put it differently, Rawls
employs what he calls intuitions when stipulating the nature
of human beings as free and equal, possessing moral
personality. If it turned out that his intuitions are really
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his and are not widely shared even within the liberal tradition
itself, then he cannot treat them as undoubted and given. If
he still treats them as given, it can mean one of two things.
(1) He is open to the charge of arbitrariness – a claim that
his theory starts with a normative starting point that is not
justified and therefore inherently problematic.17 (2) He tries
to smuggle into his theory normative assumptions that he is
not completely transparent about, revealing his closeted
Kantianism.18 Either way, if the values Rawls uses prove not to
be implicit in liberal theory, it signals a great problem for
political liberalism.
So what is the normative standpoint Rawls assumes? When
explaining the basic assumptions of his theory in Political
Liberalism, Rawls claims that we “think of citizens as free and
equal persons. The basic idea is that in virtue of their two
moral powers (a capacity for a sense of justice and for a
conception of good) and the powers of reason (of judgment,
thought and inference connected with these powers), persons
are free. Their having these powers to requisite minimum
degree to be fully cooperating members of society makes
persons equal.”19 This is a concise passage mirroring the whole
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several-page argument in §77 (“The Basis of Equality”) of A
Theory of Justice.20 The idea is that the two powers of moral
personality serve as a theoretical anchor of the values of
freedom and equality. These two are, after all, abstract
values with immensely fuzzy boundaries. Therefore, whenever
one is not sure what freedom and equality entail, the strategy
is to fall back to the analysis of the powers of moral
personality to clear out the implications. Rawls indeed
proceeds exactly in this fashion on multiple occasions
throughout his texts.21
Thus, Rawls specifies the values of freedom and equality
with the notion of the two powers of moral personality. These
powers are taken to be binary (or ‘range’) properties. One can
certainly have a more urgent sense of justice or be better at
pursuing a conception of good life, but for Rawls that is
completely irrelevant for the purposes of political justice.
The sense of justice and the possibility to adopt a conception
of good are like the property of being inside unit circle.22
No matter how close the given point is to the centre of the
circle, when it comes to this property, the point either has
it fully or not at all. And, therefore, the citizens
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exhibiting the two powers of moral personality to the
‘requisite minimum degree’ can be viewed as equals – and the
sheer fact that they have them underpins their freedom.
However, the position presented above is a bit more
problematic than Rawls admits. Political freedom and equality
are supposed to be threshold concepts, producing binary
answers based on people exhibiting ‘requisite minimum degrees’
of the relevant properties. Rawls acknowledges that these
binary properties are supervening on more basic properties
that could exist on a broad scale – one can, after all, have a
more or less acute sense of justice. Therefore, Rawls needs
and argument showing that, despite this supervenience, the
threshold properties are somehow primary. Moral personality
can become the basis of equality only if Rawls proves that the
differences in the sense of justice and the capacity to pursue
a conception of good do not matter beyond the threshold.
Disappointingly, Rawls does not have such argument.
Ian Carter has recently proposed an elegant solution to
this problem.23 The basic move, without going into too much
detail, is that democratic states must abstain from evaluating
persons’ varying capacities above the threshold level – the
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capacities of citizens must out of respect remain ‘opaque’.
This evaluative abstinence then results in the necessity to
treat the powers of moral personality as binary properties
even if they do admit of degrees – which makes them excellent
in their role as the basis of equality (all people above the
given threshold are viewed as free and equal).
In any case, the sheer fact that there is a continuous
debate about how Rawlsian moral personality actually works in
specifying freedom and equality calls for caution. For Quong’s
internal interpretation to work, moral personality should be
an unproblematic liberal assumption. But if we are not even
sure how the basic elements of Rawls’ conception of person are
to relate to one another, this approach seems completely
unwarranted. Simply put, we cannot assume as given something
that is in fact deeply questionable.
Furthermore, the Rawlsian moral personality is not only
contestable – it is also quite distinctive within the liberal
tradition, as even the most superficial comparison with other
liberals can prove.24 Take the example of John Stuart Mill, who
was the first influential thinker that consciously referred to
himself as liberal and who had great influence on establishing
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liberalism as an important philosophical doctrine. Both Mill
and Rawls of course believe in freedom, but in strikingly
different ways. While Rawls, as I elaborated above, associates
freedom with the two powers of moral personality, Mill
associates it with what he calls ‘experiments in living.’ For
Mill, we should be free to organize our lives as we please,
because that leads to experiments in living which broaden our
knowledge of what a good life may consist in.25 That profoundly
differs from what Rawls has to say both in content and in
philosophical implications. Mill highlights the creative
element of human beings, brought forward by individual efforts
going against the social current. It is this type of endeavour
that for Mill mostly deserves political protection, as it
moves the society forward or at least leads it to question its
own established worldviews. The conception of freedom that
Rawls adopts has no such drive, the traditional (some would
even say quintessential) liberal focus on individuality is
completely missing. Thus, claiming that Rawls’ notion of
freedom is only a garden-variety liberal conception is clearly
misguided.
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A similar conclusion follows from the comparison of
Rawls’ idea of ‘fair cooperation between free and equal
persons’ with Mill. In On Liberty, it is the so-called 'harm
principle'26 that serves pretty much the same purpose as fair
cooperation in Rawls. Harm principle is the basic regulative
ideal which shapes the role of the state, or, in Mill’s
phrase, it is to “govern absolutely the dealings of society.”27
Yet harm principle is quite distinct from Rawlsian fair
cooperation, both in scope and in ideological background. The
main objects of Mill’s investigation are the limits of state
power and the powers of other people when interfering with the
‘liberty of action’ of individuals. Thus, he is almost
exclusively concerned with the negative liberty in Berlin’s
sense. In contrast, Rawls’ concern for fair cooperation is
broader, positive, and much more focused on collective, mutual
efforts – as opposed to, again, Mill’s traditional liberal
individualism. Put together, Rawls and Mill take profoundly
dissimilar approaches to the basic questions of liberal
political theory.28
If we take both Mill and Rawls to be liberals, then ‘a
question internal to liberalism’ must not just presuppose some
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quite specific normative background (be it harm principle or
moral personality) and simply elaborate it. The form and
justification of the essential liberal values is unclear even
within the liberal theory. Hence, Rawlsian values cannot be
assumed away at the start of the discussion as ‘implicit in
democratic culture’ or, even more narrowly, ‘implicit in
liberal tradition’. They are neither commonplace nor
unproblematic, as I have shown above. When compared to other
liberal conceptions they do stand out – and therefore need some
sort of argument covering them.
The above conclusion is further strengthened by the
manner in which Rawls uses these values during the development
of his theory of justice. The original position and the veil
of ignorance are presented as the devices of representation
designed to ‘embody’ a conception of person as free and equal,
reasonable and rational, possessing moral personality. The two
principles of justice then also embody the specific
conceptions of freedom and equality assumed in advance. The
primary goods hang on Rawls’ conception of person as well.
Hence, at the end of the day, the conception of person as
holder of moral personality has a truly pervasive bearing on
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the shape and content of Rawlsian political liberalism. And
the bigger its role, the greater the need for at least some
sort of justification29 – or else the whole theory becomes
subject to the unappealing pair of options describe above,
either arbitrarily stipulating its starting point or dubiously
smuggling the Kantian comprehensive considerations.
Quong could argue that to assume liberal values at the
beginning does not beg the question with regards to liberal
principles derived at the end. Enough is happening in the
argument to prevent the charge of circularity – general
liberal values are specified into a concrete theory of justice
which is attractive and also stable over time. However, as I
have shown above, these statements are not exactly accurate.
Rawlsian political liberalism starts with a highly specific
and surely not commonplace conception of moral personality,
which is deeply connected to its basic values of freedom and
equality. Without these normative assumptions, Rawls would not
be able to derive his principles of justice.
Of course, not all philosophical work in Rawls or Quong
is done by their normative assumptions. The process of
constructing the original position, deliberation behind the
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veil of ignorance, and other considerations play a very
important part. Nevertheless, for my purposes it is sufficient
to claim that enough of the philosophical work is done by the
normative conceptions of person and social cooperation for
them to require a proper justification. In other words, the
internal reading of Political Liberalism collapses as well. In order
for political liberalism to succeed as a viable theory of
justice, its proponents need to come up with a way to defend
its basic values – preferably without compromising the
political nature of the whole enterprise by reverting into
some form of Kantianism.
To digress a little, political liberals are not the only
ones in need of justifying the fundamental starting point of
their theory. As multiple authors noticed recently,30 even
amongst egalitarians there is ‘a strange neglect of the basis
of equality’. Engaging mostly in the notorious ‘equality of
what?’ debate, there is not much literature about what is
actually the basis of equality, why it is an important value
at all, and from where does it emerge. And even the literature
that exists often stays within the bounds of Rawlsian ‘powers
of moral personality’ picture, not asking the crucial
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question, unanswered by both egalitarians and political
liberals, why we must indeed accept moral personality and place it at the very
heart of liberal political philosophy.
These philosophical developments (or absence thereof)
bear witness to the remarkable and pervasive success of
Rawlsian thinking in certain areas of political philosophy.
When it comes to the details everybody of course has their own
conception, but the big picture is truly monopolized by Rawls.
The framework of values he provided is taken as seminal and we
rarely look beyond. Rawlsian arguments and positions are
notoriously present on both sides of the global justice
debate, not to mention luck egalitarianism vs.
prioritarianism, and so forth. Nevertheless, when it comes to
setting up and justifying his basic values, there simply are
no adequate explanations presented explicitly within his
corpus, as I have shown in this section. We need to look
elsewhere.
3. The nature of social cooperation
To remind, Rawls adopts two families of normative
assumptions: one regarding the conception of person as23
reasonable and rational, possessing moral personality, while
the other concerns the idea of social cooperation as involving
fairness and reciprocity. So far, I argued that these
assumptions are not established in the public political
culture, leaving the whole project of political liberalism
crucially unsupported. Now I undertake to remedy this flaw by
focusing on the Rawlsian account of social cooperation from
the perspective of moral psychology.
My focus on Rawlsian idea of social cooperation is
untypical, as both proponents and critics of political
liberalism focus mostly on the conception of person. This
priority is understandable as it is the conception of person
that is supposed to betray the Kantian tendencies of Rawls.
Also, the original position is designed to represent the
conception of person, so it is this conception that drives the
basic argument forward. Similarly, Quong’s political
liberalism operates chiefly with freedom, equality, and moral
personality.
However, I hold that the immediate focus on the
conception of person in the context of political liberalism is
unfortunate. If the arguments from previous section work, it
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is difficult if not impossible to imagine a successful,
direct, ‘freestanding and political’ justification of a
sophisticated conception of this kind. In contrast, the idea
of social cooperation and the analysis of moral psychology
that accompanies it are much more fruitful. In these fields,
the Rawlsian normative assumptions can be vindicated
relatively straight-forwardly. What is more, the study of
social cooperation and moral psychology can subsequently serve
to justify the Rawlsian conception of person as well. My
argument in this section thus consists in two major parts: In
the first, I try to justify the Rawlsian picture of social
cooperation using the vast amount of relevant scientific
studies conducted in this field in the past 15 years. In the
second, I argue that the conception of person as reasonable
and rational, possessing moral personality, is implied in the
empirically supported picture of social cooperation. All in
all, this argument should provide a backing of Rawlsian
normative assumptions that was found lacking in the previous
section.
Rawls asserts three things about social cooperation: “a)
Cooperation is distinct from merely socially coordinated
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activity. … (It) is guided by publicly recognized rules and
procedures.” “b) Cooperation involves the idea of fair terms
of cooperation: these are terms that each participant may
reasonably accept, provided that everyone else likewise
accepts them.” “c) The idea of social cooperation requires an
idea of each participant’s rational advantage or good.”31 I
take it that the crucial question Rawls tries to answer here
is how we are to understand ourselves as cooperative beings.
The three features spell out the normative undertones of human
self-understanding with regards to social relations. When we
cooperate, we search for fair rules and acknowledge the others
as possessing their own perspective on the good. This is very
important. If the idea of human cooperation is presented as
inevitably involving the notions of fairness, of pursuit of
justice, then a path towards a justification of Rawlsian
conception of political justice may be wide open.
However, it can be argued that Rawls does not solve much
by this exposition of his understanding of social cooperation.
In the last section, I showed how moral personality remains
crucially unjustified, even arbitrary, in the recent popular
interpretations of Political Liberalism. At this point, it is not
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moral personality and the associated values that are open for
question – but a rather specific, normatively loaded notion of
social cooperation. Rawls starts from the social cooperation
understood as implying a strong drive towards fairness and
gets to a theory of justice … as fairness. The move, taken in
isolation, is clearly question-begging. Rescuing the argument
by a simple undeveloped claim that such an account of
cooperation is implicit in the public culture of democratic
society does not work, as the previous section showed.
Therefore, we are back to the objection claiming that the
Rawlsian starting point is either arbitrary or comprehensively
Kantian (with social cooperation ultimately understood as an
interaction between citizens that are ends in themselves).
To justify the starting point of political liberalism, it
is necessary to press on with the analysis of moral
psychology. If the assertions above, claiming that human
beings necessarily understand their cooperation as involving
fairness, are sufficiently defended, it might get the
subsequent argumentation off the ground. Unfortunately, Rawls
does not develop an argument of this type; he just asserts
that being the case. Nevertheless, I believe that such
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argument can be made and we can thus develop a persuasive
support of the Rawlsian notion of cooperation and the
resulting conception of moral personality. What is needed, to
repeat, is a proof that human beings cannot but understand
their cooperation normatively, as involving fairness and
justice. This result would facilitate the move justifying
moral personality, consequently putting the whole project of
political liberalism on solid ground.
In the field of human cooperation, there are several
points overwhelmingly supported by the empirical research in
developmental and evolutionary psychology, anthropology, and
behavioural science. In what follows, I list these points and
then elicit a philosophical interpretation, arguing that they
point towards a Rawlsian conception of social cooperation.
Firstly, it is well-established that we are a species
that cooperates to an extent that is unprecedented amongst
animals, even including our closest primate relatives.32 Human
infants engage in cooperative activities like helping,
informing, or sharing from as early as their first birthdays,
before they had time to absorb it from adults, suggesting that
cooperative behaviour comes naturally.33 Moreover, the evidence
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suggests that in general people enjoy cooperating, making it a
natural and instinctive activity.34 We are truly and
wholeheartedly cooperative social animals.
Secondly, humans do not cooperate solely for self-
interested reasons. By now, hundreds of conducted studies
indicate constant deviations from homo economicus model of human
behaviour that are impossible to explain by the imperfections
of self-interested reasoning. The most popular device to show
it is the so-called ultimatum game. In an anonymous one-off
exchange, the researches give one person (the proposer) a
certain amount of money. The proposer is then asked to give
some portion of this money to the second person (the
responder). If the responder accepts, both players take their
respective shares. If the responder refuses, neither player
receives any money. Here, it is clear that the rational
strategy for the proposer is to give the smallest amount
possible, while the rational strategy for the responder is to
accept any non-zero offer. However, proposers across cultures
and backgrounds generally offer substantial portions of the
money (often close or equal to parity), while the responders
frequently reject offers regarded as too small (on aggregate,
29
roughly half of offers of 20% or less get rejected).35 None of
this makes sense unless there are other factors than self-
interest embedded deeply into our understanding of human
cooperation.
The first of the ‘other factors’ embedded into human
cooperation is the fact that human beings think and understand
their cooperation in terms of norms. Normativity is an
essential part of our living world from the earliest moments
of our lives. Children actively seek out ‘how things are done’
and the established social norms help human societies to
create increasingly complex forms of cooperation.36 The norms
specify certain patterns of human behaviour understood as
‘decent’, making some self-interested activities (like low
offers) unacceptable
The most important ‘other factor’, however, is that
humans view their cooperation in terms of fairness and
reciprocity. The sense of fairness is evident in the already
described ultimatum games, but it manifests itself in many
other areas. For example, when very young children cooperate
together on a task, an equal distribution of the booty seems
to be the standard and prevailing response, even if one child
30
ends up controlling it.37 However, nowhere is the drive towards
fairness clearer than in our attitude towards non-cooperators
and other unfair actors. Humans engage in ‘altruistic
punishment’, punishing third parties at personal cost even if
they did not suffer any loss and have nothing to gain. It is
the unfairness itself that seems to provoke a negative
emotional response and become the main driver of the punitive
action. Moreover, in human cooperative scenarios the
punishment is extremely effective, even when it takes a mild
form of verbal criticism, without inducing a direct loss to
the given individual. If human cooperation contains an option
to punish, it becomes very stable, even when the cooperating
group contains a substantial number of people that are not
spontaneously willing to reciprocate favours and cooperate on
fair terms.38
Philosophically, there are several points to take away
from the discussion above. Firstly, the Hobbesian picture of
social cooperation is wrong. When we cooperate, we do pursue
our interests and good, that much is undeniable. However, our
pursuit is always limited by the notions of fairness and
reciprocity that are present both externally, as adopted
31
social norms, and internally, as an attitude that great
majority of humans consistently takes when cooperating. Thus,
the ‘natural’ mode of human interaction is not the war of all
against all but a joint effort sensitive to claims of justice.
This means that the Rawlsian notion of social cooperation
enjoys a robust empirical backing in all three of its central
elements. Firstly, no one really doubts that “an idea of each
participant’s rational advantage or good”39 plays an important
role in human cooperation. People do want to achieve some
advantage for themselves when they cooperate and if they do
not, cooperation quickly breaks down.40 However, the Hobbesian
pursuit of personal gain is importantly constrained by the two
other elements of Rawlsian social cooperation: its reliance on
publicly recognized norms and the underlying idea of fairness,
both of which feature prominently in an overwhelming majority
of empirical studies on the subject. Human communities
inevitably understand their cooperation as containing a moral
level that calls for justice, often manifested in terms of
rules and norms.
Moving to the second part of the argument, the
empirically supported Rawlsian picture of social cooperation
32
presupposes a relatively elaborated conception of person.41 The
question at this point is ‘what must be necessarily true about
human beings if they are to take part in a cooperation that is
subject to demands of fairness and justice’. First of all, if
human cooperation is necessarily normative, then human beings
inevitably employ their moral personality when they cooperate.
Moral personality is a sine qua non condition of human
cooperation understood in this way.
The reasoning behind this assertion is unproblematic and
straight-forward. In so far as humans cooperate under the idea
of fairness, they must possess a sense of justice and a
capacity to adopt a conception of good. The capacity to adopt
and pursue a conception of good is something that drives us to
cooperate in the first place (I need something and I need the
help of others to achieve it), while a sense of justice
ensures that I am capable of perceiving and upholding the
normative aspect of the given cooperative project. To
illustrate, both powers of moral personality are necessarily
presupposed in even the simplest contracts. After all, there
is no need to create a contract if the two parties do not
pursue some good – and there is no point in it if the parties
33
are unable to understand the obligations that follow from it.
All in all, once we understand social cooperation as
normative, we inevitably need to assume that the parties
involved possess moral personality.
The same is true when it comes to other critical features
of Rawlsian conception of person: the reasonableness and the
rationality. The basic model Rawls employs throughout Political
Liberalism consists in the drive towards unlimited personal gain
– the rationality – being limited by the considerations of
fairness and reciprocity – the reasonableness.42 When the
rationality gets expressed, like in the deliberation behind
the veil of ignorance, it is only when it has been
appropriately constrained by the reasonable, built into the
conditions of the original position.
As it turns out, human cooperation generally follows this
pattern. On one level, we do want to maximize our gains.
However, in cooperative settings the other-regarding
considerations always seem to be involved, limiting the
pursuit of the rational by the concern for the reasonable.
Thus, the manner in which we cooperate seems to imply the
picture of rational and reasonable persons that Rawls assumes.
34
I hold that the best way to justify the Rawlsian starting
point of fair social cooperation between reasonable and
rational persons possessing moral personality is not by
claiming that it is implicit in democratic culture, but by it
being implicit in the social cooperation as we understand it.
Human cooperation in general is normatively loaded from the
start and that presupposes a human involvement with justice
and good. No specific cultural ideals are involved at this
point.
If moral personality, reasonableness and rationality, is
deeply entrenched in our understanding of social cooperation,
then Rawls is justified in making it a cornerstone of his
theory of justice. After all, the fact that we are beings that
care about justice and follow our conception of good immensely
changes the requirements of legitimacy for our societies. Now
they face the task of being set up so as to express and
satisfy our yearning for justice and also to settle the rival
cooperative claims. To illustrate this point, there is no
right or wrong way to organize a society of robots. Some ways
are more efficient than others with respect to some possible
goals one might have, but that is all that can be said.
35
However, the situation is completely different when it comes
to human beings. The considerations of justice always creep in
– simply in virtue of the nature of beings that take part in
those societies. Ruling merely with force is not an option for
human societies. Even the most brutal and barbaric military
junta always provides some sort of justification why they need
to be in power and why the brutal things they do are in the
final analysis reasonable. Moreover, every government, even
the most inept one, always presents itself as bringing some
sort of good to the people. Admitting the opposite is
politically unthinkable and equals to an open call for
revolution or abdication. The moral personality of citizens
therefore presents the ultimate framework in which every
political regime must operate. The right and the good for
citizens and political society are the horizon of our
political thinking.
The outcome of the argument above proves to be important
when contrasted with the conclusion of the previous section.
There, I claimed that the political liberalism of Quong and
Rawls is deeply unsatisfactory when it comes to justification
of its starting point. They embedded freedom and equality in
36
the powers of moral personality, yet their justification of
this move by asserting that their conception of person is
internal to liberal tradition collapsed. The claim that
liberalism as a tradition prominently focuses on moral
personality in the Rawlsian sense when developing a conception
of justice is simply untrue. That left their conception of
moral personality hanging in the air, undermining the
plausibility of political liberalism as a whole.
I proposed a different argument, not relying on the
values implicit in liberal societies, but on the necessarily
normative character of human cooperation, implying a certain
conception of person. A sense of justice, a capacity for a
conception of good, reasonableness and rationality are
presupposed when we try to understand the ‘being just’ as an
important mode of existence for human beings. Moral
personality with reasonableness and rationality is therefore
vindicated as the starting point for a construction of a
theory of justice – after all, they are implied by our
primordial interest in fairness of cooperation.
In the broader context of Rawlsian thinking, my argument
does not by itself justify political liberalism as a whole –
37
its aim is much more limited. The justificatory argument is
not complete when it establishes the two powers of moral
personality with reasonableness and rationality as the primary
political characteristics that have to be taken into
consideration when developing a conception of justice. There
is a long road from moral personality to liberal freedom and
equality (and even longer to the two principles of justice).
Rawls does not necessarily recognize it, as he leaves a lot to
be desired when he claims that “in virtue of their two moral
powers (a capacity for a sense of justice and for a conception
of good) … persons are free. Their having these powers to
requisite minimum degree to be fully cooperating members of
society makes persons equal.”43 A fuller argument in §77 of A
Theory of Justice44 is similarly inadequate.
Here, some sort of additional argument is required to
strengthen the Rawlsian position, especially regarding the
justification of the last two pieces of his normative
presuppositions: that we are not only reasonable and rational
persons possessing moral personality that are cooperating
under the idea of fairness, we are also cooperating as free
and equal. The argument from moral psychology cannot vindicate
38
freedom and equality. Even though the egalitarian tendencies
of human beings have been widely noticed and studied at
length,45 our egalitarianism is varied and crucially depends on
culture, context, and age of the studied subjects.46 That means
egalitarianism simply does not enjoy as strong a position as
fairness or reciprocity when it comes to social cooperation.
It is not implicit in human cooperation like moral personality
is. Therefore, it needs different support, more purely
philosophical.
However, the path from moral personality to freedom and
equality is relatively well-trodden. I already quoted Ian
Carter, who aims to get from moral personality to freedom and
equality via respect.47 In a similar vein, Stephen Darwall
argues that once we get to acknowledge that we can make claims
of fairness on one another (which is the basic insight I
developed with regards to social cooperation), we adopt a
‘second-person standpoint’, which ultimately results in our
mutual and reciprocal recognition as free and equal moral
agents.48 The most famous arguments for this conclusion is
developed by Thomas Scanlon. Once we view each other as
reasonable, rational, and susceptible to the claims of
39
fairness, we necessarily ask ‘what do we owe to each other’.49
And the treatment that Scanlon argues for is broadly in line
with the freedom and equality as Rawls imagines them.
The lesson of the philosophical attempts above (for my
purposes here) is that once the powers of moral personality
and reasonableness and rationality are established as the
primary political capacities of human beings, the argument for
political liberalism can go much smoother. Freedom and
equality cease to be some abstract values that resist
specification, as the capacity to adopt a conception of good,
the sense of justice, and reasonableness and rationality can
be used to elaborate and justify them.
4. Conclusion
The aim of this paper was to point out that the values
assumed by political liberalism are in a dire need of
justification – and then provide this justification analysing
the nature of social cooperation. However, I did not present a
full defence of political liberalism. My argument stopped with
the claim that a conception of person based on what Rawls
calls ‘the powers of moral personality’ together with ‘the40
reasonable and the rational’ are deeply and necessarily
relevant in the process of building a political conception of
justice. That is only the first step of a possible exhaustive
justification of political liberalism. I only briefly
commented on the transition from the powers of moral
personality to the core liberal values of freedom and equality
(the second step), not touching on the subsequent construction
of the principles of justice at all (the final step).
Nevertheless, this result is very important. Even though
multiple commentators acknowledged the importance and uneasy
status of moral personality for Rawls’ argument, little has
been done to provide some sort of justification for it. This
paper aims to fill this hole.
41
1 John Rawls, Political Liberalism (New York: Columbia University Press, 1993), 8–9.2 Ibid., 11–15.3 Ibid., 11.4 Ibid., 13.5 Ibid.6 Brian Barry, “John Rawls and the Search for Stability,” Ethics 105, no. 4 (1995): 874–915; Samuel Scheffler, “The Appeal of Political Liberalism,” Ethics 105, no. 1 (1994): 4–22; Leif Wenar, “Political Liberalism: An Internal Critique,” Ethics 106, no. 1 (1995): 32–62.7 For a defense of Rawls with regards to this particular question, see Sylvia Burrow, “Reasonable Moral Psychology and the Kantian Ace in the Hole,” Social Philosophy Today 17 (2001): 37–55.8 John Rawls, “Justice as Fairness: Political Not Metaphysical,” Philosophy and Public Affairs 14, no. 3 (1985): 250.9 Rawls, Political Liberalism, 19.10 Ibid., 126.11 Ibid., 3.12 Jonathan Quong, Liberalism without Perfection (Oxford: Oxford University Press, 2011).13 See for example Robert S. Taylor, Reconstructing Rawls: The Kantian Foundations of Justice as Fairness (University Park, Pa.: Pennsylvania State University Press, 2011); George Klosko, “Political Constructivism in Rawls’ Political Liberalism,” The American Political Science Review 91, no. 3 (September 1997)..14 Gerald Doppelt, “Is Rawls’ Kantian Liberalism Coherent and Defensible?,” Ethics 99, no. 4 (1989): 815–51.15 For a more detailed discussion of these arguments, see Quong, Liberalism without Perfection, chap. 5..16 Rawls, Political Liberalism, 164–172.17 A similar issue is raised against Rawls already in R. M. Hare, “Review: Rawls’ Theory of Justice–I,” Philosophical Quarterly 23, no. 91 (1973): 144–55..18 The line taken by already quoted Barry, “John Rawls and the Search for Stability”; Wenar, “Political Liberalism.”19 Rawls, Political Liberalism, 19.20 John Rawls, A Theory of Justice, Revised edition (Cambridge, Mass: Harvard University Press, 1999), 441–449.21 See for example Ibid., 442., but the same move can be found in other works: in “Kantian Constructivism in Moral Theory” (John Rawls, Collected Papers (Harvard University Press, 1999), 312.); “Justice as Fairness: Political, not Metaphysical”;or already quoted Rawls, Political Liberalism, 19..22 Rawls, A Theory of Justice, 444.23 Ian Carter, “Respect and the Basis of Equality,” Ethics 121, no. 3 (2011): 538–71.24 Of course, if one picks someone like Dworkin or Nagel for comparison, then Rawls’ take on liberal values may not stand out as too idiosyncratic. But that is only because they, as a group, exercised heavy influence upon each other – which resulted in some important similarities between their respective philosophical projects. 25 See John Stuart Mill, On Liberty and Other Writings, ed. Stefan Collini (Cambridge: Cambridge University Press, 1989), chap. 3..26 Ibid., 13.27 Ibid.
28 For a more general analysis of the distinctiveness of Rawlsian (and contemporaryAmerican) liberalism, see Michael Freeden, Ideologies and Political Theory: A Conceptual Approach (Oxford: Oxford University Press, 1998), 226–275.29 The importance of a conception of person in Rawls (as well as its uneasy justification) have been noted in the literature for some time. For example, JűrgenHabermas in his famous exchange with Rawls categorically claims that “The decisive issue in the justification of the two highest principles of justice is less the deliberations in the original position than the intuitions and basic concepts that guide the design of the original position itself. Rawls introduces normative contents into the very procedure of justification, above all those ideas he associates with the concept of the moral person: the sense of fairness and the capacity for one's own conception of the good. Thus, the concept of the citizen as a moral person, which also underlies the concept of the fair cooperation of politically autonomous citizens, stands in need of a prior justification.” Jurgen Habermas, “Reconciliation Through the Public Use of Reason: Remarks on John Rawls’sPolitical Liberalism,” Journal of Philosophy 92, no. 3 (1995): 119. Given this need, it is very surprising that none of the proponents of political liberalism has taken upthe challenge to provide such justification. Philosophers like Quong seem to completely ignore the problem. 30 Carter, “Respect and the Basis of Equality”; John Charvet, The Nature and Limits of Human Equality (New York: Palgrave Macmillan, 2013).31 Rawls, Political Liberalism, 16.32 Michael Tomasello, “The Ultra-Social Animal,” European Journal of Social Psychology 44, no. 3 (April 1, 2014): 187–94.33 Michael Tomasello, Why We Cooperate (Cambridge, Mass: The MIT Press, 2009), 3–47.34 Samuel Bowles and Herbert Gintis, A Cooperative Species: Human Reciprocity and Its Evolution, Reprint edition (Princeton: Princeton University Press, 2013), 38–39. They cite extensive literature in support of this conclusion.35 For the most famous comprehensive study of this phenomenon, see Joseph Henrich et al., “‘Economic Man’ in Cross-Cultural Perspective: Behavioral Experiments in 15Small-Scale Societies,” Behavioral and Brain Sciences 28, no. 06 (December 2005): 795–815. See also Ernst Fehr and Herbert Gintis, “Human Motivation and Social Cooperation: Experimental and Analytical Foundations,” Annual Review of Sociology 33, no.1 (2007): 43–64.36 See for example Marco F. H. Schmidt, Hannes Rakoczy, and Michael Tomasello, “Young Children Attribute Normativity to Novel Actions Without Pedagogy or Normative Language,” Developmental Science 14, no. 3 (2011): 530–39; Krista Casler, “Toddlers View Artifact Function Normatively,” Cognitive Development 24, no. 3 (2009): 240–47.37 Katharina Hamann et al., “Collaboration Encourages Equal Sharing in Children butNot in Chimpanzees,” Nature 476, no. 7360 (2011): 328–31; Alicia P. Melis, Kristin Altrichter, and Michael Tomasello, “Allocation of Resources to Collaborators and Free-Riders in 3-Year-Olds,” Journal of Experimental Child Psychology 114, no. 2 (February 2013): 364–70.38 For a development of last points and a summary of the most important relevant studies, see Bowles and Gintis, A Cooperative Species, 24–32.39 Rawls, Political Liberalism, 16.40 Bowles and Gintis, A Cooperative Species, 22–24.41 Rawls himself makes a similar point in Rawls, Political Liberalism, 299–304.
42 Ibid., 48–54.43 Ibid., 19.44 Rawls, A Theory of Justice, 441–449.45 To give a few random examples: Christopher T. Dawes et al., “Egalitarian Motivesin Humans,” Nature 446, no. 7137 (April 12, 2007): 794–96; Sergey Gavrilets, “On the Evolutionary Origins of the Egalitarian Syndrome,” Proceedings of the National Academy of Sciences 109, no. 35 (August 28, 2012): 14069–74; Martina Wittig, Keith Jensen, andMichael Tomasello, “Five-Year-Olds Understand Fair as Equal in a Mini-Ultimatum Game,” Journal of Experimental Child Psychology 116, no. 2 (October 2013): -.46 Ernst Fehr, Daniela Rützler, and Matthias Sutter, “The Development of Egalitarianism, Altruism, Spite and Parochialism in Childhood and Adolescence,” SSRN Scholarly Paper (Rochester, NY: Social Science Research Network, February 28, 2011), http://papers.ssrn.com/abstract=1775782.47 Carter, “Respect and the Basis of Equality.”48 Stephen Darwall, The Second-Person Standpoint: Morality, Respect, and Accountability (Cambridge, Mass.: Harvard University Press, 2009).49 Thomas Scanlon, What We Owe to Each Other (Cambridge, Mass.: Harvard University Press, 1998).