Political disaffection: what we can learn from asking the people
Transcript of Political disaffection: what we can learn from asking the people
Political disaffection: what we can learn from asking
the people
Margit van Wessel
Wageningen University
Accepted for publication by Parliamentary Affairs
Correspondence: [email protected]
Abstract
This interpretive study of the meaning of politics for Dutch citizens offers a distinct contribution to the debate about political disaffection. Politically disaffected citizens interviewedunderstand politics in terms of a lifeworld-politics clash, and theyespouse a policy-oriented ideal of politics that puts their lifeworld at the centre. While their approach suggest they turn awayfrom institutional politics that fails this ideal, their citizenshipis political, and they demand acknowledgement and inclusion of theirview of reality rather than simply improvement in policy quality. These citizens assume themselves to be standing together with otherspresumably sharing their common sense understandings of what politics should be and how it fails in reality. However, with their micro-level interpretations they also often see themselves standing alone in politics, without aggregation, integration and articulationof their complaints and demands. So, although confident, opinionatedand oriented towards ‘big’ politics, this citizenship is defined by disjunction.
Political disaffection in present-day democracies has received
extensive attention from political scientists in recent years.
Research so far, working from many different theoretical
perspectives, has largely focused on explaining the rise in
disaffection across countries. One line of work suggests that
citizens will find it increasingly difficult to experience a
meaningful relation with democratic institutions. Some analysts
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point to processes of partisan dealignment.1 Other literature argues
that nation-state democracy is becoming less and less a realistic
option, with political and policymaking arenas pluralising across
the bounds of institutions and territories.2 Another line of research
seeks to understand declining political support by analysing
citizens themselves. Some researchers focus on correlations between
increasing education levels and changing values and expectations
that contribute to a decline in political support.3 Others analyse
the connections between low levels of social capital and political
disengagement.4 A final major line of research focuses on the nature
and role of the media as mediating relations between citizens and
politics.5
Although clearly highly diverse, and each offering important
insights, all the above approaches largely ignore citizens as
interpreters of their relations with political actors and
institutions in their own right. In empirical research in
particular, citizens’ views are studied through the analysis of
factors in causal relations rather than that they are approached as
actors having their own understandings of politics. This suggests
that important explanations of political disaffection may be being
ignored – little is known of how citizens’ own perspectives on what
happens between them and political actors, institutions and
processes might contribute to our understanding of disaffection.
Recently, some works have appeared that do in fact focus on
citizen understandings of politics, analysing disaffection with
politics through the dynamics between citizens and political actors
and institutions, involving ‘supply‘ as well as ‘demand’. This
research is more meaning-oriented than much research so far, which
focuses on ‘why’ questions rather than on understanding political
disaffection itself – ‘what’ and ‘how’ questions. This recent trend
is starting to develop ways of zooming in on what actually happens
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between citizens and politics, and thereby make disaffection
understandable. Stoker (2006) and Hay (2007) are among the most
prominent authors in this regard.6 They provide overlapping but
partly different diagnoses of failing citizen-politics interaction.
Stoker concludes that the central problem of citizen disaffection
with politics is citizens’ misunderstanding of the nature of the
political process. As he states:
The increased discontent with formal politics is best explainedby a number of misunderstandings of the political process that have taken hold in the discourse of democracies. The pressure from the increased prominence given to market-based consumerismin the culture of many democracies has led key aspects of politics to be overlooked. As a result, many citizens fail to fully appreciate that politics in the end involves the collective imposition of decisions, demands a complex communication process and generally produces messy compromise.7
Hay rather concludes that the answer to the question as to ‘why we
hate politics’ is depoliticisation, which has removed issues and
questions from the realm of politics and has made politics look
incapable of, and unsuited to, solving society’s problems. As far as
Hay is concerned, ‘democratic polities get the level of
participation they deserve’. The meaning that politics has for
citizens is the problem:
What we expect from politics is dependent to a considerable extent on the assumptions we project onto politicians and public officials – about both their motivations and their capacity to influence events. And those assumptions have changed decisively in recent years. It is not all that difficult to show that such assumptions are, today, profoundly pessimistic ones; nor is it difficult to show that this is still a relatively recent phenomenon. Unremarkably, perhaps, itparallels the rise of political disaffection and disengagement.Politicians are assumed today not to be selfless representatives of those who elected them, or benevolent guardians of the public good, or even partisan advocates of a
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particular cause. They are, instead, self-serving and self-interested rational utility-maximizers. They are, moreover, increasingly seen to be powerless and ineffective in the face of processes beyond their control.8
Both analyses focus on the problem of citizens’ political
disaffection in terms of meaning: a central element in both texts is
the explanation of citizen disaffection in terms of what politics
means to them. Stoker and Hay come to their conclusions on the basis
of analyses that connect large-scale socio-cultural developments,
the functioning of institutions, and research on citizen attitudes
and behaviours. However, insights on what politics means to citizens
are largely derived rather than based on empirical research that
directly tells us what it means. In fact, the authors themselves in
a recent text state that the meaning of politics for the citizen
side of the relation has hardly been explored so far and suggest
that there is a problematic paucity of research on this front:
…despite the unprecedented contemporary interest in the sourcesof political disengagement and disaffection, we lack a real understanding of how citizens understand politics. Any strategyfor revitalising politics needs to take seriously the issue of how politics is perceived by citizens. We know a fair amount about what kinds of political activity people engage in and what factors drive that activity. We can offer some reasonable evidence-informed insights into issues such as electoral turnout and election outcomes. What political science – and thesocial sciences in general – is less good at understanding and explaining is what politics means to citizens at the beginning of the 21st century.9
This is exactly the matter taken up in this paper, zooming in on the
tension that citizens experience between their democratic ideals and
the possibility of seeing these ideals made reality through
democratic institutions. What makes the functioning of democracy
problematic for citizens themselves? And how should this functioning
change, in their view?
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This paper presents the results of an interpretative study
conducted in the Netherlands through which an attempt was made to
gauge politically disaffected citizens’ sense of politics. This
study was not set up to test Stoker and Hay’s theories, but analysis
of interview data shows citizen understandings that have interesting
connections with arguments made by Stoker (2006) and Hay (2007).
While maintaining the relational and meaning-oriented approach
developed by Stoker and Hay, I shift the analysis to the citizen
side of the equation and seek thereby to refine the understanding of
what disaffection actually looks like; what meanings it embodies.
This study thus expands on existing analyses, showing that the
relational perspective can be further developed by getting a clearer
picture of how citizens, on the basis of a certain understanding of
politics, arrive at their attitudes. The insights obtained can
connect with existing analyses and approaches, but also have a
quality and relevance of their own. Stoker and Hay’s analyses,
focusing as they do on the politics side of the relationship,
suggest that the understandings citizens have will be informed by
happenings on this side. Although this study agrees with that, it
also shows that citizens introduce their own ‘materials’ as well,
projecting these onto politics, thereby partly filling their
understandings of politics with meaning derived from their own
lifeworld – with important implications for how they relate to
political institutions and processes.
The case of the Netherlands
Research in the Netherlands has established that there is a high
appreciation of democracy as a political system in this country,
combined with a decline in recent decades in political indifference
and a rise in interest in politics. There has also been a rise in
willingness to protest, a rise in appreciation of a range of forms
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of unconventional political participation, and a will to co-decide
in society that is felt by a large majority of society.10 These
developments and characteristics of citizen attitudes towards
politics that indicate support for democracy in the Netherlands are
combined with developments that indicate a critical attitude towards
democratic institutions. Research on citizenship in the Netherlands
shows that many Dutch citizens increasingly look upon Dutch politics
from a position of independence.11 Increased electoral volatility has
brought an end to an earlier period of relatively stable support
bases.12 Trends in trust in political actors such as the cabinet,
parliament and political parties have been the subject of debate.
Whereas trust in politics was relatively high compared with many
other European nations for many years13, from 2002 to 2005 trust
rates declined rapidly and saw historic lows.14 According to research
undertaken by the government itself in late 2005, a majority of
people at that time had a negative attitude towards politics and
government. They perceived that the administration did not care
about what ordinary people thought and that citizens had no way of
influencing the government. Only a small minority saw politicians as
capable.15 Since 2006, trust rates have risen again,16 but in 2009
research still showed that negative attitudes towards politics and
politicians were commonly held.17 Whether the Netherlands has joined
the commonly seen trend towards increasing disaffection is not
entirely clear. However, the Netherlands does appear to be a
suitable case to study how citizens supportive of democracy, but
dissatisfied with the functioning of democratic institutions,
imagine politics as they know it and the changes that are required.
The social imaginary
But how can we study the way citizens see and evaluate politics?
Citizens are not political scientists who can be expected to wrestle
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with democratic theory. However, a concept developed by Canadian
philosopher Charles Taylor can be fruitfully employed here: that of
the social imaginary.18 For Taylor, the social imaginary consists of
the ways in which people imagine their social existence: what their
relations with others are like, the practices that are part of that,
the expectations that people have of each other, and the deeper
notions and images that ground these. This imagination cannot be
1 R. Dalton and M.P. Wattenberg (eds.), Parties without Partisans. Political Change in Advanced Industrial Democracies, Oxford University Press, 2000.2 M. Warren, ‘Democracy and the State’ in J. Dryzek, B. Honig and A. Phillips (eds.), The Oxford Handbook of Political Theory, Oxford University Press, 2008. 3 R. Dalton, Democratic Challenges, Democratic Choices. The Erosion of Political Support in Advanced Industrial Democracies, Oxford University Press, 2004; R. Inglehart, Modernization and Post-Modernization. Cultural, Economic and Political Change in 43 Countries, Princeton University Press, 1997.4 R.D. Putnam, ‘Bowling Alone’, Journal of Democracy, 6, 1995, 1, 65-78.5 See e.g. C. de Vreese, ‘The Spiral of Cynicism Reconsidered’, European Journal of Communication, 20, 2005, 3, 283-301. 6 C. Hay, Why We Hate Politics, Polity Press, 2007; G. Stoker, Why Politics Matters. Making Democracy Work, Palgrave MacMillan, 2006. But see also, e.g., N. Couldry, S. Livingstone and T. Markham, Media Consumption and Public Engagement. Beyond the Presumption of Attention, Palgrave McMillan, 2009; M. Henn, M. Weinsteinand S. Forrest, ‘Uninterested Youth? Young People’s Attitudes towards PartyPolitics in Britain’, Political Studies 53, 2005, 556-578; F. Hendriks, ‘Contextualizing the Dutch Drop in Political Trust: Connecting Underlying Factors’, International Review of Administrative Sciences, 2009, 75, 473-90.7 Op. cit., p. 10, n 6 (Stoker).8 Op. cit., p. 115, n 6 (Hay).9 C. Hay and G. Stoker, ‘Revitalising Politics: Have We Lost the Plot?’, Representation, 45, 2009, 3, 225-36. 10 I. Verhoeven, ‘Veranderend Politiek Burgerschap en Democratie’, in E.R. Engelen and M. Sie Dhian Ho (eds.), De Staat van de Democratie: Democratie Voorbij de Staat, Amsterdam University Press, 2004, 55-77.11 G. Van Den Brink, Mondiger of Moeilijker. Een Studie naar de Politieke Habitus van Hedendaagse Burgers. Sdu, 2003.12 K. Aarts, H. Van Der Kolk and H.M. Rosema, Een Verdeeld electoraat. De Tweede Kamerverkiezingen van 2006. Spectrum, 2007.13 Op. cit., n 3 (Dalton).14 Op. cit., n 6 (Hendriks).15 Voorlichtingsraad, Belevingsmonitor Herfst 2005. Voorlichtingsraad, 2005.16 Sociaal Cultureel Planbureau, De Sociale Staat van Nederland 2009.17 For example, in a survey, 38% of respondents tended not to trust politicians. Sociaal en Cultureel Planbureau, Meten wat Leeft. Achtergrondstudie bij het Continu Onderzoek Burgerperspectieven, 2009
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considered as a theory: the way in which people imagine their social
existence is usually not expressed in theoretical terms, but carried
in images, stories and legends. Neither is the social imaginary
something that belongs to elites, but rather to society more
broadly. It is a shared understanding that makes possible and
legitimates shared practices. This understanding is simultaneously
factual and normative. We have an image of how democracy works, but
this image is woven together with images of moral order – ideas of
how democracy should work. As Taylor illustrates, we know how, in
our own country, elections are carried out, and we also know what
would invalidate these elections. The shared understanding of how
elections should be conducted makes the practice of elections
possible. At the same time, it is the practice that carries the
understanding. A society or section of society has, at any given
moment in time, a repertoire of practices at its disposal, such as
ideas about how and when to organise, appeal, protest, and what
could be achieved with that. Most of us orient ourselves through
these practices, to the extent that we have a grasp of them, without
a complete theoretical perspective on which to ground these.19
The above presentation of Taylor’s concept of the social
imaginary focuses, statically, on the connection between images of
moral order and social practices. However, Taylor’s social imaginary
is a dynamic concept, with interplay between these two. The moral
order people imagine can be out of line with the practices at their
disposal. Changing norms can clash with practices, de-legitimise
these, and inspire demands for new practices more fitting to new
images of moral order. But these practices do not necessarily exist.
Taylor, pointing out this tension, provides the example of the new
image of popular sovereignty that arose in France at the time of the
18 C. Taylor, Modern Social Imaginaries, Duke University Press, 2004. 19 Ibid.
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French revolution, which was confronted with a lack of practices
through which this popular sovereignty could take shape.20 In short,
images of moral order are carried in practices, and clashes between
images of moral order and social practices can be identified. This
means that it is possible to ascertain people’s ideas about what
democracy should be like by analysing their portrayal of existing
practices and their dissatisfactions with these practices.
Methodology
The fieldwork for this study was exploratory in nature; a first step
in developing a relatively open-ended, interpretative approach to
the study of citizen understandings of politics. Twenty semi-
structured interviews lasting about 90 minutes each were conducted
with Dutch citizens. These citizens were selected with the aid of a
survey, developed in cooperation with Dutch research agency TNS NIPO
and carried out by this same organisation. The survey contained a
set of statements (also used in other political research in the
Netherlands), the reactions to which are used to measure the degree
to which respondents feel that they have influence on national
politics. The statements were about the interest of members of
parliament and political parties in citizens’ opinions, estimation
of citizen influence on government politics and the impact of
voting. Respondents could indicate their agreement or disagreement
with these statements on a Likert scale, obtaining a score of 0 to
4, indicating the degree to which they felt that they could
influence the key institutions of representative democracy.
Respondents with a low score of 0 to 1 were selected as potentially
suitable for this study. However, it was also necessary for them to
show a level of interest in politics. It is one thing not to feel
that one has influence, but this study was interested in people who
20 Ibid.
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actually cared about this. The survey therefore also included a
number of statements and questions measuring this interest in
politics, asking about interest in political news, participation in
conversations about politics, and estimation of the interviewee’s
interest in politics. Respondents could answer or indicate their
agreement or disagreement with these statements on a Likert scale,
obtaining a score of 0 to 4, indicating the degree to which they
were interested in politics. For our study, respondents with a score
of 1-4, i.e. those with at least some interest in politics, were
seen as potentially interesting, in combination with the other
criterion of a score of 0-1 on whether they felt that they had
political influence.
For this survey, carried out in June 2007, TNS NIPO approached
972 members of its national panel TNS NIPObase CASI. After exclusion
of respondents that answered ‘don’t know’ to questions, 651 persons
remained. Persons with a low feeling of political influence (0-1 on
scale 0-4) and at least some interest in politics (1-4 on scale 0-
1), formed 51% of the total, or 364 persons. These 364 persons were
all asked whether they were willing to agree to an interview. We
offered € 35 as an incentive to prevent overrepresentation of
persons with an extraordinarily high interest in the subject. Of the
364 potential respondents, 147 agreed. From these 147, 20 were
selected, differentiated in terms of age, education, sex and region.
These people were interviewed at their homes.
Using questions and statements to which respondents could
react, the interview addressed national politics. How does national
politics work, as a constellation of actors, in the eyes of
citizens, and how do these citizens evaluate the functioning of this
constellation in democratic terms? Are alternatives imagined? If
yes, how are these described? The interview encouraged citizens to
describe and discuss practices of agenda setting, leadership,
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representation, responsiveness, accountability, performance and
inclusion as they saw them, and to complain where they saw fit. The
complaints expressed by respondents made it possible to identify
practices about which respondents were dissatisfied, what those
practices looked like to them, and the reasoning behind the
dissatisfaction. Thereby, citizens’ images of moral order about
democracy – democratic ideals from which they approached politics -
could be revealed.
The first step in the analysis of the interview material
consisted of the identification of tensions between practices and
images of moral order that could give information about practices
deemed problematic, as well as the image of moral order that could
be derived from complaints. For example, an expression like ‘Those
politicians in The Hague don’t pay attention to the problems of
ordinary people; they’re only involved with themselves’ is an
expression about practice, as imagined, but also about moral order.
The speaker also states implicitly: Politicians in The Hague should
pay attention to the problems of ordinary people. Moreover, the
expression also reveals the imagined relation between moral order
and practices: Those politicians in The Hague are supposed to pay
attention to the problems of ordinary people, but they don’t. We can
identify here a tension between an image of moral order (paying
attention to the problems of ordinary people) and a perceived
practice (politicians being self-absorbed only). The second step in
the data analysis consisted of searching for patterns in the
tensions between images of moral order and practices across
respondents. The material was consistently examined for
similarities, and how these could be characterised. Was there
something to be learnt here that could be more broadly applicable,
because of it being shared across respondents? A clear set of
identified patterns is presented and discussed below.
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Political rationality as poorly tuned to on-the-ground realities
Respondents were asked about their views on the way political
institutions handle problems in society. Does politics adequately
address problems that they experience or know of? If it does not, or
not to a sufficient degree, why would this be so? Respondents,
engaging with these questions, raised different policy issues that
they thought important and inadequately dealt with by politics, and
shared their ideas about why this was so. For Sylvia (51), a
healthcare professional, the problem lies in the inability of
politics to connect meaningfully with on-the-ground realities in her
field:
Imagine, someone having two mentally handicapped parents, and all that comes with that. Those parents can’t go and discuss things with the teacher. That those children have to take thoseparents everywhere. Young children, thirteen years old, taking their parents to the doctor. Makes me think: ooohhh. That’s what I mean about politics. What is politics doing? What is Child Protection Services doing? Why isn’t that working as it should? Why are there so many millions put into that and still it’s not working properly? How is that possible?
To Sylvia, it is a disgrace that the glaring problems she describes
are not handled adequately by politics. The only sensible thing that
can be said is that the realities prove that politics clearly is out
of touch and not up to dealing with challenges adequately. It is the
on-the-ground realities around which arguments are formed, with the
world of politics being perceived in terms of its inability to
engage with these. Jeanette (25), a nurse, has a similar
understanding of meaning-poor politics failing in its engagement
with the realities that she confronts in her daily life, where
meaning is again self-evidently at the centre. I asked Jeannette to
respond to the statement ‘Things aren’t going bad in the
Netherlands. So they must be doing something right in The Hague’:
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Yes, a little, I think. Things aren’t going really bad in the Netherlands. So they must be doing something right. I think. I don’t really know. I think.
So they are doing something right, even if you don’t have a completely clear view on it. Is it perhaps that there are also things they are not doing right?
Yes, there are plenty of things they are not doing right. Should I give examples? Like, sometimes I have to deal with theHealth Care Inspection and that all got changed just recently from The Hague or whatever. And then I find that lots of thingshaven’t become better or more workable, because they don’t lookat how things really work in healthcare. So much paperwork has been added. Writing it down five times, getting ten signatures,so to speak. No more time to help at the bedside.
Such views, presenting politics as meaningless in terms of its
engagement with reality as citizens experience it through policy,
are not just to be heard from public sector workers, who are
‘experts’ at the practical end of policy. This understanding can
also be found in cases involving knowledge pertaining to daily life.
Krista (38), who is visually handicapped and receives an allowance,
tells how she perceives economic development and policy in the
Netherland, responding to the statement ‘Things aren’t going bad in
the Netherlands, so they must be doing something right in The
Hague’.
They say things are going well in the Netherlands. Well, many people don’t get to experience that. The economy is running well, yeah, well, I don’t give a hoot. This is not my experience. My benefits were increased by 5%. From 70% of the wage I used to have to 75%. You think, hey, nice. But then it is taken back again with the other hand, so in the end the plusis zero. And then this goes up, and that, rent, energy. And then I think, things are getting better, well I don’t see it. And that’s how it is for many others too. And many think, it’s only getting worse. It’s getting harder and harder to make endsmeet. My weekly budget used to be enough for me, a few months ago. That’s no more. Slowly, prices rise in your own daily
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situation. You are going under, and you’re left to deal with itall by yourself.
Even though respondents raised diverse policy issues, a notable
pattern arises from their statements. Sylvia, Jeannette and Krista
relate to the world of politics through their experience or
perception of policy consequences in their day-to-day lives. This is
where the meaning of politics originates. The meaning of politics is
thus derived from experience of daily reality seen as being
inflicted by politics, and defined by its faulty relation with
reality as citizens experience it. The world of politics from which
action comes, affecting the lives of citizens, remains void of
meaning, or filled with meaning defined in negative terms - by its
clash with citizens’ perceptions and views. Politics is thus defined
in terms of rationality, and it is a rationality insufficiently
geared towards problems and developments in society. Thus, politics
fails to be meaningful in the reality that really matters, that of
citizens.
Politics ignores citizens’ knowledge
Sometimes respondents speak about the opposition between their
perceptions and views and those of politics in terms of ‘distance’
between perceptions of reality, although both sides seem to agree on
values and goals. In other words, politicians would like to do the
right thing, but cannot because policy is not sufficiently based on
knowledge of actual problems. The rationality behind policy then
fails because politics has no realistic view of the nature or
magnitude of a problem and from that position cannot possibly
formulate policy that meaningfully relates to reality., The
concomitant argument is that valid knowledge is in fact available,
and it is among citizens that this knowledge can be found. The final
implication is that this knowledge is wrongfully ignored by
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politics. Kasper (34), a secondary school teacher, discusses a
problem widely discussed in Dutch politics, that of a shortage of
teachers. I asked him what he thought of the way politics engaged
with this issue:
Politics is open to this question. And rightly so. But how theydo it isn’t right. Because I’m someone who knows the practical end. And if I see the proposals that they come up with, I stillthink, ‘if you want to attract more people you really have to come up with something else’. The idea of keeping teachers in the classroom beyond retirement age, it’s simply not what people want, it’s a counterproductive strategy. Money is made available for higher salaries, but it’s simply not enough. And having people work more hours, that works against quality, and the shortage is related to questions of quality.
According to Kasper, a solution for the teacher shortage is to be
developed from a true understanding of the ‘practical end’, and the
failure of politics that he identifies lies in the lack of this
understanding, with solutions being devised on the basis of
quantitative logic that is bound to fail. Kasper speaks from an
insider position of knowledge gained within the education sector,
but similar reasoning can be seen among non-professionals, speaking
about their daily lives, similarly raising the question of a clash
of rationalities, arguing that the valid knowledge of reality as
citizens see it should be the starting point, but is not. Dorien
(55), a mother of an adolescent son, raises youth and its problems
as a policy matter of prime importance in her response to the
statement ‘Political leaders in The Hague are not interested in
people’s problems’:
I don’t think that’s true. I think they’re interested. But it might be interesting if they sent a form to everybody, with lots of questions, ‘what do you think about this’, and then they should look at all those answers. Because the more people express their thoughts, the more points they can bring togetherto see ‘oh, this problem, we hadn’t thought about that in that
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way’. They may not know, or not realise how serious the problems are. I think the young people who drink, they know about those problems. Because we see a lot about that, on TV, that they are trying to do something about that. But they are really late. Young people drinking, that has been going on for so long. They should have acted on it earlier. Not let it get out of hand. Then it’s harder to deal with. Maybe they didn’t realise it was getting out of hand. Because, well, I suppose, there are so many problems. Plus, now it’s all about the environment. They’re paying way too much attention to that now.Like it’s all that matters.
Astrid (34), a housewife living in a medium-sized town, explains why
in her view the topic of ‘norms and values’ that has been part of
the political agenda of the current government is not approached
adequately in national politics. As far as she is concerned, policy
fails because of politicians’ ignorance of reality. She builds her
argument from experiences that she has had living in her
neighbourhood:
If you look at The Hague, how they are dealing with it. They throw those plans on the table and you start to think, hey, they’re really going to do something about it now! But then they start implementing it and I think: those guys have blinkers on. If you look at how people behave towards each other. Look at violence, look at how kids act. Sometimes I sit outside and I see how kids roam around, the words that are thrown about. The thing is, politicians focus too much on one thing: immigrants. Integration of immigrant families. No projects for Dutch kids. But if you look at who is running around in this neighbourhood, screaming, throwing about firework, no immigrant kid among those. And all I see is policesending them home. That I think, Jesus Christ, what neighbourhood is this turning into!
For some, wrong political choices are made because of inadequate
responsiveness to signals coming from citizens that could have made
reality more clear to politicians. Tanya (23) describes how this
would have led to better policy in the area of immigration:
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Politics should understand what goes on, anticipate and respond. They don’t understand that
there is a lot of dissatisfaction and unrest in society. If they had known, they would have made different choices. For example the Polish immigrants. Way ahead, we knew that the borders would be opening up. People were afraid long before, ‘here goes my job, those people are a lot cheaper’. They shouldhave responded to that. And now, after it all happened, they come up with ‘let’s close the door for now; it’s getting to be a lot’. And then I think: you should have looked a bit further than you did at the time, further than that positive picture ofopening the gates, and, well, I don’t know what positive things. Let them really look at the consequences. It’s good foremployers, but they forget that Dutch employees are thrown out.
For respondents, policy is thus formulated with a certain blindness
to reality, which is nonetheless available to them if politicians
only bothered to take it into account. Politics thus not only works
on the basis of a rationality that is disconnected from reality as
citizens see it, but also is not open to messages from citizens that
could in fact lead to more democratic decisions.
Politics acts against the people’s will
The alleged rationality problem suggests a centrality of policy in
respondents’ political thought, implying that their thinking about
politics is actually about policy quality, and apolitical in nature.
Indeed, the talk of policy quality makes complaints appear
apolitical in nature: citizens ask for problems to be solved by
bridging distances through the gathering and processing of
knowledge: knowledge of problems as experienced by citizens. At the
same time, it can be seen that the supposed inadequacy of knowledge
leads not only to failure in the development of meaningful policy –
that is, policy experienced as meaningful by citizens - but also to
wrong political choices. Respondents also construct the opposition
between lifeworld and politics in terms of political perspectives,
identifying values and goals that conflict with those of politics.
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In those cases too, however, the reality in which citizens live is
the origin of their differing views. Policy measures fail where they
should succeed because it is clear and obvious what the right
choices are. Thus, from perceived or experienced policy
consequences, political conflicts arise about potential alternative
choices. And it is then not just policy that fails for respondents,
but democracy itself. Tanya works for a debt-recovery agency. She
responds to the statement ‘Things aren’t going bad in the
Netherlands, so they must be doing something right in The Hague’:
Things aren’t going bad in the Netherlands. I kind of disagree.I’m getting more and more busy at work and generally that is not a good sign, when a debt-recovery agency is getting busier.More taxes are collected. More revenue because of higher levies. Maybe that helps. Things aren’t going bad in the Netherlands. Depends on how you define ‘not bad’. Like I said, I’m getting busier. I also see requests for debt restructuring going up like crazy. We’re getting a clear divide in the Netherlands, really the poor and the rich. I hope they realise that in time, that we’re moving in that direction with what they’re doing. Because with what’s going on it only appears, tothe outside world and to them, that things are going all right.
Tanya’s identification of the need for policy alternatives arises
from her perception of policy consequences, that for her express a
connection with reality that politics, not acting from an
orientation towards that reality, lacks. The rationality of politics
remains diffuse here, but she looks upon it with disdain since it is
nonetheless clear that politics is not oriented to the goals that
really matter. What politics wants is irrelevant to the argument,
since what matters are the unacceptable social developments that
politics apparently is unable to engage with in a meaningful way,
because of a lack of orientation to them. Nevertheless, Tanya
herself presents a political position here: because of what is
happening to people, policy must change direction. Jeanette (25) and
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Maarten (34) reason in comparable terms, explaining why they are
dissatisfied with the level of influence they have on politics:
Jeannette: I always feel politicians do whatever they want, just force things through. Like, with health insurance. All of it changing. Now we are getting this ’no-claim’. That’s what it’s called, isn’t it? But no attention at all is given to people who are chronically ill. Not everybody chooses to pay somuch money for healthcare. No one really. Things like that, I think, all of that is decided just like that, but they don’t look at the consequences.
Maarten: National politics looks from above at what the Netherlands is like. And decide from above what should happen. But most are highly educated, don’t know what goes on among certain groups. Because they never had to live like that. We have this neighbourhood here. At one point it was clear that there was a problem with youth. But nothing happened for 15 years. But now this problematic group has grown from 10 to 200.And now there is this plan, nationally, to liberalise rents. Toencourage residents to move on. But in my opinion the only result will be that people will not be able to afford any houseat all anymore. And it’s hard enough paying the rent as it is. And that’s what I mean when I say ‘they don’t have a clue’.
Although Jeannette does not discuss the new healthcare policy as a
political decision, her own perspective on it is political. Maarten
does bring the rationality he sees behind policy into his argument,
but his own perspective is much more clearly political than the
perspective behind the policy as he sees it: the policy must change
or else people will suffer unacceptably. Confronted with policy,
Jeannette and Maarten present their views of it in terms of the
policy’s consequences as they see them. Although policy is hardly
identified or elaborated as political choice, with perspectives and
negotiations behind policy remaining largely outside of the picture,
respondents do qualify the rationalities behind policies and reject
them, contrasting policy rationality to their own rationally
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superior views that are political in their assertion of policy
alternatives.
Tanya, Jeannette and Maarten here describe the failing
rationality of politics in terms of unacceptable social
consequences, but do not clearly ascribe ill will to politics. In
other statements, however, we do find respondents ascribing to
politics this ill will. For some, it is not just that politics fails
because it is not oriented towards the reality of citizens, but also
that it is, illegitimately, oriented to something else, which can be
identified. Again, it is through the interpretation of policy that
respondents come to their views. As Henk (68), a retired teacher,
says, referring to changes in educational policy that have been
widely debated in recent years:
Politicians should listen to people a lot more. Talk they do, but listen, no. Education is a great example, those innovations. If they had listened to people in education they wouldn’t have had to go through with it. Would have saved a lotof money and misery. No listening at all. Because they were allinvolved with their own ideas. Me, me. That money and education, they don’t give a crap. They didn’t and they don’t. It’s all about getting their way and immortalising themselves.
Other respondents assume that other orientations can be detected
behind policy. Irene (43), for example, believes that politicians do
in fact work towards a societal goal, but still sees no legitimacy
because their orientation is still not to ‘the people’, in the sense
of reality as experienced by citizens in their daily lives:
Of course the politicians can’t go and meet every Tom, Dick andHarry and listen to their specific problems. But on the other hand, they work on the big issues but, this whole privatisationof healthcare21, that, eh, I’m sure it was with good reasons, but it was forced through with crazy speed, and such complete
21 Irene refers here to a recent set of healthcare reforms that, among otherthings, were meant to stimulate competition between insurance companies. The role of the state, however, continues to be extensive.
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lack of interest in the people’s problems…The welfare of the people, the man in the street. A lot of the time that’s not what politics is about. What it’s about is often the really biginterest of employment, hunger in the world, our position in the EU, often also from the viewpoint of people who are well off, can make ends meet easily and don’t have a clue about whatit’s like not to.
Many of the statements are political in nature, accusing politicians
of working towards democratically illegitimate goals: abstract
issues such as the budget deficit rather than the needs of people; a
focus on higher income groups’ needs rather than on those from lower
income groups; the needs of immigrants rather than autochthonous
Dutch. Statements are often also political in the sense that
opposition is not simply individual but also social, since
respondents often believe that their views are representative of
those of ‘the people’ more generally. Respondents tend to assume
agreement that an orientation towards the lifeworld would lead to
alternative and broadly acceptable policy decisions. They interweave
ideas about citizen’s reality with an image of a presumably
meaningful consensus among ‘the people’ about the nature of this
reality and how it relates to politics at present, with suggestions
of ‘many people’ sharing a specific experience of policy, ‘nobody’
favouring a policy, and ‘people’ being afraid of certain policy
consequences. For respondents, reality as it appears to citizens is
a touchstone; a truth against which politics is measured.
Respondents present themselves here as representatives of citizens
at large, able to represent on the basis of direct experience. Thus,
from experience of reality in its interaction with politics, a form
of political citizenship takes shape here. It is on this basis that
citizens demand to be taken seriously, not just as bearers of
knowledge, but as holders of political perspectives that should be
pre-eminent because they are rooted in reality as they understand
it, that is to them the source of policy legitimacy.
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Improving democracy by putting citizens’ reality at the centre
The interview did not explore respondents’ images of moral order
with regard to democracy only through statements about practices;
respondents were also asked directly about their ideas on how the
functioning of democracy could be improved. Their answers are in
line with the above. Priorities and policy preferences that,
according to respondents, exist in society should be given
precedence, so as to prevent policy failure due to lack of
orientation towards, and knowledge of, society. This can be achieved
by contact between politicians and citizens, again couched in terms
of conflict between politics and citizens’ realities, that is to be
mitigated through politicians’ immersion in citizens’ realities.
Seemingly, this amounts to a call for participatory democracy,
suggesting opportunities for revitalising democratic politics
through policy development. However, the idealisation of citizens’
realities directly informing politics, and the presumed consensus on
what ‘the people’ want, do not encourage the bridging of differences
through participation. Respondents’ statements suggest that they see
their personal knowledge, experience and perspective as exemplary of
common sense and the view of citizens more generally. With common
sense so central, ideas about needed contact between politicians and
people focus on meaning transfer from people to politicians, through
closeness and experience. Hans (47), a veteran, explains how defence
policy ought to be shaped by direct contact between office holders
and military personnel, discussing office holders’ knowledge
requirements and what it takes to obtain the necessary knowledge:
I doubt whether they really know. One can make a flying visit, but it’s not like you go on patrol with the men, talking, eating with the men, sleeping with the men, having contact withthem. You go to show your face. But there’s no contact with thefoot-soldiers. And that’s what it’s actually about. That’s
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where they should make a connection. That’s where you should know what’s going on, where you get your information from and that’s what you should base your policy on.
In the context of contact as a solution, political battles as fought
out among parties and office holders in The Hague are irrelevant.
What is central is the goal of politicians obtaining citizens’
experiential knowledge as policy input. Krista explains what office
holders should do in order to develop connection with society:
Make more visits. Really visit the people. If they’re ‘too busy’ they should prioritise, we all have to. Go to question time in parliament a little less. They should not just focus ontheir own little things like ‘I think it’s important that the budget deficit is solved’. If they want to get closer to the people, that’s where their priorities should lie. And reports can’t substitute for contact. They should see it with their own eyes, and experience for themselves, listen to the stories. Really talk to the people. Then you really know what’s going on.
.
This plea to put citizens at the centre does not imply, however, an
end to politics. Contact is seen not only as something that brings
valid knowledge to politics for better policy quality, but also as
something that can lead to shifts in policy that are political in
nature. Currently, policy choices, rooted as they are in faulty
orientation and consequently poor knowledge, lead to poor policy
quality but also to injustice, with groups and issues being
neglected or favoured wrongly. As we saw, the ‘other interests’ that
respondents see politics serving are often in a sense identifiable
for respondents: politicians are oriented towards the political
elite itself, to higher income groups, immigrants or abstract goals,
with little clear significance for society. An orientation towards
citizens could lead, therefore, to better quality but also to more
justice: decisions could come to favour presently neglected groups
and issues. However, the identification of interests other than
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those of citizens does not mean that the battle is one of interests
identifiably organised and actually involved in the political
battle. It is still rather a matter of politics’ faulty orientation
to reality that is rational in nature, with shifts in orientation as
the proposed solution. Complaints about policy may be accompanied by
a demand for alternative political choices, such as protection of
the rights of the autochthonous population, or protection of
economically vulnerable groups against poverty. The opposing stance
from which citizens formulate these demands is coined in terms of
orientation to reality: politics does not seem to ‘see problems’, or
‘does not want to see them’, or ‘would have made other decisions had
they realised’. A clear image of an opponent acting from alternative
identifiable ideas towards alternative goals is often notably
absent.
Discussion
This study explores the meanings that citizens attach to politics.
This implies that I did not set out to test theories. However, the
results can be significantly related to a set of theories and
current debates. To begin with, an important form of tension between
practices and images of moral order found in the study is analogous
to Habermas’ theory of communicative action, more specifically the
ideas about colonisation of the lifeworld by the systemworld that
forms an important element in this theory. Moreover, the analogies
with this theory that can be seen in respondents’ understandings of
politics, though not exactly confirming the analyses of Stoker and
Hay, have interesting connections to these authors’ insights.
For sake of the argument’s clarity, I first briefly discuss
Habermas’ theory and its relevance for the present analysis. For
Habermas, the lifeworld is the lived domain of informal, culturally
rooted understandings and accommodations. Coordination in the
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lifeworld takes place though shared practices, perspectives, values
and interactions. In Habermas’ view, this lifeworld is colonised by
the systemworld of economics and politics that unleashes an
instrumental rationality on the lifeworld. More and more, the formal
systems of politics and economics encroach on the lifeworld. More
and more, society is administered from a level at which intervention
by citizens is impossible. For the lifeworld, on the other hand, it
is impossible to intervene in the systemworld because the latter is
not geared to intervention by the lifeworld. For Habermas, this
amounts to a crisis of modernity, formed by the impossibility of
connection between the media of systemworld and lifeworld.
Coordination in the economy takes place through the medium of money.
Coordination in politics takes place through the medium of power.
The medium of the lifeworld is communication, but this medium cannot
steer the systems of economics and politics. At the same time, the
systems of economics and politics depend on the lifeworld for
legitimacy; it is only the lifeworld that can grant the systems this
legitimacy.22
Habermas’ theory has been criticised extensively. The goal of
bringing it in here is not its development or critique as social
theory, but its use for heuristic purposes. The abovementioned
analogies lie in citizens' understanding of politics. The interview
addressed politics, but over and over respondents chose to address
questions of politics with answers about policy. As shown below,
politics presents itself to citizens in the form of policy,
experienced as something administered from another world, reaching
the lifeworld through the imposed experience of the results of its
actions. Politics operates under rationalities (conceptions of
22 J. Habermas, The Theory of Communicative Action, Volume one: Reason and the Rationalization of Society. Beacon Press, 1985; J. Habermas, The Theory of Communicative Action, Volume two: Lifeworld and System: A Critique of Functionalist Reason, Beacon Press, 1985.
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problems, goals, strategies) that remain unknown or illegitimate,
and obtain their (only) meaning, in a negative sense, in the clash
with rationalities of the world being colonised by it. To
respondents, political rationality therefore fails. The lifeworld is
constantly placed at the heart of political life, with the
complexities of politics and administration largely ignored, its
achievements measured through the prism of the lifeworld where
politics obtains its meaning through policy consequences.
Respondents present three different forms of this failure of
political rationality. With all three forms, through this experience
of asymmetrically connected realities, a construction of politics as
rationally oppositional entity takes place. However, this does not
imply that these citizens approach politics apolitically, thinking
in terms of administration rather than politics. Citizens do in fact
present their own views as political, in the sense of presenting
alternative political choices. But political citizenship is
experienced as without satisfactory articulation or significance in
the political arena in which policy alternatives, as political
choices, appear to be absent.
Citizens’ views match Stoker’s ideas about citizens not
appreciating the political nature of politics. They also, in a
sense, connect with Hay’s suggestions that the problem lies in
depoliticisation. Respondents often take a political position in
relation to policy, even while denying that political position to
politicians. With the perspectives that they have, formulated in
terms of common sense, they feel that they are standing together
with others sharing their lifeworld, but ‘alone’ in politics,
without political organisation that, according to political theory,
ought to integrate, aggregate and articulate their demands and
complaints for them. This does not leave respondents without
anchors, however. Politics here comes into opposition with society,
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in the sense of politics as opposed to society confronted with the
acts of politics. A stable centre of orientation is found in the
lifeworld, against which the actions of politics are assessed.
In view of the political science literature on the decline of
representative democracy, the confidence with which respondents
relate to democracy is surprising. The citizens in this study do not
appear to be suffering from the insecurity and confusion that might
be expected on the basis of the problematic complexities with which
democracy is confronted – with parties less able than before to
represent stable sets of preferences, and the pluralisation of
political and policymaking arenas making it close to impossible to
identify responsible actors and hold them accountable. With the
lifeworld central to images of moral order about democracy,
respondents clearly see landmarks and standards by which to define a
position. Because politics obtains meaning derived from opposition
to the lifeworld, complexity can be ignored. Politics and
administration can be delegated to the margins of arguments, as can
be seen with remarks being made about bad policy coming from ‘The
Hague or whatever’, politicians needing to look ‘further than that
positive picture of opening the gates, and, well, I don’t know what
positive things’, and politicians ‘needing to not just focus on
their own little things like “I think it’s important that the budget
deficit is solved”’.
Apparently, as far as these respondents are concerned,
democracy can be given shape through policy. For respondents,
demands are a matter of common sense and presumably shared notions
of ‘what every normal person can expect’. However, the frequently
suggested problem of political parties losing their role of
aggregating, integrating and articulating perspectives does raise
its head here. Respondents do not need to engage with the
complexities of politics and administration in order to develop a
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perspective on political reality and develop images of moral order
about democracy. But this orientation that seeks democracy close to
home, in meaning and recognition that can be experienced directly,
finds itself confronted with an institutional reality that is not
forthcoming. In other words, respondents often cannot experience
being part of democracy in the ways that they wish, in line with the
images of moral order that they hold on this matter. Political
citizenship for these citizens can be classified as a matter of
attitude that does not demand involvement in institutional politics,
social capital or action. But this citizenship as attitude does not
bring with it an experience of partaking in democracy. And this
experience is what, in the end, counts for these citizens’
evaluation of the functioning of democracy.
Respondents find that democracy is not geared towards their
democratic principles. The opposition that they see between politics
and lifeworld is one of isolated, individual demands that, as far as
respondents are concerned, are not aggregated and integrated into a
discourse that brings demands together and makes them part of
politics. In other words, their shared opposition to the
rationalities of politics is not translated into political terms
that are representative of this group of respondents as a whole.
Even the articulation in terms of conflicting rationalities as
presented in this article is an analytical construct developed by
the researcher. Respondents describe the problems rather diversely,
in terms of ignorance, obstinacy, incompetence, meaninglessness and
stupidity. The articulation of opposition, as political as it often
is, therefore remains limited to a poorly aggregated set of diverse
demands, a toothless solidarity of ‘the people’ versus ‘politics’.
The centrality of the lifeworld for respondents can therefore be
classified as problem as well as solution for them. Respondents hold
images of moral order about democracy, but they cannot see democracy
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taking shape with these images. In their political arguments,
respondents manage to keep at bay institutional politics, with all
its ‘messiness’.23 However, they cannot avoid the same institutional
politics when it comes to realising their democratic citizenship,
which, in the end, depends on the connection between arguments and
politics.
The problems of finding positive meaning in politics, that
Stoker (2006) and Hay (2007) suggest exist for many citizens, are
confirmed here. Citizens have difficulty giving shape to citizenship
by connecting with the politics on offer. However, the data also
show that citizens partly fill the void in meaning with which they
find themselves confronted by orienting their citizenship towards
‘big politics’, but without meaningful connection to the same. In
other words, although political, this citizenship is largely defined
by disjunction.
With 20 interviews as data, this study can provide only
indications of the meaning politics has for citizens rather than
strong and generalisable conclusions. However, the analysis does
show that the interpretative approach followed here can lead to new
knowledge. The openness to citizens’ interpretations that this
approach allows clearly can point to new directions and to
considerable refinements in understandings about the issue. Taking
seriously how citizens see, experience and evaluate the world of
politics and their own relation with politics, we can learn how
citizens’ perspectives make sense, and how different factors can be
seen coming together and interacting therein. Taking citizens’
interpretations as a starting point will help us develop a wider but
also a deeper understanding of political disaffection – a good
reason to engage in further research on this front.
23 Op. cit., n 6 (Stoker).
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