On the status of final consonant clusters in English syllables

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JOURNAL OF VERBALLEARNINGAND VERBALBEHAVIOR23, 343-356 (1984) On the Status of Final Consonant Clusters in English Syllables REBECCA TREIMAN Indiana University Linguistic and behavioral evidence suggests that the syllable is composed of two major constituents, an onset and a rime. The onset is the initial consonant or consonant cluster. The rime is the remainder of the syllable, excepting any inflectional endings or appendices. The internal structure of the rime was studied in four experiments. When an obstruent followed the vowel, subjects most readily divided the rime between the vowel and the obstruent. Thus, final consonant clusters beginning with obstruents formed cohesive units. Postvocalic liquids were grouped with the vowel rather than the final consonant. Postvocalic nasals were intermediate. These results are consistent with linguistic notions of a sonority hierarchy, by which classes of consonants differ in their affinity with vowels. Syllables and phonemes play important roles in the processing of speech. Also im- portant, according to recent research, may be units intermediate in size between syl- lables and phonemes. Theories of syllable structure (e.g., Cairns & Feinstein, 1982; Fudge, 1969; Halle & Vergnaud, 1980; MacKay, 1972; Vergnaud & Halle, 1979) postulate that the syllable is not simply a string of phonemes. Rather, the syllable possesses a hierarchical internal structure. The major constituents of the English syl- lable, in the terminology of Halle and Verg- naud (1980), are the onset and the rime. The onset, which is optional, is the initial con- sonant or consonant cluster. The rime is the remainder of the syllable, with the excep- tion of any inflectional endings. Inflectional endings, or appendices, occur only after morpheme boundaries. They will be dis- cussed further below. The rime itself is composed of a peak and a coda. The peak, This research was supported by National Science Foundation Grant BNS 81-09892. I thank Shellie Haut-Rogers, Erica Motley, and Ann Farrell for their assistance. Arthur Abramson, Jola Jakimik, Joe Stem- berger, and Linda Smith offered helpful comments on an earlier draft of the manuscript, as did an anony- mous reviewer. Some of the results were presented at the meeting of the Psychonomic Society, Minneapolis, November 1982. Requests for reprints should be sent to the author at Department of Psychology, Indiana University, Bloomington, Ind. 47405. which is obligatory, is the vowel nucleus of the syllable. The coda, which is optional, is the following consonant or consonant cluster. For example, the word "grasp" has the onset/gr/and the rime/~esp/. The peak is/~e/and the coda is/sp/. (See the bottom of Table 1 for a key to the notation used in this paper.) Both linguistic and behavioral evidence support the view that onsets and rimes are cohesive units. Much of the linguistic evi- dence is distributional. In English, virtually any onset can occur with virtually any rime (e.g., Fudge, 1969). That is, the two units are almost independent. In contrast, severe restrictions govern the cooccurence of peaks and codas within the rime. For ex- ample, the vowel/i/cannot occur before a syllable-final /sp/ cluster. Stress phe- nomena provide a further reason to distin- guish between onset and rime. In English, the rules of stress assignment refer to the rime, and the onset is completely irrelevant (Chomsky & Halle, 1968). Behavioral evidence for the onset/rime distinction comes from several sources. One source of evidence is errors in the spontaneous production of speech. Mac- Kay (1972) analyzed errors made by Ger- man and English speakers in which two words with similar meanings were inad- vertently blended. An English example 343 0022-5371/84 $3.00 Copyright© 1984 by Academic Press, Inc. All fightsof reproductionin any formreserved.

Transcript of On the status of final consonant clusters in English syllables

JOURNAL OF VERBAL LEARNING AND VERBAL BEHAVIOR 23, 343-356 (1984)

On the Status of Final Consonant Clusters in English Syllables

REBECCA TREIMAN

Indiana University

Linguistic and behavioral evidence suggests that the syllable is composed of two major constituents, an onset and a rime. The onset is the initial consonant or consonant cluster. The rime is the remainder of the syllable, excepting any inflectional endings or appendices. The internal structure of the rime was studied in four experiments. When an obstruent followed the vowel, subjects most readily divided the rime between the vowel and the obstruent. Thus, final consonant clusters beginning with obstruents formed cohesive units. Postvocalic liquids were grouped with the vowel rather than the final consonant. Postvocalic nasals were intermediate. These results are consistent with linguistic notions of a sonority hierarchy, by which classes of consonants differ in their affinity with vowels.

Syllables and phonemes play important roles in the processing of speech. Also im- portant, according to recent research, may be units intermediate in size between syl- lables and phonemes. Theories of syllable structure (e.g., Cairns & Feinstein, 1982; Fudge, 1969; Halle & Vergnaud, 1980; MacKay, 1972; Vergnaud & Halle, 1979) postulate that the syllable is not simply a string of phonemes. Rather, the syllable possesses a hierarchical internal structure. The major constituents of the English syl- lable, in the terminology of Halle and Verg- naud (1980), are the onset and the rime. The onset, which is optional, is the initial con- sonant or consonant cluster. The rime is the remainder of the syllable, with the excep- tion of any inflectional endings. Inflectional endings, or appendices, occur only after morpheme boundaries. They will be dis- cussed further below. The rime itself is composed of a peak and a coda. The peak,

This research was supported by National Science Foundat ion Grant BNS 81-09892. I thank Shellie Haut-Rogers, Erica Motley, and Ann Farrell for their assistance. Arthur Abramson, Jola Jakimik, Joe Stem- berger, and Linda Smith offered helpful comments on an earlier draft of the manuscript, as did an anony- mous reviewer. Some of the results were presented at the meeting of the Psychonomic Society, Minneapolis, November 1982. Requests for reprints should be sent to the author at Department of Psychology, Indiana University, Bloomington, Ind. 47405.

which is obligatory, is the vowel nucleus of the syllable. The coda, which is optional, is the following consonant or consonant cluster. For example, the word "grasp" has the onset /gr /and the rime/~esp/. The peak is/~e/and the coda is/sp/. (See the bottom of Table 1 for a key to the notation used in this paper.)

Both linguistic and behavioral evidence support the view that onsets and rimes are cohesive units. Much of the linguistic evi- dence is distributional. In English, virtually any onset can occur with virtually any rime (e.g., Fudge, 1969). That is, the two units are almost independent. In contrast, severe restrictions govern the cooccurence of peaks and codas within the rime. For ex- ample, the vowel / i /cannot occur before a syllable-final /sp/ cluster. Stress phe- nomena provide a further reason to distin- guish between onset and rime. In English, the rules of stress assignment refer to the rime, and the onset is completely irrelevant (Chomsky & Halle, 1968).

Behavioral evidence for the onset/rime distinction comes from several sources. One source of evidence is errors in the spontaneous production of speech. Mac- Kay (1972) analyzed errors made by Ger- man and English speakers in which two words with similar meanings were inad- vertently blended. An English example

343 0022-5371/84 $3.00 Copyright © 1984 by Academic Press, Inc. All fights of reproduction in any form reserved.

344 REBECCA TREIMAN

would be the combination of "grasp" and "clutch" to produce the nonword " g r u t c h . " MacKay (1972) reported that when breaks occurred within a syllable, consonant clusters remained intact more often than would be expected by chance. Breaks were more likely to occur before the vowel than after it. These patterns, which are exemplified by the blend " g r u t c h , " support the view that the syllable is com- posed of an onset and a rime unit.

Further evidence that onsets and rimes function as cohesive units in the processing of speech comes from studies in which sub- jects were taught to manipulate nonsense syllables in various ways. For example, Treiman (1983, Experiment 7) taught subjects a word game in which the onset of one syllable was blended with the rime of another. An example would be the combi- nation of /flirz/ and /gruns/ to produce /fluns/. Also taught were games in which the onsets or rimes were divided, as when /flirz/and/gruns/combined to yield/fruns/, /flins/, or/flirs/ . The results showed that the game that kept the onset and rime intact was learned with fewer errors than the other three games. Further, when other subjects were asked to blend the syllables in any way they chose, they most often joined the onset of the first syllable with the rime of the second.

Finally, there is evidence that onsets function as cohesive units in tasks in- volving the perception and identification of speech sounds. Treiman, Salasoo, Slowia- czek, and Pisoni (1982), examining the influence of syllable structure on adults' phoneme monitoring performance, found that subjects took longer to detect syllable- initial consonants when the consonants were part of a cluster (as in/sna/) than when they were singletons (as in /sa/ or /san/). Similar results have been obtained with 5- year-old children in a study using error rate rather than response time as the dependent variable (Treiman, 1980). Children more often failed to de t ec t / s /when it occurred in /sna/ than when it occurred in /sa/ or

/san/. In conclusion, there is evidence that onsets and rimes are involved in speech production, speech perception, and meta- linguistic tasks such as the learning of word games.

Although behavioral evidence supports the view that syllables are divided into onset and rime units, the behavioral evi- dence with respect to the postulated divi- sion of rimes into peak and coda is less clear. MacKay's (1972) analyses of the fate of consonant clusters in speech errors did not differentiate between final consonant clusters (codas) and initial consonant clus- ters (onsets). Consequently, it was not clear whether final consonant clusters remained intact more often than expected by chance. In a study of word games, Treiman (1983) found strong evidence for an onset/ rime division but did not find clear support for a peak/coda division. A rule that kept the peak and coda intact (e.g., /flirz/ + /gruns/---~/flins/) was n o t learned more easily than a rule that divided these units (e.g., /flirz/ + / g r u n s / ~ /flirs/). Also, subjects who were allowed to combine syllables in any way they chose did not prefer blends of the former type to blends of the latter type.

The present experiments further investi- gated the internal structure of the rime. This was done by testing two possible ex- planations for Treiman's (1983) failure to find evidence consistent with the postu- lated peak/coda division in tasks of the kind described above. The first possibility is that subjects treated certain of the nonsense syl- lable stimuli as if they had inflectional end- ings or appendices. For example, subjects could have considered/f l i rz /as the base syllable/flir/plus the ending/z/. The/z/cor- responds to the plural, possessive, or third person singular present morpheme. If sub- jects preferred to break syllables such as /flirz/at the rime/appendix boundary, breaks at that boundary would be preferred to breaks within the rime. That is, breaks be- tween the final consonants would out- number breaks after the vowel. The hy-

F I N A L C O N S O N A N T CLUSTERS 345

pothesis that subjects preferentially divide syllables at the rime/appendix boundary predicts differences among syllables de- pending on whether their final consonants must be, may be, or may not be considered appendices./flibz/is a syllable in which the final consonant must be considered an ap- pendix. Uninflected English syllables never end in /bz/. The tendency to divide final consonant clusters may be strongest for syllables of this kind. /flirz/is an example of a syllable in which the final consonant may be considered an appendix. The /z/ could also be considered part of the rime, /rz/ being a legal English coda (as in "Mars"). Subjects' tendency to divide the final consonant cluster may depend on whether they consider the /z/ as an ap- pendix or as part of the rime. Finally, /gruns/is an example of a syllable in which the final consonant cannot be considered an appendix. The correct form of the inflec- tional ending in this case would be/z/rather than/s/. According to the hypothesis under consideration, the final consonant cluster should be treated as a unit with syllables of this kind. The stimuli in Treiman's (1983) experiments included a number of syllables in which the final consonants could be considered appendices. Thus, one reason for the failure to find evidence for a peak/coda division within the rime may have been that subjects treated the syllables as having appendices and divided them at the rime/appendix boundary.

A second reason why Treiman (1983) may have failed to find clear evidence for a peak/coda division is that many of the syl- lables used in the experiments had liquids (i.e., /1/and/r/) after the vowel. MacKay (1978) and Stemberger (1983) have re- cently suggested, based on speech error data, that postvocalic liquids are more closely associated with the vowel than are other postvocalic consonants. Thus, the/r / in/flirz/may be part of the peak rather than part of the coda. According to this hypoth- esis, breaks between the final consonants would be favored when a liquid follows the

vowel. Final consonant clusters should function as cohesive units only when they begin with nonliquid consonants.

EXPERIMENT 1 Experiment 1 used a version of the

blending task previously developed by Treiman (1983). The stimuli were vow- e l -consonan t -consonan t (VCC) syllables such /esp/ and /~e-qk/. Subjects were asked to combine the two stimulus syllables into one new syllable by taking part of the first syllable followed by part of the second syllable. Two different combinations may be expected. The V/CC blend breaks each syllable after the first C, yielding/~sk/. Treiman (1983) reported that subjects showed no significant preference for one type of blend over the other. However, the nature of the final consonant (obligatory ap- pendix or not) and the nature of the post- vocalic consonant (liquid or nonliquid) were not controlled in the earlier study. Ex- periment 1 tests whether these factors af- fect subjects' preferred blends. The first hy- pothesis discussed above predicts that sub- jects will make more V/CC blends when the final consonant cannot be an appendix than when it can be or must be an appendix. The second hypothesis predicts that subjects will make more V/CC blends when the second consonant is not a liquid than when it is a liquid.

Method Subjects. Sixteen subjects participated.

They were chosen from a pool of students enrolled in summer courses at Indiana Uni- versity and were paid for their participa- tion. All subjects in this and subsequent ex- periments were native speakers of English.

Stimuli, The stimuli for Experiment I were 26 pairs of VCC syllables. Samples are shown in Table 1. Eighteen pairs had postvocalic nonliquid consonants. The non- liquids included nasals (e.g., /n/, /~q/), fri- catives (e.g., /f/, /s/), and stops (e.g., /p/, /b/). The final consonants of six of these pairs could not be considered appendices, either because they were not possible forms

346 REBECCA TREIMAN

TABLE 1 SAMPLE STIMULI AND RESULTS FOR EXPERIMENT 1

Example

Mean no. of responses

V/CC VC/C Other

Postvocalic nonliquids Final C must not be appendix

Final C might be appendix

Final C must be appendix

All postvocalic nonliquids

Postvocalic liquids Final C must not be appendix

Final C might be appendix

All postvocalic liquids

asp + ~eqk

aft -b lps

obd + aevz

2.50 (1.71) 3.69

(lr82) 3.25

(1.65) 9.44

(4.07)

2.25 (1.61)

1.69 (1.35) 2.06

(1.81) 6.00

(3.92)

1.25 (1.24)

.63 (.72) .69

(.95) 2.56

(2.22)

als + ort 1.31 1.88 .81 (1.25) (1.54) (1.28)

arz +Ald 1.63 1.38 1.00 (1.41) (1.50) (.89) 2.94 3.25 1.81

(2.46) (2.65) (1.87)

Note. Standard deviations are in parentheses. Key to phonetic notation:

i beet u boot 0 thin 1 bit o bought 5 then e bet n but 1] thing ae bat a cot j j_'oe

of any inflectional ending (as with/asp/and /~e~k/) or, in other cases, because they were not correct forms of these endings given the preceding consonants. In six other cases the final consonants could be considered ei- ther appendices or parts of the rime, and in the remaining six cases the final consonants had to be appendices. Eight other stimulus pairs had postvocalic liquids. For four of these pairs the final consonants could not be appendices, and for the other four the final consonants could either be appendices or parts of the rime. (There is only one case involving a postvocalic liquid in which the final consonant must be an appendix, /lz/, so pairs of this kind were not included.)

All stimulus syllables were phonologi- cally legal syllables of English, conforming to the template given by Vergnaud and Halle (1979). Also, both the V/CC and VC/C blends were phonologically legal. A large majority of the stimuli and possible responses were nonwords. To control for

any possible lexical effects, the V/CC and VC/C blending rules yielded equal numbers of real word responses.

Procedure. Subjects were told that they would hear two nonsense syllables on every trial. They were to combine the two sylla- bles into one new syllable by taking part of the first syllable followed by part of the second syllable. Their answer should b e one syllable long. Subjects were informed that there was no one right answer and that they could choose to combine different pairs of syllables in different ways. On each trial, the experimenter said each syllable separately and the subject repeated it. The experimenter then said the two syllables as a pair and the subject repeated them both twice. If the subject misrepeated the sylla- bles the experimenter corrected the sub- ject. The subject then gave his or her an- swer. If the subject's answer did not con- form to the instructions (e.g., if it was two syllables long), the experimenter repeated

F I N A L C O N S O N A N T C L U S T E R S 347

the relevant part of the instructions and asked the subject to give another answer. Otherwise, the experimenter did not pro- vide feedback to the subject on his or her response. The order of stimulus pairs was randomly chosen for each subject.

Results and Discussion

Responses were classified as V/CC blends, VC/C blends, or "other ." Some of the "other" responses combined the VC of the first stimulus with the CC of the second or the V of the first stimulus with the final C of the second (e.g.,/arz/ + /Ald/-->/arld/ or /ad/) . Others included phonemes that were not in the stimulus syllables or that were misordered (e.g.,/arz/ + /Ald/-->/ars/ or/rald/). Table 1 shows the mean numbers of each type of response for the various stimulus categories. For stimuli with post- vocalic nonliquid consonants, the propor- tion of V/CC blends relative to all non- "other" responses was no higher when the final consonant could not be an appendix than when it could be or had to be an ap- pendix. An analysis of variance by subjects failed to find a significant difference among these three categories, F(2,30) = 2.50, p > .09; an analysis by stimuli also yielded non- significant results, F(2,15) = 1.I0. Thus, the results were pooled across all stimuli with postvocalic nonliquids. For these stimuli, the number of V/CC blends signif- icantly exceeded the number of VC/C blends. This result held whether statistical tests were done across subjects, t(15) = 1.79, p < .05, one tailed, or across stimuli, t(17) = 2.97, p < .005, one tailed. That is, subjects preferred to treat final consonant clusters beginning with nonliquids as units.

For stimuli with postvocalic liquids, the status of the final consonant again failed to have the postulated effect. The proportion of V/CC blends relative to all non-"other" responses was no higher when the final consonant could not be an appendix than when it could be an appendix. Indeed, there was a trend in the reverse direction, across

subjects t(15) = 1.82, across stimuli t(6) = 2.06. When the results for all stimuli with postvocalic liquids were pooled, V/CC and VC/C blends did not differ significantly, across subjects t(15) = .26, across stimuli t(7) = .63.

A comparison of subjects' responses to stimuli with postvocalic nonliquids and stimuli with postvocalic liquids revealed that the proportion of V/CC blends relative to all non-"other" responses was reliably higher for stimuli with postvocalic nonliq- uids than for stimuli with postvocalic liq- uids, across subjects t(15) = 1.84, p < .05, onetailed, across stimuli t(24) = 2.18, p < .025, one tailed. The proportion of V/CC blends relative to all n o n - " o t h e r " re- sponses was .61 for stimuli with postvocalic nonliquids and .47 for stimuli with postvo- calic liquids. Thus, the nature of the post- vocalic consonant affected subjects' re- sponses. Also, the proportion of "other" responses tended to be higher for stimuli with postvocalic liquids (.23) than for stimuli with postvocalic nonliquids (. 14), across subjects t(15) = 1.38, across stimuli t(24) = 1.60, p < .1 for both, one tailed. "Other" responses that combined the VC of the first stimulus with the CC of the second were more often phonologically legal for the stimuli with postvocalic liquids than for the other stimuli, and this may have produced the apparent difference be- tween the two categories of stimuli.

In summary, the results of Experiment 1 support the view that postvocalic liquids and nonliquids function differently. Nonli- quids were grouped more closely with the final consonant than with the vowel nu- cleus. Thus, V/CC blends predominated for these stimuli. In contrast, liquids were grouped as often with the vowel as with the final consonant. Although VC/C blends did not significantly outnumber V/CC blends for stimuli with postvocalic liquids, as might be expected if liquids were part of the peak (MacKay, 1978; Stemberger, 1983), liquids did appear to be more closely linked with the vowel than were

348 REBECCA TREIMAN

other postvocalic consonants. The present findings do not support the hypothesis that subjects treat syllable-final/s/,/z/,/t/ , and /d/ as appendices when possible and that they prefer to divide syllables at the rime/ appendix boundary. VC/C blends were no more frequent when the final consonant could be considered an appendix than when it could not. The results of Experiment 1 imply that Treiman (1983) failed to find a preponderance of blends that broke rimes between the vowel and the final consonant cluster because her stimulus syllables in- cluded those with postvocalic liquids as well as those with other postvocalic con- sonants. When syllables with postvocalic liquids are excluded, subjects do appar- ently prefer to treat final consonant clusters as units.

EXPERIMENT 2

The results of Experiment 1 are consis- tent with the view that postvocalic liquids are linked more closely with the vowel nu- cleus than are other postvocal ic conso- nants. These results may be viewed in terms of a sonority hierarchy that has been proposed by several linguists (e.g., Hooper, 1976; Kiparsky, 1979; Jespersen, as re- ported in Malmberg, 1963; Vennemann, 1972). In this view, segments are grouped in a syllable based on their sonority. Al- though the exact ordering differs in dif- ferent accounts of the sonority hypothesis, it is generally agreed that vowels are most sonorous. They are followed in decreasing order by glides (which include/w/and/y/) , liquids, nasals, and obstruents (which in- clude stops and fricatives), a Phonetically, the hierarchy can be viewed in terms of de- gree of opening or audibility (Malmberg, 1963). The airstream is maximally ob-

1 Affricates are also classed as obstruents, but they are not included as postvocalic consonants in these experiments since they are relatively infrequent and since Hooper (1976) states that their position in the sonority hierarchy is not clear.

structed in the case of obstruents. In the production of nasals, the oral cavity is closed but the air can flOW out through the nose. Liquids show little or no oral closure, and glides and vowels are the most open sounds. Distributional evidence supports the proposed sonority hierarchy. Ob- struents tend to be farthest from the vowel. They generally occupy the initial positions of syllable-initial clusters and the final po- sitions of syllable-final clusters. Nasals are closer to the vowel than obstruents. For ex- ample, the sequence/sn/is legal in syllable- initial position in English. The reverse se- quence,/ns/, is illegal. In syllable-final po- sition, /ns/ is legal bu t / sn / i s not. Liquids are closer to the vowel than nasals, as shown by the fact that / rm/can occur after a vowel while /mr/cannot. Finally, glides are located adjacent to vowels, and post- vocalic glides are generally considered part of the vowel nucleus (e.g., MacKay, 1978).

The finding of Experiment 1 that post- vocalic liquids are grouped more closely with the vowel nucleus than are other post- vocalic consonants is consistent with one portion of the proposed sonority hierarchy. However, the postvocalic nonliquids of Ex- periment 1 included stops, fricatives, and nasals, and it was not possible to test whether nasals were grouped more closely with the vowel than were other consonants, as the sonority hierarchy hypothesis pre- dicts. Therefore, Experiment 2 compared three classes of postvocalic consonants-- obstruents , nasals, and liquids. If these classes have increasing affinity with vowels, the proport ion of V/CC blends should be highest for stimuli with postvo- calic obstruents, intermediate for stimuli with postvocal ic nasals, and lowest for stimuli with postvocalic liquids. Second- arily, Experiment 2 again asked whether the status of the final consonant--whether it must, might, or might not be an inflectional ending--affected subjects' responses. This variable was found not to have an effect in Experiment 1, and a similar result was ex- pected in Experiment 2.

FINAL CONSONANT CLUSTERS 349

Method

Subjects. Twenty-four subjects, chosen from the same pool as the subjects in Ex- periment 1, took part. None had partici- pated in the earlier experiment.

Stimuli. The stimuli for Experiment 2 were 36 pairs of VCC syllables. Samples are shown in Table 2. Twelve pairs had the postvocalic obstruents/b/, /g/, /p/, and/t/; twelve had the postvocalic nasals /m/, /n/, and/-q/; and twelve had the postvocalic liq- uids/1/and/r/ . As shown in the table, the stimuli in each category were evenly di- vided into two groups which differed in the status of the final consonant.

All stimuli and V/CC and VC/C re- sponses were phonologically legal in En- glish. A small number of responses, evenly divided between the V/CC and VC/C cate- gories, were real words.

Procedure. The procedure was identical to that of Experiment 1.

Results and Discussion

Table 2 shows the mean numbers of V/ CC, VC/C, and "other" responses for each stimulus type. For stimuli with postvocalic obstruents, the proportion of V/CC re- sponses relative to all non-"other" re- sponses was no higher when the final con- sonant could not or might not be an ap- pendix than when it had to be an appendix, across subjects t(23) = - 1 . 1 7 , across stimuli t(10) = - .35 . Therefore, the results were pooled for all stimuli with postvocalic obstruents. The number of V/CC blends significantly exceeded the number of VC/C blends for these stimuli, across subjects t(23) = 3.08, p < .005, one tailed, across stimuli t(11) = 3.77, p < .0025, one tailed.

For stimuli with postvocalic nasals, the proportion of V/CC responses relative to all non-"other" responses was again no higher when the final consonant could not be an appendix than when it had to be an ap-

TABLE 2 SAMPLE STIMULI AND RESULTS FOR EXPERIMENT 2

Example

Mean no. of responses

V/CC VC/C Other

Postvocalic obstruents Final C must not or might

be appendix Final C must be appendix

All postvocalic obstruents

Postvocalic nasals Final C must not be appendix

Final C must be appendix

All postvocalic nasals

Postvocalic liquids Final C must not be appendix

Final C might or must be appendix

All postvocalic liquids

uts + ep0

Abd + ugz

arlk + mO

amd + ll]Z

ols + ar0

orz + aid

3.21 (1.64) 3.58

(1.79) 6.79

(3.08)

2.54 (1.69) 3.08

(1.41) 5.63

(2.55)

2.00 (1.74) 1.92

(1.79) 3.92

(3.40)

1.71 (1.20) 1.58

(1.69) 3.29

(2.63)

2.83 (1.61) 2.25

(1.26) 5.08

(2.19)

2.13 (1.57) 2.00

(1.72) 4.13

(3.01)

1.08 (1.06)

.83 (.92) 1.92

(1J35)

.63 (1.24)

.67 (.82) 1.29

(1.63)

1.88 (.99) 2.08

(1.591 3.96

(2.22)

Note . Standard deviations are in parentheses.

350 REBECCA TREIMAN

pendix, across subjects t(23) = -1 .64 , across stimuli t(10) = -1 .06 . For the stimuli with postvocalic nasals, the num- bers of V/CC and VC/C responses were sta- tistically indistinguishable, across subjects t(23) = .59, across stimuli t(11) = .49.

For stimuli with postvocalic liquids, the status of the final consonant also had no effect. The proportion of V/CC responses relative to all non-"other" responses was no higher when the final consonant could not be an appendix than when it could be one, across subjects t(23) = - .28, across stimuli t(10) = . 12. For these stimuli, VC/ C responses did not significantly out- number V/CC responses, across subjects t(23) = . 17, across stimuli t(11) = .31.

Analyses of variance on the proportions of V/CC responses relative to all non- "o the r " responses revealed a significant difference among the three categories of stimuli, across subjects F(2,46) = 5.82, p < .006, across stimuli F(2,33) = 3.87, p < .05. The proportion of V/CC responses rel- ative to non-"other" responses was .67 for the obstruent category, .53 for the nasal cat- egory, and .49 for the liquid category. This ordering is predicted by the hypothesis that obstruents, nasals, and liquids have in- creasing affinity with vowels. Tukey's tests, p < .05, showed that the difference between the obstruent and liquid categories was significant, both for the analysis by subjects and for the analysis by stimuli. The difference between obstruents and nasals was significant by the same test in the sub- jects analysis, but did not reach the .05 level in the stimulus analysis. Nasals and liquids did not differ significantly.

Analyses of variance on the numbers of "other" responses showed that these re- sponses varied with stimulus category, across subjects F(2,46) = 20.65, across stimuli F(2,33) = 13.66, p < .0001 for both. There was a higher proportion of "other" responses to stimuli with postvocalic liq- uids (.33) than to stimuli with postvocalic obstruents (.16) or nasals (.11), Tukey's, p < .01. As in Experiment 1, the difference

among stimulus categories probably arose because "other" responses that combined the VC of the first stimulus with the CC of the second were more often phonologically legal for stimuli with postvocalic liquids than for stimuli with postvocalic obstruents or nasals.

In summary, the results of Experiment 2, like those of Experiment 1, fail to support the hypothesis that subjects preferentially treat syllable-final/s/,/z/,/t/, and /d /as ap- pendices and that they divide syllables be- tween the end of the rime and the appendix. The results of Experiment 2 do support the hypothesis that subjects treat different classes of postvocalic consonants differ- ently. Only for stimuli with postvocalic ob- struents did V/CC blends significantly ex- ceed VC/C blends. For stimuli with post- vocalic nasals and stimuli with postvocalic liquids, subjects showed no reliable pref- erences.

EXPERIMENT 3

The differences found in Experiment 2 among stimuli with postvocalic obstruents, nasals, and liquids were relatively small. The difference between nasals and liquids, although in the direction predicted by the sonority hierarchy hypothesis, was not sig- nificant. The smallness of the differences may have resulted from the use of a within- subjects design. Subjects may have picked a particular blending rule and used it for a number of successively presented stimuli. To alleviate possible problems associated with a within-subjects design, Experiment 3 used a between-subjects design. One group of subjects received stimuli with postvocalic obstruents, a second group re- ceived stimuli with postvocalic nasals, and a third group received stimuli with post- vocalic liquids. Of particular interest in Ex- periment 3 was the performance of the post- vocalic liquid group. Neither Experiment 1 nor Experiment 2 found a significant pref- erence for VC/C responses over V/CC re- sponses for stimuli with postvocalic liquids. Such a preference is predicted by the hy-

F I N A L C O N S O N A N T CLUSTERS 351

pothesis that postvocalic liquids are part of the peak (Mackay, 1978; Stemberger, 1983). However, the postvocalic liquid stimuli in Experiments 1 and 2 were inter- spersed with other s t imul i - -s t imul i for which V/CC blends were favored. Experi- ment 3 asked whether a preference for VC/ C responses emerged when stimuli with postvocalic liquids were presented sepa- rately.

Method

Subjects. Sixty Indiana University stu- dents participated to fulfill an introductory psychology course requirement. Twenty were assigned to each condition of post- vocalic obstruent, postvocalic nasal, and postvocalic liquid.

Stimuli. The stimuli for Experiment 3 were pairs of VCC syllables similar to those used in Experiment 2. There were 20 pairs in each condition. The stimuli in the post- vocalic obstruent condition had/b/ , /g/ , /p/ , /t/, /k/, /f/, /v/, /0/, and /~/ as postvocalic consonants. The stimuli in the postvocalic nasal condition had /m/, /n/, and/-q/af ter the vowel, and those in the postvocalic liquid condition had /1/ a n d / r / after the vowel. As in the earlier experiments, all stimuli and V/CC and VC/C responses were phonologically legal in English. A small number of responses, evenly divided be- tween the V/CC and VC/C categories, were real words.

Procedure. The procedure was identical to that of Experiments 1 and 2.

Results and Discussion

Table 3 shows the mean numbers of V/ CC, VC/C, and "other" responses for each condition. In the postvocalic obstruent con- dition, V/CC blends significantly exceeded VC/C blends across subjects t(19) = 4.69, across stimuli t(19) = 5.41, p < .0005 for both, one tailed. This result is similar to that found in Experiment 2. Also as in Ex- periment 2, V/CC and VC/C blends were statistically indistinguishable for stimuli with postvocalic nasals, across subjects

TABLE 3 RESULTS OF EXPERIMENT 3

Mean no. of responses

V/CC VC/C Other

Postvocalic obstruents 11.65 4.00 4.35 (5.18) (2.58) (3.72)

Postvocalic nasals 8.50 7.65 3.85 (4.77) (3.41) (5.02)

Postvocalic liquids 4.15 9.80 6.05 (4.32) (4.46) (3.14)

Note. Standard deviations are in parentheses.

t(19) = .58, across stimuli t(19) = .73. The results of the postvocalic liquid condition differed somewhat from those of the earlier experiments. Here there was a reliable pref- erence for VC/C responses over V/CC re- sponses for stimuli with postvocalic liquids, across subjects t(19) = 3.08, p < .005, one tailed, across stimuli t(19) -= 5.26, p < .0005, one tailed.

The proportion of V/CC responses rela- tive to all non-"other" responses was .74 for the postvocalic obstruent condition, .53 for the postvocalic nasal condition, and .30 for the postvocalic liquid condition. Anal- yses of variance revealed that these values differed significantly, across subjects F(2,57) = 15.04, p < .0001, across stimuli F(2,57) = 32.16, p < .0001. Tukey's tests showed that the proportion of V/CC re- sponses relative to non-"other" responses was significantly higher for obstruents than for nasals, and significantly higher for na- sals than for liquids, both p's were <.05 in the subjects analysis and <.01 in the stim- ulus analysis. The proportion of "other" responses was .30 in the postvocalic liquid condition, .22 in the postvocalic obstruent condition, and .19 in the postvocalic nasal condition. These values did not differ sig- nificantly in an analysis of variance by sub- jects, F(2,57) = 1.63, but an analysis of variance by stimuli did yield significant re- sults, F(2,57) = 6.76, p < .005. According to the latter analysis, there were more "other" responses to stimuli with postvo- calic liquids than to stimuli with postvocalic obstruents, Tukey's, p < .05, or nasals, Tu-

352 REBECCA TREIMAN

key's, p < .01. The trend is the same as in Experiment 2, but since the result did not generalize across subjects its robustness must be questioned.

The results of Experiment 3 indicate that subjects treat postvocalic obstruents, na- sals, and liquids differently. The differences are as predicted by the sonority hierarchy hypothesis. For postvocalic obstruents, as previously found in Experiment 2, V/CC blends were favored. This result is consis- tent with the view that postvocalic ob- struents are part of the coda. For postvo- calic nasals, again as in Experiment 2, V/ CC and VC/C blends were equally frequent. Postvocalic nasals, then, seem to occupy an intermediate position. Finally, postvocalic liquids appear to be part of the peak. When stimuli with postvocalic liquids were pre- sented alone, subjects preferred to divide them between the liquid and the final con- sonant. The use of a between-subjects de- sign, in which subjects received stimuli with only one type of postvocalic conso- nant, led to large differences among stim- ulus categories.

EXPERIMENT 4

The fourth experiment sought to extend the results of the first three experiments by asking whether VCC syllables containing postvocalic obstruents, nasals, and liquids function differently in another type of word game. The task used here was one previ- ously employed by Treiman (1983, Ex- periment 5b). Rather than examining which rule subjects prefer, as in the earlier exper- iments, this task compared each subject's ability to learn two word games. One game, the V/CC game, divided VCCs after the vowel. The second game, the VC/C game, divided the same VCCs between the two consonants. Treiman (1983) hypothe- sized that the V/CC game would be easier to learn than the VC/C game, since it re- spected the division between the peak and the coda. This prediction was not con- firmed. Rather, the numbers of errors in learning the two games were statistically in-

distinguishable. A possible reason for this outcome was that the postvocalic conso- nants were frequently liquids and nasals. According to the sonority hierarchy hy- pothesis, these phonemes are more closely allied with the vowel than are obstruents. Their inclusion may have made the VC/C game easier to learn than it otherwise would be. Experiment 4 directly tested the hypothesis that the ease of the V/CC game relative to the VC/C game varies for dif- ferent classes of postvocalic consonants. Three groups of subjects were included. One group learned games of both types using stimuli with postvocalic obstruents, the second used stimuli with postvocalic nasals, and the third used stimuli with post- vocalic liquids. The sonority hierarchy hy- pothesis predicts that the groups should differ in their performance on the V/CC game relative to the VC/C game. The ob- struent group should find the V/CC game easier than the VC/C game, the liquid group should find the V/CC game more difficult than the VC/C game, and the nasal group should perform comparably on the two games.

Method

Subjects. A total of 64 subjects partici- pated. They were chosen from a pool of subjects enrolled in summer school and regular courses at Indiana University. Thirty-two subjects were assigned to the postvocalic obstruent group. Sixteen were assigned to each of the postvocalic nasal and postvocalic liquid groups. (The reason for the larger number of subjects in the postvocalic obstruent group is explained below.)

Stimuli. The word games of Experiment 4 involved turning one syllable into two. Sample stinmli are shown in Table 4. Each V/CC game divided the stimulus syllable after the V, yielding as the first response syllable the V of the stimulus followed by a C that remained constant throughout the game. The second response syllable was a fixed V followed by the CC of the stimulus.

FINAL CONSONANT CLUSTERS

TABLE 4 SAMPLE STIMULI AND RESPONSES FOR EXPERIMENT 4

353

V/CC game VC/C game

Postvocalic obstruents

Postvocalic nasals

Postvocalic liquids

ISk ~ It + Ask lsk ~ 1st + Ak aepO ~ aet+ ApO zepO ~ ~ept + AO enj --~ ez + ~enj enj ~ enz + ~ej lmf --0 lz + ~emf lmf --0 lmz + ~ef ars---, at + its ars--* art + is or0 ~ ot + ir0 or0 --~ ort + i0

The c o r r e s p o n d i n g VC/C game used the same stimulus syllables and the same fixed V and C. The stimulus syllables, however, were divided differently. The first response syllable for the VC/C game was the VC of the stimulus followed by the fixed C. The second response syllable was the fixed V fo l lowed by the final C of the s t imulus. Each game included one practice item and 14 tes t i tems. All st imuli and r e s p o n s e s were phonologically legal English syllables, and the V/CC and VC/C games produced equal numbers of real word responses.

For the postvocalic nasal and the post- vocal ic l iquid cond i t ions , two pairs o f games were constructed. The two pairs of games in each cond i t ion used di!fferent stimulus syllables and different f ixed Vs and Cs. This was done to help ensure that the results were not specific to particular phonemes. The VCC stimulus syllables in each pair of games included syllables with two or three different pos tvoca l ic conso- nan t s : /m / , / n / , and /~ i / fo r the nasal condi- tion a n d / 1 / a n d / r / f o r the liquid condition. Half of the 16 subjects in each condition learned each pair of games. For the post- vocalic obstruent condition, four pairs of games were c o n s t r u c t e d . The la rger number of game pairs was used because English contains more obstruents than liq- uids or nasals. Each game pair inc luded VCC stimuli with three different pos tvo- calic o b s t r u e n t s - - r o u g h l y equal to the number of different postvocalic consonants in the liquid and nasal conditions. Different sets of pos tvoca l ic obs t ruen ts along with different fixed Vs and Cs were used in the different game pairs in order to sample a variety of postvocalic obstruents. The ob-

struents used inc luded/p/ , /t/, /k/, /f/, and /s/. Eight subjects in the pos tvocal ic ob- s t ruen t condi t ion were ass igned to each pair of games.

Procedure. The subject was told that he or she would learn a game involving non- sense syllables. The experimenter read the practice item, indicating the stimulus syl- lable and the two response syllables into which it was transformed. The subject re- peated the stimulus and response syllables. The experimenter then explained that the subject would be asked to transform new syllables following the p rocedu re used in the example. Before presenting the first test syllable, the experimenter read the practice item again. For each test syllable, the sub- ject first repeated the syllable after the ex- per imenter . The exper imen te r co r rec ted any misrepet i t ion. The subject then gave his or her r e sponse . I f the subjec t re- sponded wrongly, the expe r imen te r pro- vided the correct response syllables. Also, if the subject failed to respond within 20 seconds the experimenter gave the correct answer.

Each subject par t ic ipa ted for two ses- sions. Half the subjects assigned to each game learned the V/CC game in session one and the VC/C game in session two. Half had the reverse order. The sessions were sched- uled at least one week apart.

Results and Discussion

Table 5 shows the results in terms of sev- eral measures of performance. " N u m b e r of e r rors" refers to the total number of errors on the 14-item test. Each response syllable was s co red separa te ly , so the m a x i m u m possible number of errors was 28. "F i rs t

354 REBECCA TREIMAN

TABLE 5 RESULTS OF EXPERIMENT 4

No. of errors First correct trial Longest run

V/CC game VC/C game V/CC game VC/C game V/CC game VC/C game

Postvocalic 3.91 5.47 2.88 3.47 9.63 8.00 obstruents (4.21) (4.38) (1.98) (2.82) (3.82) (4.18)

Postvocalic 3.57 3.06 2.56 2.75 9.75 9.31 nasals (4.65) (2.11) (2.34) (2.14) (4.37) (2.85)

Postvocalic 8.06 3.50 4.94 2.31 6.50 9.44 liquids (5.66) (2.71 ) (3.89) (1.78) (3.90) (2.87)

Note. Standard deviations are in parentheses.

correct tr ial" refers to the first test trial on which both r e sponse syllables were cor- rect. "Longes t r un" is the longest string of test trials on which both response syllables were correct . Preliminary analyses showed that the games within each condition did not differ significantly, so the resul ts re- ported below are pooled across the games.

For the postvocalic obstruent group, the V/CC games led to rel iably fewer errors than the VC/C games, t(31) = 1.80, p < .05, one tailed. The two types of games were statistically indistinguishable in the position of the first correct trial, t(31) = 1.00, but subjects made significantly longer runs with the V/CC games than with the VC/C games, t(31) = 2.01, p < .05, one tailed. Thus, two of the three pe r fo rmance measures show that V/CC games were significantly easier than VC/C games when pos tvoca l i c ob- struents were used.

For the postvocalic nasal group, the two types of games were statistically indistin- guishable on all three pe r fo rmance mea- sures. Nei ther in number of errors, t(15) -- .51, position of first correct trial, t(15) = .44, nor length of longest run, t(15) = .36, was there a significant advantage for one type of game over the other.

For the postvocalic liquid group, the V/ CC games were substantially more difficult than the VC/C games. The two game types differed in number of errors, t(15) = 3.67, p < .0025, one tailed, position of first cor- rect trial, t(15) = 3.01, p < .005, one tailed, and length of longest run, t(15) = 2.65, p

< .01, one tailed. On all three measures, the V/CC games with pos tvocal ic liquids were the most difficult of all those used in the experiment.

An analysis of variance on the difference b e t w e e n the V/CC and VC/C games in number of errors revealed that this differ- ence varied as a function of the postvocalic consonant, F(2,61) = 9.08, p < .0005. Tu- key 's tests showed that liquids differed sig- nificantly from both obstruents, p < .01, and nasals, p < .05. Obstruents and nasals did not differ s ignif icant ly f rom one an- other.

A similar analysis on the difference be- tween the two games in position of first cor- rect trial showed a significant effect of post- voca l ic consonan t , F(2,61) = 6.14, p < .005. Again, liquids differed significantly from both obstruents, Tukey' s, p < .01, and nasals, Tukey's , p < .05. Obstruents and nasals did not differ reliably.

A final analysis showed that the differ- ence between the two games in length of longest run varied with the postvocalic con- sonant, F(2,61) = 5.22, p < .01. Liquids differed significantly from obstruents, Tu- key 's , p < .01, and apparently from nasals as well, Tukey's , p < .06. Again, obstruents and nasals did not differ significantly.

In summary, the results of Exper iment 4 are largely consistent with the predictions of the sonority hierarchy hypothesis. The ease of the V/CC games relative to the VC/ C games varied with the class of postvo- calic consonan t . For pos tvoca l i c ob-

FINAL CONSONANT CLUSTERS 355

struents, the V/CC games were signifi- cantly easier than the VC/C games. For postvocalic liquids, the V/CC games were significantly more difficult than the VC/C games. For postvocalic nasals, the two game types were indistinguishable. Liquids differed significantly from both obstruents and nasals. The differences between ob- struents and nasals, although in the direc- tion predicted by the sonority hierarchy hy- pothesis, were not significant.

GENERAL DISCUSSION

The results of these experiments indicate that postvocalic consonants differ in their affinity with vowels. Of the consonants studied here, liquids are most closely linked with vowels. All four experiments revealed significant differences between stimuli with postvocalic liquids and stimuli with other types of postvocalic consonants. Indeed, when syllables with postvocalic liquids were presented alone subjects preferred to divide these syllables between the liquid and the final consonant (Experiment 3). They more easily learned a word game based on this division than one requiring a division between the vowel and the liquid (Experiment 4). These results support the suggestion of MacKay (1978) and Stem- berger (1983) that postvocalic liquids are part of the peak rather than the coda. Na- sals appear to occupy an intermediate po- sition, bound with approximately equal strength to the vowel nucleus and the final consonant. Thus, Experiments 2 and 3 found no difference between V/CC and VC/ C blends for stimuli with postvocalic na- sals, and Experiment 4 found no difference between V/CC and VC/C games. Finally, postvocalic obstruents are linked more closely with the final consonant than with the vowel nucleus. In Experiments 2 and 3, subjects preferred V/CC blends over VC/C blends with these stimuli. In Experiment 4, subjects more easily learned V/CC games than VC/C games when postvocalic ob- struents were used. Thus, VCC syllables with postvocalic obstruents do appear to

have a natural boundary between the V and the final CC.

The results presented here show that dif- ferences among postvocalic consonants af- fect subjects' performances in word game tasks. The nature of the postvocalic con- sonant may also be a factor in speech er- rors. Stemberger (1983) compared speech errors involving syllables with post- voca l ic /1 /and/ r / to errors involving sylla- bles with other postvocalic consonants. Postvocalic /1/ and /r/ often behaved as a unit with the vowel, as in the error almost

/e/most. In this error, the entire/al/unit was changed. With other postvocalic con- sonants, such errors were less frequent. More common were errors such as that's

thap's, in which only the consonant (or only the vowel) was changed. (Stemberger also examined errors involving postvocalic glides, and reported that vowels and glides were most cohesive of all.) The present re- sults suggest that analyses of speech errors should divide the class of nonliquid post- vocalic consonants into nasals and ob- struents. Nasals may more often behave as a unit with the vowel than obstruents.

The present results also have implica- tions for linguistic theories of syllable struc- ture. They suggest that the internal struc- ture of the rime differs depending on the phonetic category of the postvocalic con- sonant. The differences among postvocalic consonants found here--liquids closer to the vowel than nasals, nasals closer than obstruents--agree with the proposed son- ority hierarchy (e.g., Hooper, 1976; Ki- parsky, 1979; Jespersen, as reported in Malmberg, 1963; Vennemann, 1972). Until this point, evidence for a sonority hierarchy has been primarily distributional in nature. The behavioral results presented here add an additional source of converging evi- dence to the view that classes of conso- nants differ in their affinity with vowels. Theories of syllable structure, it appears, will have to take account of these differ- ences. Vergnaud and Halle 's (1979) theory does so to some extent by postu-

356 REBECCA TREIMAN

lating a slot immediately after the vowel which may be occupied by sonorants but not obstruents. This proposal can account for the differences observed here between postvocalic liquids and nasals and postvo- calic obstruents. The liquids and nasals are literally closer to the vowel . However, Vergnaud and Halle's (1979) proposal does not seem to account for the finding of Ex- periments 3 and 4 that liquids are more closely allied with the vowel than are na- sals.

The present studies found no evidence for the appendix as a unit of syllable struc- ture. Subjects' divisions of the syllables in Experiments 1 and 2 did not depend on whether the final consonant could be con- strued as an inflectional ending. This vari- able may turn out to play a role in tasks different from those used here. However, it is also possible that syllable structure is a purely phonological phenomenon, not in- fluenced by morphology.

As discussed earlier, syllable structure affects the processing of speech in several ways. It influences performance in meta- linguistic tasks, such as the word games of this and previous studies (Treiman, 1983); speech errors (MacKay, 1972, 1978; Stemberger, 1983); and other aspects of speech processing as well (Treiman et al., 1982). An avenue for future research is the possible influence of syllable structure on the processing of printed language. There is some evidence that syllables and intrasyllabic units are involved in the rec- ognition of printed words for children (Katz & Feldman, 1981; Santa, 1976-1977) and for adults (Santa, Santa, & Smith, 1977; Spoehr & Smith, 1973). Studies suggest that initial consonant clusters in written words are particularly likely to serve as units of processing (Santa, 1976-1977; Santa et al., 1977). Their role may derive from the fact that they are analogous to on- sets in spoken syllables. Further study is needed to specify the perceptual units in printed words and the degree to which units in printed words mirror units in spoken words.

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HALLE, M., & VERGNAUD, J.-R. (1980). Three dimen- sional phonology. Journal of Linguistic Research, 1, 83-105.

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KATZ, L., & FELDMAN, L. B. (1981). Linguistic coding in word recognition: Comparisons between a deep and a shallow orthography. In A. M. Lesgold & C. A. Perfetti (Eds.), Interactive processes in reading. Hillsdale, N.J.: Erlbaum.

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development of flexible word recognition strate- gies. Reading Research Quarterly, 12, 125-144.

SANTA, J. L., SANTA, C., & SMITH, E. E. (1977). Units of word recognition: Evidence for the use of mul- tiple units. Perception and Psychophysics, 22, 585-591.

SPOEFIR, K. T., & SMITH, E. E. (1973). The role of syllables in perceptual processing. Cognitive Psy- chology, 5, 71-89.

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TREIMAN, R. (1980). The phonemic analysis ability of preschool children. Unpublished doctoral disser- tation, University of Pennsylvania.

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TREIMAN, R., SALASOO, A., SLOWIACZEK, L. M., & PISONI, D. B. (1982). Effects of syllable structure on adults" phoneme monitoring performance. (Progress Report No. 8). Bloomington: Indiana University, Speech Research Laboratory.

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(Received April 1, 1983) (Revision received May 7, 1983)