Format of Bio-data in respect of persons desirous of inclusion in DPE databank •

1. Name and surname (in full) NEERAJ GOLAS 2. Director Identification Number (refer Note

1) 06566069

3. Income Tax PAN 4.(a) Gender MALE 4.(b) Nationality INDIAN 5. Father's name and Devendra Kumar Gupta

mother's name and Manorama Gupta Spouse's name (if married) Madhu Gupta

6. Date of Birth 02/12/1968 7. Present Position/Occupation 8. Full address (present and permanent) with Present and permanent address:

PIN code, Phone number, Mobile Number, E-Mail address)

Mo. 098211-11282, 09321111282 022-28543754 (D) 022- 28543755 (G) 022- 28543517 ®

E mail : neeraiaolas@yahoo.com 9. Educational & Professional Qualification (Graduation onwards)

S.No. Course Subjects University /Institute Year of Division/ class passmg

1 B.Sc. Maths, Agra University, 1986 Ist, ranked Physics, Agra one of the two Chemistry best students

of Agra University

2. LL.B. Taxation Agra University 1989 Ist, and International Ranked one of

Laws among the top five

others students in LL.B. (I)

2

3. CA All The Institute of Nov 1990 Above60% applicable; Chartered Tax, Accountants of accounts, India, New Delhi law, economics, computers

4 ICWA All The Institute of June 1991 55% applicable Cost and Works

Accountants of India

5. DISA Information ICAI March 56% systems 2004 related

6. CISA Certified ISACA ( USA) December 78percentile Information 2005 System audit related

7. Certified Certificate The Institute of 2014 Pass Forensic Course on Chartered Auditor Forensic Accountants of

Accounting India and Fraud Detection

-----

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10. Work Experience:

S.No. Organization/ Institute Post Held Period Nature of

01. R. Devendra Kumar & Sr. Associates, Chartered Partner Accountants; 205 Blue Rose Industrial Estate, Nr. Pertrol Pump,

Western Express Highway, Borivali East, Mumbai 400066

(from -to) work/ Area of specialisation

4/02/1991 In-charge of the till date Head Office of

the firm; manages the entire operations; Area of specialization include audits or large corporates/PSUs, drafting accounting/ audit manuals etc.

Whether SC/ST/OBC/Minorities/ Women Not Applicable 11.

(if yes, indicate the relevant category)

12. Area of Specialization (Finance, Law, Management, Sales, Marketing, Administration, Research, Corporate Governance, Technical Operations or any other)

4

Finance and Accounting, Law and Corporate Governance:

Since last 26 years, involved in accounts, audit and taxation of large companies, PSUs. the following are key achievements in profession:

Statutory Audit of Large PSUs 1. Air India Limited 2. New India Assurance Company Limited 2. Mazagon Docs Limited 3. Export Credit Guarantee Corporation of India Limited 4. Hindustan Organic Chemicals Limited

5. Food Corporation of India

10. Work Experience:

S.No. Organization/Institute Post Held Period Nature of (from -to) work/ Area of

specialisation

01. R. Devendra Kumar & Sr. Associates, Chartered Partner Accountants; 205 Blue Rose Industrial Estate, Nr. Pertrol Pump,

Western Express Highway, Borivali East, Mumbai 400066

4/02/1991 In-charge of the till date Head Office of

the firm; manages the entire operations; Area of specialization include audits or large corporates/PSUs, drafting accounting/ audit manuals etc.

Whether SC/ST /OBC/Minorities/Women Not Applicable 11.

(if yes, indicate the relevant category)

12. Area of Specialization (Finance, Law, Management, Sales, Marketing, Administration, Research, Corporate Governance, Technical Operations or any other)

4

Finance and Accounting, Law and Corporate Governance:

Since last 26 years, involved in accounts, audit and taxation of large companies, PSUs. the following are key achievements in profession:

Statutory Audit of Large PSUs 1. Air India Limited 2. New India Assurance Company Limited 2. Mazagon Docs Limited 3. Export Credit Guarantee Corporation of India Limited 4. Hindustan Organic Chemicals Limited

5. Food Corporation of India

'I

13. Indicate how you fulfill the laid down criteria (Refer Annex

5

Internal Audits of PSU

1. National Film development Corporation Limited

2. General Insurance Corporation (GIC-Re) 3. Maharashtra State Electricity Distribution Co. Ltd.

4. Maharashtra State Generation Co. Ltd. 5. Maharsahtra Tourism Development Corporation Limited

Drafting of Accounts/Audit Manual

1. National Payment Corporation of India Limited

2. National Film development Corporation Limited

3. Maharashtra Small scale Industrial development Corporation Ltd.

Nominee on committees Appointed as member of sub­ committee under Dr.S.A.Dave committee for drafting of accounting norms for Collective Investment schemes by SEBI

Details as per profile attached.

• The applicant is a practicing professional for more than 20 years with relevant experience in various areas of operations of PSUs,

• The age bracket is within the prescribed;

• Qualifications are above

Power

graduate.

14. (a) Have any legal proceedings initiated or NO are pending against you : (b) If Yes, please furnish the details

15. Have any legal proceedings initiated or are No pending against you; (b) If Yes, please furnish the details

16. (a) Have you been or are designated partner No in limited liability partnerships (LLP) (b) If yes, please furnish the following details:

NameofLLP Nature of industry ] Duration (with dates) 1. Not Applicable

17. Directorship held/ presently being in As per below companies (both CPSEs and Private)

Details:

Name of company Nature of Nature of Duration (with dates) industrv directorship

1.Ashirna Limited Textile Independent Appointed w.e.f. Director 30/05/2014 till date

it ( Signa re)

Name - :NEER OLAS_

6

Annex 2

DECLARATION

(For non-official Directors on the Boards of Central Public Sector Enterprises)

I...NEERAJ GOLAS...son/ daughter of ...DEVENDRA KUMAR GUPTA and

resident of ..

hereby certify that I have not been disqualified to

act as a Director under Section 164,165 or any other relevant sections of the Companies

Act, 2013 and I fulfill the criteria laid down for appointment as non-official Director on the

Boards of CPSEs by Department of Public Enterprises and meet the definition of

'independent director' as prescribed in Section 149 of the Companies Act, 2013.

2. I convey my willingness to be appointed as non-official Director on the Boards of

CPSEs.

3. I also certify that there would be no conflict of interest on my appointment as non-

official Director on the Board of any CPSE except for (name of CPSE or CPSEs).

4. I also certify that I am not facing any charge of, nor have ever been convicted for,

any act of moral turpitude or economic offence.

Signature l�.1.1( .

Name..........'ye gpp Go4

Designation/Occupation...Chartered Accountant. .

Dated the ...30 .day OCT. of 2017 .

Witness:­ 1).4a.Akes..&led....(MADHU GUPTA); BA LL.B

2) .. ��················(SANNIDHYA

GOLAS)

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PROFESSIONAL EXPERIENCE IN BRIEF

Experience

a) Compilation Accounts/Audit

of Manual

• Drafting of Accounts and Audit Manual for : National Payment Corporation of India Ltd;

: Maharashtra State Small Industries Development Corporation Ltd.

National Film Development Corporation Limited

• As a part of Central Statutory Audit associated with drafting and finalization of Accounting Policies of various organization like : • State Bank of India • ECGC Ltd. • Mazagon Dock Ltd. • Corporation Bank • Air India Limited

• Associated in drafting of accounting norms for Collective Investment Schemes (Plantation Companies) under the committee formed by SEBI

and Drafting of Accounting Policies

b-i)

b-ii)

Internal/Concurrent Audit of Govt. Organizations EPFO/MINT/Security Press/RBI

Internal Audit of Public Sector Undertakings

• Internal Audit of the records of Employees Provident Fund Organization EPFO , Regional Office Mumbai for the period from 2002-2003 to 2009-2010;

• Internal audit of India Government Mint, Currency Note Press Nashik and India Security Press Nashik. ( 2011-12,2012-2013)

• Concurrent Audit of Central Office Departments of Reserve Bank of India ( 2004-2005 to 2007- 2008, 2009-201 Oto 2012-2013).

• Concurrent Audit of Head Office Deptts of NABARD ( 2005 to 2008).

• National Film Development Corporation of India Limited;

• Maharashtra Tourism Development Corporation Limited;

• General Insurance Corporation of India Limited • Securities Printing and Minting Corporation of

India Limited • Maharashtra Electricity Distribution Company

Limited • Maharashtra Power Generation Company

Limited.

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c) Central Statutory Audits of • Central Bank of India (1994 to 1997) Banks • State Bank of India ( 2001-2004)

• Corporation Bank ( 2009 t0 2011) d) Special • Audit u/s 142(2A) of the Income Tax Act, 1961:

Audits/investigative Mis Valecha Engineering Ltd. assignments

• Investigation of Records of UTI for the period from 1991 to 2001 in terms of recommendations of JPC formed to review securities Transactions in share scam in 2001:

• Special Review of the operations of Asset Reconstruction Company (India) Limited.

• Internal Audit of EPFO, RO Mumbai for the period from 2003-2003 to 2009-2010.

• Statutory Audit of Sarva Siksha Abhiyan, Maharashtra, State.

• Inspection of Mutual Funds; • Inspection of Stock Exchanges; • Inspection of Shares and Stock Brokers; • Plantation companies

e) Treasury operations of Banks, insurance and Fls:

DETAILS OF MAJOR CLIENTS WITH REGARD TO CONDUCT OF CONCURRENT AUDIT OF TREASURY OPERATIONS

1. RESERVE BANK OF INDIA, CENTRAL OFFICE

Internal Debt Management Department (Concurrent Audit)

( April 2005 to June 2008 & Oct 2011 onwards);

Funds Management Department (FMD); July 2011 onwards

2. NABARD CENTRAL OFFICE (Concurrent Audit) Treasury & Investment Department ( April 2005 to July 2008)

3. SIDBI Concurrent Audit of Integrated Treasury

4. State Bank Of Bikaner & Jaipur, Forex Dealing Cell (Concurrent Audit) (Feb 2006 to June 2007)

5. Allahabad Bank Treasury : Concurrent Audit (September 2007 to August 2010)

6. UCO Bank Treasury : Concurrent Audit ( April 2008 to Sep 2011)

7. Union Bank of India ( Foreign Exchange Deptt.) ( April 2009 to March 2011)

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8. Abhyudaya Co-op Bank Ltd., Head Office, Treasury & Investment Deptt. ( April 2002 to March 2004)

9. Bank of Baroda , Central Office ; Integrated Treasury ( April 2011 onwards) 10. Central Bank of India ; Central Office ; Integrated Treasury (January 2012

onwards) 11. Audit of Treasury Department as a part of Central Statutory Audit

a. Export Credit Guarantee Corporation of India Ltd. b. Mandvi Co-op Bank Ltd. (2002-2004) c. The Municipal Co-op Bank Ltd. (2005-2006) d. Kurla Nagrik Sahakari Bank Ltd.(2007) e. Mahanagar Coop. Bank Ltd.(2008)

12. Information System Audit of Allahabad Bank, Forex cum Treasury Management Branch ( July 2005)

13. STATE BANK OF INDIA (Treasury Department- MTN Programme-due diligence) ( January 2005);

14. Information system Audit of Core Banking Solution of State Bank of India.

f)

g)

Experience in Insurance sector

Bank Audits

• Central Statutory Audit of Export Credit Guarantee Corporation of India Limited ( 2002-03 to2005-2006)

• Internal Audit of GIC ( 2013-2014 ). • Audit of Divisional Office of Oriental Insurance Co.

Ltd; • Audit of Divisional office of United India Assurance

Co. Ltd.

Central Statutory Audits STATE BANK OF INDIA (2001-2004)

CORPORATION BANK (2008-09 -2010-11)

CENTRAL BANK OF INDIA (1994-1997)

Export Credit Guarantee Corporation of India Ltd.

Central Statutory Audits Deccan Merchant Cooperative Bank Ltd. of Coop. Banks

Mahanagar Coop Bank Ltd.

Mandvi Co-op. Bank Ltd.

The Municipal Co.op. Bank Ltd.

9

Apna Sahkari Bank Ltd.

Kurla Nagrik Sahkari Bank Ltd.

The Mogaveera Co-op. Bank Ltd.

Statutory Branch Audits STATE BANK OF INDIA(1991 to 1993, 2001-2008)

CENTRAL BANK OF INDIA(1994-1997)

BANK OF BARODA(1998-2000)

Head Office & Central Office

Concurrent Audits

RESERVE BANK OF INDIA, CENTRAL OFFICE,

Department of Economic Analysis & Policy

Premises Department

Department of Communication

Department of External investment

FMD

Rural Planning & Credit Deptt,

Secretary Deptt.,

Internal Debt Monitoring Deptt.,

Legal Deptt.

Deptt. of Information Technology.

NABARD CENTRAL OFFICE,

General Administration Department,

Finance & Accounts Department,

Treasury & Investment Department,

Resource Mobilisation Department

Co-Financing Cell,

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Premises, Refinance Section

SMALL INDUSTRES DEVELOPNT BANK OF INDIA SIDBI):

Integrated Treasury

STATE BANK OF BIKANER & JAIPUR

Forex Dealing Cell

PUNJAB NATIONAL BANK

Retail Hub

Bank of India; Corporate Finance Branch

ALLAHABAD BANK; Forex cum Treasury Management Banch

UCO Bank, Treasury Branch

Abhyudaya Co-operative Bank Ltd.

Various Branches and HO departments including reasury and Investment Department.

Branches

Punjab National Bank: Retail Hub Mumbai

Central Bank of India

Bank of India

Bank of Maharashtra

Bank of Baroda

Andhra Bank

Union Bank of India

Indian Overseas Bank

Bharat Overseas Bank Ltd.

United Bank of India

Allahaad Bank

Dena Bank

State Bank of Bikaner & Jaipur

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h.

System Audit

Data Migration Audit

MUTUAL FUNDS

gnecialised Branches

Bank of India -- Capital Market Branch

Union Bank of India- Service Branch,

Andhra Bank -- Credit Card Cell

Punjab National Bank ; Retail Hub

Treasuries:

SIDBI, UCO Bank; Allahabad Bank, SBBJ;NABARD

Allahabad Bank, Forex cum Treasury Management Branch

United Bank of India;

Punjab National Bank

Punjab & Sindh Bank

United Bank of India

Bank of Maharashtra

Inspections

and EXCHANGES/

BROKERS

STOCK

On Behalf of Securities & Exchange Board of India

Mutual Funds

Reliance Capital Mutual Fund ( for 3 consecutive years)

Canara Robeco Mutual Fund

Stock Exchanges

The Inter Connected Stock Exchange of India Ltd. ICSE Securities Ltd.

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Share & Stock Brokers

Reliance Share & Stock Brokers Ltd.

Mitra Options & Shares Brokers Ltd.

BHH Securities P. Ltd.

i)-i Internal Audits • National Film Development Corporation Limited • Export Credit Guarantee Corporation of India Ltd. • MSEDCL • Securities Printing & Minting Corporation of India

Ltd. • N.R. Agrawal Industries Ltd. • Agricultural Finance Corporation Limited

• Welspun India Ltd. • Pentaloon Retail India Ltd. • Future Capital Holdings Ltd. • Transerve Advisors Ltd.

i-ii Internal/ Stock Audits Lee Cooper India Pvt. Ltd. • • Godrej & Boyce Mfg. Co. Ltd. • Godrej Agro-vet Ltd. • Godrej Industries Ltd. • Steelage Industries Ltd. • Oriental containers Ltd. • Lupin Ltd. • Videocon Appliances Ltd. • The Empire Industries Ltd. • The Tanna Agro Industries Ltd. • Supreme Industries Ltd. • Graphite India Ltd. • Madhu India Ltd. • IIT Capital Services Ltd. • Jayant Agro-Oils Ltd. • Jayant Oil Mills Ltd. • KSB Pumps Ltd. • Standard Industries Ltd. • Prakash Cotton Mills • Bidhata Industries Ltd. • Sri Ganesh Forgings Ltd. • Vasparr Fischer Ltd. • Kores India Ltd. • Kores Impex Pvt.Ltd. • Orix Auto Finance Ltd. • Permanent Magnets Ltd. • G.M.Breweries Ltd.

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j) Monitoring

Techno Economic Feasibility study

• Bidhata industries Ltd. • Tirupati Filaments Ltd.(including preperation of DRS

to BIFR) • Jatashankar Industries Ltd. • BDH Industries Ltd.

• G.M. Breweries Ltd.

) Audits of Public Sector AIR INDIA LIMITED

I)

Undertakings

Special Audits/Inspection

Mazagon Docs Ltd

Maharashtra State Road Development Corporation Ltd.

Export Credit Guarantee Corporation of India Ltd. (ECGC)

(STATUTORY CENTRAL AUDIT)

MSEB HOLDING CO. LTD.

(Controlling entity for MSEB)

Hindustan Organic Chemicals Ltd.

Indian Airlines limited

Food Corporation of india

M.P.State Agro industries Dev.Corporation Ltd.

Meltron instrumentation ltd.

Bengal chemicals & pharmaceuticals ltd.

On behalf of Reserve Bank of India

Special Audit of NBFCs

I IT Capital services Ltd.

KJMC Financial services Ltd

Kalyani Financial services Ltd.

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On Behalf of Securities & Exchange Board of India

Plantation Companies

Shivaji Estate Live Stocks & Farms P. Ltd.

Ministry of Defence

Departments of Ordinance Equipment Factory, Hajratpur, Agra

INSPECTIONS

On behalf of The Stock Exchange Mumbai

• SSKI Securities Ltd. • Rajaram Stock Broking (Mumbai) P. Ltd. • Integrated Masters Securities Ltd. • Malti Securities P. Ltd. • MEFCOM Securities Ltd. • Sana! M.Dalal Share Brokers P. Ltd. • Rashi Equisearch Pvt. Ltd. • UPSE Securities Ltd. • Pariwar Finance & Stock Brokers Ltd. • SKSE Securities Ltd. • Pramod Kumar Jain Securities Pvt. Ltd. • Antique Share & Stock Broking Ltd. • Bishwanath Murlidhar Junjhunwala • Vijay Bhagwandas & Co. • Concept Share & Stock Broking Ltd. • Harish Chndra Gutt & Co. Ltd. • B R Jalan Share & Securities (P) Ltd. • Mangal Keshav Share & Securities (P) Ltd. • Pariwar Finance & Investment (P) Ltd. • Quantum Share & Securites (P) Ltd. • VAR Securities P.Ltd. • Navakar Share & Stock Brokers P.Ltd. • Vijay Bhagwan Das & Co. • Saykes & Rays Equities India Ltd. • Hasmukh Lalbhai Share Brokers P. Ltd.

ON BEHALF OF CENTRAL DEPOSITORY SERVICES INDIA LTD.

Inspection of Depository Participant

• Stock Holding Corporation of India Ltd. • H.T.Nanavati Securities Ltd. • Anand Rathi Securities Ltd. • Morilal Oswal Securities Ltd. • lnventure Growth & Securities Ltd. • R.N.Patwa Share & stock Brokers (P) Ltd.

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