MPhil - The Rites of Love: A Discussion of Platonic Eros with particular reference to the Scala...
Transcript of MPhil - The Rites of Love: A Discussion of Platonic Eros with particular reference to the Scala...
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The Rites of Love:
A Discussion of Platonic Eros
with particular reference to the Scala Amoris passage
of the Symposium
Anthony Hooper
Master of Philosophy
The University of Sydney
Department of Philosophy
February 2010
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Abstract
Plato’s theory of eros has been of perennial interest to philosophers, but of the many
monographs and articles on this subject few contain a rigorous analysis of eros itself.
Of those who offer an opinion on the nature of erotic desire, most simply assume that
eros is a rational desire, or a force that operates unproblematically in accordance with
the lover’s understanding of what is good. In the first part of this paper I suggest a
different reading. By drawing together various claims Plato makes throughout the
dialogues, I conclude that eros is an appetitive desire that responds immediately to
any and all beautiful objects that lovers come across by motivating them to pursue
whatever goods these objects reflect. I then go on to show that a desire such as this,
although essential for continually motivating lovers towards self-transcendence, is
highly problematic unless these lovers can both direct their eros towards certain ends
in accordance with their understanding of what is good, and work to develop their
knowledge to ensure that they are directing eros aright.
With this analysis in place, I then turn to give a reading of the Scala Amoris
passage, the philosophical and dramatic zenith of Plato’s Symposium. Here I address a
number of issues, the interpretation of which has been highly contentious in the
literature. In this discussion I a) establish the exact role eros and reason have in the
lover’s activities on each rung of the Ladder; b) show how, through the generation of
logoi, the lover is able to develop their understanding of what is good; c) determine
the relationship that the lover has to the objects of their desire as they move from one
rung to the next; and d) suggest a possible role for the Other in the lover’s ascent. I
then conclude this discussion by considering the lover’s life at the top of the Ladder,
and question whether the lover’s journey on the Ladder really ‘ends’ with them
finding a home in the presence of true beauty.
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Dedicated to William Arthur Westbrook Hoyle
o9 e0mo\v fi/lov o3v ei0v to\n ou0rano\n a0nabe/bhken
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I would like to acknowledge:
My parents, Adrian and Barbara, whose continual care and support ensured
that I had the confidence to begin such a project.
My supervisor, Associate Professor Eugenio Benitez, whose infectious
enthusiasm kept me focused on my task for my whole degree.
Latoya, whose support I will appreciate eternally, as without your continual
kind and calming words I never could have completed my thesis.
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Table of Contents
Abbreviations and Translations vi
Introduction 1
PART I: THE ROLE OF EROS IN ASCENT CHAPTER 1: Plato’s ‘Two-Worlds view’ and the Hazards of Becoming 10 The Two-Worlds view and Eros 10 The Rough Path to the Sunlight 14 A Two-Worlds Theory or a Two-Worlds View? 15 Becoming and Possession 20 CHAPTER 2: Eros as Desire and the Rule of Reason 25 A Preliminary Discussion of Desire with some Reference to Eros 25 Eros and the Beautiful 29 Eros and the Good 31 Eros and the Nature of Appetitive Desires 36 Some Problems Regarding Eros 43 Eros and the Rule of Reason 49 CHAPTER 3: The Stillness of Ignorance 62 Ignorance of What is Good 63 The Malignancy of Self-Ignorance 69 The ‘Divine’ Agathon 73 Aristophanes and the Absurdity of Ascent 77 Alcibiades and the Statue of Silenus 82 ‘I know that I know not’ – A Discussion of Socratic Ignorance 88 A Brief Coda to Part I of this Thesis 103
PART II: THE ASCENT TO DIVINITY CHAPTER 4: Catching a Glimpse of Divine Beauty 105 Some Issues Regarding Eros in the Ascent Passage 106 On the Ladder: Pursuing the Good 117 On the Ladder: Moving from One Rung to the Next 122 A Brief Discussion on the Role of the Other in a Lover’s Ascent 137 An Expanding Understanding of the Beautiful 150 Possessing the Divine Life 166 The End of the Ascent 168 Conclusion 175 Bibliography 184
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Abbreviations and Translations In what follows I will list the abbreviations that I have used for texts throughout this
thesis, as well as the translation used if quoted:
Plato:
Alc Alcibiades I D. S. Hutchinson (in Cooper, 1997) Alc II Alcibiades II Anthony Kenny (in Cooper, 1997)
Apo Apology G. M. A. Grube (in Cooper, 1997) Crat Cratylus C. D. C. Reeve (in Cooper, 1997)
Euth Euthydemus Rosamond Sprague (in Cooper, 1997) G Gorgias Donald Zeyl (in Cooper, 1997)
Ly Lysis David Bolotin (1989) M Meno Robert Bartlett (2004)
Phd Phaedo David Gallop (1999) Phdr Phaedrus Reginald Hackforth (2001)
Phlb Philebus Dorothea Frede (in Cooper, 1997) Prot Protagoras Robert Bartlett (2004)
Rep Republic G. M. A. Grube (in Cooper, 1997) Sph Sophist Nicholas White (in Cooper, 1997)
Smp Symposium Alexander Nehamas and Paul Woodruff (in Cooper, 1997)
Tht Theaetetus M. J. Levett (in Cooper, 1997) Tim Timaeus Donald Zeyl (in Cooper, 1997)
Laws Laws Trevor Saunders (in Cooper, 1997)
Aristotle: Meta Metaphysics W. D. Ross (in Barnes, 1995)
N.E. Nicomachean Ethics Terrence Irwin (1999)
Others: DK Die Fragmente der Vorsokratiker: Hermann Diels and Walther Krans Griechisch und Deutsch (1934-7)
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Introduction
At the beginning of Plato’s Symposium, Apollodorus, the dialogue’s narrator, recounts
Socrates’ preparations for a drinking party, hosted by the prize-winning tragedian,
Agathon. After bathing, and attending to his appearance with uncharacteristic
eagerness, Socrates enlists Aristodemus, an uninvited guest, to accompany him to the
celebration. These events have a unique significance for me, as, like Aristodemus, I
too was an unwitting spectator of the events of Agathon’s feast, as this thesis began
neither as a discussion of the Symposium, nor of any element of Plato’s theory of eros,
but as a study of the role of love in Hegel’s early writings. After researching this topic
for some time, I, being ignorant of the history of the philosophy of love, thought it
prudent to read the major texts in this area, and there was no more natural place to
begin than with the Symposium – a dialogue with which I was then entirely
unfamiliar. Originally, I intended to dedicate no more than three weeks to researching
Plato’s account of eros, but for the next three months I found myself compulsively re-
reading the Symposium, unable to move on to my next intended port of call,
Aristotle’s Nicomachean Ethics. Like so many philosophers before me, including
Hegel, I was entranced by this dialogue, and not simply for the complexity of the
doctrines found in the speeches, but also for the creativity with which they were
presented. As love is often fickle, my interest in Hegel quickly faded, and I became so
engrossed in the Symposium that I abandoned my previous topic, and committed to
writing a thesis in which I explore the Scala Amoris passage, the philosophical and
dramatic zenith of Socrates’ own encomium of eros (210a-212b).
Never having engaged with Plato, or any other ancient philosopher, in any but
the most superficial way, I turned to the commentaries of Plato’s doctrine of eros in
general, and Socrates’ speech in particular, in order to gain some initial purchase on
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the most significant ideas advanced in the Scala Amoris passage. Immediately striking
was the incredible variety of readings offered here. As one would expect,
interpretations of this passage vary greatly between ancient, Renaissance, and modern
writers, but most surprising were the differences between the readings of modern
philosophers, even within the past few decades. It is often hard to believe that
commentators such as Gregory Vlastos (1981), Stanley Rosen (1987), and C. D. C.
Reeve (2009) are all talking about the same passage, given that the conclusions they
draw vary so dramatically. But equally fascinating were the variety of styles with
which people approach this passage, and the different elements that these
commentaries bring to the fore. For example, where J. M. E. Moravcsik’s (1972)
simple and systematic approach to the Scala Amoris passage illuminates the
intricacies of the lover’s ascent, Martha Nussbaum’s (2007) more literary and
historically infused discussion captures the eroticism of Plato’s doctrine, and his
writing.
But conspicuously absent from the overwhelming majority of monographs and
articles that I read was a close analysis of the nature of erotic desire itself. Often it
seems that many commentators simply assume that eros acts one way or another, and
this, I believe, is the cause of the variety of different accounts of the lover’s ascent in
the Scala Amoris passage. One noticeable exception to this trend is Frisbee Sheffield
(2006), who looks to the myth of Eros’ lineage at the start of Socrates’ speech in order
to determine the nature of erotic desire to begin her reading of his encomium. But
although she offers a fascinating analysis, I believe that it suffers from being too
restricted in scope. Even with his many comments regarding eros in the Symposium,
Socrates’ description of this desire remains quite vague here, and particularly so in his
mythical portrait. In order to get a clear picture of erotic desire I think it necessary not
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just to look to Socrates’ claims in a single dialogue, but to draw together his many
descriptions of eros from all of Plato’s Middle Period dialogues. Only then can one
construct a rigorous account of erotic desire, and so establish an adequate framework
to read the Scala Amoris passage.
The Structure of the Thesis
This thesis is divided into two parts. In the first, ‘The Role of Eros in Ascent’, my
task is twofold: i) to give an account of the nature of erotic desire; and ii) to determine
the role that this desire plays in a lover’s quest for self-transcendence. Through
careful examination of the claims Socrates makes about eros, particularly in the
Symposium, the Phaedrus, and Book IX of the Republic, I argue that eros is an
appetitive desire that responds immediately to any and every beautiful object that
lovers encounter by motivating them to pursue whatever goods these objects reflect.
This account departs significantly from the idea presented in the overwhelming
majority of commentaries that eros is either a rational desire, or one that operates
unproblematically in accordance with a lover’s understanding of what is good.1 Far
from being an entirely beneficial force, here I show that eros is an essential, though
highly problematic tool in a lover’s ascent. Although eros alone has the strength to
raise lovers out of deficiency, and to ensure that they are able to hold onto their gains,
it portions out its force blindly, pulling lovers this way and that depending entirely on
the kind of environment in which they find themselves. With this account in place I
then go on to argue that the only way that lovers can safely utilise eros’ force, while
avoiding the problems that plague it, is by ensuring that their erotic desires are
1 The main accounts of the nature of erotic desire given in the literature will be discussed in greater detail in Chapter 4.
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properly directed by their rational souls towards those ends that they have identified
as essential to the good life. But here lovers are confronted with a new difficulty, as
they must ensure that they have an adequately developed understanding of what is
good so that reason is able to direct eros aright. At the end of the first part of this
thesis I show that, if a lover is ignorant of what is good, then they will only be able to
attain a deficient image of the good life, and that if a lover wishes to direct eros
towards the production of true virtue they must ensure that they are free from
ignorance.
In ‘The Ascent to Divinity’, the second part of this thesis, I use the theoretical
framework that has been established in Part I in order to give a reading of the Scala
Amoris passage. Here I do not attempt to offer a rigorous analysis of this passage, but
undertake the far more modest task of working through some of the more contentious
points of interpretation in the literature. My initial goal is to demonstrate that the
lover’s ascent involves two main activities: first, the direction of eros by reason
towards particular kinds of beautiful objects; and second, the development of the
lover’s understanding of what is good. With these points in place I then explore ideas
presented in the Scala Amoris passage that are more overarching in Plato’s dialogues,
including ethical issues, such as the role of the Other in philosophical development,
the epistemological matter of how one’s understanding of the world is transformed as
one’s knowledge of what is good develops to near-divine levels, and the ontological
question of whether the lover at the top of the Ladder transcends their mortal nature.
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Chapter Overview
I begin my discussion of erotic desire in Chapter 1 by exploring some important
concepts that will frame the rest of the first part of my thesis. First, I briefly examine
Plato’s ‘Two-Worlds view’, and focus particularly on the image of ‘ascent’, which is
a central motif in Plato’s two most extensive treatments of eros: the Symposium and
the Phaedrus. Ascent, I argue, is used as an image for education, and from this I
conclude that eros is significant for Plato as a tool in a lover’s attempts to possess the
good. I also say a few words about the metaphysical commitments that follow from
holding a Two-Worlds view by considering two opposing readings of this element of
Plato’s philosophy, first by Gregory Vlastos (1965, cf. 1967), and second by Eugenio
Benitez (2007). Here I agree with Benitez, who suggests that moving from the ‘world
of becoming’ to the ‘world of Being’ entails, not a shift of consideration from one
kind of object to another, but a shift of perspective towards the same set of objects.
This discussion will be of particular importance towards the end of my analysis of the
Scala Amoris passage when I discuss the lover’s vision of divine Beauty. In the
second half of this chapter I turn to consider the nature of mortal existence, and
introduce the idea that, as creatures of becoming, mortals can only possess something
in any meaningful sense through production and reproduction – an idea that will gain
increasing significance, and will be expanded on continually over the course of this
thesis. Throughout this chapter I also highlight the incredible difficulty of ascent, and
the amount of effort that is required for a lover to come to resemble the divine.
With these preliminary matters in place, in Chapter 2 I turn to give my account
of the nature of erotic desire, and also determine the role such a desire plays in a
lover’s attempts to possess the good. I begin by i) teasing out the distinctions between
the ‘object’ and ‘end’ of erotic desire, and ii) considering how eros relates to its object
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and end, in contrast with other kinds of desires. For this second task I look to Plato’s
comments regarding the tripartition of the soul in the Republic and the Phaedrus, and
consider various ways in which one could understand the division between the
rational and the appetitive parts of the soul. Drawing together the threads of this
analysis I conclude that eros is an appetitive desire that immediately pulls lovers
towards beautiful objects in order to possess the goods they reflect. I also show that
eros is the strongest of all desires, and that it alone has the force to ensure that a lover
is always focused on the production and reproduction of the good. I then go on to
demonstrate that eros is a potentially dangerous desire, which, because it is unable to
direct itself, has the ability to lead a lover both towards the truly good life, as well as
abject depravity. In the final section of this chapter I show that, in contrast to eros, the
actions of the rational soul are mediated by an understanding of what is good, and that
reason can direct eros in accordance with this understanding through the use of the
‘whip’ and the ‘blinders’, i.e., by suppressing erotic desires when they pull lovers
towards ends that fall outside their understanding of what is good, and by seeking out
those kinds of beautiful objects that reflect the virtues reason has identified as
essential to the good life. At the end of this discussion I conclude that eros can find a
place in a lover’s ascent only when guided by reason, and that it’s role here is purely a
motivational one; i.e., eros provides the force to pursue ends that are set by reason.
In Chapter 3 I consider the problems that specifically concern the rational soul
in its directive function, and my focus here is on two kinds of ignorance: first,
ignorance of what is good, and second, ignorance of mortal nature, or ‘self-
ignorance’. I begin by showing that lovers’ ignorance of what is good serves as a limit
to their ascent, but I also argue that this limit is not insurmountable provided that
lovers continually strive to develop their knowledge of what is good. In order to find
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the motivation to do so lovers must become aware of the deficiency of their
knowledge, and I suggest that the most expedient means by which they can do this is
through submitting their account of what is good to dialectical examination. In
dialectic lovers can efficiently illuminate the limits of their understanding, which
leads to aporia, from which point the lover will feel a desire to develop their
knowledge. The second half of this chapter is dedicated to the discussion of the far
more problematic form of ignorance: self-ignorance. Through examining the speeches
of three figures in the Symposium – Agathon, Aristophanes, and Alcibiades – I show
how this kind of ignorance ensures that aporia leads to a moment of ‘impasse’, which
prevents lovers from either feeling a desire to develop their knowledge of what is
good, or from acting on this desire. The result is that lovers will be unable to
overcome their ignorance of what is good, which ensures that the limits that this
ignorance poses on their ascent become permanent. In the final part of this chapter I
then examine Socratic Ignorance, and seek to determine the philosophical basis for
Socrates’ ability to claim ‘I know that I know not’. Here I argue that Socrates can
confidently deny knowledge because he appreciates that he is an intermediary being,
and understands the implications of this for his possession of knowledge. In the final
section of this chapter I suggest that self-knowledge is essential for guaranteeing that
aporia always leads to a desire for wisdom, and so ensures that lovers are always in a
position to overcome their ignorance of what is good. Only then can lovers be sure
that their reason is directing them towards the production of the good life, rather than
a deficient image of it.
Chapter 4 constitutes my reading of the Scala Amoris passage, and here I use
what was learnt in Part I about the nature of erotic desire, and the roles of both eros
and reason in a lover’s attempts to possess the good, in order to work my way through
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some of the most contentious points of interpretation in this passage. After comparing
and contrasting my own account of erotic desire to the opinions advanced in the
literature, I begin my reading by arguing that, at every rung of the Ladder, the lover
stands in both an erotic and a rational relationship with the objects of his concern.
Through close examination of the Greek text I show that it is reason that leads the
lover to seek out particular kinds of beauty in order to trigger an erotic desire to
produce the goods that these objects reflect. Next I turn to the problem of how the
lover moves from one rung of the Ladder to the next, and here I argue that he does so
through developing his understanding of what is good. My focus here is on the lover’s
generation of logoi on each rung of the Ladder, and I suggest that the lover produces
logoi about what is good in order to put his understanding up for dialectical probing,
in which he can illuminate the deficiencies of his knowledge, and so trigger a desire
to develop his account. I then go on to consider the reason why the lover generates
logoi so consistently throughout his ascent, and conclude that it can only be because
he has self-knowledge, and so appreciates that his knowledge of what is good always
shares in deficiency.
At this point I digress from my reading of the Scala Amoris passage briefly in
order to say a few words about the role of the Other in the lover’s ascent. In contrast
to Gregory Vlastos (1981), who posits the idea that the Other has only a passive role
in the lover’s movement up the Ladder, I suggest that the lover finds the best
companion in his ascent in another active lover. I advance the idea that it is two
lovers, working together, who can make most speedy progress up the Ladder, as they
both help the other to develop their understanding of what is good by constantly
encouraging each other to test their knowledge in dialectic. After this I return to my
reading and consider the relationship the lover has to the previous objects of his
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affection as he moves up the Ladder. This discussion takes place in two parts. In the
first I examine some passages that seem to support an ‘exclusive reading’ of the
lover’s ascent, but through careful examination of the original text I show that a more
likely reading is that the lover incorporates an ever-increasing number of objects into
his sphere of concern as he moves from one rung to the next. In the second part of this
discussion I consider the lover’s final step on the Scala Amoris, when he catches a
glimpse of divine Beauty itself. Here I argue that we should understand this step, not
as one in which the lover turns his attention a new kind of object, but as a step of
‘generalization’, in which he appreciates that all of the various kinds of beautiful
objects that have been the focus of his attention throughout his ascent are related, as
they all reflect different elements of a single principle: the good life. I then conclude
my reading by describing the lover’s life at the top of the Ladder, and question
whether his ascent ‘ends’ with him finding a permanent home in the presence of the
divine. Here I argue that, because he is an intermediary being, he will not long be able
to retain his vision of the divine, and that the lover’s journey on the Ladder is not one
of continual ascent, but one in which he oscillates up and down the Ladder, as he
gains and forgets knowledge in turn.
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PART I: THE ROLE OF EROS IN ASCENT
Chapter 1: Plato’s ‘Two-Worlds view’ and the Hazards of Becoming
The Two-Worlds view and Eros
It is important to note that what has come to be called Plato’s ‘Two-Worlds view’1 is
central to both the Symposium and the Phaedrus, his two most extensive discussions
of eros. Both of these texts detail the ‘ascent’ of philosophical lovers from a state of
deficient mortality to a life approximating divinity. In the Scala Amoris passage of the
Symposium Plato describes the journey from the time at which we can appreciate only
particular, deficient instances of beauty to the point where we can view a whole sea of
beautiful objects, and finally divine Beauty itself.2 Socrates’ palinode in the Phaedrus
casts this ascent mythologically, telling a story about the journey of the soul from
earth to the heavens, as its wings are nourished by truth and beauty. Such passages are
indicative of a Two-Worlds view because the language seems to suggest that there are
two physically separated realms, each representing certain levels of understanding.
Over the course of this chapter I wish to make some general claims about what Plato
is trying to communicate through the Two-Worlds view, as it is through this image
that he casts his discussion of eros. Let us turn first to the ‘Myth of the True Earth’ in
1 I am using the term ‘Two-Worlds view’ to encompass both readings of this element of Plato’s thought (which shall be discussed below): Gregory Vlastos’ ‘Two-Worlds Theory’ and Eugenio Benitez’ ‘Two-Worlds View’. Though Benitez did not capitalize the term, I am using ‘View’ here in a specific sense to relate to the concept of ‘perspective’, whereas the term ‘view’ is intended to be synonymous with ‘understanding’. 2 Indeed, it is the presence of Two-Worlds language that marks off Socrates’ speech from the other encomia in the Symposium, and which shows Socrates’ account as properly Platonic. Alcibiades’ speech does have elements of the Two-Worlds view, though his understanding of the relationship between the two worlds is corrupted by his ignorance (as we shall see in Chapter 3), and so his speech utilizes this view only confusedly.
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the Phaedo (108c-114e), and the ‘Cave Myth’ at Republic VII (514a-517c), as
nowhere are the distinctions between the two worlds more clearly described.
In the Phaedo (108c-114e), Socrates tells us that, though we all believe that
we live on the surface of the earth, with a clear and unsullied view of the heavens, we
actually live submerged in slime and mud, in one of the world’s many hollows.
Above us is the ‘true earth’, a world composed of gold and jewels, which is free from
the corrupting effects of the ocean. From here alone do people have a clear view of
the celestial sphere. A similar story is given in the Republic, but this time we are told
that our ignorance is comparable to being chained in a cave, watching the shadows of
puppets dancing in front of us. Were we to break our bonds and step out of the cave,
we would be able to see things illuminated in the light of the sun; not simply images,
as the puppets were, but the things themselves.
Obviously these stories are not intended to be taken literally,3 but these myths
are still useful because they capture, not just the distinction between ignorance and
wisdom, but a whole raft of dualisms that Plato raises in the dialogues:
epistemologically, between sense and intellect, ontologically, in the division of
sensuous objects and forms; veridically, between obscurity and truth;4 and even
theologically, through the opposition of mortality and divinity. For Plato, all of these
3 There was, however, a discussion between philosophers, who offer what Benitez calls a ‘physicalist’ interpretation of this passage (2007: 241f.), in the belief that it represents Plato’s actual understanding of the shape of the world. For this discussion see William Calder (1958), Thomas Rosenmeyer (1959) and J. S. Morrison (1959). 4 I have chosen to contrast the term ‘truth’ with ‘obscurity’ rather than ‘falsehood’ as the latter term seems to commit Plato to a propositional view of truth, as posited by Gail Fine (1999). I wish to avoid this conception because, as Eugenio Benitez (1996: 533-8) and Julia Annas (2000: 3) argue, it is doubtful that the Ancients held such a view of language or reality.
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distinctions are related, so it is useful to assign all of the former qualities to one
world,5 and all of the latter qualities to another.6
Moving between worlds is the central theme of all of these stories, and rightly
so because it is an image of education – one of the most important ideas in Plato’s
philosophy. However, just as the Good is said to illuminate all other things in the
Republic (6.508b-6.509a), so it is that the search for the good life is the rubric through
which we must understand these images. Put another way, education is essential to us
because it puts us in the best position to possess the good. But are the above dualisms
the only ones that the Two-Worlds view captures? If they are, then it would be
understandable to believe that education, for Plato, was a predominantly theoretical
exercise, and that our desire to possess the good can be satisfied through a life of
contemplation, in which learning is the primary means to our ends. However, Socrates
explicitly states in the Republic (7.518b-e) that education cannot be thought of as
cramming knowledge into our minds, ‘like putting sight into blind eyes’; instead, it is
better thought of as a process whereby we turn our vision towards the truth. The
myths in the Phaedo and the Republic foreground the epistemological, ontological
and veridical aspects of education, but we must be careful not to mistake these issues
as the only ones that are important in coming to possess the good life. The Two-
Worlds view is a rich idea that captures a whole raft of additional dualisms, and the
ascent from one world to the next is indicative of many developments, both
theoretical and practical. In the following two chapters I hope to show that we cannot 5 It is important to note that the ‘upper’ or ‘higher’ world (the world to which we ‘ascend’) will always be the better world in Plato’s imagery. It is significant that, in the Phaedo, Plato describes the world of reason as ‘golden’, as in the Cratylus (398a) he makes the claim that when describing something in this way we often mean to posit it as something fine and good. 6 The unity of these predicates is shown in the Gorgias, Protagoras, Phaedo and Republic V-VII. For a more complete list of dualisms, and their inter-relationship, see David Gallop (1999: ix).
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reach the next world until we have: 1) engaged our erotic desires towards the
possession of the good; 2) utilized reason to guide our erotic feelings; and 3)
developed our knowledge so we will know how to direct our eros aright.
Ascent is indicative of a variety of inter-related processes, some of which are
theoretical, others of which are practical. Though practical development in education
is not the focus of the myths in the Republic and in the Phaedo, they can easily be
incorporated into these passages. These stories ought to be considered as (somewhat)
idealized accounts of our ascent, and so they focus on showing the reader that we
ascend, and what shape our understanding takes on each level in our ascent. Because
of this neither story goes into great detail about how ascent takes place (for example,
how do we break our chains and clamber into the open air?). These questions are
ultimately answered by considering the practical activities we need to undertake to
ascend.
It is also important to note that Plato’s Two-Worlds view is not simply
expressed in extended myths; it is also captured in what Eugenio Benitez calls
‘topographical’ and ‘choristic’ language (2007: 231-2). References to ‘ascent’ and
‘descent’, or ‘above’ and ‘below’, as well as terms such as ‘the really real’ and ‘the
truly good’, also capture all of the above points in a single phrase – what I will call
‘Two-Worlds language’. In fact, Plato’s works (particularly from his Middle Period
onwards) are replete with such references to a Two-Worlds view.7 Throughout this
thesis I will be referring to passages that make use of this imagery, and I will read
them through the lens of our discussion here. Thus I will understand terms like
‘divinity’ to be connected to the concepts of truth, reason, immortality and wisdom,
7 For an expanded list of references indicative of a Two-World view throughout Plato’s corpus, see Benitez (2007: 241f).
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and ideas like ‘motion’ and ‘stillness’ will be read to relate to the movement between
two worlds.
The Rough Path to the Sunlight
One of the central themes of all of the Two-Worlds myths is the difficulty of the
movement between worlds. In the Myth of the True Earth, even when people are
aware of the better world that awaits them, Plato still expresses great doubt about
whether anyone could reach this point, at least while they are alive (Phd, 109e).8 This
pessimism is also present in the Symposium, where Diotima wonders whether even
Socrates could attain the highest mysteries of eros (210a). The story in the Republic is
somewhat more optimistic, because it follows the journeys of people who do make it
from one world to the next. But in the Cave Myth we are told that those who reached
the outside world need to be ‘dragged’ up the ‘rough and steep path’ into the sunlight
(7.515e), and that even after travelling all the way there they will be so dazzled by the
brightness of the light that they may not be able to make sense of what they see.
For sight-lovers the idea that there is an unchanging world would be
laughable, as their experience has always taught them that everything is in a state of
flux. For someone who has never attempted to understand the world through reason
true knowledge would appear as ridiculous as the suggestion that the world is entirely
made of gold. Habituation into relying on the senses (which is the primary mode of
understanding throughout our childhood, and beyond) leads people, not only to
8 We must be careful, however, not to place too much emphasis on the idea that this journey can only be undertaken by the dead. As Socrates says, this is merely a myth, and so describes only the way the world is like, not how it is. Radcliffe Edmonds, for example, argues that the journey into the afterlife is indicative of the philosopher’s search for unseen realities (2004: 160).
15
possess a deficient account of reality, but also to a position in which truth will seem
unacceptable. The body bombards our soul with its multitudinous desires, many of
which are at odds with the good life, and all of which draw our attention back to the
world of becoming. In the Phaedo, we are told that they nail the soul tighter to the
body, weighing it down and preventing its ascent (83d).9 Education, then, is not a
simple matter, and if this were not bad enough, there is an even further complication
to our movement between the two worlds, which is also raised in the Phaedo, the
Republic and the Phaedrus, and which is central to the account in the Symposium. I
will discuss this problem in the last section of this chapter.
A Two-Worlds Theory or a Two-Worlds View?
If, as I will later show, eros is an acquisitive tool (a tool that helps us to possess the
good), and Plato casts his discussion of eros in terms of a Two-Worlds view, it will be
important to explore what the implications of holding such a position are. Though
many commentators throughout the modern era have happily framed their discussions
of Plato’s philosophy with Two-Worlds language, very few have actually questioned
(in any great detail) what conclusions such a view commits us to. This is particularly
troubling because Plato never clearly states what he intends by advancing this thesis,
and this problem is exacerbated by the fact that the clearest picture that we get of the
9 In the dialogues, two accounts are given as to why children prioritise the senses over reason. In a more mythological passage Plato argues that the soul enters the body filled with knowledge, but that this is lost in the tumult of the soul being bound to its body (Tim, 43e). In the Laws (2.653a) we are given a different account, as here Plato suggests that pleasure and pain are the first ways children interact with the world, and because pleasure and pain direct the mind towards the world of the senses we are all trained from a young age to prioritise perception over reason.
16
Two-Worlds view mainly comes through his myths, like the ones we saw above.10 I
now want to explore briefly two opposing interpretations of Plato’s Two-Worlds
view, first as given by Gregory Vlastos, and second by Eugenio Benitez.
I have been using the term ‘Two-Worlds view’ throughout this thesis, but no
single term has been systematically used to refer to this element of Plato’s
philosophy. Gail Fine (1978) was the first to use the term ‘Two-Worlds Theory’,
applying it to Vlastos’ reading of Plato, referring particularly to his arguments in the
articles ‘A Metaphysical Paradox’ (1965), and ‘Degrees of Reality in Plato’ (1967).
Vlastos’ reading of Plato is framed by the distinction between ‘reality’ and
‘existence’, which is well shown in Vlastos’ own example. When we claim that
‘unicorns are not real’ we are saying something very different from when we claim
that ‘these flowers are not real’ (1965: 10). Whereas in the first case we are asserting
that horses with horns simply do not exist (i.e., that there are no instance of unicorns
in the world), in the second we are indeed admitting the flowers’ existence, but we are
categorizing them as ‘fake’. That is, they do exist, but they are not ‘real’ flowers.11
Vlastos believes that Plato was very aware of this distinction, and that this grounds his
division between ‘forms’ and their instances. Both of them, of course, exist, but only
the former are real.
Reality, for Vlastos, is a question of cognitive reliability. Using Vlastos’ own
example of ‘beauty’, an object can only be considered really beautiful if it is: a)
beautiful in every respect; b) beautiful at all times; c) beautiful in relation to all
things; and d) beautiful from every perspective (1967: 10). Because any knowledge
10 For Plato, myths and stories, though sometimes useful in education, are not created to be able to stand up to rigorous argumentation, nor are they intended to provide a complete account of their subject matter. For a fuller account of the role of myth see Janet Smith (1986) and Kathryn Morgan (2000). 11 Vlastos is using a non-existential definition of the term ‘real’ here.
17
based on our experience of particular beauties would lead us to a fallible
understanding of beauty, we can have knowledge only of the form of Beauty, as it
alone satisfies all of the above conditions. Though we can have knowledge only of
forms, we can at least have true beliefs about particulars.12 In a famous passage, Plato
compares the sense-lover to a dreamer (Rep, 5.476c-d). While they think that they are
looking at a real tree, what they see is only an image of a tree. That is not to say that
the dream tree is entirely devoid of truth – it may well have green leaves, a trunk, and
be rooted in the ground – but any truth that it does have is derived from the fact that it
is an image of a real tree.13
As Benitez argues, on Vlastos’ reading, Plato should rightly be said to have a
Two-Worlds Theory,14 because he believes that Plato is committed to a systematic
logical separation between forms and their instances (2007: 233). On this view,
Plato’s recommendation that we flee from the world of sense equates to the cessation
of investigation into one kind of object, the objects of sense, because they are not
cognitively reliable. Instead, we must shift our attention solely to the examination of
12 Gail Fine rejects the Two-Worlds thesis because she believes that it necessarily leads to Vlastos’ conclusion that we can only have knowledge of forms, and beliefs only of particulars, which, she argues, is itself flatly contradicted by Plato (1999: 216). Fine is notable because she is one of the few philosophers who rejects the Two-Worlds view in every respect. It is beyond the scope of this discussion to rebut Fine, but Benitez responds to Fine’s claims regarding the Two-Worlds view at length (1996: 530-538). 13 Vlastos’ arguments regarding the nature of reality brings him closely in line to R. J. Collingwood’s reading of the Republic (1925). For Collingwood, also, there are degrees of reality (though he lists three: forms, particulars, and images), and these levels of reality represent three different degrees of cognitive reliability (though Collingwood uses the phrase ‘degrees of error’). 14 I believe that it is questionable whether it was correct for Fine to say that Vlastos is forwarding an argument that Plato had a Two-Worlds view (whether it be a Theory or otherwise) in any rigorous understanding of this term. What we could at most claim is that Vlastos offers a particular interpretation of a distinction that is captured in the Two-Worlds view. The Two-Worlds view itself is far broader, and encapsulates dualisms that are much more various than the ontological distinctions that Vlastos focuses on.
18
the forms. On this view the movement from one world to the next, though not a
physical journey, is understood as a shift from the consideration of one world to
another. These worlds are separated through the completely opposing nature of the
objects that occupy each, and the means by which we have to access them (by the
senses, on the one hand, or by the intellect on the other). I now wish to turn to
Benitez’ article, ‘Philosophy, Myth and Plato’s Two-Worlds View’ (2007), to
examine an alternative reading of the Two-Worlds view.
Like Vlastos, Benitez places great weight on Plato’s idea that the sight-lover is
akin to a dreamer, who mistakes mere images for reality, but his reading of the Two-
Worlds view differs from Vlastos’ interpretation based on his understanding of the
relationship between the senses and sense-objects. For Vlastos, it seems that our
senses are reasonably effective at illuminating the nature of at least some things, i.e.,
sense-objects, though there are some obvious exceptions. The colour blind, for
example, will mistake the nature of certain things, as will we all if an object is
travelling close to the speed of light. But even when our senses are operating properly
they are still inefficient tools for accessing the truth, because their objects are not
‘really real’.15 Benitez rejects this reading because he reads Plato’s claims that only
our minds can access reality to mean that the senses always provide a distorted view
of the world: “all perception, strictly speaking, is mistaken; alternatively, we could
say that there is no longer any way of mis-taking perception, because there is no right-
taking” (2007: 228). By making this claim Benitez shifts the focus of the discussion
away from the need to distinguish between two kinds of objects, and recasts the
debate in terms of differences in perspectives on a single world.
15 Though Vlastos never explicitly argued in this way, it is implicit in his view, and it is not precluded by his other assertions.
19
For Plato, it would seem that all people initially have the basic assumption that
they are able to access reality through their senses, and only gradually become aware
that they can also understand the world through reason. But the world of the intellect
will appear dramatically different to the world as an object of the senses. On this
reading we can rightly say that Plato has a ‘Two-Worlds View’ because the two ways
through which we view the world will yield accounts of reality that will be as opposed
in nature as a world of slime is from a world of gold.16 Plato uses this distinction to
show us that our conventional way of understanding reality will yield only deficient
images of the truth, and through myths such as those above, we are shown that we can
only access reality via our intellect (2007: 232-3).17 As such, the movement between
the two worlds ought to represent, not a shift of consideration from one kind of object
to another (as it does for Vlastos), but as a shift in perspective towards a single
world.18
In at least one reading of the Two-Worlds view, we need not think that Plato is
committed to a strict logical divide between sense-objects and forms.19 Though it is
16 Benitez reads the Two-Worlds view as capturing far more than an ontological distinction, as Vlastos does. On Benitez’ reading, ‘raising the world to being an object of mind’ is indicative of far more than a theoretical exercise, and can easily incorporate the idea that ascent from one world to another involves development of our practices also. 17 This argument rests on the distinction Plato makes in the Sophist (235d-236c) between what Benitez refers to as ‘fantastic’ and ‘eikastic’ image-making. Whereas the former necessarily leads us away from the truth, the latter has the potential to lead us closer to it, provided that the image put forward better reflects reality than the one that its audience previously held. 18 There are interesting parallels between Vlastos’ and Benitez’ interpretations of Plato’s theory of forms and the discussion between P. F. Strawson (1966) and Henry Allison (2004) on how to understand Kant’s distinction between representations and things-in-themselves. Like Vlastos, Strawson argues that there is an opposition between two kinds of objects, and like Benitez, Allison argues that the distinction ought to be understood as a way of capturing two different perspectives on the same objects. 19 I will use the term ‘forms’ only sparingly in this thesis, as it is a confusing term that is rarely used systematically even within single monographs on Plato. Here the term
20
beyond the scope of this thesis to argue rigorously for one view or the other, in
showing the necessity of practical development in our ascent I believe that it is
inevitable to operate on a view closer to Benitez’.
Becoming and Possession
The assumption that has been made, and which initially may seem trivial, is the idea
that souls are mutable. The significance of this point is that development is only
possible if we are able to transcend our present condition. For the rest of this chapter I
wish to discuss the relationship Plato sees between the related concepts of becoming
and possession to frame the discussion in the next two chapters.
Plato was heavily influenced by the philosophy of Heraclitus (see Aristotle,
Meta, 12.1078b), and, because of this, flux and change play a large part in his
philosophy. Most obviously, the visible world is described as transient, and
everything in it constantly shifts from one form to another. The human body does not
escape this process, as it grows from two cells into an adult form, only to decay into
dust. But unlike Heraclitus, Plato often seems to argue that becoming is not the mode
of being of all things, as it does not extend to the ‘really real’.20 The objects of
reason,21 we are told in the Timaeus (and elsewhere), are invisible and changeless – a
‘form’ will be used to describe the unchanging, eternal ‘objects’ of reason. Whether these ‘objects’ are abstract objects or simply hypothetical goals of discourse is not the focus of this thesis, and I hope that either definition can be used interchangeably throughout this work. 20 It is important to note, however, that in his later writings, particularly in the Sophist, Plato seems to believe that forms come into being, and so may undergo some change. 21 I use the term ‘object’ here, and throughout this thesis, in light of the discussion in the last section.
21
state Plato refers to as ‘Being’ (Tim, 35a).22 But the question is whether souls are
objects of becoming or Being. In the Phaedo we are told that our bodies exist in the
visible world, and so are objects of flux, but the soul is invisible, and therefore has a
home in the unchanging, divine realm (80c-81a). But it is important to note that here
we are told (in rich Two-Worlds language) that the soul “goes to another place of that
kind, noble, pure, and invisible” (Phd, 80d), and not that it simply exists in such a
state already.
It is along these lines that Plato draws a distinction between gods and
mortals.23 We are told that gods are unchanging in their eternal possession of justice,
goodness, beauty, etc. It is clear that the gods exist in a state of Being, insofar as it is
in their nature to be divine,24 that they never had to strive to attain this state, and that
they will never cease to be in this state. The gods, as Plato tells us in the Laws, are
beyond corruption (10.900e). Possession is a simple – or rather, a moot – issue for the
gods. They eternally possess all they have, and qua the supreme quality of their
possessions, they have all they need. The gods are immortal and self-sufficient.
Humans, by contrast, are deficient creatures. In comparison to the gods we are
ignorant and unruly, and devoid of all those things which make the gods great:
immortality, beauty and goodness. But this does not mean that we ought to abandon
22 The difference between becoming and Being is another important dualism captured by the Two-Worlds view, and so Being is related to all of the terms that predicated the ‘upper world’, as we saw above. 23 Heroes and children of the gods (Apo, 27d) however, seem to occupy a ‘grey area’ between these two extremes, but the opposition does hold for the most part. 24 In his article “Socrates contra Socrates in Plato” (1991), Vlastos makes the claim that being in contact with the ‘forms’ is what grants the gods their divinity. Though the real significance of this point will be addressed in Chapter 4, it is a useful example to see the inter-connectivity of certain predicates. The gods are divine qua being in contact with the eternal, and they are able to view the eternal because they are perfectly rational (see Phdr, 246a-b, cf. Laws, 10.898a).
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ourselves to this fate. So what, we must ask, is the nature of human existence? The
Symposium describes it as quite different from that of the gods:
Even while each living thing is said to be alive and to be the same – as a
person is said to be the same from childhood till he turns into an old man –
even then he never consists of the same things, though he is called the same,
but he is always being renewed and in other respects passing away, in his hair
and flesh and bones and blood and his entire body. And it’s not just in his
body, but in his soul, too, for none of his manners, customs, opinions, desires,
pleasures, pains, or fears ever remains the same, but some are coming to be in
him while others are passing away (Smp, 207d-e).
The allusions to Heraclitus here are obvious,25 particularly to his famous claim that:
“As they step into the same rivers, other and still other waters flow upon them”
(Kahn, 2001: Frag. LI, cf. DK B12).26 Of course, there is only one river, but its
composition is constantly changing as water flows away and is replaced by yet more.
Mortals, unlike gods, exist in a state of becoming, and everything about us is
changing, both in body and, most importantly, in our souls. But existing in a state of
becoming is both our tragedy and our hope. As the best life is one of eternal and
unchanging Being, it is to the advantage of the deficient that they are creatures of
becoming, because only such beings have the potential to turn into that which they are
not. Education is Plato’s remedy for the ills of mortality, as it is the process by which
we come to possess what we do not have: a good, beautiful, and rational life. The
tragedy is that everything that we come to possess will ultimately pass away. Any
development, therefore, that we make towards the world of gold will ultimately be
25 See R. E. Allen (1991: 75). 26 Plato clearly was aware of this passage, given that he quotes it in the Cratylus (401d).
23
lost. The task of generating an even-better life for ourselves is difficult enough, as we
saw above, but here we learn that we even have to strive to maintain our present
deficient state. In this way, mortals share a similar nature to Eros himself: “He is by
nature neither immortal nor mortal. But now he springs to life when he gets his way;
now he dies – all in the very same day. Because he is his father’s son, however, he
keeps coming back to life, but then anything he finds his way to always slips away,
and for this reason Love is never completely without resource, nor is he ever rich”
(Smp, 203e).
Given these ideas, we must ask how Plato understands the mortal mode of
possession in opposition to that of the gods. It is important to note that he is not
discussing ‘possession’ in the context of bartering or trading; instead, Plato’s analysis
of possession is heavily metaphysical. It asks how creatures who come to lose
everything that they gain can be said to truly possess anything. This question applies
to those things, like coats and cars, that we come to possess through trade, but also
other things, such as wisdom and the good. Though I will return to this issue in
greater detail in Chapters 2 and 3, it is important to note that, regardless of what we
wish to possess, we can only truly be said to possess something insofar as we
reproduce it for ourselves. If we wish to maintain our identity, or incorporate those
things into our being which we count as important, we must constantly replace them
with similar items when the originals pass away.
In these passages we are clearly shown that movement between the two
worlds is a dynamic process through which we constantly ascend and descend. The
Scala Amoris passage follows the education of the lover into the nature of the divine,
though we can see, in light of the quotes we have discussed above, that our journey
will be composed of a series of upward and downward advances. In the Phaedrus,
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also, it would seem that the best that we can ever hope for is the control of the
appetitive element of our soul, and never its destruction, so that even when we
reattain our place in the heavens there is always the possibility that we will repeat the
fall to earth detailed in the beginning of the passage. Similarly, at the conclusion of
the Cave Myth, Socrates raises the suggestion that it is inevitable that we return to the
cave, only to be ridiculed (or possibly murdered!) by those who still dwell there. And
though it is not explicitly mentioned in the myth in the Phaedo, other passages in this
dialogue also indicate that the journey of the soul is not unidirectional.27 In the
Phaedo we are told that the cycle of reincarnation is never-ending (71d-e), so that
even when we have freed our soul from the influences of our bodies, incarnation, and
the retying of the soul to the body, is always inevitable.
In the previous discussion I have brought to the fore many important issues
that, though seemingly trivial, will be central to our analysis of eros. In the following
chapters I hope to expand on each of these issues and show how all of them need to
be taken into consideration if one is to properly understand Plato’s theory of eros.
27 These four texts can be split into two groups based on how they posit the dynamism of human development, though for each group one of the two dialogues is more extreme than the other. For example, the Phaedo suggests that descent occurs suddenly and totally upon reincarnation, which takes place only after we have reached that point at which our soul is freed from our body. Similarly, though the Republic does not say that our descent is total, it does seem to indicate that we only return to the cave once we have both viewed the good and understood things in its light, connecting it closely to the Phaedo. The Symposium belongs to the other group, as it suggests that small ascents and descents are possible (and inevitable) on the journey from one terminus (the world of poverty) to the other (the world of plenty). Smaller and subtler movements between the two worlds are always possible. Though the account in the Phaedrus is, prima facie, closer to the Republic, it does share some subtle similarities with the Symposium that locate it closer to the latter text than the former. Though I did not mention it within the body of the text, certain passages in the Phaedrus also point towards the possibility of subtle descents, even within the greater context of our ascent to the Good. The passage from 253c-254c seems to indicate that, at times, it is entirely possible for good lovers (who, it must be noted, are between two worlds) to give in to their desires at some points, and then regain their self-control.
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Chapter 2: Eros as Desire and the Rule of Reason
Now that we have clarified the context in which Plato discusses eros our task will be
two-fold. To begin, we must consider the nature of eros itself, and from there
determine the exact role it plays in a lover’s ascent to the divine. Here I will raise a
few points about desire in general, and then consider eros in relation to both the
beautiful and the good respectively. By doing so I hope to clarify some confusion in
the literature about the object and goal of eros, and conclude that eros is an essential
moment in a lover’s ascent to the divine because it is nothing more than a furious
desire which aims for the possession of the good. From here I will turn to consider
eros as an appetitive desire for the good, and then raise three problems that eros can
cause for a lover in their ascent. In the final section of this chapter I will argue that
only through the rational control of eros can these problems be overcome, and so
conclude that it is rational lovers alone who will be able to possess the good in any
meaningful sense.
A Preliminary Discussion of Desire with some Reference to Eros
Although the bulk of the discussion regarding eros as a desire will occur later, some
preliminary points will need to be said about the nature of desire in general before we
can begin our discussion. Two basic, but important claims about desire are repeated
throughout the dialogues, and are given their clearest formulation in the Philebus
(from which I will take my mark): first, desire is always ‘of something’ (35b), which
is to say that, if we have a desire, then this feeling will be for a determinate thing,
whether it be a particular object or a certain state; and second, if we do desire, then it
is for an opposing state to the one that we are presently in, i.e., we desire what we
26
lack. But Plato is not advancing the idea that, for example, wise people would desire
to be their opposite, i.e., ignorant. Socrates states that “whoever among us is emptied,
it seems, desires the opposite of what he suffers” (35a), indicating that we only feel
the pull of desire if our present state is one of deficiency or suffering.
Plato spells out these seemingly trivial points to clarify the nature of the
human condition.1 Mortals are deficient creatures, and the fact that we have desires is
an immediate demonstration of this. Desire is indicative of our need for self-
overcoming, by which I mean that all desires push us towards becoming what we
presently are not. Of course, what we desire can be relatively value-neutral, as even
something as simple as the desire for drink is expressive of the need for self-
overcoming. Thirst is a desire common to all in which we feel the urge to overcome
our present (deficient) state by quenching our thirst; where once we were empty, now
we are full. The same is true for all desires, even when they are of the things that we
already ‘possess’ (Smp, 200b-d). As we learnt above, everything that we come to gain
is passing away, so in desiring those things that we already have we really desire to
transcend the way in which we possess them. Mortal possession is deficient, so we
desire that these things will remain with us forever.
To fully appreciate this point it is important to note that there is nothing that
constitutes who we are that is free from change, as both our bodies and our souls are
in a constant state of flux. For Plato, people do not have a unified, unchanging
essence upon which they patch certain accidental qualities, so as we neglect certain
features and strive to attain others we are changing our own composition in quite a
1 Both of these claims are also advanced in the Republic, the former at 4.439a, and the latter at 9.585a-e. They are also raised in the elenchus between Socrates and Agathon that immediately precedes the former’s encomium (Smp, 199c-200d), though here specifically in relation to eros.
27
strong sense; we are not just altering things that are merely incidental to who we are.
Given this, it would be nonsensical to assert that ‘I want to be the same person I am
now, though with the ability to read Attic Greek’, as when we change ourselves, even
in a trivial way, we have altered who we are. If these changes are significant enough,
or occur consistently, often with the gift of hindsight we come to just this conclusion.
It would not be unusual to claim that ‘I was a different person twenty years ago’, as,
despite the fact that your current self has a unique relationship with your past self,
your appearance, behaviours, mannerisms, and even desires may be dramatically
different. For Plato, that which we desire is as important for determining who we are
as what we already possess, as, being creatures of becoming, we will very soon be the
people that we strive to be, leaving our current selves behind.2
The gods do not feel desires because they are wholly self-sufficient: they
possess everything they need, and they possess these things eternally. Because
mortals are in poverty, however, we must overcome ourselves to become the people
we want to be. In making these claims Socrates is reminding us that desire a) is a
feeling of our own deficiency, and b) is indicative of the need for self-overcoming.
Before we move on to our discussion of eros in regards to the beautiful and the
good, let us first consider Plato’s discussion of desire in the Cratylus (419e-420b),
where he attempts to capture an important distinction between different kinds of
desires. For Plato, there are two different types of desires: those that occur because
something is absent, and those that are felt only when an object is present.3 Plato
2 This point serves as the basis for Plato’s division of different kinds of people in both Republic VIII-IX and the Phaedrus (248d-e). 3 I have carefully avoided using the phrase ‘having an external object present’ as I do not believe that it is always necessarily the physical proximity of an object that is required to stir these feelings. For example, thinking of a beautiful body, and
28
describes the former as a ‘flowing from inside to outside’, the most obvious examples
of which are thirst and hunger, as we feel them because the necessary fuel to run our
bodies is absent. We feel such deficiencies naturally, and we seek out objects in the
world to regain fullness. By contrast, those desires that fall into the second group
require external stimuli before they are felt. The most obvious examples are the
competitive desires, typified in jealousy. We are caught under the sway of these
feelings when we are in the presence of an object that makes us aware of our
deficiency by comparison. For example, most of us do not live our lives with a
constant feeling of emptiness for not owning a Jaguar 1967 Series 1 E-Class, but we
often come to have this feeling in the presence of such a car, or a person who owns
that car.
Eros, for Plato, is the quintessential example of this latter kind of desire, as it
too is felt only in the presence of certain stimuli – the beautiful (as we shall see
below). But eros is immediately differentiated from other desires (regardless of their
type) through its intensity. Eros is frequently described as a ‘furious’ desire, or even a
‘madness’, regardless of whether it is cast in a negative light (Rep IX, Phdr, 238c,
Tim, 91b) or a positive one (Smp, 212b, Phdr, 244a). Indeed, eros is obviously
considered to be the strongest of all of our desires, as Plato believes: a) that it can
impel us towards the greatest extremes of the human condition, having the potential to
either make us truly virtuous or completely depraved; and b) it turns our attention
away from all other considerations. But I shall expand on these points more below.
* * *
therefore bringing an object into our presence – or ‘to mind’ – is often sufficient to stimulate sexual desire.
29
Eros and the Beautiful
Beauty plays an important part in Plato’s understanding of eros, but there is no
consensus in the literature about its exact role. Though the idea has found less support
in more recent discussions, there are some influential commentators who have argued
that the possession of the beautiful is the goal of eros.4 At this point it is important to
distinguish between the ‘object’ of a desire and its ‘goal’ or ‘end’, and I will take the
example of thirst from the Philebus (34c) to demonstrate this. When we are thirsty we
could be attracted to water, wine, or soft drink, all of which fall under the category
‘drink’. But regardless of which we happen to choose from our goal is the same:
quenching our thirst. There is, then, a large distinction between the object and the goal
of a desire. Our desire is directed towards certain objects, but only for the sake of the
goal we pursue. I agree with those commentators who argue that the object and the
goal of eros are quite separate,5 as Plato explicitly states in the Symposium that,
whereas the object of erotic concern is the beautiful, the goal of eros is the possession
of the good (206e). There are some philosophers who have attempted to argue that
‘beauty’ and ‘good’ are interchangeable terms,6 as there are several times throughout
Plato’s works that he has said that good things are beautiful (Ly, 216d, Tim, 87c-d),
and even that the Good itself is the most supremely beautiful thing (Rep, 6.508e). But
I will hold back from the stronger claim that Plato uses ‘beauty’ and ‘good’
synonymously, though it is important to note that they are closely linked (and in an
important way for philosophers), as both of them are said to be ‘divine’, and are
4 For works in which it is argued that beauty is the goal of erotic striving see R. G. Bury (1909: xliv), G. M. A. Grube (1935: 105), and R. E. Allen (1991: 45). Of these three commentators Allen is unique in that he believes that ‘beauty’ and ‘good’ are synonymous terms, so he argues that both beauty and good are the goals of erotic striving. 5 See especially F. C. White (1989) and Frisbee Sheffield (2006). 6 See especially R. E. Allen (1991: 45) and A. W. Price (1991: 16).
30
essential attributes of the gods (Smp, 202d). The important difference for us here is
that Plato says that beauty is the visible form of divinity: “Now beauty, as we said,
shone bright amongst these visions,7 and in the world below we apprehend it through
the clearest of our senses, clear and resplendent” (Phdr, 250d). It is possible, then,
that even sight-lovers, with a dreadfully under-developed sense of reason will have
some access to the divine, though theirs will probably be a very confused image. The
level at which we engage our understanding, as we shall see later in the thesis, will
affect the clarity of our vision of beauty. The wiser we become, the more clearly we
will see beauty shining through all things. Most people, initially, find beauty only in a
particular body because of the obscuring effects of their senses and appetites, so
sexual desire, the most basic form of eros, is common to almost all.
For Plato, beautiful objects are a conduit through which we are able to access
reality (Phdr, 254b), though only the wise will be aware of this. Others, though they
too are gazing at the truth, will believe that the beautiful object itself is divine, rather
than understanding that the beautiful thing is merely an image of the divine. As the
object of eros, the role of beauty is threefold: first, it provides us with a feeling of
kenosis (emptiness). Through beautiful things we are able to glimpse the divine, and
through this vision we can compare ourselves with the gods, and our own lives with
the good life. In this comparison we can see just how deficient we are, and how much
we need to do to become good. The beautiful object wakes us from our dogmatic
slumber, in which we considered ourselves to be both beautiful and good (Smp, 204a),
and provides us with the immediate feeling of our own deficiency, and the necessity
of striving for a better life. Using the language of the Symposium, beauty makes us
aware of our own ‘pregnancy’, that is, both the potential and the necessity of 7 These visions are of the realities that, according to the myth in the palinode, were witnessed by the soul before its incarnation (Phdr, 247c-e).
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transcending our present state, and the possibility of producing the good for ourselves.
However, kenosis can be an unhelpful and (often) dangerous feeling if we do not have
a goal to strive towards. A feeling of emptiness coupled with one of hopelessness may
well result in depression, and serve to stifle, rather than kick-start, our ascent. As
Plato says in the Philebus, the soul needs to have some view of what it is striving
towards, and in the absence of the thing itself, it at least needs an image of its goal
(35b-d). The second role of beauty, as we have seen, is to give us an image of the
divine as something to strive towards.8 In the presence of a bust of Themis, for
example, we may very well be struck by the general injustice of the actions we
perform. We feel this deficiency because the statue: a) reminds us of this good; b)
serves as an image of what it would be like to possess this good; and c) shows us that
we ought to strive towards possession of it. Through these three features the beautiful
provides us with an environment in which we are able to ‘give birth’ to the good.
With these points in place, let us now turn to the discussion of the relationship
between eros and the good to see how we can produce the good for ourselves.
Eros and the Good
Like Eros himself, people occupy an intermediary position between mortality
(poverty) and divinity (plenty), and because of this we do not possess the nature of
one exclusively, but both simultaneously (Allen, 1991: 49). As such, there are some
things that make up who we are and what we do that are good, but there are also
elements that are deficiently good, and yet others that are so bad that, through their 8 In the Phaedo Plato argues that we often need an image of divinity to stimulate our striving, though it is important to note that this image may be deficient (74a), and may only give us a vague trajectory for self-transcendence. The more we develop our faculty of reason the more clearly we can perceive divinity shining through objects, and so we will more precisely understand the path to divinity.
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presence, they may lead the finer parts into corruption. In the audience of beauty we
are made aware of the true nature of our deficiencies, as we feel the need to overcome
them. Using the imagery of the Phaedrus, though we are all stuck on earth, beauty
nourishes our wings, and gives us both the desire and the ability to raise ourselves
closer to the divine. Eros simply is the desire to incorporate the good that beautiful
objects reflect into ourselves (Smp, 204e, 206a). Let us consider the following
example. At a recitation of the Iliad, a person is struck by Nestor’s calming words to
Agamemnon, and, caught by the beauty of this image, may ask herself: ‘why cannot I
be as wise as he?’ In this moment the person feels her own ignorance, and the need to
possess wisdom. But how do we come to possess the good, particularly if we
conceive the good as something as abstract as wisdom, or honour?
First, there are those who attempt to utilize the beautiful merely as a means to
pleasure, rather than to the production of the good.9 Plato lists such people as those
who seek the good through money, sports, and philosophy (Smp, 205d). Although
these people feel the pull of eros, they ought not be called ‘lovers’, for Plato, because
they are non-productive; i.e., they do not attempt to incorporate this good into
themselves. The reason why they respond to the beautiful in this way is because they
mistake the object of their concern, the beautiful, with that which lies beyond the
object. Taking the example of philosophy – which may initially seem confusing given
that in the Republic and the Phaedo particularly, Plato argues that only through
philosophy can we come to possess the good – we can see why their response to the
beauty of philosophy is confused.10 Rather than seeing divinity (wisdom), which
9 It would be odd to say that we ‘produce’ pleasure in ourselves; it would be more accurate to say that, at some points, we ‘feel’ pleasure. 10 It is most likely here that Plato is referring to those who pursue philosophy as conventionally understood by the broader Athenian public at the time. On such an account philosophers are those who have raised themselves beyond mortal concerns,
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philosophy leads us towards, as the end of their striving, these people believe that
philosophy itself is divine. As such, they prefer to listen to philosophers, or quote
philosophical sayings, rather than trying to incorporate the wisdom to which
philosophy leads them to into themselves. The most obvious example, of all of the
characters in Plato’s dialogues, of an ‘erotic non-lover’ is Phaedrus. Phaedrus enjoys
rhetoric, and he will go to great lengths to be in the presence of fine orators, or to read
the speeches of others. For him, there is nothing more beautiful than a well-
constructed phrase, however Phaedrus is stubbornly resistant to making speeches
himself, as is shown throughout the Phaedrus, where he states that he would prefer to
listen to the speeches of others, and when he does present an encomium at Agathon’s
symposium the result is brief, uninteresting, and superficial. Phaedrus values rhetoric
itself as the good, rather than the goods of which rhetoric is indicative: the theoretical
good of having wisdom, and the practical good of educating others.
Second, we cannot become good merely by draping ourselves in beauty, or by
being in close proximity to the beautiful, as this will only make us seem good. Like
the politician who dresses up in military regalia to give the appearance of being
honourable, it will be merely that: an appearance. Nor is the process as basic as
quenching our thirst, where we simply take drink into ourselves, and have our bodies
extract nutrition from it. Plato argues that we come to possess the good through
“giving birth in beauty” (Smp, 206d), an idea that is central to Platonic eros, but
which is never explained in any great depth. The best people are those who respond to
the beautiful by attempting to model themselves after the god that the object and have given their lives over completely to the contemplation of abstract objects. In the Theaetetus (174a-175b) Plato describes how philosophers are seen on this understanding, using Thales as his example. The cause of this misunderstanding, as we shall see below, is that people have misunderstood that people engage in philosophy as a means to a greater good, not because it is good in-itself. See the distinction between kinds of good at Republic II (2.357b-358a).
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represents. In a mythological passage at the heart of the palinode in the Phaedrus
(253a), Plato associates particular goods with different gods. Wisdom is associated
with Zeus, and those who love wisdom were said to have followed in Zeus’ train in
their journey through the heavens. Ares is associated with lovers of honour in a
similar way, and Hera is associated, most likely, with those who find the good in laws
and governance.
To clarify (and de-mythologise) what Plato is getting at here I wish to consider
two examples. Let us begin with the politician. She obviously believes that honour is
valuable, or else she would not be so eager to appear honourable. But she is not
honourable herself for the obvious reason that one must perform (or ‘give birth to’)
honourable deeds to be truly honourable.11 Second, let us consider the example of
someone who values bodily goods, to show how ‘giving birth’ can be more concrete.
When inspired by a beautiful painting of Adonis, for example, we may come to
appreciate that having a healthy body is good, but to possess this good truly we
cannot simply wear a body suit; instead, we have to commit ourselves to a routine of
training, eating a health diet, and avoiding vices which may undermine our fitness.
Obviously, then, attaining the good, even when this is as concrete as a healthy body,
is a time-consuming and difficult commitment, that may take years, or even decades,
to accomplish.
In the presence of the beautiful we appreciate that we are not wholly good,
and, as Plato argues, just as we are willing to cut off our own limbs if they threaten
the health of our body as a whole (Smp, 205e), so we must strive to overcome those
11 All people feel the need to be happy, and this desire is referred to in the literature as ‘generic eros’, which is contrasted with that further need to reproduce the good for ourselves. This latter feeling is often referred to as ‘specific eros’, and it will be the focus of the discussion below, and throughout this thesis.
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parts of ourselves that are contrary to the good, and replace them with things that are
better. We come to possess the good through recognizing which elements of ourselves
are contrary to it, and by replacing them with things that better reflect that good. Eros,
then, is not simply a desire to become what we are not; eros is essentially a desire for
self-transcendence, by which we hope to become something better than we presently
are. The goal of our erotic striving, then, in this respect, is our own selves, not in just
any form, but as we are ideally; i.e., we wish to shape ourselves in the image of the
good, and we do this through producing the good for ourselves. And for such an
immensely long and demanding process it is essential that we have a strong
motivation to achieve this good. Lovers, of all varieties, find this in eros, which is
nothing more than the insatiable and forceful desire to possess the good.
Qua creatures of becoming everything that we have will ultimately pass away,
and this includes those things that we produce for ourselves. Because of this, the
body-lover whom we considered above, for example, cannot claim to truly ‘possess’
physical beauty if, after producing a fit body, he neglects it through giving in to those
desires that lead him away from health. If he does this then the good that he struggled
for so long to attain will quickly fade. True possession comes, not merely from
‘production’, but also ‘re-production’, in which we continually replace that which
passes away with something equally good: “For among animals the principle is the
same with us, and mortal nature seeks so far as possible to live forever and be
immortal. And this is possible in one way only: by reproduction, because it always
leaves behind a young one in place of the old” (Smp, 207d). Though, as we have seen,
it is difficult enough to attain the good, now we also see the further necessity of
reproducing this good. It is a monumental task to pursue those things we do not have,
but we also have to mind that those things we strived so hard to produce do not
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simply pass away. Thankfully, eros is not simply the desire to overcome deficiency, it
is also the desire to maintain and preserve those parts of ourselves that are good.
“Everything”, Plato tells us, “values its own offspring” (Smp, 208b, cf. Rep, 1.330c);
we care for the things that we produce, and so we will not quickly let them simply
fade into nothing.
Eros and the Nature of Appetitive Desires
We have now established how erotic desires are triggered, as well as the goal of erotic
striving, but to fully understand eros we must determine what kind of desire it is. To
do this I will discuss the tripartition of the soul, which, though given its most
extensive treatment in the Republic, is a motif that permeates much of Plato’s Middle
Period metaphysics. Importantly, it plays a role in each of Plato’s three most
extensive discussions of eros: in Republic IX, the Phaedrus, and the Symposium.12
In the Phaedrus there are two passages that describe a lover’s reactions in the
presence of the beautiful, one more literally, and the other mythologically. In the first
passage (251a-d), Plato argues that lovers react instantly with awe, reverence and fear
to the object of their desire, before a “flood of passion” (251c, cf. 255c) drives them
immediately towards their beloved. Later (253c-254e) Plato describes this process
again, but this time through the image of the chariot – a mythological device that
12 Plato’s use of the tripartition of the soul is immediately evident in the first two of these dialogues, and although it is not a central theme in the Symposium, there are still some passages that point towards it there. Take, for example, Plato’s discussion of erotic non-lovers, whom Plato argues are those who pursue the good through making money, following sports, or through philosophy. Plato’s choice of examples here is significant, as these three objects are associated, respectively, with the appetitive, spirited, and rational parts of the soul in the Republic. Loving wealth is typical of appetitive people; engaging in sports is an expedient to fame and honour, which is the end of the spirited part of the soul; and finally, philosophy is the enterprise of the rational part of the soul.
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utilizes Plato’s tripartition of the soul as its central theme. We are told that, in the
presence of the beautiful, the appetitive part of the soul rushes unthinkingly towards
it, dragging the good horse (spirit) and the charioteer (reason) along with it, in a
desperate bid to possess this object. These actions are certainly not indicative of the
workings of a rational desire, in which the agent attempts to calculate an object’s
ability to satisfy an end that reason has set for itself upon recognition of its value.
These passages seem to indicate that eros is an appetitive desire.13 Rational desires
have a far more complex relationship with both the objects and the ends of their
desires (as we shall see in the final section of this chapter). Eros, however, seems to
react to its object immediately, like all appetitive desires.
At this point it is important to say a few words about what is to be understood
by the claim that eros is an ‘appetitive’ desire, and to do this it is necessary to
distinguish between two ways of understanding the tripartition of the soul. First, we
can take the distinction literally, and read Plato as arguing that the soul really is
composed of three separate and individual homunculi, each with an ability to desire,
and possibly even to reason.14 On this view the soul really is composed of three
13 The majority of commentators do not attempt to locate eros in any particular part of the soul, with two notable exceptions. First, C. D. C. Reeve (2006a: 209) makes passing reference to the fact that, in the Republic, sexual desire is located in the appetitive part of the soul, but does not expand on this point in any detail. Terrence Irwin (1995: 304) is the only person who goes to any length to origins of eros, and he is also notable for being the only one who believes that there is both an appetitive and a rational eros. If this were correct then Plato’s view would be much closer to that of Pausanias, who, as we shall see below, argues that there is both a ‘high’ and a ‘low’ eros. Given Plato’s description of eros in Book IX of the Republic it seems certain that at least one form of eros is appetitive. Here I have chosen to use the examples of a rational lovers’ eros from the Symposium, as Irwin points to the eros in Socrates’ palinode to justify his claim that there is a rational eros. Though it is beyond the scope of this thesis to disprove Irwin’s theory conclusively, hopefully the examples used above indicate that even the eros that leads us to the highest mysteries of eros is appetitive. 14 Both Terrence Irwin (1995) and Charles Kahn (1967: 86) argue that we ought to take Plato’s claim literally, though the latter goes further than the former by
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different agents, and because this distinction is primitive, we can only come to
understand the nature of a particular desire through the part of the soul in which it
originates. Alternatively, we can take Plato’s claim metaphorically, or rather
mythologically,15 and argue that the tripartition of the soul is not primitive, but is
instead merely an image used to capture a more basic distinction: that between
different kinds of desires. On this reading the division of the soul is merely a way to
capture how various kinds of desires relate to their objects and ends. For example, the
desires for wealth and food are aimed towards very different objects, but Plato argues
in the Republic that they are both defined by their immediacy, and differ, say, from a
rational desire for nourishment, which is mediated by our knowledge of the good. It is
merely convenient, then, to imagine that they ‘originate’ in different ‘parts’ of the
soul, as stating that a desire is ‘appetitive’ will immediately give us an idea of how
this desire relates to its object and to its ends, the desires which it shares this nature
with, and which it is opposed to. It is far beyond the scope of this thesis to show the
strengths and weaknesses of each point, but a particularly illuminating passage is
found in Socrates’ palinode in the Phaedrus (246a), in which he claims that the inner-
workings of the soul are beyond human understanding, so we can only talk of what
advancing the idea that each part of the soul is at least minimally rational in the Humean sense, and therefore has a basic ability to calculate its actions. 15 George Klosko (1988) asserts that we ought not to interpret Plato so literally here, and he particularly objects to the idea that we should assign calculation to appetite and spirit given that Plato goes to great lengths to show that these are unique features of reason. Against Klosko, Christopher Bobonich (2004: 221) argues that we have no reason to think that Plato’s assigning each part of the soul agent-like status should be understood any way but literally. There are two points that we should consider here, however. First, as we have seen in the previous chapter, much of the Republic is infused with mythology. Myth is not simply present in the Cave passage and the Myth of Er, but is infused in all references to a Two-Worlds view. Just because Plato does not here explicitly state that his picture of the soul is mythological, this does not mean that he is not using the image in this way. Second, though in the Republic we may be uncertain of how we should understand the tripartition of the soul, in the Phaedrus Plato clarifies the issue, as we shall see below.
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the soul is like, rather than how it really is. Because of this I will hold back from the
stronger claim that each part of the soul ought to be considered as a separate agent –
and so avoid the metaphysical baggage that comes with such a claim –, and instead
assert simply that each part of the soul can be considered to be agent-like.
One of Plato’s primary concerns in both the Republic and the Phaedrus is to
establish how different desires interact, and his particular focus is to communicate
how we ought to conceptualise having two opposing desires, one pushing us towards
a certain action, and another holding us back from it. Plato argues that it cannot be the
same force that does both, so it is convenient to think that these two drives originate
in different parts of the soul (Rep, 4.439b), which we can consider to interact like
separate agents. Just as two people can both work towards a common goal, or strive
towards opposing ends, so too can separate desires motivate one towards the same
object, or conflict in the course of action to which they drive us. Also, there are
different ways that these situations can be resolved: one desire can overpower
another, or it can even confuse another into pursuing the same ends (Phd, 81b-c).
Therefore, in claiming that eros is an ‘appetitive’ rather than a ‘rational’ desire, I am
merely attempting to tease out a distinction between how eros operates as opposed to
more cognitively mediated desires. This distinction will become important for
determining the problems that plague eros, as well as how reason can raise eros above
these problems. So that we may truly understand the nature of eros, let us discuss the
nature of appetitive desire.
* * *
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The Nature of Appetitive Desires
The appetitive part of the soul instinctively and unreflectively motivates us towards
certain ends. Our appetitive desires can be basic, like the desire for someone to turn
loud music down, or it can be more complex and abstract, like the desire to enjoy the
music itself. What is common to all appetitive desires, however, is the immediate
relation that they have to their object and their end. The appetitive part of the soul is
defined by its immediacy, and this is borne out in three ways. First, desiring people do
not have to cognise their appetite, such as in the following process:
I desire pleasure. It pains me to be deficient.
Thirst is a deficiency. I am thirsty.
If I drink, then I would not be thirsty. Therefore I will drink.
They do not have to justify the desire to themselves; they simply have the desire
because they feel a particular deficiency. Such desires are immediate in that we have
no control over having these desires. If we are thirsty, then we will, by necessity, feel
a compulsion to satisfy this desire. Though, as we shall see below, we can use reason
to prevent the satisfaction of a desire, or train our bodies to stop feeling a particular
deficiency (such as overcoming an addiction), the fact is that if we do feel a
deficiency, then we will necessarily have a corresponding desire for self-overcoming.
Second, appetite has an immediate relationship with its object, and this is
borne out in two ways. 1) One does not need to think about which object will satisfy a
desire, as one is immediately drawn towards certain things. For each appetitive desire,
Plato tells us, there is a ‘natural object’ to which it is attracted (Rep, 4.437e), and the
particularity of the objects in this class are beyond the concern of appetite. If we are
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thirsty we are attracted indifferently to anything within the category ‘drink’, and the
question of whether the drink is hot or cold, or fermented or not, is a separate concern
from thirst. The desire for a hot drink, for example, is a desire for drink (qua thirst)
and heat (qua cold), and so is an amalgam of at least two desires. 2) Appetite is non-
evaluative in that: i) though it is attracted to certain objects, because desire makes no
attempt to understand its object it is doubtful whether it even appreciates that a certain
object will satisfy the desire;16 ii) appetite makes no judgment about the proficiency
of its object to satisfy the desire, as is shown by the fact that a starving man,
overcome by his hunger, will eat grass and bread indifferently; and iii) appetite is
unable to determine whether anything is good or bad. Returning to the example of
thirst, in which we have already seen that the desire for drink is indifferent to whether
its objects is hot or cold, Plato also argues that it is indifferent to whether the drink is
good or bad (Rep, 4.439a). However, if we abstain from drinking, for example from a
poisoned pond, it is not appetite that holds us back, but reason: “If something draws it
[appetite] back when it is thirsty, wouldn’t that be different in it from whatever thirsts
and drives it like a beast to drink? It can’t be, we say, that the same thing, with the
same part of itself, in relation to the same thing, at the same time, does opposite
things” (Rep, 4.439b).17
Finally, as we shall see below, reason is the only part of the soul that is
calculative (Rep, 4.439d, cf. 10.602d-e), and so appetite is unable to determine what
16 Alternatively, this could be formulated as follows: It is doubtful whether people, insofar as they are appetitive, will appreciate the value of their object. 17 Paul Hoffman (2003) expresses concern that people take this passage to indicate that appetite does not desire the good. Charles Kahn (1967: 80), for example, uses this passage to support his claim that the rational part of the soul is the only source of desire for the good (moreover, he argues that the rational part of the soul simply is desire for the good). I am using this example, not to show that appetite isn’t directed towards the good, but to show that appetite is incapable of understanding its end as good.
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the outcome of satisfying a desire will be, either for itself, for the rest of the soul, or
for others. This is also borne out in the example of poisoned water: appetite attracts us
to it because we are thirsty, but because it has no foresight it cannot appreciate the
troubling consequences that would come from the temporary and immediate
satisfaction of this desire.
Eros as an Appetitive Desire
Just as Eros is daimonic because he travels between the world of mortals and the
divine realm, so too are lovers, as they are driven by their eros towards the possession
of the good. Eros is simply a desire to possess the good, and it is this feeling that
gives us our nature as intermediary beings, pushing us steadily towards the divine.
But it is important to note that eros is an appetitive, and therefore an immediate desire
for the good, which entails that: i) when eros drives us towards beautiful things, it
does not recognize either that this object is beautiful, nor why the object is beautiful,
i.e., it does not appreciate that this objects reflects a good that lies beyond it; and ii) in
our infatuation, we will attempt to reshape ourselves to reflect the good that the object
of our erotic desire reflects, regardless of whether we have come to understand this
end as good or not, or whether we have given this end a low or high priority.
Eros is an essential motivational force on the long and difficult path that we
must take towards the good, but in what follows I will show how, through its nature
as an immediate desire, eros is a dangerous tool for lovers, that can lead lovers both
into depravity, as well as towards divinity.
* * *
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Some Problems Regarding Eros
The Instability of Eros
Eros is a desire that requires external stimuli to activate, and though lovers may feel
its pull for a while after they have left the presence of the beautiful, the strength of
this feeling will ultimately fade away: “But when he [the lover] has been parted from
him [the object of erotic desire] and become parched, the openings of those outlets at
which the wings are sprouting dry up likewise and are closed, so that the wing’s germ
is barred off” (Phdr, 251d). The trouble is that, without the beautiful to direct their
striving, and awaken their feelings of inadequacy, eros will have little motivational
value; indeed, they will not feel it at all. Lovers must ensure that they stay within the
presence of the beautiful, but as Martha Nussbaum points out, as with all objects,
sensuous beauties too will pass into their opposite (1984: 66). Just as our love for
other people is plagued by the possibility of betrayal and loss, the world itself seems
to betray out erotic feelings. So lovers, inspired to make themselves better in the
presence of a rose, may come to lose this feeling as it fades into a drab pile of brown
petals. So although lovers may struggle for some time to resemble the good, without
the constant stimulation to reproduce the good, they cannot truly say that they
‘possess’ it.
The Self-Less Life of Immediacy
Now that we have seen the difficulty in maintaining our erotic disposition I wish to
address the question of whether giving ourselves over to our erotic desires when we
feel them is a dangerous course of action. The various speakers in the Symposium give
different answers to this question. In his encomium, Phaedrus argues that eros
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necessarily leads lovers towards virtuous actions, so those who follow the pull of eros
cannot help but become good people. The lovers who makes the most speedy progress
on the path to divinity will be those who are sensitive to even the most subtle feelings
of deficiency, and who give themselves over to their erotic desires most freely. On
this account, reason plays no part in the good life, and its influence could only serve
to distract lovers from answering their desires, and so would halt their erotic
development. The goal of lovers here is to maximize their own freedom. They must
overcome any external or internal influences that seek to delay the satisfaction of their
erotic desires. This obviously naïve opinion is persuasively undermined in the
Phaedrus, through the speech of Lysias (ironically, it is read out by Phaedrus
himself), who cautions prospective beloveds against those who live an immediate
erotic life. Such people are often jealous and over-bearing, and will lie and cheat to
attain the object of their striving, with little care for the consequences of their actions,
for themselves or others. Lysias’ speech is so persuasive because it is largely based on
truth. Eros does seem perfectly capable of clouding the judgment of lovers, and
therefore has the possibility of being a destructive influence on all concerned. I will
take up this issue when I consider the next problem for eros.
Both Pausanias and Socrates incorporate these problems into their own
accounts of eros, but in quite different ways. Pausanias deals with these problems by
dividing eros into two distinct types: a Pandemonic (earthly) eros and a Uranian
(heavenly) eros, distinguishable from each other by the quality of the goods they
direct lovers towards (Smp, 180c-182a). The first, earthly eros encompasses sexual
and material desires, which Pausanias equates with the animalistic urges for sex, and
to possess worldly objects. Earthly eros, then, is aimed only at deficient goods, and
the satisfaction of these base desires can often lead lovers away from more important
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goods. Heavenly eros, by contrast, is the desire for more divine goods, and those
caught under its sway become infatuated with fine things, such as souls, laws and
knowledge. In comparison to Phaedrus’ account, Pausanias argues that lovers ought to
be cautious about satisfying our erotic desires. If they hope to be good they must heed
the call only of Uranian eros, and suppress their Pandemonic urges. However, this life
is still immediate, in that Pausanias believes that it is the role of external restraint,
specifically laws, to ensure that no one satisfies their baser urges (181e).
Finally we come to Socrates’ speech, in which he also argues that erotic desire
can lead lovers further away from the good, though Socrates reunifies eros into a
single feeling. Consequently, it is the exact same erotic urge that can potentially lead
lovers to divinity and ‘true virtue’, but also the greatest evils. It is important to
remember that none of the elements of the soul are necessarily evil, nor are their
objects necessarily bad, but someone can only be said to be a good person if each part
of their soul is allowed to pursue its goal adequately – Plato refers to this state as
‘moderation’ (Rep, 4.430e). People’s actions are bad when they are motivated by a
single part of the soul to the detriment of the other parts, and the exclusion of their
satisfaction. This is true particularly of appetite, and specifically eros. A soul given
over to eros will be concerned only with its own satisfaction, and so it will ultimately
bend the whole soul towards the pursuit of whatever object has taken its fancy.
The immoderation of erotic lovers is shown in the tyrant, who rules over the
city in the same way that eros rules over the soul (Rep, 9.571a-578a). The tyrant is a
unique figure because his reason ‘slumbers’, and takes no part in his life (9.571c), His
actions, therefore are immediate, as he acts on appetite alone. The soul under the sway
of eros is bent only towards eros’ ends, just like how the tyrant bends the entire state
towards the satisfaction of his own needs. Of course, appetite does not knowingly do
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this. Because it lacks evaluation and calculation it is unaware that there are any other
parts of the soul, or any other ends besides that towards which it is presently striving.
Most importantly, appetite has no ability to control itself, and because the tyrant lacks
reason he has no ability to suppress his desires.
Though the tyrant believes that freedom is found in resisting all constraint
(both internal and external), in living a life of pure immediacy he is condemning
himself to the most servile existence of all. To be controlled by eros alone is to be a
slave to the vicissitudes of the world of becoming. Eros is unable to set its own ends,
and it motivates lovers towards the good only in the presence of external stimuli, and,
regardless of the value they place on that end, it will pull them towards it
immediately. The world is fickle, and it has no interest in providing beauty for us,
though in it we are bombarded with many different beautiful objects. If one’s life is
spent satisfying only one’s strongest desires, it is doubtful that one would ever be able
to possess any good for any significant amount of time. The desires that we can
satisfy completely will be simple, such as the desire for bodily nourishment, wealth,
and sex, as other more complex desires require a greater degree of organization in
one’s actions. More often than not, the object of the tyrant’s affection will either pass
away, or, more likely, he will be caught under the sway of another urge, and his
attention will be dragged away from the previous object of his infatuation.
About the democratic man, Plato states: “And so he lives, always surrendering
rule over himself to whichever desire comes along, as if it were chosen by lot. And
when this is satisfied he surrenders the rule to another, not disdaining by satisfying
them all equally” (Rep, 8.561b). The situation for the tyrant is even worse that that of
the democrat. Whereas the latter at least pursues their (trivial) desires until they are
satisfied, the tyrant does not even organize his life in this simple way, and instead
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gives himself over to lawlessness completely. The tyrant is pulled one way and then
another,18 stirred at one time by a pretty bauble, and in the next moment by an
innocent face; at one time desiring to be physically beautiful, a minute later to be
famous – and the tyrant will never be satisfied with any of these. His life melts into
the vicissitudes of the world as he becomes a cog that is turned this way and that by
forces beyond his control. He will have no say over who he is, nor any ability to direct
what we will become. Such ‘decisions’ will be left up to the world, as it passes
beautiful objects before him.
Eros and Infatuation
In a passage from the Phaedrus that we encountered in the previous section we learnt
that the appetitive soul, invigorated with the strength of eros, has the ability to drag
the rest of the soul towards its object, even, in many cases, when both reason and
spirit struggle against it. It is the nature of eros to become infatuated with beautiful
objects, and, in the strength of this feeling, eros can bamboozle the soul into thinking
that whatever object it is focused on can provide all of the good one could ever need.
Plato argues that, in the presence of the beautiful,
all the rules of conduct, all the graces of life, of which aforetime he [the lover]
was proud, he now disdains, welcoming a slave’s estate, and any couch where
he may have suffered to lie down close beside her darling; for besides his
reverence for the possessor of beauty he has found in him [the object of
desire] the only physician for her grievous suffering (Phdr, 252a).
18 In the Symposium (208e) Plato explicitly states that the objects and ends of our desires often change, as does their strength.
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In the moment of infatuation lovers lose their concern for all other goods – both the
ends that they have recognized as important for themselves, and those behaviours they
have deemed appropriate in the treatment of others – as their attention is focused
solely on possessing the object of beauty, and the good of which it is an image. When
lovers give themselves over to immediacy, more often than not, they will be jealous,
mean-spirited and callous, just as Lysias argued. Most things that we understand as
‘good’, as Plato argues in Republic V, are good in some ways and bad in others, but
eros’ enthusiasm blinds us to their deficiencies, and in that moment of awe eros may
confuse the rest of the soul into actually thinking that the good it pursues really is
complete (Phd, 81b-c). It is important to remember that, in Socrates’ palinode in the
Phaedrus (248a-b), it is the appetitive horse that leads to the fall of the soul as it
distracts the charioteer (reason) from his vision of reality. In doing so appetite pulls
the entire soul down towards the world of becoming. To develop our faculty of reason
takes a lifetime, and every time we give ourselves over to deficient pleasures we undo
much of the work we have done, and make it harder to nourish the rational part of the
soul in the future.
This is particularly problematic for the tyrant because, as his reason slumbers
in him, he is incapable of perceiving all but the most deficient (material) goods (Rep,
9.571c). But here he is caught in a dangerous cycle: the more he satisfies his base
desires the greater the chance that, if his reason were to awake, it too would have been
bewitched into mistaking material pleasures for the Good itself – much like the
democrat’s rational soul. This is not, however, only a problem for tyrannical souls. In
Book II of the Laws (cf. Rep, 4.439d, Smp, 206c) we are told that sexual desires are
common to all, and in the Republic (3.403a) Plato asserts that sexual pleasure is the
most intense of all pleasures. Yet in the Timaeus (86c-d) Plato argues that that the
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stronger the pleasure we feel, the more likely it will be to distract our reason from
what it knows to be good, and to tie its opinions closer to that of the irrational part of
the soul. As sexual beings we are all, in a sense, naturally programmed to become
tyrants, and we can now see why eros has a remarkable tendency to lead us into
depravity.
Eros and the Rule of Reason
The three problems that we encountered in the previous section are far from trivial,
and together they seem sufficient to recommend something more akin to a Stoic
approach to possessing the good, in which we ought to attempt to suppress all of our
appetitive desires, given that they have the proclivity to lead us into the most
depraved state of existence. But although eros is capable of leading the soul towards
tyranny, I hope to show that it still has an important role to play in our ascent to the
divine. To do this we must answer the question of why we ought not turn to reason
alone to motivate our ascent, given that it is the part of the soul that is free from
immediacy. It is important to remember that possessing the good is an incredibly
difficult task. It requires a lifetime’s commitment both to pursuing self-transcendence,
and to preserving those goods that we have already created for ourselves. Although
reason, when properly nurtured (and with the help of the spirited part of the soul) is
strong enough to curtail even the most rampant appetites, it simply does not have the
force continually to motivate us towards the good. Eros alone has the strength
constantly to push us towards self-transcendence, and so it is still an essential tool in
our ascent to the divine.
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In the last section we saw that giving ourselves over to immediacy cannot but
lead our soul into a state of tyranny. Therefore, only when properly controlled, i.e.,
when its fury is directed solely towards the highest goods, and when it is prevented
from lingering on objects not worthy of such attention, is eros of any use to those who
wish to possess the good. It is important to note, however, that: a) as an immediate
desire eros does not have the resources to direct itself; and b) we cannot simply
‘convert’ eros from being an immediate desire, as immediacy is its salient feature. In
our struggles, then, we cannot simply do away with immediacy altogether, but we can
raise eros out of pure immediacy by subjecting it to the guidance of reason. I will
begin this discussion by saying a few words about the nature of rational desires, but
before I do I wish to address Pausanias’ alternative to rational control of eros.
In his encomium Pausanias suggests that it is the role of external agency,
particularly laws, to control our eros, and it does so by preventing the satisfaction of
our base urges. On this view people ought to be free to pursue whatever desires they
choose, and it is wholly the role of the agents of the law to police our behaviour.
Putting the practicalities of such an idea aside, there are troubling philosophical
concerns here also. Such a life is not much less immediate than that of the tyrant, as
here the soul still exists in a state of tyranny. The only thing that stops lovers from
behaving like tyrants is precisely placed impediments to their actions, rather than their
own self-control. From the perspective of the lovers, law prevents them from
committing bad actions in the same way that gravity prevents them from flying, i.e., it
would be seen as an external, necessary, and ‘natural’ impediment rather than a freely
chosen normative rule that is possible to ignore. Plato denounces the idea that we
ought to rely on external agency to direct us towards the good as both vulgar and
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shameful (Rep, 3.405a-b), and instead argues that we must rely only on our own
internal agency, i.e., reason, to guide our own behaviour.
The Nature of Rational Desires
In what follows I will briefly explore the three main features that distinguish reason
from the appetitive part of the soul, and in doing so I hope to show how rational
desires avoid the problems that plague eros. To begin, I wish to discuss the
relationship that the rational part of the soul has to the ultimate goal of its striving,
i.e., to the good life. The ends of appetite, let us remember, are determined for it
through the presence or absence of certain objects. For example, as appetitive beings,
we will only set nourishment as our end (or rather, nourishment will be set as our end)
insofar as we feel a lack of it. Similarly, in the case of desires that require external
stimuli, we will only pursue fame when we are watching celebrities being showered
with attention. The end of our appetitive striving, then, melts into the vicissitudes of
the world. Where at one moment we pour our whole being into satisfying our hunger,
in the next we are driven towards fame. The rational part of the soul, however, is
capable of coming to its own understanding of the good, and it has this ability because
it is evaluative; i.e., it is able to determine what is good and bad for itself. Our rational
desires originate in this understanding. Like eros, reason requires a certain object to
be present to stimulate our desires, but whereas eros’ object is external to itself,
reason’s is internal. Having the knowledge that something is good is sufficient for
having a rational desire for it; the knowledge itself is the ‘object’ that triggers our
rational desires.
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Mortals are deficient in their understanding of what is good, but as creatures
of becoming we are capable of transcending this state. Indeed, the rational part of the
soul is that in which learning takes place (Rep, 4.435e), and so it is capable both of
coming to see value in certain ends that it previously had not, and also of appreciating
that it may have mistaken an end for being good where now we have come to
understand that we were incorrect in believing this. For example, where once
someone thought that the good life was found in material pleasures, they may now
come to appreciate that it is found in virtue alone. Having said this, it is important to
note that developing our understanding of what is good does not necessarily entail
that we simply discard all those ends that we previously valued. Reason is capable of
recognizing a variety of ends as good at once, and, importantly, it is able to weigh the
worth of these ends against each other depending on how closely or distantly they
relate to our understanding of the good in general. Where appetite has material
pleasures as its end at one point, and then virtue at another, reason is able to
incorporate both of these elements into the good life, though it may prioritise one over
the other. Whereas eros is an ‘all-or-nothing’ feeling, reason is able to portion of its
motivational force towards various ends depending on how important they are.
In working towards a variety of ends in the pursuit of the good life it is likely
that some of our rational desires will require balancing. Let us take the example of
someone who has come to understand that pleasure, politeness, and health are all
essential to the good life, and let us imagine that this person is at a dinner party, being
offered a rich chocolate sundae. Though eating the sundae will satisfy his desire for
pleasure, and to be polite, it will lead him further away from health. Such a situation
does not pose a large problem for reason, however, because it is calculative (Rep,
4.441e). Among the many benefits this ability grants is the ability to plan our own
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lives; that is, reason is able to determine what would be good both in the short and the
long term. Whereas for the appetitive soul life is composed of a series of atomic
moments in which its desire is either satisfied or not, reason can view existence as a
continuum in which we need not satisfy every desire simultaneously to satisfy them
all. The person at the dinner party, insofar as he is rational, is able to calculate that, by
exercising the next day, he will be able to satisfy all of his desires eventually.
If we took another person who valued pleasure, politeness, and health we
could not guarantee that she would also eat the sundae. Though their values are the
same, this person may simply refuse to partake if she greatly prioritised health over
these other ends. This is indicative of the fact that reason has a far more complex
relationship to its objects than appetite. As we come to a different understanding of
what is good, the role that certain objects play within our lives may change. Even
slightly shifting the emphasis of the same goods may lead us to view a certain object
as peripheral, or even hostile, to the good, though we previously valued it as a useful
means to it. Reason has no ‘natural object’ that it is drawn towards, and the rational
part of the soul will desire a particular object only after it has calculated its
proficiency in leading us to the good. Calculation is important here for two reasons.
First, our life is short, but our journey towards the good is long and trying. Because of
this we must seek out those things that will satisfy our desires most expediently.
Having said this, we must also be wary to focus our attention on those objects that are
most compatible with satisfying our multitudinous ends. Though chocolate may be a
reliable means to pleasure, it will lead us much farther away from health than a fruit
salad, which, though it may not lead us as far towards pleasure as the former, will still
satisfy our pleasure to a reasonable extent, though with the added benefit of moving
us closer to health as well.
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We now have some idea about how reason relates to its end and to its object,
but, equally important for our purposes, is the scope of reason’s concern. Reason is
capable of directing both its vision and its concern towards the soul, but despite the
difference in its new object, its goal here will still be to pursue those goods that it has
come to recognise for itself. Because the rational part of the soul attempts to know the
nature of its object, reason is able to identify the different parts of the soul, and the
desires that are unique to each. But because reason’s sumuum bonum is flexible, the
rational part of the soul is able potentially to incorporate the ends of other parts into
its own understanding of what is good (Rep, 4.442c). Reason, however, will not
simply accept these ends dogmatically, pursuing them immediately like the other
parts of the soul do. Instead, reason will only follow these ends itself if it identifies
them as good. However, given that, for Plato, all desires are for the good in some
way, inquiry should lead reason to see that the ends of appetite and spirit are good in a
way. In this event, however, reason does not simply defer its desire for honour, for
example, to the spirited part of the soul. In understanding something as good the
rational part of the soul will desire it; reason and spirit, therefore, will now work
together in pursuit of this end, and both will lend their motivational force to this
desire.
Here we can see how reason avoids the problems that plague eros. First,
whereas eros wakes only in the presence of external stimuli, the rational part of the
soul always has its object ‘present’, in the form of our knowledge of what is good.
Nevertheless, as we shall see in the next chapter, it is through our own effort that our
knowledge remains constant; it too is as subject to the vicissitudes of the world as all
mortal possessions. Second, the rational part of the soul, because it is evaluative, is
able to determine its own ends for itself, rather than being led around by stimuli in the
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world. Unlike the appetitive part of the soul, the rational part orders its actions in
accordance with what it has come to determine as good, and through its capacity to
calculate it can plan what desires it ought to satisfy in any given circumstances. Thus
reason raises us beyond immediacy and allows us to choose a life that we have
determined as good for ourselves – although because of the nature of the world in
which we live, luck and chance will always have some role to play. Third, because
appetite is able to assign different value to various ends by how they relate to the
good life as a whole, and because reason is capable of understanding that we do not
need to strive to satisfy all desires in any given instant, the rational part of the soul is
free from having to lend all of its force towards a single end. Therefore, reason is able
to avoid over-valuing objects to a far greater degree than eros.
Rationally Controlled Eros or the ‘Agreement’ of Appetite with Reason
Though reason is free from the flaws that plague eros, the rational part of the soul
would be of little use to lovers if they were not able to use it to raise eros beyond pure
immediacy. Obviously we cannot simply convert eros into a rational desire, so reason
will have to work on guiding eros from without. When peoples’ souls are ruled by
reason, however, they avoid the labels of vulgarity and shamefulness as their actions
are being guided by a part of their own self. In the following discussion I will utilize
Plato’s image of the soul as a chariot to introduce the ways in which reason guides
our eros, and so raises lovers beyond immediacy. This description will be useful here
as in it reason and appetite are portrayed as two separate agents. We should remember
that Plato talks of the soul as if it were agent-like, and from this we are supposed to
understand their interactions as being similar to those of separate agents. Reason is
that which attempts to steer the entire soul towards the good, and it does so through
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both calculation and evaluation. Therefore, Plato personifies reason as the charioteer.
Eros, by contrast, is a mad force that immediately, and unthinkingly charges towards
whatever takes its fancy. It is apt, then, that Plato equates eros with a brutish and
uncontrollable animal: an unruly horse.
Reason has the ability to understand the shape of the good life for itself, and
by preventing eros from pursuing any objects or ends that bear no relation to such a
life, the rational part of the soul raises lovers beyond pure immediacy. Let us return to
the example of the person who values politeness, health, and pleasure, though let us
image that this person’s erotic concern is caught by the desire to drink wine. Eros
drives us to lavish our undivided attention on drinking, distracting us from all of our
other concerns. As eros is prone to over-valuing its object, given free reign, eros will
lead us to drink ourselves into a stupor, and go to any lengths, however base, to
achieve this goal. Such behaviour is obviously unacceptable to the rational part of the
soul, so in such situations reason must utilise the whip; that is, it must call upon its
own strength to prevent eros from pulling the soul towards this object altogether.
Such a procedure is dramatically portrayed in the Phaedrus (245a-e), in which we are
shown the case of eros being struck by the beauty of the beloved. In response to this
stimulus eros charges blindly towards the boy, pulling the rest of the soul along with
it. Given that this behaviour is unacceptable to reason, the rational part of the soul
matches its strength against that of eros, and the charioteer pulls the bad horse back
into line, preventing the chariot from moving towards this end. In such situations
reason frees the soul from the influences of eros entirely, completely suppressing the
erotic desire.
Many philosophers have seen the use of the whip as an important activity for
reason in Plato’s philosophy, though I wish to consider briefly Martha Nussbaum’s
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reaction to this point. Nussbaum reads Plato as arguing that reason’s only interaction
with the rest of the soul is through the whip, and given this she thinks that the rational
life will be completely free of erotic desire (2007: 195). Nussbaum is quite right to
argue that a life in which erotic desires are always suppressed is without passion, but
her understanding of the philosopher’s life neglects certain facts. Most importantly,
eros is necessary for providing the motivational force to push us towards the divine,
regardless of how developed our rational soul is. Given that eros is passionate by its
nature (Smp, 206b, Phdr, 245b), even the most rational and controlled people must
find a place of passion in their lives.
Every time that we satisfy our base desires the soul is dragged a bit further
down to the world of becoming. The rational part of the soul is nourished by staying
in close proximity to the beautiful and the good, and the further we descend the more
reason’s view of reality is obscured. As such, every time we give in to our desires for
material goods we weaken reason, and retard its ability to order the soul, thus opening
the door for the tyranny of eros. It is important that reason does prevent these desires
from being satisfied, so the whip is an essential tool in guiding eros. Therefore, reason
must maintain a constant vigil over eros. But even the strongest charioteer will tire
eventually if its only stratagem is to pull back a horse that continuously bucks against
the reigns. Reason cannot simply fight eros, but must find a way to channel it towards
the good so that it can harness, rather than simply negate, its strength.
Just as a chariot can travel at speeds and distances a human alone could not, so
the lover who “has conjoined his passion for a loved one with that seeking [after the
good]” (Phdr, 249a) is capable of actions unfathomable to others; namely, ascending
to the divine in the space of a human life. Though not well recognised by
commentators, reason also uses blinders to bring eros into agreement with its own
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ends. Before I detail how this is so, I wish to say a few words about how different
parts of the soul can ‘agree’ with each other. As mentioned above, there are those
commentators who take Plato literally when he describes the different parts of the
soul as separate agents, and many of them assert that each part is minimally rational.
They read ‘agreement’ through this understanding, and so argue that one part of the
soul, such as appetite, somehow consents to the same goals as reason, through either
manipulating, threatening, or convincing another part of the soul into following its
own course of action. But it is difficult to imagine how a part of the soul akin to a
wild, animalistic beast, even if it were rational in the Humean sense, would be able to
‘consent’ to anything, or how something without evaluation could ‘understand’
something as good. The mythological reading of the tripartition of the soul avoids
these problems, as it only goes so far as to say that each part of the soul is agent-like.
Here, let us remember, the distinction between the different parts of the soul is not
primitive; it is instead a way of conceptualizing the interactions between different
kinds of desires. On this reading the ‘agreement’ of different parts of the soul refers to
their coming to share a certain goal, and lending their combined force to motivate the
soul towards a common good.
There are innumerable distractions to catch eros’ attention, drawing it off
towards any number of foolish ends. If eros is to agree with reason then it must be
focused on pursuing only those ends that reason has understood as central to the good
life. We cannot, however, wait around until an object appears that reflects these
goods, suppressing our erotic urges ninety-nine times out of one hundred. The world
is fickle, and it has no interest of raising us to the heavens, or providing us with the
materials to do so. Instead, reason must take a more active approach, and here again it
must rely on its ability to both calculate and evaluate objects. Reason must identify
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those objects that will stimulate eros into pursuing the ends it has come to conclude as
good. We must, then, place ourselves in a context in which such objects are ready to
hand, and in which distractions are kept to a minimum. Let us take for example a
person who has come to understand that a well-ordered soul is essential for the good
life. Reason alone does not have the strength to lead us to possess this good in itself,
so it must conjoin eros’ force in with its own. To do this we must seek out virtuous
people – charity workers, good judges, fine teachers – so that in their presence our
erotic desires for virtue are awoken. In the company of good people we will be driven
to reshape our lives in their image, incorporating their virtue into our own way of
being. It is equally important that we avoid those people who would lead us astray,
and the most dangerous of these people are those who merely appear to be virtuous
when they really are not. Cunning rhetoricians and manipulative pedagogues will also
awaken our eros, though satisfying these desires will only lead the soul away from the
good.
By using the blinders to keep appetite focused on the path that has been
chosen for it, reason is able to focus eros on the best goods, utilizing its force to drive
the soul in its ascent to the divine. We have already seen two ways in which reason
raises us beyond immediacy: first, reason’s relationship both to its own ends and its
objects is mediated by its own understanding, and so nurturing our rational desires
will help us raise ourselves beyond immediacy; and second, reason is able to negate
the immediacy of eros by using the whip, and preventing it from satisfying simply any
fancy that takes it. With the blinders, however, reason is able to exist in a more
complex relationship with eros. Here too it overcomes the immediacy of eros by
lessening the role of luck in our lives. Though our immediate surroundings can never
be free of temptations, provided that we seek out those things that it would be
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beneficial for eros to become infatuated with, we have placed ourselves in a ‘world’
in which we are constantly surrounded by the good. In doing this, reason is able to
curtail many of our base desires before they even awake, allowing it to direct its
energy towards pursuing its own ends. Here, however, we see reason’s ability not to
simply stamp our immediacy, but to incorporate it into the good life. In our weaker
moments we may be forgiven for concluding that we are aiming too high in wishing
to become divine, and that the difficulties that bar our way are simply too great to
overcome. Eros, because of its immediacy, is a source of hope in these times: In the
presence of the beautiful eros springs to life, full of vigor, pulling even the most base
towards the good. The redemption of eros is that it is without despair: it will always
push us towards the divine regardless of how far we are from it, indifferent to the
innumerable difficulties we face in our journey, and unconcerned with the number of
times we have travelled the same path before, or how many times we will have to
again.
Infatuation for What is Good
Neither the life of passion, nor the life of reason is sufficient to lead us to transcend
our deficient condition. Passions are strong enough to pull the soul towards where
they direct it, but the end of their striving is always decided for them, and appetite’s
attention is too often caught by deficient goods for us to be able to rely on it alone.
Reason, by contrast, is able to understand what is good for itself, and to direct the soul
in accordance with this end, but, given both human deficiency, and the nature of
mortal possession, it does not have the strength to lead us towards the good, keep us
in close proximity to it, and also fight against the pull of our base desires. The best
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life, for Plato, is one that is both rational and passionate; i.e., one in which our eros is
focused only on those ends reason has set for it.
In reason lovers have found the means by which they are able to raise their
eros beyond immediacy, but merely being guided by reason is not in itself sufficient
to lead us to the divine. In the Republic Plato argues that: “Every soul pursues the
good and does whatever it does for its sake. It divines that the good is something but
it is perplexed and cannot adequately grasp what it is or acquire the sort of stable
beliefs it has about other things, and so it misses the benefit, if any, that even those
other things may give” (Rep, 6.505e). As such, even when our eros is being directed
by reason we cannot be certain that it is guiding us towards what is truly good. Our
knowledge of what is good, as with all of our possessions, is something that must both
be developed and maintained, and in the next chapter I will examine the last
impediment to coming to possess the good: ignorance.
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Chapter 3: The Stillness of Ignorance
Diagnosing the Greatest Ignorance of All
In the previous chapter we concluded that, if we are to truly possess the good, then we
must continually strive to overcome our deficiencies until we completely resemble the
divine. And even at this point we cannot rest, as it is also necessary to reproduce those
goods that we have attained as they pass away. We also saw that it is in eros that we
find a sufficiently strong force to keep us in motion, i.e., to ensure that we are
constantly raising ourselves closer to the divine. Eros, however, is problematic, and
we highlighted some of the troubles that eros, as an appetitive desire, caused for
lovers, and further showed how they could be overcome through the guidance of
reason. In this chapter I wish to turn to the problems that specifically concern our
rational desire for the good, and my focus here will be on ignorance. The problem of
ignorance is raised time and again throughout Plato’s dialogues, and in the Timaeus
he even goes so far as to claim that “ignorance is the greatest disease of all” (88b). In
what follows I will explore two of the most problematic kinds of ignorance and detail
the effects that each of these has on lovers in their journey to the divine. In the first
section I will examine the problems lovers face in being ignorant of what is good, but
also how this ignorance can be overcome. The remainder of the chapter will be
dedicated to exploring the problems that ignorance of the self can cause, as well as
how to overcome this most malignant ignorance.
* * *
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Ignorance of What is Good
Ignorance as a Limit to Ascent
At the end of the last chapter we began to see how ignorance of what is good could
stifle our ascent to the divine, and in what follows I wish to expand on this claim.
Eros is a necessary tool in our ascent to the divine, but unless it is properly directed
by reason we cannot free ourselves from the tyranny of appetite. Reason, however,
directs eros based on its own understanding of what is good, and, if this knowledge is
deficient, so too will be the goods that we come to possess. Instead of setting eros on
a course to the divine, ignorance causes our reason to focus eros only on inadequate
goods, and to pull eros back from pursuing any goods, however important they may
be, that lie outside of our current understanding of what is good. Possession, we must
remember, requires both the fury of eros as well as the calculation and planning of
reason, therefore we can only truly possess those goods which reason has come to
recognise as good for itself. Because our level of understanding of what is good
determines our possession of the good, our ignorance of what is good serves as the
limit to our ascent.
To clarify this idea let us consider the example of a rational lover, such as an
actor, who ignorantly believes that fame is the primary element of the good life.
Driven by her reason she will place herself in a context in which she will have as
much public exposure as possible, and so will eagerly pursue any role that comes
along. In following this end so enthusiastically, however, she may be blinded to other
goods, such as moderation and wisdom. Though she may occasionally feel eros
pulling her towards these things, reason will quickly whip eros back into line and
focus it only on the pursuit of fame. Even though her rational soul is acting as it
ought, ignorance has led it to prevent eros from pursuing important goods. Because
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her energies are purely focused on the pursuit of fame this is the only good that she
can ever truly possess, as without constantly attending to any other goods she may
possess in part they will eventually pass away. Unless she can overcome her
ignorance of what is good our actor’s ability to ascend will be severely limited, as
possessing a single good can only raise her so far.
Double Ignorance and the Necessity of the Moment of Aporia
Mortals are deficient creatures, and from the above discussion it would be safe to
conclude that, for Plato, no deficiency so distances us from the divine than our lack of
knowledge of what is good. As creatures of becoming, however, as long as we are
striving to overcome our deficiencies we are not defined by them. So despite the
severe problems that ignorance of what is good may cause for our ascent these limits
are not insurmountable. It is necessary for lovers to be committed to striving for a
greater knowledge of what is good, as well as the possession of the good itself. I will
refer to the latter activity as the ‘motion of the soul (as a whole)’, and to the former as
the ‘motion of the rational soul’ specifically. It is important to note that, like all
mortal possessions, knowledge is constantly passing away (Smp, 208a), so insofar as a
person is knowledgeable, in the same way that they are good, they will be in constant
motion. In the Theaetetus Plato states:
Isn’t it by learning and study, which are motions, that the soul gains
knowledge and is preserved and becomes a better thing? Whereas in a state of
rest, that is, when it will not study or learn, it not only fails to acquire
knowledge but forgets what it has already learned? (Tht, 153b-c).
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The perfect state would be one of stillness in which, like the gods, we could remain
eternally and unchangingly in the company of the truth. The gods are free from the
need to transcend their present state, as none could possibly be higher, and because
they exist beyond the vicissitudes of the world where knowledge passes away. For
deficient creatures of becoming, however, stillness can only lead to the degradation of
the soul, so unless we become eternal lovers of wisdom, i.e., philosophers, we are
doomed to a deficient life.
Though we are infected with a terrible disease by being ignorant of what is
good, provided that we have a desire to overcome this state, and act on this desire, we
are not defined by our ignorance. As we learnt in the previous chapter, having a desire
requires both a moment in which we become aware of our lack, and an image of
something to strive towards. It is in this first moment, in the recognition of our own
deficiency, that Plato distinguishes between two kinds of ignorance of what is good:
the ones who are already wise, whether these are gods or human beings, no
longer love wisdom. Nor, on the other hand, would we say that those love
wisdom who have ignorance in such a manner as to be bad. For we wouldn’t
say that anyone bad and stupid loves wisdom. There are left, then, those who
while having this evil, ignorance, are not yet senseless or stupid as a result of
it, but still regard themselves as not knowing whatever they don’t know (Ly,
218a).
Not all people who are infected with ignorance are ‘bad and stupid’, and what
separates these people off from others is their awareness of their own ignorance.
Merely lacking knowledge, though problematic, is a more benign ignorance, as with
this awareness we can come to feel a rational desire to overcome this deficiency.
Provided that we put ourselves in an environment in which we can then trigger our
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erotic desire to overcome ignorance, with sufficient effort we will be able to transcend
our ignorance of what is good, and so put ourselves in a position to possess the truly
good.
I now wish to turn to discuss the kind of ignorance that makes people bad and
stupid, and I will refer to such a state as ‘double ignorance’ as it involves two
moments of ignorance: first, we have a lack of knowledge about some topic; and
second, we are ignorant of this lack. This is to be contrasted with ‘single ignorance’,
as discussed above, which involves being ignorant of what is good, but aware of this
ignorance. Double ignorance is a far more serious problem than single ignorance as it
cannot but lead to stillness within the rational soul. Without an awareness of our lack
of knowledge we will feel no desire for wisdom, and consequently we will not work
to overcome our deficiency. Languishing in such a state we will become defined by
our ignorance, as our actor was above. Of course, double ignorance does not
necessarily lead to the stillness of the soul as a whole, i.e., it does not stifle our desire
to possess the good, as we will still pursue those goods that we do know about, but if
what we love is deficient, then our entire soul will be defined by this deficiency.
Returning to our actor, though she feels no desire to learn about what is good, she still
desires to possess fame. But unless she can overcome her ignorance she will come to
be defined merely as a lover of fame, and so by her deficiency in other goods.
Though double ignorance is problematic it too can be overcome by restarting
the motion of our rational soul. To do this we must come to appreciate our own lack
of knowledge, and thankfully we are not starved of resources that can show us just
this. Our parents and teachers will often make us aware of our own ignorance, and
sometimes our own experience of the world will enlighten our deficient
understanding. However, because the world has no interest in delivering such
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experiences to us, and merely relying on external resources to make ourselves better
is shameful (Rep, 3.405a-b), Plato recommends dialectic as the best tool to
consistently make us aware of our own ignorance. I am not using the term ‘dialectic’
here in the technical sense used in such dialogues as the Sophist and Statesman, but
merely to refer to any conversations in which we actively subject our own knowledge
to rigorous questioning to probe the limits of our understanding. Here we do not wait
for an event to shake us from our dogmatic slumber, or for a teacher to lead us to the
truth; instead, we actively seek out situations in which we will be made aware of even
the smallest deficiency in our knowledge. The goal of dialectic, then, is quite different
from that of learning through experience. In the latter case our goal is to learn
something new, but in the former we wish primarily to be made aware of our own
ignorance.
Having gained new knowledge people may come to realise that ‘I was
ignorant’, but there is nothing at this point to lead them to claim that ‘I am ignorant’.
The goal of dialectic is not primarily to move the rational soul closer to the truth, but
merely to set it in motion. Our aim here is not to nudge our highly problematic
account that much nearer to the truth by merely patching some new knowledge onto
it; instead, in dialectic we question whether anything about our account is correct at
all. Here we do not simply analyse the first idea that comes to mind; instead we
engage in a whole series of questioning and answering to exhaust every possible
avenue that our current understanding will allow. The result of such an examination,
as is dramatized many times in Plato’s dialogues, is aporia,1 a feeling of puzzlement
in which we become aware, not only that we are ignorant of a particular issue, but that
1 Many commentators have seen the necessity of the moment of aporia in the development of our knowledge. See especially Mary Margaret MacKenzie (1988) and Frisbee Sheffield (2006).
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understanding this topic will be far more difficult than what we originally thought.
Importantly, we realise that we will never be able to give a sound account of a topic
given our current level of understanding, and also that we are dramatically distant
from the point in which we would be able to give a complete account.
Feeling aporia, of course, is not yet sufficient for having a desire for particular
goods, as we still need something to strive towards, but the benefit of aporia is that it
does not prescribe the types of things desire ought to pursue, nor where to find them.
Aporia acts as a doorway to a world of possibility in which everything becomes a
potential point of concern, and it is the grounds from which we come to change our
whole worldview – something that we will have to do several times on our ascent to
the divine. Because we are unaware of what direction we ought to take our account
we open ourselves to the possibility that anything could potentially be important for
the good life. Where once we may scoff at the idea that temperance, for example, is
an important good, or that courageous people ought sometimes flee, in aporia we will
at least be free to entertain these thoughts. Here we give ourselves license to play with
ideas, and look at things from perspectives we may previously have never entertained.
Of course, the feeling of aporia will eventually fade, but the benefit of dialectic is that
we have a reliable means of regaining this state by constantly making ourselves aware
of our own ignorance. If we continually subject our knowledge to dialectical
investigation we are able continuously to convert our double ignorance into single
ignorance, and so utilise the force of desire to overcome this limit.
We have seen the problems that ignorance of what is good causes for lovers in
their ascent to the divine, and we have also seen how these problems can potentially
be overcome. I now wish to turn to discuss self-ignorance, and in what follows I hope
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to show why this latter kind of ignorance poses a greater threat to lovers than mere
ignorance of what is good.
The Malignancy of Self-Ignorance
Ignorance of what is good is a terrible disease for lovers, but it is important to note
that, particularly from his Middle Period writings onwards, Plato shifts his focus away
from being ignorant of the virtues, beauty, and even the good, and, taking his mark
from the Delphic Oracle, he gives most attention to the problem of lacking self-
knowledge. This is not to say that Plato no longer saw the necessity of learning about
what is good, but that we must first attend to learning about ourselves before we can
come to know what is good (and therefore before we can ascend to the divine). In the
Phaedrus we are given a cryptic clue as to why this is the case: “I can’t as yet ‘know
myself’,” Socrates says, “as the inscription at Delphi enjoins; and so long as the
ignorance remains it seems to me ridiculous to inquire into extraneous matters” (Phdr,
230a). To tease out the full significance of this claim would be far beyond the scope
of this thesis, so to narrow our discussion somewhat I wish to review briefly some of
the claims made at the end of the Alcibiades I, which, though dubious in its
authorship, may help to shed some light on the relationship between self-knowledge
and our inquiry into, and actions in, the external world.
The Alcibiades I contains some very clear discussions about the problem of
ignorance, but our concern for now will be a passage towards the end of the dialogue
in which Socrates is talking to Alcibiades about the necessity of self-cultivation.
Socrates reiterates the idea that we learnt in previous chapters about the necessity of
transcending our own deficiencies, but importantly he argues here that we cannot
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cultivate ourselves until we understand our own nature (128a). To know ourselves,
Socrates argues, we must look into the part of ourselves that we truly refer to when
we say ‘I’, and this, for Socrates, is the soul (131b). But we cannot merely look to any
part of the soul. Here Socrates tells Alcibiades that to understand the true nature of the
soul we must look at the divine part of it; that is, to the part of the soul that is good.
Only with this self-knowledge can we really understand the nature of the divine, and
only then ought we to act in the world: “Get into training first, my dear friend, and
learn what you need to know before you enter into politics. That will give you an
antidote against the terrible dangers” (Alc, 132b). The ‘terrible dangers’ that Socrates
refers to seem both to be the danger of having our knowledge of what is good
corrupted (132a), as well as the danger of leading the polis astray by acting on our
corrupt understanding of what is good (135b).
In this all too brief overview we have been introduced to the idea that it is
essential that we know ourselves, specifically in relation to the good, before we can
inquire into the nature of things external to us, and before we act in the world.
Because the Alcibiades is of dubious authorship, however, it cannot serve as the focus
of a discussion of self-ignorance in a thesis of this scope. Without this option I believe
it prudent to turn to the Symposium, which, although it has quite a restricted focus in
its discussion of self-ignorance, raises many of the points that are both explicitly
highlighted and implicitly implied in the discussion of self-ignorance in the
Alcibiades. In the following sections I will focus on three ways that we can be
ignorant of ourselves in relation to the good: i) we can over-value our own potential to
possess the good; ii) we can under-estimate our potential; and iii) we can make both
of these mistakes in turn. The effects of each of these kinds of ignorance, which I will
refer to together as ‘malignant ignorance’, vary to a certain extent, though what is
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common to all three is that they curtail our ability to overcome our double ignorance
of what is good, and so lead to the continuation of stillness in our rational souls.
Though I will expand on these ideas in later sections, I wish to explain briefly why
malignant ignorance prevents us from learning.
As we learnt above, provided that our rational soul is constantly in motion,
i.e., provided that we have a desire to learn, the problems that ignorance of what is
good can cause us ought only to be considered temporary setbacks. If this process
were disturbed, however, the situation would be quite different, as the limit ignorance
sets for our ascent would be far more permanent. The problem comes in the moment
of aporia, which, as Gareth Matthews points out (1999: 29-30), does not always lead
to puzzlement; it can also result in a moment I will refer to as ‘impasse’, in which we
either: a) fail to understand that what is enlightened is our own ignorance; b)
recognise our ignorance, but have no desire to learn; or c) have a desire to learn, but
refuse to act on this desire. Regardless of whether Plato uses the term to refer
specifically to one state or another, it is obvious that he was aware that the
illumination of one’s ignorance could lead to both puzzlement and impasse. In the
Meno, for example, we can see both reactions in the slave child on the one hand, and
Meno himself on the other. The former becomes puzzled by his inability to answer
Socrates’ questions, and the awareness of this deficiency leads him to desire more
knowledge (84c). The latter, however, becomes aggressive, distracted from his
discussion of virtue, and questions the worth of inquiring into anything at all (80a-b).
Malignant ignorance, I will argue, transforms what ought to be a moment of
puzzlement into an impasse, and without being able to respond properly to aporia we
have lost a valuable resource, as dialectic will now be useless for triggering our desire
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for wisdom. Malignant ignorance, therefore, reinforces the stillness that comes from
double ignorance by instilling in us an inability to learn.
The Personification of Ignorance in the Symposium
The discussion of self-ignorance in the Symposium is not explicit, and to uncover
what Plato has to say about malignant ignorance here we will have to look deeper into
the text. It is not without significance that the Symposium tells the story of a
celebration at Agathon’s, i.e., the ‘goodman’s’, house. Plato even draws particular
attention to this by adapting a proverb from Eupolis. So for Plato, “Good men go
uninvited to the Goodman’s feast” (Smp, 174b), rather than to the ‘inferior man’s’
feast. Though this claim appears to be simply used to excuse Socrates in bringing an
uninvited guest to the party, it should lead the attentive reader to question the real
relation the ‘goodman’ of the story, and his guests, have to the good. In the
Symposium we are presented with several prominent Athenians, each of whom has a
particular understanding of what is good, and who understand their relationship to the
good in a certain way. Their encomia of Eros are not merely useful for telling us what
they think about the god (or daimon), but also demonstrate their own deficient
understanding of what is good, and particularly their own self-ignorance. Ignorance,
then, is an important theme in the Symposium, though Plato does not simply use
Socrates as a mouthpiece to convey certain ideas on ignorance; instead, he dramatizes
the effects of ignorance in the speakers at the symposium. I believe that every
speaker, including Socrates, is defined by a particular kind of ignorance, and this
ignorance has come to shape their own worldview, and so affect their ability to ascend
to the divine. In the following four sections I will discuss different kinds of ignorance
by focusing on a certain figure in the Symposium. In the first three sections I will
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examine the speeches of Agathon, Aristophanes and Alcibiades to show the problems
of malignant ignorance, and then turn to Socrates himself to highlight the virtue of
‘Socratic Ignorance’.2
The ‘Divine’ Agathon
Agathon, drunk on his victory at a competition amongst tragedians, gives one of the
most fascinating speeches in the Symposium, though the focus of our discussion here
will be on what it shows us about malignant ignorance. In his speech Agathon argues
that Eros is the greatest and most praiseworthy of all the gods (195a), and then paints
a picture of Eros that fits the tragedian himself to a tee. Eros, he argues, is a beautiful
and effeminate young man, delicate and gentle in manner, and soft and supple in
frame. He is moderate, but not through rational self-control; instead, because he is
passionate, and allows all emotions to be subjected to the strongest of them all: eros.
He is wise, but only through his ability to create beautiful poems (196d-e), and, like
the force of ‘Love’ in Empedocles’ philosophy, Eros breeds union and togetherness in
others (197d), and quells strife and discord between enemies (196d).
In giving this account Agathon has put himself forward to his guests as a
divine creature, drawn by love to be like the god himself (197c), and so worthy of
complete devotion. In arguing this way Agathon has put forward the idea that it is
possible for humans to be entirely divine, and he further asserts that this possibility
has been realised by the great poets in general, and himself in particular. Unlike
doubly ignorant people, who are simply unaware of their own deficiency, Agathon,
2 Though Alcibiades’ speech occurs after Socrates’ in the Symposium, it will be necessary to examine Alcibiades’ own self-ignorance to appreciate the superiority of Socrates’ own mindset.
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more problematically, has a strong belief in his own perfection. Though it is doubtful
that he would cling to such an outrageous belief after the celebrations of his victory
die down, it is entirely possible that he could, for example, continue to cling to the
idea that he is wholly moderate, or completely beautiful, for a prolonged period.
Though the tragedian is in a league of his own in thinking himself flawless, his speech
does highlight those far more common times, which will be the focus of this section,
when we think ourselves completely unassailable, either in regards to the possession
of a certain good, or, importantly, in our knowledge of a particular topic. It is not
unusual to find people who, for example, have clung staunchly to a prejudice that they
were raised with in their youth, convinced that they are completely justified in
holding it. But why is such a belief problematic? In an important passage in his
encomium, Socrates states:
no one who is ignorant will love wisdom … or want to become wise. For
what’s especially difficult about being ignorant is that you are content with
yourself, even though you’re neither beautiful and good nor intelligent. If you
think you don’t need anything, of course you won’t want what you don’t think
you need (Smp, 204a, my emphasis).
On one level the problems for people who thinks themselves wise are the same as for
doubly ignorant people. Without an awareness of our deficiency they will have no
desire to overcome their present state, and without desire motivating them to
transcend their lack they will live a life of stillness. What is more troubling for the
malignantly ignorant is that they cannot even admit the possibility of a higher point to
which they could raise themselves. For Agathon it is the touch of Eros that raises
people to perfection, and this blessing
Gives peace to men and stillness to the sea,
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Lays winds to rest, and careworn men to sleep (Smp, 197c-d).
For Agathon, stillness is the reward for lovers, as a perfect people neither has the need
to strive for anything higher, nor is such a movement even possible. But, as we learnt
in the first section of this chapter, stillness in mortals cannot lead to anything but the
gradual descent of the soul, as without continual activity we will eventually descend
to a state of complete deficiency. Holding a belief that humans can completely
transcend deficiency, then, is a dangerous state.
Socrates could not begin his encomium of eros until he had shown Agathon,
and all of the other symposiasts, that the desiring person is deficient (199c-201c). All
desire is concerned with motion, and until we have given up on the idea that we are
perfect, and therefore have a right to stillness, we cannot appreciate the proper role
desire plays in our lives. More troublingly, it ensures that aporia can only lead to a
moment of impasse. Unfortunately, though Socrates does question the basic
assumptions of Agathon’s claim to divinity, this attack is far too subtle to lead the
tragedian to an awareness of his own deficiency. Although Agathon is in a league of
his own in claiming complete divinity, there are many examples throughout the
dialogues of those who believe themselves to possess complete knowledge of a
particular topic. None proclaim the superiority of their account more forcefully than
Thrasymachus, who, in Book I of the Republic, declares that his account of justice is
completely praiseworthy (1.338c, cf. 1.337d, 1.338a). It is here that we see most
clearly how one who believes themselves free from deficiency reacts to dialectic.
Socrates engages in a lengthy discussion with Thrasymachus to test the limits
of the latter’s knowledge of justice, and, not surprisingly, the person who thinks
himself perfect cannot even entertain the possibility that, in this discussion, he could
be proved wrong. When Thrasymachus is led to contradict himself he either
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indifferently grunts approval (1.351c, 1.352b), changes the subject by insulting
Socrates (1.343a), or even accuses him of baring false witness to the discussion
(1.340d). From the very beginning Thrasymachus believes that “without trickery
you’ll never be able to overpower me in argument” (Rep, 1.341b), and at the end of
the discussion, when his knowledge has been consistently proved deficient, he holds
to this assertion by stating “Let that be your banquet, Socrates, at the feast of Bendis”
(Rep, 1.354a). Although, prima facie, acknowledging that an effort was worthy of the
goddess of the hunt may seem like praise, we ought to remember that Bendis’
favoured servants are satyrs and maenads – creatures of trickery.
Thrasymachus’ belief that his account was free from deficiency ensured that
his conversation with Socrates only ended in impasse. The same is true for all people
who believe themselves to have attained a divine state, as they blame any doubt they
come to feel about their own possession of knowledge of what is good must be the
result of the trickery of their conversational partner. After all, how else could one find
deficiency in perfection? Because they are unable to come to an awareness of their
own ignorance such people will not feel the pull of desire, and so they will continue to
reserve their right to stillness. But this unwillingness to learn ensures that they will be
unable to overcome their deficient understanding of what is good, and it will also lead
to the degradation of the wisdom that they do possess, as without desire constantly to
push them to reproduce their current understanding, their knowledge will eventually
pass away.
* * *
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Aristophanes and the Absurdity of Ascent
Aristophanes’ account of eros has often been seen as an attractive alternative to
Socrates’ own, as the comedian’s idea of eros as the desire for unity with our ‘other
half’ appeals to our modern understanding of romantic love. Some have even gone so
far as to argue that Plato put forward Aristophanes’ account as a valid,3 if not
superior,4 alternative to Socratic eros. In this section, however, I will argue that
Aristophanes’ speech demonstrates another kind of malignant ignorance, specifically,
the under-estimation of the value of human existence
I wish first to consider an important passage in Aristophanes’ encomium, in
which the playwright alludes to the story of the ‘Net of Hephaestus’.5 This passage
forms the basis of one of the most influential interpretations of Aristophanes’ speech,
given by Arlene Saxonhouse (1985), who argues that it demonstrates that eros is the
desire to return to our original form, or eidos. For Saxonhouse our true form is a state
free from deficiency and desire, and, in arguing this way, as she acknowledges,
Aristophanean and Socratic eros are reasonably similar. Both are felt only by deficient
creatures, and each motivates humans towards a perfect state. In sexual intercourse
we are able to briefly regain the unity that the gods took from us, though the tragedy
of mortal existence is that we can never permanently regain our self-sufficiency. Eros
3 See especially Martha Nussbaum (2007). 4 Allen Bloom (2001) and Gregory Vlastos (1981) each argue that Aristophanes’ account of eros is superior to Socrates’. For those who argue against these positions see Roger Duncan (1977) and Mary Nichols (2004). 5 This story is originally found in Homer’s Odyssey, 7.300-410, and it details Hephaestus’ plot to catch Ares cuckolding him with Aphrodite: Just look at the two lovers … crawled inside my bed, Locked in each other’s arms – the sight makes me burn! But I doubt they’ll want to lie that way much longer, Not a moment more – mad as they are for each other. No, they’ll soon tire of bedding down together, But then my cunning chains will bind them fast
Till our father pays my bride-gifts back in full (7.355-360, trans Fagels, 1996).
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is to be praised, however, because it reminds us of our deficiency, and also of what
we could become.
In what follows I will argue that this is a misreading of Aristophanes’ speech,
and, although the comedian does seem to praise eros as a tool that motivates us
towards ascent, his speech is actually a satire of those who believe that eros can help
us transcend deficiency. The symposiasts would not have been ignorant of Homer,
though it does seem that at least Eryximachus forgets that the Net of Hephaestus is
not a reward for lovers, but a punishment. Though Ares and Aphrodite, like the lovers
in Aristophanes’ encomium, may feel that even sex cannot bring them close enough,
upon being irrevocably tied they quickly learn that this is not a desirable state.
Though they wished for unity, their desire was quickly proved contradictory, as upon
satisfying it they immediately came to recognise their equally strong desire for
individuality. The Net of Hephaestus, then, does not lead us beyond deficiency, it
merely moves us from one deficient state to another, equally undesirable one. Indeed,
Aristophanes’ universe is defined by deficiency. Though Saxonhouse believes that the
circlemen are free from neediness (22), at the beginning of the story we are shown
their jealousy and ambition. Though they are the ‘greatest’ of all mortals, they still
desire the position of the gods. Aristophanes’ gods, however, are also far from being
the perfect Xenophanean gods. The reference to the Net of Hephaestus reminds us
that the gods are lustful, vengeful and jealous creatures, as ripe for ridicule as the
silliest human.
For Aristophanes, there is a contradiction in our desire for ascent, as
regardless of how ‘high’ we raise ourselves we can never escape deficiency. Such
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contradictions are evident in the first three speeches of the Symposium,6 though here I
will only consider Pausanias’ speech.7 Pausanias believes that eros ought to be praised
because it gives the lover license to be free (183c), and yet this freedom leads the
lover to servility, as he throws himself at the feet of his beloved, debasing himself
completely before the young man (184d, cf. 183b). Though Pausanias thought that
eros could raise him to a better existence, it only plunges him into servility. Such
contradictions are evident in Aristophanes’ speech, as, although the circlemen desire
rule, their actions lead them further into servitude. Similarly, the gods’ desire for
independence from humanity only highlights their dependence on us for worship. So
although the lovers think that regaining their original nature will raise them above
deficiency, this is most certainly not the case, as the circlemen are as defined by
deficiency as halfmen. It is deficiency, then, rather than self-sufficiency, which is the
salient feature of all beings.8
For Aristophanes, however, a deficient state is hardly a pitiable one. The
characters of his plays revel in farting, fighting and fornicating, and yet they all have
marvelous, though quotidian virtues. They are pacifists and humanitarians who,
despite often insulting each other, care for their loved ones, and have a concern for the
welfare of the wider community. They are often cowards but they are willing to stand
up to tyrants, and although they are not wise they can spot a ‘bullshit artist’ from a
mile away. For Aristophanes, the truly base people are those who attempt to 6 Though I will here show that Aristophanes suffers from malignant ignorance, and so reject his account of eros, this does not mean that Aristophanes’ belief in the contradictions of the first three speakers is misguided. These speakers too are ignorant of what is good, and as C. D. C. Reeve argues (2009: 301), if we are ignorant of the true nature of the good then our understanding of the world will be incoherent. 7 For a more complete analysis of contradictions in Phaedrus’ speech see Daniel Anderson (1993: 29), and for a similar discussion of Eryximachus’ encomium see Stanley Rosen (1987: 81). 8 Frisbee Sheffield (2006: 153) hints at a similar interpretation of Aristophanes’ speech in her own discussion of the Symposium.
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overcome their deficiency. Because this is an impossible task for humans, acting on
such a contradictory desire can only lead to strife and discord. Aristophanes’ favourite
example is found in those who propagate the Peloponnesian war, as although both
Athens and Sparta can provide for their citizens, certain parties are happy to plunge
the entire peninsula into peril for more power. Such hopeless and pointless war
mongering is also evident in Aristophanes’ speech, as the circlemen desire to usurp
the position of the gods. Acting on our desires for that that is beyond our nature is
dangerous for Aristophanes. Not only can it harm the would-be-gods, but also those
who are caught up in their ambition. And for all this effort, it is often the fate of such
people to end up in a worse position that they were in before, as we saw for the
circlemen, and for Athens.
Though eros is a particular expression of our contradictory desire to overcome
our deficient nature, Aristophanes does have good reason to praise it. Though his
accolades of eros are riddled with satire, love, for Aristophanes, is a relatively benign
expression of our need for perfection, and it can possibly even be helpful to people. In
Aristophanes’ story eros was initially harmful, as it led people to neglect the
necessities of human life, but when Zeus made sex possible humans found a benign
outlet for their absurd desire for completeness. Of course, this is not a perfect
solution. First, our desire for ascent is only temporarily satisfied; and second, love can
lead to a number of new complications, including all of the tribulations that come
with entering (and leaving) relationships, and with starting a family.9 For
Aristophanes, though, we ought not criticise something for being imperfect; instead,
9 Paul Ludwig argues that it is only homosexual couples that have time for political life, because, as Aristophanes argues at 192a-b, the lives of heterosexual couples are complicated with the possibility of childbirth (2002: 33). This draws their attention away from the public sphere, and imposes on them further duties in the home.
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we should simply acknowledge that the trials of love are less harmful that the results
of greed, jealousy, and ambition.
Eros, however, deserves more than merely to avoid scorn; it is also to be
praised, though in an unusual way. In sexual satisfaction we do not simply free
ourselves temporarily from our desire for unity with another, but from our desire for
ascent altogether (191c-d). With this freedom we are able to attend to those things that
truly matter, such as nourishment, shelter, pleasure and society – we cannot escape
the world of deficiency, so we must attend primarily to basic human needs. Eros,
then, is to be praised because it defeats itself when satisfied. Despite everything, eros
is still a problematic desire, though it is a small tradeoff to be in a relationship if we
are able continuously to clear our minds of deluded desires. Eros, then, cannot raise us
to a world in which there is no possibility of being shat on every now and again, but it
ensures that we are not looking up, so we will at least not be hit in the eye.
Aristophanes, unlike Agathon, is perfectly happy to acknowledge his own
deficiencies,10 not only in respect to the possession of the good, but also in wisdom.
Certainly as we shall see when we turn to consider Socratic Ignorance, a willingness
to admit one’s own deficiencies is important in being able to react correctly to the
moment of aporia, however it in itself is not sufficient to ensure that dialectic leads to
puzzlement. For Aristophanes, humans ought only strive for the temporary
satisfaction of their natural desires, as he has a strong belief that the telos of mortal
life is deficiency. In arguing this way Aristophanes demonstrates another kind of
malignant ignorance, and being infected with such a belief ensures that aporia can
only lead to a moment of impasse. For those with such a belief, dialectic simply leads
10 As we shall discover when we turn to consider Socrates’ encomium, however, although Aristophanes can acknowledge his own deficiencies, it is doubtful whether he truly understands the true significance of being deficient.
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us to know what we believed already: that we are ignorant, deficient creatures.
However, the proposition that we ought to utilise this knowledge to motivate us
towards a complete understanding of what is good is absurd for such people. For
Aristophaneans, we ought not pursue such knowledge because: a) it is a waste of
energy, given that the most we will achieve is that we will move from a particular
deficient state to another equally deficient state; b) it complicates our lives with
contradictory desires for ascent, and distracts us from our natural desires for
nourishment, shelter, sex and pleasure, all of which are healthy to satisfy, and are
essential for human life; and c) it is unnecessary, given that deficient creatures are
perfectly capable of leading a ‘good’ (though deficient) life, and have sufficient
knowledge to understand how to do so without harming others. For Aristophaneans,
then, there is nothing for us in the clouds, and those who turn their gaze skywards
ought to be met with laughter. With the belief that deficiency is insurmountable,
dialectic can only lead to impasse, as we cannot seriously entertain the idea that we
ought to strive for greater knowledge of what is good. Though we will be able to
recognise our own ignorance, without an appreciation that we ought to strive for
something greater, we cannot set our rational souls into motion, and so raise ourselves
to a better state.
Alcibiades and the Statue of Silenus
Alcibiades is one of the most fascinating characters in the Symposium given that he
seems to be in a perfect position to strive for knowledge, and yet he continues to
wallow in ignorance. He is clearly aware of his own ignorance (215e), and from this
awareness he has seen the necessity of attending to his rational soul (217a).
Furthermore, it is obvious that he has, at times, had a strong desire for wisdom (218b),
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and he has even caught a glimpse of the divine (216e-217a), and so has seen the
wonderful world that awaits him. But even though Alcibiades is clearly a lover of
knowledge, he does not act on this desire, and so he, like the previous two speakers
we have encountered, is defined by stillness.11 Alcibiades’ stillness is unique,
however, as although he is able often to make some progress towards divinity, all
motions that he makes towards the divine are accompanied shortly after by equally
dramatic retrograde motion towards deficiency, so ultimately his relative position to
the divine always remains the same. In this section I will argue that Alcibiades is
unable to kick-start his rational soul into continuous motion because of yet another
kind of ignorance of human nature, which is shown in his comparison of Socrates to a
statue of Silenus (215b).
Although Socrates is an ugly and ragged man, constantly exhorting his own
ignorance (216d), by comparing him with a Silenus, Alcibiades is arguing that this is
really a veneer, and that once one looks closer one will see that Socrates is, in fact,
completely divine. Alcibiades believes that Socrates is, in essence, both good and
wise, and, indeed, the stories that comprise much of the second half of Alcibiades’
speech seem to confirm this, as here Alcibiades describes Socrates as a wholly brave,
resilient, temperate, and wise man. Because of this Alcibiades believes that Socrates’
protestations of his own deficiency can only be ironic (216e), given that he is clearly 11 Alcibiades’ unique nature has lead some commentators – most notably Jonathan Lear (1999) and Martha Nussbaum (2007) – to claim that his encomium shows the limits of Socrates’ account of eros, given that Alcibiades’ eros seems to be absent from the Scala Amoris; whereas, for Socrates, all eros raises the soul up, Alcibiades’ eros keeps him where he is. As we have seen, however, the Scala Amoris passage details the ascent only of productive lovers, and Socrates does acknowledge that eros can either lead to the descent of the soul unless properly controlled by reason (in the Republic), and when we respond to eros by giving in to pleasure (Phdr, 250e-251a), or that it can have no real effect at all (as we saw with the erotic non-lovers). Alcibiades’ eros, then, is not of a different kind than the one Socrates has describes (in the way that, for Pausanias, Uranian and Pandemonean Eros were), though it is a different expression of this desire.
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in possession of greater wisdom than Alcibiades. As Mary Nichols argues, however,
Alcibiades misunderstands that mortals occupy an intermediary position between
ignorance and wisdom (2002: 202),12 so it does not follow that only gods are wiser
than fools. And yet, for Alcibiades, this seems to be entirely the case. When Socrates
helped illuminate Alcibiades’ ignorance the latter declares himself no better than “the
most miserable slave” (Smp, 215a). Though the great general once thought himself
divine (Alc, 104a), it would seem that, for Alcibiades, after this illusion is shattered,
the only reasonable conclusion to draw is that he exists in total poverty. For
Alcibiades, there are only gods and miserable slaves – and also Socrates, of course,
who is a god who dresses like a slave. Though Socrates does have more knowledge of
what is good than Alcibiades it does not follow that Socrates is divine. Though many
lovers believe their beloved to be god-like (Phdr, 251a-b), Alcibiades’ situation is
more problematic given that he believes that the only other possible state one can
exist in is slavery.
For people who have won themselves a statue of Silenus (by subterfuge or
trade) possessing divinity may seem like a simple proposition. The images of the gods
reside inside the ugly little figure, and to come into their presence is as simple as
cracking the statue open. It is clear that Alcibiades believes something similar about
Socrates. Divinity resides in him in the way small carvings of the gods lie still inside a
Silenus, and that one needs simply to claim the man, and convince him to ‘open up’ to
partake in his wisdom (216e-217a). After some ineffective attempts to trick Socrates
into imparting his wisdom to the young general, Alcibiades thinks it prudent to set up
a deal: his body for Socrates’ knowledge (218c-e). Prima facie, it seems that Socrates 12 Though she admits that it is likely that the Alcibiades II was not written by Plato, for Nichols this conclusion is somewhat confirmed when in this dialogue Alcibiades puts forward the view that there is no-one who is between ignorance and wisdom (Alc II, 139a-b).
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rejects this deal because, as he says, it would be like exchanging “gold…for bronze”
(Smp, 218e-219a), as the value of a good soul far outweighs any physical pleasure.
However, Socrates ultimately rejects this deal because it is bad for Alcibiades: “you
should think twice,” Socrates says, “because you could be wrong, and I may be of no
use to you. The mind’s eye becomes sharp only when the body’s eyes go past their
prime” (Smp, 219a). Of course, wisdom is supremely valuable for everyone, but
Socrates himself would be of no use to Alcibiades if the latter simply expects the
former to pour wisdom into him, as one pours wine into a vessel. As Socrates cautions
Agathon at the beginning of the Symposium, we are not filled with knowledge as one
fills an empty cup (175d-e);13 instead, as we learn in his encomium, we must actively
produce knowledge for ourselves. Passively allowing someone to pour knowledge
into us is useless for three reasons. First, we cannot simply put sight into blind eyes,
as we learnt in the Republic, as someone who is only familiar with a world of slime
would instantly reject the illumination of a world of gold as absurd. Knowledge of the
divine can only come through the gradual development of one’s own understanding,
motivated by both a rational and an erotic desire for wisdom. Alcibiades, however,
does not face this problem, but it is a danger of which lovers must be wary.
Alcibiades does make significant progress in Socrates’ presence, as he is led to
glimpse ‘godlike’ and ‘beautiful’ things, instilling in him an erotic desire for the
divine. Even this world-view, however, would be useless without a commitment on
Alcibiades’ part to ensure that his soul remains in their presence.
13 This passage begins a motif that permeates the Symposium, and is again used in Book II of the Laws, in which Plato uses the image of drinking to describe various approaches to education. Though it is far beyond the scope of this thesis to explore this device in any great detail, it is important to note that Alcibiades is the kind of person who will happily drain a full jar of wine, and yet immediately be unsatisfied, and demand that others fill it for him again (214a). This passage demonstrates Alcibiades’ passive approach to gaining knowledge, which ensures that he will never be wholly satisfied, as any gains he is given will ultimately pass away.
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It is clear that the general fails to reproduce those gains that he has made,
given that he states “the moment I leave [Socrates’] side, I go back to my old ways”
(Smp, 216b). Alcibiades equates possession with satisfaction, and this is hardly
surprising given that he believes that humans are either divine or slave-like.
Satisfaction is an all-or-nothing feeling: one is either satisfied, or one is not. In
Socrates’ presence, when he sees wonderful images, he believes himself to be
completely divine, and therefore wholly satisfied, and when Socrates leaves, and his
ability to see the world in this way fades, he believes himself to be, once again, a
slave. Alcibiades’ fault here is that he is ignorant of the difference between wealth
and resource. A wealthy person, despite their plentiful assets, cannot truly be said to
‘possess’ these things if she will eventual squander them all. A resourceful person, by
contrast, is far richer that the wealthy person, even if she is presently in greater
poverty, given that she is able to generate more wealth for herself, and to preserve it
as it is spent. This highlights an important danger of which lovers must be aware: we
cannot set our standards too low, lest we become satisfied with a superior, but still
deficient, state. As he is ignorant of intermediary states between poverty and plenty he
cannot see that, even with his significant developments, he still has a long way to go
before he reaches a divine understanding of the world, and because of this he cannot
see the necessity of continually striving for wisdom once Socrates has left.
In Socrates’ presence Alcibiades is able to ascend to a higher level of
understanding, but because he is ignorant of human nature – i.e., that we are
intermediary beings – he cannot understand that these developments are his own.14
Though his eros for wisdom is his daimon – that thing that allows him to
communicate with the divine – because he equates possession with satisfaction he 14 This is a lesson that Socrates, quite forcefully, attempts to impress upon Alcibiades in the Alcibiades I (113a-c).
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posits his daimon as external to himself.15 In Socrates’ presence he is able to become
wise, therefore it must be Socrates himself who fills him with knowledge.16 What
Alcibiades does not realise is that Socrates merely facilitates the general’s own ascent
by testing the limits of his knowledge. In aporia Alcibiades is able to overcome his
own ignorance, and develop his understanding of what is good, but aporia, for the
general, can only lead to a moment of impasse given that, when Socrates leaves, all of
the progress that he makes will pass away. Though Alcibiades does feel a desire for
wisdom, without someone around to encourage him to act on this desire, he remains,
for all intents and purposes, still.17 The irony of this situation is that the higher that
Socrates raises Alcibiades, the more the latter will resent the former when Alcibiades
allows all of the knowledge that he has gained to fade away. Given that he believes
that it was Socrates who raised him to divinity, he accuses Socrates of neglecting him
when he falls back into servility. He wants Socrates to impregnate him with wisdom,
but he does not realise that he has been impregnated with the most wonderful gift a
lover can bestow. The final reason that it would be useless for Socrates simply to pour
his wisdom into the young general is that Socrates himself is an intermediary being,
15 For an expanded discussion of this point see John Rist (1967: 28-9). 16 We may wonder how someone as passive as Alcibiades makes any development at all given this mindset, and certainly in the Symposium itself we are given no explicit clues. In the Alcibiades I, however, Socrates does ensure that, at least when he is around, Alcibiades is not simply passively uptaking knowledge (Alc, 106b, 114e), but engaging in the conversation actively. Given that in every dialogue, including in his speech in the Symposium, Socrates utilises dialectic to bring people to aporia to help them to learn, it is most likely that this is the method that Socrates used to help Alcibiades lift himself closer to the divine. 17 It is significant that, upon his entrance to the party, he demands that others carry him to Agathon (212d), i.e., to the goodman. Alcibiades cannot attain the good for himself unless he is taken to it by another. This is to be contrasted with Socrates, whom Agathon insists be lead to his house, but Aristodemus quickly cautions him against this, and insists that Socrates is fully capable of finding his way to the goodman’s house without being led by another (175a-b). We shall begin to see what grants Socrates this ability in the next section, and have a full understanding at the end of Chapter 4.
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and that his level of wisdom would be far closer to that of a slave’s than a god’s. The
greatest gift that Socrates can bestow, then, is the Bacchic frenzy of philosophy, i.e., a
love of wisdom, as this allows Alcibiades to make his own gains for himself, rather
than relying on the deficient knowledge of an older man. Unfortunately, because
Alcibiades is ignorant of human nature, all of these points are lost on him, and
because he cannot act on his desire he is oppressed by feelings of hopelessness.
Without Socrates, he thinks, it is impossible to reach the divine, and, because of this
impasse, he is doomed to deficiency.
‘I know that I know not’ – A Discussion of Socratic Ignorance
An Introduction to Socratic Ignorance
One of Socrates’ most famous and frequently given claims is his disavowal of
knowledge, which is often paraphrased in the literature to ‘I know that I know not’,
and is labeled, appropriately enough, as ‘Socratic Ignorance’. Most analyses of this
concept focus on the Apology, which contains its most well known formulation (21d),
but there is evidence of Socrates disavowing knowledge in the Symposium also, at
175e, and a further disavowal of knowledge is recounted second-hand through the
speech of Alcibiades (216d). In this section I will assess Socratic Ignorance within the
context of the Symposium, and I believe that this will be beneficial, as by focusing
here we are able to gain a unique insight into the significance of this assertion because
of the particular emphasis of the dialogue.
Until relatively recently most commentators have argued either that Socrates’
disavowal of knowledge is either wholly ironic, serving only to stimulate
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conversational partners to put forward their own view,18 or they take Socrates at his
word, and see the claim merely as his acknowledgement that he really knows
nothing.19 More recently there have been some influential attempts to reconcile
Socrates’ occasional claims to, and demonstrations of, his own knowledge with his
frequent protestations of ignorance by arguing that, although he does possess
knowledge of such things as mathematics, he lacks knowledge of things like the
nature of virtues and the soul.20 Such interpretations fail to capture the significance of
such a mindset for the philosopher as a lover of wisdom, however, and most
contemporary analyses see Socratic Ignorance as an essential part of our quest for
knowledge.21 In the recognition of our deficiency we free ourselves from the illusion
that we are knowledgeable, and with this awareness we are in the best position to
learn.
Though I believe that this interpretation is ultimately accurate, it is not yet
sufficiently fleshed out to eliminate certain ambiguities, and so fully explain the
significance of Socrates’ disavowal of knowledge. To uncover this ambiguity let us
consider the following question: ‘How do I know that sugar is sweet?’ We could
answer this in many ways, but here I will consider two: 1) we could have tested every
grain of sugar, and so then claim to know that sugar is sweet from this – or, at least,
tested a great deal of sugar and generalized from this; or 2) we could know the nature
of sugar, understand that it is essentially sweet, and from here claim to know that 18 Such an interpretation can be traced back as far as Aristotle, who, in his Sophistical Refutations, argues that Socrates disavowed knowledge to ensure that the definition reached in conversation was as complete as possible (183b5-10). For a more contemporary advocate of this view see Norman Gulley (1968). 19 In the ancient world this view is most famously put forward by Cicero in his Academica, but it is also held by some modern commentators, such as Charles Kahn (1999: 89). 20 See especially Thomas Brickhouse and Nicholas Smith (1994). 21 See especially Terrence Irwin (1995: 17) and Mary Margaret MacKenzie (1988: 333).
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sugar is sweet. Each of these answers assumes a very different kind of knowledge
claim, and we ought to keep this in mind when understanding the phrase ‘I know that I
know not’.22 Immediately we must reject the idea that Socrates, like the person who
has tested every grain of sugar, bases his claim to know his own ignorance on having
tested the limits of his own knowledge in respect to every topic. The practical
concerns here are immediately apparent. Even by actively undertaking such a task
through dialectic it would be beyond temporally finite beings to claim rigorous
knowledge of their own ignorance before their deaths. Far more troubling for such a
view, however, are the philosophical concerns that we have identified in the previous
three sections. Without self-knowledge we will often not be able to become aware of
our own deficiency through dialectic, and even if we could there is no guarantee that
we would act on this knowledge. Socratic Ignorance cannot merely be an awareness
of the deficiency of our knowledge, as this in itself does not place us in a position to
22 One more alternative that it will be important at least to note is that one could argue that one has had a lot of sugar, all of which has been sweet, and therefore, although one cannot say with certainty, one can be sufficiently warranted to assert that all sugar is sweet. Gregory Vlastos (1985) gave a famous analysis of Socrates’ disavowal of knowledge, though rather than focusing on the significance of this claim for learning, he instead attempts to understand how Socrates could simultaneously assert that he knows nothing, but also state that he knows, for example, that the wicked man will have a worse life than a good man (G, 512b). Vlastos’ solution is to assert that Socrates used the term ‘knowledge’ ambiguously, both in a technical and in a quotidian way. Vlastos separates out ‘certain knowledge’, which is infallible, stable and divine, from ‘elentic knowledge’, which is often full of holes, but which is usually enough to satisfy our practical needs. Applying this to our current discussion we could argue that Socrates’ claim that ‘I know that I know not’ is an elentic statement, so although it is far from certain, Socrates is warranted to state it through experience, and that this is useful enough to help him in his quest for knowledge. This account, however, seems unsatisfactory for two reasons. First, whenever Socrates disavows knowledge he does so without hesitation, indicating that it may be more than merely a strong belief, but something that he knows with certainty. Second, though at the end of an elenchus Socrates usually admits the possibility that what they have together concluded may not yet be true, Socrates never admits the possibility that he may be wrong in suggesting that he is ignorant.
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strive freely for wisdom. Such a view would further assume an understanding of
ourselves in relation to the good.
As Kierkegaard claims, Socrates’ disavowal of knowledge is not based on
empirical evidence:
But ignorance, is a truly philosophical position, and at the same time is also
completely negative. In other words, Socrates’ ignorance was by no means an
empirical ignorance; on the contrary, he was a very well informed person, was
well read in the poets and philosophers, had much experience in life, and
consequently was not ignorant in the empirical sense (Hong ed, 1989, 169).
In agreeing with Kierkegaard here I am not claiming that feeling aporia in our
knowledge of particular topics is unessential in the development of our knowledge,
but that these moments are dependent on our ability to disavow knowledge in general,
which in turn is based on a broader philosophical understanding. Socratic Ignorance is
not merely an awareness of any particular deficiency, nor a collected awareness of all
of our particular deficiencies, but a general mindset, or a way of life, in which we
understand that none of our claims to knowledge are perfect, nor could they be. In
what follows I will argue that Socrates’ knowledge of his own ignorance follows
necessarily from his own self-knowledge, and I hope to show that the kind of self-
knowledge that is prioritised in the Symposium is necessary to know our own
ignorance, and therefore for ensuring the motion of the rational soul.
Intermediacy Revisited
The three speakers examined previously understand themselves in very different
ways. In comparing himself to Eros, whom he posits as the ‘greatest of the gods’,
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Agathon argues himself divine; Aristophanes, by contrast, believes himself, and all
other creatures, to be defined solely by deficiency; and Alcibiades sees himself as
completely divine at certain times, and wholly deficient at others. It is Socrates alone
who posits himself as an intermediary being, and the first task he sets himself in his
encomium is to demonstrate the distance that lovers occupy from both divinity as well
as from a state of total deficiency (202a-e). For our present purposes the most
significant claim that Socrates makes is that we exist in between wisdom and
ignorance (202a), and so although we are able to develop our knowledge to a great
extent, we will never be able to long hold onto a rigorous understanding of the world
as a whole. Because his speech immediately follows Agathon’s, his initial priority is
to deny that we are wise and good creatures through arguing that we love only what
we lack, but he then proceeds to claim that, because lovers constantly strive towards
the divine, we are not wholly deficient creatures either.
The real development that Socrates makes over the other speakers, however,
as R. E. Allen argues (1991: 49), is to claim that lovers share in both deficiency and
divinity simultaneously, and this is the ultimate ‘moral’ of the myth of Eros’ lineage.
Eros is a child of both Poverty and Plenty, and because of this “his life is set to be like
theirs” (Smp, 203b, my emphasis), rather that to be like one or the other. Eros is not
simply like his father at one time, and like his mother at another. As Socrates states,
eros is “always poor” (Smp, 203c), because regardless of what he comes to possess
everything that he gains will pass away. But Socrates’ speech is still an encomium of
Eros (and eros), though Socrates, unlike Agathon, does not simply pick all of the best
features that he can and attribute them to the figure; instead, he attempts to honour
Eros appropriately. Eros is a praise-worthy figure for his ability to continually spring
to life, and raise himself to levels unthinkable by most mortals (203e), though he
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hedges this claim by reminding his audience that everything that Eros possesses slips
away. Because of his mixed lineage, Eros, like all lovers, is an intermediary being,
and to have such a nature is to be governed by both deficiency and resourcefulness
simultaneously, neither wholly defined by poverty, nor wholly capable of
transcending it. Nowhere is this dual nature shown more clearly than in Socrates’
account of how mortals can possess something permanently.
As we have learnt in previous chapters, the gods, for Socrates, are in complete
possession of the good, and they hold on to these goods eternally. It is for this reason
that the gods exist in a state of Being. Intermediary beings are also capable of
possessing the good for a prolonged period of time, but he admits that the life of the
good person will only ever approximate that of the good god. Our share in divinity
gives us the resources to possess what we lack, but because we are also defined by
deficiency everything that we come to possess begins to pass away the moment we
attain it. Instead of continually existing in the same state, then, mortals approximate
such an existence through reproduction. Let us consider what Plato has to say about
the ‘permanent’ possession of knowledge to clarify these issues:
And it’s not just in his body, but in his soul, too [that he is being renewed], for
none of his manners, customs, opinions, desires, pleasures, pains, or fears ever
remain the same. And what is still far stranger than that is that not only does
one branch of knowledge come to be in us while another passes away, and that
we are never the same even in respect to our knowledge, but that each piece of
knowledge has the same fate. For what we call studying exists because
knowledge is constantly leaving us, because forgetting is the departure of
knowledge, while studying puts a fresh memory in place of what went away,
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thereby preserving a piece of knowledge, so that it seems to be the same (Smp,
207e-208a).
Consider, by contrast, the way Socrates discusses divine things later in his encomium:
“and all other beautiful things share in that [the divine Beauty], in such a way that
when those others come to be or pass away, this does not become the least bit smaller
or greater nor suffer any change” (Smp, 211b). Though the gods remain in continual
and unchanging possession of their wisdom, intermediary beings are incapable of
clinging to one numerically identical memory eternally. Instead, because we are
defined by deficiency we can only claim to ‘possess’ a certain piece of knowledge
because we are continually replacing our memories with new, but similar ones.
Because of our dual nature our ‘permanent’ possession of knowledge, or any other
good, will involve moments of wealth and deficiency in equal share. Reproduction is
an activity in which we continually come to possess something (the moment of
wealth), only to begin losing it immediately (the moment of deficiency). As Plato
argues, we cannot really exist in the same state over time; the best that intermediary
beings can hope for is merely to ‘seem the same’. The significance of this for our
present interpretation of Socratic Ignorance is that, no matter how much we develop
our knowledge, even if it comes to approximate the wisdom of the gods, every
particular memory we have is passing away, so even the wisest person will still share
in deficiency.
The Paradox of Socratic Ignorance
With the previous discussion in place we are now in a position to establish why
Socrates’ self-knowledge allows him to deny knowledge in general, and, in light of
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this, show the importance of such a mindset to lovers of wisdom. Before we begin this
discussion, however, it is important to note the peculiarity of the assertion that ‘I
know that I know not’, given that it simultaneously affirms and denies knowledge.
Many philosophers have failed to recognise this, and of those that haven’t many
attempt to avoid interpreting this claim as paradoxical, and instead try to explain this
peculiarity through other means.23 Mary Margaret MacKenzie (1988), for example, is
able to avoid interpreting this claim as a paradox by separating out two different types
of knowledge, one dealing with objects in the world, and the other with knowledge
itself, i.e., what knowledge would be like if it were possessed. She then argues that
Socrates has the second kind of knowledge, but not the first, and so his disavowal of
knowledge amounts to a claim that he has genuine second-order knowledge that his
first-order knowledge is deficient. In my interpretation of Socratic Ignorance I will
avoid such methods, however, and argue that we ought to interpret Socrates’
disavowal of knowledge as a truly paradoxical claim.
To begin our discussion it is important to note that Socrates only disavows
knowledge when someone has either assumed that he is knowledgeable, in general
(Smp, 175e, 216d, Alc, 124c, Rep, 1.338b), or in particular (G, 509a, M, 71b, 79c-d),
or after he has been accused of professing divine wisdom (Apo, 20e). At these points
Socrates is able, not only to deny being wise, but also to claim confidently that he
knows that he is not wise, because he understands that he is an intermediary being.24
23 One notable exception is Hyun Hochsmann (1985). 24 There is evidence in many of these dialogues that Socrates appreciates his own intermediacy, though this point is not often raised as explicitly as in the Symposium and the Republic. As early as in the Apology Socrates already believes that there are three kinds of beings: gods, mortals, and spirits, that share in both elements of a divine and mortal nature (27b-28a); and Socrates’ division of ignorance, right opinion, and knowledge in the Meno is extremely similar to his discussion of these issues at the beginning of his encomium in the Symposium, where he assigns each of these to certain kinds of beings.
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To know oneself as such a being gives one license to deny knowledge in general for
two reasons. First, we understand that we are deficient creatures, at an intermediary
point between wisdom and ignorance. We are therefore distanced from the divine, and
so lack greatly in the possession of knowledge. Second, regardless of the amount of
knowledge that we have come to possess, we still appreciate that we cannot escape
our deficient nature, and that this is reflected in our knowledge, as whatever we have
gained is already passing away, if it hasn’t completely already. With self-knowledge
we understand both our distance from the divine, and that our knowledge lacks
permanence, and so we are able to claim to know that we are ignorant in general, even
before we have tested the limits of our understanding through dialectic.
The assertion ‘I know that I know not’ is not simply expressive of the
deficiency of our knowledge, however, as the claim itself mirrors our own dual nature
by suggesting both ignorance and knowledge simultaneously. It is important to
remember that the knowledge that led us to understand the deficiency of our wisdom
also affirms its value. Mortal knowledge shares in both poverty and wealth, but
although it lacks the rigorousness of divine knowledge, and despite its temporal
finitude, in possessing it we are able to raise ourselves above pure deficiency. As we
learnt above, it is knowledge that smashes through the limitations that ignorance
imposes on us on our ascent to the divine. Because they recognise the value of
knowledge, those with self-knowledge will be lovers of wisdom, though rather than
having this feeling only on a particular level, having come to recognise, through
whatever means, their ignorance of particular topics, such people will feel a general
desire for wisdom, as they know that their understanding of any topic will be
deficient. People with self-knowledge, therefore, cannot but be philosophers, and
philosophy will be their general mindset. The phrase ‘I know that I know not’ is only
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one way to express one’s Socratic Ignorance, then; another is Socrates’ equally, if not
more frequently given imperative to strive continually for knowledge. Those with
self-knowledge will seek out situations in which they can test the limits of their
understanding, then seek out environments to trigger their erotic desire to produce
wisdom to overcome their particular deficiencies.25
The most proficient way to test one’s knowledge is through dialectic, and the
people with self-knowledge will eagerly seek out the moment of aporia. And such
people are in a better position to respond adequately to aporia than those in the past
three sections. Unlike Agathon, those who understand themselves as intermediary
beings will enter a dialectical discussion with the full expectation that their
knowledge will be proved deficient. Therefore, they will not see the illumination of
their ignorance as the result of trickery, and consequently will not by blinded by anger
at their conversational partner, as such figures as Thrasymachus were. If anything, as
the Eleatic Stranger suggests in the Sophist (230c), such people will become angry at
themselves that they could have been so foolish as to hold an inconsistent or
incomplete belief, and will feel relieved that their illusions have now been dispelled.
Indeed, because they have a desire to learn it is more likely that they would happily
welcome a partner who will quickly, efficiently, and continually show them the limits
of their knowledge, as only in aporia do we have the potential to learn.26 Those like
25 It is important to note that self-knowledge is neither a necessary nor a sufficient condition for being an intermediary being. It is not a necessary condition because lovers occupying an intermediary position between the deficient and the divine need not be cognizant of their own dual nature to occupy such a position. And it is not a sufficient condition, given that the gods can have self-knowledge that they are wholly divine creatures, free from poverty and deficiency. Only intermediary beings, however, can be Socratically Ignorant, given that only those who are governed by the principles of poverty and plenty simultaneously can both affirm and deny their own ignorance at the same time. 26 This seems to be Socrates’ reaction also, as in the Republic he states: “When you say that I learn from others you are right, Thrasymachus, but when you say I am not
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Aristophanes would laugh at such eagerness, but because people with self-knowledge
recognises their capacity to overcome pure deficiency they will not snigger at such
opportunities. Aristophanes’ laughter at deficiency shows that he does not truly
understand the tragedy of being separated from the divine. Those with self-
knowledge, by contrast, are the people most aware of their own deficiency, and the
detrimental effects it has on their lives. Because they take their ignorance so seriously,
they will never simply laugh at those who strive for knowledge.
In thinking this way, people with self-knowledge avoid the impasses that face
both Agathon and Aristophanes in overcoming their ignorance, but the real benefits
for such people comes when they are cured of Alcibiades’ malignant ignorance.
Because being an intermediary being is to be governed by two principles
simultaneously, people with self-knowledge understand that they can never be simply
ignorant or wise. Regardless of the developments they make, such people will
recognise that they will never transcend deficiency, and so it will be necessary
continually to strive for knowledge, even when they have developed their wisdom to
near-divine levels. If at any stage in their ascent they over-value their own
developments, and come to think of themselves as god-like, they would have been
caught in the trap that snared Agathon, as those who think themselves perfect cannot
respond appropriately to the moment of aporia. In understanding that they can never
escape their own deficiency, regardless of how high they ascend, aporia will continue
to lead to moments of puzzlement, rather than impasse.
Like Eros, most people oscillate between ignorance and wisdom. We all have
the resources to possess knowledge, however we will soon by plunged back towards
grateful [to my conversational partners], that isn’t true. I show what gratitude I can, but since I have no money, I can give only praise” (Rep, 1.338b).
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deficiency when it is forgotten. Even those with malignant ignorance have the
potential to gain knowledge – they simply cannot benefit from dialectic. Those who
understand themselves as intermediate beings, however, are able consistently to
become aware of the deficiency of their knowledge, and with this awareness they will
be able to make the knowledge they do possess more valuable. People with self-
knowledge recognises the value of their knowledge, despite its inherent deficiency,
and so knows that it would be a tragedy simply to let it pass away. Because they are
able to respond to the moment of aporia appropriately, such people are in a position
continually to replace their knowledge, and in doing so go some way to halting the
cycle of endless oscillation between ignorance and wisdom, and to preserve their
proximity to divinity. Though their memories will still be passing away, because they
‘seem to be the same’ over time, the knowledge that they do possess will become
more valuable, as it has transcended its temporal finitude to a great extent. If such
people are able constantly to strive for more knowledge, and reproduce it as they
ascend – and we have seen that there are no impediments in their doing so –, then
they alone can truly claim to be ‘wise’, in any meaningful sense of the word.
To claim ‘I know that I know not’ is highly paradoxical in that it both affirms
and denies knowledge simultaneously. Self-knowledge, after all, is a knowledge that
informs us of our own ignorance, and the deficiency of all of our knowledge.
Knowledge of our own intermediacy, however, affirms the value of our knowledge
also, and leads us to understand that attaining knowledge is an essential moment in
transcending total deficiency. With this simultaneous awareness of the value and
deficiency of our knowledge we see the necessity of reproducing our memories, and
in doing so we are able to grant our knowledge a value that it previously lacked, and
so be able to claim to ‘possess’ knowledge, in a way like that of the gods. Although
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ignorance usually serves as the limit to our ascent, or a stillness in our rational soul,
Socratic Ignorance not only leads us to learn, but such a mindset is the one that most
assures that our rational soul stays in motion. Socratic Ignorance, therefore, is an
essential element in the life of the philosopher.
Some Concluding Words on Socratic Ignorance
Now that we have considered the benefits of Socratic Ignorance we must determine
how we are able to overcome self-ignorance. Unfortunately, Plato remains relatively
silent on this issue, and we are never told how Socrates himself came to have self-
knowledge. From what we have learnt, however, it is clear that there is no reliable
method by which we can overcome our self-ignorance, as dialectic cannot assuredly
lead to puzzlement until after we have self-knowledge. Given this, it becomes clear
that Plato has said the most he can on the issue when he asserts that philosophy begins
in wonder (Tht, 155d). Philosophy begins with an event that shakes us from our
dogmatic slumber, in which we either believed ourselves to be wise, or were simply
unaware of our own ignorance, by illuminating the deficiency of our knowledge, and
instilling in us a voracious desire to learn. Such a situation may happen by chance, in
an Archimedean moment of discovery, or by being inspired to become wise by a close
teacher, or even through the constant badgering of an annoying gadfly. None of these
methods will assuredly work for us, but when this moment comes we have to utilise it
as best we can.
Though this initial moment of wonder is instrumental in helping us overcome
our self-ignorance, it in itself is not sufficient for bringing us to self-knowledge. First,
it is likely that this moment will only indirectly lead us to become aware of our self-
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ignorance. For example, the initial experience may only lead us to understand that we
were ignorant in regards to one topic, and although such an experience confirms that
we were not divine, we may only consciously come to this conclusion after some time
– possibly years. Second, even at this point we could hardly claim to know that we are
not divine, as here it is most likely we would only have a weak belief of this. The
moment of wonder, then, is an essential, though deficient moment in beginning the
movement of our rational soul, so now we must establish how we can utilise this
moment to overcome our self-ignorance.
The answer may initially appear somewhat unsatisfying but, for Plato, it seems
that to understand ourselves as intermediary beings we simply have to give ourselves
strong enough evidence of our own intermediacy. Our belief in our intermediate
nature will become stronger as: i) our knowledge is shown to be deficient in a whole
range of topics; ii) we overcome our ignorance and develop our knowledge in several
cases; iii) come to understand that, at times, we have forgotten what we learnt; and iv)
experience situations in which we have developed our knowledge to a great extent,
and yet are still unable to give a complete account of a topic. Of course, without self-
knowledge these developments will be staggered, as it is not until we are wholly
‘infected’ with Socratic Ignorance that aporia will reliably lead to a moment of
puzzlement for us. However, the more we see ourselves repeatedly undergoing the
process of recognizing our deficiency, overcoming it, only to see that we have not
completely transcended it, the more we will appreciate our own nature, and the
stronger our belief in our intermediacy will grow. With a strengthening belief in our
own intermediacy our dialectical conversations will be smoother. Once we have a
strong enough belief in our own intermediacy we will have sufficient motivation to
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look at ourselves, and discover the philosophical basis for our own intermediacy, and
so gain self-knowledge.
This, of course, is a long and difficult process for Plato, and even after we
have attained self-knowledge we must still struggle to preserve it. After all, our
knowledge of what is good is not permanent, and there is always the possibility that
we will fall back into ignorance. We need to be in a position to reproduce our
knowledge of what is good, then, as it passes away. There are several influences that
could exacerbate this process. Poets and pedagogues often masterfully produce
images that are at odds with the truth, which encourage or confuse us into pursuing
deficient ends. Furthermore, as we satisfy material pleasures our soul is drawn back
towards the world of becoming, obscuring our vision of the divine, and preventing us
from being able to reproduce the knowledge of what is good we had previously
attained. And finally, it is in our nature to simply forget what we have learnt, so even
in the best environment we will still need to be able to quickly and efficiently
reproduce our knowledge. Maintaining self-knowledge is not an easy thing in itself,
of course, and there are two concerns of which lovers, particularly, must be aware.
First, raising oneself only part of the way to the divine is an amazing feat, and even
here the world will seem more fantastic than we could have previously imagined. But
as we begin to see the world as one of gold, i.e., one infused with the good, we ought
to be careful not to be content with a partial view of this world, as dazzling as it may
be. Second, despite all of our efforts, we will inevitably see the deficiency of anything
we gain, but we must not become despondent about this, and come to believe, like
Aristophanes, that ‘ascent’ is simply a movement from one deficient state to another
equally problematic one. To avoid these traps we must consistently remind ourselves
of our dual nature, and prove to ourselves, through dialectic, that we are both deficient
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and resourceful. We must be sure never to rest on our achievements for too long, lest
we begin to forget our own nature, and so fall back into a position in which our
response to aporia is problematic. Thankfully, with a sufficiently strong belief in our
own intermediacy, and particularly with self-knowledge, we will feel the constant pull
of philosophy which encourages us to seek out aporia, learn from it, and so become a
living image of divinity.27
A Brief Coda to Part I of this Thesis
Having established the role that both reason and eros have in coming to possess the
good, and the necessity of Socratic Ignorance in this process, the first part of this
thesis is complete. But before we begin the application of the theoretical framework
that has been hitherto established to the Scala Amoris passage in the Symposium it
will be worthwhile to overview what we have learnt thus far.
Mortals are sundered from the divine, and in comparison to the gods we live a
miserable and deficient life, poor in all of those goods that are to be valued. However,
because we are intermediary beings, and creatures of becoming we are able to
transcend our pitiable state and come to possess those things that are essential to the
good life. Only in eros, however, do we find a desire strong enough to push us
continually towards the heavens, and to preserve our proximity to it, and resilient
enough to by unconcerned with the monumental difficulty of such a task. Eros,
however, is a problematic desire, and it needs to be correctly guided if it is to be an
effective tool in our ascent to the divine. We are reliant on reason to prevent eros from
27 My discussion of Socratic Ignorance within the context of the Symposium has one notable gap: I have not yet addressed Socrates’ claim that the only thing that he understands is ta erotika, or the ‘art of love’ (177e). I will consider this passage in Chapter 4 when I turn to consider Socrates’ position on the Scala Amoris.
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drawing us towards deficient goods, and to direct the appetitive soul towards
environments in which erotic desires for the truly good can be nurtured. However, as
we learnt in this chapter reason needs to educate itself in what is good lest it steer our
erotic desires towards deficient ends. To ensure that we are able to both continually
gain new knowledge of what good, and to reproduce this knowledge, it is necessary to
be Socratically Ignorant, i.e., to know ourselves as intermediary beings, which breeds
in us a general desire for wisdom, which in turn drives us towards dialectic so that the
limits of our knowledge may be tested. Not only does self-knowledge motivate us to
seek out the moment of aporia, it also ensures that it will consistently lead to
moments of puzzlement, rather than moments of impasse.
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PART II: THE ASCENT TO DIVINITY
Chapter 4: Catching a Glimpse of Divine Beauty
At the dramatic and philosophical zenith of the Symposium is Socrates’ description of
the ascent of the lover from the point at which he1 pursues a single beautiful body
through to the time that he turns his attention towards a whole ‘sea’ of beautiful
objects, and finally divine Beauty itself. This passage (210a-212b), often referred to
as the Scala Amoris, or the ‘Ladder of Lover’, has been of particular importance to
Plato scholars for millennia, both for its philosophical complexity and its aesthetic
vigour. But, undoubtedly, another central reason why it has been of perennial interest
to so many readers of Plato has as much to do with what is left out of Socrates’ story
as what he puts in. Though he advances a view we can clearly identify as Platonic,
Socrates gives us only the broadest outline of how the lover achieves his vision of the
divine. The reader is given a great deal of latitude to play with the ideas that Plato
discusses here, and this is a mixed blessing. On the one hand, it is useful for setting
the rational souls of readers into motion, but, on the other, it is difficult to determine
what Plato was hoping to impart to prospective lovers for their own journey to the
divine, even if we acknowledge that he did not attempt to give a complete and
rigorous doctrine of ascent here.
Due to the particular way that Plato constructs this passage, and Socrates’
encomium as a whole, there are a plethora of different interpretations of the Scala
Amoris which sometimes vary so greatly from each other that it is difficult to believe
that they could all refer back to the same eight hundred words. With the theoretical
1 When referring to the lover of the Scala Amoris passage I will be using the male pronoun so that there is no disharmony between my discussion and the frequent quotes from the Symposium, in which Plato also uses the male pronoun.
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framework that was established in the first part of the thesis, however, we are in a
position to work our way through many of the ambiguities that riddle this passage. In
doing this we can go some way towards resolving the major points of contention. In
the first part of my reading I will i) give an initial profile of the lover who is climbing
the Scala Amoris, ii) establish what motivates the lover to ascend, iii) determine the
relationship that the lover has to the objects of his desire as he moves from one rung
to the next; iv) explore how the lover comes to possess the truly good life; and v)
question whether the lover’s ascent really ‘ends’ with him remaining in the presence
of the divine. Before I begin my reading, however, it will be important to say a few
words about eros in the Scala Amoris passage.
Some Issues Regarding Eros in the Ascent Passage
At the centre of the ascent passage is eros itself, but despite the fact that Socrates went
to great pains to demonstrate that eros is a desire to possess the good felt in the
presence of the beautiful, he says little else about the nature of erotic desire in his
speech. Thus, when a reader of the Symposium comes to the ascent passage eros
remains something of a mystery, as would, therefore, the role it plays in the lover’s
attempts to possess the good. Indeed, as is shown in the myriad of different
interpretations of the Scala Amoris, one’s account of erotic desire greatly influences
how one understands the lover’s ascent. It will be useful to review some of the main
interpretations of eros to be found in the literature, and compare and contrast my own
position to these views. It is beyond the scope of this thesis to explore each
commentator’s understanding of eros in detail, or to highlight the nuanced distinctions
between these views. Nevertheless, they can be expediently discussed under three
headings without misrepresenting them severely. Those in the first two groups give a
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similar account of erotic desire, but where the first posit eros as a rational desire, the
second argue that eros is separate from reason. In the final group are those who
understand eros as an appetitive desire. To complicate matters, in many readings,
commentators often fail to give a description of their understanding of eros, so for
many we will have to reconstruct their account from claims they made about eros’
abilities, and attempt to fit them under this framework as carefully as we can.
Under the first heading we can group the accounts of eros given by R. E. Allen
(1991), Terence Irwin (1995), Charles Kahn (1999), and Frisbee Sheffield (2006), all
of whom argue – and, with the exception of Allen, explicitly state – that eros is a
rational desire for the good. At the heart of each of these accounts is a rejection of the
idea that there is any meaningful opposition between eros and reason; eros simply is
an expression of our rational activity. The only reason it deserves its own moniker is
that it is the strongest of all rational desires, and it is triggered only in the presence of
the beautiful.2 As a rational desire eros’ relationship to its end and its object is
complex, as it is mediated by the lover’s understanding of what is good. On this
reading, a lover will not feel an erotic desire in the presence of a particular kind of
beautiful object until he has come to understand that the good this object reflects is
something important to pursue. The fact that the lover has an erotic desire for
beautiful souls, therefore, would demonstrate that he has come to understand that
virtues of the soul are essential to the good life. Similarly, the moment the lover stops
believing that these virtues are important for the good life his eros will become
indifferent to beautiful souls. As eros is merely an expression of the rational soul,
these commentators explicitly state that the development of our understanding occurs
within eros itself, so the ascent of the lover is an account of eros’ own learning about 2 This claim was not made by Allen, however, as, for him, all desire is erotic (1991: 48).
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what is good. In addition, eros’ relationship with its object is mediated by knowledge.
Eros is attracted towards a particular object as a beautiful x – for example, a beautiful
law or a beautiful soul –, and eros pursues it because it understands the object’s
important place within the good life. In the context of the Scala Amoris, eros
understands that particular kinds of beauty will provide a fertile environment in which
the lover will be able to give birth to certain goods. In pursuing beautiful objects, eros
both deliberates about how best to attain the ends it has set for itself, and it attempts to
predict the consequences of various avenues of action. Because it is a complex desire,
capable of many different kinds of cognitively engaged activities, eros is the only
principle required to explain the lover’s behaviour on the Scala Amoris. Or, to put it
another way, reason alone is at play in the lover’s ascent, and there is no room here
for appetitive desire.3
3 It is interesting to note that, despite the similarity of the accounts of eros given by these commentators, they each arrive at their understanding in very different ways. Allen and Sheffield focus almost exclusively on Socrates’ encomium, with very little reference to other dialogues, to develop their accounts of erotic desire. Allen bases his reading on Socrates’ claim that eros is ‘of something’, arguing that if a desire is ‘of’ a particular object, then it must be aware of what kind of thing that object is, and how it will bring us closer to the possession of the good (1991: 50). Sheffield, by contrast, builds her reading almost exclusively on the myth of Eros’ lineage (203b-204a), arguing that, because Eros schemes after what he lacks, eros must be a deliberative, and therefore cognitive desire, both able to understand the nature of the good, and recognise objects as beautiful (2006: 50). Without reference to any other dialogues, then, both figures have reconstructed an account of erotic desire in the Symposium that is wholly commensurate with Plato’s description of rational desire in Republic IV. The accounts of eros in Plato’s other dialogues, however, are entirely at the fore of the minds of both Kahn and Irwin in their readings, as is the fact that describing eros as a rational desire in the Symposium would be wholly at odds with Plato’s description of eros in Republic IX, and the Phaedrus. Both, however, felt that only by attributing to eros a rational nature could they account for the lover’s behaviour in the ascent passage. Such a move is, perhaps, more understandable for Irwin, as he has a developmental account of Plato’s thought, but quite surprising for Kahn, who completely rejects a developmental reading of the dialogues. Kahn avoids taking a developmental reading here, however, by suggesting that the eros of the Symposium is nothing other than the (rational) desire for the good at the heart of the Socratic Paradox in both the Gorgias and the Meno, which then became rational desire in the Republic (1999: 63). The eros of the tyrant in Republic IX, then, is an entirely new
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As it was written almost four decades ago, the account of eros given by J. M.
E. Moravcsik (1972) will be one of the oldest that I will discuss here, but although it
is less influential than it once was, it is still an important and sensitive reading of the
ascent passage.4 Ultimately, Moravcsik’s account of eros is quite similar to the one
that we have just examined, but he separates the activities of eros and reason from
each other. For Moravcsik, reason is solely concerned with the pursuit of knowledge,
and in the context of the Scala Amoris passage, knowledge of what is beautiful,
specifically by coming to appreciate the beauty of new kinds of objects, and
recognizing relationships between these objects. Eros, by contrast, pursues beautiful
objects in the world once they have been illuminated by reason. Reason, on this
reading, has the task of directing eros towards the beautiful, but, because of the way
Moravcsik understands eros, reason does not have to be particularly ‘hands on’ here.
Unlike the engineer who forces a surging river along a particular path by constructing
dams and trenches, reason directs eros in the same way a tourist guide book directs
people towards landmarks. Reason need only inform eros of what is beautiful,
confident that it will pursue these objects (and only these objects) in turn. Eros needs
only minimal guidance because on this reading it is not a “blind passion, [but] a wish
or desire … for things deemed on account of their nature of be worthy of having their
attainment become man’s ultimate goal” (1972: 290). On this reading too we can see
that eros has a complex relationship with both its end and object. Eros seeks out those
objects it has recognised as beautiful, and it does so because it pursues only those
goals the lover understands as valuable. On this reading it is impossible to live a
concept in Plato’s philosophy, baring no relation to the eros of the Symposium. All that has occurred here, therefore, is a lexical, rather than a philosophical change. 4 Such was the value that Gerasimos Santas (1989) placed on this reading that he assumed all of Moravcsik’s conclusions for his own examination of the Scala Amoris passage.
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purely erotic life, given that the actions of eros are so intertwined with reason. For
Moravcsik, eros simply does not act until reason has furnished it with an account of
what is good. Therefore, the only danger for the person who always responds to the
pull of eros is that they may be ignorant of what is good. Eros itself is beyond
reproach as a tool for reason.
Up until this point I have focused on those readings in which authors have
attempted to give at least a minimal description of the nature of eros beyond being a
desire for the good, but, as foreshadowed above, there are a large number of
commentators who give no further account of eros in their reading of Socrates’
encomium.5 We can, however, attempt to position many of these commentators in one
of the two groups we have already discussed by considering that all of these scholars:
i) assert that eros pursues different kinds of beauty in accordance with the lover’s
understanding of what is good; and ii) seem to suggest that eros is capable of
recognizing these objects as beautiful, and pursuing them without any guidance – or,
at least, they make no reference to such a need. Here too it seems that eros operates
through an understanding of what is good, and that it is able to recognise its object as
beautiful – key claims in both of the readings we have encountered. Without more
information, however, we cannot tell whether eros, in these readings, is an expression
of our rational activity, or separate from it, so the most that we can do is suggest that
these commentators fit into one of the two above groups.
Thus far, no commentator has seen any role for immediacy in the ascent of the
lover in the Scala Amoris passage, and, interestingly, those who posit eros as an
appetitive desire, i.e., one that does not operate in accordance with an understanding
5 See Allen Bloom (2001), F. M. Cornford (1971), G. R. F. Ferrari (2008), Thomas Gould (1968), Richard Hunter (2004), and A. W. Price (1991).
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of what is good, share this opinion, and view the ascent passage as a guide for lovers
to overcome their passionate eros. Such a view has most famously been given by
Martha Nussbaum (2007), and could also be read into claims made by C. D. C. Reeve
(2009).6 Let us discuss each in turn. Unlike other commentators who have constructed
their account of eros from the Symposium, Nussbaum looks to Aristophanes’ speech
to discover the nature of erotic desire – an account that she believes Socrates took up
with little change in his own encomium. Her focus is on Aristophanes’ description of
how lovers, consumed by their erotic desire for unity (which, Nussbaum argues, will
become ‘the good’ in Socrates’ encomium), come to neglect all other projects
(including staying alive) bar the pursuit of their beloved. She suggests that eros, in its
quotidian incarnation as sexual desire, is an irrational, wild, and passionate desire
that, more often than not, steamrolls through reason’s carefully laid plans. It is
important to note that, even though eros is irrational, it does seem to have enough
calculation to pursue a single beloved to the exclusion of all other things. This
suggests that, even if eros’ relationship to the end of its striving is immediate, its
relationship with the object of its concern is somewhat more complex. Unless eros
attempts to understand its object in some way, it seems doubtful that it could
persistently push the lover towards it. This will be important for our discussion below,
but returning to our present concern, eros is still opposed to rational planning because
its actions are not mediated by any knowledge of what is good, but merely a feeling of
lack (an innate one for Aristophanes, and one that is triggered by beauty for Socrates).
Because of this, Nussbaum believes that such a desire is wholly incommensurate with
a rational life, and ought to be something that a lover of the divine should overcome
6 It is important to note here that neither of these commentators explicitly refers to eros as an ‘appetitive desire’ in their description of it, though they do explicitly contrast it with rational desire.
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as quickly as possible, as it would tear him away from his concern for abstract goods,
and the pursuit of knowledge. She argues that the Scala Amoris passage details
Diotima’s cure for the plague that is passionate eros,7 as the lover comes to embrace a
calmer, more contemplative, and wholly rational life, free from the erratic tugging of
irrational eros. We may wonder how we could refer to someone as a ‘lover’ of the
divine if he has given up on all passionate desire. For Nussbaum, the lover does not
merely abandon eros in their ascent; instead, he comes to transform it into something
akin to a rational desire by turning his erotic attention towards more ‘perfect’ forms of
beauty;8 ones that are free from both change and ugliness. Here, it would seem, eros is
transformed from a passionate desire into one more akin to eros as understood by
Moravcsik.9
Despite her radically different understanding of the nature of eros, Nussbaum,
like the other commentators we have discussed above, sees the ascent of the lover as a
wholly rational exercise; or rather, one which appetitive desire retards when it is
present. I have suggested that Reeve may also have advanced such a view, but
because of an ambiguity at the centre of his discussion of eros this is not the only
possible reading of his claims. To begin, for Reeve, as for Nussbaum, the lover begins
his ascent under the sway of eros in the form of sexual desire – a passionate, and
seemingly irrational desire for a single beautiful body.10 As he ascends, however, and
come to reflect rationally on the value of the beauty that he has come to pursue, 7 This is a reference to Diotima’s ability, as recounted by Socrates, to hold off the plague for ten years from the city of Athens (201d). See Nussbaum (2007: 195). 8 The transformation of eros from an appetitive into a rational desire is more prominent in her article “The Ascent of Love: Plato, Spinoza, Proust” (1994). 9 In his analysis of eros in the Phaedrus, C. J. Rowe also argues that a philosopher must ensure that eros is transformed from a passionate force into a stable desire for wisdom if it is to find a place in the good life (1986: 170f.). 10 Note that Reeve, like Nussbaum, believes that a passionate, irrational desire is capable of pulling the lover for an extended period of time towards a particular object to the exclusion of all others.
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“psychological resources within the lover, beyond sexual responsiveness to physical
beauty, are coming into play. More of the lover is now involved in his love” (2009:
302). The claim that ‘more of ourselves is involved in our love’ could be read in two
ways. First, we could interpret Reeve as suggesting that our ‘love’, i.e., our eros, is
gradually transformed into something more akin to a rational desire, while preserving
some (unspecified) elements of eros’ original nature. On this reading, passionate eros,
as for Nussbaum, is something that we must overcome in the higher mysteries of eros.
Alternatively, we could understand Reeve as suggesting that our erotic attachment to
objects remains qualitatively similar, i.e., both irrational and passionate, but that
reason, independently of eros, takes an increasingly greater interest in the objects that
the lover pursues. If Reeve did advance such a reading he would be the only
commentator here to posit that immediacy would have a role in the lover’s activities
throughout their ascent.
There are great differences in how commentators understand eros, but my own
interpretation is different from all of them. At the heart of my reading is a division
between eros and reason. However I do not distinguish these desires, as Moravcsik
does, by the kind of objects they pursue, but instead by how they operate in the world.
My account of the workings of reason is not significantly different from the one
advanced by the first group of commentators, as I also argued that rational desires are
mediated by an understanding of the good. The only ends that reason pursues are
those it has come to understand as good, and it deliberates about the most proficient
way to achieve these ends. Reason also attempts to understand the nature of its
objects, and assesses the role such objects would play in its pursuit of the good. It is
through the rational part of the soul that the lover is able to plan courses of actions to
achieve particular goods, and to ensure that all distractions are overcome.
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Eros, by contrast, is a wholly appetitive desire, whose salient feature is
immediacy (in all of its incarnations), both in relation to its end and to its object. Eros
does not work in accordance with an understanding of what is good, whether its own
or that of the rational soul’s; instead, the ends that eros pursues are determined
entirely by the environment in which the lover finds themselves. In the presence of a
beautiful body eros leads the soul towards the production of physical goods, whereas,
when its attention is caught by beautiful laws, it will seek to give birth to just
institutions. In the presence of such objects eros will always drive the soul to pursue
the goods that these objects reflect, regardless of whether the lover has recognised
them as good or not, or even if he has come to believe that pursuing such ends would
be antithetical to the good life. When triggered to action eros will push the lover
towards particular ends with all its might, blind to other pursuits. But the moment
these stimuli leave, overwhelmingly strong erotic urges will begin to fade, and will
ultimately pass away entirely, only to be awoken again when triggered by yet another
kind of beauty. In pursuing these objects eros neither understands why its object is
beautiful, nor even that its object is beautiful, though it will be triggered all the same.
Eros has been pre-programmed to pursue the beautiful – it is its ‘natural object’ –, and
its response to objects in the world is entirely mechanistic, in that it reacts with
revulsion to what is ugly, and becomes infatuated with anything beautiful. It operates
like a cog in a machine, turning one way and the next, never directing itself, oblivious
to its role in the machine as a whole, and to the results of its own actions.
Because it is an immediate desire eros is highly problematic, and has the
potential to lead the lover away from divinity by madly striving for the most deficient
goods, completely ignoring those things that the lover has identified as most
important to the good life. But although eros and reason are opposed in nature, their
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activities need not be incommensurate. Eros is not merely a desire for self-
overcoming, but for self-transcendence. Although lacking any ability for internal
direction, because its object is beauty, the divinity that shines from heaven,
(reproductive) eros always pushes the lover towards the possession of the good.
Although eros cannot ever be anything but an appetitive desire, reason is not without
resources to utilise such a tool for its own ends, and it is able to guide eros towards
what it has understood as good. Because eros is not a cognitively engaged desire,
however, reason has to be forceful with it, and utilise both the whip and the blinders
continually to keep it in line. It must actively bring the soul to those beautiful objects
that reflect the ends reason pursues in order to focus eros adequately, and it must stop
eros rushing after any other object along the way. In doing so reason is able to marry
eros’ force to its own to drive the lover towards possession of the good. Such a union
is necessary if the lover hopes to achieve divinity. Reason is proficient at pointing the
lover towards the good, though it lacks the strength continually to lead the soul
towards this end; and eros, by contrast, is incapable of guiding itself, though it acts
with such force that it is capable of smashing through even the largest obstacles to
achieve its end. Only with reason’s guidance and eros’ force can the lover ever hope
to attain divinity.
It is important to remember that Socrates’ speech is not just any ordinary piece
of oratory; it is an encomium (i.e., a praise), and specifically an encomium of eros. At
the end of his speech Socrates’ appreciation of eros is clear, as he exclaims: “I praise
the power and courage of Love [eros] as far as I am able” (212b-c). The timing of this
claim ought not go without notice. He gives it immediately after the conclusion of the
ascent passage, where we have just left the lover in a world illuminated by divine
Beauty, indicating that eros has some praiseworthy role beyond the first rung of the
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Ladder, and well into the higher mysteries of eros. Though one should always
question whether it would be prudent to take Socrates’ claims at face value,
particularly when making such a bold assertion, in turning to the Phaedrus we can
see, once again, Socrates singing the praises of this most forceful desire. After giving
a speech denouncing the importance of eros in a relationship, Socrates expresses the
overwhelming need to exorcise himself of this slander, and give another speech in
which he describes eros as a ‘divine madness’. In his palinode he praises eros as a gift
from the gods, which is instrumental in helping humans raise themselves to the
heavens, and rejoin the gods in their celestial journey.
Though we ought to keep these positive words in mind, it is also important to
recognise that Socrates, unlike Agathon, is not so small-minded as to believe that
something is worthy of praise only if it is an assured means to raise us to divinity.
Socrates is critical of eros in both Republic IX and the Phaedrus, and there is no
reason to believe that he has been carried away by the festivities of the evening into
forgetting these problems – Socrates, after all, is never drunk at a party (220a). And
even though Socrates may have left some of the more unsavoury consequences of
acting on our erotic desire out of his speech, it is very clear that Plato did not when
writing the Symposium. One does not have to look very deeply into Alcibiades’
encomium, for example, to be reminded of the behavior of bad lovers in other
dialogues11 – indeed, Lysias’ speech in the Phaedrus could have been written with
Alcibiades in mind as the bad lover, if his outbursts against Socrates are at all
representative of his true feelings. Many of the problems that Socrates attributes to
eros, and appetitive desire in general, in various dialogues lie implicitly within the
11 Richard Kraut also believes that Alcibiades’ speech serves as a tacit discussion of bad eros in the Symposium (2008: 303).
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speeches of the other attendees, and although they are overshadowed by the praising
words of the revelers, they wait for an attentive reader to make them explicit.
On the Ladder: Pursuing the Good
In what follows I will attempt to give an initial profile of the lover of the Scala
Amoris passage by establishing the exact roles that both eros and reason have in his
pursuit of the good. There is no more appropriate place to begin our analysis than
with the opening lines of the passage, where Socrates states that: “A lover who goes
about this matter correctly must begin in his youth to devote himself to beautiful
bodies. First, if the leader leads aright, he should love one body and beget beautiful
ideas there” (Smp, 210a). Even with this brief description we already have important
clues for determining the forces that are at play in the lover’s soul at the bottom rung
of the Ladder, and, indeed, throughout his ascent. It is immediately evident that eros
has a grip on the lover’s soul, as Socrates states that he ‘loves’ a single beautiful
body. However, we ought not think that the lover here is someone who pursues bodies
for the sake of sexual gratification. In referring to this person as a ‘lover’ (e0rasth/v)
Socrates is clearly contrasting the erotic person on the Ladder both with the tyrant of
Republic IX, and the bad lovers of the Phaedrus, whose eros leads them to pursue
base pleasures, as well as from the charlatans he mentioned earlier in his encomium
(205d), whose eros leads them merely to drape themselves with beauty so as to appear
to be good. For Socrates, the only person to whom the predicate ‘lover’ ought to apply
are those who are led by their eros to ‘give birth’ in the presence of the beautiful, i.e.,
those who seek to reproduce the good for themselves. In the presence of this beautiful
body, then, the lover does not simply contemplate his beloved, nor satisfy his lust;
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instead, his eros pushes him towards self-transcendence by leading him to give birth
to the goods that this beautiful body reflects.
Eros, for Socrates, is a desire that is content to rush energetically towards any
beautiful object that comes along, and whether it is divine Beauty itself, or an object
with the merest spark of beauty, it will pull the whole soul towards it with as much
force as it can muster. The purely erotic lover, whether reproductive or not, is much
like a Don Juan, who pursues every beauty that comes along, and is incapable of
focussed devotion.12 A lover such as this will feel no desire for any object that is not
immediately present, though he will pursue any and every beautiful object that crosses
his path. Neither could such a lover, then, feel an erotic desire for a beautiful body
when it is absent, nor be erotically stimulated only in the presence of this body. The
only situation he would find himself in that would approximate such a state is if he
was constantly in the presence of a beautiful body, and if there were no other
beautiful objects around to perk his interest. But even here we could hardly call him a
‘lover of a single beautiful body’; instead, he would merely be a ‘lover of the
beautiful in general’ who is able to satisfy his erotic urges on one particular object.
The fact that the lover seeks out a single beautiful object at the bottom of the Ladder
to the exclusion of all others shows that something beyond mere (reproductive) sexual
desire is already at play. Something must be present to focus the lover in his pursuit of
a single beautiful body, and hold it back from pursuing other kinds of beauty. Such
activities are indicative of the workings of reason, and its presence in even the lower 12 This sentiment is captured by Moliere’s Don Juan who proclaims:
All beautiful women have a right to our love, and the accident of being the first comer shouldn’t rob others of a fair share of our hearts. As for me, beauty delights me wherever I find it, and I freely surrender myself to its charms. No matter how far I’m committed – the fact that I am in love with one person shall never make me unjust to others. I keep an eye for the merits of them and render each one the homage, pay each one the tribute that nature enjoins (trans Wood, 1953: 202).
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mysteries of eros is evident when we look more closely at the language Socrates uses
in this passage.
In a passage – and, indeed, a dialogue – that is infused with erotic imagery
Socrates uses distinctly unerotic terms in his description of the lover seeking out his
beloved: Here the lover is said:
1) 210a7: i0e/nai e0pi\ ta\ kala\ sw&mata (literally, ‘to go to beautiful
bodies’).13
2) 210b3-4: diw&kein to\ e0p 0 ei1dei kalo/n (literally, ‘to pursue beauty of
form’).
3) 210c7-8: e0pi\ ta\v e0pisth/mav a0gagei=n (literally, ‘to lead to kinds of
knowledge’).
We learn in the Phaedrus (253e-254e) that eros does not simply ‘go towards’
beautiful objects; instead, it charges towards them with all its might. Socrates is very
careful in his use of language in this passage not to mislead his audience into
believing that eros has a directive function in the lover’s life at any stage in his ascent.
Indeed, in giving himself over to his erotic desires the lover commits himself to a
directionless life, where he is pulled this way and that by the world of becoming –
hardly the life of one destined for the divine. It is important to note, then, that even on
the very bottom rung of the Ladder, the lover stands in both an erotic and a rational
relationship with the object of his concern. If the lover pursues a particular kind of
beautiful object, or, perhaps, a combination of different kinds, on every rung of the 13 It is interesting to note that the translation of the Symposium that I have been using throughout this thesis, by Alexander Nehamas and Paul Woodruff, translate this phrase as ‘to devote himself to beautiful bodies’, a phrase which, in English, is quite erotic indeed. By contrast, the unerotic language is preserved in the translations of R. E. Allen (1991, “going to beautiful bodies”), Seth Bernadete (2001, “go to beautiful bodies”), M. C. Howatson (Howatson and Sheffield, 2008, “directing his attention to beautiful bodies”), Benjamin Jowett (2001, “to turn to beautiful forms”), W. R. M. Lamb (1925, “to encounter beautiful bodies”), and C. J. Rowe (1998, “turn to beautiful bodies”).
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Ladder, it is necessary for something other than mere eros to be at work in the lover’s
soul throughout his ascent.
The lover of the Scala Amoris passage dedicates a great deal of time and
energy to seeking out particular kinds of beautiful objects on all rungs of the Ladder,
but we do not need to appeal to eros to explain this behaviour. We must be careful
here not to mistake eros’ vehement passion with that of reason’s calm tenacity. In the
Philebus Socrates asserts:
Now, this point, I take it, is most necessary to assert of the good: that
everything that has any notion of it hunts for it and desires to get hold of it and
secure it for its very own, caring nothing for anything else except for what is
connected with the acquisition of some good (Phlb, 20d).
Given that the rational soul alone operates in accordance with an account of what is
good, the desires that Socrates speaks of here must necessarily be rational desires.
Therefore, whereas eros ebbs and flows depending on the environment in which the
lover finds himself, insofar as he has a particular account of what is good, the lover
will feel a continual rational desire to pursue the ends that he has come to understand
as valuable. If the lover believes that the good life is to be found in the possession of
physical health, for example, he will ‘hunt’ after this good, deliberating about how to
best achieve this end, and focusing the whole soul on the pursuit of this good alone.
With his account of what is good the lover will see the world in a unique way.
Things that may have previously been met with relative indifference, such as fruit,
bicycles, and government health initiatives, will now take on a new significance and
value. Similarly, objects such as fatty food, alcohol, and habitually lazy people will
arouse negative feelings when none may have been felt before. Not all of these
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objects, however, ought to be valued (or avoided) to an equal extent, as the rational
lover must be careful continually to assess the importance of any particular object to
his pursuit of the good. That is, he must always question both whether an object will
help him achieve his goals or hinder his ascent, and also the degree to which this is
the case. The more beneficial an object is in coming to possess the good, the more a
lover ought to value it. Of all objects that he encounters, though, the rational lover
ought to value most highly the beautiful objects that reflect the goods he pursues.
Coming to possess the good is a difficult exercise, and despite reason’s considerable
abilities, it does not have the strength to commit the soul to a lifetime of continual
production and reproduction of the good. The courage to keep striving in the presence
of so many obstacles, and the strength to overcome these impediments is found in
eros alone, so the rational lover must find some way to bend eros’ force towards its
own ends. The rational soul has to incorporate eros into its own projects, and to do
this it must make sure that eros is directed towards the same ends as it has set for
itself. Reason must seek out proper environments in order to trigger erotic desires for
these goods, and although it will occasionally have to whip eros into line as it is
distracted by other objects, in staying in the presence of particular kinds of beauty
reason appreciates that, more often than not, eros’ energies will be directed in parallel
with its own. It is in the interest of the rational lover, then, to expend a great deal of
energy to seek out beautiful objects, as through them the lover is able to incorporate
immediacy into his own projects, and therefore accelerate his ascent to the divine.
The lover of the Scala Amoris passage is not a wholly erotic figure that
becomes entranced by certain objects; instead, he is a reproductive, rational lover who
pursues particular kinds of beauty in order to possess the good. On each rung of the
Ladder, therefore, the lover is both a rational and an erotic being, though we must be
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careful not to confuse their roles in the lover’s behaviour. In his pursuit of the good
reason has a directive function, while eros has a productive role. Reason’s job is to
seek out particular kinds of beauty, while preventing the other parts of the soul from
pursuing other objects, and in the presence of this beauty eros then drives the lover to
‘give birth’ to the goods that these objects reflect. As our discussion of the Scala
Amoris passage continues we will build on this profile, but with these initial points
firmly in place can we begin to navigate our way through the rest of the passage.
On the Ladder: Moving From One Rung to the Next
Prima facie, there is little difference in the behaviour of the rational lover of a single
beautiful body, and the person who is merely sexually attracted to a body, as both will
eagerly make their way towards this object and reproduce the good that it reflects.
Upon looking at the motivations of their behaviour, however, we can see that the two
lovers could not be more different. Whereas the latter blindly pursues his object,
unaware of its value, and indifferent to the consequences of his actions, the former is
drawn by reason towards his object with an understanding of its value, and a firm
belief that his actions will lead him closer to divinity. But even though Plato believes
that rational lovers of any kind are superior to those who are led by appetite alone,14
the main target of criticism in his dialogues are those who find value in bodies above
14 Although all purely erotic lovers are similar insofar as their actions are directed by the appetitive soul alone, there are, for Plato, many different kinds of rational lovers. In Republic VIII (see also Phdr, 248d-e) Plato describes many different kinds of people, all of whom (bar the tyrant) are rational to some extent, but the influence that reason has on their souls varies. We ought not assume, then, that all rational people are like the lover of the Scala Amoris passage, who, as we shall see below, is a philosopher; the kind of person for whom appetite has no directive influence whatsoever.
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all other things.15 The rational lover of bodies is not much closer to the divine than the
wholly erotic person, so we must ask why Plato believes that the former is on a path
to divinity, while the latter is not. That is, why is the bottom rung of the Ladder
reserved for rational lovers of a single beautiful body? Although it may be true that
they are not much closer to the divine, in giving up the dubious freedom that a wholly
erotic life offers, and in organizing their actions in accordance with an account of
what is good, such people are in a much better position to ascend to the divine than
the erotic person. The Athenian expresses this sentiment in the Laws as follows:
But no matter how states or individuals think they can achieve the good, it is a
conception of the good that should govern every man and hold sway in his
soul, even if he is a little mistaken (Laws, 9.864a).
The hedge at the end of this passage does not belie the peculiarity of this claim, given
that Plato sees ignorance of what is good as a very harmful disease indeed – being
ignorant is never a little mistake. But even those with the most deficient account of
what is good are worthy of some praise insofar as they have committed themselves to
a process of self-transcendence aiming at the divine, despite the fact that they are, as
yet, greatly mistaken in what the good life consists in. Whereas the wholly erotic
person is still an unthinking cog in the world of becoming, pulled this way and that by
their environment, the rational lover has committed himself to take responsibility for
the direction of his striving. He is, therefore, able to revise this trajectory by
developing his understanding of what is good, thus directing himself ever more
precisely towards the divine.
15 In the Sophist (246a-c), for example, Plato is highly critical of the titans, whom he describes as beings that value only what they can ‘hold in their hands’, i.e., tangible bodies. Such people are contrasted with the gods, who find most value in intangible things, such as virtues of the soul like justice and wisdom.
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Nowhere in the dialogues does Socrates have a discussion with a wholly erotic
person, e.g. with a tyrant, because he knows that no good would come of it. One could
no more educate such a person to pursue certain goods than one could convince
gravity to operate on some objects and not others. Socrates’ ready criticism of lovers
of bodies is an acknowledgement that such people are fertile grounds for education.
Because they have a conception of what is good, and aim for the ‘divine’, the path of
their striving can be redirected towards increasingly more important ends. The Scala
Amoris is the story of the development of the lover’s understanding of what is good,
and on each rung of the Ladder he pursues different kinds of beautiful objects in
accordance with this changing understanding. As he comes to see the incredible value
of goods of the soul, for example, much of the energy that he once dedicated to
seeking out beautiful bodies will now be used to pursue beautiful souls, and
consequently the virtues that eros now gives birth to will be very different than they
were before. The lover then repeats this process on every rung of the Ladder until he
catches a glimpse of the divine, and is inspired to give birth to true virtue. Although
we now know what it is to move from one rung of the Ladder to the next, we have yet
to identify what motivates the lover to ascend, or whether anything is needed to
ensure that this ascent is as smooth as possible. The rest of this section will be
dedicated to exploring these issues.
Dissatisfaction and the Production of logoi
As we learnt in Chapter 2, to have a desire requires both an image of something to
strive towards, as well as an initial feeling of lack, so, unless we are aware of the
deficiency of our account of what is good, we will feel no desire to develop our
understanding. There are times at which we will be so impressed by the weight of
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evidence given in our experiences of the world that we cannot but abandon our
previous beliefs, but such events are relatively few and far between, as the world has
no interest in highlighting our deficiency. It is little surprise, then, that, in the
Republic (6.505d), Socrates argues that most people are perfectly content to wallow in
their own ignorance. Although these people believe that they are striving after the
divine, they only pursue an image of the good life, so, at most, their activities will
merely lead them to possess a handful of goods worth pursuing. Because of their
faulty accounts they praise beautiful objects that are only minimally valuable as
though they were tools for raising them the whole way to divinity, and they neglect
other objects that ought to be valued as much, if not more so, than the ones they
currently do. Such ignorance can frequently lead people into trouble – a rational lover
who eagerly pursues beautiful bodies may often (justifiably) receive a slap if he
neglects other virtues such as temperance and a concern for manners –, but more often
than not, these experiences can have an educative role, indicating to the lover that
there are goods of which he is hitherto ignorant. At times, however, living in
ignorance can have far more terrible consequences, as the flaws in one’s account can
sometimes manifest themselves so dramatically that one doesn’t get the chance to
learn from one’s mistakes. Such events litter history books and works of literature,
though nowhere are they shown more poignantly than in love stories. Shakespeare’s
Romeo and Juliet, Goethe’s Werther, and Euripides’ Jason, were all too late to
appreciate the problems with loving something too much or too little. Because eros is
such a powerful desire, rational lovers ought to be very careful where they direct its
fury, lest they do immense harm, both to themselves, and others.
Such stories alone should be enough to convince any lovers that they cannot
have a ‘wait and see’ policy concerning the efficacy of their understanding of what is
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good, but there is another danger that lingers over all lovers, regardless of whether
they face situations as dramatic as those above or not. Given the length of the Scala
Amoris passage, and the steady ascent of the lover in the story, one may be fooled into
thinking that coming to see Beauty itself is a comparatively simple process. However,
for Socrates, learning about the divine requires a lifetime of continual effort, after
which most people will still fall short of their goal, having been too often distracted
along the way. For temporally finite beings, therefore, it is untenable simply to wait
for the world to illuminate the inconsistencies in one’s account, and lead one to
feelings of dissatisfaction, as such a method is unreliable, particularly for those who
hope to attain the higher mysteries of eros. If a lover desires to live a virtuous life, and
not simply a deficient image of such a life, then he must ensure that the ends that he
pursues are truly valuable, and to do this he will have to probe actively into the limits
of his understanding of what is good. There is evidence of the lover in the Scala
Amoris passage doing just this.
The importance of the lover generating logoi, i.e., speeches or accounts,
throughout his ascent has been increasingly well recognised in the literature,16 and I
wish now to focus on the role that they play in the development of the lover’s
understanding of what is good. But before we can do this, we must first determine
their subject matter, so let us turn to Socrates’ description of these logoi in the ascent
passage:
1) 210c: After this he must think that the beauty of people’s souls is more
valuable than the beauty of their bodies, so that if someone is decent in
his soul, even though he is scarcely blooming in his body, our lover
16 See especially Richard Hunter (2004: 93), Charles Kahn (1999: 270), C. D. C. Reeve (2009: 302), and Frisbee Sheffield (2006: 125).
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must be content to love and care for him and seek to give birth to such
ideas [lo/gouv toiou/touv] as will make the young man better.
2) 210d: but the lover is turned to the great sea of beauty, and, gazing
upon this, he gives birth to many gloriously beautiful ideas [kalou\v
lo/gouv] and theories, in unstinting love of wisdom.
Although the generation of logoi is only described explicitly at these two points, the
repetition of language leads one to believe that the lover produces these speeches
throughout his ascent, as does an assertion Socrates makes in the passage that
immediately precedes the Scala Amoris, where he declares that the best lovers will
teem with ideas [eu0porei~ lo/gwn] in the presence of young men (209c). Returning to
the question of the content of these speeches, even with these brief descriptions we
already have important clues to their subject matter. First, we know that they are
beautiful, and second, that they make young men better. As we learnt previously,
beautiful objects reflect the good – which we could, let us remember, equally well
refer to as Being, or the truth –, so any beautiful speech will be an image of the divine
in some way. Here we have two choices. These speeches can either be: i) pretty pieces
of oratory that are beautiful in form alone, much like the encomium of Agathon, who
Socrates says merely selected the most beautiful attributes he could think of and
arranged them harmoniously (198d); or ii) they can also be beautiful in content, and
offer an account of what is good. Given Socrates’ ironic praise of Agathon’s speech in
which he accuses the tragic poet of entirely neglecting truth (198d), and his criticism
of rhetoric and poetry which distorts reality for the sake of pleasure in the Gorgias,
Republic, Phaedrus, and Sophist, we can safely assume that any speech that makes
young men better must reflect the divine in content, and not simply in form.
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To return to the ascent passage, it would appear that the lover, at every rung of
the Ladder, gives accounts of his understanding of what is good, in which he
presumably make claims about the value of the ends that he pursues, and sings the
praises of the beautiful objects that reflect these goods.17 The lover of beautiful souls
from the first quote, for example, would exhort the worth of goods of the soul, while
recommending as valuable things that inspire temperance, courage, and justice. We
can now begin to see why the generation of logoi is essential in motivating the lover
to move from one rung of the Ladder to the next. The lover will only feel a desire to
develop their understanding of what is good when he has become dissatisfied with his
current level of knowledge, so he must find a way to illuminate the deficiencies of his
present account quickly and efficiently. The best tool that he has to do this is
dialectical discussions, but to begin such a discussion the lover has to put forward an
account to be examined. By putting their understanding up for discussion, the lover
can, through questioning and answering, discover the inconsistencies in his position,
and be plunged into aporia, having become completely dissatisfied with his level of
understanding concerning the divine. From here he will have a desire to develop his
knowledge, and, more importantly, he will be free to play with ideas, and seriously
assess the worth of goals that he may previously have instantly dismissed as
unimportant, or possible even antithetical to the good life. In the ascent passage
Socrates tells us that, having generated logoi about beautiful souls, the lover comes to
see the value of beautiful activities and laws; things that he previously thought were
of no consequences whatsoever (210c). This recognition points to a deeper
development. Appreciating the value of new kinds of beautiful objects is indicative of
17 Such behaviour is foreshadowed in Pausanias’ encomium, in which he asserts that, in civilized cities, lovers offer accounts (logoi) to justify their love for particular beloveds (182b).
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a development in the lover’s understanding of what is good; as his account of what is
good changes, so too will the objects which he pursues. Where once the lover
believed that the production of virtues of the soul was of primary importance, through
testing this view in dialectic, he comes to see that they must also strive to give birth to
just institutions if he hopes to possess the divine. This process, of course, must be
repeated throughout the lover’s ascent until, as Socrates says in the Republic,
someone can distinguish an account of the form of the good from everything
else, and survive all refutation, as if in a battle, striving to judge things not in
accordance with opinion but in accordance with being, and can come through
all this with his account still intact (Rep, 7.534b-c).18
Producing an account of the kind described here would be a monumental task, and if
the lover hopes to do this before he dies he must actively begin to test the limits of his
understanding the moment that he reaches a new rung of the Ladder. The lover, then,
must continually generate logoi throughout his ascent, so that he can consistently
recognise the particular deficiencies of his current account of what is good.
Developing one’s knowledge of what is good is primarily a rational exercise,
but before I continue my discussion of logoi I wish to say a few words about a
possible role for eros in the lover’s education. To begin let us consider an idea put
forward by Christopher Bobonich concerning what the lover can learn from pleasure:
Pleasure encourages us to linger and focus on the activities that we are
involved in and bring to bear on them our capacities for making fine and
accurate discriminations. … The goodness or fineness of the activity is
18 Plato makes a similar claim in the Timaeus, where he argues that: “We must do our very best to make these accounts [of reality] as irrefutable and invincible as any account may be” (Tim, 29b).
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independent of its pleasantness, but the pleasantness fixes our attention on the
activity so that we can, by reflecting on the activity, come to appreciate its
goodness and fineness (2004: 362).
What is interesting here is the idea that the appetitive soul’s non-cognitive activities
may actually be worthy of rational reflection given the natural object of these desires.
Eros pursues the beautiful, i.e. those objects that reflect some aspect of the divine, so
a rational lover would do well to spend some time considering the kind of objects that
eros is triggered by, particularly if the lover has hitherto never considered these
objects valuable. Obviously, the appetitive soul is not omniscient, and the further the
lover is from the divine, the fewer beautiful objects there are that will trigger an erotic
desire. For example, because of his incredible ignorance of what is good, the tyrant of
Republic IX only responds erotically to material beauties, and so only strives after sex
and wealth; other beauties, such as that of souls and knowledge, are as yet invisible to
him, and so never catch his erotic attentions. From Plato’s description of lovers of
souls in various dialogues, however, it would seem that someone who has recognised
the value of courage, for example, is also capable of appreciating the value of
temperance, even if he has not actually done so yet. Given this, it is reasonable to
assume that such a person’s eros would be stimulated both by tales of heroism, and of
self-control, and upon reflecting on this latter response such a person may begin to
learn the value of temperance. Eros, then, and not simply philosophical discourse,
may help illuminate new goods for the lover to pursue. I do, however, only say ‘begin
to learn’ here, as we must remember that eros has a tendency to ‘over-value’ its object
by rushing towards it with all of its might, so the rational lover cannot simply give
himself over to their erotic urges. As Bobonich argues, appetite only focuses the lover
on an object, and it is then reason’s job to determine what kind of end that it reflects,
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the significance of this end in the good life, and so the amount of time that ought to be
spent reproducing this good. To do this, however, the lover must engage in
philosophical discourse.
Building the Profile of the Lover: The Motivation for Generating logoi
By generating logoi throughout their ascent the lover of the Scala Amoris passage is
able continuously to illuminate the deficiency of his account of what is good, and so
trigger a desire to develop his knowledge of the divine. But what impels the lover to
produce these logoi in the first place? The answer is obvious, though prima facie
confusing: nothing other than a desire to develop his knowledge of the divine. But this
second desire for knowledge is different from the first. Whereas the first kind of
desire, which I will refer to as desirea resulted from dialectic, the second, which I will
refer to as desireb, could not have, as it is what impels the lover to seek out dialectic in
the first place. As a desire for knowledge, however, desireb must also have been
triggered by the lover feeling dissatisfied with his account of what is good; after all,
we only love what we lack. In what follows I will attempt to discover the origin of
these initial feelings of dissatisfaction, and so determine the nature of the lover’s
desireb for knowledge. To do so I will consider two explanations in the literature for
this pre-dialectical feeling of dissatisfaction, before giving my own account.
To begin I wish to return to J. M. E. Moravcsik’s (1972) examination of the
Scala Amoris passage. In his reading Moravcsik divides the ascent into different kinds
of steps, which he argues the lover must repeat throughout his journey. Hitherto we
have discussed what he calls ‘loving steps’, ‘creation steps’ and ‘understanding steps’,
but what I wish to focus on for our present discussion are ‘disdaining steps’. Each
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step, Moravcsik argues, is performed by either reason or eros, and he suggests that
disdaining steps are solely an activity of eros. From this, he argues that the lover feels
a desireb to develop their understanding of what is good after becoming erotically
dissatisfied with a particular kind of beautiful object. Let us consider an example to
clarify this claim, and see how it relates to our current discussion. After pursuing
beautiful bodies for a certain period of time eros’ reactions to bodies, for whatever
reason, becomes less and less vigorous, until eros ‘gets sick’ of responding altogether.
This process, which, for Moravcsik, reoccurs on most of the lower rungs (and even
some of the higher rungs), causes reason to question the efficacy of its current
understanding of what is good, and thus triggers a (rational) desireb to engage in
dialectic. Moravcsik gives no explanation as to why eros works in this way, but it is
reasonable to assume that he believes that eros has an innate understanding of what is
worth pursuing. If this were correct then eros would, in a way, have a more keen
insight into the really real than the rational soul. Although it cannot give an account of
what is good as reason does, eros has a better nose for what is deficient – eros, after
all, becomes dissatisfied with an object while reason is still singing its praises. Such a
reading would be entirely commensurate with Moravcsik’s account of eros as a
cognitively engaged wish for the truly good, but this explanation for the origins of
desireb will not do for our current reading. Eros is an appetitive desire, and so it is not
the kind of thing that can become dissatisfied with an object for the reasons that
Moravcsik suggests. Eros neither tries to understand its object, nor deliberates about
the role its activities have in the lover’s broader project of coming to possess the
good, so it will not become dissatisfied with an object either because it only reflects a
particular aspect of the divine, or because it is a deficient image of the good. In
arguing this way, however, I do not wish to preclude the possibility that, for Plato,
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after continual contact with a particular object, eros’ reactions become decreasingly
forceful over time. It is difficult to determine conclusively Plato’s opinion on this
matter given that he never raises the issue explicitly, but even if eros is the kind of
desire that does become increasingly disinterested with an object, the fact that this
phenomenon is unrelated to the efficacy of the object as an image of the divine, or the
value of the good that it reflects, a lover would not do well by relying on such an
arbitrary experience continually to instill in them a desireb for knowledge.
I now wish to consider an argument put forward by A. W. Price (1991: 42)
and Frisbee Sheffield (2006: 129-30), which, although not advanced in relation to the
generation of logoi specifically, is a potentially promising explanation for desireb.
Both of these commentators suggest that all people are predisposed from birth to
struggle after the divine. This is not to say that people are born with a (sub-conscious)
awareness of how their understanding is deficient, but that, were they to pursue a
deficient image of the good rather than the truly good, they would eventually feel
dissatisfied with the direction of their striving, which would then lead them to feel a
desireb to develop their knowledge of the divine. Price appeals to Plato’s idea of
recollection to explain this disposition. Because people caught a glimpse of the forms
in their prenatal journeys through the cosmos they all have some innate appreciation
of the divine, and will feel dissatisfied until they can regain this vision in their
embodied lives. There are, however, some problems with this explanation.19 First,
19 It is difficult to tell what Plato really intended with the theory of recollection, and few modern Plato scholars in this area believe that Plato used the theory to justify substantial innate knowledge or innate dispositions in our development towards certain ends. It should be noted, though, that J. M. E. Moravcsik (1971) argues that Plato’s discussion of recollection in the Meno (particularly) suggests that we are born with innate geometric concepts; and in Gail Fine’s (2008) analysis of the Meno she advances the idea that Plato’s discussion of recollection here is used to justify our innate disposition to favour better arguments over worse ones. I suggest that we should read the theory mythologically, and understand Plato here as advancing the
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nowhere in his discussion of recollection does Plato suggest that having innate
knowledge is sufficient for instilling in the soul a general disposition to struggle after
the divine. He does say that specific instances of recollection can stimulate a lover to
pursue wisdom (M, 81d-e, Phd, 74d-e, Phdr, 249d), but this does not account for
someone having an innate feeling of dissatisfaction with his level of understanding.
Second, such a reading would be inconsistent with Plato’s claim in the Republic
(6.505d) that we encountered above that most people wallow (contentedly) for all of
their lives in double ignorance. Such people are so pitiable, for Plato, because there
simply is no prenatal tendency to develop one’s understanding of what is good, so
unless such people build up the courage to submit their account up for examination,
they will remain unaware of their ignorance.
Given the problems that follow from double-ignorance we must conclude that,
whatever leads the lover to have pre-dialectical feelings of dissatisfaction with their
account of what is good, it cannot be something shared by all people. Clearly, then,
our profile of the lover on the Ladder as a rational person who pursues objects in
order to reproduce the good is not yet specific enough to capture who this person
really is, and the inner-workings of their soul. Socrates believes that the lover of the
Scala Amoris passage is an extra-ordinary person – indeed, whereas this lover is
moving up the Ladder towards divinity, Diotima doubts whether Socrates, at this
idea that, because “nature as a whole [is] akin” (M, 81d), we can work our way to divine understanding by reflecting on those things that we already know. Education, then, would be nothing more than a re-examination of our quotidian knowledge. This reading is in line with more recent accounts of recollection, such as those given by Dominic Scott (1987, cf. 2006) and Charles Kahn (2009), in which it is suggested that recollection is the transformation of beliefs, based only on sense experience, into knowledge through rational reflection. There are, however, many differences between my reading and theirs, but because it if far beyond the scope of this thesis to fully contrast my view with other interpretations of Plato’s theory of recollection, and, moreover, to recommend my reading over others, I will mention these points only in passing.
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stage, could even understand what this lover was doing (210a) –, but we must ask
what exactly he possesses that gives him, and not others, a pre-dialectical appreciation
of the deficiency of his own knowledge. Unfortunately, Socrates never explicitly
gives us any hints in the Scala Amoris passage itself, but when we consider claims he
made earlier in his encomium, things become clearer. We must remember that
Socrates could not begin his praise of eros until he had proven to his audience that
only intermediary beings feel desire; i.e., he had to show that we love only what we
lack. His speech proper begins with him suggesting that Eros, and all lovers, are
intermediary beings, and his discussions of ignorance, reproduction, and human
immortality all flow from this point. What I wish to suggest here is that the lover of
the Scala Amoris passage has pre-dialectical feelings of dissatisfaction about his
knowledge of the divine because he possesses self-knowledge; i.e., he knows himself
to be an intermediary being. To be an intermediary being, let us remember, is to be
forever defined by two opposing principles simultaneously, poverty and plenty, and
someone who knows himself as such a being appreciates that even his mode of
possession shares this nature. As creatures of becoming we have to reproduce
continually any good that we possess, as everything that we produce will pass away.
Most people, however, will not notice as their virtues fade into nothing, so they will
not feel a desire to reproduce them until something (like dialectic) makes them aware
of their loss. Someone with self-knowledge, however, does not have to wait for such a
time. Because he understands his own nature, and therefore the nature of mortal
possession, he will not just suspect, but know that his possession of virtues always
shares in deficiency to some extent, and thus recognise the need to reproduce
continually this good. The same is true of knowledge. A person with self-knowledge
will always be aware that his understanding of what is good shares in deficiency. A
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lover who understands himself as an intermediary being, therefore, will have a
continual and innate feeling of dissatisfaction with his knowledge of what is good,
even before he engages in dialectic. It is for this reason, then, that the lover has a
desireb to develop his knowledge; self-knowledge cannot but breed in a person who
has it an “unstinting love of wisdom” (Smp, 210d).
Given that he already sees the necessity of developing his understanding, we
may ask why this desire would lead the lover towards dialectic, rather than to pursue
knowledge of the divine directly. There are two reasons for this. First, although self-
knowledge does indeed give the lover the knowledge that his understanding of the
divine is deficient, the feeling of dissatisfaction that results from this is too general to
kick-start the lover’s rational soul into motion. Only when he has illuminated the
particular deficiencies of his account will they feel a sufficiently strong motivational
force to develop his understanding of what is good. Second, only after a lover has
tested the limits of his understanding will he be plunged into aporia, and so open
himself to new experiences of the divine. Unless he does this, the lover will not be
able to shake off the dogmatic assumptions that he has held for so long. So although
both desirea and desireb have the same goal, we can see that their origins are quite
different. Whereas desireb is triggered by a general and innate knowledge that mortals
always share in deficiency, desirea is triggered in dialectical discussions, with the
illumination of particular inconsistencies in the lover’s account of the divine. Both,
however, are essential moments in the lover’s ascent. Desireb motivates the lover to
engage in dialectic, while desirea pushes the lover to seek out new experiences of the
divine.
With this discussion in place we can see that the lover of the Scala Amoris
passage cannot merely be someone who pursues beautiful objects in the world; he
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must also be a lover of wisdom, constantly striving to develop their understanding of
what is good. His ascent, therefore, involves not one, but two quite separate activities:
first, bending his eros towards particular kinds of beauty in order to reproduce the
good, and second, generating logoi to begin dialectical discussions in order to
illuminate the deficiencies of his account of what is good, and trigger a desire to seek
out knowledge of the divine. Both of these exercises require a lifetime of continual
effort, so we can understand why Socrates believes only the most extraordinary
character could ascend to the divine given the temporal constraints of mortality.
An interesting idea follows from this conclusion. The fact that the lover must
test his understanding of what is good in conversation suggests that his ascent is not a
solitary exercise. Conversation, after all, cannot occur without a conversational
partner. Before I continue with my examination of the Scala Amoris passage I wish to
digress for a moment and consider the role of the Other in the lover’s ascent.
Although this is a rich and complex issue in Plato’s philosophy, I will restrict my
discussion only to those points that are most relevant to our analysis, specifically
regarding the role of the Other in the generation of logoi.
A Brief Discussion on the Role of the Other in a Lover’s Ascent
In one of the most influential examinations of the role of the Other in Plato’s theory
of love, Gregory Vlastos (1981) criticises Platonic eros because he believes that it
reduces the Other merely to being a placeholder for ‘the good’ and ‘the beautiful’. On
this reading, when a lover says that he ‘loves’ a particular person, what he really
means is that he is erotically attracted to certain beautiful qualities that this person
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possesses, rather than valuing the person in all of her20 idiosyncrasy. However, the
lover does not even value these qualities insofar as they belong to that particular
person. They do not love Joan’s wisdom, or John’s temperance; instead, these
possessions merely act as images for the real objects of the lover’s affections –
wisdom and temperance themselves. Because a lover is only erotically concerned
with certain features of the Other, Vlastos argues that such a person could not
possibly recognise the Other as an individual worthy of unique concern and respect
for her own sake – what Kant would call an end-in-themselves. As the Other is
merely treated as a placeholder for ‘the beautiful’ it would seem that the lover’s
relationship with the Other is wholly instrumental, as the lover uses her as “rising
stairs” (Smp, 211c) on their journey towards the divine.
Vlastos is not alone in holding such a view,21 and, indeed, many of the
conclusions that he draws are commensurate with ideas that I have advanced in this
thesis regarding eros. First, as an appetitive desire, eros responds only to its natural
object, the beautiful, and because all people are intermediary beings, sharing in both
beauty and ugliness, eros will inevitably only be attracted to some properties of a
person and not others. Second, because eros is non-evaluative, insofar as someone
only stands in an erotic relationship with another person, or rather, the beauty that she
possesses, they will not, and cannot understand this person as a special kind of being
worthy of unique respect. It must be noted, however, that the lover of the Scala
Amoris passage is not a wholly erotic person, as his relationship with beautiful objects
in the world is both an erotic and a rational one. But even for a rational lover, insofar
as he is concerned with possessing the good for himself, it is the job of the rational 20 Although, for Plato, the agent who is the object of the best lover’s erotic attention will be male, for the sake of convenience I will use the feminine pronoun when referring to the Other here, as it will ensure that the referent of the pronoun is clear. 21 See especially Martha Nussbaum (2007, cf. 1994) and Martin Warner (1979).
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soul to evaluate objects for their efficacy in triggering an erotic desire for self-
transcendence, and in the Phaedrus particularly, Socrates goes to great lengths to
show the unique ability of the Other (the beloved) for triggering the lover’s desire for
ascent (250c-252c).22 Insofar as she is treated as an image of the divine, even for a
rational lover, the Other has the same role in the lover’s ascent as any other object.23
22 It is not the focus of this discussion to explore why the Other is such a powerful image of the divine, although I do wish briefly to note the reason, as it raises many other important issues regarding the role of the Other in the lover’s ascent. To begin it is important to note that, for Socrates, lovers are predisposed to be attracted to those who share their own nature (Phdr, 252c-253c). Mythologically, Socrates’ explanation for this is that the lover and their beloved, before their souls have become embodied, were in the chorus of the same god as they journeyed around (and above) the heavens. To de-mythologise this claim somewhat, Socrates seems to be suggesting that people are attracted to those who embody the same goods as they themselves value. Lovers of honour (the attendants of Ares) prize those who reflect honour most clearly, and the same is true for lovers of rule (the attendants of Hera), lovers of wisdom (the attendants of Zeus), and all other lovers. Because they share this nature, Socrates argues that the beautiful beloved is not only beneficial to the lover because she acts as an image of the virtues he value; in addition, the Other becomes a living image of what the lover himself would be ideally (cf. Alc, 133a-c). Although things like beautiful vases and poems can trigger a lover’s erotic desires for self-transcendence, seeing divinity actualized in a human figure is obviously far more useful for instilling in the lover desires, both erotic and rational, to struggle for divinity. This point leads to many interesting and important ideas regarding the role of the Other in the development of the lover’s self-knowledge, and questions of the self-other relationship, but unfortunately it is beyond the scope of this thesis to explore these issues here. For a more extensive analysis of this first issue see Charles Griswold (1996), and for the latter see Andrea Nye (1990, cf. 1994). 23 We ought not conclude from this point, however, as Vlastos does, that the lover’s relationship with the Other is wholly instrumental here. The rational soul is capable of respecting many different concerns in its interactions with an object, and so can simultaneously value an object for consequential reasons, as well as an intrinsically valuable object (see Rep, 2.357a-358a). A rational lover, therefore, can appreciate something as a useful tool while also ensuring that he does not merely treat it instrumentally. Eros, Socrates admits (Phdr, 237d-238c, 252d), does lead the lover to neglect his manners as it blindly pulls the soul towards its object, but he also states that it is important that the lover does not merely give eros free reign, to ensure that his beloved is treated with the reverence she deserves as a creature of becoming who shares in divinity, and also has the potential for ascent (254e). Such a reading is wholly in line with ideas advanced by Kenneth Dover in his influential study of Greek morality, where he argues that self-interest, for the Greeks, was not necessarily considered to be mutually exclusive with a concern for the Other for her own sake:
It is easy to see that certain types of behaviour motivated by sexual desire – notably rape, alienation of affection, and seduction under false pretences – are
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Prima facie, Plato’s discussion of the Other in the Phaedrus seems wholly
commensurate with the conventions of Greek pederastic relationships, in which the
lover merely asks that the boy submit passively to his advances, and allow the lover to
use the boy as a means to slake their desire for pleasure. In these proceedings it is
expected that the boy will take no pleasure himself, but to stare ahead indifferently,
while possibly considering the benefits that come from being in such close proximity
to a social and intellectual superior.24 The passivity of the beloved is a central theme
in many of the speeches in the Symposium also. Phaedrus attempts to catalogue the
myriad of benefits that the beloved tacitly receives by having a virtuous lover, and
Phaedrus is perfectly giddy at the idea of a beloved submitting entirely to the
advances of a lover. Also, Alcibiades’ plan to ‘crack open’ Socrates, encouraging him
to impart all of his knowledge, is based on appearing as submissive to Socrates as
possible (217a). Plato’s philosophical lover appears to be quite similar to
conventional lovers, then, except rather than using the Other as a means to pleasure,
she is instead an instrument for the production of the good. And here too, as an image
of the divine, the Other plays a purely passive role in the lover’s ascent, as her mere
presence is sufficient for triggering in the lover an erotic desire for self-transcendence.
particular cases of self-advancement without regard for the interests of others, and can therefore be subsumed under the same moral category as theft, cowardice, cruelty and avarice. … There remains, however, a considerable range of sexual behaviour, by no means confined to marriage or even heterosexual or one-to-one relationships, which is exempt from the charge of ‘self-advancement without regard for the interest of the other’ (1994: 205).
It is this latter kind of relationship which Socrates clearly recommends. Directly after Socrates sings the praises of the Other as a tool in the lover’s ascent he then says that the best lover: “shows no envy, no mean-spirited lack of generosity, towards the body, but makes every possible effort to draw [their beloved] into being totally like themselves and the god to whom they are devoted” (Phdr, 253b-c). 24 For a more extended discussion of pederastic conventions in Classical Greece see Kenneth Dover (1989) and David Halperin (1986, cf. 1990).
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We ought to remember that Socrates is often critical of other speakers in the
Symposium because of their passivity (either in regards to self-control or self-
transcendence), and in the remainder of this section I wish to consider whether Plato
really agrees with the idea that the lover finds the best company in his journey to the
divine with a merely passive partner. Let us consider a claim made shortly before the
ascent passage in which Socrates states that the lover is supremely fortunate who
finds a beautiful person who makes him “instantly teem with ideas and arguments
[eu0porei~ lo/gwn] about virtue” (Smp, 209b), or literally ‘be resourceful in giving
accounts’. In his article Vlastos focuses on the Other as a placeholder for ‘the
beautiful’, and so his examination is restricted to the consideration of the Other in the
lover’s production of the good. However, as we have seen, the lover’s ascent is
composed of an additional activity, the development of their understanding of what is
good, and we saw that the generation of logoi was central to this process. In what
follows I wish to consider three ways in which an Other may make a lover ‘teem’
with ideas about virtue, and to do this I will consider three personalities from the
dialogues: Charmides, Protagoras, and Socrates.
At the beginning of the Charmides we learn of the great beauty of Charmides
himself. As the young man enters the room Socrates is immediately struck by his
physical beauty, and as he joins the gathering his cousin Critias also praises him for
the beauty of his soul, and particularly his possession of temperance (158c-d). What is
of interest to us here is that this beautiful young man instills in Socrates a desire to
generate logoi about temperance (158c-d), and, moreover, Charmides’ mere presence
as a being that reflects this virtue is sufficient to instill in Socrates this desire. Perhaps
this is the phenomenon that Socrates hints at in the Symposium that makes a lover
teem with ideas, and if it is then all that the lover needs from the Other is that she
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reflects many different aspects of the divine, so that the lover is inspired to produce
logoi of many topics. Here again the Other is merely a placeholder for the beautiful,
and so has a passive role in the lover’s ascent as an image of the divine. But although
it may well be important for a lover to be inspired to generate logoi in this way,
Socrates’ conversation with Charmides casts doubt on the ability of a merely beautiful
person to make a lover teem with ideas. Socrates can barely carry on a conversation
with the young man concerning virtue for three stephanus pages, and their discussion
never progresses far beyond its starting point. Indeed, rather than focusing on
examining definitions of temperance, Socrates spends most of his time explaining to
the young man what he expects the form of a definition of temperance will take, and
querying the origins of Charmides’ own thoughts. Because the conversation was
bogged down on these issues, the interlocutors had little time to advance and explore
arguments about virtue. It is not until he begins a discussion with the much older
Critias that the conversation begins to blossom with ideas, not just about temperance,
but about self-knowledge and ignorance. Although Charmides is an image of many
different aspects of the divine, this fact alone is insufficient for making Socrates teem
with ideas about virtue. To do this it seems that the Other must not merely inspire a
lover to produce logoi, but contribute something substantial to the conversation itself.
The second personality I wish to discuss here is Protagoras, a sophist who, for
the right price, actively attempts to impart knowledge of virtue to his interlocutors, in
the interest of making them better people (Prot, 318a-b). Whether teaching through
stories or argumentation, Protagoras’ pedagogical tool of choice is the speech, an
extended monologue in which the sophist attempts to impart rigorous, systematic, and
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coherent pieces of thought to his audience,25 who are expected merely to take up this
information passively. Both Protagoras (318a-b) and many of his supporters (310d)
believe that hearing one of these speeches is sufficient for making people wise in the
subjects of which he talks, and, indeed, several attendees in the Symposium hold a
similar view of education. As we learnt in the previous chapter, both Agathon (174d)
and Alcibiades (217a) hold to the idea that one can ‘pour’ wisdom into another
person, as one pours wine into a cup. One could imagine how speeches like those
Protagoras offers could potentially make a lover teem with ideas. In his ‘great speech’
in the Protagoras (320c-328d), for example, the sophist raises issues as diverse as
human development and the origin of virtue, and the nature of laws, virtue, and
education. But even when speeches cover a wealth of different topics Socrates is
highly doubtful that they can lead a person to teem with ideas and arguments, and,
indeed, he goes so far as to argue that they may rob from lovers their desire for
wisdom.
In the Phaedrus we are given interesting insights into Socrates’ opinion of
speeches in his response to Lysias’ speech on love,26 and here he is highly critical of
those who compose extended texts in order to pour knowledge into their audience.27
25 Protagoras is so reliant on speeches that, at many times during his elenchus with Socrates, he spontaneously bursts into extended monologues on the subject of their discussions (350c-351a) – much to the enjoyment of many of the attendees. 26 For an extended analysis of Plato’s discussion of speeches in the Phaedrus see Charles Griswold (1996) and Charles Kahn (1999). 27 It is important to note that, for Plato, not all extended pieces of writing attempt to pour knowledge into their audience, and so avoid many of the criticisms that Socrates raises regarding writing in the Phaedrus. Perhaps the best example of this is the Platonic myth, which, it is often argued, does not attempt to teach people anything substantive, but merely nudge people in the right direction, either ethically, through appealing to people’s emotions, or epistemologically, through giving people an image of the way the world really is. For those who believe that myth has only the former function see G. W. F. Hegel (trans Haldane and Simon, 1894) and Luc Brisson (1998), and for those who believe that myth has both of these functions see Eugenio Benitez (2007) and Janet Smith (1986).
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Socrates advances many arguments to highlight the problems for this method of
education,28 but most relevant for our present discussion is his criticism or writing in
the ‘Myth of Theuth’ passage (264c-275c). The god, Theuth, having invented the art
of writing, recommends it to the Pharaoh, Thamus, as a tool for educating the people
of Egypt. But Thamus spurns this gift because he believes that it would actually
impede the education of his people by giving them the mere appearance of wisdom,
rather than wisdom itself: “you will make them seem to know much”, says the
Pharaoh, “while for the most part they know nothing” (Phdr, 275a-b). We have seen
how important it is for people to overcome their belief that they are wise, as only
those who have given up on this illusion will desire to develop their knowledge.
Speeches, according to Socrates, have the real tendency to make people believe that
they are wise, and lead them to forget that, as intermediary beings, their knowledge
will always share in deficiency to some extent.29 We must remember that it was the
philosophical lover’s knowledge that he was an intermediary being that led him to
generate logoi in the first place, and in undermining his self-knowledge speeches have
the uncanny ability to interrupt this activity. Even a speech filled with ideas about
virtue, far from making a lover teem with ideas and arguments about these issues,
may indeed do the exact opposite, and lead the lover to believe that no further
28 The so called ‘Philosophical Digression’ of the 7th Epistle (340c-245c) contains an extended criticism of writing which raises many points that are similar to those advanced in the Phaedrus, but because of the controversy concerning the authorship of this passage I will omit discussing it here. For more extensive examinations of the arguments advanced in the Philosophical Digressions see Ludwig Edelstein (1966) and Glenn Morrow (1929), and for discussions regarding the authenticity of the 7th Epistle see Elizabeth Caskey (1974) and Harold Tarrant (1983). 29 This danger, one imagines, would become greater as the skill of the speaker increases. The greater the grasp the speaker has on the art of rhetoric, the more proficient they will be at constructing speeches in a way that make him appear wise. Protagoras all but admits that he is one such speaker when he states that he seems wise only when he is able to generate speeches (Prot, 335a), suggesting that he appears average in his possession of knowledge when conversing in all other ways – particularly through dialectic.
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exploration of these issues is needed, and as such, the lover will see no reason to test
his knowledge of these matters in conversation with others. Such a situation, however,
would be disastrous for someone who is hoping to develop his knowledge of the
divine, as, even if a speech did help a lover increase his knowledge of virtue to some
extent – or even if it raises him all the way to divine understanding –, the fact that the
lover will no longer feel the need to generate logoi, and so trigger a desire to
reproduce his knowledge, will quickly offset any temporary benefits he may have
gained.
Neither merely beautiful figures, like Charmides, nor those who teach through
speeches, such as Protagoras, are able to make a lover teem with ideas about virtue.
The former plays too passive a role in discussions of these topics, and the latter
expects the lover himself to be passive here, as though he should merely be a
receptacle of the Other’s knowledge. The problem with both of these views is that
they assume the passivity of one of the conversational partners, so perhaps what the
lover needs is an interlocutor who, through her own actions, triggers in the lover a
desire to develop his own accounts about the divine. Dialecticians are the experts at
doing this, and in the dialogues it is evident that none are more proficient than
Socrates himself. Unlike a speechmaker, Socrates enters into a discussion with the
intention, not of imparting his own ideas to his conversational partners, but to test
their beliefs about virtue. He does this through a series of questions in order to
illuminate the limits of his interlocutor’s knowledge, and to show inconsistencies in
their beliefs. Importantly, Socrates does not merely critique the first definition his
partner offers; instead, throughout their discussion, Socrates encourages them to come
up with accounts that overcome any problems their initial ideas ran into. In doing this,
conversations that began as examinations of a single virtue often turn into discussions
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of a whole range of connected issues – Socrates’ discussion of knowledge in the
Theaetetus is the most obvious example of this. It is this ability to aid others in
developing their accounts in various directions, and to turn their attention to related
issues, that leads Socrates to refer to himself as a ‘midwife’ (Tht, 157c), who helps
people ‘bring to term’ new ideas and arguments in a discussion. These ideas have not
come from Socrates himself, as if he had poured them into his conversational
partners; instead, they are ideas that have existed in foetal form in his interlocutors,
which Socrates has simply encouraged them to articulate (Smp, 209c, Tht, 157c-d).30
Applying his skills as a midwife, Socrates is able to help his interlocutors give
birth to many arguments, but this is not yet the real benefit of having a dialectician as
a conversational partner. After Socrates has led his interlocutors down many paths,
and helped them overcome many obstacles, the subject matter of their conversation
will be the very best arguments that these people can offer. But Socrates does not
merely rest content at this point; instead, he will explore these ideas with more
tenacity than ever. As we see in the dialogues, the result of such investigations is,
more often than not, aporia, in which Socrates’ interlocutors appreciate, not simply
the particular problems that plague their ideas, but that their whole level of
understanding is deficient, and prohibits them from giving a complete account of a
given topic. It is with this appreciation of their deficiency that Socrates’ partners will
feel a desire to develop their knowledge for themselves, and having been freed of
their dogmatic assumptions, everything will become a potential point of concern.
With a strong desire to develop their knowledge, and now being open to any path of
investigation, a lover has all the resources he needs to teem with ideas about virtue as
30 For an extended discussion of Socratic midwifery see Radcliffe Edmonds (2000).
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he pursues a myriad of avenues of thought regarding the divine, generating logoi, and
investigating the benefits and detriments of each through dialectical examination.
Given the preceding discussion we now know that the Other who makes the
lover teem with ideas about virtue is one who both reflects the divine, and so triggers
the lover’s erotic desire for self-transcendence, and also motivates the lover to
produce accounts of virtue, and then helps test the strengths and weaknesses of these
accounts in dialectic. Inspired in this way, the lover is capable of great acts, and yet he
must be mindful not to get carried away by his achievements and come to think that,
having developed an account that overcomes the problems that plagued his previous
ones, he is now wise. The problem here is the same as we saw above with speeches.
Only those with self-knowledge, i.e., those who understand that their knowledge will
always share in poverty to some extent, will feel a desire to submit their
understanding to dialectical examination, and unless they are able to achieve
consistently a moment of aporia they will not have the resources to teem with ideas
about virtue. In such a situation a lover would usually have to wait for the world to
illuminate his ignorance with sufficient clarity in order to re-start the motion of his
rational soul, but an Other who appreciates this fact about human nature could speed
up this process by taking the initiative, and begin questioning the lover’s
understanding, without waiting for the lover to offer it for examination first. In this
way the Other could help trigger in the lover his desire to strive for knowledge, and
thus encourage him to generate logoi about virtue. The best companion a lover has in
his journey towards the divine is not merely a beautiful dialectician, but specifically
one with self-knowledge, who actively tests the limits of the lover’s understanding.
Indeed, in the Symposium there are some indications that it is Socrates’ self-
knowledge that greatly contributes to his being such an excellent conversational
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partner. It is interesting to note that, in his discussion with Diotima, Socrates acts
much like his interlocutors in other dialogues. He allows Diotima to guide the whole
conversation, while only giving short answers himself, and he prefers it when she
merely exposits information, rather than asking questions of him. The gadfly of the
other dialogues is barely recognizable. But what differentiates Socrates here from the
Socrates elsewhere is that the latter understands that mortals are intermediary beings,
sharing in both poverty and plenty, while the former does not.31 Although the fact that
Socrates sought out Diotima shows that he already desired knowledge, a love of
wisdom had clearly not yet gripped his soul en force until after their discussion. But
with the realization of his own intermediacy it is little doubt that Socrates would have
become a true philosopher, as self-knowledge cannot but breed in people a
philosophical mindset. And it is Socrates’ vociferous searching for wisdom, and
active probing of others’ beliefs, that makes him so good at illuminating others’
ignorance, and triggering in them a desire for wisdom.32
From this conclusion comes a novel idea: the best companion in a lover’s
ascent will be another lover who strives for divinity also. Plato explicitly raises this
idea in one of the most intriguing passages in the Phaedrus, found at the end of
Socrates’ palinode (255a-257b), in which he suggests that, after serving for some time
as an image of the divine for a philosophical lover, a hitherto passive boy will begin
to feel a ‘counter-eros’ [a0nte/rwv] for his lover (255e), which, with proper self-
control, leads the boy to become a lover of wisdom himself; a desire which, after
31 This realization clearly came only after this discussion with Diotima, given that nowhere in his story does Socrates recount his having an Archimedean moment in which he appreciates the full significance of Diotima’s claim. 32 It is important to note, though, that Socrates’ confrontational style in conversations often leads his interlocutors to become irritated by him. As we saw with Thrasymachus in the last chapter, this anger can often prevent his interlocutors from feeling a desire for knowledge.
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some nurturing, he expresses by “[devoting] his life to Love through philosophical
discussions” (Phdr, 257b). Here Plato is not merely pulling down the standard
hierarchical pederastic relationship by positing the idea that both lover and beloved
ought to be active; he is also arguing that the two parties’ roles and activities should
be exactly the same, and, indeed, that this is the most beneficial partnership for the
two. As David Halperin argues, “the genius of Plato’s analysis is that it eliminated
passivity altogether: according to Socrates both members become active, desiring
lovers; neither remains solely objects of desire” (1986: 68). In devoting themselves to
a life of active philosophical examination, which Halperin refers to as one of ‘erotic
reciprocity’, both parties develop logoi about the divine, and each helps the other to
probe and explore the limits of their ideas. As Radcliffe Edmonds points out, such a
situation is the ideal of Socratic dialectic, though it is a situation Socrates infrequently
finds himself in in the dialogues (2000: 271). Immediately we can see why such a
relationship would be ideal for the development of each party’s knowledge. In
dialectic both lovers are able to utilise, not just their own experience and opinions of
virtue, but also those of the other lover, and so potentially come to appreciate
connections that they may never have hitherto considered. And erotic reciprocity
would be particularly useful after their examinations have plunged them both into
aporia, as here they can help each other gain insight into a new way of looking at the
world, leading the other to broaden their understanding of what is good. Erotic
reciprocity is captured in an allusion Socrates makes in the Symposium (174d) –
which also reoccurs in the Protagoras (346d) – to a passage from the Iliad (10.224)
which Socrates adapts (heavily) to the phrase: “When two go together, one has an
idea before the other”. In this way each lover is able to build upon the knowledge of
the other, and also ensure that the other party is constantly teeming with ideas, so that
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their conversations will be as rich and multi-faceted as possible, and their ascent will
be both swift and smooth.33
Though I have had little time to expand on these concepts in sufficient depth,
what I have hoped to demonstrate is that, far from recommending that the Other has a
merely passive role in the lover’s development, Socrates’ comments in the
Symposium suggest that the best companion the lover of the Scala Amoris passage has
in his journey to the divine is an active lover of wisdom. There is still much to say
about many of these topics, and other issues concerning the role of the Other that I
have not been able to discuss at all, but an examination of these issues will have to be
left to others. For now, let us return to our reading of the Scala Amoris passage.
An Expanding Understanding of the Beautiful
On the Addition and Subtraction of Beautiful Objects
As the lover of the Scala Amoris passage moves up the Ladder his understanding of
what is good changes, and, as it does, so too will the direction of his becoming.
Where in the lower mysteries of eros the lover is focused entirely on possessing
physical goods, as he ascends he turns his attention towards the production of goods
of the soul, and then just customs and institutions, and finally knowledge. In parallel
33 The intimate connection of the lovers’ development raises many issues regarding the connection between egoism and altruism in Plato’s theory of love. Although Julia Annas (1977) is particularly concerned with philia in Plato, her paper raises interesting questions about whether the lover’s other-concern is primitive, or whether it is ultimately derived from egoistic premises (the latter being Annas’ view). Contra Annas, Andrea Nye (1990) suggests that, even though both parties give birth to their own ideas about virtue, the fact that these arguments have been nurtured by both parties, and because the lovers gain the same benefit from these ideas, the ‘for the sake of’ one party becomes inseparable from the ‘for the sake of’ the other. On this view self-concern and other-concern are completely indistinguishable from each other. It is important to note, however, that Nye does not read Diotima as espousing Platonic ideas, but ones that are for the most part at odds with Plato’s other dialogues.
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with this development will be a change in the lover’s world-view, as he comes to re-
consider the utility of objects for triggering an erotic desire for the new ends that he
has come to value. Often objects that may have been supremely useful in the lower
mysteries of eros will have little or no value in directing eros towards the production
of other goods. A statue of Adonis, for example, although effective for stirring in the
lover an erotic desire to care for his physical wellbeing, is hardly useful as an image
of goods of the soul, such as moderation. It is clear from the Scala Amoris passage
that the lover brings new objects into his sphere of concern as he move up the Ladder,
but what is less clear, and quite contentious in the literature, is the fate of the objects
that were once valued at previous stages in his development when the lover moves to
a higher rung. The issue here is whether the lover’s ascent involves – to use Martha
Nussbaum’s (1994) terminology – both the addition and subtraction of objects from
the lover’s sphere of concern. Given what we have learnt about why a rational lover
values certain objects we know that this matter is indicative of the more fundamental
issue of whether the lover comes to abandon the pursuit of those ends he previously
found important to the good life; or if, by contrast, he incorporates new ends into his
conception of the good, and so divide his attention between the pursuit of several ends
simultaneously. If the former is the case then it would seem that the vast majority of
objects would only be useful to the lover on one rung of the Ladder, and will be of no
concern for him at other stages in his ascent – following Price (1994: 44) I will refer
to this as an ‘exclusive’ reading of the lover’s ascent.34 If the latter is true, then the
same objects could be valued throughout the lover’s ascent – what has been called an
34 For those who advance such a reading see R. E. Allen (1991), Allen Bloom (2001), F. M. Cornford (1971), Charles Kahn (1999), J. M. E. Moravcsik (1972), Martha Nussbaum (1994, cf. 2007), and Gerasimos Santas (1988). It should be noted, though, that, in his later work, Plato and Platonism (2000: 112), Moravcsik revises his view and advances an inclusive reading of the lover’s ascent.
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‘inclusive’ reading of the lover’s ascent.35 In what follows I will consider to key
claims in the Scala Amoris passage to resolve this issue, and in the remainder of this
section I will then explore the lover’s final step up the Ladder of Love.
The commentators who advance an exclusive reading of the lover’s ascent
often focus on two particular assertions Socrates makes in the ascent passage to
justify their view. The first describes the lover’s reaction to their pursuit of a single
beautiful body after he has come to recognise that this kind of beauty is shared by all
bodies (210b), and the second details the lover’s opinion of the value of beautiful
bodies after he has become a lover of laws (210c). These descriptions run as follows:
210b: When he grasps this, he must become a lover of all beautiful bodies, and
he must think that this wild gaping after just one body is a small thing and
despise it.
210c: The result is that our lover will be forced to gaze at the beauty of
activities and laws and to see that all of this is akin to itself, with the result that
he will think that the beauty of bodies is a thing of no importance.
From these passages there seems to be strong evidence for an exclusive reading of the
lover’s ascent. In the first quote the lover is said to think badly of pursuing physical
wellbeing through a single image of this good, and many proponents of an exclusive
reading of the lover’s ascent have generalized from this to conclude that the lover
comes to ‘despise’ the direction of his striving on all rungs of the Ladder once he has
ascended to a higher point. So the lover of souls will despise his previous pursuit of
bodies, and the lover of laws will despise the pursuit of souls, etc. The second quote
35 Among those who argue for an inclusive reading of the lover’s ascent are Thomas Gould (1968), Richard Hunter (2004), Luce Irigaray (1994), Richard Kraut (2008), Gabriel Lear (2006), Donald Levy (1979), Andrea Nye (1990, cf. 1994), A. W. Price (1991), and C. D. C. Reeve (2009).
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here seems to give us some indication of why the lover’s reactions are so strong. Once
the lover has seen the value of beautiful laws he comes to recognise the beauty of
bodies to be a thing of ‘no importance’. It appears here that the lover now believes
that pursuing the good life through the production of physical goods was a fool’s
errand, and the apparent beauty of bodies was nothing more than a red herring in his
hunt for true beauty. Again, many commentators assume from this that the lover has
similar reactions to the previous objects of his concern as he moves up the Ladder,
coming to recognise, until he reach divine beauty itself, that all objects are unworthy
of such focused attention. I think, however, that there are problems with the
translations of these sentences that make an exclusive reading look more appealing
than it really is, and to illuminate this, let us turn to the Greek text:
210b6-9: tou=to d’ e0nnoh/santa katasth=nai pa/ntwn tw~n kalw~n
swma&twn e0rasth/n, e9no\v de\ to\ sfo/da tou=to xala/sai katafronh/santa
kai\ smikro\n h9ghsa/menon.
210c3-7: i3na a0nagkasqh|= au] qea/sasqai to\ e0n toi=v e0pithdeu/masi kai\ toi=v
no/moiv kalo\n kai\ tou=t’ i0dei~n o3ti pa=n au0to\ au0tw?|~ suggene/v e0stin, i3na to\
peri\ to\ sw~ma kalo\n smikro/n ti h9gh/shtai ei]nai.
To begin I wish to consider Nehamas and Woodruff’s translation of the term
‘smikro/n’. In the first sentence, in which the lover is said to believe (h9gei~sqai) that
the love of a single beautiful body is ‘smikro/n’, the term has been translated as ‘a
small thing’; in the second sentence, however, where Socrates states that the lover is
said to believe (h9gei~sqai) the beauty of bodies is ‘smikro/n’, it has been translated as
‘a thing of no importance’. Given that the two passages use such similar language it is
odd that Nehamas and Woodruff would translate the same word in two different
ways. The real issue here, however, is that ‘smikro/n’ has no sense that means
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‘nothing’ or ‘a thing of no importance’; it only has the sense of a ‘small thing’, or a
‘thing of slight value’.
The second problem I wish to address will be somewhat more difficult to
resolve conclusively, but the previous analysis should give us some insight here. Let
us consider the term ‘katafronei~n’, which Nehamas and Woodruff have translated
here as ‘to despise’. Although this is a common and accepted translation of the term,
‘katafronei~n’ also has a weaker sense, meaning merely ‘to think slightly of’. The
two senses can usually be distinguished by their construction – the former taking an
absolute, the latter a straight genitive –, but unfortunately it is the verb ‘xala/sein’,
‘to slacken’, that governs the construction of this sentence. Let us, then, consider the
two options for the translation of this sentence, and see which is most coherent:
210bS: he must think this wild gaping after just one body is a small thing
[smikro/n] and despise it.
210bW: he must think this wild gaping after just one body is a small thing
[smikro/n] and think slightly of it.
The fact that Plato uses the term ‘smikro/n’, ‘a small thing’, rather than ‘fau=lon’ or
‘a0xrei~on’, meaning ‘a worthless thing’, or a phrase like ‘ou0de\n ei]nai’, ‘a thing of no
importance’, gives us some insight here. In 210bW the adjective ‘smikro/n’ and the
verb ‘katafronei~n’ reinforce each other’s meaning in the sentence, as here the lover
‘thinks slightly of’ the love of that which has only ‘slight’ value; whereas in 210bS,
the meaning of ‘katafronei~n’ seems to conflict with ‘smikro/n’, as it would be odd
to go so far as to despise the love of something that has some value, even though it
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only be small. Because of this conflict I believe that the weaker sense of
‘katafronei~n’ is more appropriate here.36
Taking these points into consideration we can now revise the translations as
follows:
210b: When he grasps this, he must become a lover of all beautiful bodies, and
he must think that this wild gaping after just one body is a small thing [and
think slightly of it].
210c: The result is that our lover will be forced to gaze at the beauty of
activities and laws and to see that all of this is akin to itself, with the result that
he will think the beauty of bodies [a small thing].
With these small amendments the message from these descriptions has changed
dramatically. In the first quote the lover does not despise his previous love of one
beautiful body, as if he were wholly misguided in pursuing this object; although he do
think slightly of lavishing so much attention on a single body, now that he has come
to appreciate that the beauty of all bodies is akin. And in the second sentence the lover
of laws does still recognise some amount of value in the beauty of bodies, although he
clearly believes material beauty to be slight in comparison with the beauty of
intangible objects such as laws (and, presumably, souls). With careful consideration
of the translations here, far from being evidence of an exclusive reading of the lover’s
ascent, these passages point to an inclusive reading, in which the lover continually
incorporates new objects into his sphere of concern. As the lover moves up the
36 In this conclusion I am in the minority, as the majority of translators use the stronger sense of ‘katafronei~n’. See especially Seth Benardete (2001, “in contempt”), M. C. Howatson (Howatson and Sheffield, 2008, “despising it”), Benjamin Jowett (2001, “despise”), W. R. M. Lamb (1925, “contemning”), and C. J. Rowe (1998, “despising”). However R. E. Allen (1991) does opt for a weaker sense of the verb and translates it as “looking down”.
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Ladder, then, he does not go from being a lover of bodies to a lover of souls (and so
on), shunning those objects he once valued so highly; instead, when he becomes a
lover of souls he adds this love to his love of bodies, valuing each together. There is,
however, an important hedge here. As he ascends the value that the lover attributes to
certain objects does not remain constant, but changes as he moves from one rung for
the next. At 210b we see that the object that once exhausted the lover’s understanding
of what is beautiful now shares a place with many other beautiful bodies; and at 210c
we learn that, by the time the lover has recognised the beauty of laws, beautiful bodies
have been relegated to a more peripheral place in their sphere of concern.
From the above discussion we have reached two conclusions: a) that the
lover’s ascent is one in which he adds new kinds of beautiful objects to his sphere of
concern; and b) as he adds new objects, the importance that is placed on different
kinds of beauty changes. Both of these points are commensurate with important ideas
that we have encountered previously in discussions of the lover’s ascent. First, as we
saw in the example of the actress in our examination of ignorance, the possession of
any single good is only able to raise us so far to the divine. Fame, for example, is able
to lead the actress some way towards the good life, but because she neglects other
goods she will only be able to attain a single element of this life. The same is also true
for the pursuit of goods that Socrates spends far more time recommending to his
interlocutors. In the Republic we learn that the person who possesses courage and
moderation, though supremely fortunate, cannot derive the true benefits from these
virtues unless he also seeks to possess the virtue of justice – here, again, the lover’s
ascent is limited when pursuing only certain goods.37 As he climbs the Ladder, then,
37 Besides the Republic, the necessity of pursuing several ends simultaneously is best shown at the end of the Philebus, when Socrates concludes that both knowledge and pleasure are needed for happiness, and in the Laws (1.631b-e), where the Athenian
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the lover cannot merely abandon his concern for physical goods when he comes to
appreciate the importance of virtues of the soul; nor leave behind the production of
justice and piety when he turns to pursue wisdom (etc.). But despite the fact that the
lover must pursue all these ends simultaneously, this does not mean that he ought to
spend an equal amount of time and energy pursuing each. For Plato, striving for
physical wellbeing is clearly far less important to the lover’s ascent than the
production of goods of the soul, and of all activities, the love of wisdom is the most
essential to this process. As such, the lover of the Scala Amoris passage should
portion out his energy to pursue certain goals in proportion to their relative
importance in the good life.
Here we have found the philosophical basis for why the lover’s evaluation of
certain objects changes as he ascends. At the bottom of the Ladder the lover treats
material beauty as supremely valuable as he believes that the reproduction of physical
goods is sufficient to raise him to divinity, but when the lover comes to appreciate the
necessity of attending to the hygiene of his soul, beautiful bodies lose their place as
the sole objects in the lover’s sphere of concern, as he comes to see that images of
virtues of the soul are also important for directing his eros towards the production of
the good. And when the lover recognises that the hygiene of the soul is more
important than physical wellbeing, he will value objects that reflect these goods more
highly, and will spend a greater proportion of his time and energy to seeking them
out, while a lesser, though still a respectable amount of energy, will by dedicated to
reproducing physical goods. Beautiful souls, then, will take central place in the
lover’s sphere of concern, while the beauty of bodies will assume a more peripheral
position, and will be considered a small thing in comparison to the former kind of argues for the necessity of possessing virtuous souls, healthy bodies, and material plenty to lead a truly virtuous life.
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beauty. This reshuffling will be repeated throughout the lover’s ascent, as objects’
importance within the lover’s sphere of concern are reoriented in accordance with his
developing understanding of what is good.
To summarise what we have learnt, the lover’s ascent up the Ladder is one in
which his understanding of what is good continuously grows, until he appreciates
every end that must be attended to if he is to live the good life. From here the lover
will be able to recognise every kind of beauty, identify what good any beautiful object
reflects, and assess its importance as a means to self-transcendence. Having
developed his knowledge in this way, when he turns to look at the world, the lover
will be presented with a “great sea” of beautiful objects (Smp, 210d), all of which the
lover values (to a greater of lesser extent) as useful in his ascent.
Generalization and Glimpsing Divine Beauty
At the end of the previous discussion we left the lover near the telos of their ascent,
gazing at a whole sea of beautiful objects. But there is still one last step the lover must
take before he reaches the highest rung of the Ladder of Love: he must catch a
glimpse of divine beauty itself (210e). Although Socrates spends more time detailing
the lover’s vision and activities at this stage in his ascent than all the other stages put
together, his description is in many ways as vague here as at any other point in the
Scala Amoris passage, and, indeed, of all of the issues for interpretation in this
passage, there is least consensus in the literature of how we are to understand the
significance of this final revelation. On one particularly influential reading, we are
supposed to consider divine beauty like a monolith, rising high above, and wholly
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separate from, the sea of beautiful objects that the lover once appreciated.38 Unlike the
objects of the undulating and turbulent sea below, in which things constantly pass
from one form into another, and always share in ugliness to some extent, divine
beauty has a completely different nature: it is eternal, changeless, and perfectly
beautiful. Unbeknownst to the lover, he has been seeking an object just like this from
the very beginning of his journey. Throughout his ascent the lover has pursued objects
that he believes will help deliver him to the divine, and after encountering a myriad of
objects that are only beautiful in part, in divine beauty he has found an object that will
allow him to produce true virtue, rather than a deficient image of it. From this point
the lover then sees his folly in pursuing the kind of objects that he once valued, and in
the last moment of his ascent the lover gives up his concern for the world of
becoming, and its ever-changing inhabitants, as he redirects his erotic energy
exclusively to objects of Being.
Two features of this reading are immediately of interest: first, it is an
exclusive reading of the lover’s ascent, as in the end the lover is said to give up his
concern for all objects bar the new object he has discovered, divine beauty itself; and
second, it is based on a Two-Worlds Theory, in which there is a strict logical divide
between objects of becoming and objects of Being. It is far beyond the scope of this
thesis to problematise this reading rigorously, so I will undertake the far more modest
task of proposing an alternative reading that is more in line with the conclusions we
have reached regarding the lover’s ascent throughout this paper. Before I offer my
own reading, however, it will be necessary to discuss an element of the lover’s ascent
that we have hitherto neglected: what Moravcsik (1972) refers to as ‘steps of
generalization’. 38 The most prominent proponents of this view are Allen Bloom (2001), Charles Kahn (1999), J. M. E. Moravcsik (1972), and Martha Nussbaum (2007, cf. 1994).
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Thus far in our examination of the Scala Amoris passage I have focused only
on the ‘transcategorical’ steps of the lover’s ascent; i.e., those steps that necessitate
the lover to seek out new kinds of objects that reflect the latest end he has
incorporated into his understanding of what is good. The example we have often used
above concerns the need for the lover to seek out beautiful souls as they become
concerned with the hygiene of their soul. At this point it is important to note that, in
the above reading, the last step of the lover’s ascent is considered to be a
transcategorical one, but we will not see the full significance of this until later. For
now, what is important is that some motions up the Ladder do not involve the
recognition of value in new kinds of beautiful objects; instead, in some steps the lover
merely learns something new about those objects that he already values. This is what
occurs in generalizing steps, which are described explicitly at two points in the Scala
Amoris passage:
210a-b: then he should realise that the beauty of any one body is brother
[a0delfo/n] to that of any other.
210c: The result is that our lover will be forced to gaze at the beauty of
activities and laws and see that all this is akin [suggene/v] to itself.
As the key terms here indicate, central to both of these steps is the recognition of
family resemblances between objects within certain classes of beauty. In the first
quote the lover learns that the beauty of one body is akin to that of any other body;
and the same is true in the second quote for beautiful laws. At each of these points the
lover learns that the reason why one object within each of these classes is beautiful is
the same as why any such objects within that class are beautiful. To clarify this idea
let us take the example of beautiful bodies. In a generalizing step the lover appreciates
that there are not several different, unrelated sources of physical beauty, as if there
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were many different archetypes of physical attractiveness, all of which the lover
pursues simultaneously because each kind of physical beauty just happens to be able
to trigger an erotic desire for physical wellbeing; instead, what they learn is that all
physical beauty originates from its relationship to a single principle, and given what
we have learnt about the nature of beauty we know that this principle is the virtue of
physical wellbeing. Alan and Alison, then, have beautiful bodies if and only if their
bodies are images of physical goods, and the same is true for beautiful laws regarding
the good of just institutions. Given the repetition of this description it is reasonable to
assume that a similar recognition occurs with every kind of beautiful object that the
lover encounters before he comes to gaze on a whole sea of beauty. As he ascends,
then, the lover recognises that physical beauty, and the beauty of knowledge (and so
on), is a unified thing, and that the objects that partake of this beauty are related in an
important way. We must, however, be careful with what we have concluded here.
These quotes indicate that, by the time that the lover gazes on a sea of beauty, he is
able to recognise the unity of beauty within particular categories of objects, but
nothing is said about the lover’s ability to recognise relationships between categories
of objects. So although at this point the lover is able to recognise that all beautiful
bodies are akin, and that all beautiful souls are akin, we are given no indication that
he thinks at this point that the beauty of bodies is akin to that of souls. What is
important to note from these generalizing steps is that Socrates clearly believes that,
in recognizing that physical beauty, or the beauty of knowledge, is a unified thing, the
lover is making important, positive developments in his ascent to the divine.
As recognizing the unity of different kinds of beauty appears to be critical to
his ascent, we can safely assume that the lover of the Scala Amoris passage takes an
active approach to his education here. As for the development of his understanding of
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what is good, dialectical examinations would again be the most expedient means by
which the lover can probe the limits of his knowledge, and then trigger a desire to
learn about the relationship between different beautiful objects. Here, however, he
would not give accounts of the nature of the good; instead, most useful for his present
concern would be discussions about, taking the example of physical beauty, what it is
that makes bodies beautiful, specifically whether it is one thing, or many. At the heart
of this discussion is whether there is a plethora of physical goods, or whether all ends
that contribute to physical wellbeing are merely aspects of the same virtue. Given the
quotes that we examined above, Socrates clearly believes that the lover’s
understanding develops in an important way when he comes to give an account of
physical beauty that encompasses all (and only) beautiful bodies. With this
knowledge the lover is then able to make general claims about all beautiful bodies,
and recognise the relationship that each beautiful body has to every other beautiful
body. Given that we have already discussed the function of logoi in some depth, I will
not linger on this point, but merely note that the generation of logoi is as essential for
generalization steps as it is for transcategorical steps.
With the previous discussion in place I am now in a position to give an
alternative account of the final step of the lover’s ascent, and what I wish to suggest
here is that this last step is not a transcategorical one, in which the lover comes to
recognise a new kind of object; instead, I believe that we should understand it as a
step of generalization, in which the lover comes to appreciate the relationship between
the various kinds of beautiful objects they have encountered. To clarify, in this last
step the lover gives up on the idea that all of the various kinds of beautiful objects that
he has encountered in his ascent – bodies, souls, laws, etc. – derive their beauty from
different sources, as if one thing makes bodies beautiful, and another makes laws
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beautiful. What he realises in this final moment is that each of these different kinds of
beauty are nothing more than different aspects of the same thing: divine beauty itself.
In this last step, then, the lover has developed an account that captures how each
beautiful object relates to divine beauty, and, therefore, to each other. Here again, this
movement is indicative of a deeper shift in the lover’s understanding of what is good.
In this final step of the Ladder the lover recognises that there are not many different
good lives which they pursue simultaneously; instead, the pursuit of physical
wellbeing is linked to the concern for the hygiene of the soul and the development of
wisdom (etc.) because all of these ends are merely elements of a single principle: the
(one true) good life. At the top of the Ladder the lover is able to construct an account
of what is good that leaves out no worthwhile pursuit, and includes no worthless
activities, and, furthermore, he can recognise the relationship between each of these
particular ends, and identify their relative importance in the good life as a unified
whole.
Obviously, the reading I have suggested here is very different from the one
that we encountered at the beginning of this discussion, but I believe there is good
reason to accept a ‘generalization reading’ of the lover’s final step up the Ladder. To
begin I wish to consider a passage from the Phaedrus, in which Socrates makes the
following claim regarding the recollection of the divine:
Seeing that man must needs understand the language of Forms, passing from a
plurality of perceptions to a unity gathered together by reasoning; and such
understanding is a recollection of those things which our souls beheld
aforetime as they journeyed with their god, looking down upon the things
which now we suppose to be, and gazing up to that which truly is (Phdr, 249b-
c).
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Here Socrates suggests that vision of the divine returns to those who reflect on the
relationships between pluralities of objects, and recognise the unity that binds them all
together. Certainly this is the activity that lovers undertake in generalizing steps, but
is there any evidence of the lover undertaking such a procedure with respect to
different kinds of beautiful objects before he glimpses the divine in the Scala Amoris
passage? When we turn to the end of the lover’s ascent it is immediately striking that
the lover does not move directly from being a lover of knowledge to a lover of divine
beauty, but that, between these two stages, there is a step in which the lover gazes on
a whole sea of beautiful objects, and generates there “many gloriously beautiful ideas
[kalou\v lo/gouv] and theories, in unstinting love of wisdom” (Smp, 210d). At this
rung of the Ladder there is no indication that the lover is gazing up, and attempting to
discover new ends to pursue, or new kinds of beauty to value; instead, he seems here
to be looking back on the myriad of beautiful objects that he has already encountered
throughout his ascent. This suggests that the lover here is reflecting on the
relationship between these various kinds of beauty, and that in these logoi the lover is
putting forward accounts concerning what makes each of these kinds of objects
beautiful – the key activities in steps of generalization. Given that Socrates tells us
that it is from the lover’s activities at this point that he catches a glimpse of the divine,
these two passages together suggest that the lover’s vision of the divine comes
through the recognition of the unity of different kinds of beauty.
In understanding the lover’s final step up the Ladder as one of generalization,
rather than a transcategorical move, we have allowed for the idea that, in turning to
divine beauty, the lover is not blinded to beautiful objects in the world. As Socrates
states in his quote in the Phaedrus, upon recollecting the divine, the lover looks up to
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those objects of Being, but also down to objects of becoming.39 The rich Two-Worlds
language Plato uses here belies the unity of these processes. At the end of his ascent
the lover recognises divine beauty in the myriad of beautiful objects that he has
encountered, and he experiences divine beauty through these objects, using them as a
conduit to the divine. In this final step the objects of the lover’s concern has not
changed; instead, it is the way that the lover looks at these objects that is different. In
this last step of the Ladder the lover comes to look at the sea of beautiful objects, not
as a series of discrete waves, each representing a different beautiful object, but as part
of a unified mass of beauty, that is shaped in accordance with a single principle.40
What I have hoped to show in this section is: a) that the good life is a multi-
faceted affair that involves the simultaneous pursuit of several ends; and b) that, in
turning to divine beauty, the lover does not give up their concern for other beautiful
objects. With these points in place we are now in a position to discuss the lover’s
activities at the top of the Ladder.
* * *
39 Although no other philosophers have drawn this conclusion from considering the final movement in the lover’s ascent as one of generalisation, several commentators have also suggested that, at the end of their ascent, the lover looks both up to the divine, and down to the world of becoming, recognizing value in each of these worlds. See especially Thomas Gould (1968), Richard Kraut (2008), C. D. C. Reeve (2009), and Frisbee Sheffield (2006). 40 Although the brevity of Socrates’ description of the lover’s ascent up the Ladder gives one the idea that, perhaps for a truly extraordinary person, such an undertaking could possibly be quite swift, in light of our discussion of the final step on the Ladder we have our strongest evidence that, to catch a glimpse of the divine, one’s ascent must be slow, careful, and methodical. It is not merely enough for the lover to build continuously on his understanding of what is good, and identify which objects trigger eros in different directions; in his ascent the lover also has to come to recognise the relationship between each of the ends they pursue, and the beautiful objects they value. Such an undertaking, of all of the lover’s activities during their ascent, would require continual experience with many kinds of beautiful objects, and a countless number of patient, detailed discussions of each one’s place in the good life. The lover who attains divinity, therefore, is not merely the person who can learn fastest, but the one who also can retain knowledge, and reflect on what he has learned.
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Possessing the Divine Life
Through a lifetime of continual dialectical probing of his understanding of what is
good the lover of the Scala Amoris passage has adequately prepared himself to catch
sight of divine Beauty, and to appreciate the unified nature of the truly good life. Here
the lover finally has the resources to understand the world aright, and he sees the
divine principle at play in all parts of both the visible and invisible realms. To use the
image of the Republic, his entire world is now illuminated by the light of the Good,
and he understands everything through its relationship to the good life. He is able to
identify the exact value of each beautiful object, and account for its value; and he is
aware of every end that must be pursued, and its relative importance in the good life.
But the mere contemplation of the divine is insufficient for liberating the lover from
deficiency, as now that he understands the true nature of the good life he must
struggle to possess it for himself.41 As Diotima says, the lover at the top of the Ladder
must now “live his life” (Smp, 211d) in accordance with his understanding of what is
good.
Despite his extraordinary position in the highest mysteries of eros, the
procedure that the lover undertakes to possess the good is exactly the same here as at
41 Allen Bloom (2001: 147), Martha Nussbaum (2007: 181), and Stanley Rosen (1987: 276) all argue that the divine life is one of mere contemplation, but, as Harry Neumann (196: 44) points out, and has been reiterated many times throughout this thesis, the lover’s ascent is a productive one, in which beauty instills in the lover a desire to give birth to virtue. There is, however, some disagreement in the literature as to what exactly the lover produces at the top of the Ladder. R. E. Allen (1991: 82), Richard Kraut (2008: 298), and Frisbee Sheffield (2006: 134) argue that they merely produce knowledge, while Julia Annas (2000: 62), Ruby Blondell (2006: 155), Charles Kahn (1999: 272), Harry Neumann (2007: 44), A. W. Price (1991: 51), and C. D. C. Reeve (2006b: 144, 2009: 302) argue that the lover produces all those virtues which he pursued at lower rungs of the Ladder. The conclusions I advanced in the last chapter align my reading with that of Allen et al, as the lover who neglects all but one virtue cannot attain the truly good life. To do this he must understand and produce all virtues that are at all valuable.
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any other rung of the Ladder. Possession comes through production, so reason must
direct eros towards objects that reflect the ends he values. Although the lover, having
recognised the unity of the good life, is reminded of all elements of such a life when
considering any given one, it is necessary that reason still direct eros towards objects
that reflect each particular aspect of the divine in turn, given that eros is unable to see
the connections between different kinds of beauty as reason does. But now that reason
directs eros in accordance with the divine principle, eros cannot but motivate the lover
towards the production of “true virtue” (Smp, 212a). On the previous rungs the lover
neglected certain goods, and even those that he did pursue were either valued too
much, or too little. Therefore, although the life he produced for himself did resemble
the divine life to some extent – and increasingly so as he moved up the Ladder –, he
could only produce something that was a deficient image of the good life. But when
reason is nourished by visions of the divine, it recognises exactly which ends it must
direct eros towards, and the relative amount of time they ought to spend seeking out
objects that reflect these ends. The actions of a lover who understands the divine are
described in the Republic as follows:
As he looks and studies things that are organized and always the same, that
neither do injustice to one another, nor suffer it, being all in a rational order,
he imitates them and tries to become as like them as he can. … Then the
philosopher, by consorting with what is ordered and divine despite all the
slanders around that say otherwise, himself becomes as divine and ordered as
any human being can (Rep, 6.500b-d).42
42 Although Plato does not describe the philosopher specifically as a lover in this passage, he does so at various points in the Republic, and particularly in Book VI at 6.485a-b and 6.485d.
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In the last lines of his encomium Socrates echoes these sentiments, and tells us that
the person who directs their eros towards the production of true virtue will gain the
friendship of the gods (212a-b) – perhaps signifying some level of equality between
the lover and the gods.
The End of the Ascent
Now He Springs to Life, Now He Dies – All in the Very Same Day
It is here, at the top of the Ladder, that Socrates leaves the lover at the end of the
Scala Amoris passage, enjoying the benefits that come from producing true virtue in
the presence of the divine. But does the lover’s journey on the Ladder end with him
finding a permanent home in the highest mysteries of eros? In order to answer this
question we must remember that lovers do not merely have to struggle to develop
their knowledge of what is good, but also to maintain their level of understanding. As
we learnt in Chapter 3, knowledge is no less prone to passing away than any other
mortal possession, and this has dramatic implications for how we are to understand
the lover’s ascent. As his understanding of the divine becomes more complete the
lover moves ever higher up the Ladder, but were he to forget some (or all) of the
things he has learnt hitherto in his ascent he would fall back to a lower rung.
Therefore, the lover must work even to retain his position on the Ladder by constantly
reproducing his knowledge of the divine; replacing those memories that are passing
away with ones that are just like it. Only then will the lover be able to claim truly to
know certain things about the divine in any meaningful sense, and so maintain a
stable position on the Ladder. A philosophical lover, however, would never be content
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to find a permanent home at any but the highest rung of the Ladder, so we must now
question how stable the lover’s position there really is.
In the highest mysteries the lover earns many privileges enjoyed nowhere else
on the Ladder. Here he can produce true virtue, can claim to be immortal, and even
earn the friendship of the gods. But what of his possession of knowledge? Here the
object of his knowledge is the unchanging and eternal truth, but, in contemplating
this, does the lover’s knowledge itself become eternal and unchanging? Given that
knowledge of the divine is what allows him to have his position at the top of the
Ladder, were his knowledge to take on such a character then it would seem that the
lover could find a permanent home in the presence of the divine. Unfortunately,
Socrates never indicates that this is the case, and given other descriptions of the
lover’s life at the top of the Ladder we have reasonably good evidence that the lover’s
knowledge here is as transient as ever. Consider the following three passages:
211d: And there [in the presence of divine beauty] in life … if anywhere
should a person live his life [biwto/n a0nqrw&pw|].
212a: Do you think it would be a poor life for a human being [a0nqrw&pou] to
look there and behold it [divine beauty].
212a: The love of the gods belongs to anyone who has given birth to true
virtue and nourished it…and if any human being [a0nqrw&pwn] could become
immortal, it would be he.
Of interest to us here is the repeated use of the term ‘a!nqrwpov’, as it indicates that
the lover at the top of the Ladder has not somehow become a god, but is still very
much a human – though one conspicuously free from ignorance. From this we can
presume that he is still subject to all of the difficulties that attend human existence,
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including the necessity of reproducing knowledge. Intermediary beings, we should
remember, do have the potential to struggle after what they lack, and even raise
themselves all the way to the world of Being, but because the lover can never truly
escape deficiency he can only become like a god here, and never be wholly divine
himself. So although the lover at the top of the Ladder has transcended his ignorance,
he does not possess his knowledge eternally and unchangingly, but only through
reproduction.
We have now seen that the lover must still struggle to maintain his knowledge
at the top of the Ladder, so our next task it to determine how likely it is that he will be
able to reproduce his knowledge here for any significant amount of time. At the early
stages of his ascent the lover should be able to reproduce his knowledge with relative
ease, given that the lover here knows only of the importance of physical goods. But as
he moves up the Ladder the number of goods he gains knowledge of multiplies
dramatically, as does the complexity of his understanding of these goods, and at the
very top of the Ladder the lover must be aware of the relationship every end has to the
good life. Although an attentive lover may be able to reproduce this knowledge for
some amount of time, given the difficulty of mortal possession, it is inevitable that he
will soon forget some of the things he has learnt during his ascent, and so fall to a
lower rung of the Ladder.43 Two points should be noted here. First, in advancing this
argument I am not suggesting that the lover is prone to losing knowledge only at the
top of the Ladder, but merely that, given the complexity of his understanding of the
divine here, he will be more likely to forget something at this point. Second, I am also
not suggesting that, when he does fall, he will descend all the way to the bottom of the
43 For other commentators who advance this view see Ruby Blondell (2006: 176), Steven Lowenstam (1985: 95-7), John Miller (1978: 22), and Stanley Rosen (1987: 275-6).
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Ladder. If he did forget about all other goods bar that of physical health then he may
find himself once again at the bottom rung; but in the far more likely case that he
forgets only about a few goods he will only fall some of the way down the Ladder.
But regardless of the point from which he falls, or how far he descends, the lover
must quickly resume the difficult process of working his way back up the Ladder by
regaining his knowledge of the divine – though perhaps with a greater appreciation of
the necessity of reproduction. Given that the lover is now going over familiar
territory, he will most likely find his second ascent somewhat easier than his first, but
even if he regains his vision of the divine there are still no guarantees that he will
retain his position at the top of the Ladder. As R. S. Bluck (1958) argues, there is no
‘original’ fall in Plato, as there is in Christian mythology, so the person who makes
his way back to the heavens is always liable to fall again.44
Given the above discussion we can conclude that the lover’s ascent does not
end upon reaching the top rung of the Ladder. Indeed, because he can never overcome
his dual nature, the lover’s journey on the Ladder never really ends at all. Just as Eros
springs to life one moment only to die the next, so too is the lover constantly
oscillating up and down between the various rungs of the Ladder, developing his
knowledge at one moment, and losing it at another. Therefore, the best he can hope
for is that, whenever he falls, he will be able to regain his vision of the divine as
quickly as possible.
* * *
44 Aristotle takes a different position, as he argues that we cannot forget about those virtues that we engage in continually and habitually (N.E., 1140b26-29).
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Socrates and the Art of Love
To conclude this chapter I wish to consider briefly the implications of these
conclusions for how we are to understand Socrates’ own journey on the Ladder. It has
often been suggested that Socrates has reached the top of the Scala Amoris, and has
found a permanent home in the presence of the divine,45 but our analysis in the first
part of this section casts doubt on such a reading. Although we cannot deny the
possibility that Socrates has caught a glimpse of the divine at some point(s), given
that nature of mortal possession it does not seem possible to assign Socrates a position
at the top of the Ladder, as though his level of understanding were static. Instead,
because he is an intermediary being, we must conclude that he, like all lovers, is
constantly oscillating between the various rungs of the Ladder as he develops and
then loses knowledge of the divine.46
There are two immediate benefits of this reading: first, it is commensurate
with our analysis of Socratic Ignorance, where we concluded that Socrates can
confidently disavow knowledge given the deficiency of mortal possession; and
second, it has the benefit of reinforcing the parallels Socrates makes between himself
and Eros at the beginning of his encomium. Like the barefooted and resourceful
daimon, Socrates too is constantly shuttling back and forth between the worlds of
poverty and plenty. But from this conclusion comes an unexpected problem. From the
opening lines of the Symposium we are continually given reasons to think that
Socrates is an extraordinary individual, but if, like all lovers, he is constantly moving
back and forth between the various rungs of the Ladder, how are we to distinguish
45 See especially Michael Gagarin (1977: 28), Jonathan Lear (1999: 164), Steven Lowenstam (1985: 93), Martha Nussbaum (2007: 184), A. W. Price (1991: 49), and A. E. Taylor (1959: 232-3). 46 Ruby Blondell comes to a similar conclusion in her article ‘Where is Socrates on the “Ladder of Love”?’ (2006: 176).
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him from other people? I believe that the answer to this question is that Socrates has
the resources to ensure that his rational soul is never still, so that he is always in a
position to regain his knowledge of the divine when he falls down the Ladder. We
discussed the first of these resources, self-knowledge, and its effects, in Chapter 3, but
in what follows I wish to highlight yet another resource: his knowledge of ta erotika,
i.e., the ‘art of love’.
Near the beginning of the Symposium Socrates claims that the only thing he
knows is ta erotika (177d), and, as with most points of interpretation in the
Symposium, there is little agreement in the literature about how we ought to
understand this passage. Some look to this claim as evidence that Socrates has
reached the top of the Ladder,47 while others believe that it is simply another
formulation of Socrates’ claim ‘I know that I know not’.48 But perhaps the most
promising analysis is given by C. D. C. Reeve (2009: 294-5), who proposes that this
claim is a play on words. He suggests that Socrates is playing on the fact, as he does
elsewhere,49 that the noun ‘e0rwtika/’, ‘art of love’, is a near-homonym of the verb
‘e0rwta=n’,50 meaning ‘to ask questions’, and that the two words appear to be
etymologically linked. From this he suggests that the art of love is nothing more than
knowing how to ask questions, i.e., having an expertise in dialectic. Along similar
lines to arguments advanced in the previous chapter, Reeve then goes on to show
how, in dialectic, a lover can illuminate the particular deficiencies in his (or another’s)
understanding of what is good, and so trigger a desire to develop his knowledge.
47 See especially Michael Gagarin (1977: 28). 48 See Steven Lowenstam (1985: 88-9) and Andrea Nightingale (1993: 129). 49 See Socrates’ discussion of heroes in the Cratylus (398c-e). 50 This is particularly true of the first person singular active perfect indicative form of the verb, ‘h0rw&thka’.
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I believe that this reading is fundamentally correct, and given what we have
learnt about dialectic, we can immediately see how important this expertise is for a
person who is always prone to falling back into ignorance. With self-knowledge,
Socrates is always aware of the temporal finitude of his knowledge, and so is in a
better position than most to ensure that his knowledge is constantly being replaced as
it passes away. But when he inevitably forgets some of the things that he has learnt,
his skill in dialectic ensures that he will be able to efficiently identify which parts of
his knowledge have degraded, attain a moment of aporia, and so trigger a desire to
regain this knowledge. In doing this Socrates can ensure that, when he does fall down
the Ladder, he will not linger in his ignorance for long, but quickly regain his
knowledge, and so direct his eros once again towards the production of the truly good.
With the resources of self-knowledge and ta erotika Socrates can ensure that, if ever
he ever loses his way on the path to the divine, as on his journey to Agathon’s house,
he has the resources to find his way there eventually.
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Conclusion
At the conclusion of his speech in the Symposium Socrates declares: “I praise the
power and courage of Love [eros] as far as I am able” (Smp, 212b-c). But
immediately after this he adds the following: “Consider this speech, Phaedrus, if you
wish, a speech in praise [e0gkw&mion] of Love. Or if not, call it whatever and however
you please to call it” (Smp, 212c). Prima facie, it seems odd that Socrates would
explicitly praise eros, and then in the next breath raise doubts about whether his
speech will actually be considered an encomium or not. However, given what we have
learnt previously about eros we can see the cause of Socrates’ hesitation.
In the first part of this thesis I explored the nature of erotic desire, and, in
contrast with the overwhelming majority of commentators, who claim that eros is a
rational desire, I concluded that eros is an appetitive desire that immediately responds
to any and every beautiful object by furiously pursuing whatever goods these objects
reflect. The benefit of such a reading is that it accounts for a broad range of comments
that Socrates offers regarding erotic desire in many of Plato’s Middle Period
dialogues. In Book IX of the Republic Socrates focuses on the problematic nature of
eros, and describes it as a ‘mindless drone’, which, when nurtured on material
pleasures, is fully capable of causing lovers to become tyrants (9.573a-b); people who
have no control over the direction of their becoming, and mindlessly satisfy any whim
they feel. We are reminded of these dangers in the Phaedrus, both in Lysias’
description of the bad lover at the beginning of the dialogue, and also in Socrates’
palinode itself (251a-d, 253c-254e). But unlike the Republic, the mood of Socrates’
discussion of eros in the Phaedrus is generally positive, and his negative comments
are overshadowed by his praise of erotic desire as essential for raising lovers back
towards divinity. The central role that eros plays in a lover’s ascent is the focus of
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Socrates’ overwhelmingly positive discussion of eros in the Symposium, where, as we
saw above, he cannot praise eros enough for its power and courage. As I argued in
Chapter 2, eros alone has the force to ensure that lovers are continually focused on the
production and reproduction of the good, and, because it is an immediate desire, it is
never intimidated by the numerous barriers that stand between the lover and divinity,
but will spring to life with all of its force when properly stimulated, and continually
push the lover towards the production of virtue. Socrates has good reason to praise
eros, then, but his praise must be tempered because, even here, he is aware that eros is
a potentially dangerous desire. Because it is a mindless drone – qua immediate desire
– it cannot direct itself, and so is equally capable of leading lovers to deficiency, as
well as divinity. Therefore, his encomium cannot be like that of Phaedrus’, nor
Agathon’s, in which eros is praised as a wholly beneficial force that cannot but lead
lovers towards virtue. As we saw in Chapter 2, the only way that lovers can safely
incorporate eros into their quest for self-transcendence is through the guidance of
reason. Reason must seek out beautiful objects that reflect the goods lovers
understand as valuable in order to marry eros’ force with its own, and whip eros into
line whenever it pulls lovers towards any ends that lie outside of this understanding.
Socrates praises eros for the motivational role it has in a lover’s ascent, but he is
careful to recommend reason alone for a directive role here. But, as discussed in
Chapter 3, lovers must continually work at developing their knowledge of what is
good if they are to ensure that reason directs eros aright, so that it is focused on the
production of the truly good life, rather than a deficient image of it. Because my
description of erotic desire accounts for both Socrates’ positive and negative
comments regarding eros in Plato’s Middle Period dialogues, and is commensurate
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with his description of the interactions between reason and appetite, I believe that I
have made the best argument for a theory of love in Plato’s philosophy.
In the second part of this thesis I used what was learnt about the nature of
erotic desire, and the role both it and reason play in a lover’s ascent, in Part I in order
to give a reading of the Scala Amoris passage. Here I worked my way through some
of the most contentious points of interpretation in the literature, and explored: i) the
lover’s activities on each rung of the Ladder; ii) the steps he takes to move from one
rung to the next; iii) the nature of his relationship to the previous objects of his
concern as he ascends; and iv) the shape of the lover’s life at the top of the Ladder.
But in addition to coming to a more complete understanding of the Scala Amoris
passage, many of the conclusions I advanced here have important implications for our
understanding of Plato’s wider philosophical project. I believe three points are worthy
of particular note.
First, in contrast to the commonly advanced idea that, for Plato, the quest for
self-transcendence is a wholly rational exercise, or one in which people increasingly
free themselves from the influence of appetitive desires, I showed that appetite is an
essential part of people’s activities at every point in their ascent. This suggests that
only those who have incorporated immediacy into their projects, rather than those
who have distanced themselves from it, can hope to produce true virtue. Second, I
demonstrated that a philosophical life is not mutually exclusive with a concern for
objects and events in this world. Philosophical development, I argued, is not an
activity in which we turn our attention away from the world of becoming; instead, it is
one in which we come to understand the true significance of all of those things in the
world that concern us, from things as basic as food and pleasure, to more complex
ideas such as justice and friendship, as we come to understand the relationship that
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each of these things have to the good life. Third, we also gained some important
insights into the role the Other has in a lover’s philosophical development. I
suggested that, far from being merely a passive object of a lover’s affections, the best
companion a person can find for his journey to the divine is another lover of wisdom
who is also working to possess the good life. Two such people can combine their
efforts, and struggle together to develop their knowledge of what is good, and produce
(and preserve) true virtue for themselves. Plato’s theory, then, seems to recommend a
dramatic shift away from the conventions of the pederastic relationships common at
the time he wrote, and appears to recommend the elimination of passivity from
relationships altogether. Each of these conclusions undermine common assumptions
about various issues in Plato’s philosophy, but, unfortunately, a further examination
of these issues must be left for another time.
To conclude this thesis I wish to suggest the utility of the analysis I have given
by beginning to show how it can be used to clarify Socrates’ claims in specific
passages in the dialogues, and I will do this by giving an outline of a reading of a
hitherto unexamined part of Socrates’ encomium: his discussion of immortality that
immediately proceeds the Scala Amoris passage (208c-209e). Commentators certainly
face considerable difficulties when reconstructing Socrates’ account of immortality
here. His comments on this issue, as at all points in his encomium, are notoriously
vague, but where for other topics we could look to Socrates’ discussions in other
dialogues to clarify his comments in the Symposium, our ability to do this in respect to
immortality is restricted to a great extent. Although immortality is a central idea in
Plato’s Middle Period metaphysics, and is discussed in some way in all dialogues of
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this period (and also later in the Laws),1 his presentation of immortality in the
Symposium is dramatically different to that in any other dialogue. The peculiarity of
his account in the Symposium has led most commentators to believe either: i) that the
Symposium ought to be dated closer to the Gorgias, and that Plato only reached his
‘mature’ position on immortality later in the Phaedo; ii) that Plato revised his opinion
on immortality after the Phaedo in the Symposium, only to return to his original
position later in the Republic and other dialogues;2 or iii) that the discussion of
immortality in the Symposium is unique because it alone considers the immortality of
embodied souls in all of their particularity, while other dialogues focus on the
indestructibility of the divine part of the soul, considered in abstraction from its
particularity.3 Regardless of one’s interpretation, it is difficult to determine which
comments in other dialogues will be useful for understanding Socrates’ claims in the
Symposium. However, in light of what we have learnt hitherto in this thesis, it will be
possible to glean some important insights into Socrates’ sparse claims regarding
immortality in his encomium.
My thesis may help to determine the kind of immortality that Socrates is
recommending in this passage in the following way. Consider the first group of
people he claims to have achieved immortality: Alcestis, Codrus, and Achilles (208d). 1 For his most extended discussions of immortality in other dialogues see his proofs for the immortality of the soul in the Phaedo (70c-84c), his comments on immortality in general in Book X of the Republic (10.610a-10.611d), as well as the ‘Myth of Er’ passage at the end of the dialogue (10.614b-10.621b), his proof for the immortality of the soul in the Phaedrus (245c-246a), his comments on immortality in the Timaeus (41a-d), and also his discussions of immortality in the Laws (4.721c, 12.967d), particularly his discussion of the motion of souls in Book X. 2 See especially Reginald Hackforth (1950). 3 See especially R. E. Allen (1991: 72), W. K. C. Guthrie (1986: 391), and J. V. Luce (1952). It should also be noted that, whereas the commentators in the first two groups consider Plato’s account of immortality as presented in the Symposium to be different to those presented in other dialogues, all the commentators in this group believe that the accounts are commensurate, though, as noted, the discussion here approaches the issue from a unique perspective.
180
What is immediately apparent from these examples is that death is still very much on
the cards for those who are said to have attained immortality.4 But noticeably absent
from Socrates’ discussion is any reference to Alcestis’ return from death, or to the
persistence of Achilles’ soul in the afterlife.5 Socrates is obviously trying to dissociate
his own account of immortality here from that given by the poets, for whom
immortality concerns the persistence of the ‘self’ in its brute existence in either this
world or the next – what is often called ‘personal immortality’. Moreover, he seems to
be distancing himself from his discussions of immortality in other dialogues, which
are cast in terms of the fate of embodied and disembodied souls. In the Symposium he
makes no reference to either the separability of the soul from the body, or to any
mode of existence besides the one enjoyed in life. Socrates here shifts the focus of his
discussion dramatically, and seems to be suggesting that the lover can achieve some
amount of immortality in this world.6 Prima facie, this idea seems quite confusing,
given that the lover here cannot escape death, but, when we note the origins of the
lover’s desire for immortality, Socrates’ position becomes clearer. Lovers, Socrates
tells us, work for immortality because eros is a desire that aims at possessing the good
4 Death is the central motif in each of the stories we have of these figures – or, at least, one of the central motifs in the case of Achilles. The stories of Alcestis and Codrus focus specifically on the hand they took in their own deaths, and, as Phaedrus points out in his own encomium (179e-180a), death lingered over all of Achilles’ heroic deeds, as he chose his path with the full appreciation that it would lead to his own demise. 5 By contrast, these are the parts of the stories of both Alcestis and Achilles on which Phaedrus focuses in his own encomium (179b-180a). 6 One need not think from this that Socrates’ account of immortality in the Symposium is in any way at odds with his discussions of immortality in other dialogues. Most likely, all that has occurred here is a shift in emphasis. In other dialogues Socrates attempts to demonstrate something about the persistence of the soul, whereas here he is highlighting the strength of the lover’s desire to possess the good, both in life, and after his death.
181
forever [a0ei/] (Smp, 205a, 206a).7 But eros, let us remember, is a desire for self-
transcendence, so rather than sentimentally cling to something because it is ‘his own’,
a lover will desire to dispose of this possession the moment he recognises its
deficiency. This prioritization of the good, I suggest, is the mindset through which the
lover approaches the problem of gaining immortality. Death ensures that the lover
cannot continue on in the world exactly as he is, but neither is mortal existence worth
preserving forever, because, as we learnt in our discussions of intermediacy, it is
always defined by deficiency in some way. Far from striving for personal
immortality, it is far more likely that the lover here will work solely to preserve those
parts of himself that he understands as good. This, I suggest, is the immortality for
which the lover strives: the eternal continuation of the things he values.8
I also believe that my analysis of erotic desire can help to determine how the
lover achieves his goal of attaining immortality. There is one promising reading in the
literature in which it is argued that the lover becomes immortal by creating things
external to him that will outlast him (be they children, fame, or logoi) that act as
memorials for the lover after he dies. 9 Of course, given that the lover prioritises the
good over all things, he will not be interested in being remembered ‘warts and all’; 7 As M. Dyson (1986: 35) and Frisbee Sheffield (2006: 81) point out, the term ‘a0ei/’ is somewhat ambiguous in this context. After all, ‘forever’ is commonly used in erotic discourse to mean merely ‘throughout one’s life’, as in many love stories two parties make an earnest commitment to be ‘together always’, with the full appreciation that death will ultimately sunder one from the other. However, I believe that Sheffield and Dyson are correct to suggest that we should read the term in the stronger sense of ‘for all time’, as the examples that Socrates uses of those who have attained immortality clearly indicate that immortality concerns the persistence of (some part of) lovers after their deaths. 8 In turning to the Phaedo, it is apparent that this is Socrates’ own mindset in the face of his death. He says to those present: “If you will take my advice, you will give but little thought to Socrates, but much more to the truth” (Phd, 91b). For Socrates, what is important is not that he lives forever in all of his particularity – i.e., as ‘Socrates’ –, but that that which he values most, a concern for the truth, continues on after he dies. 9 See especially M. Dyson (1986: 66), Gabriel Lear (2006: 109), and Frisbee Sheffield (2006: 107).
182
instead, the lover’s goal is to preserve the memory of his virtue.10 On this reading, it is
precisely in his being remembered as having possessed virtue that the lover gains
immortality. Although I believe this reading is on the right track, in light of my
analysis of erotic desire, we can see that it is not yet sufficiently fleshed out to explain
the connection between the memory of the lover’s virtue, and his attaining
immortality. In life, as I argued in Chapter 2, people cannot rest on the memory of
their previous achievements if they wish to possess the good throughout their lives, as
possession only comes through continual production. Of course, the lover cannot
utilise the same method to possess the good as he did in life – i.e., by seeking out
beautiful objects in order to trigger an erotic desire for virtue –, as death puts an end
to his ability to act in the world. However, death does not necessarily prevent the
lover from having some ability to affect the world. In life, the lover can ensure that
others will be motivated to undertake particular courses of actions after his death. If
possession comes through production, then it is necessary that the lover ensures that
the good he values is still being produced after his death, and this, I suggest, is the
reason why he creates things like children, fame, and logoi. Through continuing his
family name, becoming famous, or writing things down, the lover is able to preserve
the memory of his own virtue long after he has died, and this memory, in turn, can
inspire others to struggle after the goods that he himself values. For example, through
the memory of her virtues, Alcestis, was able to inspire others to care for their
families, and, having won immortal fame, Achilles can instill in others a desire for
glory millennia after he has died. Through these various media, lovers of all varieties
can affect the production and reproduction of those things they understand as most
10 Such a reading is further supported by the passage quoted above from the Phaedo, as Socrates cares little of what people think of ‘Socrates’ when he dies; his only concern is that they continue to remember his love of the truth.
183
essential to them long after they own deaths, and so, in a way, fulfill their erotic desire
to possess them forever.11
What I have offered here is but a broad brush stroke picture of Socrates’
discussion of immortality in his encomium in the Symposium, and hopefully I have
shown that my analysis in this thesis is useful for working through the ambiguities
that riddle this passage. Although I believe that the theoretical framework established
in this paper will be useful for examining yet other passages, I will have to leave this
examination for others.
11 Clearly, the labels ‘lover of bodies’, ‘lover of honour’, and ‘lover of souls’ are used by Socrates differently in his discussion of immortality than in the Scala Amoris passage. In the latter, a ‘lover of bodies’, for example, will seek out beautiful objects that reflect physical goods in order to trigger an erotic desire for this virtue, while in the former they produce physical children to preserve the memory of their virtue. In his discussion of immortality, then, the term ‘lover of x’ does not refer to the kinds of things such people value, but the medium through which they hope to preserve the memory of the goods they understand as essential to the good life. It should also be noted here that the same medium can be used to preserve the memory of many different virtue. For example, through their actions in the Trojan War, Achilles, Odysseus, Nestor, and Diomedes were all able to inspire other to pursue all different kinds of virtues. Also, the memory of the same virtue can be preserved through many different media. For example, where Nestor was able to instill in others a desire for wisdom through is deeds in war, Plato did so through his writings.
184
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