MAIMONIDES’ NON-KANTIAN MORAL PSYCHOLOGY: Maimonides and Kant on the Garden of Eden and the...
Transcript of MAIMONIDES’ NON-KANTIAN MORAL PSYCHOLOGY: Maimonides and Kant on the Garden of Eden and the...
MAIMONIDES’ NON-KANTIAN MORAL PSYCHOLOGY:
Maimonides and Kant on the Garden of Eden and the Genealogy
of Morals1
Heidi M. Ravven
Hamilton College
Immanuel Kant, and not only Moses Maimonides, wrote a
fairly lengthy interpretive essay on the Genesis text of
Adam and Eve in the Garden of Eden. For both philosophers
the biblical story served as an opportunity to address the
genealogy of morals. And the two treatments give the reader
insight into the philosophers’ respective philosophical
anthropologies, that is to say, into their assessments of
what the human person is and how human psychology, and
sociology, for that matter, operate. They also have
something to say about the desired end of human history and,
to some extent, where we are now. While for Maimonides,
the philosophical anthropology presented in the
interpretation of Adam is front and center in the Guide,
Kant’s anthropological writings are less central to his
1
corpus, that kind of narrative and historical reflection
perhaps having a more ambiguous status in the Kantian
philosophy than the Maimonidean and largely absent from the
Critiques. Nevertheless in his 1786 essay, “Conjectural
Beginning of Human History,” an essay that he wrote in his
maturity at age 62, and published in Berlinishe Monatsschrift,
Kant answered his former student Herder’s interpretation of
the Garden of Eden in the latter’s Ideas for the philosophy of
history of humanity, which started coming out in 1784. And to do
that he proposed an alternative interpretation of the
Genesis history that is expressive of his own philosophy of
history as well as quite revealing of some deeply held
beliefs about human beings. While both Herder and Kant
were indebted to and inspired by Rousseau, their use of
1 This paper owes a debt to my extended treatment of Maimonides on the
Garden of Eden in my article, “The Garden of Eden: Spinoza’s Maimonidean
Account of the Genealogy of Morals and the Origin of Society” Philosophy
and Theology, Volume 13, Number 1 (2001). It also owes a debt to some of
the issues raised in my extended treatment of Maimonides on prophecy,
“Some Thoughts on What Spinoza Learned from Maimonides about the
Prophetic Imagination,” The Journal of the History of Philosophy (two-part article
serialized in the April and July, 2001 issues: Volume XXIX, Numbers 3 &
4)
2
Rousseau displayed a marked contrast. Herder’s
interpretation of Eden was that human beings began in a
natural condition of harmony with nature and with each
other. As long as they remained close to their spiritual
origins and under the tutelage of the various divine
traditions, all was well. But when they aspired to become
like the Elohim, which Herder translates in the plural, the
knowledge of evil gained was to their own detriment. It was
a knowledge eventually leading to the corruptions of
advanced civilization. For in deracinating themselves from
their natural origin and introducing the artificiality of a
civilized life in a political community that can be
maintained only by war and state power, human beings
introduced degeneration into their originally idyllic world.
Herder comments that “it was a benevolent thought of
providence to give the more easily attained happiness of
individual human beings priority over the artificial ends of
large societies.” For God’s plan for the human species was
a life of harmonious innocent contentment.2
3
It is this picture of Eden and its implied vision of
the good life for human beings that Kant objects to and
writes his self-designated “exercise of the imagination” to
combat. He writes in introducing the essay that, although
“conjectures cannot make too high a claim on one’s assent”
and “cannot announce themselves as serious business,”
nevertheless, they are “a permissible exercise of the
imagination guided by reason, undertaken for the sake of
relaxation and mental health.” Kant contrasts this present
speculative endeavor with the more serious task of history
writing.3 Nevertheless, he concludes that:
Precisely because of this difference, and because
I here venture on a mere pleasure trip, I may hope
to be favored with the permission to use, as a map
2 The description of Herder’s account of Eden from his Ideas for the
philosophy of history of humanity is adapted from Allen W. Wood’s account of it
in Kant’s Ethical Theory (Cambridge University Press, 1999) pp. 227 –28. The
quotation is from p. 228.3 Maimonides will also treat the Garden of Eden as conjectural and to be
interpreted as an allegory with no historical basis, and Adam not as a
historical figure as Moses and Abraham are, for example. I am indebted
to Professor Hava Tirosh-Samuelson of Arizona State University for
reminding me of the story’s status for Maimonides. See below.
4
for my trip, a sacred document; and also to fancy
that my trip –undertaken on the wings of the
imagination, albeit not without a clue rationally
derived from experience—may take the very route
sketched out in that document. Let the reader
consult it (Gen. 2 – 6) and check at every point
whether the road which philosophy takes with the
help of concepts coincides with the story told in
Holy Writ.4
So Kant’s final words on how we as readers are to assess
what he is saying here in fact claim more for the essay than
his initial lighthearted dismissal would have us believe.
Allen Wood, in both his book on Kant’s Ethical Theory and in his
article on this essay –the only extant treatment that I am
aware of of Kant on the Garden of Eden, at least in English—
takes this and the anthropological writings very seriously
and urges readers to do the same. In fact, Wood subtitles 4 All quotations from Kant’s “Conjectural Beginning of Human History”
are taken from Emil Fackenheim’s English translation to be found in the
volume, On History: Immanuel Kant, edited by Lewis White Beck, Library of
Liberal Arts published by Bobbs-Merrill (Indianapolis and New York,
1963).
5
his essay “The Anthropological Basis of Kantian Ethics.”
Wood proposes also in his book that Kant’s reasons for how
he understands reason in relation to desire “are not derived
a priori from [his] conceptions of metaphysics or morality
but are empirical and anthropological in character.”5 In
the final words of commentary in his article devoted to
Kant’s essay, Wood again focuses our attention on the
importance, often neglected, of Kant’s philosophical
anthropology. Kant raises in his “Conjectural Beginning,”
Wood remarks, “issues about human nature and its historical
destiny, falling entirely outside the scope of a Kantian
‘metaphysics of morals’, [and] belonging instead to a
critical examination of the anthropological foundations of
Kantian moral theory. We cannot begin to evaluate these
foundations, however,” Woods pleads, “until we have first
admitted their existence, and that requires us to overcome
some traditional ways of looking at Kantian ethics.”6
5 Kant’s Ethical Theory, p. 250 Wood may have moderated this position some in
his later writings on Kant’s philosophy of religion.6 Allen W. Wood, “Unsociable Sociability: The Anthropological Basis of
Kantian Ethics” Philosophical Topics, vol. 19, no. 1, spring,1991
6
Kant remarks that his “sole purpose [in retelling the
Eden story] is to consider the development of manners and
morals [des Sittlichen] in [the human] way of life.”7 Kant says
that it is important that the first person is an adult and
has not “the help of a mother,” that it is a pair so that
there can be a human race, and perhaps most important that
it is only a pair so that no social conditions have yet
arisen. This is a time prior to society. Adam is not in an
entirely primitive state, however, because he can stand and
walk and “even speak according to coherent concepts, and
think.”8 Nevertheless, Adam, Kant says, “is guided by
instinct alone, that voice of God which is obeyed by all
animals.”9 And at this point we discover a reminiscence of
Herder but also a difference. For Kant goes on to say that
“as long as inexperienced man obeyed this call of nature all
was well with him. But soon reason began to stir” and the
beauty, harmony, and pleasure of human natural existence
vanishes. For reason suggested comparisons between foods
and awakened the desire for “foodstuffs beyond the bounds of
instinctual knowledge.”10 Now Kant introduces an important
7
distinction: The entry of reason had it been compatible with
instinct might have enhanced human harmony with the natural
world rather than interfered with it. But instead reason,
especially when aided by the imagination, “can create
artificial desires which are not only unsupported by natural
instinct but actually contrary to it.”11 For Kant Adam’s
choice of a fruit against instinct, because it may have
appeared to his reason similar to tasty fruits but was in
fact naturally harmful and therefore resisted by his
instinct, marks the human person’s “first attempt at
becoming conscious of his reason as a power which can extend
itself beyond the limits to which all animals are
confined.”12 And so Adam’s action is understood by Kant as
the first occasion of “reason [doing] violence to the voice
of nature (3:1), and [nature’s] protest not withstanding,
and … the first attempt at free choice.”
Despite the triviality, perhaps, of the choice in
question, Kant remarks that “it sufficed to open man’s eyes
(3:7). He discovered for himself a power of choosing for
himself a way of life, of not being bound without
8
alternative to a single way, like the animals.” Kant goes on
to describe the human condition initiated by Adam.
He stood, as it were, at the brink of an
abyss. Until that moment instinct had directed
him toward specific objects of desire. But from
these there now opened up an infinity of such
objects, and he did not yet know how to choose
between them. On the other hand, it was
impossible for him to return to the state of
servitude (i.e., subjection to instinct) from the
state of freedom, once he had tasted the latter.13
Adam goes on to discover that sexual desire can be enhanced
by reason and imagination. That’s his interpretation of the
meaning of the fig leaf (3:7), as an enhancement of sexual
allure, one that represents, he writes, “a far greater 7 Conjectural Beginning, p. 558 Conjectural Beginning, pp. 54 - 559 Conjectural Beginning, p. 5510 Conjectural Beginning, p. 5511 Conjectural Beginning, p. 5612 Conjectural Beginning, p. 5613 Conjectural Beginning, p. 56
9
manifestation of reason than that shown in the earlier stage
of development,” namely, that of the eating of the fruit.
The fig leaf, he goes on, already represents a certain
mastery of reason over impulse in its refusal and
manipulation of immediate instinctual desire towards
desire’s enhancement but also toward desire’s
spiritualization. “Refusal”, Kant writes, “was the feat which
brought about the passage from sensual [empfundenen] to
spiritual [idealischen] attractions, from mere animal desire
gradually to love, and along with this from the feeling of
the merely agreeable to a taste for beauty.” But most
important “there came a first hint at the development of man
as a moral creature. This came from the sense of decency
[Sittsamkeit], which is an inclination to inspire others to
respect by proper manners.”14 Although small, Kant calls
this beginning “epoch making” and more important than all
the advances in culture that subsequently sprang from it.15
These (that is, choice as the initiation of freedom and then
14 Conjectural Beginning, p. 5715 Conjectural Beginning, p. 57
10
instinctual self-regulation) are the first two stages of
reason’s coming on the scene. The third stage, Kant says,
is the capacity to envision the future, which is in his view
“the most decisive mark of the human’s advantage.”16 But
this brought with it fear and anxiety for the future and
also the fear of death. This is the inherent punishment of
being fully human and hence Adam and Eve in Kant’s words,
“apparently foreswore and decried as a crime the use of
reason, which had been the cause of all these ills,”17
hence, the Bible’s depiction of the use of reason as a
rebellion or perhaps in Kant’s understanding, sin. Kant
remarks, later on in the essay, on Adam’s “abuse of reason
in the very first use of reason.”18
But there was yet a fourth stage to reason’s
development, according to Kant’s reading of the story, and
that was reason’s entry as the rightful mastery of nature.
This “fourth and final step which reason took,” Kant
concludes, “raised man altogether above community with the 16 Conjectural Beginning, pp. 57 - 5817 Conjectural Beginning, p. 5818 Conjectural Beginning, p. 68
11
animals.” For “he came to understand, however obscurely,
that he is the true end of nature.”19 Adam realizes that
“his nature [has] privileged and raised him above all
animals. And from then on he looked upon them, no longer as
fellow creatures, but as mere means and tools to whatever
ends he pleased.”20 And at the same time, the first person
has recognition that all fellow human beings share his
status and are “equal participant[s] in the gifts of
nature.” This latter understanding is the true beginning of
morals and the basis for the establishment of a civil
society. Kant remarks that, “Thus man had entered into a
relation of equality with all rational beings, whatever
their ranks (3:22), with respect to the claim of being an
end in himself, respected as such by everyone, a being which
no one might treat as a mere means to ulterior ends.” And
“this is because of his reason, … reason makes him an end in
himself. Hence,” Kant concludes, “this last step of reason
is, at the same time, man’s release from the womb of nature.”
19 Conjectural Beginning, p. 5820 Conjectural Beginning, p. 58
12
And womb it is. For reason, rather than bringing the
promise of human fulfillment in the joy of its exercise in
eudaimonia, instead initiates restlessness, toil, and
dissatisfaction. According to Kant,
Restless reason [interposes] itself,
irresistibly impelling [Adam] to develop the
faculties implanted within him. It [will] not
permit him to return to that crude and simple
state from which it had driven him to begin with
(3:24). It [makes] him take up patiently the toil
which he yet hates, and pursue the frippery which
he despises. It [makes] him forget even death
itself which he dreads, because of all those
trifles which he is even more afraid to lose.21
Nevertheless, this life of toil and dread, and also
tremendous social conflict emerging from envy and
competition brought on by comparison of self to others, Kant
also regards as “nothing less than progress toward
perfection.”22 Allen Wood remarks again and again (and
21 Conjectural Beginning, p. 59
13
hence the title of his essay, “Unsociable Sociability”) that
it is the conflicts brought on by the exercise of reason in
a social context that make life so hard for the individual,
but, at the same time, it is these conflicts that are the
engine of progress for the human race. Because of the
hardship and especially because of social envy and ambition,
this first step toward perfection in Adam’s instituting of
the conflict between our rationality and our animality in
all its power is at the same time a fall, Kant points out.
And so it is the beginning of morality and at the same time
its violation. Kant remarks that we see in the Eden story
that “the history of nature therefore begins with good, for
it is the work of God, while the history of freedom begins
with wickedness, for it is the work of man.”23 These two
human dispositions, “man as animal” and “the other … man as
a moral species,” as Kant calls them, are given to us for
two different purposes. They come to shape human history and
also project its end. Kant appends a final section to his
“Conjectural Beginning of Human History” titled, “The End of
History.” Here he speculates about the progress of history
14
through stages of more complex political and economic
institutions and urbanization with a concomitant growth of
conflict and inequality, reason’s dark underbelly, with the
“result … that the human species is irresistibly turned away
from the task assigned to it by nature, the progressive
cultivation of its disposition to goodness. Thus the human
species became unworthy of its destiny, which is not to live
in brutish pleasure or slavish servitude, but to rule over
the earth (6:17),” Kant concludes.24
In a Concluding Remark, Kant gives us this tenuous
ground for hope, however:
In the present state of human culture, then, war
is an indispensable means to the still further
development of human culture. Only in a state of
perfect culture would perpetual peace be of
benefit to us, and only then would it be possible.
But God alone knows when this will be achieved.25
22 Conjectural Beginning, p. 6023 Conjectural Beginning, p. 6024 Conjectural Beginning, p. 6525 Conjectural Beginning, p. 67
15
Any hope of a Golden Age of “universal contentment with the
mere satisfaction of natural needs” and of “universal human
equality and perpetual peace,” a “Robinson Crusoe” world,
Kant calls it, is neither desirable nor possible. Therefore
we have to live with the troublesome aftermath of Adam’s
choice, which we, nevertheless, can only ascribe firmly to
our own free choice. Kant ends the essay thus:
This, then, is the lesson taught by a
philosophical attempt to write the most ancient
part of human history: contentment with
Providence, and with the course of human affairs,
considered as a whole. For this course is not a
decline from good to evil, but rather a gradual
development from the worse to the better; and
nature itself has given the vocation to everyone
to contribute as much to this progress as may be
within his power.26
Rather than analyzing Kant’s moral psychology at this
point, let’s go on to a brief review of Maimonides’ account
26 Conjectural Beginning, p. 68
16
of Adam’s fall in the Guide to the Perplexed. We shall defer a
comparison of the respective anthropologies and moral and
social psychologies till the end. The purpose of the
comparison is not to illustrate that Kant and Maimonides had
contrasting interpretations of the Garden of Eden. That
goes without saying. What we are looking for is the
underlying philosophical anthropology, and moral and social
psychology. Where do they coincide and where do they
diverge? Maimonides treats the Garden of Eden at some
length in two chapters, first in Part I, chapter 2 and later
in Part II, chapter 30. In the latter treatment the context
is that of a discussion of Creation and Maimonides contrasts
the underlying scientific meaning and reference of the
biblical account of the six days of Creation to the merely
fanciful status of the subsequent Garden narrative. This is
a different account in a different literary genre,
Maimonides suggests, for the biblical text, he says,
concludes its account of Creation in remarking that “’heaven
and earth were finished and all the host of them’.”
Moreover, Maimonides reminds us that the human person had
17
already been created, “’Male and Female created He them”
and so the Eden story, he says, “makes a new start (patah
petah ehad) regarding the creation of Adam and Eve”27 and
this account, Maimonides explicitly points out, is not
chronological nor historical, and thus does not take place
after Creation as the order of the biblical text would on a
superficial reading seem to imply. Not only does he claim
that this is his own interpretation but he lends authority
to his claim in bringing to our attention that the Sages
unanimously hold that the Garden of Eden story does not
occur after Creation as it appears to on the face of it but
in fact is subsumed in the 6th day. “Now all the Sages,”
Maimonides writes, “are unanimous that all this story
occurred on Friday and that nothing was changed in any
respect after the six days of the Beginning” … so that “up till then
no permanent nature had come about.”28 The underlying
significance of this is that nature and human nature are
established within the cycle of Creation and, contra-
27 Pines, p. 35328 Pines, p. 353
18
Christianity, human nature –nor nature as such-- is not
changed for the worse by Adam’s disobedience. Instead, the
Garden of Eden story tells us something about human nature
as God established it and intended it to be from and in the
beginning.
The Garden of Eden tale, Maimonides elaborates,
functions as an allegory whose interpretation is near the
surface rather than deeply hidden and the Sages acknowledged
it as such:
Know that these things that I shall mention
to you from the dicta of the Sages are sayings of
utmost perfection; their allegorical
interpretation was clear to those to whom they
were addressed, and they are unambiguous. Hence I
will not go too far in interpreting them.29
A bit further on Maimonides again points to the allegorical
status of the Eden story when he remarks that the Sages do
not interpret the biblical words about God taking the man
and putting him in the Garden of Eden to mean that, “He took
29 Pines, p. 353
19
him away from one place and put him in another, but that He
raised the rank of his existence among the existents that
came into being and pass away and established him in a
certain state.”30 Hence clearly for Maimonides the action
in the story is not to be taken literally and historically
but rather, he implies, symbolically. The Torah is offering
us in the Garden of Eden tale not a chronology of a
historical personage, and certainly not a ‘Fall’, but a
symbolic narrative representation of an abstract analysis of
human nature both in its inception and for all time, that
is, of the ideal proper to the human species and of how that
ideal ought to be approached given the human existential
condition, social situation, and fleshly constitution.
Kant’s story seems to function similarly as a conveying an
ideal and setting its achievement within the vicissitudes of
actual human conditions. But Kant also includes a stab at a
philosophy of history emergent from his reading of Eden and
its aftermath.
30 Pines, p. 357
20
In Chapter 2 of the first part of the Guide,
Maimonides elaborates on what the conception of human nature
is that the Garden of Eden story intends to convey. And he
does this by posing his analysis as a response to a
challenger who offers an alternative construal of human
nature as derived from the biblical text. The objector
proposes that the story of the Garden of Eden means that the
Bible envisions the ideal human being as anti-intellectual
for knowledge is given to him as a curse rather than as a
blessing. So in this chapter Maimonides proposes to take up
the challenge put to him “years ago,” he says, by an unnamed
“learned man.”31 Maimonides thus poses his interpretation
as a double defense of the biblical text against the charge
first, that Adam’s disobedience is rewarded rather than
punished by being given knowledge; and second, that if this
is indeed a punishment the Bible is nevertheless not
condemning knowledge and intellect. The objector raises the
challenge that the moral of the story would seem to be that
21
Adam was better off in his original condition, when he was,
as the objector puts it, “like the beasts, devoid of
intellect,” than he is in his final condition having gained
the capacity for rational thought (the knowledge of good and
evil). (Kant, as we remember, answered precisely that
question, saying that reason was indeed a sort of punishment
since Adam’s free choice wrested him from harmony with
nature, making his life difficult, filled with anxiety and
conflict.) Maimonides, however, thinks otherwise and
resolves the apparent paradox by first agreeing with the
objector that Adam’s condition consists in having acquired
knowledge and a cognitive capacity of a sort. But
Maimonides then maintains, contra the objector (and also
contra Kant), that the knowledge in question is not fully
rational. What Adam gained (or enhanced) was instead an
inferior kind of bodily cognition that in his original
perfection, he had not needed, Maimonides proposes. For
Adam acquired in the story (what all human beings by nature
have and by situation need) a full-fledged imagination by
22
which to control the raging desires unleashed by his
impulsive act.32
Adam’s disobedience results, according to Maimonides,
in his becoming endowed with a faculty that has become
equipped to apprehend conventional knowledge and categories,
a capacity that Maimonides says he did not have and did not
need prior to this, within the story. Adam apparently had
from the beginning the capacity to have bodily desires and
to visualize images for his impulsive act presupposes those.
But he did not initially perceive, nor was he able to
construct, moral conventions. So Adam gained in the story
what would generally be designated in the Aristotelian
tradition, ‘the practical intellect’. Maimonides, however,
both here in this chapter and systematically throughout the
Guide, avoids mention of the practical intellect, instead
relegating its practical and deliberative moral functions to
31 Sara Klein-Braslavy in Maimonides’ Interpretation of the Adam Stories in Genesis: A
Study in Maimonides’ Anthropology (Jerusalem: Ruben Mass, 1987): 40, suggests
that he is intended by Maimonides as a “man of science.”32 Lawrence Berman in “Maimonides on the Fall of Man,” (in AJS Review ,
vol. 5, 1980: 1 - 15), (p. 9) points out that for Maimonides “Paradise
(gan ‘eden, pardes) is identical with theoretical speculation.”
23
the bodily faculty of the imagination. So Maimonides
downgrades moral knowledge by relegating it not to the
practical intellect as the Aristotelian tradition (and
Maimonides’ own Eight Chapters) had done, but to a bodily
faculty outside the intellect –namely, to the imagination.33
In addition, he extends the imagination (as Alfarabi had
before him) to include the capacity for political
leadership. The enhanced imagination that Adam now has in
the story, unlike the wayward antinomian primitive
imagination that took Adam initially by surprise, when
perfected, has its vital function in instituting social
accord and conventional morals, and generally in governance.
Adam, we recall, has become like Elohim, which Maimonides
interprets here to mean, like a ruler. He has gained the
33 Lawrence V. Berman, shares the view (p. 10) that Maimonides’ is
arguing that “the fall story symbolizes man’s coming under the power of
the imagination from an original idyllic state in which he was
completely devoted to truth and falsehood, not being concerned with good
and evil actions.” For an extended treatment of the claim that according
to Maimonides Adam becomes endowed with a full-fledged imagination as a
result of his disobedience, see my, “The Garden of Eden: Spinoza’s
Maimonidean Account of the Genealogy of Morals and the Origin of
Society.”
24
capacity for defining and instituting morals and moral
leadership. Adam becomes like an excellent ruler having
acquired the capacity to institute and enforce conventional
regulations that create harmony in the passions of self and
society. We might see this story as analogous to a just so
story, for example, how the tiger got its spots. It is not
that there were ever unspotted tigers but that via the story
we now know something about the nature of tigers, through a
fanciful etiological tale, that we didn’t know before.
Similarly, in the Phaedrus we know something about both the
proper ideal and also the vicissitudes of the rational, yet
flawed, nature of the human soul from Plato’s fanciful tale
of its origin in an intelligible realm whose truths it can
recall, once it falls to earth, only in fragments. Moreover
it is no doubt not accidental that Maimonides’
interpretation of Adam and Eve in II, 30 begins with Plato’s
etiological fantasy (and perhaps comic absurdity, given
Plato’s placement of it in the mouth of Aristophanes) from
the Symposium of human sexual desire in an initial androgyny
of the human species.
25
Maimonides in his interpretation of the Eden story
draws a stark contrast between theoretical reason and
practical thinking--a point about which Shlomo Pines has
written much.34 So we find that the initial Adam was not
only rational (and certainly not without intellect as beasts
are –as the learned challenger, and Kant for that matter,
claimed) --in Aristotelian terms, a rational animal—but he was
in Maimonides’ estimation also the perfect philosopher. For
Maimonides says of Adam that:
Through the intellect one distinguishes between
truth and falsehood, and that was found in [Adam]
in its perfection and integrity.35 34 “Truth and Falsehood versus Good and Evil: A Study in Jewish and
General Philosophy in Connection with the Guide of the Perplexed, I, 2,”
in Studies in Maimonides, ed. by I. Twersky, (Cambridge: Harvard University
Press, 1991)) See my critique of Pines on this matter in Note 43 below.35Guide I, 2 (Pines: 24) Zev Harvey and Sara Klein-Braslavy also
maintain that Adam had a perfected imaginative capacity before the Fall.
But nothing in the text suggests that and much precludes it. For, first,
Adam was seduced by the body. And second, he did not do what the
perfected imagination is essentially characterized by, according to
Maimonides, --namely, he govern and institute morals. In fact, that’s
exactly what Maimonides explicitly claims he could not do till after his
punishment. So I do not think that the claim of Moses’ perfected
imagination in pre-Fall Eden is tenable.
26
So not only did Adam initially have a rational capacity, he
had a perfected intellect engaged in theoretical pursuits. It is
Adam’s acquiescence to impulse that leads him to
turn away from the intellectual joys of Edenic paradise.
Adam’s disobedience was in pursuing bodily desires rather
than intellectual ones and his punishment was the refocusing
of his attention to the bodily faculty that regulates the
passions, namely, the imagination. Maimonides says of Adam
that by “becoming endowed with the faculty of apprehending
generally accepted things, he became absorbed in judging
things to be bad or fine.”36 And Maimonides elaborates a
little on the nature and status of these moral terms and
categories:
Fine and bad … belong to things generally accepted
as known, not to those cognized by the intellect.
For one does not say: it is fine that heaven is
spherical, and it is bad that the earth is flat;
rather one says true and false with regard to
these assertions … Now man in virtue of his
intellect knows truth from falsehood … with regard to
27
what is of necessity, there is no good and evil at all.37 (my
italics)
So Adam “was punished by being deprived of intellectual
apprehension,”38 a kind of apprehension that included no
practical or moral thinking. It is only Adam’s turn to the
body—in other words, his full humanity-- that necessitates
the invention of morals (through using his newly enhanced
imaginative capacity) to limit corporeal excess and also
social conflict. Before that turn, in other words ideally,
in the intellectual contemplation of heaven and earth desire
is focused upon the joys of contemplation and neither
corporeal temptation nor social conflict have a place.
Therefore, Maimonides says of Adam in Eden, “when man was in
his most perfect and excellent state, in accordance with his
inborn disposition and possessed of intellectual cognition,
he had no faculty that was engaged in any way in the
consideration of generally accepted things and he did not
apprehend them.”39 So it is the Adam who has already
37 Moses Maimonides, Guide of the Perplexed, Translated with an
Introduction and Notes by Shlomo Pines, University of Chicago Press
(Chicago and London, 1963), I, 2, Pines pp. 24 - 25
28
disobeyed the divine command, the Adam who is truly human
and lives in a real world peopled by actual flesh and blood
human beings, who is the creator of morals; but he does so
not because he has acquired reason, as the Kantian Adam has,
but rather because he has lost it –or lost its optimal ideal,
its asymptotic, state. We might say that Maimonides’
disobedient Adam stands for not only human limitations and
the human condition but also for the non-philosophic masses
in need of external controls to curb their appetites, in
contrast with the Edenic Adam who is the ideal philosopher
living in a netherworld ivory tower paradise, his
intellectual love freely turning him away from the body and
toward intellectual pursuits. The practical and perfected
imagination has, however, an important role to play but only
in a non-Edenic world, that is, in the real world of flesh
and blood and social relations. For in his fully human
state, Adam turns to the regulation of his newly aroused
passions, moderating them so that they conform to socially
beneficial ends. In all societies, because they regulate
populations of potentially disobedient Adams, Maimonides
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tells us in his chapters on prophecy and politics40, this
practical task is assigned to the imagination to implement
in the individual and maintain politically. The imagination
also figures for Maimonides in an even more noble capacity,
that of the Torah’s approximating and disseminating for a
mass society some of the theoretical scientific knowledge
that Adam’s philosophic Eden had to offer.41
Now let’s turn back to Kant. Reason supplied four new
capacities to Adam, in the Kantian version: First, freedom,
40 See especially Guide especially, II, 40.41 Mosaic Law, Maimonides maintains, gives the community governed by
justice and convention a taste of the ultimate joy of the intellectual
life. For Mosaic Law, unlike the strictly imaginative law of the non-
prophetic statesman, is divine, Maimonides says, because the prophets,
unlike mere political leaders (i.e., the founder and followers of the
‘nomos’), are those whose intellect, as well as imagination, is
operative in governance. They are thus enabled to apply the imagination
to conceptual knowledge, thereby rendering it in imaginative form
precisely geared to the understanding of the masses. In this way, a
glimpse of intellectual Paradise opens to the Law’s adherents. II, 40
(Pines: 384; Moreh vol. 2: 84b) For an excellent treatment of this
chapter of the Guide and of the prophetic versus the nomoitic
constitution, see Miriam Galston’s article, “The Purpose of the Law
According to Maimonides” in Maimonides: A Collection of Critical Essays ed. by
Joseph A. Buijs.
See also Translator’s Introduction (xci - xcii).
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the power to choose for oneself a way of life; second, a
degree of control over sensual impulse, over the natural
self; third, the expectation of a future; and fourth, the
human status of alone being an end and all other creatures
and things merely means to human ends. This latter was the
real “release from the womb of nature,” in Kant’s
estimation. Adam's disobedience is interpreted as the first
act of freedom. Ethical life originates in, is initiated
by, an act of wresting and differentiating and distancing
the self as human from the natural world; this sets the
trajectory of human history as a progressive distancing of
the human from nature, internal and external, and the
progressive use of the natural for human ends. The unique
"dignity" of the human being is held to consist in this God-
like distancing and posture, which is its "freedom." (Kant,
unlike Maimonides, seems to intend the speculative
historical trajectory from Adam onwards as a conjectural
philosophy of history rather than strictly as an allegory.)
For Kant the advent of the human marks the repudiation of
the self as natural and within the natural world. It is the
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hope for complete self-control over natural impulses and
natural processes. Adam learns that he can choose his
actions and invent himself and control both himself and the
world for ends he invents. Ethics is confining oneself to
acting upon this "dignity" which asserts our human
superiority to all natural being and acting on it as our
sole motive by subduing and repudiating, at best, the
natural self and seeing all other human beings as having
equal status. (Although women and "uncivilized peoples" have
less reason for Kant they still are of equal moral status as
rational and post-natural.)
So what is the upshot? The upshot, I think, is that
Kantian reason corresponds more to Maimonides’ perfected
imagination than to Maimonides’ reason or intellect. Self-
control is for both thinkers the self- and social imposition
of the restraint of impulse. But the dignity of the human
person for Maimonides does not consist in this but in the
theoretical intellect. Moreover, it is not the common
possession of reason in all human beings that is the source
of our ethical relations but a more prudentialist, a
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physician’s, concern for a harmonious social body and a
balanced life. The Mosaic constitution institutes practical
virtue in that it is well-ordered, promoting mutual accord
and justice --i.e., the mean between excess and defect
(Guide II, 39); and it aims at theoretical virtue, a return
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to Paradise (to the extent that that is possible), in that
it promotes in individuals both wisdom and the desire for
theoretical knowledge. As Shlomo Pines points out,
Maimonides radically opposes the true to the good, casting
the turn toward the good and away from the true as the Fall
of Man.42 This is profoundly non-Kantian and very
34
Aristotelian, in fact it perhaps out-Aristotles Aristotle,
so to speak.43 For in the final analysis, reason for
Maimonides is about the passionate engagement, the
intellectual love, that is worship and also the flourishing
of the human person. That is what ultimately heals the
soul, sublimating, calming, and minimizing the unruly
passions that are the cause of so much pain and conflict.
The paradigmatic example is Moses, of whom Maimonides says
that, “because of the greatness of his apprehension [of
God’s ways, the divine governance, which is God’s attributes
of action44 or physics] and his renouncing everything that
is other than God, …his intellect attained such strength
that all the gross faculties in the body ceased to function”
and because of his great joy in that which he apprehended,
he did neither eat bread nor drink water.”45 For according to
Maimonides:
The philosophers have already explained that the
bodily faculties impede in youth the attainment of
most of the moral virtues and all the more that of
pure thought, which is achieved through the
35
perfection of the intelligibles that lead to
passionate love of Him, may He be exalted.46
[True] worship ought only to be engaged in after
intellectual conception has been achieved. If…
you have apprehended God and His acts in
accordance with what is required by the intellect,
you should afterwards engage in totally devoting
yourself to Him, endeavor to come closer to Him,
and strengthen the bond between you and Him—that
is, the intellect. …The Torah has made it clear
that this last worship to which we have drawn
attention …can only be engaged in after
apprehension is achieved; it says: To love the Lord
your God, and to serve Him with all your heart and will all your
soul. Now we have made it clear several times that
love is proportionate to apprehension.47
But that intellectual engagement is not, as it is for
Kant, a repudiation of nature and of the natural flourishing
of the rational animal nor is it the control of nature
toward our own ends. It is, instead, at once both the
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fulfillment of our human nature as God intended it and also
the embrace of the natural world through understanding its
underlying rational scientific basis, to the small extent we
can, as an expression of the divine, as the divine action.
So it is only through Creation for Maimonides that we
approach God, a Creation of which we are a part. Nature is
rich with that divine possibility and that dignity which we share
with all things; and while, no doubt, we have unique access to
some small aspect of the divine intent, nevertheless, the
dignity of Creation is not uniquely our own. So human beings for
Maimonides are deeply embedded within nature; we are
expressions of nature and, as such, privy to the workings of
nature. Our minds are as natural as our bodies and they are
divine in that they enable us to approach the underlying
principles of nature as synoptically as God does. Our
perfection is the perfection of the natural, of our natural
capacity for the scientific understanding of the natural
world. Moral virtue is expressed in our practical
implementation of a social organization that furthers our
natural physical and psychological or characterological well
37
being, an organization which is also stable enough to be
conducive to our engaging in theoretical contemplation of
the natural. What a contrast is Maimonides’ rational human person
mentally coming to oneness with the underlying laws of nature as a whole to the
Kantian rational human freedom from nature (even and especially from any
42In “Truth and Falsehood versus Good and Evil,” Shlomo Pines argues
that Maimonides, in an unprecedented interpretation of Adam’s sin,
radically opposes the true to the good. It is this radical opposition
that Spinoza will later both adopt as the cornerstone of his ethical
theory and explain theoretically in terms of his own elaborate
psychological doctrine.
See also Lawrence V. Berman’s, “Maimonides on the Fall of Man,” in
AJS Review, vol. 5 (1980). Berman argues (8 - 9) that according to
Maimonides,
the fall of man consisted in a change of priorities,
from an interest in the things of the mind to becoming
interested in the things of the body; from being a
philosopher, a master of his passions, to becoming a
beast in human form, mastered by his passions; from
being a solitary thinker, to becoming a ruler of
cities, being informed by imagination only.
… Thus previous to the fall, Adam was not concerned
with matters relating to values but only with the
truth.
Berman goes on to suggest (Note 22, page 8) that since “imagination did
not enter in Moses’ prophecy (Guide 2:36 end and 2:45 end) … thus Adam
and Moses were identical, the difference being that Adam, before the
fall, represents the ideal for man, not living in society, while Moses
represents the ideal for man living in society.”
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human nature) and the Kantian rational free will imposed upon nature, internal
and external! What different ideals and values—interrelation
versus atomic separation and self-invention, contemplation
versus mastery, special dignity versus joyous immersion and
union; the mystic versus the man of action and technological
43 Maimonides is on firm Aristotelian ground in distinguishing sharply between the theoretical and practical intellects. So I don’t think he is
straying as far from or radicalizing Aristotle as much as Pines seems
to. For Aristotle repeatedly tells the reader that “practical wisdom is
not scientific knowledge” (Nicomachean Ethics (henceforth NE) VI, 8
(1142a). Each is the virtue of a different part of the soul (NE VI, 11
(1143b)). Many great scientists, Aristotle names Thales and Anaxagoras,
were in fact moral cretins for they were ignorant of human goods.
Though they knew remarkable, admirable, difficult, and even divine
truths, he says, these were ultimately useless to them (NE VI, 7
(1141b)). Aristotle distinguishes here between the theoretical and the
practical in content as well as in mental operations. For the
theoretical is that which is beyond direct human concern, he points out,
insofar as man is not the best thing in the world. Practical wisdom, in
contrast, is relative to human concerns and ends (NE VI, 7 (1141a).
Aristotle does however acknowledge that theoretical thinking is a human
virtue, an activity engaged in for its own sake and hence one which
results in human fulfillment and joy.(NE VI, 12 (1144a)). Nevertheless
Aristotle is ambivalent about exactly how human theoretical intellection
really is. For in NE Book X in his paean to the theoretical life as
alone providing complete and supreme happiness to humanity, he also
suggests that it reaches beyond the human. Contemplation is the
activity par excellence not of human beings but instead of the gods. It
makes us immortal and is far more like the divine life than the normal
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triumph. The contrast drawn here with the medieval Judaeo-
Arabic Maimonides can help us become aware of the pervasive
Kantianism of our modern ethical assumptions and offer some
resources for a needed alternative.
human concerns that engage our practical thinking and challenge our
moral virtues. The latter Aristotle, like Maimonides in the Guide, here
associates with the body in contrast with the mind. So Maimonides is on
firmer Aristotelian ground than we initially expected and Pines
proposed. Lo and behold, we have discovered in N.E. X the immortal,
contemplative, divine-like Adam before his disobedience and punishment!
He is living a life akin to the divine, with no need to focus on the
body or on practical thinking devoted to normal human social virtues.
Aristotle even says of his gods, who are engaged exclusively in
contemplation, exactly what Maimonides says of Adam, namely, that they
have no need to concern themselves with matters of justice or social
policy or moral deliberation. Thus for Aristotle, too, divine beings had no need for the
practical intellect and that’s what distinguished them from the rest of us! So Adam, as we
might have expected, is not of this world –not initially, anyway. That
transition will be marked by Adam’s acquisition of a full-fledged body,
a full-fledged humanity, where he can no longer live by contemplation
alone. In falling to earth, so to speak, Adam must engage his practical
intellect –that is to say the perfected imagination—in the pursuit of
normal human individual and social virtues. As in Aristotle, he must
acquire practical wisdom embedded in a body, which for Maimonides is the
imagination.44 See, e.g., 1, 51, Pines, p. 12445 III, 51, Pines, p. 62046 III, 51, Pines p. 627
40