ISB-451 Development of Islamic Sciences upto Abbasids
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Transcript of ISB-451 Development of Islamic Sciences upto Abbasids
ISB-451 Development of Islamic Sciences upto Abbasids
1. Tafsir: Definition, Significance and Early Development
The word tafsīr is derived from the three-letter Arabic verbal root of ر-س- ف F-S-R (fassara,
'interpret'). In its literal meaning, the word refers to interpreting, explaining, expounding, or
disclosing.[2] In Islamic contexts, it is defined as understanding and uncovering God's will
which has been conveyed by the Quranic text, by means of the Arabic language and one's
own knowledge.[3]
Tafsīr, (Arabic: “explanation,” “exegesis”) the science of explanation of the Qur ān,
the sacred scripture of Islam, or of Qur ānic commentary. So long as Muhammad, the
Prophet of Islam, was alive, no other authority for interpretations of the Qur ānic revelations
was recognized by Muslims. Upon his death, however, commentaries were needed because
the text, when it achieved written form, lacked historical sequence in the arrangement
of surahs, suffered from ambiguity of both text and meaning, showed a variety of differing
readings, was recorded in a defective script (lacking especially in vowels), and even
contained apparent contradictions. Many Muslims in the early period sought to explain the
Qur ān on the basis of pure personal speculation, known as tafsīr bil-ra y, and such
interpretation, though generally disapproved, has persisted down to the present time. Others
explained or embellished Qur ānic passages using stories drawn from Christian—and
especially from Jewish—sources (Isrā īliyyāt). To counter the arbitrariness of such
interpretation, in the fourth Islamic century (10th century CE) there emerged the religious
science called ilm al-tafsīr, a systematic exegesis of the Qur ānic text, which proceeds verse
by verse, and sometimes word by word. Over time this science developed several methods
and forms of its own.
The Hungarian scholar Ignáz Goldziher traced the development of tafsīr through several
stages. In the first, or primitive, stage, Muslims were concerned principally to establish the
proper text of the Qur ān. The second stage, known as traditional tafsīr, featured explanations
of Qur ānic passages based upon what the Prophet himself or his companions said these
passages to mean. It relied, therefore, upon the traditions (Hadith) or reports of the sayings of
Muhammad and his immediate associates. As Muslims sought to establish their identity as a
religious community and to define their doctrinal stance, there arose a dogmatic type of tafsīr.
The Qur ān was interpreted by various sectarian groups to establish their own peculiar
doctrinal positions; notable among them were the Mu tazilah, so-called rationalists, who
insisted that interpretation (ta wīl) of the Qur ān must conform with reason. Sufis (Muslim
mystics) and Shi is with esoteric inclinations also practiced ta wīl, departing sharply from a
purely external analysis. (See Bāṭiniyyah.) A British scholar, John Wansbrough,
classified tafsīr literature according to its form and function. He distinguished five types,
which he held to have appeared in roughly the following chronological order: attempts to
supply a narrative context for passages, efforts to explain the implications for conduct of
various passages, concern with details of the text, concern with matters of rhetoric, and
allegorical interpretation.
The monumental commentary compiled by the historian al-Ṭabarī (838/839–923) assembled
all the traditional scholarship that had been produced until his time. It remains the most basic
of all tafsīrs. Subsequent commentaries of note include those by al-Zamakhsharī (1075–
1143), al-Rāzī (1149–1209), al-Bayḍāwī (d. 1280), and al-Suyūṭī (1445–1505).
Commentaries continue to be compiled at the present time; Muslim modernists, for example,
have used them as a vehicle for their reformist ideas.
The first examples of tafsir can be traced back to Muhammad. According to Islamic belief, as
the Quran was revealed to him, he recited the verses to his companions, usually explaining
their meanings to teach them, as it was one of Muhammad's responsibilities.[4] Elements of
Muhammad's explanations including clarifying verses whose intents are not understood, the
indication of names, places, times etc. which have not been mentioned in the verse, restriction
of meanings which have been given as absolute and reconciliation of expressions which seem
contradictory.[citation needed] Although scholars including ibn Taymiyyah claim that Muhammad
has commented on the whole of the Quran, others including Ghazali cite the limited amount
of narratives (hadith), thus indicating that he has commented only on a portion of the
Quran.[1]
After the death of Muhammad, his companions (sahabah) undertook the task of
interpretation, thus starting a new age in tafsir. Most of the sahabah, including Abu Bakr,
refrained from commenting based on their personal views, and only narrated comments by
Muhammad. Others including ibn Abbas used their own knowledge from the Arabic
language to interpret the Quran. At this stage, tafsir was selective and concise regarding its
coverage, and only certain words, phrases and verses were explained.[1] The Quran was still
not fully interpreted, and commentaries were not separated from the hadith collection nor
written separately, mainly due to other occupations such as the collection of the Quran.[5]
By the time of the next generations ensuing the sahabah, scholars in the age of the successors
(tabi'in) started using a wide range of sources for tafsir. The whole of the Quran is
interpreted, and narrations are separated from tafsir into separate books and literature.
Grammatical explanations and historical data are preserved within these books; personal
opinions are recorded, whether accepted or rejected. During this time, a whole range of
schools of tafsir came into existence in different scholastic centers,
including Mecca, Medina and Iraq. Iraqi schools of tafsir came to be known for an approach
relied on personal judgment aside from the transmitted reports, and Jewish apocryphal
reports were also widely employed.[1] Notable compilers on this age including Sufyan al-
Thawri.[1]
Until this age, tafsir had been transmitted orally and had not been collected independently in
a book, rather, they had been gathered by muhaddithun (lit. scholars of hadith) in their hadith
books, under the topic of tafsir, along with other narrations of Muhammad.[6] This indicates
that tafsir, in its formative age, used to be a special domain within hadith. Widening of the
scope of tafsir and emergence of mufassirun in the age of the successors lead to the
development of an independent discipline of tafsir.[1]
Tafsir bi-al-ma'thur (tafsir bi-al-riwaya)[edit]
Tafsir bi-al-ma'thur, or commonly known as tafsir bi-al-riwaya, is the method of
commenting on the Quran using traditional sources. Tafsir bi-al-riwaya connotes tafsir using
another portion of the Quran, or sayings of Muhammad, or saying of his companions.[8] This
classical tafsir method is agreed upon by all scholars, and is the most used method throughout
history, partly because other methods have been criticized. Criticism of non-riwaya method is
mostly based on two grounds; for one, Muhammad has condemned those who interpret the
Quran from their own point of view,[9] and for two, most companions of Muhammad have
refrained from presenting their own ideas.[10] Some important examples of tafsir bi-al-
riwaya are Jāmi al-Bayān by al-Tabari and Tafseer al-Qur ān al- Aẓeem by ibn Kathir. The
sources used for tafsir bi-al-riwaya can be ordered by the rank of authority, as the Quran,
Hadith, the report by Sahaba and Tabi'iun, classical Arabic literature, and Isra'iliyat.
The most authoritative source of the interpretation is the Quran itself. Interpretation of the
Quran employing other Quranic reference is very common because of the close
interrelatedness of the verses of the Quran with one another. The Quranic verses explain and
interpret one another, which leads many to believe that it has the highest level of authenticity.
Many verses or words in the Quran are explained or further clarified in other verses of the
Quran. One example of the hadith which extensively employs this source of method is Al-
Mizan fi Tafsir al-Qur'an by Muhammad Husayn Tabataba'i. The authoritative source of
method second to the Quran is Hadith, by using narratives of Muhammad to interpret the
Quran. In this approach the most important external aids used are the collected oral traditions
upon which Muslim scholars based Islamic history and law. Authority of this method is
considered established by the statement made in the Quran that Muhammad is responsible for
explanation and guidance.[11] While some narratives are of revelation origin, others can be the
result of reasonings made by Muhammad.[12] One important aspect of these narratives is their
origin. Narratives used for tafsir, and in general, must be of authentic origin (sahih).
Narratives of such origin are considered requisite for tafsir.
Other source of the interpretation includes the accounts of Ṣaḥābah, companions of
Muhammad, or tabi‘un, the generation after sahabah, and Tabi‘ al-Tabi‘in, the generation
after tabi'un. Their authority is based on an account in hadith Sahih Bukhari, which
accordingly, Muhammad said;
"The best people are those living in my generation, then those coming after them (Tābi‘un),
and then those coming after (the second generation)".[13]
If nothing is found in the Quran or the Hadīth, the commentator has recourse to what the
Ṣaḥābah reported about various verses. These are generally considered above personal
opinion, because these people grew up with everyday interaction with Muhammad, and had
often asked about the meanings of verses or circumstances of their revelation; and they were
very knowledgeable in both Arabic literature and Islamic thought. Another non-scripture
based source of the interpretation is classical Arabic literature. Classical Arabic poetry and
the text of the Quran are two resources which can be used as foundational reference in
ascertaining the meaning and signification of the remaining literal and figurative diction of
the Quran and its style of expression.[14] Using Arabic poetry for defining words is a long
used practice, in fact there are very few scholars who haven't used this source.[15] Less
authoritative source of the interpretation is Isra'iliyat, which is the body of narratives
originating from Judeo-Christian traditions, rather than from other well-accepted sources. The
Isra'iliyat are mostly non-biblical explanatory stories and traditions (Hebrew: midrashim)
giving extra information or interpretation about events or individuals recorded in the Hebrew
scriptures. Scholars starting with the Sahabah have studied narrative accounts of
other Abrahamic religions to further explain and clarify verses, especially parables, in the
Quran. While some may be accurate, these narratives are not subject to hadith authenticity
criteria, and are generally not favored for use.
Tafsir bi-al-ra'y (tafsir bi-al-diraya)[edit]
Tafsir bi-al-ra'y, or commonly known as tafsir bi-al-diraya, is the method of using one's
independent rational reasoning and mind (ijtihad) to form an opinion-oriented interpretation.
The most distinctive feature of tafsir bi-al-diraya is the inclusion of the opinions of the
commentator, thus forming the more objective view on Quranic verses. The relative paucity
of traditional sources is also a practical reason why the scope of the methodology is
augmented. This is considered sanctioned by the Quran itself,[1] as written in the
surah Sad verse 29:
(This is) a Scripture that We have revealed unto thee, full of blessing, that they may ponder
its revelations, and that men of understanding may reflect.
— Quran 38:29
This method is not interpretation by mere opinion however, but rather opinions must be based
on the main sources. Performing Quranic interpretation using solely one's own opinion is
believed to be prohibited by some Muslims. This is based on an authenticated hadith of
Muhammad which states "He who says (something) concerning the Qur'ân without
knowledge, he has taken his seat of fire".[16] However, this hadith can alternatively be
interpreted to refer to the importance of first properly studying and learning the Quran before
attempting to teach or preach it to others. Accordingly, the method of independent reasoning
(ijtihad) has several qualifications and conditions that need to be satisfied. Due to the nature
of orientation toward opinions, this method is rejected by certain scholars such as Ibn
Taymiyyah,[1] and prohibited by Wahhabi Islamic doctrine.[citation needed] Some important
examples of such tafsirs include Anwar al-Tanzil by al-Baydawi and Mafatih al-
Ghayb by Fakhr al-Din al-Razi. Some parameters used by these scholars including linguistic
resources, historical sources, methodological concepts such as maqasid or socio-cultural
environment taken into consideration.
In terms of linguistic resources, literary elements of the Arabic language,
including morphology, eloquence, syntax are an integral part of tafsir, as they constitute the
basis of understanding and interpretation. Arabic has a systematic way of shaping words so
one can know the meaning by knowing the root and the form the word was coined from. If
any word can be given a meaning that is compatible with the rules of grammar, Quranic text
can be interpreted that way. In terms of historical resources, scholars may choose to interpret
verses according to external factors, including their historical context and their place of
revelation. Historical context (Asbab al-nuzul) is particularly important to interpret verses
according to how the Quran was revealed, when and under which circumstances, and much
commentary was dedicated to history. The early tafsirs are considered to be some of the best
sources for Islamic history. Classification of the place of revelation, whether it was revealed
in Mecca or Medina, is important as well. This is because in general Meccan verses tend to
have an iman (loosely translated as faith) nature that includes believing in Allah, Muhammad,
and the day of judgment, whether it be theological foundations or basic faith principles. On
the other hand, Medinan verses constitute legislation, social obligations, and constitution of a
state.
On the more conceptual level, the idea of maqasid (goals or purpose) can be taken into
account. Verses may be interpreted to preserve the general goals of shariah, which may be
considered simply as bringing happiness to a person in this life and the hereafter. That way,
any interpretation that threatens to compromise the preservation of religion, life, lineage,
intellect or property may be discarded or ruled otherwise in order to secure these goals.
Further, the socio-cultural environment may also taken into consideration. This includes
understanding and interpreting the Quran while taking into account the cultural and social
environment to which it has been revealed; or according to the scholars' own time. Often than
not, the distinction can be made between the 'amm (general) verses that aimed at universal
conditions for Muslims, and khass (specific) verses that applied to specific conditions, time
or need.[1] This is considered an integral part of analyzing the universality of the Quran.
Scholars usually do not favor to confine verses to a single time interval, but rather interpret
according to the needs of their time.[17]
3. Hadith: Definition, Significance and Early Development
Hadith, Arabic Ḥadīth (“News” or “Story”), also spelled Hadīt, record of the traditions or
sayings of the Prophet Muhammad, revered and received as a major source of
religious law and moral guidance, second only to the authority of the Qur ān, the holy book
of Islam. It might be defined as the biography of Muhammad perpetuated by the long
memory of his community for their exemplification and obedience. The development of
Hadith is a vital element during the first three centuries of Islamic history, and its study
provides a broad index to the mind and ethos of Islam.
Nature and Origins
The term Hadith derives from the Arabic root ḥ-d-th meaning “to happen” and so
“to tell a happening,” “to report,” “to have, or give, as news,” or “to speak of.” It
means tradition seen as narrative and record. From Hadith comes
the Sunnah (literally, a “well-trodden path”—i.e., taken as precedent and
authority or directive), to which the faithful conform in submission to the
sanction that Hadith possesses and that legalists, on that ground, can enjoin.
Tradition in Islam is thus both content and constraint, Hadith as the biographical
ground of law and Sunnah as the system of obligation derived from it. In and
through Hadith, Muhammad may be said to have shaped and determined from
the grave the behaviour patterns of the household of Islam by the posthumous
leadership his personality exercised. There were, broadly, two factors operating
to this end. One was the unique status of Muhammad in the genesis of Islam, and
the other was the rapid geographical expansion of the new faith in the first two
centuries of its history into various areas of cultural confrontation. Hadith cannot
be rightly assessed unless the measure of these two elements and their
interaction is properly taken.
The experience of Muslims in the conquered territories of west and middle Asia and North
Africa was related to their earlier tradition. Islamic tradition was firmly grounded in the sense
of Muhammad’s personal destiny as the Prophet—the instrument of the Qur ān and the
apostle of God. The clue to tradition as an institution in Islam may be seen in the recital of
the shahādah, or “witness” (“There is no god but God; Muhammad is the prophet of God”),
with its twin items as inseparable convictions—God and the messenger. Islamic tradition
follows from the primary phenomenon of the Qur ān, received personally by Muhammad and
thus inextricably bound up with his person and the agency of his vocation. Acknowledgment
of the Qur ān as scripture by the Islamic community was inseparable from acknowledgment
of Muhammad as its appointed recipient. In that calling he had neither fellow nor partner, for
God, according to the Qur ān, spoke only to Muhammad. When Muhammad died, in 632 CE,
the gap thus created in the emotions and the mental universe of Muslims was shatteringly
wide. It was also permanent. Death had terminated the revelation embodied in the Qur ān. By
the same stroke, scriptural mediation had ended, as well as prophetic presence.
The Prophet’s death was said to have coincided with the perfection of revelation. But the
perfective closure of both the book and the Prophet’s life, though in that sense triumphant,
was also onerous, particularly in view of the new changing circumstances, of both space and
time, in the geographical expansion of Islam. In all the new pressures of historical
circumstance, where was direction to be sought? Where, if not from the same source as the
scriptural mouthpiece, who by virtue of that consummated status had become the revelatory
instrument of the divine word and could therefore be taken as an everlasting index to the
divine counsel? The instinct for and the growth of tradition are thus integral elements in the
very nature of Islam, Muhammad, and the Qur ān. Ongoing history and the extending
dispersion of Muslim believers provided the occasion and spur for the compilation of Hadith.
Historical Development
The appeal of the ordered recollection of Muhammad to the Islamic mind did not become
immediately formalized and sophisticated. On the contrary, there is evidence that the full
development of Hadith was slow and uneven. Time and distance had to play their role before
memory became stylized and official.
Literary tradition in pre-Islamic Arabia
The first generation had its own immediacy of Islamic experience, both within the life span of
the Prophet and in the first quarter century afterward. It had also the familiar patterns of tribal
chronicle in song and saga. Pre-Islamic poetry celebrated the glory of each tribe and their
warriors. Such poetry was recited in honour of each tribe’s ancestors. The vigour and élan of
original Islam took up these postures and baptized them into Muslim lore. The proud history
of which Muhammad was the crux was, naturally, the ardent theme, first of chronicle and
then of history writing. Both needed and stimulated the cherishing of tradition. The lawyers,
in turn, took their clues from the same source. While the Qur ān was being received, there
had been reluctance and misgiving about recording the words and acts of the Prophet, lest
they be confused with the uniquely constituted contents of the scripture. Knowledge of
Muhammad’s disapproval of the practice of recording his words is evidence enough that the
practice existed. With the Qur ān complete and canonized, those considerations no longer
obtained, and time and necessity turned the instinct for Hadith into a process of gathering
momentum.
Developments of the 1st and 2nd centuries AH
Within the first century of the Prophet’s death, tradition had come to be a central factor in the
development of law and the shape of society. Association by Hadith with Muhammad’s name
and example became increasingly the ground of authority. The 2nd century brought the
further elaboration of this relationship by increasing formalism in its processes. Traditions
had to be sustained by an expert “science” of attestation able to satisfy rigorous
formal criteria of their connection with the person of Muhammad through his “companions,”
by an unbroken sequence of “reportage.” This science became so meticulous that it is fair
(even if also paradoxical) to suspect that the more complete and formally satisfactory the
attestation claimed to be, the more likely it was that the tradition was of late and deliberate
origin. The developed requirements of acceptability that the tradition boasted simply did not
exist in the early, more haphazard and spontaneous days.
It is clear that many customs and usages native to non-Arab societies prior to their
Islamization found their way into Islam in the form of reputed or alleged traditions of
Muhammad, though always on the condition of their general compatibility with Islamic
tradition. Implicit in this sense in Muhammad’s personal example and genius, tradition
inferred an elasticity and an embrace large enough to comprehend and anticipate all that
Islam in its wide geographical experience was to become.
Qur ānic commentary, as it developed in the wake of these other factors of law and custom,
also leaned heavily on traditional material, for the incidents of the Qur ānic narrative and the
occasions of revelation could best be understood by what tradition had to say in its reporting
of them. Further, since the patterns of Qur ānic commentary were largely hortatory, Hadith
was a ready mine of word and story calculated to exemplify and reinforce what exhortation
commended. Except in rare and controversial cases (the so-called Ḥadīth Qudsī, or Holy
Tradition), these traditional factors in Qur ānic interpretation were only elucidatory, and the
substance of tradition could in no way dispute or displace the essential, primary authority of
the Qur ānic text; the obiter dicta (incidental observations) of Muhammad,
though sacrosanct, lacked the hallmark of revelation, which belonged solely to the Qur ān.
Among earliest developed examples of Hadith are the narratives of the biographer Ibn
Isḥāq (died AH 150 [767 CE]) and the compilation of laws by Mālik ibn Anas, known as al-
Muwaṭṭa (died AH 179 [795 CE]). But they preceded by less than half a century the success
of the theory that made tradition indispensable to the valid development of Islamic law.
3rd century AH and subsequent developments
The chief protagonist of the view correlating tradition and law was Muḥammad al-
Shāfi ī (died AH 204 [820 CE]), who claimed for tradition a divine imprint as an extension of
the revelation of the Qur ān. It was in line with this conviction that the phrase “the Qur ān
and the Sunnah” became current to describe the fount of authority in Sunni Islam (the major
traditionalist sect). By this mandate and out of the needs and inventiveness of lawyers, the
mass of tradition grew apace. When virtually no issues could be argued, still less settled,
except by connection with cited acts and opinions of Muhammad, the temptation to require or
to imagine or to allege such traditions became irresistible. Supply approximated to demand,
and the growth of both made more ingenious and pretentious the science of
supporting attribution. The increasing volume and complexity of the material contained in
Hadith necessitated larger compilations and more detailed classification. These factors
worked together to inspire a critical editorial activity that in the course of the 3rd century
generated what have come to be regarded as the six canonical collections of Hadith by
Sunnis. The first two of them have acquired a status of great sanctity. Before noting these, it
is convenient to describe the editorial task and the editorial procedures that constitute the
developed science of Hadith criticism.
The Science of Hadith
The study of tradition ( ilm al-ḥadīth) distinguishes between the substance, or content, known
as the “gist” (matn) of the matter, and the “leaning” (isnād), or chain of corroboration on
which it hangs.
Form of Hadith and criteria of authentication
That Muhammad observed “Seek knowledge, though it be in China” or “Beware of
suspicion, for it is the falsest of falsehoods” reveals the matn, or “the meat of the matter.” The
formula introducing such a Hadith would speak in the first person: “It was related to me by
A, on the authority of B, on the authority of C, on the authority of D, from E (here a
companion of Muhammad) that the Prophet said….” This chain of
names constituted the isnād on which the saying or event depended for its authenticity. The
major emphases in editing and arguing from tradition always fell on the isnād, rather than on
a critical attitude to the matn itself. The question was not “Is this the sort of thing Muhammad
might credibly be imagined to have said or done?” but “Is the report that he said or did it well
supported in respect of witnesses and transmitters?” The first question would have introduced
too great a danger of subjective judgment or independence of mind, though it may be
suspected that issues were in fact often decided by such critical appraisal in the form of
decisions ostensibly relating only to isnād. The second question certainly allowed a
theoretically objective and reasonably precise pattern of criteria.
If the adjacent names in the chain of transmission overlapped in life, there was certainty that
they could have listened to one another. Their travels were also investigated to see if their
paths could have really crossed. Biographies could be built up to show that they were honest
men and spoke truly. Comparative study could be made of their reputations for veracity as
acknowledged by their contemporaries or indicated by their traditions when compared. The
frequency of currency through several sources was yet another element in the testing of
traditions. Most important of all was the final link with the “companion,” who in the first
instance had the tradition from his or her contact with the Prophet.
Classifications
In all these ways, and others involving more minutiae, it was possible to establish categories
of Hadith quality. Traditions might be sound (ṣaḥīḥ), good (ḥasan), or weak (ḍā īf). Other
terms, such as healthy (ṣāliḥ) and infirm (saqīm), were also current. Each of the three
classifications was liable to subdivisions, depending on refinements of assessment and, later,
on their standing with the classic compilers. Distinctions were less rigorously seen if the
traditions were cited not for legal definitions but merely for moral purposes. A ḍā īf tradition,
for example, might well be salutary for exhortation, even if lawyers were required to exclude
or ignore it. Traditions also varied in strength according to whether one or more
“companions” could be adduced, whether the isnād had parallels, and whether they were
continuous back to Muhammad (muttaṣil) or intermitted (mawqūf). The subtleties in these
and other questions were part of the active competence that attended the whole science.
The repute and authority of the canonical collections did much to stabilize the situation, but
only because their emergence demonstrated that the zest for tradition had overreached itself.
By the end of the 3rd century AH it was sorely necessary to solidify Hadith into a stable
corpus of material to which no new element could credibly be added and from which
extravagances had been purged. The Hadith tradition within the various traditions had by then
become a permanent and disciplined element in the authority structure of Islam—the second
great source of law and practice, complementary to the Qur ān and available for analogical
handling (qiyās) and for consensus (ijtihād) as further sources of legislation, arguing from the
Qur ān and the Sunnah as primary. Shī ite tradition stands apart from this structure of
authority.
Sectarian Variations
The tradition of the Shī ites, the most significant minority branch of Islam in terms of number
of adherents, distinguished from the tradition of the Sunni majority by belief in the special
role of the Prophet’s cousin Alī and his descendants, diverges sharply from a very early date,
though the emphasis on the personality of Muhammad was identical. The Shī ites broke away
from the Sunni stream of Islam for deep reasons of politics, emotion, and theology. There
was the dispute about caliphal succession and the role of Alī, the fourth caliph, cousin and
son-in-law of Muhammad, and bitter cleavage because of the tragic fate of his two sons and
especially of Ḥusayn in the massacre of Karbalā , from which there ultimately evolved the
theology of vicarious suffering epitomized in Shī ite devotion and ritual. All these factors
inevitably involved the business of tradition. The schism read the origins according to the
divided loyalties, and there was little that was not potentially contentious, apart from obvious
matters—e.g., Muhammad’s intentions for Alī and the caliphate. The issues were fought out
in rivalry for the mind of the Prophet, the authority of which was the sole agreement in the
very disputing of it. The Shī ites thus rejected the tradition of the Sunnis and developed their
own corpus of tradition (though there is evidence that al-Nasā ī, at least, among the classical
compilers, had sympathy with aspects of their cause). They also questioned the Sunni notions
of isnād and of the community as a locus of authority and evolved their own system of
submission to their imams. This altered the whole role that tradition might play. The major
Shī ite compilations date from the 4th and 5th centuries AH and allow only traditions
emanating from the house of Alī. The first of them is that of Abū Ja far Muḥammad al-
Qulīnī (died AH 328 [939 CE]), Kāfī fī ilm al-dīn, which might be translated: “Everything
You Need to Know About the Science of Religious Practice.”
Significance of Hadith
Canonical collections of Hadith are, for the non-Muslim, an introduction to a world of faith—
of behaviour, authority, and almost encyclopaedic inclusiveness. Provisions of law are the
primary element, enlarging Qur ānic legislation. They contain a whole array of moral, social,
commercial, and personal matters, as well as the themes of eschatology. All reaches of public
and private conduct may be found there, from the disposal of a date stone to the crisis of the
deathbed, from the manner of ablution to the duties of forgiveness, from the physical routines
of digestion to the description of the Day of Judgment. There is a Talmudic capacity for
detail and scrupulousness in legal and ethical prescriptions and precepts. There are stories
of integrity and right action—for example, that of the purchaser of a plot of ground who
subsequently unearthed in it a pot of gold, which he brought back to the former owner,
protesting that it was not within his bargain. The vendor, likewise, refused to claim it since he
had not known the gold was there when he sold his field. An arbitrator solved their dilemma
of honesty by proposing the marriage of the son of one with the daughter of the other so that,
after alms, the gold might be settled on the couple. Through and in tradition, Islam aligned
itself authoritatively with all it found compatible in local usages and brought hospitably and
masterfully within its purview the continuity of many cultures. There is wide evidence of the
impact of Jewish and Christian elements, notably in the realm of eschatology, in the
elaboration of the stark and urgent Qur ānic doctrine of the Last Judgment. But always the
imprint of Islam is clear. Tradition is at once a mine and a kind of currency, the source and
the circulation of the values it makes and preserves.
4. The Compilations
The most revered of all traditionalists was al-Bukhārī (AH 194–256 [810–870 CE]),
whose Al-Jāmi al-ṣaḥīḥ (“The Authentic Collection”) has a unique place in the awe and
esteem of Muslims as a work of great historical import and deep piety. While a boy, he made
the pilgrimage to Mecca and gathered traditions in wide travels. According to tradition, he
was inspired to his task by a vision of the Prophet Muhammad being pestered by flies while
asleep—flies that he (al-Bukhārī) fanned from the Prophet’s face. The flies represented the
cloud of spurious traditions darkening the true image, and the fan was its tireless rescuer.
Whatever the truth of this narrative, it captures the temper of al-Bukhārī’s vocation.
His Ṣaḥīḥ occupied 16 years of editorial pains and scrutiny. He included 7,397 traditions with
full isnād. Allowing for repetitions, the net total was 2,762, gathered, it is said, from more
than 600,000 memorized items. He arranged the whole into 97 books and 3,450 chapters or
topics, repeating the traditions that bore on several themes.
Of comparable stature was the Ṣaḥīḥ of Muslim ibn al-Ḥajjāj (AH 202–261 [817–875 CE]),
to which the compiler prefaced a discussion of the criteria of Hadith. The material largely
confirms his contemporaries, and all such traditions common to these two authorities are
known as agreed (muttafaq). It became characteristic to give freer rein to prevailing or
communal assent in matters of isnād.
There are four other classical collections of tradition, all belonging within the 3rd
century AH and interdependent in part. Abū Dā ūd al-Sijistānī (AH 202–275 [817–889 CE])
produced his Kitāb al-sunan (“Book of Traditions”), containing 4,800 traditions relating to
matters of jurisprudence (as the term sunan indicates, in contradistinction to a jāmi , or
collection embracing all fields). Abū Isā Muḥammad al-Tirmidhī (died AH 279 [892 CE])
edited the Jāmi al-ṣaḥīḥ, adding notes on the distinctive interpretations of the schools of law
(madhāhib). Abū Abd al-Raḥmān al-Nasā ī (AH 216–303 [830–915 CE]) produced
another Kitāb al-sunan with special concern for the religious law relating to ritual acts. Abū
Abdallāh ibn Mājā (AH 210–273 [824–886 CE]), a pupil of Abū Dā ūd, compiled another
with the same title but tended to a readier tolerance of less than satisfactory traditions.
Preferences shifted between these four, and some were slower of recognition than others. Nor
did they oust the earlier collection of Mālik ibn Anas, which maintained, if intermittently, its
wide appeal. But they formed the increasing reliance of generations of Muslims, within the
unique eminence of the master “pair,” and formed the sources of later popular editions,
intended to conflate material for didactic purposes. One such was the work of Abū
Muḥammad al-Baghawī (died AH 516 [1122 CE]) called Maṣābīḥ al-Sunnah (“The Lamps of
the Sunnah”). Commentaries on all these classical musannafāt, or compilations, were many,
and they were important in education and piety.
The Kutub al-Sittah (Arabic: تة ('romanized: al-Kutub as-Sittah, lit. 'The six books , ٱلكتب ٱلس
are six (originally five) books containing collections of hadith (sayings or acts of the Islamic
prophet Muhammad) compiled by six Sunni Muslim scholars in the ninth century CE,
approximately two centuries after the death of Muhammad. They are sometimes referred to
as al-Sihah al-Sittah, which translates as "The Authentic Six". They were first formally
grouped and defined by Ibn al-Qaisarani in the 11th century, who add Sunan ibn Majah to the
list.[1][2][3] Since then, they have enjoyed near-universal acceptance as part of the official
canon of Sunni Islam.
Not all Sunni Muslim jurisprudence scholars agree on the addition of Ibn Majah. In
particular, the Malikis and Ibn al-Athir consider al-Mawatta' to be the sixth book.[4] The
reason for the addition of Ibn Majah's Sunan is that it contains many Hadiths which do not
figure in the other five, whereas all the Hadiths in the Muwatta' figure in the other Sahih
books.[4]
Sunni Muslims view the six major hadith collections as their most important, though the
order of authenticity varies between Madhhabs:[5]
1. Sahih Bukhari, collected by Imam Bukhari (d. 256 AH, 870 CE), includes 7,275
ahadith (2,230 without repetitions)[6]
2. Sahih Muslim, collected by Muslim b. al-Hajjaj (d. 261 AH, 875 CE), includes 9,200
ahadith (2,200 without repetitions)[7]
3. Sunan Abu Dawood, collected by Abu Dawood (d. 275 AH, 888 CE), includes 4,800
ahadith
4. Jami al-Tirmidhi, collected by al-Tirmidhi (d. 279 AH, 892 CE), includes 3,956
ahadith
5. Sunan al-Sughra, collected by al-Nasa'i (d. 303 AH, 915 CE), includes 5,270 ahadith
6. Either:
Sunan ibn Majah, collected by Ibn Majah (d. 273 AH, 887 CE), over 4,000 ahadith
Muwatta Malik, collected by Imam Malik (d. 179 AH, 795 CE), 1,720 ahadith [8]
The first two, commonly referred to as the Two Sahihs as an indication of their authenticity,
contain approximately seven thousand hadiths altogether if repetitions are not counted,
according to Ibn Hajar.[9]
Authors
According to the Cambridge History of Iran:[10] "After this period commences the age of the
authors of the six canonical collections of Sunni hadith, all of whom were Persian, except
Imam Malik. The authors of the six collections are as follows:
1. Muhammad b. Isma'il al-Bukhari, the author of the Sahih Bukhari, which he
composed over a period of sixteen years. Traditional sources quote Bukhari as saying
that he did not record any hadith before performing ablution and praying. Bukhari
died near Samarqand in 256/869–70
2. Muslim b. Hajjaj al-Naishapuri, who died in Nishapur in 261/874–5 and whose Sahih
Muslim is second in authenticity only to that of Bukhari. Some scholars rate the
authenticity of Sahih Muslim more than Sahih Bukhari
3. Abu Dawood Sulaiman b. Ash'ath al-Sijistani, a Persian but of Arab descent, who
died in 275/888–9.
4. Muhammad b. 'Isa al-Tirmidhi, the author of the well-known as Sunan al-Tirmidhi,
who was a student of Bukhari and died in 279/892–3.
5. Abu 'Abd al-Rahman al-Nasa'i, who was from Khurasan and died in 303/915–16.
6. Ibn Majah al-Qazwini, who died in 273/886–7.
7. Malik was born the son of Anas ibn Malik (not the Sahabi) and Aaliyah bint Shurayk
al-Azdiyya in Medina circa 711. His family was originally from the al-Asbahi tribe
of Yemen, but his great grandfather Abu 'Amir relocated the family to Medina after
converting to Islam in the second year of the Hijri calendar, or 623 CE. According
to Al-Muwatta, he was tall, heavyset, imposing of stature, very fair, with white hair
and beard but bald, with a huge beard and blue eyes.[11] In chronological order his
work was compiled even earlier than Sahih Bukhari, therefore Al-Muwatta is highly
regarded in Islamic literature.
5. Fiqh: Definition and Sources
The word fiqh is an Arabic term meaning "deep understanding"[7]:470 or "full comprehension".
Technically it refers to the body of Islamic law extracted from detailed Islamic sources
(which are studied in the principles of Islamic jurisprudence) and the process of gaining
knowledge of Islam through jurisprudence. The historian Ibn Khaldun describes fiqh as
"knowledge of the rules of God which concern the actions of persons who own themselves
connected to obey the law respecting what is required (wajib), sinful (haraam), recommended
(mandūb), disapproved (makrūh) or neutral (mubah)".[8] This definition is consistent amongst
the jurists.
In Modern Standard Arabic, fiqh has also come to mean Islamic jurisprudence.[9] It is not thus
possible to speak of Chief Justice John Roberts as an expert in the common law fiqh of
the United States, or of Egyptian legal scholar Abd El-Razzak El-Sanhuri as an expert in the
civil law fiqh of Egypt.
Fiqh (/fiːk/;[1] Arabic: فقھ [f qh]) is Islamic jurisprudence.[2] Fiqh is often described as the
human understanding of the sharia,[3] that is human understanding of the divine Islamic law
as revealed in the Quran and the Sunnah (the teachings and practices of the Islamic
prophet Muhammad and His companions). Fiqh expands and develops Shariah through
interpretation (ijtihad) of the Quran and Sunnah by Islamic jurists (ulama)[3] and is
implemented by the rulings (fatwa) of jurists on questions presented to them. Thus,
whereas sharia is considered immutable and infallible by Muslims, fiqh is considered fallible
and changeable. Fiqh deals with the observance of rituals, morals and social legislation in
Islam as well as political system. In the modern era, there are four prominent schools
(madh'hab) of fiqh within Sunni practice, plus two (or three) within Shi'a practice. A person
trained in fiqh is known as a faqīh (plural fuqaha).[4]
Figuratively, fiqh means knowledge about Islamic legal rulings from their sources and
deriving religious rulings from their sources necessitates the mujtahid (an individual who
exercises ijtihad) to have a deep understanding in the different discussions of jurisprudence.
A faqīh must look deep down into a matter and not suffice himself with just the apparent
meaning, and a person who only knows the appearance of a matter is not qualified as
a faqīh.[2]
The studies of fiqh, are traditionally divided into Uṣūl al-fiqh (principles of Islamic
jurisprudence, lit. the roots of fiqh), the methods of legal interpretation and analysis;
and Furū al-fiqh (lit. the branches of fiqh), the elaboration of rulings on the basis of these
principles.[5][6] Furū al-fiqh is the product of the application of Uṣūl al-fiqh and the total
product of human efforts at understanding the divine will. A hukm (plural aḥkām) is a
particular ruling in a given case.
Primary sources
The Qur'an is the first and most important source of Islamic law. Believed to be the direct
word of God as revealed to Muhammad through angel Gabriel in Mecca and Medina, the
scripture specifies the moral, philosophical, social, political and economic basis on which a
society should be constructed. The verses revealed in Mecca deal
with philosophical and theological issues, whereas those revealed in Medina are concerned
with socio-economic laws. The Qur'an was written and preserved during the life of
Muhammad, and compiled soon after his death.[6]
The verses of the Qur'an are categorized into three fields: "science of speculative theology",
"ethical principles" and "rules of human conduct". The third category is directly concerned
with Islamic legal matters which contains about five hundred verses or one thirteenth of it.
The task of interpreting the Qur'an has led to various opinions and judgments. The
interpretations of the verses by Muhammad's companions for Sunnis and Imams for Shias are
considered the most authentic, since they knew why, where and on what occasion each verse
was revealed.[1][6]
Sunnah
The Sunnah is the next important source, and is commonly defined as "the traditions and
customs of Muhammad" or "the words, actions and silent assertions of him". It includes the
everyday sayings and utterances of Muhammad, his acts, his tacit consent, and
acknowledgments of statements and activities. According to Shi'ite jurists, the sunnah also
includes the words, deeds and acknowledgments of the twelve Imams and Fatimah,
Muhammad's daughter, who are believed to be infallible.[1][7]
Justification for using the Sunnah as a source of law can be found in the Qur'an. The Qur'an
commands Muslims to follow Muhammad.[8] During his lifetime, Muhammad made it clear
that his traditions (along with the Qur'an) should be followed after his death.[9] The
overwhelming majority of Muslims consider the sunnah to be essential supplements to and
clarifications of the Qur'an. In Islamic jurisprudence, the Qur'an contains many rules for the
behavior expected of Muslims but there are no specific Qur'anic rules on many religious and
practical matters. Muslims believe that they can look at the way of life, or sunnah, of
Muhammad and his companions to discover what to imitate and what to avoid.
Much of the sunnah is recorded in the Hadith. Initially, Muhammad had instructed his
followers not to write down his acts, so they may not confuse it with the Qur'an. However, he
did ask his followers to disseminate his sayings orally. As long as he was alive, any doubtful
record could be confirmed as true or false by simply asking him. His death, however, gave
rise to confusion over Muhammad's conduct. Thus the Hadith were established.[7] Due to
problems of authenticity, the science of Hadith (Arabic: `Ulum al-hadith) is established. It is
a method of textual criticism developed by early Muslim scholars in determining the veracity
of reports attributed to Muhammad. This is achieved by analyzing the text of the report, the
scale of the report's transmission, the routes through which the report was transmitted, and
the individual narrators involved in its transmission. On the basis of these criteria, various
Hadith classifications developed.[10]
To establish the authenticity of a particular Hadith or report, it had to be checked by
following the chain of transmission (isnad). Thus the reporters had to cite their reference, and
their reference's reference all the way back to Muhammad. All the references in the chain had
to have a reputation for honesty and possessing a good retentive memory.[7] Thus
biographical analysis (`ilm al-rijāl, lit. "science of people"), which contains details about the
transmitter are scrutinized. This includes analyzing their date and place of birth; familial
connections; teachers and students; religiosity; moral behaviour; literary output; their travels;
as well as their date of death. Based upon these criteria, the reliability (thiqāt) of the
transmitter is assessed. Also determined is whether the individual was actually able to
transmit the report, which is deduced from their contemporaneity and geographical proximity
with the other transmitters in the chain.[11] Examples of biographical dictionaries include Ibn
Hajar al-Asqalani's "Tahdhīb al-Tahdhīb" or al-Dhahabi's "Tadhkirat al-huffāz."[12]
Using this criterion, Hadith are classified into three categories:[7]
1. Undubitable (mutawatir), which are very widely known, and backed up by numerous
references.
2. Widespread (mashhur), which are widely known, but backed up with few original
references.
3. Isolated or Single (wahid), which are backed up by too few and often discontinuous
references.
in a shariah court a qadi (judge ) hears a case, including witnesses and evidence . then the
qadi makes a ruling . sometimes the qadi consults a mufti or scholar of law, for an opinion.
Secondary sources
All medieval Muslim jurists rejected arbitrary opinion, and instead developed various
secondary sources, also known as juristic principles or doctrines[clarification needed], to follow in
case the primary sources (i.e. the Qur'an and Sunnah) are silent on the issue.[13]
Consensus
The ijma' , or consensus amongst Muslim jurists on a particular legal issue, constitutes the
third source of Islamic law. Muslim jurists provide many verses of the Qur'an that
legitimize ijma' as a source of legislation.[14][15] Muhammad himself said:
"My followers will never agree upon an error or what is wrong",
"God's hand is with the entire community".[14][16]
In history, it has been the most important factor in defining the meaning of the other sources
and thus in formulating the doctrine and practice of the Muslim community.[17] This is so
because ijma' represents the unanimous agreement of Muslims on a regulation or law at any
given time.[18]
There are various views on ijma' among Muslims. Sunni jurists consider ijma' as a source, in
matters of legislation, as important as the Qur'an and Sunnah. Shiite jurists, however,
consider ijma' as source of secondary importance, and a source that is, unlike the Qur'an and
Sunnah, not free from error.[19] Ijma' was always used to refer to agreement reached in the
past, either remote or near.[17] Amongst the Sunni jurists there is diversity on who is eligible
to participate in ijma' , as shown in the following table:
In modern Muslim usage it is no longer associated with traditional authority and appears as
democratic institution and an instrument of reform.[17]
Analogical reason
Qiyas or analogical reason is the fourth source of the sharia for the majority
of Sunni jurisprudence. It aims to draw analogies to a previously accepted
decision. Shiites do not accept analogy, but replace it with reason (aql); among Sunnis,
the Hanbalites have traditionally been reluctant to accept analogy while the Zahirites don't
accept it at all. Analogical reason in Islam is the process of legal deduction according to
which the jurist, confronted with an unprecedented case, bases his or her argument on the
logic used in the Qur'an and Sunnah. Legally sound analogy must not be based on arbitrary
judgment, but rather be firmly rooted in the primary sources.[20]
Supporters of the practice of qiyas will often point to passages in the Qur'an that describe an
application of a similar process by past Islamic communities. According to supporters of the
practice, Muhammad said: "Where there is no revealed injunction, I will judge amongst you
according to reason."[21] Further, supporters claim that he extended the right to reason to
others. Finally, supporters of the practice claim that it is sanctioned by the ijma, or consensus,
amongst Muhammad's companions.[20] Islamic studies scholar Bernard G. Weiss has pointed
out that while analogical reason was accepted as a fourth source of law by later generations,
its validity was not a foregone conclusion among earlier Muslim jurists.[22] Thus the issue of
analogical reason and its validity was a controversial one early on, though the practice
eventually gained acceptance of the majority of Sunni jurists.
The success and expansion of Islam brought it into contact with different cultures, societies
and traditions, such as those of Byzantines and Persians. With such contact, new problems
emerged for Islamic law to tackle. Moreover, there was a significant distance
between Medina, the Islamic capital, and the Muslims on the periphery on the Islamic state.
Thus far off jurists had to find novel Islamic solutions without the close supervision of the
hub of Islamic law (back in Medina). During the Umayyad dynasty, the concept of qiyas was
abused by the rulers. The Abbasids, who succeeded the Umayyads defined it more strictly, in
an attempt to apply it more consistently.[20]
The general principle behind the process of qiyas is based on the understanding that every
legal injunction guarantees a beneficial and welfare satisfying objective. Thus, if the cause of
an injunction can be deduced from the primary sources, then analogical deduction can be
applied to cases with similar causes. For example, wine is prohibited in Islam because of its
intoxicating property. Thus qiyas leads to the conclusion that all intoxicants are forbidden.[20]
The Hanafi school of thought very strongly supports qiyas. Imam Abu Hanifa, an important
practitioner of qiyas, elevated qiyas to a position of great significance in Islamic law. Abu
Hanifa extended the rigid principle of basing rulings on the Qur'an and Sunnah to incorporate
opinion and exercise of free thought by jurists. In order to respond suitably to emerging
problems, he based his judgments, like other jurists, on the explicit meanings of primary texts
(the Qur'an and sunnah). But, he also considered the "spirit" of Islamic teachings, as well as
whether the ruling would be in the interest of the objectives of Islam. Such rulings were
based on public interest and the welfare of the Muslim community.[20]
“ The knowledge of ours is an opinion, it is the best
we have been able to achieve. He who is able to
arrive at different conclusions is entitled to his
own opinion as we are entitled to our own. ”
— Abu Hanifa[20]
The Shafi'i school of thought accepts qiyas as a valid source. Imam Shafi'i, however,
considered it a weak source, and tried to limit the cases where jurists would need to resort
to qiyas. He criticized and rejected analogical deductions that were not firmly rooted in
the Qur'an and sunnah. According to Shafi'i, if analogical deductions were not strictly rooted
in primary sources, they would have adverse effects. One such consequence could be variety
of different rulings in the same subject. Such a situation, he argued, would undermine the
predictability and uniformity of a sound legal system. [23]
Imam Malik accepted qiyas as a valid source of legislation. For him, if a parallel could be
established between the effective cause of a law in the primary sources and a new case, then
analogical deduction could be viable tool. Malik, however, went beyond his adherence to
"strict analogy" and proposed pronouncements on the basis of what jurists considered was
"public good".[23]
Juristic preference
Abu Hanifa developed a new source known as juristic preference.[24] Juristic preference is
defined as:
A means to seek ease and convenience,
To adopt tolerance and moderation,
To over-rule analogical reason, if necessary.[25]
The source, inspired by the principle of conscience, is a last resort if none of the widely
accepted sources are applicable to a problem. It involves giving favor to rulings that dispel
hardship and bring ease to people.[23] The doctrine was justified directly by the Qur'anic verse
stating: "Allah desires you ease and good, not hardship".[25] Though its main adherents were
Abu Hanifa and his pupils (such as Abu Yusuf), Malik and his students made use of it to
some degree. The source was subject to extensive discussion and argumentation,[26] and its
opponents claimed that it often departs from the primary sources.[23]
This doctrine was useful in the Islamic world outside the Middle East where the Muslims
encountered environments and challenges they had been unfamiliar with in Arabia.[24] One
example of isthisan is cited as follows: If a well is contaminated it may not be used for ritual
purification. Istihsan suggests that withdrawing a certain number of buckets of water from the
well will remove the impurities. Analogical reason, however, dictates that despite removing
some of the water, a small concentration of contaminants will always remain in the well (or
the well walls) rendering the well impure. The application of analogy means the public may
not use the well, and therefore causes hardship. Thus the principle of justistic preference is
applied, and the public may use the well for ritual purification.[25]
Public interest
Malik developed a tertiary source called al-maslahah al-mursalah, which means that which is
in the best interests of the general public. According to this source of Islamic law, rulings can
be pronounced in accordance with the "underlying meaning of the revealed text in the light of
public interest". In this case, the jurist uses his wisdom to pursue public interest. This source
is rejected by the Shafi'ites, Hanbalites and Zahirites from Sunni jurisprudence.[23]
Inference
Shafi'i accepted cases in which he had to be more flexible with the application of Qisas.
Similar to Abu Hanifa and Malik, he developed a tertiary source of legislation. The Shafi'i
school adopted istidlal or inference, a process of seeking guidance from the source. Inference
allowed the jurists to avoid strict analogy in a case where no clear precedent could be found.
In this case, public interest was distinguished as a basis for legislation.[23]
Muslim scholars divided inference into three types. The first is the expression of the
connection existing between one proposition and another without any specific effective
cause. Next, inference could mean presumption that a state of things, which is not proved to
have ceased, still continues. The final type of inference is the authority as to the revealed laws
previous to Islam.[27]
Reason
Shi'ite jurists maintain that if a solution to a problem can not be found from the primary
sources, then aql or reason should be given free rein to deduce a proper response from the
primary sources. The process, whereby rational efforts are made by the jurist to arrive at an
appropriate ruling, when applied is called ijtihad (literally meaning "exerting oneself").
Shi'ite jurists maintain that qiyas is a specific type of ijtihad. The Sunni Shafi' school of
thought, however, holds that both qiyas and ijtihad are the same.[28]
Sunni jurists accepted ijtihad as a mechanism for deducing rulings. They, however,
announced an end to its practice during the thirteenth century. The reason for this was that
centers of Islamic learning (such as Baghdad, Nishapur, and Bukhara) had fallen into the
hands of the Mongols. Thus, the "doors to ijtihad", were closed.[28] In Sunni Islam, thus,
ijtihad was replaced by taqlid or the acceptance of doctrines developed previously.[29] Later in
Sunni history, however, there were notable instances of jurists using reason to re-derive law
from the first principles. One was Ibn Taymiyya (d. 728/1328), another was Ibn
Rushd (Averroes d. 595/1198).[29]
There are many justifications, found in the Qur'an and sunnah, for the use of ijtihad. For
example, during a conversation with Mu'ādh ibn Jabal, Muhammad asked the former how he
would give judgments. Mu'ādh replied that he would refer first to the Qur'an, then to the
Sunnah and finally commit to ijtihad to make his own judgment. Muhammad approved of
this.[30]
A lawyer who is qualified to use this source is called a mujtahid. The founders of the
Sunni madhabs (schools of law) were considered such lawyers. All mujtahid exercise at the
same time the powers of a mufti and can give fatwa. Some mujtahid have claimed to
be mujaddid, or "renewer of religion." Such persons are thought to appear in every century.
In Shi'ite Islam they are regarded as the spokespersons of the hidden Imam.[29]
Local custom
The term urf, meaning "to know", refers to the customs and practices of a given society.
Although this was not formally included in Islamic law,[31] the sharia recognizes customs that
prevailed at the time of Muhammad but were not abrogated by the Qur'an or the tradition
(called "Divine silence"). Practices later innovated are also justified, since Islamic tradition
says what the people, in general, consider good is also considered as such by God. According
to some sources, urf holds as much authority as ijma (consensus), and more than qiyas
(analogical deduction). Urf is the Islamic equivalent of "common law".[32]
Local custom was first recognized by Abū Yūsuf (d. 182/798), an early leader of the Ḥanafī
school. However, it was considered part of the Sunnah, and not as formal source. Later, al-
Sarakhsī (d. 483/1090) opposed it, holding that custom cannot prevail over a written text.[31]
According to Sunni jurisprudence, in the application of local custom, custom that is accepted
into law should be commonly prevalent in the region, not merely in an isolated locality. If it
is in absolute opposition to Islamic texts, custom is disregarded. However, if it is in
opposition to analogical reason, custom is given preference. Jurists also tend to, with caution,
give precedence to custom over doctoral opinions of highly esteemed scholars.[32] Shi'ite
scholars do not consider custom as a source of jurisprudence, nor do the Hanbalite or Zahirite
schools of Sunni jurisprudence.
6. Hanafi School of Fiqh
INTRODUCTION
The Hanafi School is one of the four Madhhabs (schools of law) in jurisprudence (Fiqh)
within Sunni Islam. The Hanafi madhhab is named after scholar Abu Hanifa an-Nu‘man ibn
Thābit ((767 - 699CE /80 - 148 AH), a Tabi‘i whose legal views were preserved primarily by
his two most important disciples, Abu Yusuf and Muhammad al-Shaybani. They laid down
the systematic foundations for the work of later Hanafis. Though the Hanafi School finally
came to adopt the mainstream legal methodology and philosophy, it did maintain peculiar
characteristics such as its emphasis on the practical aspects of the law. Particularly in the first
three centuries of Islam, its followers, more than any other school, were the chief authors and
experts on formularies (shurut), notarial documents, and the profession and conduct of
judgeship (adab alqada). It is distinguished from the other schools through its placing less
reliance on mass oral traditions as a source of legal knowledge. It developed the exegesis of
the Qur'an through a method of analogical reasoning known as Qiyas. It also established the
principle that the universal concurrence of the Ummah (community) of Islam on a point of
law, as represented by legal and religious scholars, constituted evidence of the will of God.
This process is called ijma', which means the consensus of the scholars. Thus, the school
definitively established the Qur'an, the Traditions of the Prophet, ijma' and qiyas as the basis
of Islamic law. In addition to these, Hanafi accepted local customs as a secondary source of
the law.
FOUNDER OF THE SCHOOL OF THOUGHT – IMAM ABU HANIFA
Numān ibn Thābit ibn Zūṭā ibn Marzubān, better known as Imām Abū Ḥanīfah(R.A.), (699
—767 CE / 80 — 148 AH) was the founder of the Ḥanafī school of Islamic law—the largest
of the four primary Sunni schools of law. He was born in Kufa, but his ancestors were
originally fromIran. In the formation of Abu Hanifa played a decisive role to find him in
Kufa, which that period was, one of the cultural centers of the Caliphate. His forefathers were
engaged silk trade. So In his early time he involved in that trade. He was keen interested in
study. Primary, basic Islamic teachings were acquired from his home land.At the age of 22
years much spare time was spent in debating. In this period of time Imaam Sha’bee (R. A.)
advised Imaam Abu Hanifah ( R.A.) to associate himself with a scholar. Being unable to
answer a query regarding the correct Sunnah procedure of divorce, Imaam Abu Hanifah
began to join the gatherings of lmam Hammad (R. A), (student of Hadhrat Anas (RA.) ),
disposing of his works as a debator. For the next ten consecutive years he remained the
student of Imaam Hammad (R.A.). After two years, for a period of two months Imaam
Hammad took a sudden leave to Basra ( due to his relative’s death) leaving Imaam Abu
Hanifah (R. A.) to continue his works in Kufa. Imaam Abu Hanifah (R. A.) remained Imaam
Hammad’s student for a further 8 years. The Imam went to Medina in 102 A.H. in pursuit of
Knowledge and attended the lessons of seven top theologians. The celebrated Imam Musa
Kazim and his illustrious father Imam Jafar Sadiq the descendants of Muhammad, were the
greatest authorities in Islamic learning of their times and Imām Abū Ḥanīfah took full
advantage of their society in Medina. He was highly impressed with the erudition of Imam
Ja'far al-Sadiq whom he acknowledged as the most learned man in the world of Islam.
Abstinent, God fearing, generous, knowledgeable and virtuous are all attributes collectively
found of Imaam Abu Hanifah. A great many Muhadditheen and Hanafi, Shafi’ee, Maaliki
andHanbali Ulamaa are in unison with regards to this Imaam’s strengths and virtues.
Amongst the Imaams ‘Imaam-e-Aazam’ (Greatest of the Imaams ) was the address of Imaam
Abu Hanifah alone. Abū Ḥanīfah is regarded by some as one of the Tabi‘un, the generation
after the Sahaba, who were the companions of the Islamic Prophet Muhammad. This is based
on reports that he saw the Sahabi Anas ibn Malik, with some even reporting that he
transmitted Hadith from him and other companions of Muhammad.Others take the view that
Abū Ḥanīfah only saw around half a dozen companions, possibly at a young age, and did not
directly narrate hadith from them. Nevertheless, it is widely acknowledged that he learnt
hadith from tabi'een including Ibrahim al Nakha'i. In 148A.H (767A.D), Abū Ḥanīfah died in
prison. The reason of his death is not clear, as some say that Abū Ḥanīfah issued a legal
opinion for bearing arms against Al-mansoor, and the latter had him poisoned to death. It was
said that so many people attended his funeral that the funeral service was repeated six times
for more than 50,000 people who had amassed before he was actually buried.
A SMALL GLIMPSE OF IMAAM ABU HANIFA’S (R.A.) TEACHERS:
Imam Abu Hanifah benefited from nearly 4,000 Sheikhs. Among his 1st and the most
important tutors was Imam Hammad (Died 120 A.H.) whose educational lineage is linked
with Hadhrat Abdullah IbnMas’ood (R.A.). and also others were:Imam Jafar ibn Muhammad
al-SādiqAamir Ibn Shurahbeel, Sha’abi Kufi, Alqama Ibn Marthad, Ziyaad Ibn Ilaqa, Adi Ibn
Thabit, Qataada Basri, Muhammed Ibn Munkadir Madni, Simaak Ibn Harb, Qays Ibn Muslim
Kufi, Mansoor Ibn Umar etc.
A SMALL GLIMPSE OF IMAAM ABU HANIFA’S (R.A.) STUDENTS: Qazi Abu Yusuf,
Muhammad Ibn Hasan, Zufar Ibn Huzayl, Hammad Ibn Abu Hanifah, Abu Ismat Mugheera
Ibn Miqsam,Yunus Ibn Is‘haaq, Abu Bakr Ibn Ayyaash, Abdullah Ibn Mubarak, Ali Ibn
Aasim, Ja’ far Ibn Awn, Ubaydullah Ibn Musa etc. etc.
HIGHLIGHTS OF AL-MADH'HAB AL-HANAFI
Al-Madh'hab Al-Hanafi took off after Abu Hanifa died in 150H. Of his close followers some
stand out in spreading the Fiqh. The main ones are Abu Yusuf, Muhammad Sheybani, and
Al-Lu'lu'i.
Abu Yusuf, Ya'qub ibn Ibrahim al-Kufi (113-182) was the Chief Justice appointed during
the times of Khalifa Al-Mahdi, then Khalifa Al-Haadi, then Khalifa Al-Rasheed. The last was
grateful to Abu Yusuf for he was the main influence in favor of the Al-Rasheed for the
Khilaafah; therefore Abu Yusuf was elevated to be the Supreme Justice. Meanwhile Abu
Yusuf, with full support of the powers of the government, appointed to the Justice
Department only those who acknowledged the Hanafi Fiqh—all others had either to change
their Madh'hab or lose their job. Abu Yusuf had his own interpretation of the Hanafi Fiqh,
and he wrote some books about the Madh'hab. His close student was Al-Sheybani, who
had not reached his twenties when Abu Hanifa died.
¾ Muhammad ibn Hasan al-Shibani (132-189) was a good writer, and he wrote a good
many books about the teachings of Abu Hanifa, thus making the biggest contribution to the
Hanafi Madh'hab. Like Abu Yusuf, Al-Sheybani had his personal views and Fiqh points, and
he expressed them when he wrote the Hanafi Fiqh. Al-Sheybani also studied under Malik Ibn
Anas for 3 years and was affected by his methodology, thus he introduced Malik's method of
Hadith selection in the emerging Hanafi Madh'hab. His books are among the most
authoritative in Hanafi school of thought (Al-Zahir Rivayya).
Hasan ibn Ziyad al-Lulu (d. 204) Studied law at the Abu Hanifa, and then at the Abu Yusuf
and Muhammad al-Sheibani. There was also a transmitter of hadith. Described the
philosophy of his teacher Abu Hanifa. However, the degree of credibility in Hanafi school of
thought, his books inferior to the books of Muhammad al-Sheibani, who part of Zahir al-
rivayya.
FORMATION OF THE HANAFI SCHOOL OF THOUGHT
Abu Hanif left no fundamental books. Several small booklets which he ascribed to express
only the general ideological principles and tenets of his teachings. Almost all of his legacy
was passed to them orally their students, who began work on the systematization and records
everything tremendous scientific heritage, which left a teacher. His disciples done everything
in their power to ensure that the legacy of this great man was not forgotten and their efforts
began to form the ideological and legal School (Madh'hab) Hanafi, who was destined to
become one ofthe most prevalent in orthodox Islam.
In preserving, organizing and disseminating the teachings of Abu Hanifa is particularly
distinguished two of his students - Ya'qub ibn Ibrahim al-Ansari (d. 182), the better known as
Abu Yusuf and Muhammad ibn al-Hasan Al-Shibani (132-189 gg.). They are called
"sahibeyn (two student). Abu Yusuf is the author of the following works:
• Kitab al-Asar. In this essay Yusuf, son of Ya'qub ibn Ibrahim, tells of his father, and that of
Abu Hanifa. In this work are the links and chains narrators (isnady) of all the events that
date back to the Prophet and his companions, referred to by the late teacher. In the same
essay shows the scientific methods of Abu Hanifa, and also collected fatwas of various
Iraqi jurists.
• Ihtilafu Abu Hanifa wa Ibn Abu Laila. In this polemic tells about the various aspects of
the debate on various issues between Abu Hanifa and jurist Ibn Abu Leila. It also clearly
expressed With world?? bit ibn Numan and his methods.
• Alaa al-radd al-Siyyer Avzai. In this work refers to the respect Muslims with non-Muslims
during the conduct of war and addresses various aspects of Islamic doctrine of war (jihad).
• Kitab al-Kharaj. In this work of Abu Yusuf addressed the economic problems state.
Distinctive feature of this work is its own representations on this issue, which sometimes do
not coincide with the representations of the Abu Hanifa, which the author gave in parallel
with his thoughts. What As for Muhammad ibn al-Hasan al-Sheibani, he was a disciple of
Abu Hanifa short time. His education he supplemented later by Abu Yusuf and considered
one of the leading specialists in the field of law in Iraq. He wrote many books in the field of
Islamic jurisprudence. All these books are among of the most basic to the Hanafi school of
thought. In Among the outstanding pupils of Abu Hanifa was also Zufar ibn Huzayl (110-
158) Abdullah ibn Mubarak al-Mavardi (118-181), Hasan ibn Ziyad (d. 204).
FEATURES OF AL-MADH'HAB AL-HANAFI
The Al-Hanafi School of Thought tends to put more emphasis on Qiyas ( القـیــاسAnalogy)
and Raa'y (personal opinion) than an emphasis on Hadith choices, and the deductions there
from. It does not acknowledge the Imamah of Ahlul Bayt. The Hanafi School of الــرأى
Thought began its popularity in the last quarter of the second century Hijrah.
USOOL (FOUNDATION) OF FIQH
The method of making legal provisions for Abu Hanifa was based on the following basic
sources:
1) Quran . This is the Word of God and the fundamental basis of Sharia.
2) Sunnah. Examples from the life of the Prophet Muhammad, his words and expressions
which are commentaries for the verses of the Quran.
3) Posts Companions of the Prophet Muhammad. This source also clarifies in various
aspects of the Sharia, as the companions were with the Prophet and know the essence or
the same background, different problems. Vyskazavaniya tabiinov (the next generation
behind them) are not statements of associates, as they not directly have contact with the
Prophet.
4) Qiyas. A proposition by analogy, which applies in cases where in Revelation there was no
literal to a given problem. The essence of this method is that the legal issue in these cases
can be resolved on the basis of analogy with what already exists in Revelation.
The legal problem is associated already in solution and on this basis of decision.
5) Istihsan (preference). Possibility of rejection of arguments qiyas if formally correct
opinion on the analogy in this situation is not quite appropriate. In this case, the requirement
imposed on the basis of another argument, which is opposed to explicit qiyas. Istihsan
applies when qiyas contradicts Ijma and orfom.
6) Ijma. Unanimity mudzhtahidov (theologians), both past and today, about any problem.
7) Orf. Use as an argument to any of the traditional distribution opinion in the Muslim
society, if there is no literal evidence Revelation. Orff is divided into Sahih and FASID.
Saheeh - is the RUF, which is not contradicts revelation. That allows him to apply as
evidence. FASID – this is the RUF, which contradicts revelation. This type of Orff not
accepted as evidence.
SOME METHODS OF THE HANAFI SCHOOL OF THOUGHT
Those fatwas, which are based on the verdict of Abu Hanifa, Abu Yusuf and Muhammad
AlShibani (Zahiru'r-Rivayya) are final and binding execution. If the requirements of Abu
Hanifa and Sahibeyna different, the prescriptions founder of school of thought are more a
priority for execution. What As for the requirements Sahibeyna (Abu Yusuf and Muhammad
al- Sheibani), they not given in this case, preference, if not for that, no pressing necessary.
For example, the need may occur if data membership of a fatwa of Abu Hanifa are
questionable. By certain issues, such as evidence of inheritance or fatwas can be given with
reference to Abu Yusuf. On some issues fatwa can be given and with reference to
Muhammad al-Sheibani and Zufarov ibn Huzayla.
If for some issue no ready prescription Imam (Abu Hanifa), the fatwa (legal requirement)
may be issued on the basis of the views and evidence of Abu Yusuf, then Muhammad
AlSheibani, and then Zufarov Huzayla and ibn Hasan ibn Ziyad.
If any problem can be applied as qiyas and istihsana, then in most cases it is necessary to
issue an order pursuant istihsana.
If Zahiru'r-Rivayye there is nothing on any issue under consideration, then it solution is
allowed to seek other sources of school of thought.
If from the Imam (Abu Hanifa) on some issue there are many legends, then the
granting legalrequirements necessary to refer to the most convincing and indisputable.
When Masha (followers who have not seen Abu Hanifa) have different, sometimes
conflicting requirements on some issue, must give fatwa on the basis of majority opinion.
Cannot issue legal regulations on the basis of the weak and doubtful traditions (hadith).
However, if there is an urgent need, in exceptional If permissible to issue a fatwa on the
basis of these legends.
TERMS OF THE HANAFI SCHOOL OF THOUGHT
1) Zahiru'r-Rivayya - Messages from Abu Hanifa, Abu Yusuf and Muhammad al-Sheibani;
2) Imam - Abu Hanifa;
3) Sheikhan - Abu Hanifa and Abu Yusuf;
4) Tarafeyn - Abu Hanifa and Muhammad Al-Shibani;
5) Sahibeyn - Abu Yusuf and Muhammad al-Sheibani;
6) Thani - Abu Yusuf;
7) Al Salis - Muhammad Al-Shibani Lech - The view of Abu Hanifa;
8) Lehuma or Mezhebuhuma - the view of Abu Yusuf and Muhammad al-Sheibani;
9) Ashabuna - Abu Hanifa, Abu Yusuf and Muhammad al-Sheibani;
10) Mashayih - Followers who lived during the life of Abu Hanifa.
LIST OF MAJOR HANAFI BOOKS
a) Bahar-e-Shariat by Mufti Amjad Ali Aazmi.
b) Fatawa Rashidiya by Rashid Ahmad Gangohi.
c) Fatawa Razawiyya by Ahmed Raza Khan Barelvi.
d) Fatawa Mustafwiyah by Mustafa Raza Khan.
e) Hidayah by Burhan al-Din al-Marghinani.
f) Mukhtasar al-Quduri by Imam al-Quduri translated by Imam Tahir Mahmood al-Kiani.
g) Radd al-Muhtar ala al-Dur al-Mukhtar by Ibn Abidin.
CONCLUSION
The Hanafi School is the first of the four orthodox Sunni schools of law. It is distinguished
from the other schools through its placing less reliance on mass oral traditions as a source of
legal knowledge. How already stated above, the disciples of Abu Hanifa, in spite of some
differences with Teacher on specific issues, in general, sought to extend its legal school in the
Caliphate. At the same time, they were engaged in teaching activity and did everything in
their power to further refine theoretical basis of the Hanafi school of thought. Thanks to their
efforts Hanafi teaching has become a comprehensive school of Islamic jurisprudence, which
was able to solve almost all the existing problems in this area. These processes have led to the
fact that this Madh'hab became the most widespread in Abbasid caliphate. Hanafizm even
began to encourage the ruling dynasty, which was interested in the presence of the state of the
fundamental legal framework. When Abbasid Caliph Harun al-Rashid, one of the most
prominent theorists Hanafi school of thought Abu Yusuf became the supreme judge (kadiem)
of Baghdad. All kadii provinces of the Caliphate appointed them. In selecting candidates,
Abu Yusuf gave Preferred representatives of the Hanafi school ofthought. For this reason
hanafizm spread in the country with even greater rapidity. Later HanafiMadh'hab acquired
official status in the Ottoman State Empire. Since Hanafi Madh'hab firmly established in
various regions Muslim world and to this day his followers is the majority of Muslims in the
world.
7. Maliki School of Fiqh
Introduction Malik did not record the fundamental principles on which he based his school
and on whose basis he derived his judgements and to which he limited himself in the
derivation of his rulings. In that respect he resembled his contemporary, Abu Hanifa, but not
his student, ash-Shafi'i, who did record the principles he used in derivation and defined them
precisely, specifying the motives which moved him to consider them and their position in
deduction. Nonetheless, Malik did indicate the principles he used in some of his fatwas,
questions and the hadiths which had muttasil (uninterrupted), munqati' (broken), or mursal
(link missing) isnads and balaghat (without isnad) hadith, even if he did not precisely explain
his method or defend it or explain the motives which moved him to adopt it and why he used
that method rather than another. For instance, the Muwatta' makes it clear to us that Malik
uses mursal, munqati' and balaghat hadiths but does not explain how he chose them because
it does not go into the problems concerning the isnads. The reason for this is that Malik only
transmitted from people in whose mursal and balaghat hadith he had absolute confidence.
That is why his great concern was with the choice of transmitter. When he had confidence in
the character, intelligence and knowledge of the transmitter he dispensed with the chain of
narration. Malik clearly stated that he took the practice of the people of Madina as a source
and explained the motives which led him to do so. The Muwatta' shows that he used it in
making analogy, as he when he made an analogy between the wife of a missing man when he
returns to her after she has married someone else and someone who divorces his wife with a
revocable divorce and then takes her back when she knows about the divorce but not the
taking back and consequently remarries. Thus in the Muwatta' you will see clear statements
or indications of Malik's principles of derivation even if he did not actually clarify or identify
them specifically. For instance, he did not clarify the rules and grades of the underlying legal
principles ('illa) in analogy and such things. The fuqaha' of the Maliki school have done with
Malik's fiqh what the fuqaha' of the Hanafi school have done with their school – studied the
secondary rulings and derived from them what can validly be employed as fundamental
principles on which to base deduction. They called the principles they derived in this way the
'fundamental principles (usul) of Malik'. For instance, they say that Malik employed certain
textual principles which they called'mafhum al-mukhalafa' (an interpretation which diverges
from the obvious meaning of a given text), 'fahwa al-khatab' (implied meanings of a given
text), and 'dhahir' (apparent meanings of a given text). They say that he also said certain
things about general unspecific texts. The truth is that although these principles are
transmitted as having been formulated by him, they are in fact derived from secondary
judgements reported from him; and the specific proofs of these principles are derived from
the actual context or were formulated by the fuqaha' who came after him. Deduction from
texts can only validly be undertaken when the necessary evidence exists.
The First Source: The Book of Allah
According to ash-Shatibi al-Maliki in al-Muwafaqat: "The Qur'an is the whole of the Shari'a,
the support of religion, the fount of wisdom, the sign of Prophethood and the light of the eyes
and the heart. There is no way to Allah except through it and there is no salvation by any
other means than it. You must not hold to anything that contradicts it. None of this needs
affirmation or deduction because it is known to the deen of the Community. Since that is the
case, whoever wants complete knowledge of the Shari'a and desires to perceive its aims and
be joined to its adherents must necessarily take the Qur'an as his constant companion and
make it his intimate, night and day, in both investigation and action... If he is able to do that,
he will soon have students and find himself among the Frontrunners and in the first rank. He
will not be able to do it without being helped in that by the Sunna which clarifies the Book
and, failing that, the works of earlier Imams and the Salaf, which will guide him in this noble
aim and lofty purpose." (p. 247, vol. 3) Malik viewed the Qur'an in the same way. So he was
only seen reciting the Qur'an or relating hadiths or deriving fatwas from them to answer
questions which were directed to him. He did not look at the Qur'an with the eye of a debater.
It is not reported that he ever said that the Qur'an consisted of both words and meaning or
meaning only; nor did he engage in any discussion of the mutakallimun about the Qur'an
being created since he did not consider such subjects to be debatable. He believed that
whenever a man argued with another, he cheapened that which Jibril had revealed to
Muhammad, peace and blessings be upon him. Malik knew that the Qur'an contains all the
Shari'a and that the Sunna is simply its exposition. The Qur'an cannot be understood correctly
and completely unless the clarification which elucidates it, the Sunna of the Prophet, is taken
into account. He was thirsty for it, not merely because it was the second Islamic source, but
because it also clarifies and expounds the Qur'an and gives detail to what is general and limits
what is unrestricted. The Qur'an is in Arabic and was revealed in the Arabic language. The
people of eloquent Arabic saw that its style was inimitable and were overwhelmed by it as all
people are. However, it is in Arabic, and Malik did not think that it was proper for anyone to
try to explain it unless he had deep knowledge of the Arabic language, its different dialects,
and styles of speech. That is why it is reported that he said, "No one who explains the Book
of Allah who does not know the dialects of the Arabs is brought to me without my making an
example of him." The Sunna is the straight way to grasp the meanings of the Book. That is
why it is not correct to hold only to the Qur'an without seeking help in its explanation,
meaning the Sunna. Malik disliked including any Biblical or Jewish (Talmudic) material in
its explanation. He did not have confidence in the transmission of anyone who proceeded in
this way. He mentioned that there was excellence in a certain person but criticised him for
accepting tafsir from Qatada because he reckoned that Qatada included in his tafsir much that
was not sound. Malik considered the Qur'an to consist of both expressions and meanings,
which is the position and consensus of the majority of Muslims, but he did not get involved in
any wrangling or debate about this. That is why he did not consider that a translation of the
Qur'an could be used for recitation in the prayer, or to be that for whose recitation there is
prostration, or to be that whose copy may only touched by someone who is pure, or to be that
which may not be recited by a woman who is menstruating or bleeding after childbirth or
someone in a state of major impurity. A translation can never be more than an explanation of
the meaning or rather a partial explanation of what can be understood from the Arabic
original. Scholars of the Maliki school mentioned that he used all the various degrees of
textual interpretation referred to above, just as he took note of those matters in the Sunna. We
are obliged to clarify the method and opinion of Malik concerning these matters in brief and
his position in respect of other opinions without going into excessive detail.
The Second Source:
The Sunna There is no dispute that Malik was an Imam in hadith and fiqh: a transmitter of the
first rank in hadith and a faqih with insight into fatwa and the deduction of judgements. His
transmission of hadith is also considered one of the soundest of transmissions, particularly in
his choice of transmitters and knowledge of the accuracy of their transmission. He was a
faqih with insight into fatwa and derivation of judgements, analogy of similar things,
recognition of the welfare of people, and what fatwas are appropriate without being far from
the text nor shunning what is transmitted of cases and fatwas ascribed to the righteous Salaf.
Some people criticised the riwaya of ash-Shafi'i and Abu Hanifa. In spite of their prejudice,
they were not able say anything about Malik's transmission. Some scholars, including at-
Tabari, deny that Ahmad ibn Hanbal was a faqih and said that he was a only a muhaddith and
not a faqih. Malik alone is a muhaddith who is counted in the first rank by consensus and a
faqih with insight into the subjects of fatwas and its sources by consensus. This is a
confirmed and established matter on which there is agreement among the scholars of hadith
and fiqh. Imam al-Bukhari, whose book come to be considered the soundest of the books in
hadith and the strongest of them in attribution considers the isnad of Malik in some hadiths as
the soundest isnad. It is: Malik from Abu'z-Zinad from al-A'raj from Abu Hurayra. Abu
Dawud, the author of the Sunan, says, "The strongest isnad is: Malik from Nafi' from Ibn
'Umar, then Malik from az-Zuhri from Salim from his father; then Malik from Abu'z-Zinad
from al-A'raj from Abu Hurayra, and he did not mention anyone except Malik. This
testimony from the people of this science indicates that two things place him in the first rank
of hadith scholars: He himself is reliable. He is just and accurate and there is no way to attack
his transmission in respect of his person or his accuracy. People have spoken against others in
that respect. He was excellent in selecting those from whom he transmitted. He and his men
from whom he related are in the first rank since al-Bukhari considers him and some of his
men to have the soundest isnad, and Abu Dawud considers him and his men in the first three
ranks in the strength of isnad. He is reliable and excellent in the measure of men by the
testimony of the people of skill and precision who know this business. He was strict about the
preconditions of good character and accuracy in his transmitters.
The Third Source: Fatwas of the Companions
In his early studies Malik concentrated on learning the cases of the Companions, their
fatwas, and their judgements in respect of the questions which he concerned him. We have
already seen how eager he was to learn the fatwas of 'Abdullah ibn 'Umar from his client
Nafi'. He used to lie in wait for him when he went out so that he might ask him about the
statements of 'Abdullah. He also was eager to learn the cases of 'Umar ibn al-Khattab, may
Allah be pleased with him. He learned the fiqh of the seven fuqaha' of Madina. They
transmitted the disagreements, perceptions, fatwas and decisions of the Companions as well
as the hadiths of the Messenger of Allah, may Allah bless him and grant him peace. The
knowledge which he was taught and which he mastered and on which he based himself and
on the basis of which he made deduction and according to which he proceeded with the
implementation of the hadiths of the Messenger of Allah was the decisions and fatwas of the
Companions. That is why the fatwas of the Companions occupied a major place in Malik's
deduction. He took them and did not infringe them. He accepted the position of the People of
Madina because the Companions had been there, as he mentioned in his letter to al-Layth.
"Know, may Allah have mercy on you, that I have been informed that you give people fatwas
which are contrary to what is done by our community and in our city. You are Imam and
have importance and position with the people of your city and they need you and rely on
what they get from you. Therefore you ought to fear for yourself and follow that whose
pursuit you hope will bring you salvation.
Fatwas of the Followers (Tabi'un)
The scholars accepted the statements of the Companions either by way of imitation or as an
authoritative source of the Shari'a since it was sunna derived from the guidance of the
Prophet, may Allah bless him and grant him peace. Most scholars do not accord the
Followers this rank. Abu Hanifa explicitly stated that he used to strive as al-Hasan, Ibn Sirin,
ash-Sha'bi and Ibrahim an-Nakha'i strove. In his Risala, ash-Shafi'i did not mention that he
allowed imitating them. Perhaps in these cases he did not reach a confirmed and established
ijtihad which was definitive in the question. When he saw a statement by one of the
Followers in the question, he accepted it, but not on the basis that it was a juristic choice
based on evidence or on the basis that its imitation was permitted, like that of the Companion.
It was giving information about the position of those before him in something in which he did
not have an opinion. Some Hanbalis accepted the statements of the Followers when they did
not differ from the statements of the Companions or the Followers. Which of the two parties
did Malik fall into? It is clear that Malik did not consider the statements of the Followers to
occupy the same position in the Sunna as those of the Companions; but he did take account of
the positions of some of the Followers because of their knowledge of fiqh or their
truthfulness or their exalted qualities of character. These included such people as 'Umar ibn
'Abdu'l-'Aziz, Sa'id ibn al-Musayyab, Ibn Shihab az-Zuhri, Nafi' the client of Ibn 'Umar, and
others who were accurate in transmission of knowledge and had high proficiency in fiqh. He
accepted a fatwa from them when its basis was a known sunna, or was in accordance with the
Practice of the People of Madina, or with the position of the majority of scholars. Sometimes
he was satisfied with their ijtihad when he had confidence in it and did not find anything to
contradict it. We will mention some the transmissions which support what we said and attest
to it: 1. Part of that is forbidding man to sell what is not in his possession. In that Malik
accepted the opinion Sa'id ibn al-Musayyab. We read in the Muwatta': Malik reported from
Musa ibn Maysara that he heard a man say to Sa'id ibn al-Musayyab, "I am a man who sells
for a debt." Sa'id said, "Do not sell except for what you take directly to your camel."
(31.40.85) 2. Malik accepted the position of Zayd ibn Aslam on the reality of the usury of the
Jahiliyya: "Malik related from Zayd ibn Aslam that the usury in the Jahiliyya was that a man
would give a loan to a man for a set term. When the term was due, he would say, 'Will you
pay it off or increase me?" Based on this, a reduction of the debt in return for a reduction in
the term is part of usury. That is why he said, "The disapproved way of doing things about
which there is no dispute among us is that a man gives a loan to a man for a term, and then
the demander reduces it and the one from whom it is demanded pays it in advance. To us that
is like someone who delays repaying his debt after it is due to his creditor and his creditor
increases his debt. This is nothing else but usury." 3. Another instance is that he accepted the
statement of al-Qasim ibn Muhammad ibn Abi Bakr about it being disliked to reduce the
price in exchange for early payment and to increase it in exchange for delay. In the Muwatta':
"Malik conveyed to him that al-Qasim ibn Muhammad was asked about a man who bought
goods for ten dinars cash or fifteen dinars on credit. He disapproved of that and forbade it."
The Fourth Source: Consensus (Ijma')
Malik, may Allah be pleased with him, was probably the one of the four Imams who most
frequently mentioned consensus and used it as evidence. If you open the Muwatta', you will
find in many places that the ruling in the case mentions that it is Òthe generally agreed-on
way of doing things,Ó and that was considered to be an evidence which was sufficiently
authoritative for him to give fatwa by it. We will give you some examples: 1. The Muwatta'
mentions the inheritance of paternal half-siblings: "Malik said, 'The generally agreed-on way
of doing things with us is that when there are no full-siblings with them, half-siblings by the
father take the position of full-siblings. Their males are like the males of the full-siblings, and
their females are like their females except in the case where the half-siblings by the mother
and full-siblings share, because they are not offspring of the mother who joins these.'" (27.6)
Then he proceeded to the secondary rulings based on this consensus. 2. Another example of
that is the inheritance of maternal half-siblings. Malik said about that: "The generally agreed-
on way of doing things with us is that maternal half-siblings do not inherit anything when
there are children or grandchildren through sons, male or female. They do not inherit
anything when there is a father or the father's father. They inherit in what is outside of that. If
there is only one male or female, they are given a sixth. If there are two, each of them has has
a sixth. If there are more than that, they share in a third which is divided among them. The
male does not have the portion of two females." (27.4) 3. Another instance is what the
Muwatta' says about the judgement of the sale with the precondition of being free of all
defects: "The generally agreed-on way of doing things with us regarding a person ...who sells
a slave, slavegirl or animal which is meant to be free of defects is that he is not responsible
for any defect in what he sold unless he knew about the fault and concealed it. If he knew that
there was a fault and concealed, his declaration that he was it was free of faults does not
absolve him, and what he sold is returned to him." (31.4) 4. It is reported that the sale of meat
for meat can entail a form of usury (riba al-fadl). Malik said, "It is the generally agreed-on
way of doing things with us that the meat of camels, cattle, sheep and similar wild animals is
not to be bartered one for one, except like for like, weight for weight, from hand to hand.
There is no harm in that. If it is not weighed, then it is estimated to be like for like from hand
to hand. There is no harm in bartering the meat of fish for the meat of camels, cattle and
sheep and so on, two or more for one, from hand to hand. If delayed terms enter into the
transaction, however, there is no good in it." (31/28.67) In all of this you see that Malik used
consensus as authoritative and said, "The generally agreed-on way of doing things with us".
We turn to what is quoted from him to discover his explanation of the term, 'agreed-on'. We
find that transmitted in what we quoted before in his words in the Muwatta'. Let us see what
Malik himself says in explanation of his use of the term 'agreed-on'. We find that he says in
the Muwatta': As for 'the agreed-upon practice', it is something that the people of fiqh and
knowledge agree upon without dispute. This is the agreement of the people of this
community who contract agreements (ahl al-hall wa'l-'aqd) in any matter. By agreement we
mean agreement in word, action or belief. The definition of the mujtahidun who produce
consensus was investigated by Malik as we will make clear. That is the consensus which
Malik took as an authoritative evidence and which you see often used in the Muwatta' in
resolving questions about which there is no unequivocal text or when he believes that the text
needs to be amplified, or when the text is an ayat whose meaning is of the apparent sort
(dhahir) which admits of interpretation and specification. The discussion of scholars
regarding the principles in consensus is extensive and detailed. We do not want to quote them
here. Here we will mention what is connected to Malik's fiqh and the different varieties of
consensus he used to employ and how authoritative he viewed consensus and its ranks and its
basis. In general, we will speak about consensus where it has a a firm connection to our
subject: Malik's fiqh. Before we turn to Malik's view, we will define the case which the books
of some of the legists mention: when consensus is advanced before the Book and the Sunna.
This case is mentioned by some of the legists and before we clarify how it is invalid, we will
mention their explanation of it so that people will not err in understanding, even though we
are not happy with any explanation of it. What they mean is the consensus which is based on
the Book or the Sunna, and it acquires strength by that support so that it is given priority over
other texts. That is because consensus supports the text. It strengthens it to the degree that it
becomes definitive and whatever judgement it contains cannot be denied. Some of them
reckon that a person is an unbeliever if he denies a judgement which is established by
consensus which is derived from text. That is because consensus based on the evidence of the
text to the judgement raises it in the level of something which is understood from the Deen by
necessity. Even when the discussion is interpreted in that way, many scholars do not permit it
because consensus of this type is only in fundamental obligations, like the prayer being five,
the times of the prayer, fasting Ramadan, the obligation of zakat and so forth. They are
obligations established by text and there is consensus on them, and so the texts do not admit
of any probability in them. Ash-Shafi'i denied the claim of consensus except in the principles
of legal questions and Ahmad ibn Hanbal denied the existence of any consensus except the
consensus of the Companions. The generalised nature of the proposition has allowed some
people to oppose some unequivocal texts based on the claim of consensus in questions,
whether the consensus in them is a subject of dispute or is not agreed upon at all. The
generalisation contains an attack against the texts to support the partisanship for a school.
Indeed this generalisation makes some of those who do not understand Islamic fiqh, its
principles or the expressions of its writers suppose that it is within the ability of people to
agree on something which then it becomes a deen which is followed, even if it opposes the
texts and undermines established judgements. Ibn al-Qayyim refuted that in I'lam al-
Muwaqqi'in: "If someone does not acknowledge disagreement between imitators when there
is evidence for it in the Book and Sunna and says, 'This is contrary to the consensus,' this is
the one whom Imams of Islam repudiate and censure from every aspect. They refute the one
who claims that. Ibn Hanbal said, 'Whoever claims consensus is a liar. Perhaps people
disagreed. This was the claim of Bishr al-Marisi and al-Asamm, but he says, "We do not
know whether people disagreed or that has not reached us."' He said, 'How can it be permitted
for a man to say, "They agreed" when I heard them say they agreed and I suspected them? If
only he had said, "I do not know of any who opposes."' He said, 'This is a lie. I do not know
that the people agreed. It is better to say, "I do not know of any disagreement about it" than to
say, "The consensus of the people." Perhaps the people disagreed.'" (pt. 2, p. 179) In truth, we
do not permit in any case that it be said that consensus in any description is given priority
before the Book and the Sunna, even if some of the questions agreed upon reach the level of
necessary matters in the Deen. That is because of the position of the unequivocal text which
is attested to by consensus. It is based on its evidence, not by consensus alone, especially
when some of the Imams permit consensus to be ascribed to indication or analogy. When we
advance consensus derived from analogy, then we advance analogy over the unequivocal
text, and that is illogical except in the areas which we already have stipulated. Scholars have
agreed that the support (sanad) of consensus can be the Book, mutawatir Sunna, dhahir text
of the Book, or a single tradition. When something which is probabilistic in its evidence or its
certainty is supported by consensus and there is consensus that judgement is issued according
to it, then by that the judgement becomes definitive. The definitiveness comes from the
consensus on the judgement derived from the text, not from the text itself. So it is as if the
text provides the judgement and consensus provides definitiveness. He mentioned from Malik
that consensus can be supported by analogy. Support in it is not confined to a text of the
Book or the Sunna. In this case, the judgement derived from the analogy is elevated from the
rank of the probable to the rank of the definitive, and that was obtained from consensus, and
so it provides definitiveness when it is based on analogy, as it provides it when it is based on
single traditions. There is a case which requires investigation and study of Malik's opinion
about it. This is the definition of those whose agreement forms consensus. We will present
two points in the explanation of this problem: 1. Malik did not think that the common people
were included in the generality of those who constituted consensus. That was because the
proofs of consensus were specifically a duty of those who are not the common because the
unsupported statement of the common person is of no consequence. Consensus must have a
support on which it is based, and that is not conceivable from common people. Furthermore
the Companions agreed that the common people are not taken into account and they must
follow the men of knowledge.The common are not included in the consensus about them
because they do not have the ability to understand it or to form a respected opinion in it. Its
basis is investigation based on legal deduction. 2. Who are those of the mujtahidun whose
agreement amounts to consensus? Are they the scholars of a certain time in all Islamic
locations? Are the people of innovations among the mujtahidun included or not? Or is the
consensus taken into account that of the people of Madina about an opinion? In that we are
not concerned with the disagreement of the scholars of legal principles in that – that has its
proper place in that science. That which concerns us is the opinion of Malik, and scholars
disagree about whether his opinion was to consider that consensus was achieved by the
consensus of the scholars of Madina or only by the consensus of all. That is the matter which
concerns us in the study of consensus. Al-Ghazali said in al-Mustasfa: "Malik said: 'The
authoritative source is only the consensus of the people of Madina.' He said that the people
considered for consensus are the people of the Haramayn: Makka and Madina, and the two
cities: Kufa and Basra. Those who deduce mean by this that these locations comprised the
people of hall wa'l-'aqd in the time of the Companions. If Malik meant that the people of
Madina included all of them, then that is accepted if it is comprehensive. Thus actual place
has no effect. That would not be accepted. Madina did not contain all of the scholars, either
before or after the Hijra. They were constantly dispersed in journeys, expeditions and
garrisons. So there is no sense in the words of Malik unless he says that the action of the
people of Madina is authoritative because they are numerous and there is consideration of the
statement of the majority or a a statement which indicates their agreement in word or action
that they relied on something definitive which they heard. The abrogating revelation was
revealed among them, and so the fine points of the Shari'a do not elude them. This is accurate
since it is not impossible that someone else heard a hadith from the Messenger of Allah, may
Allah bless him and grant him peace, on a journey or in Madina, but he left it before he
transmitted it. So the authoritative source is in the consensus and not a consensus." (pt. 1, p.
187) Al-Ghazali stated that consensus in Malik's view is only that which is formulated by the
fuqaha' of Madina, and that he does not include anyone else with them. He vindicates that
statement by the fact that in the Muwatta' whenever Malik used the agreement of the scholars
about a matter as evidence, he says, "This is the generally agreed-on way of doing things with
us." If you examine the Muwatta', you will find the word "with" ('inda) follows "generally
agreedon." There is no doubt that "'inda" here refers to place, meaning the generally agreed-
on way of doing things in Madina. That is also supported by the fact that in his letters and in
his fiqh, Malik used to consider other than the people of Madina as being subservient to them
in fiqh. The logic of his position demands that what they agree on be considered consensus.
Thus consensus and the practice of the people of Madina are the same type of evidence, i.e.
that which the people of Madina have is consensus and that consensus is the consensus of
their fuqaha' rather than others. However, we find that in his Usul al-Qarafi lists the forms of
evidence, and counts consensus as one proof and that which the People of Madina have as a
different form of evidence. He says "Evidence is: the Book, the Sunna, the consensus of the
Community, the consensus of the people of Madina, analogy, the statement of the
Companions, masalih mursala and istishab." He speaks about consensus and mentions
Malik's views on it which indicate that he considered consensus as one of the sources of the
Shari'a other than the consensus of the people of Madina. At the beginning of the discussion
on Malik's usul, we mentioned what was said by the mujtahidun in Maliki fiqh. They
ennumerated the forms of evidence and counted consensus as an independent root separate
from the consensus of the people of Madina. We cannot say that all the Malikis follow the
method of al-Qarafi which I quoted from at the beginning of our discussion on his principles.
Indeed, we found that in his Fatwas, Shaykh 'Ullaysh stated that the Malikis say that the
agreement of the people of Madina is what Malik considers consensus. That is why he said:
"There were in Madina the Imams of the Followers who were not in other places – like the
seven fuqaha', az-Zuhri, Rabi'a, Nafi', and others. That is why the Imam referred to them and
considered their agreement to be consensus. Consulting consensus and using it as evidence is
not imitation. It is ijtihad itself. This is self-evident and Ibn al-Hajib stated that." He said
about comparing a single tradition with the action of the people of Madina: "You know that
the people of Madina are loftier, more numerous and have more knowledge than others. Thus
it is them who must be consulted to when there is disagreement. When a hadith is sound and
the practice of the people of Madina differs from it, one of the following must apply: they are
all judged to be ignorant, which is something an intelligent man is too shy to utter since those
are the most knowledgeable of the Imams and bad opinion is iniquity; or they are judged to
be deliberately in opposition to the Sunna and playing around, which is worse and more
foolish; or they are judged to possess knowledge and action, and thus when they abandoned a
hadith, they left it for something stronger. This is what we claim. It is known that consensus
is a proof which must have a support which may be known or not known. Their agreement
was from something reliable since there is no way to call them ignorant or misguided. So the
clear truth is evident to you if you accept. Those whose action the Imam used as evidence
were the Followers whom he met, and they did not leave the path of the Companions."
(Fatwas of Shaykh ÔUllaysh, pt. 1, p. 43.) This clearly indicates that Malik considered the
agreement of the people of Madina to be consensus and authoritative. When it is added to
what we quoted from al-Ghazali and his explicit expression in the Muwatta' when consensus
is used as evidence (the generally agreed-on way of doing things with us), that results in the
conclusion that the consensus which is used as evidence by Malik is the consensus of the
people of Madina. This is a logical result of his considering the agreement of Madina to be
binding evidence which must be followed and that it refutes single traditions because when
the consensus of the people of Madina is evidence on its own, there would be no need for the
agreement of others. If someone considers their agreement alone as binding, it is more fitting
that it be binding when they agree with other Muslim scholars. It is also clear that consensus
in the view of Malik is the consensus of the people of Madina, and this leads us on to the
practice of the people of Madina.
The Fifth Source: The Practice of the People of Madina
Malik, may Allah be pleased with him, considered the practice of the people of Madina to be
a legal source on which he relied in his fatwas. That is why he often said, after mentioning
the traditions and hadith, "the way of doing things generally agreed-on among us."
Sometimes, when no text or other authority existed, Malik used the practice of the people of
Madina as an evidence to be relied on absolutely. His previously mentioned letter to al-Layth
ibn Sa'd shows the great extent to which he relied on it and his objection to those who
followed anything other than the practice of the People of Madina. "I have been informed that
you give people fatwas which are contrary to what is done by our community and in our city.
You are Imam and have importance and position with the people of your city and they need
you and rely on what they get from you. Therefore you ought to fear for yourself and follow
that whose pursuit you hope will bring you salvation. Allah Almighty says in His Mighty
Book, 'The outstrippers, the first of the Muhajirun and the Ansar.' (9:100) Allah Almighty
further says, 'So give good news to My slaves, those who listen well to what is said and then
follow the best of it.' (39:18) It is essential to follow the People of Madina in which the
Qur'an was revealed..." In this he clearly stated that the Practice of the People of Madina
cannot validly be opposed and that people should follow it. Then after that he clarifies the
evidence which moved him to follow this course: "The basis of this proof is that the Qur'an
contains laws and the fiqh of Islam was revealed there and its people were the first who were
made responsible for it, encharged with the command and prohibition and who answered the
caller of Allah in what he commanded and established the buttress of the Deen. Then after the
Prophet, may Allah bless him and grant him peace, among them lived the people of his
community who most followed him: Abu Bakr, 'Umar and then 'Uthman. They implemented
his Sunna after investigating it and studying it while it was still fresh. Then the Followers
after them followed those paths and they followed those sunan. Madina had inherited the
knowledge of the Sunna and the fiqh of Islam in the time of the Followers of the Followers.
That is the time in which Malik saw it. The business there was clear and acted on it and no
one is permitted to oppose it because of that inheritance in their hands which none is allowed
to plagarise or lay claim to." This is Malik's evidence regarding his use of the Practice of the
People of Madina as proof and that in some cases he advanced the Practice of the People of
Madina over single traditions for the reason which he mentioned. It is that the famous opinion
which is acted upon in Madina in the famous transmitted sunna and the famous sunna is
advanced over single traditions. It is clear that Malik was not the first person to use the
practice of the people of Madina as an authoritative evidence. Malik's shaykh, Rabi'a,
mentioned the method and said, "A thousand from a thousand is better than one from one."
Malik said, "The learned men among the Followers quoted hadiths which had been conveyed
to them from others and they said, 'We are not ignorant of this, but the common practice is
different.'" He also said, "I saw Muhammad ibn Abi Bakr ibn 'Amr ibn Hazm who was a
qadi. His brother 'Abdullah knew many hadiths and was a truthful man. When Muhammad
gave a judgement and there was a hadith contrary to it, I heard 'Abdullah criticise him,
saying, 'Isn't there a hadith which says such and such? 'Yes,' he replied. 'Then what is the
matter with you? Why don't you give judgement by it?' asked his brother. 'Where are the
people in respect to it?' replied Muhammad, meaning 'what is the consensus of action on it in
Madina?' He meant that the practice outweighs the hadith in that instance." (Madarik, p. 38)
So it can be seen that Malik, may Allah be pleased with him, did not originate that method.
Rather he travelled a path which others among the Followers and the people of knowledge
before him had followed. He became renowned for it, however, because of the great number
of fatwas he was asked for and because some of his fatwas were contrary to hadiths which he
also related. He became the most famous of those who accepted the practice of the people of
Madina as an authoritative source and so the method was ascribed to him; but the truth is that
in that respect he was a follower, not an originator. We see that in the statements which were
transmitted from him or the letters which Malik wrote, he stated that what the community of
the people of knowledge had in Madina amounted to evidence which had to be accepted for
the reasons which we mentioned, and that if a single tradition was contrary to the practice of
Madina, he rejected the tradition and accepted their knowledge since it was transmitted from
the Prophet, may Allah bless him and grant him peace, in a more reliable transmission and
truer account. The examples transmitted from Malik in general contain the practices of the
people of Madina which cannot be known except by reliance, like the adhan, the mudd of the
Prophet and other things. Included within the practice of the people of Madina is that which
can derive from ijtihad and deduction whose method is like some decisions and the
judgements of behaviour between people.
The Sixth Source: Analogy (Qiyas)
Malik, may Allah be pleased with him, issued fatwas for more than fifty years. People came
to him from the East and West to ask for fatwa. Since questions are endless and events occur
every day, it is necessary for understanding of the texts to go beyond their immediate
significance to recognition of their immediate and further aims and to perception of their
indications and suggestions, so that the extent of their comprehensiveness may be correctly
ascertained. Only then is it possible to understand what lies behind the judgements made by
the Companions in cases where there was no well-known sunna and which could not be
included within the meaning of the literal text, even though the text might indirectly indicate
to it. That is why analogy is necessary for someone like Malik. Since fiqh, in its finest
meaning, is the penetration of the insight of the faqih to ascertain what is meant by the
expressions which indicate judgements and thus recognise its causes and recognise its ends,
the faqih must therefore use analogy since he must ascertain the cause behind the judgement
in order to recognise the full extent of what is meant by the Shari'a. When he knows the
cause, then the judgement is established in all that it applies to because the similarity between
matters demands similarity in judgement, and sameness between things with the same
qualities demands sameness in the judgements to which they are subject. Analogy in Islamic
fiqh denotes the connection of something without a text to its judgment by another textual
matter with a judgement by virtue of a shared cause between the two. It is part of submitting
to the principle of similarity between matters which obliges similarity in its judgements
because sameness in the cause obliges similarity in judgement. Thus analogy is natural and
logical because of the logical connection based on similarity. When the similarity is
complete, then it must be connected to the same judgement. We find that the Noble Qur'an
uses the law of sameness in judgments by the resemblance of qualities and actions in all its
similes and instructions, and Allah says, "Have they not travelled in the earth and seen what
was the end result of those before them? Allah destroyed them utterly. And those who reject
will get the same as that." (47:10) He clarifies the difference of judgement when there is no
sameness when He says, "Or do those who perpetrate evil actions reckon that We will make
them like those who believe and do right actions, their living and their dying being the same?
How evil is the judgement that they make!" (45:21) The Almighty also says, "Would We
make those who believe and do right actions the same as the corrupters of the earth? Would
We make the godfearing the same as the dissolute?" (38:28) You see that the Qur'an applies
the rule of logical equality in the most perfect manner and it confirms the judgment when
similarity exists and negates it when there is disparity. There are numerous reports from the
Prophet about adopting this wise dictum and guiding the Companions to it. It is related that
'Umar ibn al-Khattab said to the Messenger, may Allah bless him and grant him peace,
"Messenger of Allah, I did something terrible. I kissed while I was fasting." The Messenger
of Allah said, "Do you think that you can rinse your mouth with water while you are fasting?"
He replied, "There is no harm in it." The Messenger of Allah said, "So fast." Do you not see
that the Messenger of Allah made a connection between rinsing the mouth with water while
fasting and kissing while fasting? He pointed out the similarity between them since both of
them could lead to something which would break the fast or not. It does not in itself break the
fast. Breaking the fast is possible if it leads to that. Because of the similarity between them
they are equal in judgement. As rinsing does not break the fast - and that was known to 'Umar
- and so the kiss does not break it. The traditions from the Messenger of Allah are numerous
about the application of this just principle in the deduction of judgments for which there is no
clear text. Some texts are applied to them by the sameness in the judgement between similar
things. Al-Muzani, the companion of ash-Shafi'i, summarises the idea of analogy and the
action of the Companions in it excellently: "The fuqaha' from the time of the Messenger of
Allah, may Allah bless him and grant him peace, until today have used analogies in all
judgements in their deen and they agreed that the like of what is true is true and the like of
what is false is the false, and no one is permitted to deny analogy because it is the
resemblance and similarity of things." Malik used that method and used the similarity
between things to arrive at a judgement. When they were similar, the legal cause existed. He
employed analogy in certain questions in which he knew the decisions of the Companions. So
he made an analogy about the condition of the wife of a missing man when he is deemed to
be dead and she does an 'idda as a widow and then marries someone else and then the first
man appears alive. He compared this with the case of someone who had divorced his wife
and informed her of divorce and then took her back but did not inform her of being taken
back and then she married after the end of the 'idda. That was because 'Umar gave a fatwa
that this woman belonged to her second husband, whether or not the marriage had been
consummated. Malik used this as an analogy for the wife of the missing man and said that she
belongs to the second husband, whether or not it has been consummated. There is no doubt
that the basis of this analogy is the similarity between the two cases, even if he mentions it
with the agreement of the People of Madina. By this it is clear that the basis of the agreement
is this analogy, and the basis of the similarity is that both of them married with a good
intention on the basis of legal knowledge established by legal means, but the error became
clear after that. She had no way to ascertain the error before he appeared. Thus the wife of the
missing man married on the basis of the legal judgement and the divorced woman married on
the basis of divorce and end of the 'idda, and the wife of the missing man had no way to
ascertain whether he is alive and the divorced woman had no way to know she had been
taken back. So the two cases are similar and the judgement must be the same and the same
judgment is a result of this similarity.
s
The Seventh Source: The Principle of Istihsan (Discretion)
There are many sources which state that Malik used to employ istihsan. Al-Qarafi mentioned
that sometimes he used to give fatwa on the basis of istihsan and he said about it, "Malik says
it in a number of questions about artisans who work on objects giving an guarantee of their
work and those who transport food and condiments giving a guarantee as opposed to others."
(Tanqih, p. 23) We read in the gloss of al-Banani that Ibn al-Qasim related from Malik that
he said that istihsan was nine-tenths of knowledge. Malik used analogy but made it subject to
general and partial benefit, so he only applied it when he was sure that there was no harm in
its application; otherwise he left it. For Malik it was a basic rule that analogy is subject to
benefit. That is why the underlying principle of Maliki fiqh is benefit, as we will explain.
Judgements based on istihsan or which make it the deciding factor when weighing up
different proofs are numerous in the Maliki school, as ash-Shatibi says in al-Muwafaqat. One
example of this is loans. A loan might be considered to be usury because a dirham is
exchanged for a dirham for a period of time but it is permissible under the principle of
istihsan because of the way people are helped by it. If loans had remained forbidden they
might have suffered great hardship. Another example is looking at the private parts of people
in medical treatment. The general rule is that it is unlawful to look at private parts, but it is
recommended to avert harm. Another is sharecropping. The general principle obliges that it is
forbidden since the recompense is unknown, but it is completely recommended. Another is
ignoring usury in smalls amount since it is insignificant and so it is permitted to have a small
disparity in a long delay. Another is what we mentioned before of the lack of making good
character a precondition for witnessing when the qadi is in a place in which witnesses of good
character are rare. The same applies to granting trusteeship to someone without good
character in order to avert hardship as was made clear under analogy. These secondary
rulings and those like them make it clear that Malik used to employ istihsan. What is the
reality of istihsan? What are the places in which it is permitted to use it and rely on it in the
construction of judgements?
The Eighth Source: Customs ('Adat) and Customary Usage ('Urf)
Custom is a matter on which a community of people agree in the course of their daily life,
and common usage is an action which is repeatedly performed by individuals and
communities. When a community makes a habit of doing something, it becomes its common
usage. So the custom and common usage of a community share the same underlying idea
even if what is understood by them differs slightly. Maliki fiqh, like Hanafi fiqh, makes use
of custom and considers it a legal principle in respect of matters about which there is no
definitive text. In fact it has an even deeper respect for custom than the Hanafi school since,
as we have seen, public interest and general benefit are the foundation of Maliki fiqh in
coming to decisions and there is no doubt that respect for a custom which contains no harm is
one of the types of benefit. It is not valid for any faqih to leave it: indeed, it is obligatory to
adopt it. We find that the Malikis abandon analogy when custom opposes it. Custom makes
the general specific and qualifies the unqualified, as far as the Malikis are concerned. It
appears that the Shafi'ites also takes custom into consideration when there is no text. If text
dominates in its judgement because people are subject to and do it by way of familiarity and
habit. Nothing can prevent them from adopting it except a prohibiting text. Where there is no
prohibiting text, then it must be adopted. We find that Ibn Hajar stated that custom is acted on
it when there is nothing in the custom contrary to a text. Al-Qurtubi observed that making use
of custom in this way is taken from an instance when the Prophet, may Allah bless him and
grant him peace, said to the wife of Abu Sufyan, "Take from the property of Abu Sufyan
what is adequate for you and your child in a normal manner." In this hadith custom is clearly
made the basis of a legal decision. This is not the case with the Shafi'ites. Ibn Hajar replies to
this by saying that the Shafi'ites forbid acting by custom when it is opposed to a legal text, or
is not suggested by it. This indicates that the Shafi'ites occasionally adopt custom, but with
the precondition that a legal text suggests it or does not contradict it. Therefore we can divide
custom in respect to the usage of the fuqaha' into three categories: 1. Custom which is
adopted by all the fuqaha'. It is the custom which is indicated by a text. In this case, it is
adopted by agreement. 2. Custom which is prohibited by an unequivocal text of the Lawgiver
or it is obligatory that it be overlooked as confirmed by a text. This type of custom is not
respected nor adopted by consensus. It is general corruption which must be brought to an end.
Silence on it is silence about commanding the correct and forbidding the incorrect and being
content with sin and transgression. 3. Custom in which there is no established prohibition nor
is it suggested or indicated by a text. The Malikis and Hanafis consider it an independent
principle. According to the Hanafis, general custom makes the general specific, qualifies the
unqualified, and custom is put ahead of analogy. The Malikis say that custom specifies the
general and qualifies the unqualified since they consider custom to be one of the categories of
benefit. Custom or customary usage plays a great role in Maliki fiqh. It explains expressions
since expressions are explained according to linguistic custom or usage rather than customs
in actions. Ash-Shatibi says about this: "Customs include those whose expression varies in
meaning, and so the expression may change its meaning in relation to the same people, like
the difference of terminology according to the usage of artisans in their crafts which differs
from the usage of the majority, or in respect of the predominant usage in some ideas so that
that expression which previously had a certain meaning which might have been understood as
meaning something else. The judgement is assigned to what is customary in respect to its
normal usage rather than an abnormal usage. This is the sense which is current often in oaths,
contracts and divorce by indirect words." (AlMuwafaqat, pt. 2, p. 198) As expressions are
explained according to customs, so customs have an effect on contracts. When the custom in
marriage is to pay the bride-price before consummation, it is considered as long as there is no
text contrary to it. If there is a custom that a type of sale is by cash and not credit or the
reverse, or for a known term rather than without it, that commercial custom is considered as
long as there is no text contrary to it. This resembles that on which judicial decision occurs by
respecting the custom of commerce in cases between them and its consideration as a
confirmed legal basis in their dealings. In al-Furuq, al-Qarafi devotes a section to clarifying
of the custom in contracts which affect it. Thus if there is an non-specific contract, it is
considered to involve equal shares. A contract for land includes the trees and buildings, a
contract for a building includes the earth, a contract on a house which includes its doors,
stairs, and shelves. A murabaha contract includes within the basis for the price the wage for
sewing, embroidery and all ornament. The contract on the tree includes the earth and fruit
which is pollinated, and so forth, as he said in mentioning these questions and others.
Conclusion
These are the fundamental principles of Imam Malik, may Allah be pleased with him, which
the scholars of his school have derived from the corpus of the secondary rulings transmitted
from him. It is by means of them that his rulings were derived and upon them that they are
based. The first thing to be noticed about these principles is their flexibility. He did not make
the unqualified text of the Book or the Sunna unequivocal. He opened the door to making its
general texts specific and to qualifying what is unqualified. Just as he opened the door of
specification, he showed there to be flexibility in the texts which facilitated the means of
deriving judgements from them. A faqih should not be inflexible where the text is concerned,
nor should he be excessively flexible. The principles are all interconnected, one amplifying
another, and so any unfamiliar meanings are winnowed out in favour of a meaning derived
from an immediate principle. From that there emerges a mature fiqh that is strong,
straightforward, familiar and known – one which people readily accept. The second thing to
be noticed after the flexibility of these principles is their orientation towards achieving the
greatest benefit in the most direct manner. Analogy is made a way of achieving this. Istihsan
is employed to achieve it by preferring a ruling derived by it if analogy is less apt to achieve
the desired benefit. Consideration of public interest is made into a principle in order to
achieve it by the easiest way. Malik also employed the method of facilitating or blocking the
means which is also considered to be one of the fundamental principles used in deriving
rulings. Then, finally, he considered custom, which is another means of removing distress,
averting hardship, achieving benefit, and fulfilling people's needs. Malik saw that the basic
aim of the Divine Lawgiver in His Shari'a was to realise the greatest benefit for the maximum
number of people and so he made all his fiqh which was not based on an unequivocal text
centre on this principle. He supports it by facilitating and blocking the means and other ways
which lead to it, in order to achieve it by the quickest and easiest manner. Thirdly, the
principles which Malik used in deriving judgements are interconnected with and
complementary to one another. All are derived from the same source and follow the same
guidance: namely, the definitive text, its spirit and meaning and the ways in which the
Prophet and the Companions applied it. Hence his fiqh is aimed at the same goal: the welfare
of people in this world and the Next and following path of the Prophet and Companions
without any innovation. We find that Malik relies on the cases and fatwas of the Companions
in recognising the objective of the Shari'a and then recognises the judgements of those of the
following generation with deep knowledge of the texts and goals of the Shari'a and of its
immediate and long-term consequences. In so doing, Malik opened the same methodology for
his students who came after him and their students. They understood fiqh as he did and
followed his way. So Maliki fiqh spread far and wide.
8. Shafi School of Fiqh
The Shâfi′i Madh-hab is the third school of Islamic jurisprudence, which was created by
Imam ash-Shâfi′i by combining the Fiqh of Hijaz (Mâliki thought) with that of Iraq (Hanafi
thought) and Egypt (al-Laythi thought). Let us first briefly discuss the biography of the
founder of this Madh-hab, then the phase-wise formation of the Madhhab al-Qadeem and al-
Jadeed within the Shâfi′I Madh-hab and its division into Tareeqa
al-Khurasaniyeen and Tareeqa al-Baghdadiyeen and, finally, list the various parts of the
Islamic world that follow it. Imam ash-Shâfi′i is one of the four great Imams of the Islamic
law, whose full name is Muhammad ibn Idrees ash-Shâfi′i. He belonged to the Qurayshi clan
Banu-Muttalib, which was the brother clan of the Banu-Hashim the clan of the Prophet
Muhammad . He was born in a village in Ghazzah in the year 769 CE, from where his mother
took him at the age of two to Makkah. In Makkah, he memorized the Quran at an early age.
He also memorized Imam Mâlik’s Muwatta’ word by word before travelling to Madeenah in
pursuit of knowledge. His two prominent teachers were Imam Mâlik ibn Anas and Imam
Muhammad ibn al-Hassan al-Shaybaanee, from whom he studied Fiqh of Madeenah and
hadith and Fiqh of Iraq when he travelled to Madeenah and Baghdad, respectively. He also
studied the Madh-hab of al-Layth from al-Layth’s students when he settled in Egypt. He
remained in Egypt until his death in the year 820 CE (Wahid, Yunus & Abdullah, 2016;
"ShafiiFiqh | A Brief Outline of the Shafi’i School’s Transmission", 2015; Philips, 2006, p.
108). According to Imam ash-Shâfi′i, there are five sources of Islamic law: the Quran and al-
Sunnah, al-Ijma (consensus), the views of the companions, alQiyas (analogical reasoning),
and Istis-hâb (linking) (Philips, 2006, pp. 109-110). The process of development of Shâfi′i
school of thought occurred through knowledge transfer by the tarjih (a specific verdict of
preference) and takhrij (extraction) activities among his students and contemporary scholars,
the mujtahidin, ulema and the spread/ transfer of knowledge within the Madh-hab (Hassan et
al., 2015). Let us first focus on the development of the al-Madh-hab al-Qadeem. This period
is based on two phases: the first phase of the Fiqh learning of Imam ash-Shâfi′I under Imam
Mâlik until his death in 801 CE, in which he got expertise in Fiqh of Hijaz, the Mâliki
thought, and hadith, and the second phase, which began in the year 805 CE with learning the
Fiqh of Iraq, the Hanafi thought, under Muhammad ibn al-Hassan al-Shaybaanee, the student
of Imam Abu Haneefah. Thereafter, during his stay in Iraq, Imam ash-Shâfi′i combined both
Fiqh, the Fiqh of Hijaz and the Fiqh of Iraq in the year 810 CE in the form of a book named
Kitabal-Hujjah (The Evidence), and created a new Madh-hab. This book was produced as a
result of his dictations to his students, and is a collection of his rulings (Hassan et al., 2015).
The al-Hujjah and that whole period of Imam ash-Shâfi′i scholarship is commonly known as
al-Madh-hab al-Qadeem or Qawl Qadeem (the old school of thought) (Philips, 2006, pp.
108-109). The three transmitters of al-Madh-habal-Qadeem, Za’farani, Ahmad ibn Hanbal,
and Karabisi, spread its rulings in Baghdad (Hassan et al., 2015). These disciples of Imam
ash-Shâfi′i played an active role in spreading the Qawl
Qadeem and the transfer of knowledge of Islamic jurisprudence during years 820-855 CE
("ShafiiFiqh | A Brief Outline of the Shafi’i School’s Transmission", 2015). The validity of
the rulings of al-Hujjah is considered when it is in accordance to the new doctrine, alUmm,
because Imam ash-Shâfi′i himself reversed many of his rulings after studying the
Fiqh of al-Layth, except approximately twenty-two questions in which scholars and muftis
have retained the opinions of the old thought. Hence, al-Umm is an authoritative guide of
Imam ash-Shâfi′i’s legal material (Sharif & Ijaz, 2014; Salam, 1998, p. 20). The formation of
the Madh-hab al-Jadeed, the second phase of Imam ash-Shâfi′i scholarship, started when he
settled in Egypt and learned the Madh-hab of al-Layth from his students in the year 815 CE.
There, he got expertise in the Fiqh of al-Layth and created a new Madh-hab, al-Madh-hab al-
Jadeed or Qawl Jadeed (the new school of thought) in the form of his book, al-Umm (The
Essence) (Philips, 2006, pp. 108-109). The
al-Umm is a treasure of legal material which includes the opinions of al-Awzâi, Mâlik ibn
Anas, and Muhammad al-Shaybaanee and many debates between Imam ash-Shâfi′i and
various other scholars. It was also enriched by the comments of ar-Râbee’ ibn Sulaymân al-
Marâdi, who is the student of Imam ash-Shâfi′i and the compiler of al-Umm (Shamsy, 2012).
The primary transmitters of the al-Madh-hab al-Jadeed are Yoosuf ibn Yahya alBuwayti,
Ismaeel ibn Yahya al-Muzani, and Ar-Rabee’ al-Marâdi who conveyed the new thought
during years 820-855 CE (Hassan et al., 2015; "ShafiiFiqh | A Brief Outline of the Shafi’i
School’s Transmission", 2015). Al-Muzani gathered the Fiqh of Imam ash-Shâfi′i and
condensed it in the form of a book, Mukhtasar al-Muzani, whereas al-Marâdi was the main
narrator of Imam ash-Shâfi′i’s book al-Umm. His third student, Yoosuf, was the mainteacher
of his Madh-hab and particularly known for his stance on “the creation of the Quran”, which
was against the Mu’tazilite philosophy (Philips, 2006, p. 111). The transmission of the Shâfi′i
Madh-hab from his students until two tareeqas,
Tareeqa al-Khurasaniyeen and Tareeqa al-Baghdadiyeen, occurred between the years 884-
952 CE through the four Muhammads, Muhammad ibn Jarir al-Tabari, Muhammad ibn
Khuzaymah, Muhammad ibn al-Mundir, and Muhammad ibn Marwazi. They were known to
reach the stage where an individual can make its own ijtihad (personal reasoning) without
taqlid (imitation) of others. In progression of the division into two
tareeqas, the students of Abu Ishaq al-Marwazi branched off into two directions of
transmission, the Iraqi (952-1190 CE) and the Khurasani division (952-1165), but eventually
the two tareeqas began to merge during the years of 1190-1204 CE, which are in a unified
form today ("ShafiiFiqh | A Brief Outline of the Shafi’i School’s Transmission", 2015).
Finally, a few words on spreading of the Shâfi′i Madh-hab. In its early years, Baghdad and
Cairo were the main centers of it, then it was spread into various parts of the Muslim
countries. But then, at the beginning of the sixteenth century, it was replaced by Hanafi
Madh-hab due to the presence of Hanafi scholars in judiciary in Constantinople (“Shafi’i
School”, n.d.). Despite this influence, the Shâfi′i Madh-hab remains predominant today in
various parts of the Islamic world including Egypt; Southern Arabia, i.e., Yemen and
Hadramout; Indonesia, Malaysia, Sri Lanka; East Africa, i.e., Kenya, Tanzania; and Surinam
in South America (Philips, 2006, p. 112). In short, Imam ash-Shâfi′i, who played a central
role in the development of Islamic jurisprudence, created the Shâfi′i Madh-hab by unification
of the Fiqh of Hijaz with that ofIraq and Egypt. The developmental stages of the Shâfi′i
Madh-hab were based on the two main phases while he was alive, which resulted in the two
main books, al-Hujjah (the old doctrine) and al-Umm (the new doctrine), whereas after him
several phases of the transmission or transference of Shâfi′i Fiqh occurred through his
students and Shâfi′i scholars and muftis, and the divisional phases of his Madh-hab into Iraqi
and Khurasani channels. Today, the unified version of Shâfi′i Madh-hab is followed by
several parts of the Islamic world such as Egypt, Southern Arabia, East Africa, Surinam in
South America, etc.
9. Hanbali School of Fiqh
Ḥanbalī school, in Islam, one of the four Sunni schools of religious law, known especially
for its role in the codification of early theological doctrine. Based on the teachings of Aḥmad
ibn Ḥanbal (780–855), the Ḥanbalī legal school (madhhab) emphasized the authority of
the Hadith (traditions concerning the Prophet Muhammad’s life and utterances) and of the
precedent set by the early generations of Muslims. It was deeply suspicious of speculative
legal reasoning (ra y) and analogy (qiyās) and rejected their use to overrule hadiths or to
contravene early precedent. Between the 11th and 13th centuries, Iraqi Ḥanbalīs experienced
a period of intellectual efflorescence and social prominence, counting philosophers and
caliphal viziers among their number. By contrast, the Levantine Ḥanbalīs, whose quietist
Damascene school rose to prominence after the Mongol invasion in the 13th century,
maintained staunchly traditionalist theological norms. The Syrian Ḥanbalī scholar Ibn
Taymiyyah (1263–1328) synthesized the two approaches, inspiring the 18th-
century Wahhābī movement of central Arabia as well as the modernist Salafiyyah movement
of 19th- and 20th-century Syria and Egypt. Beginning in the 20th century the Ḥanbalī school
was broadly disseminated via Saudi Arabia, where it constitutes the official school of law.
Ahmad ibn Hanbal, the founder of Hanbali school, was a disciple of Al-Shafi‘i. Like Shafi'i
and al-Zahiri, he was deeply concerned with the extreme elasticity being deployed by many
jurists of his time, who used their discretion to reinterpret the doctrines of Quran and Hadiths
to suit the demands of Caliphs and wealthy.[12] Ibn Hanbal advocated return to literal
interpretation of Quran and Hadiths. Influenced by the debates of his time, he was known for
rejecting religious rulings (Ijtihad) from the consensus of jurists of his time, which he
considered to be speculative theology (Kalam). He associated them with the Mu'tazilis,
whom he despised. Ibn Hanbal was also hostile to the discretionary principles of rulings in
jurisprudence (Usul al-fiqh) mainly championed by the people of opinion, which was
established by Abu Hanifa, although he did adopt al-Shafi'i's method in usul al-fiqh. He
linked these discretionary principles with kalam. His guiding principle was that the Quran
and Sunnah are the only proper sources of Islamic jurisprudence, and are of equal authority
and should be interpreted literally in line with the Athari creed. He also believed that there
can be no true consensus (Ijma) among jurists (mujtahids) of his time,[12] and preferred the
consensus of Muhammad's companions (Sahaba) and weaker hadiths. Imam Hanbal himself
compiled Al-Musnad, a text with over 30,000 saying, actions and customs of Muhammad.[1]
Ibn Hanbal never composed an actual systematic legal theory on his own, though his
followers established a systemic method after his death.[13][self-published source] Much of the work
of preserving the school based on Ibn Hanbal's method was laid by his student Abu Bakr al-
Khallal; his documentation on the founder's views eventually reached twenty
volumes.[14] The original copy of the work, which was contained in the House of Wisdom,
was burned along with many other works of literature during the Mongol siege of Baghdad.
The book was only preserved in a summarized form by the Hanbali jurist al-Khiraqi, who had
access to written copies of al-Khallal's book before the siege.[14]
Relations with the Abbasid Caliphate were rocky for the Hanbalites. Led by the Hanbalite
scholar Al-Hasan ibn 'Ali al-Barbahari, the school often formed mobs of followers in 10th-
century Baghdad who would engage in violence against fellow Sunnis suspected of
committing sins and all Shi'ites.[15] During al-Barbahari's leadership of the school in
Baghdad, shops were looted,[16] female entertainers were attacked in the streets,[16] popular
grievances among the lower classes were agitated as a source of mobilization,[17] and public
chaos in general ensued.[18] Their efforts would be their own undoing in 935, when a series
of home invasions and mob violence on the part of al-Barbahari's followers in addition to
perceived deviant views led to the Caliph Ar-Radi publicly condemning the school in its
entirety and ending its official patronage by state religious bodies.[18]
Like all other schools of Sunni Islam, the Hanbali school holds that the two primary sources
of Islamic law are the Qur'an and the Sunnah found in Hadiths (compilation of sayings,
actions and customs of Muhammad). Where these texts did not provide guidance, Imam
Hanbal recommended guidance from established consensus of Muhammad's companions
(Sahabah), then individual opinion of Muhammad's companions, followed in order of
preference by weaker hadiths, and in rare cases qiyas (analogy).[1] The Hanbali school, unlike
Hanafi and Maliki schools, rejected that a source of Islamic law can be a jurist's personal
discretionary opinion or consensus of later generation Muslims on matters that serve the
interest of Islam and community. Hanbalis hold that this is impossible and leads to abuse.[12]
Ibn Hanbal rejected the possibility of religiously binding consensus (Ijma), as it was
impossible to verify once later generations of Muslims spread throughout the world,[12] going
as far as declaring anyone who claimed as such to be a liar. Ibn Hanbal did, however, accept
the possibility and validity of the consensus of the Sahaba. the first generation of
Muslims.[19][20] Later followers of the school, however, expanded on the types of consensus
accepted as valid, and the prominent Hanbalite Ibn Taymiyyah expanded legal consensus to
later generations while at the same time restricting it only to the religiously
learned.[20] Analogical reasoning (Qiyas), was likewise rejected as a valid source of law by
Ibn Hanbal himself,[12][21][22] with a near-unanimous majority of later Hanbalite jurists not
only accepting analogical reasoning as valid but also borrowing from the works
of Shafi'ite jurists on the subject.
Ibn Hanbal's strict standards of acceptance regarding the sources of Islamic law were
probably due to his suspicion regarding the field of Usul al-Fiqh, which he equated with
speculative theology (kalam).[23] In the modern era, Hanbalites have branched out and even
delved into matters regarding the upholding (Istislah) of public interest (Maslaha) and even
juristic preference (Istihsan), anathema to the earlier Hanbalites as valid methods of
determining religious law.
Ibn Hanbal taught that the Qur'an is uncreated due to Muslim belief that it is the word of God,
and the word of God is not created. The Mu'tazilites taught that the Qur'an, which is readable
and touchable, is created like other creatures and created objects. Ibn Hanbal viewed this as
heresy, replying that there are things which are not touchable but are created, such as the
Throne of God.[24] Unlike the other three schools of Islamic jurisprudence (Hanafi, Maliki,
and Shafi), the Hanbali madhab remained largely traditionalist or Athari in theology[25] and it
was primarily Hanbali scholars who codified the Athari school of thought.
10. Kalam: Definition, Scope and Origin
The word 'Kalam' means 'speech' and therefore the Quran is
called 'Kalam al-Alldh' denoting the fact that the Quran is the speech of
Allah. But, as a term, kalam has several implications. As Wolfson
indicates, "The terni Kalam, which literally means 'speech' or 'word' is
used in Arabic translations of the works of Greek philosophers as
rendering the tenn logos in its various senses of 'word', 'reason', and
'argument'. The term kalam is also used in those Arabic translations from
the Greek in the sense of any special branch of learning, thus the Greek
expression "discussions" about nature is translated by 'the physical
kalam'. Greek term for 'theologians' is translated by 'masters of the devine Kalam.
Explaining the kalam, De Boer says, "An assertion, expressed in
logical or dialectical fashion, whether verbal or written, was called by the
Arabs generally, but more particularly in religious teaching, a kalam and
those who advanced such assertions were called Mutakallimun. The name
was transferred from the individual assertion to the entire system and it
covered also the introductory, elementary observations on method, and so
on".
Though, kalam literally means 'speech' or 'word' but it has
several, and special by nature, implications which render kalam as a tool
of theological polemics. This is why some persons have translated it as
'ILm at-Kaiam simply 'theology' or 'speculative theology'. In the Encyclopaedia of
Islam it is pleaded about kalam that it is "one of the religious sciences of
Islam. The tenn is usually translated as an approximate rendering of
'theology"^. Mohsin Mehdi, on the other hand, translates Ihn al-Kalan as
"the science of speculative theology" Since Kalam is dialectical in its nature, therefore, it was
also translated as "dialectics" and the Mutakallimin (practitioners of the
Kalam) as "dialecticians". De Boer says, "Our best designation for the
science of the Kalam is "theological dialectics" or simply 'Dialectics',
and in what follows we may translate 'Mulakallimun' by
"Dialecticians"^ \ If the Kalam is dialectical in its nature, it is polemic in
its method. A Mutakallim always presupposes an opponent and tries his
best to defeat him by his argumentation. In other words, the methodology
adopted by the Mulakallimin to estabhsh their view-point was polemical,
therefore, some persons had translated it as 'polemic theology'. Mc
Carthy, for example, says, "In the present work, it might well be
translated by 'polemic theology'. Most Muslim theology is polemic, and
kalam seems to mean the kind of plemic which makes considerable use of
rational argument.” "In his 'Ihsa-al-Ulum', al-Farabi regards ilm al-kalam as a science
which enables a man to procure the victory of the dogmas and actions laid
down by the legislator of the religion, and to refute opinions
contracticting them. The doctors of Kalam {Mutakallimun) themselves
were to take a very similar view. This is one of many well-known
definitions. Kalam is the science which is concerned with firmly
estabhshing religious beliefs by adducing proofs and with banishing
doubts. Ibn Khaldun and Mohammad Abduh are also of the same opinion.
"Ilm al-kalam is the discipline which brings to the service of
rehgious beliefs (aqa'id) discursive arguments, which thus provides a
place for reflexion and meditation and hence for reason, in the elucidation
and defense of the content of the faith. It takes its stand firstly against
"doubters and deniers" and its function as defensive ''apologia" cannot be
over-stressed.
"Another interpretation sometimes suggested explains ilm al-kalam
as "science of the Word of God". The attribute of the Word and the nature
of the Quran were indeed among the first themes treated, the discussions
on this subject continued throughout the centuries. But this was by no
means the first question undertaken, nor that later treated at most length.
It seems much more likely that kalam referred at first to discursive
arguments, and the mutakallimiin were reasoners". This was the case as
early as the rime of M'abad al-Djuhani (d. 80/699-700). Kalam became a
regular discipline when these arguments and discussions dealt with the
content of the faith. It is this character of discursive and reasoned
apologia which was to attract the attacks both of the traditionalists and of
falasifa.'"
One thing should be clarified here, viz, why kalam was called
Islamic scholasricism. For this purpose we should refer to its origin.
Scholasticism was derived from Latin word scholasticus meaning the
master of a school. St. Augustine^^'^-' (354-430) was the first Clirisrian
philosopher who, on individual level tried his best to defend Christianity
and the dogmas of its faith with the help of logical proofs and rational
arguments. And in the medieval period in Europe, this footstep was
'ILm. al-Kalam
followed by some other philosphers like Abelard^^^ and Thomas
Aquinas^'™-'. They attempted to harmonize between reason and revelation
and defended the dogmas of Christianity on the basis of reason. Thus
scholasticism was introduced in philosophy and theology as a defense
method. C. G. Nonn defines Scholasticism as, "A set of scholarly and
structural techniques developed in western European schools of the late
medieval period, including the use of commentry and disputed question,
scholasticism is derived firom Latin scholasticus, which in the twelfth
century meant the master of a school. The scholastic method is usually
presented as beginning in the law school and as being then transported
into theology and philosophy by a series of masters including Abelard
and Peter Lombard^''^'^"^^
Since the Kalam aims to establish Islamic behefs and dogmas with
the help of reason and to harmonize between reason and revelation,
therefore it was also called 'scholasticism'. But in order to distinguish the
kalam from that of Christianity it was named Tslamic scholasticism'.
Islamic scholasticism is used for Kalam that generally covers the kalam
of the Qadarites, the Jabarites, the Mushabbiha, the Mujassima, the
Sifatis, the Khawarij and the Shi'ites but more particularly, it covers the
kalam of the Mu'tazilites and the Ash'arites. Whereas the Mu'tazilites
and the Ash'arites chiefly differ on the point of priority of reason and
revelation. The former emphasize the importance of reason and the latter
believe in the authority of revelation. Nadvi, for example, says, "It is
clear that, though the Arabic word 'Kalam' meaning science of reason
includes both Mu'tazilism and Ash'arism, the word 'scholasticism' which
is generally used as an English equivalent for kalam, is not wide enough
to cover the two. To avoid the confusion, therefore, I shall refer to
'Ilm al-KalamMu'tazilism as a rationalistic school and Ash'arism as a scholastic
school". Accordingly, we can say that the Mu'tazilites were not the
Mylakallimin in the real sense, rather they were the philosophers of this
Ummah. Because Mutakallimun are those who take the truth of Islam as
their starting point and they do never deny any of its dogmas at any cost.
On the other hand, "a philosopher does not take them as his starting point
but follows a method of research independent of dogma, without,
however, rejecting the dogma or ignoring it in its sources" .
We can infer that the Mu'tazilites could not strictly follow this
methodology, that is, they could not take the truth of Islam as their
starting point and if they did so they could not justify the dogmas of the
Faith. For example, they denied the very existence of Attributes thinking
that this was contrary to the unity of God, or this did entail the plurality of
the Deity and so on along with the fact that they stressed more on reason
than revelation. Consequently, they were called rationalists rather than
Mutakallimun. Abu Zuhra^'^"-', on the contrary, regards the Mu'tazilites
to be the real Mutakallimun . But in our opinion, the Ash'antes are the
Mutakallimun in the real sense Nevertheless, the Mu'tazilites can also be
regarded Mutakallimun at least in some respects, because they tried their
best to defend the dogmas of faith and their efforts remained confined to
the Islamic framework. Further, it were the Mu'tazilites who had
introduced the terni 'Kalam', as a special branch of learning in Islam.
Their aim was to propound a science of their own, as a counterpart of
Mantiq (logic) of Greek philosophers. Shahrastani says, "The Mu'tazilite
leaders studied the works of the philosophers as they became available
during the reign of Mamun. They then introduced the methods of the
'Ilm al-Kalam philosophers into theology, which they made into a branch of science.
They gave it the name of kalam: either because the chief question on
which they spoke and disputed was that of kalam (Gods Word), by which
the whole discipline was called; or in imitation of the philosophers, who
so called one of their branches of learning logic, for logic and Kalam are
synonymous. Briefly, Kalam includes in its connotation different methods of the
study of theology including discourse, dialogue, defense,
philosophication, etc., resulting into theosophical efforts to justify faith
and beliefs of the religion either with the help of reason or revelation.
Kalam passed through three stages: in its primary and first stage it
was directed only to refute the arguments of new converts against Islam
and to prove Islamic tenets by quoting Quranic verses and traditions of
the Prophet. In the second stage it became rationalistic in the hands of the
Mu'tazilites, but in its final stage it was reduced to mere scholasticism
aiming at reconciliation between reason and revelation on the basis of
reasoning that is the work of the Ash'rities.
12. Ashari School: Origin and Development
Asharism is the name of a philosophico-religious school of thought in Islam that developed
during the fourth and fifth/tenth and eleventh centuries. This movement was “an attempt not
only to purge Islam of all non-Islamic elements which had quietly crept into it but also to
harmonize the religious consciousness with the religious thought of Islam.”
It laid the foundation of an orthodox Islamic theology or orthodox Kalam, as opposed to the
rationalist Kalam of the Mu'tazilites; and in opposition to the extreme orthodox class, it made
use of the dialectical method for the defence of the authority of divine revelation as applied to
theological subjects.
The position at the end of the third/ninth century was such that the development of such a
movement as orthodox Kalamwas inevitable. The rationalization of faith, which developed, at
the beginning of the second century of the Hijrah as a systematic movement of thought, in the
name of rationalism in Islam or Mu'tazilite movement, was, in its original stage, simply an
attempt to put Islam and its basic principles on a rational foundation, by giving a consistent
rational interpretation to the different dogmas and doctrines of Islam.
But when the Mu'tazilite rationalists began to study the Arabic translations of the works of
Greek physicists and philosophers made available to them by the early 'Abbasid Caliphs,
particularly by al-Mansur and al-Mamun, they began to apply the Greek philosophical
methods and ideas to the interpretation of the basic principles of Islam as well.
Some of the early 'Abbasid Caliphs, particularly al-Mamun, began to patronize the
rationalism of the Mu'tazilites in public. The Mu'tazilite speculation, in the hands of the later
Mu'tazilites, those of the second and third generations, under the influence of Greek
philosophy and with the active support and patronage of the Caliphs, tended to be purely
speculative and “absolutely unfettered, and in some cases led to a merely negative attitude of
thought.”1
They made reason the sole basis of truth and reality and thus identified the sphere of
philosophy with that of religion. They tried to interpret faith in terms of pure thought. They
ignored the fact that the basic principles of religion are, by their very nature, incapable of
logical demonstration or rational proof. The basic principles of Islam deal with supersensible
realities and, as such, they must first be accepted on the authority of revelation.
The Mu'tazilites, in their zeal to judge everything by reason alone, destroyed the personality
of God and reduced Him to a bare indefinable universality or to an abstract unity. This idea of
an abstract, impersonal, absolute God could not appeal to the ordinary Muslims. The
orthodox section of the people reacted strongly against the Mu'tazilite rationalism and began
to consider the Mu'tazilites to be heretics.
The extreme rationalistic attitude of the later Mu'tazilites was followed by powerful reaction
from the orthodox section of the people. This reaction was greatly aggravated by the
unfortunate attempt of the Caliph al-Mamun to force Mu'tazilism (rationalist Kalam) on his
subjects by introducing mihnah (a compulsory test of faith) in the Mu'tazilite doctrines,
particularly in their doctrine of the createdness of the Qur'an. The whole of the third/ninth
century was a time of reaction.
The orthodox Muslims (and among them were the Traditionists [the Muhaddithin]), the
Zahirites (the followers of Dawud ibn `Ali), and the Muslim jurists (fuqaha') adhered strictly
to Tradition and literal interpretation of the Qur'an and the Sunnah,2 and refused to admit any
“innovation” (bid'ah) in the Shari'ah (the Islamic Code). Any theological discussion was
considered an “innovation” and was as such a cause of displeasure to them.3 The reactionary
influence of Imam Ahmad bin Hanbal and his Zahirite followers was very strong at that
period and the orthodox Muslims kept themselves safely aloof from the Mu'tazilites and the
philosophers.
The reaction against the rationalist Kalam went to such an extreme that even the
anthropomorphic verses of the Qur'an were interpreted by them in a purely literal sense.
Malik bin Anas said: “God's settling Himself firmly upon His Throne is known, the how of it
is unknown; belief in it is obligatory; and questioning about it is an innovation.”4 Any
speculation about sacred things was considered an innovation. Every dogma was to be
believed in without raising the question how or why (bila kaifa).
But such an attitude of blind faith could not be maintained for any length of time. Islam, as a
universal religion and as a living force, had to adapt itself to new thoughts and to new
surroundings. So, as time went on, there arose gradually a party, from amongst the orthodox
section of the Muslims, who realized the necessity of putting Islam on a solid ground by
advancing “reasons” for the traditional beliefs, of defending these beliefs against all sorts of
attacks internal and external, and thus purging their faith of all the non-Islamic elements that
had crept into it.
They founded the orthodox theology of Islam by using Kalam or the philosophical method in
order to meet the dialectical reasoning of the Mu'tazilites. These theologians who
employed Kalam for the defence of their faith were, therefore, known as the Mutakallimun
(orthodox theologians).5
But, although these thinkers used philosophical method in their discussions, they obtained the
primary materials from revelation. They developed a rival science of reasoning to meet the
Mu'tazilites on their own ground. In the beginning this new orthodox theological movement
developed privately and secretly. It was at first a gradual unconscious drift. It could not come
to the open for fear of public criticism.
Al-Junaid, for instance, had to discuss the unity of God behind closed doors. Al-Shafi'i held
that some trained people might defend and purify the faith but that should not be done in
public. Al-Muhasibi and other contemporaries of Imam Ahmad ibn Hanbal incurred his
displeasure for defending the faith with arguments or reason. But gradually the movement
gathered strength and began to be openly preached almost at the same time in different places
of the Muslim world-in Mesopotamia by Abu al-Hasan `Ali bin Isma`il al-Ashari (d. 330 or
334/941 or 945), in Egypt by al-Tahawi (d. 331/942), and in Samarqand by Abu Mansnr
al-Maturidi (d. 333/ 944).
But of these three, al-Ash'ari became the most popular hero, before whom the Mu'tazilite
system (the rationalist Kalam) went down, and he came to be known as the founder of the
orthodox philosophical theology, and the school founded by him was named after him as
Ash`arism.
Al-Ash'ari was born at Basrah. Regarding his date of birth there is difference of opinion. Ibn
Khallikan, in his discussion of the life of al-Ash'ari, mentions that he was born in 260 or
270/873 or 883 and died at Baghdad in 330/941 or some time after that.6
According to Shibli Nu'mani and Ibn `Asakir (the author of Tabyin Kidhb al-Muftari, on the
life and teachings of al-Ash'ari), he was born in 270/873 and died in 330/941.7 He was buried
between Karkh and Bab al-Basrah (the gate of Basrah). He was a descendant of Abu Musa
al-Ash'ari, one, of the famous Companions of the Prophet.
Al-Ash'ari, in his early youth, came under the care of the great Mu'tazilite scholar of the
Basrite school, Abu 'Ali Muhammad bin `Abd al-Wahhab al-Jubba'i, and, as a disciple of his,
became an adherent of the Mu'tazilite school and continued to support its doctrines up to the
age of forty. After that there happened a sudden change in his mind and one day he went to
the Mosque of Basrah and declared: “He who knows me, knows who I am, and he who does
not know me, let him know that I am Abu al-Hasan 'Ali al-Ash'ari, that I used to maintain
that the Qur'an is created, that eyes of men shall not see God, and that the creatures create
their actions. Lo! I repent that I have been a Mu'tazilite. I renounce these opinions and I take
the engagement to refute the Mu'tazilites and expose their infamy and turpitude.”
What brought about this sudden change in al-Aah'ari is not definitely known to us. Shibli in
his `Ilm al-Kalam says that “the change came to him due to some directions which he had
obtained in a dream...”.8 Ibn Khallikan mentions in this connection the story of a public
discussion in which al-Ashari met his old Mu'tazilite teacher, al-Jubba'i, on the problem
of salah wa’l aslah, i. e., the problem whether God's actions are to be based on rational
consideration and whether He is bound to do what is best for His creatures.
Al-Ash'ari came to al-Jubba'i and presented the case of three brothers, one being God-fearing,
another godless, and a third having died as a child, and asked him as to what would be their
positions in the next world. Al-Jubba'i could not give a satisfactory and consistent reply to
that question and, on his having failed to justify rationally the Mu'tazilite doctrine of salah
wa’l aslah, al-Ash'ari abandoned the Mu'tazilite camp.9
But whatever might have been the cause of this change, when he changed he was terribly in
earnest. After the change he wrote a number of books and Ibn Furak says that the number
amounted to three hundred. Ibn `Asakir Dimashqi has given the titles of ninety-three of them,
but only a few have been preserved and are enumerated by Brockelmann.
His work al-Ibanah `an Usul al-Diyanah was printed at Hyderabad, Deccan (India), in
1321/1903 and a small treatise Risalah fi Istihsan al-Khaud fi al-Kalam was printed in
1323/1905 and reprinted at Hyderabad in 1344/1925. Al-Ash'ari's other famous works
are al-Maqalat al IsIamiyyin (published in Istanbul in 1348/1929), Kitab al-Sharh
wal-Tafsil, al-Luma`, Mu'jaz, I’adah al-Burhan, and Tab'in.
Of these books the Maqalat al Islamiyyin wa Ikhtilaf al Musalliyyin is the most authentic
book on the views of different schools about religious dogmas and doctrines. Al-Maqalat was
written much earlier than the other books on the same subject, such as Shahrastani's Kitab
al-Milal wal-Nihal, or Ibn Hazm's al-Fasl fi al-Milal wal-Ahwa' wal Nihal.
Ibn Taimiyyah said in his Minhaj al-Sunnah that the most comprehensive of the books he
went through on the views of different people on the basic principles of Islam was
al-Ash'ari's al-Maqalat al-Islamiyyin and that he (al-Ash'ari) discussed many of such views in
details as were not even mentioned by others. Ibn al-Qayyim also spoke very highly of this
work. In his Hadi al-Arwah and Ijtima` al-Juyush al-Islamiyyah, he said, “Shahrastani, `Abd
al-Qahir Baghdadi, and other later writers on the subject simply copied from al-Ash'ari's book
and did not discuss the views in details.”
Al-Ash'ari's other famous book al- Ibanah `an Usul al-Diyanah seems to have been written
by him just after his abandoning the Mu'tazilite views. In this book we find he is almost a
Zahirite. The reaction against the Mu'tazilite speculation might have been very strong in his
mind at that period. Al-Maqalat seems to be a later work. The Risalah fi Istihsan
al-Khaud deals with the objections raised by the extremely orthodox against the use
of Kalam, and the replies given by al-Ash'ari, justifying its use in matters of faith.
Al-Ash'ari's theology has been discussed mainly in these books. He had a good number of
pupils who passed as famous theologians and who spread and developed his doctrines and
dogmas. Some of those older Ash'arites were abu Sahl Saluqi, Abu Quffal, Abu Zaid Maruzi,
Zahir bin Ahmad, Hafiz Abu Bakr Jurjani, Shaikh Abu Muhammad Tabari, and Abu
al-Hasan Bahili. Some of the pupils of these older Ash'arites became still more famous and
the best known among them are Qadi Abu Bakr Baqillani, Abu Bakr bin Furak, Abu
al-Qasim al-Qushairi and abu Ishaq Isfra'ini and his pupil Abu al-Ma'ali al-Juwaini, known as
Imam al-Haramain.10
Ash’arite Theology
Al-Ash'ari maintains an intermediary position between the two diametrically opposed schools
of thought prevailing at the time. He had to fight against both the opposing parties. At the one
extreme were the Mu'tazilites who made reason in preference to revelation the sole criterion
of truth and reality and, thus, passed slowly into comparatively innocuous heretics. At the
other extreme were the orthodox groups, particularly the Zahirites, the Mujassimites
(anthropomorphists), the Muhaddithin (Traditionists), and the Jurists, all of which were
wholly opposed to the use of reason or Kalam in defending or explaining religious dogmas
and condemned any discussion about them as innovation. Al-Ash'ari wrote his Istihsan
al-Khaud mainly to meet the objections raised by the orthodox school against the use of
reason in matters of faith.
In that treatise he says: “A section of the people (i.e., the Zahirites and other orthodox people)
made capital out of their own ignorance; discussions and rational thinking about matters of
faith became a heavy burden for them, and, therefore, they became inclined to blind faith and
blind following (taqlid). They condemned those who tried to rationalize the principles of
religion as `innovators.'
They considered discussion about motion, rest, body, accident, colour, space, atom, the
leaping of atoms, and attributes of God, to be an innovation and a sin. They said that had such
discussions been the right thing, the Prophet and his Companions would have definitely done
so; they further pointed out that the Prophet, before his death, discussed and fully explained
all those matters which were necessary from the religious point of view, leaving none of them
to be discussed by his followers; and since he did not discuss the problems mentioned above,
it was evident that to discuss them must be regarded as an innovation.”
They further contended that these so-called theological problems were either known to the
Prophet and his Companions and yet they kept silent and did not discuss them or they were
not known to them. If they knew them and yet did not discuss them, we are also to follow
them in keeping silent, and if they could remain unaware of them we can also do so. In both
cases discussion about them would be an “innovation.” These were, in brief, their objections
against the use of Kalam in matters of faith.
Al-Ash'ari, then, proceeds to justify theological discussions about matters of faith. He tries to
meet these objections in three ways. First, by turning the objections of the orthodox against
themselves by pointing out to them that the Prophet had not said that those who would
discuss these problems were to be condemned and charged as innovators. Hence, their
charging or condemning others as innovators was itself an innovation, for it amounted to
discussion about matters which the Prophet did not discuss, and condemn the action of those
whom the Prophet did not condemn.
Secondly, “the Prophet was not unaware of all these problems of body, accident, motion, rest,
atoms, etc., though he did not discuss each of them separately. The general principles (usul)
underlying these problems are present in general, not in details, in the Qur'an and the
Sunnah.” Al-Ash'ari then proceeds to prove his contention by citing verses from the Qur'an
and the sayings of the Prophet, and thereby showing that the principles underlying the
problems of harakah, sukun, tawhid, etc., are, as a matter of fact, present in the Qur'an and
the Sunnah.11
Thirdly, “the Prophet was not unaware of these matters and knew them in detail, but as
problems about them did not arise during his life-time, there was no question of his
discussing or not discussing them.” The Companions of the Prophet discussed and argued
about many religious matters which appeared during their life-time, although there was no
direct and explicit “saying” of the Prophet about them, and because of the absence of any
explicit injunction from the Prophet they differed in their judgments about them.
Had the question, for instance, of the creation of the Qur'an, or of atoms or substance, been
raised in so many words in the life of the Prophet, he would have definitely discussed and
explained it as he did in the case of all those problems which were then raised. “There is no
direct verdict (nass) from the Prophet, for instance, as to whether the Qur'an is created or
uncreated. If to call the Qur'an created is an `innovation,' then, on the same ground, to call it
uncreated must also be an `innovation.”' Al-Ash'ari then concludes that Islam is not opposed
to the use of reason; on the other hand, rationalization of faith is a necessity in Islam.
Al-Ash'ari discussed the main theological problems in his Maqalat al-Islamiy-
yin and al-Ibanah `an Usul al-Diyanah.In these books al-Ash’ari selects a few principles
which distinguish the Ash'arites from the Mu'tazilite school of thought. Later on al-Ghazali
put them in a consolidated form in his Ihya 12 as the “Principles of Faith” or Qawa'id
al-`Aqa'id, and Imam Fakhr al-Din al-Razi explained them more elaborately. The main
problems about which the Ash'arites differed from the Mu'tazilites are:
(1) The conception of God and the nature of His attributes.
(2) Freedom of the human will.
(3) The criterion of truth and the standard of good and evil.
(4) The vision (ru’yah) of God.
(5) Createdness of the Qur'an.
(6) Possibility of burdening the creatures with impossible tasks.
(7) Promise of reward and threat of punishment.
(8) The rational or non-rational basis of God's actions.
(9) Whether God is bound to do what is best for His creatures.13
The problems discussed by the Ash'arites in their system may be broadly classified into two
categories: (i) theological, and (ii) metaphysical.
Fundamental Principles Of The Ash'arite Theology
1. Conception of God and the Nature of His Attributes
According to the Ash'arites, God is one, unique, eternal, existent Being; He is not a
substance, not a body, not an accident, not limited to any direction, and not in any space. He
possesses attributes such as knowledge, power, life, will; He is hearing and seeing and has
speech.
About the nature of divine attributes two extreme views were held before the Ash'arites. On
the one hand, there were the extreme Attributists (Sifatis), the Anthropomorphists
(Mujassimin), and the Comparers (Mushabbihin), who maintained that God possesses all the
attributes mentioned in the Qur'an and that all such attributes as God's having hands, legs,
ears, eyes, and His sitting firmly (istiwa) on His Throne must be taken in their literal sense.
Such a view of the attributes of God is pure anthropomorphism, implying God's bodily
existence. On the other hand, there were the Mu'tazilites who held that God is one, eternal,
unique, absolute Being, having no touch of dualism in Him. His essence is self-contained. He
does not possess any attributes apart from His essence. His essence is, for instance, knowing,
powerful, seeing, willing, etc. They denied the attributes of God as anything other than and
addition to His essence.
The Ash'arites maintained a view which was, so to say, a reconciliation between the two
extreme views. In agreement with the Sifatis and in opposition to the Mu'tazilites and the
“philosophers” (those who were under Greek influence), the Ash'arites held that God
possesses attributes in general. They classified the attributes of God into two main groups:
(i) sifat-i salbiyyah, or negative attributes, and (ii) sifat-i wujudiyyah or existential or positive
attributes. According to them, the sifat-i wujudiyyah, which they also called sifat-i
`aqliyyah or rational attributes, were seven: knowledge, power, will, life, hearing, seeing, and
speech.
The extreme Sifatis asserted that even those attributes of God which imply His bodily
existence are also to be taken in their true literal sense. As against them, the Ash'arites
maintained that God possesses the apparently anthropomorphic attributes no doubt, but these
should be understood not in their literal sense. They are to be believed in bila kaifa, without
asking “how,” and bila tashbih, without drawing any comparison.14
The Ash'arites here introduced a principle that the attributes of God are unique and
fundamentally different from those of the created beings and as such should not be compared
to them. This is known as the doctrine of mukhalafah, or absolute difference. This doctrine
signifies that if any quality or term is applied to God, it must be understood in a unique sense
and never taken in the sense in which it is normally used when applied to created beings.
Because of the doctrine of mukhalafah, the Ash'arites held that we are not allowed to ascribe
any attribute to God unless it is expressly so applied in the Qur'an. God's attributes differ
from those of the creatures, not in degree but in kind, i. e., in their whole nature.
The Ash'arites, as against the Mu'tazilites, held that “God has attributes which inhere
eternally in Him and are in addition to His essence.”15 These attributes are eternal, but they
are neither identical with His essence, nor are they quite different from or other than His
essence. God is knowing, for instance, means that God possesses knowledge as an attribute,
which is inherent in God, and although it is not exactly the same as His essence, yet it is not
something quite different from and other than His essence. The Ash'arites, here, maintained a
very difficult position. They were between the two horns of a dilemma. They could neither
assert the eternal attributes of God to be identical with nor wholly different from the essence
of God.
They could not agree to the Mu'tazilite view and assert the identity of the attributes with the
essence of God, because that would be a virtual denial of the attributes. They could not also
assert that these eternal attributes are something absolutely different, or other than and
separate, from God, as that would lead to multiplicity of eternals, and go against divine unity.
They, therefore, maintained that these attributes are, in one sense, included in and, in another
sense, excluded from, the essence of God.16 It is common knowledge that the Asharites
contended that essence (mahiyyah), and attributes (sifat) are two different things and they
cannot be otherwise in the case of God, the Supreme Being.
The Ash'arites made a distinction between the meaning or connotation (mafhum) of a thing
and its reality (haqiqah). So far as their meaning is concerned, the attributes and the essence
of God are not the same and as such the attributes are in addition to the essence of God, i.e.,
they have different meanings. The meaning of dhat (essence) is different from the meanings
of different attributes.
God's essence, for instance, is not knowing or powerful or wise, but so far as their
ultimate haqiqah (reality or application) is concerned, the attributes are inherent in the divine
essence, and hence are not something quite different from or other than the essence of God.17
In support of the above view of theirs, the Ash'arites advanced the following arguments:
The analogical argument of the Ash'arites of the older generation: God's actions prove that
He is knowing, powerful, and willing; so they also prove that He possesses knowledge,
power, will, etc., because the ground of inference cannot differ in different things. What is
true in the case of a created being must also be true in the case of the Divine Being.18 In the
case of a human being, by “knowing” we mean one who possesses knowledge and even
common sense and draws a line of demarcation between an essence and its attributes.
On the same analogy, distinction must be drawn between the essence of God and His
attributes. The essence and the attributes should not be supposed to be blended in the Divine
Being. Hence the attributes of God cannot be identical with His essence, as the Mu'tazilites
held. But this analogical reasoning is very weak, for what is true of a finite being need not
necessarily be true of an infinite being. But, according to the doctrine of mukhalafah, God's
knowledge or power or will and, as a matter of fact, all His rational attributes signify quite
different meanings when applied to created beings.
Secondly, they argued that if all the attributes of God are identical with His essence, the
divine essence must be a homogeneous combination of contradictory qualities. For instance,
God is merciful (rahim) and also revengeful (qahhar); both the contradictory attributes would
constitute the essence of God, which is one, unique, and indivisible (ahad), and that is absurd.
Further, if the attributes are identical with God's essence, and if, for instance, His being
knowing, powerful, and living is His essence itself, no useful purpose will be served by
ascribing them to Him, for that would ultimately be the virtual application of His essence to
itself, which is useless. Hence the divine attributes cannot be identical with the divine
essence.
Thirdly, if the attributes of God are not distinct from His essence, the meanings of the
different attributes will be exactly the same, for God's essence is a simple and indivisible
unity. The meanings of knowing, willing, and living, for instance, will be exactly the same,
and thus knowledge will mean power, or power will mean life, and so on.19
This also is an absurdity. These different attributes imply different meanings and hence they
cannot be identical with God's essence. His essence is one and He possesses many attributes
which eternally inhere in Him and, though not identical with His essence, yet they are not
absolutely different from His essence.
2. Free will
On the question of free-will or on the ability of man to choose and produce actions, the
Ash'arites took up again an intermediary position between the libertarian and fatalistic views,
held by the Mu'tazilites and the Jabrites respectively. The orthodox people and the Jabrites
maintained a pure fatalistic view. They held that human actions are predetermined and
predestined by God.
Man has no power to produce any action. “Everything,” they contended, “is from God.” God
has absolute power over everything including human will and human actions. The
Mu'tazilites and the Qadarites, on the other hand, held that man has full power to produce an
action and has complete freedom in his choice, though the power was created in him by God.
The Ash'arites struck a middle path. They made a distinction between creation (khalq) and
acquisition (kasb) of an action. God, according to the Ash'arites, is the creator (khaliq) of
human actions and man is the acquisitor (muktasib). “Actions of human beings are created
(makhluq) by God, the creatures are not capable of creating any action.”20 “There is no
creator except God and the actions of man are, therefore, His creation.”21 Power (qudrah),
according to them, is either (i) original (qadamah) or (ii) derived (hadithah). The original
power alone is effective. Derived power can create nothing. The power possessed by man is
given by God and as such it is derived.22
Al Ash’ari said, “The true meaning of acquisition is the occurrence of a thing or event due to
derived power, and it is an acquisition for the person by whose derived power it takes
place.”23 God is, thus, the creator of human actions and man is the acquisitor. Man cannot
create anything; he cannot initiate work. God alone can create, because absolute creation is
His prerogative. God creates in man the power and the ability to perform an act. He also
creates in him the power to make a free choice (ikhtiyar) between two alternatives - between
right and wrong.
This free choice of man is not effective in producing the action. It is the habit or nature of
God to create the action corresponding to the choice and power created by Himself in man.
Thus, the action of man is created by God, both as to initiative and as to production or
completion. Man is free only in making the choice between alternatives and also in intending
to do the particular action freely chosen: Man, in making this choice and intending to do the
act, acquires (iktisab) either the merit of appreciation and reward from God if he makes the
right choice, or the demerit of condemnation and punishment if he makes the wrong choice.
The Ash`arites, thus, in order to avoid the fatalistic position, introduced the doctrine of
acquisition by which, they thought, they could account for man's free-will and lay
responsibility upon him. Man has no free-will in the Mu'tazilite sense; he has no real and
effective power, but has some derived power by which he acquires a share in the production
of the act: In the case of voluntary actions of human beings, there are, so to say, two causes.
The action is the combined effect of the real cause, God, and the choice and intention of man,
the acquisitor, the possessor of ineffective power because of its being derived power. God
creates in two ways: either with a locus (mahall) or without a locus. Human actions are His
creation with a locus.24
“God creates, in man, the power, ability, choice, and will to perform an act, and man,
endowed with this derived power, chooses freely one of the alternatives and intends or wills
to do the action and, corresponding to this intention, God creates and completes the
action.”25
It is this intention on the part of man which makes him responsible for his deeds. Man cannot
take the initiative in any matter, nor can he originate any action. But the completion of the act
is partially due to his intention: He, thus, acquires the merit or demerit of the action because
of his intending to do a good or bad action. Man's free choice is, so to say, an occasion for
God's causing the action corresponding to that choice.
In this the Ash`arites come very close to the occasionalism of Malebranche which was
expounded in Europe eight centuries and a half later. This correspondence and harmony
between the choice of man and God's creation, according to the Ash'arites, is not due to a
harmony established by God previously, but because of His habit or nature to create the
harmony whenever human action is done.
This, in short, is the solution of the problem of free-will offered by the Ash'arites. The
Ashh'arite view on this problem is not free from logical and ethical difficulties. It was really
very difficult for them to reconcile the absolute determination of all events by God with
man's accountability and responsibility for his deeds. Some, of the later Ash'arites,
particularly Imam Fakhr al-Din al-Razi, discarded the veil of acquisition in order to escape
the charge of fatalism, and advocated naked determinism.26
3. The Problem of Reason and Revelation and the Criterion of Good and Evil
The Ash`arites differ from the Mu'tazilites on the question whether reason or revelation
should be the basis or source of truth and reality: Both the schools admit the necessity of
reason for the rational understanding of faith, but they differ with regard to the question
whether revelation or reason is more fundamental and, in case of a conflict, whether reason or
revelation is to get preference.
The Mu'tazilites held that reason is more fundamental than revelation and is to be preferred to
revelation. Revelation merely confirms what is accepted by reason and, if there be a conflict
between the two, reason is to be preferred and revelation must be so interpreted as to be in
conformity with the dictates of reason.
The Ash`arites, on the other hand, held that revelation is more fundamental as the source of
ultimate truth and reality, and reason should merely confirm what is given by revelation. The
Ash`arites prefer revelation to reason in case of a conflict between the two. As a matter of
fact, this is one of the fundamental principles in which the rational Kalam of the Mu'tazilites
differs from the orthodox Kalam of the Ash'arites.
If pure reason is made the sole basis or source of truth and reality, including the truth and
reality of the most fundamental principles or concepts on which Islam is based, it would be a
pure speculative philosophy or at best a rational theology in general and not a doctrinal
theology of a particular historic religion, i. e., that of Islam in particular. Islam is based on
certain fundamental principles or concepts which, being suprasensible in nature, are
incapable of rational proof. These principles, first, must be believed in on the basis of
revelation.
Revelation, thus, is the real basis of the truth and reality of these basic doctrines of Islam.
This faith, based on revelation, must be rationalized. Islam as a religion, no doubt, admits the
necessity of rationalizing its faith. But to admit the necessity of rationalizing faith is not to
admit pure reason or analytic thought to be the sole source or basis of Islam as a religion.
Reason, no doubt, has the right to judge Islam and its basic principles, but what is to be
judged is of such a nature that it cannot submit to the judgment of reason except on its own
terms.
Reason must, therefore, be subordinated to revelation. Its function is to rationalize faith in the
basic principles of Islam and not to question the validity or truth of the principles established
on the basis of revelation as embodied in the Qur'an and the Sunnah. The problem of the
criterion of good and evil follows as a corollary to the problem of reason and revelation. The
problem of good and evil is one of the most controversial problems of Islamic theology.
The Mu'tazilites held that reason, and not revelation, is the criterion or standard of moral
judgment, i.e., of the goodness and badness of an action. The truth and moral value of things
and human actions must be determined by reason. They contended that moral qualities of
good and evil are objective; they are inherent in the very nature of things or actions and as
such can be known by reason and decided to be good or bad.
The Ash'arites, as against the Mu'tazilites, held that revelation and not reason is the real
authority or criterion to determine what is good and what is bad. Goodness and badness of
actions (husn wa qubh) are not qualities inhering in them; these are mere accidents (a'rad).
Actions-in-themselves are neither good nor bad. Divine Law makes them good or bad.
In order to make the ground of controversy between the Mu'tazilites and the Ash'arites
clearer, we may explain here the three different senses in which these two terms, good and
evil, are used.27
(i) Good and evil are sometimes used in the sense of perfection and defect respectively. When
we say that a certain thing or action is good or bad (for instance, knowledge is good and
ignorance is bad), we mean that it is a quality which makes its possessor perfect or implies a
defect in him.
(ii) These terms are also used in a utilitarian sense meaning gain and loss in worldly affairs.
Whatever is useful or has utility in our experience is good, and the opposite of it is bad. So
whatever is neither useful nor harmful is neither good nor bad.
Both the Ash'arites and the Mu'tazilites agree that in the two senses, mentioned above, reason
is the criterion or standard of good and evil. There is no difference of opinion in the above
two senses. But good and bad in the second sense may vary from time to time, from
individual to individual, and from place to place.
In this sense there will be nothing permanently or universally good or bad; what is good to
one may be bad to others and vice versa. This implies that good and evil are subjective and
not objective and real. Hence actions are neither good nor bad, but experience or workability
would make them so and, therefore, they can be known by reason without the help of
revelation.
(iii) Good and evil are also used in a third sense of commendable and praiseworthy or
condemnable in this world and rewardable or punishable, as the case may be, in the other
world.
The Ash'arites maintained that good and evil in their third sense must be known through
revelation, not by reason as the Mu'tazilites had held. According to the Ash'arites, revelation
alone decides whether an action is good or bad. What is commanded by Shar' is good, and
what is prohibited is bad. Shar` can convert previously declared good into bad and vice versa.
As actions by themselves are neither good nor bad, there is nothing in them which would
make them rewardable (good) or punishable (bad). They are made rewardable or punishable
by revelation or Shar'. As there is no quality of good or evil seated in the very nature of an
act, there can be no question of knowing it by reason.
4. The Problem of the Eternity of the Qur'an
There was a great controversy over the question whether the Qur'an is created or uncreated
and eternal. This question is bound up with another question whether speech is one of God's
attributes or not. The orthodox section of the Muslims, including the Ash'arites, held that God
has it as one of His seven rational attributes, and as His attributes are eternal, divine speech,
i.e., the Qur'an, is also eternal.
As regards the eternity of the Qur'an, the Ash'arites adopted again an intermediary position
between the extreme views of the Zahirites and the Mu'tazilites. The Hanbalites and other
Zahirites (extreme orthodox schools) held that the speech of God, i. e., the Qur'an, is
composed of letters, words, and sounds which inhere in the essence of God and is, therefore,
eternal. Some of the Hanbalites went to the extreme and asserted that even the cover and the
binding of the Qur'an are eternal.28
The Mu'tazilites and a section of the Rafidites went to the other extreme and maintained that
the Qur'an was created. They denied all attributes of God, including the attribute of speech,
on the ground that if it be an eternal attribute of God, there would be multiplicity of eternals,
to believe which is polytheism and contrary to the basic principles of Islam. They further
argued that “the Qur'an is composed of parts, successively arranged parts, and whatever is
composed of such parts must be temporal.”29
Hence the Qur'an must be created. The Ash'arites maintained that the Qur'an is composed of
words and sounds, but these do not inhere in the essence of God. They made a distinction
between the outward and concrete expression of the Qur'an in language, and the real,
self-subsistent meaning of it, and held that the Qur'an, as expressed in words and sounds, is,
no doubt, temporal (hadath); but against the Mu'tazilites they asserted that the Qur'an in its
meanings is uncreated and eternal.
The “self-subsisting meaning” eternally inheres in the essence of God. These meanings are
expressed; their expression in language is temporal and created. It is so because the same
meaning, while remaining the same, might be expressed differently at different times, in
different places by different persons or nations. They further maintained that this meaning is
an attribute other than knowledge and will and, as such, inheres eternally in the essence of
God and is, therefore, eternal.30
In support of this contention the Ash`arites advanced the following arguments:31
(i) The Qur'an is “knowledge from God”; it is, therefore, inseparable from God's attribute of
knowledge which is eternal and uncreated. Hence it is also eternal and uncreated.
(ii) God created everything by His word kun (be) and this word, which is in the Qur'an, could
not have been a created one, otherwise a created word would be a creator, which is absurd.
Hence God's word is uncreated, i. e.. eternal.
(iii) The Qur'an makes a distinction between creation (khalq) and command (amr) when it
says, “Are not the creation and command His alone?” Hence God's Command, His word
or Kalam, which is definitely something other than created things (makhluq), must be
unereated and eternal.
(iv) Further, God says to Moses, “I have chosen thee over mankind with My apostolate and
My word.” This verse signifies that God has speech. Again, Moses is addressed by God with
the words: “Lo, I am thy Lord.” Now, if the word which addresses Moses is a created thing,
it would mean that a created thing asserts that it is Moses Lord (God), which is absurd. God's
word, therefore, must be eternal.
The Ash'arites further pointed out that all the different arguments advanced by the
Mu'tazilites (and in Sharh-i Mawaqif as many as eight such arguments have been
mentioned), in support of their view that the Qur'an is created, would apply only to the
expressed Qur'an and not to the real Qur'an, the latter being the “meanings of the Qur'an.”32
5. The Problem of the Beatific Vision
On the question of the beatific vision, the Ash`arites, true to their attitude of reconciliation,
again tried to adopt a course lying midway between the extreme anthropomorphic view of the
Zahirites and other orthodox Muslims on the one hand and the view of the Mu'tazilites and
the “philosophers” on the other.
The extreme orthodox Muslims and the Zahirites, in particular, held that it is possible to see
God and the righteous persons would actually have His vision as the chief reward for their
good actions. They further held that God is settled firmly on His Throne, He exists in
different directions, and is capable of being pointed out. The Mu'tazilites and the
“philosophers” denied the possibility of seeing God with eyes, as that would imply His bodily
existence, which is absurd.
The Ash'arites, as against the Mu'tazilites and the “philosophers,” and in agreement with the
orthodox class, held that it is possible to see God;33 but they could not agree to their view
that God is extended and can be shown by pointing out. They accepted the philosophical
principle that whatever is extended or spatial must be contingent and temporal, and God is
not an extended and temporal being.
This admission landed them into a difficulty, for if God is not extended and only extended
things can be seen, God cannot be seen;34 but this conclusion conflicts with their position
that beatific vision is possible. So, in order to get out of this difficulty, they asserted the
possibility of seeing an object even if it is not present before the perceiver.35 This was a very
peculiar and untenable position, for it repudiated all the principles of optics.
It is possible to see God even though our sense of vision does not receive the corresponding
“impression” of the object on it. Besides, it is possible for God to create in human beings the
capacity to see Him without the necessary conditions of vision, such as the presence, in
concrete form, of the object itself in space and time, normal condition of the appropriate
sense-organ, absence of hindrance or obstruction to perception, and so on; and though God is
unextended and does not exist in space and time, “yet He may make Himself visible to His
creature like the full moon.”
They further contended that the vision of God is possible without any impression on our
sense-organ for another reason. There is practically no difference between a “sensation” and
an “after image” except that the sensation possesses an additional quality over and above the
common qualities present in both, and this additional quality, i.e, impression on the
sense-organ produced by the external object, does not make any difference in the perception
of an object.
Hence, though this impression is missing in the case of seeing God, it may still be called
“seeing.” The weakness of this argument is apparent to any student of psychology, because
an after-image is possible only when it is preceded by an actual impression of the object on
the sense-organ. The actual impression of the object is, therefore, a precondition of an
after-image in the case of beatific vision too.
The Ash'arites were faced with another difficulty. The Mu'tazilites had pointed out that if
seeing of God is possible, it must be possible under all circumstances and at all times, for this
possibility is due either to His essence or to an inseparable attribute in Him. In either case, it
should be possible at all times. And if it is possible at all times, it must be possible now; and
if it is possible to see Him now, we must see Him now, for when all the conditions of
“vision” are present, the actual seeing must take place. The Ash`arites met this objection in a
very naive manner by saying, “We do not admit the necessity of actual seeing taking place,
even when all its eight conditions are present.”
The Ash'arites supported their views on the basis of revelation. According to the Qur'an,
Moses asked of God, “O, my Lord, show Thyself to me so that I can see Thee.” Had seeing
been impossible, Moses would not have said so, for, otherwise, it must be assumed that either
he knew its impossibility or did not, and both the alternatives are absurd, because an
intelligent person like him could not have been ignorant of this impossibility and could not
have asked for what he knew was impossible.
Again, according to the Qur'an, God said to Moses, “If the mountain remains fixed in its
place, you can see Me,” and if the antecedent is possible the consequent must be possible.
Here, evidently, the antecedent, fixity of the mountain, is in itself a possible thing. Therefore,
the consequent, the vision of God, must also be possible. Some other verses also support the
conclusion.36
There are a few more controversial problems of secondary importance, in which the
Ash`arites differed from the Mu'tazilites. These are, for example, promise of reward and
threat of punishment by God; whether God can make His creatures responsible for the actions
for which they have no ability; whether God's actions are bound to be based on rational
considerations and on purpose; whether He is bound to do what is best for His creatures; and
whether the knowledge of God or recognition of His existence is based on reason or
revelation.
These theological problems of secondary importance are more or less the corollaries of the
main principles in which the Ash'arites and Mu'tazilites differed.
The Ash'arites held that God is the only real cause of everything; He alone possesses real and
effective power and this power is unlimited; His will is absolutely free - not determined by
anything. Whatever power human beings apparently possess is given by God. Man does not
possess any real and effective power. God, being absolutely free in His action, is not bound to
act on rational purpose. He does not act teleologically for, otherwise, His actions would be
determined by something external to and other than Himself and He would not remain
absolutely free. External purpose would put a limit to God's omnipotence.
Like Spinoza, al-Ash'ari held that there is no purpose in the mind of God which would
determine His activity. From thus anti-teleological view it follows that as God's action is not
teleological, He is not bound to do what is best for His creatures. He does whatever He wills.
But as He is an absolutely intelligent and just being, His actions, as a matter of fact, are all
full of wisdom.37
As against the Mu'tazilites, the Ash'arites held that God can make us responsible for the
actions which we have no power to do. The Mu'tazilites held that God cannot do so, because
that would be an irrational and unjust act on His part. It is admitted by all schools of thought
in Islam that power or ability of men to do a thing is given by God. But opinions differ on the
question whether this power or ability is really effective in producing any action. The
Mu`tazilites and the Qadarites held that man's power is fully effective and can produce an
action. But the Ash'arites maintained that, being derivative, it can have no effective force.
Similar are their respective positions with regard to the ability to act.
This ability is no doubt given by God as an accident, but the Mu'tazilites, particularly Abu
al-Hudhail `Allaf, held that this ability is given to man simultaneously with the performance
of the act. But the Ash'arites maintained that it is given before the actual performance of the
act;38 but being a mere accident in man, it has only a momentary existence and is of no
practical use to man in performing the act.
As a matter of fact, it ceases to exist when the actual action takes place. Man, therefore, does
the act, practically without having the power and the ability to do so. He is held responsible
for his actions because of his choosing freely one of the two alternative actions and intending
to do the action so chosen. But neither his choice nor his intention can produce the action. It
is God who creates the action and is thus its effective and real cause.39
There is an almost similar controversy over the question of God's promise of reward to the
virtuous and His threat of punishment to the wrong-doer. This was one of the five main
problems with which the Mu'tazilite movement started.40
The Mu'tazilites held that God is bound to fulfil His promises of reward and punishment.
Every action, good or bad, must take its own course and be followed by its logical and
normal consequence. A right action, therefore, must be followed by its reward and a wrong
one by punishment. God has made promises in the Qur'an and He, being a just being, cannot
do otherwise, i.e., He cannot punish the virtuous and forgive the wrong-doer.
On the other hand, the Ash'arites maintained that, being all-powerful and absolutely free in
His will, God can punish His creatures even if they have not committed any sins or reward
His creatures even though they have done no virtuous deeds. There is nothing binding on
God; His will is not subject to teleological considerations.
It is by the inner necessity of His own nature that He fulfils His promises of reward to the
virtuous and does not do otherwise. And it is in His infinite mercy that He may forgive any
wrongdoer or vicious person, in spite of the threats of punishment for his vicious acts. This
act of forgiveness will also be in accordance with His nature as the most generous and
gracious being.
Ash’arite Metaphysics
Al-Ash'ari's interest was purely theological and his discussions did not contain much
metaphysics.41 But the subsequent Ash'arites found it impossible to achieve their main object
of defending the faith and harmonizing reason with revelation without making reference to
the ultimate nature of reality.
Al-Ash'ari's theological system was, thus, considered to be incomplete without a support
from metaphysics. The system was fully developed by the later Ash'arites, particularly by
Qadi Abu Bakr Muhammad bin Tayyyib al-Baqillani who was one of the greatest among
them. He was a Basrite, but he made Baghdad his permanent residence and died there in
403/1013. He was a great original thinker and wrote many valuable books on theology and
various other subjects.
He made use of some purely metaphysical propositions in his theological investigations, such
as substance is an individual unity, accident has only a momentary existence and cannot exist
in quality, and perfect vacuum is possible, and thus gave the school a metaphysical
foundation.
About him a Western scholar has remarked: “It is his glory to have contributed most
important elements to, and put into fixed form what is, perhaps, the most daring metaphysical
scheme, and almost certainly the most thorough theological scheme, ever thought out. On the
one hand, the Lucretian atoms raining down through the empty void, the self-developing
monads and pre-established harmony of Leibniz; and all the Kantian “things-in-themselves”
are lame and impotent in their consistency beside the parallel Ash'arite doctrines; and, on the
other, not even the rigours of Calvin; as developed in Dutch confessions, can compete with
the unflinching exactitude of the Muslim conclusions”.42
The Ash'arites, being primarily interested in theological problems, kept their philosophical
discussions mainly confined only to those questions which they thought had a direct or
indirect bearing on these problems.43 Willingly or unwillingly, they had to philosophize “in
order to meet the contemporary philosophers on their own ground.” But when they began
philosophizing, they were very earnest and became great metaphysicians.
In dealing with the most important basic principles of Islam: (i) the existence of God, as the
creator of the universe, and His unity and oneness, and (ii) the belief in the prophethood of
Muhammad, they had to use certain proofs which necessitated some metaphysical and
epistemological discussions. Hence they had to develop a theory of knowledge and a theory
of reality, which were peculiarly their own. God, the ultimate principle, is, according to the
Ash'arites, a necessary existent; His existence is identical with His essence.
In proving God's existence the Ash'arites used three arguments. Their argument from the
contingent nature of motion is not of much importance to our discussion. The other two are:
(i) All bodies, they argued, are ultimately one in so far as their essence is concerned. But, in
spite of this basic unity, their characteristics are different. Hence there must be an ultimate
cause for these divergent characteristic, and that ultimate cause is God.
(ii) The world is contingent. Every contingent thing must have a cause; therefore, the world
must have a cause, and as no contingent thing can be the cause, that cause must be God. The
major premise (i.e., every event must have a cause) does not require a proof. The minor
premise - the world is contingent - they proved in the following manner: Everything that
exists in the world is either a substance or a quality. The contingent character of a quality is
evident, and the contingence of substance follows from the fact that no substance could exist
apart from qualities. The contingence of quality necessitates the contingence of substance;
otherwise, the eternity of substance would necessitate the eternity of quality.44
The Ash'arites believed in miracles which were considered to be the basis of the proof of
prophethood and, in order to defend this view, they had to deny the laws of nature. They also
denied causality in nature and made God the only cause of everything.
Now, in order to explain the full implication of the above arguments, it was necessary for
them to develop a theory of knowledge and a metaphysics.
The world consists of things. Now, the question arises: What is meant by a thing, what is its
nature, and how far do we know it?
Al-Baqillani defined knowledge as the cognition of a thing as it is in itself.45 A thing is
defined by the Ash'arites as “that which is existent.” Everything is an existent and every
existent is a thing.46 So, according to the Ash'arites, existence, whether necessary or
contingent, is the thing or the essence of the thing-in-itself and not a quality in addition to it,
as the Mu'tazilites held.
Al-Jahiz, al-Jubba'i, and some other Mu'tazilites of the Basrite school defined a “thing” as
that which is known,47 and held that existence is a quality of it, added to its essence. The
Ash'arites, as against these Mu'tazilites, contended that if existence is an additional quality,
the essence-in-itself would be a nonexistent and hence a non-entity and the
subsequent-addition of the quality of “existence” to it would involve a clear contradiction in
so far as it would make the non-existent existent.48
This is an absurdity. The thing-in-itself which is the object of knowledge according to the
Ash'arites, is, therefore, an existent thing or a body. Everything that exists in the world has a
contingent existence and is either substance or quality. In this sense God is not a thing.
The Aristotelian categories of thought were subjected by the Ash'arites to a searching
criticism. Only two of those categories, substance and quality, were retained by them. The
other categories, quality, place, time, etc., are nothing but relative characteristics (i'tibarat)
that exist subjectively in the mind of the knower, having no corresponding objective reality.
Like Berkeley, the Irish philosopher, they also did not make any distinction between the
primary and secondary qualities of objects. The world, therefore, consists of substance, on
which the mind reflects, and qualities, which are not in the thing-in-itself but only in the mind
of the knower. The qualities are mere accidents which are fleeting, transitory, and subjective
relations, having only a momentary existence. A quality or accident cannot exist in another
accident but only in a substance. No substance could ever exist apart from a quality. The
substance, being inseparable from its accidents, must also be transitory, having only a
moment's duration, just as the accidents are. Everything that exists, therefore, consists of
mere transitory units (subjective), having only a moment's duration.
The Ash'arites, thus, rejected the Aristotelian view of matter as “a permanent potentiality
(hayula) of suffering the impress of form (surah),” because a possibility is neither an entity
nor a non-entity but purely a subjectivity. With inert matter, the active form and all causes
must also go. They, too, are mere subjectivities. This led them straight to the atomists and, as
a matter of fact, they did become atomists after their own fashion.
In this connection we may observe that the object of the Ash'arites was, like that of Kant, to
fix the relation of knowledge to the thing-in-itself; and they showed here a great originality in
their thought. On this question they not only anticipated Kant but, in reaching the
thing-in-itself, they were much more thorough than Kant. “In his examination of human
knowledge regarded as a product and not merely a process, Kant stopped at the idea of ‘Ding
an sich’ [thing-in-itself], but the Ash'arite endeavoured to penetrate further, and maintained,
against the contemporary Agnostic-Realism, that the so-called underlying essence existed
only so far as it was brought in relation to the knowing subject.”49
Ash'arite Atomism
The substances perceived by us are atoms which come into existence from vacuity and drop
out of existence again. The world is made up of such atoms. The Ash'arite atoms are
fundamentally different from those of Democritus and Lucretius. The Ash`arite atoms are not
material; they are not permanent; they have only a momentary existence; they are not eternal
but every moment brought into being, and then allowed to go out of existence by the
Supreme Being, God, the only cause of everything in the universe. These atoms are not only
of space but of time also. They are non-material or ideal in character. They resemble the
monads of Leibniz.
But the Ash'arite monads differ from those of Leibniz in having no possibility of
self-development along certain lines. Each monad has certain qualities but has extension
neither in space nor in time. They have simply position, not bulk, and are isolated from and
independent of one another. There is absolute void between any two monads. Space and time
are subjective. All changes in the world are produced by their entering into existence and
dropping out again, but not by any change in themselves.
The Ash'arite ontology necessitated the existence of God. Their monads must have a cause,
without which they could not have come into being, nor could there be any harmony or
connection between them. This cause must be a cause sui; otherwise there would be an
infinite regress of the causal nexus. The Ash'arites found this cause in the free-will of God. It
creates and annihilates the atoms and their qualities and, thus, brings to pass all motion and
change in the world.
The Ash'arites were, thus, thoroughgoing metaphysicians. Being was all important in their
ontology. The will of that Being or God must, therefore, be the ground of all things. Hence
they did not find any difficulty, as Leibniz did, in explaining the harmony and coherence
among the isolated, windowless, and independent monads, constituting the one orderly world.
Leibniz had to bring in, in his monadology, a Monad of monads or God, and fall back upon
the Theory of Pre-established Harmony to bring his monads into harmonious and orderly
relations with one another, and this he could do only at the cost of his monadology, and by
abandoning his pluralistic and individualistic metaphysics.
But the Ash'arites, consistently with their ontology, fell straight back upon God, and found in
His will the ground of orderliness and harmony in the universe. They were, thus, more
thorough and consistent than Leibniz in their theory of monads. The Ash'arite atomism
approaches that of Lotze's, who in spite of his desire to save external reality, ended in its
Complete reduction to ideality. But, like Lotze, they could not believe their atoms to be the
inner working of the infinite Primal Being.
The necessary consequence of their analysis is a thorough going idealism like that of
Berkeley. Their theory of knowledge reduced the universe to a mere show of ordered
subjectivities which, as they maintained like Berkeley, found their ultimate explanation in the
will of God. Their interest, as we have already pointed out, was mainly theological. Interest
in pure monotheism was very strong with them. Their metaphysical and epistemological
discussions were actuated by a pious desire to defend the idea of divine creations, to drive
men back to God and His revelation and compel them to see in Him the one grand fact of the
universe.
The Ash'arites are here more consistent than Berkeley. God, according to them, is the only
cause in the true sense of the term. No created thing, having created power, could be the
cause of anything.
The attitude of the Ash'arites towards the law of causation was sceptical. They denied
objective validity of causality in nature. No created thing or being can be the cause of
anything. Things or beings in nature do not possess any power or quality which could
produce any effect. The so-called power which men and objects of nature seem to possess is
not an effective power, for it is a derived power, not an original power which alone can
produce effect.50 Whatever power the creatures might possess must have been given by God,
who alone possesses all real power. Being (God) is the only Ultimate Reality.
The things of the world are composed of indivisible units monads which, every moment, are
created and annihilated; and it is God who creates and annihilates them and their qualities,
thereby bringing about all the motion and change in the world. There is, thus, no such thing
as a law of nature and the world is sustained by a constant, ever repeated activity of God.
There is no such thing as a secondary cause; when there is the appearance of such a cause, it
is only illusionary. God produces the appearance of the effect as well as the effect. Things of
the world do not possess any permanent nature. Fire, for instance, does not possess the nature
or quality of burning; it does not burn. God creates in a substance “a being burned” when fire
touches it.
The Ash'arites thus denied power in the cause as well as the necessary connection between
the so-called cause and effect. Shibli mentions that the Ash'arites rejected the idea of
causation with a view to defending the possibility of miracles on the manifestation of which,
according to them, prophethood depended. The orthodox school believed in miracles as well
as in the universal law of causation; but they also maintained that, at the time of manifesting a
miracle, God suspends the operation of this law and thus brings about an exception.
Asha`ari, however, maintained that a cause must have always the same effect (i.e., the effect
of one and the cause cause could not be different at different times). Having accepted this
principle as formulated by their leader, the Ash'arites could not agree to the orthodox view
and, therefore, to prove the possibility of miracles they rejected the law of causation
altogether, According to them, there is no power in the antecedent to produce the consequent.
“We know nothing but floating impressions, the phenomenal order of which is determined by
God.”51
Objection might be raised against the Ash'arite metaphysics that it establishes in effect a
relationship between God and the atoms, but relationships, according to the Ash'arites, are
subjective illusions. In reply to this objection it may be pointed out that all relationship
applies only to contingent beings or things perceived by the senses. It would not hold in the
case of the Necessary Being, God, who is suprasensible. And according to their principle
of mukhalafah, nothing which is applied to created things or beings can be applied to God in
the same sense. God is not a natural cause but a free cause.
This is the Ash'arite system as completed by Qadi Abu Bakr al-Baqillani. It faced a strong
opposition from the orthodox, particularly from the followers of Abmad bin Hanbal.
Al-Ashari's opinions did not get much recognition outside the Shafi'ite group to which he
belonged. The Hanafites preferred the doctrines of his contemporary al-Maturidi who differed
from al-Ash'ari in certain minor controversial points. Shibli has mentioned nine such
points.52
In Spain, Ibn Hazm (d. 456/1063) opposed the Ash'arite doctrines. The Saljuq Sultan Tughril
Beg, who was an adherent of the Hanbalite school, treated the Ash'arites very badly, but his
successor Sultan Alp Arsalan and especially his famous vizier, Nizam al-Mulk supported the
Ash`arites and put an end to the persecution to which they had been exposed. Nizam al-Mulk
founded the Nizamite Academy at Baghdad in 459/1066 for the defence of Ash'arite
doctrines. It is under his patronage that Abu al-Ma'ali `Abd al-Malik al-Juwaini got the
chance of preaching the Ash'arite doctrine freely.53
The Ash'arite system could not obtain widespread acceptance until it was popularized by
a1-Juwaini and al-Ghazali in the East and by Ibn Tumart in the West. It was al-Juwaini who
could legitimately claim the credit of making the Ash'arites' doctrines popular. His vast
learning and erudite scholarship brought him the title of Dia' al-Din (the light of religion).
Al-Juwaini received his early education from his father, Shaikh Abu Muhammad `Abd Allah,
and after the death of his father, he got further education from his teacher, abu Ishaq
al-Isfara'ini, a great Ash'arite scholar. Al-Juwaini, in course of time, was recognized by the
scholars of the time to be Shaikh al-Islam (the chief leader of Islam) and Imam al Haramain
(the religious leader of Makkah and Madinah). For thirty years, he continued teaching and
preaching the Ash'arite doctrines.
Al-Juwaini was the teacher of al-Ghazali. He wrote many books on various subjects. Some of
these are: al-Shamil, on the principles of religion; al-Burhan, on the principles of
jurisprudence; al-`Aqidat al-Nizamiyyah; and Irshad, on theology. He was born in 419/1028
and died at Nishapur in 478/1085.53 Being the Shaikh al-Islam and the Imam of Makkah and
Madinah, al-Juwaini's Fatawa (judgments on religious matters) used to be respected by
people in general throughout the Muslim world; and for this reason, his writings got the
widest circulation and, through these writings, Ash'arite doctrines became known
everywhere.
One great theological result of the Ash'arite system was that it checked the growth of free
thought which tended to dissolve the solidarity of the Islamic Shari'ah. The Ash`arite mode of
thought had its intellectual results also.
It led to an independent criticism of Greek philosophy and prepared the ground for
philosophies propounded by men like al-Ghazali and Fakhr al-Din al-Razi. Al-Ghazali is
generally included among the Ash'arites and it is he who maybe said to have completed the
Ash'arite metaphysics. It was he who, by giving a systematic refutation of Greek philosophy
in his famous work, Tahafut al-Falasifah, completely annihilated the dread of intellectualism
which had characterized the minds of the orthodox. It was chiefly through his influence that
people began to study dogma and metaphysics together.54
Strictly speaking, al-Ghazali was not an Ash'arite, though he admitted that the Ash'arite mode
of thought was excellent for the masses. “He held that the secret of faith could not be
revealed to the masses; for this reason he encouraged exposition of the Ash`arite theology,
and took care in persuading his disciples not to publish the results of his private reflection.”55
Al-Ghazali made the Ash'arite theology so popular that it became practically the theology of
the Muslim community in general and has continued to remain so up to the present time.