Indigenous Cultural Heritage in the Age of Technological Reproducibility: Towards a Postcolonial...
Transcript of Indigenous Cultural Heritage in the Age of Technological Reproducibility: Towards a Postcolonial...
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Ms. prepared for Dynamic Fair Dealing: Creating Canadian Culture Online,
edited by R. J. Coombe and D. Wershler. (Not Final Version)
Indigenous Cultural Heritage in the Age of Technological Reproducibility:
Towards a Postcolonial Ethic of the Public Domain
George Nicholas
Simon Fraser University
In The Past is a Foreign Country, David Lowenthal (1985) explored the degree of which objects,
architectural motifs, and other manifestations of the past permeate the present. The result is that
contemporary Western society—from clothing styles to architecture to art and literature—is
largely composed of elements derived from other times and places. Our access to cultures, both
foreign and ancient, is the culmination of centuries of archaeological and historical inquiry, now
facilitated by the ease of worldwide travel and electronic communication. At once exotic and
familiar, we may find Egyptian motifs showcased in Harrods department store in London, or a
version of Stonehenge re-created of upright cars in Nebraska. While such cultural “borrowings”
are certainly not limited to the present day1, never before has there been such ease of access to
world cultural heritage.
The idea that what we are today is the product of everything and everyone that has come before
us fuels the notion that society does (and indeed should) benefit from shared2 ideas and
information, a position promoted by the Open Access and A2K movements, and by individual
scholars (e.g., Boyle 1996; Lessig 2001; Young 2008). Cultural borrowing has inspired
creativity, such as perpetuating ancient stories through new media (e.g., the retelling of Homer’s
Iliad in “Oh Brother, Where Art Though?” [2000]), or the development of new music genres
(e.g., David Byrne and Brian Eno’s use of sampled world voices in “My Life in the Bush of
Ghosts” [1981]). Such creativity is fuelled or enhanced by new technologies3—the ease of
obtaining, manipulating, reproducing, and re-creating stories, images, and music is
unprecedented.
1 For example, the Art Deco movement of the 1930s, was derivative of the Neo-classical movement of the 18
th
century that was fuelled by antiquarian enterprises in the Mediterranean. The Primitivism art movement of the early
20th
century was likewise fuelled by a fascination with “the primitive,” was evident in the work of Picasso, Matisse,
and others. 2 Implicit in the idea of sharing is that is mutual.
3 This includes the manipulation of images for scholarly or artistic purposes (see image and discussion of the “Marx
Venus” in Nicholas and Bannister 2004: 316).
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The benefits to society of such creativity are tempered by the need to reward the efforts of those
whose research or creative efforts have produced new products. In Western law, protection of
intellectual property is based on property values and “rights”; it is concerned largely with things;
ownership is based on individual rights; and infringement results in economic loss. Protection is
available through such means as copyrights, patents, trademarks, and trade secrecy law. Each
protects very specific types of intellectual property. Generally, the legal protection these afford
to the products of creativity is limited to a set number of years, subject to renewal, after which
the work becomes part of the public domain, where it is available for anyone to use, thus—thus
prompting new opportunities for creativity. The result is a set of laws and social norms4 that
serve to protect the best interests of society.
The situation changes appreciably within a cross-cultural context. Western society has for
centuries turned to the cultural heritage of Indigenous peoples worldwide as a source for
inspiration for stories, art, architecture, and such. This is certainly evident across North America
where traces of the first peoples of the land can be found in tribal names for sports teams, rock
art designs on clothing, and use of sweat lodges in New Age religious practices, to name but
three examples.5 Often these borrowings are often justified as an appreciation of the great
“vanished race,” or that such things are “of the past” and therefore fall within the public domain.
For First Nations peoples, however, these constitute appropriations of their heritage; that is,
unauthorized use of items and expressions that are still important within their culture.
In this essay I challenge the notion of indigenous heritage as being de facto public domain;
identify some of the harms or costs that inappropriate use of their heritage has on First Nations
and other Indigenous peoples, and then discuss the need for developing a postcolonial research
ethic that will facilitate or encourage fair dealing in digital realms and more broadly. I illustrate
the latter through a Canadian-based international research efforts, the Intellectual Property Issues
in Cultural Heritage (IPinCH) Project.
Why Indigenous Heritage is Not Public Domain
In Canada and the United States, it takes very little effort to find things Aboriginal. Images, place
names, traditional designs and art, words and phrases, music, religious practices, traditional
knowledge, and other elements of indigenous cultural traditions are found virtually everywhere.
Western society has become a voracious consumer of First Nations culture: images of
4 However, certain breaches, such as illegal music copying, are generally tolerated; in fact, casual music sharing is
almost a norm (“Here’s a compilation of my favorite music I’ve burned for you”). 5 For a more comprehensive list, see Brown (2003), and companion website (http://www.williams.edu/go/native/).
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supernatural beings have been transformed into posters, tea towels, and refrigerator magnets; the
inukshuk (standing stone figures) of the Arctic has become the logo of the 2010 Olympics; and
baskets, blankets, masks, and other items fetch astounding prices at auction6.
Representations of Native Americans themselves7—from actual to fictional—and other vestiges
of their culture have been ubiquitous in North America for a very long time. By the 17th
century,
Europeans were becoming familiar with the peoples of eastern North America through the
drawings of John White and others. By the early 19th
century, the focus had shifted to the Plains8,
and the paintings by Karl Bodmer (Rudd 2004) gave way to the photographs, such as those of
Edward Curtis (whose work also included the Northwest Coast and Southwest). In Canada, the
paintings of Emily Carr popularized the totem poles, masks, and other elements of the
Kwakwaka'wakw (Kwakiutl) culture.9 Soon after motion pictures became popular, Curtis’ film
of the Kwakiutl, In the Land of the Head Hunters10
(1914), and Robert Flaherty’s Nanook of the
North (1922), both set in Canada, turned film viewers into surrogate ethnographers11
. However,
it was Hollywood films, perhaps more than any other medium, that solidified the image of
Native Americans in the public’s mind.
Both the audience for, and influence of, these images has increased with each technological
advance in information exchange. Whether newspaper accounts, sketches, paintings,
photographs, sound recordings, and film, television, and now the internet, access to images and
information about Native Americans has risen exponentially in the last 500 years, to the point,
where it is so embedded in Western culture as to be treated as public domain. Furthermore, this
interest focuses on Native American cultures and lifeways largely as they were (or at least
imagined to be) in the past, further separating contemporary First Nations from their culture.
Viewing cultural heritage as primarily something “of the past” is problematic for several reasons.
First, it diminishes respect for and values of heritage often to the level of “quaintness,” curiosity,
6 See American Indian Art magazine.
7 I use this term to refer to the Indigenous peoples of the Americas, north and south.
8 Interest in this region took a different trajectory in Germany; western North America figured prominently in the
writing of the 19th
-century German writer Karl May, whose many novels featuring Native Americans contributed to
the romantic image of Native Americans still strong in Germany, and even influenced Hitler’s battlefield tactics
(Wood 1992). There are many Indian hobby clubs, along with the annual Karl May festival, in which traditional
Native American lifeways is replicated and celebrated (see Andreas Robbins and Max Becher’s photographs of
“German Indians” at the Karl May Festival [robbecher.www4.50megs.com/TonkonowGI.html]). 9 Carr was influenced by Picasso, Matisse, and others involved in the Primitivism movement in European art.
10 This was re-titled In the Land of the War Canoes in 1974 when it was re-edited and a sound track added.
11 In both cases, these were not ethnographic films in a modern, anthropological sense, but the filmmakers’ vision of
those societies, which attempted to restore these societies to their “pristine” (i.e., pre-contact) state.
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or academic interest. And second, considering cultural heritage as part of the land, not of a
people separates living descendant communities from their past, which, in turn, becomes national
patrimony. Thus, the inukshuk becomes a symbol of all of Canada in the 2010 Winter Olympics,
rather that of the Inuit (Figure 1). The failure of Canada to recognize heritage as “living culture”
is a topic Nicole Aylwin also explores in this volume. Such characterization of heritage has,
arguably, contributed to the idea that Indigenous heritage is part of a Canadian public domain.
What protection do Indigenous peoples have for their cultural and intellectual property when it
falls outside of the scope of Western law? At what point does someone’s cultural heritage
become viewed primarily as legacy of humankind rather than foremost a particular people’s
history and identity? These questions are expressions of a larger discourse on cultural and
culture-based rights (e.g., Brown 2005; Cowan et al. 2007), human rights (e.g., al Attar 2008;
Langfield et al. 2010), cultural sovereignty (e.g., Asch 2000; Chartrand 2009), knowledge
economy (Laird 2006), and other related topics, constitute significant concerns for many First
Nations people in Canada (Bell and Napoleon 2008; Bell and Paterson 2009).
What’s the Harm?
Without question, cultural borrowings may enrich people’s lives in other places and times. They
are generally educational, illuminating the diversity of human lifeways; they are sometimes
creative and playful, such as the use of ethnographic film clips in the B-52s music video
“Roam”; and, occasionally, they are very creative, as in Aboriginal artist Brian Jungen’s
transformation of Nike basketball shoes into Northwest Coast masks12
(Jungen 2005). So why
then are Indigenous peoples and other descendant groups concerned about how their cultural
heritage is used by others?
Cultural heritage consists of both tangible and intangible elements, of ideas and their material
expressions. In Western society these are considered separately; in fact, Western society is filled
with many such dichotomies that neatly categorize the world and everything in it: we discern
male/female, nature/culture, natural/supernatural, good/evil, and so on. In addition, the passage
of time is viewed as linear. However, in many Indigenous societies, however, familiar features
may be absent. There may be more than two genders; time may be viewed as cyclical; and there
may be no perceived distinction between the tangible and intangible elements of cultural
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These constitute his series “Prototype for New Understanding” (1998-1999). Although Jungen is himself
of Dune-za (Beaver) ancestry of northern British Columbia, the Northwest Coast culture area masks he recreates
belong to other First Nations, and thus may be considered an appropriation, although I have not found any objection
to this by Northwest Coast groups. He also converted eight black leather couches into a Plains-style tepee in
“Furniture Sculpture (2006)”.
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heritage. Thus, to many indigenous peoples, their world is one in which ancestral spirits are part
of this existence, not some other realm, and material objects are more than just things.
The implications of this are profound, and go far to explaining the depth and intensity of
concerns that First Nations peoples have when seemingly trivial elements of their culture is
appropriated and commodified. Thus, archaeological sites, for example, may not only be places
where traces (e.g., artifacts) of ancient activities are found, but where ancestral beings still
reside.13
Likewise, pictographs (paintings on rock surfaces) are not simply historical
“documents” to be studied or appreciated for their anthropological or artistic values but
reflections of a possibly still active and powerful worldview and spiritual interactions. Indeed,
First Nations peoples often express concern for the health and well being of archaeologists
working in both contexts because they may be encountering formidable, sometimes dangerous
powers. To then have the images of rock art or stone figurines and such used in advertisements,
wine bottle labels, t-shirt designs, and many other contexts may be troublesome.
With this in mind, it is evident fundamental cultural differences between Western and Indigenous
societies persist, even after centuries of colonial impact. These are manifest in notions of
property14
. As already noted, within First Nations societies there may be no distinction between
cultural property (that is, things) and intellectual property (that is, ideas). Protection of
indigenous property is situated in customary law and culture, and is based on social relations and
responsibilities: ownership of information or objects may be communal. Infringement of
property rights may result in cultural, spiritual and economic loss (Table 1).
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The same holds true for the carved stone bowls and figurines found in archaeological contexts in British
Columbia, which are treated as actual beings, not representations, in the worldview of First Nations communities.
For this reason, at the 1994 BC Archaeology Forum, a First Nations person expressed his outrage that the image of
one such bowl was used on the cover of the conference program. In 2006, the repatriation of the Stone T'xwelatse, a
carved figure that holds the soul of the first male ancestor, was a cause for great celebration in the Sto:lo
community. 14
This is also illustrated in some of the recent literature of Indigenous resistance to the public domain as well as
some of the newer legal literature on public domain and commons. See, for examples of these efforts, Belder 2007,
Bowrey and Anderson 2010, Graham and McJohn 2005, and Hardison 2006.
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Table 1. Appropriation of Indigneous Intellectual Property: The Costs to Descendant
Communities
• Loss of access to ancestral knowledge and property
• Loss of control over proper care of heritage
• Diminished respect for the sacred
• Cultural distinction becomes commercialized
• Loss of respect
• Danger of symbols to the uninitiated
• Improper uses of special or sacred symbols
• Loss of confidentiality
• Reproductions replace original tribally produced work
• Loss of artistic control
• Threats to authenticity
• Loss of livelihood
(Nicholas and Hollowell 2006)
Increasingly, Indigenous peoples and members of other descendant communities may be
challenged with discerning what the benefits and potential harms are of new approaches to (their)
cultural heritage. Two examples of increasingly importance are (a) bioarchaeology and genetics,
and (b) cultural tourism. Recent advances in bioarchaeology and genetic research make it
possible to recover ancient DNA, which can be used to track the movement of populations with
unprecedented detail. This has enabled the Champagne-Aishihik First Nation in the Yukon to
identify 17 living descendants of Kwäday Dän Ts’inchi (“Long Ago Person Found), a 550-year-
old individual found in an ice patch, and thus determine that he belonged to the Wolf Clan
(Nicholas and Wylie 2008: 35-36). At the same time, such data may jeopardize land claims or
otherwise challenge individual or group identity. For its part, cultural tourism is another area that
has yielded considerable benefits to Indigenous peoples, but also can threaten cultural integrity
or economic stability, especially if the community has little say in the enterprise15
15
For useful sources for each of these topics, see Nicholas et al. 2009; also Hollowell and Nicholas, eds. 2009.
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Technological Reproducibility
New technologies may further increase threats to traditional knowledge and intellectual property,
especially by providing access to images and information from places never visited. Rock art is
one example. Images painted of ochre or pecked into the rock surface are expressions of belief
systems or other aspects of ancient cultural systems and knowledge. Originally they could be
viewed in only one place, often a location endowed with special qualities, and frequently
geographically isolated or inaccessible to the uninitiated. With the advent of photography,
however, abetted by archaeological or other endeavors, the images are not only removed from
their original geographic and cultural contexts16
but made available to the general public.17
In his seminal essay, “The Work of Art in the Age of its Technological Reproducibility,” Walter
Benjamin (1935) explored the transformation of art by photography. In this work he anticipated
some of the challenges we today face as it becomes increasingly easier, through new
technologies, not only to access and share information, images, and music, but then to
manipulate or reconfigure them. New technologies create artistic freedom while also creating
new challenges to the meaning and indeed ownership of things.18
For example, it is now possible
to scan an object and then use that information then used to create an exact, 3-dimensional
replica using a 3-D printer. In the context of cultural heritage, there are many reasons to replicate
artifacts and human skeletal remains, whether for museum exhibits or research purposes.19
On the other hand, the ability to reproduce objects that Indigenous peoples (or members of other
descendant communities) consider still their property or otherwise important to them increases
significantly opportunities for cultural appropriation and commodification. As I’ve sketched out
here, there is much more at stake for Indigenous peoples concerning the inappropriate or
16
John Berger (1972: 19) notes that “The uniqueness of every painting was once part of the uniqueness of the place
where it resided. Sometimes the painting was transportable. But it could never be seen in two places at the same
time. When the camera reproduces a painting, it destroys the uniqueness of its image. As a result its meaning
changes. Or, more exactly, its meaning multiplies and fragments into many meanings.” 17
It is not just concerns about publishing photographs of artifacts and other vestiges of their cultural heritage that
Indigenous people have, but of people as well. This issue was raised in a regional archaeological publication several
years ago when a member of the Grand Ronde Tribe of Washington state objected to an article that contained
several photographs of tribal members, apparently without their permission. A summary and assessment of the
situation and of responses to two follow-up articles is available in Hollowell and Nicholas (2008). 18
This may be most familiar in the arts: Andy Warhol’s transformation of a Campbell’s soup can into high art; the
recombination of existing music into an entirely new form. 19
The Canadian Conservation Institute used an AICT 3D printer to produce replicas of fragile artifacts from the
17th
-century Ferryland Cross settlement in Newfoundland (http://www.ualberta.ca/AICT/3DPRINTER/ferrylandCross.article.html); Canadian researchers have also produced
replicas of ancient Egyptian skeletal remains for mummies being studied (Gardner et al. 2004).
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unauthorized use of cultural objects or knowledge than for Western society. So much of what
matters the most to these communities is not protected by patents, copyrights, and similar means
because of its nature or age. How then can Indigenous peoples protect those aspects of their
heritage that are essential to their cultural identity and well-being?
The appropriation, commodification, or otherwise unwelcomed and inappropriate use of
Indigenous cultural heritage is widespread, involving both intellectual and material property
(Brown 2003, 2005; Nicholas and Bannister 2004). At the same time, we need to be cautious
about making assumptions of what constitutes appropriate use. For example, some First Nations
groups may see certain uses of elements of their cultural heritage as appropriate in commercial
ventures, as two cases from British Columbia reveal. The Kamloops Indian Bands has
incorporated a series of rock art designs in the marquee of a gas station on their reserve (Figure
2), while the logo and wine bottle labels of the Nk’mip Winery consists of a projectile point and
a rock art image design.20
In another example, one concerning the Saginaw Chippewa Tribe of
Michigan, and use of an image from a culturally significant petroglyph panel:
In February 2008, a tribal member opened a sporting goods store and enquired with the
Ziibiwing [Cultural] Center about using the archer as a logo. They were refused, not only
on grounds that the image should not be used commercially, but also because the archer’s
teachings have nothing to do with hunting; instead, he is shooting ancestral knowledge into
the future, so that it will be available to the people (Hollowell and Nicholas 2009: 152).
What these examples and the earlier discussion reveal is that Indigenous expressions of cultural
heritage may be used in different ways in different contexts that reflect can reflect cultural pride,
political sovereignty, and national identity, as well as commercial initiatives. Furthermore, there
are significant differences in how many Indigenous peoples view and care for their cultural
heritage, not only compared to Western society, but to other Indigenous groups. A key point is
that, in each case, this is their heritage and each group has the right to venerate, care for, or use it
as they see fit, whether or not it agrees with Western conceptions and expectations concerning
heritage. Historically, however, Indigenous peoples have often had little, if any, control over
many aspects of their heritage due to the imposition of colonial regimes. It is for this reason that
a postcolonial ethic of the public domain is required regarding the heritage of descendant
communities.
Adding to the challenges is the fact that even after IP issues are sorted out in one realm (e.g.,
photocopying, music downloads), they emerge elsewhere as a result of new technologies and
20
http://www.nkmipcellars.com/
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previously unanticipated uses (e.g., iBooks, podcasts).21
This has resulted in a considerable lag
between concerns raised and solutions enacted, as previously alluded to. What’s more, new
technologies generally tend to facilitate both the duplication of media and the reconfigurization
of the information or images they contain. Notably, while these are issues faced by everyone,
Indigenous peoples generally have fewer means of recourse when it is their cultural heritage
being appropriated and commodified, aided by new technologies (see Riley 2004). While not
alleviating these problems, many Indigenous peoples also see the internet and related
technologies as a great equalizer or, at least, a suite of new tools and opportunities (e.g., Burri
2010; Dyson et al. 2007; Landselius 2006; also the Long Road project22
and the Digital
Songlines project23
).
Indigenous peoples and other descendant communities have responded to the lack or loss of
access to control over their cultural heritage in two basic ways: restrictive and inclusive
responses (Nicholas and Wylie 2008): “restrictive responses, which make use of various (legal,
social, political) mechanisms for controlling or restricting access to archaeological materials and
information; and a range of more inclusive responses, which include various forms and degrees
of consultation, reciprocation, and collaborative practice (Nicholas and Wylie 2008: 30).
Restrictive responses generally have little applicability due to the limits of legal protection
relative to cultural heritage, plus the results of litigation are expensive, time-consuming, and
often unsatisfying in the end. Inclusive responses, on the other hand, may be much more
effective and satisfying as they address the underlying sources of conflict. I focus the final
section of this essay on that approach.
The Need For A New Research Ethic
In the Americas, Australia, Africa, and other settler countries, Indigenous peoples initial have
endured the loss of sovereignty, expropriation of land, and other often unimaginable impositions
intended to remove them from the lands entirely or incorporate them into a new social order.
While such events are largely a thing of the past, indigenous peoples worldwide continue to
confront the legacy of scientific colonialism, which is the extraction of knowledge from a source
community and its use to create products that benefit others (Nicholas and Hollowell 2007:
pages). In addition, as gatekeepers of knowledge about the past, archaeologists have positioned
themselves (or been positioned by others) to become the experts on other people’s heritage. This
has often come at their expense as Native scholar and activist Vine Deloria, Jr., noted:
21
For examples of some of these new challenges, see Graber and Burri-Nenova 2008; Grosseries et al. 2008; Luong
2007. 22
http://www.kimberlychristen.com/ 23
http://songlines.interactiondesign.com.au/index.php?option=com_content&task=view&id=49&Itemid=104 Page
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Over the years anthropologists have succeeded in burying Indian communities so
completely beneath the mass of irrelevant information that the total impact of the scholarly
community on Indian people has become one of simply authority. Many Indians have
come to parrot the ideas of anthropologists because it appears that the anthropologists
know everything about Indian communities. Thus many ideas that pass for Indian thinking
are in reality theories originally advanced by anthropologists and echoed by Indian people
in an attempt to communicate the real situation (1971: 82).
Beginning in the 1970s, but especially in recent years, a growing number of anthropologists and
archaeologists have been working to improve their relationships with Indigenous peoples. One
avenue has been efforts to involve members of descendant communities in all aspects of
archaeological and cultural heritage protection and management. This has generally become
known as Indigenous archaeology, which is “an expression of archaeological theory and practice
in which the discipline intersects with Indigenous values, knowledge, practices, ethics, and
sensibilities, and through collaborative and community-originated or -directed projects, and
related critical perspectives” (Nicholas 2008:1660). The result is greater representation of
indigenous peoples in archaeology, a broadening of archaeological method and theory, and
capacity building within indigenous communities (Colwell-Chanthaphonh and Ferguson 2008;
Silliman 2008).
A second, not unrelated approach concerns efforts to decolonize the disciplines that have
traditionally been involved in the study of Indigenous peoples—archaeology, anthropology, and
related enterprises. As Maori scholar Linda Tuhiwai Smith (1999) has stated:
Indigenous peoples have other stories to tell, and would like the history of Western
research told from the perspective of the colonized (pg. 2); and that
The process of decolonization is more than a deconstruction of Western scholarship, than it
is an attempt to offer ways of doing indigenous research that contribute primarily to the
need for survival of indigenous communities and individuals, enhanced through “the
past, our stories, local and global, the present, our communities, cultures, languages and
social practices (p. ).
However, decolonization is not just shifting the frame of reference, as Smith notes above, but
changing the structure of the decision-making process, which, in this case, is one that
archaeologists (or more broadly scholars and scientists) have long controlled regarding heritage
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matters.24
This unequal power relation has long been a central issue that Indigenous peoples have
regarding the collection, study, and marketing of their culture. Not only have they been removed
from the process, but generally have received no benefits25
This is also the complaint many have
today regarding the dual threat of having their culture not only essentialized but treated as though
it was public domain.
Challenging the existing power structure will help Indigenous peoples by helping to restore at
least some degree of control over their culture. Does this mean that researchers will be unable to
do First Nations-oriented research? No, but it does require that those researchers engage in a
different type of relationship with members of descendant communities. What is needed are
research methods such as Participatory Based Research (PAR) and the derivative community-
based participatory research (CBPR) that promote collaborative, reciprocal relations (see
Hollowell and Nicholas 2009 for review; also Denzin et al. 2008). Such approaches constitute a
type of postcolonial research ethics that can lead us beyond the spectre of scientific colonialism,
as well as promote fair and equitable exchange of cultural and intellectual property. This is
illustrated by an ongoing, Canadian-based initiative.
The Intelllectual Property Issues in Cultural Heritage (IPinCH) project is an international
collaboration of over 50 archaeologists, lawyers, anthropologists, museum specialists, ethicists,
and other specialists, and 25 partnering organizations, is working to explore and facilitate fair
and equitable exchanges of knowledge relating to archaeology.26
The seven-year project is
funded by the Social Sciences and Humanities Research Council (SSHRC) of Canada (Major
Collaborative Research Initiative program). IPinCH provides a foundation of research,
knowledge and resources to assist scholars, academic institutions, descendant communities,
policy makers, and many other stakeholders in negotiating more equitable and successful terms
of research and policies through an agenda of community-based research and topical exploration
of IP issues. To accomplish this, team members will work together to:
• document the diversity of principles, interpretations, and actions arising in response to IP
issues in cultural heritage worldwide;
24
For reviews of, and insights into, efforts to decolonize the discipline, and of archaeology as a postcolonial
practice, notably Liebmann and Rizvi 2008; Nicholas and Hollowell 2007; Rizvi and Lydon, forthcoming. Also see
Denzin et al. 2008. 25
Elsewhere I’ve suggested that the relationship between archaeologists and Indigenous peoples can be likened,
respectively, to the Marx’s bourgeoisie, who are defined by their monopolization of the means of production and
subsistence, and the proletariat, defined by their lack of access to the means of production. 26
The project website offers information on all aspects of the project: http://www.sfu.ca/ipinch
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• analyze the many implications of these situations;
• generate more robust theoretical understandings, as well as norms of best practices; and
• make these findings available to stakeholders—from Aboriginal communities to
professional organizations to government agencies—to develop and refine their own
theories, principles, policies and practices.
A key component of the project is the development of 15 case studies that will explore emerging,
on-the-ground intellectual property-related issues in archaeological or cultural heritage contexts;
the means by which they are being addressed or resolved; and the broader implications of these
issues and concerns. Each project is developed by community partners with the assistance of
IPinCH team members, and employs a CBPR methodology. The communities or organizations
involved in these projects identify issues, co-develop case studies, review results before
dissemination. The result is that although the results do contribute to IPinCH’s research agenda,
the results of these studies primarily addresses the community’s needs, not the researcher’s:
The ethnographic methods used by each case study will be defined by the participants
themselves, but these are likely to include interviews, discussion circles, focus groups, oral
histories, site visits, and participant observation, often combined with archival research.
Raw data (e.g., interview tapes and transcripts) generated during the research will be compiled
for the community to curate. Completed case study reports will be available to the project’s
working groups as they continue to explore the implications of intellectual property issues
emerging in the realm of cultural heritage. Final reports will go through a process of
community review and approval before they can be disseminated to the public (Hollowell
and Nicholas 2009: 148).
Significant in this methodology are these features:
a) the partner community decides they are interested in developing a case study, and
identifies the issues of concern;
b) the community members work with IPinCH team members to co-develops the research
proposal; and
c) once the project is complete, the community vets research products and data to
determine what information can be released to IPinCH team; the community
retains/controls the raw information collected and ensures no sensitive or secret/sacred
information is released.
In addition, ethics approval for each project must be obtained from Simon Fraser University’s
institutional review board, from any other participating university, and from the host community.
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This methodology promotes a research ethic that addresses the concerns of the descendant
communities and the needs of the research community. Not surprisingly, the requisite
institutional procedures needed for ethics review and grant transfer agreement approval for such
cross-cultural and often international projects can be daunting, as well as frustratingly slow at
times. In addition, although there is growing recognition of the importance of collaborative and
CBPR research by such organizations as SSHRC, the current Tri-Council Policy (TCP)
statement is a poor fit.27
As a result of such factors, the amount of work entailed in starting these
projects has been more than anticipated, yet this has also provided an important learning
experience for all involved—from the project director to the case study developers and
community to the university ethics review boards—about the realities of collaborative research
One example of the an IPinCH study underway is one co-developed by the Inuvialuit community
of the Northwest Territories. It concerns the ownership, access, and sharing of information
relating to a 19th
-century collection of objects from Northwest Territories, Canada, now housed
in the National Museum of Natural History in Washington, DC. For close to 150 years, the
Inuvialuit have had little contact with hundreds of artifacts made and used by their ancestors. The
550 items, purchased by a Hudson’s Bay Company trader, became one of the founding
collections of the Smithsonian Institution in Washington, D.C. Working with the community to
reconnect elders and youth with those cultural items are Simon Fraser University researcher Dr.
Natasha Lyons and partners, including the Inuvialuit Cultural Resource Centre, Parks Canada,
the Smithsonian Institution’s Arctic Studies Center, and the Prince of Wales Northern Heritage
Centre. Community elders and others travelled to the Smithsonian to study and record their
knowledge of the items, including clothing, pipes, and tools (Loring et al. 2010).
Other IPinCH Community-Based Initiatives include the creation of a database to record Moriori
elder knowledge, sustainable land-use practices and heritage landscapes in Rehoku (the Chatham
Islands), Aeotearoa (New Zealand), and the development of policies and protocols for culturally
sensitive intellectual property by the Penobscot Nation, Maine, particularly to guide relations
with researchers and external entities. Such IPinCH initiatives are demonstrating that
collaborative research projects such as these address community needs and also contribute to the
development of new knowledge of value to society.
The methodology developed by IPinCH is similar to the fair dealing methods being built into
ArtMob, “a multisectoral initiative designed to build large, accessible online archives of
27
The second edition of the Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans is
anticipated to replace the first edition in late June 2010. A draft version is available at:
http://pre.ethics.gc.ca/eng/policy-politique/tcps-eptc/readtcps-lireeptc/
14
publically licensed Canadian art, and to foreground the issues that this process raises for
Canadian copyright and intellectual property laws.”28
The intent here is to create dialogue with
copyright holders. Both projects promote the notion of fair-dealing as based on multiple practices
that work to ensure negotation and dialogue; it does not always mean “open for public
consumption.”
Conclusions
We have entered into age where it is becoming possible to acquire, digitize, disseminate, and
store virtually all information in existence. The expectation is that everyone benefits from
increased access to information, whether in the sciences, the arts, or entertainment. There are,
however, limitations on accessing certain types of information. In the business world, for
example, some types of information are proprietary, and justifiably so, since their loss can
financially jeopardize the company’s success. But what about protecting information or
restricting its dissemination and use when it is vital to cultural identity, as is the case with First
Nations in Canada and Indigenous peoples elsewhere?
Indigenous peoples seek to protect their cultural and intellectual property, to control the flow of
information and materials emanating from their cultural heritage, and to restrict or stop
unauthorized and inappropriate use of that heritage. Failing to do so has real costs, social,
economic, and other, to the community. Given that there is limited legal protection for the
tangible elements of their heritage, and even less for the intangible ones, the challenge of
achieving adequate control and protection is substantial, especially when that heritage is viewed
as public domain.
Technology promotes and facilitates the flow of information. Too often, however, that flow has
been away from source communities, with the transformation of cultural capital into social and
economic capital (Hollowell and Nicholas 2007). However, engaging in respectful dialog and
collaborative initiatives contributes to an enhanced ethics of decolonization and establish new
notions of fair use. A growing number of anthropologists and archaeologists working with
indigenous heritage (tangible and intangible) have been engaging with digital forms of fair
dealing that practices this “postcolonial research ethic.” Kimberly Christen’s project “Mukurtu:
An Indigenous Archive and Publishing Tool,” is one example—“a digital, standards-based,
adaptable archiving tool that emphasizes cultural protocols and provides a means for indigenous
knowledge to inform public and private collections.” Another is Eric Kansa’s OpenContext
project29
, which is an on-line, open-access research data publication venue.
28
http://www.artmob.ca/about 29
www.opencontext.org
15
Recognizing that inequities exist in archaeological practice, and that few benefits from that
practice have returned to source communities, go far in revealing why Indigenous peoples have
long been wary of archaeologists. But far more extensive, and damaging, has been what
Indigenous peoples have endured not only as a result of colonialism, but with the widespread
view that North American cultural heritage is part of the cultural landscape, and thus essentially
is public domain. Addressing the concerns on Indigenous peoples requires recognizing their
special—and continuing—relationship with their heritage. Does this mean the end of
archaeological research or use of Indigenous motifs and materials? Certainly not. But it does
mean we need to develop new practices. As Kansa et al. (2005: 285) suggest, “the Creative
Commons concept of some rights reserved…can be extended into areas where scientific
disciplines intersect with traditional knowledge. This model can help build a voluntary
framework for negotiating more equitable and open communication between field researchers
and diverse stakeholding communities.”
The notions of equity, negotiation, collaboration, and fair and appropriate use are central to
achieving resolution of outstanding grievances that Indigenous peoples face, many of which have
been exacerbated. But it is also important to realize that the new models of practice noted in this
chapter are not restricted to the realm of cultural heritage but have wide currency wherever there
are competing interests in or claims to cultural heritage by any members of any society today.
Acknowledgements. I thank Rosemary Coombe for the invitation to prepare this chapter, and
for useful comments on a previous draft. Many of the ideas included in this chapter have
benefited from discussions with members of the Intellectual Property Issues in Cultural Heritage
(IPinCH) project, which is funded by the Social Sciences and Humanities Research Council.
Additional support has been provided by Simon Fraser University.
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Figure 1
Rock art images used on the marquee of a service station on the Kamloops Indian Reserve
(Photo: George Nicholas)