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The combined effects of psychological conditions contributing to the
outcome of employee engagement.
Dissertation
Presented in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy in the
Graduate School of The Ohio State University
By
Brenda E. Kraner, M.A.
Graduate Program in Education: Physical Activity and Education Services
The Ohio State University
2019
Dissertation Committee:
Dr. David Stein, Advisor
Dr. Ann O’Connell
Dr. Jeffrey Ford
ii
Abstract
Organizations today are struggling to attract and retain an engaged workforce. Those
organizations who succeed experience an increase in job performance, productivity, customer
satisfaction, and employee retention. There is a growing interest in identifying the key factors
that contribute to a work environment that is conducive to employee engagement.
This study was designed to examine the relative importance of the psychological
conditions necessary for employee engagement: a sense of meaningfulness, psychological safety
and psychological availability. This study examined engagement in the context of the job itself,
the relationships in the work environment, and what the individual brings to the job. The specific
predictors of employee engagement examined were: sense of meaningfulness, psychological
capital, co-worker relationships and transformational leadership. A 56-item survey was
distributed to staff members of a mid-sized four year institution located in the Midwest. While
all four factors were positive and significantly correlated to the outcome of engagement, a sense
of meaningfulness was the strongest predictor of employee engagement. Psychological capital
was the second strongest predictor, followed by positive co-worker relationships and
transformational leadership.
The findings in this study contribute to what we know about the predictors of employee
engagement and provide both scholars and practitioners with a greater understanding of key
factors that contribute to the outcome of employee engagement. Implications and directions for
future research and practical applications for practitioners is discussed.
iii
Dedication
This dissertation is dedicated to the memory of my mother and my father who were relentless
supporters, encouragers, and champions of my academic, professional, and person aspirations.
iv
Acknowledgments
In addition to my late parents there were a number of people who have encouraged and
supported me along this journey. From my friends and family who have asked me about my
progress, nudged me along the way, and continued believing in me to my colleagues who have
listened, offered feedback, resources, and much needed advice. I am extremely grateful for
Michael Bottomley, Senior Statistical Consultant at Wright State University, whose brilliance,
patience, and availability were priceless in making the statistics associated with this study
understandable. Thanks too to my previous boss, Jill Lindsey, who encouraged me to reach for
this dream and has supported me along the way.
Thanks to my kids who have spent years and years watching me juggle work and school
while attempting to not miss any sporting or school events.
To my advisor, Dr. Stein, who never gave up on me and demonstrated patience and belief
as my life struggles slowed my progress and to my other committee members, Dr. O’Connell and
Dr. Ford, who have remained committed to seeing this through to the end, thank you.
v
Vita
EDUCATION
1994…………………………..M.A. – Applied Behavioral Sciences, Wright State University
1991…………………………..B.A. – Psychology, Otterbein University
EXPERIENCE
2008-present………………….Learn Grow Lead, LLC, Leadership Consultant
2016-present………………….Program Director, Organizational Leadership Program, Wright
State University
2014-2016…………………….Assistant to the Chair, Leadership Studies, Wright State
University
2012-present………………….Director of Internships, Organizational Leadership Program,
Wright State University
2008-present………………….Lecturer, Organizational Leadership Program, Wright State
University
COMMUNITY
2016…………………………..Top 25 Women to Watch in the Miami Valley, Women In
Business Networking
2015…………………………..Participated in the Women’s Institute for Leadership
Development Program, Higher Education Collaborative of
Greater Cincinnati
2014…………………………..Organizational Effectiveness Lecture Series Committee Member,
WSU and Community
2012-2017…………………….The International Leadership Association, Member
2012-2017…………………….The Academy for Human Resource Development, National
Member
1994-present…………………..Association for Talent Development
RESEARCH, PUBLICATIONS, & CONFERENCE PRESENTATIONS
• Kraner, B. E. & Han, S.-H. (accepted). College internship and effective processes for career
success. In A. T. Amayah (ed.), Proceedings of the 2016 Academy of Human Resource
Development in the America. Jacksonville, Florida.
• The Role Mentoring Plays in the Career Advancement of Women, 1994
• Conference Paper Presentation, September 2013, The Research to Practice Conference in
Adult and Higher Education: The Use of Synchronous Chats in Academic Discourse: A
Review of the Literature, St. Louis.
• Conference Paper Presentation, February 2013, Research Roundtable Discussion at the
Academy of Human Resource Development Conference: The Impact of Virtual vs. Face-to-
Face Coaching on the Transfer of Leadership Skills, Washington D.C.
FIELDS OF STUDY
Major Field: Education: Physical Activity and Education Services
Concentration: Human Resource Development
Cognates: Distance Learning, Adult Learning, Leadership and Change
vi
Table of Contents
Abstract ........................................................................................................................................... ii
Dedication ...................................................................................................................................... iii
Acknowledgments.......................................................................................................................... iv
Vita ...................................................................................................................................................v
List of tables ................................................................................................................................. viii
List of figures ................................................................................................................................. ix
Chapter 1 - Introduction ...................................................................................................................1
Background of the problem .........................................................................................................4
Statement of the problem .............................................................................................................5
Purpose of the study ...................................................................................................................13
Research questions .....................................................................................................................13
Theoretical framework ...............................................................................................................14
Definitions and terms .................................................................................................................17
Assumptions and limitations ......................................................................................................20
Chapter 2 – Literature Review .......................................................................................................21
Employee engagement ...............................................................................................................22
Sense of meaningfulness ............................................................................................................24
Psychological capital .................................................................................................................26
Job Demands-Resources Model .................................................................................................28
Co-worker relationships .........................................................................................................29
Transformational leadership ..................................................................................................30
Kahn’s three psychological conditions ......................................................................................37
Chapter 3 - Methodology ...............................................................................................................38
Research design .........................................................................................................................39
Sample........................................................................................................................................39
Sample size justification ............................................................................................................40
Measurement/Instrumentation ...................................................................................................41
Procedures ..................................................................................................................................45
Data analysis ..............................................................................................................................46
Chapter 4 - Results .........................................................................................................................48
Method .......................................................................................................................................49
vii
Measures ....................................................................................................................................49
Preliminary data analysis ...........................................................................................................51
Principal components analysis (PCA) .......................................................................................51
Dominance analysis ...................................................................................................................56
Summary of results ....................................................................................................................61
Chapter 5 - Discussion ...................................................................................................................63
Summary of the findings ............................................................................................................64
Discussion and interpretation of findings ..................................................................................65
Significance of the study ............................................................................................................68
Implications................................................................................................................................68
Limitations .................................................................................................................................70
Recommendations for future research .......................................................................................71
Summary and conclusion ...........................................................................................................73
Bibliography ..................................................................................................................................74
Appendix A – Employee Engagement Survey ..............................................................................98
viii
List of Tables
Table 1. Sample size based on desired power and results .............................................................40
Table 2. Descriptive statistics ........................................................................................................51
Table 3. Pearson correlation matrix ...............................................................................................53
Table 4. Regression table ...............................................................................................................55
Table 5. Dominance analysis for four predictors to the outcome of employee engagement .........58
Table 6. Average contribution to R2 across model size (number of variables in the model) ........59
Table 7. Dominance summary table ..............................................................................................60
Table 8. Dominance relationships among all pairs of predictors...................................................61
ix
List of Figures
Figure 1. Kahn’s Model of Employee Engagement .......................................................................7
Figure 2. Hypothesized Model of Employee Engagement ............................................................9
1
Chapter 1: INTRODUCTION
The past two decades have brought heightened interest in how to get the most effort from
employees in an organization. In a day and age where organizations are competing for strong
and relevant talent while working with limited resources, being able to get the most positive
effort from employees can make or break the bottom line of an organization. Since technology is
becoming more readily available to all organizations and transforming the way work gets done,
there is increased attention being paid to human capital as a competitive advantage (Larson &
Luthans, 2006). The layoffs in the past fifteen years have led to a reduction in resources, forcing
organizations to do more with less. The rate of change in organizations today is causing
organizations to optimize the performance of employees and with over fifty percent of
employees in the U.S. searching for a new job, attraction and retention are critical (Gallup,
2017). Add those factors to the lack of long-term commitment companies have to their
employees along with employees’ lack of commitment to longevity within an organization we, as
a nation, have a workforce challenge on our hands (Macey et al., 2009).
One of the factors receiving greater and greater attention is employee engagement. A
significant amount of empirical literature supports the value of employee engagement to an
organization’s profitability. The concept of employee engagement has become more of an
interest because of its predictive value for job performance (Bakker, 2009; Schaufeli &
Salanova, 2007). A meta-analysis on employee engagement has provided support for the
positive associations of employee engagement with employee satisfaction, customer satisfaction,
2
productivity, turnover, safety, and profitability (Harter et al., 2002). Harter (2002) furthermore
concludes that engagement is “related to meaningful business outcomes at a magnitude that is
important to many organizations” (Harter et al., 2002, p. 276). Employee engagement also
contributes to extra-role performance, leading employees to take initiative and go above and
beyond the basic expectations of their job (Schaufeli et al., 2006) and is positively correlated
with innovative behavior in the workplace (Chang, et al., 2013). Organizations that want to stay
competitive need to get the most from their resources and ensure innovation is at the forefront of
their business strategy.
According to a handful of studies reviewed by Shuck (2011, 2014), engaged employees
are customer focused, productive, less likely to leave, and demonstrate high levels of affective
commitment and discretionary effort, ultimately, generating greater revenue than employees who
are not engaged (Shuck, 2011, 2014; Salanova et al, 2005; Koyuncu et al., 2006; Xanthopoulou
et al., 2009). From a competitive business standpoint, the phenomenon of employee engagement
gets attention due to the fact that engaged employees mean bottom line business results. Because
of that reality, scholars and practitioners alike, have a vested interest in understanding under
what conditions employee engagement happens. Is the outcome of employee engagement a
result of the individual employee, the employee’s supervisor, or the organizational environment?
A number of empirical studies have sought to examine the effect various factors have on
the outcome of employee engagement. Evidence suggests the factors of psychological capital
(Luthans et al., 2007; Sihag & Sarikwal, 2014; Avey et al., 2008; Rostiana, 2013), job resources
(Bakker et al., 2003; Bakker et al., 2004; Bakker et al., 2007; Demerouti et al., 2001;
Halbesleben, 2010; Schaufeli & Bakker, 2004; Xanthopoulou et al., 2009; Sarti, 2014; Mauno et
al., 2007; Debraine & Roodt, 2011), and transformational leadership (Zhu et al., 2009; Tims et
3
al., 2011; Sarah, 2009; Song et al., 2012), individually, contribute to the outcome of employee
engagement. No research, however, has examined the relative importance of the three factors
listed above, on the outcome of employee engagement.
The lack of engaged employees is costing companies in the U.S. an estimated 450 billion
dollars, annually (Gallup, 2017). In an increasingly competitive global marketplace, maximizing
the potential of employees is essential for organizations wanting to stay in business. Knowledge
of the specific factors contributing to the outcome of employee engagement will allow
practitioners to help organizations enhance their workforce in an effort to remain competitive
and researchers to continue honing in on discovering the most powerful elements that contribute
to the outcome of employee engagement.
4
Background of the Problem
Funding for public institutions of higher education has continued to decrease and as the
drive for strategic hiring initiatives and mission driven allocation increase, maximizing the level
of engagement among staff, becomes even more critical. According to the 2015 Higher
Education Report (Ohio Education Report), higher education in Ohio is encountering two major
challenges: (1) the decreasing subsidies from the state and (2) the money that colleges and
universities do receive is being pulled from instruction and research to other aspects of operating
the school. State imposed regulation of funding and oversight has been progressing and more is
on the horizon. Over the last ten years, in Ohio alone, there has been a 25% increase in
administration and their associated staff, not to mention, administrative spending has increased
by 33%. The legislature in Oregon has already created staff/faculty rations and other states are
demanding greater transparency in budgets so there is no question where the money is going. To
add fuel to the fire, the disproportional inflation of college costs to other costs of living is
bringing the funding of public institutions of higher education into scrutiny (Ohio Education
Report). Mortenson (2012) stated that Ohio has already begun reducing their state fiscal
investment and based on the rate of retrenchment since 2000, state funding will reach zero in
2039. All that being said, the amount spent on administrative and staff costs is definitely going
to come under fire. Sanyal & Johnstone (2011), suggest giving public universities and colleges
more managerial autonomy to achieve greater efficiencies. This notion, however, goes against
what is typically desired of politicians, faculty, staff, and students. Even though the primary
mission of a public institution of higher education is to teach and conduct research, other
resources are necessary to ensure the mission is accomplished. Recruiting the best people to fill
staff positions, keeping them, and maximizing their potential is essential to minimize costs and
5
function effectively with decreasing financial resources and expectations for affordable
education. Institutions of higher education must understand the degree to which they can create
an environment that is conducive to employee engagement.
The employee engagement literature does not examine institutions of higher education.
By examining the relative importance of an individual experiencing a sense of meaningfulness in
their job, psychological capital, co-worker relationships, and supervisor behaviors consistent
with transformational leadership on the outcome of employee engagement, institutions of higher
education can explore how they develop their workforce in an effort to maximize the individual
potential of staff members.
Statement of the Problem
Employee engagement is a human resource development concept that gained momentum
by practitioners in the early nineties due to the paradigm shift of organizations. This shift had to
do with constant change, companies doing more with less, working smarter not harder, less
hierarchy, and precarious employment. All of these factors required more than just physical
labor from human capital within the workforce but a level of psychological involvement as well.
Around the turn of the century as the academic community began exploring the concept of
positive psychology, a strong connection between a positive work environment and getting
business results in turbulent times began to evolve, leading to a surge in interest surrounding
employee engagement.
Kahn (1990), who coined the term employee engagement, defines engagement as “the
harnessing of organization members’ selves to their work roles; in engagement, people employ
and express themselves physically, cognitively, and emotionally during role performances”
(694). Later, Schaufeli et al., (2002) built on Kahn’s description of employees expressing
6
themselves physically, cognitively, and emotionally by defining engagement as “a positive,
fulfilling, work-related state of mind that is characterized by vigor, dedication, and absorption”
(74). Vigor refers to high levels of energy and mental resilience, paralleling the physical aspect
of Kahn’s definition of engagement. Dedication refers to being strongly involved in one’s work
and parallels the emotional aspect of Kahn’s definition, whereas, absorption, which is described
as being fully concentrated and engrossed in work, relates to the cognitive component of Kahn’s
engagement definition. Kahn’s definition of employee engagement represents a
multidimensional motivational construct that involves investing yourself into the performance of
a given role (Rich et al., 2010).
In Kahn’s (1990) research, he proposes that three psychological conditions must be met
in order for an employee to be engaged. The three psychological conditions include: a sense of
meaningfulness, psychological safety and psychological availability (See Figure 1). A sense of
meaningfulness refers to an individual feeling a return on his or her investment in role
performance and is influenced by work elements that create motivations for or against their
investment in their job. Psychological safety refers to an individual feeling comfortable being
themselves at work without fear of negative consequences to self-image, status, or career.
Influences of psychological safety lie in the elements of an individual’s social system that are
more or less predictable, consistent, and nonthreatening. Psychological availability refers to an
individual possessing the physical, emotional, and psychological resources necessary for
investing self in role performance and is influenced by personal distractions that are more or less
preoccupying in role performance situations. May et al. (2004) and Olivier and Rothmann
(2007) confirmed the correlation between the psychological conditions identified by Kahn
(1990) and the outcome of engagement. Kahn’s theory posits, if the job is meaningful, the work
7
environment perceived as safe, and personal resources are available, an individual will be
engaged at work.
Figure 1. Kahn’s Model of Employee Engagement
A second perspective on the source of employee engagement is the Job-Demands
Resources model (JD-R). The JD-R Model “explores the interaction between the demands of a
job, the availability of resources to compete that job, and the resulting state of engagement”
(Shuck & Rose, 2013, p. 343). Job demands refer to demands of the job that include physical,
psychological, social, or organizational demands. These demands can include unreasonable
customers, unrealistic deadlines, etc. Job resources are the physical, psychological, social, or
organizational aspects of the job that help get the job done, reduce the job demands, or spur
growth and development. According to JD-R theory, job resources, such as organizational and
supervisor support, and personal resources, such as self-efficacy, optimism, and emotional
Sense of
Meaningfulness
Psychological
Safety
Psychological
Availability
Employee
Engagement
8
stability have motivational potential. The availability of job and personal resources increases the
engagement of employees, which in turn fosters positive employee outcomes.
The resources identified in the JD-R model support the three psychological conditions of
employee engagement identified by Kahn (1990). However, the JD-R model (Bakker &
Demerouti, 2007) separates job resources and personal resources and adds additional constructs
for each type of resource. There have been a few studies examining two job resources in
particular, leadership behaviors consistent with transformational leadership theory (Hyati et al.,
2014; Giallonardo et al., 2010) and positive co-worker relationships (Simpson, 2009; Othman &
Nasurdin, 2013).
The meaningfulness an individual attributes to a specific job is consistent with Kahn’s
psychological condition of sense of meaningfulness. The social support provided by co-workers
and an individual’s direct supervisor is consistent with Kahn’s psychological condition of
psychological safety. The personal resources an individual brings to the job is consistent with
Kahn’s psychological availability. Considering both Kahn’s (1990) theory of engagement and
Schaufeli’s et al., (2002) definitions of engagement, engagement is a function of what the
individual brings to the job, the relationships within the work environment, and the job itself.
From the models described above, what an individual brings to the job, the job itself, and the
relationships within the work environment are common factors we would expect to be related to
employee engagement (See Figure 2).
9
Figure 2. Hypothesized Model of Engagement
May et al. (2004) conducted a study that provided evidence that supported Kahn’s theory
that a sense of meaningfulness, psychological availability and psychological safety significantly
related to engagement. In addition, job enrichment and role fit were positive predictors of
meaningfulness and rewarding co-worker support and supportive supervisor relations were
positive predictors of safety. Furthermore, resources available were positively related to
psychological availability. Olivier and Rothmann (2007) conducted a study examining Kahn’s
three psychological conditions for employee engagement and discovered similar results to May
et al. (2004) in that all three contribute to employee engagement, with a sense of meaningfulness
appearing to be the strongest.
Sense of
Meaningfulness
Psychological
Safety
Co-worker
Relationships
Transformational
Leadership
Psychological
Availability
Psychological
Capital
Employee
Engagement
10
Saks (2006) proposes a model of employee engagement building on Kahn’s
psychological condition of safety. Saks (2006) denotes job characteristics, perceived
organizational support, perceived supervisor support, rewards and recognition, procedural justice
and distributive justice are antecedents to employee engagement. This study did not measure co-
worker support and supervisor support separately, but rather included co-worker support with
perceived organizational support. Kahn (1990) stated work relationships that were supportive,
trusting and open promoted a sense of psychological safety that lead to engagement.
Kahn’s (1990) initial study identified that supportive, resilient and clarifying
management styles heightened psychological safety. Everything from allowing employees to
experiment and take risks to giving them control over how they get the job done. Behaviors
consistent with transformational leadership theory reflect those identified by Kahn and have
demonstrated a direct relationship to work engagement (Ghadi et al., 2013). Kahn’s research and
the research of others’ have cited supervisor support as a key factor contributing to the outcome
of engagement. Employees who have direct supervisors who demonstrate behaviors consistent
with transformational leadership theory are likely to be energetic, dedicated and absorbed in
work (Zhu et al., 2009; Tims et al., 2011; Salanova et al., 2011). The relationship an employee
has with his or her supervisor contributes to the psychological safety an individual feels within
the work environment. Behaviors consistent with transformational leadership theory offer a
constructive way to measure the perceived support of a supervisor as it may contribute to
employee engagement.
Kahn’s psychological condition of availability is met when an individual has confidence
in his or her ability to do the job and the emotional energy to rebound when setbacks occur,
inside and outside of work, while continuing to perform a job well. Psychological capital
11
encompasses the constructs of hope, optimism, resilience, and self-efficacy, all of which reflect
psychological availability as defined by Kahn (Luthans et al., 2007). Numerous studies have
provided evidence supporting individuals with high psychological capital are more likely to be
engaged than those who are low in psychological capital (Karatepe & Karadas, 2015; Thompson
et. al., 2015).
If there is an order in which engagement in an organization is built, gaining clarity on the
relative importance of Kahn’s (1990) three psychological states contributing to the outcome of
engagement would be valuable. Examining this relationship would provide greater insight into
what the primary contributors to engagement may be rather than simply a list of antecedents
explored in numerous research studies. The results would provide practitioners with a focus on
where development initiatives should be focused in an effort to positively influence the outcome
of engagement in organizations. Researchers would be able to hone their research to further test
the findings.
In the majority of empirically based studies, the psychological conditions predicting
employee engagement, as articulated by Kahn’s (1990) theory of employee engagement,
continue to be examined individually or in combination with other proposed antecedents (May et
al., 2004; Vera et al., 2016; Chang et al., 2013; Hakanen et al., 2006; Bakker et al., 2007;
Freeney and Fellenz, 2013; Sarti, 2014). Kahn’s theory of employee engagement is the
conceptual framework for which this current study is being based because not only do many
studies examine, individually, one or more of Kahn’s psychological conditions of engagement,
but few, if any, examine the relative importance of the three conditions.
Kahn’s initial research suggests that people tacitly deal with multiple sources of
influence. This study is examining the relative importance and possible significant interactions
12
of the individual, relationships in the work environment, and the job itself to the outcome of
employee engagement, as it supports Kahn’s (1990) theory of employee engagement.
This study is important for a few reasons. First, it will attempt to examine two separate
predictors of engagement as they relate to Kahn’s psychological condition of psychological
safety: co-worker and supervisor relations, which will provide greater insight into the
psychological condition. The role a leader plays is significant to the engagement of an employee
as is the support employees experience from co-workers. Secondly, it will attempt to determine
which of the three psychological conditions are most important to the outcome of engagement:
sense of meaningfulness, psychological availability or psychological safety. While we know all
three contribute to employee engagement we are not aware of which of the three, if any, are a
greater predictor. Finally, it will attempt to determine if there are any significant interactions
among the psychological conditions predictive of employee engagement. This will provide
insight into how the various combinations of all three predictors work together to create greater
levels of employee engagement.
Evidence supporting which of the three psychological conditions contributes the most to
employee engagement, gives the human resource development professional the opportunity to
critically focus on the specific the skills, knowledge, and abilities to be developed within the
workforce.
13
Purpose of the Study
The purpose of this study was to examine the relative importance of the psychological
conditions necessary for employee engagement.
Research Questions
1. What is the relationship between a sense of meaningfulness and employee engagement
among staff at a four-year public institution of higher education?
2. What is the relationship between psychological capital and employee engagement among
staff at a four-year public institution of higher education?
3. What is the relationship between co-worker relationships and employee engagement among
staff at a four-year public institution of higher education?
4. What is the relationship between transformational leadership behaviors and employee
engagement among staff at a four-year public institution of higher education?
5. What is the relative importance of a sense of meaningfulness, psychological capital, co-
worker relationships, and behaviors associated with transformational leadership on the
outcome of employee engagement among staff at a four-year public institution of higher
education?
14
Theoretical Framework
The concept of employee engagement has received recent attention from practitioners
and mixed reviews from the academic community. Human resource development consulting
firms such as the Gallup Organization (Harter, Schmidt, & Hayes, 2002) have sung the praises of
employee engagement since the turn of the century. The popularity of the concept has led those
in the academic community to want to further define and study employee engagement as a
unique phenomenon (Schaufeli & Bakker, 2010). There is, however, limited consistency
surrounding a common definition and conceptualization of employee engagement in the
literature (Macey & Schneider, 2008; Markos and Sridevi, 2010; Vance, 2006).
In the academic literature the most frequently referenced definitions of employee
engagement are the definitions by Kahn (1990) and Schaufeli and Bakker (2004). They both
reference engagement as being a combination of cognitive – absorption, emotional – dedication,
and physical – vigor. This study is designed to draw from Kahn’s theory of engagement (1990)
and measure the level of employee engagement using Schaufeli and Bakker’s instrument (2004).
Kahn (1990) was one of the first to coin the term employee engagement and offer a
definition. He stated, “personal engagement is the simultaneous employment and expression of a
person’s ‘preferred self’ in task behaviors that promote connections to work and to others,
personal presence, (physical, cognitive, and emotional) and active, full role performances” (p.
700). In engagement, people employ and express themselves physically, cognitively, and
emotionally during role performances (Kahn, 1990). Schaufeli, Salanova, Gonzalez-Roma, &
Bakker (2002, p. 74) define work engagement as “a positive, fulfilling, work-related state of
mind that is characterized by vigor, dedication, and absorption.” These two definitions
15
complement each other in that vigor is physical, dedication is emotional, and absorption is
considered cognitive.
Schaufeli and Bakker (2004) operationalize engagement as a positive, affective-
motivational work-related state that is characterized by vigor, dedication, and absorption. Vigor
refers to high levels of energy and mental resilience while working. Dedication refers to a sense
of significance, enthusiasm, inspiration, pride, and challenge. Finally, absorption is characterized
by being fully concentrated and happily engrossed in one's work, whereby time passes quickly
and one has difficulties with detaching from work (Schaufeli & Bakker, 2004; 2010). This
definition encapsulates the concepts' state nature, meaning that engagement is not just a trait-like
factor, but may vary even within the same person over time (Sonnentag, 2003; Sonnentag,
Dormann, & Demerouti, 2010).
While Sweetman and Luthans (2010) conceptualized the relationship between
psychological capital and employee engagement, fairly recent articles have provided empirical
evidence to support their proposal. Psychological capital is positively related to employee
engagement (Sihag & Sarikwal, 2014; Rostiana, 2013) and in one specific study, considered a
predictor of employee engagement (Paek et al., 2015). In addition, Thompson et al., (2015)
provides five qualitatively case-based examples of psychological capital predicting the outcome
of engagement.
Previous studies have shown that job resources are important antecedents of work
engagement (Bakker, 2009; Bakker, 2011; Halbesleben, 2010; Mauno et al., 2007; DeBraine and
Roodt, 2011; Freeney and Fellenz, 2013) and significantly influence employee engagement
(Sarti, 2014).
16
Schaufeli & Salanova (2008) state the role of leadership is critical in promoting
engagement of those they lead, especially task and support leadership behaviors. Tims et al.,
(2011) and Zhu et al., (2009) have provided support for the contribution of the use of
transformational leadership to the employee engagement levels of followers. Furthermore, Zhu
et al. (2009), discovered for followers with positive characteristics, transformational leadership
predicted follower work engagement. This finding creates a certain level of conversation
surrounding the relationship between psychological capital and transformational leadership on
the outcome of employee engagement. However, in comparison to the attention paid to
psychological capital and job resources, the role of the leader in fostering employee engagement
has received limited research attention (Tims et al., 2011).
Employee engagement does not occur in isolation. While engagement is a personal
experience of an individual employee, engagement goes beyond the individual, taking into
consideration the social dynamics as well as the organization’s culture (Leiter & Bakker, 2010).
The psychological capital theory addresses what an individual brings to the job, the Job
Resources model addresses the social and organizational dynamic of employee engagement, and
transformational leadership theory addresses the role of the direct supervisor in the outcome of
employee engagement. Previous research has provided support for each of these factors
influencing the outcome of employee engagement. What we don't know is how the combined
effects of these three factors affect the outcome of engagement. The purpose of my study is to
explore how the relationship among the three factors of sense of meaningfulness, psychological
capital, and certain specific job resources, affect the outcome of employee engagement. This
study could contribute to the growing literature associated with employee engagement and the
models informing the phenomenon, ultimately benefitting researchers and practitioners alike.
17
Definition of Terms
Employee Engagement - Personal engagement is the simultaneous employment and expression
of a person’s ‘preferred self’ in task behaviors that promote connections to work and to others,
personal presence, (physical, cognitive, and emotional) and active, full role performances (Kahn,
1990, p. 700).
Employee Engagement – Employee engagement is defined as a positive, fulfilling, work-related
state of mind that is characterized by vigor, dedication, and absorption (Schaufeli & Bakker,
2004; Schaufeli et al., 2002).
Vigor refers to high levels of energy and mental resilience while working, the willingness
to invest effort in one’s work, and persistence in the face of difficulties.
Dedication refers to a sense of significance, enthusiasm, inspiration, pride, and
challenge.
Absorption is characterized by being fully concentrated and happily engrossed in one’s
work, whereby time passes quickly and one has difficulties with detaching oneself from
work.
Psychological Capital - Luthans, Youssef, & Avolio (2007) define Psychological Capital
(PsyCap) as “an individual’s positive psychological state of development and is characterized by:
(1) having confidence (self-efficacy) to take on and put in the necessary effort to succeed at
challenging tasks; (2) making a positive attribution (optimism) about succeeding now and in the
future; (3) persevering toward goals and, when necessary, redirecting paths to goals (hope) in
order to succeed; and (4) when beset by problems and adversity, sustaining and bouncing back
and even beyond (resiliency) to attain success” (p.3).
18
Job Resources – Job resources are the physical, psychological, social, or organizational aspects
of the job that help get the job done, reduce the job demands, or spur growth and development
(Schaufeli & Bakker, 2004).
Transformational Leadership Theory – Transformational leadership theory posits that through
the act of leading by example, articulating a compelling vision and establishing challenging
goals, others can move to a higher level of motivation and morale (Burns, 1978). Bass (1985)
expanded on the theory with the four behavioral components described below:
Idealized Influence (II) - the leader serves as an ideal role model for followers; the
leader "walks the talk," and is admired for this.
Inspirational Motivation (IM) - Transformational leaders have the ability to inspire and
motivate followers. Combined these first two I's are what constitute the transformational
leader's charisma.
Individualized Consideration (IC) - Transformational leaders demonstrate genuine
concern for the needs and feelings of followers. This personal attention to each follower
is a key element in bringing out their very best efforts.
Intellectual Stimulation (IS) - the leader challenges followers to be innovative and
creative. A common misunderstanding is that transformational leaders are "soft," but the
truth is that they constantly challenge followers to higher levels of performance.
For the purposes of this study, the behaviors associated with transformational leadership include
the following, as described by Carless et al. (2000): (1) communicating a clear and positive
vision of the future, (2) treating others and individuals and supporting and encouraging their
development, (3) providing encouragement and recognition to others, (4) fostering trust,
involvement, and cooperation among team members, (5) encouraging thinking about problems in
19
new ways and questioning assumptions, (6) being clear about values and practices and practicing
what is preached, and (7) instilling pride and respect in others and inspiring competence.
20
Assumptions and Limitations
1. The study population consisted of employees at a medium-sized public four-year institution
of higher education in the Midwest, all who agreed to compete the online survey instrument.
This created a study population consisting of an accessible population that was not randomly
assigned. Therefore, the results of this study will not be generalizable to staff beyond the
population.
2. Subjects were asked to self-report on the instruments and that may have a potential for bias in
the data results.
3. Due to previous empirical studies, the assumption is that there is a positive correlation
between each of the independent variables on the outcome of the dependent variable.
4. The population surveyed at the time was experiencing financial stress, downsizing, and low
morale, which may have skewed the data.
5. An assumption was made that measuring co-worker relationships and transformational
leadership was sufficient for accounting for the existence of psychological safety.
21
Chapter 2: REVIEW OF LITERATURE
Introduction
According to Gallup (2017) only one-third of the workforce is engaged in their work and
workplace. Only twenty percent of employees surveyed by Gallup feel their performance is
managed in a way that motivates them to do outstanding work. In a 2015 study conducted by
Deloitte, employee engagement was cited as being one to top issues challenging business leaders
worldwide (Bersin et al., 2015).
As the use of social media and the internet continues to intensify so does the search for
skilled and talented workers. Organizations promoting an environment conducive to employee
engagement will be the ones attracting and retaining the talent that will keep them competitive in
their industry. Employees who are considered engaged have higher job satisfaction,
organizational commitment and work performance (Shuck, 2011; Robertson et al, 2012; Bakker
& Demerouti, 2014; Sorenson, 2013). They also have lower turnover intentions than employees
scoring lower on employee engagement (Shuck et al., 2010; Shuck, 2014; Schaufeli and Bakker,
2004; Salanova et al., 2005). Engaged employees have also been attributed to positively
impacting customer satisfaction (Harter et al., 2002), organizational effectiveness (Saks, 2008),
profitability (Czarnowsky, 2008), and innovation and business growth (Lockwood, 2007).
22
Employee Engagement
Empirical studies have provided evidence to support Kahn’s theory of employee
engagement, connecting the psychological conditions he posits in his original research, to be
necessary for the outcome of employee engagement (Young & Steelman, 2016; May et al., 2004;
Rich et al., 2010). The definitions of employee engagement most cited in the academic literature
are that of Kahn (1990) and Schaufeil and Bakker (2004). It’s no surprise they are cited
frequently as their definitions share common elements. Schaufeli and Bakker’s (2004) definition
of engagement and Kahn’s (1990) definition of engagement share aspects of cognition, emotion,
and behavior.
Kahn (1990) was one of the first to coin the term employee engagement and offer a
definition. He stated, “personal engagement is the simultaneous employment and expression of a
person’s ‘preferred self’ in task behaviors that promote connections to work and to others,
personal presence, (physical, cognitive, and emotional) and active, full role performances” (p.
700). In engagement, people employ and express themselves physically, cognitively, and
emotionally during role performances (Kahn, 1990). Kahn’s (1990) work identified three
psychological states that influence an individual’s internal work motivations, i.e., antecedents of
employee engagement. Those states are: meaningfulness, safety, and availability.
Kahn (1990) argued that employees are engaged when their “preferred self” is manifested
in the workplace. People who feel they make a difference at work, are worthwhile, useful and
valuable and not taken for granted, experience a sense of meaningfulness. Task characteristics
(challenging, clearly identified work, with an element of autonomy), role characteristics (formal
positions with status and attractive self-image), and work interactions (interpersonal interactions
of dignity, respect, value, and inclusion) influence a sense of meaningfulness.
23
Psychological safety is defined as ‘feeling able to show and employ one’s self without
fear of negative consequences to self-image, status, or career’ (Kahn, 1990, p. 708). Individuals
who experience psychological safety at work feel they can employ themselves at work without
fear of negative consequences. Positive and encouraging interpersonal relationships, group and
intergroup dynamics, management style, and organizational norms influence a sense of
psychological safety.
Psychological availability is defined as an individual’s belief that s/he has the physical,
emotional or cognitive resources to engage the self at work (Kahn, 1990). Employees who
experience a sense of psychological availability believe they have the physical, emotional, and
psychological resources to engage in their job. This state focuses on demands placed on them
inside and outside of the workplace. Physical and emotional energy, confidence in personal
skills, knowledge, and abilities, and outside life pressures influence an employee’s sense of
availability.
Schaufeli and Bakker (2004), define work engagement as “a positive, fulfilling, work-
related state of mind that is characterized by vigor, dedication, and absorption” (p. 295). Vigor
refers to an employee’s ability to invest effort in one’s work despite obstacles encountered and is
recognized by high levels of energy and mental resilience. Dedication refers to one’s sense of
significance and challenge, level of enthusiasm, and feeling of inspiration and pride. Absorption
refers to one’s ability to be so fully concentrated and engrossed in work that time flies by and
detaching from work becomes difficult. (Schaufeli & Bakker, 2004; Schaufeli et al., 2002).
Saks (2006) was one of the first scholars to examine the antecedents and consequences of
employee engagement. Since then many antecedents to employee engagement have been
identified in the literature. Some referenced antecedents to employee engagement include:
24
positive co-worker relationships (Demerouti et al., 2001; Salanova et al., 2001; Krishnaveni and
Monica, 2016; Saks, 2006; Macey and Schneider, 2008; Cattermole et al., 2013) and behaviors
consistent with transformational leadership (Monesson, 2013; Shuck et al., 2011). Both of these
resources support Kahn’s (1990) psychological conditions for psychological safety. Consistent
with Kahn’s (1990) theory of employee engagement, a sense of meaningfulness has been
referenced as an antecedent to employee engagement (May et al., 2004; Grant, 2008; Van
Wingerden & Van der Stoep, 2017; Holbeche & Springett, 2004; Oliver & Rothmann, 2007).
Psychological capital, which supports Kahn’s (1990) third psychological condition for employee
engagement, that of psychological capability, has been supported empirically as an antecedent to
employee engagement (Herbert, 2011; Simons & Buitendach, 2013; Xanthopoulou et al., 2007).
There is considerable disagreement among scholars regarding the antecedents of engagement and
the degree to which they affect or mediate the outcome of engagement, in isolation or combined
with other antecedents.
Kahn’s (1990) theory of engagement is the primary framework for this study, suggesting
that individual and environmental factors combine to affect the outcome of employee
engagement through Kahn’s three critical psychological states: meaningfulness, psychological
safety, and psychological availability.
Sense of Meaningfulness
According to Kahn (1990) a sense of meaningfulness is one of the psychological
conditions that must be met in order for an individual to experience engagement. Meaningfulness
can be defined as the value of a work goal or purpose, judged in relation to an individual’s own
ideals or standards (Hackman & Oldham, 1976; May, 2004; Renn & Vandenberg, 1995). Fairlie
(2010) defines meaningful work as a job and other workplace characteristics that facilitate the
25
attainment or maintenance of one or more dimensions of meaning (Fairlie, 2010). Kahn (1992)
states that psychological meaningfulness involves a sense of return on investments of the self-in-
role performances and can be achieved through task characteristics that provide challenging
work, work variety, use of different skills, decision making freedom, and contributions to
something of importance. Kahn (1990, 1992) also states the congruence between the behaviors
expected by the organization and the behaviors that an employee values as part of their self-
image must be congruent if a sense of meaningfulness is to emerge (Rich et al., 2010).
A growing number of researchers have studied the concept of meaningful work within
the context of engagement (e.g., Chalofsky & Krishna, 2009; Stringer, 2008). A study conducted
by Fairlie (2011) found meaningful work characteristics had the strongest relationships with
engagement and most other employee outcomes, relative to other work characteristics. May,
Gilson, and Harter (2004) cited a correlation of .63 between Kahn’s sense of meaningfulness and
engagement. They found that positive psychological states are considered important antecedents
of engagement. Building on previous research (Stringer, 2008), meaningful work was the
strongest unique predictor of engagement.
Yung and Yoon (2016) found that meaningful work had a significant positive effect on
employee engagement among hospitality industry employees. This finding aligns with the
findings of previous studies in different industries (Chen et al., 2011; Albrecht, 2013).
Employees who saw their work as meaningful had high employee engagement scores. The same
results were evidenced in other empirical studies (Woods & Sofat, 2013; Janik & Rothmann,
2015; May et al., 2004; Richardson & Watt, 2006; Whittington et al., 2017). When employees
perceive their work as purposeful and significant they experience a sense of meaningfulness
(Pratt & Ashworth, 2003; Rosso, Dekas, & Wrzesniewski, 2010). Employees perceiving their
26
work as meaningful are more engaged than those employees who don’t consider their work
meaningful (Holbeche & Springett, 2004; May et al., 2004; Olivier & Rothmann, 2007). More
and more scholars are beginning to suggest a sense of meaningfulness is a primary driver of
employee engagement (Albrecht, 2013; Shuck & Rose, 2013; Bersin 2015).
Psychological Availability - Psychological Capital
Psychological Capital has received a good amount of attention in the management
literature. The factors associated with psychological capital have a close resemblance to how
Kahn (1990) defines psychological availability. Psychological capital refers to the personal
resources an individual brings to the job and they include: hope, optimism, resilience, and self-
efficacy.
Psychological capital grew out of the positive psychology movement, specifically,
positive organizational behavior. Positive organizational behavior can be defined as, “the study
and application of positively oriented human resource strengths and psychological capacities that
can be measured, developed, and effectively managed for performance improvement in today’s
workplace (Luthans, 2002, p. 59). “Psychological capital is an individual’s positive
psychological state of development” (Luthans et al., 2007, pg. 3).
Psychological capital is characterized by the following personal resources: self-efficacy,
optimism, hope, and resilience (Luthans et al., 2007). Self-efficacy refers to the motivation one
has based on the belief he or she will be successful in goal achievement. Optimism refers to
one’s ability to have positive attributions toward success now and in the future. In other words,
an individual who has optimism expects positive and desirable events in the future. Hope refers
to one’s ability to persevere toward goals and when faced with challenges, find an alternative
pathway toward the achievement of the goals. Resiliency refers to one’s ability to bounce back
27
when beset with problems, failure, adversity, or positive events such as progress and increased
responsibilities, and ultimately attain success (Luthans et al., 2007).
There are a number of studies over the past decade that provide evidence supporting that
psychological capital is significantly related to employee engagement. Herbert (2011)
discovered that developing psychological capital increases engagement due to an employee’s
ability to evaluate available job resources and use them effectively. Simons and Buitendach
(2013) found evidence to support the combined value of an employee’s psychological capital
score had more influence on the outcome of engagement, than the four components, separately.
Psychological capital has been shown to be a significant predictor of increased work engagement
(Bakker and Leiter, 2010; Laschinger and Grau, 2012). Developing psychological capital in an
individual can lead to greater levels of engagement (Sweetman and Luthans, 2010). A study of
graduate nurses revealed psychological capital played a significant role the nurses’ perceptions
of engagement (Boamah & Laschinger, 2015). A longitudinal study of white collar workers in
Italy revealed respondents high in psychological capital had positive and significant correlations
to engagement and ultimately job performance (Alessandri et al., 2018).
A number of studies over the past decade have indicated psychological capital is a significant
contributor to employee engagement (Hicks & Knies, 2015; Bakker & Xanthopoulou, 2013;
Hodges, 2010; Xanthopoulou et al., 2007; Bakker et al., 2008; Paek et al., 2015; Sihag &
Sarikwal, 2014; Van Wingerden et al., 2017; Kotze, 2018).
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Psychological Safety - Job Demands-Resources Model
The job resources factors associated with the Job Demands-Resources Model have a
close resemblance to how Kahn (1990) defines psychological safety. Job resources are the
environmental aspects of the work environment that help get the job done.
The Job-Demands-Resources Model (JD-R) has been used as a framework to further
explore the concept of employee engagement. The JD-R Model “explores the interaction
between the demands of a job, the availability of resources to compete that job, and the resulting
state of engagement” (Shuck & Rose, 2013, p. 343). Job demands refer to demands of the job
that refer to physical, psychological, social, or organizational demands. These demands can
include unreasonable customers, unrealistic deadlines, etc. Job resources are the physical,
psychological, social, or organizational aspects of the job that help get the job done, reduce the
job demands, or spur growth and development (Schaufeli & Bakker, 2004). They help with job
demands but have value on their own (Bakker, 2011). According to JD-R theory, job resources,
such as organizational and supervisor support, have motivational potential; their availability
increases the engagement of employees, which in turn fosters positive employee outcomes.
The Job Demands-Resources (JD-R) Model (Demerouti et al., 2001; Schaufeli & Bakker,
2004; Bakker & Demerouti, 2007) states that the well-being of an employee can be attributed to
characteristics with the work environment. Evidence suggests that job demands such as:
workload, emotional demands, emotional dissonance, and organizational changes can predict
negative job strain. Whereas, job resources, such as: autonomy, social support, supervisory
coaching, and opportunities for professional development are one of the most important
predictors of work engagement (Hakanen et al., 2006; Hakanen et al., 2008; Xanthopoulou et al.,
Bakker, 2009; Sarti, 2014).
29
Recent studies have shown that personal resources mediate the relationship between job
resources and work engagement (Llorens et al., 2006; Xanthopoulou et al., 2009). Based on
existing empirical studies we can assume a positive relationship exists between the presence of
job resources and employee engagement. Recent studies have suggested that job resources are
related to work engagement through a process of work motivation (Bakker et al., 2003;
Demerouti et al., 2001; Schaufeli & Bakker, 2004). The JD-R Model attempts to define
antecedents of employee engagement. If employees view their work environment positively, feel
acknowledged and recognized, and have worthy relationships with co-workers and their
supervisor, they are more likely to feel psychologically safe and ultimately be more committed,
motivated and engaged with their work (Hanif et al., 2015).
An employee’s positive relationship with his or her co-workers and supervisor
contributes to favorable perceptions of job resources, resulting in an engaged employee. The
co-worker relationship and concept of transformational leadership are expanded upon below as
two key factors contributing to Kahn’s condition of psychological safety as a function of job
resources.
Co-worker relationships
Interpersonal relationships among employees that are supportive and trusting foster
psychological safety (Kahn, 1990) and May et al., (2004) asserts that a supportive co-worker
relationships are positively associated with an individual’s perception of psychological safety.
Positive co-worker relationships have been shown to positively affect an employee’s experience
of meaningfulness in the workplace though the process of social identification (Kahn & Heaphy,
2014). In a study among school teachers, Fouche et al. (2017) discovered both good co-worker
relationships and meaningful work predicted work engagement. May et al. (2004) posit
30
individuals who have rewarding interpersonal interactions with their co-workers should also
experience greater meaning in work.
Some research proposes that personal resources, which include: hope, optimism,
resilience, and self-efficacy and job resources, which include co-worker relationships and
supervisor support, strengthen each other and contribute to work engagement (Bakker &
Demerouti, 2014; Demerouti & Bakker, 2011). Additionally, support from colleagues has been
found to predict engagement (Maslach et al., 2001; Schaufeli & Bakker 2004).
Transformational Leadership
Transformational leadership is defined as leadership behavior that transforms the norms
and values of the employees, whereby the leader motivates the workers to perform beyond their
own expectations (Yukl, 1989). This transformational leadership focuses on the enhancement of
the followers' involvement with the goals of their organization (Bass, 1985). A central aspect of
this transformational leadership is the inspiring vision of the supervisor (den Hartog et al., 1997).
In 1978, James MacGregor Burns introduced transformational leadership into the
scholarly community. A transformational leadership approach goes above and beyond a give
and take relationship in the workplace to a relationship where the leader’s personality, traits and
ability are at the forefront of creating significant change in the lives of people and organizations.
Through the act of leading by example, articulating a compelling vision and establishing
challenging goals, a transformational leader helps others move to a higher level of motivation
and morale (Burns, 1978). Bass (1985) expanded on Burns’ transformational leadership theory
with the addition of how transformational leadership could be measured and the impact of
transformational leadership behaviors on the motivation and performance of individuals.
31
Bass identifies four elements associated with transformational leadership: (1)
individualized consideration; (2) intellectual stimulation; (3) inspirational motivation; and (4)
idealized influence (Bass & Avolio, 1990; Chemers, 2000; den Hartog et al.,1997).
Individualized consideration refers to a leader’s ability to keep lines of communication open
with followers, empathize, and provide the feedback, growth and development opportunities
based on the needs of the followers (Bass, 1985; den Hartog et al., 1997). Intellectual
stimulation involves the leader encouraging followers to question assumptions, view problems
from different perspectives, and offer creative and innovative solutions (Frank et al., 2004).
Inspirational motivation requires a leader to demonstrate optimism and communicate an
appealing and inspirational vision of the future, offering purpose for the roles followers play in
achieving desired goals (Frank et al., 2004). Idealized influence insists a leader acts with high
ethical behavior, focuses on what is most important, and earns respect and trust from followers
through appropriate actions and behaviors (Antonakis et al., 2003; Bass & Avolio, 1990;
Chemers, 2000; den Hartog et al., 1997; Bono & Judge, 2004; Avio & Bass, 1995).
For the purposes of this study, the behaviors associated with transformational leadership
include the following, as described by Carless et al. (2000): (1) communicating a clear and
positive vision of the future, (2) treating others and individuals and supporting and encouraging
their development, (3) providing encouragement and recognition to others, (4) fostering trust,
involvement, and cooperation among team members, (5) encouraging thinking about problems in
new ways and questioning assumptions, (6) being clear about values and practices and practicing
what is preached, and (7) instilling pride and respect in others and inspiring competence.
32
Variables, such as leadership style, specifically transformational leadership, have been
considered to be positively related to engagement (Strom et al., 2014; Kovjanic et al., 2013;
Babcock-Roberson & Strickland, 2010; Tims et al., 2011; Zhu, et al., 2009; Kopperud, et al.,
2014; Lewis & Cunningham, 2015; Burch & Guarana, 2015; Badawy & Bassiouny, 2014;
Papalexandris & Galanaki, 2009). Transformational Leadership theory offers examples of
specific behaviors that align with concepts of engagement, yet limited empirical evidence
supports that notion. Macy and Schneider (2008) hypothesize that the presence of a
transformational leader would affect engagement. A survey of employees in a variety of
industries in Australia revealed a direct link to a supervisor demonstrating transformational
leadership behaviors and employee engagement, even moreso when other job resources were
available (Hawkes, et al., 2017). Transformational Leadership theory has been proven to play a
role in creating an environment that creates a sense of meaningfulness, safety, and availability
(Arnold et al., 2007; Burch & Guarana, 2014).
Zhu et al. (2009) discovered that transformational leadership has a more positive effect
on follower employee engagement when the characteristics of that employee are more positive.
The quality of leadership has been suggested as one of the single biggest factors contributing to
work force engagement (Buckingham & Coffman, 1999). In a study conducted with service
sector firms in Pakistan, Raja (2012) found supporting evidence that transformational leadership
practices lead to high levels of employee engagement. Transformation leadership has been
theorized to play a critical role in development engagement (Schmitt et al., 2016).
A number of studies have implied an employee’s direct manager has the opportunity to
influence a culture conducive to engagement (Harter et al., 2002; Macey & Schneider, 2008;
Saks, 2006; Schaufeil, 2015; Salanova et al., 2011; Raja, 2012; Breevaart et al., 2014; 2016).
33
Partially due to the fact they can address the issues of meaningfulness, safety, and availability,
elements deemed essential for an employee to be engaged (Kahn, 1990; Shuck, Rocco, &
Albornoz, 2010). Meyer (2013) links employee empowerment, work design, and leadership to
one or more elements of psychological engagement, labeling them as drivers of engagement and
Bates (2004) considers the role of a direct supervisor to be a significant driver of engagement.
Bates argues that the previous “paternalism” of working in organizations has been replaced with
“partnerships” between leaders and followers and transformational leadership practices embody
the values of shared vision, challenging goals, caring and respect.
The results from a survey of call center associates indicated a highly statistically
significant positive correlation between transformational leadership and employee engagement
(El Badawy & Bassiouny, 2014) and a work engagement study of employees in China saw a
significant path from transformational leadership behaviors to work engagement (Aryee et al.,
2012).
A study of over 400 retail sales assistants in Australia provided evidence for a positive
association with transformational leadership style, primarily visionary practices, on the outcome
of employee engagement (Zhang & Avery et al., 2014). In a study conducted of nurses,
transformational leadership had a significant positive predictive relationship with work
engagement (Enwereuzor et al., 2018). Li et al. (2018) discovered both transformational and
transactional leadership styles contributed to work engagement but the contribution of
transformational leadership behaviors was greater. These findings are consistent with the work
of Breevaart et al. (2014). Through intellectual stimulation and inspirational motivation,
transformational leaders encourage followers to take risks, bounce back in the face of setbacks,
and provide a clear vision, all demonstrate leadership behaviors that, according to Kahn (1990),
34
lead to increased psychological safety. Outcomes of an employee working for a leader
demonstrating transformational behaviors are often tied to the employee’s reactions.
Engagement levels can be determined based on the associated reactions (Barrick et al., 2015).
“There has been relatively little research examining the role of follower characteristics in
determining the effects of transformational leadership on follower work attitudes and behaviors.
Past leadership theory and research have focused ‘almost exclusively on the impact of leader
traits and behaviors on follower work attitudes and behaviors” (Howell & Shamir, 2005, p.96).
“The follower remains an un explored source of variance in understanding leadership processes”
(Lord et al., 1999, p.167). Furthermore, in the work on transformational research, there has been
relatively little attention placed on examining potential links between transformational leadership
and positive psychology. (Seligman & Csikszentmihalyi, 2000; Seligman et al., 2005), and
positive organizational behavior (Luthans, 2002). This provides motivation to further explore
the combined effects of psychological capital and transformational leadership on the outcome of
employee engagement.
Leadership is one of the most important drivers of meaningfulness and engagement
(Bersin, 2015) and first line supervisors are believed to be important to employee engagement
(Bates, 2004; Frank et al., 2004). Scholars and practitioners alike are interested in the role a
leader plays in engaging employees. To what degree can a leader increase an employee’s
cognitive, emotional, and behavioral investment in his or her job (Kahn, 1990; Luthans &
Peterson, 2001; Rich, Lepine, & Crawford, 2010)?
Leaders have an opportunity to create positive work environments where employees can
flourish while experiencing a sense of meaningfulness in their work (Schein, 2010; Cameron,
2012). Transformational leaders tend to stimulate employees through the creation of meaning
35
and importance in the work of their employees and they communicate a clear vision, share goals
and support their employees, all of which contribute to employee engagement (Breevaart et al.,
2014; Den Hartog & Belschak, 2012; Kovjanic et al., 2013).
Supervisors challenging employees in a manner they view positively may foster
employee engagement (Crawford et al., 2010; Van Den Broeck et al., 2010) and the empirical
support for the link between transformational leadership behaviors and engagement definitely
exists (Kopperud et al., 2014; Babcock-Roberson & Strickland, 2010; Tims et al., 2011; Zhu et
al., 2009). Rewarding co-worker relationships and supportive supervisor relationships were both
positive predictors of psychological safety as defined by Kahn (1990) (May et al., 2004). The
relationship with one’s immediate manager can have a dramatic impact on an individual’s
perceptions of the safety of a work environment (May et al., 2004). An important amount of
psychological safety comes from the care and support an employee perceives he or she receives
from their direct supervisor (Kahn, 1990). Supportive and trusting interpersonal relationships at
work contribute to an employee’s perceptions of safety (Kahn, 1990).
Based on existing empirical studies we can state that a transformational leadership style
positively relates to employee engagement (Strom et al., 2014; Raja, 2012; Breevaart et al.,
2014; Kovjanic et al., 2013; Kopperud et al., 2014; Lewis & Cunningham, 2015).
Li et al. (2018) discovered behaviors consistent with transformation leadership predicted
an employee’s psychological capital. Breevaart et al. (2014) proposed the interaction between
transformational leaders and their followers determines how effective the transformational
leadership style is, meanings the leader’s effectiveness may be dependent on certain follower
characteristics, and might followers high on psychological capital respond more positively to the
transformational leadership style? A survey study conducted with Australian nurses, a positive
36
relationship between supervisor support and employee engagement emerged (Holland et al.,
2017).
Vera et al., (2016) discovered in a study of nurses examining co-worker relationship and
supervisor support, while both had a positive relationship with work engagement, supervisor
support created a stronger relationship to engagement than did co-worker support. Supporting
those findings, another study of the power of co-worker and supervisor support to the outcome of
engagement, co-worker and supervisor support were both significantly associated with work
engagement (Sarti, 2014; Selander, 2015; Poulsen et al., 2016). On the opposite end of the
spectrum, in a study among nurses in Malaysia, supervisor support was positively related to
engagement but co-worker support had no effect (Othman & Nasurdin, 2013). However, in a
study examining passionate workers, Ho & Astakhova (2018) discovered that when passionate
employees trust both their co-workers and supervisors, simultaneously, they experience greater
levels of engagement and psychological safety. This may be due to the fact that co-worker
support offers informal rewards and supervisor support offers more formal rewards and the
combination of the two are necessary for a significant effect on employee engagement is to be
experienced. A conceptual paper written by Krishnaveni and Monica (2016) the authors identify
supervisor and co-worker relationships as two of the major antecedents of engagement. They
use the argument supporting Kahn’s (1990) psychological safety condition, that employees can
only see a workplace situation where employees feel free to express themselves if there are no
negative consequences from supervisors or co-workers. A psychologically safe workplace is
often shaped by the social aspect of the environment, which consists largely of co-workers and
supervisors (Cattermole et al., 2013).
37
Kahn’s three psychological conditions
This study is designed with the intention to build on Kahn’s employee engagement theory
using four independent variables: sense of meaningfulness, psychological capital, co-worker
relationships, and transformational leadership.
A sense of meaningfulness, positive co-worker relationships, behaviors associated with
transformational leadership, and psychological capital are each, positively related to employee
engagement. While the effect each variable has on the outcome of employee engagement has
been studied individually, and in some cases two of the four together, the combined effects of all
four has not been studied nor has the value one antecedent may or may not have over the other.
A sense of meaningfulness is one of the psychological conditions Kahn believes needs to
exist in order for employee engagement to occur. Transformational leadership and positive co-
worker relationships are reflective of psychological safety, which is the second psychological
condition Kahn believes needs to exist in order for employee engagement to occur. Finally,
psychological capital is reflective of the third psychological condition Kahn believes needs to
exist in order for engagement to occur and that is psychological availability (Kahn, 1990).
This study proposes to explore is one of the factors more important than the other and if
so, which one? Or, are the combined effects of all four significant to the outcome of employee
engagement? While trends affecting employee engagement are beginning to be recognized, the
need for more clarification of the combination of employee engagement predictors and the
context in which they are provided needs developed (Kunte & Rungruang, 2017).
38
Chapter 3: METHODOLOGY
This chapter discusses the methods used to conduct the research study. The purpose of this study
was to examine the relative importance of the psychological conditions necessary for employee
engagement.
Research Questions
1. What is the relationship between a sense of meaningfulness and employee engagement
among staff at a four-year public institution of higher education?
2. What is the relationship between psychological capital and employee engagement among
staff at a four-year public institution of higher education?
3. What is the relationship between co-worker relationships and employee engagement among
staff at a four-year public institution of higher education?
4. What is the relationship between transformational leadership behaviors and employee
engagement among staff at a four-year public institution of higher education?
5. What is the relative importance of a sense of meaningfulness, psychological capital, co-
worker relationships, and behaviors associated with transformational leadership on the
outcome of employee engagement among staff at a four-year public institution of higher
education?
39
Research Design
This study combined a number of items from five different survey instruments. An
exploratory principal components analysis was conducted to examine the psychometric
properties of the surveys (Meyers, Gamst, and Guarino, 2013; and Tabachnick and Fidell, 2001)
and a Pearson’s correlation was conducted. A dominance analysis was used to exam the relative
importance of the four predictors on the outcome of employee engagement (Azen and Budescu,
2003: Budescu, 1993; Budescu and Azen, 2004). A dominance analysis was chosen to analyze
the data because the use of multiple regression would simply represent how the coefficients
predicted variance, individually. If the four predictors of engagement are correlated, regression
coefficients would not adequately represent how well one predictor does when compared to all
combinations of the other predictors. A dominance analysis is able to show how much variance
is accounted for as compared to all combinations of the predictors in the model. The
independent variables for this study were: sense of meaningfulness, co-worker relationships,
psychological capital, and transformational leadership.
Sample
2,025 classified and unclassified staff at a mid-sized four-year institution of higher
education were requested to participate in the study via email. The human resources department
at the university worked with legal counsel to secure the most up to date list of staff email
addresses. Of those solicited to participate, 272 individuals submitted a survey. Of the
participants, 58 were hourly staff, 210 were salaried staff, and four didn’t define their
relationship with the university. Participants were recruited for the study through emails sent
once a week for three weeks. Participants in the study understood that their responses were
40
anonymous and that they could choose to terminate their participation at any time without any
consequence.
Sample Size Justification
The quantitative method of this study allowed the researcher to interpret the data based
on the statistics presented in the output.
Since the primary analysis for this study was based on understanding the relative
importance of each predictor, the sample size was based on a conservative set of criteria (α = .05,
power ≥ .80) with a small expected effect size for R2. This conservative approach will yield a
sample size sufficient to detect an overall R2 ≥ .06 or 6%. Thus, there is sufficient power to
assure that dominance can be adequately assess with n = 204, see Table 1. (Faul et al., 2007).
Power has not been sufficiently studied for dominance analysis (Azen, 2013). In order to ensure
more than adequate power for the design of this study, allowing for incomplete surveys and rate
of refusal to participate, a sample size was targeted at 304, see Table 1. The number of
participants responding to the survey associated with this study were 272. When accounting for
missing data values in one or more of the factors, the lowest response rate was 253. The survey
response numbers provided more than adequate power for the design of this study.
Table 1. Sample size based on desired power and effect.
Power = R2 Effect = f2 Sample = N
.15 .17 76
.10 .111 113
.06 .06 204
41
Measurement/Instrumentation
The survey instrumentation was comprised of existing surveys that measured
psychological capital, meaningfulness of work, co-worker support, behaviors associated with
transformational leadership, and employee engagement.
Employee Engagement (9 items)
The outcome of employee engagement was measured by the 9-item Utrecht Work
Engagement Scale (UWES-9). This measure of employee engagement was developed based on
the definition of employee engagement that includes vigor, dedication, and absorption. The
UWES-9 measurement scale was validated in terms of construct validity and item internal
consistency (Schaufeli et al., 2006; Schaufeli & Bakker, 2004; Schaufeli, et al., 2002; Schaufeli
et al., 2007) and contains the three highly correlated scales of vigor, dedication, and absorption.
While other instruments measuring employee engagement exist, this three-factor scale has been
widely used in empirical studies worldwide (Halbesleben, 2010; Schaufeli & Bakker, 2010;
Shuck, 2011; Xanthopoulou et al., 2009). Several studies have demonstrated the (cross-national)
validity, reliability, and stability of the Utrecht Work Engagement Scale (e.g., Schaufeli &
Bakker, 2004; Schaufeli, Martinez, Marques-Pinto, Salanova, & Bakker, 2002; Schaufeli,
Salanova, et al., 2002; Storm & Rothman, 2003). This study, in particular, reported a Cronbach’s
alpha of .873 for employee engagement.
When measuring the concept of engagement, rather than in its constituting parts, the total
score (of the shortened version) may be used. Since the three scales of the UWES are so strongly
correlated, they should not be entered simultaneously in multivariate regression analyses in order
to avoid problems with multi-collinearity. In which case, the use of the total score is preferred
(Schaufeli & Bakker, 2003). Other studies have used the combined score to measure the concept
42
of employee engagement rather than examining the three scales inherent in the instrument,
separately (Schaufeli & Salanova, 2007; Chang et al., 2013; Malinowski & Lim, 2015; Sarti,
2014). Sample items include: “At my work, I feel bursting with energy.” “I am enthusiastic
about my job” “I am immersed in my work.” The response format is a seven-point Likert scale
ranging from “1 = Never” to “7 = Always”. (Schaufeli et al., 2006). The UWES-9 has reported
an alpha coefficient as high as .97 (Mills et al., 2012) for the combined scales.
Sense of Meaningfulness (6 items)
Meaningfulness can be defined as the value of a work goal or purpose, judged in
relationship to an individual’s own ideas or standards (Hackman & Oldham, 1980; May et al.,
2004; Renn & Vandenberg, 1995). Experienced meaningfulness of work was measured with a
6-item scale taken from May et al. (2003) and Spreitzer (1995). Response options included a
Likert scale format ranging from “1=Strongly Disagree” to “5=Strongly Agree”. Sample items
included: “The work I do on this job is very important to me.” “My job activities are personally
meaningful to me.” “ The work I do on this job is worthwhile.”
Reliability estimates from previous research ranged from a Cronbach’s alpha of .85 to .97
(May et al., 2004). This study reported a Cronbach’s alpha of .903 for sense of meaningfulness.
Psychological Capital (24 items)
Psychological Capital was measured by the 24-item PsyCap questionnaire (Luthans, et
al., 2007; Luthans, Avolio, Walumbwa, & Li, 2005; Luthans, Youssef, & Avolio, 2007; Luthans
& Youssef, 2004). The Psychological Capital Questionnaire (PCQ) is widely recognized as the
standard scale measuring psychological capital. It was developed as a compound measure
consisting of (modified) items from published scales for hope, optimism, resilience, and self-
efficacy.
43
This approach defines psychological capital as “an individual’s positive psychological
state of development that is characterized by: (1) having confidence (self-efficacy) to take on and
put in the necessary effort to succeed at challenging tasks; (2) making a positive attribution
(optimism) about succeeding now and in the future; (3) persevering toward goals and, when
necessary, redirecting paths to goals (hope) in order to succeed; and (4) when beset by problems
and adversity, sustaining and bouncing back and even beyond (resiliency) to attain success”
(Luthans, Youssef, & Avolio, 2007, p. 3).
Psychological Capital was measured with the PCQ- 24. The PCQ-24 comprises four
subscales with equal weight: (1) hope, (2) optimism, (3) self-efficacy and (4) resilience. Each of
the four subscales was drawn from established scales previously published, tested and used in
recent workplace studies. More specifically, the hope items were adapted from Snyder et al.’s
(1996) State Hope Scale, the optimism items from Scheier and Carver’s (1985) Measure of
Optimism, the self-efficacy items from Parker’s (1998) measure of self-efficacy in the workplace
and resilience from Wagnild and Young’s (1993) Resilience Scale.
The responses to the items range from “1 =strongly disagree” to “6 = strongly agree”.
Studies using this instrument to measure psychological capital have reported a combined score
rather than individual scores reflecting the four subscales in the instrument (Karatepe & Karadas,
2015; Laschinger et al., 2012). Cronbach’s alpha has been reported as .85 for the combined
PsyCap score (Gorgens-Ekermans and Herbert, 2013). This study reported a Cronbach’s alpha of
.911 for psychological capital.
Each measure is based on constructs that are shown to be valid within populations similar
to the population proposed in this study. The exploratory principal components analysis
44
examined the unidimensional factor structure as being reasonable for measuring employee
engagement and psychological capital.
Co-worker Relationships (10 items)
Ten items from May’s (2003) rewarding co-worker relations scale was used to measure
co-worker support. Response options included a Likert scale format ranging from “1=Strongly
Disagree” to “5=Strongly Agree”. Sample items such as: “My interactions with my co-workers
are rewarding.” “My co-workers value my input.” and “My co-workers listen to what I have to
say” are examples of three items on the scale. Cronbach’s alpha has been reported as .92 in
previous studies (May, 2003; May, 2004). A Cronbach’s alpha has also been reported as .95
(Olivier and Rothmann, 2007) and .86 (Chikoko et al., 2014).
This study reported a Cronbach’s alpha of .934 for co-worker relationships.
Transformational Leadership (TL) (7 items)
To measure transformational leadership, the Global Transformational Leadership Scale
was used (Carless et al., 2000). It is a short scale with seven total items. Initial evidence
indicates that it has satisfactory reliability and construct validity. The reported high correlations
between the GTL and other measures of transformational leadership (i.e., MLQ) suggest that the
GTL is an alternative short measure of transformational leadership with a broad range of
potential. Carless et al., (2000) validated the MLQ in terms of its factor convergence with other
types of transformational leadership measures, such as the Global Transformational Leadership
scale (GTL) and the Leadership Practice Inventory (LPI). Results showed the three different
forms of transformational measures showed acceptable convergent validity. The correlation
between the GTL the MLQ and LPI ranged from 0.76 to 0.88. The MLQ is frequently used in
research but for the purposes of this study, the GTL instrument was used to measure
45
transformational leadership. Response formats were on a five-point scale ranging from
“1=Rarely to never” to “5=Frequently, if not always”. Sample statements included: “My direct
supervisor communicates and clear and positive vision of the future.” “My direct supervisor
treats me as an individual, supports and encourages my development.” “My direct supervisor
gives me encouragement and recognition to me.” Cronbach’s alpha was calculated as .93
(Carless et al., 2000). This study reported a Cronbach’s alpha of .946 for transformational
leadership.
Procedures
The population surveyed were staff at a public four-year institution of higher education
located in the Midwest. The survey was created using Qualtrics (online survey administration
software). The private research software company collected the data and the data was exported
from the software and analyzed using SPSS and R. R was used to conduct the dominance
analysis. The data was exported from Qualtrics into an Excel spreadsheet. The researcher had
no ability to track the responses back to a specific person, email address, or URL. The data
collected will be kept in the OSU Qualtrics account for three years following the completion of
the study.
After going through the institution’s IRB process and receiving a letter of support from
the director of human resources at the designated institution of research, legal counsel of the
institution emailed the researcher all of the email addresses for staff. All staff at the educational
institution received an email from the researcher with an opportunity to complete the survey
anonymously, once a week for three weeks.
The researcher is a Lecturer in the designated institution where participants were
surveyed but holds no authority over any staff within the institution.
46
Each participant received a survey via email that could be completed on a personal
computer or mobile device. According to Mavletova & Couper (2016) a growing percentage of
web-based survey respondents are completing surveys on smartphones. The survey link to the
questionnaire was smartphone compatible.
The link for the survey was emailed a total of three times every seven days to all potential
participants. A study conducted among physicians by Cunningham et al. (2015), showed
evidence of an increase in response rate following two follow up reminders. All subjects
receiving an email had access to a computer or smartphone for the purposes of responding to the
survey. A deadline for completing the survey was sent seven days following the third email.
The second and third email participants received asked that they disregard the email if they had
already completed the survey. This was done in an attempt to instill a sense of anonymity, as it
would appear the researcher had no knowledge as to whether or not they have responded to the
survey.
The beginning of the survey stated the following:
“This is a dissertation study being conducted by a graduate student at the Ohio State
University. You are being asked to participate in this research survey examining employee
engagement because you are an employee of an institution of higher education. Your
participation in this survey is completely voluntary and you may withdraw at any time without
penalty or loss of benefits. The following survey consist of 56 opinion questions that will take
less than 10 minutes to complete. Your responses will be anonymous and gathered through
Qualtrics. We are not collecting identifying information such as your name, email address or IP
address. The study will be used for scholarly purpose only. For questions about your rights as a
participant in this study or to discuss other study-related concerns or complaints with someone
who is not part of the research team, you may contact Ms. Sandra Meadows in the Office of
Responsible Research Practices at 1-800-678-6251. Continuing on with the completion of the
survey indicates you consent to participate in the research survey.”
Data Analysis
47
Data from survey respondents was captured in Qualtrics and exported to an Excel
spreadsheet. The missing data was determined using the count feature in Excel. Subjects missing
10% or more responses were eliminated. The final data set was uploaded into SPSS. Variables
were computed for employee engagement, sense of meaningfulness, psychological capital, co-
worker relationships, and transformational leadership. SPSS ran the descriptive statistics for
each variable.
An exploratory principal components analysis (PCA) was conducted to establish which
linear components existed within the data and how a particular variable might contribute to that
component and a Cronbach’s was calculated. A Pearson correlation was run to assess the
relationship between a sense of meaningfulness, psychological capital, co-worker relationships,
and transformational leadership to the outcome of employee engagement. This addressed the
first three research questions within this study. Additionally, a regression was run to numerically
predict employee engagement from the four variables included in this study. Finally, a
dominance analysis was conducted to rank order, by importance, the predictors of employee
engagement.
Summary
This chapter described the methods used to conduct the research in this study. The
survey instruments combined to build the survey were discussed and the research design and data
analysis methods were described.
48
Chapter 4: RESULTS
Introduction
This chapter discussed the findings of this study. The purpose of this study was to examine the
relative importance of the psychological conditions necessary for employee engagement.
Research Questions
1. What is the relationship between a sense of meaningfulness and employee engagement
among staff at a four-year public institution of higher education?
2. What is the relationship between psychological capital and employee engagement among
staff at a four-year public institution of higher education?
3. What is the relationship between co-worker relationships and employee engagement among
staff at a four-year public institution of higher education?
4. What is the relationship between transformational leadership behaviors and employee
engagement among staff at a four-year public institution of higher education?
5. What is the relative importance of a sense of meaningfulness, psychological capital, co-
worker relationships, and behaviors associated with transformational leadership on the
outcome of employee engagement among staff at a four-year public institution of higher
education?
49
Method
Participants
2,025 classified and unclassified staff at a mid-sized four-year institution of higher
education were requested to participate in the study via email. The human resources department
at the university worked with legal counsel to secure the most up to date list of staff email
addresses. Of those solicited to participate, 272 individuals submitted a survey. Of the
participants, 58 were hourly staff, 210 were salaried staff, and four didn’t define their
relationship with the university. Participants were recruited for the study through emails sent
once a week for three weeks. Participants in the study understood that their responses were
anonymous and that they could choose to terminate their participation at any time without any
consequence.
Measures
Employee engagement (EE)
The outcome of employee engagement was measured by the 9-item Utrecht Work
Engagement Scale (UWES-9). This measure of employee engagement was developed based on
the definition of employee engagement that includes vigor, dedication, and absorption. The
UWES-9 measurement scale was validated in terms of construct validity and item internal
consistency (Schaufeli et al., 2006; Schaufeli & Bakker, 2004; Schaufeli, et al., 2002; Schaufeli
et al., 2007) and contains the three highly correlated scales of vigor, dedication, and absorption.
Sense of meaningfulness (SoM)
Meaningfulness can be defined as the value of a work goal or purpose, judged in
relationship to an individual’s own ideas or standards (Hackman & Oldham, 1980; May, 2003;
50
Renn & Vandenberg, 1995). Experienced meaningfulness of work was measured with a 6-item
scale taken from May et al. (2003) and Spreitzer (1995).
Psychological capital (PsyCap)
Psychological Capital was measured by the 24-item PsyCap questionnaire (Luthans,
Avolio et al., 2007; Luthans, Avolio, Walumbwa, & Li, 2005; Luthans, Youssef, & Avolio,
2007; Luthans & Youssef, 2004). The Psychological Capital Questionnaire (PCQ) is widely
recognized as the standard scale measuring PsyCap. It was developed as a compound measure
consisting of (modified) items from published scales for hope, optimism, resilience, and self-
efficacy.
Co-worker relationships (CoW)
Ten items from May’s (2003) rewarding co-worker relations scale was used to measure
co-worker support.
Transformational leadership (TL)
To measure transformational leadership, the Global Transformational Leadership Scale
was used (Carless et al., 2000). It is a short scale with seven total items. Initial evidence
indicates that it has satisfactory reliability and construct validity. The reported high correlations
between the GTL and other measures of transformational leadership suggest that the GTL is an
alternative short measure of transformational leadership with a broad range of potential.
Procedure
A 56-item survey, designed using Qualtrics software, was emailed to all classified and
unclassified staff at a mid-sized four year higher education institution located in the Midwest.
51
Results
Preliminary data analysis
Preliminary analysis of the data recognized there were some missing values. Using the
count feature in Excel each subject with missing data was evaluated to determine if more than
10% of their responses were missing. If the missing observations were greater than 10%, the
subject was deleted (Bennett, 1999). For observations missing that were less than 10%, a listwise
deletion method was used to account for missing values.
Table 2 states the descriptive statistics for each of the variables included in this study.
Table 2. Descriptive Statistics
Variable N Minimum Maximum Mean Median Mode Std. Dev.
EE 266 1.1 7.0 4.82 4.778 4.78 .943
SoM 266 1.0 5.0 4.103 4.0 4.0 .732
PsyCap 253 2.71 6.0 4.719 4.792 4.79 .587
CoW 265 1.20 5.0 3.684 3.8 4.0 .758
TL 267 1.0 5.0 3.715 4.0 5.0 1.156
Principal Components Analysis (PCA)
The primary aim of this current study was to identify the importance of four predictors to
the outcome of employee engagement. An exploratory analysis utilizing a principal components
extraction method and varimax factor rotation was run on a 56-question survey that measured
employee engagement, sense of meaningfulness, psychological capital, co-worker relationships,
and transformational leadership.
52
Employee Engagement
The principal components analysis for employee engagement had a Cronbach’s of
.873. All nine items were summed and averaged to construct the variable of employee
engagement.
Sense of Meaningfulness
The principal components factoring for a sense of meaningfulness had a Cronbach’s of
.903. All six items were summed and averaged to construct the variable of sense of
meaningfulness.
Psychological Capital
The principal components analysis for psychological capital had a Cronbach’s of .911.
All 24 items loaded onto the four factors of hope, optimism, resilience, and self-efficacy. The
PCA revealed four components that had eigenvalues greater than one which explained 8.66%,
2.63%, 1.64%, and 1.37%. All of the 24 items were summed and averaged to construct the
variable of psychological capital.
Co-Worker Relationships
The principal components analysis for co-worker relationships had a Cronbach’s of
.934. All ten items were summed and averaged to construct the variable of co-worker
relationships.
Transformational Leadership
The principal components analysis for transformational leadership had a Cronbach’s of
.946. All seven items were summed and averaged to construct the variable of transformational
leadership.
53
All Kaiser-Meyer-Olkin (KMO) measures were between .873 and .947 and Bartlett’s
Test of Sphericity was statistically significant (p<.0001) for all measures.
A Pearson correlation was run to assess the relationship between sense of
meaningfulness, psychological capital, co-worker relationships, and transformational leadership
to the outcome of employee engagement. Table 3 reports the correlation among all study
variables. As shown in the table, the study variables all possess a strong degree of internal
consistency reliability.
Table 3. Pearson correlation matrix
Factors 1
2 3 4 5
1. EE
(.87)
2. SoM
.685* (.90)
3. CoW
.452* .379 (.93)
4. PsyCap
.550* .428 .362 (.91)
5. TL
.411* .305 .446 .281 (.95)
*Coefficient alpha reliabilities are on the diagonal in parentheses, p<.001
Research Question #1: What is the relationship between a sense of meaningfulness and
employee engagement among staff at a four-year public institution of higher
education?
A Pearson’s correlation was run to explore the relationship between sense of
meaningfulness and employee engagement. There was a statistically significant, strong positive
correlation between sense of meaningfulness and employee engagement, r (266) = .68, p < .001.
54
Follow up analysis shows sense of meaningfulness explained 46% of the variability in employee
engagement.
Research Question #2: What is the relationship between psychological capital and employee
engagement among staff at a four-year public institution of higher education?
A Pearson’s correlation was run to explain the relationship between psychological capital
and employee engagement. There was a statistically significant, strong correlation between
PsyCap and employee engagement, r (250) = .55, p < .001. Follow up analysis shows PsyCap
explained 30% of the variability in employee engagement.
Research Question #3: What is the relationship between co-worker relationships and employee
engagement among staff at a four-year public institution of higher education?
A Pearson’s correlation was run to explain the relationship between co-worker relations
and employee engagement. There was a statistically significant, moderate correlation between
co-worker relationships and employee engagement, r (263) = .45, p < .001. Further analysis
revealed co-worker relationships explained 20% of the variability in employee engagement.
Research Question #4: What is the relationship between transformational leadership behaviors
and employee engagement among staff at a four-year public institution of higher education?
A Pearson’s correlation was run to explain the relationship between transformational
leadership and employee engagement. There was a statistically significant, moderate correlation
between transformational leadership and employee engagement, r (264) = .41, p < .001.
Transformational leadership explained 17% of the variability in employee engagement.
Individuals reported they were more likely to experience employee engagement when
they reported, at a minimum, one of the following conditions: a sense of meaningfulness in their
55
job, psychological capital positive co-worker relations, and a supervisor demonstrating behaviors
consistent with transformational leadership.
In regards to tolerance, the variance inflation factor (VIF) was <4, indicating minimal
concerns. The variable inflation factor for sense of meaningfulness was 1.382, 1.314 for
psychological capital, 1.432 for co-worker relationships, and 1.296 for transformational
leadership.
A regression was run (see Table 4) to numerically predict employee engagement from the
four variables included in this study.
Table 4. Regression Table
Source
B SE B t p
Sense of
Meaningfulness
.881 .058 .685 15.174 >.001
Psychological
Capital
.891 .086 .549 10.33 >.001
Co-worker
Relationships
.562 .069 .450 8.19 >.001
Transformational
Leadership
.336 .046 .411 7.31 >.001
Research Question #5: What is the relative importance of a sense of meaningfulness,
psychological capital, co-worker relationships, and behaviors associated with transformational
leadership on the outcome of employee engagement among staff at a four-year public institution
of higher education?
56
Dominance analysis (DA)
The most significant part of this study was the dominance analysis. A dominance
analysis was conducted to rank order, by importance, the predictors of employee engagement. A
dominance analysis is appropriate when the researcher is interested in the relative importance of
the predictors of an outcome (Azen & Budescu, 2003; Budescu, 1993; Budescu and Azen, 2004).
Because the predictors are assumed to be correlated, regression coefficients alone will not
adequately reflect how well one predictor does when compared to the combinations of the other
predictors. A dominance analysis calculates how much variance is accounted for in comparison
to all combinations of the other predictors presented (Kath et al., 2013). Dominance analysis
relies on estimating an R2 value for all possible comparisons of predictors as they relate to a
criterion (i.e., sense of meaningfulness, co-worker relationships, etc.) (Azen & Budescu, 2003;
Budescu, 1993). Table 5 presents relative predictive weights from the dominance analysis.
Table 5 presents the subset models of possible combinations of predictors to the outcome
of employee engagement. The first column, labeled subset models, contains all 15 subset models
and delineates which predictor(s) are entered into each subset model. The second column,
labeled R2 presents the total R2 accounted for by each subset model. The subsequent columns
report the unique R2 contributions of specific predictors, both alone and in the presence of all
other predictors. For example, the first row in Table 5 demonstrates that the subset model of
sense of meaningfulness accounts for approximately 47% of the variance in employee
engagement. Continuing along the row to the unique predictor contributions, psychological
capital accounts for approximately 8% of the variance above and beyond the 47% accounted for
by sense of meaningfulness; co-worker relationships account for an additional 3.6%; and
57
transformational leadership behaviors contribute an additional 4.1% of variance to employee
engagement.
Total R2 values listed in Table 5 rows that contain subset models with two or more
predictors are interpreted as joint variance accounted for in the criterion (employee engagement).
For example, in the subset model of sense of meaningfulness-psychological capital, both
predictors jointly accounted for approximately 55% of the variance of employee engagement.
Additionally, co-worker relationships added a unique 1.8% variance and transformational
leadership added 2.6% variance after controlling for sense of meaningfulness and psychological
capital. The subset model including all four predictors indicated that these predictors accounted
for approximately 58% of the variance in employee engagement.
Table 5 contains average estimates of individual predictors by subset models with one
predictor subset models with two predictors, and subset models with three predictors. These
rows represent the average unique contribution of an individual predictor to employee
engagement averaging across all subset models with only one additional predictor, subset models
with a combination of any two predictors and a predictor’s unique contribution after controlling
for the other three predictors. For example, sense of meaningfulness contributes roughly 29%
unique variance to employee engagement averaging across all subset models with only one
predictor; approximately 19% unique variance averaging across all subset models with
combinations of two predictors; and 16% unique variance (controlling for the variance accounted
for by all other three predictors).
58
Table 5. Dominance analysis for four predictors to the outcome of employee engagement
Additional contribution of
_________________________________________________
Subset model R2 SoM PsyCap CoW TL
Null (no predictors) .4663 .3153 .2063 .1637
Models with 1 predictor
SoM .4663 - .079 .0365 .0412
PsyCap .3153 .23 - .0735 .068
CoW .2063 .3012 .1825 - .0497
TL .1637 .3438 .2196 .0973 -
1 Predictor Average .29 .16 .07 .05
Models with 2 predictors
SoM, PsyCap .5453 - .0182 .0259
SoM, CoW .5028 - .0607 - .02
SoM, TL .5075 - .0637 .0153 -
PsyCap, CoW .3888 .1747 - - .0279
PsyCap, TL .3833 .1395 - .0334 -
CoW, TL .256 .2668 .1607 - -
2 Predictor Average .19 .1 .02 .02
Models with 3 predictors
SoM, PsyCap, CoW .5635 - - - .0146
SoM, PsyCap, TL .5228 - - .0069 -
SoM, CoW, TL .5712 - .0553 - -
PsyCap, CoW, TL .4167 .1614 - .0069 -
Unique Contribution .16 .0553 .0069 .0146
Model with all 4 predictors
- - - - -
SoM, PsyCap, CoW, TL .5781 - - - -
Dominance analysis yields weights that can be used to determine dominance. Dominance
is explained based on which predictors explain the most variance, even when other predictors
explain some of same variance. Dominance analysis calculates weights on three levels within a
given number of predictors: complete dominance, conditional dominance, and general
59
dominance (Budescu,1993; Azen and Budescu, 2003). The three levels of dominance (complete,
conditional, and general) are related to each other in a hierarchical fashion: complete dominance
implies conditional dominance, which, in turn, implies general dominance. General dominance
does not imply conditional dominance and conditional dominance does not necessarily imply
complete dominance.
Complete dominance happens when a predictor has a greater dominance weight, or
average additional R2 in every possible combination of comparisons. Conditional dominance is
the middle level of dominance and is determined by examining the additional contribution to R2
and averaging them within predictors. General dominance averages the overall additional
contributions of R2.
The statistical software R was used to run the dominance analysis to determine complete,
conditional and general dominance of the four predictors of employee engagement. R generated
results that identified the level of dominance based on the predictor combinations.
The numbers presented in table 6 represent the average change in R2 of the focal
predictor when added to regression equations with different subsets of the other predictors.
Table 6. Average Contribution to R2 Across Model Size (number of variables in the model)
SoM PsyCap CoW TL
Model with 0 predictors .4663 .3153 .2063 .1637
Model with 1 predictor .2917 .1604 .0674 .0530
Model with 2 predictors .1937 .0950 .0223 .0246
Model with 3 predictors .1614 .0553 .0069 .0146
Overall Average .2738 .1565 .0757 .0640
Note: sample size for analyses varies from 251 to 266.
60
Table 7 shows that sense of meaningfulness had complete dominance over psychological
capital, co-worker relations, and transformational leadership. Psychological capital had complete
dominance over co-worker relations and transformational leadership. Co-worker relations had
general dominance over transformational leadership.
Table 7. Dominance summary table
Summary Table
Complete
Dominance
Conditional
Dominance
General
Dominance
SoM>PsyCap 1 1 1
SoM>CoW 1 1 1
SoM>TL 1 1 1
PsyCap>TL 1 1 1
PsyCap>CoW 1 1 1
CoW>TL 0 0 1
Table 8 summarizes all of the comparisons for each pair of predictors. A value of 1
means dominance has been established. A value of 0 means dominance has not been established.
An “1” in the column means the first predictor in the column contributes more than the second
predictor in the column. A “-1” means the second predictor in the column contributes more than
the first predictor in the column. The column on the far left introduces a predictor to the model
and may or may not change the level of dominance. For example, when co-worker relations and
global transformation leadership were compared, co-worker relations had complete dominance
over global transformational leadership and when psychological capital, alone, were introduced
to the model, co-worker relations continued to have complete dominance over global
transformational leadership. However, when the predictor of a sense of meaningful was
introduced into the model, global transformational leadership had complete dominance over co-
61
worker relations and when psychological capital was additionally added to the model, global
transformational leadership continued to have complete dominance over co-worker relations.
Regardless of additional combinations, a sense of meaningfulness had complete
dominance over the other predictors, alone or when one or more additional predictors were
introduced.
Table 8. Dominance relationships among all pairs of predictors
Complete Dominance Table
SoM,
PsyCap
SoM,
CoW
SoM, TL PsyCap,
CoW
PsyCap,
TL
CoW,
TL
No predictors 1 1 1 1 1 1
SoM 1 1 -1
PsyCap 1 1 1
CoW 1 1 1
TL 1 1 1
SoM, PsyCap -1
SoM, CoW 1
SoM, TL 1
PsyCap, CoW 1
PsyCap, TL 1
CoW, TL 1
Average 1 1 1 1 1 0
Summary of results
Sense of meaningfulness has complete dominance over the other three predictors, making
it the strongest predictor of employee engagement when taking into consideration psychological
capital, co-worker relations, or transformational leadership. Psychological capital has complete
dominance over the other two predictors, making it the second strongest predictor of employee
engagement when taking into consideration co-worker relations and transformational leadership.
Finally, co-worker relationships had general dominance over transformational leadership,
62
making it the third strongest predictor of employee engagement leaving transformational
leadership as the weakest predictor of employee engagement. However, co-worker relationships
and transformational leadership are extremely close because when a sense of meaningfulness and
psychological capital are introduced into the model transformational leadership becomes a
stronger predictor of employee engagement than co-worker relationships.
A sense of meaningfulness was the strongest predictor of employee engagement,
followed by psychological capital, co-worker relationships, and transformational leadership. In
respect to Kahn’s model of employee engagement, sense of meaningfulness was the strongest
predictor of engagement followed by psychological availability and finally, psychological safety.
This chapter explained the results of the research proposed in Chapter 1 and Chapter 3.
Chapter 5 will discuss the implications associated with the findings of this study and future
research recommendations.
63
Chapter 5: DISCUSSION
Introduction
In today’s highly competitive business environment filled with rapidly advancing
technologies, constant change, and demand for talent, organizations are seeking strategies for
attracting and retaining employees who bring the best of themselves to the workplace. The
phenomenon of employee engagement has gained a considerable amount of attention in recent
years as studies have shown it to be a crucial predictor of job and organizational performance.
Engaged employees bring their head, heart, and feet to the workplace. They approach their job
with vigor, feel a sense of value and worth to what they do, and demonstrate optimism and
resiliency, resulting in better job performance.
This study was grounded in Kahn’s (1990) theory of employee engagement. Kahn
(1990) states that there are three psychological conditions that must be met in order for
engagement to exist. The first condition is a sense of meaningfulness, where an employee feels
worthwhile, useful, and valuable. The second condition Kahn references is psychological safety
where an employee is able to be themselves without fear of negative consequences. The final
condition Kahn refers to is that of psychological availability where an employee feels they the
personal resources to complete the tasks associated with their job.
The purpose of this study was to examine the relative importance of the psychological
conditions necessary for employee engagement. This study examined engagement in the context
of the job itself (sense of meaningfulness), the relationships in the work environment
64
(psychological safety), and what the individual brings to the job (psychological availability). A
quantitative study was conducted on staff in an institution of higher education located in the
Midwest. A dominance analysis was conducted in order to determine the relative importance of
the psychological conditions critical to employee engagement. The factors of a sense of
meaningfulness, psychological capital, co-worker relationships, and transformational leadership
were the units of analysis used in the study. In this chapter, a summary of the research is
presented and findings of the study are discussed and interpreted. The significance of this
research is further discussed, limitations are presented, and recommendations for future research
are suggested.
Summary of Findings
The initial findings of this study support the current literature that states a sense of
meaningfulness, psychological safety, and psychological availability are statistically significant
predictors of employee engagement. To reiterate, psychological safety was measured by taking
into consideration an individual’s relationship with co-workers and the leadership style,
specifically, transformational leadership, of his or her direct supervisor. Psychological
availability was measured by examining an individual’s level of psychological capital. The
valuable contribution this research makes to Kahn’s theory of engagement is that it denotes the
relative importance of each psychological condition on the outcome of engagement. So, rather
than simply knowing all three psychological conditions contribute to employee engagement, this
study provided evidence stating that a sense of meaningfulness is the strongest contributor to
employee engagement followed by psychological availability and finally by psychological
safety. However, the order of the strength associated with the transformational leadership and
co-worker relationships predictors changed when the factors of sense of meaningfulness and
65
psychological capital were included in the model. Statistically speaking, transformational
leadership is the weakest predictor of engagement, considering the other three factors in this
study, but there are situations where the co-worker relationships was weaker.
Discussion and Interpretation of Findings
The results of this study confirmed and expanded upon Kahn’s theory of employee
engagement by concluding the relative importance of his three psychological conditions of
engagement.
This study concluded that when employees feel a sense of meaningfulness in their job,
they are more likely to be engaged. Kahn’s employee engagement theory states that a sense of
meaningfulness is one of the psychological conditions that must exist in order for employee
engagement to occur (Kahn, 1990). Employees experience a sense of meaningfulness when they
perceive their work to be purposeful, significant, and valuable. This study reported a sense of
meaningfulness explained a considerable amount of variability (46%) in employee engagement.
This study concluded that when employees have psychological capital, they are more
likely to be engaged. Psychological capital significantly contributes to employee engagement.
Kahn’s (1990) theory of engagement proposes that psychological availability is one of the
psychological conditions necessary for employee engagement to occur. Factors associated with
psychological capital (Luthans et al., 2007) bear a close resemblance to Kahn’s (1990) definition
of psychological availability. Individuals possessing psychological capital have confidence in
themselves to do their job and put forth the necessary effort to accomplish challenging tasks.
When faced with adversity they bounce back and achieve success. Other observations of
individuals high in psychological capital include positively attributing success to themselves and
66
demonstrating perseverance toward goals in order to succeed. This study reported that 30% of
the variability in employee engagement was explained by psychological capital.
Kahn’s (1990) theory of engagement proposes that psychological safety is one of the
psychological conditions necessary for employee engagement to occur. Psychological safety
refers to the safety an individual has to be who they are without fear of negative consequences.
Positive co-worker relationships and supervisors demonstrating transformational leadership
behaviors contribute to the psychological safety an individual experiences in the workplace.
This study concluded that when employees experience positive co-worker relationships,
they are more likely to be engaged. Positive co-worker relationships significantly contribute to
employee engagement. Positive co-worker relationships and supervisory behaviors consistent
with transformational leadership both contribute to an employee’s sense of psychological safety.
A positive relationship with co-workers tends to exist when interactions are rewarding, respect is
mutual, and appreciation is shared. Furthermore, when co-workers listen to and value the
contribution of others and know what each other brings to the work environment, positive
relationships are likely to ensue. This study reported 20% of the variability in employee
engagement was explained by positive co-worker relationships.
This study concluded that when employees have supervisors who demonstrate behaviors
associated with transformational leadership, they are more likely to be engaged.
Transformational leadership significantly contributes to employee engagement. Supervisors who
demonstrate behaviors consistent with transformational leadership contribute to an employee’s
sense of psychological safety. Transformational leadership behaviors include communicating a
clear and positive vision of the future. Supervisory behaviors supporting transformational
leadership theory can be recognized by treating others as individuals and encouraging their
67
development while and recognizing them for job performance. They foster trust and create a
cooperative environment among those they supervise. They encourage problem solving by
looking at problems from various perspectives and questioning assumptions. This study reported
17% of the variability in employee engagement was explained by supervisors demonstrating
behaviors consistent with transformational leadership theory.
Based on the results from the dominance analysis the most important predictor of
employee engagement, considering all predictors included in this study, is a sense of
meaningfulness. These findings support recent studies suggesting that a sense of meaningfulness
may be the most important factor associated with the level of engagement experienced by an
employee (Albrecht, 2013; Shuck & Rose, 2013; Bersin, 2015; Farlie, 2011; Johnson and Jiang,
2016; Stringer, 2008). Psychological availability, measured by psychological capital, was the
second strongest predictor and psychological safety, measured by positive co-worker
relationships and transformational leadership, was the weakest predictor when taking into
consideration the other two factors.
One of the, shall I say, more interesting aspects of this study, was the minimal role
leadership played as a predictor of engagement. We can conclude from these findings that even
if a supervisor does not demonstrate transformational leadership behaviors, an employee will still
be engaged if he or she views their job as meaningful, especially if they have the virtues of hope,
optimism, resilience and self-efficacy. A positive attitude toward a job you deem to be valuable
and worthwhile may be all you need to be engaged. From the opposite perspective, a positive
relationship with co-workers, where an employee works directly for a supervisor who displays
behaviors associated with transformational leadership may not be enough to experience
engagement in a job.
68
Significance of the Study
This study contributes to the body of knowledge on employee engagement as it relates to
the importance of the predictors of engagement. The results of this study emphasize the
importance of a sense of meaningfulness an employee experiences to levels of engagement. The
greater the sense of meaningfulness an employee experiences, the greater the likelihood of
engagement, regardless of their level of psychological safety or psychological availability.
Human resource professionals are often tasked with the job of assessing engagement
levels within an organization and designing and implementing learning and development
programs or processes created for improving current engagement scores. Organizations familiar
with the concept of engagement have indicated frustration with the lack of solutions to move the
needle of engagement higher (Bersin, 2015). As organizations struggle to identify the key
contributors to employee engagement and ultimately, organizational performance, this study not
only examined known predictors of engagement, but identified, of the predictors, which one(s)
carried the greatest weight. Many organizations have limited resources, including people, time,
and money, so being aware of the best investment that would generate the greatest impact can
only strengthen organizations.
Implications
Knowing that a sense of meaningfulness is the strongest predictor of engagement,
organizations should make it a priority to focus their resources on developing policies, practices,
and procedures that increase the sense of meaningfulness an employee feels about his or her job.
Since a sense of meaningfulness is a reflection on how an employee views the job itself, gaining
an understanding of what an employee values and the contribution they believe their job makes
to the mission of the organization can’t be minimized. That may involve an innovative
69
onboarding process or educating people in the organization on job crafting and job design.
Creating leadership development programs that help leaders learn how to create an environment
that encourages employees to experience a sense of meaningfulness in their job or creating
programs that help employees discover where their strengths lie and how to put job crafting into
their own hands may both prove to be beneficial.
Psychological availability, as measured by psychological capital, was the second
strongest predictor of engagement and encompasses what an individual brings to the job. An
employee who embraces the characteristics of hope, optimism, resilience, and self-efficacy is
more likely to experience work engagement that someone who doesn’t. If organizations start
focusing on ways to develop psychological capital in current employees, employee engagement
has the potential to increase. Research studies have concluded that psychological capital can be
developed through micro training modules (Luthans et al., 2006). Engaging in learning sessions
that have the potential to increase an individual’s belief they have in their ability to achieve a
goal, their ability to make positive attributions to their future success, their ability to persevere
toward goals, and their ability to bounce back from adversity, can lead to an increase an
individual’s psychological capital, and ultimately, their level of employee engagement. The
previous implication address what organizations can do with existing employees, but what about
potential candidates for hire? Knowing psychological capital, a factor associated with
psychological availability, is something an individual brings with them to the job, organizations
may want to consider how their employee selection process can screen job candidates for
psychological capital before hiring them. This may give organizations a leg up on hiring
employees with greater potential to be engaged.
70
In order to gain a better understanding of how to enhance psychological safety, creating
an environment conducive to positive co-worker relationships should be a priority. Imparting a
significant amount of socialization during an organization’s onboarding process can increase the
importance of building positive collaborative relationships in the workplace. Benchmarking
what other organizations do to encourage positive co-worker relationships may shed light on
possible practices to implement. Training and development initiatives geared toward building
trust in the workplace followed by organizational leaders who demonstrate those same practices
can go a long way to create an environment that supports positive co-worker relationships.
Practitioners focusing on a way to build positive connections and encourage recognition and
reciprocal support from co-workers would help to build a psychologically safe work environment
conducive to employee engagement.
While transformational leadership was the least predictive of employee engagement next
to the other predictors in this study, alone, transformational leadership was still a significant
predictor of engagement. Creating learning and development initiatives as well as performance
management systems that assess, educate, recognize, and reward transformational leadership
behaviors demonstrated by people in positions of authority encourages and works to create an
environment ripe for engagement.
Limitations
Results from this study cannot support inferences regarding the causal relationship
between the examined variables because the research design was cross-sectional in nature. The
culture of the university where the staff population was surveyed was under considerable
financial stress with impending cuts on the horizon and low levels of morale. The negative
culture at the time of survey completion may have had an influence on the results. The influence
71
may have positive or negatively influenced the results. Possibly only those who were engaged
chose to respond to the survey, influencing the results. Another limitation of this study relates to
the generalizability of the findings beyond the staff at the same university. Since the only
population participating in the survey were from the same university, generalizing to other
similar universities is not acceptable. The results did not differentiate salaried versus hourly staff
members, not accounting for any inherent differences. The assumption was made that measuring
co-worker relationships and transformational leadership was sufficient for psychological safety,
whereas other factors may have been missing. Self-reporting on survey instruments may have
the potential for bias in the data results and finally, the instruments used to measure the three
psychological conditions of engagement are not the only and may not be the best instruments to
measure those predictors.
Recommendations for Future Research
From a scholarly perspective, examining the predictors to a sense of meaningfulness
would create clearer connections to what, specifically, creates a sense of meaningfulness in one’s
job. A qualitative study may add additional insight into what leads an individual to feel a sense
of meaningfulness in their job. In addition, to what degree might the level of psychological
capital an individual brings to the job play a role in the sense of meaningfulness they experience?
To what extent, if any, might the leadership style of their direct supervisor have an influential
role in the sense of meaningfulness experienced and what about the relationship they have with
co-workers? While transformational leadership was one of the lowest predictors of engagement
in this study, as it related to the other predictors, it still had a significantly positive relationship to
employee engagement, so it isn’t irrelevant. Examining various leadership styles and their
relationship to employee engagement would add greater insight into how leadership contributes
72
to employee engagement. Additional research examining to what degree might an engaged
employee influence a sense of meaningfulness, co-worker relationships, and other variables
evidenced to influence the outcome of engagement would increase what we know about the
predictors of engagement.
Additional insights regarding what factors contribute to a sense of meaningfulness an
employee feels with his or her job will provide practitioners with an understanding as to where to
apply resources to improve engagement within their organization. Since this psychological
condition is the strongest predictor of engagement, it would be advantageous for researchers to
start there with engagement initiatives.
When considering future research as it relates to psychological availability, findings from
an experimental study of learning and development initiatives designed to increase psychological
capital would provide practitioners with the tools they need to increase engagement scores within
their organization. A study examining the predictors of psychological capital could further
inform strategies for increasing an individual’s psychological capital. In what ways might
transformational leadership contribute to an increase in psychological capital? In what ways
does an employee’s sense of meaningfulness they feel in their job contribute to psychological
capital?
This study focused on co-worker relationships and transformational leadership to create
the psychological condition of psychological safety. Further research could examine the
predictors and the environmental conditions that contribute to positive co-worker relationships.
These predictors could include the factors from this study. Further understanding of those
concepts would allow practitioners to know where to focus initiatives. Future research could be
used to determine what transformational leadership behaviors contribute the most to the sense of
73
meaningfulness an employee feels with his or her job, psychological capital, and positive co-
worker relationships. Exploring possible reciprocal relationships between the predictors from
this study and employee engagement may prove to add additional insight into the phenonmenon
of employee engagement. Evidence exists to support the notion that employees become more
engaged when their supervisor is able to boost their optimism by behaving in a manner that is
supportive of transformational leadership (Hayati et al., 2014).
Finally, this study only allowed for a discussion related to the relationships among
predictors and employee engagement. A time series study including the variables from this
study would provide a more thorough examination of possible causal relationships.
Summary and conclusion
This study was built on the belief that employee engagement leads to improved job and
organizational performance and that the psychological conditions of a sense of meaningfulness,
psychological safety, and psychological availability must be present in order for employee
engagement to be experienced. The exploration of the relative importance of the three
conditions, using four selected predictors, was the main purpose of this study in an attempt to
provide scholars and practitioners with a greater understanding of the strongest predictor of
employee engagement. It was no surprise that all four predictors of engagement showed a
significant positive relationship to the outcome of employee engagement as much of the
literature reviewed in chapter two supported that notion. The most important predictor of
engagement was a sense of meaningfulness, followed by psychological capital, co-worker
relationships, and behaviors consistent with transformational leadership theory.
Keeping in mind this study examined engagement in the context of the job itself, the
relationships in the work environment, and what the individual brings to the job, all three were
74
found to be significant predictors of employee engagement but a sense of meaningfulness had the
greatest weight. Therefore, organizations should value the individual employee and recognize
that co-worker and supervisory relationships in the work environment are important but a focus
on instilling a sense of meaningfulness in an employee’s job and creating an environment
conducive to doing just that, should be the top priority. This priority would allow organizations
to realize a greater increase in employee engagement and ideally, job and organizational
performance, than if initiatives were diverted elsewhere.
75
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Appendix – Survey
Q1 This is a dissertation study being conducted by a graduate student at the Ohio State
University. You are being asked to participate in this research survey examining employee
engagement because you are an employee of an institution of higher education. Your
participation in this survey is completely voluntary and you may skip any questions you do not
wish to answer or withdraw at any time without penalty or loss of benefits.
The following survey consist of 56 opinion questions that will take less than 10 minutes to
complete. Your responses will be anonymous and gathered through Qualtrics. No identifying
information such as your name, email address or IP address will be collected. The study will be
used for scholarly purpose only.
If you have questions for the researcher, contact Brenda Kraner,
[email protected]. For questions about your rights as a participant in this study or
to discuss other study-related concerns or complaints with someone who is not part of the
research team, you may contact the Office of Responsible Research Practices at 1-800-678-
6251.
Q2 Which category best represents your employment status?
o unclassified staff (1)
o classified staff (2)
Q3
Work & Well-being Survey (UWES) ©
The following 9 statements are about how you feel at work. Please read each statement carefully
and decide if you ever feel this way about your job. If you have never had this feeling, select
"never". If you have had this feeling, indicate how often you feel it by selecting one of the other
six statements that best describe how frequently you feel that way.
© Schaufeli & Bakker (2003). The Utrecht Work Engagement Scale is free for use for non-
103
commercial scientific research. Commercial and/or non-scientific use is prohibited, unless
previous written permission is granted by the authors.
104
Never (1) Almost
Never (2) Rarely (3)
Sometimes
(4) Often (5)
Very
Often (6)
Always
(7)
1. At my
work, I feel
like
bursting
with
energy. (1)
o o o o o o o
2. At my
job, I feel
strong and
vigorous.
(2)
o o o o o o o
3. I am
enthusiastic
about my
job. (3) o o o o o o o
4. My job
inspires
me. (4) o o o o o o o 5. When I
get up in
the
morning, I
feel like
going to
work. (5)
o o o o o o o
6. I feel
happy
when I am
working
intensely.
(6)
o o o o o o o
7. I am
proud of
the work
that I do.
(7)
o o o o o o o
8. I am
immersed
in my
work. (8) o o o o o o o
105
9. I get
carried
away when
I'm
working.
(9)
o o o o o o o
Q4 The following statements are about your job. Using the scale provided, indicate the degree to
which you agree with each statement.
Strongly
disagree (1) Disagree (2)
Neither agree
nor disagree
(3)
Agree (4) Strongly agree
(5)
1. The work I
do on this job
is very
important to
me (1)
o o o o o
2. My job
activities are
personally
meaningful to
me. (2)
o o o o o
3. The work I
do on this job
is worthwhile.
(3) o o o o o
4. My job
activities are
significant to
me. (4) o o o o o
5. The work I
do on this job
is meaningful
to me. (5) o o o o o
6. I feel that
the work I do
on my job is
valuable. (6) o o o o o
106
Q5 These following statements are about your co-workers. Using the scale provided, indicate
the degree to which you agree with each statement.
107
Strongly
disagree (1) Disagree (2)
Neither agree
nor disagree
(3)
Agree (4) Strongly agree
(5)
1. My
interactions
with my co-
workers are
rewarding. (1)
o o o o o
2. My co-
workers value
my input. (2) o o o o o 3. My co-
workers listen
to what I have
to say. (3) o o o o o
4. My co-
workers really
know who I
am. (4) o o o o o
5. I believe
that my co-
workers
appreciate who
I am. (5)
o o o o o
6. I sense a
real
connection
with my co-
workers. (6)
o o o o o
7. My co-
workers and I
have mutual
respect for one
another. (7)
o o o o o
8. I feel a real
'kinship' with
my co-
workers. (8) o o o o o
9. I feel
worthwhile
when I am
around my co-
workers. (9)
o o o o o
109
Q6 PsyCap Questionnaire (PCQ)
Below are statements that describe how you may think about yourself right now. Use the
following scales to indicate your level of agreement or disagreement with each statement.
110
Strongly
disagree (1)
Disagree
(2)
Somewhat
disagree (3)
Somewhat
agree (4) Agree (5)
Strongly
agree (6)
1.I feel
confident
analyzing a
long-term
problem to
find a
solution. (1)
o o o o o o
2. I feel
confident in
representing
my work in
meetings
with
management.
(2)
o o o o o o
3. I feel
confident
contributing
to
discussions
about our
organization's
strategy. (3)
o o o o o o
4. I feel
confident
helping to set
targets/goals
in my work
area. (4)
o o o o o o
5. I feel
confident
contacting
people
outside of my
organization
(e.g.,
suppliers,
customers) to
discuss
problems. (5)
o o o o o o
111
6. I feel
confident
presenting
information
to a group of
colleagues.
(6)
o o o o o o
7. If I should
find myself
in a jam at
work, I could
think of
many ways to
get out of it. (7)
o o o o o o
8. At the
present time,
I am
energetically
pursuing my
work goals.
(8)
o o o o o o
9. There are
lots of ways
around any
problem. (9) o o o o o o
10. Right
now I see
myself as
being pretty
successful at
work. (10)
o o o o o o
11. I can
think of
many ways to
reach my
current work
goals. (11)
o o o o o o
12. At this
time, I am
meeting the
work goals
that I have
set for
myself. (12)
o o o o o o
112
13. I usually
manage
difficulties
one way or
another at
work. (14)
o o o o o o
14. I can be
"on my own,"
so to speak,
at work if I
have to. (15)
o o o o o o
15. I usually
take stressful
things at
work in
stride. (16)
o o o o o o
16. I can get
through
difficult
times at work
because I've
experienced
difficulty
before. (17)
o o o o o o
17. I feel I
can handle
many things
at a time at
this job. (18)
o o o o o o
18. When
things are
uncertain for
me at work, I
usually
expect the
best. (19)
o o o o o o
19. I always
look on the
bright side of
things
regarding my
job. (21)
o o o o o o
113
20. I am
optimistic
about what
will happen
to me in the
future as it
pertains to
work. (22)
o o o o o o
21. I
approach this
job as if
"every cloud
has a silver
lining." (24)
o o o o o o
114
Q8 PsyCap Questionnaire (PCQ)
Below are statements that describe how you may think about yourself right now. Use the
following scales to indicate your level of agreement or disagreement with each statement.
Strongly
disagree (1) Disagree (2)
Somewhat
disagree (3)
Somewhat
agree (4) Agree (5)
Strongly
agree (6)
1. When I
have a
setback at
work, I have
trouble
recovering
from it,
moving on.
(4)
o o o o o o
2. If
something
can go
wrong for
me work-
wise, it will.
(7)
o o o o o o
3. In this
job, things
never work
out the way
I want them
to. (6)
o o o o o o
Q7 Global Transformational Leadership Scale
For the following statements rate your direct supervisor in terms of how frequently he or she
engages in the behavior described. Be realistic and answer in terms of how your supervisor
116
Rarely or
Never (1)
Once in a
while (2) Sometimes (3)
Fairly often
(4)
Very
frequently, if
not always (5)
1. My
supervisor
communicates
a clear and
positive vision
of the future.
(1)
o o o o o
2. My
supervisor
treats others as
individuals,
supports and
encourages
their
development.
(2)
o o o o o
3. My
supervisor
gives
encouragement
and
recognition to
staff. (3)
o o o o o
4. My
supervisor
fosters trust,
involvement
and
cooperation
among team
members. (4)
o o o o o
5. My
supervisor
encourages
thinking about
problems in
new ways and
questions
assumptions.
(5)
o o o o o