Corporate Actions Processing through ISO 15022 Messages

Adaptation of ATHEXCSD services to CSDR CSDR Project – Phase 1: ATHEXCSD Authorization

Corporate Actions Processing Using ISO 15022 Messages

Version: 1.42 - 18/8/2020


File name: ATHEXCSD Corporate Actions Processing Using ISO 15022 Messages V1.42.docx of 168

Version: 1.42 - 18/8/2020

Document Details

Title: Corporate Actions Processing Using ISO 15022 Messages

File name: ATHEXCSD Corporate Actions Processing Using ISO 15022 Messages V1.42.docx

Version: 1.42 - 18/8/2020

Document Versions

Version Date Version Description

1.00 14/2/2020 1st version

1.30 29/5/2020 Subscription model improvements, MT535 clarifications, various message corrections

1.42 18/8/2020 Changes in the ATHEXCSD/ADTX Narrative indicator, additional message examples, various message corrections

Copyright

This document is a property of ATHEXCSD and the rights over the information of this text are protected by the provisions on intellectual property.

It is prohibited to reproduce, republish, amend, copy, sell, disclose or distribute this document in any way or by any means, in whole or in part,

without the prior written consent of ATHEXCSD.

Important notice

ATHEXCSD has made every effort to ensure that the information and data of this version are genuine and updated, but it bears no liability with

regard to their accuracy and completeness or any liability resulting from access to the information contained in this document. All information

contained in this document is generic and does not constitute investment, legal or other advice.



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TABLE OF CONTENTS

1 INTRODUCTION .................................................................................................................................................. 6

2 SUBSCRIPTION MODEL ....................................................................................................................................... 7

2.1 CSD PARTICIPANT SUBSCRIPTION TO THE CORPORATE ACTIONS AND MT535 MESSAGING .................................................... 7 2.2 CORPORATE ACTION INSTRUCTIONS ........................................................................................................................... 7 2.3 ELECTION CANCELATION MESSAGES ............................................................................................................................ 8 2.4 STATUS REPORTING ................................................................................................................................................. 8 2.5 REMINDERS .......................................................................................................................................................... 8

3 CORPORATE ACTION EVENTS AND ATHEXCSD INDICATORS ................................................................................ 9

3.1 ADTX NARRATIVE INDICATOR ................................................................................................................................. 17

4 KEY DATES ........................................................................................................................................................ 19

4.1 ANNOUNCEMENT DATE ......................................................................................................................................... 19 4.2 MEETING DATE ................................................................................................................................................... 19 4.3 EX-DATE ............................................................................................................................................................ 19 4.4 RECORD DATE ..................................................................................................................................................... 19 4.5 PAYMENT DATE ................................................................................................................................................... 19 4.6 EFFECTIVE DATE ................................................................................................................................................... 19 4.7 LAST TRADING DATE ............................................................................................................................................. 19 4.8 MARKET DEADLINE .............................................................................................................................................. 19 4.9 RESPONSE DEADLINE ............................................................................................................................................ 19 4.10 ELECTION PERIOD ................................................................................................................................................ 20 4.11 EXPIRATION DATE ................................................................................................................................................. 20 4.12 TRADING PERIOD ................................................................................................................................................. 20

5 MESSAGES ........................................................................................................................................................ 21

5.1 MT564/568 ..................................................................................................................................................... 21 5.1.1 Initial announcement .............................................................................................................................. 21 5.1.2 Replacement announcement .................................................................................................................. 21 5.1.3 Eligibility .................................................................................................................................................. 21 5.1.4 Cancelation/Withdrawal ......................................................................................................................... 22

5.2 MT566 ............................................................................................................................................................. 22 5.2.1 Reversal ................................................................................................................................................... 22

5.3 MT565 ............................................................................................................................................................. 22 5.4 MT567 ............................................................................................................................................................. 23 5.5 MT535 ............................................................................................................................................................. 23

6 DISTRIBUTIONS ................................................................................................................................................ 24

6.1 CASH DISTRIBUTIONS ............................................................................................................................................ 24 6.1.1 Key Dates ................................................................................................................................................. 24 6.1.2 Messages ................................................................................................................................................ 24 6.1.3 Processing Timeline ................................................................................................................................. 24 6.1.4 Business Specifics .................................................................................................................................... 25 6.1.5 Grouped messaging ................................................................................................................................ 26 6.1.6 Message Specifications ........................................................................................................................... 26 6.1.7 Message Examples .................................................................................................................................. 32

6.2 SECURITIES DISTRIBUTIONS .................................................................................................................................... 55 6.2.1 Key Dates ................................................................................................................................................. 55 6.2.2 Messages ................................................................................................................................................ 56 6.2.3 Processing Timelines ............................................................................................................................... 56 6.2.4 Business Specifics .................................................................................................................................... 58



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6.2.5 Message Specifications ........................................................................................................................... 59 6.2.6 Message Examples .................................................................................................................................. 63

6.3 DISTRIBUTIONS WITH OPTIONS ............................................................................................................................... 77 6.3.1 Key dates ................................................................................................................................................. 77 6.3.2 Messages ................................................................................................................................................ 77 6.3.3 Processing Timeline ................................................................................................................................. 77 6.3.4 Business Specifics .................................................................................................................................... 79 6.3.5 Message Specifications ........................................................................................................................... 79 6.3.6 Message Examples .................................................................................................................................. 87

7 REORGANIZATIONS .......................................................................................................................................... 97

7.1 MANDATORY WITH OPTIONS .................................................................................................................................. 97 7.1.1 Key dates ................................................................................................................................................. 97 7.1.2 Messages ................................................................................................................................................ 97 7.1.3 Processing Timelines ............................................................................................................................... 97 7.1.4 Business Specifics .................................................................................................................................... 99 7.1.5 Message Specifications ......................................................................................................................... 100 7.1.6 Message Examples ................................................................................................................................ 108

7.2 MANDATORY WITHOUT OPTIONS ........................................................................................................................... 124 7.2.1 Key Dates ............................................................................................................................................... 124 7.2.2 Messages .............................................................................................................................................. 124 7.2.3 Processing Timeline ............................................................................................................................... 124 7.2.4 Business Specifics .................................................................................................................................. 125 7.2.5 Message Specifications ......................................................................................................................... 126 7.2.6 Message Examples ................................................................................................................................ 130

7.3 VOLUNTARY ...................................................................................................................................................... 136 7.3.1 Key dates ............................................................................................................................................... 136 7.3.2 Messages .............................................................................................................................................. 136 7.3.3 Processing Timeline ............................................................................................................................... 136 7.3.4 Business Specifics .................................................................................................................................. 137 7.3.5 Message Specifications ......................................................................................................................... 138 7.3.6 Message Examples ................................................................................................................................ 145

8 OTHER EVENTS ............................................................................................................................................... 154

8.1 KEY DATES ........................................................................................................................................................ 154 8.2 MESSAGES ........................................................................................................................................................ 154 8.3 PROCESSING TIMELINE ........................................................................................................................................ 154 8.4 BUSINESS SPECIFICS ............................................................................................................................................ 155

8.4.1 Initial announcement ............................................................................................................................ 155 8.5 MESSAGE SPECIFICATIONS ................................................................................................................................... 155

8.5.1 MT564 ................................................................................................................................................... 155 8.6 MESSAGE EXAMPLES .......................................................................................................................................... 156

8.6.1 MT564 NEWM Decrease in Value ......................................................................................................... 157

9 GENERAL MEETINGS ...................................................................................................................................... 158

9.1 KEY DATES ........................................................................................................................................................ 158 9.2 MESSAGES ........................................................................................................................................................ 158 9.3 PROCESSING TIMELINE ........................................................................................................................................ 158 9.4 BUSINESS SPECIFICS ............................................................................................................................................ 159

9.4.1 Initial announcement (Meetings with blocking) ................................................................................... 159 9.4.2 Initial announcement (Meetings without blocking) .............................................................................. 159

9.5 MESSAGE SPECIFICATIONS ................................................................................................................................... 159 9.5.1 MT564 ................................................................................................................................................... 159

9.6 MESSAGE EXAMPLES .......................................................................................................................................... 161 9.6.1 MT564 NEWM ....................................................................................................................................... 161



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10 STATEMENT OF HOLDINGS (MT535) ........................................................................................................... 163

10.1 MESSAGE SPECIFICATIONS ................................................................................................................................... 163 10.2 MESSAGE EXAMPLES .......................................................................................................................................... 165

11 HANDLING OF SPECIFIC ACTIONS IN DSS .................................................................................................... 168



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1 Introduction

In order to comply with CSDR article 35 (Communication procedures with CSD Participants and other market infrastructures), ATHEXCSD will offer its CSD Participants the option to communicate with ΑΤΗΕΧCSD via ISO15022 messages over SWIFTNet and DSS API.

The present document describes comprehensively the messaging functionality that will be developed in DSS to support the compliance with article 35 and may be used as a reference document by CSD Participants to develop their systems in case they wish to subscribe to the service. The document is structured in eleven chapters:

Error! Reference source not found.. The current chapter.

Subscription Model. It provides a concise description of the messaging service.

Corporate Action Events and ATHEXCSD Indicators. It maps the corporate action events of the Greek market to the ISO15022 standard and introduces an ATHEXCSD indicator to cater for events not covered by the ISO standard.

Key Dates. It lists the key dates used in the processing of corporate actions.

Messages. It provides an overview of the communication messages supported by ATHEXCSD.

Distributions. It describes the triggering events and the content of the messages for the various types of cash and securities distributions.

Reorganizations. It describes the triggering events and the content of the messages for the various types of reorganizations, such mergers, acquisitions, tender offers, etc.

Other Events. It describes the triggering events and the content of the messages for any event that does not fit into any of the other CA event types.

General Meetings. It describes the triggering events and the content of the messages for General Meetings.

Statement of Holdings (MT535). It describes the content of the MT535 message.

Handling of Specific Actions . It describes the handling of special cases like invetor account deactivation while an event is running.



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2 Subscription Model

ATHEXCSD creates corporate action events in the CA module of the DSS. The creation of an event triggers the life cycle of message exchanges between ATHEXCSD and its CSD Participants.

2.1 CSD Participant Subscription to the corporate actions and MT535 messaging

All corporate actions and MT535 messages will be based on a service available upon subscription.

Each time ATHEXCSD registers a corporate action with the DSS, the messaging mechanism between ATHEXCSD and the Participants subscribed to the relevant subscription service will be activated. The Participant will be able to change its subscription to the service when a corporate action is in progress but the change will take effect from the next time messages need to be sent regarding some corporate action, whether in progress or new.

The Participant will be able to declare the accounts for which it wishes to receive and send messages. The Participant may choose to receive messages for either both corporate actions and MT535 or one of them. With regards to MT535, the Participant will also be able to choose whether to receive messages for all the accounts he has declared or only for those accounts that have their balances changed from the previous day.

It should be noted that until the record date, messages will be sent per Participant (not per account) for the purpose of providing notification of corporate actions, while after this date and until the completion of the corporate action, messages will be sent with balances and calculations per account. The types of messages which will be communicated are summarized in the table below:

Message Subscription Model

Type Function Messages Sent

ΜΤ564/568

NEWM per Participant

REPL per Participant

CANC per Participant or per account

WITH per Participant or per account

REPE per account

RMDR per account

MT565 All functions per account


ΜΤ566 All functions per account


If a corporate action is already in progress for a security, and an account is credited for the first time with this security, a NEWM message is sent, which includes all the information, even if other accounts receive the same notification as replacement (REPL) or reminder (RMDR).

ATHEXCSD will not send additional messages to an investor account or Participant if its balance is zero, but will send a MT564 (REPL) message with the most recent information if the balance is increased again.

ATHEXCSD will not send notification messages (REPL) to track changes to account balance or pending settlements (PENR / PEND).

2.2 Corporate action instructions

ATHEXCSD will accept corporate action instructions during the election period of an elective event until the response deadline.

ATHEXCSD will reject the instruction if it is sent after the response deadline as well as in cases where ATHEXCSD is unable to block the instructed quantity in the securities account (e.g. in a squeeze-out event).



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2.3 Election cancelation messages

Corporate action election instructions can be cancelled during the election period until the specified revocability deadline (usually, equal to the response deadline).

2.4 Status reporting

ATHEXCSD will send status messages informing CSD Participants on the status of their submitted corporate action instructions and cancellation requests as soon as they are processed by ATHEXCSD.

2.5 Reminders

CSD Participants will be able to choose whether they wish to receive reminders or not. Reminders will be sent to CSD Participants with uninstructed balances for elective events for which ATHEXCSD accepts instructions. Reminding messages (MT564 RMDR) will be sent to CSD Participants at the start of the business day preceding the response deadline date. If options have differing deadlines, reminders will be sent per option.



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3 Corporate Action Events and ATHEXCSD Indicators

The following table includes:

A description of the corporate action event types that are supported for the Greek market by ATHEXCSD.

The mapping of the corporate action event types to the relevant SWIFT codes (:22F:: CAMV/CAEV).

The description of the SWIFT code.

The ATHEXCSD Corporate Action indicator that will be used for identifying uniquely each event type. The indicator will be used for all events including those not explicitly covered by existing SWIFT codes (SWIFT field 22F::CAEV). The indicator is five-characters long and is included in the beginning of the corporate action reference of each MT564/MT566 message (SWIFT field 20C::CORP).



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DSS Internal Code & Event Type

DSS Event Type Description Mandatory

Indicator (22F::CAMV)

15022 Code (:22F::CAEV)

15022 Code Description

ATHEXCSD Indicator Codes

(:20C::CORP)

Cash Distributions

07 Μέρισμα Cash dividend

Distribution of cash to shareholders, in proportion to their equity holding.

MAND DVCA Cash Dividend 07006

70 Προμέρισμα Interim dividend

An interim dividend is a dividend payment made before a company's annual general meeting and the release of final financial statements. It usually accompanies the company's interim financial statements. There is no reduction to the nominal value of the share.


27 Τόκος προνομίου Interest in preferred shares

This event applies to preference shares. According to the company’s articles of association, a distribution of preferred dividend can take place provided the preference shares will not participate in the company’s profits for a specific period of time, which is determined when the shares are issued. There is no reduction to the nominal value of the share.


50 Διανομή τοκομεριδίου Interest payment – Corporate bonds

Coupon payment distributed to holders of an interest bearing asset.

MAND INTR Interest Payment 50034

60 Διανομή τοκομεριδίου Κρατικών Ομολόγων Interest Payment – Government bonds

Coupon payment distributed to holders of an interest bearing asset.




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50 Διανομή πρόσθετου ποσού στην λήξη Additional cash distribution – Corporate bonds

Additional distribution of cash to holders at the time of the total redemption of the entire issue.


71 Επιστροφή κεφαλαίου Return of capital

Reduction of nominal value of a single share. The number of circulating shares remains unchanged. This event includes a cash payout to shareholders.

MAND DΕCR Decrease in

Value 71004

53 Αποπληρωμή ομολογίας (τελική) Total redemption

The redemption of an entire outstanding issue of securities, for example, bonds, preferred equity, funds, by the issuer or its agent, for example, asset manager, at final maturity.

MAND REDM Total

Redemption 53036

53 Αποπληρωμή ομολογίας (πρόωρη) Total redemption

The redemption of an entire issue outstanding of securities, eg, bonds, preferred equity, funds, by the issuer or its agent, before final maturity.

MAND MCAL Full Call/Early Redemption

53044

37 Ειδικά αποθεματικά Premium dividend

This corporate event pays shareholders an amount in cash issued from the shares premium reserve. It is similar to a dividend but the tax implications are different.

MAND SHPR Capital Reserve 37028

Securities Distributions

01 ΑΜΚ με Δωρεάν Bonus Issue

Shareholders receive additional securities free of payment. The nominal value of the share does not change. A company calls a Bonus Issue to increase the liquidity of the company's shares in the market.

MAND BONU Bonus Issue 01001

13 Αρχείο Κατανομής Dividend in kind

Shareholders receive shares in lieu of dividend. The nominal value of the share does not change.

MAND OTHR Other Event 13010

13 Αρχείο Κατανομής Interim dividend in kind

Shareholders receive shares in lieu of interim dividend. The nominal value of the share does not change.




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13 Αρχείο Κατανομής Share capital increase due to rights issue

Bondholders receive shares due to capital increase through a rights issue. The nominal value of the share does not change.


13 Αρχείο Κατανομής Merger with a non-listed company

Shareholders of the non-listed company receive shares of the merging company. The nominal value of the share of the merging company does not change.


13 Αρχείο Κατανομής Merger with cash distribution

Shareholders of the non-listed company receive cash from the merging company. The nominal value of the share of the merging company does not change.


13 Αρχείο Κατανομής Contribution in kind

The contributing shareholders receive additional shares. The nominal value of the share does not change.


13 Αρχείο Κατανομής Private placement

Some investors (shareholders or not) receive shares. The nominal value of the share does not change.


13 Αρχείο Κατανομής Private placement in favour of creditors

Some investors (shareholders or not) receive shares. The nominal value of the share does not change.


13 Αρχείο Κατανομής Share capital increase due to bond conversion

Bondholders receive shares. The nominal value of the share does not change.


13 Αρχείο Κατανομής Stock option

Some shareholders receive shares. The nominal value of the share does not change.


14 Νέα εισαγωγή Initial recording

Securities are registered in ATHEXCSD for the first time. MAND OTHR Other Event 14026



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17 Διαγραφή χρεογράφου Deletion of securities from register

Securities are deregistered from ATHEXCSD. Reasons:

Delisting from ATHEX

Request by the issuer


10 Άσκηση Δικαιωμάτων Προτίμησης Intermediate Securities Distribution

Capital increase against payment with allocation of subscription rights.

MAND RHDI Intermediate

Securities Distribution

10027

Distributions with Options

07 Μέρισμα Cash dividend

Shareholders are offered the option to receive the dividend in cash and/or shares (usually at a discount).

CHOS DVOP Dividend Option 07038

Mandatory Reorganizations with Options

3410 Άσκηση Δικαιωμάτων Προτίμησης Intermediate Securities Distribution

Call or exercise of intermediate securities resulting from an intermediate securities distribution (RHDI). This is the event following the RHDI.

CHOS EXRI Subscription

Rights 3410039

80 Υποχρεωτική Εξαγορά Squeeze out

The offeror owning at least 90% of a company's shares has the right to "squeeze out" the remaining minority of shareholders by paying them an compensation. The offeror gives the holder the right to receive the compensation through either his CSD Participant or the Consignments And Loans Fund.

CHOS TEND Squeeze Out 80033

45 Συμμετοχή σε Εταιρική Πράξη Merger with options

Used for cross border mergers (e.g. Coca-Cola, Viohalco, etc.) CHOS MRGR Merger 45021

Mandatory Reorganizations without Options



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03 Split Split

Increase in a corporation's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are reduced accordingly.

MAND SPLF Split 03030

04 Reverse Split Reverse split

Decrease in a company's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are increased accordingly.

MAND SPLR Reverse Split 04031

05 Συγχώνευση με Split Merger with split

Merger of two or more companies into one new company. The shares of the old companies are consequently exchanged into shares in the new company according to an old to new ratio less than one (e.g. 1:3).

MAND MRGR Merger 05023

19 Συγχώνευση 1:1 Merger 1:1

Merger of two or more companies into one new company. The shares of the old companies are consequently exchanged into shares in the new company according to a 1:1 ratio.


20 Συγχώνευση με Reverse Split Merger with reverse split

Merger of two or more companies into one new company. The shares of the old companies are consequently exchanged into shares in the new company according to an old to new ratio more than one (4:1).


31 Μετατροπή χρεογράφου ίδιας εκδότριας Conversion

Conversion of securities (generally convertible bonds or preferred shares) into another form of securities (usually common shares) at a pre-stated price/ratio.

MAND CONV Conversion 31002

Voluntary Events

45 Συμμετοχή σε Εταιρική Πράξη Tender Offer

An offer made to holders by a third party, requesting them to sell (tender) or exchange their securities.

VOLU TEND Tender Offer 45041



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45 Συμμετοχή σε Εταιρική Πράξη Exchange

Exchange of holdings for other securities and/or cash. The exchange can be either mandatory or voluntary involving the exchange of outstanding securities for different securities and/or cash.

VOLU EXOF Exchange 45042

55 Μετατροπή ομολογιών σε μετοχές Conversion

Conversion of convertible bonds into another form of securities (usually common shares) at a pre-stated price/ratio.

VOLU CONV Conversion 55043

48 Πρόταση Εξαγοράς Non-Official offer

Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example third party offer.

VOLU NOOF Non-Official

offer 48025

Other Events

18 Μεταβολή Στοιχείων Decrease in value

Reduction of nominal value of a single share or the value of fund assets. The number of circulating shares/units remains unchanged.

MAND DECR Decrease in

Value 18003

18 Μεταβολή Στοιχείων Increase in value

Increase in the nominal value of a single security. The number of circulating securities remains unchanged.

MAND INCR Increase in Value 18045

18 Μεταβολή Στοιχείων Change

Information regarding a change further described in the corporate action details.

MAND CHAN Change 18046

General Meetings

08 Τακτική Γ.Σ με δεσμεύσεις Ordinary AGΜ

Shareholders block their shares in order to attend the Ordinary General meeting.

VOLU OMET Ordinary General

Meeting 08040



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08 Επαναληπτική Τακτική Γ.Σ με δεσμεύσεις Ordinary AGΜ

Shareholders block their shares in order to attend the Adjourned Ordinary General meeting.


Meeting 08047

82 Τακτική Γ.Σ με μετοχολόγιο Ordinary AGΜ

Shareholders as of the Record Date are entitled to participate in the Ordinary General Meeting.


Meeting 82040

82 Επαναληπτική Τακτική Γ.Σ με μετοχολόγιο Ordinary AGΜ

Shareholders as of the Record Date are entitled to participate in the Adjourned Ordinary General Meeting.


Meeting 82047

08 Έκτακτη/Ειδική Γ.Σ με δεσμεύσεις Ordinary EGΜ

Shareholders block their shares in order to attend the Extraordinary or Special General meeting.

VOLU XMET Extraordinary or Special General

Meeting 08048

08 Επαναληπτική Έκτακτη/Ειδική Γ.Σ με δεσμεύσεις Extraordinary EGΜ

Shareholders block their shares in order to attend the Adjourned Extraordinary or Special General meeting.

VOLU XMET Extraordinary or special general

meeting 08049

82 Έκτακτη/Ειδική με μετοχολόγιο Extraordinary EGΜ

Shareholders as of the Record Date are entitled to participate in the Extraordinary or Special General Meeting.


meeting 82048

82 Επαναληπτική Έκτακτη/Ειδική με μετοχολόγιο Extraordinary EGΜ

Shareholders as of the Record Date are entitled to participate in the Adjourned Extraordinary or Special General Meeting.


meeting 82049

08 Έκτακτη/Ειδική Γ.Σ με δεσμεύσεις Ordinary EGΜ

Bondholders block their bonds in order to attend the Extraordinary or Special General meeting.

VOLU BMET Extraordinary or Special General

Meeting 08050

08 Επαναληπτική Έκτακτη/Ειδική Γ.Σ με δεσμεύσεις Extraordinary EGΜ

Bondholders block their bonds in order to attend the Adjourned Extraordinary or Special General meeting.

VOLU BMET Extraordinary or special general

meeting 08051



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82 Έκτακτη/Ειδική με μετοχολόγιο Extraordinary EGΜ

Bondholders as of the Record Date are entitled to participate in the Extraordinary or Special General Meeting.


meeting 82050

82 Επαναληπτική Έκτακτη/Ειδική με μετοχολόγιο Extraordinary EGΜ

Bondholders as of the Record Date are entitled to participate in the Adjourned Extraordinary or Special General Meeting.


meeting 82051

3.1 ATHEXCSD Narrative IndicatorADTX Narrative Indicator

ATHEXCSD will use an the ADTX Narative Indicator in the narrative field 70a in order to streamline information that cannot be disseminated via existing fields. The indicator may be used for all event types. The indicator will be three-characters long and will be included in the beginning of the narrative field of MT564 message (optional sequence Additional Information, field :70E: :COMP//). More information on its usage may be found in the sections describing the various events. The following table lists the various cases for which the indicator would be used.

ADTX Narrative Indicator (:70E: :COMP//)

Case Description Example

001ADTX Exception reason: Own shares :16R: ADDINFO :70E: :COMPADTX//Own shares 001 :16S: ADDINFO

ADTX002 Exception reason: Offeror

:16R: ADDINFO :70E: :COMPADTX//Offeror002 :16S: ADDINFO

ADTX003 Exception reason: Supervised person

:16R: ADDINFO :70E: :COMPADTX//Supervised person003 :16S: ADDINFO

ADTX004 Exception reason: Coordinated person

:16R: ADDINFO :70E: :COMPADTX//Coordinated person004 :16S: ADDINFO



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ADTX Narrative Indicator (:70E: :COMP//)

Case Description Example

ADTX005 The payment will be carried out by another CSD Participant

:16R: ADDINFO :70E: :COMPADTX//The payment will be carried out by another CSD Participant005 :16S: ADDINFO

ADTX006 Securities transfer due to merging of Investor Shares

:16R: ADDINFO :70E: :COMPADTX//Securities transfer due to merging of Investor Shares006 :16S: ADDINFO

ADTX007 Securities transfer from another Participant

:16R: ADDINFO :70E: :COMPADTX//Securities transfer from another Participant007 :16S: ADDINFO

ADTX008 Securities transfer to another Participant

:16R: ADDINFO :70E: :COMPADTX//Securities transfer to another Participant008 :16S: ADDINFO

ADTX009 Credit of additional shares due to fractional aggregation into the Investor's Share

:16R: ADDINFO :70E: :COMPADTX//Credit of additional shares due to fractional aggregation into the Investor's Share009 :16S: ADDINFO



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4 Key Dates

The processing of corporate action events and the exchange of messages will be based upon the key dates listed below. Dates applicable to a specific event type and their usage are described in the sections describing the events.

4.1 Announcement Date

The announcement date (AN-DT) is the date the event is made public by the issuer.

4.2 Meeting Date

The meeting date (MT-DT) is the date the general meeting takes place.

4.3 Ex-Date

Τhe ex-date (X-DT) is the date as from which trading (including exchange and OTC trading) occurs on the underlying security without the associated benefits. Τhe ex-date precedes the record date by one settlement cycle plus one day, for example, based on a T+2 settlement cycle the ex-date is the date preceding the record date by one (business) day.

4.4 Record Date

The record (RD-DT) date is the date which is used for determining entitlements based on settled positions recorded in the books of ATHEXCSD. Settled positions are recorded after the close of the business day.

4.5 Payment Date

The payment date (PM-DT) is the date on which the payment (cash or securities) is due to be paid to the eligible holders.

4.6 Effective Date

The effective date (EF-DT) is the date on which an event is officially effective from the issuer's perspective. Effective Date is used in events where there is no concept of entitlement, for instance Name Change (CHAN, DECR).

4.7 Last Trading Date

For reorganizations that lead to an ISIN change, the last trading date (L-TD) is the last date to trade the underlying security in the old ISIN. The last trading date should precede the record date by at least one settlement cycle.

4.8 Market Deadline

For elective events, the market deadline (M-DD) specifies the last possible date when the issuer expects a response to the event.

4.9 Response Deadline

The response deadline date (R-DD) is set by ATHEXCSD to collect instructions from its CSD Participants for an elective event. It usually precedes the market deadline by at least a business dayResponse deadline equals market deadline for corporate actions managed by ATHEXCSD.

For events for which ATHEXCSD acts as an Issuer CSD, response deadline is equal to market deadline. In case the response deadline is earlier than the market deadline, the notifications will include both the market deadline date and time set by the issuer as well as the ATHEXCSD’s own response deadline date and time.



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4.10 Election Period

The election period (EL-P) is the period during which an eligible holder of securities can make an election for an elective corporate action event. The period of action is determined by the issuer and always ends on market deadline.

4.11 Expiration Date

The expiration date (EXP-DT) is the date at which an option or a right expires, and therefore cannot be exercised any longer.

4.12 Trading period

The trading period (TRD-P) is the period during which intermediate securities are tradable in a secondary market.



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5 Messages

This section provides an overview of the communication messages that ATHEXCSD will use to inform CSD Participants as well as messages CSD Participants will be able to use to instruct ATHEXCSD.

5.1 MT564/568

This message provides an account owner with the details of a corporate action event along with the possible elections or choices available to the account owner. It may also:

Announce the cancellation of a previously sent corporate action notification,

re-send a corporate action notification previously sent,

provide a third party with a copy of the message.

There are multiple types of MT 564 notifications:

New corporate action (NEWM): notification sent upon announcement of the corporate action by the

ATHEXCSD.

Replacement (REPL): update on a corporate action that has already been announced.

Cancellation (CANC): cancellation of an existing corporate action (Message to cancel a corporate action event

previously announced by ATHEXCSD or a previously sent Preliminary Advice of Payment message

(:22F::ADDB//CAPA in sequence D)).

Withdrawal (WITH): withdrawal of an existing corporate action (Message sent to void a previously sent

notification due to the withdrawal of the event or offer by the issuer).

Entitlement (REPE): entitlement message providing the eligible balance, the payment amount will be

calculated on.

Reminder (RMDR): Message sent as a reminder of an event taking place.

5.1.1 Initial announcement

The initial announcement (MT564 NEWM) will be sent to CSD Participants as soon it is inserted into DSS, usually during the same date the event is made public by the issuer. The announcement will be sent to CSD Participants already holding the corresponding security. Similarly, ATHEXCSD will notify CSD Participants that obtain the security between the announcement date and the record date. All announcements will be based on available positions. There will be no announcements/notifications for pending settlements.

An initial announcement may be preliminary or completed. As long as the full details of the corporate action are not known, tag 25D will have the value PREC. It will get the value COMP only when the full details of the corporate action are made available by the issuer (usually, following the General Meeting - on Record Date the MT564 should be COMP). This is valid irrespectively of the values that tag 23G takes (NEWM, REPL, REPE).

A preliminary announcement (25D tag = PREC) will contain at least the following:

The CA reference number (20C::CORP).

The CA indicator (22F:CAEV).

The CA Mandatory/Voluntary indicator (22F::CAMV).

The CA Processing Status (25D::PROC).

The Financial Instrument Identifier (35B::ISIN).

5.1.2 Replacement announcement

A replacement announcement (MT564 REPL) may be sent to CSD Participants before or during the record date to update previously communicated information.

5.1.3 Eligibility

An eligibility message (MT564 REPE) will be sent to an account owner in order to confirm the final eligible balance.



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In case a payment is to be made to another CSD Participant (due to pledges) the final balance will provided as Not Eligible in the field: (:93C: :BLOK//UNIT/NELG) and an exception reason will be provided in the field :70E:.

5.1.4 Cancelation/Withdrawal

A cancelation message (MT564 CANC) will be sent to CSD Participants when ATHEXCSD wishes to cancel a:

1. Message previously announced. In this case, the value of the field :20C: in the Subsequence “A1 Linkages” will

be PREV// including the SEME of the message to be canceled.

2. Corporate event previously announced. In this case, the value of the field :20C: in the Subsequence “A1

Linkages” will be CORP// including the SEME of the Corporate Action to be canceled.

The withdrawal message (MT564 WITH) will be sent to CSD Participants when the issuer wishes to cancel a corporate event previously announced.

5.2 MT566

This message confirms to the account owner that securities and/or cash have been credited/debited to an account as the result of a corporate action event. It may also:

reverse a previously sent corporate action confirmation,

re-send a corporate action confirmation previously sent,


MT 566 confirmation will not be provided when there are no outturn benefits (for example a change of nominal value).

5.2.1 Reversal

A reversal message (MT566 REVR) will be sent to a CSD Participant to reverse a previously sent corporate action MT566 confirmation. A reversal message may be followed by a new confirmation message (e.g., during a recalculation of a cash distribution for specific accounts following a request by a CSD Participant).

The MT 566 REVR is exactly the same as the message it reverses.

For example an original MT 566 reported a credit of USD 100.00 with function NEWM. If this has to be reversed, the new MT 566 has REVR as function of the message and still reports a credit of USD 100.00. By virtue of the function of the message being a reversal it is known that the opposite is occurring.

The only difference from the original message may be the posting, value and preparation dates. All other details are the same.

5.3 MT565

This message is sent by an account owner to an account servicer (account servicing institution). The account owner may be a global custodian which has an account with its local agent (sub custodian) or an investment management institution or a broker/dealer which has an account with their custodian.

This message provides the custodian with instructions on how the account owner wishes to proceed with a corporate action event. Instructions include investment decisions regarding the exercise of rights issues, the election of stock or cash when the option is available, and decisions on the conversion or tendering of securities. This message may also

request the cancellation of a previously sent corporate action instruction,

re-send a corporate action instruction previously sent,


The MT 565 is a response to an MT 564 and the option number and option code should be one of those announced in the related MT 564. If a mismatch occurs between the MT 565 and the MT 564, the MT 565 will be rejected.

The mandatory and optional MT 565 fields are listed below:



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Corporate action event reference number. As with all messages in a corporate action, it is important to include

the correct corporate action number for reconciliation purposes.

Message reference number of the instruction.

Function of the message (new message or cancellation).

Link to the announcement or entitlement message.

The corporate action underlying instrument identified by its ISIN.

Account Information.

Eligible Balance. The total amount of securities that could be elected upon, regardless of whether any elections

have already taken place. This is not the number of securities the election is made for.

The option number relating to the required option.

The option code.

Quantity of election. This is the number of eligible securities to be elected upon or, if applicable, the number of

securities to be received.

5.4 MT567

This message is sent by an account servicer (account servicing institution) to an account owner or its designated agent. The account servicer may be a local agent (sub-custodian) acting on behalf of their global custodian customer, or a custodian acting on behalf of an investment management institution or a broker/dealer.

This message advises the status, or a change in status, of a corporate action-related transaction previously instructed by, or executed on behalf of, the account owner. This will include the acknowledgement/rejection of a corporate action instruction or the acknowledgement/rejection of a request to cancel an outstanding instruction. It may also provide a reason as to why a corporate action event has not been completed by the announced payment dates. This message may also

re-send a corporate action status previously sent,


ATHEXCSD will only send an MT567 as a reply to an MT565.

5.5 MT535

Statement of Holdings. This message is sent by an account servicer (account servicing institution) to an account owner.

This message reports the quantity and identification of financial instruments which the account servicer maintains for the account owner, at a specified time. The statement reconciles the books of the account owner and the account servicer for the specified safekeeping account or sub-safekeeping account.



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6 Distributions

The present chapter describes the triggering events and the content of the messages for the various types of cash and securities distributions.

6.1 Cash Distributions

Two different cash payment methods may be used for distributing cash:

1. Cash payment by a Paying Agent. The payment is carried-out by a bank following an agreement with the issuer.

ATHEXCSD provides the data to the bank (i.e. the amount due per CSD Participant) on record date plus one

business day.

2. Cash payment by ATHEXCSD. The payment is carried-out by ATHEXCSD. ATHEXCSD credits the cash amount to

CSD Participants’ settlement cash accounts on the payment date.

For the above mentioned cases, the identity of the Paying Agent, as decided by the Issuer, will be part of the MT564 notification message (95P::PAYA).

6.1.1 Key Dates

The following dates are relevant for the processing of cash distributions and the message exchange:

Announcement date.

Ex-date.

Record date.

Record date +1.

Payment date.

6.1.2 Messages

ATHEXCSD will send the following messages to CSD Participants:

MT564/568.

MT566.

6.1.3 Processing Timeline

The drawing and the table below display the sequence of events together with their triggering points that are going to take place in order to service a cash distribution:



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Announcement Date Ex Date Record Date RD +1 Payment DateKey Dates

ISO15022

___________At least 3 business days___________

MT 564 NEWMMT 568 NEWM

MT 564 REPLMT 568 REPL

MT 564 REPE MT 566 NEWM MT 566 RVSL

MT 564 CANCMT 564 WITH

Cash Distributions

Message MT564/568 NEWM MT564/568 REPL MT564/568 REPE MT566 NEWM MT564 CANC MT564 WITH

MT566 RVS

Business Function

Initial announcement

Replacement of announcement

Replacement of announcement with eligibility

Confirmation Cancellation Reversal

Direction ΑΤΗΕΧCSD -> CSD Participant

Message Trigger

After insertion into DSS

After update of: 1) Record date 2) Payment date 3) Gross amount 4) Tax amount 5) Paying agent 6) Free text

On record date +1 or after a recalculation to an investor's entitlements taking place until the payment date

On payment date After CA cancellation

Following a recalculation to an investor's entitlements taking place after the payment date

6.1.4 Business Specifics

The following sections explain the rationale behind various business aspects of message exchange and their content.

6.1.4.1 Initial announcement

An initial completed announcement (25D tag = COMP) will contain at least the following:






The dividend type indicator (22F::DIVI) if (22F:CAEV//DVCA) and the event is Interim Dividend.

The Ex date (98A::XDTE).

The Record date (98A::RDTE).

The Payment date (98A::PAYD).

The Gross Dividend Rate (92F::GRSS).



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The Withholding Tax Rate (92A::TAXR). The default tax rate will be provided in the initial announcement.

Other business information that may be contained in the notification include:

(:70E: :COMP70E: :ADTX//). The ADTX Narrative Indicator will be provided in cases like exception from issuer, transfers, etc.

(:70E: :ADTX//). The field will list all additional information available for a corporate action in chronological order.

6.1.5 Grouped messaging

Messages sent before the record date will not be sent per securities account. Instead, a single message with the value of the safekeeping account (field 97C) set as “GENR” will be sent to inform about an event or replace previously sent information.

6.1.6 Message Specifications

This section provides specifications for MT564, MT568 and MT566 message types.

6.1.6.1 MT564

M/O Tag Field name Qualifier Format Codes Content/Comment

Mandatory Sequence A – General Information

M :16R: Start of Block 16c GENL

O :28E: Page Number/Continuation Indicator

5n/4!c

LAST

MORE

ONLY

M :20C: Corporate action reference CORP :4!c//16x Corporate action reference (provided by DSS)

M :20C: Senders reference SEME :4!c//16x Reference provided by DSS

M :23G: Function of the message

NEWM

4!c[/4!c]

REPL

REPE

WITH

CANC

M :22F: Indicator CAEV :4!c/[8c]/4!c

DVCA Cash dividend

REDM Bond redemption

MCAL Full Call/Early Redemption

DECR Return of Capital

SHPR Capital Reserve

INTR Interest payment

M :22F: Mandatory/Voluntary indicator

CAMV :4!c/[8c]/4!c MAND

O :98C: Preparation Date/Time PREP :4!c//8!n6!n

M :25D: Processing Status PROC :4!c/[8c]/4!c PREC

COMP

Optional Repetitive Subsequence A1 Linkages

M :16R: Start of Block 16c LINK

Ο :20C: Senders reference PREV :4!c//16x Reference of previous MT564 sent for the same CA



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M :16S: End of Block

16c LINK


16c GENL

Mandatory Sequence B - Underlying Securities

M :16R: Start of Block 16c USECU

M :35B: Financial Instrument Identifier [ISIN1!e12!c] [4*35x]

(Subfield 1) Security Identification - ISIN (Subfield 2) Security Description (Subfield 3) «Security Code» followed by DSS Security Code

Optional Subsequence B1 Financial Instrument Attributes

M :16R: Start of Block 16c FIA

O :94B: Place of Listing PLIS :4!c/[8c]/4!c[/30x] EXCH XATH or ENAX

M :16S: End of Block 16c FIA

Mandatory Repetitive Subsequence B2 - Account Information

M :16R: Start of Block 16c ACCTINFO

M

:97A: Safekeeping Account SAFE :4!c//35x 10-digit account number

:97C: Safekeeping Account SAFE :4!c//4!c GENR For messages sent before the record date

O :94F: Place of Safekeeping SAFE :4!c//4!c/4!a2!a2!c[3!c] NCSD Registered BIC of ATHEXCSD

O :93B: Balance ELIG

:4!c/[8c]/4!c/[N]15d UNIT ELIG will be provided only when 23G=REPE

O :93C: Balance BLOK :4!c//4!c/4!c/[N]15d UNIT/NELG

Will be provided when 23G=REPE and there is an exception from payment or the payment will be carried out by another CSD Participant


16c ACCTINFO

M :16S: End of Block 16c USECU

Optional Sequence D – Corporate Action Details

M :16R: Start of Block 16c CADETL

O :98A: Ex/Dividend or Distribution Date

XDTE :4!c//8!n

O :98A: Record Date RDTE :4!c//8!n

O :22F: Dividend Type Indicator DIVI :4!c/[8c]/4!c INTE

Will be provided when CAEV=DVCA and the Corporate Action Event Type is Interim Dividend

M :16S: End of Block 16c CADETL

Optional Repetitive Sequence E – Corporate Action Options

M :16R: Start of Block 16c CAOPTN

M :13A: Number Identification CAON :4!c//3!c

M :22F: Option Code Indicator CAOP :4!c/[8c]/4!c CASH

O :11A: Currency OPTN :4!c//3!a



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M :17B: Flag DFLT :4!c//1!a Y

Optional Repetitive Subsequence Ε1 – Securities Movement

M :16R: Start of Block 16c SECMOVE Will be provided when CAEV=REDM or MCAL

M :22H: Credit/Debit Indicator CRDB :4!c//4!c DEBT

M :35B: Identification of new Financial Instrument Identifier

[ISIN1!e12!c] [4*35x]


O :36B: Entitled Quantity of securities to be debited

ENTL :4!c//4!c/15d UNIT

M

:98A: Date, when the securities will be debited

PAYD :4!c//8!n

:98B: Date, when the securities will be debited

PAYD :4!c/[8c]/4!c UKWN Will be provided when the Payment date is Unknown

M :16S: End of Block 16c SECMOVE

Optional Repetitive Subsequence Ε2 – Cash Movement

M :16R: Start of Block 16c CASHMOVE

M :22H: Credit/Debit Indicator CRDB :4!c//4!c CRED

DEBT

O :97A: Cash Account CASH :4!c//35x

Will be provided when Payment performed from ATHEXCSD and :23G: = REPE

O :19B: Gross Amount GRSS :4!c//3!a15d CurCode Will be provided when :23G: = REPE

O :19B: Redemption Premium Amount REDP :4!c//3!a15d CurCode Will be provided when :23G: = REPE and CAEV=REDM OR MCAL

O :19B: Withholding Tax Amount TAXR :4!c//3!a15d CurCode Will be provided when :23G: = REPE

O :19B: Net Cash Amount NETT :4!c//3!a15d CurCode Will be provided when :23G: = REPE

M

:98A: Payment Date PAYD :4!c//8!n

:98B: Payment Date PAYD :4!c/[8c]/4!c UKWN Will be provided when the Payment date is Unknown

O :92F: Gross Dividend Rate GRSS :4!c//3!a15d CurCode

O :92A: Withholding Tax Rate TAXR :4!c//3!a15d

M :16S: End of Block 16c CASHMOVE

M :16S: End of Block 16c CAOPTN

Optional Sequence F – Additional Information

M :16R: Start of Block 16c ADDINFO

O :70E: Narrative ADTX :4!c//10*35x ADTX Narrative Indicator

O :70E: Narrative COMP :4!c//10*35x ADTX Narrative Indicator

O :95P: Paying Agent PAYA :4!c//4!a2!a2!c[3!c] Registered BIC of Paying Agent

M :16S: End of Block 16c ADDINFO



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6.1.6.2 MT568





5n/4!c

LAST

MORE

ONLY




NEWM

4!c[/4!c]

REPL

REPE

WITH

CANC


DVCA Cash dividend









Ο :13Α: Linked Message :4!c//3!c LINK


M :16S: End of Block 16c LINK

M :16S: End of Block 16c GENL

Optional Sequence B - Underlying Securities


M :97Α: Safekeeping Account SAFE :4!c//35x 10-digit account number

Ο :35B: Financial Instrument Identifier

[ISIN1!e12!c] [4*35x]







Mandatory Sequence C Additional Information



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Μ :70E: Narrative ADTX :4!c//10*35x


6.1.6.3 MT566






M :23G: Function of the message NEWM

4!c[/4!c] REVR


DVCA Cash dividend









O :13A: Linked Message LINK :4!c//3!c 564






M :97A: Safekeeping Account SAFE :4!c//35x 10-digit account number

M :94F: Place of Safekeeping SAFE :4!c//4!c/4!a2!a2!c[3!c] NCSD Registered BIC of ATHEXCSD






M :16S: End of Block FIA

O :93B: Balance ELIG :4!c/[8c]/4!c/[N]15d UNIT



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Will be provided when there is an exception from payment or the payment will be carried out by another CSD Participant

M :93B: Balance CONB :4!c/[8c]/4!c/[N]15d UNIT The UNIT will be zero (0) when the previous field 93C is provided


Optional Sequence C – Corporate Action Details


O :98A: Ex/Dividend XDTE :4!c//8!n


O :22F: Dividend Type Indicator DIVI :4!c/[8c]/4!c INTE

Will be provided when CAEV=DVCA and the Corporate Action Event Type is Interim Dividend


Mandatory Sequence D – Corporate Action Confirmation

M :16R: Start of Block 16c CACONF



Optional Repetitive Subsequence D1 – Securities Movement

M :16R: Start of Block 16c SECMOVE Will be provided when CAEV=REDM or MCAL



[ISIN1!e12!c] [4*35x]


M :36B: Quantity of securities to be debited

PSTA :4!c//4!c/15d UNIT

M :98A: Posting Date POST :4!c//8!n

O :98A: Payment Date PAYD :4!c//8!n


Optional Repetitive Subsequence D2 – Cash Movement


M :22H: Credit/Debit Indicator CRDB :4!c//4!c

CRED

DEBT

O :97A: Cash Account CASH :4!c//35x Will be provided when Payment performed from ATHEXCSD

M :19B: Posting Amount PSTA :4!c//3!a15d CurCode

O :19B: Net Cash Amount NETT :4!c//3!a15d CurCode

O :19B: Gross Amount GRSS :4!c//3!a15d CurCode



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O :19B: Redemption Premium Amount REDP :4!c//3!a15d CurCode Will be provided when :23G: = REPE and CAEV=REDM or MCAL

O :19B: Withholding Tax Amount TAXR :4!c//3!a15d CurCode


O :98A: Value Date VALU :4!c//8!n Will be provided when the Paying Agent is ATHEXCSD

O :98A: Payment Date PAYD :4!c//8!n Will be provided when the Paying Agent is ATHEXCSD




M :16S: End of Block 16c CACONF

Optional Sequence E – Additional Information


O :70E: Narrative ADTX :4!c//10*35x

O :95P: Paying Agent PAYA :4!c//4!a2!a2!c[3!c] Registered BIC of the Paying Agent


6.1.7 Message Examples

This section provides examples of MT564 (NEWM, REPE), MT568 and MT566 message types.

6.1.7.1 MT564 NEWM Interim dividend

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//7000700000051110

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//DVCA

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)

Security Code GRS000233000

:16R: FIA

:94B: :PLIS//EXCH/XATH

:16S: FIA

:16R: ACCTINFO



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:97C: :SAFE//GENR

:94F: :SAFE//NCSD/HCSDGRAA

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :DIVI//INTE

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220

:92F: :GRSS//EUR10,

:92A: :TAXR//30,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO

:95P: :PAYA//PIRBGRAA

:16S: ADDINFO

6.1.7.2 MT564 NEWM Decrease in Value

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//7100400000051119

:20C: :SEME//0000000000000221

:23G: NEWM

:22F: :CAEV//DΕCR

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000



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TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220

:92F: :GRSS//EUR1,

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO


:70E: :ADTX//new par value of €0.56 per share

:16S: ADDINFO

6.1.7.26.1.7.3 MT564 NEWM Interest Payment

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//5003400000051111

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//INTR



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:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRC1451184D4

BOND GEK TERNA (-CB)

Security Code GRC1451184D4

:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220

:92F: :GRSS//EUR0,5

:92A: :TAXR//15,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO

:95P: :PAYA// HCSDGRAA

:16S: ADDINFO

6.1.7.36.1.7.4 MT564 NEWM Redemption

:16R: GENL



Version: 1.42 - 18/8/2020

:28E: 1/ONLY

:20C: :CORP//5303600000051112

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//REDM

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRC1451184D4



:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRC1451184D4



:36B: :ENTL//UNIT/5000,

:98A: :PAYD//20190220



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:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220

:92F: :GRSS//EUR0,5

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO


:16S: ADDINFO

6.1.7.46.1.7.5 MT564 NEWM Early Redemption

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//5304400000055113

:20C: :SEME//0000000000000000

:23G: NEWM

:22F: :CAEV//MCAL

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRC1451184D4



:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215



Version: 1.42 - 18/8/2020

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRC1451184D4



:36B: :ENTL//UNIT/5000,

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220

:92F: :GRSS//EUR0,5

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO


:16S: ADDINFO

6.1.7.56.1.7.6 MT564 REPE Interim dividend

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//7000700000051110

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//DVCA

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001



Version: 1.42 - 18/8/2020

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :DIVI//INTE

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: CASHMOVE

:22H: :CRDB//CRED

:19B: :GRSS//EUR50000,

:19B::TAXR//EUR15000,

:19B: :NETT//EUR35000,

:98A: :PAYD//20190220

:92F: :GRSS// EUR 10,

:92A: :TAXR//30,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO




Version: 1.42 - 18/8/2020

:16S: ADDINFO

6.1.7.66.1.7.7 MT564 REPE Interim dividend (Exception from issuer)

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//7000700000051110

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//DVCA

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93C: :BLOK//UNIT/NELG/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :DIVI//INTE

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH



Version: 1.42 - 18/8/2020

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: CASHMOVE

:22H: :CRDB//CRED

:19B: :GRSS//EUR0,

:19B::TAXR//EUR0,

:19B: :NETT//EUR0,

:98A: :PAYD//20190220

:92F: :GRSS// EUR 10,

:92A: :TAXR//30,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO


:70E: :COMP70E: ://001ADTX//OWN SHARES

:16S: ADDINFO

6.1.7.8 MT564 REPE Deacrese in Value

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//7100400000051110

:20C: :SEME//0000000000000222

:23G: REPE

:22F: :CAEV//DECR

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000221

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA




Version: 1.42 - 18/8/2020

:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: CASHMOVE

:22H: :CRDB//CRED

:19B: :GRSS//EUR5000,

:19B::TAXR//EUR0,

:19B: :NETT//EUR5000,

:98A: :PAYD//20190220

:92F: :GRSS// EUR 1,

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO



:16S: ADDINFO

6.1.7.76.1.7.9 MT564 REPE Interest Payment

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//5003400000055111

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//INTR



Version: 1.42 - 18/8/2020

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRC1451184D4



:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :GRSS//EUR2500,

:19B::TAXR//EUR375,

:19B: :NETT//EUR2125,

:98A: :PAYD//20190220



Version: 1.42 - 18/8/2020

:92F: :GRSS//EUR0,5

:92A: :TAXR//15,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO


:16S: ADDINFO

6.1.7.86.1.7.10 MT564 REPE Redemption

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//5303600000055112

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//REDM

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRC1451184D4



:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214



Version: 1.42 - 18/8/2020

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRC1451184D4



:36B: :ENTL//UNIT/5000,

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :GRSS//EUR2500,

:19B::TAXR//EUR0,

:19B: :REDP//EUR2500,

:19B: :NETT//EUR2500,

:98A: :PAYD//20190220

:92F: :GRSS// EUR 0,5

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO


:16S: ADDINFO

6.1.7.96.1.7.11 MT564 REPE Early Redemption

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//5304400000055113

:20C: :SEME//0000000000000000

:23G: REPE

:22F: :CAEV//MCAL



Version: 1.42 - 18/8/2020

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000000

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRC1451184D4



:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRC1451184D4



:36B: :ENTL//UNIT/5000,

:98A: :PAYD//20190220



Version: 1.42 - 18/8/2020

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :GRSS//EUR2500,

:19B::TAXR//EUR0,

:19B: :REDP//EUR2500,

:19B: :NETT//EUR2500,

:98A: :PAYD//20190220

:92F: :GRSS// EUR 0,5

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO


:16S: ADDINFO

6.1.7.106.1.7.12 MT566 NEWM Interim dividend

:16R: GENL

:20C: :CORP//7000700000051110

:20C: :SEME//0000000000000003

:23G: NEWM

:22F: :CAEV//DVCA

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA



Version: 1.42 - 18/8/2020

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :DIVI//INTE

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: CASHMOVE

:22H: :CRDB//CRED

:19B: :PSTA//EUR35000,

:19B: :NETT//EUR35000,

:19B: :GRSS//EUR50000,

:19B: :TAXR//EUR15000,

:98Β: :POST//20190215

:98A: :PAYD//20190215

:92F: :GRSS// EUR 10,

:92A: :TAXR//30,

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO


:16S: ADDINFO

6.1.7.13 MT566 NEWM Decrease in Value

:16R: GENL

:20C: :CORP//7100400000051110

:20C: :SEME//0000000000000223

:23G: NEWM

:22F: :CAEV//DECR

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000222

:16S: LINK



Version: 1.42 - 18/8/2020

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: CASHMOVE

:22H: :CRDB//CRED

:19B: :PSTA//EUR5000,

:19B: :NETT//EUR5000,

:19B: :GRSS//EUR5000,

:19B: :TAXR//EUR0,

:98Β: :POST//20190215

:98A: :PAYD//20190215

:92F: :GRSS// EUR 1,

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO



:16S: ADDINFO



Version: 1.42 - 18/8/2020

6.1.7.116.1.7.14 MT566 REVR Interim dividend

:16R: GENL

:20C: :CORP//7000700000051110

:20C: :SEME//0000000000000004

:23G: REVR

:22F: :CAEV//DVCA

:98C: :PREP//20190215074139

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :DIVI//INTE

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: CASHMOVE

:22H: :CRDB//CRED

:19B: :PSTA//EUR35000,

:19B: :NETT//EUR35000,

:19B: :GRSS//EUR50000,



Version: 1.42 - 18/8/2020

:19B: :TAXR//EUR15000,

:98Β: :POST//20190215

:98A: :PAYD//20190215

:92F: :GRSS// EUR 10,

:92A: :TAXR//30,

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO


:16S: ADDINFO

6.1.7.126.1.7.15 MT566 NEWM Interest payment

:16R: GENL

:20C: :CORP//5003400000051111

:20C: :SEME//0000000000000003

:23G: NEWM

:22F: :CAEV//INTR

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRC1451184D4



:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215



Version: 1.42 - 18/8/2020

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR2125,

:19B: :NETT//EUR2125,

:19B: :GRSS//EUR2500,

:19B: :TAXR//EUR375,

:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215

:92F: :GRSS// EUR 0,5

:92A: :TAXR//15,

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO

:95P: :PAYA//HCSDGRAA

:16S: ADDINFO

6.1.7.136.1.7.16 MT566 NEWM Redemption

:16R: GENL

:20C: :CORP//5303600000051112

:20C: :SEME//0000000000000003

:23G: NEWM

:22F: :CAEV//REDM

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRC1451184D4



Version: 1.42 - 18/8/2020



:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRC1451184D4



:36B: :PSTA//UNIT/5000,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR2500,

:19B: :NETT//EUR2500,

:19B: :GRSS//EUR2500,

:19B: :REDP//EUR2500,

:19B: :TAXR//EUR0,

:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215

:92F: :GRSS// EUR 0,5

:92A: :TAXR//0,



Version: 1.42 - 18/8/2020

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO


:16S: ADDINFO

6.1.7.146.1.7.17 MT566 NEWM Early Redemption

:16R: GENL

:20C: :CORP//5304400000055113

:20C: :SEME//0000000000000000

:23G: NEWM

:22F: :CAEV//MCAL

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000000

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRC1451184D4



:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: SECMOVE



Version: 1.42 - 18/8/2020

:22H: :CRDB//DEBT

:35B: ISIN GRC1451184D4



:36B: :PSTA//UNIT/5000,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR2500,

:19B: :NETT//EUR2500,

:19B: :GRSS//EUR2500,

:19B: :REDP//EUR2500,

:19B: :TAXR//EUR0,

:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215

:92F: :GRSS// EUR 0,5

:92A: :TAXR//0,

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO


:16S: ADDINFO

6.2 Securities Distributions

With regards to fractions handling, arising as a result of a Securities Distribution, ATHEXCSD will act as follows to allocate them to beneficiaries:

The new security fractions will be summed per beneficiary Investor Share (i.e. sum for all Securities Accounts

administered by various CSD Participants).

The resulting integer units, if any, will be credited in the Security Account with the largest initial fractional

remainder.

In the ΜΤ564 REPE, the narrative field (:70E: :COMP70E: ://009ADTX//CREDIT OF ADDITIONAL SHARES DUE TO

FRACTIONAL AGGREGATION INTO THE INVESTOR’S SHARE) will be filled-in.

Any remaining fractions will be maintained in the Issuer’s Transitory Share Account.

6.2.1 Key Dates

The following dates are relevant for the processing of securities distributions and the message exchange:



Version: 1.42 - 18/8/2020

Announcement date

Ex-date

Record date

Payment date -1

Payment date

Fractions payment date

Trading period

Expiration date

6.2.2 Messages

ATHEXCSD is going to send the following messages to CSD Participants:

MT564/568

MT566

6.2.3 Processing Timelines

The drawing and the table below display the sequence of events together with their triggering points that are going to take place in order to service a securities distribution:

Announcement Date Ex Date Record Date Payment DateKey Dates

ISO15022

________At least 3 business days_________



MT 564 REPE MT 566 NEWM

MT 566 RVSLMT 564 CANCMT 564 WITH

Securities Distributions (Bonus Issue)

Fractions Payment

MT 566 NEWM

Payment Date -1

Message MT564/568 NEWM MT564/568 REPL MT564/568 REPE MT566 NEWM

MT564 CANC MT564 WITH

MT566 REVR

Business Function





Direction ATHEXCSD -> CSD Participant

Message Trigger


After update of: 1) Record date 2) Distribution date 3) Ratio 4) Free text

On payment date -1

On distribution date and on fractions payment

After CA cancellation

After a recalculation to an investor's entitlements



Version: 1.42 - 18/8/2020


ISO15022






Securities Distributions (RHDI)

Payment Date -1



MT566 REVR

Business Function






Message Trigger


After update of: 1) Record date 2) Distribution date 6) Free text

On payment date -1

On distribution date


Following a recalculation to an investor's entitlements

Payment DateKey Dates

ISO15022MT 566 NEWM MT 566 REVR

Securities Distributions (Other)

Message MT566 NEWM MT566 REVR



Version: 1.42 - 18/8/2020

Business Function Confirmation Reversal


Message Trigger On distribution date Following a recalculation to an investor's entitlements




An initial completed announcement (25D tag = COMP) will contain at least the following:









The Rate (92D::ADEX) or (92D::NEWO).


Other information as Free Text (70E::ADTX),

ADTX Narrative Indicator (70E::COMP).

6.2.4.2 Initial announcement for RHDI

The initial completed announcement (25D tag = COMP) should contain at least the following:

The CA reference number (20C::CORP),

The CA indicator (22F:CAEV),

The CA Mandatory/Voluntary indicator (22F::CAMV),

The CA Processing Status (25D::PROC),

The Financial Instrument Identifier (35B::ISIN),

The Ex date (98A::XDTE),

The Record date (98A::RDTE),

The Payment date (98A::PAYD),


The trading period (69A::TRDP),


Other information as Free Text (70E::ADTX),

ADTX Narrative Indicator (70E::COMP).



Version: 1.42 - 18/8/2020

6.2.4.3 Other Events

In case of Other Events, like Stock Option, the ATHEXCSD will only provide a MT566 on payment day in order to inform the CSD participants about the credit of new securities to their accounts.


This section provides specifications for MT564 and MT566 message types.

6.2.5.1 MT564



M :16R: Start of Block GENL


5n/4!c

LAST

MORE

ONLY




NEWM

4!c[/4!c]

REPL

REPE

WITH

CANC


BONU Bonus Issue

OTHR Other Event

RHDI Intermediate Securities Distribution

M :22F: Mandatory/Voluntary indicator CAMV :4!c/[8c]/4!c MAND


M

:25D:

Processing Status

PROC

:4!c/[8c]/4!c

PREC

COMP


M :16R: Start of Block LINK


M :16S: End of Block LINK

M :16S: End of Block GENL


M :16R: Start of Block USECU





Version: 1.42 - 18/8/2020


M :16R: Start of Block FIA




M :16R: Start of Block ACCTINFO

M





WWill be ELIG only when 23G=REPE


Will be provided when 23G=REPE and the payment will be carried-out by another Participant

M :16S: End of Block ACCTINFO

M :16S: End of Block USECU


M :16R: Start of Block CADETL

O :98A: Ex/Dividend or Distribution Date XDTE :4!c//8!n


O :22F: Intermediate Securities Distribution Type Indicator

RHDI :4!c/[8c]/4!c EXRI Will be provided when 23F::CAEV=RHDI

M :16S: End of Block CADETL


M :16R: Start of Block CAOPTN


M :22F: Option Code Indicator CAOP :4!c/[8c]/4!c SECU


O :98A: Expiry Date EXPI :4!c//8!n Will be provided when 23F::CAEV=RHDI


M :16R: Start of Block SECMOVE



[ISIN1!e12!c] [4*35x]



ENTL :4!c//4!c/15d UNIT Will be provided only when 23G=REPE



Version: 1.42 - 18/8/2020

O :69A: Trading Period TRDP :4!c//8!n/8!n Will be provided when :22F::CAEV = RHDI

O :92D: Rate ADEX :4!c//15d/15d

M


PAYD :4!c//8!n


PAYD :4!c/[8c]/4!c UKWN Will be provided when the Payment date is Unknown

M :16S: End of Block SECMOVE

M :16S: End of Block CAOPTN


M :16R: Start of Block ADDINFO



M :16S: End of Block ADDINFO

6.2.5.2 MT566







4!c[/4!c] REVR


BONU Bonus Issue

RHDI Intermediate Securities Distribution

OTHR Other Event




O :13A: Linked Message LINK :4!c//3!c 564 or 566 (for fractions)

Ο :20C: Senders reference PREV :4!c//16x Reference of previous MT564 or MT566 sent for the same CA











Version: 1.42 - 18/8/2020





O :93B: Balance

ELIG

:4!c/[8c]/4!c/[N]15d UNIT

If :22F:: CAEV=OTHR the Unit will be 0 (zero) unless the ATHEXCSD indicator is 17005

O :93C: Balance BLOK :4!c//4!c/4!c/[N]15d UNIT/NELG Will be provided when the payment will be carried-out by another Participant

M :93B: Balance CONB :4!c/[8c]/4!c/[N]15d UNIT

The UNIT will be zero (0) when the previous field 93C is provided If :22F:: CAEV=OTHR then the Unit will be zero (0) unless the ATHEXCSD indicator is 17005






O :36B: Quantity of Financial Instrument

FRAQ :4!c//4!c/15d UNIT Will be provided in case of fractions payment

O :22F: Intermediate Securities Distribution Type Indicator

RHDI :4!c/[8c]/4!c EXRI Will be provided when 23F::CAEV=RHDI






O :90B: Price CINL :4!c//4!c/3!a15d ACTU Will be provided in case of fractions payment


M :16R: Start of Block 16c SECMOVE


DEBT


[ISIN1!e12!c] [4*35x]




O :92D: Rate ADEX :4!c//15d/15d







Version: 1.42 - 18/8/2020

M :16R: Start of Block 16c CASHMOVE Will be provided when a Payment is carried-out by ATHEXCSD


O :97A: Cash Account CASH :4!c//35x


O :19B: Posting Amount CINL :4!c//3!a15d CurCode Will be provided in case of fractions payment


O :98A: Value Date VALU :4!c//8!n










This section provides examples of MT564 (NEWM, REPE) and MT566 message types.

6.2.6.1 MT564 NEWM Bonus Issue

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//0100100000051110

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//BONU

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR



Version: 1.42 - 18/8/2020


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//SECU

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)


:92D: :ADEX//1,/1,

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO

6.2.6.2 MT564 NEWM Intermediate Securities Distribution

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//1002700000010001

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//RHDI

:22F: :CAMV//MAND

:98C: :PREP//20190214074156

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)




Version: 1.42 - 18/8/2020

:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :RHDI//EXRI

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//SECU

:17B: :DFLT//Y

:98A: :EXPI//20151027

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRX000002000

TEST RIGHT S.A. (CR)

Security Code GRX000002000

:69A: :TRDP//20190219/20190305

:92D: :ADEX//1,/1,

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO

6.2.6.3 MT564 REPE Bonus Issue

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//0100100000051110

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//BONU



Version: 1.42 - 18/8/2020

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//SECU

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :ENTL//UNIT/500,

:92D: :ADEX//1,/10,

:98A: :PAYD//20190220



Version: 1.42 - 18/8/2020

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:70E: :COMP70E: ://009ADTX//CREDIT OF ADDITIONAL SHARES DUE TO FRACTIONAL AGGREGATION INTO THE INVESTOR’S SHARE

:16S: ADDINFO

6.2.6.4 MT564 REPE Intermediate Securities Distribution

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//1002700000051110

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//RHDI

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215



Version: 1.42 - 18/8/2020

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//SECU

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRX000002000




:69A: :TRDP//20190219/20190305

:92D: :ADEX//1,/1,

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

6.2.6.46.2.6.5 MT564 REPE Bonus Issue (the payment is made to another CSD Participant due to pledges)

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//0100100000051110

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//BONU

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA



Version: 1.42 - 18/8/2020


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93C: :BLOK//UNIT/NELG/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//SECU

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)



:92D: :ADEX//1,/10,

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:70E: :COMP70E: ://005ADTX//THE PAYMENT WILL BE CARRIED OUT BY ANOTHER CSD PARTICIPANT

:16S: ADDINFO

6.2.6.56.2.6.6 MT566 NEWM Bonus Issue

:16R: GENL

:20C: :CORP//0100100000051110

:20C: :SEME//0000000000000003

:23G: NEWM

:22F: :CAEV//BONU

:98C: :PREP//20190214074137

:16R: LINK



Version: 1.42 - 18/8/2020

:13A: :LINK//564

:20C: :PREV//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//SECU

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :PSTA//UNIT/500,

:92D: :ADEX//1,/10,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO



Version: 1.42 - 18/8/2020

6.2.6.66.2.6.7 MT566 NEWM Intermediate Securities Distribution

:16R: GENL

:20C: :CORP//1002700000010001

:20C: :SEME//0000000000000002

:23G: NEWM

:22F: :CAEV//RHDI

:98C: :PREP//20190214074156

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :RHDI//EXRI

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//SECU

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRX000002000





Version: 1.42 - 18/8/2020

:36B: :PSTA//UNIT/5000,

:69A: :TRDP//20190219/20190305

:92D: :ADEX//1,/1,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CACONF

6.2.6.7 :16R: ADDINFO

6.2.6.8 MT566 NEWM Bonus Issue (with fractions)

:16R: GENL

:20C: :CORP//0100100000051110

:20C: :SEME//0000000000000004

:23G: NEWM

:22F: :CAEV//BONU

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//566

:20C: :PREV//0000000000000003

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/0,2

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:36B: :FRAQ//UNIT/0,1978

:16S: CADETL



Version: 1.42 - 18/8/2020

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//SECU

:90B: :CINL//ACTU/EUR0,406351

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR0,27

:19B: :CINL//EUR0,27

:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

6.2.6.9 MT566 NEWM Other Event (Stock Option)

:16R: GENL

:20C: :CORP//1301900000010002

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//OTHR

:98C: :PREP//20190214074137

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :CONB//UNIT/0,

:16S: USECU

:16R: CACONF

:13A: :CAON//001



Version: 1.42 - 18/8/2020

:22F: :CAOP//SECU

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)



:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

6.2.6.10 MT566 NEWM Other Event (Share capital increase due to bond conversion)

:16R: GENL

:20C: :CORP//1301800000010003

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//OTHR

:98C: :PREP//20190214074137

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA


:16S: USECU

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//SECU

:16R: SECMOVE

:22H: :CRDB//CRED



Version: 1.42 - 18/8/2020

:35B: ISIN GRS000233000

TEST S.A. (CR)



:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRC000233000

TEST S.A. (CR)

Security Code GRC000233000


:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

6.2.6.11 MT566 NEWM Other Event (Initial recording of securities)

:16R: GENL

:20C: :CORP//1402600000010004

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//OTHR

:98C: :PREP//20190214074137

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA




Version: 1.42 - 18/8/2020

:16S: USECU

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//SECU

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :PSTA//UNIT/5000,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

6.2.6.12 MT566 NEWM Other Event (Deregistration of securities from ATHEXCSD)

:16R: GENL

:20C: :CORP//1700500000010005

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//OTHR

:98C: :PREP//20190214074137

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CACONF



Version: 1.42 - 18/8/2020

:13A: :CAON//001

:22F: :CAOP//SECU

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :PSTA//UNIT/5000,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

6.3 Distributions with options

The current section describes distribution that allow an investor to elect between one or more options.

6.3.1 Key dates

The following dates are relevant for the processing of reorganizations with options and the message exchange:

Announcement date

Ex-date

Record date

Response deadline

Market deadline

Election period

Payment date

6.3.2 Messages


MT564/568

MT566

MT567

CSD Participants is going to send the following messages to ATHEXCSD:

MT565


The drawings and the tables below display the sequence of events that are going to take place in order to service a distribution with options together with their triggering points:



Version: 1.42 - 18/8/2020

Announcement Date Ex Date Record DateKey Dates

ISO15022

___________At least 3 business days___________



MT 564 REPE


Distributions with Options

MT 566 RVSL

Payment Date

RD +1Start of Election

Period

MT 564 RMDR

MT 566 NEWM

RD +XEnd of Election

Period

End of Election Period -1

MT 567 INSTMT 565 NEWM

Message MT564/568 NEWM MT564/568 REPL MT564/568 REPE MT564 CANC MT564 WITH

MT565 NEWM

Business Function



Replacement of announcement with

eligibility Cancellation CA instruction

Direction ATHEXCSD -> CSD Participant CSD Participant ->

ATHEXCSD

Message Trigger


After update of: 1) Record date 2) Payment date 3) Election period 4) Response deadline 5) Options 6) Gross amount 7) Flags (whether a change or withdrawal of an instruction is allowed) 8) Free text

On record date +1 After CA cancellation During the election period

Message MT567 INST MT564 RMDR MT566 NEWM MT566 REVR

Business Function

Status and Processing Advice

Reminder Confirmation Reversal




Version: 1.42 - 18/8/2020

Message Trigger

After processing of MT 565

At the start of the day

On payment date Following a cancelation after the distribution date













The Options (16R::CAOPTN).

The Election period (69A::PWAL).

The Response deadline (98C::RDDT).

The Reinvestment price (90B: :PRPP).


This section provides specifications for MT564, MT565, MT567 and MT566 message types.

6.3.5.1 MT564





5n/4!c

LAST

MORE

ONLY




NEWM

4!c[/4!c]

REPL

REPE

RMDR

WITH

CANC

M :22F: Indicator CAEV :4!c/[8c]/4!c DVOP Dividend Option

M :22F: Mandatory/Voluntary indicator CAMV :4!c/[8c]/4!c CHOS



Version: 1.42 - 18/8/2020



COMP
















M




O :93B: Balance

ELIG :4!c/[8c]/4!c/[N]15d UNIT

Will be ELIG only when 23G=REPE or RMDR


Will be provided when 23G=REPE and the payment will carried-out by another Participant

O :93B: Balance UNBA :4!c/[8c]/4!c/[N]15d UNIT Will be provided only when 23G=REPE or RMDR or RMDR

O :93B: Balance ΙNBA :4!c/[8c]/4!c/[N]15d UNIT Will be provided only when 23G=REPE or RMDR










Version: 1.42 - 18/8/2020





CASH


M

:17B:

Flag

DFLT

:4!c//1!a

Y

N

O

:17B:

Flag

CHAN

:4!c//1!a

Y

N

O

:17B:

Flag

WTHD

:4!c//1!a

Y

N

O

:98C: Response Deadline Date/Time RDDT :4!c//8!n6!n

:98B: Response Deadline Date/Time RDDT :4!c/[8c]/4!c UKWN Will be provided only when the date is unknown

O

:69A: Revocability Period REVO :4!c//8!n8!n

:69J: Revocability Period REVO :4!c//4!c UKWN Will be provided only when the period is unknown

O

:69A: Period of Action PWAL :4!c//8!n8!n

:69J: Period of Action PWAL :4!c//4!c UKWN Will be provided only when the period is unknown

O :36B: Minimum Multiple Quantity To Instruct

MILT :4!c//4!c/15d

O :36B: Minimum Quantity To Instruct MIEX :4!c//4!c/15d





[ISIN1!e12!c] [4*35x]


O :22F: Disposition of Fractions IndicatorOption Code Indicator

DISF :4!c/[8c]/4!c

CINL

RDDN

RDUP

STAN

UKWN

O :90B: Cash Price Paid per Product PRPP :4!c//4!c/3!a15d ACTU

O :90E: Cash in Lieu of Shares Price CINL :4!c//4!c UKWN

Will be provided only when the price is unknown

:90B: Cash in Lieu of Shares Price CINL :4!c//4!c/3!a15d ACTU

M


PAYD :4!c//8!n


PAYD :4!c/[8c]/4!c UKWN Will be provided only when the date is unknown




Version: 1.42 - 18/8/2020


M :16R: Start of Block CASHMOVE


M


:98B: Payment Date PAYD :4!c/[8c]/4!c UKWN Will be provided when the Payment date is unknown

O :92K: Gross Dividend Rate GRSS :4!c//4!c UKWN

Will be provided only when the rate is unknown

:92F: Gross Dividend Rate GRSS :4!c//3!a15d CurCode

O :92A: Withholding Tax Rate TAXR :4!c//[N]15d


CASHMOVE







6.3.5.2 MT565




M :20C: Corporate action reference CORP :4!c//16x

M :20C: Senders reference SEME :4!c//16x Reference provided by Participant


4!c[/4!c] CANC





M :20C: Senders reference RELA :4!c//16x 564





Ο :35B: Financial Instrument Identifier [ISIN1!e12!c] [4*35x]


Mandatory Subsequence B2 - Account Information



Version: 1.42 - 18/8/2020






Mandatory Sequence D – Corporate Action Instruction

M :16R: Start of Block CAINST


M :22F: Option Code Indicator CAOP :4!c/[8c]/4!c

SECU

CASH

O :36B: Quantity of Financial Instrument QINS :4!c//4!c/15d UNIT

M :16S: End of Block CAINST





6.3.5.3 MT567




M :20C: Corporate action reference

CORP :4!c//16x Corporate action reference (provided by DSS)

M :20C: Senders reference SEME :4!c//16x Reference provided by the DSS

M :23G: Function of the message CAST

4!c[/4!c] INST



Mandatory Repetitive Subsequence A1 Linkages


M :20C: Senders reference

RELA :4!c//16x Reference of previous 565

CORP :4!c//16x Will be provided when no MT565 has been received


Mandatory Repetitive Subsequence A2 Status



Version: 1.42 - 18/8/2020

M :16R: Start of Block STAT

M :25D: Status Code

CPRC :4!c/[8c]/4!c CAND Cancellation Completed

REJT Rejected

IPRC :4!c/[8c]/4!c

DFLA Default Action

PACK Accepted for Further Processing

REJT Rejected

CAND Instruction Cancelled

Optional Repetitive Subsequence A2a Reason

M :16R: Start of Block REAS

M :24B: Reason code

REJT :4!c/[8c]/4!c

ADEA Account Servicer Deadline Missed

CANC Cancelled

DCAN Rejected Since Already Cancelled

DQCC Currency Rejection

DSEC Security Rejection

EVNM Unrecognised Corporate Action Event Number Rejection

INIR Instruction Irrevocable

LACK Lack of Securities

NMTY Mismatch Option Number and Option Type Rejection

OPNM Option Number Rejection

OPTY Option Type Rejection

SAFE Safekeeping Account Rejection

ULNK Linked reference is unknown

CAND :4!c/[8c]/4!c CANI Cancelled By Yourselves

O :70D: Reason Narrative REAS :4!c//6*35x

M :16S: End of Block REAS

M :16S: End of Block STAT


Optional Sequence B - Corporate Action Details


O :13A: Number Identification CAON :4!c//3!c

O :22F: Option Code Indicator CAOP :4!c/[8c]/4!c SECU

CASH

O :97A: Account SAFE :4!c//35x 10-digit account number

O :35B: Identification of new Financial Instrument Identifier

[ISIN1!e12!c] [4*35x]

(Subfield 1) Security Identification - ISIN (Subfield 2) Security Description (Subfield 3) «Security Code»



Version: 1.42 - 18/8/2020

followed by DSS Security Code


STAQ :4!c//4!c/15d UNIT


O :93B: Balance INBA :4!c/[8c]/4!c/[N]15d UNIT

O :93B: Balance UNBA :4!c/[8c]/4!c/[N]15d UNIT


Optional Sequence C – Additional Information




6.3.5.4 MT566




M :20C: Corporate action reference CORP :4!c//16x Corporate action reference (provided by the DSS)



4!c[/4!c] REVR






Ο :20C: Senders reference PREV :4!c//16x Reference of previously sent MT565








"ISIN" followed by ISIN Code(Subfield 1) Security Identification - ISIN (Subfield 2) Security Description (Subfield 3) «Security Code» followed by DSS Security Code




Version: 1.42 - 18/8/2020




O :93B: Balance ELIG

:4!c/[8c]/4!c/[N]15d UNIT












SECU

CASH



M

:22H:

Credit/Debit Indicator

CRDB

:4!c//4!c

CRED

DEBT


[ISIN1!e12!c] [4*35x]

"ISIN" followed by ISIN Code(Subfield 1) Security Identification - ISIN (Subfield 2) Security Description (Subfield 3) «Security Code» followed by DSS Security Code









O :97A: Cash Account CASH :4!c//35x Will be provided when Payment performd from ATHEXCSD







Version: 1.42 - 18/8/2020




O :92F: Gross Dividend Rate GRSS :4!c//3!a15d

O :92AF: Withholding Tax Rate TAXR :4!c//3!a15d









This section provides examples of MT564 (NEWM, REPE, RMDR), MT566 MT565 and MT567 message types.

6.3.6.1 MT564 NEWM Dividend Option

:16R:GENL

:28E:1/ONLY

:20C::CORP//0703800000001111

:20C::SEME//0000000000000001

:23G:NEWM

:22F::CAEV//DVOP

:22F::CAMV//CHOS

:98C::PREP//20190214074137

:25D::PROC//COMP

:16S:GENL

:16R:USECU

:35B:ISIN GRS000233000

TEST S.A. (CR)


:16R:FIA

:94B::PLIS//EXCH/XATH

:16S:FIA

:16R:ACCTINFO

:97C: :SAFE//GENR

:94F::SAFE//NCSD/HCSDGRAA

:16S:ACCTINFO

:16S:USECU



Version: 1.42 - 18/8/2020

:16R:CADETL

:98A::XDTE//20190214

:98A::RDTE//20190215

:16S:CADETL

:16R:CAOPTN

:13A::CAON//001

:22F::CAOP//CASH

:11A::OPTN//EUR

:17B::DFLT//Y

:17B::CHAN//Y

:17B::WTHD//Y

:98C::RDDT//201902182000

:69A::REVO//20190213/20190218

:69A::PWAL//20190213/20190218

:16R:CASHMOVE

:22H::CRDB//CRED

:98A::PAYD//20190220

:92F::GRSS//EUR0,08

:92A::TAXR//30,

:16S:CASHMOVE

:16S:CAOPTN

:16R:CAOPTN

:13A::CAON//002

:22F::CAOP//SECU

:17B::DFLT//N

:17B::CHAN//Y

:17B::WTHD//Y

:98C::RDDT//201902182000

:69A::REVO//20190213/20190218

:69A::PWAL//20190213/20190218

:36B::MIEX//UNIT/1,

:36B::MILT//UNIT/1,

:16R:SECMOVE

:22H::CRDB// CRED

:35B:ISIN GRS000233000

TEST S.A. (CR)




Version: 1.42 - 18/8/2020

:22F::DISF//CINL

:90B::PRPP//ACTU/EUR0,94

:90B::CINL//ACTU/EUR0,94

:98A::PAYD//20190220

:16S:SECMOVE

:16S:CAOPTN

:16R:ADDINFO

:16S:ADDINFO

6.3.6.2 MT564 REPE Dividend Option

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//0703800000001111

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//DVOP

:22F: :CAMV//CHOS

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:93B: :UNBA//UNIT/5000,

:93B: :INBA//UNIT/0,

:16S: ACCTINFO



Version: 1.42 - 18/8/2020

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190215

:92F: :GRSS//0,08

:92A: :TAXR//30

:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN

:13A: :CAON//002

:22F: :CAOP//SECU

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:36B: :MIEX//UNIT/1,

:36B: :MILT//UNIT/1,

:16R: SECMOVE

:22H: :CRDB// CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)



Version: 1.42 - 18/8/2020


:22F: :DISF//CINL

:90B: :PRPP//ACTU/EUR0,94


:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO

6.3.6.3 MT564 RMDR Dividend Option

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//0703800000001111

:20C: :SEME//0000000000000003

:23G: RMDR

:22F: :CAEV//DVOP

:22F: :CAMV//CHOS

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,



Version: 1.42 - 18/8/2020

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190215

:92F: :GRSS//0,08

:92A: :TAXR//30

:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN

:13A: :CAON//002

:22F: :CAOP//SECU

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218



:16R: SECMOVE

:22H: :CRDB// CRED

:35B: ISIN GRS000233000



Version: 1.42 - 18/8/2020

TEST S.A. (CR)


:22F: :DISF//CINL



:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO


:16R: GENL

:20C: :CORP//0703800000001111

:20C: :SEME//0000000000010011

:23G: NEWM

:22F: :CAEV//DVOP

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :RELA//0000000000000003

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: ACCTINFO

:97A: :SAFE//11xx0000

:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CAINST

:13A: :CAON//001

:22F: :CAOP//CASH

:36B: :QINS//UNIT/5000,

:16S: CAINST

:16R: ADDINFO



Version: 1.42 - 18/8/2020

:16S: ADDINFO

6.3.6.5 MT567 Dividend Option (MT565 was accepted by ATHEXCSD)

:16R: GENL

:20C: :CORP//0703800000001111

:20C: :SEME//0000000000000004

:23G: INST

:22F: :CAEV//DVOP

:98C: :PREP//20190214074137

:16R: LINK

:20C: :RELA//0000000000010011

:16S: LINK

:16R: STAT

:25D: :IPRC//PACK

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//001

:22F: :CAOP//CASH

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :STAQ//UNIT/5000,

:93B: :ELIG//UNIT/5000,

:93B: :INBA//UNIT/5000,

:93B: :UNBA//UNIT/0,

:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO

6.3.6.6 MT567 Dividend Option (when a 565 message was not received by Participant)

:16R: GENL

:20C: :CORP//0703800000001111

:20C: :SEME//0000000000000004

:23G: INST

:22F: :CAEV//DVOP

:98C: :PREP//20190214074137

:16R: LINK

:20C: :CORP//0100100000007038



Version: 1.42 - 18/8/2020

:16S: LINK

:16R: STAT

:25D: :IPRC//DFLA

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//001

:22F: :CAOP//CASH

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :STAQ//UNIT/5000,

:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO


:16R: GENL

:20C: :CORP//0703800000001111

:20C: :SEME//0000000000000005

:23G: NEWM

:22F: :CAEV//DVOP

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//565

:20C: :PREV//0000000000010011

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA



Version: 1.42 - 18/8/2020


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR280,

:19B: :NETT//EUR280,

:19B: :GRSS//EUR400,


:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215

:92F: :GRSS//0,08

:92A: :TAXR//30

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO



Version: 1.42 - 18/8/2020

7 Reorganizations

A reorganization is a corporate action whereby the underlying security is replaced with one or more proceeds (securities, cash).

7.1 Mandatory with options

It covers squezze-out, merger and rights issue events.

7.1.1 Key dates

The following dates are relevant for the processing of reorganizations with options and the message exchange:

Announcement date.

Ex-date.

Record date.

Response deadline.

Market deadline.

Election period.

Payment date.

7.1.2 Messages

ATHEXCSD will send the following messages to CSD Participants:

MT564/568

MT566

MT567

CSD Participants will be able to send the following messages to ΑΤΗΕΧCSD:

MT565

7.1.3 Processing Timelines

The drawing and the tables below display the sequence of events together with their triggering points that are going to take place in order to service a reorganization with options:



Version: 1.42 - 18/8/2020

Announcement DateEx Date

Start of Election PeriodRecord DateKey Dates

ISO15022

______At least 3 business days_______



MT 564 REPE


Reorganizations with Options (Squeeze out, Merger)

MT 565 NEWM MT 567 INST

RD +1End of Election Period

MT 564 RMDR

Payment Date

MT 566 NEWM MT 564 RVSL

Message MT564/568 NEWM MT564/568 REPL MT564/568 REPE MT564 CANC MT564 WITH

MT565 NEWM

Business Function




eligibility Cancellation CA instruction

Direction ΑΤΗΕΧCSD -> CSD Participant CSD Participant ->

ΑΤΗΕΧCSD

Message Trigger


After update of: 1) Record date 2) Payment date 3) Election period 4) Response deadline 5) Options 6) Gross amount 7) Flags (whether change or withdrawal of instruction is allowed) 8) Free text

On record date +1 After CA cancellation During the election period

Message MT567 INST MT564 RMDR MT566 NEWM MT566 REVR

Business Function

Status and Processing Advice

Reminder Confirmation Reversal


Message Trigger


At the end of the day

On payment date Following a cancelation after the distribution date



Version: 1.42 - 18/8/2020

Key Dates

ISO15022

Reorganizations with Options (Right Issue EXRI) 2nd event

Start of Trading PeriodStart of Exercise Period

End of Exercise PeriodResponse Deadline

Market DeadlineAnnouncement Date




Distribution Date

MT 564 REPE

Expiration Date

MT 566 NEWM

Message MT564/568 NEWM MT564/568 REPL MT564 REPE MT564 CANC MT564 WITH

MT566 NEWM

Business Function

Initial announcement Replacement of announcement


eligibility Cancellation Confirmation


Message Trigger


After update of: 1) Trading/Exercise Period 2) Free text

On record date +1 Following a CA cancellation

On Payment date



7.1.4.1 Initial announcement for Squeeze Out and Merger










The options (16R::CAOPTN).

The election period (69A::PWAL),

The response deadline (98C::RDDT).

The offer price (90B: :OFFR).



Version: 1.42 - 18/8/2020

7.1.4.2 Subscription Rights

In accordance with the requirements for harmonization by the Corporate Action Joint Working Group (CAJWG), ATHEXCSD will handle a Right Issue as two events. The Corporate Action Event indicates if the first event should be Rights Distribution (RHDI). This event is considered as a security distribution. The second event would be a Subscription Rights (EXRI). This event is considered as a reorganization mandatory with options.

Please note that due to the current market practice, ATHEXCSD does not accept instructions for this event type.

First event

The first event Distribution (RHDI) is based on the underlying ISIN. The MT564 is specified as a mandatory event (22F::CAMV = MAND).

The MT564 announces the distribution of the rights ISIN on distribution date. MT566 messages confirm the crediting of the rights ISIN on shareholders accounts on distribution date.

Second event

The second event (EXRI) is based on the rights ISIN. The MT564 is specified as a mandatory event and instruction is required (22F::CAMV = CHOS).

The MT564 announces the different options customers have with the rights or right ISIN. The MT564 includes the holdings on distribution date as an uninstructed balance.

After the close of business of the distribution date, an MT564 REPE informs customers about the actual holdings in the rights ISIN.

7.1.4.3 Initial announcement for Subscription Rights











The exercise period (69A::PWAL).


The quantity of intermediate securities awarded for a given quantity of underlying security Rate (92D::RTUN).

The exercise price (90B::PRPP).



7.1.5.1 MT564






Version: 1.42 - 18/8/2020


5n/4!c

LAST

MORE

ONLY


CORP :4!c//16x Corporate action reference (provided by DSS)



NEWM

4!c[/4!c]

REPL

REPE

RMDR

WITH

CANC


TEND Tender/Acquisition/Takeover/Purchase Offer

EXRI Subscription Rights

MRGR Merger

M :22F: Mandatory/Voluntary indicator

CAMV :4!c/[8c]/4!c CHOS



COMP



Ο :20C: Senders reference PREV :4!c//16x Reference of previously sent MT564 for the same CA





M :35B: Financial Instrument Identifier

[ISIN1!e12!c] [4*35x]








M






Version: 1.42 - 18/8/2020


Will be ELIG only when 23G=REPE or RMDR

O :93C: Balance BLOK :4!c//4!c/4!c/[N]15d UNIT/NELG Will be provided when 23G=REPE and the payment will be carried-out by another Participant

O :93B: Balance UNBA :4!c/[8c]/4!c/[N]15d UNIT Will be provided only when 23G=REPE or RMDR

O :93B: Balance IUNBA :4!c/[8c]/4!c/[N]15d UNIT Will be provided only when 23G=REPE or RMDR





O :98A: Ex/Dividend or Distribution Date

XDTE :4!c//8!n


O :22F: C.A. Offer Type Indicator OFFE :4!c/[8c]/4!c SQUE Will be provided when 22F CAEV=TEND (Squeeze Out)






SECU

EXER

CASH

LAPSE

NOAC

O :22F: Disposition of Fractions IndicatorOption Code Indicator

DISF :4!c/[8c]/4!c

CINL

RDDN

RDUP

STAN

UKWN



N

O :17B: Flag CHAN :4!c//1!a Y

N

O :17B: Flag WTHD :4!c//1!a Y

N

O :98C: Response Deadline Date/Time

RDDT :4!c//8!n6!n

O :98A: Subscription Cost Debit Date

SUBS :4!c//8!n

O :69A: Revocability Period REVO :4!c//8!n8!n



Version: 1.42 - 18/8/2020

O :69A: Period of Action PWAL :4!c//8!n8!n

O :36B: Minimum Multiple Quantity To Instruct

MILT :4!c//4!c/15d

O :36B: Minimum Quantity To Instruct

MIEX :4!c//4!c/15d




DEBT


[ISIN1!e12!c] [4*35x]


O :69A: Trading Period TRDP :4!c//8!n/8!n

O :92D: Rate NEWO :4!c//15d/15d

M


PAYD :4!c//8!n


PAYD :4!c/[8c]/4!c UKWN Will be provided when Payment date is Unknown





DEBT

M


:98B: Payment Date PAYD :4!c/[8c]/4!c UKWN Will be provided when Payment date is Unknown

O :90B: Price

OFFR :4!c//4!c/3!a15d ACTU

PRPP :4!c//4!c/3!a15d ACTU Will be provided when CAEV is EXRI

M :16S: End of Block CASHMOVE







7.1.5.2 MT565





CORP :4!c//16x

M :20C: Senders reference SEME :4!c//16x

M :23G: Function of the message NEWM 4!c[/4!c]



Version: 1.42 - 18/8/2020

CANC



MRGR Merger





M :20C: Senders reference RELA :4!c//16x 564





O :35B: Financial Instrument Identifier

[ISIN1!e12!c] [4*35x]












SECU

EXER

CASH

LAPSE

NOAC

CASE


QINS :4!c//4!c/15d UNIT






7.1.5.3 MT567




Version: 1.42 - 18/8/2020



M :20C: Corporate action reference CORP :4!c//16x Corporate action reference (provided by the DSS)



4!c[/4!c] INST

M

:22F:

Indicator

CAEV

:4!c/[8c]/4!c


MRGR Merger






RELA :4!c//16x Reference of previously sent MT565

CORP :4!c//16x Will be provided when there no MT565 has been received by ATHEXCSD




M :25D: Status Code


REJT Rejected

IPRC :4!c/[8c]/4!c

DFLA Default Action


REJT Rejected




M :24B: Reason code


REJT :4!c/[8c]/4!c


CANC Cancelled











Version: 1.42 - 18/8/2020



ULNK Unknown





Sequence B - Corporate Action Details



O :22F: Option Code Indicator CAOP :4!c/[8c]/4!c

SECU

EXER

CASH

LAPSE

NOAC

CASE



[ISIN1!e12!c] [4*35x]



STAQ :4!c//4!c/15d UNIT





Sequence F – Additional Information




7.1.5.4 MT566







4!c[/4!c] REVR



Version: 1.42 - 18/8/2020




MRGR Merger


















O :93B: Balance













LAPSE





Version: 1.42 - 18/8/2020

M

:22H:


CRDB

:4!c//4!c

CRED

DEBT


[ISIN1!e12!c] [4*35x]











O :97A: Cash Account CASH :4!c//35x Will be provided when the Payment is carried-out by ATHEXCSD





O :19B: Charges/Fees Amount CHAR :4!c//3!a15d CurCode






O :92A: Charges/Fees CHAR :4!c//3!a15d









This section provides examples of MT564 (NEWM, REPE) MT565, MT567 and MT566 message types.

7.1.6.1 MT564 NEWM Squeeze Out

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//8003300000011102



Version: 1.42 - 18/8/2020

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//TEND

:22F: :CAMV//CHOS

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :OFFE//SQUE

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT



Version: 1.42 - 18/8/2020

:35B: ISIN GRS000233000

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220

:90B: :OFFR//ACTU/EUR10,

:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN

:13A: :CAON//002

:22F: :CAOP//CASH

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220


:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO

:70E: :ADTX// For option 2 the cash amount will be credited to Consignment Deposits and Loans Fund



Version: 1.42 - 18/8/2020

:16S: ADDINFO

7.1.6.2 MT564 REPE Squeeze Out

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//8003300000011102

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV//TEND

:22F: :CAMV//CHOS

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :OFFE//SQUE

:16S: CADETL

:16R: CAOPTN



Version: 1.42 - 18/8/2020

:13A: :CAON//001

:22F: :CAOP//CASH

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220


:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN

:13A: :CAON//002

:22F: :CAOP//CASH

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000



Version: 1.42 - 18/8/2020

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220


:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO

:70E: :ADTX// For option 2 the cash amount will be credited to Consignment Deposits and Loans Fund

:16S: ADDINFO

7.1.6.3 MT564 RMDR Squeeze Out

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//8003300000011102

:20C: :SEME//0000000000000003

:23G: RMDR

:22F: :CAEV//TEND

:22F: :CAMV//CHOS

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000



Version: 1.42 - 18/8/2020


:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:22F: :OFFE//SQUE

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :ENTL//UNIT/5000,

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220


:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN



Version: 1.42 - 18/8/2020

:13A: :CAON//002

:22F: :CAOP//CASH

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220

:19B: :ENTL//EUR50000,


:16S: CASHMOVE

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO


:16R: GENL

:20C: :CORP//8003300000011102

:20C: :SEME//0000000000010011

:23G: NEWM

:22F: :CAEV//TEND

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :RELA//0000000000000003

:16S: LINK



Version: 1.42 - 18/8/2020

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: ACCTINFO

:97A: :SAFE//11xx0000

:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CAINST

:13A: :CAON//001

:22F: :CAOP//CASH

:36B: :QINS//UNIT/5000,

:16S: CAINST

:16R: ADDINFO

:16S: ADDINFO

7.1.6.5 MT567 Squeeze Out (Accepted)

:16R: GENL

:20C: :CORP//8003300000011102

:20C: :SEME//0000000000000004

:23G: INST

:22F: :CAEV//TEND

:98C: :PREP//20190214074137

:16R: LINK

:20C: :RELA//0000000000010011

:16S: LINK

:16R: STAT

:25D: :IPRC//PACK

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//001

:22F: :CAOP//CASH

:35B: ISIN GRS000233000

TEST S.A. (CR)




Version: 1.42 - 18/8/2020

:36B: :STAQ//UNIT/5000,

:93B: :ELIG//UNIT/5000,

:93B: :INBA//UNIT/5000,


:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO

7.1.6.6 MT567 Squeeze Out (Rejected)

:16R: GENL

:20C: :CORP//8003300000011102

:20C: :SEME//0000000000000004

:23G: INST

:22F: :CAEV//TEND

:98C: :PREP//20190214074137

:16R: LINK

:20C: :RELA//0000000000010011

:16S: LINK

:16R: STAT

:25D: :IPRC//REJT

:16R: REAS

:24B: :REJT//LACK

:16S: REAS

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//001

:22F: :CAOP//CASH

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :STAQ//UNIT/6000,

:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO



Version: 1.42 - 18/8/2020

7.1.6.7 MT567 Squeeze Out (when ATHEXCSD did not receive an MT565 message)

:16R: GENL

:20C: :CORP//8003300000011102

:20C: :SEME//0000000000000004

:23G: INST

:22F: :CAEV//TEND

:98C: :PREP//20190214074137

:16R: LINK

:20C: :CORP//0100100000080033

:16S: LINK

:16R: STAT

:25D: :IPRC//DFLA

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//001

:22F: :CAOP//CASH

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :STAQ//UNIT/5000,

:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO


:16R: GENL

:20C: :CORP//8003300000011102

:20C: :SEME//0000000000000004

:23G: NEWM

:22F: :CAEV//TEND

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//565

:20C: :PREV//0000000000010011



Version: 1.42 - 18/8/2020

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :PSTA//UNIT/5000,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR49860,

:19B: :NETT//EUR49860,

:19B: :GRSS//EUR50000,




Version: 1.42 - 18/8/2020

:19B: :CHAR//EUR40,

:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215

:92F: :GRSS//10,

:92A: :TAXR//0,2

:92A: :CHAR//0,08

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

7.1.6.9 MT564 NEWM Subscription Rights

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//341003900000011103

:20C: :SEME//0000000000000001

:23G: NEWMREPE

:22F: :CAEV//EXRI

:22F: :CAMV//CHOS

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRX000002000



:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :RDTE//20190215

:98A: :XDTE//20190214



Version: 1.42 - 18/8/2020

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//EXER

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//20190221200000

:98A: :SUBS//UKWN

:69A: :REVO//20190219/20190221

:69A: :PWAL//20190219/20190221



:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRX000002000



:98A: :PAYD//20190222

:16S: SECMOVE

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)


:92D: :NEWO//1,/8,

:98A: :PAYD//UKWN

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//DEBT

:98A: :PAYD//UKWN


:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN



Version: 1.42 - 18/8/2020

:13A: :CAON//002

:22F: :CAOP//LASPNOAC

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//20190221200000

:16S: CAOPTN

:16R: ADDINFO

:70E: :ADTX// Due to the current market practice, ATHEXCSD does not accept instructions for this event type.

:16S: ADDINFO

7.1.6.10 MT564 REPE Subscription Rights

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//341003900000011103

:20C: :SEME//0000000000000002

:23G: REPE

:22F: :CAEV// EXRI

:22F: :CAMV//CHOS

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRX000002000



:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO



Version: 1.42 - 18/8/2020

:16S: USECU

:16R: CADETL

:98A: :RDTE//20190215

:98A: :XDTE//20190214

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//EXER

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//20190221200000

:98A: :SUBS//UKWN

:69A: :REVO//20190219/20190221

:69A: :PWAL//20190219/20190221



:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRX000002000



:36B::ENTL//UNIT/5000

:98A: :PAYD//20190222

:16S: SECMOVE

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS000233000

TEST S.A. (CR)


:92D: :NEWO//1,/8,

:98A: :PAYD//UKWN

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//DEBT



Version: 1.42 - 18/8/2020

:98A: :PAYD//UKWN


:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN

:13A: :CAON//002

:22F: :CAOP//LAPSNOAC

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//20190221200000

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO

7.2 Mandatory without options

It covers events like split, reverse split, mergers, etc.

7.2.1 Key Dates

The following dates are relevant for the processing of reorganizations without options and the message exchange:

Announcement date

Ex-date

Record date

Payment date –1

Payment date

Fractions payment date

7.2.2 Messages


MT564/568

MT566


The drawing and the tables below display the sequence of events together with their triggering points that are going to take place in order to service a reorganization without options:



Version: 1.42 - 18/8/2020


ISO15022






Reorganizations without Options

Fractions Payment

MT 566 NEWM

Payment Date -1



MT566 REVR

Business Function




eligibility Confirmation Cancellation Reversal


Message Trigger


After update of: 1) Record date 2) Distribution date 3) Ratio 6) Free text

On payment date -1

On distribution date and on fractions payment date


Following a recalculation to an investor's entitlements














Other business information that may be included in the notification include:

Other information as Free Text (70E::ADTX).



Version: 1.42 - 18/8/2020


This section provides specifications for MT564 and MT566 message types.

7.2.5.1 MT564





5n/4!c

LAST

MORE

ONLY




NEWM

4!c[/4!c]

REPL

REPE

WITH

CANC

M

:22F:

Indicator

CAEV

:4!c/[8c]/4!c

SPLF Stock Split

SPLR Reverse Stock Split

CONV Conversion

MRGR Merger



M

:25D:

Processing Status

PROC

:4!c/[8c]/4!c

PREC

COMP















Version: 1.42 - 18/8/2020




M




O :93B: Balance


Will be ELIG only when 23G=REPE


Will be provided when 23G=REPE and the payment will be carried-out by another Participant















M

:22H:


CRDB

:4!c//4!c

CRED

DEBT


[ISIN1!e12!c] [4*35x]



ENTL :4!c//4!c/15d UNIT Will be provided only when 23G=REPE


M


PAYD :4!c//8!n


PAYD :4!c/[8c]/4!c UKWN Will be provided when Payment date is Unknown




Version: 1.42 - 18/8/2020



M

:22H:


CRDB

:4!c//4!c

CRED

DEBT

O :97A: Cash Account CASH :4!c//35x Will be provided when the Payment is carried-out by ATHEXCSD

O :19B: Gross Amount GRSS :4!c//3!a15d CurCode Will be provided when :23G: = REPE

O :19B: Withholding Tax Amount TAXR :4!c//3!a15d CurCode Will be provided when :23G: = REPE

O :19B: Net Cash Amount NETT :4!c//3!a15d CurCode Will be provided when :23G: = REPE

M


:98B: Payment Date PAYD :4!c/[8c]/4!c UKWN Will be provided when Payment date is Unknown










7.2.5.2 MT566


Mandatory A – General Information





4!c[/4!c] REVR

M :22F: Indicator CAEV

:4!c/[8c]/4!c

SPLF Stock Split

SPLR Reverse Stock Split

CONV Conversion

MRGR Merger


Optional Repetitive A1 Linkages


O :13A: Linked Message LINK :4!c//3!c 564 or 566

Ο :20C: Senders reference PREV :4!c//16x Reference of previous MT564 or MT566 sent for the same CA



Version: 1.42 - 18/8/2020



Mandatory B - Underlying Securities










O :93B: Balance


O :93C: Balance BLOK

:4!c//4!c/4!c/[N]15d UNIT/NELG Will be provided when the payment will be carried-out by another CSD Participant

M :93B: Balance CONB :4!c/[8c]/4!c/[N]15d UNIT The UNIT will be zero (0) when field 93C is provided







FRAQ :4!c//4!c/15d UNIT Will be provided in case of fractions payment






O :90B: Price CINL :4!c//4!c/3!a15d ACTU Will be provided in case of fractions payment



M

:22H:


CRDB

:4!c//4!c

CRED

DEBT


[ISIN1!e12!c] [4*35x]






Version: 1.42 - 18/8/2020








O :97A: Cash Account CASH :4!c//35x Will be provided when Payment is carried-out by ATHEXCSD


O :19B: Posting Amount CINL :4!c//3!a15d CurCode Will be provided in case of fractions payment












This section provides examples of MT564 (NEWM, REPE) and MT566 message types.

7.2.6.1 MT564 NEWM Reverse Stock Split

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//0403100000051110

:20C: :SEME//0000000000000000

:23G: NEWM

:22F: :CAEV//SPLR

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)



Version: 1.42 - 18/8/2020


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//SECU

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS379000003

TEST S.A. (CR)


:92D: :NEWO//10,/1,

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO

7.2.6.2 MT564 REPE Reverse Stock Split

:16R: GENL



Version: 1.42 - 18/8/2020

:28E: 1/ONLY

:20C: :CORP//0403100000051110

:20C: :SEME//0000000000000000

:23G: REPE

:22F: :CAEV//SPLR

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000000

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//SECU

:17B: :DFLT//Y

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000



Version: 1.42 - 18/8/2020

TEST S.A. (CR)


:36B: :ENTL//UNIT/5000,

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS379000003

TEST S.A. (CR)



:92D: :NEWO//10,/1,

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO

7.2.6.3 MT566 NEWM Reverse Stock Split

:16R: GENL

:20C: :CORP//0403100000051110

:20C: :SEME//0000000000000000

:23G: NEWM

:22F: :CAEV//SPLR

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000000

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA




Version: 1.42 - 18/8/2020

:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//SECU

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :PSTA//UNIT/5000,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: SECMOVE

:22H: :CRDB//CRED

:35B: ISIN GRS379000003

TEST S.A. (CR)



:92D: :NEWO//10,/1,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

7.2.6.4 MT566 NEWM Reverse Stock Split (Fractions)

:16R: GENL

:20C: :CORP//0403100000051110

:20C: :SEME//0000000000000000



Version: 1.42 - 18/8/2020

:23G: NEWM

:22F: :CAEV//SPLR

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//566

:20C: :PREV//0000000000000000

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/0,2

:16S: USECU

:16R: CADETL

:98A: :XDTE//20190214

:98A: :RDTE//20190215

:36B: :FRAQ//UNIT/0,1978

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//SECU


:16R: CASHMOVE

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR0,27

:19B: :CINL//EUR0,27

:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215



Version: 1.42 - 18/8/2020

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO

7.3 Voluntary

Voluntary events are covered, e.g. a non-official offer.

7.3.1 Key dates

The following dates are relevant for the processing of voluntary events and the message exchange:

Announcement date

Election period

Response deadline

Payment date

7.3.2 Messages


MT564/568

MT566

MT567

CSD Participants will be able to send the following messages to ΑΤΗΕΧCSD:

MT565


The drawing and the tables below display the sequence of events together with their triggering points that are going to take place in order to service a voluntary event:

Announcement Date Start of Election Period End of Election PeriodKey Dates

ISO15022 MT 564 NEWMMT 568 NEWM



Voluntary Events

MT 566 RVSL

Payment Date

MT 565 NEWM MT 567 INST MT 566 NEWMMT 564 RMDR

End of Election Period-1



Version: 1.42 - 18/8/2020

Message MT564/568 NEWM MT564/568 REPL MT564 CANC MT564 WITH

Business Function

Initial announcement Replacement of announcement Cancellation


Message Trigger


After update of: 1) Election period 2) Response deadline 3) Distribution date 4) Offered amount 5) Free text


Message MT565 NEWM MT567 INST MT564 RMDR MT566 NEWM MT566 REVR

Business Function

CA instruction Status and

Processing Advice Reminder Confirmation Reversal

Direction CSD Participant -> ΑΤΗΕΧCSD

ΑΤΗΕΧCSD -> CSD Participant

Message Trigger

During the election period


At the start of the day

On date of new shares distribution

After cancelation and after distribution date











The election period (69A::PWAL).


The offer price (90B: :OFFR) or the ratio (92D: :RATE).



7.3.4.2 Conversion

Please note that due to the current market practice, ATHEXCSD does not accept instructions for this event type.

7.3.4.3 Initial announcement for Conversion








Version: 1.42 - 18/8/2020



The exercise period (69A::PWAL).


The exercise price (90B::PRPP).



7.3.5.1 MT564





5n/4!c

LAST

MORE

ONLY




NEWM

4!c[/4!c]

REPL

REPE

RMDR

WITH

CANC


CONV Conversion

EXOF Exchange

TEND Tender Offer

NOOF Non-Official offer

M :22F: Mandatory/Voluntary indicator CAMV :4!c/[8c]/4!c VOLU



COMP









(Subfield 1) Security Identification - ISIN



Version: 1.42 - 18/8/2020

(Subfield 2) Security Description (Subfield 3) «Security Code» followed by DSS Security Code







M




O :93B: Balance


Will be ELIG only when 23G=REPE

O :93B: Balance UNBA :4!c/[8c]/4!c/[N]15d UNIT Will be provided only when 23G=REPE

O :93B: Balance ΙNBA :4!c/[8c]/4!c/[N]15d UNIT Will be provided only when 23G=REPE










NOAC



N

O :17B: Flag CHAN :4!c//1!a Y

N

O :17B: Flag WTHD :4!c//1!a Y

N

O

:98C: Response Deadline Date/Time RDDT :4!c//8!n6!n

:98B: Response Deadline Date/Time RDDT :4!c/[8c]/4!c UKWN Will be provided only when the date is unknown

O

:69A: Revocability Period REVO :4!c//8!n8!n

:69J: Revocability Period REVO :4!c//4!c UKWN Will be provided only when the period is unknown

O :69A: Period of Action PWAL :4!c//8!n8!n



Version: 1.42 - 18/8/2020

:69J: Period of Action PWAL :4!c//4!c UKWN Will be provided only when the period is unknown





[ISIN1!e12!c] [4*35x]


O :90B: Cash Price Paid per Product PRPP :4!c//4!c/3!a15d ACTU


M


PAYD :4!c//8!n


PAYD :4!c/[8c]/4!c UKWN Will be provided when the Payment date is unknown





M


:98B: Payment Date PAYD :4!c/[8c]/4!c UKWN Will be provided when the Payment date is unknown

O :90E: Price OFFR :4!c//4!c UKWN

Will be provided only when the rate is unknown

:90B: Price OFFR :4!c//3!a15d ACTU

O :92A: Withholding Tax Rate TAXR








7.3.5.2 MT565




M :20C: Corporate action reference CORP :4!c//16x

M :20C: Senders reference SEME :4!c//16x Reference provided by Participant


4!c[/4!c] CANC

M :22F: Indicator CAEV :4!c/[8c]/4!c NOOF Non-Official offer



Version: 1.42 - 18/8/2020

EXOF Exchange

TEND Tender Offer




M :20C: Senders reference RELA :4!c//16x Reference of previous 564





Ο :35B: Financial Instrument Identifier [ISIN1!e12!c] [4*35x]












NOAC

O :36B: Quantity of Financial Instrument QINS :4!c//4!c/15d UNIT






7.3.5.3 MT567







4!c[/4!c] INST



Version: 1.42 - 18/8/2020



EXOF Exchange

TEND Tender Offer





RELA :4!c//16x Reference of previously sent MT565

CORP :4!c//16x Will be provided when ATHEXCSD has not receive an MT565




M :25D: Status Code


REJT Rejected

IPRC :4!c/[8c]/4!c

DFLA Default Action


REJT Rejected




M :24B: Reason code


REJT :4!c/[8c]/4!c


CANC Cancelled











ULNK Unknown







Version: 1.42 - 18/8/2020

Optional Sequence B - Corporate Action Details



O :22F: Option Code Indicator CAOP :4!c/[8c]/4!c CASH

NOAC



[ISIN1!e12!c] [4*35x]


O :36B: Quantity of Financial Instrument STAQ :4!c//4!c/15d UNIT





Optional Sequence C – Additional Information




7.3.5.4 MT566







4!c[/4!c] REVR



CONV Conversion

TEND Tender Offer

EXOF Exchange




O :13A: Linked Message LINK :4!c//3!c Of the MT565







Version: 1.42 - 18/8/2020










O :93B: Balance











NOAC





[ISIN1!e12!c] [4*35x]










O :97A: Cash Account CASH :4!c//35x Will be provided when the Payment will be carried-out by ATHEXCSD






Version: 1.42 - 18/8/2020


O :19B: Charges/Fees Amount CHAR :4!c//3!a15d CurCode






O :92A: Charges/Fees CHAR :4!c//3!a15d









This section provides examples of MT564, MT565, MT567 and MT566 message types.

7.3.6.1 MT564 NEWM Non-Official offer

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//4802500000011118

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//NOOF

:22F: :CAMV//VOLU

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR



Version: 1.42 - 18/8/2020


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//CASH

:11A: :OPTN//EUR

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220


:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN

:13A: :CAON//002

:22F: :CAOP//NOAC

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218



Version: 1.42 - 18/8/2020

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO

7.3.6.2 MT564 RMDR Non-Official offer

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//4802500000011118

:20C: :SEME//0000000000000002

:23G: RMDR

:22F: :CAEV//NOOF

:22F: :CAMV//VOLU

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16R: LINK

:13A: :LINK//564

:20C: :PREV//0000000000000001

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97A: :SAFE//11xx0000


:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001



Version: 1.42 - 18/8/2020

:22F: :CAOP//CASH

:22F: :DISF//UKWN

:11A: :OPTN//EUR

:17B: :DFLT//N

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE

:22H: :CRDB//CRED

:98A: :PAYD//20190220


:16S: CASHMOVE

:16S: CAOPTN

:16R: CAOPTN

:13A: :CAON//002

:22F: :CAOP//NOAC

:17B: :DFLT//Y

:17B: :CHAN//Y

:17B: :WTHD//Y

:98C: :RDDT//201902182000

:69A: :REVO//20190213/20190218

:69A: :PWAL//20190213/20190218

:16S: CAOPTN

:16R: ADDINFO

:16S: ADDINFO


:16R: GENL

:20C: :CORP//4802500000011118



Version: 1.42 - 18/8/2020

:20C: :SEME//0000000000001011

:23G: NEWM

:22F: :CAEV//NOOF

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//564

:20C: :RELA//0000000000000002

:16S: LINK

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: ACCTINFO

:97A: :SAFE//11xx0000

:93B: :ELIG//UNIT/5000,

:16S: ACCTINFO

:16S: USECU

:16R: CAINST

:13A: :CAON//001

:22F: :CAOP//CASH

:36B: :QINS//UNIT/5000,

:16S: CAINST

:16R: ADDINFO

:16S: ADDINFO

7.3.6.4 MT567 Non-Official offer(Accepted)

:16R: GENL

:20C: :CORP//4802500000011118

:20C: :SEME//0000000000000003

:23G: INST

:22F: :CAEV//NOOF

:98C: :PREP//20190214074137

:16R: LINK

:20C: :RELA//0000000000001011

:16S: LINK

:16R: STAT

:25D: :IPRC//PACK



Version: 1.42 - 18/8/2020

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//001

:22F: :CAOP//CASH

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :STAQ//UNIT/5000,

:93B: :ELIG//UNIT/5000,

:93B: :INBA//UNIT/5000,


:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO

7.3.6.5 MT567 Non-Official offer (Rejected)

:16R: GENL

:20C: :CORP//4802500000011118

:20C: :SEME//0000000000000004

:23G: INST

:22F: :CAEV//NOOF

:98C: :PREP//20190214074137

:16R: LINK

:20C: :RELA//0000000000001011

:16S: LINK

:16R: STAT

:25D: :IPRC//REJT

:16R: REAS

:24B: :REJT//LACK

:16S: REAS

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//001

:22F: :CAOP//CASH

:35B: ISIN GRS000233000

TEST S.A. (CR)



Version: 1.42 - 18/8/2020


:36B: :STAQ//UNIT/6000,

:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO

7.3.6.6 MT567 Non-Official offer (when ATHEXCSD did not receive an MT565 message)

:16R: GENL

:20C: :CORP//4802500000011118

:20C: :SEME//0000000000000005

:23G: INST

:22F: :CAEV//NOOF

:98C: :PREP//20190214074137

:16R: LINK

:20C: :CORP//0100100000048025

:16S: LINK

:16R: STAT

:25D: :IPRC//DFLA

:16S: STAT

:16S: GENL

:16R: CADETL

:13A: :CAON//002

:22F: :CAOP//NOAC

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :STAQ//UNIT/5000,

:93B: :ELIG//UNIT/5000,


:93B: :UNBA//UNIT/5000,

:16S: CADETL

:16R: ADDINFO

:16S: ADDINFO


:16R: GENL



Version: 1.42 - 18/8/2020

:20C: :CORP//4802500000011118

:20C: :SEME//0000000000000006

:23G: NEWM

:22F: :CAEV//NOOF

:98C: :PREP//20190214074137

:16R: LINK

:13A: :LINK//565

:20C: :PREV//0000000000001011

:16S: LINK

:16S: GENL

:16R: USECU

:97A: :SAFE//11xx0000


:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:93B: :ELIG//UNIT/5000,

:93B: :CONB//UNIT/5000,

:16S: USECU

:16R: CADETL

:16S: CADETL

:16R: CACONF

:13A: :CAON//001

:22F: :CAOP//CASH

:16R: SECMOVE

:22H: :CRDB//DEBT

:35B: ISIN GRS000233000

TEST S.A. (CR)


:36B: :PSTA//UNIT/5000,

:98A: :POST//20190220

:98A: :PAYD//20190220

:16S: SECMOVE

:16R: CASHMOVE



Version: 1.42 - 18/8/2020

:22H: :CRDB//CRED

:97A: :CASH//12345678

:19B: :PSTA//EUR49860,

:19B: :NETT//EUR49860,

:19B: :GRSS//EUR50000,


:19B: :CHAR//EUR40,

:98A: :POST//20190215

:98A: :VALU//20190215

:98A: :PAYD//20190215

:92F: :GRSS//10,

:92A: :TAXR//0,2

:92A: :CHAR//0,08

:16S: CASHMOVE

:16S: CACONF

:16R: ADDINFO

:16S: ADDINFO



Version: 1.42 - 18/8/2020

8 Other Events

This section includes the following events:

Decrease in Value

Increase in Value

Change

8.1 Key dates

The following dates are relevant for the processing of other events and the message exchange:

Announcement date

Effective date

8.2 Messages


MT564/568

8.3 Processing Timeline

The drawing and the tables below display the sequence of events together with their triggering points that are going to take place in order to service an other event:

Announcement DateKey Dates




Other Events

Effective Date


Business Function Initial announcement Replacement of announcement

Cancellation


Message Trigger After insertion into DSS After update of: 1) Effective date 2) Free text




Version: 1.42 - 18/8/2020

8.4 Business Specifics


8.4.1 Initial announcement







The Effective date (98A :: EFFD).



8.5 Message Specifications

This section provides specifications for message type.

8.5.1 MT564





5n/4!c

LAST

MORE

ONLY




NEWM

4!c[/4!c]

REPL

REPE

WITH

CANC


DECR Decrease in Value

INCR Increase in Value

CHAN Change




COMP





Version: 1.42 - 18/8/2020














M :97C: Safekeeping Account SAFE :4!c//4!c GENR For messages sent before the record date






O :98A: Effective Date EFFD :4!c//8!n





M :22F: Option Code Indicator CAOP :4!c/[8c]/4!c NOAC








8.6 Message Examples

This section provides examples of MT564 message type.



Version: 1.42 - 18/8/2020

8.6.1 MT564 NEWM Decrease in Value

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//1800300000011119

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//DECR

:22F: :CAMV//MAND

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :EFFD//20190214

:16S: CADETL

:16R: CAOPTN

:13A: :CAON//001

:22F: :CAOP//NOAC

:17B: :DFLT//Y

:16S: CAOPTN

:16R: ADDINFO

:95P: :ADTX// new nominal value €0.81

:16S: ADDINFO



Version: 1.42 - 18/8/2020

9 General Meetings

The current section describes the handling of general meetings.

9.1 Key dates

The following dates are relevant for the processing of meeting events and the message exchange:

Announcement date

Meeting date

Record date

9.2 Messages


MT564/568

9.3 Processing Timeline

The drawing and the tables below display the sequence of events together with their triggering points that are going to take place in order to service a general metting:

Announcement DateKey Dates




General Meetings

Meeting Date


Business Function

Initial announcement Replacement of announcement

Cancellation


Message Trigger


After update of: 2) Free text




Version: 1.42 - 18/8/2020

9.4 Business Specifics


9.4.1 Initial announcement (Meetings with blocking)







The Meeting date (98C :: MEET).

The Announcement date (98C :: ANOU).

The Meeting place (94E :: MEET).



9.4.2 Initial announcement (Meetings without blocking)







The Meeting date (98C :: MEET).

The Announcement date (98C :: ANOU).

The Record date (98A :: RDTE).

The Meeting place (94E :: MEET).




This section provides specifications for message type.

9.5.1 MT564





5n/4!c

LAST

MORE

ONLY



Version: 1.42 - 18/8/2020




NEWM

4!c[/4!c] REPL

WITH

CANC


OMET Ordinary general meeting

XMET Extraordinary or special general meeting

M :22F: Mandatory/Voluntary indicator CAMV :4!c/[8c]/4!c VOLU



COMP
















M



O :94F: Place of Safekeeping SAFE :4!c//4!c/4!a2!a2!c[3!c]

NCSD Registered BIC of ATHEXCSD





O :98A: Announcement Date ANOU :4!c//8!n

O :98C: Meeting Date/Time MEET :4!c//8!n6!n



Version: 1.42 - 18/8/2020


O :94E: Meeting Place MEET :4!c//10*35x







This section provides examples of MT564 message type.

9.6.1 MT564 NEWM

:16R: GENL

:28E: 1/ONLY

:20C: :CORP//0804000000002222

:20C: :SEME//0000000000000001

:23G: NEWM

:22F: :CAEV//OMET

:22F: :CAMV//VOLU

:98C: :PREP//20190214074137

:25D: :PROC//COMP

:16S: GENL

:16R: USECU

:35B: ISIN GRS000233000

TEST S.A. (CR)


:16R: FIA


:16S: FIA

:16R: ACCTINFO

:97C: :SAFE//GENR


:16S: ACCTINFO

:16S: USECU

:16R: CADETL

:98A: :ANOU//20190214

:98C: :MEET//20190214111000

:98A: :RDTE//20190214



Version: 1.42 - 18/8/2020

:94E: :MEET// 110 ATHINON AVENUE, 104 42, ATHENS, GREECE

:16S: CADETL

:16R: ADDINFO

:95P: :ADTX// The agenda may be found at: https://www.test.gr/

:16S: ADDINFO



Version: 1.42 - 18/8/2020

10 Statement of Holdings (MT535)

Statement of Holdings will provided daily. ATHEXCSD will send MT535 messages for accounts flagged to participate in the message exchange, at the closing of each day. The MT535 will include balances as shaped by the conclusion of the day’s settlement and the distribution of securities due to to corporate actions. .


This section provides specifications for MT535 message type.




M :28E: Page Number/Continuation Indicator

5n/4!c

LAST

MORE

ONLY



4!c[/4!c] CANC


M :98A: Statement Date/Time STAT :4!c//8!n

M :22F: Indicator SFRE :4!c/[8c]/4!c DAIL

M :22F: Indicator CODE :4!c/[8c]/4!c COMP

M :22F: Indicator STTY :4!c/[8c]/4!c CUST

M :22F: Indicator STBA :4!c/[8c]/4!c SETT

M :97A: Account SAFE :4!c//35x

M :17B: Activity Flag ACTI :4!c//1!a Y/N

M :17B: Sub-safekeeping Statement CONS :4!c//1!a Y/N


Optional Repetitive Sequence B - Sub-safekeeping Account

M :16R: Start of Block SUBSAFE

Optional Repetitive Subsequence B1 Financial Instrument

M :16R: Start of Block FIN



O :90B: Market Price MRKT :4!c//4!c/3!a15d ACTU

O :98A: Price Quotation Date/Time PRIC :4!c//8!n

M :93B: Aggregate Balance AGGR :4!c/[8c]/4!c/[N]15d UNIT

O :93B: Balance AVAI

:4!c/[8c]/4!c/[N]15d UNIT

NAVL

Optional Repetitive Subsequence B1b Sub-balance



Version: 1.42 - 18/8/2020

M :16R: Start of Block SUBBAL

M :93B: Aggregate Balance AGGR :4!c/[8c]/4!c/[N]15d UNIT

O

:93B:

Balance

AVAI

:4!c/[8c]/4!c/[N]15d

UNIT

Total quantity of financial instruments of the aggregate balance that is available.

:93B: AWAS

Balance of financial instruments that are freely available with no specific additional status.

:93C:

BLCA

:4!c//4!c/4!c/[N]15d

Balance of financial instrument blocked following a corporate action, including proxy activities.

BLOK Balance of financial instruments that are blocked.

BODE

Balance of financial instruments that are pending delivery in relation to a borrow transaction.

BORE

Balance of financial instruments that are pending receipt in relation to a borrow transaction.

:93C:

LODE

:4!c//4!c/4!c/[N]15d

Balance of financial instruments that are pending delivery in relation to a lending transaction.

LORE

Balance of financial instruments that are pending receipt in relation to a lending transaction.

:93B: NAVL :4!c/[8c]/4!c/[N]15d

Total quantity of financial instruments of the aggregate balance that is NOT available.

:93C:

OTHR

:4!c//4!c/4!c/[N]15d

Balance of financial instrument that cannot be categorised, that is, is not identified with one of the existing sub-balance types.

PECA Balance of financial instrument pending receipt following a corporate action.

PEDA Balance of financial instrument pending delivery following a corporate action.

PEND Balance of financial instruments that are pending delivery.

PENR Balance of financial instruments that are pending receipt.

RSTR

Balance of financial instruments that may only be sold under certain conditions or require legal documents.



Version: 1.42 - 18/8/2020

O :94F: Place of Safekeeping SAFE :4!c//2!a

O :19A: Holding Value HOLD :4!c//[N]3!a15d CurCode

O :90B: Market Price MRKT :4!c//4!c/3!a15d ACTU

M :16S: End of Block SUBBAL

O :19A: Holding Value HOLD :4!c//[N]3!a15d CurCode

M :16S: End of Block FIN

M :16S: End of Block SUBSAFE

Optional Repetitive Sequence C – Additional Information


O :19A: Total Holdings Value of Statement HOLS :4!c//[N]3!a15d CurCode



In the example below, the account owner holds 1000 units of equity GRS003003035 NATIONAL BANK OF GREECE S.A. (CR) and:

500 units are not available because they are blocked.

500 units are considered available.

o 400 are pledged but reported available.

o 100 are available with no specific status.

:16R:GENL

:28E:1/MORE

:20C::SEME//0000000000000001

:23G:NEWM

:98C::PREP//20190912182745

:98A::STAT//20190912

:22F::SFRE//DAIL

:22F::CODE//COMP

:22F::STTY//CUST

:22F::STBA//SETT

:97A::SAFE//11xx0000

:17B::ACTI//Y

:17B::CONS//N

:16S:GENL

:16R:SUBSAFE

:16R:FIN

:35B:ISIN GRS003003035

NATIONAL BANK OF GREECE S.A. (CR)




Version: 1.42 - 18/8/2020

:90B::MRKT//ACTU/EUR21,8

:98A::PRIC//20190911

:93B::AGGR//UNIT/1000,

:93B::AVAI//UNIT/500,

:93B::NAVL//UNIT/500,

:16R:SUBBAL

:93C::BLOK//UNIT/NAVL/500,



:19A::HOLD//EUR10900,00

:16S:SUBBAL

:16R:SUBBAL

:93C::PLED//UNIT/AVAI/400,



:19A::HOLD//EUR8720,00

:16S:SUBBAL

:16R:SUBBAL

:93B::AWAS//UNIT/100,



:19A::HOLD//EUR2180,00

:16S:SUBBAL

:19A::HOLD//EUR21800,00

:16S:FIN

:16R:FIN

:35B:ISIN GRS000233000

TEST S.A. (CR)



:98A::PRIC//20190911



:16R:SUBBAL






Version: 1.42 - 18/8/2020


:19A::HOLD//EUR414,03

:16S:SUBBAL

:19A::HOLD//EUR414,03

:16S:FIN

:16R:FIN

:35B:ISIN BE0974271034

VIOHALCO SA/NV (CB)

Security Code 100974271034


:98A::PRIC//20190911

:93B::AGGR//UNIT/45840997,

:93B::AVAI//UNIT/45840997,

:16R:SUBBAL

:93B::AGGR//UNIT/45840997,

:93B::AVAI//UNIT/45840997,



:19A::HOLD//EUR181071938,15

:16S:SUBBAL

:19A::HOLD//EUR181071938,15

:16S:FIN

:16S:SUBSAFE

:16R:ADDINFO

:19A::HOLS//EUR181094152,2

:16S:ADDINFO



Version: 1.42 - 18/8/2020

11 Handling of Specific Actions in DSS

This section describes the handling of specific actions that CSD Participants may perform on DSS between the Record and Payment Date, which may affect the results of a corporate action. In particular:

1. Deactivation of Investor Account.

ATHEXCSD will reactivate the Inventor Share and/or the Investor Account automatically in order to continue the corporate action process and the send the corresponding ISO messages.

2. Deactivation of Investor Share.

Same as 1. above.

3. Merger of Investor Share.

The staying Participant/Account will receive an MT564 NEWM message (with eligibles) including all updated information that other recipients/accounts may have received as a REPE and the narrative field (:70E: :COMP70E: ://006ADTX//SECURITIES TRANSFER DUE TO MERGING OF INVESTOR SHARES) will be included in the optional sequence Additional Information.

The old Participant/Account will receive an MT564 REPE with zero balance (:93B: :ELIG//UNIT/0,) and the narrative field (:70E: :COMP70E: :ADTX//006) will be included the in optional sequence Additional Information.

4. Transfer of security balance to another Participant.

Following the transfer, the receiving Participant will receive an MT564 NEWM message (with eligibles) including all updated information that other recipients/accounts may have received as a REPE and the narrative field (:70E: :COMP70E: ://007ADTX//SECURITIES TRANSFER FROM ANOTHER PARTICIPANT) will be included in the optional sequence Additional Information.

The delivering Participant will receive an MT564 REPE with zero balance (:93B: :ELIG//UNIT/0,) and the narrative field (:70E: :COMP70E: ://008ADTX//SECURITIES TRANSFER TO ANOTHER PARTICIPANT) will be included in the optional sequence Additional Information.

Corporate Actions Processing through ISO 15022 Messages

Documents

Transcript of Corporate Actions Processing through ISO 15022 Messages