CONG TY CO PHAN aniwo KHOAN DAU KHI (Thinh lap tai nu& ging Ma Xfi hQi Chu nshia ViOt Nam)

13A0 CAO TA1 CHiNH QTA IV NAM 2021 CIO Kt HOST DONG iir NGAY 01 TIDING 10 NAM 2021 DEN NGAY 31 MANG 12 NAM 2021

420

1'hang 12 num 2021

CONG TY CO PHAN CHIXNG KIIOAN DALI KHl SS IS Ly Thuang Ki4 HoAn !Clem, N0i, Vict Nam

NOI DUNG Trang

Ban cao tin chink 02-29

Bao can huh hinh tai chinh 02-05

Bac, do ket qua hot Ong 06-09

BAG cao kin chuyOn Elan 14 10-12

Ban cao huh hinh bistn dSng von cha ser him 13

Thurit minh Bao cao tai chinh 14-29

CON ONO TY CO PHAN CHONG KIIOAN DAU KHI 56 1814 Thut4Kiit, Huth KiEm, Ili NO1, V14I Nain

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Tel ngdy 31 &dug 1.2 Min 2021

MS ag TAI SAN 31+124021 01101‘2021 Thicp41 ankh V21D VhD

100 A. TAI SAN NCAN 1LSN 2436.334.2.72.806 1,129.554,668,955

110 L Tii sin tii (Alai 2,133,703.26,0440 1,126.459.362,492

III 1. Ttt si CAC 1:110.111,ivnig duong tide 4 52355.942,778 13,530,681,344

111.1 1.1 tin 52355942.778 13,530,681,344 iCaainc o 305,919.91(1.559 14,176,660.520

112

1. 4i sinstmitchfsh ghi nhan thong qua

S 2. dAti llr811118117 den 11842 450 illt0 (Ciarcmkthoil it 432400.000,000 171,972314.00 113

114 3. Cac khuan alto vay 5 1.159.046.601.171 627.693,076675

I IS 4 TA: sin tit ctenh sit slag 44 tan tAFSI 5 140.179.648.218 221,206545,2:8 5 Dv obit's soy gatat gia Vi cat tit sio Mi (123550.000.000)

116 chinh ai Ni sin 114 cLip

117 6. Cac Utak OS 6 21,157,905,322 14.318=161

111.1 6.1 Phii thu ban c& taiaao tai chinh 1,625.000

117.2 6.2 Phil dm tht Ihu e6 tar, cif n Lti cat tiE sin tat c h Inh 21,157,908,322 14,316,603.167

117.3 6.2.1 Phil thu c4165, 03n Iii don ngay nhan 11,711,603,351 10.253,866,656

117.4 6.2.2 Dv thu c6 h o, lido MI chtm den ngay nhan 9,446,304,971 4,062,136,511

118 7. Ica Knit che nituht hin 20.038.150.685 18,160,406300 8. Phil thu clic dial, car.g ty chtmg Utak 10.444.495767 12,750,321,435

119 cung mip

122 9. Cie khodnpbkth:ktS 6 21,143305.331 50.684,111.847

129 10. Dllpbeng say Oki; eta yi cac kbain phii flu 6 (16,542,6973911 (I8.033.485.314)

130 IL Tii aim natio hos that 2,631,00-366 3.095406.463

131 I. Tam in 269,653.161 424242694

132 2. Vat to van phone, chug cu. dung cu 1.143.630.266 1,006,123,883

133 3. Chi phi Ili int06 noon Ilan 407,531.323 652,827,910

137 4. Tai sin ngtin han Mute 1,019,201.9:6 1.221,111,957

139 5. Dv phang suy giim sti :Ai man nglin hat kink (209,000,000) (209.000,000)

200 B. TA1 SAN DAI 114N 88,573,816.725 144,150,944439 210 L Tiisioliicblab dal ban 50.012,500,000 106.904.425,810

212 I. Cat kholndalm 50,012.5.30,000 105,904,425,810

212,1 I.: ackhoista4 to mkt lye den may Qk 1130 50.012.500,000 105.904.42.3.1310

220 IL Tit sin 48 tHalt 17.657219.194 16.385.067,298 221 1. Tii sin 66 Binh Ilea Huh 8.433.179,623 8,884,787.059

222 Nguyen gad 27,200.559,792 24004832,333 223a GAS try Iwo man h,,ki (18.767.380.109) (7,204,045.324

227 2. Tai sin e6 vi1 9 9,224,539.571 7,500,280,239

228 - Nauk0n grd 29.020.640,035 .24,430.1506.93.1 229a Cid ill boo rn4n hqf )) 04794100460 06.934919,704

240 IV. Chi phi sly dung co bindddang 1,265.000,000

250 V. Tit sin Ititi hon khlc 20.903.597.531 20.596.451,431

251 1. dm co. the dap, 4 ci.j,14 ctndk hag 1.933297230 1,579.297.250

252 2. 3,244,595,680 5,117,029016 Chi ph! tth trutac (Salk

251 3. Vat nOp Quftlt6uofu.'shroia 10 15.725204.601 13,900,124,475

270 TONG CONG TA) SAN 1,224,908,099321 1,273,7006131494

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300 C. NV PIIAI litA 1,573,021,308,164 648,454.773,358

311) 1. No OM 11.4 Rahn IWO 1,572,920,835,422 648,354,300,6E6

311 I. Vay %a no Mud tat chink ngin han 332,050.030.000 186,680,000,333

112 I Vay ngin han 332,050030,000 185,680,000000

316 3. Trai phi4u ph& high nig han 879,300.000,000 289100,000030

318 4. Phai irk hoat Qat gm itch chimg khan 1 I 2.598.563.571 1.871037,167 320 5. Mb Ira rtgit0i bin :lain 114n 4,129,298,626 7,305.792.188 321 6. Ngtren mut WI adn nub: ngin hip 2.137.442500 2,119.7110000

322 7. Tbul %l ac &haul 3hii marp los fri6t 16.576.617.558 2,915.736.841

323 8. Phil tri nymbi :ao Jong 7.305,809,658 892,717.968

324 9. Clic khaki, nick cdp plhic loi nhin vf.in 1,241,370661 663,932.873

325 10. Chi phi p1131 uh ngin han 19.171,727,040 2987,660257

328 11. Khan 34 nu?. ky cNc nglin han 8,240000,000

329 12. Cm khotm phi 1,i, phAi :Rip nein him kt5c 12 308,409,036,008 145.319,708,839

331 13. Qin/ khan Ilanhig„ plate Ioi 28,013,883

340 IL Ng. phil Id dal boa 100,472,742 100,472,742

352 :. Min kygcy, 3'cswc.Lhon 90,000,030 90,000,000

355 2. Qua bin vf NhhdSt it: 10.472.742 10,472,742

400 D. yew coil so tate 651886,791.367 625,250.1140,136

410 L Vint c86 s6 kOu I 656846.791367 625,250.8411.136

411 I. Vda din Lucia ch. t,5 bk. 624,576,190/50 62076390.150

411.1 1.1 Van gap 44.1 sbh04 598,413.030,000 598,413000.000

411.18 a. Cd phidu p14 than: c6 quOn btdu quya 5913,413.000,000 598,413,000000

411.2 1.2 114ntduvdac6 Pan 26.163,190.150 26,163,190,150

412 2. Chenh lech &Mt old Si Mn duo giS ItopIjf (20,516,900.000) (12.500.020,000)

414 3, Our dv i3O bd sun8 vin o431k3 3,375,291,013 3,375,291,013

415 4. Qut dv phong Mi chlnh vt1 nyi ro ng11122 3,364,94:013 3,364,911,013

417 5. Lvi nhu4n <him phan ph6i 41087269.191 6,434617,960

417.1 5. l Lai nhaln sau thud di tatrc hitn 41054667,907 7,602.841,6:7 4172 5.2 Lai nhuln cairnt:ntcIgn 32.501284 41.16$ 423.652)

440 TONG cOsc NO vA vt533 Cm) W0171: 2.27.4.9013,169.531 1.273.71$.613.404

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005 1. Ngoai 16 cac loaf (USD) 38.631 37 90.07

006 2. C6 phi4u dang lau hank 59,841,300 59.84 %MO 3. TA; sin Iii chinh Rift yk'ding1.1 giao diet

008 lai VSD tins cdng iv chfrng khoin 906.233 1618,101 Tii sin it chinh di lot kj• 41 VSD vi eh=

009 giro dich tag tens Ey chime tJwAn 98 134 5. "'Ai sin tin chinh ctaa kat kjr cai VSD cal

012 tong iv chianz k.to.in 15.816.796 20,543629

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1 Tali sin tai click twin )41.ting kli gine dict 2,011.035.965 2,081,056645 021 41 VSD cOa Nhi ibc cc

021.1 II. Tai sins ea, think pia Ikrn rink siSicanliionliNg 1.701.910.072 /698.9VP.I.43

021.2 b. rba son toi aim, hen CAI Chlttin Warp* 145.236.10 10.31043

021.3 c. ra, Nth lei chkIr pau dick cam cif 132.107, 749f 8.92x.20.1

021.4 el TM sin OA chink Munk 14..a, inm per 1$621 1n2.02-1

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021.6 I• 77o Aan tat 4:hinit eng) en, my • • I. Tii sin tai chinh di km kS• tai VSD vi ohm 3.062.769 11.410,929

022 glao dich can KT9 din to

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023 2. Tai sin di chink chtive can Nhi diu to 10,671,740 24,574,143

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548,215355.938

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VN1) VND VNU "ND

01 1.1 lAi to cac tii san tai chinh ghi nhan thong qua !able, (1' VIP!.)

11.464.080.782 1,075,131,395 134.360.295.693 15,169,917,640

111.1 a. L61 ban cac iai son tot chink FP-111. 10,141.236.854 828,151.536 125.950.332.633 2,956,829.219

01.2 b. Chenh1fch king Ned cltinh gicilbleacTS7C FI7PL 1,316.702.620 74.445.010 7.845,613,380 8738,135,448

01.3 c. C4 tar. lib; till ph& shin sir rat sein kW child) 6,141,308 /72.534,849 564,349,680 3,474.952.973 FfITPL

02 1.2 Lai lir cac khoan du its nuts gitr den itchy dale huts .h) 6,803,526,882 10,691,353,784 19,356,977.643 18,384.104.596 (HTM)

03 1.3 Lai tit cac Moan cho vay va phai thu .11) 35,349,096,118 16.945.319,235 120,784,816,832 61,682,554,528

04 64 Iii tir tai sin tai chink sin sang di ban (AI'S) .b) 260.000.000 2.130 260,000,000 421,919.938 06 1.5 Doanh thu nghiap vu mai giUi chting khan 37,754.353,913 13,622,863.903 128,067.047,004 33,619,577,830

09 1.6 Doanh thu nghiay vu btu ky chirog khoan 2,171.356.437 1.600.432.116 6,911,978,448 6,617,797,069

10 1.7 Doanh thu hoot Ong to van tai chhth 14.641,627,954 1,495,081,818 29.888.262,954 15,470,220,916

I 1.8 Thu nhap hunt dOng khac 8383,832,400 3,603,152.563 13.731,654,863 6.015,372,712

20 Can hank thu haat cl0ng 117,327,874,486 49,033,336,944 453,361,033,437 157,381,465,229

6

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YND D VND VND

21 2.1 1.6 cat tai sin tAi chinh ghi nhan thong qua IAi/I 4.352.275.026 L488.758.498 23.294,710,767 11,257.159,083 (FVTPL)

21.1 a. I.5 ban ciK Iii sin tai chink INTPL 14.a) 3.308.975.327 16,334.210,707 426,364,514

21.2 b. (henh loch giam d5nh gia loi cat Iii simian chinh 1,028,901,670 1.488,453,906 6.644.388.444 10.793.496,755 FVTPL

21.3 c. Chi phi gino djch num cat Jai son tai chinh 12VTPI. 14,398.029 304,592 316,111,616 37,297,814

22 0.1 1.6 dm klwin dau to n&m gitY den ngity dao halt (42,643,835) 12,870.000 (IFFM)

26 2.2 Chi phi hog dOng tit dumb 6.711,501,765 3,259,594,431 88.321.101,439 4,070,920,470

27 2.3 Chi phi nghiep vu mei giei cluing khoin 38.468.708,042 17340.348,390 134,474.442.386 44.744,257,585

30 2.4 Chi phf nghiep v41uu Icy chtmg khoan 1.865,037,855 1,799,462.929 7,400,678,400 7,052,134,797

31 2.5 Chi phf hoot dOng hr van tai chlnh 13,000,934,361 2,214,457,027 35,532,946,368 14,455,559,659

32 2.6 Chi phi cac djch vy Ichtic 814,343,529 2,185,095,573 1,286,394,670 4.958,990.416

40 qng chi phi boat Ong 77,1162,800,578 28,287,716,848 302,926,721,105 86,551,892,010

7

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VND VND VND VND

41 3.1 CUM Itch lei ts, gib hid doM di vh chug thuc hiCn 2,317,882 8.482,883 18.461.893

42 3.2 Doanh Mu. du Mu c6 ac, 1M din girl ngAn tiling kh6ngc6 djnli

486.389,257 377,131,586 1,766,627,707 1,078,215.726

50 CQng doanh thu haat dOng HI oldish 488,707,139 377,131,586 1,775,110,590 1,096,677,619 IV. CHI PHI TA1 ClaNII

51 4.1 ChAnh tech Ib t)ti Oa 1i61 dmii AR %di clam (hp hiCn 2,898,895 5.051,395 42,882,547 27.840,317

52 4.2 Chi AI lii vny 20,367.942,115 9,537,856.093 59,070,026,764 32,566,216,167

60 cog chi phi thl chInh 20,369,941,010 9,542,907,488 59,112,909,311 32,594,056,484

62 VI. CIII PIII QUAN Lilt CONG TY CHONG 15 15,092,060,691 10,227,955,536 49,658,261,875 32,864,183,969 KIIOAN

70 VII. KET QUA 1103T HONG 4,491,779,346 1,351,888,658 43,438,251,736 6,468,010,385

VIII, THU NHAP KIIAC VA CIII nit KHAC

71 8.I Thu nh$p khan 1.893.636 700 127.418.671 183.729.925

72 8.2 Chi phi khac 15 709,548 20 50.992.301

80 CtingkEt qui host dOnp, Misr 1,893,621 (708,848) 127,418,651 132,737,624

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VND VND

90 IX. TONG 141 NHUAN KE TOAX TRU& TIIUE 4,493,672,967 1,351,179.810

91 9.1 141 nhuen da thdc hien 4205.872.017 2.765.188.706

(1,414.008,896) 92 9.2 141 nlition chart thdc hien 287.800.950

100 X. C111 PHI TRUE TNDN 866,346,164 (350,568,234)

100. 10.1 Chi phi thus thu nhip &AM nghiep hien birth 12. 866,346.164 246,190,704 1 100. 10.2 Chi phi time thu nhip donnh nghiep hoan 10i 12. (596.758,938)

200 XI. 141 N111:iSN Kt TOAN SAU THUS TNDN 3,627,326,803 1,701,748,044

300 XII. THU NHAP (I.6) 'WAN DI KN KIIAC MU TRW; TNDN

301 12.1 1.81/(I.8) hY MTh gia Ini vac lid san tai chink s'in sang de bin

400 Tong thu loan lien 12,650,000,000

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VND VND

43,565,670,387 6,600,748,009

42.364,445.451 8,656.109,316

1,201,224,936 (2,055,361.307)

8,412,610,156 (333,669,951)

8,412,819,156 (333,669,951)

35,152,851,231 6,934,417,960

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02 2. Min chink rho roc khnein 61.110,163,220 36,710,981,996

03 Khiu hao tai san cO J inli 5,425,325,013 4.112,132,574

04 Cac khoan dv phOng (1,490.788.423) 1,289,389201

05 Lai (Is) chenh loch ty 0 It& doii chug thus hien (2,317,882) 3,277.922

06 phi lei vay 59.070.026.764 32.5662:6.167

07 13.0tif boat d6r.g din to (1.892.082252) (1,260.033.908)

10 3. ring ado chi phi phi din ij 19,294.388.444 10.793496.755

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14 Lo tie ghi nhan chenli h5nh danh gia thee gia trj hop 1Y via rerc Au sang de bin AFS khi phan loui Iai

I2.650.000.00U

18 4. Citron air doanh Ihrr pld darn to (7.80413.380) 18.738.135440 19 I.Ai danh gia tat gin tri tin san tai ghi (7,845,613,313) (8.738,135,448)

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33 Tang (giam) cac khoan nho vay (531,353,524,696) (228,668,138,515)

34 Tang (Mem) tai son (Ai chlith sin sing de ban MIS 73.010.000.000 (14,760,000.000)

35 - (-) Ting, ( ()giant phii Am bin cite tai sin tai chinh 1,625,000 2,519,637,53:

36 {)Ting.(-)giamp lidr.vaduthy c6 tem, tien (6341.305.155) (1,458,383,721) Be tic MI sin tii chinh

37 (-)Tratr_(4-) glom the khoar. phai thu cite Mat weans ty chimg khoin cung cep

2.324268.:68 3.332.975279

39 - (-) Ting, (+)giizr. coo klgan phii thu khic 29.540.806.516 1.276.016939

40 Tang (giam) cite tai san khan (1.606,087.635) 780.5511,72C 41 • Tang (giam) chi phi (AIM 7r0 (kung bite gam chi phi 111 vay) 7,911.380,954 (533,470,500)

42 - Tang (glom) chi ph( tra body 2.117.730,632 1.103,843,757

43 - Thu thu nhap doanh cgIu p JA flop (3.1300.000301.1) (579.860,655)

44 - LAI vay Ja tri (50.797.340.935) (30,210.628.108)

45 - Mg, (grim) phit Ira cho ngtrisi bvt (5.380.7311347) (24,031,934,700)

46 - Vane, (giim)cic khan uich nem ohne kn :them vain 577,437388 288,660.998

47 - Tang, (giant) (hoe vi vac khoin phai nip Nha mac (thong bao g1ni Moe TNDN)

8,218,06136: 2,806,213.651

48 Tang. (giam) phai Ira num In° dOng 6,414,091,690 892,717,968

50 Tang, (giam)phai tit, phoi a0p khac 163,816.823.573 126,313,058.565

51 Tien thu kit& tit hoot 40112, kink Joint 185,110,000 2,100,000,030

52 Ti1a chi khac cho hoot dOng kinh doanh (9,307,623.883) 081306,880:

60 Lou chtryin die !Intim dr hoot d6ng kinh doanh (693.132.661,791) (358.197.075.686)

C

CONG TY CO PHAN CHONG KHOAN DAV Kid Min s6 B 034 CTCK SO 18 Lt Thtrapas KiAt, Hoin Kam, He Mi. Val Nam Ban hanh thee Thong to 86 334/2016/TT-BM

BAO CAO LI:LT CHUYEN TIENT*: Cho by hop, den: lir ',gay 01.10.2021E4n 31.12.2021

(Theo phrreng phdp gidis dap)

Ltry Kg NAM

MA s6 C Tax Thuyet

mint,

KA NAM NAY IAN FEAT QUY TRU& DEN HAT

0111" V?D %ND

11. LLru chuyen tien tir bola dOng tile kr

61 1. Tian chi a mua sim, xAy dune tai son c6 dish, St Ong sin dAu va cdc tai sin khde

(5,306.476,909) (3.370.606.909)

62 2. Tian (ho to thank 1Y, nhLrong ben TSCD, BDSHT ve tic tei sin Mk

125,454.545 181,818,182

65 3 Tian thu va c6 tire va lui Oman dune chia to Sc khan tv tai chiah di:i ion

1.766427.707 1,078,215,726

70 Line chuyin thu6n trr :row elk: dig tar (3,414,394,657) (2,110.573,00)

III Lieu they6n tan tir heal demg lei chinh

73 3. Tan vay 6,675,440,000,000 1.938,240.131.671

74 4. Ti6n chi tni ne 96c vay (5,939.870,000,000) (1,697,760,131,671)

80 Lint chuyin tan than lir hope dOg MI chink 735.570,000400 240,480,000.000

90 IV. Ting (glom) tan than hong Ici• 39,022.943,552 (19,R27,646,68?)

101 V. Tan viL cdc khoin twang dining tan di'm Irj• 13,530.681344 33.361.605..953

101.1 11,530,681,344 29.861405.953

101.2 • Cde khoun Luong thaang Lan 3.500.030.030

102 - Anh hangcaa Lhayd6i Lc. gie hai doii quydoi ngoei 2.317,382 (3,277,922)

103 VI. Tan ve cdc Moan twang (twang tiara cmii 52,555,942,778 13,530,681.344

103.1 -Tier. 52,555,942373 13.530.681,344

Tir ngay IliiM

den ngay cuti Niim nay

VNI)

'I'ir ngay den nAm den ngay cu8i Quy

Nam tnrirc %/ND

MA st

Cut TIEIO Thuyel minh

1,164,380,993,456

1,164,380,993,456

1,109.153.908.468

55.174.597.488

52A87,500

145,435,734,316

145,435,734,316

142,263.168321

3,089,173.020

83.392,575

605,143,807,901 1,164,380,993,456

605.143.807.901 1.164,380.993.456

CONG TV C(I PHAN CHONG KUOAN DAC Kiri

SS 18 LY Thai:mg Kiet, Floan Kiem.lia Nei. Viet Nam

MOu so II 03b - CTCK Ilfio can thi chinh

Ban hanh thee "rliong tit s8 334/20 (61IT•13TC ugly 27 tiutg 1211am 2016 ctia Be•Tii chinh

PHAN LUV CHUAN TIEN TS HOST BONG MOI GIOL 1)11 THAC COS MUCH HANG

Cho ki how d0ng ngdy 01.10.20210in 31.12.2021

1. Ltru chuyen tien Mita deng mei p,i61. ay that tem kitach hang

01 I. Tien thu ban chang khoLM m6i gieri cho hang

02 2. Tien chi mua chang khoin mai giai cho khach hang 07 3. Nhen lien gill de thanh tam giao djch cheng

Chi tra thanh toan giao dich cheng khofin caa 08 4. khach hang

11 5. Chi tra phi km kt chang khosin caa khach hang

14 6. Tien thu ctia TS chac phat hanh chting

15 7. Tien chi tra chi:se ghat hanh chting khoan

20 Tdngighim din thujn front try

Va tic khoin twang dumig lien dau Ity 30 II. can khfich hang

31 Tien gui ngan hang dell 1(5/ Tien gin Nha dau ve giao djch °hang khotin thco phuong that cOng chang ichotin

32 - quart 1Y

34 - Tien girl biz trir va than') loan giao djch chang khalif*

35 - Tien giri caa chat ph& hanh Tien vi cat ;Moan twang throng an cuiSi

40 111.ciia khich hang

41 Tien gri nem hang cubi kS• nen girl cfia Nhh den tu giao dich chimg kholn thee phuong thee cOng chang khoan

42 - quan 19

44 - Tien geri bO tra va than!) tot% giao dich chung khoim

45 - Tien gai caa TO chSc phtit hanh

42.504.870.376.145

9.204.072,621,440

(38,883,737,134.098)

(9.331.167.796.340) 1.1 52.705.167.039

(4.173.506,121.307)

(6,911,978,448)

(6,633,827,924)

1229.068.830,152

943474,876,039

(1229,020,858,002)

1943,705.781114)

(559,237,185,555) 1,018,945,259,140

548,215,355,938 1,109.153,908,468

56,827,992,313

650

55,174,597,488

52,487,500

—ps6-Gthrort6e-fitto-tftheht

Noi, ngiry 0 01 nein 2022 Aire Xid.41, gay

Le Thi 'thanh Tarn Nsgtrei lop

Nguyen Thj Thanh Ill TeQ. K.4 toen truong

500,000,000 500,000.000

"0 500 00 003

PH6 GIAM DOC PHV TRACH

Le ThjIllanll \' 1,h1 Ihi

Nitubi ke to in tr-4

CONG TY CO PHAN CIleNG110110AN DALT KIII

56 18 L9 ThLimy gift. Hein K 14111 I IA NOi, ViFt Nara

HALT SO B 04.CTCK Ban hinh that it:Ong CU s6 334/2016/n43TC

'vat 27 thin,. 12 cam 2016 tilt 000i cAlph

RAO cAo TINH HINH DIEN DQNG VON CHEI SOHUJ Cho 0 boat dent nifty 01. 1:202141.11.12.2021

66 iingiublm Se du cal put

min& S6 (luau nam

Thuyil ndnh 01/010020 0001/2011

Tir din am an cal Quf • Mm trac Tir dau am den cu6i Qu9 • Miii nay

1. Bign don an rho sfr NM I. V6ii au to ola chi so Wu 665,852,970.360 624,576,190,130 41276,780,210 1.1 C6 phi1u phtilang a

guy& bi&I qu)41 598,413,000,000 598413,000,000 1.1 C6 phieu uu dal 1.2 113talg du .6n co pan 67.439,970)60 26.163.190,150 41276180,210 2. Que di 1n1 b0 sung. tstn dtfu It 1,375291.013 3375291.013 I. Qt du pli6ng tai chlnh 3,364,941,013 3.364.941,013

‘i nii ronghiep v‘a 4. Cbgnh Itch dinh gni 101 (12,500,000.000) (12,500,000,000)

tin sin the* gill 10 lum ly 5. Lqi nhuin chua phAn phei (41,276,780,210) 6,434,417,960 15 Uri nhu4n Sall Mak da thin, tan (42,163,717065) 7002,841,612 5.2 Issi nhan chua thy*, hien 886,937.655 (1.168.423.652)

TONG CONG

618.816.422,176 625.250.840.136

II. Thu nhlp Min difn khic I. tir &fah gia lai cbc (12500000,000) (12500000,000)

Iii sin Ni chlnh sin sing de bin

TOM; CQNG 02.500.00000 03,500.000.0009

31/120020 31/12/2021

VND VND

624,576,190.150 624,576,190150

5911.413.000.000 598,413,000.000

26.163.190350 26,163,1905 40 3.375.291.013 3575291.013 3364041,013 3,361,941011

(12,500,000,0130) (20,516,900000)

6,434,417,960 41.087.269,191 7,602041.612 41,054467.907

(1.168423)552) 32.801284

625,250,840136 651,886,791,367

(12503.000.000) (20,516,900,000)

(12.500,0(0,000) (20.516.90S00

VND VND

VND VND

VND

VND

Ting. GM in

Tina

(aim

(8,016,900,000)

48211,198.170 500.000,000 35,152,851,231 50266,559,477 500000,000 33,951,626,295 (2,035.361307) 1,201224036

48211.19 170 41 776 7/10210 27.135,951233l

18016.900000)

(0 .

•

afirni Cel"te gen, la Kea. ng0y Mk: 01 2

13 J. .

CONG TY CO PHAN CHUNG KIIOAN DAU !Ulf

56 18 L9TItuartg Kiet. !loan Klein, 1 IA N0i, Viet Nam MAU SOB 09-CTCK

THUYET BAO cAo TAI CHENEE

Cho kJ how tiring tingly 01.10.2021din 31.12.2021

I . THONG TIN CHUNG

LI . Dic diem host ding cent ang ty Chang khoin

COng ty a ph&n Chung khoan D6u khi &roc MAIM lap va hoot ding thco Gay piton 110111 ding kinh donnh chimg khoan s6 26.6.1BCK-GPEIDKD do I:1y ban Chung kltotin Nha nu& cap ngay 19 Chang 12 Min) 2006 vi Gifiy phdp dice chinh so 151GPDC-UBCK do L'y ban Chimg khoan NM nuac cap ngay 18 thing 02 nam 2011.

Try so cila Ong ty tai: 56 18 L9 Thutmg Kiet, Moan Kiem. Iii 6101. Viet Nam.

V6n dieu lean Gang ty thco ding k9 la 598.413.000.000 ding. v6r1 di& 14 thtic gap den ngay 30 thing 06 nam 2021 II 598.413.000.000 long: tuong throng 59.841.300 cc& phin. menh 811 mot co phin la 10.000 dOng.

CO phiEu Cii3 Cong ty chinh thfic ding k9 giao dick tai Trung tam Giao dick Ch6ng khoin Ili NOi (nay la So Giao djch Chimg khoan 11A N0i) to ngtly 21 thing 07 nam 2010 v61 ma gino djch la PSI.

1.2 . Nganli nghe kink doanh

I loot cling kinh doanh cia Cong ty g6m: Mei giai cluing khoan; cloank chimg [(hoist; Tu van du Its chimg khotim Tu van tat chink: Bac, link phat hank chOng khoan va Luu k9 chimg khan.

2 . Olt DO VA CIIINII SACII TOAN AP DUNG T31 CONG TV

2.1 . Ky ki loin. don vi tien sir dyng trong LE town

Nam tai chinh can Cbng ty bat dal' h7 ngay 01101 va ket thOc vio ngtly 31/12 hang nam.

Don vi tien to sir clung mug gi i chip ka toin ia ding Viet Mm (VND).

2.2 . (Amin mot va Chi t10 ke Man ap dyng

Chi dq ki roan hp dyng

Cans ty ip dung Cho dO ke town d61 veri cOng ty chimg :chain ban hitt thco ThOng tu 56 210/2014/TT-BIC ngay 30 Mang 12 cam 2014 can B0 truong BO Tii chinh ve viec hulmg din ke loin lip dung 461 ti tang ty cluing khoan (shay the cho Thong tu se 95/2008/17-BTC ngay 24 thing 10 nam 2008. Quyet dinh at 99/20001OD-13TC ngay 13 thing 06 aim 2000. Thing to s6 162/2010/1T-13TC new 20 thing 10 nam 2010); Thong ur st 334/2016/1T-DTC ngity 27 thing 12 ram 2016 can 130 truang BO Tii chink, sin dei. b6 sung va thay the pho ltic 02 va 04 can Thong to 210/2014/TT-BTC.

Thong to sit 210/2014/TT-BTC ngay 30/12/2014 c6 hien lye thi hank tar nay 01 thing 01 dim 2016 vi Thong to se 334/2016.11T-BTC ngity 27/12/2016 c6 hieu loc thi hank nam tai chinh 2016, rieng cac quy djnh vegin tri hop 19 to hien lye tit ngly 01 thing 01 dun 2017. do d6 Ging ty khong thyc Nen diet: chinh hoi to tic chi :Ulu Han quan den gia tri hop 19 nen Bio coo tai chink cho rim tai chinh kit that in; nay 31112/2016.

Taiyin be; i4 Wee ruin grit ("buds' mot ki mein in al eV ke loan

Cans ty di ap dung cac Chub inuc ke loan Viet Nan vi cac van ban huang din Chitin rout do Nha nude di ban hank. Cac bio coo tai chink dugs lip ve trink bay thco ding mci quy *link eau ling chutin mut. Meng tv hiring din tInrc hien chuin myc va Cho dO ke town hien huh dang an dung.

1finh their hi roan dp dung

Cong ty Op chmg hlnh that ke loin Win may vi lin!:

14

CONG TY CO PIIAN ClIONG KICOAN DAB Kill

5618 Lc, Thuong Kiel. !loan Klein, Fla mi. via Nam MAU s6 B 09-CTCK

23 . Co's. hip bao do Si chinh

Ban do tai chinh duce ulnh bay thco nguyen tic gia g6c.

Bao cac Iii chinh caw Ong ty duoc lip tren co ser toting hop cac nghiep vu, giao dick va duqc ghi sa ke town tai vac dots vj thank yid hach toes phi thooc va tai Van phong Ong ty.

Trong bao c o tai chinh city Ong ty, cat nghiep vu ego dich nOi b4) va s6 du not b0 d lion quan den tai sin. nguta von vi Gong nq phtli thu, phii tra nOi b0 di dtarc 'di tree.

2.4 . Tien va cat klunin twang dining den

Tien vi cac khoan Wong throng tien bao g6m lien Mt toi guy. lien gii bout Ong etla cOng ty cluing khoin. cac khoan diu to ngin halt cei thin giun duo bun hoc thu hal khOng qua 03 thing, co rink thank khoan cao, co kink Jiang chuyen d6i d6 ding thAnh cac lacing den xite djnh vi khOng co nhieu rut ro trong chuyen dui ihenh tien.

Tien gui itgan hang firm gem den gal Saab coin caa Chug ty.

Tien gin thank toan hi tree giao dich chi ng khoan la se tien an Ong ty citing khan de sin sang sham gia thank town hi Ira giao dich thing khan.

2.5 . Tai sin Si chink va nq plug tra Si chinh

a) Ghi akin ban tkiu

Tii sin tai chink

Tai sin tai chinh cua Ong ty bao gOm den va cac khofin Wang throng tien. cac Si sin tai chinh ghi nhan thong qua laii16 (INTPL). the khoin cho way. cac iii sin tii chinh sin sang di bin (AFS) vi tic khoan phai thu. Tai then diem ghi nhan ban diu, Iii sin Iii chinh duqc :do dial thco gii ma/chi phi phut hank cOng ac chi phi phit sink khic lien gun trdc tiep den viec mutt phis hinh tai sin tai chinh do, ngoei tali tic Si sin Iii chink ghi nhan thong qua (FVFPL) chi duqc xac djnh thou gia muidchi phi phut hanh.

Nq phii h i Si chin!)

Nq phai Ira tii chin!, cikt Ging ty bao gem cac khoan vay, dc khoan phtli tra quid kin vi pita' tra khic. chi phi nhai tra. Tai thed diem ghi nhon Ian dad cac khoan nuptial tra tai chink duce xac djnh then gii phut hank cOng cac chi phi phis sinh lien quan trvc tien den viec phut hinh no ?hal tra tai chinh der.

b) Nguyin tic piton loot

Teri sin Si chinh ghi nhjn thong qua I1118 (FVTPL): tai sin tai chinh duqc phin lord thco FVIPI. khi iii son tai chinh der duqc niun gift cho awe dick mua yam bin n atn chi truOng tai chinh thong qua hog dOng nghien ciu vi phin tick vii ky vong sink lbi. Cic Mai Si sin tai chinh duct phin foal nhom khic khi bin an phan loci Igi van FVTPL.

Cic ;Ai sin tai chink FVTPL IA Ong cu nq khi duo halt phai duct chuyen sang ghi nhin la cac khoin phai thu vi lap dg phtmg Mar mot khoan phai thu khd 001 (net c6).

Cic khoan cho vay: Ii cac Si sin Si chinh phi phai sinh veri dc khoan thank wan co djnh tic* cd the sac dinh vi kheing duct ni8m yet tren thi tramg hob do.

Cic dang era kilt the vay duqc thuc hien:

- Hqp ding giuo dich kY guy;

- Flop ding kg tetra den bim chtkng khan.

ti

15

CONG TY CO PIJAN ClICNG KOGAN DAU Kill

S6 la Ly Thubng Kiel. Boon Kiem, I-la Nei, Viet Nam MAU SOD 09-CTCK

Sau ghi nhen ban day. the khoan cho vay cluqc xfie dinh theo gia trj than b6 sir dung phuong phap tat suet thyc, ngogi cac khoan cho vay cac tai san tai chink gin than theo gia irj hop 19 thong qua label& do cOng nq Iii cbinh phat

sinh tOt vice chuyan gino ntt tai san tai chinh kbeng da dieu kien ding ghi nhen hoec khi rho hop theo guy dinh ve tic lien quart; the hop clang boo lath tai chinh.

sin tai chinh An sang di bin (AFS): la the tai san tai chinh phi phAi slob duqc xac dinh 1a san sang de ban hogc khans dune phan lord la:

- Cite khoan cho vay vi cac khoin phi' thu:

- Cac khoan dau tu nom gift den ngly dao ban;

- Cac tai san tai chinh ghi nitan titling qua lad&

Tai san tai chit% &roc Cong ty dau to nhung Wong c6 tins lieu dau fu ngart hen va ke ca muc tieu tai hem yang chua xac djnh dupe. Do vay day la loci tai san tai chfnh hat cite dune phan loaf trnng hog Ong caa ang

No phi' lira tat chinh dtroc gin nhen thong qua lai/16: la met khan no phai tra tai chinh !him man mot trong cac dieu kith say:

- No phai tra tai chfnh dirge Ban Giam dot phan loaf vac, nh6m nom gifr de kinh doanh;

- T31 thai diem ghi nhen ban deli, Ging1y xep nq phai tea tai chfnh vio nhein duty° ghi nhen thong qua lair116.

No phai tea tai chfnh dirge xac dinh theo gia tri pan bl: la the khoan nq phai tra tai chinh kitbag throe xttp Iota vA0 no phai tra tai chinh duqc gin nhan Mang qua lai.d6.

0 NV*? /tic eidnh gM kit ac rai son tai chink

Viet daub gia Igi cac Lai san tai chinh FTVPI. va AFS thee gia thi twang hogc gia tri hop l9 duce thin hien thee phuong than xac djnh gia trj pltc hop vii quy djnh plalp Met. Trong truing hop [Meng c6 gift thj trubng tai ngay giao dich gin nhat. COng ty sir dung gia trj hop 19 de Oath gia 131 CAC tai san tai chinh. GiA uj bqp 19 duoc xac djnh tren ca sir ton tong nguyen tae, phuong phap hoc ma hinh Iy thuyet clink gia tai san tai chfnh da throe quy dinh tai Dieu 16 hoot S6 Lay dinh gift caa Cong ty hoc San khi da throe Ban Clam dec. chap Muth bang van bin.

Gia trj hop Ifrigia trj thj trubng cua tai san tii chink duct xac (firth thco quy dinh tai Then to s6 146/20141FT-13TC nhtr sau:

- Gia trj thj twang caa chimg khan niem yet tren S6 Giao did) Chung khoan Hi Nei va. Sa Giao dfch Chung khofin Thank phi 116 Chi mina ta gia dons elm tai nay gin that c6 giao dich tinh den imay danh gia lak

Doi %Jai cac cluing khaki aim cac ding ty chua niem yet tren thj trubng chimg khoin nhung da ding Icy giao dich tren thj trubng giao dich caa the cans ty dal chfing chum niem yet (LIPCoin) chi gia trj thi trubng dime xac (Nth la gia deng elm ngay gin that cd gino dich link den ngay daub gia lui;

Doi voi chimg khoin niem yet bi hay hoot bj.dinh chi giao dich hoot ngiing giao dich ke lir ngay giao dich thinsau tit di, gia chiing khoan thyc to la gia trj so sfich hit ngay lep bang can del ke loan gat, nhet;

Del yid chlmg khoan tiara niem yet va chum dung k9 giao dich tren thi train' giao dich caa the corm ty dyi chfing chum niem yet (mom) thi gift chimg khoan Mgt to yen thi trubng lam co sa de danh gin lai la gia trung NMI caa the mat gia gino dich tituc to dm bin gia cilia ba (03) cling ty chung khoan c6 gino djch tpi theri diem gin nhat vii thai diem danh gia lai nhung khan qua met thing tinh den ngay dank gia 10i.

Doi vii the chimg khoan khans c6 gia sham khao tfr cac nation tree, Cling ty clang chua thye hien xac djnh gift trj hop 19 can cac chintg khoan nay do Chuan inye KO tam Viet Nam, Cho de ke roan Viet Nam fp dung dot vbi cons ty citing khoftn chua co Wang clan ell the va vice xac dinh gia trj hop 19. Theo d6 gia trj hop!, throe trim tinh bang gia g6c can kaolin dint tu.

Chenh loch tang Itoac giant do anti gia Igi FVTPL dirge ghi ;than Arco nguyen tac thong bit trir va dime trinh bay men Bao coo ken qua hoot Ong thco 02 chi tieu: chi deo "12 vi chi phi giao dich mua the tai sin tai chink, hoot thug ty doanh FVTPL" - Chi net "Chenh lech glom ve Minh gift loi cac tai ski tai chiral ghi nhan Meng qua tog," (nen danh gia giam) va chi tieu "Thu nhep" - Chi fiat "Chenh led tang ve danh gift 131 cac tai san Lai chinh ghi then thong qua Jai/16" (ndu danh gia tang).

16

CONG TY co piaN aioNG Ki'DAN DAU Kill

5618 LY Thubng Met, Man Bien'. Ha Ned, Viet Nam MAU SO B 09-CTCK

Chenh tech tang hoac giam do dank gia 1ai AFS dtrgc ghi nhin thco nguyen tic khemg bit Iris ducrc ghi nhan hoc tiep vim von cho 56 hay cud Bao coo drth hinh tai chinh 41 chi tieu thenh lech dank gia Jul tai san tat chinh thco gia tr! hop If'.

Cite khollit cho vay duqc Atm get kha nang suy giant gia tri toi ngy 10p hao cao Unit hinh tai chink Dv phang cho can khoan cho vny duvc trIch 10p dun Iran mix t6n thit min tinh, dupe tinh bang pith thenh leek giOn gift td tld trubng cud chimg khoAn duoc clang lam Lai san darn bao eh* khoan cho vay va s6 du con khoAn cho vay d6. Tang ho6c giam s6 du khoan du pheng dtnyc ghi than vim Sao cao ket qua hoot dons tren khoan inuc "Chi ph( thr phang tai sin tai chinh. kir IY tan that can khoAn phai thu kho dal. to suy giam tar san tai chink va chi ph( di vay cam cAc khoan cho vay".

2.6 . Can khoan phai thu ngin hon, did hon

Phi( thu vi dy' thu c6 totc, den Ifi cite tai sin tai chink: phan Anil toan kx) ale khoan phai thu va dv thu v c6 den lai can can tai san ti3 chinh thttOc dank mix tai san tai chinh cud Coq ty.

Phii thu cac djch vg Cang ty cung cap: phan kth coo khoan phut thu ova (*Ong ty v6i Sa Giao dich chang khoan. Trung tam 1.uu kt chi:mg kholn Viet Nam (VSD), vai Nha dau to la kith hang cita Cong vii T6 One phat hanh chting khoan hope bao Binh phat hank chang khoan, cite khoan phai thu cac hoot den& kink doanh giao djch chimg khoan.

Dv phing suy gii tri tic khoin phii thu: duoc nick lap cho cac khoan no da qua 14n thank roan hoeac cac Moan no chart den hon thank loan nhtmg Mick no 42 lam vAo tinh trying pha sin butte dang lilm the tut giai the; mit tick. bit tr6n, dang bi cat co quan phap luit tray to, xda x0 hoc clang thi hank an hoar do diet. Chi phi du phOng PIS sink duqc trinh bay tren chi lieu "Chi phi quith 12, tong ty chimg khalif trim Hilo cap ket qua hoot ding.

Mk trich 10p dv pitting cac khoan no phi! thu MI6 den dtroc xac djnh thco Thong to Os 4812019frr-wrc do Bet TAi chinh ban hinh ngiy 08/08/2019 nhu

Thai gian quA lion Milo oio!) du phong

Tu tten stall (06) thing den dyed inOt (01) nom 30%

Tfr mot (01) nAnt den dual hat (02) nam 50%

T6 hat (02) mint dOn dad ba (03) clam 70%

TO. ba (03) clam tree len 100%

2.7 . Cdc khotin nq phdi irk ngln hon, dii hon

Can khotin no phai trit dupe then dei thco hon phai tn. din 'mpg phai Ira. tool nguyen to pluti tea va cac yk to khac thco nhu ceu quan ly cud Cong

Cfe khoin vay: phan firth Unit kink phat hank Irai phieu va thank toast trai patient phan anh cite khoan den vay torn thrld va OA kink tea no tied vay cite Gang ty vii Ngin bang, Trung thin km ky chin% khoan Viet Nam. Qui" 116 trq thanh wan twat cac dii wog cho vay kbac then quy Binh va hoot dung vay 5p dung 46i van ding cy chimg khoarr_

CAc khoin phili tea hoot ding giao dich chting khoan: phan anh filth Illnh thank man ve cat: khoan phi hoot Ong kink doanh. djch vp chimg khoan elm Soo Giao dich Chirng khoan. 'frung tam Lutz ky chums khoan Viet Nam (VSD). OM tea dui Iy 'that hank clitIng khoan cita Cong ty.

Cdc khotin pita' tra t6 chat phat hinh chUng khoan: phan anh link hinh nhOn vu thank todit khoan phai tra TO chirc phat hAnh °hang khan ve den ban chi:mg khoin bao l5nh Oat hank do C8ng ty that hien 6 ding ty lido Doh pilot hinh chang khoan chinh hoc pho, ke ca trubng hop cans ty bao lank phut hanh chirng khodn ben charts khoan phat hinh qua cac dui It.

17

CONG TY cO PHAN CII(R4G KimAN °Au tail 5618 Ly Thubng Kial (loan Main. iii Noi. VI Nam MAU SOB 09-CTCK

2.8 . Doanh thu, chi phi

Iloat dong mot grin chting khoan cho aka dint nt

Doanh thu hoot ding mei gieri chkg khoan duce ghi nhan tat Bin cao kat qua hoot dOng khi than thu.

Hoof dOng nr cluing Moan. gop van

Doanh thu hopt d6ng diu to chung Moan, gap vain boo gam cac khoan chant) ICcIt MI bin cluing khoan tg doanh caa ding ty chfing kin& (dupe glti nhan dun tran Thong boo kat qua thank town hi trU giao dich Mang khoin cart Trung tint Inv kY Mang khoan) va khoin chit loi Ito to phik dam ghi nhan trait Roo cho kat qua hopt dOng tran co kr don doh.

How th5ng bola lanh tfining khan dal 13, pluit hair cheing khoan

Doanh thu hoot ding bao lanh phk hank va dai 1b phat harth chung khoan dtroc ghi nhar. tran Balo coo kat qua hoot dOng kill hoin thank viec thong LAO kat qua phat halt thing Ichofin.

Ikea tong he vein

Doanh thu lir hoot dOng to van &pc ghi nhan oat) bao cal kat qua hoot (king khi djch *It (la dupe cung cap. death thu dtroc xic dint twang dii chic chin. xic djnh dew chi phi phi% sinh cho giao djch vi chi phi da bean thanh giao dich tong cap di& vu db.

Hoar dong Me ay chavg khoim

Doanh thu sir hops ding luu kv chang khoan cho nha dau to dtroc glii nhan van Rio dm kat qua hoot dOng khi thon thu.

Doanh 1hn kb&

Doanh tint kluic bao gam doanh thu la' tian gal ngan hang va CAC khotin thu nhap khac. Doanh thu khac &cm ghi nhan tran 131a) coo kat qua% hoot dOng Iran cos& don tich.

Chi phi hoot dong

Chi phi hoot dOng bao Om IS vi chi phi giao dich mua cac tai son tai chink. hoot ding tv doanh va chi phi hoot ding cung cap (licit vu.

va chi phi giao djch insist cac tai son tai chinh phan anh cac Moan i8 do ban cac tai san tai chinh FVTPL. chi phi giao djch mutt tic tai sin tai chink FVTPL, chi phi Lich tap du phOng giam gii tai sin tai chinh. xa 1y tan that can !drain phal dm kilo dii va de khan IS. ton *hit cac tai son tai chinh thcbc dank mac diu sin tai chink via dong ty chung !chain. bao gSm cac tai sin tai chinh ghi nhan thong qua mills (FVTP1.). cic Ichoin cho vay. vi phi'

cac Iii sort tai chinh sin singd4 bin (AFS) vi chi phi hoot tieing tV doanh. Chi phi hops dOng cung can djch vu phan inh cac chi phi hoot ding cung cap djch vu trot tip eda Ging ty chung khoan bao porn chi phi hoot dOng it: death. chi phi mii gioi chung khotin. chi phi hoot dong ban lanh, dal ly Oat hinh thing khofin. chi phi tu van va cac chi phi hoot dong khac.

Chi phi quail iy doanh nghtfp Chi phi qua') IY do nt' ngbiep plain anh cac chi phi quart 19 chung cia COng ty bno glint chi phi luong vi tic khoim trick thee luong obit nhAn vier) bo phan quan ly. chi phi vat lieu van piling. cOng cu dung cv, khiu hao tai sin có dinh, dich mua mutt ngoii vi chi phi bting tian khk ding cho hoot dOng quail IY.

2.9 . Calc khotin thud

Chi phi thud TNDN hien hinh dupe xac djnh trOn co sa thu nhap chju thud trong ky vi thee suit 014 TNDN trong

IS

CONG TY CO PHAN CHONG KIIOAN DAU lUil

SS IS 14,Thueng Kiat, i loSn Kiern. Ill Ni.e Viet Nam MAU SO B 09-CTCK

3 . CIA TR1 K1101 LONG CIAO D1CII CII1:14G KUOAN TIlUt lile.N TRONG 1W2021 (Choi Wong GI) chins

attain dare hien trong Out Gilt tri kIaSi haing giao dich thing

1V12021 kholn thuc hien trong Qu9 1V.:2021 VND

Cla Ceng ty Chting khoin 2,373,000 229,894,500.000

- co poieu 373.000 10.523.500.000

- Tr6i phiCu 2,000.000 219.371.C.00.000

Ctia nha dau tit 984,896,119 23,852,215,209,090

- Cd phieu 962,749.921 21.946,597.698.900 - 7Y6i phiCu 18,611.598 1.901,184.364,190 - Chung kltoAn ghat 3,534.600 4,433.146,000

987,269,119 24,082,109,709,090

4 . TIEN VA CAC KIIOAN TOONG DUONG TIEN

31/1212021 01/01/2021

VND VND

Tien mat tpi qu, 188.371.714 190.766.079

Tien gal [van hang cho hoot ddng ang ty 21.274,993.999 9,994,697,297

lien gui bit Wu va thanh loin giao dich chlng Bolo 31.092,577.065 3.345.217,968 (16c Icho.in lung duong tictt 0 0

52.555.942,778 13,530.681,344

5

a)

. CAC 1.0o1 TM SAN TM ClliNII

TM sin tai chinh ghi nhin thong qua Iii/I8

311122021 0 1/0 P2021

Gil giSc Gil Id hop Giu ac Gil tri hop 1Y

VND VND VND VND

phieu Mein ydt 16,195.727.436 16,228,528,720 15.345.084,172 14,176.660,520

Trai phiCu clam nitro yet 178,106.781.839 178,106,781,839 0 0

194.302.509275 194,335,310,559 15.345.084,172 14.116,660,520

b) TM sin Si chink sin sing de ban (ACS)

31/12/2021 01/01/2021

Gil g&c Gil irj hop It Gib p3c Gil tri hop It

VND VND VND VND

CS phiCu clwa Mem yet 155.796.548.218 135,279.648.218 207.796.548.218 195.296.548218 Uy that quin 19 dank muc dAu to 4.900.000.000 4.900.000,000 25.910.000.000 25.910.000.000

c)

160.696.548.218 140,179,648,218 233.706518,218 221,206548,218

Cie khan cho vay

31/12:2021 01/01/2021

VND VND

I loot dOng margin 1.021.910.491.903 594,977.417.757

Hoot dOng Ong truck tiCn ban 137,136,109.268 32,715,658,718

1,159.046,601,171 627,693,076,475

a

19

cONG TYCO mkt astsc Knots °Au 1111 19 Ltarna2218.4.9S21410)11 an. X'a

4) . min .141.1.1. lax 46s tJ 12000 691/66

list SO 81194:14:1:

Gina 0404 man 0.69.6 It& Cash pi thy Chink Itch eel De gun Ca in Oink p4 is.

nonaoli 01101 /0121 31(11/2021 01(0112021 31/12/2021 01 (0141121 31112/2021 01#01/2021 311122011 01411021

We VXD kW) DAD VIOD WS) V7812 Win %ND

Win 16.193.727,434 16.313.614.172 16,121.422.91* 14.1705.660310 149.236.314 11,791,161 (7764534147 (1,111.110/7131 16.21/1,023,721 14,176140,511

cd 7+41.11:4+5 A a.191.722,410 15,161,064.172 16228.528,720 18.126,660,220 100,16310 12.792.101 (1/0,40/ KW 11.111.215.7341 14231,521,720 14.1766.0820

721,748 10.260,110,051 767400 9.501661.203 43.805 . 1719,101.151) 767,660 9,561,011200

- VAF 03,669 18,669 673.230 10200 69,533 • 11.469) 673,200 10,00

. PM 3,011,100,000 5,011,100,000 4265.115,000 4,566.47;.001 • (751,715.01101 1451129.000) 4.261.113.000 4.366.471.03.1

• IVA 111,00 118.569 $10.031 495.000 471.431 236.43) 1110.000 395.00,

• Cd 9hi4u We 11,113.961.401 .44,146,343 11.960,192.920 4/1496.13) 298471,513 12.325.670 (21.740.0201 1111, 1/6611) 11.960.104920 40.490.120 .%rs 1641.416,5111.218 231.704.5411.211 140.179.448.218 223.206.543.20 • (20(16,900,000) 113.106.4.061601 140.179.6411,211 221,1114..541.111

C A 1.61...4...6 eitem yitt 155(206.361218 2073962411,211 138,270,48.718 195.296,548,213 00,16.900.000/ (11,100600.000) 136,279,641.216 195,206,548118 • Cans ly C3 phIn Dbu iv Dd ions /6911,000,003 5,000,000,000 5,010600030 . (6,600,000080) 5,000.000,000

Cone neh6 ea Cony ly cd pan Tv On Ike In 2600.000603 2,000,000,000 11.00012/40001 (2.000,000.090) Olin !yeas khl Vidi Nun Gant C4 pb/n ml cOns Co vol 0(00.000,020 3.000.000.000 11.000.070.0011) (3.006.11110004 U Lip ray 1316 kin Oa ilec6 pan Div tut's. (Ma 23.791,900.0211 22,392.900,028 24,184,00.028 2.1.386.900,021 11.008,000.030) (1.901040904 24.104.000,101 79,3E1)03.023 Cons dein Diu kW %O &M Cons ly r6 p1i., lad Can ugli..h. 4,190,000.000 4,800,000.000 4.601,600660 1608.000.000 (192,000.000) (102,000.007/ 1.601,020,490 4.001,0110.1160 Vidi Km Ong ty CO thin Khoing WI to 7,610,020,000 7,650,000,000 7,650,000100 6.350.000.000 (1,300,000.000/ 7,650,003,000 0,350,000,000 Unk eying Na l

• C6nc ty rd pan Xi ang Thai son

10,000,030,000 10.000,000,000 10.000.000.000 110,000.000603) 10600000.000

• Cdt6 tv cif pan DIdu Pa Yin 4,110.9000113 4,116,900,803 4.316,500,000 (4,J16.900900) 016.903000

• CA F14n t76.'. elinl Alit 03,636.316190 14),424,7(6.191 93.616.798.190 143.6363411.1911 4J 616,741 100 149.4363411.190

140Tic coin It danli imec 41".11v 4900000000 15 910 000.030 4.900000.003 23 610(00 001 4900.060.000 23.910.000000 176.1527) 504 249.151.631.530 156.106.176.913 235.323.141.7311 344156310 11.791301 121.193-114.016) (13.161,211.7131 IMA08.176.938 235.01),211.7.13

CONG TY CO PHAN CHONG IOWAN DAUKIli

5618 L9 Thueng Ma, Hotel Kuhn, Ha NO. Viet Nara MAU So B 09-CICK

6 . CAC KIIOAN PlIAI TIIU NGAN 110

31/12/2021 01101/2021 VND VND

Cac khoan phii thu ban cac Wan dau to 0 1.625.000

Clic khoiln phai thu .6 du thu c6 tat. den MI cat khoan dau to 9.446.304,971 4,061736511 Cic khoan phai thu cac khoan dal' to <Igo hart 0 0 Phil thu lai hoot Ong Margin 4,581.881.140 3.124.144.445

Phai thu ti6 Mi hop (King hqp tac Can its 7.129,722,211 7,129.722.211

Phai thu ate djch vy COng ty cling khoan cung carp 10.444,495.767 12,750,821,435

- Phil thu hoot dOng mai glen cling kltoin 419,186.070 255,870,677

- Phai thu hoot dOng its van 7,670,159,868 11,412,236.868

- Phai thu cac dich vu tai chinh khac 2.355.149,829 1.082,713,890

Phii thu kltac 21.143.305.331 50,684,111,847

- Plu1i thu hqp dons hop tac d6u lit (*) 10.000.000,000 34,000.000.000

- Phai thu khac 11.143.305,331 16,684.111,847

52.745.709.420 77.753.161.449 a

21

CONG TY Co l'IIAN CHUNG KIIOAN DAU KHF S8 181* 11,0674 Kitt, Hot" KRitn.,114 Nat Via Nam mAv so R 094:MK

7 Dkr HONG SLIT G1AM G1A TR1 CAC KIMAN 1111A1 THU

Gib 01 ph4i thu Du phang nu phii thu kh6 46i Kim trubc kb6 dirk S6 Gig nin SA trick Lip girt; rib S6 Qat IV/1021

VN1) VNI) VND Dy ',hang kha dai ph3i Iha vi dv thu cA lin•, din Ill den ban

7,129,722,211 7,129,722,211 7.129.722,211 7,129,722,211

- COng ty CA phkn VAu Iy TM chInh 1326 hiem khi

7,129,722,211 7,129,722,211 7,129,'/22.211 7,129,722,211

Ihp pliant 1.16 661 pbil thu tic dick v8 teal ty (him; khoin cung tip

7,437.873.752 8.981,919.027 350.912.980 (2,434.837.204) 6.897.994,803 8.981.919.027

- Phil thu hom (king mOi Mai 51,157,911 26.903.180 13.112,980 (3,437,2041 3(078,956 26.903,180

101141 thu host dams Its On 6,458159,868 8.275,059,868 256.400900 (2.411.409,0001 6.100.959,868 8,275059.868

rho, !hack dick vy khric 928.555979 679,955979 81.400.000 761,355979 679.955.979

Dy phang kb6 dbi thu thee 2969,307.942 1,921944926 647,463.366 (54.3279681 29149130977 1,921,844976

- Pltai Ihu hopd6ng gino dish qup Mntgin 2,569,307,942 1,921,844,576 647,463.366 (54.327.5651 2.514.980,377 1,921,844,576

17.136.903,911 1811.13,435,814 998376346 (2,489.164,7691 16912,697,391 18.033.485,814

22

GONG TY CO PHAN HUNG KIIOAN DAU KI11

S6 ISIS. Thubng Kiel. Holm Kiem, Ha NO. Viet Nara

MAU SO II 09•CTCK

8 . 'I'AI SAN CO DINH HOE IIINII

Phuong tien May nwk, thief bi tai. truyen din

Wet hi. dung eta quan 19 Cling

VND VND

Nguyen gift

"ND VND

Tai new 01101/2021 0 3.117.760.791 22.971,071,592 26.088.832,383

Mun tir dAu num an cc& quj• 0 1,277.290,909 830,846,000 2.108,136.909 Thanh 19, nhu(mg ban 0 996.409.5001 0 (996.409,500)

T01 ugly 31/12/2021 0 3,398.642.200 23.801917,592 27,200.559.792 Gia tri hao mon lily ke

Tai ngay 01/01/2021 0 1.959,589,247 15.244.456.077 17.204,045,324 Khau hao tir dau nam den cuOi qu9 0 374.633.129 2.185.111,216 2.559.744,345 llianh 19, Mums ban 0 (996.409.500) 0 (996.409.500)

Tai ngay 31/12/2021 1,337,8128760 17.429,567.293 18,767,380.169

Gia tri cbn Ili

Tai nay 01/01/2021 0 1.158.171.544 7.726.615.515 8.884.787,059 Tai ngly 31/12/2021 0 2,060.829.324 6.372.350,299 8,433.179.623

9 TAI SAN al DINH Vel IIINIl

Phan mem giao dick ke loan Khan tong

VND VND VND

Nguyen gin Tai ugly 010112021 23.390.800.035 1.040.000.000 24.430.800.035

Mua tir din Mim den eu6i qu9 4.589,840.000 0 4.589.840.000

'Eta ngay 31/12/2021 27,980,640,035 L040,000.000 29,020.640,035

Gii ?hi hao mon lily ki Tai ngay 01/01/2021 15,890,519.796 1.040.000.000 16.930.519.796 Khan hao tn. dAu nazi den cuOi qu9 2,865.580.668 0 2.865.580,668

Tut ngay 31/12/2021 18,756.100,464 1.040.000,000 19,796.100,464 Gil tri con Ili

Tui ngay 01/01/2021 7.500.280.239 0 7.500.280.239 Tai new 31/12/2021 9,224,539.571 0 9,224,539,571

10 . TIEN NQP QUt lie mg TIIANH TORN 31/12/2021 01/01/2021

VND VND

116 nOp ban din 120.000,000 120.000,000

Tien Op be/ sung 15,590.778,054 13.765.697.928

Tien lai phin bea trong nam 14.426,547 14,426.547 S6 du au& qus, 15,725.204.601 13,900 124,475

I t . lid 110AT DOG GIRO DIC11 cuts° KnoAN

31/12/2021 01/012021

VND VND Phni Ira Ser Gino dich chats khoin 1,991,380,536 1.255.848.655 Phili tra Trung lam [au k9 chOtlg Ithoin 607,183,035 615,128,512 Phaii tra hoar dOng GDCK thuc hi en quyen mua 60,000

2.598,563371 1,871037,167

23

LONG TY CO PHAN CIKING KHOAN PAU KIII 5618 14 Throng Kia, Han Ki6m. Ha N0i, Via Nam MAU SO B 09-CICK

12 . CAC KIIOAN MIA' TRA, PI AI NQP 19GAN HoN KHAC

31/12/2021 01 /01

VND VND

Tai san thin chb giai quy& 1.027,648.903 1.027.648,903

Phil' tr6 c8 lac, loi co tat cho nha du ttr 307.381.357.105 144,292.059.936

308 409 006,008 145.319.798,839

24

CONG TI' CO PIIAN CHONG KIIOAN DAL' Kill

S6 IS I.9 Mond Kiel. licsin Mein, 11/1 Ndi, ViOt Nem MAD so B 09-(:T'CK

13 . VON CHUSlY HIT ■) Bing 661 cfit6c bi& dOng cis .on chi) sir him

Von du Its cAa so Inu

Thing du von c6

66A21 Cb phieu guy Quy du tra di6u 10

QuY do pliong tai chinh v6 rii ro

nghitp 1.0i nhuin chin

phlIn phoi

Ch6nh loch dAnh gid id' stm the* gid Iri

h901Y

(:(Ing

VND

VND

VND

VND

VND

VND

VND

VND

56 diu Win nim fruit

Tot nay 01101/2020 598,413,000.000 67.439,970.360 3,375,291.013 3.364.941,013 (41.276780.210) 02.500.000.000) 618.816,422,176 Lai ninth IOy ke th diu ndm den cutii Qut (41.276.780.210) • 411211,198.170 6.934,417.960 Teich lip Quy khen easing phin: bi • (500.000.000) (500.000 000)

S6 to& yut 598,413,000 000 26,163 190,150 3,375,291,013 3,364 941.013 6,434.417,960 (12,500,0(10,0110) 625,250,840 136

Si din Mho nim nay

Tai ngiy 0110 V2021 598,413,000,000 26.163,190,150 3373,291.013 3,364,941,013 6,434,417.960 112,500,000.000) 625,250,640,136

Loi nhoin Hong aft 35.1S2.851,231 35,152,851,231 Teich lui nhutn (500,000000) (500,000.000) (12)&41 gid lai tat s.inthoo gid in hap 1, 18.016.900.0013) (8016.900.0901

Tai 'why 31112/2021 598.413.000000 26,163,190,150 3.375.291.013 3,364,941,013 11,087.269,191 (20,316,910,000) 651486,791.167

1.) Via a Odin di phit Ina

66 eu61 qui Sti din aim

SE c4 nieu VND SO CO phi&

Vim c4 phuAn diroc duyi1 59,841,300 598,413.000,000 59,841,300 598,413,000,000

Co phiiu phA thong 59.841,300 598.413,000,000 59,841,300 5913413,000.000

CON(i 'IT CO PHAN CHUNG K1 !DAN DAU Kid

Bao caa Ill chfnh

56 18 Ly'17tubng Kiet, Roan Kient. Ila Nei, Viet Nam

MAU SO A 09-CT(

14. 111I7N114tP

a) Lai, lb bin tic tai salt tai chink

S6 luung bin T6ng 8ii 01 ban 16ng vjn

Lai, Id ban clung khoan t0 diu nAm den cuei Quy nay 'tam nay

Lai, 16 ban chtmg khoan 111 din tabu den cudi guy nay nom tnr6c

1.6i

VND

I Al

VND

Iii

VND

Ib VND VND VND

C6 phieu/Trai phi&i Niem yet 26.398,600 2,857,938,148.004 2355,633,410,520 104.991.523,740 2.686,786,256 2.956.829,219 426,364,514

- COng ly C6 phin 6 to TMT 845,988268

- T6ttg.C6ng ty Dien lye din Kid Viet 714.758,300 Nam - CTCP Ngan hang'IMCP K9 ihmmg Viet 139.000 5.343,700,000 4.829.868211 513,831.759 0 Nam

- co phiin Cong phin rvi 302.500 12.896.550,000 9.904460000 2,991,890.000 0

CTCP bit Ong sin Din khl 0 0 1.278.083.663

- CTCP Pecan 417,400 5.588,960,000 4.693,658,019 895,301,981 0 426.364,514

- Co phieu Cbng ty c6 phin Nang dau 539,700 7,592..970,000 10,279,756,256 o 2,686,786,256 Diu khl l'hu Yen C6 phiCu/ Trai phis Niem ytt khac 25,000.000 Z826.499,000,000 2,725,908.500.000 100.590.500,000 0 117,998,488 0

MC phi& chin Niem yet 24,233,790 2.297,105,004,525 2,292.813,211,411 17.934,360,031 13.642.566.917 0 0 (KBC112123002,NVL112122004.PD 11012124001..1 Chaim Chi den gui 1.006.000 1.313,028,241.991 1.310,008450.663 3 024.448.862 4,857.534 0

51,638,390 6,468,0544.516 6,358.438,304,590 125,950,332,63.3 16,334,210,707 2956,820,219 426,364,514

26 •••• • • . •

CONG TY Co PIIAN CHONG KIIOAN DAU Kill S6 I814 Thuong Klet, Hoan Kiim. Hi NOl. Vitt Nam

MAU sO B 09-CTCK

b) C6 tire va ban !at phial sinh tits cac tai san tai chinh FVTPL, cac khoin cho vay,HTM, AFS

Quc. IVI2021 Qu9 1V:2020

VND VND

Tir tel sin (Al chink MN, 6,141,308 172.534,849

C6 lac co phieu niern pit khdc 6.141,308 257,605.500

Tien lai tit cac hqp &mg kin gt:i o5 kS. hen 0 41.917.806 TS TSTC ;Am Rif' din nay duo ban (11Th1) 6,803,526,882 10,691353,784

Tin sin tai chink cho vay va phai thu 35,349,096.118 16,945,319,235

Lai cho vay lout dOng Margin 32.120.143,824 15.320.230,412 1.41 cho vay ling tram tiin ban 3.228,952.294 720.909.905 Lai khic 0 90.1,178.918 TO. tai sin (Al chink siin sang d bin (AFS) 260,000.000 2,130

2.-118..64.3 2:.809.209.99

15 . C111 PIII QUAY iS ONG TV CHOC KIIOAN

Qu9 IV2021 Q4 1 1112020

VND VND

Chi phi luong va cac khoitn theoluong 6.097,061275 2.774,104,572 Kink phi Ong doan, BFIXI I, III IYT.1311TN 712,048,650 656,492,240 Chi ph( 41 to van plOng 98,456,245 126.194.901 Chi phi arts co, dung cy 191,595.353 117.621,551

Chi phi khan hao TSCD. 13081Yr 494,449.950 120.068,499 Chi phi link phi vd ie ph( 61,377,315 1,622.000,660 Chi phi du phOng/hoin nh4p du phOng 44.000,000 526,956 Chi phi djch %Ai mua ngoai 2.663.464.938 1.960.061.340 Chi phi kit 1.729,601.965 2.850.881.817

15.092.060.691 10.227.955,536 16 . LAI CO BAN THEN Co PHIEU

Viec tinh roan Idi ca ban Iran c6 phiau ce thi phan ph& elm cac oidOng so hau c6 phan :Ong cOa COng ty doe IF

(NV 1V12021 Qut IW2020

VND VND Ting 10 'thugs) sau thug 3427,326,803 1.701.748,044 Lcri nhu1n phan b6 cho c6 phiau ph6 th8ng 3.627.326.803 1,701.748,044 C8 phew ph6 thong Itm kith Sink quart irong 041V:2021 59,841.300 59.841300

Lai co- bin tr6n ca plata 61 28

27

CONG TY CO PlIAN CIICING KIIOAN DAV Kill

1811.9 ThuOng Kiet. Hob Mem. Fla NISI. Viei Nam MAli So S 09-CTCK

17 . cONG CIJTAI ciiiNII

Theo quy dint: IS Mang to 21012009/IT-RTC, ThOng tit 146/2014Irr-RTC, va -Wog ht 334i2016/TT-BM lAi fan tai chinh va nq plod till tai chinh da duqc climb gia 1;<i thee gilt Irj hqp 19 tui itgay k& tithe nem 10i chink.

Quin $9 rill ro tai chinh

Rill ro rh j frith:::

I lout dents kinh donut% cart Ong ty sO chi you chju rill no khi cb su thay dui vi gill, t9 gift inin eta va iai sat.

Rid rove

Ong ty chju rat ro ye gii cua cat cOng cu van ghat sinh 16 cac khotin diu to co ph cu non lion do firth kliong chic chin ve gia wrong lal caa c6plti6u eau lit

Rai ro ve cy gia h6t doll:

Ong ty chin Tin ro ve 19 gia do gia tri hoot, caa cac Wang teen trong luong rnOt ding cu chinh se. bier dOng thco nhang thay d61 cola 19 gia ngoai to khi cac khotin vny, doanh thu ye chi phi city Cong ty duirc dote hien Itang dint vi fiat, 0 US vii (Jong Viet Nam,

Rai ro ve lai suit:

COng ty chit' rai ro va Ili wit do gift try hqp 19 dm cac luting den tong ttrong tai caa mOt cling cu tai chinh se bien dOng titoo nhang clay did caa tat suit thj truing khi Con ty c6 phat sinh cac khoAn tics girl co hoc khans c6 ky luut, cac khoAn vay va nq chin tai suit tha obi. COng ty quan 19 rid ro tai suit bang each plan Lich Onh hinh conh trunk tren thj truong di co &roc cac lai suit c6 Iqi cho nwc dick con Ong ry.

Rail ro sin dyng

ro tin dung IA nil ro ma mot ben thorn gia trong mot cOng cu tai chinh hope hqp dOng khan& cat kha nang Ow hien dirge ughla vu cent mirth dun den ton thit ve tai chinh cho Cong ty. Ong ty c6 cac raj ro tin dung tit ho$ (tang kinh doarth (chit ye., ofti v6i cac khoan phtti thu khach [Wing) va boat dOng tai chinh (bao gOnt den gin ngan h.ing, cho vay va the ding cutai chinh khac). Rini ro thank khan

Rai ro than?' khoAtt la rOi ro Cong ty gen khei khan khi thug hien cac nglda vu tai chinh do Unto vim. RIM ro Claret khoan cats COng ty cha yet: phut sinh to viec cac tai sal tai chinh va nq phtli tra tai chinh c6 cac thbi diem dfio !tun khac nhau.

NIlONG SIT KICN Plikr SINN MU NGAV KET TIIICIC NAM TM CIIIN1I

Klt6ng c6 sir kiln trong yeti nao gay ra sacs ngay ket Ihitc nem 'Al chinh deti hat duqc dieu chinh hay tong b6 trin Rao cao tiff chinh.

28

Thi 'numb Tlim

Nguiri Icti)

Nguyen Thi Thank lla TUQ. KE loan utterrig

PRO GIAM eac PHI) TRACH

ate Si

GONG TY CO PHAN ClIONG KliOAN DAC K.111 56 18 L9 Thubng Kiet, Roan Kiim. H6 Nei. Viet Nam MAU S6 B 09-CICK

18 . NGHISP Vt) VA SO DU' V&1 CAC BEN UEN QUAN

I rong COng ty ce giao dIch vai clic ben lien quan nhu sau:

14161 quart he TO. dAu din cal (101V/2021

TO dAu am din cal qu,t 1V/2020

VND VND Doanh thu Tap down 1)Au khl Viet Nam Ben lien quart cOa

c6 deing 16n 4,136.562.322 5,453,258.779

Doanh thee Jun Veining khoeln 4.136.562.322 4.180,478.146 Doanh thu MN Index 1.272.780.633 Ngdn hang Tmcp Doi chfing Viet Nam blua hing h6a, dicta vy

Co Jong Ian 300,000.000

Nell hang TMCP Doi chOng Viet Nam 1.636.363.636

quart 31/12/2021 0110112021 VND VND

Til'n girl Ng/in hang TMCP Doi chang Viet Nam Co dOng ltm 15.244.516.864 6,619,555.594 Phi thu vie dich vy tong ty chimg khoin cung cap lap down DAu kid Viet Nam 8&-1 lien quan cite

cis clang Ian 202.548.868 202,548,868

Ngan hang TMCP Doi chang Viet Nam Co d6ng 16n 152.183,475

29