Common KIM_18 x 23.pmd - PersonalFN

This scheme does not have any performance track record.

Registrars and Tran sfer Agents Investor Relations OfficerKarvy Computershare Private Ltd. Quantum Asset ManagementKarvy Plaza, H. No. 8-2-596, Company Private LimitedStreet No. 1, Banjara Hill s, 107, Regent Chambers, 1st Floor,Hyderabad - 500 034 Nariman Point, Mumbai - 400 021Phone: (91)(40) 23312454 Ext :124 Phone : (91) (22) 61447800Fax : (91)(22) 23420801 Fax : (91) (22) 22854318Email : [email protected] E-mail: [email protected]

For InvestorGrievances, pleasecontact

KEY INFORMATION MEMORANDUMContinuous Offer for units of Rs. 10/- per unit at NAV based prices

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights& services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document (SID) and Statement of Additional Information (SAI) available free of cost at any of the InvestorService Centers or from the website www.QuantumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units beingoffered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM .


This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificateby the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement ofAdditional Information available free of cost at any of the Investor Service Centres or distributors or from the website www.Qu antumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Boardof India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

505, Regent Chambers, 5th Floor,Nariman Point, Mumbai - 400021.www.QuantumAMC.com

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QUANTUM LONG TERM EQUITY FUND (An Open ended growth Scheme with no assured returns)

APPLICATION NO.

COMMON APPLICATION FORMQUANTUM LONG TERM EQUITY FUND � QUANTUM TAX SAVING FUND� QUANTUM LIQUID FUND � QUANTUM EQUITY FUND of FUNDS

(contd/- ... overleaf)

Tel.(O)/Mobile Tel. (Res.)Status of Sole / 1st Applicant (Please ) (NRIs who are USA or Canada residents or resident of an FATF Non-compliant country / territory cannot invest.)

Resident Individual Non Resident Indian Individual Trust Mutual Fund HUF AOP / BOI

Company / Body Corporate Partnership Firm Bank Fund of Funds FII Society Others (please specify)_________________

ACKNOWLEDGEMENT SLIP(To be filled by the Applicant)

Received from Mr./Ms./M/s.____________________________________________________________________________________________

an application for Purchase of Units of QLTEF/QLF/QTSF/QEFoF along with Cheque / DD No.____________ Drawn on Bank________________

__________________ Branch__________________________ For Rs.___________________ Total No. of Attachments___________________ All purchases are subject to realisation of cheques/Deamand Draft

Acknowledgement Stamp

MODE OF HOLDING Single Anyone or Survivor Joint

2. JOINT APPLICANT’S DETAILS (Refer Note 2)

QUANTUM MUTUAL FUND

Occupation Details (Please ) Private Sector Service Public Sector / Gov. Service Professional Business Retired House Wife Student

Annual Income (Please ) Upto 5 Lacs 5 to 15 Lacs 15 to 25 Lacs 25 Lacs & above

1. SOLE / 1ST APPLICANT’S DETAILS

3. BANK ACCOUNT DETAILS (MANDATORY) (Refer Note 3)

Name of Bank A/c. No.

Branch Address

Branch Name

Account Type (Please ) Savings NRE NRO Current FCNR Others Please see the instructions for payment options, including Direct Credit facility. If you wish to receive a cheque payment, please tick here ( )

IFSC Code

4. KYC COMPLIANCE: Are you KYC compliant? Please ( ) Yes No (Refer Note 4)If yes, please attach copy of KYC Compliance Letter received from CDSL Ventures Ltd.

5. E MAIL COMMUNICATION (Refer Note 5)

I / We wish to receive documents such as Accounts Statements, News Letters etc. through e-mail in lieu of physical documents (Please )

Sole / 1st Applicant’s Indian Address for Correspondence (P. O. Box Address is not sufficient) Overseas Address (Mandatory for NRI / FII applicants in addition to mailing address)

(Refer Note 1)

Fax

City Pin Code

State

Email ID

City Postal Code

Country

Email ID

Guardian (if Sole / 1st Applicant is a Minor)Or Contact Person (For institutional applications)

PAN If the Sole / 1st Applicant is a minor, please tick here ( )and state the Guardian's PAN no. alongside.

Date of Birth

First Name Middle Name Last NameName (Mr./ Ms./Mrs.)

Guardian’s Name (if 2ndApplicant is a Minor)

PAN If the 3rd Applicant is a minor, please tick here ( )and state the Guardian's PAN no. alongside.

First Name Middle Name Last Name3rd Applicantsname


PAN If the 2nd Applicant is a minor, please tick here ( )and state the Guardian's PAN no. alongside.

First Name Middle Name Last Name2nd Applicantsname

APPLICATION NO.

QUANTUM TAX SAVING FUND (An Open ended equity linked savings scheme)1. Sole/1st Applicant’s Details

* The Applicant’s name and address including the PIN Code Number must be given in full (P.O. BoxNo. alone is not sufficient). Applications on behalf of minors should be signed by their guardian.Please write your name exactly as it appears in your PAN Card. In case of non-individual applicants,i.e. HUF/Companies/AOP/BOI/Trusts/Societies/FIIs etc., the name, address, E Mail ID and telephonenumber of the contact person to whom the correspondence should be addressed to should beprovided. In case the investor is a NRI/PIO/FII, an overseas address should also be provided, alongwith the local address. However, all correspondence shall be at the local address.

* PAN of Sole/First Applicant, Second Applicant and Third Applicant must be mentioned in all casesirrespective of the amount being invested. A photo copy of the PAN Card duly certified must beattached in case of investment below Rs.50,000/- by all applicants. The original to be providedfor verification. Where original PAN Card is not provided for verification the copy of PAN Cardmust be certified as true by a Bank Manager or a Gazetted Officer, or an AMFI RegisteredDistributor or a Notary or any other Judicial Authority. Where the person making an applicationis a minor who does not have any income chargeable to income-tax, he shall quote the PAN No.of his/her father, mother or guardian, as the case may be. Any change in the status of the sole/1st applicant must be conveyed to the Fund in order to assist in accurate tax treatment of incomearising from such investment. In the absence of the above PAN Copies the application shall berejected. For investments of Rs.50,000/- and above please attach KYC acknowledgement letterof all applicants (Refer Instruction No. 4).

2. Joint Applicant’s Details

* “Single” holding will entitle only the first holder to operate the account to the exclusion of thejoint holders. “Anyone or Survivor” will entitle any one of the joint holders to operate the account.“Jointly” will allow operation of the account only if all the holders sign the instruction. If themode of holding is left blank or is not clear, it will, by default, be treated as “Jointly”.

3. Bank Account Details

* As per the SEBI guidelines, it is mandatory for investors to mention the details of their bank accountin which income and/or redemption proceeds are to be credited in the application form. In absenceof the bank details, the application form will be rejected. The Mutual Fund/Asset ManagementCompany will not be responsible for any loss arising out of fraudulent encashment of chequesand delay/loss in transit.

* If you wish to receive the payment proceeds by cheque please tick in the space provided. In allother cases, the fund will directly credit the investor’s bank account using RBI’s NEFT/RTGS facility,if the IFSC code is provided by the investor in the space provided in the Form. If the correct IFSCcode is not provided by the investor, the fund may remit the payment proceeds by cheque.

4. KYC Compliance

* Presently, it is mandatory for all investors who wish to make an investment of Rs.50,000/- andabove to obtain a KYC acknowledgement letter from the specified Points of Service’s (POS’s)of CDSL Ventures Limited (Central Agency), who have been authorized by the mutual fundindustry for this purpose. The applicant must attach the KYC Acknowledgement Letter of allthe applicants (Guardian’s letter in case the applicant is Minor), along with the application forsubscription. Applications for subscriptions of value of Rs. 50,000/- and above from applicant’swho are not KYC registered with CVL or have not submitted their KYC Application with CVLmay be rejected. Also, applicants / unit holders intending to apply for units / currently holdingunits and operating their Mutual Fund folios through a Power of Attorney (PoA) must ensure thatthe issuer of the PoA and the holder of the PoA have attached the KYC Acknowledgement Letterat the time of investment above the threshold. PoA holders are not permitted to apply for a KYCregistration on behalf of the issuer of the PoA. Please refer to our website www.QuantumAMC.comand AMFI website www.amfiindia.com for the KYC compliance application form and POS’s ofthe central agency where the completed forms and the relevant documents are to be submitted.

5. E-mail Communication

* Investors who wish to receive documents such as Accounts Statements, News Letters etc. throughE-mail in lieu of physical documents need to indicate the same by ticking the box (in Item 5) inthe application form.

6. Investment Details

* Investors should indicate the plan / option for which the subscription is made by indicating thechoice in appropriate box provided for this purpose in the application form. In case of validapplications received without indicating any choice of plan / option, the following default plan/option will be considered.

Quantum Long Term Equity Fund / - Growth Plan in case Growth Plan or Dividend planQuantum Tax Saving Fund / is not indicated.Quantum Equity Fund of Funds - Dividend Reinvestment in case Dividend

Reinvestment or Dividend Payout is not indicated.

Quantum Liquid Fund Growth Plan in case Monthly Dividend Payout Plan orDaily Dividend Re-investment Plan is not indicated.

* Payment should be made by a single Cheque/DD payable locally, in the city where the officialpoints of acceptance at which the application is submitted, is located. The Cheque/DD shouldbe crossed, marked “Account payee” and drawn in favour of “Name of the Scheme” for e.g.“Quantum Long Term Equity Fund”. A separate cheque or DD must accompany for eachscheme. Application form along with cheque/DD/Pay Order can be submitted at any of the officialpoints of acceptance/or Investor Services Centres of Quantum Mutual Fund listed in the CommonApplication Form. In case an applicant is located in a place where there is no designated collectioncentre, the completed application with a Bank Draft/Pay Order for the investment amount (netof Demand Draft charges) may be forwarded to the Quantum Asset Management CompanyPrivate Limited office in Mumbai. No cash, money orders, outstation cheques, post dated chequesand postal orders will be accepted.

* Bank charges for outstation demand drafts will be borne by the AMC and will be limited to thebank charges stipulated by the Indian Banks Association, if a demand draft issued by a bank ina place where there is no ISC/Collection Centre provided for the investors. In all other cases, the

INSTRUCTION FOR FILLING UP THE APPLICATION FORMAMC will not accept any request for refund of demand draft charges. Please mention the PANNo. and name of the applicant(s) on the reverse of the cheque/demand draft tendered with theapplication.

* The investor can invest in maximum of 2 schemes in a single application form.

* NRIs/FIIs

Repatriation Basis – In the case of NRIs, payment may be made either by inward remittance throughnormal banking channels or out of funds held in their Non-Resident (External) Rupee Account (NRE)/Foreign Currency (Non-Resident) Account (FCNR). FIIs shall pay their subscription either by inwardremittance through normal banking channels or out of funds held in Foreign Currency Accountor Non-Resident Rupee Account maintained by the FII with a designated branch of an authoriseddealer.

Non Repatriation Basis – In the case of NRIs, payment may be made either by inward remittancethrough normal banking channels or out of funds held in their NRE/FCNR/Non-Resident OrdinaryRupee Account (NRO)/Non-Resident (Special) Rupee Account (NRSR). Please indicate by ticking therelevant account from which payment is being made.

7. Nomination Details

* Individual applicant/s can assign a nominee to be entitled to receive the investment upon the deathof the sole or all unitholder(s). If the units are held jointly, all joint holders must sign at the place providedin item 7 in the application form. However persons applying on behalf of a minor or on Power ofAttorney or Non Individual Applicant including HUFs cannot nominate. The Nominee would be entitledto receive the amounts to the credit of the Unitholder(s) in event of his/their death. All paymentsand settlements made to such Nominee and signature of the Nominee acknowledging receipt thereof,shall be a valid discharge by the AMC/Mutual Fund/Trustees.

* A minor can be nominated. In such a case the unitholder must provide the name and address of theguardian of the minor nominee. Nomination shall not be a Trust (other than a religious or charitabletrust), society, body corporate, partnership firm, Karta of HUF or a Power of Attorney holder. A non-resident Indian can be a Nominee subject to the exchange control regulations in force, from timeto time.

* Nomination in respect of Units stands rescinded upon the transfer of units or upon cancellation ofthe nomination by the sole or joint unitholders who executed the original nomination.

8. Declaration & Signatures

* Signatures should be in English or in any other Indian language. Thumb impressions must beattested by a Judicial Magistrate/Notary Public under his/her official seal.

* In case the application is made under a Power of Attorney (PoA), the original registered Powerof Attorney or a certified copy of the PoA, duly notarised should be submitted with the application.The PoA document should contain the signatures of both the Applicant & the constituted Attorney.If the Power of Attorney is not received along with the application, the application is liableto be rejected.

* In case of HUF, the Karta should sign on behalf of the HUF. Authorised signatories, signing on behalfof a Co./Body Corp./Society/Trust etc., should sign under their official designation and stamp anda list of Authorised Signatories with their names & designations duly certified/attested by thebankers should be attached with the application form.

9. List of Attachments* You are requested to enclose the relevant documents as listed in the check list of accompanying

documents given below depending on the applicant’s status and tick in the box against the documentbeing attached.

10. General Instructions* Please read the Key Information Memorandum, the Scheme Information Document and the

Statement of Additional Information carefully before investing. All applicants are deemed to haveread, understood and accepted the terms subject to which this offer is being made and bindthemselves to the terms upon signing the Application Form and tendering payment.

* The application form must be filled legibly in English in BLOCK letters in black or any dark colouredink.

* Applicants should countersign wherever corrections or over writings are made on the applicationor cheque.

* All applications are accepted subject to detailed scrutiny and verification. Applications whichare not complete in all respects are liable for rejection, either at the collection point itself orsubsequently after detailed scrutiny/verification at the back office of the registrars.

* Application made by a Limited Company or a Body Corporate or a registered Society or a Trust,should be accompanied by a copy of the relevant resolution or authority to make the application,as the case may be, along with a certified copy of the Memorandum and Articles of Association/Trust Deed/Bye Laws/Partnership Deed, whichever is applicable.

* All communications and payments will be made to the sole/first applicant or to the Karta in caseof HUF.

* While processing the redemption/switch out request in case the AMC/Registrar come across asignature mismatch, then the AMC/Registrar reserves the right to process the redemption/switchonly on the basis of supporting documents confirming the identity of the investors. List of suchdocuments would be notified by AMC from time to time on its website.

* In case of non-receipt of account statement within 30 days of submission of the application forms,please contact the Investor Service Centre listed in the Common Application Form. You couldalso send an email to [email protected].

* It is expressly understood that the investor/Unitholder has the express authority from the relevantConstitution to invest in the Units of the Fund and the AMC/Trustees/Fund would not be responsibleif the investment is ultra vires the relevant Constitution, such as the Memorandum & Articlesof Association and/or Bye-laws and/or Trust Deed and/or Partnership Deed and Certificate ofRegistration.

* New Investors wish to make Systematic Investment Plan (SIP) will need to complete and submitthe Application Form alongwith the SIP Application Form.

Please ensure that :Your Application Form is complete in all respects. Name, Address & contact details arementioned in full and signed by all applicants.Bank Account Details are entered completely and correctly.Permanent Account Number (PAN No.) of all Applicants is mentioned.Appropriate Scheme Name, Plan & Option is mentioned clearly.The Cheque / DD is drawn in the correct name as mentioned in instruction no. 6 above & dulysigned.Application Number is mentioned on the reverse of the Cheque / DD.Documents as listed alongside are submitted along with the Application (as applicable to yourspecific case).Your investment is not less than the minimum investment amount.

CHECK LIST

Documents Companies Trusts Societies PartnershipFirms

FIIs Investments throughConstituted Attorney

1. Resolution / Authorisation to invest2. List of Authorised Signatories with Specimen Signature(s)3. Memorandum & Articles of Association4. Trust Deed5. Bye-Laws6. Partnership Deed7. Overseas Auditor’s Certificate8. Notarised Power of Attorney9. For all applications - PAN Notices

All documents above should be originals / true copies certified by the Director / trustee / Company Secretary / Authorised Signatory / Notary Public.PAN Copy must be certified by a Bank Manager, AMFI Registered Distributor, Gazetted Officer, Notary or any other Judicial authority.

D D M M Y Y Y Y

Date of Birth

D D M M Y Y Y Y

Date of Birth

D D M M Y Y Y Y

Investment Objective The investment objective of the Scheme is to achieve long-term capital appreciation by investingprimarily in shares of companies that will typically be included in the BSE 200 index and are in a positionto benefit from the anticipated growth and development of the Indian economy and its markets.However, there is no assurance that the investment objective of the Scheme will be achieved.

Asset AllocationPattern of the scheme

Types of Instruments Normal Allocation (% of Net Assets)Minimum Maximum

Equity and equity-related Securities 80 100Debt and money market instruments 0 20

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SIDcarefully for details on risk factors before investment. Scheme specific Risk Factors are summarizedbelow:

By virtue of requirements under the ELSS, Units issued under the QTSF will not be redeemed untilthe expiry of 3 (three) years from the date of their allotment. The ability of an investor to realisereturns on investments in QTSF is consequently restricted for the first three years.

Redemption will be made prior to the expiry of the aforesaid 3 (three) year period only in the eventof the death of a Unit Holder, subject to the Units having been held for a period of 1 (one) year fromthe date of their allotment.

The Scheme proposes to invest primarily in equity and equity related securities. Equity Securities andequity-related Securities are volatile and prone to price fluctuations on a daily basis. The liquidity ofinvestments made by the Scheme may be restricted by trading volumes and settlement periods. Thismay impact the ability of the Unit Holders to redeem their Units. In view of this, the Trustee has theright, in its sole discretion to limit Redemptions (including suspending Redemption) under certaincircumstances. Settlement periods may be extended significantly by unforeseen circumstances. Theinability of the Scheme to make intended Securities purchases, due to settlement problems, couldcause the Scheme to miss certain investment opportunities. Similarly, the inability to sell Securitiesheld in the Scheme's portfolio could result, at times, in potential losses to the Scheme, should therebe a subsequent decline in the value of Securities held in the Scheme's portfolio. Investments in equityand equity related Securities involve a degree of risk and investors should not invest in the Schemeunless they can afford to take the risk of losing their investment. The liquidity and valuation of theScheme's investments due to its holdings of unlisted Securities may be affected if they have to besold prior to the target date for disinvestment. Securities which are not quoted on the stockexchanges are inherently illiquid in nature and carry a larger liquidity risk in comparison with Securitiesthat are listed on the exchanges or offer other exit options to the investors, including put options.The AMC may choose to invest in unlisted Securities that offer attractive yields within the regulatorylimit. This may however increase the risk of the portfolio.

Risk Profile of theScheme

The Scheme offers two Plans - Growth & Dividend Plan.The Dividend Plan will in turn have two options:Dividend Payout Option andDividend Re-investment Option.

Plans and Options

Minimum ApplicationAmount

All Plans/options : Rs. 500/- and in multiples of Rs. 500/- thereafter

Within 10 working days of the receipt of the redemption request at the authorised centre of theQuantum Mutual Fund.

Despatch ofRepurchase(Redemption)Request

The benchmark to evaluate the performance of the Scheme shall be the BSE 30 Total Return Index.Benchmark Index

Mr. Atul KumarName of the FundManager

Quantum Trustee Company Private LimitedName of theTrustee Company

Dividend Policy

Performance of thescheme

The Trustee proposes to follow the following dividend distribution policy: In terms of SEBI Circular No.1/64057/06 dated April 4, 2006, the Trustees shall fix the quantum of dividend and the record date(which is the date that will be considered for the purpose of determining the eligibility of investors)at their meeting. Dividends, if declared, will be paid (subject to deduction of tax at source, if any)to those Unitholders whose names appear in the Register of Unitholders on the notified record date.The AMC shall, within one calendar day of the decision by the Trustee, issue notice to the public,communicating the decision, including the record date. The record date shall be 5 calendar days afterthe issue of notice. Further the Trustee at its sole discretion may also declare interim dividend.However, it must be distinctly understood that the actual declaration of dividend and the frequencythereof will inter-alia, depend on the availability of distributable profits as computed in accordancewith SEBl Regulations. The decision of the Trustee in this regard shall be final. There is no assuranceor guarantee to Unitholders as to the rate of dividend distribution nor that dividends will be paidregularly. In order to be a Unitholder, an Investor has to be allotted Units against receipt of clear fundsby the Scheme. On distribution of dividends, the NAV will stand reduced by the amount of dividenddistributed and statutory levy, if any, at the close of business hours on record date."

As per the SEBI Regulations, the maximum recurring expenses,in case a scheme invests in bonds,including the investment management and advisory fee that can be charged to the Scheme shallbe subject to a percentage limit to average weekly net assets as given in the table below. Subjectto SEBI Regulations and Scheme Information Document and expenses over and above the prescribedceiling will be borne by the AMC.First Rs. 100 Crores * Next Rs. 300 Crores * Next Rs. 300 Crores * Over Rs. 700 Crores *2.50% 2.25% 2.00% 1.75%* Of the average weekly net assetsActual Expenses for the Previous Financial Year: N.A.

Expenses of theSchemei. Load Structureii. Recurring

expenses

Quantum Mutual Fund does not charge any entry load and sells its units directly to the investors.Waiver of Load fordirect Applications

Investor are advised to refer to the details in the Scheme Information Document and Statementof Additional Information and also independently refer to his/her/their tax advisor.

Tax treatment forthe investors(Unitholders)

The NAV will be declared on all business days and will be published in 2 newspapers. NAV can alsobe viewed on www.QuantumAMC.com and www.amfiindia.com

Daily Net AssetValue (NAV)Publication

Account Statement : For normal t ransact ions (other than SIP/STP/SWP) dur ing ongoing sa lesand repurchase: � The AMC shal l issue to the investor whose appl ication (other than SIP/STP/SWP) has been accepted, an account statement specifying the number of units allotted within 10business days from the date of the transaction date. If a request is received from the Unitholders,the account statement reflecting the new or additional subscriptions as well as Redemptions/Switchof Uni ts sha l l be d ispatched wi th in 10 bus iness days f rom the rece ipt o f the request to theUnitholder. � For those unitholders who have provided an e-mail address, the AMC will send theaccount statement by e-mail. � The unitholder may request for a physical account statement bywriting/calling the AMC/ISC/R&T to any of the official points of acceptance specified in this SchemeInformation Document. The account statement ref lecting the new or addit ional subscriptions aswell as Redemptions/Switch of Units shall be dispatched within 5 business days from the receipt ofthe request to the Unitholder.

For STP / SWP / SIP transactions: � Account Statement for SIP/STP/SWP will be despatched onceevery quarter ending March, June, September and December within 10 working days of the endof the respective quarter. � A soft copy of the Account Statement shall be mailed to the investorsunder SIP/STP/SWP to their e-mail address on a monthly basis, if so mandated. � Howeve r , t hefirst Account Statement under SIP/STP/SWP shall be issued within 10 working days of the initialinvestment/transfer. � In case of specific request received from investors, Mutual Funds shallprovide the account statement SIP to the investors within 5 working days from the receipt of suchrequest without any charges.

Annual Account Statement: � The Mutual Funds shall provide the Account Statement to theUnitholders who have not transacted during the last six months prior to the date of generationof account statements. The Account Statement shall reflect the latest closing balance and valueof the Units prior to the date of generation of the account statement. � The account statementsin such cases may be generated and issued along with the Portfolio Statement or Annual Reportof the Scheme. � Alternately, soft copy of the account statements shall be mailed to the investors'e-mail address, instead of physical statement, if so mandated.

Half yearly Disclosures: Portfolio / Financial Results : This is a l ist of securit ies where thecorpus of the scheme is currently invested. The market value of these investments is also stated inportfolio disclosures.

Half Yearly Results: The Fund shall before the expiry of 1 month from the close of each half year,that is as on 31 March and 30 September, publish its unaudited financial results in one Englishdaily newspaper circulating in the whole of India and in a newspaper published in the language ofthe region where the Head Off ice of the Fund is s i tuated and update the same on the AMC'swebsite at www.QuantumAMC.com and on AMFI's website at www.amfiindia.com, within 1 monthfrom the close of each half year, in the formats as prescribed by SEBI.

Portfolio Disclosures: The Fund shall disclose the half-yearly scheme portfolios on its web site atwww.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in the prescribed format beforethe expiry of one month from the close of each half-year.

The Fund shall also before the expiry of one month from the close of each half year (31st Marchand 30th September) send to the Unitholders a complete statement of Plan's portfolios or if suchstatement is not sent to the Unitholders, it will be published by way of an advertisement in oneEnglish daily circulating in the whole of India and in a newspaper published in the language of theregion where the head office of the mutual fund is situated.Annual Report: Scheme wise Annual Report or an abridged summary thereof shall be mailed to allunitholders within four months from the date of closure of the relevant accounts year i .e. 31stMarch each year.

Dated: December 31, 2008

Unitholders’Information

Minimum Additionalinvestment

Additional Investment in all plans / options would be Rs 500/- and in multiples of 500 thereafter

Minimum RedemptionAmount

Rs. 500 or 50 UnitsLock-in-periodRedemption of Units can be made only after a period of three years (lock-in period) from the dateof allotment of Units proposed to be redeemed as prescribed in the ELSS.The Trustee reserves the right to change the lock-in period prospectively from time to time, in theevent of amendment(s) to the ELSS with respect to the lock-in period.

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Investment Objective The investment objective of the Scheme is to achieve long-term capital appreciationby investing primarily in shares of companies that will typically be included in the BSE200 index and are in a position to benefit from the anticipated growth and developmentof the Indian economy and its markets. However, there is no assurance that theinvestment object ive of the Scheme wil l be achieved.


Mutual Fund Units are subject to market risks. Please read the Scheme InformationDocument carefully for details on risk factors and other details before investment.Investment in Long-Term Equity Fund will involve certain Scheme specific Risk Factorswhich are summarized below:( a ) Risk associated with investment in Equity and Equity related Securities, Trading

Volumes, Sett lement Per iods.( b ) Risks associated with Derivatives or stock lending


The Scheme offers Two Plans: (i) Growth Plan; (ii) Dividend PlanThe Dividend Plan has two options: (a) Dividend Pay-Out option; (b ) Dividend Re-investment option

Plans and Options

Applicable NAV (afterthe scheme opens forrepurchase and sale)

Minimum ApplicationAmount/ Number ofUnits

Purchase Additional RepurchasePurchase

For all plans/options-Rs. 5000/- Rs. 1000/- and in Rs.500/-and in multiples of Re.1/- multiples of Re.1 /-thereaf ter. thereaf ter.For SIP-Minimum of 6 instalments inadvance of Rs. 1,000/- each

Within 10 business days of the receipt of the redemption request at the Official Pointof Acceptance of Quantum Mutual Fund.

Despatch ofRepurchase(Redemption) Request

The Benchmark Index to evaluate the performance of the Scheme is the BSE 30 TotalReturn Index

Benchmark Index



Dividend Policy

Compounded Annualized Returns Scheme Returns% Benchmark Returns%Return for the last 1 year -28.04 -31.15Return for the last 3 years 0.36 2.14* Return for the last 5 years - -Return since inception 1.08 3.50

* The Scheme was launched in February, 2006. Therefore returns of the scheme for thelast 5 years is not provided.


In terms of SEBI Circular No. 1/64057/06 dated April 4, 2006, the Trustees shall fixthe quantum of d i v idend and the record date (wh ich i s the date that w i l l beconsidered for the purpose of determining the eligibil ity of investors) at their meeting.Dividends, if declared, wil l be paid (subject to deduction of tax at source, if any)to those Unitholders whose names appear in the Register of Unitholders on thenotified record date. The AMC shall, within one calendar day of the decision by theTrustee, issue notice to the public, communicating the decision, including the recorddate. The record date shall be 5 calendar days after the issue of notice. Further theTrustee at its sole discretion may also declare interim dividend. However, it must bedist inct ly understood that the actual dec larat ion of d iv idend and the frequencythereof will inter-alia, depend on the availabil ity of distributable profits as computedin accordance with SEBI Regulations. The decision of the Trustee in this regard shallbe final. There is no assurance or guarantee to Unitholders as to the rate of dividenddistribution nor that dividends will be paid regularly. In order to be a Unitholder, anInvestor has to be allotted Units against receipt of clear funds by the Scheme. Ondistr ibution of dividends, the NAV wil l stand reduced by the amount of dividenddistributed and statutory levy, if any, at the close of business hours on record date.

Entry load : NIL; CDSC (if any):NILExit Load:Repurchase/Redemption/Switch Out Load:- Within 6 months of al lotment: 4.00%- After 6 months but within 12 months of al lotment: 3.00%- After 12 months but within 18 months of allotment: 2.00%- After 18 months but within 24 months of allotment: 1.00%- After 24 months of al lotment: NILAs per SEBI Regulat ions, the maximum recurr ing expenses, inc luding the investmentmanagement and advisory fee that can be charged to the Scheme shall be subject to apercentage l imit of average weekly net assets as given in the table below. Subject tothe SEBI Regulations and the Scheme Information Document, expenses over and abovethe prescribed cei l ing wil l be borne by the AMC.First Rs.100 Crores Next Rs. 300 Crores Next Rs. 300 Crores Over Rs. 700 crores2.50% 2.25% 2.00% 1.75%Actual expenses for the previous f inancial year: Rs.10,388,896.00

Expenses of theSchemei. Load Structure

ii. Recurringexpenses

Quantum Mutual Fund does not charge any entry load and sells its units directly to theinvestors.

Waiver of Load fordirect Applications

Investors are advised to refer to the detai ls in the Scheme Information Document &Statement of Addit ional Information and also independently refer to his/her/their taxadvisor.


The NAV will be declared on all business days and will be published in 2 newspapers. NAVcan a lso be v iewed on www.QuantumAMC.com and www.amfi india.com


Registrars and Transfer Agents Investor Relations OfficerKarvy Computershare Private Ltd. Quantum Asset ManagementKarvy Plaza, H. No. 8-2-596, Company Private LimitedStreet No. 1, Banjara Hills, 107, Regent Chambers, 1st Floor,Hyderabad - 500 034 Nariman Point, Mumbai - 400 021Phone: (91)(40) 23312454 Ext :124 Phone : (91) (22) 61447800Fax : (91)(22) 23420801 Fax : (91) (22) 22854318Email : [email protected] E-mail: [email protected]


Account StatementFor normal transactions (other than SIP) during ongoing sales and repurchase:� The AMC shall issue to the investor whose application (other than SIP) has been

accepted, an account statement specifying the number of units allotted (within 10business days from the date of the transaction date). If a request is received fromthe Unitholders, the account statement reflecting the new or additional subscriptionsas well as Redemptions/Switch of Units shall be dispatched within 10 business daysfrom the receipt of the request to the Unitholder.

� For those Unitholders who have provided an e-mail address, the AMC will send theaccount statement by e-mai l .

� The unitholder may request for a physical account statement by writing/call ing theAMC/ISC/R&T to any of the official points of acceptance specified in this SchemeInformation Document. The account statement ref lect ing the new or addit ionalsubscriptions as well as Redemptions/Switch of Units shall be dispatched within 5business days from the receipt of the request to the Unitholder.

For SIP transactions.� Account Statement for SIP wil l be dispatched once every quarter ending March,

June, September and December within 10 working days of the end of the respectivequarter.

� A soft copy of the Account Statement shall be mailed to the investors under SIPto their e-mail address on a monthly basis, if so mandated.

� However, the first Account Statement under SIP shall be issued within 10 workingdays of the init ial investment/transfer.

� In case of specific request received from investors, Mutual Funds shall provide theaccount statement (SIP) to the investors within 5 working days from the receiptof such request without any charges.

Annual Account Statement:� The Mutual Funds shall provide the Account Statement to the Unitholders who have

not transacted during the last six months prior to the date of generation of accountstatements. The Account Statement shal l ref lect the latest c los ing balance andvalue of the Units prior to the date of generation of the account statement.

� The account statements in such cases may be generated and issued along with thePortfol io Statement or Annual Report of the Scheme.

� Alternately, soft copy of the account statements shall be mailed to the investors'e-mail address, instead of physical statement, if so mandated.

Half yearly Disclosures: Portfolio / Financial ResultsThis is a l ist of securit ies where the corpus of the scheme is currently invested. Themarket value of these investments is also stated in portfolio disclosuresHalf Yearly Results:The Fund shall before the expiry of 1 month from the close of each half year, that is ason 31 March and 30 September, publish its unaudited financial results in one English dailynewspaper circulating in the whole of India and in a newspaper published in the languageof the region where the Head Office of the Fund is situated and update the same on theA M C ' s w e b s i t e a t w w w . Q u a n t u m A M C . c o m a n d o n A M F I ' s w e b s i t e a twww.amfi india.com, within 1 month from the close of each half year, in the formatsas prescribed by SEBI.Portfolio Disclosures:T h e F u n d s h a l l d i s c l o s e t h e h a l f - y e a r l y s c h e m e p o r t f o l i o s o n i t s w e b s i t e a twww.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in the prescribedformat before the expiry of one month from the close of each half-year.The Fund shall before the expiry of one month from the close of each half year (31stMarch and 30th September) send to the Unitholders a complete statement of Plan'sportfolios or if such statement is not sent to the Unitholders, it wil l be published by wayof an advert i sement in one Engl i sh dai ly c i rculat ing in the whole of India and in anewspaper published in the language of the region where the head office of the mutualfund is situated.Annual Report:Scheme wise Annual Report or an abr idged summary thereof shal l be mai led to a l lunitholders within four months from the date of closure of the relevant accounts yeari .e. 31st March each year.

Date: Apri l 29, 2009


Types of Normal Minimum Maximum RiskInstruments allocation allocation allocation Profile

(% of Corpus) (% of Corpus) (% of Corpus)

Listed Equity & 95-99 65% 99% HighEquity RelatedSecurit ies ofCompaniesUnlisted Equity & 0-3 0% 5% HighEquity RelatedSecurit ies ofCompaniesMoney market 1-5 1% 35% L o winstrumentsLiquid Schemes 0-5 0% 5% L o wof Mutual FundsThe above asset allocation is only indicative and may change from time to time, keepingin view the market conditions and applicable rules and regulations.

In respect of va l id appl icat ions rece ived upto 3.00 p.m. on a bus iness day theapplicable NAV shall be the same day's closing NAV and in respect of valid applicationsreceived after 3.00 p.m. the applicable NAV shall be the closing NAV of the nextbusiness day.

Entry load : NIL; Exit load :NIL; CDSC (if any):NILCont inuous Offer

Branch City

505, Regent Chambers, 5th Floor, Nariman Point, Mumbai - 400021. www.QuantumAMC.com

Date &Time of Receipt

AMFI Reg. No. Sub Agent No.

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6. INVESTMENT & PAYMENT DETAILS (Refer Note 6)

I/ We have read and understood the Instructions, the Scheme Information Document and the Key Information Memorandum of the respective Scheme. I/We hereby apply for allotment / purchase of Units in the Scheme indicatedabove and agree to abide by the terms and conditions applicable thereto. I / We hereby declare that I / We / am / are authorised to make this investment in the above mentioned Scheme and that the amount invested in the Schemeis through legitimate sources only and legally belong to me / us and does not involve and is not designed for the purpose of any contravention or evasion of any Act, Rules, Regulation, Notification or Directions issued by anyregulatory authority in India from time to time. I / We hereby confirm that I / We have applied / completed the KYC registration process with your appointed agency - CVL. I / We hereby authorise Quantum Mutual Fund, its InvestmentManager and its agents to disclose details of my investment to my bank(s) and Quantum Mutual Fund’s bank(s) or any other regulatory authority. I / We authorise you to make available details of my investments / redemption in yourscheme, in any form and any other relevant data to to facilitate them to provide me value added information on my portfolio withyour Fund. I / We have neither received nor been induced by any rebate or gifts, directly or indirectly in making this investment. I / We declare that the information given in this application form is correct, complete and truly stated. * I/ We confirm that I am / We are Non-Resident(s) of Indian Nationality/origin but not a person residing in Canada or a United States person within the meaning of Regulation(s) under the United States Securities Act of 1933, asamended from time to time and that I / We have remitted funds from abroad through approved banking channels or from funds in my/our NRE/FCNR Account. I / We undertake that all additional purchases made under this folio willalso be from funds received from abroad through approved banking channels or from funds in my/our NRE/FCNR Account. I / We hereby declare that all the particulars given herein are true, correct and complete to the best of my / ourknowledge and belief. I further agree not to hold Quantum Mutual Fund liable for any consequences in case of any of the above particulars being false, incorrect or incomplete. I hereby undertake to promptly inform the QuantumMutual Fund of any changes to the information provided hereinabove and agree and accept that the Quantum Mutual Fund, their authorized agents & representatives are not liable or responsible for any loss, costs, damages arisingout of any actions undertaken or activities performed by them on the basis of information provided by me as also due to not intimating/delay in intimating such changes. I / We hereby authorize Quantum Mutual Fund to disclose,share, remit in any form, mode or manner all / any of the information provided by me to any Regulatory Authority(ies) including Financial Intelligence Unit, India (FIU-IND) including all changes, updates to such information as andwhen provided by me without any obligation of advising me/us of the same. I/We hereby agree to provide any additional information or documents as may be required by the Quantum Mutual Fund or its agents in connection withthis application. The ARN holder has disclosed to me /us all the commissions (in the form of trail commission or any other mode), payable to him /them for the different competing schemes of various Mutual Funds from amongstwhich the Scheme is being recommended to me / us.SIGNATURE(S)ALL Applicants MUST SIGN HERE (Please refer to the instruction / checklist and ensure that all relevant sections are completed) Dated : ___________________________

Type of Bank Account (Please �)Resident: Current SavingsNRI: Non Repatriation basis: NRE* NRO* FCNR* Foreign Inward Remittance*NRI: Repatriation basis: FCNR* Foreign Inward Remittance*FII: Non Resident Rupee Account Foreign Inward Remittance *Please refer item number 8

8. DECLARATION AND SIGNATURES (Refer Note 8)

9. LIST OF ATTACHMENTS (PLEASE TICK THE DOCUMENTS ATTACHED ALONG WITH THE FORM) (Refer Note 9)

INVESTOR SERVICE CENTRESQUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED505, Regent Chambers, 5th Floor, Nariman Point, Mumbai - 400 021

Phone : 91-22 - 22875923 Fax : 91-22 - 22854318 Website : www.QuantumAMC.comFor Information - Email : [email protected] For Investor Grievances / Complaints - Email : [email protected]

QUANTUM LIQUID FUND (An Open ended Liquid Scheme with no assured returns)

QUANTUM EQUITY FUND OF FUNDS (An Open ended equity Fund of Funds scheme)

QUANTUM LONG TERM EQUITY FUND

Option (Please �) Growth Plan

Dividend Plan

Dividend Reinvestment

Dividend Payout


This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the InvestorService Centers or from the website www.QuantumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The unitsbeing offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

Investment Objective The investment objective of the scheme is to generate long-term capital appreciation byinvesting in a portfolio of open-ended diversified equity schemes of mutual funds registeredwith SEBI. There can be no assurance of positive returns from following the statedinvestment strategy.


Types of Instruments Normal Allocation Risk Profile(% of Net Assets)

Minimum Maximum High/Medium/LowOpen-ended diversified equity schemes 90% 100% Highof mutual funds registered with SEBIMoney market instruments 0% 10% Low to Medium

The scheme will only invest in third party mutual funds. The fund shall invest in a mix ofdiversified equity schemes, mid cap/ small cap/ large cap oriented schemes.Under normal market conditions, the corpus of the assets of the Scheme shall bepredominantly invested in open-ended diversified equity mutual fund schemes as per theasset allocation pattern above. However, depending on the market conditions, the AMCmay invest beyond the range set above. Such deviations shall normally be for a short-term purpose only, for defensive considerations and with the intention of protecting theinterests of the Unit Holders.The above asset allocation is only indicative and may change from time to time, keeping inview the market conditions and applicable rules and regulations.

Mutual Fund Units involve investment risks including the possible loss of principal. Pleaseread the Scheme Information Document carefully for details on risk factors before investment.Scheme specific Risk Factors are summarized below:1. The scheme proposes to invest predominantly in the diversified equity schemes of

Mutual Funds, registered with SEBI. Hence the scheme’s performance will dependupon the performance of the underlying schemes. Any change in the investmentpolicies or the fundamental attributes of the underlying schemes may affect theperformance of the scheme.

2. Investments in underlying equity schemes will have all the risks associated with suchschemes including performance of underlying stocks, derivative investments, offshore investments, stock lending, etc.

3. The investors of the Scheme shall bear the recurring expenses and loads if any ofthe Scheme in addition to the expenses & loads of the underlying schemes. Hencethe investor under the Scheme may receive lower pre-tax returns than that theycould have received if they had invested directly in the underlying schemes in thesame proportions.

4. The Portfolio disclosure of the scheme will be limited to providing the particulars ofthe underlying schemes where the Scheme has invested and will not include theinvestments made by the underlying schemes.

5. The changes in asset allocation may result in higher transaction costs.6. The Portfol io of the Scheme wil l normally be comprised of schemes from the

recommended l i s t . Though adequate care wi l l be taken to ensure that themethodology adopted by the Designated Agency is proper, there may be any analyticalerror ( l ike assigning overweightage or underweightage to various risk – returnparameters), execution error etc. by the Designated Agency, which may result inthe suboptimal performance of the Scheme.

7. Since the Scheme proposes to invest at least in 5 underlying schemes, the significantunderperformance in even one of the underlying schemes may adversely affect theperformance of the Scheme.


The Scheme offers two Plans – Growth Plan & Dividend Plan.The Dividend Plan will in turn have two options, Dividend Payout Option and Dividend Re-investment Option.

Plans and Options

Minimum ApplicationAmount/Number ofUnits for all plans/options

Purchase : Rs. 5000 and in multiples of Re.1 thereafterAdditional Purchase : Additional Investment would be Rs. 1000 and in multiples of Re.1thereafterRepurchase / Redemption : Rs. 1000

Within 10 business days of the receipt of the redemption request at the authorised centreof the Quantum Mutual Fund.


The benchmark to evaluate the performance of the Scheme shall be BSE 200.Benchmark Index

Mr. Arvind ChariName of the FundManager


Dividend Policy


The Trustee proposes to follow the following dividend distribution policy:In terms of SEBICircular No. 1/64057/06 dated April 4, 2006, the Trustees shall fix the quantum ofdividend and the record date (which is the date that will be considered for the purposeof determining the eligibility of investors) at their meeting. Dividends, if declared, will bepaid (subject to deduction of tax at source, if any) to those Unitholders whose namesappear in the Register of Unitholders on the notified record date. The AMC shall, withinone calendar day of the decision by the Trustee, issue notice to the public, communicatingthe decision, including the record date. The record date shall be 5 calendar days afterthe issue of notice. Further the Trustee at its sole discretion may also declare interimdividend. However, it must be distinctly understood that the actual declaration of dividendand the frequency thereof will inter-alia, depend on the availability of distributable profitsas computed in accordance with SEBI Regulations. The decision of the Trustee in thisregard shall be final. There is no assurance or guarantee to Unitholders as to the rate ofdividend distribution nor that dividends will be paid regularly. In order to be a Unitholder,an Investor has to be allotted Units against receipt of clear funds by the Scheme. Ondistribution of dividends,the NAV will stand reduced by the amount of dividend distributedand statutory levy, if any, at the close of business hours on record date.

New Fund Offer PeriodEntry load : NIL, CDSC (if any):NILContinuous OfferEntry load : NILExit load� Repurchase/Redemption Load- 1.5% if units are redeemed within 1 year from the date ofallotment.� Switch out Load- 1.5% if units are switched within 1 year from the date of allotment� CDSC (if any):NILThe total annual expenses of the scheme including the management fees shall not exceed0.75% of the daily average net assets.Actual expenses for the previous year : Not Applicable since this is a new scheme





Investors are advised to refer to the details in the Scheme Information Document & Statementof Additional Information and also independently refer to his/her/ their tax advisor.


From the date when the Scheme re-opens for Continuous Sale and Purchase,the NAV willbe declared on all business days and will be published in 2 Newspapers with one day time lag.NAV can also be viewed on www.quantumamc.com and www.amfiindia.com on the nextbusiness day by 10.00 a.m.


Account Statement:For normal transactions (other than SIP/STP/SWP) during ongoing sales and repurchase:� The AMC shall issue to the investor whose application (other than SIP/STP/SWP) has

been accepted, an account statement specifying the number of units allotted within 10business days from the date of the transaction date. If a request is received from theUnitholders, the account statement reflecting the new or additional subscriptions as wellas Redemptions/Switch of Units shall be dispatched within 10 business days from thereceipt of the request to the Unitholder.

� For those unitholders who have provided an e-mail address, the AMC will send theaccount statement by e-mail.

� The unitholder may request for a physical account statement by writing/calling theAMC/ISC/R&T to any of the official points of acceptance specified in this SchemeInformation Document. The account statement ref lect ing the new or addit ionalsubscriptions as well as Redemptions/Switch of Units shall be dispatched within 5 businessdays from the receipt of the request to the Unitholder.

For SIP/STP/SWP transactions� Account Statement for SIP, SWP and STP will be despatched once every quarter ending

March, June, September and December within 10 working days of the end of therespective quarter.

� A soft copy of the Account Statement shall be mailed to the investors under SIP/STP/SWP to their e-mail address on a monthly basis, if so mandated.

� However, the first Account Statement under SIP/STP/SWP shall be issued within 10working days of the initial investment/transfer.

� In case of specific request received from investors, Mutual Funds shall provide theaccount statement (SIP/STP/SWP) to the investors within 5 working days from thereceipt of such request without any charges.

Annual Account Statement:� The Mutual Funds shall provide the Account Statement to the Unitholders who have not

transacted during the last six months prior to the date of generation of accountstatements. The Account Statement shall reflect the latest closing balance and valueof the Units prior to the date of generation of the account statement.

� The account statements in such cases may be generated and issued along with thePortfolio Statement or Annual Report of the Scheme.

� Alternately, soft copy of the account statements shall be mailed to the investors’ e-mailaddress, instead of physical statement, if so mandated.Half yearly Disclosures: Portfolio / Financial Results: This is a list of securities where thecorpus of the scheme is currently invested. The market value of these investments isalso stated in portfolio disclosures.Half Yearly Results: The Fund shall before the expiry of 1 month from the close of eachhalf year, that is as on 31 March and 30 September, publish its unaudited financial resultsin one English daily newspaper circulating in the whole of India and in a newspaperpublished in the language of the region where the Head Office of the Fund is situatedand update the same on the AMC’s website at www.QuantumAMC.com and on AMFI’swebsite at www.amfiindia.com, within 1 month from the close of each half year, inthe formats as prescribed by SEBI.Portfolio Disclosures: The Fund shall disclose the half-yearly scheme portfolios on its website at www.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in theprescribed format before the expiry of one month from the close of each half-year.TheFund shall also before the expiry of one month from the close of each half year(31st March and 30th September) send to the Unitholders a complete statement ofPlan’s portfolios or if such statement is not sent to the Unitholders, it will be publishedby way of an advertisement in one English daily circulating in the whole of India andin a newspaper published in the language of the region where the head office of themutual fund is situated.Annual Report: Scheme wise Annual Report or an abridged summary thereof shall bemailed to all unitholders within four months from the date of closure of the relevantaccounts year i.e. 31st March each year.

Dated : June 12, 2009




This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligencecertificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme InformationDocument and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www. QuantumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities andExchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.


Shal l in respect o f va l id app l i cat ions rece ived upto 3 .00 p .m. on a bus iness day be thesame day’s c los ing NAV and in respect of va l id appl icat ions rece ived af ter 3 .00 p .m. bethe closing NAV of the next business day.



10. DISCLOSURE (Refer Note 10)Quantum Mutual Fund is a direct to investor mutual fund and does not pay any commission to the brokers / distributors. Upfront commission if any shall be paid directly by the investorto the ARN Holder (AMFI Registered Distributors) based on the investor’s assessment of various factor including the services rendered by the ARN Holder.

Resolution / Authorisation to investList of Authorised Signatories with Specimen Signature(s)Memorandum / Articles of AssociationTrust Deed

Bye-LawsPartnership DeedOverseas Auditor’s CertificateNotarised Power of Attorney

I/Wedo hereby nominate the undermentioned person to receive the Units allotted to my / our credit against this application / in my folio in the event of my / our death. I/We also understandthat all payments and settlements made to such Nominee and Signature of the Nominee acknowledging receipt thereof, shall be a valid discharge by the AMC / Mutual Fund/Trustees.

7. NOMINATION DETAILS (Refer Note 7)

Name and Address of Nominee To be furnished in case Nominee is a Minor (strike out if not applicable)

Name andaddress of

theGuardian

Date of Birth (in case Nominee is a minor)Signature of Guardian(Mandatory)

SIGNATURE(S) ALL APPLICANTS MUST SIGN HERE

2nd Applicantx 3rd ApplicantxSole / 1st Applicantx

D D M M Y Y Y Y

PAN CopyForm 49 A CopyForm 60


Investment Objective The primary investment objective of the Scheme is to provide optimal returns with lowto moderate levels of risk and high liquidity through judicious investments in moneymarket and debt instruments. However, there is no assurance that the investmentobjective of the scheme will be achieved.


Types of Instruments Normal Allocation (% of Net Assets)Money Market Instruments and other short term 100%debt instruments (*) having maximum re-pricingtenor of not more than 91 days in maturity (**)Note : a. (*) Debt Instruments may include investments in securitised debt instrumentsupto 40% of the Net Assets. b. Pending deployment, funds would be invested in shortterm fixed deposits of scheduled commercial banks having a maximum maturity of notmore than 91 days. c. The Scheme may also invest in foreign securities subject to the limitsas may be applicable to mutual funds from time to time under various regulations andalso under FEMA or such other laws as may be applicable.The above asset allocation is only indicative and may change from time to time, keeping inview the market conditions and applicable rules and regulations.The Scheme shall be in compliance with the SEBI Circular dated January 19, 2009.(**) Maximum re-pricing tenor of 91 days would be reckoned as under: i. For a fixed rateasset, the remaining tenor is 91 days or less. ii. For a floating rate asset, the interest resetfrequency is 91 days or less. iii. For a fixed rate/floating rate asset where the principalis paid in a staggered and/or on amortizing basis (e.g. securitized papers), the averagematurity of such an asset is 91 days or less. iv. For a portfolio using Interest RateDerivatives, a. The composite floating rate asset (underlying fixed rate asset and InterestRate Swap, paying fixed and receiving floating) has interest reset frequency up to 91days. b. If Interest Rate Swaps (receiving fixed and paying floating), have been used toconvert a floating rate asset into a fixed rate asset, the fixed leg of the Interest Rate Swaphaving remaining tenor upto 91 days. c. For a portfolio using Forward Rate Agreements,the summation of the beginning and end dates of the period covered is 91 days or less.

Mutual Fund Units are subject to market risks. Please read the Scheme InformationDocument carefully for details on risk factors and other details before investment.Investment in Liquid Fund will involve certain Scheme specific Risk Factors which aresummarized below: (a) Risk associated with investments in Debt and Money MarketInstruments which involve Interest rate risk, Liquidity & Settlement Risk, Investment Risk,Credit Risk, Re-investment Risk etc., (b) Risk associated with investments in Derivativeswhich involve Credit Risk, Illiquidity Risk etc (c) Risk associated with investments in StockLending consists of the failure to another party, to comply with the terms of agreemententered into. There can be a loss in such a transaction if the price of the security goesup instead of falling down. (d) Scheme may invest in domestic, securitized debt such asasset backed securities (ABS) or mortgage backed securities (MBS) which involves riskslike Prepayment Risk, Market risk etc.


The Scheme offers Three Plans: (i) Growth Plan (ii) Monthly Dividend Payout Plan (iii)Daily Dividend Re-investment Plan

Plans and Options

Applicable NAV for Sale / Repurchase of UnitsOperation Cut off time Applicable NAVValid Purchase applications received & Upto 12.00 The closing NAV of the dayfunds are available for utilization noon immediately preceding theon the same day day of receipt of application

After 12.00 The closing NAV of the daynoon immediately preceding the

next Business dayValid Redemption applications Upto 3 p.m. The closing NAV of the dayreceived immediately proceeding the

next Business day.After 3 p.m. Closing NAV of the next

business day shall be applicable.In respect of valid Purchase Irrespective of The closing NAV of the dayapplications accepted on a the time of immediately preceding theBusiness Day and funds are not acceptance of day on which the funds areavailable for utilization on the day application available for utilizationof the application by the SchemeNote: Valid applications for 'switch-out' shall be treated as applications for Redemptionand for 'switch-in' shall be treated as applications for Purchase, and the provisions of theApplicable NAV and cut-off time as mentioned above shall be applied respectively to the'switch-in' and 'switch-out' applications.




( i ) Growth Plan - Rs. 10,000/- All plans/options in At NAV based price on everymultiples of business day subject toRs.1000 /- provisions of exit load if any.

( i i ) Monthly Dividend The minimum amount inPayout Plan - Rs. 10,000/- rupees for Redemption shall

be Rs. 1,000/- (Rupees One(iii) Daily Dividend Re-investment Thousand only) or account

Plan - Rs.1,00,000/- balance whichever is lessWithin 10 working days of the receipt of the redemption request at the official point ofacceptance of the Quantum Mutual Fund.


The Benchmark Index to evaluate the performance of the Scheme is the CRISIL LiquidFund Index.

Benchmark Index



Dividend Policy

Compounded Annualized Returns Scheme Returns % Benchmark Returns%Return for the last 1 year 8.7931 8.9916Return for the last 3 years 7.8734 7.5807* Return for the last 5 years — —Return since inception 7.8709 7.5848

*The Scheme was launched in April, 2006.Therefore returns of the scheme for the last5 years is not provided


In terms of SEBI Circular No. 1/64057/06 dated April 4, 2006, the Trustees shall fix the quantumof dividend and the record date (which is the date that will be considered for the purpose ofdetermining the eligibility of investors) at their meeting. Dividends, if declared, will be paid(subject to deduction of tax at source, if any) to those Unitholders whose names appear in theRegister of Unitholders on the notified record date. The AMC shall, within one calendar dayof the decision by the Trustee, issue notice to the public, communicating the decision, includingthe record date. The record date shall be 5 calendar days after the issue of notice. Furtherthe Trustee at its sole discretion may also declare interim dividend. However, it must bedistinctly understood that the actual declaration of dividend and the frequency thereof willinter-alia, depend on the availability of distributable profits as computed in accordance withSEBI Regulations. The decision of the Trustee in this regard shall be final. There is no assuranceor guarantee to Unitholders as to the rate of dividend distribution nor that dividends will be paidregularly. In order to be a Unitholder, an Investor has to be allotted Units against receipt of clearfunds by the Scheme. On distribution of dividends,the NAV will stand reduced by the amountof dividend distributed and statutory levy, if any, at the close of business hours on record date.

As per the SEBI Regulations, the maximum recurring expenses,in case a scheme invests in bonds,including the investment management and advisory fee that can be charged to the Scheme shallbe subject to a percentage limit to average weekly net assets as given in the table below. Subjectto SEBI Regulations and the Scheme Informat ion Document , expenses over and above theprescribed ceiling will be borne by the AMC.First Rs. 100 Crores * Next Rs. 300 Crores * Next Rs. 300 Crores * Over Rs. 700 Crores *2.25% 2.00% 1.75% 1.50%* Of the average weekly net assetsActual Expenses for the Previous Financial Year: Rs.988,332/-


expenses




The NAV will be declared on all business days and will be published in 2 newspapers. NAV can alsobe viewed on www.quantumamc.com and www.amfiindia.com


Account Statement: For normal transactions (other than SIP/STP/SWP) during ongoing sales andrepurchase: � The AMC shall issue to the investor whose application (other than SIP/STP/SWP) hasbeen accepted, an account statement specifying the number of units allotted within 10 business daysfrom the date of the transaction date. If a request is received from the Unitholders, the accountstatement reflecting the new or additional subscriptions as well as Redemptions/Switch of Units shall bedispatched within 10 business days from the receipt of the request to the Unitholder. � F o r t h o s eunitholders who have provided an e-mail address, the AMC will send the account statement by e-mail.� The unitholder may request for a physical account statement by writing/calling the AMC/ISC/R&T toany of the official points of acceptance specified in this Scheme Information Document. The accountstatement reflecting the new or additional subscriptions as well as Redemptions/Switch of Units shall bedispatched within 5 business days from the receipt of the request to the Unitholder.For STP transactions: � Account Statement for STP will be despatched once every quarter endingMarch, June, September and December within 10 working days of the end of the respective quarter.� A soft copy of the Account Statement shall be mailed to the investors under STP to their e-mail addresson a monthly basis, if so mandated. � However, the first Account Statement under STP shall be issuedwithin 10 working days of the initial investment/transfer. � In case of specific request received frominvestors, Mutual Funds shall provide the account statement STP to the investors within 5 working daysfrom the receipt of such request without any charges.Annual Account Statement: � The Mutual Funds shall provide the Account Statement to the Unitholderswho have not transacted during the last six months prior to the date of generation of account statements.The Account Statement shall reflect the latest closing balance and value of the Units prior to the dateof generation of the account statement. � The account statements in such cases may be generated andissued along with the Portfolio Statement or Annual Report of the Scheme. � Alternately, soft copy ofthe account statements shall be mailed to the investors' e-mail address, instead of physical statement, ifso mandated.Half yearly Disclosures: Portfolio / Financial Results: This is a list of securities where the corpus ofthe scheme is currently invested. The market value of these investments is also stated in portfoliodisclosures.Half Yearly Results: The Fund shall before the expiry of 1 month from the close of each half year, thatis as on 31 March and 30 September, publish its unaudited financial results in one English daily newspapercirculating in the whole of India and in a newspaper published in the language of the region where theHead Office of the Fund is situated and update the same on the AMC's website at www.QuantumAMC.comand on AMFI's website at www.amfiindia.com, within 1 month from the close of each half year, in theformats as prescribed by SEBI.Portfolio Disclosures: The Fund shall disclose the half-yearly scheme portfolios on its web site atwww.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in the prescribed format before theexpiry of one month from the close of each half-year.The Fund shall also before the expiry of one month from the close of each half year (31st March and30th September) send to the Unitholders a complete statement of Plan's portfolios or if such statementis not sent to the Unitholders, it will be published by way of an advertisement in one English daily circulatingin the whole of India and in a newspaper published in the language of the region where the head officeof the mutual fund is situated.Annual Report: Scheme wise Annual Report or an abridged summary thereof shall be mailed to allunitholders within four months from the date of closure of the relevant accounts year i.e. 31st Marcheach year.

Dated: April 29, 2009




Entry load : NIL; Exit load :NIL; CDSC (if any):NIL

QUANTUM TAX SAVING FUND


Dividend Plan


Dividend Payout

QUANTUM EQUITY FUND of FUNDS


Dividend Plan


Dividend Payout

QUANTUM LIQUID FUNDOption (Please �) Growth Plan

Monthly Dividend

Payout Plan

Daily Dividend

Reinvest. Plan

A

Bank

BInvestment Amount : Rs. DD Charges (if applicable) : Rs. Net Amount (Cheque/DD Amount):Rs.

Branch City

A minus B

Drawn on Instrument No. Dated

Mode of payment ( �) : Cheque Demand Draft Fund Transfer Others

A

Bank


Branch City

A minus B



Cont inuous Offer

� � � �

INVESTOR SERVICES CENTRESQUANTUM AMC’S OFFICE

QUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED107, REGENT CHAMBERS, 1ST FLOOR, NARIMAN POINT, MUMBAI - 400 021


If you have any queries with regard to completing this form, call Quantum, on 1800 - 22 - 3863 (toll-free)Lines are open from 10.00 A.M to 6.00 P.M.on all business days

KARVY COMPUTERSHARE OFFICES

KARVY COMPUTERSHARE PRIVATE LIMITED, 8-2-596 Karvy Plaza, Avenue 4, Street No.1, Banjara Hills, Hyderabad - 500 034;Phone : 040 - 23312454 Ext : 124; Email : [email protected]

KARVY COMPUTERSHARE OFFICES: Ahmedabad, Gujarat : Karvy Computershare Private Limited, 201-202,Shail Building,2nd Floor, Opp: Madhusudhan House,Nr. Navrangpura Telephone Exchange, Navrangpura, Ahmedabad - 380 006; Ms. Leela / Mr. Samir Dave; Tel.: 079-26402967, 079-264000527, 079-264000528,E-mail: [email protected], Fax: 079-26565551. Bangalore, Karnataka : Karvy Computershare Private Limited, Surya Building, Ratna Avenue, No : 51/25, 1 St Floor,Richmond Road, Bangalore - 560 025; Mr. Raghu / Soumya; Tel.: 080 - 32008452, 080 - 25320085, E-mail: [email protected]; [email protected], Fax: 080 - 25320086.Chennai, Tamilnadu : Karvy Computershare Private Limited, Flat No F11, First Floor, Akshya Plaza, (Erstwhile Harris Road), Opp Chief City Metropolitan Court, # 108, AdhithanarSalai, Egmore, Chennai - 600002; Mr. N V V Prasad / Mr. Dinesh Kumar; Tel: 044 42028512, 044-42028513, 044-28587772, 044-28587781, E-mail: [email protected],[email protected], Fax: 044 - 42028514. Hyderabad, Andhra Pradesh : Karvy Computershare Private Limited, 8-2-596 Karvy Plaza, Avenue 4, Street No.1, Banjara Hills,Hyderabad - 500 034; Mr. P Nageshwara Rao / Mr. G B K Murthy, Tel: 040 - 23312454 Ext : 124, E-mail: [email protected]; [email protected]; Kolkata, West Bengal :Karvy Computershare Private Limited, 16 Jatin Bagchi Road, Kolkata - 700 029; Mr. Raj Ramaswamy / Shushmitha; Tel: 033 - 24659297, 033 - 39518643, 033-24659263, 033 -24635432, 033-24659267, E-mail: [email protected] / [email protected], Fax: 033-2463-5432; 033-2463-5432, Mumbai, Maharashtra : Karvy Computershare PrivateLimited, DAS Chambers, Ground Floor, Opp. BSE & next to Corporation Bank, Dalal Street, Fort, Mumbai - 400 023, Mr. Uma Shankar, Mr. Sandeep Bhogle, Tel: 022 - 66235353,E-mail: [email protected], [email protected], Fax: 022 - 66341966. New Delhi, New Delhi : Karvy Computershare Private Limited, 2E / 23, Jhandewalan Extn, New Delhi -110055; Mr. Jose Yohannan / Ms Sonaly, Mr. Michael George, Tel: 011- 43681700, E-mail: [email protected], [email protected], [email protected], Fax: 011- 43681710. Pune,Maharashtra : Karvy Computershare Private Limited, Srinath Plaza, C Wing, Office No. 58 And 59, 3Rd Floor, Dyaneshwar Paduka Chowk, Survey No. 184/4, F C Road, Pune -411004, Mr. Rakesh, Tel: 020-25533795, 020-25532783, 020-25533592, Tel: 020 - 25533742, E-mail: [email protected], [email protected].

Investment Objective: Quantum Long –Term Equity Fund’s (QLTEF) investment objective is to achieve long-term capital appreciation. Quantum Liquid Fund’s (QLF) investment objective is to provide optimal returnswith moderate levels of risk and high liquidity. Quantum Gold Fund’s (QGF) investment objective is to generate returns that are in line with the performance of gold, subject to tracking errors. The principal investmentobjective of Quantum Index Fund (QIF) is to invest in stocks of companies comprising the S & P CNX Nifty and endeavour to achieve a return equivalent to Nifty by “Passive” Investment. Quantum Tax Saving Fund’s(QTSF) investment objective is to achieve long term capital appreciation. Asset Allocation: QLTEF will primarily invest in Equity and Equity related securities, but may invest in money market instruments to meetliquidity needs. QLF will invest in Money Market and other short term debt instruments having maximum repricing tenor of one year. QGF will primarily invest in physical gold and if allowed under SEBI Regulations,also in gold related securities, but may invest in money market instruments to meet liquidity needs. QIF will predominantly invest in stocks constituting the S & P CNX Nifty but may invest in money market instrumentsto meet liquidity needs. QTSF will primarily invest in equity and Equity related securities but may invest in short-term money market instruments or other liquid instruments as permitted under the Equity Linked SavingScheme. Terms of Issue: QLTEF is an open-ended Equity Scheme offering Growth and Dividend Plans. The units can be subscribed/redeemed at the applicable NAV, subject to applicable load on all business days..QLF is an open-ended Liquid Scheme offering Growth, Daily Dividend Re-investment and Monthly Dividend Payout Plans. The units can be subscribed /redeemed at the applicable NAV, subject to applicable load, onall business days. QGF is an open-ended Exchange Traded Fund. Each unit of QGF will be approximately equal to the price of half (1/2) gram of Gold. Units will be issued at NAV based prices. On an ongoing basis directpurchases from the Fund would be restricted to only Authorised Participants and Eligible Investors. . QIF is an open- ended Exchange Traded Fund. Each unit of QIF will be approximately equal to 1/10th (one tenth) ofthe S& P CNX Nifty. Units will be issued at NAV based prices. On an ongoing basis direct purchases from the Fund would be restricted to only Authorised Participants and Eligible Investors. Units of QGF and QIF canbe bought/sold like any other stock on the National Stock Exchange of India Ltd (NSE) or on any other stock exchanges where it is listed. QTSF is an open ended Equity linked savings scheme offering Growth and Dividendplans. The Units can be subscribed at the applicable NAV, subject to applicable load on all business days during the continuous Offer. Entry Load: Nil in case of all schemes. Exit Load: in case of QLTEF : On redemption/switchout within 6 months of allotment- 4%, after 6 months but within 12 months- 3%, after 12 months but within 18 months-2%, after 18 months but within 24 months-1%, after 24 months-Nil. In case of QGF: Nilin case of Authorised Participants; 0.5% in case of Eligible Investors. In case of QLF, QIF and QTSF: Nil. Statutory Details: Quantum Mutual Fund (the Fund) has been constituted as a Trust under the Indian TrustsAct, 1882.Sponsors: Quantum Advisors Private Limited. (liability of Sponsor limited to Rs. 1,00,000/-) Trustee: Quantum Trustee Company Private Limited. Investment Manager: Quantum Asset Management CompanyPrivate Limited (AMC). The Sponsor, Trustee and the Investment Manager are incorporated under the Companies Act, 1956. Risk Factors: Investments in mutual funds are subject to market risks including uncertaintyof dividend distributions and the NAV of the schemes may go up or down depending upon the factors and forces affecting the gold and securities markets and there is no assurance or guarantee that the objectivesof the schemes will be achieved. The past performance of the Sponsor has no bearing on the expected performance of the scheme. Quantum Long-Term Equity Fund, Quantum Liquid Fund, Quantum Gold Fund, QuantumIndex Fund and Quantum Tax Saving Fund are the names of the schemes and do not in any manner indicate either the quality of the Schemes, their future prospects or returns. Scheme specific risk: QLTEF, QLF,QGF, QIF, and QTSF are the first equity, liquid, gold, Index and ELSS schemes being launched by the AMC. The AMC has no previous experience in managing equity, liquid, gold, index or ELSS schemes. Equity and Equityrelated instruments are by nature volatile and prone to price fluctuations due to both macro and micro factors. QLF proposes to invest the portfolio in debt and money market instruments. The QGF’s NAV will reactto the Gold price movements. The Investor may lose money over short or long period due to fluctuation in Scheme’s NAV in response to factors such as economic and political developments, changes in interest ratesand perceived trends in bullion prices, market movement and over longer periods during market downturns. Trading volumes, settlement periods and transfer procedures may restrict the liquidity of these investmentsof the QLTEF, QLF, QGF, QIF and QTSF. Units issued under QTSF will not be redeemed until the expiry of 3 (three) years from the date of their allotment. Please read the Scheme Information Document of QLTEF,QLF, QGF, QIF and QTSF before investing. Scheme Information Documents /Key Information Memorandums/Application Forms are available at the Quantum AMC Office at 107, Regent Chambers, Nariman Point,Mumbai-400021. It is to be distinctly understood that the permission given by NSE should not in any way be deemed or construed that the Offer Documents for QGF and QIF have been cleared or approved by NSEnor does it certify the correctness or completeness of any of the contents of the said Offer Documents. The investors are advised to refer to the Offer Documents of QGF and QIF for full text of the ‘Disclaimer Clauseof NSE’. “S& P” and Standard and Poor’s” are trademarks of the McGraw-hill Companies, Inc (S & P) and have licensed for use by India Services & Products Ltd in connection with the S& P Nifty Index. “ The Productis not sponsored, endorsed sold or promoted by India Index services & Products Limited (“IISL”) or Standard & Poor’s , a division of The McGraw –Hill Companies, Inc ( “S & P “) regarding the advisability of investingin securities generally or in the product. Please read the full Disclaimer in relation to the S& P CNX Nifty Index in the Scheme Information Document of QIF. Mutual fund investments are subject to market risks.Please read the Scheme Information Documents and Statement of Additional Information Carefully before investing.

Simple products from Quantum Mutual Fund

*Quantum Long Term Equity Fund #Quantum Tax Saving Fund

*#

1

KEY INFORMATION MEMORANDUM

Quantum Equity Fund of Funds

(An Open-ended Equity Fund of Funds Scheme)

Continuous Offer of Units at NAV based Prices NAME OF THE AMC: QUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED NAME OF THE MUTUAL FUND: QUANTUM MUTUAL FUND

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www. QuantumAMC.com/www.QuantumMF.com. The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM. Investment Objective

The investment objective of the scheme is to generate long-term capital appreciation by investing in a portfolio of open-ended diversified equity schemes of mutual funds registered with SEBI. There can be no assurance of positive returns from following the stated investment strategy.

Normal allocations (% of Net Assets) Types of Instruments Minimum (% of Net

Assets) Maximum (% of

Net Assets) Open-ended diversified equity schemes of mutual funds registered with SEBI.

90% 100%

Money Market Instruments

0% 10%

Asset Allocation Pattern of the scheme

The scheme will only invest in third party mutual funds. The fund shall invest in a mix of diversified equity schemes, mid cap/ small cap/ large cap oriented schemes.

Investment Strategy

The investment strategy of the Scheme will be to invest predominantly in open-ended diversified equity schemes of Mutual Funds, which are registered with SEBI after using intensive fundamental analysis both quantitative and qualitative, monitor the portfolio regularly but not so as to engage in excessive churning, and control risk by keeping portfolio adequately diversified.

2

The Scheme will invest a majority of its money in open-ended diversified equity

schemes that have been in existence for atleast 3 years at the time of making investments. The Scheme will not invest in any sector/thematic funds. Besides, it will not make any investments in the schemes of Quantum Mutual Fund. Furthermore, the schemes that get short-listed will be tested across the quantitative and qualitative parameters, set as a part of our fund selection process.

Risk Profile of the Scheme

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Scheme specific Risk Factors are summarized below: 1. The scheme proposes to invest predominantly in the diversified equity

schemes of Mutual Funds, registered with SEBI. Hence the scheme’s performance will depend upon the performance of the underlying schemes. Any change in the investment policies or the fundamental attributes of the underlying schemes may affect the performance of the scheme.

2. Investments in underlying equity schemes will have all the risks associated

with such schemes including performance of underlying stocks, derivative investments, off shore investments, stock lending, etc.

3. The changes in asset allocation may result in higher transaction costs. 4. Since the Scheme proposes to invest at least in 5 underlying schemes, the

significant underperformance in even one of the underlying schemes may adversely affect the performance of the Scheme.

Risk is an important part of the investment functions. Effective Risk Management is critical to Fund Management for achieving financial goals. Investments made by the Scheme shall be made in accordance with Investment Objective of the Scheme and provisions of SEBI (Mutual Funds) Regulations. The Fund has identified following Risk and designed Risk Management Strategies which is the part of the Investment Process to manage such risks. Type of Risks Risk Mitigation/Management

Strategies

Risk Management Strategies

Scheme Selection Risk – Risk of investing in a poor performing scheme

The Fund has laid down the criteria for quantitative and qualitative ranking for selection of the schemes which pick up schemes with consistent long-term performance with an emphasis on sound research and investment process. The criteria have been followed by meeting the fund managers of the schemes to ascertain deviation from the strategy. The rebalancing of weightage is also made if necessary. The performances of the schemes have been reviewed every six months.

3

Portfolio concentration Risk The Fund has laid down the policy in case of portfolio holdings which has criteria for investments into the schemes, limits on the per scheme investments, per mutual fund house and schemes managed by the fund managers. The Fund also calculate the stock and sector concentration based on the weighted stock holdings of the scheme invested and also take corrective action by rebalancing if necessary.

Plans and Options

Plans: Presently the scheme does not offer any Plan. Options: The Scheme offers two Options:

(i) Growth Option (ii) Dividend Option

The Dividend option in turn will have two facilities namely;

(a) Dividend Payout Facility (b) Dividend Re-investment Facility

Applicable NAV (after the scheme opens for repurchase and sale)

The cut-off times for determining Applicable NAV’s for subscription, redemptions and switch-outs to be made at the Investor Service Centers/ Official Points of Acceptance are as per the details given below: Subscriptions/Purchases including Switch Ins: (a) In respect of valid applications received upto 3.00 p.m. on a Business

Day with a local cheque or demand draft payable at par at the place where it is received the applicable NAV shall be closing NAV of the day of the receipt of application.

(b) In respect of valid applications received after 3.00 p.m. on a Business Day with a local cheque or demand draft payable at par at the place where it is received the applicable NAV shall be closing NAV of next Business Day.

(c) In respect of valid applications received with an outstation cheque or demand draft which is not payable at par at the place where it is received, the applicable NAV shall be the closing NAV of the day on which the cheque or demand draft is credited.

Redemptions including Switch Outs: (a) In respect of valid applications received upto 3.00 p.m. the applicable

NAV shall be closing NAV of the day of the receipt of application. (b) In respect of valid applications received after 3.00 p.m. the applicable

NAV shall be closing NAV of next Business Day.

4

Where the application is received via post or courier at any of the official point

of acceptance / Investor Services Centers, the date & time of receipt of the post or courier will not be considered for reckoning the application as having been accepted. An application will be considered accepted only when it is time stamped at the official point of acceptance / Investor Services Centers.

Minimum Application Amount/ Number of Units (for all the options)

Purchase/Switch Ins Rs. 5000/- and in multiples of Re.1/- thereafter Systematic Investment plan (SIP) – (Monthly) Rs. 1000/- and in multiples of Re. 1/- thereafter. Minimum 6 installments / instructions.

Additional Purchase Rs. 1000/- and in multiples of Re.1/- thereafter

Repurchase /Redemption/Switch Outs Rs. 1000/- or account balance whichever is less Systematic Withdrawal Plan (SWP) – (Monthly/Quarterly) Rs. 1000/- and in multiples of Re. 1 thereafter

Despatch of Repurchase (Redemption) Request

Within 10 working days of the receipt of the redemption request at the Official Point of Acceptance of the Quantum Mutual Fund.

Benchmark Index

The Scheme’s performance will be benchmarked against BSE 200 Index.

Dividend Policy

The Trustee proposes to follow the following dividend distribution policy: In terms of SEBI Circular No. 1/64057/06 dated April 4, 2006, the Trustees shall fix the quantum of dividend and the record date. The AMC shall, within one calendar day of the decision by the Trustee, issue notice to the public, communicating the decision, including the record date. The record date shall be 5 calendar days after the issue of notice and issued in accordance with the terms of the Circular. Declaration of dividend is subject to the availability of distributable surplus. It must be distinctly understood that the actual declaration of dividends under the Scheme and the frequency thereof will, inter-alia, depend upon the distributable surplus of the Scheme. There is no assurance or guarantee to Unitholders as to the rate of dividend distribution nor will that dividend be regularly paid. The dividend that may be paid out of the net surplus of the Scheme will be paid only to those Unitholders whose names appear in the register of Unitholders on the notified record date. Unitholders are entitled to receive dividend within 30 days of the date of declaration of the dividend. However, the Mutual Fund will endeavour to make dividend payments sooner to Unitholders. On distribution of dividends, the NAV will stand reduced by the amount of dividend distributed and statutory levy, if any, at the close of business hours on record date.

Name of the Fund Manager

Mr. Arvind Chari

5

Name of the Trustee Company

Quantum Trustee Company Private Limited

Absolute Returns (Growth Option)

Scheme returns % Benchmark Returns %

Returns since inception

26.36%

18.99%

Date of inception: July 20, 2009. Past performance may or may not be sustained in future

Performance of the scheme (as at March 31, 2010)

Absolute Returns for the last financial year (Growth Option)

Absolute Returns for last 1 Financial Year

26.36%

18.99%

0.00%

5.00%

10.00%

15.00%

20.00%

25.00%

30.00%

2009-10

Financial Year

Ret

urns

QEFOF BSE 200

Past performance may or may not be sustained in future

6

Expenses of the Scheme (i) Load Structure (ii) Recurring expenses

Entry Load: Not Applicable In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 it has been notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of the Mutual Fund and the upfront commission to distributors will be paid by the investor directly to the distributor, based on his assessment of various factors including the service rendered by the distributor. Quantum Mutual Fund does not charge Entry Load since inception. Exit Load: Repurchase/Redemption/Switch out Load - 1.5% within 1 year from the date of allotment. The total expenses of the scheme including the management fees shall not exceed 0.75% of the daily average net assets. Actual expenses for the previous financial year ended March 31, 2010 - Rs. 50364.39/- (0.52% p.a.)

Waiver of Load for Direct Applications

Not Applicable Pursuant to SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009 no entry load shall be charged for all mutual fund schemes. Therefore, the procedure for waiver of load for direct applications is no longer applicable. .

Tax treatment for the Investors (Unitholders)

Investors are advised to refer to the details in the Scheme Information Document & Statement of Additional Information and also independently refer to his/her/their tax advisor.

Daily Net Asset Value (NAV) Publication

The NAV will be declared on all Calendar days and will be published in 2 newspapers. NAV can also be viewed on www.QuantumAMC.com/ www.QuantumMF.com and www.amfiindia.com. Investors may obtain NAV information on any Business Day by calling the office of the AMC or any of the Investor Service Centers.

For Investor Grievances please contact

Registrars & Transfer Agents Karvy Computershare Pvt Ltd Karvy Plaza, H. No. 8-2-596, Avenue 4 ,Street No. 1 Banjara Hills, Hyderabad- 500 034 Phone: (91) (040) 44677123 Fax: (91) (040) 23420802 Email:[email protected]

Mr. Malay Vora Investor Relations Officer 505, Regent Chambers,5th Floor Nariman Point, Mumbai – 400 021 Phone : (91) (22) 61447800 Fax : (91) (22) 22854318 E-mail : [email protected]

7

Unitholders’ Information

Account Statement:

• An Account Statement reflecting the number of units allotted shall be dispatched to the Unitholders by ordinary post / courier / electronic mode (if so mandated) as per the time lines given below :

(1) For initial / addition subscription as well as redemption/switch of

units : within 10 working days from the date of acceptance of valid request;

(2) For SIP / Systematic Transfer Plan (STP) / SWP – within 10 working day from the end of Quarter i.e. March, June, September or December

• Investors who subscribe/redeem units in dematerialized mode, the

holding statement as issued by the Depository Participant would be deemed to be adequate compliance with requirements of SEBI regarding dispatch of statements of account.

Annual Account Statement:

• The Mutual Funds shall provide the Account Statement to the Unitholders who have not transacted during the last six months prior to the date of generation of account statements. The Account Statement shall reflect the latest closing balance and value of the Units prior to the date of generation of the account statement, The account statements in such cases may be generated and issued along with the Portfolio Statement or Annual Report of the Scheme.

• Alternately, soft copy of the account statements shall be mailed to the

investors’ e-mail address, instead of physical statement, if so mandated.

Half yearly Disclosures: Portfolio / Financial Results Portfolio Disclosures: The Fund shall disclose the half-yearly scheme portfolios on its web site at www.QuantumAMC.com/www.QuantumMF.com and on AMFI web site (www.amfiindia.com) in the prescribed format before the expiry of one month from the close of each half-year. The Fund shall also before the expiry of one month from the close of each half year (i.e. as on 31st March and 30th September) send to the Unitholders a complete statement of Scheme’s portfolios or if such statement is not sent to the Unitholders, it will be published by way of an advertisement in one English daily circulating in the whole of India and in a newspaper published in the language of the region where the Head Office of the Mutual Fund is situated.

8

Half Yearly Results:

The Fund shall before the expiry of 1 month from the close of each half year, (i.e.as on 31st March and 30th September), publish its Half Yearly Unaudited Financial Results in one English daily newspaper circulating in the whole of India and in a newspaper published in the language of the region where the Head Office of the Mutual Fund is situated and update the same on the AMC's website at www.QuantumAMC.com/www.QuantumMF.com and on AMFI's website at www.amfiindia.com, within 1 month from the close of each half year, in the formats as prescribed by SEBI. Annual Report: Scheme wise Annual Report or an abridged summary thereof shall be mailed to all unitholders within four months from the date of closure of the relevant accounts year (i.e. 31st March) each year.

9

COMPARISON CHART

Name of the Scheme

Asset Allocation Pattern Primary Investment Pattern

Differen-tiation

AUM Rs. in Crore (As on March 31, 2010)

No. of Folios (As on March 31, 2010)

Quantum Long Term Equity Fund

Type of Instruments

Normal allocation (% of Net Assets)

Minimum allocation (% of Net Assets)

Maximum allocation (% of Net Assets)

Listed Equity & Equity Related Securities of Companies

95% to 99% 65% 99%

Unlisted Equity & Equity Related Securities of Companies

0% to 3% 0% 5%

Money Market Instruments

1% to 5% 1% 35%

Liquid Schemes of Mutual Funds

0% to 5% 0% 5%

To invest in shares of companies included in BSE-200 Index.

Open ended Equity Scheme

50.86 2,349

Quantum Liquid Fund

Type of Instruments Normal Allocation

(% of Net Assets)

Money Market Instruments and other short term debt instruments having maximum re-pricing tenor of not more than 91 days in maturity

100%

To invest in Debt & Money Market Instruments.

Open ended Liquid Scheme

27.05 294

Quantum Gold Fund

Normal Allocation (% of Net Assets)

Type of instruments

Minimum (% of Net Assets)

Maximum (% of Net Assets)

Physical Gold 90% 100% Money Market instruments, Short-term Corporate debt securities, CBLO and units of Debt and Liquid Schemes of Mutual Funds

0% 10%

To invest in Physical Gold.

Open ended Exchange Traded Fund– Gold

16.74 3,496

10


Name of the Scheme

Asset Allocation Pattern Primary Investment Pattern

Differen-tiation

AUM Rs. in Crore (As on March 31, 2010)

No. of Folios (As on March 31, 2010)

Quantum Index Fund


Type of Instruments



Securities covered by the S & P CNX Nifty Index

90% 100%

Money Market Instruments, other short term debt instruments as permitted under SEBI (Mutual Funds) Regulations, 1996 and Liquid Schemes of Mutual Funds

0% 10%

To invest in stocks of companies comprising S&P CNX Nifty Index.

Open ended Exchange Traded Fund – Index

1.22 338

Quantum Tax Saving Fund


Type of Instruments Minimum (% of Net Assets)


Equity and Equity-related Securities

80% 100%

Debt and Money Market Instruments

0% 20%

To invest in shares of companies included in BSE-200 Index.

Open ended Equity Linked Savings Scheme

1.62 464

Quantum Equity Fund of Funds


Type of Instruments



Open-ended diversified equity schemes of mutual funds registered with SEBI.

90% 100%

Money Market Instruments 0% 10%

To invest in a portfolio of open-ended diversified equity schemes of mutual funds registered with SEBI.

Open ended Equity Fund of Funds Scheme

1.27 201

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C M Y K C M Y K

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QUANTUM LONG TERM EQUITY FUND (An Open ended growth Scheme with no assured returns)

APPLICATION NO.

COMMON APPLICATION FORMQUANTUM LONG TERM EQUITY FUND � QUANTUM TAX SAVING FUND� QUANTUM LIQUID FUND � QUANTUM EQUITY FUND of FUNDS

(contd/- ... overleaf)

Tel.(O)/Mobile Tel. (Res.)Status of Sole / 1st Applicant (Please ) (NRIs who are USA or Canada residents or resident of an FATF Non-compliant country / territory cannot invest.)

Resident Individual Non Resident Indian Individual Trust Mutual Fund HUF AOP / BOI

Company / Body Corporate Partnership Firm Bank Fund of Funds FII Society Others (please specify)_________________

ACKNOWLEDGEMENT SLIP(To be filled by the Applicant)

Received from Mr./Ms./M/s.____________________________________________________________________________________________

an application for Purchase of Units of QLTEF/QLF/QTSF/QEFoF along with Cheque / DD No.____________ Drawn on Bank________________

__________________ Branch__________________________ For Rs.___________________ Total No. of Attachments___________________ All purchases are subject to realisation of cheques/Deamand Draft

Acknowledgement Stamp

MODE OF HOLDING Single Anyone or Survivor Joint

2. JOINT APPLICANT’S DETAILS (Refer Note 2)

QUANTUM MUTUAL FUND

Occupation Details (Please ) Private Sector Service Public Sector / Gov. Service Professional Business Retired House Wife Student

Annual Income (Please ) Upto 5 Lacs 5 to 15 Lacs 15 to 25 Lacs 25 Lacs & above

1. SOLE / 1ST APPLICANT’S DETAILS

3. BANK ACCOUNT DETAILS (MANDATORY) (Refer Note 3)

Name of Bank A/c. No.

Branch Address

Branch Name

Account Type (Please ) Savings NRE NRO Current FCNR Others Please see the instructions for payment options, including Direct Credit facility. If you wish to receive a cheque payment, please tick here ( )

IFSC Code

4. KYC COMPLIANCE: Are you KYC compliant? Please ( ) Yes No (Refer Note 4)If yes, please attach copy of KYC Compliance Letter received from CDSL Ventures Ltd.

5. E MAIL COMMUNICATION (Refer Note 5)

I / We wish to receive documents such as Accounts Statements, News Letters etc. through e-mail in lieu of physical documents (Please )

Sole / 1st Applicant’s Indian Address for Correspondence (P. O. Box Address is not sufficient) Overseas Address (Mandatory for NRI / FII applicants in addition to mailing address)

(Refer Note 1)

Fax

City Pin Code

State

Email ID

City Postal Code

Country

Email ID

Guardian (if Sole / 1st Applicant is a Minor)Or Contact Person (For institutional applications)

PAN If the Sole / 1st Applicant is a minor, please tick here ( )and state the Guardian's PAN no. alongside.

Date of Birth

First Name Middle Name Last NameName (Mr./ Ms./Mrs.)


PAN If the 3rd Applicant is a minor, please tick here ( )and state the Guardian's PAN no. alongside.

First Name Middle Name Last Name3rd Applicantsname


PAN If the 2nd Applicant is a minor, please tick here ( )and state the Guardian's PAN no. alongside.

First Name Middle Name Last Name2nd Applicantsname

APPLICATION NO.

QUANTUM TAX SAVING FUND (An Open ended equity linked savings scheme)1. Sole/1st Applicant’s Details

* The Applicant’s name and address including the PIN Code Number must be given in full (P.O. BoxNo. alone is not sufficient). Applications on behalf of minors should be signed by their guardian.Please write your name exactly as it appears in your PAN Card. In case of non-individual applicants,i.e. HUF/Companies/AOP/BOI/Trusts/Societies/FIIs etc., the name, address, E Mail ID and telephonenumber of the contact person to whom the correspondence should be addressed to should beprovided. In case the investor is a NRI/PIO/FII, an overseas address should also be provided, alongwith the local address. However, all correspondence shall be at the local address.

* PAN of Sole/First Applicant, Second Applicant and Third Applicant must be mentioned in all casesirrespective of the amount being invested. A photo copy of the PAN Card duly certified must beattached in case of investment below Rs.50,000/- by all applicants. The original to be providedfor verification. Where original PAN Card is not provided for verification the copy of PAN Cardmust be certified as true by a Bank Manager or a Gazetted Officer, or an AMFI RegisteredDistributor or a Notary or any other Judicial Authority. Where the person making an applicationis a minor who does not have any income chargeable to income-tax, he shall quote the PAN No.of his/her father, mother or guardian, as the case may be. Any change in the status of the sole/1st applicant must be conveyed to the Fund in order to assist in accurate tax treatment of incomearising from such investment. In the absence of the above PAN Copies the application shall berejected. For investments of Rs.50,000/- and above please attach KYC acknowledgement letterof all applicants (Refer Instruction No. 4).

2. Joint Applicant’s Details

* “Single” holding will entitle only the first holder to operate the account to the exclusion of thejoint holders. “Anyone or Survivor” will entitle any one of the joint holders to operate the account.“Jointly” will allow operation of the account only if all the holders sign the instruction. If themode of holding is left blank or is not clear, it will, by default, be treated as “Jointly”.

3. Bank Account Details

* As per the SEBI guidelines, it is mandatory for investors to mention the details of their bank accountin which income and/or redemption proceeds are to be credited in the application form. In absenceof the bank details, the application form will be rejected. The Mutual Fund/Asset ManagementCompany will not be responsible for any loss arising out of fraudulent encashment of chequesand delay/loss in transit.

* If you wish to receive the payment proceeds by cheque please tick in the space provided. In allother cases, the fund will directly credit the investor’s bank account using RBI’s NEFT/RTGS facility,if the IFSC code is provided by the investor in the space provided in the Form. If the correct IFSCcode is not provided by the investor, the fund may remit the payment proceeds by cheque.

4. KYC Compliance

* Presently, it is mandatory for all investors who wish to make an investment of Rs.50,000/- andabove to obtain a KYC acknowledgement letter from the specified Points of Service’s (POS’s)of CDSL Ventures Limited (Central Agency), who have been authorized by the mutual fundindustry for this purpose. The applicant must attach the KYC Acknowledgement Letter of allthe applicants (Guardian’s letter in case the applicant is Minor), along with the application forsubscription. Applications for subscriptions of value of Rs. 50,000/- and above from applicant’swho are not KYC registered with CVL or have not submitted their KYC Application with CVLmay be rejected. Also, applicants / unit holders intending to apply for units / currently holdingunits and operating their Mutual Fund folios through a Power of Attorney (PoA) must ensure thatthe issuer of the PoA and the holder of the PoA have attached the KYC Acknowledgement Letterat the time of investment above the threshold. PoA holders are not permitted to apply for a KYCregistration on behalf of the issuer of the PoA. Please refer to our website www.QuantumAMC.comand AMFI website www.amfiindia.com for the KYC compliance application form and POS’s ofthe central agency where the completed forms and the relevant documents are to be submitted.

5. E-mail Communication

* Investors who wish to receive documents such as Accounts Statements, News Letters etc. throughE-mail in lieu of physical documents need to indicate the same by ticking the box (in Item 5) inthe application form.

6. Investment Details

* Investors should indicate the plan / option for which the subscription is made by indicating thechoice in appropriate box provided for this purpose in the application form. In case of validapplications received without indicating any choice of plan / option, the following default plan/option will be considered.

Quantum Long Term Equity Fund / - Growth Plan in case Growth Plan or Dividend planQuantum Tax Saving Fund / is not indicated.Quantum Equity Fund of Funds - Dividend Reinvestment in case Dividend

Reinvestment or Dividend Payout is not indicated.

Quantum Liquid Fund Growth Plan in case Monthly Dividend Payout Plan orDaily Dividend Re-investment Plan is not indicated.

* Payment should be made by a single Cheque/DD payable locally, in the city where the officialpoints of acceptance at which the application is submitted, is located. The Cheque/DD shouldbe crossed, marked “Account payee” and drawn in favour of “Name of the Scheme” for e.g.“Quantum Long Term Equity Fund”. A separate cheque or DD must accompany for eachscheme. Application form along with cheque/DD/Pay Order can be submitted at any of the officialpoints of acceptance/or Investor Services Centres of Quantum Mutual Fund listed in the CommonApplication Form. In case an applicant is located in a place where there is no designated collectioncentre, the completed application with a Bank Draft/Pay Order for the investment amount (netof Demand Draft charges) may be forwarded to the Quantum Asset Management CompanyPrivate Limited office in Mumbai. No cash, money orders, outstation cheques, post dated chequesand postal orders will be accepted.

* Bank charges for outstation demand drafts will be borne by the AMC and will be limited to thebank charges stipulated by the Indian Banks Association, if a demand draft issued by a bank ina place where there is no ISC/Collection Centre provided for the investors. In all other cases, the

INSTRUCTION FOR FILLING UP THE APPLICATION FORMAMC will not accept any request for refund of demand draft charges. Please mention the PANNo. and name of the applicant(s) on the reverse of the cheque/demand draft tendered with theapplication.

* The investor can invest in maximum of 2 schemes in a single application form.

* NRIs/FIIs

Repatriation Basis – In the case of NRIs, payment may be made either by inward remittance throughnormal banking channels or out of funds held in their Non-Resident (External) Rupee Account (NRE)/Foreign Currency (Non-Resident) Account (FCNR). FIIs shall pay their subscription either by inwardremittance through normal banking channels or out of funds held in Foreign Currency Accountor Non-Resident Rupee Account maintained by the FII with a designated branch of an authoriseddealer.

Non Repatriation Basis – In the case of NRIs, payment may be made either by inward remittancethrough normal banking channels or out of funds held in their NRE/FCNR/Non-Resident OrdinaryRupee Account (NRO)/Non-Resident (Special) Rupee Account (NRSR). Please indicate by ticking therelevant account from which payment is being made.

7. Nomination Details

* Individual applicant/s can assign a nominee to be entitled to receive the investment upon the deathof the sole or all unitholder(s). If the units are held jointly, all joint holders must sign at the place providedin item 7 in the application form. However persons applying on behalf of a minor or on Power ofAttorney or Non Individual Applicant including HUFs cannot nominate. The Nominee would be entitledto receive the amounts to the credit of the Unitholder(s) in event of his/their death. All paymentsand settlements made to such Nominee and signature of the Nominee acknowledging receipt thereof,shall be a valid discharge by the AMC/Mutual Fund/Trustees.

* A minor can be nominated. In such a case the unitholder must provide the name and address of theguardian of the minor nominee. Nomination shall not be a Trust (other than a religious or charitabletrust), society, body corporate, partnership firm, Karta of HUF or a Power of Attorney holder. A non-resident Indian can be a Nominee subject to the exchange control regulations in force, from timeto time.

* Nomination in respect of Units stands rescinded upon the transfer of units or upon cancellation ofthe nomination by the sole or joint unitholders who executed the original nomination.

8. Declaration & Signatures

* Signatures should be in English or in any other Indian language. Thumb impressions must beattested by a Judicial Magistrate/Notary Public under his/her official seal.

* In case the application is made under a Power of Attorney (PoA), the original registered Powerof Attorney or a certified copy of the PoA, duly notarised should be submitted with the application.The PoA document should contain the signatures of both the Applicant & the constituted Attorney.If the Power of Attorney is not received along with the application, the application is liableto be rejected.

* In case of HUF, the Karta should sign on behalf of the HUF. Authorised signatories, signing on behalfof a Co./Body Corp./Society/Trust etc., should sign under their official designation and stamp anda list of Authorised Signatories with their names & designations duly certified/attested by thebankers should be attached with the application form.

9. List of Attachments* You are requested to enclose the relevant documents as listed in the check list of accompanying

documents given below depending on the applicant’s status and tick in the box against the documentbeing attached.

10. General Instructions* Please read the Key Information Memorandum, the Scheme Information Document and the

Statement of Additional Information carefully before investing. All applicants are deemed to haveread, understood and accepted the terms subject to which this offer is being made and bindthemselves to the terms upon signing the Application Form and tendering payment.

* The application form must be filled legibly in English in BLOCK letters in black or any dark colouredink.

* Applicants should countersign wherever corrections or over writings are made on the applicationor cheque.

* All applications are accepted subject to detailed scrutiny and verification. Applications whichare not complete in all respects are liable for rejection, either at the collection point itself orsubsequently after detailed scrutiny/verification at the back office of the registrars.

* Application made by a Limited Company or a Body Corporate or a registered Society or a Trust,should be accompanied by a copy of the relevant resolution or authority to make the application,as the case may be, along with a certified copy of the Memorandum and Articles of Association/Trust Deed/Bye Laws/Partnership Deed, whichever is applicable.

* All communications and payments will be made to the sole/first applicant or to the Karta in caseof HUF.

* While processing the redemption/switch out request in case the AMC/Registrar come across asignature mismatch, then the AMC/Registrar reserves the right to process the redemption/switchonly on the basis of supporting documents confirming the identity of the investors. List of suchdocuments would be notified by AMC from time to time on its website.

* In case of non-receipt of account statement within 30 days of submission of the application forms,please contact the Investor Service Centre listed in the Common Application Form. You couldalso send an email to [email protected].

* It is expressly understood that the investor/Unitholder has the express authority from the relevantConstitution to invest in the Units of the Fund and the AMC/Trustees/Fund would not be responsibleif the investment is ultra vires the relevant Constitution, such as the Memorandum & Articlesof Association and/or Bye-laws and/or Trust Deed and/or Partnership Deed and Certificate ofRegistration.

* New Investors wish to make Systematic Investment Plan (SIP) will need to complete and submitthe Application Form alongwith the SIP Application Form.

Please ensure that :Your Application Form is complete in all respects. Name, Address & contact details arementioned in full and signed by all applicants.Bank Account Details are entered completely and correctly.Permanent Account Number (PAN No.) of all Applicants is mentioned.Appropriate Scheme Name, Plan & Option is mentioned clearly.The Cheque / DD is drawn in the correct name as mentioned in instruction no. 6 above & dulysigned.Application Number is mentioned on the reverse of the Cheque / DD.Documents as listed alongside are submitted along with the Application (as applicable to yourspecific case).Your investment is not less than the minimum investment amount.

CHECK LIST

Documents Companies Trusts Societies PartnershipFirms

FIIs Investments throughConstituted Attorney

1. Resolution / Authorisation to invest2. List of Authorised Signatories with Specimen Signature(s)3. Memorandum & Articles of Association4. Trust Deed5. Bye-Laws6. Partnership Deed7. Overseas Auditor’s Certificate8. Notarised Power of Attorney9. For all applications - PAN Notices

All documents above should be originals / true copies certified by the Director / trustee / Company Secretary / Authorised Signatory / Notary Public.PAN Copy must be certified by a Bank Manager, AMFI Registered Distributor, Gazetted Officer, Notary or any other Judicial authority.

D D M M Y Y Y Y

Date of Birth

D D M M Y Y Y Y

Date of Birth

D D M M Y Y Y Y

Investment Objective The investment objective of the Scheme is to achieve long-term capital appreciation by investingprimarily in shares of companies that will typically be included in the BSE 200 index and are in a positionto benefit from the anticipated growth and development of the Indian economy and its markets.However, there is no assurance that the investment objective of the Scheme will be achieved.


Types of Instruments Normal Allocation (% of Net Assets)Minimum Maximum

Equity and equity-related Securities 80 100Debt and money market instruments 0 20

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SIDcarefully for details on risk factors before investment. Scheme specific Risk Factors are summarizedbelow:

By virtue of requirements under the ELSS, Units issued under the QTSF will not be redeemed untilthe expiry of 3 (three) years from the date of their allotment. The ability of an investor to realisereturns on investments in QTSF is consequently restricted for the first three years.

Redemption will be made prior to the expiry of the aforesaid 3 (three) year period only in the eventof the death of a Unit Holder, subject to the Units having been held for a period of 1 (one) year fromthe date of their allotment.

The Scheme proposes to invest primarily in equity and equity related securities. Equity Securities andequity-related Securities are volatile and prone to price fluctuations on a daily basis. The liquidity ofinvestments made by the Scheme may be restricted by trading volumes and settlement periods. Thismay impact the ability of the Unit Holders to redeem their Units. In view of this, the Trustee has theright, in its sole discretion to limit Redemptions (including suspending Redemption) under certaincircumstances. Settlement periods may be extended significantly by unforeseen circumstances. Theinability of the Scheme to make intended Securities purchases, due to settlement problems, couldcause the Scheme to miss certain investment opportunities. Similarly, the inability to sell Securitiesheld in the Scheme's portfolio could result, at times, in potential losses to the Scheme, should therebe a subsequent decline in the value of Securities held in the Scheme's portfolio. Investments in equityand equity related Securities involve a degree of risk and investors should not invest in the Schemeunless they can afford to take the risk of losing their investment. The liquidity and valuation of theScheme's investments due to its holdings of unlisted Securities may be affected if they have to besold prior to the target date for disinvestment. Securities which are not quoted on the stockexchanges are inherently illiquid in nature and carry a larger liquidity risk in comparison with Securitiesthat are listed on the exchanges or offer other exit options to the investors, including put options.The AMC may choose to invest in unlisted Securities that offer attractive yields within the regulatorylimit. This may however increase the risk of the portfolio.


The Scheme offers two Plans - Growth & Dividend Plan.The Dividend Plan will in turn have two options:Dividend Payout Option andDividend Re-investment Option.

Plans and Options

Minimum ApplicationAmount

All Plans/options : Rs. 500/- and in multiples of Rs. 500/- thereafter

Within 10 working days of the receipt of the redemption request at the authorised centre of theQuantum Mutual Fund.

Despatch ofRepurchase(Redemption)Request

The benchmark to evaluate the performance of the Scheme shall be the BSE 30 Total Return Index.Benchmark Index



Dividend Policy


The Trustee proposes to follow the following dividend distribution policy: In terms of SEBI Circular No.1/64057/06 dated April 4, 2006, the Trustees shall fix the quantum of dividend and the record date(which is the date that will be considered for the purpose of determining the eligibility of investors)at their meeting. Dividends, if declared, will be paid (subject to deduction of tax at source, if any)to those Unitholders whose names appear in the Register of Unitholders on the notified record date.The AMC shall, within one calendar day of the decision by the Trustee, issue notice to the public,communicating the decision, including the record date. The record date shall be 5 calendar days afterthe issue of notice. Further the Trustee at its sole discretion may also declare interim dividend.However, it must be distinctly understood that the actual declaration of dividend and the frequencythereof will inter-alia, depend on the availability of distributable profits as computed in accordancewith SEBl Regulations. The decision of the Trustee in this regard shall be final. There is no assuranceor guarantee to Unitholders as to the rate of dividend distribution nor that dividends will be paidregularly. In order to be a Unitholder, an Investor has to be allotted Units against receipt of clear fundsby the Scheme. On distribution of dividends, the NAV will stand reduced by the amount of dividenddistributed and statutory levy, if any, at the close of business hours on record date."

As per the SEBI Regulations, the maximum recurring expenses,in case a scheme invests in bonds,including the investment management and advisory fee that can be charged to the Scheme shallbe subject to a percentage limit to average weekly net assets as given in the table below. Subjectto SEBI Regulations and Scheme Information Document and expenses over and above the prescribedceiling will be borne by the AMC.First Rs. 100 Crores * Next Rs. 300 Crores * Next Rs. 300 Crores * Over Rs. 700 Crores *2.50% 2.25% 2.00% 1.75%* Of the average weekly net assetsActual Expenses for the Previous Financial Year: N.A.


expenses




The NAV will be declared on all business days and will be published in 2 newspapers. NAV can alsobe viewed on www.QuantumAMC.com and www.amfiindia.com


Account Statement : For normal t ransact ions (other than SIP/STP/SWP) dur ing ongoing sa lesand repurchase: � The AMC shal l issue to the investor whose appl ication (other than SIP/STP/SWP) has been accepted, an account statement specifying the number of units allotted within 10business days from the date of the transaction date. If a request is received from the Unitholders,the account statement reflecting the new or additional subscriptions as well as Redemptions/Switchof Uni ts sha l l be d ispatched wi th in 10 bus iness days f rom the rece ipt o f the request to theUnitholder. � For those unitholders who have provided an e-mail address, the AMC will send theaccount statement by e-mail. � The unitholder may request for a physical account statement bywriting/calling the AMC/ISC/R&T to any of the official points of acceptance specified in this SchemeInformation Document. The account statement ref lecting the new or addit ional subscriptions aswell as Redemptions/Switch of Units shall be dispatched within 5 business days from the receipt ofthe request to the Unitholder.

For STP / SWP / SIP transactions: � Account Statement for SIP/STP/SWP will be despatched onceevery quarter ending March, June, September and December within 10 working days of the endof the respective quarter. � A soft copy of the Account Statement shall be mailed to the investorsunder SIP/STP/SWP to their e-mail address on a monthly basis, if so mandated. � Howeve r , t hefirst Account Statement under SIP/STP/SWP shall be issued within 10 working days of the initialinvestment/transfer. � In case of specific request received from investors, Mutual Funds shallprovide the account statement SIP to the investors within 5 working days from the receipt of suchrequest without any charges.

Annual Account Statement: � The Mutual Funds shall provide the Account Statement to theUnitholders who have not transacted during the last six months prior to the date of generationof account statements. The Account Statement shall reflect the latest closing balance and valueof the Units prior to the date of generation of the account statement. � The account statementsin such cases may be generated and issued along with the Portfolio Statement or Annual Reportof the Scheme. � Alternately, soft copy of the account statements shall be mailed to the investors'e-mail address, instead of physical statement, if so mandated.

Half yearly Disclosures: Portfolio / Financial Results : This is a l ist of securit ies where thecorpus of the scheme is currently invested. The market value of these investments is also stated inportfolio disclosures.

Half Yearly Results: The Fund shall before the expiry of 1 month from the close of each half year,that is as on 31 March and 30 September, publish its unaudited financial results in one Englishdaily newspaper circulating in the whole of India and in a newspaper published in the language ofthe region where the Head Off ice of the Fund is s i tuated and update the same on the AMC'swebsite at www.QuantumAMC.com and on AMFI's website at www.amfiindia.com, within 1 monthfrom the close of each half year, in the formats as prescribed by SEBI.

Portfolio Disclosures: The Fund shall disclose the half-yearly scheme portfolios on its web site atwww.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in the prescribed format beforethe expiry of one month from the close of each half-year.

The Fund shall also before the expiry of one month from the close of each half year (31st Marchand 30th September) send to the Unitholders a complete statement of Plan's portfolios or if suchstatement is not sent to the Unitholders, it will be published by way of an advertisement in oneEnglish daily circulating in the whole of India and in a newspaper published in the language of theregion where the head office of the mutual fund is situated.Annual Report: Scheme wise Annual Report or an abridged summary thereof shall be mailed to allunitholders within four months from the date of closure of the relevant accounts year i .e. 31stMarch each year.

Dated: December 31, 2008


Minimum Additionalinvestment

Additional Investment in all plans / options would be Rs 500/- and in multiples of 500 thereafter

Minimum RedemptionAmount

Rs. 500 or 50 UnitsLock-in-periodRedemption of Units can be made only after a period of three years (lock-in period) from the dateof allotment of Units proposed to be redeemed as prescribed in the ELSS.The Trustee reserves the right to change the lock-in period prospectively from time to time, in theevent of amendment(s) to the ELSS with respect to the lock-in period.





This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights& services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document (SID) and Statement of Additional Information (SAI) available free of cost at any of the InvestorService Centers or from the website www.QuantumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units beingoffered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.


This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificateby the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement ofAdditional Information available free of cost at any of the Investor Service Centres or distributors or from the website www.QuantumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Boardof India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

107, Regent Chambers, 1st Floor,Nariman Point, Mumbai - 400021.www.QuantumAMC.com

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Investment Objective The investment objective of the Scheme is to achieve long-term capital appreciationby investing primarily in shares of companies that will typically be included in the BSE200 index and are in a position to benefit from the anticipated growth and developmentof the Indian economy and its markets. However, there is no assurance that theinvestment object ive of the Scheme wil l be achieved.


Mutual Fund Units are subject to market risks. Please read the Scheme InformationDocument carefully for details on risk factors and other details before investment.Investment in Long-Term Equity Fund will involve certain Scheme specific Risk Factorswhich are summarized below:( a ) Risk associated with investment in Equity and Equity related Securities, Trading

Volumes, Sett lement Per iods.( b ) Risks associated with Derivatives or stock lending


The Scheme offers Two Plans: (i) Growth Plan; (ii) Dividend PlanThe Dividend Plan has two options: (a) Dividend Pay-Out option; (b ) Dividend Re-investment option

Plans and Options




For all plans/options-Rs. 5000/- Rs. 1000/- and in Rs.500/-and in multiples of Re.1/- multiples of Re.1 /-thereaf ter. thereaf ter.For SIP-Minimum of 6 instalments inadvance of Rs. 1,000/- each

Within 10 business days of the receipt of the redemption request at the Official Pointof Acceptance of Quantum Mutual Fund.


The Benchmark Index to evaluate the performance of the Scheme is the BSE 30 TotalReturn Index

Benchmark Index



Dividend Policy

Compounded Annualized Returns Scheme Returns% Benchmark Returns%Return for the last 1 year -28.04 -31.15Return for the last 3 years 0.36 2.14* Return for the last 5 years - -Return since inception 1.08 3.50

* The Scheme was launched in February, 2006. Therefore returns of the scheme for thelast 5 years is not provided.


In terms of SEBI Circular No. 1/64057/06 dated April 4, 2006, the Trustees shall fixthe quantum of d i v idend and the record date (wh ich i s the date that w i l l beconsidered for the purpose of determining the eligibil ity of investors) at their meeting.Dividends, if declared, wil l be paid (subject to deduction of tax at source, if any)to those Unitholders whose names appear in the Register of Unitholders on thenotified record date. The AMC shall, within one calendar day of the decision by theTrustee, issue notice to the public, communicating the decision, including the recorddate. The record date shall be 5 calendar days after the issue of notice. Further theTrustee at its sole discretion may also declare interim dividend. However, it must bedist inct ly understood that the actual dec larat ion of d iv idend and the frequencythereof will inter-alia, depend on the availabil ity of distributable profits as computedin accordance with SEBI Regulations. The decision of the Trustee in this regard shallbe final. There is no assurance or guarantee to Unitholders as to the rate of dividenddistribution nor that dividends will be paid regularly. In order to be a Unitholder, anInvestor has to be allotted Units against receipt of clear funds by the Scheme. Ondistr ibution of dividends, the NAV wil l stand reduced by the amount of dividenddistributed and statutory levy, if any, at the close of business hours on record date.

Entry load : NIL; CDSC (if any):NILExit Load:Repurchase/Redemption/Switch Out Load:- Within 6 months of al lotment: 4.00%- After 6 months but within 12 months of al lotment: 3.00%- After 12 months but within 18 months of allotment: 2.00%- After 18 months but within 24 months of allotment: 1.00%- After 24 months of al lotment: NILAs per SEBI Regulat ions, the maximum recurr ing expenses, inc luding the investmentmanagement and advisory fee that can be charged to the Scheme shall be subject to apercentage l imit of average weekly net assets as given in the table below. Subject tothe SEBI Regulations and the Scheme Information Document, expenses over and abovethe prescribed cei l ing wil l be borne by the AMC.First Rs.100 Crores Next Rs. 300 Crores Next Rs. 300 Crores Over Rs. 700 crores2.50% 2.25% 2.00% 1.75%Actual expenses for the previous f inancial year: Rs.10,388,896.00





Investors are advised to refer to the detai ls in the Scheme Information Document &Statement of Addit ional Information and also independently refer to his/her/their taxadvisor.


The NAV will be declared on all business days and will be published in 2 newspapers. NAVcan a lso be v iewed on www.QuantumAMC.com and www.amfi india.com




Account StatementFor normal transactions (other than SIP) during ongoing sales and repurchase:� The AMC shall issue to the investor whose application (other than SIP) has been

accepted, an account statement specifying the number of units allotted (within 10business days from the date of the transaction date). If a request is received fromthe Unitholders, the account statement reflecting the new or additional subscriptionsas well as Redemptions/Switch of Units shall be dispatched within 10 business daysfrom the receipt of the request to the Unitholder.

� For those Unitholders who have provided an e-mail address, the AMC will send theaccount statement by e-mai l .

� The unitholder may request for a physical account statement by writing/call ing theAMC/ISC/R&T to any of the official points of acceptance specified in this SchemeInformation Document. The account statement ref lect ing the new or addit ionalsubscriptions as well as Redemptions/Switch of Units shall be dispatched within 5business days from the receipt of the request to the Unitholder.

For SIP transactions.� Account Statement for SIP wil l be dispatched once every quarter ending March,

June, September and December within 10 working days of the end of the respectivequarter.

� A soft copy of the Account Statement shall be mailed to the investors under SIPto their e-mail address on a monthly basis, if so mandated.

� However, the first Account Statement under SIP shall be issued within 10 workingdays of the init ial investment/transfer.

� In case of specific request received from investors, Mutual Funds shall provide theaccount statement (SIP) to the investors within 5 working days from the receiptof such request without any charges.

Annual Account Statement:� The Mutual Funds shall provide the Account Statement to the Unitholders who have

not transacted during the last six months prior to the date of generation of accountstatements. The Account Statement shal l ref lect the latest c los ing balance andvalue of the Units prior to the date of generation of the account statement.

� The account statements in such cases may be generated and issued along with thePortfol io Statement or Annual Report of the Scheme.

� Alternately, soft copy of the account statements shall be mailed to the investors'e-mail address, instead of physical statement, if so mandated.

Half yearly Disclosures: Portfolio / Financial ResultsThis is a l ist of securit ies where the corpus of the scheme is currently invested. Themarket value of these investments is also stated in portfolio disclosuresHalf Yearly Results:The Fund shall before the expiry of 1 month from the close of each half year, that is ason 31 March and 30 September, publish its unaudited financial results in one English dailynewspaper circulating in the whole of India and in a newspaper published in the languageof the region where the Head Office of the Fund is situated and update the same on theA M C ' s w e b s i t e a t w w w . Q u a n t u m A M C . c o m a n d o n A M F I ' s w e b s i t e a twww.amfi india.com, within 1 month from the close of each half year, in the formatsas prescribed by SEBI.Portfolio Disclosures:T h e F u n d s h a l l d i s c l o s e t h e h a l f - y e a r l y s c h e m e p o r t f o l i o s o n i t s w e b s i t e a twww.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in the prescribedformat before the expiry of one month from the close of each half-year.The Fund shall before the expiry of one month from the close of each half year (31stMarch and 30th September) send to the Unitholders a complete statement of Plan'sportfolios or if such statement is not sent to the Unitholders, it wil l be published by wayof an advert i sement in one Engl i sh dai ly c i rculat ing in the whole of India and in anewspaper published in the language of the region where the head office of the mutualfund is situated.Annual Report:Scheme wise Annual Report or an abr idged summary thereof shal l be mai led to a l lunitholders within four months from the date of closure of the relevant accounts yeari .e. 31st March each year.

Date: Apri l 29, 2009


Types of Normal Minimum Maximum RiskInstruments allocation allocation allocation Profile

(% of Corpus) (% of Corpus) (% of Corpus)

Listed Equity & 95-99 65% 99% HighEquity RelatedSecurit ies ofCompaniesUnlisted Equity & 0-3 0% 5% HighEquity RelatedSecurit ies ofCompaniesMoney market 1-5 1% 35% L o winstrumentsLiquid Schemes 0-5 0% 5% L o wof Mutual FundsThe above asset allocation is only indicative and may change from time to time, keepingin view the market conditions and applicable rules and regulations.

In respect of va l id appl icat ions rece ived upto 3.00 p.m. on a bus iness day theapplicable NAV shall be the same day's closing NAV and in respect of valid applicationsreceived after 3.00 p.m. the applicable NAV shall be the closing NAV of the nextbusiness day.

Entry load : NIL; Exit load :NIL; CDSC (if any):NILCont inuous Offer

Branch City

107, Regent Chambers, 1st Floor, Nariman Point, Mumbai - 400021. www.QuantumAMC.com

Date &Time of Receipt

AMFI Reg. No. Sub Agent No.

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6. INVESTMENT & PAYMENT DETAILS (Refer Note 6)

I/ We have read and understood the Instructions, the Scheme Information Document and the Key Information Memorandum of the respective Scheme. I/We hereby apply for allotment / purchase of Units in the Scheme indicatedabove and agree to abide by the terms and conditions applicable thereto. I / We hereby declare that I / We / am / are authorised to make this investment in the above mentioned Scheme and that the amount invested in the Schemeis through legitimate sources only and legally belong to me / us and does not involve and is not designed for the purpose of any contravention or evasion of any Act, Rules, Regulation, Notification or Directions issued by anyregulatory authority in India from time to time. I / We hereby confirm that I / We have applied / completed the KYC registration process with your appointed agency - CVL. I / We hereby authorise Quantum Mutual Fund, its InvestmentManager and its agents to disclose details of my investment to my bank(s) and Quantum Mutual Fund’s bank(s) or any other regulatory authority. I / We authorise you to make available details of my investments / redemption in yourscheme, in any form and any other relevant data to to facilitate them to provide me value added information on my portfolio withyour Fund. I / We have neither received nor been induced by any rebate or gifts, directly or indirectly in making this investment. I / We declare that the information given in this application form is correct, complete and truly stated. * I/ We confirm that I am / We are Non-Resident(s) of Indian Nationality/origin but not a person residing in Canada or a United States person within the meaning of Regulation(s) under the United States Securities Act of 1933, asamended from time to time and that I / We have remitted funds from abroad through approved banking channels or from funds in my/our NRE/FCNR Account. I / We undertake that all additional purchases made under this folio willalso be from funds received from abroad through approved banking channels or from funds in my/our NRE/FCNR Account. I / We hereby declare that all the particulars given herein are true, correct and complete to the best of my / ourknowledge and belief. I further agree not to hold Quantum Mutual Fund liable for any consequences in case of any of the above particulars being false, incorrect or incomplete. I hereby undertake to promptly inform the QuantumMutual Fund of any changes to the information provided hereinabove and agree and accept that the Quantum Mutual Fund, their authorized agents & representatives are not liable or responsible for any loss, costs, damages arisingout of any actions undertaken or activities performed by them on the basis of information provided by me as also due to not intimating/delay in intimating such changes. I / We hereby authorize Quantum Mutual Fund to disclose,share, remit in any form, mode or manner all / any of the information provided by me to any Regulatory Authority(ies) including Financial Intelligence Unit, India (FIU-IND) including all changes, updates to such information as andwhen provided by me without any obligation of advising me/us of the same. I/We hereby agree to provide any additional information or documents as may be required by the Quantum Mutual Fund or its agents in connection withthis application. The ARN holder has disclosed to me /us all the commissions (in the form of trail commission or any other mode), payable to him /them for the different competing schemes of various Mutual Funds from amongstwhich the Scheme is being recommended to me / us.SIGNATURE(S)ALL Applicants MUST SIGN HERE (Please refer to the instruction / checklist and ensure that all relevant sections are completed) Dated : ___________________________

Type of Bank Account (Please �)Resident: Current SavingsNRI: Non Repatriation basis: NRE* NRO* FCNR* Foreign Inward Remittance*NRI: Repatriation basis: FCNR* Foreign Inward Remittance*FII: Non Resident Rupee Account Foreign Inward Remittance *Please refer item number 8

8. DECLARATION AND SIGNATURES (Refer Note 8)

9. LIST OF ATTACHMENTS (PLEASE TICK THE DOCUMENTS ATTACHED ALONG WITH THE FORM) (Refer Note 9)

INVESTOR SERVICE CENTRESQUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED107, Regent Chambers, 1st Floor, Nariman Point, Mumbai - 400 021

Phone : 91-22 - 22875923 Fax : 91-22 - 22854318 Website : www.QuantumAMC.com

For Information - Email : [email protected] For Investor Grievances / Complaints - Email : [email protected]

QUANTUM LIQUID FUND (An Open ended Liquid Scheme with no assured returns)

QUANTUM EQUITY FUND OF FUNDS (An Open ended equity Fund of Funds scheme)

QUANTUM LONG TERM EQUITY FUND


Dividend Plan


Dividend Payout


This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the InvestorService Centers or from the website www.QuantumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The unitsbeing offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

Investment Objective The investment objective of the scheme is to generate long-term capital appreciation byinvesting in a portfolio of open-ended diversified equity schemes of mutual funds registeredwith SEBI. There can be no assurance of positive returns from following the statedinvestment strategy.


Types of Instruments Normal Allocation Risk Profile(% of Net Assets)

Minimum Maximum High/Medium/LowOpen-ended diversified equity schemes 90% 100% Highof mutual funds registered with SEBIMoney market instruments 0% 10% Low to Medium

The scheme will only invest in third party mutual funds. The fund shall invest in a mix ofdiversified equity schemes, mid cap/ small cap/ large cap oriented schemes.Under normal market conditions, the corpus of the assets of the Scheme shall bepredominantly invested in open-ended diversified equity mutual fund schemes as per theasset allocation pattern above. However, depending on the market conditions, the AMCmay invest beyond the range set above. Such deviations shall normally be for a short-term purpose only, for defensive considerations and with the intention of protecting theinterests of the Unit Holders.The above asset allocation is only indicative and may change from time to time, keeping inview the market conditions and applicable rules and regulations.

Mutual Fund Units involve investment risks including the possible loss of principal. Pleaseread the Scheme Information Document carefully for details on risk factors before investment.Scheme specific Risk Factors are summarized below:1. The scheme proposes to invest predominantly in the diversified equity schemes of

Mutual Funds, registered with SEBI. Hence the scheme’s performance will dependupon the performance of the underlying schemes. Any change in the investmentpolicies or the fundamental attributes of the underlying schemes may affect theperformance of the scheme.

2. Investments in underlying equity schemes will have all the risks associated with suchschemes including performance of underlying stocks, derivative investments, offshore investments, stock lending, etc.

3. The investors of the Scheme shall bear the recurring expenses and loads if any ofthe Scheme in addition to the expenses & loads of the underlying schemes. Hencethe investor under the Scheme may receive lower pre-tax returns than that theycould have received if they had invested directly in the underlying schemes in thesame proportions.

4. The Portfolio disclosure of the scheme will be limited to providing the particulars ofthe underlying schemes where the Scheme has invested and will not include theinvestments made by the underlying schemes.

5. The changes in asset allocation may result in higher transaction costs.6. The Portfol io of the Scheme wil l normally be comprised of schemes from the

recommended l i s t . Though adequate care wi l l be taken to ensure that themethodology adopted by the Designated Agency is proper, there may be any analyticalerror ( l ike assigning overweightage or underweightage to various risk – returnparameters), execution error etc. by the Designated Agency, which may result inthe suboptimal performance of the Scheme.

7. Since the Scheme proposes to invest at least in 5 underlying schemes, the significantunderperformance in even one of the underlying schemes may adversely affect theperformance of the Scheme.


The Scheme offers two Plans – Growth Plan & Dividend Plan.The Dividend Plan will in turn have two options, Dividend Payout Option and Dividend Re-investment Option.

Plans and Options

Minimum ApplicationAmount/Number ofUnits for all plans/options

Purchase : Rs. 5000 and in multiples of Re.1 thereafterAdditional Purchase : Additional Investment would be Rs. 1000 and in multiples of Re.1thereafterRepurchase / Redemption : Rs. 1000

Within 10 business days of the receipt of the redemption request at the authorised centreof the Quantum Mutual Fund.


The benchmark to evaluate the performance of the Scheme shall be BSE 200.Benchmark Index



Dividend Policy


The Trustee proposes to follow the following dividend distribution policy:In terms of SEBICircular No. 1/64057/06 dated April 4, 2006, the Trustees shall fix the quantum ofdividend and the record date (which is the date that will be considered for the purposeof determining the eligibility of investors) at their meeting. Dividends, if declared, will bepaid (subject to deduction of tax at source, if any) to those Unitholders whose namesappear in the Register of Unitholders on the notified record date. The AMC shall, withinone calendar day of the decision by the Trustee, issue notice to the public, communicatingthe decision, including the record date. The record date shall be 5 calendar days afterthe issue of notice. Further the Trustee at its sole discretion may also declare interimdividend. However, it must be distinctly understood that the actual declaration of dividendand the frequency thereof will inter-alia, depend on the availability of distributable profitsas computed in accordance with SEBI Regulations. The decision of the Trustee in thisregard shall be final. There is no assurance or guarantee to Unitholders as to the rate ofdividend distribution nor that dividends will be paid regularly. In order to be a Unitholder,an Investor has to be allotted Units against receipt of clear funds by the Scheme. Ondistribution of dividends,the NAV will stand reduced by the amount of dividend distributedand statutory levy, if any, at the close of business hours on record date.

New Fund Offer PeriodEntry load : NIL, CDSC (if any):NILContinuous OfferEntry load : NILExit load� Repurchase/Redemption Load- 1.5% if units are redeemed within 1 year from the date ofallotment.� Switch out Load- 1.5% if units are switched within 1 year from the date of allotment� CDSC (if any):NILThe total annual expenses of the scheme including the management fees shall not exceed0.75% of the daily average net assets.Actual expenses for the previous year : Not Applicable since this is a new scheme





Investors are advised to refer to the details in the Scheme Information Document & Statementof Additional Information and also independently refer to his/her/ their tax advisor.


From the date when the Scheme re-opens for Continuous Sale and Purchase,the NAV willbe declared on all business days and will be published in 2 Newspapers with one day time lag.NAV can also be viewed on www.quantumamc.com and www.amfiindia.com on the nextbusiness day by 10.00 a.m.


Account Statement:For normal transactions (other than SIP/STP/SWP) during ongoing sales and repurchase:� The AMC shall issue to the investor whose application (other than SIP/STP/SWP) has

been accepted, an account statement specifying the number of units allotted within 10business days from the date of the transaction date. If a request is received from theUnitholders, the account statement reflecting the new or additional subscriptions as wellas Redemptions/Switch of Units shall be dispatched within 10 business days from thereceipt of the request to the Unitholder.

� For those unitholders who have provided an e-mail address, the AMC will send theaccount statement by e-mail.

� The unitholder may request for a physical account statement by writing/calling theAMC/ISC/R&T to any of the official points of acceptance specified in this SchemeInformation Document. The account statement ref lect ing the new or addit ionalsubscriptions as well as Redemptions/Switch of Units shall be dispatched within 5 businessdays from the receipt of the request to the Unitholder.

For SIP/STP/SWP transactions� Account Statement for SIP, SWP and STP will be despatched once every quarter ending

March, June, September and December within 10 working days of the end of therespective quarter.

� A soft copy of the Account Statement shall be mailed to the investors under SIP/STP/SWP to their e-mail address on a monthly basis, if so mandated.

� However, the first Account Statement under SIP/STP/SWP shall be issued within 10working days of the initial investment/transfer.

� In case of specific request received from investors, Mutual Funds shall provide theaccount statement (SIP/STP/SWP) to the investors within 5 working days from thereceipt of such request without any charges.

Annual Account Statement:� The Mutual Funds shall provide the Account Statement to the Unitholders who have not

transacted during the last six months prior to the date of generation of accountstatements. The Account Statement shall reflect the latest closing balance and valueof the Units prior to the date of generation of the account statement.

� The account statements in such cases may be generated and issued along with thePortfolio Statement or Annual Report of the Scheme.

� Alternately, soft copy of the account statements shall be mailed to the investors’ e-mailaddress, instead of physical statement, if so mandated.Half yearly Disclosures: Portfolio / Financial Results: This is a list of securities where thecorpus of the scheme is currently invested. The market value of these investments isalso stated in portfolio disclosures.Half Yearly Results: The Fund shall before the expiry of 1 month from the close of eachhalf year, that is as on 31 March and 30 September, publish its unaudited financial resultsin one English daily newspaper circulating in the whole of India and in a newspaperpublished in the language of the region where the Head Office of the Fund is situatedand update the same on the AMC’s website at www.QuantumAMC.com and on AMFI’swebsite at www.amfiindia.com, within 1 month from the close of each half year, inthe formats as prescribed by SEBI.Portfolio Disclosures: The Fund shall disclose the half-yearly scheme portfolios on its website at www.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in theprescribed format before the expiry of one month from the close of each half-year.TheFund shall also before the expiry of one month from the close of each half year(31st March and 30th September) send to the Unitholders a complete statement ofPlan’s portfolios or if such statement is not sent to the Unitholders, it will be publishedby way of an advertisement in one English daily circulating in the whole of India andin a newspaper published in the language of the region where the head office of themutual fund is situated.Annual Report: Scheme wise Annual Report or an abridged summary thereof shall bemailed to all unitholders within four months from the date of closure of the relevantaccounts year i.e. 31st March each year.

Dated : June 12, 2009




This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligencecertificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme InformationDocument and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www. QuantumAMC.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities andExchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.


Shal l in respect o f va l id app l i cat ions rece ived upto 3 .00 p .m. on a bus iness day be thesame day’s c los ing NAV and in respect of va l id appl icat ions rece ived af ter 3 .00 p .m. bethe closing NAV of the next business day.



10. DISCLOSURE (Refer Note 10)Quantum Mutual Fund is a direct to investor mutual fund and does not pay any commission to the brokers / distributors. Upfront commission if any shall be paid directly by the investorto the ARN Holder (AMFI Registered Distributors) based on the investor’s assessment of various factor including the services rendered by the ARN Holder.

Resolution / Authorisation to investList of Authorised Signatories with Specimen Signature(s)Memorandum / Articles of AssociationTrust Deed

Bye-LawsPartnership DeedOverseas Auditor’s CertificateNotarised Power of Attorney

I/Wedo hereby nominate the undermentioned person to receive the Units allotted to my / our credit against this application / in my folio in the event of my / our death. I/We also understandthat all payments and settlements made to such Nominee and Signature of the Nominee acknowledging receipt thereof, shall be a valid discharge by the AMC / Mutual Fund/Trustees.

7. NOMINATION DETAILS (Refer Note 7)

Name and Address of Nominee To be furnished in case Nominee is a Minor (strike out if not applicable)

Name andaddress of

theGuardian

Date of Birth (in case Nominee is a minor)Signature of Guardian(Mandatory)

SIGNATURE(S) ALL APPLICANTS MUST SIGN HERE


D D M M Y Y Y Y

PAN CopyForm 49 A CopyForm 60


Investment Objective The primary investment objective of the Scheme is to provide optimal returns with lowto moderate levels of risk and high liquidity through judicious investments in moneymarket and debt instruments. However, there is no assurance that the investmentobjective of the scheme will be achieved.


Types of Instruments Normal Allocation (% of Net Assets)Money Market Instruments and other short term 100%debt instruments (*) having maximum re-pricingtenor of not more than 91 days in maturity (**)Note : a. (*) Debt Instruments may include investments in securitised debt instrumentsupto 40% of the Net Assets. b. Pending deployment, funds would be invested in shortterm fixed deposits of scheduled commercial banks having a maximum maturity of notmore than 91 days. c. The Scheme may also invest in foreign securities subject to the limitsas may be applicable to mutual funds from time to time under various regulations andalso under FEMA or such other laws as may be applicable.The above asset allocation is only indicative and may change from time to time, keeping inview the market conditions and applicable rules and regulations.The Scheme shall be in compliance with the SEBI Circular dated January 19, 2009.(**) Maximum re-pricing tenor of 91 days would be reckoned as under: i. For a fixed rateasset, the remaining tenor is 91 days or less. ii. For a floating rate asset, the interest resetfrequency is 91 days or less. iii. For a fixed rate/floating rate asset where the principalis paid in a staggered and/or on amortizing basis (e.g. securitized papers), the averagematurity of such an asset is 91 days or less. iv. For a portfolio using Interest RateDerivatives, a. The composite floating rate asset (underlying fixed rate asset and InterestRate Swap, paying fixed and receiving floating) has interest reset frequency up to 91days. b. If Interest Rate Swaps (receiving fixed and paying floating), have been used toconvert a floating rate asset into a fixed rate asset, the fixed leg of the Interest Rate Swaphaving remaining tenor upto 91 days. c. For a portfolio using Forward Rate Agreements,the summation of the beginning and end dates of the period covered is 91 days or less.

Mutual Fund Units are subject to market risks. Please read the Scheme InformationDocument carefully for details on risk factors and other details before investment.Investment in Liquid Fund will involve certain Scheme specific Risk Factors which aresummarized below: (a) Risk associated with investments in Debt and Money MarketInstruments which involve Interest rate risk, Liquidity & Settlement Risk, Investment Risk,Credit Risk, Re-investment Risk etc., (b) Risk associated with investments in Derivativeswhich involve Credit Risk, Illiquidity Risk etc (c) Risk associated with investments in StockLending consists of the failure to another party, to comply with the terms of agreemententered into. There can be a loss in such a transaction if the price of the security goesup instead of falling down. (d) Scheme may invest in domestic, securitized debt such asasset backed securities (ABS) or mortgage backed securities (MBS) which involves riskslike Prepayment Risk, Market risk etc.


The Scheme offers Three Plans: (i) Growth Plan (ii) Monthly Dividend Payout Plan (iii)Daily Dividend Re-investment Plan

Plans and Options

Applicable NAV for Sale / Repurchase of UnitsOperation Cut off time Applicable NAVValid Purchase applications received & Upto 12.00 The closing NAV of the dayfunds are available for utilization noon immediately preceding theon the same day day of receipt of application

After 12.00 The closing NAV of the daynoon immediately preceding the

next Business dayValid Redemption applications Upto 3 p.m. The closing NAV of the dayreceived immediately proceeding the

next Business day.After 3 p.m. Closing NAV of the next

business day shall be applicable.In respect of valid Purchase Irrespective of The closing NAV of the dayapplications accepted on a the time of immediately preceding theBusiness Day and funds are not acceptance of day on which the funds areavailable for utilization on the day application available for utilizationof the application by the SchemeNote: Valid applications for 'switch-out' shall be treated as applications for Redemptionand for 'switch-in' shall be treated as applications for Purchase, and the provisions of theApplicable NAV and cut-off time as mentioned above shall be applied respectively to the'switch-in' and 'switch-out' applications.




( i ) Growth Plan - Rs. 10,000/- All plans/options in At NAV based price on everymultiples of business day subject toRs.1000 /- provisions of exit load if any.

( i i ) Monthly Dividend The minimum amount inPayout Plan - Rs. 10,000/- rupees for Redemption shall

be Rs. 1,000/- (Rupees One(iii) Daily Dividend Re-investment Thousand only) or account

Plan - Rs.1,00,000/- balance whichever is lessWithin 10 working days of the receipt of the redemption request at the official point ofacceptance of the Quantum Mutual Fund.


The Benchmark Index to evaluate the performance of the Scheme is the CRISIL LiquidFund Index.

Benchmark Index



Dividend Policy

Compounded Annualized Returns Scheme Returns % Benchmark Returns%Return for the last 1 year 8.7931 8.9916Return for the last 3 years 7.8734 7.5807* Return for the last 5 years — —Return since inception 7.8709 7.5848

*The Scheme was launched in April, 2006.Therefore returns of the scheme for the last5 years is not provided


In terms of SEBI Circular No. 1/64057/06 dated April 4, 2006, the Trustees shall fix the quantumof dividend and the record date (which is the date that will be considered for the purpose ofdetermining the eligibility of investors) at their meeting. Dividends, if declared, will be paid(subject to deduction of tax at source, if any) to those Unitholders whose names appear in theRegister of Unitholders on the notified record date. The AMC shall, within one calendar dayof the decision by the Trustee, issue notice to the public, communicating the decision, includingthe record date. The record date shall be 5 calendar days after the issue of notice. Furtherthe Trustee at its sole discretion may also declare interim dividend. However, it must bedistinctly understood that the actual declaration of dividend and the frequency thereof willinter-alia, depend on the availability of distributable profits as computed in accordance withSEBI Regulations. The decision of the Trustee in this regard shall be final. There is no assuranceor guarantee to Unitholders as to the rate of dividend distribution nor that dividends will be paidregularly. In order to be a Unitholder, an Investor has to be allotted Units against receipt of clearfunds by the Scheme. On distribution of dividends,the NAV will stand reduced by the amountof dividend distributed and statutory levy, if any, at the close of business hours on record date.

As per the SEBI Regulations, the maximum recurring expenses,in case a scheme invests in bonds,including the investment management and advisory fee that can be charged to the Scheme shallbe subject to a percentage limit to average weekly net assets as given in the table below. Subjectto SEBI Regulations and the Scheme Informat ion Document , expenses over and above theprescribed ceiling will be borne by the AMC.First Rs. 100 Crores * Next Rs. 300 Crores * Next Rs. 300 Crores * Over Rs. 700 Crores *2.25% 2.00% 1.75% 1.50%* Of the average weekly net assetsActual Expenses for the Previous Financial Year: Rs.988,332/-


expenses




The NAV will be declared on all business days and will be published in 2 newspapers. NAV can alsobe viewed on www.quantumamc.com and www.amfiindia.com


Account Statement: For normal transactions (other than SIP/STP/SWP) during ongoing sales andrepurchase: � The AMC shall issue to the investor whose application (other than SIP/STP/SWP) hasbeen accepted, an account statement specifying the number of units allotted within 10 business daysfrom the date of the transaction date. If a request is received from the Unitholders, the accountstatement reflecting the new or additional subscriptions as well as Redemptions/Switch of Units shall bedispatched within 10 business days from the receipt of the request to the Unitholder. � F o r t h o s eunitholders who have provided an e-mail address, the AMC will send the account statement by e-mail.� The unitholder may request for a physical account statement by writing/calling the AMC/ISC/R&T toany of the official points of acceptance specified in this Scheme Information Document. The accountstatement reflecting the new or additional subscriptions as well as Redemptions/Switch of Units shall bedispatched within 5 business days from the receipt of the request to the Unitholder.For STP transactions: � Account Statement for STP will be despatched once every quarter endingMarch, June, September and December within 10 working days of the end of the respective quarter.� A soft copy of the Account Statement shall be mailed to the investors under STP to their e-mail addresson a monthly basis, if so mandated. � However, the first Account Statement under STP shall be issuedwithin 10 working days of the initial investment/transfer. � In case of specific request received frominvestors, Mutual Funds shall provide the account statement STP to the investors within 5 working daysfrom the receipt of such request without any charges.Annual Account Statement: � The Mutual Funds shall provide the Account Statement to the Unitholderswho have not transacted during the last six months prior to the date of generation of account statements.The Account Statement shall reflect the latest closing balance and value of the Units prior to the dateof generation of the account statement. � The account statements in such cases may be generated andissued along with the Portfolio Statement or Annual Report of the Scheme. � Alternately, soft copy ofthe account statements shall be mailed to the investors' e-mail address, instead of physical statement, ifso mandated.Half yearly Disclosures: Portfolio / Financial Results: This is a list of securities where the corpus ofthe scheme is currently invested. The market value of these investments is also stated in portfoliodisclosures.Half Yearly Results: The Fund shall before the expiry of 1 month from the close of each half year, thatis as on 31 March and 30 September, publish its unaudited financial results in one English daily newspapercirculating in the whole of India and in a newspaper published in the language of the region where theHead Office of the Fund is situated and update the same on the AMC's website at www.QuantumAMC.comand on AMFI's website at www.amfiindia.com, within 1 month from the close of each half year, in theformats as prescribed by SEBI.Portfolio Disclosures: The Fund shall disclose the half-yearly scheme portfolios on its web site atwww.QuantumAMC.com and on AMFI web site (www.amfiindia.com) in the prescribed format before theexpiry of one month from the close of each half-year.The Fund shall also before the expiry of one month from the close of each half year (31st March and30th September) send to the Unitholders a complete statement of Plan's portfolios or if such statementis not sent to the Unitholders, it will be published by way of an advertisement in one English daily circulatingin the whole of India and in a newspaper published in the language of the region where the head officeof the mutual fund is situated.Annual Report: Scheme wise Annual Report or an abridged summary thereof shall be mailed to allunitholders within four months from the date of closure of the relevant accounts year i.e. 31st Marcheach year.





Entry load : NIL; Exit load :NIL; CDSC (if any):NIL

QUANTUM TAX SAVING FUND


Dividend Plan


Dividend Payout

QUANTUM EQUITY FUND of FUNDS


Dividend Plan


Dividend Payout

QUANTUM LIQUID FUNDOption (Please �) Growth Plan

Monthly Dividend

Payout Plan

Daily Dividend

Reinvest. Plan

A

Bank


Branch City

A minus B



A

Bank


Branch City

A minus B



Cont inuous Offer

INVESTOR SERVICES CENTRES

QUANTUM AMC’S OFFICE

QUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED505, REGENT CHAMBERS, 5TH FLOOR, NARIMAN POINT, MUMBAI - 400 021


If you have any queries with regard to completing this form, call Quantum, on 1800 - 22 - 3863 (toll-free)Lines are open from 10.00 A.M to 6.00 P.M.on all business days

KARVY COMPUTERSHARE OFFICES

KARVY COMPUTERSHARE PRIVATE LIMITED, 8-2-596 Karvy Plaza, Avenue 4, Street No.1, Banjara Hills, Hyderabad - 500 034;Phone : 040 - 23312454 Ext : 124; Email : [email protected]

KARVY COMPUTERSHARE OFFICES: Ahmedabad, Gujarat : Karvy Computershare Private Limited, 201-202,Shail Building,2nd Floor, Opp: Madhusudhan House,Nr. Navrangpura Telephone Exchange, Navrangpura, Ahmedabad - 380 006; Ms. Leela / Mr. Samir Dave; Tel.: 079-26402967, 079-26400 0527, 079-264000528,E-mail: [email protected], Fax: 079-26565551. Bangalore, Karnataka : Karvy Computershare Private Limited, Surya Building, Ratna Avenue, No : 51/25, 1 St Floor,Richmond Road, Bangalore - 560 025; Mr. Raghu / Soumya; T el.: 080 - 32008452, 080 - 2532008 5, E-mail: [email protected]; r [email protected], Fax: 080 - 25320086.Chennai, Tamilnadu : Karvy Computershare Private Limited, Flat No F11, First Floor, Akshya Plaza, (Erstwhile Harris Road), Opp Chief City Metropoli tan Court, # 108, AdhithanarSalai, Egmore, Chennai - 600002; Mr. N V V Prasad / Mr. Dinesh Kumar; Tel: 044 42028512, 044-42028513, 044-28587772, 044-285877 81, E-mail: [email protected],[email protected], Fax: 044 - 42028514. Hyderabad, Andhra Pradesh : Karvy Computershare Private Limited, 8-2-596 Karvy Plaza, Avenue 4, Street No.1, Banjara Hills,Hyderabad - 500 034; Mr. P Nageshwara Rao / Mr. G B K Murthy, Tel: 040 - 23312454 Ext : 124, E-mail: [email protected]; mfshy [email protected]; Kolkata, West Bengal :Karvy Computershare Private Limited, 16 Jatin Bagchi Road, Kolkata - 700 029; Mr. Raj Ramaswamy / Shushmitha; Tel: 033 - 246592 97, 033 - 39518643, 033-24659263, 033 -24635432, 033-24659267, E-mail: [email protected] / [email protected], Fax: 033-2463-5432; 033-2463-5432, Mumbai, Maharashtra : Karvy Computershare PrivateLimited, DAS Chambers, Ground Floor, Opp. BSE & next to Corporation Bank, Dalal Street, Fort, Mumbai - 400 023, Mr. Uma Shankar , Mr. Sandeep Bhogle, Tel: 022 - 66235353,E-mail: [email protected], [email protected], Fax: 022 - 66341966. New Delhi, New Delhi : Karvy Computershare Private Limited, 2E / 23, Jhandewalan Extn, New Delhi -110055; Mr. Jose Yohannan / Ms Sonaly, Mr. Michael George, Tel: 011- 43681700, E-mail: [email protected], [email protected], [email protected], Fax: 011- 43681710. Pune,Maharashtra : Karvy Computershare Private Limited, Srinath Plaza, C Wing, Office No. 58 And 59, 3Rd Floor, Dyaneshwar Paduka Chowk, Survey N o. 184/4, F C Road, Pune -411004, Mr. Rakesh, Tel: 020-25533795, 020-25532783, 020-25533592, Tel: 020 - 25533742, E-mail: [email protected], dattaraj.w@k arvy.com.

Investment Objective: Quantum Long –Term Equity Fund’s (QLTEF) investment objective is to achieve long-term capital appreciation. Quantum Liquid Fund’s (QLF) investment objective is to provide optimal returnswith moderate levels of risk and high liquidity. Quantum Gold Fund’s (QGF) investment objective is to generate returns that are in line with the performance of gold, subject to tracking errors. The principal investmentobjective of Quantum Index Fund (QIF) is to invest in stocks of companies comprising the S & P CNX Nifty and endeavour to achieve a return equivalent to Nifty by “Passive” Investment. Quantum Tax Saving Fund’s(QTSF) investment objective is to achieve long term capital appreciation. Asset Allocation: QLTEF will primarily invest in Equity and Equity related securities, but may invest in money market instruments to meetliquidity needs. QLF will invest in Money Market and other short term debt instruments having maximum repricing tenor of one year. QGF will primarily invest in physical gold and if allowed under SEBI Regulations,also in gold related securities, but may invest in money market instruments to meet liquidity needs. QIF will predominantly invest in stocks constituting the S & P CNX Nifty but may invest in money market instrumentsto meet liquidity needs. QTSF will primarily invest in equity and Equity related securities but may invest in short-term money market instruments or other liquid instruments as permitted under the Equity Linked SavingScheme. Terms of Issue: QLTEF is an open-ended Equity Scheme offering Growth and Dividend Plans. The units can be subscribed/redeemed at the applicable NAV, subject to applicable load on all business days..QLF is an open-ended Liquid Scheme offering Growth, Daily Dividend Re-investment and Monthly Dividend Payout Plans. The units can be subscribed /redeemed at the applicable NAV, subject to applicable load, onall business days. QGF is an open-ended Exchange Traded Fund. Each unit of QGF will be approximately equal to the price of half (1/2) gram of Gold. Units will be issued at NAV based prices. On an ongoing basis directpurchases from the Fund would be restricted to only Authorised Participants and Eligible Investors. . QIF is an open- ended Exchange Traded Fund. Each unit of QIF will be approximately equal to 1/10th (one tenth) ofthe S& P CNX Nifty. Units will be issued at NAV based prices. On an ongoing basis direct purchases from the Fund would be restricted to only Authorised Participants and Eligible Investors. Units of QGF and QIF canbe bought/sold like any other stock on the National Stock Exchange of India Ltd (NSE) or on any other stock exchanges where it is listed. QTSF is an open ended Equity linked savings scheme offering Growth and Dividendplans. The Units can be subscribed at the applicable NAV, subject to applicable load on all business days during the continuous Offer. Entry Load: Nil in case of all schemes. Exit Load: in case of QLTEF : On redemption/switchout within 6 months of allotment- 4%, after 6 months but within 12 months- 3%, after 12 months but within 18 months-2%, after 18 months but within 24 months-1%, after 24 months-Nil. In case of QGF: Nilin case of Authorised Participants; 0.5% in case of Eligible Investors. In case of QLF, QIF and QTSF: Nil. Statutory Details: Quantum Mutual Fund (the Fund) has been constituted as a Trust under the Indian TrustsAct, 1882.Sponsors: Quantum Advisors Private Limited. (liability of Sponsor limited to Rs. 1,00,000/-) Trustee: Quantum Trustee Company Private Limited. Investment Manager: Quantum Asset Management CompanyPrivate Limited (AMC). The Sponsor, Trustee and the Investment Manager are incorporated under the Companies Act, 1956. Risk Factors: Investments in mutual funds are subject to market risks including uncertaintyof dividend distributions and the NAV of the schemes may go up or down depending upon the factors and forces affecting the gold and securities markets and there is no assurance or guarantee that the objectivesof the schemes will be achieved. The past performance of the Sponsor has no bearing on the expected performance of the scheme. Quantum Long-Term Equity Fund, Quantum Liquid Fund, Quantum Gold Fund, QuantumIndex Fund and Quantum Tax Saving Fund are the names of the schemes and do not in any manner indicate either the quality of the Schemes, their future prospects or returns. Scheme specific risk: QLTEF, QLF,QGF, QIF, and QTSF are the first equity, liquid, gold, Index and ELSS schemes being launched by the AMC. The AMC has no previous experience in managing equity, liquid, gold, index or ELSS schemes. Equity and Equityrelated instruments are by nature volatile and prone to price fluctuations due to both macro and micro factors. QLF proposes to invest the portfolio in debt and money market instruments. The QGF’s NAV will reactto the Gold price movements. The Investor may lose money over short or long period due to fluctuation in Scheme’s NAV in response to factors such as economic and political developments, changes in interest ratesand perceived trends in bullion prices, market movement and over longer periods during market downturns. Trading volumes, settlement periods and transfer procedures may restrict the liquidity of these investmentsof the QLTEF, QLF, QGF, QIF and QTSF. Units issued under QTSF will not be redeemed until the expiry of 3 (three) years from the date of their allotment. Please read the Scheme Information Document of QLTEF,QLF, QGF, QIF and QTSF before investing. Scheme Information Documents /Key Information Memorandums/Application Forms are available at the Quantum AMC Office at 107, Regent Chambers, Nariman Point,Mumbai-400021. It is to be distinctly understood that the permission given by NSE should not in any way be deemed or construed that the Offer Documents for QGF and QIF have been cleared or approved by NSEnor does it certify the correctness or completeness of any of the contents of the said Offer Documents. The investors are advised to refer to the Offer Documents of QGF and QIF for full text of the ‘Disclaimer Clauseof NSE’. “S& P” and Standard and Poor’s” are trademarks of the McGraw-hill Companies, Inc (S & P) and have licensed for use by India Services & Products Ltd in connection with the S& P Nifty Index. “ The Productis not sponsored, endorsed sold or promoted by India Index services & Products Limited (“IISL”) or Standard & Poor’s , a division of The McGraw –Hill Companies, Inc ( “S & P “) regarding the advisability of investingin securities generally or in the product. Please read the full Disclaimer in relation to the S& P CNX Nifty Index in the Scheme Information Document of QIF. Mutual fund investments are subject to market risks.Please read the Scheme Information Documents and Statement of Additional Information Carefully before investing.

Simple products from Quantum Mutual Fund

*Quantum Long Term Equity Fund #Quantum Tax Saving Fund

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Common KIM_18 x 23.pmd - PersonalFN

Documents

Transcript of Common KIM_18 x 23.pmd - PersonalFN