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ACBNcAN HANG rMCP A cnAu

442 Nguy6n ThiMinh Khai, Q. 3, Tp. H6 Chi MinhDiQn tho4i: (08) 3929 0999 - Fax: (08) 3839 9885

Website: www.acb.com.vn

Tp. H6 Chi Minh, ngdy 08 thdng 4 ndm 2016

THONG nAOk6t qufl hqp Dgi ngi Odng c5 OOng thudng ni6n nIm 2016

o, t4i Kh6ch sqn Sheraton Sdi Gdn, s5 88, Du g DOng Khdi, Qufln l, Tp. Hd

Chf Minh, Dai hOi cl6ng c6 d6ng Ngdn hdng TMCP A Cnau d5 hgp thuong ni6n, vdi sr,r tham

dg cria cO d6ng <lai diqn cho 766.157.561 c6 phin, tuong ung v6i 85,48yo s6 c6 phin c6

L . .;. a.quyen Dleu quyet.

Dai hQi d6ng c6 d6ng tl[ c6 nghi quyiSt vC c6c b6o c6o vd td trinh sau:

L 86o c6o cria HQi tl6ng Quin tri vd Ban Didu hdnh vC t tit qu6 hopt d6ng kinh doanh

n6m 2015 vi k6 hoach n[m 2016.

2. 86o c6o cria Ban Ki6m so6t ngdy 0814/2016 v€ ho4t ilQng c[a Ban Kii5m so6t vd kr5t

qu6 thAm tra Biio c6o tdi chinh hqp nh6t n[m 2015 cria Ngdn hdng TMCP A Cnau.

3. B6o c6o tdi chinh ri6ng vd 86o c6o tdi chfnh hqrp nh6t kf ngdy 2910212016 cho nim tdi

chinh ki5t thilc ngiy 3lll2l2}l5 cria NgAn hing TMCP A Cheu, do C6ng ty TNHH

KPMG Vi€t Nam ki6m to6n.

4. Td trinh v€ viec trich lqp qu! vd ph6n ph6i lgi nhuan n6m 2015, kti hoach lgi nhudn

, A.vd phdn ph6i lqi nhudn ndm 2016.

5. Td trinh vE viqc b6 sung n6i dung hoat dQng vdo Gi6y ph6p ho4t cl6ng cria Ng6n hdng

TMCP A CNAu.

6. Td trinh vA mric thir lao tri cho c5c thdnh vi6n HOi cl6ng Qu6n tri vd Ban Kiiim sodt.

7. To trinh v€ viQc mi6n nhiQm thdnh vi€n HQi tl6ng Quin tri tir nhiQm: Mi6n nhiqm

chfc danh thdnh vi6n Hgi d6ng Qudn tri Ngdn hing A Cnau nhiQm ky 2013 -2017

AOi vOi 6ng Julian Fong Loong Choon theo don tir nhiqm.

8. Td trinh vd phuong 6n tdng v6n di6u lQ tt c6 tfc bing c6 phiiiu ph6 thdng; phuong 6n

ph6t hdnh, ni6m y6t b6 sung vd cl6ng kf luu kf b6 sung cO phitiu.

HANG\

lgMA

NGAN HANG TMCP A CHAUs5: .a4!6 I et/ - t1EoT. 14

I.

1..,

3.

a.

Tp. Hd Chi Minh, ngay 08 thdng4ndn20t6

BItN BAN Hep D4.I Her DoNG co DONG THTIoNG NrtNNGAN HANG TMCP A cuAu NAM 2016

roxc euArThoi gian: tir 9 gid ngiy 08/4/2016

Dia di6m: Khdch san Sheraton, 88 D6ng Khdi, qufn l, Tp. HCM.

HiQn diQn:

T6ng s5 c6 d6ng dqi diOn cho 766.157.561 c6 phAn, tuong r?ng 85,48 o si5 c6 phin c6

quydn biiiu quylSt.

Cin cr? Diiiu 102 Luflt Doanh nghi€p, Didu 33 Di6u lQ NgAn hdng TMCP A Chau

(ACB), Dai hQi ddng c6 d6ng thuong ni6n ACB dn ttc si5 hien diQn d6 tiiin hinh viquy6t einn cna Dai hOi ddng c6 gi6 tri d6 thuc hiqn.

Kh6ch moi:

- 6ng Nguy6n Vdn D0ng, Cuc trudng Cuc Thanh tra Gi6m s6t NgAn hdng

TP.HCM;

- Ong NguySn Vfi Quang Trung, Uy vi6n HQi ddng Qudn tri ki6m Ph6 T6ng Gi6m

d5c Sd Giao dich Chung kho6n Hd NOi;

- BA D5 Thu Trang, Gi6m d5c Trung t6m Lm kj Chtng khoSn Vigt Nam - Chi

nh6,nh TP. HCM;

- 6ng TrAn Dinh Vinh, Ph6 T6ng gi6m d5c C6ng ty TNHH KPMG Viet Nam.

Chri tga doirn:

- 6ng TrAn Htng Huy, Chri tich HQi ddng qunn tri (HDQT), Chri tga;

- 6ng Andrew Colin Vallis, Ph6 Chri tlch HDQT;

- 6ng Nguy6n Thdnh Long, Ph6 Chri tich HDQT;

- 6ng Huj,nh Nghia Hi€p, Truong Ban Ki6m so6t;

- 6ng D6 Minh Toan, T6ng Gi6m d5c.

6ng Nguy6n Trung Nghia, Trudng Ban thAm tra tu c6ch c6 d6ng, ctgc b6o c6o thAm tra

tu c6ch cil d6ng, th6ng b6o s5 luqng cil d6ng tham gia vd sii c6 phAn dpi di6n, x6c dinh

Dai h6i c6 ddng thuong ni6n ndm 2016 c6 clt di6u kien ti6n hdnh.

6. Ph6t bil3u khai m4c cria 6ng TrAn Htrng Huy, Chi tich HDQT.

7. Cht tga cft bd Phan Lac Kim Trinh, thu ki c6ng ty, ldm thu k! Dai hoi.

8. 6ng Ddm VIn TuAn, Ph6 T6ng Gi6m d5c, thira riy nhi6m cia Chrl tga dodn, gi6i thiQu

chuong trinh D4i h6i.

Dai hOi ddng bi6u quytit bing hinh thtic gio tay, th6ng qua chuong trinh Eai hQi.

9. Ong Ddm Vln TuAn, thua l6nh Chi toa, dd ct thanh phdn Ban ki6m phi6u, g6m 6ng

Nguy6n Trung Nghia lim Tru&ng Ban vi c6c riy vi6n li bd LE Thi Thi€n Thanh vd 6ng

Huj,nh VAn Son.

Dai hQi ddng bi6u quyiit bing hinh thtc gio tay nh6t tri ch6p thufn thdnh phAn Ban

ki6m phi6u nhu tld cri.

II. NQI DUNG DAI HQI

1. Dgc b6o c6o vir td trinh

1.1 86o c6o cna HQi ddng QuAn trl vd hoat tlQng ndm 2015 vi phuong hudng ho4t itQng

ndm 2016;

1.2 86o c6o cria Ban Didu hdnh vd ktit qua ho4t ctQng kinh doanh n[m 2015 vi k6 holch

nim 2016;

1.3 86o c6o cia Ban Ki6m so6t vd hoat ddng nim 2015;

1.4 Btio c6o tdi chinh ri0ng vd hqp nh6t dd dugc kii5m to6n nim 2015;

1.5 To trinh vd viQc trich ldp qu! vd phdn ph6i loi nhudn n[m 2015, k6 hoach toi nhu{n vd

ph6n ph6i loi nhurin ndm 2016:

1.6 Td trinh vd viQc b6 sung n6i dung hoat rtdng vdo Gi6y phdp ho4t d6ng cria Ngdn hdng

TMCP A ChAu;

1.7 Td trinh vd mric thi tao tre cho c6c thdnh vi6n HQi ddng Qudn tri vi Ban Ki6m so6t;

1.8 Td trinh vd vi€c mi6n nhiQm thdnh vi6n HQi ddng Qudn tri tir nhi6m;

1.9 Td trinh vd phuong rin tdng v6n didu lq tir c6 t,ic bing c6 phitlu ph6 th6ng; phuong 6n

phdt hdnh, niOm ytlt bti sung vd dlng kj ltru kj b6 sung c6 phiiSu.

2. Ph6t bi6u cria 6ng TrAn Hirng Huy, Chrl tich HEQT.

3. Dai hQi thdo luAn.

4. PhAt bi6u ctia 6ng Nguy6n VIn D[ng, Cuc truong Cgc Thanh tra Gi6m sdt NgAn hdng

TP.HCM.- ^. ..r ..1 ,.. ,5. Bd phi6u bi6u quy6t cdc vdn d6.

Trudng Ban ki6m phitiu ph6 Ulrln thii le, huong d6n ghi phi6u bii.lu quytit.

C6 d6ng b6 phiiiu bi6u quyilt cec vAn dA bing th€ bi6u quytit.

6. Phrit bi0u cria Ong Andrew Colin Vallis, Ph6 Cht tich HEQT, dai diQn c6 dOng nudc

ngodi.

7. TruOng Ban ki€m phi6u c6ng Ud tiSt qud bi€u quy6t cfia c6 <l6ng (Bi0n bin dfnh kdm).

8. Dai hQi tldng c6 tl6ng thdng qua cdc v6n tld sau:

8.1 Eai hQi <l6ng c6 d6ng nh6t tri th6ng qua 86o c6o cta HQi tt6ng QuAn tri vd Ban Di6u

hinh vA k6t qun hopt tlQng kinh doanh ndm 2015 vd kti ho4ch ndm 2016.

Th6ng qua k6 ho4ch ho4t tlQng ndm 2016, v6i c6c chi ti€u tii chinh tin dpng trgng y6u

d6n ngiy 3l/1212016 nhu sau:

-:.T6ng tdi sin d4t 237 .000 t! tl6ng (teng l8%).

Tin dsng <tat 165.000 t! tt6ng (teng l8%).

-. ;.Ti6n grii kh6ch hdng d4t 206.000 t! tl6ng (tdng l8%).

Tl le nq xdu du1i3Yo.

Lgi nhu4n trudc thu6 cta T4p dodn ttpt L503 tli d6ng.

8.2 Dei hQi d6ng cO il6ng nh6t tri th6ng qua 86o c6o ngiry 0814/2016 cta Ban Ki6m so6t v6

ho4t dQng cta Ban Kir5m so6t vi ktit qud thAm tra 86o c6o tdi chinh hqp nh6t nam 2015

cria Ng6n hdng TMCP A Cnau.

8.3 Dai hOi tl6ng c6 tt6ng nh6t trf thOng qua 86o c5o tii chinh ri6ng vi 86o c6o tii chfnh

hqp nh6t kf ngdy 2910212016 cho n5m tdi ch(nh klit thfc ngiy 3lll2l2}l5 cia Ngdn

hdng TMCP A Cnau do C6ng ty TNHH KPMG Vi€t Nam ki€m torln. (D(nh kdm). =--\i?.:1.e1

8.4 Dai hOi d6ng c6 tt6ng nh6t tri thdng qua kti hopch trich l4p qu! vi phdn phdi lgi nhudn ,lj,li_n[m 2015, kli ho4ch lgi nhu4n vd phdn pfrOi tqi nhufln ndm 2016 nhu sau: ,r.i: :.,4

a. Ki5 ho4ch trich l4p qu! vi phdn ph6i lgi nhu4n n6m 2015:i'i

Donvi:VND -ri'''STT Chi ti6u 56 ti6n

I Loi nhu4n trudc thu6 cta t4p doin ACB n6m 2015 1.314.151.184.468

2 Thu6 thu nhdp doanh nghiQp 285.918.802.771

J Lgi nhu4n sau thue (l-2) 1.028.232.381.697

4 Trich lqp c6c qu!, trong d6: 216.511.742.273

4a Qu! DTBSVEL cia ACB s0.604.287.s26

4b Quy d1l phdng tdi chinh cira ACB 101.208.575.052

4c Qu! cria c6c c6ng ty con 14.698.879.695

4d Qu! khen thuong phric lgi c0a ACB 50.000.000.000

5 Lgi nhu4n con l4i sau khi trfch lfp c6c qu! (3-4) 81t.720.639.424

6 Lgi nhufn ndm trudc con lai chua chia, trong d6: 840.403.621.896

tt

6a Di mua cd phitiu qu! 66s.72s.228.504

7 Loinhuin c6 th6 sfr dung chia c6 tfc n[m 2015 (5+6-6a) 986.399.032.8t6

8 V6n <ti6u le ACB 9.376.96s.060.000

9 36 luqng c6 phitiu dd ph6t hdnh 937.696.506

10 SO lugng c0 phitlu qu! d6 mua 41.422.608

ll Sd luqng c6 phi€u dugc chia cti t,ic (9-10) 896.273.898

12 Chia cO tftc bing cO phi6u (10 c6 phitiu: 0l cO phi6u) 896.273.898.000

t3 Lsi nhufn gitr l4i (5+6-12) 755.8s0.363.320

b. Kti ho4ch lgi nhudn vir ph6n ptrOi tqi nhu4n ndm 2016:

STT Chi ti6u sd ti6n

1 Loi nhudn tru6c thu6 c0a t6p doin ACB n[m 2016 1.503.000.000.000

2 Thui5 thu nhfp doanh nghiQp 300.600.000.000

J Loi nhu4n sau thuti (l-2) 1.202.400.000.000

4 Tr(ch l4p c6c qu! 221.940.000.000

5 Loi nhudn con lai sau khi trich l4p c6c qu! (3-4) 980.460.000.000

6 Lgi nhufln ndm trudc con lai chua chia 755.850.000.000

7 Loi nhudn c6 th6 su dung chia c6 tfc ndm 2016 (5+6) r.736.310.000.000

8 Sd luqng c6 phi6u dd ph6t hdnh d6n 3lll2l2}l5 937.696.506

956 lugng c6.phi6u ph6t hinh th6m tir viQc chia c6 tricnim 2015 blne cd phi6u

89.627.390

10 SO luqng c6 phitiu dugc chia c6 tric (8+9) 1.027.323.896

ll Chia cO tftc bing c6 phi6u (10 c6 phi6u: 0l cO phi6u) t.027 .323.896.000

t2 Loi nhuAn gifr lai (5+6-l l) 708.986.104.000

8.5 Dai hQi d6ng cO d6ng nh6t trf thOng qua b6o c6o vA viQc Ngdn hdng Nhi nudc ViQt

Nam chAp thu6n b6 sung c6c n6i dung ho4t dQng sau dAy vdo Gi6y phdp ho4t rlQng

ctia NgAn hing TMCP A Chau:

M0 tei khodn thanh to6n cho khrlch hing;

M0 tai khoin:

+ Mo Ai khodn tai Ngdn hdng Nhi nudc ViQt Nam;

+ Md tai khodn t4i t6 chric tin dqng, chi nh6nh ngdn hdng nu6c ngoiri kh6c;

Dlch vg qudn lli ti6n m{t, tu v6n ngAn hdng, tii chfnh;

Tu vAn tdi chfnh doanh nghi6p, tu v6n mua, b6n, hop nh6t, s6p nhfp doanh

nghiQp vd tu vAn dAu tu;

Dich vu m6i gi6i ti€n tQ;

Don vi: VND

4

E.7

- PhAt hdnh chung chi tidn grii, kj phi6u, tfn phiiiu, tr6i phi6u d6 huy tlQng v6n

theo quy djnh cria Luat c6c t6 chrlc tin dyng, Luqt chr?ng kho6n, quy dinh crla

Chinh phri vd hu6ng din cta NgAn hdng Nhd nudc ViCt Nam;

- Vay v5n cta Ngdn hdng Nhd nudc ViCt Nam dudi hinh thric t6i c6p viin theo quy

<tinh cia Luflt Ngdn hdng Nhd nudc Viet Nam vd huong ddn cta NgAn hing Nhinudc ViQt Nam;

- Mua ng.

Dai hQi d6ng c6 d6ng th6ng qua vi6c sua a6i Ci6y phdp ho4t dQng cia NgAn hdng

TMCP A Chdu, cfp nhat viQc t[ng v6n didu lQ l6n 9.376.965.060.000 ddng (Chin

nghin ba trlm bAy muoi s6u ty, chin tr6m s6u muoi ltrm triQu, kh6ng trlm s6u mu<yi

nghin d6ng.)

Dai hQi tldng c6 tl6ng nh6t tri th6ng qua t6ng mfc thtr lao cho cdc thdnh viOn HQi ddng

Qudn tri vi Ban Ki6m so6t ndm 2016 nhu sau:

HQi ddng Qudn tri: 6.900.000.000d (S6u t!, chin trlm tri6u tt6ng.)

Ban Ki6m so6t: 3.400.000.000d (Ba t!, b6n trdm triQu tl6ng.)

Dqi hQi d6ng c6 ddng nh6t tri th6ng qua viQc mi6n nhi6m chfc danh thinh vi6n H6i

d6ng Qudn tri Ngdn hdng TMCP A ChAu nhiQm ky 2013 - 2017 d6i vdi 6ng Julian

Fong Loong Choon theo don tt nhiQm.

Dai hQi ddng c6 d6ng nh6t tri th6ng qua phuong 6n tdng v6n diAu lQ tri c6 ttc bing c6

phi6u ph6 th6ng; phuong 5n ph6t hdnh, ni6m y6t b6 sung vd tting gt luu kf b6 sung cti

phi6u tuong tmg vd tiy quyAn cho HQi ddng quAn tri thgc hi6n c6c c6ng viQc c6 li6n

quan theo quy <linh crira ph6p luet vd yCu cAu crla co quan qudn lj Nhi nudc (theo td

trinh tlfnh kdm).

KET THUC DAI HQI

Ong Ddm Vin Tu6n doc du thio Bi€n bdn hgp t6m tit. Dai hQi ddng c6 ct6ng bi6u

quyiSt th6ng qua bing hinh thr?c gio tay.

Dai h6i k6t thfc vio ltc

THIIKf

12 giit 25 phrit cing ngdy.

rOeooAn Lsr

PHAN LAC KIM TRINH

AGBKlEM

NGAN HANGTMcPAcHAUoAl xQr c6 oONc ruUdNG NrEN olto4tzot6

pxrEu cAc ruQr our.rc arEu ouvEr rAr oAr xQl

15, tAi Dai hoi cd tl6n9 thudng ni6n, NgSn hAng TMCp A Chau de tidn hdnhc6c vdn tl6 theo chudng trlnh cia Dai hoi.nh{n kdt quB ki6m phi6u nhu sau:

tin dqi hQi:

1. T6ng s6 lugng cd d6n9: 25.995 cd at6ng.Z. T6n9 s6 cd phdn ph5t hAnh: 937.596.506 c6 phdn.5. T6ng s6 c6 phin c6 quydn bi6u quydt: 896.273.898 cd ph5n.4. T6n9 s6 cd tl6ng dV h9p tinh d6n thoi cli6m bidu quy6t: 4O9 cd al6ng, chi6m 1,70olo tr6n t6ng s6c6 tl6n9, elqi diQn cho 755.157.551 cd phlln, chi6m 85,48% s6 c6 ph6n c6 quydn bi6u quy6t.

ll. K6t quA kidm phi6u bidu quy6t cic vdn al6 nhrt sau:1. Biio ciio cia HQI tl6n9 QuAn trl vir Ban Di6u hinh vd hoqt dQng nim 2015 va phrrdng hudng

hoet dong n5m 2016- T6ng s6 cd tl6ng tham gia bi6u quy6t:359 c6 al6ng, chi6m 87,78o/o tr6n t6ng s6 c6 d6n9 dg

h9P.- T6n9 s6 c6 phSn tham gia bidu quy6t: 763.974.597 cd phdn, chi6m 99,72o/o tr6n tdng s6 c6ph6n c0a cd d6ng dg h9p.- 56 phi6u kh6n9 hqplQ:2../- K6t qui bidu quy6t nhtl sau:

+ Tiin thAnh: 342 cd d6og, chi6m 83,52% tren tdng s6 cd tl6ng dU hqp, afai diencho 755.702.626 cd ph6n, chi6m 99,680lo tr6n tdng s6 cd ph6n ciac6 d6n9 dU hap.

+ Kh6n9 tan thenh: o cd cl6ng, chi6m 0,00% tren tdng s6 cd tl6n9 dU h9p, d?i di€n cho 0

+ Kh6ng c6I ki6n:c6 ph5n, chi6m O,fi)% tr6n t6ng s6 c6 phdn cr)a cd d6n9 dU hgp.15 c6 cl6ng, chi6m 5,57% tr6n tdng s6 cd ct6ng dV hAp, dhi diCn

37.649 cd ph6n, chi6m 0,00olo tr€n tdng s6 cd ph6n cia c6hgp. J

2. B5o ciio crja Ban Ki6m soiit v6 hoat dtong nim 2015

- Tdng s6 cd dl6ng tham gia bi6u quy6t: 359 cd d6n9, chi6m 87,78o/o tr6n tdng s6 cdhaP.

NGAII HAI

- T6ng s6 cd ph6n tham gia bidu quy6t: 753.974.597 c6 phdn, chi6m 99,72% tr6nphdn cria c6 cl6ng dg hgp.- 56 phi6u kh6ng hgp lC:0.- K6t qu6 bi6u quy6t nhu sau:

tdng s6 c6

+ Tiin thinh: 340 cd d6ng, chidm 83,13% tr6n t6ng s6 cd d6ng dq h9p, alai dlencho 763.596,786 cd ph6n, chi6m 99,67% tr6n tdng s6 cd phdn ciacd d6n9 du hap.

+ Kh6ng tiin thAnh3 2 cd dl6ng, chi6m 0,49% tren t6ng s6 cd tl6ng dU h9p, ihi diQn cho350,015 cd phdn, chi6m 0,O4% tr6n t6ng s6 cd phdn c0a c6 dl6ng dgh9p.

+ Kh6ng c6I ki6n: 17 c6 cf6ng, chi6m 4,16% tren t6ng s6 c6 d6ng dU hep, ilai dien cho47.79O cd ph6n, chi6m 0,01olo tr6n tdng s6 cd ph6n cia c6 d6n9 dq(

h9p.

*i C(.'I:-'i

3, Biio c5o til chinh kl6m toiin nEm 2015

- Tdng s6 cd tl6ng tham gia bidu quydt: 359 cd ct6n9, chi6m 87,78o/o tr6n tdng s6 c6 dl6n9 dghap.- Tdng s6 cd phdn tham gia bidu quydt: 763.974.597 cd phdn, chi{m 99,72o/o tr6n t6ng s6 cdph6n cria cd cl6ng dr.r hgp.- 56 phi6u kh6ng hgp lQ: 1.- Kdt qu6 bi6u quydt nhu sau:

+ T5n thenh: 341 c6 tl6ng, chi6m 83,37o/o tr6n t6ng s6 c6 d6ng dU h9p, d?i diencho 763.769.497 cd phdn, chi6m 99,59% tr6n tdng s6 cd ph5n crlacd d6ng dU h9p.

+ Kh6n9 tiin thenh: 0 c6 tt6ng, chi6m 0,00% tr6n tdng s6 c6 d6ng d\J hep, tlqi diQn cho 0c6 phdn, chi6m o,fi)% tren t6ng s6 c6 phSn cria c6 dl6ng dU hep.

+ Kh6ng c6 f kiin: 17 cd dl6ng, chi6m 4,16% tren t6ng s6 c6 dl6n9 d{ hgp, dEi diQn cho117.093 cd phdn, chi6m 0,02ol tr6n t6n9 s6 c6 phSn cia c6 el6ng dr,t

h9P.4. Trich lip qu! ve phan ph6i lqi nhuin nim 2015, k6 hoech lqi nhuan va phan phdi lqi nhuan

nim 2016- T6ng s6 cd tt6ng tham gia bi6u quy6t:559 c6 tl6ng, chi6m 87,78o/o tr6n tdng s6 cd tl6ng dq

h9P.- T6ng s6 c6 phSn tham gia bidu quy6t: 763.974,597 cd phdn, chi'rn 99,72o/o tren t6ng s6 c6ph5n cria c6 cl6ng dg hgp.- 56 phi6u kh6ng hop lC: 2.- K6t quA bi6u quy6t nhu sau:

+ T5n thenh: 337 c6 d6n9, chi6m 82,40% tr6n t6ng s6 c6 d6ng dU hqp, alai diCn

cho 767,079.777 c6 ph5n, chi6m 99,34% tr6n tdng s6 cd phdn crjac6 116ng du h9p.

+ Kh6ng tiin thanh: 5 c6 dt6n9, chi6m 1,22o/o trdn t6ng s6 cd d6ng dU hgp, dai di€n cho2.667.949 c6 phin, chi6m O,557oJrAn tdng s6 c6 phdn c0a c6 cl6ngdU h9p.

+ Kh6ng c5 f ki6n: 15 c6 d6n9, chi6m 3,670/o tr6n t6n9 s6 cd d6ng dU hqp, dlei dien cho158.817 c6 phdn, chi6m O,O2%o lrdn t6ng s6 c6 phdn cia c6 d6ng dr,t

hap.5. Bd sung nQi dung hopt tlQng vio Gidy ph6p hoqt dQng cria Ngin hing TMCP A Chau

- Tdng s6 cd tl6ng tham gia bi6u quydt: 359 c6 d6n9, chi6m 87,78o/o tr6n t6ng s6 c6 d6n9 duhap.- T6n9 s6 c6 phdn tham gia bi6u quy6t: 763.97 4.591 cd ph6n, chi6m 99,7?o/o trdn t6n9 s6 cdphdn cia cd dt6ng d17 h9p.- 56 phi6u kh6n9 hgp lQ: o.- K6t qu6 bi6u quy6t nhu sau:

+ T6n thAnh: 546 c6 dr6ng, chi6m 84,50% tr6n t6ng s6 cd dl6ng dU hap, dai diencho 763,955.223 cd phdn, chi6m 99,71o/o tr6n t6ng s6 c6 phdn ciacd dl6n9 dU hep.

+ Kh6ng ten thinh: 0 cd d6n9, chi6m 0,00% tr6n tdng s6 cd d6n9 d[, hgp, dai dien cho 0c6 ph6n, chi6m 0,O0% tr6n tdng s6 c6 phdn cia cd d6ng dql haP.

+ Kh6ng c6 Y ki6n: 13 c6 dt6n9, chi6m 3,18% tren t6ng s6 c6 tl6n9 dU hap, dlqi diCn cho19.368 c6 phdn, chi6m 0,00% tr6n tdng s6 c6 phdn cria c6 d6ng dgh9p.

6. Mllc thri lao trl cho c6c thinh vlan HQI tt6ng QuAn tri vir Ban Kidm soit- Tdng s6 cd d6ng tham gia bidu quy6t: 359 c6 tl6n9, chi6m 87,78% tren t6ng s6 cd tl6n9 dg

hep.- Tdng s6 c6 phdn tham gia bi6u quydt:ph6n crla c6 dl6ng dU hep.- 56 phi6u kh6ng hgp le: 1.- K6t quA bidu quyCt nhrl sau:

763.974.597 c6 phdn, chi6m 99,72o/o tr6n tdng s6 c6

+ TAn thAnh: 512 cd dl6n9, chi6m 76,?8o/o tren tdng s6 c6 d6ng dV h9p, ar?i diencho 761.931,897 c6 phdn, chi6m 99,45olo tr6n t6ng s6 cd phSn crjac6 d6n9 dU h9p.

+ Kh6ng t6n thanh: 10 cd dl6ng, chi6m 2,44c/o trin t6ng s6 c6 d6ng d{ h9p, ttai dign cho740.305 c6 phdn, chi6m 0,10% tr6n t6ng s6 c6 phSn cria c6 d6ng dgh9p.

+ Kh6ng c6 y kl6n: 56 cd d6n9, chi6m 8,80% tr6n t6ng s6 c6 d6n9 dU hbp, arqi dien cho1.302.381 c6 ph6n, chi6m 0,17% tr6n t6ng s6 cd phSn cria c6 tt6ngdu h9p.

7. Mi6n nhlQm thinh vl6n HQt tr6ng Quln trl ti nhlQm

- T6ng s6 cd dl6ng tham gia bi6u quy6t: 359 c6 tl6n9, chi6m 87,78o/o tren tdng s6 cd rl6ng dghep.- T6n9 s6 c6 ph6n tham gia bi6u quy6t: 763.974.591c6 ph6n, chi6m 99,72o/o tren tdng s6 c6phdn cia cd dl6ng dg hgp.- 56 phi6u kh6n9 hgp lC:2.- Kdt qui bidu quy6t nhrl sau:

+ Tiin thenh; 529 c6 dl6ng, chi6m 80,44% trCn t6ng s6 cd d6n9 dg h9p, itqi diQncho 761.155.141 c6 ph6n, chi6m 99,54% tr6n t6ng s6 c6 phdn ciac6 d6ng dV h9p.

+ Kh6ng tiin thenh: 2 c6 tf6ng, chidm 0,49olo tr6n t6ng s6 c6 cl6ng dqr hQp, dqt di€n cho530.100 c6 phdn, chi6m O,047o tr6n t6ng sd cd ph6n cria cd d6ng dghap.

+ Kh6ng c6 f kiin: 25 cd d6n9, chi6m 6,5670 trCn t6ng s6 cd tl6n9 dU h9p, dloi di€n cho2.581.250 c6 phdn, chi6m 0,31% tr6n t6ng s6 c6 ph6n cria cd tl6ngdv h9p.

8. Phudng 6n ting v5n ttidu lQ ti/cdtrlc blng cd pht6u ptrdth6ng; phrldng 6n ph6t hinh ni6my6t bd sung ve d;ng kf lrru kf bd sung c6 phi6u- T6ng s6 c6 tl6ng tham gia bi6u quy6t: 359 cd tl6ng, chi6m 87,78o/o tr6n tdng s6 c6 tt6n9 dg

h9p.- Tdng s6 cd phdn tham gia bidu quy6t: 763.974.59t c6 ph6n, chi6m 99,t?yo tr6n t6ng s6 c6ph6n cria c6 d6ng dg hgp.- 56 phidu kh6n9 hqp le: 0.- K6t qu6 bi6u quy6t nhrl sau:

+ Tiin thenh: 556 cd d,6ng, chi6m 8?,15o/o tr6n t6ng s6 cd d6ng dU hap, dr?i dtencho 757.933,755 cd phdn, chi6m 98,95% tr6n tdng s6 cd ph6n ciacd d6n9 dU hep.

+ Kh6ng tiin thinh: 6 c6 dl6ng, chi6m 1,47o/o tren tdng s6 cd d6n9 d{hep, dt?i di€n chp5.677.279 cd ph6n, chi6m O,74o/c tr€n t6ng s6 c6 phdn cOa cd dt6ngdu haP.

+ Kh6ng c6 f kl6n: 17 c6 d6ng, chi6m 4,160lo tr6n t6ng s6 cd d6ng dg hep, dpi diQn cho553.547 cd phen, chi6m O,057c tr6n tdng s6 cd ph6n cOa c6 tt6ng dghap.

!tl. K6t luanrC5n cr.tDidu 33 Di6u lQ N95n hdng TMCP A Cheu, Ban ki6m phi6u x6c dinh Dai hQi d6ng cd d6ngdt th6ng qua c5c vdn d6 sau:1 - B5o c5o coa HQi d6ng Quin tri vd Ban Di6u hAnh vd hopt dQng ndm 2015 ve phudng hudngho?t dong n5m 2015.2 - B5o c5o cia Ban Kidm so5t vd hoat dlong n5m 2015.5 - 860 c5o tAi chinh kidm to6n n5m 2015.4 - Trich lQp qu! vA phan ph6i lgi nhuan nim 2015, k6 hoqch lqi nhuan ve ph6n ph6i lqi nhuannEm 2016.5 - Bd sung nQi dung hoet dQng vlo Gidy ph6p hoat dQng c0a N96n hang TMCP A Chau

6 - Mr.lc thtr lao tra cho cAc thanh vi6n HQi tl6ng Quin tri vA Ban Kidm so5t'7 - Mi6n nhi€m thinh vi6n Hoi d6ng QuAn tri ttr nhi€m.8 - Phudng 5n t5ng v6n cli6u le tu c6 trrc bang c6 phi6u phd th6ng; phudng 6n phdt henh, ni6my6t bd sung vi tl5n9 k! fi,tu kf bd sung c6 phi6u.

Kdt qui ki6m phi6u nay duqc b6o c5o trudc D?i h0i c6 tl6ng thudng ni6n ngdy 08/04/2016.

THANH VIEN BAN KIE,M PHIfU TRIJONG BAN KIEM PHIEU

{)klq@q*^/'--'bq "L 9t', r s.Q

/\qY-

NGAN HANG TMCP A CHAU CONG HOA XA HQI CHU NGIIIA VIE'T NAM

36 / j53 /TCQD - HDQT.I6 DQc lap - Tg do - H4nh phfc

Tp. HO Ch{ Minh, ngdy 08 thdng 4 ndm 2016

NGHI QUYETVd geo c6o cfra HQi tl6ng Quin tri vi Ban Di6u hinh vd t<6t qui ho4t tlQng kinh doanh

nIm 2015 vn k6 hopch nlm 2016

DAr HQr ooNC CO DoNG NGAN HANG rMCP A cuAu

0;: -:6ng d6c Ngdn hdng Nhdvi\n HAi d1ng Qudn tr!,

HDQT.l3 ngdy 26/4/2013 crta Dqi h|i d6nthdnh viAn H6i d6ng Qudn tri nhi€m ki 201

hdu;

- Cdn ctt BiAn bdn hep Dqi h\i cA dAng thwdng niAn ngdy 08/4/2016,

QUYET NGHI

Diiiu l. Dai hqi d6ng cd d6ng nhAt tri th6ng qua 86o c6o cria HQi it6ng Quin tri vd Ban Di6u

hnnh v0 ktit qun ho4t ilQng kinh doanh ndm 2015 vd ktl hoach ndm 2016.

Th6ng qua kti ho4ch hopt rtQng ndm 2016, v6i c6c chi ti6u tdi chinh tin dpng trgng yiSu

-id€n ngdy 3111212016 nhu sau:

T6ng tdi sAn d4t 237.000 t! d6ng (t6ng 18%)'

Tin dpng tlat 165.000 tf d6ng (tang 18%).

-'l !, ,

Ti0n grii kh6ch hing d4t 206.000 tf d6ng (tang 18%).

TI lQ nq x6u du6i 3%.

Lqi nhufln tru6c thu6 cua T4p dodn tlat 1.503 t! dOng'

Di6u 2. Nghi quy6t c6 hiQu lUc thi hanh kC tt ngdy kf.Diiiu 3. HQi d6ng QuAn tri, Ban Ki€m so6t NgAn hdng TMCp A Cnau c6 tr6ch nhiem thi henh

nghi quyOt ndy.

t

TM. DAr H-Or DoNG COO\NCW

Noi nhfn:- Nhu Di€u 3;- Ban Di6u hdnh;

- Luu: VP HDQT; PTH.

/.\.o\

Hirng Huy

NGAN HANG TMCP A CHAUs6: t1334 /rceD -HDer.16

coNG HoA xA ngr CHU NGHIA vrET NAMDQc hp - TE do - Hgnh phric

Tp. Hi Chi Minh, ngdy 08 thdng 4 ndm 2016

NGHI QUYTTVd 86o crio ho4t ttQng nim 2015 cta Ban Ki6m soit

DAI HeI DoNG cO ooxc xcAx HANG rMCp A csAu

- Cdn cu LuQt Cdc ftj chuc tin dung si; 47/2010/QH12 ngdy l6/06/2010;- Cdn c* C6ngvdn tii ZASO/UrIUN-TTGSNH ngdy 24/4/2013 cila Th6ng ddc Ngin hdng Nhd

nuoc vi viAc chtip thudn donh sdch nhdn su du kiiin biu tdm thdnh viAn H6i ildng Qudn tri,Ban Kidm sodt Ngdn hdng i Chau nhiQm k) 2013 - 2017; Nghi quyiit tii lSeAtfCAO-HDQT.13 ngdy 26/4/201 3 cia Dqi h|i diing cii ddng Ngdn hdng TMCP i Chdu vi viQc biuthdnh vian H1i ding Qudn tri nhiQm h) 2013 - 20t7; Quyil ttinh td \OOSmCAO-HDQT.13

ngdy 26/4/2013 cia HQi ding Qudn ti Ngdn hdng TMCP i Chau ri vi1c bdu chuc danh

rhdnh viAn HQi tting Qudn tr! Ngdn hdng I Chdu;- Cdn cri Diiu lQ Ngin hdng TMCP i Chdu;

- Cdn c* BiAn bdn hop Dqi hQi cd d6ng rhudng ni€n ngdy 08/4/2016,

QUYTT NGHI

Didut. Dai hQi ddngc6d6ngnh6ttrithOngqua86oc6octaBanKidmsoritngdy08/4/2016vdhoat dQng cria Ban Ki6m so6t vd k6t qui thAm tra 86o c6o tdi chfnh hqp nh6t nim 2015

cria NgAn heng TMCP A Chau.

Didu 2. Nghi quy6t c6 hiqu luc thi hdnh kii tt ngdy kf.

Didu 3. HQi ddng Qudn tri, Ban Ki6m sorit NgAn hing TMCP A Chau c6 tr6ch nhiQm thi hdnh.. I

ngnr quyet nay.

fib)TM.D rDdNG c6odNe@Noi nh{n:- Nhu Di6u 3;- Ban Didu hdnh;

- Luu: VP HDQT; PTH.Dinh kdm:- Biio c6o cta Ban KiiSm so6t ngdy

081412016.

HDQT

Hing Huy

g)\olt

NGAN HANG TMCP A CHAU

56: /t)12 /TCQD- HDQT.l6

CQNG HOA XA HQI CHU NGHIA VIPT NAMDQc lip - TE do - Hgnh phric

\\b) rM.

Tp. HA Chi Minh, ngdy 08 thdng 4 ndm 2016

NGHI QUYtTVd 86o crio tli chinh ki6m to6n ntrm 2015

DAr HQr DoNG Co DoNG NGAN HANG TMCP A CUAU

- Cdn c* Lwir Cdc tj chtrc tin durg tij lltzOtOtgul2 nsdy 16/06/2010;

- Cdn cr2 C6ng vdn tii z$ltunNlt-TTGSNH ngdy 24/4/2013 cia Th6ng diic Ngdn hdng Nhd

nttoc vi vi€c chlip thuri. n danh sdch nhdn str dtt kiin biu ldm thdnh viAn HQi iting Qudn tr!,

Ban Kidm sotit Ngdn hdng i Chau nhi€m h) 2013 - 2017; Nghi quyit ti tSeA/fCAo-HDQT. 13 ngdy 26/4/20 t 3 cia Dqi h6i ding cii d6ng Ngdn hdng TMCP i Chdu vd viQc biuthdnh vian HQi ding Qudn tr! nhiQm @ 2013 - 2017; Quyh dinh sii tOOsfCgO-HDgT.]3ngdy 26/4/201j cia HQi ding Quan tr! Ngin hdng TMCP i Cha" vi viQc biu ch*c danh

thdnh vi€n HQi eting Qudn tri Ng,in hdng i Chdu;

- Cdn cti Diiu lQ Ngdn hdng TMCP i Chau;

- Cdn cti BiAn bdn hpp Dqi h|i ci d6ng thudng ni€n ngdy 08/4/2016,

QUYET NGHI

Didu t. Dai hQi ddng ci5 d6ng nh6t tri th6ng qua Brio c6o tdi chinh ri€ng vd Brio ciio tdi chinh

hqp nhdt k! ngdy 29/0212016 cho nIm tii chfnh k6t th0c ngiry 3111212015 cta Ng6n

hnng TMCP A Chdu do C6ng ty TNHH KPMG Viqt Nam ki6m torin. (Dinh kdm.)

Didu 2. Nghi quy6t c6hiqu lsc thi hinh kiittngey kf.Didu 3. Hoi d6ng QuAn tri, Ban Kiiim so6t NgAn hdng TMCP A Chau c6 tr6ch nhiQm thi hdnh

nghi quy6t niy.

^ 1,.J."DONG CO DONG

-HDQTNoi nhdn:- Nhu Diiu 3;- Ban Di€u hdnh;

- Ltru: VP HDQT; PTH.

a.

ChAug 5, Quin 3

tai ugiry 31 thring 12 n,m 2015

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Tidn gui tai Ngdn hing Nhir nuric ViQt Nam

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Chrhg khodn kinh doanhChrmg kho6n kinh doanhDu phdng rui ro chimg khorin kinh doalh

C6c c6ng cg tii chinh ph6i sinh vi c6c tiri sintAi chinh kh{

Cho vay kh6ch hingCho vay khiich hangDu phong rti ro cho vay khiich hdag

Chrirrg khodn ttiu tuChrmg kho6a diu tu sia sang d6 bd,nChtmg khorin ddu tu git diln ngiry ddo hanDu phdng rui ro chfng khodn tIAu tu

c9p v6n, diu tu dii hgnV6n g6p li€n doanhDiu tu vio c6ng ty li€n kiltDdu hr dai han khricDu phdng gidm gie ddu tu dai hen

Tli san cii dinhTdi san c6 dinh hfu hinhNguy,n gid fii san cii dinhHao mdn tdi sdn c6 dinhTei san c5 dinl v6 hinhNgLtyCn gtd tdi san cii dinhHao mdn tdi sdn c6 dinh

B6t d6ng sin tliu tuNguy1n gid biit dOng sdn diu ttrHao mdn bd dAng san dtiu tu

Tli sin C6 khdcC6c khoan phdi thuC6c khoan ldi, phi phii thuTdi saa thu€ thu n}6p doanh nghiCp hoEn l4iTii saa C6 kh6cC6c khoaa du phdng rii ro cho cdc tdi san C6 n6ibang kh6c

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10.122.2005.971.6914.350.650(200.141)

100.457103.034

(2.s77)

47.603

132.490.987134.031.804

(1 .s40.817)

38.679.14411.941.24828.821.509(2.083.673)

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315217 .204(10.578)

2.479.5672.054.2583.2 t 9.139

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2.496.287

3.357.730

4.ss9.0073.882.0601.380.900(703.es3)

7.10s.1221.108.232

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14.403

114.745.251116.324.055

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14.081.792(8.198.26s)

5.883.527

1.020.989(27 s.163)

745.226

120.624

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(807.600)

215.511(33.028)

242.483

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13.702.832(8.e37.199)

4.765.633

944.682(2s0.242)

694.440

183.634

110.373

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67.032(s7.s3e)

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"6 tu" vd lo-i nhuAn duoc chia tu c6c kfroan dAu tu,

.tgop von dal nan

LUU CHIIYEN TTiN THUAN TIIHOAT DQNG DAU TII

LUU CHUTEN TIEN TI/HOA.T DQNG TAr CHiNH

CO. tuc tA cho cO d6ngTi6n chi mua c6 phi6u qu!

LtrU CHUTEN TIEN TEUAN TTIHOAT D9NG TAr CHINH

LUU CHTIdN TMN TEUAN TRONG NAM

TTEX VA CAC KHOAN TIIOI.IG DIIONG TIEN TAITEOI DIEM OAU NAPT

TIEN VA CAC rGOAN TuOr.[G DTIONG TIEN TArTHor OmVr CU6r NAM (TilrrET MrNE 37)

Nguy6n Vdn Hda--:Ke toan truons

Minh Toan^:

t/lOng l-rwm AOC

(24s.rs9)336.588

33.75t

210.s91

(446.140)11.00078.224

33 8.535

395.771 (18.381)

0405

(621.3e2)(601)

(636.847)(40s.703)

,)t ^7*\ Co

(627.993) (1.042.ss0)

2.690.804 (272.400)

9.489.379 9.761.779

12.180.183 9.489.379

Chu tichNgudi dqi di€n theo phdp luQt

Ngdy 29 thingZ ndm 2016

/'{toU:le1\Vlrer+u HANo'9'

Cdc thuyiit minh dinh kdm ld bp phQn hqp thdnh cia bdo cdo tdi chtnh riAng nayt2

TV

v

Hirng Huy

NGAN HANG TMCP A CHAUs6: 11336 /rceE - HDeT.l6

cgNG HoA xA ngr cnt xcnie vrpr NAMDQc l6p - Tu do - HSnh phric

Tp. H6 Chi Minh, ngay 08 thdng 4 ndm 2016

NGHI QUYTTVd viQc trich lgp quj vn ph6n ph6i tqi nhugn nim 2015, k6 hoqch lqi nhuin vir phAn ph6i

lqi nhuin nlm 2016

DAr HQr DONG CO OONC NCAX HANG TMCP A CHAU

- Cdn cu Lutit Cdc d chtic tln dung sii 47/2011/QHl2 ngdy 16/06/2010;- Cdn ctt C6ng vdn ,ii ZASOMAUU-TTGSNH ngdy 24/4/2013 cua Thdng cliic Ngdn hdng Nhd

nroc vi viQc chtip thuQn danh sdch nhdn su &r kidn biu ldm thdnh viAn H\i dins Qudn tri,Ban Kiiim sodt NgSn hdng i Chdu nhiQm @ 2013 - 2017; Nghi quyet s6 ISOA|fCAO-HDQT.l 3 ngdy 26/4/201 3 cila Dqi hAi ding cii tl6ng Ngin hdng TMCP ii Chdu vi viAc bduthdnh viAn HQi d6ng Qudn fti nhi€m b) 2013 - 2017; Quyiit dinh s6 tOOStfCgO-HDeT.t3ngdy 26/4/2013 ctia HOi tl6ng Qudn tri Ngdn hdng TMCP i Chau ri vi€c biu chtic danhthdnh viAn H6i ddng Qudn tr! Ngdn hdng i Chdu;

- Cdn cfi Diiu lQ Ngdn hdngTMCP i Chdu;

- Cdn ct? BiAn bdn hop Dqi h\i cii d6ng thudng niAn ngdy 08/4/2016,

QUYETNGHIDidu 1. Dai hQi d6ng c6 d6ng nh6t tri th6ng qua ki! hoach trich ldp qu! vd ph6n ph5i loi nhuan

nIm 2015, ki5 hoach lgi nhudn vi phdn ph6i loi nhudn nim 2016 nhu sau:1. Ki! hoach trich lap qu! vd phdn phtii lqi nhudn ndm 2015:

Don vi: VNDSTT Chi ti6u s5 tidn

I Lgi nhu6n tru6c thui! c{ra tAp doAn ACB ndm 2015 1.314.151.184.468

2 ThuO thu nhAp doanh nghidp 285.918.802.771

3 Lgi nhu6n sau thuii (l-2) 1.028.232.381.697

4 Trich ldp c6c qu!, trong tl6: 216.511.742.273

4a Qu! DTBSVDL crla ACB 50 .604.287 .526

4b Qui du phdng tdi chinh cria ACB 101.208.575.052

4c Qu! cia c6c c6ng ty con 14.698.879.695

4d Qu! khen thuong phric loi cta ACB 50.000.000.000

5 Loi nhu6n cdn lgi sau khi trich lfp c6c qu! (3-4) 811.720.639.424

6 Loi nhuin ndm trudc cdn lai chua chia, trong d6: 840.403.62 I .896

6a Di mua c6 phi6u qu! 665.725.228.5047 Loi nhu6n c6 th6 su dung chia c6 tfc na* ZOtlS+O+a; 986.399.032.8168 V6n di0u 16 ACB 9.376.965.060.000

1

9 56 lugng cO phitiu dd ph6t hdnh 937.696.506

10 56 lugng c6 phitiu qu! dd mua 41.422.608

ll 56 luqng c6 phitiu duoc chia cd tfc (9-10) 896.273.898

t2 Chia c6 tftc bdng c6 phi6u (10 cO phi€u: 0l c6 phi6u) 896.273.898.000

l3 Lgi nhu6n giir lai (5+6-12) 7ss.8s0.363.320

2. K6 ho4ch lgi nhuin vd phAn ptrOi tqi nhuQn n6m 2016:

STT Chi ti6u s6 ti6nI Loi nhudn trudc thu6 cria t6p doin ACB ndm 2016 r.503.000.000.000

2 Thu6 thu nhfp doanh nghiQp 300.600.000.000

J Lgi nhupn sau thui5 (l-2) 1.202.400.000.000

4 Trich l4p c6c qu! 22t.940.000.000

5 Lgi nhufn cdn l4i sau khi trich l4p c6c qu! (3-4) 980.460.000.000

6 Loi nhu6n n[m trudc cdn lai chua chia 75s.850.000.000

7 Loi nhudn c6 th6 sri dgng chia cO tfc ndm 2016 (5+6) 1.736.310.000.000

8 36 luqng cO phitiu dd ph6t hinh d6n 3lll2l2}l5 937.696.s06

9SO lugng c6.phi6u ph6t hinh th€m tir vi6c chia c6 tricnlm 2015 bdns c6 ohi6u

89.627.390

l0 56 luqng cd phi6u dugc chia c6 tric (8+9) 1.027.323.896

ll Chia c6 ttc bing c6 phi6u (10 c6 phi6u: 0l c6 phi6u) r.027 .323.896.000

t2 Lgi nhufn gift lai (5+6-l l) 708.986.104.000

\TND

Didu 2. Nghi quyiit c6 hiQu lsc thi hdnh k6 tu ngiy kf .

Didu 3. HQi d6ng Quin tri, Ban Ki6m so6t Ngdn hdng TMCp A Cnau c6 tr6ch nhi6m thi hdnhA-ngnl quyet nay.

Noinh{n:- Nhu DiAu 3;- Ban Di6u hdnh;

- Ltru: VP HDQT; PTH.

((hl ru. DONG cloONcW

Hing Huy

2

NGAN HANG TMCP A CHAUs6:,1 337 /TCeD - HDer.l6

CQNG HOA XA HQI CHtI NGHIA VIE,T NAMDQc lip - Tr3 do - H4nh phric

Tp. Hi Chi Minh, ngdy 08 thdng 4 ndm 2016

NGHI QUY6TVd viQc b6 sung nQi dung hogt tlQng vio Gi6y ph6p ho4t dQng cria Ngin hirng TMCP A Cheu

DAr Her DONG cO ooxc NGAN HANG TMcp A cHAu

- Cdn c* Ludt Cdc ki chilrc tin dung s6 47/2010/QH12 ngdy l6/06/2010;- Cdn c* C6ng vdn sij zSiotltnut't-TTGSNH ngdy 24/4/2013 cia Thdng ttdc Ng,ln hdng Nhd

, ) .- , ,!ntoc v€ viQc chdp thuQn danh sdch nhdn s{ dv ki€n bAu ldm thdnh vi€n H6i d6ng Qudn tri,

Ban Kidm sodt Ngin hang i Chau nhi€m k) 2013 - 2017; Ngh! quyiit ti5 ISSAfiCAO-HDQT. t 3 ngdy 26/4/201j ct)a Dqi hQi diing cii d6ng Ngdn hdng TMCP A Chdu vi vi€c biuthdnh vi€n HQi ding Qudn tr! nhi€m k) 20t3 - 2017; Quyit dlnh sii LOOSqC?O-HDQT.I3

ngdy 26/4/2013 ctia H6i tling Qudn tr! Ngdn hdng TMCP i Chau "i viQc biu chtic danh

thdnh viAn HQi diing Qudn tr! Ngdn hdng i Chdu;

- Cdn cri Diiu lQ Ngin hdng TMCP i Chdu;

- Cdn cth BiAn bdn hpp Dqi h\i cd d6ng thudng niAn ngdy 08/4/20t6,

QUYIT NGHI

Didu 1. Dai hQi ddng c6 d6ng nh5t tri th6ng qua brio c6o vd vi6c Ngdn hing Nhd nudc Vi6t Nam

chAp thuQn b6 sung c6c nQi dung hopt dQng sau dAy vdo Gi6y phdp ho4t dQng cia Ng6n

hing TMCP A Char,- Motei khodn thanh to6n cho kh6ch hdng;

- Mo tdi khoAn:

+ Ms tAi khodn tqi Ngdn hAng Nhd nuoc Vi6t Nam;+ Ms tei khoAn tqi t6 chric tin dgng, chi nh6nh ngdn h?rng nudc ngoii khSc;

- Dich vp quAn lf tiAn mit, tu vdn ngdn hing, tdi chinh;

- Tu vAn tdi chinh doanh nghiQp, tu vdn mua, b6n, ho. p nhdt, sdp nhdp doanh nghiQp vd

tu v6n diu tu;- Dich vp m6i gioi tiiin t€;

- Ph6t hirnh chung chi ti6n gui, kj phiilu, tin phiilu, tr6i phiiiu dii huy dQng v(5n theo

quy dinh cta Lu{t Cric t6 chirc tin dung, Luat chtng khorin, quy tlinh cia Chinh phtvi huong din cria Ngdn hdng Nhd nu6c Vi6t Nam;

- Vay v6n cia NgAn hdng Nhd nudc ViCt Nam du6i hinh tht?c t6i c6p vi5n theo quy

ilinh crla Ludt Ng6n hdng Nhd nu6c ViQt Nam vd huong dAn cria Ngin hdng Nhd

nudc Vigt Nam;- Mua ng.

Didu 2. Dai hQi d6ng cii d6ng nhAt tri th6ng qua vi6c sria a6i Ci6y ph6p ho4t dQng, cqp nhat viCc

tlng v(5n didu lQ l€n 9.376.965.060.00 0 ddng (Chin nghin ba trdm bdy muoi sdu tj', chin

I

trdm sdu mtroi ldm triQu, khdng trdm sdu muoi nghin d6ng).

Di6u 3. Nghi quy6t c6 hiQu lyc thi hdnh k6 tir ngiy ky.

Didu 4. HOi d6ng Qudn tri, Ban Ki6m so6t Ngdn hdng TMCp A Chau c6 tr6ch nhi€m thi hinhnghl quy6t ndy.

Noinh{n:- Nhu Di6u 4;- Ban DiAu hdnh;

- Luu:VPHDQT;PTH.

lDONG CO OOXC hr4rl

6ii*;il(,)

NGAN HANG TMCr A CuAu CQNG HoA xA ugt CHU Ncni.q, vIET NAM

so: /558 /TCQD - HDQT.16 DQc lap - Tq do - Hsnh phfc

fp. H6 Chi Minh, ngdy 08 thdng 4 ndm 2016

NGHI QUYETVd m1lc thir lao tri cho cfc thinh viOn HQi il6ng Quin trivir Ban Ki6m soit

D4.r Hgr ooNc co DoNG NGAN HANG TMCP A CUAU

- Cdn c* Ludt Ctic tO ch*c tfn dang sii 47/20]0/QH12 ngdy 16/06/2010;

- Cdn cti C6ng vdn s6 2$0/NHNN-TTGSNH ngdy 24/4/2013 c*a Thiing dtic Ngdn hdng Nhd

nwfuc vi viQc ch(ip thugn danh sdch nhdn sU fu kiAn bdu ldm thdnh viAn HAi d6ng Qudn tr!,

Ban Ki€m sodt Ngdn hdng i Chdu nhi€m ki 2013 - 2017; NShi quyiit tii ISOaqCAO-

HDQf.l3 ngdy 26/4/201i ctia Dqi h\i dOnS cA dAng Ngdn hdng TMCP ,q' Cnau vi viec bdu

thdnh viAn H\i d6ng Qudn tri nhi€m bi 2013 - 2017; Quy€t dinh sO 1605/TCQD-HDOT.l3

ngdy 26/4/2013 ct)a H\i d6n7 Qudn tr! Ngdn hdng TMCP A Clrau vi vi€c bdu ch*c danh

thdnh viAn H|i ding Qudn tri Ngdn hdng /i Chdu;

- Cdn cti DiAu t€ Ngdn hdng TMCP i Chau;

- Cdn c* Bi€n bdn h1p Dqi hAi cii d6ng thudng niAn ngdy 08/4/2016,

QUYET NGHI

Di6u 1. Dai hQi d6ng c6 d6ng nh6t tri th6ng qua t5ng mtc thir lao trd cho ciic thanh vi€n HQi

d6ng Quin tri vd Ban Ki€m so6t ndm 2016 nhu sau:

. Hgi d6ng Qudn tri: 6.900.000.000d (S6u tj', chin trdm triQu d6ng.)

. Ban Ki6m sorit: 3.400.000.000i1(Ba t!, b6n trdm triQu d6ng.)

Diiiu 2. Nghi quyCt co hiQu lyc thi henh kC tir ngdy kf.

Diiiu 3. HQi d6ng Qudn tri, Ban Ki6m so6t Ngdn hing TMCP A ChAu c6 tr6ch nhigm thi hanh

A,ngn! quyet nay.

($) rM. I DONG co oONc @

Noinh4n:- Nhu Di6u 3;- Ban Di€u hdnh;

- Luu:VPHDQT;PTH.

HDQTHANG

THUdNG..

NGAN HANG TMCr A cnAu CQNG HoA xA ngt CHU Ncnia vIET NAM

SO: 11331 /TCQD - HDQT.I6 DQc l$p - Tr; do - H4nh phfic

Tp. HO Chl Minh, ngdy 08 thdng 4 ndm 2016

NGHI QUYETVd viQc mi6n nhiQm thirnh vi6n HQi tldng Quin tri tt nhiQm

EAr Hgr DONG CO DoNG NGAN HANG TMCP A CHAU

- Cdn c* Luqt Cdc t6 chuc tin dang sd 47/2010/QHt2 ngdy 16/06/2010;

- Cdn c* Cdng vdn s6 2$0/NHNN-TTGSNH ngdy 24/4/2013 c*a Thiing diic Ngdn hdng Nhd

ntrdc vi viQc chtip thudn danh sdch nhdn s1r &r ki€n bdu ldm thdnh viAn H\i dlng Qudn tri,

Ban Ki6m sodt Ngdn hdng A Chdu nhi€m k) 2013 - 2017; Nghi quyet sA |SOATCAO-

HDQT.t3 ngdy 26/4/2013 ctia Dqi h\i d6n7 cii dAng Ngdn hdng TMCP A Cnau vi vi€c biuthdnhviAn H\i d6ng Qudn ti nhi€m bi 2013 - 2017; Quyil dinh sO 1605/TCQD-HDQT.13

ngdy 26/4/2013 cita HAi dOnS Qudn tri Ngdn hdng TMCP ,i Cnau vi vi€c bdu chuc danh

thdnh viAn H\i d1ng Qudn tr! Ngdn hdng i Chdu;

- Cdn cri DiAu te Ngdn hdng TMCP i Chau;

- Cdn cu BiAn bdn hep Dqi h\i cii d1ng thrdng niAn ngdy 08/4/2016,

QUYET NGHI

Didu f. Dai hgi ddng c6 cl6ng nh6t tri th6ng qua viQc mi6n nhiQm chric danh thanh vi€n HQi

tl6ng Quin triNgdn hdng A Chdu nhiem ky 2013 -2017 aOi vOi 6ng Julian Fong Loong

Choon theo don tt nhiQm.

Diiiu 2. Nghi quy6t c6 hiQu lsc thi hanh ke tu ngiy kf.

Diiiu 3. HQi d6ng Qudn trf, Ban Ki6m so6t Ngdn hdng TMCP A Chdu c6 tr6ch nhiqm thi henh

A.ngnl quyet nay.

t,DONG CO OONC K

NoinhAn:- Nhu Di6u 3;- Ban Di6u hdnh;

- Luu: VPHDQT; PTH.

r TM.D

Trin Hing Huy

HDQT

( cHA

NGAN HANG TMCP A CHAU

36: /fuO /TCQD_HDQT.I6CQNG HOA XA HQI CHU NGHIA VIET NAM

DQc lAp - Tu do - HSnh phric

Tp. Hii Chi Minh, ngdy 08 thdng 4 ndn 2016

NGHI QUYfTVd phuong 6n ttrng v6n didu lQ tir c6 tfc bing c6 phi6u ptr6 ttr6ng;

phuong 6n ph6t hhnh, ni6m y6t u6 sung vA ding kf luu kf b6 sung c6 phi6u

DAr HQr DoNG CO DoNG NGAN HANG TMCP A CHAU

- Cdn ct LuQr Ctic 6 ch*c rin dltng sii lztZ| t Otgnl2 ngdy l6/06/2010;

- Cdn ct2 C6ng vdn sii 283L/NHNN-TTGSNH ngdy 24/4/2013 cia Th6ng etiic Ngin hdng Nhd

nudc vi viQc chdp thuQn danh sdch nhdn sv dtr kiiin biu tdm thdnh viAn H6i ddng Qudn tri,

Ban Kidm sodt Ngdn hdng i Chau nhiQm k) 2013 - 2017; Nghi quyiit sii tsottCao-HDQT.13 ngdy 26/4/2013 cila Dqi hAi ddng ci d6ng Ngdn hdng TMCP li Chdu vi viQc bdu

thdnh vian HQi d,ing Qudn tri nhi€m O 2013 - 2017; Quyet dinh sii toosnCgo-HDQT.13ngdy 26/4/2013 cr)a HQi ddng Qudn tri Ngin hdng TMCP i Cnau ui vi€c bdu chthc danh

thdnh viAn Hli diing Qudn tr! Ngin hdng i Chdu;

- Cdn c* Diiu lQ Ngdn hdng TMCP i Chdu;

- Cdn cti BiAn bdn hOp Dqi hAi cii ct6ng thtdng niAn ngdy 08/4/2016,

QUYTTNGHIDidu 1. Dai hQi ddng c6 tl6ng nh6t tri th6ng qua phuong ii,n tlng v6n diAu lQ tir c6 ttc bing c6

phi6u ph6 th6ng; phuong 6n ph6t hdnh, niOm y6t b6 sung vd dnng k! luu kj b6 sung c6

phi6u, ctt th6 nhu sau:

1. Th6ng qua viQc tdng v6n didu l0 tt 9.376.965.060.000 ddng l6n 10.273.238.960.000

ddng (teng th6m 896.273.900.000 ddng) ti lgi nhuin sau thu6 chua phin ph6i.

2. Th6ng qua phuong 6n ting vl5n didu lQ, c6c chi ti6t nhu td trinh D4i hQi ddng c6

tl6ng ngiry 08/4/2016.

3. Thdng qua phuong 6n ph6t hdnh c6 phiiiu, chi ti6t nhu sau:

3.1 MIrc clich ph6t hdnh:

ViQc tdng v6n didu lQ le d6 ndng cao ndng lgc kinh doanh vd tl6p trng y6u cAu vd

chudn muc v5n.

3.2 Phuong 6n ph6t hdnh:

- TOn cd phitiu: C6 phii5u Ngdn hdng TMCP A Cnau.

- Losi ci5 phitiu: C6 phitiu ph6 th6ng.

- MQnh giri: 10.000 ddng/c6 phAn.

- V6n diAu lQ hiQn t4i: 9.376.965.060.000 ddng.

- O6i tuqng phrit hinh: C6 d6ng hiQn hiiu c6 t€n trong danh s6ch tai ngdy cling

kf cu5i cirng ch6t danh sSch c6 ct6ng cl6 thuc hien quyAn nhfln c6 phi6u. (C6

phi6u qu! kh6ng duoc thgc hi6n quyAn nh{n cd ttic bing c6 phi6u.)

- Ti le thgc hi6n quydn: C6 d6ng so hiru l0 c6 phiilu hiQn t4i s6 duo.,c nhfln

th6m 01 c6 phi6u mdi.

- 55 tuong t5i da c6 phitlu du ki6n ph6t hdnh:89.627.390 c6 phAn.

- T6ng gi6 tri t5i <ta c6 phin ph6t hdnh tinh theo mQnh gi6: 896.273.900.000

ddng.

- Ngudn v5n thuc hiQn: Loi nhufn sau thu6 chua phAn ph6i.

- Ngucri so hfiu quydn nhin c6 phi6u sE kh6ng duo. c phdp chuy6n nhugng

quydn ndy.

- C6 phi6u phrit hinh th6m sC dugc tu do chuy6n nhuqng.

- T6ng sti, luqng t5i da c6 phi6u dy kiiin sau khi ph6t hinh: 1.027.323.896 c6

phAn.

- V5n diCu lQ thsc g6p t6i da du ki6n sau khi ph6t hdnh:10.273.238.960.000

ddng.

- Thdi gian du kii5n ph6t hdnh: Trong ndm 2016.

- Hinh thtic ph6t hdnh: Ph6t hdnh c6 phi6u trd c6 tric tt lgi nhufln sau thu6 chua

phdn ph6i.

- Phuong thric ph5t hinh: C6 phi6u ph5t hdnh cho c6 ddng hidn hiru s€ duoc

phan ph6i theo phuong thtic thyc hi6n quydn.

- Phuong 6n xft lf c6 phi6u le: C6 phi6u phet henh phAn ph5i cho c6 d6ng hiQn

hiiu theo phuong th&c thUc hiQn quyAn sE tlugc lim trdn xu6ng d6n hing don

vi. Phin 16 th6p phAn ph6t sinh (n6u c6) sE duoc phAn phtii cho C0ng cloin

ACB, ldm ngudn cii phiilu thu<rng cho c6n bQ nhAn vi6n ACB.

4. Ni6m y6t b6 sung s6 tuqng c6 phi6u ph5t hdnh thdm t4i Sd Giao dich Chtng khoan

Hd NQi vd <tdng kj tuu k! b6 sung s6 luqng c6 phi6u phdt hdnh th6m tai Trung tdm

Lrru kj Chtmg khodn Vi0t Nam.

Didu 2. Dai hQi ttdng c6 d6ng u! quydn cho Hdi ddng Quin tri quy6t dinh t6t ca c6c vdn dd lien

quan d6n vi6c tdng v6n didu lQ vi phdt hdnh c6 phiilu d6 tang v6n c6 phAn tir tqi nhuan

sau thui! chua phrin ph5i:

- Th\rc hiQn c6c thri tuc cAn thi6t d6 dang k! ph6t hdnh c6 phiilu vdi Uy ban Chung

khodn nhd nu6c vd giAi trinh (niiu c6);

- 86 sung ho{c sua tt6i phuong 6n ting v6n diAu lQ, phuong 6n ph6t hdnh theo y6u

cAu cria Ngdn hdng Nhi nudc Vi6t Nam, Uy ban Chirng kho6n nhd nu6c hodc cho

muc tlich tudn thrl c6c quy ilinh phSp tu{t c6 liOn quan (n6u c6);

- LVa chgn thdi di6m thfch h.p d6 ch5t danh s5ch cii d6ng thuc hi6n quydn vi trii5n

2

khai ph6t hdnh cho pht hqp;

- Thgc hiQn c6c thri tqc tl6ng ki kinh doanh vdi co quan chuc ning sau khi hoin !5t

dqt phat hanh c6 phi6u;

- Srla d6i cac didu li6n quan d6n v6n didu lQ, c6 phAn, c6 phi6u trong Didu lQ crira

Ngin hing sau khi hodn t6t clot ph6t hdnh vd pht hgp vdi k6t qun ph6t hanh;

- Ti6n hdnh c6c tht tqc cin thiilt d6 dang ki luu ki v?r ni€m y6t bii sung todn b6 sii

c6 phi6u sau khi ph6t hdnh;

- Cic cdng viQc khric c6 li0n quan d6 hoan t6t c6c ndi dung li6n quan d6n viQc ph6t

hdnh.

Didu 3. Nghi quytlt c6 hiQu luc thi hdnh k6 tir ngdy ki.

Didu 4. HQi tl6ng Qudn tri, Ban Ki6m soSt Ngdn hnng TMCP A Chau c6 tr6ch nhiQm thi hdnh

nghi quy6t nAy.

^ L,h,DONG CODONG --;

Noi nh0n:- Nhu Didu 4;- Ban Didu hinh;- Luu: VP HDQT; PTH.Dinh kdm:

HDQT

,c^

iNG...;\MAr, oirr,/*'\,A(,c*\)

NGAN HANG TMCP A CHAU

Tp. Hi Chi Minh, ngay 08 thdng I ndm 20 t 6

rO rnixn DAr Her DONG co DONG

Vd phuong 6n ting v5n ilidu tQ tir c6 tric bing cii phi6u pn6 tn6ng;

phuong 6n phdt hinh, ni6m y6t b6 sung vi ilIng lcj Irru kf b6 sung c6 phiSu

Cdn c*:

- Ludt Doanh nghiep s6 68/2014QHlj ngdy 26/11/2014;

- Ltuit Chr:mg khodn sii 70/2006/QHl I ngay 29/6/2006;

- LuSt td oztzolotgntz ngdy 24/l l/2010 va sua ddi, bd sung mQt sd diiu c a LuQt Chtlmg

khodn;

- Ngh! dlnh sii 58/2012/ND-CP ngdy 20/7/2012 quy dinh chi tiir vd htdng ddn thi hdnh m6t sijdiiu cua Ludt Chttng khodn vd Ludt sna i\1ji, bd sung mQt sii dieu cua LuA. t Ch*ng khodn;

- Nghi ttlnh sii 60/201 5/ND-CP ngay 26/6/20 t 5 s*a ddi, bd sung mQt sii didu cua Nghi dlnh sti

5 8/2 0 I 2/ND-C P ngiry 2 0/7/2 0 I 2 ;

- Th6ng tt sii 06/2010ru-NIINN ngdy 26/02/2010 hwng ddn vi i ckirc, qudn tri, diiu hdnh,

vdn diiu l{, chuyin nhuqng c6 phdn, bii sung, sria diii Giiiy phdp, Diiu l€ ct)a ngdn hdng

thmlng mqi.

- Th6ng tu sii 36/2014rc-NHNN ngdy 20/11/2014 quy dinh cdc gi6i hqn, rj, lQ bdo ddm on

todn lrong hoqt ilQng cua i chnc tin dqng, chi nhdnh ngdn hdng nudc ngodi.

- Th6ng tu sii 162/2015/IT-BTC ngay 26/10/2015 c a BQ Tdi chinh hrong ddn viic chdo bdn

ch mg khobt ra c6ng ch ng, chao bdm cd phiilu dii noan d6i, plu:t nanh th€m cd phidu, mua lai c6..1 ,, : ,.:

phidu. bdn c6 phiiu quj vd chio mua c6ng khoi co phidu:

- Diiu tQ 6 chtrc vd hoqr dQng Ngdn hdngTMCP i Chdu:

- Quy6t dinh s6 1054/rcgD-HDQT.t6 ngdy 25/j/201 6,

HQi d6ng Quan tri Ngdn hang TMCP A ChAu (ACB) kinh trinh Eai hQi d6ng cO d6ng th6ngqua phuong an ting v6n diAu le tt c6 tric bang c6 phitiu ph6 th6ng; phuong an ph6t hnnl,ni6m y6t b6 sung vA dAng ky luu kf b6 sung c6 phi6u tuong ung, cu thd nhu sau:

I. PHITONG AN rANc voN DItu LE vA pHAr HANH co pHr6u

l. Nhu cAu thay d6i mric v6n itidu lQ

Vi6c tdng v6n didu l0 la cAn thitit A5i vOi ACB vi:

- ACB li mQt trong 10 ngAn hdng duoc lua chon d,i 6p dgng chuAn muc Basel IIdqt diu ti6n, dU kitin tt thang 2/2017 , vot ciic yOu cAu cao hon so v6i quy dinh vd

t! lQ an toan v6n hien hinh t4i Th6ng fi s6 36/20L4ITT-NHNN ngiLy 20 thang 1 1

n5m 2014.

- Cric quy dinh m6i cua Ngdn hang Nhd nu6c ViOt Nam ddu gin cric tj' l0 gi6i han

(chang h4n nhu gicri h4n cAp tin dgng) voi vlin chri sd hiru. ViQc ting viSn ttidu

l6/v6n chir so htru do vAy sE girip tAng c6c gi6i han li6n quan t6i c6p tin dgng cho

khdch hang, th6m ngudn v5n trung, ddi han d6 tdi trg cho c6c hoqt ilQng cAp tin

dung cira Ngdn hang. D6ng thdi, thOm ngudn v6t Aii aiu tu vdo cric gidi ph6p d6

ctng c6 vd nAng cao hQ th5ng nAn tAng nhu dAu tu vdo h0 th6ng c6ng nghQ th6ng

tin, co sd vQt ctr6t va hq tn6ng quan tri rui ro.

- ViQc tdng vi5n didu lQ girip ACB ndng cao nang lUc tdi chinh, tmg ph6 vdi bi6n

d6ng cria thi trudng.

T6m lai, viQc tdng viSn clidu lQ ld h6t sric cAn thiiit cho hoat dQng kinh doanh cua ACB.

V6n di6u le tang them du kii5n duqc su dung d6 diu tu vdo tdi s6n c6 ainfr, xdy dpgco bdn, mua sim c6ng cg dgng cu phuc ru hoat ttQng cria ACB vd c6c chi nh6nh, phAn

cdn lai d6 dim bdo c6c chi ti6u an toan trong hoat dQng vd b6 sung nguiln v6n trung

ddi han md rQng hoat d6ng kinh doanh.

Dq ki6n k6 ho4ch ho4t tlQng kinh doanh sau khi thay d6i v5n didu lO

Sau khi tdng v6n di0u tQ vi thuc hiQn cdc phuong rin sri dung v5n nhu d5 n6u, ACB

ti6p tpc teng trudng vA quy md t6ng t?ri sAn, du ng cho vay, v.v., vA duy tri hiQu quA

hoat ilong t6t. (Xin xem Phg luc 01.)

B6n canh d6, ACB ti6p tr,lc tuen thir chet che c6c ti lQ dim b6o an toin hoat d6ng theo

quy dinh hiQn hdnh cira NgAn hang Nhd nu6c ViQt Nam (Xin xem PhIl lBc 02.)

K6 ho4ch ting v5n rliAu lQ vi phumrg rln ph6t hirnh

ACB du kiiin thuc hiOn kii hoach tdng v6n didu lQ nam 2016 tt chia c6 tfc bing c6

phi6u ph6 th6ng cho cric c6 d6ng sd hiru c6 phitiu ph6 th6ng dang luu hdnh vdi c6c

chi ti6u cu thiS nhu sau:

a. vi5n didu lo tru6c khi tang vi5n

b. 55 luons c6 phi6u ph6 th6ng da ph6t hdnh

c. 36 luone c6 ohi6u qu! dd mua

Sli luorg c6 phi6u ph6 th6ng duoc chia c6 ffic

T5ne mftc viin aliAu 16 du ki(in tane thOm:

- Vr5n didu te t6i da au n6n tdng th6m

- MQnh gi6 c6 phan

- 56 luqng c6 phitiu t5i da ds kiiin ph6t hdnh th6m: 89.627.390 c6 phitiu.

T6ne mtc v6n diaiu 16 du ki6n sau khi ph6t hdnh:

- 56 luqng c6 phitiu t5i da ds ki6n sau khi ph6t hanh: 1.027.323.896 c6 phitiu.

- V6n didu lQ thsc g6p t6i da du ki6n sau khi ph6t hinh: 10.271.238.960.000

ddng.

C6c ngudn dung d6 tdne vi5n didu 16:

d.

e.

9.376.965.060.000 ddng.

937.696.506 c6 phitiu.

41.422.609 c6 phitiu.

896.273.898 c6 phi6u.

896.273.900.000 ddng.

10.000 ddng/l c6 phan.

2

Chi ti0u Sd du (vND) Dung dd tang VDL (VND)

Lqi nhuan git l4i sau khiphan ph6i lqi nhuan nam

2015

986.399.032.816 896.273.898.000

T6ng cQng 986.399.032.816 896.273.898.000

h. Hinh thrtc tdng v6n vi ph6t hinh: Ph6t hdnh c6 phi6u phii th6ng d6 tra c6 tric cho

c6 d6ng hiQn hiru tir ngu6n lqi nhuan gifi l4i sau khi phAn ptr5i tql nhuAn ndm

20t5.

i. Dt5i tuone ph6t hanh: C6 d6ng hi€n httu c6 t6n trong danh s6ch sd hiru c6 phi6u

ph6 th6ng dang ltru hanh, tai thoi di6m ch5t danh srich c6 ddng tlii thuc hiQn quydn

nhfln c6 phi5u. (C6 phitiu qu! kh6ng dugc thyc hiQn quydn nh{n c6 tric bang co

phiiiu.)

j. Tl l0 thuc hi0n quvOn: 10% (cluqc sU ch6p thuQn cta Ngdn hang Nha nu6c Vi0tNam ngdy 29til2}l6). Theo <16, c6 d6ng sd htu l0 c6 phitiu hiQn tai sE ttusc nhAn

th6m 0l c6 phiilu moi.

- Ngudi so hilu quydn nh6n c6 phi6u sE kh6ng dugc ph6p chuy6n nhuqng quydn

nay.

- C6 phi6u ph6t hanh th6m sE dugc tg do chuyiin nhuqng.

k. Thoi diiim: Dg ki6n hoan thanh trong nAm 2016 sau khi xin f ki6n Dai hQi d6ng

c6 d6ng vd hoan tit c6c thri tpc kh6c theo quy dlnh ph6p luQt.

l. Phuone thtc thuc hiOn vi ph6t hdnh: C6 phiiSu ptr5 ttrOng ph6t hanh d6 tra c6 triccho c6 d6ng hi€n htiu sd dugc phdn phtSi theo phuong thric thuc hiOn quydn. Sau

khi hoan thanh c6c tht tgc voi co quan nhi nudc c6 thAm quyiin, ACB se quytit

<linh vd th6ng b6o thoi di6m ch6t danh s6ch c6 d6ng dugc hudng cd ttc bing c6

phi6u phd th6ng.

m. Phucvne an xt lj c6 phi6u 16: Vi6c phAn b6 c6 tric bang c6 phi6u phd th6ng duocthuc hiQn theo nguydn tlc ldm trdn xut5ng d6n hang don vi. Phan 16 thfp phan ph6t

sinh (ni5u c6) sE duqc phen ph5i cho C6ng doan ACB, li,rn ngu6n c6 phi6u thuongcho can bQ nh6n vi6n ACB.

Vi du: Vdo ngdy chiit danh sdch, cii d6ng A so htcu 93 cd phidu. Khi d6, sij cijphidu cii d6ng A ituqc nhQn ld (9j/10) : 9,j cd phidu. Sau khi ldm trdn tlin hdngdon v!, sii cii phidu thrc i md c6 d6ng A ctuqc nh6n ld 9 c6 phiiiu. Trong trudnghqp ndy, sii cii phidu td 0,j sd duqc phdn ph6i cho C6ng dodn ACB, tdm nguin c6phidu thudng cho cdn b6 nhdn viln ACB.

Xin xem Phu luc 03.

3

rr. xrtM vsr sO suNc vA oANc rcf LuI; Kf nd sur,rc cO pmtu pnAr HAr.rHrrSvrSau khi thgc hiQn tlng v6n didu lQ theo phuong 6n n6u tr6n, ACB sE thgc hiQn viQc ni6m

ytlt b6 sung toan bQ s6 luqng cdi phi6u cluqc ph6t hdnh th6m d6 chia c6 tric theo phuong

rln n€u trOn t4i So Giao dfch Chung kho6n Hd NQi vd ddng kf ltru kf b6 sung toan bQ s5

luqng c6 phi6u tuong img voi Trung tAm Luu kf Chimg kho6n ViQt Nam.

III.KITNNGHI

Oii tluan ti6n cho qu6 trinh thuc hiQn phuong 6n tdng v6n didu lg tu c6 tric bang c6 phitiu

ph6 th6ng, niOm yilt b6 sung vi dAng kf lrru kf b6 sung c6 phi6u neu tren, ki6n nghi Dai, ^, -l i -^ , IhQi d6ng c6 tl6ng ty quy6n cho HQi d6ng QuAn tri thUc hiQn cilc c6ng viQc sau dAy:

- Thuc hiQn c6c thri tr,rc cAn thi6t d6 deng kf phat hanh c6 phitiu voi Uy ban Chung

kho6n nhd nu6c vd gidi trinh (niiu c6);

- 86 sung ho{c sua d6i Ptruong:ln tlng viin didu lQ, phuong rin phrit hanh theo y6u cAu

cria NgAn hdng Nhi nu6c ViQt Nam, Uy ban Chrmg kho6n nhd nudc ho{c cho mgc

dich tuan thir c6c quy dinh ph6p luat c6 lien quan (ni5u c6);

- Lua chsn thdi di6m thich hqp d6 chtit danh s6ch c6 tt6ng thyc hi6n quyAn vd tri6nkhai ph6t hdnh cho phir hqp;

- Thgc hiQn c6c thu tuc ding kf kinh doanh vcri co quan chric ndng sau khi hoan t6t dcrt

ph6t hdnh c6 phii5u;

- Sua d6i c6c <li6u li6n quan d6n v6n didu lO, c6 phAn, c6 philiu trong Di6u lQ cria NgAn

hdng sau khi hoan tAt dqt ph6t hanh vd phir hqp v6i ktit quA ph6t hanh;

- Tiiin hdnh cdc thri tuc cAn thi6t d6 dang kj ltru kf vi ni6m yiit b5 sung toan b0 s6 c6

phi6u sau kti ph6t hinh;

- C6c c6ng vi6c kh6c c6 li6n quan A6 noan t6t cric nQi dung li6n quan d6n viQc ph6t

hanh.

Kinh trinh.

TM.HOIDONGQUAN TNY TY!

CHU TICHNoi nhdn:

- Nhu tAn;. NHNNVN, UBCKNN;

- Ln VP.HDQT

Trin Hring HuyDinh kim:

tgngyiu, cdhdng sou khi

PHU LUC 01

Quy m6 vdr hiQu qui hoSt tlQng dg ki6n tl6n cuSi nIm 2016 cta T{p tloin ACB

(Einh kdm td trinh DHDCD vd phucrng 6n tdng v6n di€u lQ ndm 2ol6,ngdy 08/041201,6)

u ng cho g c6 nh6n vd t6 chric kinh t6; Du ng cho vayJ

cria t6 ch phni ld td chirc tin dpng; vd 56 du mua tr6ihenh lan r6n thi trucmg thri c6p (Bao g6m cdTriiphi6u

C6ng ty Qudn ly tdi sAn cria c6c TCTD ViQt Nam ph6t hdnh, kh6ng bao g6m tr6i phi6u doTCTD ph6t hdnh)

DW: tj,d6ng

STT Chi ti6u 2015Dg ki6n

2016

Tnngl gihm20l6 so vfi2015

S5 tuyQt-4,dor

Sd tuongd6i (%)

1 TOng tdi sdn 20r,457 237,000 35,543 r8%

2 Tin dpng (*) 140,320 165,578 25,258 r8%

3 Huy dQng ti6n gui cua khiich hdng 174,919 206,404 31,485 t8%

4Ti€n gui vd vay NHNN vd cira c6c

t6 chric tin dgng khdc7,612 6,997 (61s) -8%

5 VOn di€u lQ 9,377 10,273 896 9.s6%

6 VOn chu so hiru 12,788 14,773 1,985 t6%

7 Loi nhuAn trudc thud 1,314 1,503 189 t4%

8 Thu6 thu nhfp doanh nghiQp (286) (301) (ls) 5%

9 Lqi nhu?n sau thu6 1,028 1,202 t74 t7%

l0T! lQ lqi nhuAn sau thu6 tr6n v6n

chu so hiru binh qudn (ROE)8.t7% 8.73% 0.s6% 6S%

11Tf lQ lqi nhu4n sau thu6 tr6n t6ng

tiri sdn binh qudn (ROA)0.54% 0.55% 0.0t% r.6%

5

PHU LVC 02

Cic ty lQ rlnm bio an todrn theo quy tlinh hiQn hhnh dF ki5n a6n cu6i nIm 2016

(Dinh kdm td trinh DHDCD v6 phucrng 6n ting v6n di6u lQ nam 2016, ngdy 08/0412016)

STT KHOAN MUCThr;c hiQn

2015

K6 ho4ch

2016

I Tf lQ an toin v6n t6i thi6u

1 Tj' lQ an tohn v6n ri6ng 16 l0,97yo >:9o/o

2 Tj'lQ an todn v6n hqp nhAt 12,80yo >:9Yo

II Girfi h4n, h4n ch6 c6p tin dgng

1 Gidi h4n cAp tin dsng

A T6ng mirc cdp tfn dpng l6n nhAt d6i v6i mQt kh6ch

hdng

12,700 <: l5yo

B T6ng mirc cip tin dpng lcrn nhat d6i vdi m6t kh6ch

hdng vd nguoi c6 li6n quan

24,24yo <:25%o

2 H4n ch6 c6p tin dr,rng

A Gi6i han cdp tin dgng d6i voi cdc d6i tuqng quy dinh

tai cdc di6m a, b, c, d vir d, khoAn 1 Di6u 12 TT36 (K3

D12TT36)

4,40oh <=50

B T6ng mric du ng cAp tin dpng d6i v6i mQt d6i tuqng

quy dinh tai di6m e khoAn 1 Di6u 12 Th6ng tu 36 (K4

D12 TT36)

3,62yo <:l0o/o

C T6ng mirc du no cAp tin dgng d6i v6i c6c d6i tuqng

quy dfnh tai di6m e khoin 1 Di6u 12 Th6ng tu 36 (K4

D12 TT36)

3,620h <:20%o

m Ti le khe nlng chi trfr

I Ti lQ du trfr thanh khoin (quy VND) 16,520 >:l0o/o

2 Tj/ le kha ndng chi trA trong 30 ngdy

A VND 94,00yo >:5jYo

B USD vi c6c ngo4i tQ kh6c quy USD (*) N/A >=70%o

IV Tj, le t5i tla cria ngudn v6n ngin h4n tluqc sir dBng

tI6 cho vay trung h4n vir diri h4n

1 Tj, le t6i da ctra ngu6n v6n ngin han duoc sir dgng dd

cho vay trung vir ddi h4n

27,45yo <:600/o

6

STT KHOAN MUCThgc hiQn

2015

K6 ho4ch

20t62 Tj,lq t6i da mua ddu tu tr6i phi6u Chinh phir so vdi

ngudn v6n ngin h4n

19,79yo <:35oh

V Gitii h4n gt6p v6n, mua c6 phdn

I Mric gop v6n, mua c6 phdn cria mQt NHTM vd c6c

c6ng ty con, c6ng ty li6n ktit cria NHTM d6 (tru truong

hqp c6ng ty con, c6ng ty liOn k6t ld c6ng ty qudn lft'quy g6p v6n, mua c6 ph6n tir ngu6n v6n c6c qu! do

c6ng ty quan lf) vdo mQt doanh nghiQp ho4t dQng tr0n

linh vuc duoc quy dinh tai khoin 4 di€u 103 LuAt C6c

TCTD so v6i VDL vi quY dU trir cria NHTM.

7l,00yo <:llYo

2 TOng mric g6p v6n, mua c6 ph6n crla NHTM vdo cdc

doanh nghiQp bao g6m ci mric v6n c6p, v6n g6p vdo

c6c c6ng ty con, c6ng ty li6n k6t cua NHTM tl6 so v6iVDL vd quf dU trir cira NHTM.

32,35yo <:40Yo

J NHTM chi duoc mua, n[m giir c6 phi6u cira m6t

TCTD kh6c so v6i v5n cO phAn co quydn bi6u quytit

cria TCTD kh6c d6

0,75yo <50

VI Tf lQ du nq cho vay so v0i tdng ti6n giri 74,50o/o <=80o/o

(*) Ddng ti6n ra rdng trong 30 ngdy tiiip theo ld ch6nh lQch duong giira ddng ti6n ra vd ddng ti6n vdo

cta 30 ngiy li6n titip kC tir ngdy hdm sau. Ddng ti6n ra hiQn <lang nho hcrn ddng ti6n vdo n6n kh6ng c6

dong ti€n ra rdng trong 30 ngdy ti6p theo.

7

PHU LUC 03

DU ki6n thay tl6i co c6u vdr tj,lQ v5r, c6 phAn cfia cfc c6 tl6ng s0 hfru mri'c c6 phAn

trqng y6u, c6 AOr,g lh thirnh vi-On HQi adng quan tri, thdrnh vi6n Ban Ki6m soit, T6ngGi6m tl6c cria Ngin hhng sau khi tlng v5n tlidu lQ nlm 2016

(Dinh kdm to trinh DHDCD vO phuong 6n tdng v6n di6u 16 ndm 2016, ngdy 08/0412016)

(*): Ngdy 6, HQi d6ng Q r1

6ng Julian Fong Loong Choon chric danh thenh vi6n HQi d6ng QuAn tri tr6n co so dcrn xin tir

nhiem.

stt TOn cd tl6ng

Trufc khi ting v6n(Tinh tl6n 31/3/2016.)

Sau khi tlng v6n

(T6ng s6 c6 phAn criaACB: 937.696.506 c6

,).pnan. )

,^A i i r i(long so co pnan cuaACB: 1.027.323.896 c6

',1Dnan. )

S5 c6 phins& hftu

Tv lQ

s0 hf,'u

^a I . I50 co phan

s& hfr'urv le

s0 hiru

S0 hfi'u mftc cO phin trpng yilu 272.673.490 29,08% 299.940.838 29.20%

1 Connaught Investors Ltd. 68.114.834 7,26yo 74926.3r7 7,2904

2 Dragon Financial Holdings Ltd. 63.899.631 6,87yo 70.289.594 6,84yo

J Standard Chartered APR Ltd. 82.263.883 8,77yo 90.490.271 8,81%

4Standard Chartered Bank (Hong Kong)Ltd. 58.395.142 6,23yo 64.234.656 6.25%

Thdnh vidn HQi tl6ng Qudn tr! 56.650.008 6,04% 62.315.007 6,07%

1 TrAn Hung Huy 28.772.070 3,07yo 3t.649.277 3.08%

2 Nguy6n Thdnh Long 338.944 0,04yo 372.838 0,04yo

3 Andrew Colin Vallis 0 0.00% 0 0,00%

4 Dominic Timothy Charles Scriven 0 0,00yo 0 0.00%

5 Dinh Thi Hoa 13.833 0,00o 15.2t6 0.00%

6 TrAn MQng Hung 16.523.854 l,76yo t8.t76.239 t.77%

7 Julian Fong Loong Choon (*) 0 0,00o 0 0.00%

8 TrAn Trgng Ki6n 0 0,00o 0 0.00%

9 DEng Thu Thuy 10.978.656 l,l7o t2.076.52r 1.18%

10 Ddrm Vdn TuAn 22.65r 0.00% 24.9t6 0.00%

Thdnh vidn Ban Kidm sodt 267.128 0,03% 293.839 0,03%

1 Huj,nh Nghia Hiep t78.576 0,020 196.433 0.02%

2 Nguy6n Thi Minh Lan 0 0,00y;o 0 0.00%

J Hodng NgAn 38.864 0,00yo 42.750 0.00%

4 Phung Thi TOt 49.688 0,0106 s4.656 0.01%

Tbns Gitim il6c 94.836 0,01% 104.319 0,01%

P5 tvtinh toan 94.836 0,0loA 104.3 19 0,070h{< Nnau OS/+12016. H6i d6ns OuAn tri ACB trinh Dai hQi d6ng c6 d6ng v6 viQc m nhiQm

8