Post on 17-May-2023
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UNITED STATES ENVIRONMENTAL PROTECTION AGENCY ________________
Comments on Certain New Chemicals; Receipt and Status Information for January 2020
85 Fed. Reg. 13,891-02 (March 10, 2020) ________________
Submitted via Regulations.gov
Docket ID: EPA-HQ-OPPT-2020-0077-0001 April 9, 2020
________________
Earthjustice * Environmental Defense Fund * Environmental Health Strategy Center * Environmental Working Group * Fight for Zero * Green Science Policy Institute *
Merrimack Citizens for Clean Water * Natural Resources Defense Council * Oregon Environmental Council * Safer Chemicals Healthy Families * Sierra Club *
Toxics Action Center, Inc. * Your Turnout Gear and PFOA ________________
The undersigned organizations submit the following comments regarding the
premanufacture notices (“PMNs”) for several per- and polyfluoroalkyl substances (“PFAS”) identified in Certain New Chemicals; Receipt and Status Information for January 2020, 85 Fed. Reg. 13,891-02 (March 10, 2020). Our organizations include community groups in areas affected by PFAS contamination, scientists that have studied the harms associated with PFAS, and local and national organizations advocating for strengthened protections against the risks posed by existing and new PFAS. The chemicals addressed in these comments (the “PMN chemicals”) are: PMN Number
Chemical Identity (Generic) Date Received/Amended
Submitter Use (Generic)
P-20-0031
Perfluorinated substituted 1,3-oxathiolane dioxide
1/6/20 CBI
Intermediate
P-20-0033
Perfluorinated vinyl haloalkane sulfonate salt
1/6/20 CBI Intermediate
P-20-0034
Perfluorinated vinyl haloalkane sulfonyl halide
1/6/20 CBI Intermediate
P-18-0093A
Pentacyclo[9.5.1.13,9.15,15.17,13]octasiloxane, 1,3,5,7,9,11,13,15-octakis (polyfluoroalkyl)-
12/19/19 (amended)
CBI Additive to plastics
P-18-0094A
Pentacyclo[9.5.1.13,9.15,15.17,13]octasiloxanealkylsubstituted, 3,5,7,9,11,13,15-heptakis(polyfluoroalkyl)-
12/19/19 (amended)
CBI Additive to plastics
P-18-0095A
Pentacyclo[9.5.1.13,9.15,15.17,13]octasiloxanealkanol, 3,5,7,9,11,13,15-heptakis(polyfluoroalkyl)-, acetate
12/19/19 (amended)
CBI Additive to plastics
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Of the six PMN chemicals, P-20-0031, P-20-0033, and P-20-0034 were first submitted in January 2020 (the “new PMN chemicals”) and P-18-0093A, P-18-0094A, and P-18-0095A were first submitted in January 2018 and most recently amended in December 2019 (the “amended PMN chemicals”). While the PMN submitters have not provided sufficient information about any of these chemicals, their generic names reveal that all six are PFAS, a class of highly persistent chemicals that have broadly contaminated our drinking water, food, environment, and bodies. Given the known risks associated with PFAS chemicals compounded by EPA’s failure to adequately regulate the PFAS that are already in commerce and in the environment, we strongly urge EPA to prohibit commercialization of all the PMN chemicals and any other new PFAS. To the extent that commercialization of any of the PMN chemicals is permitted, EPA must impose prohibitions and restrictions that prevent unreasonable risk of injury to health or the environment, including to potentially exposed or susceptible subpopulations. I. Introduction
PFAS are a “large, complex, and ever-expanding” class of approximately 6,000 synthetic chemicals that contain fluorine atoms bonded to a carbon chain.1 The carbon-fluorine bond is “one of the strongest ever created by man,” making PFAS extremely persistent in the environment, and difficult to break down or remediate.2 Government and independent academic research, including large epidemiological studies of human PFAS exposure, has shown that many PFAS bioaccumulate in the bodies of living organisms and are highly toxic; exposure to even relatively low levels of PFAS is associated with liver damage, high cholesterol, thyroid disease, decreased antibody response to vaccines, asthma, decreased fertility, and decreased birth weight.3 Importantly, data suggest that PFAS may also affect the growth, learning, and immune response of infants and older children.4
Less than a century after they were first created, PFAS are now ubiquitous in people, the
environment, and wildlife.5 PFAS are widely used in firefighting foam, non-stick cookware,
1 Examining the Federal Response to the Risks Associated with Per- and Polyfluoroalkyl Substances (PFAS): Hearing Before the S. Comm. on Env’t & Pub. Works, 116th Cong., 1–2 (Mar. 28, 2019) (Testimony of Linda S. Birnbaum, Director, Nat’l Inst. of Envtl. Health Sci. & Nat’l Toxicology Program, Nat’l Insts. of Health) (“Testimony of Linda S. Birnbaum”), https://www.epw.senate.gov/public/index.cfm/hearings?Id=918A6066-C1F1-4D81-A5A0-F08BBE06D40B&Statement_id=D2255C99-7544-42CA-B9DC-0D4F11CCB964. For convenience, a copy of Dr. Birnbaum’s testimony is attached hereto as Exhibit A. See also Buck, R. C., Franklin, J., Berger, U., Conder, J. M., Cousins, I. T., De Voogt, P., … & van Leeuwen, S. P. (2011). Perfluoroalkyl and Polyfluoroalkyl Substances in the Environment: Terminology, Classification, and Origins. Integrated Environmental Assessment and Management, 7(4), 513–541, https://setac.onlinelibrary.wiley.com/doi/full/10.1002/ieam.258.
2 Testimony of Linda S. Birnbaum, supra note 1, at 2–3. 3 See Agency for Toxic Substances & Disease Registry (“ATSDR”), Toxicological Profile for Perfluoroalkyls (Draft for Public Comment) at 5– 6 (June 2018) (“ATSDR Toxicological Profile”), https://www.atsdr.cdc.gov/toxprofiles/tp200.pdf. 4 Rappazzo, K., Coffman, E., & Hines, E. (2017). Exposure to Perfluorinated Alkyl Substances and Health Outcomes in Children: A Systematic Review of the Epidemiologic Literature. International Journal of Environmental Research and Public Health, 14(7), 691, https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5551129/.
5 See, e.g., Sun, M., Arevalo, E., Strynar, M., Lindstrom, A., Richardson, M., Kearns, B., … & Knappe, D. R. (2016). Legacy and Emerging Perfluoroalkyl Substances Are Important Drinking Water Contaminants in the Cape Fear River Watershed of North Carolina. Environmental Science & Technology Letters, 3(12), 415–419,
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food packaging, and other consumer products. They have also been used in weather-resistant clothing and “turnout gear” used by firefighters and other first responders, who face heightened risks from PFAS exposure. As of March 2020, 1,477 known locations in nearly every state have been affected by PFAS contamination, including at least 446 communities where PFAS have been detected in drinking water supplies.6 At least six million Americans drink water containing PFAS levels exceeding EPA’s lifetime health advisory of 70 parts per trillion (“ppt”) for PFOA and PFOS.7 The EPA lifetime health advisory, however, is not adequately health protective and is unenforceable; thus, certain states, such as Michigan8 and New Jersey9, have moved forward with setting their own, more stringent standards. Moreover, nearly ninety-nine percent of Americans have PFAS in their blood.10 For these reasons, the director of the Centers for Disease Control and Prevention’s National Center for Environmental Health stated that the presence and concentrations of PFAS in U.S. drinking water is “one of the most seminal public health challenges for the next decades.”11
https://pubs.acs.org/doi/abs/10.1021/acs.estlett.6b00398; Graber, J. M., Alexander, C., Laumbach, R. J., Black, K., Strickland, P. O., Georgopoulos, P. G., ... & Mascari, M. (2019). Per and Polyfluoroalkyl Substances (PFAS) Blood Levels After Contamination of a Community Water Supply and Comparison with 2013–2014 NHANES. Journal of Exposure Science & Environmental Epidemiology, 29(2), 172,https://www.nature.com/articles/s41370-018-0096-z.pdf.
6 Envtl. Working Grp., Mapping the PFAS Contamination Crisis: New Data Show 1,477 Sites in 49 States http://52.200.246.10/interactive-maps/2019_pfas_contamination/ (last visited Apr. 1, 2020). See also Bill Walker, Envtl. Working Grp., Mapping the PFAS Contamination Crisis: New Data Show 610 Sites in 43 States (May 6, 2019), https://www.ewg.org/news-and-analysis/2019/04/mapping-pfas-contamination-crisis-new-data-show-610-sites-43-states. 7 Hu, X. C., Andrews, D. Q., Lindstrom, A. B., Bruton, T. A., Schaider, L. A., Grandjean, P., ... & Higgins, C. P. (2016). Detection of Poly- and Perfluoroalkyl Substances (Pfass) in U.S. Drinking Water Linked to Industrial Sites, Military Fire Training Areas, and Wastewater Treatment Plants. Environmental Science & Technology Letters, 3(10), 344–350, https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5062567/. Note that these estimates may undercount the total number of communities harmed by PFAS contamination, because (1) EPA’s drinking water standard does not truly reflect unsafe, toxic drinking water levels or aggregate, cumulative impacts of contamination from multiple PFAS; and (2) EPA’s available testing methods have limited capacity to test only a few dozen out of thousands of chemicals. In addition, EPA’s reporting limits of forty ppt for PFOS and twenty ppt for PFOA are considerably higher than the actual sensitivity of existing laboratory equipment. For example, the number of water utilities testing positive for PFAS would increase from 198 (as reported under the third Unregulated Contaminant Monitoring Rule, or UCMR 3, at EPA’s detection limits) to over 1,000 if results at five ppt for PFOA and PFOS were also reported. See David Andrews, Envtl. Working Grp., Report: Up to 110 Million Americans Could have PFAS-Contaminated Drinking Water (May 22, 2018), https://www.ewg.org/research/report-110-million-americans-could-have-pfas-contaminated-drinking-water.
8 See Mich. PFAS Action Response Team Human Health Workgroup, Mich. Dep’t of Health & Human Servs., Public Health Drinking Water Screening Levels for PFAS (Feb. 22, 2019), https://www.michigan.gov/documents/pfasresponse/MDHHS_Public_Health_Drinking_Water_Screening_Levels_for_PFAS_651683_7.pdf. 9 See N.J. Dep’t of Envtl. Protection, Contaminants of Emerging Concern, https://www.nj.gov/dep/srp/emerging-contaminants/ (last updated Mar. 13, 2019). 10 Calafat, A. M., Wong, L. Y., Kuklenyik, Z., Reidy, J. A., & Needham, L. L. (2007). Polyfluoroalkyl Chemicals in the US Population: Data from the National Health and Nutrition Examination Survey (NHANES) 2003–2004 and Comparisons with NHANES 1999–2000. Environmental Health Perspectives, 115(11), 1596–1602. See also ATSDR, An Overview of Perfluoroalkyl and Polyfluoroalkyl Substances and Interim Guidance for Clinicians Responding to Patient Exposure Concerns (May 2018), https://stacks.cdc.gov/view/cdc/77114. 11 Pat Rizzuto et al., CDC Sounds Alarm on Chemical Contamination in Drinking Water, Bloomberg Env’t. (Oct. 17, 2017), https://news.bloombergenvironment.com/environment-and-energy/cdc-sounds-alarm-on-chemical-contamination-in-drinking-water.
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Yet, EPA continues to approve new PFAS under the Toxic Substances Control Act
(“TSCA”), despite its knowledge of the risk associated with PFAS as a class and its lack of sufficient information about the new PFAS chemicals. EPA has approved over 400 PFAS through the TSCA new chemicals program, of which less than half included human toxicity, ecotoxicity, and environmental fate data.12 The six PMN chemicals are merely the latest examples13 of new PFAS submitted for EPA approval without the studies and data required to evaluate their effects on human health and the environment and therefore without the information needed to support a determination that they are unlikely to pose unreasonable risk.
II. TSCA § 5: Legal framework
Under TSCA, EPA must assess the safety of every new chemical submitted via the PMN process. EPA’s safety review must be risk-based, without consideration of costs or other non-risk factors. Chemicals can enter commerce unrestricted only if EPA determines that the substance “is not likely to present an unreasonable risk of injury to health or the environment . . . including an unreasonable risk to a potentially exposed or susceptible subpopulation identified as relevant by the Administrator under the conditions of use.”14 In order to find that a new chemical is “not likely to present an unreasonable risk,” EPA must have sufficient data to assess a new chemical’s risks. TSCA requires “sufficient” information, and this information must address all relevant endpoints.15 Given what is known about PFAS, EPA cannot make a “not likely” finding for chemicals in this class in the absence of results from standard tests for carcinogenicity, subchronic toxicity, reproductive/developmental effects, immunotoxicity, metabolism, pharmacokinetics and fate, transport, and biodegradation, at a minimum. Under the amended TSCA, the burden of producing adequate information to support a finding that a chemical is “not likely to present unreasonable risk” rests with the manufacturer. As stated by senators in a statement on June 7, 2016 regarding the amendment, “[t]his affirmative approach to better ensuring the safety of new chemicals entering the market is essential to restoring the public’s confidence in our chemical safety system.”16
12 See Tala R. Henry, Dir., Risk Assessment Div., Office of Pollution Prevention & Toxics, U.S. EPA, Presentation at the Progress Implementing Changes to the New Chemicals Review Program Under the Amended TSCA Public Meeting at 8 (Dec. 6, 2017), https://www.epa.gov/sites/production/files/2017-12/documents/presentation_4_and_5_-_categories_sustainable_futures_december_6th_pub.pdf (noting that EPA has approved “approximately 400 [perfluorinated] chemicals in several structural categories….Data (health tox, eco tox, fate) for < half”) (emphases omitted). 13 Since 2002, EPA has issued more than 200 consent orders for new PFAS it has approved, most of which note that the new chemical “may present an unreasonable risk of injury to human health and the environment” and that there may be “significant (or substantial) human exposure to the substance and its degradation products.” See Sharon Lerner, EPA Allowed Companies to Make 40 New PFAS Chemicals Despite Serious Risks, The Intercept (Sept. 19, 2019), https://theintercept.com/2019/09/19/epa-new-pfas-chemicals/. 14 15 U.S.C. § 2604(a)(3)(C). 15 Id. § 2604(a)(3)(B). 16 162 Cong. Rec. S3516 (daily ed. June 7, 2016), https://www.congress.gov/congressional-record/2016/06/07/senate-section/article/S3511-1.
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If, on the other hand, EPA determines that the new chemical “presents an unreasonable risk of injury to health or the environment,”17 it must regulate the chemical under TSCA § 5(f). Section 5(f) requires EPA to issue either: i) a proposed rule, limiting the volume of the substance that may be manufactured, processed, or distributed in commerce, or imposing any, or several, of the conditions set forth in TSCA § 6(a); or ii) an order to prohibit or limit the manufacture, processing, or distribution in commerce of the substance.18
If EPA can neither make a “not likely” finding nor determine that the substance “presents an unreasonable risk,” it must regulate the chemical pursuant to a TSCA § 5(e) order. Under TSCA, EPA cannot make either a “not likely” or a “presents unreasonable risk” finding: i) where “the information available to [EPA] is insufficient to permit a reasoned evaluation of the health and environmental effects” of the chemical,19 or ii) where “in the absence of sufficient information to permit [EPA] to make such an evaluation,” the chemical “may present an unreasonable risk of injury to health or the environment.”20 If EPA issues a section 5(e) order based on the criteria in TSCA § 5(a)(3)(B), that order must “prohibit or limit the manufacture, processing, distribution in commerce, use, or disposal of such substance or … any combination of such activities to the extent necessary to protect against an unreasonable risk of injury.”21
III. EPA cannot find that any of the PMN substances are not likely to present
unreasonable risk.
a. EPA cannot make a “not likely to present” determination for any of the PMN substances because, as PFAS, they pose and will contribute to unreasonable risk.
EPA cannot make a “not likely to present unreasonable risk” determination for the PMN
chemicals because PFAS, by virtue of their shared and inherent properties, present unreasonable risks that have not been addressed in the PMN submissions. Despite some structural differences from compound to compound, PFAS share a set of “unique physical and chemical characteristics imparted by the fluorinated region of the molecule.”22
Moreover, recent research has shown that these harmful properties are shared both by
“long-chain” PFAS such as PFOA and PFOS, which have been largely phased out due to widely acknowledged known risks, and by “short-chain” PFAS like perfluorobutane sulfonate (“PFBS”) and GenX chemicals that have been introduced as replacements for their long-chain counterparts.23 In a decision recommending the elimination of approximately 150 PFAS 17 15 U.S.C. § 2604(a)(3)(A) 18 Id. § 2604(f). 19 Id. § 2604(a)(3)(B)(i). 20 Id. § 2604(a)(3)(B)(ii)(I) (emphasis added). TSCA also requires a 5(e) order if the substance “is or will be produced in substantial quantities,” and either will or may “enter the environment in substantial quantities” or will or may result in “significant or substantial human exposure.” Id. § 2604(a)(3)(B)(ii)(II). 21 Id. § 2604(e). 22 Lindstrom, A. B., Strynar, M. J., & Libelo, E. L. (2011). Polyfluorinated Compounds: Past, Present, and Future. Environmental Science & Technology, 45(19), 7954–7961, https://pubs.acs.org/doi/abs/10.1021/es2011622. 23 See, e.g., EPA, EPA-823-P-18-001, Human Health Toxicity Values for Hexafluoropropylene Oxide (HFPO) Dimer Acid and Its Ammonium Salt: Public Comment Draft (Nov. 2018), https://www.epa.gov/sites/production/files/2018-11/documents/genx_public_comment_draft_toxicity_assessment_nov2018-508.pdf. The “long-chain” and
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chemicals, the United Nations Persistent Organic Pollutants Review Committee affirmed that “a transition to the use of short-chain per- and polyfluoroalkyl substances (PFASs) for dispersive applications such as fire-fighting foams is not a suitable option from an environmental and human health point of view.”24
While the chemical structures of the six PMN chemicals under review have been withheld or wholly redacted, the strength of the carbon-fluorine bonds makes those chemicals, as well as the ultimate products, a high concern for human and ecological health. The departing director of the National Institute for Environmental Health Science, in testimony before the Senate Environment and Public Works Committee on March 28, 2019, advised that “[a]pproaching PFAS as a class for assessing exposure and biological impact is the most prudent approach to protect public health,”25 and a 2015 statement signed by over 200 international scientists and experts called for action to “prevent the[] replacement” of long-chain PFAS with hazardous fluorinated alternatives.26
The Agency for Toxic Substances and Disease Registry (“ATSDR”) recently reported,
based on existing epidemiological data, that human exposure to many different PFAS is associated with pre-eclampsia, liver damage, high cholesterol, risk of thyroid disease, decreased antibody response to vaccines, increased risk of asthma, increased risk of decreased fertility, and decreased birth weight.27 Notably, in a survey of different PFAS chemicals of varying structures and chain lengths, ATSDR found a number of common health effects, summarized on the following page.
“short-chain” distinction, which refers to the number of fluorinated carbon molecules in the chemical, itself involves arbitrary divisions with no scientific basis. There is a continuum of PFAS chain lengths, not two distinct classes, and common properties that apply to a broad range of PFAS across that continuum. 24 Persistent Organic Pollutants Review Comm., UNEP, Decision POPRC-14/2: Perfluorooctanoic Acid (PFOA), Its Salts and PFOA- Related Compounds (2018), http://chm.pops.int/TheConvention/POPsReviewCommittee/Meetings/POPRC14/Overview/tabid/7398/ctl/Download/mid/21545/Default.aspx?id=17&ObjID=26011. 25 Testimony of Linda S. Birnbaum, supra note 1, at 13. 26 Blum, A., Balan, S. A., Scheringer, M., Trier, X., Goldenman, G., Cousins, I. T., … & Peaslee, G. (2015). The Madrid Statement on Poly- and Perfluoroalkyl Substances (PFASs). Environmental Health Perspectives, 123(5), A107–A111, https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4421777/. For convenience, a copy of the Madrid Statement is attached hereto as Exhibit B. 27 ATSDR Toxicological Profile, supra note 3, at 5–6.
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Summary of ATSDR’s Findings on Health Effects from PFAS Exposure
Immune
e.g. decreased antibody response, decreased
response to vaccines,
increased risk of asthma diagnosis
Developmental & Reproductive
e.g. pregnancy-
induced hypertension/pre-
eclampsia, decreased
fertility, small decreases in birth
weight, developmental
toxicity
Lipids
e.g. increases in serum lipids,
particularly total
cholesterol and low-density
lipoprotein
Liver
e.g. increases in serum enzymes
and decreases in serum bilirubin
levels
Endocrine
e.g. increased
risk of thyroid disease,
endocrine disruption
Body Weight
e.g.
decreased body
weight
Blood
e.g. decreased red
blood cell count,
decreased hemoglobin
and hematocrit
levels
PFOA PFOS
PFHxS PFNA PFDeA PFDoA PFUA
PFHxA PFBA PFBS
This table, prepared by the Natural Resources Defense Council, summarizes ATSDR’s findings on the associations between PFAS exposure and health outcomes in human and animal studies (not an exhaustive list of chemicals or health outcomes; includes both “serious” and “less serious” effects, as defined by ATSDR). Note x’s in black represent PFAS for which ATSDR considers their liver effects to be specific to animals.28
An epidemiological study of Mid-Ohio Valley residents near a chemical plant found significant associations between PFOA exposure and kidney and testicular cancers.29 In animal studies, exposure to many PFAS has been shown to induce liver toxicity, developmental toxicity, and immune toxicity, among other effects.30 Moreover, while long-chain PFAS have been more extensively studied, recent research has found that the short-chain replacement PFAS are associated with similar health effects.31
28 A prior version of the table is available in Anna Reade et al., Nat’l Res. Def. Council, Scientific and Policy Assessment for Addressing Per- and Polyfluoroalkyl Substances (PFAS) in Drinking Water 17 (Apr. 2019), https://www.nrdc.org/sites/default/files/media-uploads/nrdc_pfas_report.pdf. For convenience, a copy of this report is attached hereto as Exhibit C. 29 Barry, V., Winquist, A., & Steenland, K. (2013). Perfluorooctanoic Acid (PFOA) Exposures and Incident Cancers Among Adults Living Near a Chemical Plant. Environmental Health Perspectives, 121(11–12), 1313–1318, https://ehp.niehs.nih.gov/doi/full/10.1289/ehp.1306615. 30 ATSDR Toxicological Profile, supra note 3, at 6. 31 Cheryl Hogue, Short-Chain and Long-Chain PFAS Show Similar Toxicity, US National Toxicology Program Says, Chem. & Eng’g News (Aug. 24, 2019), https://cen.acs.org/environment/persistent-pollutants/Short-chain-long-
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Because of the strength of the carbon-fluorine bond, PFAS are also “very persistent.”32
Often known as “forever chemicals,” PFAS persist in the environment for “years, decades, or longer.”33 According to EPA, “short-chain PFAS are as persistent in the environment as their longer-chain analogues.”34 Many PFAS, and in particular short-chain PFAS, are also highly mobile in the environment.35 In fact, replacement PFAS compounds may be equally, if not more, mobile in an aqueous medium, resulting in widespread soil and groundwater contamination that is particularly difficult to capture and treat.36 As a result, even small releases of PFAS have had significant, far-reaching, and long-lasting effects.
PFAS can also accumulate in people and other biological organisms, such that even
relatively low exposures over an extended period of time may result in significant cumulative effects. While EPA has claimed that short-chain PFAS “are generally less bioaccumulative,”37 recent research involving short-chain PFAS have found that such chemicals are more bioaccumulative than previously believed and that the bio-persistence of short-chain PFAS and their breakdown products has not been correctly measured in earlier studies.38
EPA’s failure to consider the common risks posed by PFAS has allowed industry to
substitute the most-studied PFAS, like PFOA and PFOS, with less-studied but similarly dangerous alternatives. These new PFAS include substances that are associated with reproductive harm, neurotoxicity, developmental defects, and other serious health effects.39
chain-PFAS/97/i33; Conley, J. M., Lambright, C. S., Evans, N., Strynar, M. J., McCord, J., McIntyre, B. S., … & Wilson, V. S. (2019). Adverse Maternal, Fetal, and Postnatal Effects of Hexafluoropropylene Oxide Dimer Acid (GenX) from Oral Gestational Exposure in Sprague-Dawley Rats. Environmental Health Perspectives, 127(3), 037008, https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6768323/. 32 EPA, EPA-823-R1-8004, Per- and Polyfluoroalkyl Substances (PFAS) Action Plan 9 (Feb. 2019) (“PFAS Action Plan”), https://www.epa.gov/sites/production/files/2019-02/documents/pfas_action_plan_021319_508compliant_1.pdf. 33 Id. 34 Id. at 13. 35 Kotthoff , M., & Bücking, M. (2018). Four Chemical Trends Will Shape the Next Decade's Directions in Perfluoroalkyl and Polyfluoroalkyl Substances Research. Frontiers in Chemistry, 6, 103, https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5895726/.
36 Brendel, S., Fetter, É., Staude, C., Vierke, L., & Biegel-Engler, A. (2018). Short-Chain Perfluoroalkyl Acids: Environmental Concerns and a Regulatory Strategy Under REACH. Environmental Sciences Europe, 30(1), 9, https://enveurope.springeropen.com/articles/10.1186/s12302-018-0134-4. 37 PFAS Action Plan, supra note 32, at 11. 38 See, e.g., Wang, Z., Cousins, I. T., Scheringer, M., & Hungerbuehler, K. (2015). Hazard Assessment of Fluorinated Alternatives to Long-Chain Perfluoroalkyl Acids (PFAAs) and Their Precursors: Status Quo, Ongoing Challenges and Possible Solutions. Environment International, 75, 172– 179, https://www.ncbi.nlm.nih.gov/pubmed/25461427; Kabadi, S. V., Fisher, J., Aungst, J., & Rice, P. (2018). Internal Exposure-Based Pharmacokinetic Evaluation of Potential for Biopersistence of 6: 2 Fluorotelomer Alcohol (FTOH) and Its Metabolites. Food and Chemical Toxicology, 112, 375–382, https://www.ncbi.nlm.nih.gov/pubmed/29331735; Pérez, F., Nadal, M., Navarro-Ortega, A., Fàbrega, F., Domingo, J. L., Barceló, D., & Farré, M. (2013). Accumulation of Perfluoroalkyl Substances in Human Tissues. Environment International, 59, 354– 362, https://doi.org/10.1016/j.envint.2013.06.004. 39 See Lerner, supra note 13.
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Rather than repeat those serious public health mistakes, EPA should not conclude that any new PFAS are “not likely to present an unreasonable risk” unless EPA receives conclusive, chemical-specific evidence—involving all endpoints relevant to PFAS—to the contrary.
b. The limited chemical-specific information that is available on the new PMN chemicals indicates the potential for unreasonable risk.
In addition to the presumption of potential risk from their general chemical properties as
PFAS, the limited information available on the new PMN chemicals further indicates the potential for unreasonable risk. While few or no health and safety studies have been provided on these chemicals, which are needed to fully evaluate their risks, some information about the new PMN chemicals appears in their redacted Safety Data Sheets (“SDSs”). These SDSs, while incomplete, clearly disclose potential risks.
According to its SDS, P-20-0031 “[c]auses skin irritation,” “[c]auses serious eye
irritation,” and “[m]ay cause respiratory irritation.”40 The SDS also indicates that “[e]xposure to combustion products may be a hazard to human health,” and that “[d]ischarge into the environment must be avoided.”41 The SDS references the potential for “[s]pecific target organ toxicity (single or repeated exposure)” but does not specify which organ is likely to be affected, let alone disclose the nature of the effect.42 Finally, the SDS warns that “[t]his product can expose you to chemicals including pentadecafluorooctanoic acid,”43 or PFOA, a PFAS chemical that is known to be associated with testicular and kidney cancer, impaired fetal development, liver and thyroid disease, increased cholesterol, and other adverse health effects.44
The SDSs for P-20-0033 and P-20-0034 both identify hazardous decomposition products,
including carbonyl difluoride, sulfur dioxide, and sulfur trioxide.45 Carbonyl difluoride causes eye and skin irritation, gastrointestinal pain, muscle fibrosis, and skeletal fluorosis.46 Sulfur dioxide can result in respiratory harm and contribute to harmful smog and particulate pollution if released into the air.47 Sulfur trioxide can cause burns to the skin and respiratory tract.48 The SDS further warns that “[p]rocessing may form hazardous compounds.”49 The PMN submitter
40 Safety Data Sheet: Perfluorinated Substituted 1,3-Oxathiolane Dioxide, P-20-0031 at 1–2 (Sept. 30, 2019) (“P-20-0031 SDS”). 41 Id. at 3–4. 42 Id. at 10. 43 Id. 44 See generally EPA, Office of Water, No. 822-R-16-003, Health Effects Support Document for Perfluorooctanoic Acid (PFOA) (May 2016), https://www.epa.gov/sites/production/files/2016-05/documents/pfoa_hesd_final-plain.pdf. 45 Safety Data Sheet: Perfluorinated Vinyl Haloalkane Sulfonate Salt, P-20-0033 at 4, 7 (Sept. 30, 2019) (“P-20-0033 SDS”); Safety Data Sheet: Perfluorinated Vinyl Haloalkane Sulfonyl Halide, P-20-0034 at 3, 6–7 (Sept. 30, 2019) (“P-20-0034 SDS”). 46 Centers for Disease Control and Prevention, NIOSH Pocket Guide to Chemical Hazards, Carbonyl Fluoride (Oct. 4, 2019), https://www.cdc.gov/niosh/npg/npgd0108.html. 47 EPA, Integrated Science Assessment for Sulfur Oxides—Health Criteria at 5-5–5-326 (Dec. 2017), http://ofmpub.epa.gov/eims/eimscomm.getfile?p_download_id=533653. 48 ATSDR, Sulfur Trioxide (SO3) and Sulfuric Acid (June 1999), https://www.atsdr.cdc.gov/toxfaqs/tfacts117.pdf. 49 P-20-0033 SDS, supra note 45, at 4; P-20-0034 SDS, supra note 45, at 4.
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recommends that workers wear “[c]hemical resistant gloves” (without specifying the type) and wear “appropriate respiratory protection” (without specifying the type or level of protection needed).50 The SDSs indicate that these PMN chemicals, too, can result in exposure to PFOA.51
c. The limited chemical-specific information that is available on the amended PMN chemicals indicates the potential for unreasonable risk.
Even less information is available about the health effects of the amended PMN chemicals. Despite at least four amendments to the original PMN submissions, the public files for those chemicals (which are currently not available online and were received only after our request for them) contain no health and safety studies and heavily redacted SDSs. However, that limited information also indicates the potential for unreasonable risk. Similar to the new PMN chemicals, the SDSs for the amended PMN chemicals state that they “[m]ay cause eye irritation and skin irritation … [and] respiratory and digestive tract irritiation.”52 The PMN submitter also expressed “[c]oncern for liver, reproductive, and developmental toxicity for the perfluoro degradation product …”53 However, the PMN submissions do not disclose either the specific identity of that degradation product or the conditions under which degradation is expected.
The SDSs for the amended PMN chemicals also state that “[p]otential hazardous decomposition products formed under fire conditions.”54 This is particularly problematic, given that the bag filters containing the chemicals are expected to be disposed via “off-site incineration.”55 Because of the strength of their carbon-fluorine bond, PFAS are “extremely difficult” to fully incinerate.56 The incineration of PFAS creates the potential not only for additional PFAS emissions, but also for the creation of hazardous byproducts of incomplete combustion, such as hydrogen fluoride.57 EPA has previously prohibited the incineration of new PFAS chemicals based on the “concern[s] that … perfluorinated products may be released to the
50 P-20-0033 SDS, supra note 45, at 5. 51 Id. at 9; P-20-0034 SDS, supra note 45, at 9. 52 P-18-0093A, 0094A and 0095A Public File, Safety Data Sheet: Pentacyclo[9.5.1.13,9.15,15.17,13]octasiloxanealkylsubstituted, 3,5,7,9,11,13,15-heptakis(polyfluoroalkyl)-, P-18-0094A, FPOSS-Alkylamine (Dec. 20, 2017) at 1; P-18-0093A, 0094A and 0095A Public File, Safety Data Sheet: Pentacyclo[9.5.1.13,9.15,15.17,13]octasiloxanealkanol, 3,5,7,9,11,13,15-heptakis(polyfluoroalkyl)-, acetate, P-18-0095A, FPOSS-Alkyl Acetate (Dec. 20, 2017) at 1; P-18-0093A, 0094A and 0095A Public File, Safety Data Sheet: Pentacyclo[9.5.1.13,9.15,15.17,13]octasiloxane, 1,3,5,7,9,11,13,15-octakis (polyfluoroalkyl)-, P-18-0093A, FPOSS-Octakis (Dec. 20, 2017) at 1 (collectively, “P-18-0093A–0095A Public File SDSs”). 53 P-18-0093A, 0094A and 0095A Public File, Risks Identified in Focus Report (n.d.) at 1. 54 P-18-0093A–0095A Public File SDSs, supra note 52, at 4 (P-18-0094A), 3 (P-18-0095A), 2 (P-18-0093A). 55 P-18-0093A, 0094A and 0095A Public File, Premanufacture Notice for New Chemical Substances, No. Z56HHL (Dec. 19, 2019) (“Amended PMN”) at 25, 32, 39. 56 EPA, Per- and Polyfluoroalkyl Substances (PFAS): Incineration to Manage PFAS Waste Streams (Feb. 2020), https://www.epa.gov/sites/production/files/2019-09/documents/technical_brief_pfas_incineration_ioaa_approved_final_july_2019.pdf 57 Id.
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environment from incomplete incineration.”58 The PMN submitter’s wholly unsubstantiated assertion that there would be no emission of the chemicals from incineration ignores EPA’s warnings about the effects of PFAS incineration and understates the risks associated with the production and disposal of the amended PMN chemicals.59
In addition to their generic chemical identities indicating these chemicals are PFAS, the
limited information available about the PMN chemicals raises a number of red flags. But such investigation is not possible based on the PMN submissions alone, which, as described below, contain virtually no health and safety data and leave major questions concerning the chemicals’ human health and environmental effects unanswered. EPA therefore cannot conclude that the PMN chemicals are not likely to present unreasonable risk. IV. EPA does not have sufficient data to support a “not likely” finding.
a. The PMN submissions lack critical information about the PMN chemicals’ effects on human health.
In order to approve a chemical without regulation under TSCA, EPA must have
“sufficient information” to evaluate all relevant endpoints and to conclude that the chemical is “not likely to present an unreasonable risk of injury to health or the environment.”60 The available submissions for the PMN chemicals do not come close to meeting that standard.
The SDSs for the new PMN chemicals contain the following disclaimers: Acute toxicity: Not classified based on available information … Acute oral toxicity: Assessment: Toxic effects cannot be excluded Acute inhalation toxicity: Assessment: Toxic effects cannot be excluded Acute dermal toxicity: Assessment: Toxic effects cannot be excluded … Skin sensitization: Not classified based on available information. Respiratory sensitization: Not classified based on available information. Germ cell mutagenicity: Not classified based on available information. Carcinogenicity: Not classified based on available information … Reproductive toxicity: Not classified based on available information. STOT-single exposure: Not classified based on available information. STOT-repeated exposure: Not classified based on available information.61 Similarly, the SDSs for the amended PMN chemicals state that: Acute toxicity Oral LD50: no data available
58 See, e.g., Significant New Use Rules on Certain Chemical Substances, 77 Fed. Reg. 48,858 (Aug. 15, 2012); id. at 48,861 (May 3 & Jan. 27, 2012); id. at 48,862 (Feb. 23, 2012); id. at 48,863 (Mar. 13, 2012); id. at 48,864 (Mar. 13, 2012); id. at 48,865 (Mar. 22, 2012); id. at 48,866 (Mar. 23 & Apr. 18, 2012). 59 40 C.F.R. § 720.50(a); Amended PMN, supra note 55, at 25, 32, 39. 60 15 U.S.C. § 2604(a)(3). 61 P-20-0031 SDS, supra note 40, at 7–8, P-20-0033 SDS, supra note 45 at 7–8, and P-20-0034 SDS, supra note 45, at 7–8.
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Inhalation LC50: no data available Dermal LD50: no data available Other information on acute toxicity: no data available Skin corrosion/irritation: no data available Serious eye damage/eye irritation: no data available Respiratory or skin sensitization: no data available Germ cell mutagenicity: no data available Carcinogenicity: none known Reproductive toxicity: no data available Teratogenicity: no data available Specific target organ toxicity - single exposure (Globally Harmonized System): no data available Specific target organ toxicity - repeated exposure (Globally Harmonized System): no data available Aspiration hazard: no data available … To the best of our knowledge the toxicological properties have not been thoroughly investigated.62 In short, there is not a single health endpoint for which any of the PMN chemicals’
potential risks have been adequately evaluated and characterized.63 Yet they belong to a class of PFAS chemicals that presents a broad range of potential health risks. ATSDR’s 2018 Draft Toxicological Profile for Perfluoroalkyls found associated adverse developmental and reproductive health effects from exposure to nearly all of the fourteen PFAS studied.64 Animal studies have demonstrated that many PFAS induce hepatoxicity (showing effects on endpoints such as liver weight and fatty acid β-oxidation activity), immunotoxicity, and cancer.65 Both short-chain and long-chain PFAS have exhibited toxicity to the liver, thyroid, and other organs.66 Yet the PMN submitters have not provided any information on those or other critical endpoints for the PMN chemicals. The absence of necessary data is confirmed by the sparse information that EPA has made public, with only a single health and safety study posted in each of the six PMN chemical dockets that are available online.
EPA cannot approve the manufacture of the PMN chemicals, even with regulation, given
that EPA lacks the information it needs to calculate those chemicals’ potential risks or to determine how those potential risks must be managed. EPA must therefore demand the production of additional toxicity and exposure data using its authority under TSCA §§ 8 or 11.67 To the extent that such data does not currently exist, EPA must order their generation under TSCA § 4.68
62 P-18-0093A–0095A Public File SDSs, supra note 52, at 4. 63 See also P-20-0033 SDS, supra note 45, at 1 (“The product has not been completely analyzed and all of the hazards may not be known.”) 64 ATSDR Toxicological Profile, supra note 3, at 5–6. 65 Id. at 6–15. 66 Hogue, supra note 32. 67 15 U.S.C. §§ 2607(a), 2610(c). 68 Id. § 2603(a).
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b. The PMN submissions also lack critical information about the PMN chemicals’
effects on the environment. In addition to human health, EPA has a legal obligation to evaluate whether a new
chemical presents an unreasonable risk of injury to the environment. It cannot do so in the absence of ecotoxicity information. The SDSs for the new PMN chemicals acknowledged that releases to air and water are expected69 and state that “[t]oxic effects cannot be excluded” for acute and chronic aquatic toxicity.70 Yet the submitters do not provide any studies on the chemicals’ acute and chronic impacts on aquatic or terrestrial species. The public files for the amended PMN chemicals are similarly devoid of ecological toxicity data. Data for all of the foregoing environmental endpoints must be evaluated to determine a chemical’s environmental risks.71 To the extent that data are not available, EPA must use its TSCA authority to obtainthem.
c. The PMN submissions lack critical information about the PMN chemicals’ physical and chemical properties, exposures, and releases.
The PMN submitter states that there is “no data available” on the chemicals’ persistence,
degradability, and bioaccumulation potential.72 But the PMN chemicals are PFAS, which, due to the strength of their carbon-fluorine bond, are “highly persistent.”73 Many PFAS have also “been shown to bioaccumulate in wildlife and humans.”74
Based on the publicly available PMN submissions, it does not appear that the submitter provided any studies or supporting data measuring exposures to or releases of the PMN chemicals. Moreover, all of the descriptions of exposures and releases in the PMN forms themselves are redacted as confidential business information (“CBI”). Exposure and release information is a critical component of any PMN review, but particularly for chemicals such as PFAS where even small exposures and releases can be persistent in the environment and accumulate in living organisms, resulting in lasting harm. The SDSs for all three new PMN chemicals indicate that “likely routes of exposure” include inhalation, skin contact, ingestion, and eye contact.75 However, no further information was provided about expected exposure concentrations or release amounts. 69 See P-20-0031, Premanufacture Notice for New Chemical Substances, No. BB93BE (Jan. 6, 2020) at 14 (“P-20-0031 PMN”). 70 See P-20-0031 SDS, supra note 40, at 9. 71 EPA, Office of Management & Budget Control No. 2079-0012, Points to Consider When Preparing TSCA New Chemical Notifications 33–34 (June 2018), https://www.epa.gov/sites/production/files/2018-06/documents/points_to_consider_document_2018-06-19_resp_to_omb.pdf; EPA, Guidelines for Ecological Risk Assessment (April 1998), https://www.epa.gov/sites/production/files/2014-11/documents/eco_risk_assessment1998.pdf. 72 See P-20-0031 SDS, supra note 40, at 9. 73 Addition of Certain Per- and Polyfluoroalkyl Substances; Community Right-to-Know Toxic Chemical Release Reporting, 84 Fed. Reg 66,369, 66,370 (Dec. 4, 2019). 74 Id. at 66,371. 75 See P-20-0031 SDS, supra note 40, at 7.
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To the extent that release and exposure data are available, they cannot be withheld as CBI, as section 14 of TSCA provides that health and safety studies—a term the statute defines broadly to include, for example “studies of occupational exposure to a chemical substance”—are “not protected from disclosure.”76 If such information exists but has not been submitted, EPA must compel its disclosure.
d. The limited studies that are available are insufficient to evaluate the PMN
chemicals’ carcinogenicity. The only health and safety studies provided for P-20-0031, P-20-0033, and P-20-0034 are
bacterial reverse mutation tests, commonly referred to as an Ames test, conducted on each of those substances.77 Those studies, however, are not sufficient to draw any definitive conclusions about the sole endpoint that they purport to measure, much less the broader health effects of those chemicals.
First, each of those three PMN dockets contains an “amended final report” that was
revised at the direction of the study sponsor.78 Since the dockets do not contain the original final report, however, there is no way to ascertain what changes were made or the effects of those changes, or to determine whether any relevant information was eliminated or revised. While a cover sheet asserts that the amendment “did not change the outcome of the study,” that claim can only be verified by comparing the amended version to the original.79 EPA must therefore obtain the original “final report”—using its TSCA § 8 authority if the PMN submitter does not voluntarily provide it80—and publish that study on ChemView for public review and comment.
Second, the studies cannot be used to rule out the potential for genetic mutations or
carcinogenicity for the PMN chemicals. They were conducted pursuant to OECD Guideline 471, which provides only “an initial screen for genotoxic activity.”81 The Guideline further cautions that “[t]here are examples of mutagenic agents which are not detected by this test” and that it “may not be appropriate for the evaluation of certain classes of chemicals,” including “those which are thought (or known) to interfere specifically with the mammalian cell replication system.”82 Moreover, “there are carcinogens that are not detected by this test because they act through other, non-genotoxic mechanisms or mechanisms absent in bacterial cells.”83 Therefore, even if an Ames test does not detect mutations, that does not mean that the subject chemical is non-mutagenic or non-carcinogenic.
76 15 U.S.C. §§ 2602(8), 2613(b)(2). 77 See P-20-0031, OECD Guideline 471: Amended Final Report (Dec. 2, 2019); P-20-0033, OECD Guideline 471: Amended Final Report, Bacterial Reverse Mutation Assay (Dec. 2, 2019); P-20-0034, OECD Guideline 471: Amended Final Report, Bacterial Reverse Mutation Assay (Dec. 2, 2019) (collectively, the “Ames Tests”) 78 Ames Tests, supra note 77, at 1: Final Report Amendment. 79 Id. 80 15 U.S.C. 2607(a). 81 OECD Guideline for Testing of Chemicals 471: Bacterial Reverse Mutation Test at 1 (adopted July 21, 1997), https://www.oecd-ilibrary.org/docserver/9789264071247-en.pdf?expires=1583955428&id=id&accname=guest&checksum=95435B91FF295F8F28C16C044B42160B 82 Id. at 1–2. 83 Id.
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The limitations of this methodology are illustrated by its application to GenX, another PFAS. In 2018, Chemours submitted a series of OECD Guideline 471 tests to the North Carolina Department of Environmental Quality, including one for GenX.84 Chemours claimed that, because “mutations in DNA could potentially result in cancer,” the Ames test “is useful as a predictor of carcinogenic potential of a substance.”85 Based on that test, Chemours concluded that GenX was “not mutagenic.”86 However, EPA has found that “under the EPA’s Guidelines for Carcinogen Risk Assessment (USEPA, 2005), there is Suggestive Evidence of Carcinogenic Potential of oral exposure to GenX chemicals in humans, based on the female hepatocellular adenomas and hepatocellular carcinomas and male combined pancreatic acinar adenomas and carcinomas.”87 Just as the Ames test could not be used to rule out the potential carcinogenicity of GenX, it cannot be used to conclusively determine the carcinogenicity of the PMN chemicals.
e. EPA cannot rely on the PMN submitter’s unsubstantiated assertions about the amended PMN chemicals.
The PMN submissions for the amended PMN chemicals contain a number of statements
concerning the chemicals’ exposures and risk that are not supported by any studies or data. EPA cannot rely on those unsubstantiated and nonbinding statements when evaluating the chemicals’ risk.
For instance, the PMN submitter states that while there are risks associated with the
chemicals’ degradation products, “[t]here is no worker exposure to any degradation product, as the PMN substances are extremely stable and will not degrade during manufacture, processing, or use” and “[t]here should be no general population exposure to degradation products.”88 But there are no data examining worker or general population exposures, or that support the submitter’s claims about the degradability of the amended PMN chemicals. To the contrary, the SDSs for the amended PMN chemicals state that “no data [are] available” on “degradability.”89 The amended PMN chemicals also present a potential risk of “lung waterproofing,” a condition under which the alveoli become dysfunctional and unable to pump oxygen into the blood. EPA acknowledged lung waterproofing concerns in its review of other PFAS chemicals.90 The PMN submitter claims that lung waterproofing risks can be “addressed by the use of air filtering to remove dust in production and processing facilities and/or proper PPE.”91 The only support for
84 See Letter from Brian D. Israel, Arnold & Porter, to William F. Lane, General Counsel, NC Department of Environmental Quality and Francisco Benzoni, Assistant Attorney General, NC Department of Justice (Oct. 5, 2018), https://www.chemours.com/en/-/media/files/corporate/ames-test-results-2018-10-05.pdf. 85 Id. at 2. 86 Id. 87 EPA, Office of Water, No. 823-P-18-001, Human Health Toxicity Values for Hexafluoropropylene Oxide (HFPO) Dimer Acid and Its Ammonium Salt (CASRN 13252-13-6 and CASRN 62037-80-3) at 47 (Nov. 2018) (Draft for Public Comment), https://www.epa.gov/sites/production/files/2018-11/documents/genx_public_comment_draft_toxicity_assessment_nov2018-508.pdf. 88 P-18-0093A, 0094A and 0095A Public File, Risks Identified in Focus Report (n.d.) at 1. 89 P-18-0093A–0095A Public File SDSs, supra note 52, at 4. 90 Bill Donahue, Nordic Skiing Has an Addiction to Toxic Wax, Outside Magazine (Jan. 24, 2020), https://www.outsideonline.com/2408206/nordic-skiing-fluorinated-wax-swix. 91 P-18-0093A, 0094A and 0095A Public File, Risks Identified in Focus Report (n.d.) at 1.
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this statement is a redacted “dust control plan,” which asserts that the PMN submitter “has a formal dust safety program” and that “[h]alf-face respirators (APF 10) and other PPE are used as needed.”92 But there are no data on the efficacy of that alleged safety program or on the rates of PPE training and compliance or actual use. Nor is there any requirement for the PMN submitter to provide that PPE or to ensure that it is properly used. Moreover, the PMN submitter has no control over other facilities that manufacture, process, and/or use these chemicals, including other manufacturers who may produce the amended PMN chemicals after their approval or downstream users of the chemical. EPA must therefore evaluate the reasonably foreseen circumstance under which the amended PMN chemicals are produced, processed, distributed, used or disposed of without PPE or dust control measures.
f. EPA cannot assume that an identified use as an intermediate results in negligible release or exposure.
The use identified for each of the new PMN chemicals is exceedingly generic:
“intermediate.” For a number of reasons, use as an intermediate should not lead to an assumption of low exposure in the absence of strong evidence.
First, the chemical may remain in downstream reaction products or in the final product as
a residual due to, for example, incomplete reactions.93 These residuals can be present in significant amounts in certain cases and there can be variation in the extent to which they are present over time, in different batches, or among different producers and processors. This variability should be considered when evaluating potential risk.
In addition, intermediates must still be manufactured as well as typically stored,
transferred, or distributed, all of which are activities that can lead to exposures—including to workers, whom TSCA expressly identifies as a “potential exposed or susceptible subpopulation.”94
Moreover, even if the primary use of a certain chemical is as an intermediate, there are
often other uses of such chemicals, especially if the producer makes them commercially available to other entities. It is therefore reasonably foreseen that these PMN chemicals will have uses other than as an intermediate, likely resulting in greater exposure and harm to health and the environment. It is notable that many PFAS previously approved as “intermediates”—
92 P-18-0093A, 0094A and 0095A Public File, Dust Control Information (n.d.) at 1. 93 See e.g., Cal. Dep’t of Toxic Substances Control, Safer Consumer Products Regulations—Listing Spray Polyurethane Foam Systems with Unreacted Methylene Diphenyl Diisocyanates as a Priority Product: Initial Statement of Reasons (Mar. 2017), https://dtsc.ca.gov/wp-content/uploads/sites/31/2018/07/SPF_ISOR.pdf; Am. Coatings Ass’n, Comment Submitted by Raleigh Davis, Assistant Director, Environmental Health and Safety, American Coatings Association (ACA) at 2 (Mar. 15, 2017), https://www.regulations.gov/document?D=EPA-HQ-OPPT-2016-0725-0008. 94 15 U.S.C. § 2604(a)(3)(A).
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including GenX and a byproduct of a Nafion intermediate95—have since been released and detected in the environment and in human blood.96
Finally, while companies often claim that intermediate chemicals are handled exclusively
in “closed systems,” this term is often loosely used and needs to be rigorously defined and supported by clear evidence establishing the absence of possible exposures and releases. At a minimum, worker exposures should be assumed barring strong evidence to the contrary.
g. EPA must conduct additional testing of the PMN chemicals pursuant to the
Agency’s PBT Policy. As described above, many PFAS exhibit persistent, bioaccumulative, and toxic (“PBT”) properties, and PFAS should be presumed to be PBT in the absence of strong evidence to the contrary.97 As such, the PMN chemicals should also be reviewed under EPA’s PBT Policy, which calls for toxicity testing well beyond that provided with the PMN submissions.98
EPA developed the PBT Policy in order to “alert[] potential PMN submitters to possible assessment or regulatory issues associated with PBT new chemicals review” and “provide[] a vehicle by which the Agency may gauge the flow of PBT chemical substances through the TSCA New Chemicals Program …”99 Of particular relevance is tier 3 of the PBT Policy, which states that: “[h]uman health hazards should be determined in the combined repeated dose oral toxicity with the reproductive/developmental toxicity screening test …”100 The PBT policy further states, “tier 3 testing will normally be required” if the “measured biodegradation half-life is > 60 days and measured [bioconcentration factor, or] BCF is > 1,000.”101
The PMN chemicals should be subject to tier 3 testing requirements. PFAS routinely persist in the environment for years or decades, with environmental half-lives far longer than two months. According to Dr. Linda Birnbaum, former head of the National Institute of Environmental Health Sciences, “PFAS remain in the environment for so long that scientists are unable to estimate an environmental half-life.”102 While the PMN submissions do not provide a 95 Nafion by-product 2 (CAS 749836-20-2) is a byproduct of Nafion copolymer precursor (CAS 4089-58-1), which is listed on the TSCA Inventory and is reported by Chemours on the 2016 Chemical Data Reporting as an intermediate. Nafion by-product 2 has been detected in the Cape Fear River, and in ninety-nine percent of tested blood samples of North Carolina residents. See Strynar, M., Dagnino, S., McMahen, R., Liang, S., Lindstrom, A., Andersen, E., … & Ball, C. (2015). Identification of Novel Perfluoroalkyl Ether Carboxylic Acids (PFECAs) and Sulfonic Acids (PFESAs) in Natural Waters Using Accurate Mass Time-of-Flight Mass Spectrometry (TOFMS). Environmental Science & Technology, 49(19), 11622– 11630, https://pubs.acs.org/doi/abs/10.1021/acs.est.5b01215; Cheryl Hogue, The Hunt is On for GenX Chemicals in People, Chem. & Eng’g News (Apr. 7, 2019), https://cen.acs.org/environment/persistent-pollutants/hunt-GenX-chemicals-people/97/i14. 96 Sun et al., supra note 5. 97 See Point III.a. supra. 98 Category for Persistent, Bioaccumulative, and Toxic New Chemical Substances, 64 Fed. Reg. 60,194-02 (Nov. 4, 1999). 99 Id. at 60,196. 100 Id. at 60,203. 101 Id. 102 Kelly Lenox, Nat’l Inst. of Envtl. Health Sciences, PFAS in the Spotlight Across the Globe, Envtl. Factor (Oct. 2018), https://factor.niehs.nih.gov/2018/10/feature/1-feature-pfas/index.htm.
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BCF or bioaccumulation factor (“BAF”), PFAS are known to bioaccumulate in the blood, which traditional BCFs and BAFs do not account for, as they assess accumulation of a chemical in fat tissue. A BCF or BAF is thus a poor measure of the potential bioaccumulation of chemicals within the PFAS class.
Despite their PBT status, the PMN submitters have not provided the testing called for
under EPA’s PBT policy. EPA should require such testing and, consistent with the PBT Policy, should also impose a “ban on commercial production until data are submitted which allow the Agency to determine that the level of risk can be appropriately addressed by less restrictive measures.”103 Past experience demonstrates that once PFAS enter commerce and are released to the environment—including into surface or ground water that serve as drinking water supplies—they are often highly toxic, mobile, and both difficult and costly to treat or remediate. EPA should thus exercise its TSCA authority and follow its own policy to prohibit production until sufficient data has been submitted to fully evaluate the risks posed by the PMN chemicals. V. EPA has unlawfully redacted and withheld information about the PMN chemicals.
TSCA requires EPA to make PMN submissions and supporting studies publicly available for review and comment. As acknowledged by EPA, “[p]ublic participation [in the PMN review process] cannot be effective unless meaningful information is made available to interested persons.”104 For the PMN chemicals, however, EPA has failed to provide the information required by TSCA and EPA’s implementing regulations, leaving the public unable to fully evaluate them.
a. The Federal Register notice does not comply with TSCA’s publication deadlines or notice requirements.
TSCA mandates that: “not later than five days (excluding Saturdays, Sundays and legal holidays) after the date of the receipt of a [PMN] … , [EPA] shall publish in the Federal Register a notice which—
(A) identifies the chemical substance for which notice or information has been received; (B) lists the uses of such substance identified in the notice; and (C) in the case of the receipt of information under subsection (b), describes the nature of the tests performed on such substance and any information which was developed pursuant to subsection (b) or a rule, order, or consent agreement under [section 4].105
Thus, when a person submits a PMN for a chemical substance pursuant to 15 U.S.C.
§ 2604(a), EPA “shall” publish notice of receipt of the PMN in the Federal Register within five
103 64 Fed. Reg. 60,203. 104 Premanufacture Notification; Premanufacture Notice Requirements and Review Procedures, 48 Fed. Reg. 21,722, 21,737 (May 13, 1983). 105 15 U.S.C. § 2604(d)(2) (emphasis added).
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business days and the notice of receipt “shall…describe[]” certain tests submitted with the PMN.106 Here EPA should have published the notice of receipt for these PMNs no later than December 26, 2019 (in the case of the amended PMN chemicals) and January 13, 2020 (in the case of the new PMN chemicals), but EPA only published those notices on March 10, 2020—two months late.107
This lapse in time is significant. EPA is given only ninety days to review new chemical
notices; therefore, by the time EPA has published notice of receipt in the Federal Register and the public is given an opportunity to comment, EPA’s evaluation of the chemical substance may well be almost over. Compounding the effects of this delay, EPA still has not published sufficient information for the public to adequately review and comment on the PMN chemicals.108
In addition, the notices failed to list the test data received with the PMNs, in violation of
EPA’s duties under TSCA § 5(d)(2)(C) and 40 C.F.R. § 720.70(b)(3). Specifically, a PMN submitter must include in the PMN “all test data in the submitter’s possession or control” relating to the health and environmental effects of the new chemical.109 In the notice of receipt for the PMN in the Federal Register, EPA must publish “a list” of all such test data submitted with the PMN.110 In addition, for information submitted with the PMN pursuant to section 5(b), the notice of receipt must also “describe[] the nature of the tests performed … and any information which was developed.”111
When EPA belatedly published the notices of receipt of these PMNs in the Federal
Register,112 the agency did not publish a list or descriptions of the test data submitted with the PMNs, despite the fact that the PMN must include such test data to the extent it exists.113 In the absence of such information, the public cannot determine what data EPA has on the PMN substances and what human health or environmental endpoints remain unstudied.
b. EPA has not made all of the health and safety studies referenced in the PMN submissions available for public review and comment.
TSCA mandates that a PMN “shall be made available … for examination by interested
persons,” subject to limited protections against the release of confidential information under TSCA § 14.114 To do so, EPA’s implementing regulations require that EPA place “[a]ll information submitted with a [PMN], including any health and safety study and other supporting
106 Id. 107 See 85 Fed. Reg. 13,891-02. 108 See Points IV.a–IV.d supra. 109 40 C.F.R. § 720.50(a) (describing the test data that must be submitted); see also 15 U.S.C. § 2604(d)(1)(B). 110 40 C.F.R. § 720.70(b)(3). 111 15 U.S.C. § 2604(d)(2)(C). 112 85 Fed. Reg. 13,891-02. 113 See 40 C.F.R. § 720.50(a) (a PMN “must contain all test data in the submitter’s possession or control”). 114 15 U.S.C. § 2604(d) (emphasis added).
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documentation” in a “public file for that [PMN].”115 Then, EPA must make the PMN’s public file available online and by request from the EPA Docket Center.116
However, the public files for the amended PMN chemicals have not been made available
online. The public files for the new PMN chemicals are incomplete, with a single health and safety study available in each docket, an almost entirely redacted PMN, and no correspondence with the PMN submitter.
As discussed above, there are also key human health and environmental endpoints for which EPA lacks adequate data. To review the risks posed by the PMN chemicals, EPA must demand additional testing. When such studies are received, they too must be made available online, with a corresponding opportunity to comment.
c. The PMN public files available on ChemView are overly redacted in violation of TSCA § 14.
Much of the information that EPA has made available on ChemView, including the
contents of the PMN forms and the SDS, is redacted as CBI. The redacted material, however, is not limited to CBI or authorized by TSCA. Instead, EPA has unlawfully withheld health and safety data and other information that must be disclosed under TSCA § 14.
i. The publicly available files on ChemView redact health and safety
information in violation of TSCA § 14(b)(2). TSCA § 14(b)(2) provides that health and safety information is information that EPA
cannot conceal as confidential business information (with two narrow exceptions). In each of these public files, the documents EPA has made publicly available through ChemView redact extensive health and safety information in violation of TSCA § 14(b)(2). Specifically, for each PMN chemical, the available PMN form indicates that the original submission included a lengthy document providing physical and chemical properties, but the public file contains only blank pages instead of these documents. These physical and chemical property documents have been completely redacted. In addition, for each PMN, the PMN redacts all worker exposure information and the amount of the chemical released to the environment. Both types of data are health and safety information that cannot be concealed.
Health and safety studies, and “any information” contained therein, are generally not
confidential and thus not protected from disclosure.117 Only in two narrowly defined circumstances can discrete information contained within a health and safety study be protected from disclosure. EPA is not authorized to disclose discrete “information” in a health and safety study that discloses: (1) “processes used in the manufacturing or processing of a chemical 115 40 C.F.R. § 720.95; see also id. § 720.3(kk). 116 Id. §§ 700.17(b)(1), (2); id. § 720.95. 117 See 15 U.S.C. § 2613(b)(2) (TSCA’s confidentiality protection “does not prohibit the disclosure of … any health and safety study which is submitted under this [Act] with respect to . . . any chemical substance or mixture . . . for which notification is required under section 2604…; and any information reported to, or otherwise obtained by, [EPA] from a health and safety study.” (emphases added)).
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substance or mixture;” or (2) “in the case of a mixture, the portion of the mixture comprised by any of the chemical substances in the mixture.”118
Nevertheless, EPA has allowed extensive redactions of health and safety information that
do not fall within the narrow exceptions to the disclosure requirements of TSCA § 14(b)(2). Specifically, EPA allowed the submitters to completely redact their documents on physical chemical properties, and EPA also allowed them to redact worker exposure information and the amount of the chemical released to the environment. All of this information falls within TSCA’s capacious definition of health and safety study as “any study of any effect of a chemical substance or mixture on health or the environment or on both, including underlying information and epidemiological studies, studies of occupational exposure to a chemical substance or mixture, toxicological, clinical, and ecological studies of a chemical substance or mixture, and any test performed pursuant to this chapter.”119 EPA’s own regulations clarify that health and safety studies include “studies of … chemical and physical properties,”120 so there can be no question that the physical and chemical properties reported for these chemicals are health and safety information. Health and safety studies also include “[a]ssessments of human and environmental exposure, including workplace exposure,”121 and therefore EPA should be disclosing the worker exposure information and information on the amount of the chemical released to the environment.
This denial of information on potential health impacts of the new chemicals also impedes
the public’s ability to understand and meaningfully participate in EPA’s decision-making process.122 Even if EPA did not have a mandatory duty to proactively make these studies available under TSCA §§ 5(d)(1) and 14(b)(2) (which it does), the agency is still required to reject such confidentiality claims and disclose the studies under section 14. Under section 14(f)(2)(B), EPA must review the confidentiality claims supporting the redactions of health and safety studies if EPA “has a reasonable basis to believe that the information does not qualify for protection from disclosure under this section.”123 As health and safety studies do not qualify for protection under section 14(b)(2), EPA “shall” review and reject these confidentiality claims under section 14(f)(2)(B). Failure to reject these confidentiality claims also violates section 14(e)(1)(B)(ii)(II), which mandates that EPA cease protecting information once “the Administrator becomes aware that the information does not qualify for protection from disclosure.”
118 15 U.S.C. § 2613(b)(2); see also 40 C.F.R. § 720.90(a) (mandating disclosure of health and safety information unless otherwise protected). 119 15 U.S.C. § 2602(8) (emphases added). 120 40 C.F.R. § 720.3(k). 121 Id. 122 See e.g. Am. Radio Relay League, Inc. v. F.C.C., 524 F.3d 227, 237 (D.C. Cir. 2008) (“It ... [is] a fairly obvious proposition that studies upon which an agency relies … must be made available … in order to afford interested persons meaningful notice and an opportunity for comment.”). 123 15 U.S.C. § 2613(f)(2)(B).
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ii. The redactions of the PMN chemicals’ SDSs violate the requirements of TSCA § 14.
For each of the PMN chemicals, EPA provides through ChemView a heavily redacted
SDS. These redactions violate the requirements of TSCA § 14 because SDSs: (1) do not meet the requirements for confidentiality established in section 14(c)(1)(B); and (2) contain information from health and safety studies that cannot be withheld as confidential.
Pursuant to the Occupational Safety and Health Act (“OSHA”), the manufacturer of a
new chemical substance must develop a SDS for the chemical if the chemical poses any “physical hazard” or “health hazard.”124 As the PMN submissions reveal, all of the new PMN chemicals meet that standard. The SDS must then be widely distributed, going to any “employer,” meaning any person who operates a “business where chemicals are either used, distributed, or are produced for use or distribution, including a contractor or subcontractor.”125 In turn, these employers must make the SDS readily accessible to all employees and to the employees’ designated representatives, such as a union agent.126 And the Emergency Planning and Community Right-to-Know Act requires “any facility which is required to prepare or have available a material safety data sheet” to submit those SDSs or the hazard information contained within them to the appropriate local emergency planning committee, the State emergency response commission, and the fire department.127 In turn, that information must be “made available to the general public.”128
Given the wide distribution required of safety data sheets, SDSs per se cannot satisfy the
requirements for confidentiality under TSCA. A submitter cannot reasonably claim that it has “taken reasonable measures to protect the confidentiality” of the SDS,129 given that the SDS must be shared with all companies that use, distribute, or process the chemical, all employees of said companies, and any designated representatives of said employees.130 Given the breadth of individuals to whom the SDS must be disclosed, the submitter also cannot reasonably certify that the SDS “is not required to be disclosed or otherwise made available to the public under any other Federal law.”131 Accordingly, because such information “is required to be made public under [another] provision of Federal law” EPA must disclose it as part of the public file for a PMN.132
124 See 29 C.F.R. §§ 1910.1200(c), (g). 125 See id. 126 Id. §§ 1910.1200(g)(8), (11). 127 42 U.S.C. § 11021(a). 128 Id. § 11044(a). 129 15 U.S.C. § 2613(c)(1)(B)(i). 130 29 C.F.R. § 1910.1200(g). 131 15 U.S.C. § 2613(c)(1)(B)(ii). 132 Id. § 2613(d)(8).
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iii. The PMN submissions rely on inapplicable exemptions to CBI substantiation requirements.
When a PMN submitter withholds information as CBI, TSCA requires the submitter to
substantiate the basis for its confidentiality assertion.133 This substantiation requirement is subject only to limited exceptions in section 14(c)(2).134 Here, the PMN submissions invoke substantiation exemptions that are not provided in that section, depriving EPA of the information that it needs to review the CBI assertions.
For all of the PMN chemicals, information about the chemicals’ impurities and
byproducts have been withheld without substantiation. However, substantiation is required for all CBI unless it falls within one of the limited exceptions in TSCA § 14(c)(2)(A), which covers, inter alia, “[s]pecific information describing the processes used in manufacture or processing of a chemical substance, mixture, or article.”135 A list of impurities and byproducts is not a description of anything; it is merely an identification of other chemicals that may either be present in the PMN chemical or produced during its manufacturing and use. Even if a person could infer some information about the chemicals’ manufacturing or processing from a list of impurities and byproducts, section 14(c)(2)(A) does not exempt all process-related information from substantiation. Instead, that section provides a narrow exemption for descriptions of “the processes used in manufacture or processing of a chemical substance, mixture, or article.”136 As lists of impurities and byproducts do not fall within the scope of that statutory exemption, EPA must require substantiation for those CBI assertions.
The PMN submissions also assert that any pollution prevention information provided on
the PMN is exempt from CBI substantiation as “specific information regarding the use, function, or application of a chemical substance or mixture in a process, mixture, or article.”137 This exemption is wholly inapplicable; pollution prevention information is not “specific information regarding the use, function, or application of a chemical substance,” but rather describes “efforts to reduce or minimize potential risks associated with activities surrounding manufacturing, processing, use and disposal of the PMN substance.”138 Regardless of whether the foregoing information may ultimately warrant withholding as CBI, it is not exempt from substantiation under TSCA. EPA must therefore require such substantiation and reject any CBI claims that are inadequately substantiated or unauthorized by TSCA.
133 Id. § 2613(c)(3). 134 Id. § 2613(c)(2). 135 Id. § 2613(c)(2)(A). 136 Id. 137 Id. § 2613(c)(2)(E). 138 EPA, Form 7710-25 (Rev. 6-09), Premanufacture Notice for New Chemical Substances at 16, https://www.epa.gov/sites/production/files/2018-07/documents/pmnviewonly11-30-18.pdf (last visited Apr. 6, 2020).
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d. EPA failed to make correspondence related to PMNs available for examination by interested persons.
EPA also has a duty to include in the public files all correspondence related to the PMN.
Given EPA’s duty to make every PMN and all supporting documentation, including correspondence, available for public examination, EPA must provide all correspondence related to the PMN in the public file.139 Yet, the public files included on ChemView do not include any correspondence between the PMN submitter and EPA. Of course, we cannot determine whether any correspondence has taken place between EPA and the submitter because EPA is not publishing the correspondence. Nonetheless, there is almost certainly correspondence for these PMNs, in particular for the three PMNs that have already been amended multiple times. EPA must make all such correspondence publicly available. VI. EPA must regulate all six PMN chemicals to protect against unreasonable risk to
public health and the environment.
Based on the information presented above, EPA should find that the six PFAS PMNs “present an unreasonable risk,” triggering EPA’s regulatory obligations under TSCA § 5(f).140 This provision requires EPA to “take … action … to the extent necessary to protect against [unreasonable] risk.”141 Using its section 5(f) authority, EPA should issue an order to prohibit the manufacture, processing, and distribution of the six PFAS PMNs because no other restriction would avert unreasonable risk.142
At a minimum, because EPA cannot make the “not likely to present an unreasonable risk
of injury” finding with respect to any of the six PFAS PMNs, these substances cannot enter commerce without restrictions under section 5(e) that
[P]rohibit or limit the manufacture, processing, distribution in commerce, use, or disposal of such substance[s] or … any combination of such activities to the extent necessary to protect against an unreasonable risk of injury to health or the environment, without consideration of costs or other nonrisk factors, including an unreasonable risk to a potentially exposed or susceptible subpopulation identified as relevant by the Administrator under the conditions of use.143 If EPA issues a section 5(e) order on the grounds that it lacks information sufficient to
permit a reasoned evaluation of the health and environmental effects of the six PMN chemicals, or “in the absence of sufficient information to make such an evaluation” the substances “may present” unreasonable risk, it must order that a full array of tests be conducted, covering acute, chronic and subchronic toxicity and ecotoxicity. This includes, but is not limited to, tests for 139 See 40 C.F.R. § 720.40(d)(1); id. § 720.95; id. § 720.3(kk) (“Support documents means material and information submitted to EPA in support of a TSCA section 5 notice, including but not limited to, correspondence . . . .” (emphasis added)). 140 See Point III. supra. 141 15 U.S.C. § 2604(f)(1). 142 Id. § 2604(f)(3)(A). 143 Id. § 2604(e)(1)(A).
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carcinogenicity, reproductive/developmental effects, immunotoxicity, metabolism, pharmacokinetics, and fate, transport, persistence, and biodegradation.
To prevent unreasonable risk of injury, the results of this testing must be submitted to
EPA, and analyzed by EPA up front, before EPA makes a final decision on whether the chemicals may enter commerce and, if so, on what terms. For many new PFAS that have already entered commerce under a section 5(e) order since 2002,144 EPA has specified the need for certain testing but has not required the testing to be conducted unless and until the chemical is produced over a certain volume. That “trigger volume” is almost always withheld by EPA as CBI (making it impossible for the public to ascertain compliance). This approach would not be permissible for any of the six PMN chemicals both because they are PFAS, and based on what is known about their hazard profile. In sum, EPA cannot comport with the mandate of section 5(e)—to “prohibit or limit the manufacture, processing, distribution in commerce, use, or disposal of such substance … to the extent necessary to protect against an unreasonable risk of injury”—if it allows manufacture, processing, or use prior to additional testing and review of the test results.
To protect against human and environmental exposure, any section 5(e) order or
section 5(f) order or rule must provide that if any of these six PMN chemicals enters commerce, the PMN submitter must “capture,” “recover,” or “destroy” at least 99.99999 percent of any and all releases (including surface water discharges, wastewater effluent, and air emissions). Given the persistence and mobility of these substances, as well as their toxicity and bioaccumulative qualities, this type of limit is necessary to protect against unreasonable risk.
In addition, in any section 5 order or rule, EPA must include language that protects
against PFAS contamination resulting from disposal—requiring that any method of disposal result in complete destruction of the PFAS (to 99.99999 percent) or permanent containment.
Moreover, if EPA issues any orders or rules under TSCA §§ 5(e) or (f), it should ensure
that they are free from the loopholes and exceptions that have made prior TSCA consent orders for PFAS ineffective.145 Thus, for example, any restrictions on releases and disposal must apply to these substances whether they are manufactured or processed intentionally or are present as byproducts. In addition, any restrictions must apply irrespective of whether the chemical is part of an article or not, and irrespective of whether its primary intended use is as an intermediate or in an enclosed system. Any orders or rules under TSCA §§ 5(e) or (f) should require the manufacturer to develop and provide EPA with a publicly available analytical standard for the
144 See, e.g., EPA, Office of Pollution Prevention and Toxics, Consent Order and Determinations Supporting Consent Order, PMN Nos. P-06-0388, P-06-389 and P-06-390 (July 3, 2006), https://chemview.epa.gov/chemview/proxy?filename=sanitized_consent_order_p_06_0388c.pdf; EPA, Office of Pollution Prevention and Toxics, Consent Order, Consent Order for Contract Manufacturers, and Determinations Supporting the Consent Orders, PMN Nos. P-11-0484 and P-11-0543 (Oct. 30, 2014), https://chemview.epa.gov/chemview/chemicaldata.do?sourceId=16&chemicalDataId=37162552&chemicalId=15641358. 145 See, e.g., Vaughn Hagerty, Regulators Prepare Crackdown on Air and Water Emissions of GenX, North Carolina Health News (Oct. 8, 2018) (noting that GenX chemical discharged into river was a byproduct and the restrictions in the TSCA consent order included an exception for byproducts), https://www.northcarolinahealthnews.org/2018/10/08/regulators-prepare-crackdown-dupont-chemours-genx/.
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substance, so that EPA and other regulators as well as independent academics can test to determine whether it is getting into water bodies or drinking water as a result of manufacturing, processing, distribution, use, or disposal.
If EPA issues any section 5(e) or 5(f) order that allows some commercial use with
restrictions, that order must take into account that personal protective equipment is not sufficient to protect workers from health effects that are known to be associated with even low exposures to PFAS. As a result, EPA should require implementation of a hierarchy of controls approach in any workplaces where the six PMN chemicals are manufactured or processed, so that appropriate engineering and administrative controls are used as a first resort for worker protection, similar to the requirements in OSHA standards at 29 C.F.R. § 1910.134(a)(1) and guidance in Appendix B to subpart I of 29 C.F.R. § 1910.146 In addition, EPA must include provisions in any section 5(e) or (f) order or rule specifying what protections are needed to ensure that workers exposed to these PMN substances do not face unreasonable risk, including the precise level of PPE that is required to protect workers. Moreover, EPA should specify that the substances can only be used in a fully enclosed environment.
Finally, before the effective date of section 5(e) or 5(f) order, EPA must issue a
Significant New Use Rule (“SNUR”) to ensure that the protections apply to potential manufacturers, processors, and users in addition to the PMN submitters.147 Such a SNUR should include all of the protections against unreasonable risk that apply to the PMN submitter, including making it a significant new use not to implement a hierarchy of controls to protect workers.
Thank you for your consideration.
Submitted by: Earthjustice Environmental Defense Fund Environmental Health Strategy Center Environmental Working Group Fight for Zero Green Science Policy Institute Merrimack Citizens for Clean Water Natural Resources Defense Council Oregon Environmental Council Safer Chemicals Healthy Families Sierra Club Toxics Action Center, Inc. Your Turnout Gear and PFOA
146 See Significant New Uses of Chemical Substances; Updates to the Hazard Communication Program and Regulatory Framework; Minor Amendments to Reporting Requirements for Premanufacture Notices, 81 Fed. Reg. 49,598 (July 28, 2016). 147 Cf. 15 U.S.C. § 2604(f)(4).
DEPARTMENT OF HEALTH AND HUMAN SERVICES
NATIONAL INSTITUTES OF HEALTH
NATIONAL INSTITUTE OF ENVIRONMENTAL HEALTH SCIENCES
Hearing on “Examining the Federal response to the risks associated with per- and
polyfluoroalkyl substances (PFAS)”
Testimony before the
Senate Committee on Environment and Public Works
Linda S. Birnbaum, Ph.D., D.A.B.T., A.T.S.
Director, National Institute of Environmental Health Sciences and National Toxicology Program
National Institutes of Health
March 28, 2019
1
Chairman Barrasso, Ranking Member Carper, Distinguished Members of the Senate Committee
on Environment and Public Works, thank you for inviting me to testify at this hearing on a topic
of increasing interest to the scientific community and to the greater public. I am Linda
Birnbaum, the Director of the National Institute of Environmental Health Sciences (NIEHS)
within the National Institutes of Health (NIH). I am also the Director of the National
Toxicology Program (NTP), which serves to develop and coordinate toxicological testing
across the Department of Health and Human Services, to conduct hazard assessments of toxic
substances, and to manage the Interagency Coordinating Committee on the Validation of
Alternative Methods. For the past 40 years I have conducted primary research in toxicology,
and I am here today in my role as Director of NIEHS to provide a scientific perspective about
the large, complex, and ever-expanding class of chemicals known as per and polyfluoroalkyl
substances (PFAS).
The National Institute of Environmental Health Sciences (NIEHS)
The NIEHS is one of several Federal agencies actively working to address various aspects
related to PFAS. The NIEHS mission, as set forth under the Public Health Service Act, is to conduct and support research, training, and health information dissemination with respect to
environmental factors that may affect human health, directly or indirectly.1 With this mandate,
NIEHS researchers use state-of-the-art science and technology to investigate the interplay between environmental exposures, human biology, genetics, and human disease to help
prevent illness, morbidity, and mortality, and improve human health. No age group or disease is beyond the NIEHS mission. Considering this fact, NIEHS researchers collaborate with their
peers at the other NIH Institutes and Centers focused on specific life stages, organ systems, or diseases.
NIEHS also has responsibilities under the Superfund Amendments and Reauthorization Act of
1986 (SARA) which created the Worker Training Program (WTP) and the Superfund Research Program (SRP) within NIEHS.2 The SRP is a broad university-based research program
capable of addressing the wide array of scientific uncertainties facing the national Superfund program. Within this purview is the development of methods and technologies to detect
hazardous substances in the environment; advanced techniques for the detection, assessment, and evaluation of the effects on human health of hazardous substances; methods to assess the
risks to human health presented by hazardous substances; and basic biological, chemical, and
physical methods to reduce the amount and toxicity of hazardous substances.
For nearly three decades,3 NIEHS has been the leading Federal agency sponsoring basic
research investigating health effects associated with human exposures to PFAS. NIEHS-
1 Section 463 of the Public Health Service Act. (42 USC 285l). 2 Sections 126(g) and 209(b) of the Superfund Amendments and Reauthorization Act of 1986. Public Law 99-499.
October 17, 1986. (42 USC 9660a and 42 USC 9660, respectively). 3 Harris MW, Birnbaum LS. Developmental Toxicity of Perfluorodecanoic Acid in C57BL/6N Mice. Fundam.
Appl. Toxicol. 1989; 12(3):442-448. DOI: 10.1093/toxsci/12.3.442.
2
supported research uses human observational studies, animal models, in vitro tissue and cell
culture systems, in silico approaches, and high throughput screening to study the effects of
environmental exposure.
The most conclusive research focuses on a single chemical to understand the cause and effect
on human health. While studying potentially toxic chemicals, we are largely limited to natural
history and population-based studies that attempt to find connections between populations
exposed and health effects in the real world. For that reason, you will hear me talk about
“associations” – certain health effects happened to more people than normal in populations that
are exposed.
The research conducted to date reveals associations between PFAS exposures and a variety of
specific adverse human health outcomes. These include the potential for effects on children’s
cognitive and neurobehavioral development, immune system dysfunction, endocrine
disruption, obesity, diabetes, lipid metabolism, and cancer. While knowledge about these
epidemiologic associations has steadily expanded in recent years, many questions remain
unanswered. The NIEHS and NTP, in coordination with other Federal agencies and State and
local governments, continue to conduct research to enhance our understanding of the potential
mechanisms and biological processes through which PFAS may be affecting human health.
NIEHS coordinates and participates in governmental health research to assure applicability,
disseminate findings, and prevent duplication of effort. To this end, NIEHS continues to co-
host and participate in numerous symposia and collaborative working groups.
Per and Polyfluoroalkyl Substances (PFAS)
Before detailing the health effects associated with PFAS exposures, it is necessary to describe
this class of chemicals. First created in the 1930s and 1940s, PFAS include some 4,700 man- made chemicals that contain fluorine atoms bonded to a carbon chain.4 The carbon-fluorine
bond is one of the strongest ever created by man and is rarely seen in nature. The unique chemical composition of PFAS imparts desirable physical and chemical properties for
consumer and industrial products, such as oil and water repellency, high and low temperature stability, and friction reduction. These properties have led to PFAS incorporation in a wide
range of consumer products, including textiles, paper products, semiconductors, automotive and aerospace components, cookware, food packaging, and stain repellant clothing. In
addition, PFAS play an important role in industrial processes and aqueous film-forming foams
(AFFF) that are used as a firefighting tool.
Our scientific understanding of PFAS compounds stems almost entirely from studies on a
select few. Perfluorooctanoic acid (PFOA) and perfluorooctane sulfonate (PFOS) have been
manufactured the longest, are the most widespread in the environment, and are the most well-
studied PFAS to date. PFOA was used in the production of fluoropolymers such as Teflon®,
and PFOS in the production of the original line of Scotchgard® water repellant products.
PFOA and PFOS are considered “long-chain” PFAS due to the length of their carbon chain
4 While approximately 4,700 fluorine-containing, man-made compounds have been created, not all of these
compounds have entered into commerce or been actively used.
3
backbones and have been studied for several decades. A wide range of “short-chain” PFAS
have been introduced recently as alternatives to the linear, “long-chain” compounds. All
PFAS have garnered increased attention by both the scientific community and the public.
Current efforts within the NIEHS and NTP to greatly enhance our understanding of additional
long-chain as well as short-chain PFAS are detailed later in this testimony.
The chemical composition of PFAS impart high stability for product design, and this characteristic makes PFAS extremely stable in the environment. In fact, PFAS and complex
PFAS degradation products remain in the environment for so long that scientists are unable to accurately estimate an environmental half-life. As PFAS are incorporated into more diverse
processes and products, they have greater potential for release into the environment.
Manufacturing and processing facilities, airports, and military installations that use firefighting foams are contributors to PFAS releases into the air, soil, and water, including both surface
and groundwater sources of drinking water.5 Because PFAS are resistant to environmental degradation processes, they are subject to long-range atmospheric and oceanic current
transport. PFAS have been identified in both environmental and biological samples collected in some of the most remote areas on earth.
As new knowledge is acquired about the breadth of exposures in many communities and the
potential hazards to human health, questions arise about whether continued use of PFAS in
specific applications is necessary, or if alternatives exist that may be less harmful but still
provide sufficient performance. As part of our portfolios, NIEHS and NTP contribute
substantively to the field of alternatives assessment to ensure harmful chemicals are not
replaced by similarly harmful but less well-studied related compounds.
Human Exposures Humans are exposed to PFAS through myriad pathways, practices, and products. Ingestion, particularly through drinking water, is the predominant human exposure pathway for many individuals or communities,6 but recent studies suggest that other exposure pathways, including
inhalation and dermal absorption, are significant for human exposure.7,8,9,10 Some PFAS
5 Hu XC, Andrews DQ, Lindstrom AB, Bruton TA, Schaider LA, Grandjean P, Lohmann R, Carignan CC, Blum A,
Balan SA, Higgins CP, Sunderland EM. Detection of Poly- and Perfluoroalkyl Substances (PFASs) in U.S.
Drinking Water Linked to Industrial Sites, Military Fire Training Areas, and Wastewater Treatment Plants. Environ.
Sci. Technol. Lett. 2016; 3(10):344-350. DOI: 10.1021/acs.estlett.6b00260. 6 Agency for Toxic Substances and Disease Registry (ATSDR). Routes of Exposure and Health Effects. An
Overview of Perfluoroalkyl and Polyfluoroalkyl Substances and Interim Guidance for Clinicians Responding to
Patient Exposure Concerns. Interim Guidance. Revised on May 7, 2018. Atlanta, GA: U.S. Department of
Health and Human Services, Public Health Service. Internet:
https://www.atsdr.cdc.gov/pfas/docs/pfas_clinician_fact_sheet_508.pdf. 7 D’eon JC, Mabury SA. Is Indirect Exposure a Significant Contributor to the Burden of Perfluorinated Acids
Observed in Humans? Environ. Sci. Technol. 2011; 45(19):7974–84. DOI: 10.1021/es200171y. 8 Schaider, LA, Balan, SA, Blum, A, Andrews, DQ, Strynar, M, Dickinson, ME, Lunderberg, DM, Lang, JR,
Peaslee, GF. Fluorinated Compounds in U.S. Fast Food Packaging. Environ. Sci. Technol. Lett. 2017; 4(3):105-
111. DOI: 10.1021/acs.estlett.6b00435. 9 Franko J, Meade BJ, Frasch HF, Barbero AM, Anderson SE. Dermal Penetration Potential of Perfluorooctanoic
Acid (PFOA) in Human and Mouse Skin. J. Toxicol. Environ. Health A. 2012; 75(1):50-62.
DOI: https://doi.org/10.1080/15287394.2011.615108. 10 Winkens K, Vestergren R, Berger U, Cousins IT. Early Life Exposure to Per- and Polyfluoroalkyl Substances
4
bioaccumulate, leading to concentrations in animals and humans that are significantly higher
than the surrounding environment, and they enter the human food chain.11,12,13
Human exposures to PFAS are extremely widespread. The Centers for Disease Control and
Prevention’s (CDC) National Center for Health Statistics’ 2011–2012 U.S. National Health and Nutrition Examination Survey (NHANES) reported detectable PFAS blood serum
concentrations in virtually all individuals (97 percent).14 The most recent NHANES data indicate a reduction in serum concentrations of PFOS and PFOA since they were voluntarily
phased out of production in the United States beginning in 2002 and 2006, respectively. Replacement PFAS have subsequently been rapidly introduced into the market and exposure is
more difficult to assess accurately due to a lack of analytical standards.
Health Effects Research
Our understanding of the health effects associated with PFAS and our ability to draw
conclusions regarding the contribution of any specific PFAS to human disease is based on
combined data from multiple studies investigating epidemiologic associations in human cohort
studies, biological plausibility and pathways in animal studies, mechanistic effects in human
tissue and cell culture systems, and rapid high-throughput screening. It is important to note that
epidemiology studies alone cannot definitively prove causation, and while animal studies are an
important marker of scientific discovery, they may not be perfect predictors of effects in
humans. By combining and carefully considering data across multiple types of studies, we can
begin to build an understanding of how PFAS impact human health and recommend steps to
mitigate deleterious impacts.
When investigating possible human health effects of chemical compounds distributed in the
environment, it is also important to recognize that effects from exposure to mixtures pose
unique challenges. While studies indicate adverse health effects due to exposures from certain
PFAS, such as PFOA and PFOS, we have only limited or no data on which to base conclusions
for the majority of PFAS. Our current scientific method involves using our understanding of
the biological and chemical processes being influenced by the few well-studied chemicals to
extrapolate potential conclusions about structurally similar compounds which we can
reasonably expect to act through the same pathways and have similar effects. More research is
needed to identify causal relationships between exposure to PFAS and adverse health effects in
(PFASs): a Critical Review. Emerging Contaminants. June 2017; (3)2:55-68. DOI: 10.1016/j.emcon.2017.05.001. 11 Bryne S, Seguinot-Medina S, Miller P, Waghiyi V, von Hippel FA, Loren Buck C, Carpenter DO. Exposure to
Polybrominated Diphenyl Ethers and Perfluoroalkyl Substances in a Remote Population of Alaska Natives.
2017(Dec.); 231(1):387-395. Environ. Poll. DOI: 10.1016/j.envpol.2017.08.020. 12 Ghisi R, Vamerali T, Manzetti S. Accumulation of Perfluorinated Alkyl Substances (PFAS) in Agricultural
Plants: A Review. Environ. Res. 2019(Feb.); 169:326-341. DOI: 10.1016/j.envres.2018.10.023. 13 Scher DP, Kell JE, Huset CA, Barry KM, Hoffbeck RW, Yingling VL, Messing RB. Occurrence of
Perfluoroalkyl Substances (PFAS) in Garden Produce at Homes with a History of PFAS-Contaminated Drinking
Water. Chemosphere. 2018; 196:548-555. DOI: 10.1016/j.chemosphere.2017.12.179. 14 Hu XC, Andrews DQ, Lindstrom AB, Bruton TA, Schaider LA, Grandjean P, Lohmann R, Carignan CC, Blum
A, Balan SA, Higgins CP, Sunderland EM. Detection of Poly- and Perfluoroalkyl Substances (PFASs) in U.S.
Drinking Water Linked to Industrial Sites, Military Fire Training Areas, and Wastewater Treatment Plants.
Environ. Sci. Technol. Lett. 2016; 3(10):344-350. DOI: 10.1021/acs.estlett.6b00260.
5
humans.
Decreased Immune System Function As early as 1978, scientists observed immunotoxicity in non-human primates exposed to PFAS.15 In 2016, NTP conducted a systematic literature review which concluded that PFOA and PFOS are presumed to be a hazard to healthy immune system function in humans.16 This conclusion is based on a high level of evidence that PFOA and PFOS suppressed the antibody response in animal studies, and a moderate level of evidence that these chemicals affect multiple aspects of the immune system in humans. Adult PFAS exposure has also been associated with decreases in antibody production.17 NTP is building on this 2016 systematic review to evaluate immunotoxicity of six related PFAS: PFDA, PFNA, PFHxA, PFBA, PFBS and PFHxS.18
Cancer
The epidemiological data on associations between PFAS and cancer risk are limited. Those published studies were recently summarized by the Agency for Toxic Substances and Disease Registry (ATSDR) in their Draft Toxicological Profile for Perfluoroalkyls.19 According to the Toxicological Profile, “Occupational and community exposure studies have found increases in the risk of testicular and kidney cancer associated with PFOA. No consistent epidemiologic
evidence for other cancer types were found for PFOA.20,21 For PFOS, one occupational exposure study reported an increase in bladder cancer,22 but this was not supported by subsequent occupational studies. General population studies have not consistently reported increases in malignant tumors for PFOS. Epidemiologic studies examining other perfluoroalkyl compounds consisted of two case-control studies. No increases in breast cancer risk were observed for PFHxS or PFNA; an increased breast cancer risk was observed for PFOSA.23
15 Goldenthal EI, Jessup DC, Geil RG, Mehring JS. Final report, ninety day subacute rhesus monkey toxicity study,
International Research and Development Corporation, study no. 137–090, November 10, 1978, U.S. EPA
Administrative Record, AR226–0447. 16 National Toxicology Program. Monograph on Immunotoxicity Associated with Exposures to PFOA and PFOS.
Sept. 2016. Research Triangle Park, NC: U.S. Internet:
https://ntp.niehs.nih.gov/pubhealth/hat/noms/pfoa/index.html. 17 Kielsen K, Shamim Z, Ryder LP, Nielsen F, Grandjean P, Budtz-Jørgensen E, Heilmann C. Antibody Response
to Booster Vaccination with Tetanus and Diphtheria in Adults Exposed to Perfluorinated Alkylates. J. Immunotoxicol. 2016; 13(2):270-3. DOI: 10.3109/1547691X.2015.1067259. 18 The six PFAS for which the National Toxicology Program is building on its 2016 systematic review to evaluate
immunotoxicity are: perfluorodecanoic acid (PFDA); perfluorononanoic acid (PFNA); perfluorohexanoic acid
(PFHxA); perfluorobutanesulfonic acid (PFBS); perfluorobutanesulfonic acid (PFBS); and perfluorohexanesulfonic
acid (PFHxS). 19 Agency for Toxic Substances and Disease Registry (ATSDR). Toxicological profile for Perfluoroalkyls. (Draft
for Public Comment). 2018. Atlanta, GA: U.S. Department of Health and Human Services, Public Health Service.
Internet: https://www.atsdr.cdc.gov/toxprofiles/tp.asp?id=1117&tid=237. 20 Barry V, Winquist A, Steenland K. Perfluorooctanoic Acid (PFOA) Exposures and Incident Cancers Among
Adults Living Near a Chemical Plant. Environ. Health. Perspect. 2013; 121(11-12):1313-1318. DOI:
10.1289/ehp.1306615. 21 Steenland K, Woskie S. Cohort Mortality Study of Workers Exposed to Perfluorooctanoic Acid. Am. J.
Epidemiol. 2012; 176(10):909-917. DOI: 10.1093/aje/kws171. 22 Alexander BH, Olsen GW, Burris JM, Mandel JH, Mandel JS. Mortality of Employees of a
Perfluorooctanesulphonyl Fluoride Manufacturing Facility. Occup. Environ. Med. 2003; 60:722-729.
DOI: 10.1136/oem.60.10.722. 23 Bonefeld-Jorgensen EC, Long M, Fredslund SO, Bossi R, Olsen J. Breast Cancer Risk After Exposure to
6
Another case- control study did not find increases in prostate cancer for PFOA, PFOS, PFHxS, PFNA, PFDeA, or PFUA.24 However, among men with a first-degree relative with prostate cancer, associations were found for PFOA, PFOS, PFHxS, PFDeA, and PFUA, but not for PFNA.”25
Child Development
PFOA and PFOS cause developmental toxicity in animals.26,27,28 Human epidemiology studies also show associations between some PFAS and developmental effects.29 One human study found that PFAS exposure during pregnancy was associated with decreased birth weight and head circumference only in males.30 Similar decreases in birth weight have been reported in rodents for over a decade.31 Recent findings from NIEHS-supported epidemiological studies of a cohort of mothers and babies showed that prenatal exposure to PFOS is associated with cognitive effects and decreased ability to regulate behavior in school-age children. However, no similar association was observed in this study for PFOA exposure.32
A review of the epidemiological literature by an NIEHS-funded scientist summarized findings
from several prospective cohorts on the relationship between prenatal exposure to certain PFAS and neurodevelopmental and neurobehavioral outcomes – for example, cognitive
abilities, psychomotor development, attention-deficit hyperactivity disorder, and cerebral palsy. So far, the available body of evidence is inconsistent with respect to these associations,
both with respect to which compounds may have adverse effects and timing of potential
windows of vulnerability. Additional studies are needed to resolve these questions.33 Animal
Perfluorinated Compounds in Danish Women: A Case-Control Study Nested in The Danish National
Birth Cohort. Cancer Causes Control. 2014; 25(11):1439-1448. DOI: 10.1007/s10552-014-0446-7. 24 Hardell E, Karrman A, van Bavel B, Bao J, Carlberg M, Hardell L. Case-Control Study on Perfluorinated Alkyl
Acids (PFAAs) and the Risk of Prostate Cancer. Environ. Int. 2014; 63:35-39. DOI: 10.1016/j.envint.2013.10.005. 25 Ibid. 26 White SS, Calafat AM, Kuklenyik Z, Thibodeaux J, Wood C, Fenton, SE. Gestational PFOA Exposure of Mice Is
Associated with Altered Mammary Gland Development in Dams and Female Offspring. Toxicol. Sci. 2007;
96(1):133-144. DOI: 10.1093/toxsci/kfl177. 27 Butenhoff JL, Ehresman DJ, Chang SC, Parker GA, Stump DG. Gestational and Lactational Exposure to
Potassium Perfluorooctanesulfonate (K+PFOS) in Rats: Developmental Neurotoxicity. Reprod. Toxicol. 2009 Jun;
27(3-4):319-30. DOI: 10.1016/j.reprotox.2008.12.010. 28 Chen T, Zhang L, Yue JQ, Lv ZQ, Xia W, Wan YJ, Li YY, Xu SQ. Prenatal PFOS Exposure Induces Oxidative
Stress and Apoptosis in the Lung of Rat Off-Spring. Reprod. Toxicol. 2012 Jul; 33(4):538-45. DOI:
10.1016/j.reprotox.2011.03.003. 29 White SS, Fenton SE, Hines EP. Endocrine Disrupting Properties of Perfluorooctanoic Acid. J. Steroid Biochem.
Mol. Biol. 2011 Oct; 127(1-2):16–26. DOI: 10.1016/j.jsbmb.2011.03.011. 30 Valvi D, Oulhote Y, Weihe P, Dalgård C, Bjerve KS, Steuerwald U, Grandjean P. Gestational Diabetes and
Offspring Birth Size at Elevated Environmental Pollutant Exposures. Environ. Int. 2017 Oct; 107:205-215. DOI:
10.1016/j.envint.2017.07.016. 31 Hines, EP, White, SS, Stanko, JP, Gibbs-Flournoy JE, Lau C, Fenton SE. Phenotypic Dichotomy Following
Developmental Exposure to Perfluorooctanoic Acid (PFOA) in Female CD-1 Mice: Low Doses Induce Elevated
Serum Leptin and Insulin, and Overweight in Mid-Life. Mol. Cell. Endocrinol. 2009 May 25; 304(1-2):97-105.
DOI: 10.1016/j.mce.2009.02.021. 32 Vuong AM, Yolton K, Webster GM, Sjödin A, Calafat AM, Braun JM, Dietrich KN, Lanphear BP, Chen A.
Prenatal Polybrominated Diphenyl Ether and Perfluoroalkyl Substance Exposures and Executive Function in
School-Age Children. Environ. Res. 2016 May; 147:556–564. DOI: 10.1016/j.envres.2016.01.008. 33 Braun J. Early-Life Exposure to EDCs: Role in Childhood Obesity and Neurodevelopment. Nat. Rev.
Endocrinol. 2017 Mar; 13(3):161–173. DOI: 10.1038/nrendo.2016.186.
7
studies are consistent with and provide additional biological plausibility for the developmental
effects observed in the human studies.34,35
Endocrine Disruption
Studies suggest that some PFAS may interfere with healthy hormonal function in the body. Our
endocrine system controls our basic physiology, including metabolism, growth, fertility, and
development. Human studies suggest a concern that early-life exposures to some PFAS may
contribute to altered insulin resistance.36,37 Although further confirmation is required, the
findings from one study suggest that exposures to some PFAS during pregnancy may influence
lipid metabolism and glucose tolerance.38 A study of pregnant women in Cincinnati found that
those with higher prenatal PFAS levels had children with higher body fat levels at age eight39—a
finding reinforced by other epidemiological studies40,41 and similar effects on excessive body
weight gain reported for experimental animals.42 It appears that some PFAS may also affect
body weight later in life. Scientists at the Harvard School of Public Health have found that
adults with higher blood levels of some PFAS have lower resting metabolic rates, meaning they
burn fewer calories while resting, which makes it difficult for them to maintain weight loss.43
34 Valvi D, Oulhote Y, Weihe P, Dalgård C, Bjerve KS, Steuerwald U, Grandjean P. Gestational diabetes and
offspring birth size at elevated environmental pollutant exposures. Environ. Int. 2017 Oct; 107:205-215. DOI:
10.1016/j.envint.2017.07.016. 35 Hines EP, White SS, Stanko JP, Gibbs-Flournoy EA, Lau C, Fenton SE. Phenotypic dichotomy following
developmental exposure to perfluorooctanoic acid (PFOA) in female CD-1 mice: Low doses induce elevated serum
leptin and insulin, and overweight in mid-life. Mol Cell Endocrinol. 2009 May; 304(1-2):97-105. DOI:
10.1016/j.mce.2009.02.021. 36 Donat-Vargas C, Bergdahl IA, Tornevi A, Wennberg M, Sommar J, Kiviranta H, Koponen J, Rolandsson O,
Åkesson A. Perfluoroalkyl Substances and Risk of Type II Diabetes: A Prospective Nested Case-Control Study.
Environ. Int. 2019 Feb; 123:390-398. DOI: 10.1016/j.envint.2018.12.026. 37 Fleisch AF, Rifas-Shiman SL, Mora AM, Calafat AM, Ye X, Luttmann-Gibson H, Gillman MW, Oken E, Sagiv
SK. Early-Life Exposure to Perfluoroalkyl Substances and Childhood Metabolic Function. Environ. Health.
Perspect. 2017 Mar; 125(3):481-487. DOI: 10.1289/EHP303. 38 Matilla-Santander N, Valvi D, Lopez-Espinosa MJ, Manzano-Salgado CB, Ballester F, Ibarluzea J, Santa-
Marina L, Schettgen T, Guxens M, Sunyer J, Vrijheid M. Exposure to Perfluoroalkyl Substances and Metabolic
Outcomes in Pregnant Women: Evidence from the Spanish INMA Birth Cohorts. Environ. Health. Perspect.
2017 Nov 13; 125(11):117004. DOI: 10.1289/EHP1062. 39 Braun JM, Chen A, Romano ME, Calafat AM, Webster GM, Yolton K, Lanphear BP. Prenatal Perfluoroalkyl
Substance Exposure and Child Adiposity at 8 Years of Age: The HOME Study. Obesity. 2016 Jan; 24(1):231-7.
DOI: 10.1002/oby.21258. 40 Mora AM, Oken E, Rifas-Shiman SL, Webster TF, Gillman MW, Calafat AM, Ye X, Sagiv SK. Prenatal
Exposure to Perfluoroalkyl Substances and Adiposity in Early and Mid-Childhood. Environ. Health. Perspect.
2017 Mar; 125(3):467-473. DOI: 10.1289/EHP246. 41 Karlsen M, Grandjean P, Weihe P, Steuerwald U, Oulhote Y, Valvi D. Early-Life Exposures to Persistent
Organic Pollutants in Relation to Overweight in Preschool Children. Reprod. Toxicol. 2017 Mar; 68:145-153.
DOI: 10.1016/j.reprotox.2016.08.002. 42 Hines EP, White SS, Stanko JP, Gibbs-Flournoy EA, Lau C, Fenton SE. Phenotypic Dichotomy Following
Developmental Exposure to Perfluorooctanoic Acid (PFOA) in Female CD-1 Mice: Low Doses Induce Elevated
Serum Leptin and Insulin, and Overweight in Mid-Life. Mol. Cell. Endocrinol. 2009 May 25; 304(1-2):97-105.
DOI: 10.1016/j.mce.2009.02.021. 43 Liu G, Dhana K, Furtado JD, Rood J, Zong G, Liang L, Qi L, Bray GA, DeJonge L, Coull B, Grandjean P,
Sun Q. Perfluoroalkyl Substances and Changes in Body Weight and Resting Metabolic Rate in Response to
Weight-Loss Diets: A Prospective Study. PLoS Med. 2018; 15(2):e1002502. DOI:
10.1371/journal.pmed.1002502.
8
Effects on weight gain have been seen in numerous animal studies,44,45,46 supporting this
association in humans. It is particularly concerning that some PFAS alter thyroid hormone
homeostasis that regulates metabolism and growth.47,48,49
Fertility is another outcome related to endocrine effects. A literature review of recent human
epidemiologic evidence on the association between exposure to some PFAS and measures of
human fertility show effects on the probability of conception.50,51 In addition, several recent
studies have shown that the duration of breastfeeding decreases with increasing blood
concentrations of certain PFAS.52,53 This is similar to 2006 findings in animals reporting
impaired mammary gland development and lactation during and after pregnancy in mice.54
NIEHS Extramural PFAS Research Portfolio
NIEHS currently funds over 40 academic-based research projects that explore the health
consequences of PFAS exposures. These projects include fundamental and human-based
research projects that are funded through competitive awards using various NIH grant
mechanisms. Concomitant with the recent emergence of public concerns about PFAS exposures,
NIEHS has received a large increase in the number of grant applications and awarded more
grants in this research area over the past year. For example, since September 2018, NIEHS has
44 Grün F, Blumberg B. Endocrine Disrupters as Obesogens. Mol. Cell. Endocrinol. 2009 May 25; 304(1-2):19-29.
DOI: 10.1016/j.mce.2009.02.018. 45 Shi Z, Zhang H, Ding L, Feng Y, Xu M, Dai J. The Effect of Perfluorododecanonic Acid on Endocrine Status,
Sex Hormones and Expression of Steroidogenic Genes in Pubertal Female Rats. Reprod. Toxicol. 2009 Jun; 27(3-
4):352-9. DOI: 10.1016/j.reprotox.2009.02.008. 46 Holtcamp W. Obesogens: An Environmental Link to Obesity. Environ. Health. Perspect. 2012; 120:a62–8.
DOI: 10.1289/ehp.120-a62. 47 Byrne SC, Miller P, Seguinot-Medina S, Waghiyi V, Buck CL, von Hippel FA, Carpenter DO. Exposure to
Perfluoroalkyl Substances and Associations with Serum Thyroid Hormones in a Remote Population of Alaska
Natives. Environ. Res. 2018 Oct; 166:537-543. DOI: 10.1016/j.envres.2018.06.014. 48 Kim MJ, Moon S, Oh BC, Jung D, Ji K, Choi K, Park YJ. Association Between Perfluoroalkyl Substances
Exposure and Thyroid Function in Adults: A Meta-Analysis. PLoS One. 2018 May 10; 13(5):e0197244. DOI:
10.1371/journal.pone.0197244. 49 Preston EV, Webster TF, Oken E, Claus Henn B, McClean MD, Rifas-Shiman SL, Pearce EN, Braverman
LE, Calafat AM, Ye X, Sagiv SK. Maternal Plasma per- and Polyfluoroalkyl Substance Concentrations in
Early Pregnancy and Maternal and Neonatal Thyroid Function in a Prospective Birth Cohort: Project Viva
(USA). Environ. Health. Perspect. 2018 Feb 27; 126(2):027013. DOI: 10.1289/EHP2534. 50 Bach CC, Vested A, Jørgensen K, Bonde JP, Henriksen TB, Toft G. Perfluoroalkyl and Polyfluoroalkyl
Substances and Measures of Human Fertility: A Systematic Review. Crit. Rev. Toxicol. 2016 Oct; 46(9):735-55.
DOI: 10.1080/10408444.2016.1182117. 51 Jørgensen KT, Specht IO, Lenters V, Bach CC, Rylander L, Jönsson BAG, Lindh CH, Giwercman A, Heederik D,
Toft G, Bonde JP. Perfluoroalkyl substances and time to pregnancy in couples from Greenland, Poland and
Ukraine. Environmental Health. 2014; 13:116. DOI: 10.1186/1476-069X-13-116. 52 Timmermann CA, Budtz-Jørgensen E, Petersen MS, Weihe P, Steuerwald U, Nielsen F, Jensen TK, Grandjean P.
Shorter Duration of Breastfeeding at Elevated Exposures to Perfluoroalkyl Substances. Reprod. Toxicol. 2017 Mar;
68:164-170. DOI: 10.1016/j.reprotox.2016.07.010. 53 Romano ME, Xu Y, Calafat AM, Yolton K, Chen A, Webster GM, Eliot MN, Howard CR, Lanphear BP,
Braun JM. Maternal Serum Perfluoroalkyl Substances During Pregnancy and Duration of Breastfeeding.
Environ. Res. 2016 Aug; 149:239-246. DOI: 10.1016/j.envres.2016.04.034. 54 White SS, Calafat AM, Kuklenyik Z, Villanueva L, Zehr RD, Helfant L, Strynar MJ, Lindstrom AB, Thibodeaux
JR, Wood C, Fenton SE. Gestational PFOA Exposure of Mice is Associated with Altered Mammary Gland
Development in Dams and Female Offspring. Toxicol. Sci. 2007 Mar; 96(1):133-44. DOI: 10.1093/toxsci/kfl177.
9
awarded 10 new research project grants—representing a more than 30% increase in its
extramural PFAS portfolio—focused on PFAS, many of which are investigating early life
exposures (in utero and early childhood) and long-term health effects. Moreover, over the past
seven months (September 2018-March 2019), NIEHS grantees have published 28 manuscripts
detailing the health impacts of PFAS exposures. This list of manuscripts is attached to my
testimony.
NIEHS Superfund Research Program (SRP)
Recently, NIEHS competitively awarded a five-year grant to the University of Rhode Island to
fund its “Sources, Transport, Exposure and Effects of PFASs (STEEP) Superfund Research
Program Center” (Fiscal Years 2017-2022).55 The Center is assessing the impact of PFAS
exposures on immune dysfunction and metabolic abnormalities by examining the health of nine-
year-old children from birth cohorts in the Faroe Islands (Denmark).56 Recent results from a
prospective study of over 1,000 children show that weakened immune response is correlated with
PFAS exposure.57 The Center is also tracing unique PFAS chemical fingerprints at a
contaminated groundwater site on Cape Cod, Massachusetts, leading to exposure through
drinking water, as a function of PFAS chemistry, geochemistry, and distance from the source.
Additionally, the Center is developing and validating novel passive sampling tools for PFAS to
measure time weighted average concentrations for some PFAS and their volatile precursors.
These tools can be deployed to aid site managers in their risk characterization.58 Promising
results to date indicate that these sampling tools can be effective monitors for airborne PFAS, a
route that may contribute significantly to PFAS fate, transport, and human exposure. Finally, the
Center is engaging communities and advising stakeholders on ways to effectively reduce human
exposure to PFAS. Other NIEHS Superfund Research Program Centers are providing technical
assistance regarding PFAS to State and local governments, water authorities, and private well
users. The Brown University Superfund Research Center has developed Geographical
Information Systems (GIS)-based databases for identifying municipalities at risk for PFAS
exposure based on past land use data.59,60 Other research at the University of Arizona is also
developing groundwater modeling tools to predict how PFAS move in the subsurface, helping to
55 NIH Grant No. P42ES027706. Sources, Transport, Exposure and Effects of PFASs (STEEP). McCann, Alyson.
University of Rhode Island. Awarded August 30, 2017. NIH RePORTER Link. 56 Dassuncao C, Pickard H, Pfohl M, Tokranov AK, Li M, Mikkelsen B, Slitt A, Sunderland EM. Phospholipid
Levels Predict the Tissue Distribution of Poly- and Perfluoroalkyl Substances in a Marine Mammal. Environ. Sci
Technol. Lett. 2019; 6(3):119-125. DOI: 10.1021/acs.estlett.9b00031. 57 Budtz-Jørgensen E, Grandjean P. Application of Benchmark Analysis for Mixed Contaminant Exposures: Mutual
Adjustment of Perfluoroalkylate Substances Associated with Immunotoxicity. PLoS One. 2018; 13(10):e0205388.
DOI: 10.1371/journal.pone.0205388. 58 Dixon-Anderson E, Lohmann R. Field-Testing Polyethylene Passive Samplers for the Detection of Neutral
Polyfluorinated Alkyl Substances in Air and Water. Environ. Toxicol. Chem. 2018; 37:3002-3010.
DOI: 10.1002/etc.4264. 59 Guelfo J, Adamson DT. Evaluation of a National Data Set for Insights into Sources, Composition, and
Concentrations of Per- and Polyfluoroalkyl Substances (PFASs) in U.S. Drinking Water. Environ. Pollut. 2018;
236:505-513. DOI: 10.1016/j.envpol.2018.01.066. 60 Guelfo J, Marlow T, Klein D, Savitz D, Frickel S, Crimi M, Suuberg EM. Evaluation and Management Strategies
for Per- and Polyfluoroalkyl Substances (PFASs) in Drinking Water Aquifers: Perspectives from Impacted U.S.
Northeast Communities. Environ. Health Perspect. 2018; 126:13. DOI: 10.1289/ehp2727.
10
understand where to target remediation approaches.61,62,63,64 SRP grantees have continued to
work closely with Federal and State officials to translate scientifically defensible findings to
guide best practices for PFAS monitoring and management—including several outreach efforts
within regions impacted by PFAS—such as the New England States (Northeast Waste
Management Officials’ Association), as well as Michigan, North Carolina and New York. These
outreach efforts also extend to communities grappling with the complexities of PFAS exposure
and the uncertainties of risk.
The Superfund Research Program has been a key player in developing new solutions to PFAS
contamination. Through Small Business Innovation Research (SBIR) grants, the Program
provides support to scientists and engineers developing novel technologies for mitigation and
remediation of PFAS in the environment. NIEHS SBIR grantee CycloPure, Inc., is developing
novel, high-affinity cyclodextrin polymers for the cost-effective remediation of PFAS from
water.65 In another NIEHS SBIR project, EnChem Engineering, Inc. is developing and
demonstrating an innovative combined in-situ / ex-situ technology to cost-effectively expedite
treatment of PFAS at Superfund sites. The technology includes a mobile unit that combines a
wash cycle using a non-toxic sugar, followed by an intense extraction and destruction process.
Their results show more than 99% removal.66 Yet another in-situ / ex-situ process is being
developed by Lynntech, Inc. and utilizes plasma-based technology to decompose PFAS in
water.67 Additionally, the Michigan State University and Texas A&M University Superfund
Research Centers are developing strategies to remediate PFAS via energy efficient nanoreactors
capable of breaking the carbon-fluorine bond, as well as hydrogel sorbents to extract PFAS,
respectively.68,69,70 Also of note, the University of California, Berkeley Superfund Research
61 NIH Grant No. P42ES004940. Sequestration Processes for Attenuation and Treatment of Arsenic and Other
Toxic Elements in Mine Waters. Brusseau, Mark. University of Arizona. Awarded August 1, 2017. NIH
RePORTER Link. 62 Brusseau ML. The Influence of Molecular Structure on the Adsorption of PFAS to Fluid-Fluid Interfaces: Using
QSPR to Predict Interfacial Adsorption Coefficients. Water Res. 2019; 152:148-158. DOI:
10.1016/j.watres.2018.12.057. 63 Brusseau ML. Assessing the Potential Contributions of Additional Retention Processes to PFAS Retardation in
the Subsurface. Sci. Total Environ. 2018; 613:176-185. DOI: 10.1016/j.scitotenv.2017.09.065. 64 Brusseau M, Yan N, Van Glubt S, Wang Y, Chen W, Lyu Y, Dungan B, Carroll K, Holguin FO. Comprehensive
Retention Model for PFAS Transport in Subsurface Systems. Water Res. 2019; 148:41-50. DOI:
10.1016/j.watres.2018.10.035. 65 NIH Grant No. R43ES029401. Remediation of Perfluorinated Chemicals in Water Using Novel High-Affinity
Polymer Adsorbents. Barin, Gokhan. CycloPure, Inc. Awarded March 22, 2018. NIH RePORTER Link. 66 NIH Grant No. R43ES028649. Bench Scale Studies of Novel In-situ Aquifer Remediation of Recalcitrant
Fluorinated Organic Compounds at Superfund Sites. Ball, Raymond. EnChem Engineering, Inc. Awarded August
28, 2017. NIH RePORTER Link. 67 NIH Grant No. R43ES030250. Continuous Removal/Disposal System for the Concurrent Sorption and
Breakdown of Contaminants into Harmless Precipitates. Miller, Joseph. Lynntech, Inc. Awarded September 18,
2018. NIH RePORTER Link. 68 NIH Grant No. P42ES027704. Mitigation of Chemical and Mixture Effects Through Broad-Acting Sorbents.
Phillips, Timothy. Texas A&M University. Awarded August 31, 2017. NIH RePORTER Link. 69 Huang PJ, Hwangbo M, Chen ZY, Liu YN, Kameoka J, Chu KH. Reusable Functionalized Hydrogel Sorbents for
Removing Long- and Short-Chain Perfluoroalkyl Acids (PFAAs) and GenX from Aqueous Solution. ACS Omega.
2018; 3(12):17447–17455. DOI: 10.1021/acsomega.8b02279. 70 Tian H, Gao J, Li H, Boyd SA, Gu C. Complete Defluorination of Perfluorinated Compounds by Hydrated
Electrons Generated from 3-Indole-acetic-acid in Organomodified Montmorillonite. Sci. Rep. 2016; 6:32949. DOI:
11
Center is combining biological and chemical treatment options to degrade and destroy PFAS and
AFFF.71,72,73
NIEHS Time-Sensitive Research Awards
In addition to its regular funding programs, NIEHS has used a mechanism to support time-
sensitive research opportunities related to PFAS. Time-sensitive grants are a rapid mechanism used to support research that characterizes initial exposures, collects human biological samples,
and collects human health and exposure data.74 Researchers at the Colorado School of Public Health, the University of Colorado Anschutz Medical Campus, and the Colorado School of
Mines are studying PFAS exposures in residents near Colorado Springs whose wells and public water systems were contaminated with a wide range of PFAS, including high levels of
perfluorohexane sulfonate (PFHxS).75,76 This time-sensitive study started near the peak of
exposure after contamination was discovered and will explore ways to measure how exposure levels to PFAS in the residents change over time.
In 2016, elevated levels of GenX, a short-chain PFAS containing an ether link generated in the
production of non-stick coatings, were detected in North Carolina’s Cape Fear River. The Cape
Fear River provides drinking water for approximately 300,000 people and a production facility
had been releasing GenX upstream. NIEHS funded a study at North Carolina State University
to address community questions about GenX exposure and health effects, including GenX’s
potential toxicity, how it is stored in the body, and how long it remains in the environment.77,78
Sampling results to date indicate elevation of GenX above the North Carolina Department of
Health and Human Services health goal—140 parts per trillion—in treated water from at least
10.1038/srep32949. 71 Bruton TA, Sedlak DL. Treatment of Aqueous Film-Forming Foam by Heat-Activated Persulfate Under
Conditions Representative of In Situ Chemical Oxidation. Environ. Sci. Technol. 2017; 51:13878-13885. DOI:
10.1021/acs.est.7b03969. 72 Bruton TA, Sedlak DL. Treatment of Perfluoroalkyl Acids by Heat-Activated Persulfate Under Conditions
Representative of In Situ Chemical Oxidation. Chemosphere. 2018; 206:457-464. DOI:
10.1016/j.chemosphere.2018.04.128. 73 Yi S, Harding-Marjanovic KC, Houtz EF, Gao Y, Lawrence JE, Nichiporuk RV, Iavarone A, Zhuang W, Field
JA, Sedlak DL, Alvarez-Cohen L. Biotransformation of AFFF Component 6:2 Fluorotelomer Thioether Amido
Sulfonate Generates 6:2 Fluorotelomer Thioether Carboxylate Under Sulfate-Reducing Conditions. Environ. Sci.
Technol. Lett. 2018; 5:283-288. DOI: 10.1021/acs.estlett.8b00148. 74 National Institute of Environmental Health Sciences. Time-Sensitive Research Opportunities in Environmental
Health. Internet: https://www.niehs.nih.gov/research/supported/timesensitve/index.cfm. 75 NIH Grant No. R21ES029394. Exposure and Health Effects from Poly- and Perfluoroalkyl Substances in
Colorado Water. Adgate, John L. University of Colorado Denver. Awarded December 13, 2017. NIH
RePORTER Link. 76 Gill N. Exposure Study to Assess People and Water Near Colorado Springs; Toxic Chemicals Have
Contaminated Water Supplies for 65,000. CU Anschutz Today. December 21, 2017. Internet:
https://www.cuanschutztoday.org/exposure-study-assess-people-water-near-colorado-springs. 77 NIH Grant No. R21ES029353. Assessing Impact of Drinking Water Exposure to GenX (Hexafluoropropylene
Oxide Dimer Acid) in the Cape Fear River Basin, North Carolina. Hoppin, Jane. North Carolina State University
Raleigh. Awarded on October 31, 2017. NIH RePORTER Link. 78 Peake T. Researchers Receive Grant to Study GenX Exposure in New Hanover County Residents. NC State
News. November 1, 2017. Internet: https://news.ncsu.edu/2017/11/genx-study/.
12
one water treatment plant,79 and groundwater-fed drinking water wells without granular
activated carbon filtration.80 Many other PFAS were also measured in treated Cape Fear River
tap water. GenX was not detected in the tap water of homes whose groundwater was treated
with granular activated carbon filtration. Blood and urine levels reported to date as part of this
ongoing analysis reveal that PFOA, PFOS, and additional known and unknown PFAS have
been detected in the study population. In rodent models, NTP is studying how GenX moves
through the body and whether it affects function of the placenta, immune system, liver, and
other tissues.
NTP REACT Program
The NTP Responsive Evaluation and Assessment of Chemical Toxicity, or REACT, Program
is broadening our understanding of PFAS by studying over a hundred compounds that fall into
different subclasses based on similarities in chemical properties. Scientists will be able to
compare one PFAS to another, determine the relationship between chain length and other
structural features and toxicity, and inform on whether there are common or overlapping
patterns of toxicity.
REACT uses a combination of approaches. One project analyzes the chemical structure of
PFAS compounds to see what information is available in databases for that compound or others
with similar structure. Chemical structure plays a major role in how chemicals interact and
chemicals with similar structure often have similar toxicity. This computer-based step is
known as in silico screening. Based on in silico results, chemicals can be selected for further
targeted laboratory testing with cells, known as in vitro testing. Examples include testing
whether PFAS cause cells to die or substantially alter the function of human liver, placenta, or
mammary gland derived cells. Some of these tests are similar to, or a refinement of, those used
in the automated Toxicology in the 21st Century (Tox21) Program, a Federal collaboration
among the NIH, the U.S. Environmental Protection Agency (EPA), and the U.S. Food and
Drug Administration (FDA).81 The in vitro data are then examined to prioritize select chemicals
for toxicity testing in animals, known as in vivo studies, so the data can be considered all
together. REACT is a collaborative program with EPA. Both NTP and EPA are contributing
complementary resources to coordinate and share what is learned about individual chemicals.
Current Challenges
Real-world human exposures to PFAS involve complex mixtures, not individual chemicals. This fact complicates both the science of exposure and the assessment of health risks.82 Currently, analytical techniques are limited for determining which specific PFAS are contained in a given
79 North Carolina Department of Environmental Quality. GenX Results. Internet:
https://www.ncwater.org/?page=690&Action=doGraphs. 80 Leonard L. North Carolina Department of Environmental Quality. Latest test results show elevated levels of
GenX in 30 more private wells. December 13, 2017. Internet: https://deq.nc.gov/news/press-
releases/2017/12/13/latest-test-results-show-elevated-levels-genx-30-more-private-wells. 81 U.S. Environmental Protection Agency. Toxicology Testing in the 21st Century (Tox21). Internet:
https://www.epa.gov/chemical-research/toxicology-testing-21st-century-tox21. 82 Kotthoff M, Bücking M. Four Chemical Trends Will Shape the Next Decade's Directions in Perfluoroalkyl
and Polyfluoroalkyl Substances Research. Front. Chem. 2018 Apr 5; 6:103. DOI: 10.3389/fchem.2018.00103.
13
complex mixture. Further, toxicological information on these combined PFAS mixtures remains incomplete. Additional research is needed to assess environmental exposures to mixtures and determine their combined effects.
Apart from the challenge of characterizing PFAS in environmental samples is the challenge of
studying PFAS in the human body. Our present understanding is that the time required for
elimination of PFAS from the human body can vary. While some longer chain molecules may
remain in the blood for years, shorter chain PFAS may be more quickly eliminated.
Differences in elimination rates of longer and shorter chain PFAS complicates biomonitoring
as well as toxicological studies. However, lack of biological persistence does NOT mean lack
of toxicity, particularly for chemicals like PFAS that may have consistent daily exposures.
Traditional methods for measuring the body burden of PFAS—namely analyzing serum—are
not as effective for shorter chain PFAS as for longer chain PFAS. Scientists are beginning to measure PFAS in urine,83 in plasma, and in whole blood, as well as in serum.84 These expanded
biomonitoring techniques for sampling and analyses will further inform our understanding of exposures and risks. Using these techniques, many scientists are rightly focusing on measuring
the total exposure to all PFAS as opposed to the past focus on one substance in isolation. This
is important as it allows for understanding cumulative effects of PFAS mixtures as a class.
Examining the person in the context of the measure of all the exposures they have experienced in
their lifetime and how they relate to their health is in step with the latest science.
Approaching PFAS as a class for assessing exposure and biological impact is the most prudent
approach to protect public health. Based upon their persistent nature, widespread exposure, and
known toxicity, it begs the question: does the net value of PFAS production and use for
modern-day convenience outweigh the likely risks to public health and associated healthcare
costs? Thus, scientific and technology innovation is critical to enable a shift to safer
alternatives, as appropriate.
Manufacturers have begun recently to produce and market AFFF devoid of any PFAS. Such
fluorine-free AFFF is now being used at Heathrow Airport in London, United Kingdom and
at major airports in Sweden. It will be important to evaluate these alternatives for potential
health effects as well.
Federal Collaboration
NIEHS and the NTP will continue to provide scientific leadership with respect to PFAS
research. Communication and collaboration both within the Department of Health and Human Services, and across the Federal Government, about PFAS is intensifying. In February 2018, a
Federal information exchange meeting about PFAS was held on the NIH campus in Bethesda, Maryland.85 NIEHS was among other Federal agencies that participated at the PFAS National
83 Hartmann C, Raffesberg W, Scharf S, Uhl M. Perfluoroalkylated Substances in Human Urine: Results of a
Biomonitoring Pilot Study. Biomonitoring 2017; 4:1-10. DOI: 10.1515/bimo-2017-0001. 84 Poothong S, Thomsen C, Padilla-Sanchez JA, Papadopoulou E, Haug LS. Distribution of Novel and Well-
Known Poly- and Perfluoroalkyl Substances (PFASs) in Human Serum, Plasma, and Whole Blood. Environ. Sci.
Technol. 2017 Nov 21; 51(22):13388-13396. DOI: 10.1021/acs.est.7b03299. 85 Lenox K. Federal Agencies Exchange PFAS Updates. NIEHS Environmental Factor. 2018, Mar. Internet:
14
Leadership Summit hosted by EPA in May 2018.86 Within the Department of Health and Human Services and primarily through NTP, NIEHS works closely with the FDA and the CDC
on PFAS matters. Additionally, NIEHS is specifically being consulted by ATSDR on the design and conduct of the exposure assessments and health studies authorized by the National
Defense Authorization Act for Fiscal Year 2018, as amended.87
Conclusion
Thank you again for allowing me to share a scientific perspective on this important topic. In
closing, I note that NIEHS is well-positioned to continue contributing essential scientific
knowledge about this complex and large class of chemicals. This knowledge can help
regulators make sound, science-based decisions and informs the medical and public health
communities about the potential health effects associated with exposure to PFAS. I welcome
your questions.
https://factor.niehs.nih.gov/2018/3/science-highlights/pfas/index.htm. 86 U.S. Environmental Protection Agency. EPA PFAS National Leadership Summit and Engagement. May 22-23,
2018. Internet: https://www.epa.gov/pfas/pfas-national-leadership-summit-and-engagement. 87 Sec. 316 of the National Defense Authorization Act for Fiscal Year 2018. Public Law 115-91. December 12,
2017.
Appendix Page 1
Appendix to Testimony of Linda S. Birnbaum, Ph.D., D.A.B.T., A.T.S.
Director, National Institute of Environmental Health Sciences (NIEHS) and
National Toxicology Program (NTP), National Institutes of Health (NIH)
Senate Committee on Environment and Public Works Hearing – March 28, 2019
LIST OF CITATIONS TO PUBLICATIONS ABOUT
PER- AND POLYFLUOROALKYL SUBSTANCES (PFAS)
AUTHORED BY NIEHS SCIENTISTS AND GRANTEES
(January 1, 2018—March 13, 2019)
NIEHS OFFICE OF THE DIRECTOR (OD) –
Ritscher A, Z Wang, M Scheringer, JM Boucher, L Ahrens, U Berger, S Bintein, SK Bopp, D
Borg, AM Buser, I Cousins, J DeWitt, T Fletcher, C Green, D Herzke, C Higgins, J Huang, H
Hung, T Knepper, CS Lau, E Leinala, AB Lindstrom, J Liu, M Miller, K Ohno, N Perkola, Y
Shi, L Smastuen Haug, X Trier, S Valsecchi, K van der Jagt and L Vierke
Zurich Statement on Future Actions on Per- and Polyfluoroalkyl Substances (PFASs) [Journal Article]
Environmental Health Perspectives (2018) v. 126 (8): pp. 84502
Full-Text at: http://dx.doi.org/10.1289/ehp4158
NIEHS DIVISION OF INTRAMURAL RESEARCH (DIR) –
Impinen A, MP Longnecker, UC Nygaard, SJ London, KK Ferguson, LS Haug and B Granum
Maternal levels of perfluoroalkyl substances (PFASs) during pregnancy and childhood
allergy and asthma related outcomes and infections in the Norwegian Mother and Child
(MoBa) cohort [Journal Article]
Environment International (2019) v. 124 pp. 462-472
Full-Text at: http://dx.doi.org/10.1016/j.envint.2018.12.041
Iszatt N, S Janssen, V Lenters, C Dahl, H Stigum, R Knight, S Mandal, S Peddada, A Gonzalez,
T Midtvedt and M Eggesbo
Environmental toxicants in breast milk of Norwegian mothers and gut bacteria
composition and metabolites in their infants at 1 month [Journal Article]
Microbiome (2019) v. 7 (1): pp. 34
Full-Text at: http://dx.doi.org/10.1186/s40168-019-0645-2
Rosen EM, AL Brantsaeter, R Carroll, L Haug, AB Singer, S Zhao and KK Ferguson
Maternal Plasma Concentrations of Per- and polyfluoroalkyl Substances and Breastfeeding
Duration in the Norwegian Mother and Child Cohort [Journal Article]
Environmental Epidemiology (2018) v. 2 (3): e027
Full-Text at: http://dx.doi.org/10.1097/ee9.0000000000000027
Appendix Page 2
Rush EL, AB Singer, MP Longnecker, LS Haug, A Sabaredzovic, E Symanski and KW
Whitworth
Oral contraceptive use as a determinant of plasma concentrations of perfluoroalkyl
substances among women in the Norwegian Mother and Child Cohort (MoBa) study [Journal Article]
Environment International (2018) v. 112 pp. 156-164
Full-Text at: http://dx.doi.org/10.1016/j.envint.2017.12.015
Singer AB, KW Whitworth, LS Haug, A Sabaredzovic, A Impinen, E Papadopoulou and MP
Longnecker
Menstrual cycle characteristics as determinants of plasma concentrations of perfluoroalkyl
substances (PFASs) in the Norwegian Mother and Child Cohort (MoBa study) [Journal
Article]
Environmental Research (2018) v. 166 pp. 78-85
Full-Text at: http://dx.doi.org/10.1016/j.envres.2018.05.019
NIEHS NATIONAL TOXICOLOGY PROGRAM (NTP) DIVISION –
Patlewicz G, AM Richard, AJ Williams, CM Grulke, R Sams, J Lambert, PD Noyes, MJ DeVito,
RN Hines, M Strynar, A Guiseppi-Elie and RS Thomas
A Chemical Category-Based Prioritization Approach for Selecting 75 Per- and
Polyfluoroalkyl Substances (PFAS) for Tiered Toxicity and Toxicokinetic Testing [Journal
Article]
Environmental Health Perspectives (2019) v. 127 (1): pp. 14501
Full-Text at: https://doi.org/10.1289/ehp4555
Behl M, K Ryan, JH Hsieh, F Parham, AJ Shapiro, BJ Collins, NS Sipes, LS Birnbaum, JR
Bucher, PMD Foster, NJ Walker, RS Paules and RR Tice
Screening for Developmental Neurotoxicity at the National Toxicology Program: The
Future is Here [Journal Article]
Toxicological Sciences: an official journal of the Society of Toxicology (2018) v. 167 (1): pp.6-
14
Full-Text at: http://dx.doi.org/10.1093/toxsci/kfy278
Blake BE, H Cope and SE Fenton
An In Vitro Screen of a Panel of Perfluoroalkyl Substances and an In Vivo Assessment of
Effects on Placental and Fetal Growth [Meeting Abstract]
Birth Defects Res. (2018) v. 110 (9): pp. 770-770
Full-Text at: http://dx.doi.org/10.1002/bdr2.1355
Appendix Page 3
Blake BE, SM Pinney, EP Hines, SE Fenton and KK Ferguson
Associations between longitudinal serum perfluoroalkyl substance (PFAS) levels and
measures of thyroid hormone, kidney function, and body mass index in the Fernald
Community Cohort [Journal Article]
Environ. Pollut. (2018) v. 242 pp. 894-904
Full-Text at: http://dx.doi.org/10.1016/j.envpol.2018.07.042
Frawley RP, M Smith, MF Cesta, S Hayes-Bouknight, C Blystone, GE Kissling, S Harris and D
Germolec
Immunotoxic and hepatotoxic effects of perfluoro-n-decanoic acid (PFDA) on female
Harlan Sprague-Dawley rats and B6C3F1/N mice when administered by oral gavage for 28
days [Journal Article]
Journal of Immunotoxicology (2018) v. 15 (1): pp. 41-52
Full-Text at: http://dx.doi.org/10.1080/1547691x.2018.1445145
Patisaul HB, SE Fenton and D Aylor
Animal models of endocrine disruption [Review]
Best Practice and Research: Clinical Endocrinology and Metabolism (2018) v. 32 (3): pp. 283-
297
Full-Text at: http://dx.doi.org/10.1016/j.beem.2018.03.011
NIEHS GRANTEES –
Agier L, X Basagaña, L Maitre, B Granum, PK Bird, M Casas, B Oftedal, J Wright, S
Andrusaityte, M de Castro, E Cequier, L Chatzi, D Donaire-Gonzalez, R Grazuleviciene, LS
Haug, AK Sakhi, V Leventakou, R McEachan, M Nieuwenhuijsen, I Petraviciene, O Robinson,
T Roumeliotaki, J Sunyer, I Tamayo-Uria, C Thomsen, J Urquiza, A Valentin, R Slama, M
Vrijheid and V Siroux
Early-life exposome and lung function in children in Europe: an analysis of data from the
longitudinal, population-based HELIX cohort [Journal Article]
Lancet Planet. Health (2019) v. 3 (2): pp. e81-e92
Full-Text at: https://doi.org/10.1016/S2542-5196(19)30010-5
Ammitzbøll C, L Börnsen, ER Petersen, AB Oturai, HB Søndergaard, P Grandjean and F
Sellebjerg
Perfluorinated substances, risk factors for multiple sclerosis and cellular immune
activation [Journal Article]
Journal of Neuroimmunology (2019) v. 330 pp. 90-95
Full-Text at: https://doi.org/10.1016/j.jneuroim.2019.03.002
Annunziato KM, CE Jantzen, MC Gronske and KR Cooper
Subtle morphometric, behavioral and gene expression effects in larval zebrafish exposed to
PFHxA, PFHxS and 6:2 FTOH [Journal Article]
Aquatic Toxicology (2019) v. 208 pp. 126-137
Full-Text at: https://doi.org/10.1016/j.aquatox.2019.01.009
Appendix Page 4
Bassler J, A Ducatman, M Elliott, S Wen, B Wahlang, J Barnett and MC Cave
Environmental perfluoroalkyl acid exposures are associated with liver disease
characterized by apoptosis and altered serum adipocytokines [Journal Article]
Environ. Pollut. (2019) v. 247 pp. 1055-1063
Full-Text at: http://dx.doi.org/10.1016/j.envpol.2019.01.064
Brusseau ML
The influence of molecular structure on the adsorption of PFAS to fluid-fluid interfaces:
Using QSPR to predict interfacial adsorption coefficients [Journal Article]
Water Research (2019) v. 152 pp. 148-158
Full-Text at: http://dx.doi.org/10.1016/j.watres.2018.12.057
Brusseau ML, N Yan, S Van Glubt, Y Wang, W Chen, Y Lyu, B Dungan, KC Carroll and FO
Holguin
Comprehensive retention model for PFAS transport in subsurface systems [Journal Article]
Water Research (2019) v. 148 pp. 41-50
Full-Text at: http://dx.doi.org/10.1016/j.watres.2018.10.035
Cordner A, VY De la Rosa, LA Schaider, RA Rudel, L Richter and P Brown
Guideline levels for PFOA and PFOS in drinking water: the role of scientific uncertainty,
risk assessment decisions, and social factors [Journal Article]
Journal of Exposure Science and Environmental Epidemiology (2019) v. 29 (2): pp. 157-171
Full-Text at: http://dx.doi.org/10.1038/s41370-018-0099-9
Dassuncao C, H Pickard, M Pfohl, AK Tokranov, M Li, B Mikkelsen, A Slitt and EM
Sunderland
Phospholipid Levels Predict the Tissue Distribution of Poly- and Perfluoroalkyl Substances
in a Marine Mammal [Editorial/Letter]
Environmental Science & Technology Letters (2019) v. 6 (3): pp. 119-125
Full-Text at: http://dx.doi.org/10.1021/acs.estlett.9b00031
Etzel TM, JM Braun and JP Buckley
Associations of serum perfluoroalkyl substance and vitamin D biomarker concentrations in
NHANES, 2003-2010 [Journal Article]
Int J Hyg Environ Health (2019) v. 222 (2): pp. 262-269
Full-Text at: http://dx.doi.org/10.1016/j.ijheh.2018.11.003
Nguyen VK, JA Colacino, JA Arnot, J Kvasnicka and O Jolliet
Characterization of age-based trends to identify chemical biomarkers of higher levels in
children [Journal Article]
Environment International (2019) v. 122 pp. 117-129
Full-Text at: http://dx.doi.org/10.1016/j.envint.2018.10.042
Appendix Page 5
Puttige Ramesh N, M Arora and JM Braun
Cross-sectional study of the association between serum perfluorinated alkyl acid
concentrations and dental caries among US adolescents (NHANES 1999-2012) [Review]
BMJ Open (2019) v. 9 (2): e024189
Full-Text at: https://doi.org/10.1136/bmjopen-2018-024189
Sant KE, OL Venezia, PP Sinno and AR Timme-Laragy
Perfluorobutanesulfonic Acid Disrupts Pancreatic Organogenesis and Regulation of Lipid
Metabolism in the Zebrafish, Danio rerio [Journal Article]
Toxicological sciences : an official journal of the Society of Toxicology (2019) v. 167 (1): pp.
258-268
Full-Text at: http://dx.doi.org/10.1093/toxsci/kfy237
Spratlen MJ, FP Perera, SA Lederman, M Robinson, K Kannan, L Trasande and J Herbstman
Cord blood perfluoroalkyl substances in mothers exposed to the World Trade Center
disaster during pregnancy [Journal Article]
Environ. Pollut. (2019) v. 246 pp. 482-490
Full-Text at: http://dx.doi.org/10.1016/j.envpol.2018.12.018
Sunderland EM, XDC Hu, C Dassuncao, AK Tokranov, CC Wagner and JG Allen
A review of the pathways of human exposure to poly- and perfluoroalkyl substances
(PFASs) and present understanding of health effects [Review]
Journal of Exposure Science and Environmental Epidemiology (2019) v. 29 (2): pp. 131-147
Full-Text at: http://dx.doi.org/10.1038/s41370-018-0094-1
Szilagyi JT, GM Composto-Wahler, LB Joseph, B Wang, T Rosen, JD Laskin and LM
Aleksunes
Anandamide down-regulates placental transporter expression through CB2 receptor-
mediated inhibition of cAMP synthesis [Journal Article]
Pharmacological Research (2019) v. 141 pp. 331-342
Full-Text at: http://dx.doi.org/10.1016/j.phrs.2019.01.002
Tokranov AK, N Nishizawa, CA Amadei, JE Zenobio, HM Pickard, JG Allen, CD Vecitis and
EM Sunderland
How Do We Measure Poly- and Perfluoroalkyl Substances (PFASs) at the Surface of
Consumer Products? [Editorial/Letter]
Environmental Science & Technology Letters (2019) v. 6 (1): pp. 38-43
Full-Text at: http://dx.doi.org/10.1021/acs.estlett.8b00600
Vuong AM, K Yolton, C Xie, KN Dietrich, JM Braun, GM Webster, AM Calafat, BP Lanphear
and A Chen
Prenatal and childhood exposure to poly- and perfluoroalkyl substances (PFAS) and
cognitive development in children at age 8 years [Journal Article]
Environmental Research (2019) v. 172 pp. 242-248
Full-Text at: http://dx.doi.org/10.1016/j.envres.2019.02.025
Appendix Page 6
Watkins DJ, CM Vélez-Vega, Z Rosario, JF Cordero, AN Alshawabkeh and JD Meeker
Preliminary assessment of exposure to persistent organic pollutants among pregnant
women in Puerto Rico [Journal Article]
International Journal of Hygiene and Environmental Health (2019) v. 222 (2): pp. 327-331
Full-Text at: https://doi.org/10.1016/j.ijheh.2019.02.001
Wen X, AA Baker, CD Klaassen, JC Corton, JR Richardson and LM Aleksunes
Hepatic carboxylesterases are differentially regulated in PPARα-null mice treated with
perfluorooctanoic acid [Journal Article]
Toxicology (2019) v. 416 pp. 15-22
Full-Text at: http://dx.doi.org/10.1016/j.tox.2019.01.014
Aris IM, AF Fleisch and E Oken
Developmental Origins of Disease: Emerging Prenatal Risk Factors and Future Disease
Risk [Review]
Current Epidemiology Reports (2018) v. 5 (3): pp. 293-302
Full-Text at: http://dx.doi.org/10.1007/s40471-018-0161-0
Brusseau ML
Assessing the potential contributions of additional retention processes to PFAS retardation
in the subsurface [Journal Article]
Science of the Total Environment (2018) v. 613-614 pp. 176-185
Full-Text at: http://dx.doi.org/10.1016/j.scitotenv.2017.09.065
Bruton TA and DL Sedlak
Treatment of perfluoroalkyl acids by heat-activated persulfate under conditions
representative of in situ chemical oxidation [Journal Article]
Chemosphere (2018) v. 206 pp. 457-464
Full-Text at: http://dx.doi.org/10.1016/j.chemosphere.2018.04.128
Buck CO, MN Eliot, KT Kelsey, AM Calafat, AM Chen, S Ehrlich, BP Lanphear and JM Braun
Prenatal exposure to perfluoroalkyl substances and adipocytokines: the HOME Study [Journal Article]
Pediatric Research (2018) v. 84 (6): pp. 854-860
Full-Text at: http://dx.doi.org/10.1038/s41390-018-0170-1
Budtz-Jorgensen E and P Grandjean
Application of benchmark analysis for mixed contaminant exposures: Mutual adjustment
of perfluoroalkylate substances associated with immunotoxicity [Journal Article]
PLoS One (2018) v. 13 (10): e0205388
Full-Text at: http://dx.doi.org/10.1371/journal.pone.0205388
Appendix Page 7
Cardenas A, R Hauser, DR Gold, KP Kleinman, MF Hivert, AF Fleisch, PD Lin, AM Calafat,
TF Webster, ES Horton and E Oken
Association of Perfluoroalkyl and Polyfluoroalkyl Substances With Adiposity [Journal
Article]
JAMA Network Open (2018) v. 1 (4): pp. e181493
Full-Text at: https://doi.org/10.1001/jamanetworkopen.2018.1493
Chiu WA, KZ Guyton, MT Martin, DM Reif and I Rusyn
Use of High-Throughput In Vitro Toxicity Screening Data in Cancer Hazard Evaluations
by IARC Monograph Working Groups [Journal Article]
ALTEX-Altern. Anim. Exp. (2018) v. 35 (1): pp. 51-64
Full-Text at: http://dx.doi.org/10.14573/altex.1703231
Chung MK, K Kannan, GM Louis and CJ Patel
Toward Capturing the Exposome: Exposure Biomarker Variability and Coexposure
Patterns in the Shared Environment [Journal Article]
Environ Sci Technol (2018) v. 52 (15): pp. 8801-8810
Full-Text at: http://dx.doi.org/10.1021/acs.est.8b01467
Dassuncao C, XC Hu, F Nielsen, P Weihe, P Grandjean and EM Sunderland
Shifting Global Exposures to Poly- and Perfluoroalkyl Substances (PFASs) Evident in
Longitudinal Birth Cohorts from a Seafood-Consuming Population [Journal Article]
Environmental Science and Technology (2018) v. 52 (6): pp. 3738-3747
Full-Text at: http://dx.doi.org/10.1021/acs.est.7b06044
DeWitt JC, SJ Blossom and LA Schaider
Exposure to per-fluoroalkyl and polyfluoroalkyl substances leads to immunotoxicity:
epidemiological and toxicological evidence [Review]
Journal of Exposure Science & Environmental Epidemiology (2018) v. 29: pp. 148-156
Full-Text at: https://doi.org/10.1038/s41370-018-0097-y
Dixon-Anderson E and R Lohmann
Field-testing polyethylene passive samplers for the detection of neutral polyfluorinated
alkyl substances in air and water [Journal Article]
Environ. Toxicol. Chem. (2018) v. 37 (12): pp. 3002-3010
Full-Text at: http://dx.doi.org/10.1002/etc.4264
Etzel TM, JM Braun and JP Buckley
Associations of serum perfluoroalkyl substance and vitamin D biomarker concentrations in
NHANES, 2003–2010 [Journal Article]
International Journal of Hygiene and Environmental Health (2018) v. 222 (2): pp. 262-269
Full-Text at: http://dx.doi.org/10.1016/j.ijheh.2018.11.003
Appendix Page 8
Gerona RR, JM Schwartz, J Pan, MM Friesen, T Lin and TJ Woodruff
Suspect screening of maternal serum to identify new environmental chemical
biomonitoring targets using liquid chromatography-quadrupole time-of-flight mass
spectrometry [Journal Article]
Journal of Exposure Science and Environmental Epidemiology (2018) v. 28 (2): pp. 101-108
Full-Text at: http://dx.doi.org/10.1038/jes.2017.28
Giannini CM, RL Herrick, JM Buckholz, AR Daniels, FM Biro and SM Pinney
Comprehension and perceptions of study participants upon receiving perfluoroalkyl
substance exposure biomarker results [Journal Article]
Int J Hyg Environ Health (2018) v. 221 (7): pp. 1040-1046
Full-Text at: http://dx.doi.org/10.1016/j.ijheh.2018.07.005
Graber JM, C Alexander, RJ Laumbach, K Black, PO Strickland, PG Georgopoulos, EG
Marshall, DG Shendell, D Alderson, Z Mi, M Mascari and CP Weisel
Per and polyfluoroalkyl substances (PFAS) blood levels after contamination of a
community water supply and comparison with 2013-2014 NHANES [Journal Article]
Journal of Exposure Science & Environmental Epidemiology (2018) v.29: pp. 172-182
Full-Text at: https://doi.org/10.1038/s41370-018-0096-z
Grandjean P
Delayed discovery, dissemination, and decisions on intervention in environmental health: a
case study on immunotoxicity of perfluorinated alkylate substances [Editorial/Letter]
Environmental Health : a global access science source (2018) v. 17 (1): pp. 62
Full-Text at: http://dx.doi.org/10.1186/s12940-018-0405-y
Grandjean P
Health Status of Workers Exposed to Perfluorinated Alkylate Substances [Editorial/Letter]
Journal of occupational and environmental medicine (2018) v. 60 (10): pp. e562
Full-Text at: http://dx.doi.org/10.1097/jom.0000000000001411
Guelfo JL and DT Adamson
Evaluation of a national data set for insights into sources, composition, and concentrations
of per- and polyfluoroalkyl substances (PFASs) in US drinking water [Journal Article]
Environ. Pollut. (2018) v. 236 pp. 505-513
Full-Text at: http://dx.doi.org/10.1016/j.envpol.2018.01.066
Guelfo JL, T Marlow, DM Klein, DA Savitz, S Frickel, M Crimi and EM Suuberg
Evaluation and management strategies for per-and polyfluoroalkyl substances (PFASs) in
drinking water aquifers: Perspectives from impacted U.S. northeast communities [Journal
Article]
Environmental Health Perspectives (2018) v. 126 (6): e65001
Full-Text at: http://dx.doi.org/10.1289/EHP2727
Appendix Page 9
Harris MH, E Oken, SL Rifas-Shiman, AM Calafat, X Ye, DC Bellinger, TF Webster, RF White
and SK Sagiv
Prenatal and childhood exposure to per- and polyfluoroalkyl substances (PFASs) and child
cognition [Journal Article]
Environment International (2018) v. 115 pp. 358-369
Full-Text at: http://dx.doi.org/10.1016/j.envint.2018.03.025
Hoffman K, SC Hammel, AL Phillips, AM Lorenzo, A Chen, AM Calafat, X Ye, TF Webster
and HM Stapleton
Biomarkers of exposure to SVOCs in children and their demographic associations: The
TESIE Study [Journal Article]
Environment International (2018) v. 119 pp. 26-36
Full-Text at: http://dx.doi.org/10.1016/j.envint.2018.06.007
Honda M, M Robinson and K Kannan
A rapid method for the analysis of perfluorinated alkyl substances in serum by hybrid
solid-phase extraction [Journal Article]
Environmental Chemistry (2018) v. 15 (1-2): pp. 92-99
Full-Text at: http://dx.doi.org/10.1071/EN17192
Hu XDC, C Dassuncao, XM Zhang, P Grandjean, P Weihe, GM Webster, F Nielsen and EM
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Full-Text at: http://dx.doi.org/10.1186/s12940-018-0355-4
Huang PJ, M Hwangbo, Z Chen, Y Liu, J Kameoka and KH Chu
Reusable Functionalized Hydrogel Sorbents for Removing Long- and Short-Chain
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ACS Omega (2018) v. 3 (12): pp. 17447-17455
Full-Text at: http://dx.doi.org/10.1021/acsomega.8b02279
Huck I, K Beggs and U Apte
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Full-Text at: http://dx.doi.org/10.1177/1091581818790934
Jensen RC, D Glintborg, CAG Timmermann, F Nielsen, HB Kyhl, HR Andersen, P Grandjean,
TK Jensen and M Andersen
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Environment International (2018) v. 116 pp. 101-107
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Appendix Page 10
Kingsley SL, MN Eliot, KT Kelsey, AM Calafat, S Ehrlich, BP Lanphear, A Chen and JM Braun
Variability and predictors of serum perfluoroalkyl substance concentrations during
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Environmental Research (2018) v. 165 pp. 247-257
Full-Text at: http://dx.doi.org/10.1016/j.envres.2018.04.033
Leung YK, B Ouyang, L Niu, CC Xie, J Ying, M Medvedovic, AM Chen, P Weihe, D Valvi, P
Grandjean and SM Ho
Identification of sex-specific DNA methylation changes driven by specific chemicals in cord
blood in a Faroese birth cohort [Journal Article]
Epigenetics (2018) v. 13 (3): pp. 290-300
Full-Text at: http://dx.doi.org/10.1080/15592294.2018.1445901
Liew Z, H Goudarzi and Y Oulhote
Developmental Exposures to Perfluoroalkyl Substances (PFASs): An Update of Associated
Health Outcomes [Review]
Current Environmental Health Reports (2018) v. 5 (1): pp. 1-19
Full-Text at: http://dx.doi.org/10.1007/s40572-018-0173-4
Liew Z, B Ritz, CC Bach, RF Asarnow, BH Bech, EA Nohr, R Bossi, TB Henriksen, EC
Bonefeld-Jørgensen and J Olsen
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danish national birth cohort [Journal Article]
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Liu G, K Dhana, JD Furtado, J Rood, G Zong, L Liang, L Qi, GA Bray, L DeJonge, B Coull, P
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response to weight-loss diets: A prospective study [Journal Article]
PLoS Medicine (2018) v. 15 (2): e1002502
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Lyall K, VM Yau, R Hansen, M Kharrazi, CK Yoshida, AM Calafat, G Windham and LA Croen
Prenatal Maternal Serum Concentrations of Per- and Polyfluoroalkyl Substances in
Association with Autism Spectrum Disorder and Intellectual Disability [Journal Article]
Environmental Health Perspectives (2018) v. 126 (1): pp. 017001
Full-Text at: http://dx.doi.org/10.1289/ehp1830
Lyu Y, ML Brusseau, W Chen, N Yan, XR Fu and XY Lin
Adsorption of PFOA at the Air-Water Interface during Transport in Unsaturated Porous
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Meng Q, K Inoue, B Ritz, J Olsen and Z Liew
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Mora AM, AF Fleisch, SL Rifas-Shiman, JA Woo Baidal, L Pardo, TF Webster, AM Calafat, X
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Olsen J and Z Liew
Perfluoroalkyl substances and metabolic outcomes in pregnancy [Editorial/Letter]
Journal of Public Health and Emergency (2018) v. 2(8)
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Petersen MS, J Halling, N Jørgensen, F Nielsen, P Grandjean, TK Jensen and P Weihe
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polychlorinated biphenyls (PCBs) and perfluorinated alkylate substances (PFAS) [Journal
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Preston EV, TF Webster, E Oken, B Claus Henn, MD McClean, SL Rifas-Shiman, EN Pearce,
LE Braverman, AM Calafat, X Ye and SK Sagiv
Maternal Plasma per- and Polyfluoroalkyl Substance Concentrations in Early Pregnancy
and Maternal and Neonatal Thyroid Function in a Prospective Birth Cohort: Project Viva
(USA) [Journal Article]
Environmental Health Perspectives (2018) v. 126 (2): pp. 027013
Full-Text at: http://dx.doi.org/10.1289/ehp2534
Qi W, JM Clark, AR Timme-Laragy and Y Park
Perfluorobutanesulfonic acid (PFBS) potentiates adipogenesis of 3T3-L1 adipocytes [Journal Article]
Food and Chemical Toxicology : an international journal published for the British Industrial
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Full-Text at: http://dx.doi.org/10.1016/j.fct.2018.07.031
Rokoff LB, SL Rifas-Shiman, BA Coull, A Cardenas, AM Calafat, X Ye, A Gryparis, J
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Environmental Health : a global access science source (2018) v. 17 (1): pp. 19
Full-Text at: http://dx.doi.org/10.1186/s12940-018-0363-4
Appendix Page 12
Sagiv SK, SL Rifas-Shiman, AF Fleisch, TF Webster, AM Calafat, X Ye, MW Gillman and E
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Sanders AP, JM Saland, RO Wright and L Satlin
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children: a review of literature 2007-2017 [Review]
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Sant KE, PP Sinno, HM Jacobs and AR Timme-Laragy
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Shoaff J, GD Papandonatos, AM Calafat, A Chen, BP Lanphear, S Ehrlich, KT Kelsey and JM
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Steenland K, S Kugathasan and DB Barr
PFOA and ulcerative colitis [Journal Article]
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Steves AN, A Turry, B Gill, D Clarkson-Townsend, JM Bradner, I Bachli, WM Caudle, GW
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Appendix Page 13
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Endocrine Disruptors and Developmental Origins of Nonalcoholic Fatty Liver Disease [Review]
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Vuong AM, JM Braun, K Yolton, Z Wang, C Xie, GM Webster, X Ye, AM Calafat, KN
Dietrich, BP Lanphear and A Chen
Prenatal and childhood exposure to perfluoroalkyl substances (PFAS) and measures of
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Full-Text at: http://dx.doi.org/10.1016/j.envint.2018.07.013
Vuong AM, K Yolton, Z Wang, C Xie, GM Webster, X Ye, AM Calafat, JM Braun, KN
Dietrich, BP Lanphear and A Chen
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Zhang H, K Yolton, GM Webster, X Ye, AM Calafat, KN Dietrich, Y Xu, C Xie, JM Braun, BP
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Environmental Health Perspectives • volume 123 | number 5 | May 2015 A 107
Perspectives | Brief Communication
As scientists and other professionals from a variety of disciplines, we are concerned about the production and release into the environ-ment of an increasing number of poly- and perfluoroalkyl substances (PFASs) for the following reasons:
1. PFASs are man-made and found everywhere. PFASs are highly persistent, as they contain perfluorinated chains that only degrade very slowly, if at all, under environmental conditions. It is documented that some polyfluorinated chemicals break down to form perfluorinated ones (D’Eon and Mabury 2007).
2. PFASs are found in the indoor and outdoor environments, wildlife, and human tissue and bodily fluids all over the globe. They are emitted via industrial processes and military and firefighting operations (Darwin 2011; Fire Fighting Foam Coalition 2014), and they migrate out of consumer products into air (Shoeib et al. 2011), household dust (Björklund et al. 2009), food (Begley et al. 2008; Tittlemier et al. 2007; Trier et al. 2011), soil (Sepulvado et al. 2011; Strynar et al. 2012), ground and surface water, and make their way into drinking water (Eschauzier et al. 2012; Rahman et al. 2014).
3. In animal studies, some long-chain PFASs have been found to cause liver toxicity, disruption of lipid metabolism and the immune and endocrine systems, adverse neurobehavioral effects, neonatal toxicity and death, and tumors in mul-tiple organ systems (Lau et al. 2007; Post et al. 2012). In the growing body of epidemiological evidence, some of these effects are supported by significant or suggestive associations between specific long-chain PFASs and adverse outcomes, including associations with testicular and kidney cancers (Barry et al. 2013; Benbrahim-Tallaa et al. 2014), liver malfunction (Gallo et al. 2012), hypo thyroidism (Lopez-Espinosa et al. 2012), high cholesterol (Fitz-Simon et al. 2013; Nelson et al. 2009), ulcerative colitis (Steenland et al. 2013), lower birth weight and size (Fei et al. 2007), obesity (Halldorsson et al. 2012), decreased immune response to vac-cines (Grandjean et al. 2012), and reduced hormone levels and delayed puberty (Lopez-Espinosa et al. 2011).
4. Due to their high persistence, global distribution, bio-accumulation potential, and toxicity, some PFASs have been listed under the Stockholm Convention (United Nations Environment Programme 2009) as persistent organic pollutants (POPs).
5. As documented in the Helsingør Statement (Scheringer et al. 2014), a. Although some of the long-chain PFASs are being regu-
lated or phased out, the most common replacements are short-chain PFASs with similar structures, or compounds with fluorinated segments joined by ether linkages.
b. While some shorter-chain fluorinated alternatives seem to be less bioaccumulative, they are still as environ mentally persistent as long-chain substances or have persistent deg-radation products. Thus, a switch to short-chain and other fluorinated alternatives may not reduce the amounts of PFASs in the environment. In addition, because some of the shorter-chain PFASs are less effective, larger quantities may be needed to provide the same performance.
c. While many fluorinated alternatives are being marketed, little information is publicly available on their chemical structures, properties, uses, and toxicological profiles.
d. Increasing use of fluorinated alternatives will lead to increas-ing levels of stable perfluorinated degradation products in the environment, and possibly also in biota and humans. This would increase the risks of adverse effects on human health and the environment.
6. Initial efforts to estimate overall emissions of PFASs into the environment have been limited due to uncertainties related to product formulations, quantities of production, production locations, efficiency of emission controls, and long-term trends in production history (Wang et al. 2014).
7. The technical capacity to destroy PFASs is currently insufficient in many parts of the world.
Global action through the Montreal Protocol (United Nations Environment Programme 2012) success fully reduced the use of the highly persistent ozone-depleting chloro fluorocarbons (CFCs), thus allowing for the recovery of the ozone layer. However, many of the or ganofluorine replacements for CFCs are still of concern due to their high global warming potential. It is essential to learn from such past efforts and take meas ures at the international level to reduce the use of PFASs in products and prevent their replacement with fluorinated alternatives in order to avoid long-term harm to human health and the environment.
For these reasons, we call on the international community to cooperate in limiting the production and use of PFASs and in devel-oping safer nonfluorinated alternatives. We therefore urge scientists, governments, chemical and product manufacturers, purchasing organizations, retailers, and consumers to take the following actions:
Scientists:1. Assemble, in collaboration with industry and governments, a
global inventory of all PFASs in use or in the environment, including precursors and degradation products, and their functionality, properties, and toxicology.
2. Develop analytical methods for the identification and quanti-fication of additional families of PFASs, including fluorinated alternatives.
3. Continue monitoring for legacy PFASs in different matrices and for environmental reservoirs of PFASs.
4. Continue investigating the mechanisms of toxicity and exposure (e.g., sources, fate, transport, and bioaccumulation of PFASs), and improve methods for testing the safety of alternatives.
5. Bring research results to the attention of policy makers, industry, the media, and the public.
Governments:1. Enact legislation to require only essential uses of PFASs, and
enforce labeling to indicate uses.2. Require manufacturers of PFASs to
a. conduct more extensive toxicological testing,b. make chemical structures public, c. provide validated analytical methods for detection of
PFASs, andd. assume extended producer responsibility and implement safe
disposal of products and stockpiles containing PFASs.3. Work with industry to develop public registries of products con-
taining PFASs.4. Make public annual statistical data on production, imports, and
exports of PFASs.
A Section 508–conformant HTML version of this article is available at http://dx.doi.org/10.1289/ehp.1509934.
The Madrid Statement on Poly- and Perfluoroalkyl Substances (PFASs)http://dx.doi.org/10.1289/ehp.1509934
Brief Communication
A 108 volume 123 | number 5 | May 2015 • Environmental Health Perspectives
5. Whenever possible, avoid products containing, or manu-factured using, PFASs in government procurement.
6. In collaboration with industry, ensure that an infrastructure is in place to safely transport, dispose of, and destroy PFASs and PFAS-containing products, and enforce these measures.
Chemical manufacturers:1. Make data on PFASs publicly available, including chemical
structures, properties, and toxicology.2. Provide scientists with standard samples of PFASs, including
precursors and degradation products, to enable environmental monitoring of PFASs.
3. Work with scientists and governments to develop safe disposal methods for PFASs.
4. Provide the supply chain with documentation on PFAS content and safe disposal guidelines.
5. Develop nonfluorinated alternatives that are neither persistent nor toxic.
Product manufacturers:1. Stop using PFASs where they are not essential or when safer
alternatives exist.2. Develop inexpensive and sensitive PFAS quantification methods
for compliance testing.3. Label products containing PFASs, including chemical identity
and safe disposal guidelines.4. Invest in the development and use of nonfluorinated alternatives.
Purchasing organizations, retailers, and individual consumers:1. Whenever possible, avoid products containing, or manufac-
tured using, PFASs. These include many products that are stain- resistant, waterproof, or nonstick.
2. Question the use of such fluorinated “performance” chemicals added to consumer products.
The views expressed in this statement are solely those of the authors and signatories. The authors declare they have no actual or potential competing financial interests.
Arlene Blum,1,2 Simona A. Balan,2 Martin Scheringer,3,4 Xenia Trier,5 Gretta Goldenman,6 Ian T. Cousins,7 Miriam Diamond,8 Tony Fletcher,9 Christopher Higgins,10 Avery E. Lindeman,2 Graham Peaslee,11 Pim de Voogt,12 Zhanyun Wang,4 and Roland Weber13
1Department of Chemistry, University of California at Berkeley, Berkeley, California, USA; 2Green Science Policy Institute, Berkeley, California, USA; 3Leuphana University, Lüneburg, Germany; 4Safety and Environmental Technology Group, Institute for Chemical and Bioengineering, ETH Zürich, Zürich, Switzerland; 5Division of Food Chemistry, National Food Institute, Technical University of Denmark, Kongens Lyngby, Denmark; 6European Centre on Sustainable Policies for Human and Environmental Rights, Brussels, Belgium; 7Department of Applied Environmental Science, Stockholm University, Stockholm, Sweden; 8Department of Earth Sciences, University of Toronto, Toronto, Ontario, Canada; 9Department of Social and Environmental Health Research, London School of Hygiene & Tropical Medicine, London, United Kingdom; 10Department of Civil and Environmental Engineering, Colorado School of Mines, Golden, Colorado, USA; 11Chemistry Department, Hope College, Holland, Michigan, USA; 12Institute for Biodiversity and Ecosystem Dynamics, University of Amsterdam, Amsterdam, the Netherlands; 13POPs Environmental Consulting, Schwäbisch Gmünd, Germany E-mail: arlene@greensciencepolicy.org
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Brief Communication
Environmental Health Perspectives • volume 123 | number 5 | May 2015 A 109
Ovokeroye Abafe, Researcher, School of Chemistry and Physics, University of Kwazulu-Natal, Durban, South AfricaMarlene Ågerstrand, PhD, Researcher, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenLutz Ahrens, PhD, Research Scientist, Department of Aquatic Sciences and Assessment, Swedish University of Agricultural Sciences, Uppsala, SwedenBeatriz H. Aristizabal, PhD, Professor, Department of Chemical Engineering, National University of Colombia, Manizales, ColombiaAbel Arkenbout, PhD, Chairman, ToxicoWatch Foundation, Harlingen, the NetherlandsMisha Askren, MD, Physician, Urgent Care, Kaiser Permanente, Los Angeles, California, USAJannicke Bakkejord, Senior Engineer, National Institute of Nutrition and Seafood Research, Bergen, NorwayGeorg Becher, PhD, Professor Emeritus, Department of Exposure and Risk Assessment, Norwegian Institute of Public Health, Oslo, NorwayThea Bechshoft, PhD, Postdoctoral Fellow, University of Southern Denmark, Odense, DenmarkPeter Behnisch, PhD, Director, BioDetection System, Amsterdam, the NetherlandsSusanne Bejerot, MD, Assistant Professor, Department of Clinical Neuroscience, Karolinska Institute, Stockholm, SwedenStephen Bent, MD, Associate Professor of Medicine, Epidemiology and Biostatistics, and Psychiatry, University of California at San Francisco, San Francisco, California, USAUrs Berger, PhD, Associate Professor, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenÅke Bergman, PhD, Executive Director and Professor, Swedish Toxicology Sciences Research Center, Södertälje, SwedenVladimir Beškoski, PhD, Assistant Professor, Faculty of Chemistry, University of Belgrade, Belgrade, SerbiaEmmanuelle Bichon, Scientific and Technical Support Manager, Oniris, Nantes-Atlantic College of Veterinary Medicine, Food Science and Engineering, Nantes, FranceFilip Bjurlid, PhD Student, Man–Technology–Environment Research Centre, Örebro University, Örebro, SwedenTara Blank, PhD, Consultant, Elixir Environmental, Ridgefield, Connecticut, USADaniel Borg, PhD, Toxicology Consultant, Trossa AB, Stockholm, Sweden
Carl-Gustaf Bornehag, PhD, Professor, Department of Health and Environment, Karlstad University, Karlstad, SwedenHindrik Bouwman, PhD, Lecturer, Zoology Group, North-West University, Mahikeng, South AfricaLindsay Bramwell, MSc, Research Associate, Institute of Health and Society, Newcastle University, Newcastle upon Tyne, United KingdomKnut Breivik, PhD, Senior Scientist and Professor, NILU–Norwegian Institute for Air Research, Kjeller, NorwayKatja Broeg, PhD, Researcher, Baltic Sea Centre, Stockholm University, Stockholm, SwedenPhil Brown, PhD, University Distinguished Professor of Sociology and Health Sciences, and Director, Social Science Environmental Health Research Institute, Northeastern University, Boston, Massachusetts, USAThomas Bruton, MS, PhD Student, Department of Civil and Environmental Engineering, University of California, Berkeley, Berkeley, California, USADavid Camann, MS, Technical Advisor, Southwest Research Institute, San Antonio, Texas, USALouise Camenzuli, PhD Student, Safety and Environmental Technology Group, Institute for Chemical and Bioengineering, ETH Zürich, Zürich, SwitzerlandArgelia Castaño, PhD, Head of Department, Area of Environmental Toxicology, Instituto de Salud Carlos III, Majadahonda, SpainCarmela Centeno, Industrial Development Officer, United Nations Industrial Development Organization, Vienna, AustriaIbrahim Chahoud, PhD, Professor, Department of Toxicology, Charité–Universitätsmedizin Berlin, Berlin, GermanyKai Hsien Chi, PhD, Associate Professor, Institute of Environmental and Occupational Health Sciences, National Yang-Ming University, Taipei, TaiwanEliza Chin, MD, MPH, Executive Director, American Medical Women’s Association, Reston, Virginia, USACarsten Christophersen, PhD, Adjunct Professor, Systems Biology, Technical University of Denmark, Kongens Lyngby, DenmarkTheo Colborn (1927–2014), PhD, President Emeritus, TEDX (The Endocrine Disruption Exchange), Paonia, Colorado, USATerrence J. Collins, PhD, Teresa Heinz Professor of Green Chemistry, Department of Chemistry, Carnegie Mellon University, Pittsburgh, PA, USA; and Director, Institute for Green Science, Pittsburgh, Pennsylvania, USAJohanna Congleton, MSPH, PhD, Senior Scientist, Environmental Working Group, Washington, DC, USA
Adrian Covaci, PhD, Professor, Toxicological Center, University of Antwerp, Antwerp, BelgiumCraig Criddle, PhD, Professor, Department of Civil and Environmental Engineering, Stanford University, Stanford, California, USAOscar H. Fernández Cubero, Technician, National Food Center, Majadahonda, SpainJordi Dachs, PhD, Research Scientist, Institute of Environmental Assessment and Water Research, Spanish Council for Scientific Research, Barcelona, SpainCynthia de Wit, PhD, Professor, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenBarbara Demeneix, PhD, DSc, Professor, Department RDDM, National Museum of Natural History, Paris, FrancePascal Diefenbacher, PhD Student, Safety and Environmental Technology Group, Institute for Chemical and Bioengineering, ETH Zürich, Zürich, SwitzerlandMichelle Douskey, PhD, Chemistry Lecturer, Department of Chemistry, University of California, Berkeley, Berkeley, California, USATimothy Elgren, PhD, Dean of Arts and Sciences, Oberlin College, Oberlin, Ohio, USADavid Epel, PhD, Professor Emeritus, Hopkins Marine Station, Stanford University, Pacific Grove, California, USAUlrika Eriksson, PhD Student, Man–Technology–Environment Research Centre, Örebro University, Örebro, SwedenAlexi Ernstoff, MS, PhD Student, Quantitative Sustainability Assessment, Technical University of Denmark, Kongens Lyngby, DenmarkIgor Eulaers, PhD Student, Department of Biology, University of Antwerp, Antwerp, BelgiumHeesoo Eun, PhD, Senior Researcher, Division of Organochemicals, National Institute for Agro-Environmental Sciences, Tsukuba, JapanPeter Fantke, PhD, Assistant Professor, Quantitative Sustainability Assessment Division, Department of Management Engineering, Technical University of Denmark, Kongens Lyngby, DenmarkMarko Filipovic, FilLic, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenMarie Frederiksen, Researcher, Danish Building Research Institute, Aalborg University, Copenhagen, DenmarkCarey Friedman, PhD, Postdoctoral Associate, Center for Global Change Science, Massachusetts Institute of Technology, Cambridge, Massachusetts, USA
Frederic Gallo, PhD, Senior Expert, Regional Activity Center for Sustainable Consumption and Production, Barcelona, SpainJoseph A. Gardella, Jr, PhD, Distinguished Professor and John and Frances Larkin Professor of Chemistry, Department of Chemistry, University of Buffalo–The State University of New York, Buffalo, New York, USAStephen Gardner, DVM, Veterinarian, Albany Animal Hospital, Richmond, California, USACaroline Gaus, PhD, Professor, National Centre for Environmental Toxicology, The University of Queensland, Brisbane, Queensland, AustraliaWouter Gebbink, PhD, Researcher, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenDavid Gee, PhD, Associate Fellow, Institute of Environment, Health, and Societies, Brunel University, Brunel, United KingdomPhilip Germansdefer, DHC Che, MS ChE, Director of International Sales and Marketing, Fluid Management Systems, Inc., Watertown, Massachusetts, USABondi Nxuma Gevao, PhD, Research Scientist, Kuwait Institute for Scientific Research, Safat, KuwaitMelissa Gomis, MS, PhD Student, Department of Environmental Science, Stockholm University, Stockholm, SwedenBelen Gonzalez, PhD Student, Institute of Environmental Assessment and Water Research, Spanish Council for Scientific Research, Barcelona, SpainPeter Gringinger, MSc, Principal, Cardno, Sassafras, Victoria, AustraliaAdam Grochowalski, PhD, Professor, Department of Analytical Chemistry, Krakow University of Technology, Krakow, PolandRamon Guardans, Scientific Advisor, Ministry of Agriculture, Food and Environment, Madrid, SpainAlexey Gusev, PhD, Senior Scientist, European Monitoring and Evaluation Programme Meteorological Synthesizing Centre–East, Moscow, RussiaArno Gutleb, PhD, Project Leader, Department of Environment and Agro-Biotechnologies, Luxembourg Institute of Science and Technology, Belvaux, LuxembourgTenzing Gyalpo, PhD Student, Safety and Environmental Technology Group, Institute for Chemical and Bioengineering, ETH Zürich, Zürich, SwitzerlandJohannes Hädrich, PhD, Head, Research Laboratory, European Union Reference Laboratory for Dioxins and PCBs in Feed and Food, Freiburg, Germany
The Madrid Statement on Poly- and Perfluoroalkyl Substances (PFASs)(Signatories as of publication date. Institutional affiliations are provided for identification purposes only.)
continued »
Signatories
Brief Communication
A 110 volume 123 | number 5 | May 2015 • Environmental Health Perspectives
Helen Håkansson, PhD, Professor of Toxicology and Chemicals Health Risk Assessment, Institute of Environmental Medicine, Karolinska Institutet, Stockholm, SwedenTomas Hansson, PhD, Researcher, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenMikael Harju, PhD, Senior Scientist, NILU–Norwegian Institute for Air Research, Tromsø, NorwayStuart Harrad, PhD, Professor of Environmental Chemistry, School of Geography, Earth and Environmental Sciences, University of Birmingham, Edgbaston, United KingdomBernhard Hennig, PhD, Professor of Nutrition and Toxicology, and Director, University of Kentucky Superfund Research Center, Lexington, Kentucky, USAEunha Hoh, PhD, Associate Professor, Department of Public Health, San Diego State University, San Diego, California, USASandra Huber, PhD, Senior Researcher, Environmental Chemistry, NILU–Norwegian Institute for Air Research, Tromsø, NorwayFrançois Idczak, Direction de la Surveillance de l’Environnement, Institue Scientifique de Service Public (ISSeP), Liege, BelgiumAlastair Iles, SJD, Associate Professor, Department of Environmental Science, Policy, and Management, University of California, Berkeley, Berkeley, California, USAEllen Ingre-Khans, MSc, PhD Student, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenAlin Constantin Ionas, PhD Candidate, Toxicological Center, University of Antwerp, Antwerp, BelgiumGriet Jacobs, Researcher, Flemish Institute of Technological Research, Mol, BelgiumAnnika Jahnke, PhD, Researcher, Department of Cell Toxicology, Helmholtz Centre for Environmental Research, Leipzig, GermanyVeerle Jaspers, PhD, Associate Professor, Department of Biology, Norwegian University of Science and Technology, Trondheim, NorwayAllan Astrup Jensen, PhD, Research Director and CEO, Nipsect, Frederiksberg, DenmarkJavier Castro Jimenez, PhD Research Scientist, Institute of Environmental Assessment and Water Research, Spanish Council for Scientific Research, Barcelona, SpainIngrid Ericson Jogsten, PhD, Research Scientist, School of Science and Technology, Örebro University, Örebro, Sweden
Jon E. Johansen, Dr techn, Director, Chiron AS, Trondheim, NorwayNiklas Johansson, Senior Consultant, Melica Biologkonsult, Upplands Väsby, SwedenPaula Johnson, PhD, MPH, Research Scientist, California Department of Public Health, Richmond, California, USAJill Johnston, PhD, Postdoctoral Fellow, Department of Epidemiology, University of North Carolina at Chapel Hill, Chapel Hill, North Carolina, USAOlga-Ioanna Kalantzi, PhD, Assistant Professor, University of the Aegean, Mytilene, GreeceAnna Kärrman, PhD, Associate Professor, Man–Technology–Environment Research Centre, Örebro University, Örebro, SwedenNaila Khalil, MBBS, MPH, PhD, Assistant Professor, Boonshoft School of Medicine, Wright State University, Kettering, Ohio, USAMaja Kirkegaard, PhD, Cand Scient, Research Advisory, Head of Chemicals Group, Worldwatch Institute Europe, Copenhagen, DenmarkJana Klanova, PhD, Professor, Research Center for Toxic Compounds in the Environment, Faculty of Science, Masaryk University, Brno, Czech RepublicSusan Klosterhaus, PhD, Vice President, Science and Certification, Cradle to Cradle Products Innovation Institute, San Francisco, California, USACandice Kollar, LEED AP, Design Strategist, Kollar Design | EcoCreative, San Francisco, California, USAJanna G. Koppe, PhD, Professor Emeritus of Neonatology, Emma Children’s Hospital/Academic Medical Center, University of Amsterdam, Loenersloot, the NetherlandsIngjerd Sunde Krogseth, PhD, Postdoctoral Fellow, NILU–Norwegian Institute for Air Research, Tromsø, NorwayPetr Kukucka, PhD, Junior Researcher, Research Center for Toxic Compounds in the Environment, Faculty of Science, Masaryk University, Brno, Czech RepublicPerihan Binnur Kurt Karakus, PhD, Associate Professor, Department of Environmental Engineering, Bursa Technical University, Bursa, TurkeyHenrik Kylin, PhD, Professor, Department of Thematic Studies—Environmental Change, Linköping University, Linköping, SwedenRemi Laane, PhD, Professor, Department of Environmental Chemistry, University of Amsterdam, Deltares, Voorburg, the NetherlandsJon Sanz Landaluze, PhD, Assistant Professor, Department of Analytical Chemistry, Universidad Complutense de Madrid, Madrid, Spain
Le Thi Hai Le, PhD, Department Deputy Director, Ministry of Natural Resources and Environment, Ha Noi, VietnamJong-Hyeon Lee, PhD, Director, NeoEnBiz, Gyeonggi-do, South KoreaMarike Martina Leijs, PhD, Professor, Department of Dermatology, University Hospital RWTH Aachen, Aachen, GermanyXiaodong Li, PhD, Professor, Faculty of Engineering, Zhejiang University, Hangzhou, ChinaYifan Li, PhD, Professor, International Joint Research Center for Persistent Toxic Substances, Harbin Institute of Technology, Harbin, ChinaDanuta Ligocka, PhD, Senior Researcher, Department of Toxicology and Carcinogenesis, Nofer Institute of Occupational Medicine, Łódź, PolandMonica Lind, PhD, Scientist, Occupational and Environmental Medicine, Uppsala University, Uppsala, SwedenLee Lippincott, PhD, Assistant Professor of Chemistry, Allied Health Sciences, Mercer County Community College, West Windsor, New Jersey, USAMariann Lloyd-Smith, PhD, Senior Advisor, National Toxics Network, East Ballina, New South Wales, AustraliaKarin Löfstrand, PhD, Postdoctoral Fellow, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenRainer Lohmann, PhD, Associate Professor, Graduate School of Oceanography, University of Rhode Island, Kingston, Rhode Island, USADonald Lucas, PhD, Research Scientist, Lawrence Berkeley National Laboratory, Berkeley, California, USAJosé Vinicio Macias, PhD, Researcher, Autonomous University of Baja California, Baja California, MexicoKarl Mair, Magister, Senior Environmental Chemist, Eco Research, Bolzano, ItalyGovindan Malarvannan, PhD, Research Scientist, Faculty of Pharmaceutical, Biomedical and Veterinary Sciences, University of Antwerp, Antwerp, BelgiumSvetlana Malysheva, PhD, Research Scientist, Scientific Institute of Public Health, Ghent University, Brussels, BelgiumJonathan Martin, PhD, Professor, Division of Analytical and Environmental Toxicology, University of Alberta, Edmonton, Alberta, CanadaLisa Mattioli, MSc, Scientist, Department of Chemistry, Carleton University Ottawa, Ontario, CanadaMichael McLachlan, PhD, Professor, Department of Applied Environmental Science, Stockholm University, Stockholm, Sweden
Lisa Melymuk, PhD, Junior Researcher, Research Center for Toxic Compounds in the Environment, Faculty of Science, Masaryk University, Brno, Czech RepublicAnnelle Mendez, PhD Student, Safety and Environmental Technology Group, Institute for Chemical and Bioengineering, ETH Zürich, Zürich, SwitzerlandTom Muir, MS, Consultant (retired), Environment Canada, Burlington, Ontario, CanadaMarie Danielle Mulder, PhD Student, Research Center for Toxic Compounds in the Environment, Faculty of Science, Masaryk University, Brno, Czech RepublicJochen Müller, PhD, Professor, National Research Centre for Environmental Toxicology, The University of Queensland, Brisbane, Queensland, AustraliaPatricia Murphy, ND, LAc, Naturopathic Physician, Portland, Oregon, USATakeshi Nakano, PhD, Specially Appointed Professor, Graduate School of Engineering, Osaka University, Osaka, JapanAmgalan Natsagdorj, PhD, Associate Professor, Department of Chemistry, National University of Mongolia, Ulaanbaatar, MongoliaSeth Newton, PhD Student, Department of Applied Environmental Science, Stockholm University, Täby, SwedenCarla Ng, PhD, Senior Scientist, Safety and Environmental Technology Group, Institute for Chemical and Bioengineering, ETH Zürich, Zürich, SwitzerlandBo Normander, PhD, Executive Director, Worldwatch Institute Europe, Copenhagen, DenmarkKees Olie, PhD, Retired, Institute for Biodiversity and Ecosystem Dynamics, Amsterdam, the NetherlandsBindu Panikkar, PhD, Research Associate, Arctic Institute of North America, Calgary, Alberta, CanadaRichard Peterson, PhD, Professor, Department of Pharmaceutical Sciences, University of Wisconsin, Madison, Wisconsin, USAArianna Piersanti, PhD, Lead Chemist, Food of Environmental Control Department, Istituto Zooprofilattico Sperimentale dell-Umbria e dell Marche, Perugia, ItalyMerle Plassmann, PhD, Researcher, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenAnuschka Polder, PhD, Scientist, Department of Food Safety and Infection Biology, Norwegian University of Life Sciences, Oslo, Norway
Signatories (continued)
The Madrid Statement on Poly- and Perfluoroalkyl Substances (PFASs)(Signatories as of publication date. Institutional affiliations are provided for identification purposes only.)
continued »
Brief Communication
Environmental Health Perspectives • volume 123 | number 5 | May 2015 A 111
Malte Posselt, BSc, MS Student, German Federal Environment Agency, Berlin, GermanyDeborah O. Raphael, Director, San Francisco Department of the Environment, San Francisco, California, USAShay Reicher, PhD, Risk Assessment Director, Ministry of Health, Tel Aviv, IsraelEfstathios Reppas-Chrysovitsinos, MEng, PhD Candidate, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenCrystal Reul-Chen, DEnv, Senior Environmental Scientist, California Environmental Protection Agency, Sacramento, California, USADavid Roberts, PhD, Kenan Professor of Physics, Department of Physics, Brandeis University, Waltham, Massachusetts, USAMary Roberts, PhD, Professor, Merkert Chemistry Center, Boston College, Chestnut Hill, Massachusetts, USACamilla Rodrigues, PhD, Researcher, Environmental Sanitation Technology Company, San Paulo, BrazilOtt Roots, Dr sc nat ETH, Director of the Institute/Leading Research Scientist, Estonian Environmental Research Institute, Tallinn, EstoniaMaria Ros Rodriguez, Laboratory Technician, Instituto de Química Orgánica General-Consejo Superior de Investigaciones Científicas, Madrid, SpainAnna Rotander, PhD, Postdoctoral Researcher, Man–Technology–Environment Research Centre, Örebro University, Örebro, Sweden; and National Research Centre for Environmental Toxicology, The University of Queensland, Brisbane, Queensland, AustraliaRuthann Rudel, MS, Director of Research, Silent Spring Institute, Newton, Massachusetts, USAChristina Rudén, PhD, Professor, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenAndreas Béguin Safron, MSc, PhD Candidate, Department of Applied Environmental Science, Stockholm University, Stockholm, Sweden
Amina Salamova, PhD, Research Scientist, School of Public and Environmental Affairs, Indiana University, Bloomington, Indiana, USASamira Salihovic, PhD, Postdoctoral Fellow, Department of Medical Sciences, Uppsala University, Uppsala, SwedenJohanna Sandahl, MS, President, Swedish Society for Nature Conservation, Stockholm, SwedenErik Sandell, Consulting Specialist, Nab Labs Oy, Espoo, FinlandAndreas Schaeffer, PhD, Institute Director, Institute for Environmental Research, RWTH Aachen University, Aachen, GermanyJulia Schaletzky, PhD, Senior Group Leader, Cytokinetics, South San Francisco, California, USAArnold Schecter, PhD, Professor, School of Public Health, University of Texas–Dallas Campus, Dallas, Texas, USATed Schettler, MD, MPH, Science Director, Science and Environmental Health Network, Ames, Iowa, USAMargret Schlumpf, Dr sc nat ETH, Co-Director, Group for Reproductive, Endocrine and Environmental Toxicology, University of Zürich, Zürich, SwitzerlandPeter Schmid, PhD, Senior Scientist, Department of Organic Chemistry, Swiss Federal Institute for Material Research and Testing, Dübendorf, SwitzerlandLara Schultes, MSc, PhD Student, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenSusan Shaw, PhD, Professor, School of Public Health, University at Albany–State University of New York, Albany, New York, USA; and Director, Marine Environmental Research Institute, Blue Hill, Maine, USAOmotayo Sindiku, Research Assistant, Basel Convention Coordinating Center, Ibadan, NigeriaLine Småstuen Haug, PhD, Senior Scientist, Department of Exposure and Risk Assessment, Norwegian Institute of Public Health, Oslo, NorwayAnna Sobek, PhD, Researcher, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenAna Sousa, PhD, Postdoctoral Researcher, Health Sciences Research Centre, University of Beira Interior, Covilhã, Portugal
Martin Sperl, Technician, Austria Metall AG, Ranshofen, AustriaThomas Steiner, PhD, CEO, MonitoringSystems GmbH, Pressbaum, AustriaChristine Steinlin, PhD Student, Safety and Environmental Technology Group, Institute for Chemical and Bioengineering, ETH Zürich, Zürich, SwitzerlandAlex Stone, ScD, Senior Chemist, Hazardous Waste and Toxics Reduction Program, Washington State Department of Ecology, Lacey, Washington, USAWilliam Stubbings, PhD Student, University of Birmingham, Edgbaston, United KingdomRoxana Sühring, PhD Student, Helmholtz-Zentrum Geesthacht, Lüneburg, GermanyKimmo Suominen, PhD, Senior Researcher, Finish Food Safety Authority, Risk Assessment Research Unit, Helsinki, FinlandRebecca Sutton, PhD, Senior Scientist, San Francisco Estuary Institute, Richmond, California, USAJoel Svedlund, BSc, Sustainability Manager, Klättermusen AB, Åre, SwedenDavid Szabo, PhD, Senior Scientist, Research and Development, Reynolds American, Winston-Salem, North Carolina, USAÖner Tatli, Lab Manager, A&G Pür Analysis Laboratory, Izmir, TurkeyNeeta Thacker, MSc, PhD, Former Chief Scientist and Quality Manager, Analytical Instruments Division, National Environmental Engineering Research Institute, Nagpur, IndiaDien Nguyen Thanh, PhD Student, Environment Preservation Research Center, Kyoto University, Kyoto, JapanJoao Paulo Machado Torres, PhD, Associate Professor, Instituto de Biofisica Carlos Chagas Filho, Rio de Janeiro Federal University, Rio de Janeiro, BrazilMatthew Trass, PhD, Research Scientist, Phenomenex, Torrance, California, USATheodora Tsongas, PhD, MS, Environmental Health Scientist and Consultant, Portland, Oregon, USAMary Turyk, PhD, Associate Professor, Department of Epidemiology and Biostatistics, University of Illinois at Chicago, Chicago, Illinois, USA
Anthony C. Tweedale, MS, Consultant, Rebutting Industry Science with Knowledge Consultancy, Eastpointe, Michigan, USAMarta Venier, PhD, Scientist, School of Public and Environmental Affairs, Indiana University, Bloomington, Indiana, USARobin Vestergren, PhD, Postdoctoral Researcher, Environmental Chemistry, NILU–Norwegian Institute for Air Research, Tromsø, NorwayStefan Voorspoels, PhD, Research Manager, Flemish Institute of Technological Research, Mol, BelgiumShu-Li Wang, PhD, Investigator and Professor, Department of Environmental Health and Occupational Medicine, National Health Research Institute, Chunan, Miaoli, TaiwanGlenys Webster, PhD, Postdoctoral Fellow, Developmental Neurosciences and Child Health, Child and Family Research Institute, and Faculty of Health Sciences, Simon Fraser University, Vancouver, British Columbia, CanadaLarry Weiss, MD, Chief Marketing Officer, AOBiome, LLC, San Francisco, California, USAPhilip White, Organics Analyst, Marine Institute, Galway, IrelandKarin Wiberg, PhD, Professor, Department of Aquatic Sciences and Assessment, Swedish University of Agricultural Sciences, Uppsala, SwedenGayle Windham, PhD, Research Scientist, Division of Environmental and Occupational Health Control, California Department of Public Health, Richmond, California, USAHendrik Wolschke, PhD Student, Helmholtz Zentrum Geesthacht-Centre for Materials and Coastal Research, Geesthacht, GermanyBo Yuan, PhD, Postdoctoral Fellow, Department of Applied Environmental Science, Stockholm University, Stockholm, SwedenElena Zaffonato, Organics Analyst, Chelab Sri, Resana Treviso, ItalyLingyan Zhu, PhD, Professor, College of Environmental Science and Engineering, Nankai University, Tianjin, ChinaRobert Zoeller, PhD, Professor, Department of Biology, University of Massachusetts Amherst, Amherst, Massachusetts, USA
The Madrid Statement on Poly- and Perfluoroalkyl Substances (PFASs)(Signatories as of publication date. Institutional affiliations are provided for identification purposes only.)
Signatories (continued)
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PFAS in Drinking Water 2019
Scientific and Policy Assessment for Addressing Per- and
Polyfluoroalkyl Substances (PFAS) in Drinking Water
Anna Reade, Ph.D.
Staff Scientist
Natural Resources Defense Council
Tracy Quinn, P.E.
Senior Policy Analyst
Natural Resources Defense Council
Judith S. Schreiber, Ph.D.
Schreiber Scientific, LLC
Contributing Author
Risk Assessment and Toxicology
April 12, 2019
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TABLE OF CONTENTS
EXECUTIVE SUMMARY ............................................................................................................ 5
Introduction ..................................................................................................................................... 8
Part I: What are PFAS ..................................................................................................................... 8
PFAS Classification .................................................................................................................... 9
Part II: How are people exposed to PFAS .................................................................................... 12
PFAS in People ......................................................................................................................... 12
Fetal and Infant Exposure to PFAS .......................................................................................... 13
PFAS in Drinking Water ........................................................................................................... 14
Part III: Health Risks Associated with Exposure to PFAS ........................................................... 16
ATSDR Draft Toxicological Profile for Perfluoroalkyls ......................................................... 16
Cancer Risks from PFOA, PFOS, PFNA, PFHxS, and GenX Exposure ................................. 18
Risks to Fetal Development and the Young ............................................................................. 20
Risk to Immune System Function ............................................................................................. 21
Short-chain PFAS ..................................................................................................................... 22
Additive and Synergistic Effects of Exposure to Multiple PFAS ............................................ 24
Part IV: Comparison and analysis of Existing Health Thresholds ............................................... 25
PFOA ........................................................................................................................................ 32
PFOS ......................................................................................................................................... 37
PFNA ........................................................................................................................................ 40
PFHxS ....................................................................................................................................... 41
GenX ......................................................................................................................................... 41
Conclusions ............................................................................................................................... 44
Part V: Detection/Analytical Methods and Treatment Technologies ........................................... 45
Analytical Methods for Detecting and Measuring Concentrations of PFAS ............................ 45
EPA Method 537.1............................................................................................................ 46
Alternative Analytical Methods ........................................................................................ 47
International Analytical Methods ..................................................................................... 48
Comprehensive PFAS Assessment Techniques ....................................................................... 49
Treatment .................................................................................................................................. 51
Granular Activated Carbon (GAC) Treatment ................................................................. 52
Ion Exchange (IX) Treatment ........................................................................................... 54
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Reverse Osmosis Treatment ............................................................................................. 54
Treatment Trains ............................................................................................................... 55
Innovative Technologies ................................................................................................... 56
Part VI: Conclusions and Recommendations ............................................................................... 57
Units and Definitions .................................................................................................................... 65
APPENDIX A - MRL calculations for PFOS Using Immunotoxicity Endpoint.......................... 68
APPENDIX B - MRL calculations for PFNA Using Longer Half-life ........................................ 72
APPENDIX C - MCLG Calculations ........................................................................................... 74
APPENDIX D - MCLG Calculations for PFOA Based on Reference Dose Calculated by New
Jersey for Altered Mammary Gland Development ....................................................................... 79
APPENDIX E – Approximation of RSC used by ATSDR for Drinking Water Environmental
Media Evaluation Guides .............................................................................................................. 82
APPENDIX F – RfD and MCLG Calculations for GenX ............................................................ 85
Report Prepared By ....................................................................................................................... 87
References ..................................................................................................................................... 89
LIST OF FIGURES
Figure 1: Simplified Classification of PFAS Class ....................................................................... 10
Figure 2: Possible Sources of PFAS Exposure ............................................................................. 24
Figure 3: Detection, Quantification and Reporting Limits ........................................................... 46
LIST OF TABLES
Table 1: Replacements for PFOA and PFOS are Associated with Similar Health Effects .......... 11
Table 2: Results of NHANES Biomonitoring Data ...................................................................... 13
Table 3: Summary of ATSDR’s Findings on Health Effects from PFAS Exposure .................... 17
Table 4: Selected Thresholds for Drinking Water and/or Groundwater - PFOA ......................... 28
Table 5: Selected Thresholds for Drinking Water and/or Groundwater – PFOS ......................... 29
Table 6: Selected Thresholds for Drinking Water and/or Groundwater – PFNA ......................... 30
Table 7: Selected Thresholds for Drinking Water and/or Groundwater – PFHxS ....................... 31
Table 8: Method Reporting Limits from three sources that use EPA Method 537 and/or 537.1 . 47
Table 9: Minimum Reporting Levels Using Southern Nevada Water Authority Method ............ 48
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Table 10: Detection and Reporting Limits for PFOA, PFOS, PFNA, PFHxS Internationally ..... 49
Table 11: Comparison of Various Analytical Approaches to Quantifying PFAS ........................ 50
Table 12: NRDC Recommended MCLGs for PFOA, PFOS, PFNA, PFHxS, and GenX ............ 61
LIST OF DISCUSSION BOXES
Box 1: Immunotoxicity of PFOA, PFOS ...................................................................................... 22
Box 2: Persistence, Mobility, and Toxicity .................................................................................. 23
Box 3: Uncertainty Factors ........................................................................................................... 32
Box 4: Relative Source Contribution ............................................................................................ 33
Box 5: ATSDR’s Environmental Media Evaluation Guides ........................................................ 35
Box 6: “Is altered mammary development an adverse effect?” .................................................... 36
Box 7: Additional Protection for Fetuses, Infants, and Children .................................................. 38
Box 8: Epidemiological Data in Risk Assessment ....................................................................... 43
Box 9: Real-World Exposures ...................................................................................................... 45
Box 10: Maximum Contaminant Level Goals for Carcinogens ................................................... 59
Box 11: Regulating Classes in Tap Water - The PCB Precedent ................................................. 62
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EXECUTIVE SUMMARY
Over the past few decades per- and poly-fluoroalkyl substances (PFAS) contamination has
grown into a serious global health threat. PFAS are a large class of several thousand chemically-
related synthetic chemicals that are widely used for their water- and oil-repellant properties in a
variety of industrial processes and consumer goods. A defining feature of PFAS is their carbon-
fluorine bonds, which impart high thermal stability and resistance to degradation. PFAS are also
highly mobile in the environment and many have been found to bioaccumulate, or build up, in
humans and animals. People are concurrently exposed to dozens of PFAS chemicals daily
through their drinking water, food, air, indoor dust, carpets, furniture, personal care products, and
clothing. As a result, PFAS are now present throughout our environment and in the bodies of
virtually all Americans.
PFAS are associated with many serious health effects such as cancer, hormone disruption, liver
and kidney damage, developmental and reproductive harm, changes in serum lipid levels, and
immune system toxicity - some of which occur at extremely low levels of exposure.
Additionally, because PFAS are chemically related, they may have additive or synergistic effects
on target biological systems within our bodies.
Despite the known health impacts and known contamination in people’s homes and in the
environment, no enforceable national drinking water standards have been set. The few, mostly
non-enforceable, advisories or guidelines that do exist at the federal and state levels are mainly
for perfluorooctanoic acid (PFOA) and perfluorooctane sulfonic acid (PFOS). PFOA and PFOS
are the most extensively studied PFAS to-date and, as such, their toxicity has been well
characterized in humans and animal models. Although the database for other PFAS is not as
robust as for PFOA and PFOS, evidence is growing quickly that indicates they collectively pose
similar threats to human health and the environment, often at exceedingly low doses. These
toxicity data, combined with concerns over their similar environmental mobility and persistence
and widespread human and environmental exposure, have led independent scientists and other
health professionals from around the globe to express concern about the continued and
increasing production and release of PFAS.
The purpose of this report is to provide relevant scientific information which will help states
make informed decisions about how to protect its citizens. This report discusses the most critical
health effects known to be associated with PFAS, the risk of additive/synergistic effects from
concurrent exposure to multiple PFAS, existing or proposed standards and advisories, and
detection and treatment technologies available. Special attention has been given to comparing
and analyzing existing or proposed standards and advisories, from which our recommendations
arise. For this analysis, we focused on PFOA and PFOS, and two additional PFAS,
perfluorononanoic acid (PNFA), and perfluorohexane sulfonic acid (PFHxS), because the
Agency for Toxic Substances and Disease Registry has generated minimal risk levels for all four.
GenX chemicals, used as a replacement for PFOA, were also analyzed in this report, as their
toxicity was recently assessed by the US Environmental Protection Agency (EPA).
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Our analysis of current literature and standards/advisories for PFOA, PFOS, PFNA, PFHxS, and
GenX show that existing standards and advisories are not health protective. For example,
Michigan’s PFAS Science Advisory Panel concluded that, “the research supports the potential
for health effects resulting from long term exposure to drinking water with concentrations below
70 ppt” (the EPA’s lifetime health advisory for PFOA and PFOS). If toxicity assessments were
based on the most sensitive health effect, protective of the most vulnerable population, and fully
acknowledged uncertainties in the toxicity assessment process, maximum contaminant level
goals (MCLGs)a, which are to be set at a level fully protective of human health, would range
from 0 to 2 ppt for drinking water. As technology for detection and water treatment do not
currently allow for the complete removal of PFAS from drinking water, maximum contaminant
levels (MCLs)b for PFOA, PFOS, PFNA, PFHxS, and GenX should be based on the best
detection and treatment technologies available. Our review of detection and treatment
capabilities suggests, a combined MCL of 2 ppt is feasible for PFOA, PFOS, PFNA, and PFHxS,
with a separate MCL of 5 ppt for GenX.
However, we conclude that setting a MCLG of zero for the class is needed to provide an
adequate margin of safety to protect public health from a class of chemicals that is characterized
by extreme persistence, high mobility, and is associated with a multitude of different types of
toxicity at very low levels of exposure. If only a handful of PFAS are regulated, there will be
swift regrettable substitution with other, similarly toxic PFAS - creating an ongoing problem
where addressing one chemical at a time incentivizes the use of other toxic chemicals and we fail
to establish effective safeguards to limit this growing class of dangerous chemicals.
The problems with PFAS as a class are highlighted by the fact that many complex PFAS have
the potential to break down into less complex perfluoroalkyl acids (PFAAs), a subgroup of PFAS
that includes PFOA and PFOS, for which there are substantial known health risks. These
problems are compounded by the fact that the production of certain PFAS, such as
fluoropolymers, requires the use of PFAAs in their manufacture. This use increases total PFAA
contamination and exposure through industrial discharge, as was seen with the production of
Teflon®, as well as through impurities in PFAS-containing products.
At present, there is no single methodology for isolating, identifying, and quantifying all PFAS
compounds in drinking water. We recommend that the state explore an analytical method, such
as total oxidizable precursor assay (TOPA)c, or combination of methods, that can be used as a
surrogate for total PFAS. Until a comprehensive analytical method has been approved to
a An MCLG is the maximum level of a contaminant in drinking water at which no known or anticipated adverse
effect on the health of persons would occur, allowing an adequate margin of safety. MCLGs are non-enforceable
health goals and consider only public health and not the limits of detection and treatment technology effectiveness. b An MCL is the legal threshold of the amount of a chemical that is allowed in public water systems under the Safe
Drinking Water Act. An MCL is based on the concentration established by its corresponding MCLG, but may be
adjusted up for feasibility reasons, reflecting difficulties in measuring small quantities of a contaminant, or a lack of
available, adequate treatment technologies. c TOPA estimates the full array of potential polyfluoroalkyl acid (PFAA) precursors in a sample. TOPA replicates
what micro-organisms in the environment would achieve after many years by rapidly converting precursors into
PFAAs such as PFOA, using a hydroxyl radical-based chemical oxidation method.
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quantify PFAS compounds as a class, we recommend reverse osmosis, or other treatment method
at least as effective as reverse osmosis, as a treatment technique – an enforceable treatment
procedure to ensure contamination control - for public water supplies. Reverse osmosis is the
preferred treatment technology because it has been demonstrated to effectively remove a broad
range of PFAS compounds, it is the most robust technology for protecting against unidentified
contaminants, and it does not require frequent change out of treatment media or release elevated
concentrations of pollutants after media is spent. We recommend the evaluation of the safest
disposal method for high-strength waste streams and spent/used membranes, and that disposal
require full destruction of PFAS compounds before entering the environment.
In summary, this report finds that the current available scientific evidence supports the
need for:
1) comprehensive testing of drinking water;
2) a maximum contaminant level goal of zero for total PFAS;
3) a combined maximum contaminant level of 2 parts per trillion (ppt) for PFOA, PFOS,
PFNA, and PFHxS, and a maximum contaminant level of 5 ppt for GenX; and
4) the setting of a Treatment Technique – an enforceable treatment procedure to ensure
contamination control – for the PFAS class based on the best available detection and
treatment technologies.
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INTRODUCTION
Per- and poly-fluoroalkyl substances (PFAS) are synthetic chemicals that are widely used in a
variety of industrial processes and consumer goods. The carbon-fluorine bonds in PFAS impart
high thermal stability and resistance to degradation. While useful chemicals, PFAS are highly
resistant to environmental degradation and persist in the environment. As a result, PFAS are now
present throughout our environment and in the bodies of virtually all people.
PFAS have been associated with a wide variety of adverse health effects including cancer,
hormone disruption, liver damage, developmental harm, and immune system toxicity - some of
which occur at extremely low levels of exposure. PFAS are widely prevalent in drinking water
sources across the country. Consequently, there is an urgent need to take action to address this
growing health threat. Yet, there are still no enforceable regulations for PFAS in drinking water
at the federal level, and very few regulations addressing PFAS in drinking water at the state
level.
In response to a national PFAS contamination crisis in drinking water, this report provides a
summary of relevant scientific information on PFAS, including information on PFAS exposure,
their effects on human health, and how existing or proposed standards and advisories have been
developed. Based on this information, we make recommendations on how states can protect the
health of their citizens by addressing PFAS contamination in its drinking water.
This report is organized into six parts: Part I is an introduction to the PFAS class of chemicals.
Part II provides an overview of the widespread presence of PFAS in drinking water and in
people. Part III discusses the health risks associated with PFAS exposure. Part IV compares and
analyzes existing health thresholds set or recommended for levels of certain PFAS (PFOA,
PFOS, PFNA, PFHxS and GenX chemicalsd). Part V provides an overview of
detection/analytical methods and treatment technologies for PFAS removal from water. Part VI
offers conclusions and recommendations on how PFAS contamination in drinking water can be
addressed.
PART I: WHAT ARE PFAS
PFAS are a large class of synthetic fluorochemicals that are widely used for their water- and oil-
repellant properties. PFAS can be found in consumer products such as non-stick cookware,
clothing, leather, upholstery, and carpets; in paints, adhesives, waxes and polishes; in aqueous
d As explained by the U.S. Environmental Protection Agency, “GenX is a trade name for a processing aid
technology developed by DuPont (now Chemours). In 2008, EPA received new chemical notices under the Toxic
Substance Control Act from DuPont (which is now Chemours) for two chemical substances that are part of the
GenX process (Hexafluoropropylene oxide (HFPO) dimer acid and the ammonium salt of HFPO dimer acid).” See
EPA, GenX Chemicals Studies, available online at https://www.epa.gov/pfas/genx-chemicals-studies, visited
December 4, 2018.
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fire-fighting foams; and industrially as surfactants, emulsifiers, wetting agents, additives and
coatings.1,2,3
A defining feature of PFAS are their carbon-fluorine bonds, which impart high thermal stability
and resistance to degradation.4,5 As a result, PFAS are highly resistant to environmental
degradation and persist in the environment. They are relatively water-soluble and have been
detected in drinking water sources and in finished (treated) drinking water. Due to their water
solubility, after exposure by any route, these chemicals are found in human blood serum rather
than in body fat where fat-soluble persistent organic pollutants such as PCBs reside. With half-
lives of years, PFAS persist in humans and are found in the blood serum of almost all US
residents and populations worldwide.2,6 PFAS are commonly found together in samples from
contaminated water7 and are identified as co-contaminants in blood serum.6
The two most well-known PFAS, perfluorooctanoic acid (PFOA) and perfluorooctane sulfonic
acid (PFOS), were manufactured between the 1940s and mid-2010 when they were voluntarily
phased out from U.S. manufacturing due to health concerns.8 However, PFOA and PFOS are still
manufactured and used internationally and may enter the U.S. through imported goods.9 There is
widespread contamination of PFOA and PFOS in the environment and their toxicity has been
well characterized in humans and animal models.5 PFOA and PFOS are the most extensively
studied PFAS to-date, and as such, they are often the only PFAS chemicals with exposure
guidelines in drinking water or other environmental media.
However, issues related to the entire PFAS class, which has now grown to an estimated 4,700
chemicals, have been of increasing concern for researchers and health authorities.10,11,12
Although there is not a robust toxicity database for the suite of PFAS, it is generally recognized
that these chemicals are structurally similar, and it is reported that the health risks associated
with one PFAS are expected for other PFAS as well.2,10,13,14 Moreover, as discussed below, many
PFAS have the potential to convert into perfluoroalkyl acids (PFAAs), a subgroup of PFAS that
includes PFOA and PFOS, for which there are substantial known health risks. Health risks of
PFAS include cancer, immune system disfunction, liver damage, hormone disruption, low birth
weight and other developmental effects, changes in serum lipid levels, and reproductive harm.5
While some scientific uncertainties exist, the weight of scientific evidence is substantial: in
experimental animals, in exposed residential populations drinking contaminated water, and in
occupational studies, PFOA, PFOS, and related PFAS cause adverse health effects, particularly
on the young, and increase cancer risks15 in exposed populations (discussed further in Part III).
PFAS Classification
PFAS can be classified into various subgroups (see Figure 1 below for a simplified classification
diagram).10 The PFAS subgroup with the most toxicological information is perfluoroalkyl acids
(PFAAs), which includes PFOA and PFOS.5 Another PFAS subgroup is PFAA precursors,
which consists of PFAS that can be converted into PFAAs.16,17 PFAA precursors include
fluorotelomer-based substances and PASF (perfluoroalkane sulfonyl fluoride)-based substances.
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In a recent review of the global distribution of PFAS, authors concluded that PFAA precursors
should be given attention in addition to PFOA, PFOS and other PFAAs.18 For example, one
PFAA precursor subgroup, polyfluorinated phosphate esters (PAPs), are not routinely measured
or widely investigated, however recent studies show that they are present in house dust,
sometimes at extremely high levels that exceed other PFAS subgroups.19 Additionally, PAPs
were found to be incorporated into produce, such as pumpkin, grown on contaminated soils.20
PFAA precursors can pose health risks associated with their precursor form and when broken
down into PFAAs. Germany and Sweden have proposed a restriction under REACH (a 2006
European regulation that addresses the registration and production of chemical substances) to
cover six PFAS and any substance that can degrade into one of the six. The Swedish
Chemicals Agency estimates that the restriction will cover a group of about 200 PFAS.21
Figure 1: Simplified Classification of PFAS Class
Figure 1 shows the relationship between various subgroups within the PFAS class. This
classification scheme is not inclusive of all PFAS subgroups. PFAS (per- and polyfluoroalkyl
substances), PFPEs (perfluoropolyethers), PFAAs (perfluoroalkyl acids), PFCAs (perfluoroalkyl
carboxylic acids), PFSAs (perfluoroalkyl sulfonic acids), PFECAs (perfluoroether carboxylic
acids), PFESAs (perfluoroether sulfonic acids), PASF (perfluoroalkane sulfonyl fluoride).
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Perfluoropolyethers (PFPEs) are large molecular sized PFAS with ether linkages and
fluoropolymers are composed of multiple repeating units of PFAS.10,17 While neither are known
to actively degrade into PFAAs, they are highly persistent and PFAAs are used in their
manufacture, can occur as impurities in the final product, and can be formed when the polymers
are heated or incinerated. A well-known fluoropolymer is polytetrafluoroethylene, also known as
Teflon. The use of PFAAs such as PFOA and GenX chemicals in the manufacture of
perfluoropolyethers and fluoropolymers has resulted in severe environmental contamination
around manufacturing and processing plants.22
There is concern that simply substituting one PFAS that has been shown to be toxic for another,
often less studied PFAS, will result in a regrettable substitution that is not protective of public
health. Regrettable substitutions of certain PFAS compounds with others demonstrating similar
toxicological characteristics have already occurred. For example, GenX is a replacement
technology for PFOA and perfluorobutane sulfonic acid (PFBS) is a replacement for PFOS. The
US Environmental Protection Agency (EPA) released draft toxicity assessments in November of
2018 on two GenX chemicals (hexafluoropropylene oxide (HFPO) dimer acid and its ammonium
salt) and PFBS confirming that GenX chemicals are associated with liver and pancreatic cancers
and adverse effects on the kidneys, blood, liver, immune system, and development.23 In addition,
PFBS is associated with thyroid and kidney effects and reproductive and developmental
toxicity.24
Table 1: Replacements for PFOA and PFOS are Associated with Similar Health Effects
Cancer Immune Liver or
Kidney
Developmental &
Reproductive Endocrine
PFOA
GenX
PFOS
PFBS
Table 1 compares several health effects associated with exposure to PFOA and its replacement
GenX, and PFOS and its replacement PFBS. Based on human and animal evidence (not
inclusive of all associated health effects).e,f,g
Indeed the EPA, in an evaluation of alternative PFAS to PFOA and PFOS, stated that there is,
“concern that these … substances will persist in the environment, could bioaccumulate, and be
toxic (“PBT”) to people, wild mammals, and birds.”25 The Michigan PFAS Science Advisory
e ATSDR, 2018. Agency for Toxic Substances and Disease Registry. Toxicological Profile for Perfluoroalkyls. Draft
for Public Comment, June 2018. f U.S. Environmental Protection Agency, 2018. Toxicity Assessment: Human Health Toxicity Values for
Hexafluoropropylene Oxide (HFPO) Dimer Acid and Its Ammonium Salt (CASRN 13252-13-6 and CASRN 62037-
80-3). November 2018. EPA 823-P-18-001. g U.S. Environmental Protection Agency, 2018. Toxicity Assessment: Human Health Toxicity Values for
Perfluorobutane Sulfonic Acid (CASRN 375-73-5) and Related Compound Potassium Perfluorobutane Sulfonate
(CASRN 29420-49-3). November 2018. EPA 823-R-18-0307.
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Panel has recommended that, although there is limited data on PFAS other than PFOA and
PFOS, Michigan should “consider setting advisory limits for these additional PFAS in light of
their similar chemical structures and toxicity.”26 Vermont is in the process of setting a combined
standard for drinking water for 5 PFAS based on their structural and chemical similarity.
Furthermore, the 2014 Helsingør11 and 2015 Madrid Statements,12 founded on extensive reviews
of the scientific literature, provide consensus from more than 200 scientists on the potential for
harm associated with the entire class of PFAS.
PART II: HOW ARE PEOPLE EXPOSED TO PFAS
Almost all Americans tested have one or more PFAS in their bodies.6,27 Widespread use of PFAS
has resulted in the ubiquitous presence of these chemicals in the environment including in rivers,
soil, air, house dust, food and drinking water from surface water and groundwater sources. We
are exposed to PFAS by inhaling house dust contaminated with PFAS due to their use in
consumer products, such as treated upholstery and carpet, and from ingesting small amounts in
drinking water, food and food packaging.
PFAS in People
Persistent, bioaccumulative chemicals such as those in the PFAS family are characterized by
long periods during which the body retains these chemicals after exposure ceases.3,5,28 PFOA,
PFOS, PFNA, PFHxS, and related PFAS are known to bioaccumulate in the bodies of people of
all ages, even before birth. Government agencies estimate the human adult half-life (the time it
takes to reduce the concentration of a chemical by half) of various PFAS to be on the order of
years. Half-life estimates for the PFAS discussed in this report are: 2.3 to 3.8 years for PFOA;
5.4 years for PFOS, 8.5 years for PFHxS, and 2.5 to 4.3 years for PFNA.
The use of PFOA and PFOS in manufacturing has been phased out in the United States, and
levels in blood serum have started to decrease as reported in national surveys.6 However, PFOA
and PFOS bioaccumulate and do not degrade in the environment, therefore they will persist in
the environment and continue to be a source of exposure for many years in the future.
Blood serum can be used as a long-term measure of exposure for some PFAS and can indicate an
increase in risk of disease at the population level. Blood serum concentrations of several PFAS
have been evaluated in a large representative sample of the US populations age 12 and older by
the National Health and Nutrition Examination Survey (NHANES).6 The table below (Table 2)
summarizes the geometric mean blood serum concentration in ng/L, or parts per trillion (ppt), of
different PFAS measured by NHANES since 1999. Note that blood serum concentration is
usually expressed in ppb (ug/L or ng/mL) but was converted to ppt in this report to facilitate
comparisons to drinking water levels, usually reported in ppt for PFAS.
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Table 2: Results of NHANES Biomonitoring Data
Survey
Year PFBS PFDA PFDoA PFHpA PFHxS PFNA
1999-2000 NA * * * 2130 551
2003-04 * * * * 1930 966
2005-06 * 355 * * 1670 1090
2007-08 * 286 * * 1950 1220
2009-10 * 279 * * 1660 1260
2011-12 * 199 * * 1280 881
2013-14 * 185 * * 1350 675
Survey
Year PFOA PFOS PFOSA EtFOSAA MeFOSAA PFUA
1999-2000 5210 30400 355 642 846 *
2003-04 3950 20700 * * * *
2005-06 3920 17100 * * 410 *
2007-08 4120 13200 * * 303 *
2009-10 3070 9320 * * 198 172
2011-12 2080 6310 * * * *
2013-14 1940 4990 NA NA * *
Table 2 shows the geometric mean levels in blood serum in ng/L (ppt) from NHANES
biomonitoring data. “*” indicates mean was not calculated, proportion of results below limit of
detection was too high to provide a valid result. “NA” indicates the PFAS was not measured in
that round of NHANES.
State and regional biomonitoring trends, as well as trends among different age groups and sexes
can differ from the national trends represented in NHANES. For example, one study found that
children 2 to 5 years old and adults over 60 had a higher blood serum PFOA (median 600 ppb) in
the Little Hocking Water Association district compared with residents in all other age groups
(median 321 ppb).29 The authors note that infants and children proportionally drink more water
per unit of body weight than adults, and children and the elderly tend to spend more time at
home with exclusive use of residential water than other age groups. Additionally, NHANES
biomonitoring measures a limited number of PFAS and is likely not reflective of current
exposures to PFAS. Alternative methods for detecting PFAS in blood serum are showing an
increasing trend of unidentified organofluorine in blood serum samples, which suggest that
people are being exposed to new and unidentified PFAS.30,31
Fetal and Infant Exposure to PFAS
Fetuses, infants and children are particularly susceptible to the impacts of exposure to toxic
chemicals due to their rapidly growing and developing bodies. As such, they are at increased risk
of harmful health effects due to PFAS exposure (discussed in further detail in Part II of this
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report). Almost all fetuses and infants will have some degree of exposure to PFAS, including
fetal exposure during pregnancy through placental transfer.2,5 For infants, PFAS exposure may
be further elevated due to ingestion of contaminated breast milk (a result of the mother’s
ingestion of contaminated water, and other sources) or infant formula contaminated by PFAS-
containing food packaging and/or prepared with contaminated drinking water.32,33 Fetuses and
nursing infants’ exposures are influenced by the mother’s past exposures or “body burden,” as
measured by blood serum concentrations.
PFAS have been detected in virtually all umbilical cord blood tested, indicating that PFAS can
cross the placental barrier, exposing fetuses in utero.5 Researchers have studied the transfer of
PFAS during pregnancy and found a positive correlation between maternal plasma and serum
with cord serum levels, concluding that either maternal plasma or serum could be used to
estimate fetal exposure to PFAS.34
Infant formula can be contaminated with PFAS through the use of PFAS-contaminated water
when reconstituting powdered formula. PFAS has also been detected in infant formula itself. For
example, one study detected PFAS in all infant milk formulas and baby cereals tested, with the
highest levels coming from PFOA, PFOS, PFNA, and PFDA.33 Contamination of infant formula
and cereal could be due to migration from food packaging and/or from containers during
production.35
ATSDR summarizes reports on breast milk concentrations of PFAS found in the general
population.5 Numerous PFAS, including PFOS, PFOA, PFBS, PFHxS, PFNA, perfluorodecanoic
acid (PFDeA), perfluorododecanoic acid (PFDoA), perfluoroundecanoic acid (PFUA), and
perfluorooctanesulfonamide (PFOSA), have been detected in breast milk samples in women in
China, Korea, Japan, Malaysia, Cambodia, India, Korea, Vietnam, Indonesia, Norway,
Philippines, Sweden, and the United States.
PFAS levels in breast milk are higher than what is typically found in drinking water, due to the
mothers’ past accumulated exposures and transfer to breast milk. For example, in biomonitoring
studies average concentrations of PFOA in breast milk range from 2.5%36 to 9%37 of the
concentration of PFOA in mothers’ blood serum. Therefore, breast milk concentrations can be up
to an order of magnitude higher than drinking water concentrations because PFOA maternal
blood serum levels are approximately 100 times greater than the drinking water she ingested over
time.
PFAS in Drinking Water
Drinking water is the dominant source of exposure to PFAS for people living in communities
with drinking water highly contaminated with these chemicals, far exceeding exposure from
other sources.38 Even relatively low PFAS concentrations in drinking water can be associated
with substantial increases in blood serum levels. For example, since the clearance of PFOA is
slow and because it accumulates in blood, after a long period of exposure, a person’s blood
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serum PFOA level will be about 100 times greater than the PFOA concentration ingested via
drinking water.2
In 2009, researchers evaluated the contribution of water, diet, air and other sources for various
exposure scenarios to PFOA.38 They found that when drinking water concentrations of PFOA are
low, dietary exposure is the dominant source of exposure. However, as drinking water
concentrations increase, the ingestion of contaminated water becomes the predominant source of
exposure. Drinking water concentrations of 100 ppt and 400 ppt are predicted to contribute 71%
and 91%, respectively, of total exposure; and are estimated to increase blood serum levels, on
average, by 250% and 1000%, respectively.2
Analysis of EPA’s Unregulated Contaminant Monitoring Rule (UCMR3) data shows that about
4% of tested public water supplies in the U.S. (about 200 of 5,000 public water supplies studied),
serving 16.5 million Americans in 33 states, 3 territories and an American Indian community,
have levels of PFAS above the EPA-specified reporting limitsh for UCMR3.7 Sixty-six tested
public water supplies, serving six million Americans, had at least one sample above EPA’s 2016
PFOA and PFOS non-enforceable lifetime health advisory of 70 ppt.3,28 PFOA was the most
frequently detected PFAS in drinking water, followed by PFOS. Exceedances of the EPA’s
health advisory have been detected in California, New Jersey, North Carolina, Alabama, Florida,
Pennsylvania, Ohio, New York, Georgia, Minnesota, Arizona, Massachusetts and Illinois. High
levels of PFAS in drinking water were strongly associated with proximity to major PFAS
industrial sites, civilian airports, and military fire training areas.
As concerning as the UCMR3 data are, they significantly underestimate how many drinking
water sources are contaminated by PFAS. This is in part because the lowest levels of PFAS that
are required to be reported to EPA, sometimes referred to as the “Minimum Reporting Levels” or
“Method Reporting Levels” under the UCMR3 were very high, meaning that even if PFAS were
detected at levels below these cutoffs, they are not required to be reported to EPA. Indeed, these
cutoffs are significantly higher than the limit of quantitation reported in most published studies
and by a prominent laboratory using the same method, which completed about one-third of the
PFAS monitoring under the UCMR3.39 The UCMR3’s overall limitations have been well
described:
“The [Minimum Reporting Levels] (10−90 ng/L) in the UCMR3 database are up to
2 orders of magnitude higher than the limit of quantitation in most published studies,
and more than 10 times higher than the drinking water limit (1 ng/L) suggested by
human and animal studies. Because PFASs are detectable in virtually all parts of the
environment, we infer that the large fraction of samples below reporting limits is
driven in part by high [Minimum Reporting Levels].” 7
Moreover, the UCMR3 only required testing for 6 PFAS out of the several thousand PFAS that
have been cleared for use in the United States.40 The UCMR3 data are further limited by the
h Reporting limits for UCMR3 were: PFOA - 20 ppt, PFOS - 40 ppt, PFHxS - 30 ppt, PFNA - 20 ppt,
perfluorohepatanoic acid (PFHpA) - 10 ppt, and perfluorobutane sulfonic acid (PFBS) - 90 ppt
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inclusion of only 0.5 % of the nation’s small public water supplies and no testing results for
private wells.
PART III: HEALTH RISKS ASSOCIATED WITH EXPOSURE TO PFAS
There is a sufficiently robust body of scientific research to evaluate the adverse health effects of
several PFAS, with the most highly studied being PFOA, PFOS, PFNA and PFHxS. Both human
studies and animal studies should be used to evaluate adverse effects of chemical exposures (see
Box 8 for further discussion). Animal and human studies show similar adverse effects and cancer
risks.
Due to the structural similarity and the co-occurrence of PFOA and PFOS in the environment
and in people, public health protection and guidance usually address both PFOA and PFOS. In
June 2018, minimal risk levels were also generated by the Agency for Toxic Substances and
Disease Registry (ATSDR) for PFNA and PFHxS, which are chemically related and often co-
occur with PFOA and PFOS.5 In November of 2018, the EPA released human health toxicity
values (reference doses) for PFBS and hexafluoropropylene oxide (HFPO) dimer acid and its
ammonium salt, also known as GenX chemicals.23,24 PFBS is a replacement chemical for PFOS
and GenX is a replacement technology for PFOA, and both were found to be associated with a
variety of adverse health effects. Considerably less information is available for the larger group
of PFAS, however, as stated above, due to the structural similarity of these contaminants, it is
expected that many PFAS will have similar health effects. 2,13,14
Several reviews of the scientific literature on the health effects associated with PFAS exposure
have recently been published.1,2,5,14,15,41,42,43 ATSDR has performed the most recent and
comprehensive review. This review is summarized below, as an overview of health effects
associated with PFAS exposure. This summary is followed by sections that discuss in further
detail cancer risk and two of the most common and sensitive health effects for PFAS,
development harm and immunotoxicity. Understanding these health effects is particularly
important to determining how to best protect the public from PFAS contamination.
ATSDR Draft Toxicological Profile for Perfluoroalkyls
ATSDR performs risk assessment and evaluation of chemicals as part of the U.S. Centers for
Disease Control and Prevention (CDC). ATSDR released a draft Toxicological Profile for
Perfluoroalkyls in June 2018.5 The toxicological profile on perfluoroalkyl compounds included
the suite of chemicals in that group that have been measured in the blood serum collected as part
of the NHANES 2003-2004 survey, and other monitoring studies. The 14 perfluoroalkyl
compounds included in the toxicological profile are:
Perfluorobutyric acid (PFBA, CAS 375-22-4)
Perfluorohexanoic acid (PFHxA, CAS 307-24-4)
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Perfluoroheptanoic acid (PFHpA, CAS 375-85-9)
Perfluorooctanoic acid (PFOA, CAS 335-67-1)
Perfluorononanoic acid (PFNA, CAS 375-95-1)
Perfluorodecanoic acid (PFDeA, CAS 335-76-2)
Perfluoroundecanoic acid (PFUA, CAS 2058-94-8)
Perfluorododecanoic acid (PFDoA, CAS 307-55-1)
Perfluorobutane sulfonic acid (PFBS, CAS 375-73-5)
Perfluorohexane sulfonic acid (PFHxS, CAS 355-46-4)
Perfluorooctane sulfonic acid (PFOS, CAS 1763-23-1)
Perfluorooctane sulfonamide (PFOSA, CAS 754-91-6)
2-(N-Methyl-perfluorooctane sulfonamide) acetic acid (Me-PFOSA-AcOH, CAS 2355-31)
2-(N-Ethyl-perfluorooctane sulfonamide) acetic acid (Et-PFOSA-AcOH, CAS 2991-50-6)
ATSDR provided an exhaustive assessment of these 14 PFAS in their Toxicological Profile for
Perfluoroalkyls. Their assessment found that there is consistent association between PFAS
exposure and several health outcomes. The table (Table 3) below summarizes health effects
ATSDR found linked to the 14 PFAS reviewed in the profile.
Table 3: Summary of ATSDR’s Findings on Health Effects from PFAS Exposure
Immune
e.g. decreased
antibody response,
decreased
response to
vaccines,
increased risk of
asthma diagnosis
Developmental &
Reproductive
e.g. pregnancy-induced
hypertension/pre-
eclampsia, decreased
fertility, small decreases
in birth weight,
developmental toxicity
Lipids
e.g. increases in
serum lipids,
particularly total
cholesterol and low-
density lipoprotein
Liver
e.g. increases
in serum
enzymes and
decreases in
serum
bilirubin
levels
Endocrine
e.g. increased
risk of thyroid
disease,
endocrine
disruption
Body
Weight
e.g. decreased
body weight
Blood
e.g. decreased red
blood cell count,
decreased
hemoglobin and
hematocrit levels
PFOA
PFOS
PFHxS
PFNA
PFDeA
PFDoA
PFUA
PFHxA
PFBA
PFBS
Table 3 summarizes ATSDR’s findings on the associations between PFAS exposure and health
outcomes in human and animal studies (not an exhaustive list of health outcomes).
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ATSDR determined that there was sufficient data to support generating minimal risk levels for
PFOA, PFOS, PFNA, and PFHxS. Our maximum contaminant level recommendations are, in
part, based on these minimal risk levels, which is discussed in Part III of this report.
Cancer Risks from PFOA, PFOS, PFNA, PFHxS, and GenX Exposure
Chemical exposures that contribute to an increase in cancer risk have a significant impact on
public health. As the National Cancer Institute states, “the years of life lost due to premature
deaths, the economic burden due to lost productivity and the costs associated with illness and
therapy, and the long-term effects of cancer and its treatment on the quality of life of survivors
take a toll at a population level.”44
Toxicological studies in humans and animals have found associations between increased cancer
risk and PFOA and PFOS exposure, and several authoritative bodies have made findings on their
carcinogenic potential. PFNA, PFHxS, and GenX are less well studied, however, their chemical
similarity to PFOA and PFOS and the data that is available suggests that there is reason to be
concerned about increased cancer risk.
PFOA and PFOS
Carcinogens are chemicals that cause cancer. The C8 Science Paneli has identified PFOA as a
probable carcinogen15, and the International Agency for Research on Cancer (IARC) has
classified PFOA as a possible45 carcinogen. The EPA Science Advisory Board and the EPA
Office of Water have concluded that PFOA and PFOS demonstrate likely46 or suggestive3
evidence of carcinogenic potential, respectively.
From 2005-2013 the C8 Science Panel determined blood levels and collected health information
from communities in the Mid-Ohio Valley that had been potentially affected by the release of
PFOA emitted from a DuPont plant since the 1950s.15,47,48 They then assessed the links between
PFOA exposure and a number of diseases. Based on epidemiologic and other data available to
the C8 Science Panel, they concluded that there is a probable link between exposure to PFOA
and testicular and kidney cancer (as well as high cholesterol, ulcerative colitis, thyroid disease
and pregnancy-induced hypertension). Because these studies relied largely on a survivor cohort,
results regarding associations with PFOA may be biased toward the null (i.e. a greater chance of
failing to identify an association) for highly aggressive cancers like pancreatic, lung and kidney
cancers, which should not be ruled out based on this study.
i The C8 Science Panel was established as a result of a class action lawsuit against DuPont and charged with
assessing probable links between PFOA (also called C8) exposure and disease in communities near the DuPont
Washington Works plant in Parkersburg, West Virginia.
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IARC, the specialized cancer agency of the World Health Organization, has classified PFOA as
“possibly carcinogenic to humans” (Group 2B) based on limited evidence that PFOA causes
testicular and renal cancer, and limited evidence in experimental animals.”45 IARC considers
human, animal, and mechanistic data in making its determinations of evidence for cancer risk to
humans. The human data considered by IARC in making this determination included increases in
cancer among highly exposed members of the C8 Health Project study population47,48 discussed
above, and among workers in the DuPont Washington Work plant in Parkersburg, WV.49
Researchers studied the mortality of 5,791 workers at the DuPont chemical plant in Parkersburg,
West Virginia from 1952-2008. The authors found exposure-response relationships with PFOA
for chronic renal disease, both malignant and non-malignant.49
The EPA Office of Water concluded that there is suggestive evidence of carcinogenic potential
of PFOA in humans.3 This conclusion was based on Leydig cell testicular tumors in rats, and the
reported probable link to testicular and renal tumors among the members of the C8 Health
Project. EPA also concluded that there is suggestive evidence of carcinogenic potential of PFOS
in humans based on liver and thyroid adenomas observed in a chronic rat bioassay.28,50
Cancers other than kidney and testicular cancer have also shown positive associations in studies
of occupational exposure, though they have not reached statistical significance. One study
reported a non-significant positive association between PFOA and prostate cancer in employees
of DuPont in West Virginia.51 Another study reported modestly elevated risk of prostate and
bladder cancer in employees of 3M in Minnesota.52
Two small studies of the Inuit population in Greenland found significantly increased risk of
breast cancer associated with certain PFAS, including PFOA and PFOS,53 and a greater elevated
odds ratio for breast cancer in women with both high PFAS levels and specific genetic variations
that affect levels of hormones such as estrogens.54 A later, larger study evaluated the association
between PFAS serum levels in pregnant Danish women and the risk of premenopausal breast
cancer.55 This study did not find convincing evidence establishing a causal link between PFAS
exposures and increased risk of breast cancer 10 to 15 years later. These data suggest the need
for further research on this topic, especially considering the effects PFAS exposure can have on
mammary gland development (see Box 6).
While there have been some studies that do not support a relationship between PFAS exposure
and cancer, those studies have notable limitations. For example, New York State Department of
Health (NYSDOH) conducted an evaluation of cancer occurrence in the Hoosick Falls
population where residents’ blood serum median levels were 23,500 ppt.56 In that study, no
relationship was found between PFOA exposure and testicular, kidney, prostate or bladder
cancer. However, studies of community exposures have inherent limitations and are difficult to
evaluate in low number populations. As noted by NYSDOH, limitations of this study include
small population and incomplete inclusion of the potentially exposed populations.
PFNA, PFHxS, and GenX
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PFNA and PFHxS have been studied to a lesser degree than PFOA and PFOS. One study
reported a significantly higher risk for prostate cancer among subjects with a hereditary risk and
blood serum PFHxS levels above the median, finding a significant odds ratio of 4.4 (1.7-12).57
An increased, though non-significant, odds ratio of 2.1 (1.2-6.0) was also reported among
subjects with a hereditary risk for prostate cancer and blood serum PFNA levels above the
median.
Researchers evaluated participants in the C8 Health studies for associations between PFNA and
PFHxS and elevated serum levels of prostate-specific antigen, a biomarker that can be used to
screen for prostate cancer.58,59 Their findings were non-significant, however, one limitation with
this study is that changes in prostate-specific antigen levels are not exclusively due to cancer but
can also be attributed to other factors such as prostate inflammation, urinary retention, local
trauma and increase in age.
In EPA’s draft toxicity assessment of GenX, the EPA determined that “there is Suggestive
Evidence of Carcinogenic Potential of oral exposure to GenX chemicals in humans, based on the
female hepatocellular adenomas and hepatocellular carcinomas and male combined pancreatic
acinar adenomas and carcinomas [in rats].”23 The EPA also notes that evidence suggest that
mice are more sensitive to the effects of GenX than rats, and that a lack of data evaluating cancer
in mice is a database deficiency. There are currently no studies evaluating cancer risk from GenX
exposure in humans.
Further research is needed to understand the relationship between PFOA and PFOS exposure and
various cancers other than kidney and testicular cancer, such as prostate, bladder, ovarian and
breast cancer, which have limited, but suggestive evidence for association with PFAS exposure.
Additionally, more research is needed to understand the carcinogenic potential of other PFAS,
which, due to similar chemical characteristics to PFOA and PFOS, are likely to also increase the
risk for certain cancers.
Risks to Fetal Development and the Young
Developing infants and children are particularly susceptible to the impacts of exposure to toxic
chemicals. The impacts of PFAS exposure on fetal development and the young have been
studied in both humans and animals. These studies find similar and profound adverse health
effects.
Since infants and children consume more water per body weight than adults, their exposures may
be higher than adults in communities with PFAS in drinking water. In addition, the young may
also be more sensitive to the effects of PFAS due to their immature developing immune system,
and rapid body growth during development.1,5,60,61,62 Exposure to PFAS before birth or in early
childhood may result in decreased birth weight, decreased immune responses, and hormonal
effects later in life.
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Recent literature has identified developmental effects of significance from exposure to PFAS.
For a review of effects on children from PFAS exposure, sixty-four studies were evaluated for
six categories of health outcome: immunity, infection, asthma, cardio-metabolic,
neurodevelopmental/attention, thyroid, renal, and puberty onset.62 The review found evidence of
later age at menarche (menstruation), effects on renal function and lipid serum levels, and
immunotoxicity (asthma and altered vaccine response).
A particularly significant developmental effect linked to PFAS exposure is alterations to
mammary gland development. Prenatal exposure of mice to PFOA results in delays in mammary
gland development in offspring of treated females, including reduced ductal elongation and
branching, delays in timing and density of terminal end buds (developmental structures
important for forming proper mammary gland ductal structure), and decreases in mammary
epithelial growth.63,64,65 These studies found that PFOA-induced effects on mammary tissue
occur at extremely low doses - much lower than effects on liver weight. Due to the low-dose
sensitivity of mammary glands to PFOA in mice, a no-observable adverse effect level for
mammary gland developmental delays could not be determined. In other words, the studies
found that all dose levels were associated with effects on mammary gland development. (see Box
6 for a discussion on the biological relevance of altered mammary gland development)
Risk to Immune System Function
Evidence from both animal and human studies suggest that the immune system is also highly
sensitive to PFAS exposure. For instance, immunotoxicity is currently the most sensitive health
endpoint identified for PFOS exposure and occurs at doses at least an order of magnitude less
than other health endpoints. As documented in the ATSDR profile, both animal and
epidemiology studies provide strong evidence linking PFAS exposure to immunotoxic effects.5
The strongest evidence of the PFAS-associated immunotoxicity in humans comes from
epidemiology studies finding associations evaluating the antibody response to vaccines.5
Associations have been found for PFOA, PFOS, PFHxS, and PFDeA; with limited evidence for
PFNA, PFUA, and PFDoA. Increases in asthma diagnosis and effects on autoimmunity,
specifically ulcerative colitis, have also been linked to PFAS exposure. Animal studies suggest
the immune system is a highly sensitive target of PFAS-induced toxicity; observed effects
include impaired responses to T-cell dependent antigens, impaired response to infectious disease,
decreases in spleen and thymus weights, and in the number of thymic and splenic
lymphocytes.5,23
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The immunotoxic effects of PFAS could
have significant detrimental impacts on
public health. For example, PFAS is
associated with reduced antibody titer
rise in response to vaccines,5,66 resulting
in increased risk of not attaining the
antibody level needed to provide long-
term protection from serious diseases
such as measles, mumps, rubella, tetanus
and diphtheria. PFAS can also be
transferred to fetuses in utero, and to
infants via breast milk67 or PFAS-
contaminated infant formula, which
presents a particular hazard to the
adaptive immune system during this
critical window of development. As noted
by the Michigan PFAS Science Advisory
Panel, “the developing immune system is
especially sensitive to environmental
stressors… Disruption of immune
development is likely to have broader
impacts than the antibody changes that
are directly measured in these studies
and may have long lasting
consequences.”26
Short-chain PFAS
Short-chain PFAS (less than six or seven carbons, depending on the PFAS subclass) have been
introduced as ‘safer’ alternatives due to their supposed shorter half-lives in humans, but little
research is publicly available on the toxic effects related to exposure, retention, and persistence.
The evidence that does exist suggests short-chain PFAS are associated with similar adverse
health effects as the long-chain, legacy PFAS that they have replaced.68,69 Importantly, short-
chain PFAS are still highly persistent and are even more mobile in the environment than long-
chain PFAS.70
Some short-chain PFAS are not detected frequently or detected at low levels in human blood;
therefore, some industry groups have claimed that short-chain PFAS are readily eliminated from
the body. However, recent research does not support this conclusion. Short-chain PFAS are
found to accumulate in
In 2016, the National Toxicology Program
conducted a systematic review to evaluate
immunotoxicity data on PFOA and PFOS. It
concluded that both are presumed to constitute
immune hazards to humans based on a high level
of evidence that they suppress antibody response
in animal studies and a moderate level of evidence
from studies in humans. They also identified
additional evidence linking PFOA exposure to
reduced infectious disease resistance, increased
hypersensitivity-related outcomes, and increased
autoimmune disease incidence (human studies),
and PFOS exposure to suppressed disease
resistance and lowered immune cell activity
(animal studies).66
In 2018, the Michigan PFAS Science Advisory
Panel recommended adding immunologic effects
to ATSDR’s list of health conditions of concern,
“particularly those that arise during prenatal
exposure and childhood…based on strong
toxicologic findings and supporting epidemiologic
evidence.”26
Box 1: Immunotoxicity of PFOA, PFOS
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interior organs, some at concentrations
that are higher than long-chain PFAS,
such as PFOA and PFOS.77 As Dr.
Philippe Grandjean pointed out in his
testimony to the Michigan State
Legislature, “Given the inability to
assess organ concentrations in clinical
studies, our understanding of the health
risks associated with the short-chained
compounds is extremely limited.”
Biomonitoring programs are currently
exploring other forms of media, such as
urine, as more appropriate measures of
short-chain PFAS exposure and
retention.
Additionally, developing science on
short-chain PFAS metabolism indicates,
“that some fluorinated alternatives have
similar or higher toxic potency than
their predecessors when correcting for
differences in toxicokinetics [rate a
chemical enters the body, is
metabolized, and excreted]”.69 The rate a
chemical will enter the body and the
process of excretion and metabolism in
the body may in fact be an inadequate
measure of health threats to humans from chemicals with chronic exposure. The widespread use
of short-chain PFAS in commerce and their persistence in the environment could lead to chronic
exposures in people. Researchers find:
“Considering that the exposure to short-chain PFAAs is unlikely to be stopped shortly, there
will be increasing continuous and poorly reversible environmental background
concentrations of short-chain PFAAs. Consequently, organisms and humans will be
permanently exposed to short-chain PFAAs, resulting in continuous and poorly reversible
internal concentrations. The poorly reversible internal concentrations in organisms are
caused by the persistence of short-chain PFAAs and their continuous presence in the
environment. Therefore, the organismal elimination efficiencies are of secondary
relevance.”68
Finally, it is important to acknowledge that exposure to short-chain and other replacement PFAS,
is happening on top of a pre-existing health burden from historically used, long-chain PFAS, as
discussed further in the following section.
Box 2: Persistence, Mobility, and Toxicity
The German Environment Agency has shifted the
classification of emissions, registered under
REACH, to specific intrinsic properties that
indicate a hazard to sources of drinking water.71
These properties include persistence (P) in the
environment, mobility (M) in the aquatic
environment, and toxicity (T) (PMT). Substances
that are considered very persistent in the
environment (vP) and very mobile in the aquatic
environment (vM), regardless of their toxicity, must
also be considered, due to their increased
probability of reaching and accumulating in sources
of drinking water.72 Because very short chain PFAS
are volatile and can be dispersed far from areas of
direct exposure,73,74 recent efforts have shifted the
focus toward mobility as a key chemical parameter
of concern, moving from the established criteria
persistent (P), bioaccumulative (B), and toxic (T)
(PBT) toward PMT.71,75 This new criteria has
prompted the designation of PFAS substances as
posing an “equivalent level of concern” under
REACH, thereby prompting the need for a new
paradigm for chemical assessment and
authorization.76
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Additive and Synergistic Effects of Exposure to Multiple PFAS
Importantly, exposures to PFAS do no occur in isolation. Biomonitoring studies demonstrate that
Americans have chronic exposure to multiple PFAS chemicals throughout their lifetimes. CDC’s
national biomonitoring studies, NHANES, reveal that nearly every American has PFOS, PFOA,
PFHxS and PFNA detected in their blood stream, including young children.6 At least eight other
PFAS are detected in blood serum by NHANES studies: MeFOSAA, PFDeA, PFUA, PFHpA,
PFBS, FOSA, EtFOSAA, PFDoA, and PFHpA.6 Most other PFAS chemicals are not routinely
included in biomonitoring studies. As mentioned previously, alternative methods in
biomonitoring suggest that humans are being exposed to new and unidentified PFAS.30,31
Multiple PFAS are found in drinking water, food, dust, personal care products and a variety of
different environmental media. In drinking water PFOA, PFOS, PFNA, PFHxS, PFBS, PFHpA
(measured in UCMR3), and other PFAS are often found in conjunction.7 Food contact materials
and packaging in the United States has shown detectable levels of PFOA, PFHxS, PFDA,
PFHpA, PFDoA, PFHxA, PFBA, PFPeA, PFUA, PFOS and 8:2 FTOH,78 and likely contain
other unknown PFAS. A single consumer product such as carpet, clothing, outdoor gear, or
dental floss can contain up to nine different identifiable PFAS compounds79 along with other
undetermined PFAS. Samples of dust collected throughout homes and offices have shown high
concentrations of 8:2 FTOH, PFDA, PFHpA, PFNA, 10:2 FTOH, PFDoA and PFTeDA with
detection frequencies over 70%.80
Figure 2: Possible Sources of PFAS Exposure
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Figure 2 shows the most common pathways of PFAS exposure for humans. PFAS can be found in
people’s bodies as a result of exposure from multiple environmental sources. j,k
Therefore, risk and safety assessments cannot assume that exposures occur in isolation. A person
is concurrently exposed to dozens of PFAS chemicals daily, and their exposures extend
throughout their lifetimes. Health evaluations should consider the impacts of multiple PFAS
chemicals that target the same body systems regardless of detailed knowledge of the underlying
mechanism of action. Because PFAS are chemically related, they may have additive or
synergistic effects on target systems. An additive effect is when the combined effect of multiple
chemicals is the sum of each of the chemicals’ effects alone. A synergistic effect is caused when
concurrent exposure to multiple chemicals results in effects that are greater than the sum of each
of the chemicals’ effects alone. For example, many PFAS have been associated with
immunological effects. Exposure to a mixture of PFAS could result in adverse effects on the
immune system that represents the total dose of all PFAS in the mixture or even greater adverse
effects than predicted by summing the dose of all PFAS in the mixture.
PART IV: COMPARISON AND ANALYSIS OF EXISTING HEALTH THRESHOLDS
A number of regulatory and non-regulatory health-based thresholds have been developed for
PFAS (mainly PFOA and PFOS) by both federal and state agencies. The data used, and decisions
made by these agencies are discussed in this section.
Health advisories issued by the EPA are non-enforceable and non-regulatory. Health advisories
provide technical information to state agencies and other public health officials on health effects,
analytical methodologies, and treatment technologies associated with drinking water
contamination.
Guidance values are state-specific values – used, for example, by the Minnesota Department of
Health to evaluate potential human health risks from exposures to chemicals in groundwater –
that are non-enforceable goals, benchmarks, or indicators of potential concern. There are three
types of guidance values used by Minnesota, health risk limits which are guidance values that
have been adopted, and health-based values and risk assessment advice which provide technical
guidance but have not yet been formally adopted. In Minnesota, the state develops guidance
values by considering health impacts to the most sensitive and most exposed populations across
all stages of human development.
Notification levels are state-specific values. California’s Division of Drinking Water, for
example, has established advisory levels for chemicals in drinking water that lack maximum
j ATSDR, 2018. Agency for Toxic Substances and Disease Registry. Toxicological Profile for Perfluoroalkyls. Draft
for Public Comment, June 2018. k Guo, Z, et al., 2009. Perfluorocarboxylic acid content in 116 articles of commerce. Research Triangle Park, NC:
US Environmental Protection Agency
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contaminant levels (MCLs, see below). When these chemicals are detected at concentrations
greater than their notification levels, state actions include consumer notification and, for larger
exceedances, removal of the source water from the drinking water supply.
EPA defines a Reference dose (RfD) as “an estimate (with uncertainty spanning perhaps an
order of magnitude) of a daily exposure to the human population (including sensitive subgroups)
that is likely to be without an appreciable risk of deleterious effects during a lifetime. The RfD is
generally expressed in units of milligrams per kilogram of bodyweight per day (mg/kg/day).”81
A minimal risk level (MRL) is an estimate made by ATSDR of the daily human total exposure
to a hazardous substance that is likely to be without appreciable risk of adverse noncancer health
effects over a specified route, including routes other than drinking water exposure, and a
specified duration of exposure. MRLs serve as screening tools to help public officials decide
where to look more closely and identify contaminants of concern at hazardous waste sites. Like
EPA’s health advisories, MRLs do not carry regulatory weight by requiring agency-initiated
cleanup or setting of action or maximum contaminant levels. MRLs are based on noncancer
effects only. These MRLs can be used, similar to reference doses, to generate maximum
contaminant level goals for drinking water.
A maximum contaminant level goal (MCLG) is the maximum level of a contaminant in
drinking water at which no known or anticipated adverse effect on the health of persons would
occur, allowing an adequate margin of safety. When determining a MCLG under the federal Safe
Drinking Water Act, the EPA considers adverse health risk to sensitive subpopulations, such as
infants, children, the elderly, those with compromised immune systems and chronic diseases.
MCLGs are non-enforceable health goals and consider only public health and not the limits of
detection and treatment technology effectiveness. Therefore, they sometimes are set at levels
which water systems cannot meet because of technological limitations.
A maximum contaminant level (MCL) is the legal threshold of the amount of a chemical that
is allowed in public water systems under the federal Safe Drinking Water Act. A MCL is based
on the concentration established by its corresponding MCLG but may be adjusted for feasibility
reasons, reflecting difficulties in measuring small quantities of a contaminant, or a lack of
available, adequate treatment technologies. The MCL is an enforceable standard and exceedance
of the MCL requires water systems to take certain steps, including providing public education,
notifying consumers, and adjusting treatment or making structural changes or repairs to come
into compliance with the standard for public health protection.
Current or proposed state and federal health thresholds for PFOA and PFOS in drinking water
range from 10 ppt to 70 ppt and higher. Although the health thresholds for PFOA and PFOS in
drinking water vary, the thresholds cluster at low ppt levels, orders of magnitude lower than
thresholds set for many other environmental contaminants. The thresholds are based on adverse
health effects, such as developmental effects and cancer risks, and health authorities uniformly
acknowledge the serious concerns related to exposure from consuming PFOA and/or PFOS
contaminated drinking water. The selection of critical endpoints to use, uncertainty factors to
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apply, and estimates of exposure parameters are the major determinants for the variation in the
concentrations developed as thresholds. However, none of the federal and state assessments
dispute that very serious adverse health effects are associated with exposure to PFOA and PFOS
at very low levels of exposure.
The generation of health thresholds by various agencies for PFOA, PFOS, PFNA, PFHxS, and
GenX chemicals are summarized and compared in Tables 4-7 and described in further detail
below. Notably, advisories have become more stringent over time as more information becomes
available on the exposure to and toxicity of these chemicals.
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PFOA
Comparison
In May 2016, the EPA issued a drinking water
health advisory for PFOA of 70 ppt.3 In the
case of co-occurrence of PFOA and PFOS, the
sum of the concentrations is not to exceed 70
ppt. The EPA applied a combined uncertainty
factor of 300 (10 for human variability, 3 for
animal to human toxicodynamic differences,
10 for use of a lowest-observed-adverse-
effect-level (LOAEL) instead of a no-
observed-adverse-effect-level (NOAEL)) on a
LOAEL for decreased bone development in
the fore and hind limbs, in pup mice (both
sexes) and accelerated puberty in male mice85
to generate a reference dose of 2 x 10-5
mg/kg/day.
The EPA used drinking water intake and body
weight parameters for lactating women in the
calculation of their lifetime health advisory
due to the potential increased susceptibility
during this time window. EPA assumed a
drinking water ingestion rate of 0.054 L/kg-
day, which represents the 90th percentile water
ingestion estimate for a lactating woman,
based on direct and indirect water intake of
community water supply consumers.86 The
EPA also concluded that there are significant
sources of PFOA and PFOS exposure other
than drinking water ingestion. As information
is not available to quantitatively characterize
exposure from all of these different sources,
the EPA used a default relative source
contribution (RSC, discussed in Box 3) of 20% of daily exposure coming from drinking water
and 80% from other sources.
In June 2016, Vermont published a health advisory for combined exposure to PFOA and PFOS
not to exceed 20 ppt based on EPA’s selected developmental effects.87 It also applied combined
uncertainty factors of 300 using EPA’s rationale, however generated a lower health advisory due
to selection of drinking water exposure parameters for a breastfeeding or formula-fed infant.
Breastfeeding and formula-fed infants is a population that drinks the largest volume per body
The use of uncertainty factors (UFs) has a
long history in developing regulatory
standards and guidance for chemicals.
Uncertainty refers to our inability to know all
the adverse effects related to a chemical, often
due to incomplete data. When assessing the
potential for risks to people, toxicology
studies often involve exposing test animals
(generally rats and mice) which are used as a
surrogate for humans.82 A thorough review of
the development and use of science-based
uncertainty factors is provided by the EPA
and National Academy of Sciences.82,83,84
Risk assessment for public health protection
must account not only for what is known
about a chemical’s adverse effects, but also
what is not known about differences between
toxic effects in animals compared to humans;
children compared to adults; differences in
absorption, metabolism and excretion; and
other unknown factors. The selection of
uncertainty factors is designed to account for
the incomplete understanding or availability
of studies upon which toxicity is appraised.
The EPA typically uses factors of 1, 3 (an
approximation of √10), or 10, depending on
the level of uncertainty for each factor.
Box 3: Uncertainty Factors
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weight and is the most vulnerable to the toxic
effects of exposure to PFAS. The 95th
\percentile Body Weight Adjusted Water
Intake Rate for the first year of life based on
combined direct and indirect water intake
from community water supplies for
consumers only is 0.175 L/kg-day.86,89
Vermont also used a relative source
contribution from drinking water of 20%.
In August 2018, Minnesota adopted a
guidance value (health risk limit) of 35 ppt
for PFOA in groundwater based the same
critical health effect as the EPA.90 Minnesota
applied a combined uncertainty factor of 300
including: 10 for human variability, 3 for
animal to human toxicodynamic differences,
3 for use of a LOAEL instead of a NOAEL,
and 3 for database uncertainty. Like
Vermont, Minnesota’s more protective
guidance values are due to the use of
drinking water exposure estimates based on
infants, but also the accounting of a pre-
existing body burden through placental transfer
(Minnesota calculated a placental transfer
factor of 87% based on average cord to
maternal serum concentration ratios).
Minnesota estimated breastmilk
concentrations by applying a breast milk
transfer factor of 5.2%, which is an estimate
of the amount of PFOA that is transferred
from a mother’s serum to her breastmilk.
Minnesota published this transgenerational
toxicokinetic model for PFOA in January
2019.91 As serum levels for PFOA are
approximately 100 times the concentration in a person’s drinking water, a breast milk transfer
factor of 5.2% would result in breast milk concentrations approximately 5 times higher than in
the drinking water. However, Minnesota also used a less conservative relative source
contribution of 50%, resulting in drinking water values approximately half of EPA’s.
In March 2017, New Jersey Drinking Water Quality Institute derived a recommended MCL in
water for PFOA of 14 ppt based on increased liver weight in rodent studies.92 Previously in 2007,
New Jersey issued a preliminary drinking water guidance level for PFOA of 40 ppt, which was
One important factor that should be considered
when generating a health-protective drinking
water limit for a contaminant is the percentage
of the total allowable dose (RfD or MRL) that
comes from water, versus other exposure
routes. The portion of a total daily dose that
comes from a specific exposure route (such as
drinking water) is represented by a relative
source contribution (RSC).
EPA suggest RSC’s for drinking water range
from 0.2 to 0.8 (20% to 80% coming from
drinking water). In the absence of complete
data, the EPA’s default RSC value is 0.2.
• Studies demonstrate that there are many
other sources of PFAS exposure, including
food and consumer products, though the
relative contribution from each source is
still poorly understood.
• For children, researchers estimated
exposure to PFOA and PFOS from hand-
to-mouth transfer from treated carpets to be
40–60% of the total uptake in infants,
toddlers, and children.88
• Therefore, the RSC from drinking water
for this vulnerable population should not
exceed 0.4 (40%). Importantly, as we do
not understand all the exposure sources for
this population, the default value of 0.2 is
the most protective and recommended.
Box 4: Relative Source Contribution
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revised in 2016 to a more stringent level of 14 ppt based on chronic exposure from drinking
water for cancer and non-cancer
endpoints. Non-cancer endpoints were derived based on increased liver weight with applied
uncertainty factors of 300 (10 for human variability, 3 for animal to human toxicodynamic
differences, and 10 to protect against more sensitive toxicological effects). The more protective
health threshold is mainly due to the use of an additional uncertainty factor of 10 to protect
against more sensitive toxicological effects (delayed mammary gland development), which is
explained by New Jersey in the following excerpt:
“Delayed mammary gland development from perinatal exposure is the most sensitive
systemic endpoint for PFOA with data appropriate for dose-response modeling. It is a
well-established toxicological effect of PFOA that is considered to be adverse and
relevant to humans for the purposes of risk assessment.
To the knowledge of the Health Effects Subcommittee, an RfD for delayed mammary
gland development has not previously been used as the primary basis for health-based
drinking water concentrations or other human health criteria for environmental
contaminants. Because the use of this endpoint as the basis for human health criteria is a
currently developing topic, the Health Effects Subcommittee decided not to recommend a
Health-based MCL with the RfD for delayed mammary gland development as its primary
basis. However, the occurrence of this and other effects at doses far below those that
cause increased relative liver weight (the endpoint used as the primary basis for the
recommended Health-based MCL) clearly requires application of an uncertainty factor
to protect for these more sensitive effects.”92
The recommended MCL based on cancer endpoints was derived from testicular tumor data from
chronic dietary exposure in rats and also resulted in a MCL of 14 ppt. New Jersey used values
for adult drinking water exposure (0.029 L/kg-day) and a relative source contribution of 20%. In
January 2019, New Jersey announced a proposed specific ground water quality criteria based on
the same reasoning for its proposed MCL, however, since interim ground water criteria are
rounded to one significant figure in New Jersey, the proposed criteria for PFOA is 10 ppt (0.01
µg/L).93 In April 2019, New Jersey announced a rule proposal to adopt the New Jersey Drinking
Water Quality Institute’s recommended MCL of 14 ppt.94
In June 2018, ATSDR generated a MRL for PFOA.5 A MRL exposure scenario of 3 X 10-6
mg/kg/day was based on a LOAEL of 0.000821 mg/kg/day for neurodevelopmental and skeletal
effects in mice95,96 with an uncertainty factor of 300 (10 for use of a LOAEL instead of a
NOAEL, 3 for extrapolation from animals to humans with dosimetry adjustments, and 10 for
human variability). A MCLG based on ATSDR’s MRL for PFOA would be 11 ppt, using the
same assumptions and parameters the EPA used for calculating their health advisory (based on
lactating mothers), or 3 ppt, using drinking water exposure assumptions based on breastfeeding
and formula-fed infants (see Appendix C for MCLG calculations).
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In November 2018 ATSDR posted on its website a webpage entitled “ATSDR’s Minimal
Risk Levels (MRLs) and Environmental Media Evaluation Guides (EMEGs) for PFAS.”97
ATSDR provides the body weights and drinking water intake rates it would use for an
average adult or child (under one year) and lists what the corresponding drinking water
concentrations would be if converted from ATSDR’s proposed MRLs: for an adult 78 ppt for
PFOA, 52 ppt for PFOS, 517 ppt for PFHxS, and 78 ppt for PFNA; and for a child, 21 ppt for
PFOA, 14 ppt for PFOS, 140 ppt for PFHxS, and 21 ppt for PFNA. ATSDR does not provide
any details as to how it derived the values presented on the webpage. However, based on the
information ATSDR did provide, drinking water values, body weight and intake rates, we
were able to calculate the relative source contribution used by ATSDR. According to our
calculations, ATSDR used a relative source contribution of 1, which assumes that 100% of a
person’s exposure comes from drinking water, not 20% or 50%, as all other agencies have
adopted (see Appendix E for calculations).
Studies demonstrate that there are many other sources of PFAS exposure, including food and
consumer products. For example, NHANES demonstrates that greater than 95 percent of
Americans have detectable PFAS in their bodies, however many of these Americans do not
have detectable PFAS in their drinking water. Therefore, the assumption that a person would
be only exposed to PFAS from drinking water is not supported by the scientific literature.
In June 2018, at the request of the California State Water Resources Control Board, the
California Office of Environmental Health Hazard Assessment (OEHHA) recommended an
interim notification level of 14 ppt for PFOA in drinking water.98 The notification level is based
on developmental toxicity, immunotoxicity, liver toxicity, and cancer. OEHHA reviewed
currently available health-based advisory levels and standards, including the documents and
process used by New Jersey to derive its water advisory levels. OEHHA found New Jersey’s
process to be both rigorous and sufficient for establishing an interim notification level for PFOA.
They note that this level is similar to that derived by ATSDR, whose minimal risk level equates
to a drinking water advisory level of 13 ppt for PFOA, as calculated by OEHHA. OEHHA is
currently completing its own derivation of a recommended drinking water notification level for
PFOA.
In December 2018, the New York Drinking Water Quality Council recommended that the New
York Department of Health adopt MCLs of 10 ppt each for PFOA and PFOS.99 Although no
supporting documentation is currently available in relation to this recommendation, the council
notes that these levels “take into consideration the national adult population's "body burden," or
the fact that all adults already have some level of exposure to these and other related chemicals.”
Analysis
Box 5: ATSDR’s Environmental Media Evaluation Guides
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Although altered mammary gland development is the most sensitive endpoint for PFOA
exposure,63,64,65 both the EPA and ATSDR did not consider altered mammary gland development
as the critical effect in their toxicity assessment of PFOA.
The EPA excluded the results of the mammary gland findings based on the agency’s view that
the effects were of “unknown biological significance,” concern for variability in the sensitivity
for these effects amongst mice strains,65 the fact that the mode of action for these effects are
unknown, and that mammary gland effects had not been previously used for risk assessment.3
Similarly, ATSDR classified altered mammary gland development as not adverse due to
uncertainty around the effect’s biological significance.
However, experts in the field have concluded that changes in mammary gland growth and
differentiation, including changes in developmental timing, are a health concern.100 Studies have
shown a relationship between altered breast development, lactational deficits and breast cancer
(discussed further in Box 6). Therefore, unless it can be shown that this relationship does not
exist for PFOA, altered mammary gland growth and differentiation should be considered an
adverse health effect of PFOA exposure and the critical endpoint for PFOA.
Box 6: “Is altered mammary development an adverse effect?” Both the EPA and ATSDR did not consider altered mammary gland development as the
critical effect in their toxicity assessment of PFOA. However, in a 2009 a workshop of experts
in mammary gland biology and risk assessment came to the consensus that changes in
mammary gland growth and differentiation, including changes in developmental timing, are a
health concern.100 Altered mammary gland development may lead to difficulty in
breastfeeding and/or an increase in susceptibility to breast cancer later in life.101
Only one animal study has assessed the effects of PFOA exposure on mammary gland growth
and differentiation for multiple generations.64 The authors saw striking morphological
abnormalities in the lactating glands of dams (mothers) chronically exposed to
environmentally relevant levels of PFOA; however, no effects on body weight of their pups
were seen. It is possible that compensatory behavior, such as increased number of nursing
events per day or longer nursing duration per event masked a decreased potential in milk
production by the dams, however the authors did not evaluate these endpoints in the study. It is
also possible that PFOA exposure could increase time to peak milk output through the
reduction in number and density of alveoli available to produce milk.
For human mothers, low-level functional effects on lactation that cause even a short delay in
substantial milk output might result in cessation in breastfeeding before the recommended
time-frame. This is supported by a cohort study that found an inverse correlation between
levels of maternal serum PFOA and duration of breastfeeding.102
Early life exposures to factors that disrupt development may influence susceptibility to
carcinogens later in life. For example, hormone disruption is an important determinant of
breast cancer susceptibility in humans and rodents.103 Proliferating and undifferentiated
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structures, such as terminal end buds, display elevated DNA synthesis compared to other
mammary gland structures; which is why terminal end buds are considered the most
vulnerable mammary gland target structure of carcinogen exposure.104 Delays in mammary
gland development would result in a prolonged window of increased vulnerability to
carcinogens. In humans, perturbations to the timing of menarche is linked to breast cancer.105
This further raises the concern that changes in patterns of breast development in U.S. girls
could be contributing to an increased risk of breast cancer or other adult diseases later in
life.106 However, an increase in susceptibility to breast cancer later in life was not explored in
the multigeneration mammary gland development study.64
In general, “developmental delay can reflect an overall detrimental effect of chemical
exposure that lead to growth and developmental deficit in the offspring.”26
New Jersey did classify delayed mammary gland development as adverse, though, it stopped
short of using it to generate their MCL for PFOA. However, New Jersey did calculate a reference
dose, 1.1 x 10-7 mg/kg/day, based on delayed mammary gland development. If this more
protective reference dose were used, the MCLG for PFOA would be less than 1 ppt, regardless of
which population the drinking water parameters are based on (see Appendix D for calculation).
The MCLG would be lowered even further below 1 ppt if an additional uncertainty factor of 10
was applied to ensure adequate protection of fetuses, infants and children, as recommended by
the National Academy of Sciences and as required in the Food Quality Protection Act (see Box
7).
PFOS
Comparison
In May 2016, the EPA issued a drinking water health advisory for PFOS of 70 ppt,28 with the
sum of PFOA and PFOS concentrations not to exceed 70 ppt. The EPA applied combined
uncertainty factors of 30 (10 for human variability, 3 for animal to human toxicodynamic
differences) on a NOAEL of decreased pup weight in a two-generation rat study.107 As with
PFOA, the EPA used drinking water intake and body weight parameters for lactating women and
a relative source contribution of 20%.
As mentioned above, in June 2016 Vermont published a health advisory for total concentrations
of PFOA and PFOS in drinking water at 20 ppt based on EPA’s selected developmental effects
and drinking water exposure parameters for breastfeeding or formula-fed infants.87
In May 2017, Minnesota proposed a groundwater guidance value (health-based value) of 27 ppt
for PFOS based the same critical endpoints as the EPA.108 However, Minnesota applied a larger
combined uncertainty factor than the EPA. Minnesota applied a total uncertainty factor of 100
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including: 3 for animal to human toxicodynamic differences, 10 for human variability and an
additional 3 for database uncertainty (based on the need for additional immunotoxicity data).
Minnesota accounted for a pre-existing body burden through a placental transfer factor of 46%,
used drinking water exposure estimates based on infants with an estimated breast milk transfer
factor of 1.3%, and used a relative source contribution of 50%.
In June 2018, New Jersey derived a
recommended MCL in water for PFOS of 13 ppt
for chronic exposure from drinking water based
on immune suppression in mice,110 an endpoint
that is significantly more sensitive than the
endpoint used by EPA.111 New Jersey applied a
combined uncertainty factor of 30 (10 for human
variability and 3 for animal to human
toxicodynamic differences) to an internal
NOAEL of 674 ng/ml of PFOS in animal serum
to generate an human serum target level. This
target level was then multiplied by a clearance
factor to arrive at a reference dose of 1.8 x 10-6
mg/kg/day. New Jersey used values for adult
drinking water exposure and a relative source
contribution of 20%. Like for PFOA, in January
2019, New Jersey announced a proposed specific
ground water quality criteria based on the same
reasoning for its proposed MCL, however, since
interim ground water criteria are rounded to one
significant figure in New Jersey, the proposed
criteria for PFOS is 10 ppt (0.01 µg/L).112 In
April 2019, New Jersey announced a rule
proposal to adopt the New Jersey Drinking Water Quality Institute’s recommended MCL of 13
ppt.94
In June 2018, ATSDR generated a MRL for PFOS based on delayed eye opening and decreased
pup weight107 in rats.5 A MRL exposure scenario of 2 x 10-6 mg/kg/day was based on a NOAEL
of 0.000515 mg/kg/day using an uncertainty factor of 300 (10 for concern that immunotoxicity
may be a more sensitive endpoint than developmental toxicity, 3 for extrapolation from animals
to humans with dosimetry adjustments, and 10 for human variability). A MCLG based on
ATSDR’s MRL for PFOS would be 7 ppt, using EPA’s drinking water exposure assumptions, or
2 ppt, using drinking water exposure assumptions based on breastfeeding and formula-fed infants
(see Appendix C for MCLG calculations).
In June 2018, at the request of the California State Water Resources Control Board, OEHHA
recommended an interim notification level of 13 ppt for PFOS in drinking water.98 The
notification level is based on the same analysis performed for PFOA, described above. OEHHA
The National Academy of Sciences has
recommended the use of an additional
uncertainty factor of 10 to ensure
protection of fetuses, infants and children
who often are not sufficiently protected
from toxic chemicals such as pesticides by
the traditional intraspecies (human
variability) uncertainty factor.109 Congress
adopted this requirement in the Food
Quality Protection Act for pesticides in
foods. 21 U.S.C. 346a(b)(2)(C)(ii)(II)
Considering the many health effects linked
to PFAS that affect this vulnerable
population and the substantial data gaps on
exposure and toxicity of these compounds
in complex mixtures, we recommend the
use of this uncertainty factor when deriving
health-protective thresholds for PFAS.
Box 7: Additional Protection for
Fetuses, Infants, and Children
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notes that this level is similar to that derived by ATSDR, whose minimal risk level equates to a
drinking water advisory level of 9 ppt for PFOS, as calculated by OEHHA. OEHHA is currently
completing its own derivation of recommended drinking water notification levels for PFOS.
As noted above, a MCL of 10 ppt each for PFOA and PFOS were recommended by the New
York Drinking Water Quality Council.99
Analysis
Immunotoxicity is currently the most sensitive health endpoint known for PFOS exposure. As
documented in the ATSDR’s profile, both animal and epidemiology studies provide strong
evidence linking PFOS exposure to immunotoxic effects (decreased antibody response to
vaccines in humans, decreased host resistance to viruses, and suppressed immune response to
antigens in animals). The National Toxicology Program also reviewed the immunotoxicity data
on PFOA and PFOS in 2016 and concluded that both are presumed to constitute immune hazards
to humans66 (discussed further in Box 1).
Again, although immunotoxicity is the most sensitive endpoint for PFOS exposure, the EPA
excluded immune system effects based on uncertainties related to mode of action, variation in
dose effects between studies, differences in sensitivity between males and females, and lack of a
“demonstrated clinically recognizable increased risk of infectious diseases as a consequence of
a diminished vaccine response.”28
ATSDR states concern that immunotoxicity is a more sensitive endpoint than developmental
toxicity; however, it stops short of deriving a MRL from this endpoint. Instead, ATSDR posits
that an additional modifying, or uncertainty factor of 10 is sufficient to address the doses where
immunotoxic effects have been observed. However, this value is only consistent with the
immunotoxicity study with the highest LOAEL.113 The other immunotoxicity studies all result in
MRLs approximately 2.5-100 times lower than those currently calculated (see Appendix A for
MRL derivations). If a MCLG were generated from the most sensitive health endpoint
(immunotoxicity) and from the study with the lowest LOAEL, as is normally done by ATSDR, it
would be less than 1 ppt (see Appendix C for MCLG calculations). The MCLG would be
lowered even further below 1 ppt if an additional uncertainty factor of 10 was applied to ensure
adequate protection of fetuses, infants and children, as recommended by the National Academy
of Sciences and as required in the Food Quality Protection Act. Additionally, a MCLG based on
benchmark dose calculations for immunotoxicity in children would also be approximately 1
ppt.114
New Jersey did select immunotoxicity as its critical health effect, resulting in the lowest
generated reference dose for PFOS. However, the use of adult drinking water assumptions results
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in a higher proposed MCL than what we have calculated using estimated MRLs based on
immunotoxicity (see Appendix A and C).l
PFNA
Comparison
In July 2015, New Jersey proposed a MCL for PFNA of 13 ppt for chronic exposure from
drinking water based on increased liver weight in rodents115 with a total uncertainty factor of
1000 (10 for human variability and 3 for animal to human toxicodynamic differences, 10 for less
than chronic exposure duration, and 3 for database uncertainty).116 Extrapolation from animal to
human dose levels were made on the basis of internal serum levels rather than administered dose
and were based on an estimated 200:1 ratio between PFNA serum levels and drinking water
concentration in humans. A chemical-specific relative source contribution of 50% was developed
using the “subtraction” approach. A subtraction approach is used when other sources of exposure
(air, food, consumer product, etc.) can be considered background, and can thus be subtracted
from the total dose to arrive at the allowable limit or dose from drinking water.117 New Jersey
based their calculations on the 2011-12 NHANES biomonitoring data for the 95th percentile
PFNA serum level in the U.S. general population. This MCL was adopted into law in September
2018.118 As of January 2019, this is the only finalized, enforceable drinking water limit for a
PFAS chemical. New Jersey also has a specific ground water quality criteria for PFNA set at 13
ppt, based on its MCL for PFNA.
In July 2018, Vermont updated its drinking water health advisory level to include (based on class
similarity) PFOA, PFOS, PFHxS, PFHpA, and PFNA for a combined total not to exceed 20
ppt.119 Based on its health advisory, Vermont updated its enforceable groundwater standard to
include all 5 PFAS at a combined 20 ppt.120 In January 2019, Vermont announced it will initiate
the process of adopting its health advisory for these five PFAS as an enforceable MCL.121
For PFNA, ATSDR based its assessment on decreased body weight and developmental delays in
mice pups.5,115 A MRL exposure scenario of 3 x 10-6 mg/kg/day was based on a NOAEL of
0.001 mg/kg/day using an uncertainty factor of 300 (10 for database limitations, 3 for
extrapolation from animals to humans with dosimetry adjustments, and 10 for human
variability).5 A MCLG based on ATSDR’s MRL for PFNA would be 11 ppt, using EPA’s
drinking water exposure assumptions for PFOA and PFOS, or 3 ppt, using drinking water
exposure assumptions based on breastfeeding and formula-fed infants (see Appendix C for
MCLG calculations).
Analysis
l Additionally, there are a couple of differences between New Jersey’s and ATSDR’s approach to generating a
RfD/MRL, including the use of slightly different clearance factors and ATSDR’s use of the trapezoid rule to
estimate a time weighted average serum concentration for the animal point of departure.
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Importantly, ATSDR underestimated the half-life of PFNA in humans. In the paper used to
estimate the half-life of PFNA,122 two different half-life values were derived: one of 900 days for
young women and one of 1,570 days for everyone else. Younger women of childbearing age
have additional excretion pathways for PFAS than other populations, including through
breastmilk and menstruation. ATSDR provided no rationale for why the shorter half-life was
selected. The longer half-life represents a larger population with minimal excretion pathways for
PFNA and would result in a more protective MRL value. Importantly, New Jersey’s 200:1
estimated ratio between PFNA serum levels and drinking water concentration in humans is based
on the longer, more representative half-life of 1,570 days.116 When the longer half-life is used,
the resulting MRL is 2 x 10-6 mg/kg/day (see Appendix B for MRL calculations). A MCLG
based on this more protective MRL for PFNA would be 7 ppt, using EPA’s drinking water
exposure assumptions for PFOA and PFOS, or 2 ppt, using drinking water exposure assumptions
based on breastfeeding and formula-fed infants (see Appendix C for MCLG calculations). The
MCLG would be below 1 ppt if an additional uncertainty factor of 10 was applied to ensure
adequate protection of fetuses, infants and children, as recommended by the National Academy
of Sciences and as required in the Food Quality Protection Act.
PFHxS
Comparison
As mentioned above, Vermont’s drinking water health advisory and its groundwater standard
now includes PFOA, PFOS, PFHxS, PFHpA, and PFNA for a combined total not to exceed 20
ppt and Vermont is now in the process of adopting the advisory as a MCL. 119,121
Minnesota recently recommended using PFOS as surrogate for PFHxS until more data is
available, setting a guidance value (risk assessment advice) of 27 ppt for PFHxS.123
For PFHxS, ATSDR based its assessment on thyroid follicular cell damage in rats.124,125 A MRL
exposure scenario of 2 x 10-5 mg/kg/day was based on a NOAEL of 0.0047 mg/kg/day using an
uncertainty factor of 300 (10 for database limitations, 3 for extrapolation from animals to
humans with dosimetry adjustments, and 10 for human variability).5 A MCLG based on
ATSDR’s MRL for PFHxS would be 74 ppt, using EPA’s drinking water exposure assumptions
for PFOA and PFOS, or 23 ppt, using drinking water exposure assumptions based on
breastfeeding and formula-fed infants (see Appendix C for MCLG calculations). The MCLG
would be lowered to 2 ppt if an additional uncertainty factor of 10 was applied to ensure
adequate protection of fetuses, infants and children, as recommended by the National Academy
of Sciences and as required in the Food Quality Protection Act.
GenX
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Comparison
In 2017, North Carolina set a non-enforceable health goal for the GenX chemical, HFPO dimer
acid, to 140 ppt in drinking water.126 The health goal was based on a reference dose of 1 x 10-4
mg/kg/day, generated from a NOAEL for liver toxicity in mice (single-cell necrosis in
hepatocytes and correlative increases in liver enzymes) with combined uncertainty factor of 1000
(10 for human variability, 10 for animal to human toxicodynamic differences, 10 for
extrapolating from subchronic to chronic exposure duration). According to North Carolina
Department of Human Health Services, their health goal for GenX is for “the most vulnerable
population – i.e. bottle-fed infants, the population that drinks the largest volume of water per
body weight.”126 The state used drinking water exposure assumptions based on bottle-fed infants
(0.141 L/kg/day) and a relative source contribution of 20%.
In November 2018, the EPA proposed a chronic reference dose of 8 x 10-5 mg/kg/day for two
GenX chemicals, HFPO dimer acid and its ammonium salt.23 The EPA applied a combined
uncertainty factor of 300 (10 for human variability, 3 for animal to human toxicodynamic
differences, 3 for database limitations, and 3 for extrapolation from subchronic to chronic
exposure duration) on a NOAEL for single-cell necrosis in livers of male mice from a DuPont
study.127 The EPA did not provide drinking water values in their toxicity assessment of GenX
chemicals, however, using EPA’s drinking water exposure assumptions for PFOA and PFOS, a
MCLG would be 296 ppt, or 91 ppt using drinking water exposure assumptions based on
breastfeeding and formula-fed infants (see Appendix F for calculations).
Analysis
The EPA notes that there are the following database deficiencies for GenX chemicals: no human
data from epidemiological studies, limited testing for developmental toxicity and immunological
responses, lack of a full two-generational reproductive toxicity study, and lack of a chronic study
in mice (which appear to be more sensitive to GenX than rats). Additionally, of the studies
considered for the development of the reference dose, only two were published in a peer-
reviewed journal. These are significant limitations in the toxicity data available for GenX, and as
such, an uncertainty factor of 3 is unlikely to be sufficient. Importantly, North Carolina does not
apply an uncertainty factor for database limitations at all. In comparison, ATSDR used an
uncertainty factor of 10 for database limitations for PFNA and PFHxS due to a lack of or limited
testing of developmental and immunological effects, which ATSDR states are two of the most
sensitive PFAS endpoints.5
To extrapolate from animal to human dose, the EPA used the Body Weight3/4 allometric scaling
approach, which is based on body surface area and basal metabolic rate in adults. This approach
does not account for differences in toxicokinetics between animals and humans, which for PFAS
are often vastly different. The Netherland’s National Institute for Public Health and the
Environment (RIVM) determined that although the elimination rates for GenX are faster than
PFOA in animal models, without data in humans, it is not possible to make assumptions on the
toxicokinetics of GenX chemicals in humans.128 Due to the uncertainty from lack of human
toxicokinetic data on GenX chemicals, RIVM calculated and applied an additional uncertainty
factor to account for the potential kinetic difference between animals and humans.
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This additional toxicokinetic factor used by RIVM is based on the difference in half-lives
between cynomolgus monkeys and humans for PFOA. A half-life ratio was calculated using a
half-life of 1378 days in humans129 and of 20.9 days in male cynomolgus monkeys130 resulting in
an additional toxicokinetic factor of 66 (1378 / 20.9). This additional uncertainty factor to
account for the potential kinetic difference between animals and humans is an example of an
alternative approach to extrapolating animal doses to human doses for PFAS like GenX that do
not yet have human toxicokinetic data. Considering the limitations of EPA’s scaling approach,
an uncertainty factor of 3 to account for interspecies toxicokinetic differences is likely to be
insufficient.
Finally, North Carolina used an uncertainty factor of 10 to extrapolate from subchronic to
chronic exposure duration, compared to the EPA’s use of an uncertainty factor of 3. The EPA
states that effects for the subchronic study it selected (performed in mice) are consistent with
effects seen for the single chronic study available. However, the chronic study is in rats, a
species that the EPA acknowledges is much less sensitive to the effects of GenX than mice.
Therefore, this logic is not supported by the EPA’s own findings.
If uncertainty factors that properly reflected the deficiencies in toxicity data (database, sub-
chronic to chronic, children’s vulnerability, human variability, animal to human differences)
were used, the combined uncertainty factor could be as high as 100,000, which would result in a
MCLG of less than 1 ppt for GenX chemicals (see Appendix F for calculations). This highlights
the current considerable level of uncertainty in determining a safe level of exposure for GenX
chemicals.
To generate accurate and relevant health thresholds, all toxicological information available
should be evaluated. Epidemiological studies provide direct information on effects of chemical
exposures in people. However, epidemiological data from human health studies are not
always utilized. Human studies should be used in conjunction with animal studies to best
inform risk assessment.
Use of epidemiology data in risk assessment is not a new approach, for example,
epidemiological data was used quantitatively in an EPA evaluation of risk for methylmercury,
as recommended by the National Academy of Sciences.131 The EPA based the oral reference
dose on lasting neurological effects in children exposed during early life.132 In 2018, the
European Food Safety Authority (EFSA) derived health-based guidance values for PFOA and
PFOS based on epidemiological studies.133 EFSA used benchmark modelling of serum levels
to generate daily tolerable intakes (similar to a reference dose, a daily or weekly tolerable
intake is an estimate of the amount of a substance in food or drinking water which can be
consumed over a lifetime without presenting an appreciable risk to health) of 0.8 ng/kg/bw for
PFOA based on increased serum cholesterol in adults and 1.8 ng/kg/bw for PFOS based on
increased serum cholesterol in adults and decrease in antibody response at vaccination in
Box 8: Epidemiological Data in Risk Assessment
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Conclusions
Differences in the selection of critical endpoints and the application of uncertainty factors have
led to the generation of different health thresholds for PFOA, PFOS, PFNA, PFHxS and GenX
chemicals. Another source of variation in health thresholds comes from differences in exposure
assumptions, such as drinking water intake rate, body weight and relative source contribution
from drinking water. For example, the exposure levels of an average male adult versus a
lactating mother versus a breastfeeding or formula-fed infant vary greatly. For an in-depth
discussion of the main sources of variation in current health thresholds for PFOA and PFOS,
including “managing scientific uncertainty, technical decisions and capacity, and social,
political, and economic influences from involved stakeholders,” see recently published article by
researchers from Whitman College, Silent Spring Institute, and Northeastern University.135
children. These values are approximately 10-20 times stricter than the reference dose generated
by the EPA, 20 ng/kg/bw.
Another powerful way of using epidemiological data is demonstrated by the Michigan PFAS
Science Advisory Panel’s use of epidemiology data to evaluate the EPA’s health advisory
level of 70 ppt for PFOA and PFOS.26 The Panel estimated that drinking water with 70 ppt of
PFOA over several years would result in serum concentrations around 10,000 ppt in adults and
16,500 ppt among those with higher consumption (such as nursing mother and infants). For
adults, the Panel used a model134 to estimate that 8,000 ppt would result from drinking water
that contained 70 ppt PFOA, which is in addition to 2,000 ppt from background exposures (as
estimated from NHANES national biomonitoring data).
A PFOA serum concentration of 10,000 ppt would represent the first quartile in the C8 study
(contaminated community) and the top bracket in epidemiology studies of the general
population. Many health effects have been seen in epidemiology studies at these blood serum
concentrations. The Panel concludes, “…this evaluation places those with chronic exposure
to 70 ppt or higher levels of PFOA in their drinking water well within the range at which
credible associations with health effects were found by the C8 Science Panel studies.”26 In
other words, human data shows that the EPA’s health advisory for PFOA and PFOS is not
health protective.
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Evidence shows that PFAS exposure poses a high risk to fetuses, infants, children and pregnant
women. There is particular risk for sensitive members of the population from chemicals of such
persistence and clear adverse effects at very low levels of exposure. Decisions made when
developing a health threshold, such as evaluation of data gaps, the selection of uncertainty
factors, and the choice of exposure parameters to use, should be made to be protective of the
most vulnerable populations, particularly developing fetuses, infants, and children.136
Taking into consideration the above information, for risk assessment we recommend: 1) the use
of the most sensitive health endpoint, regardless of whether the endpoint has been used in a risk
assessment previously; 2) the use of drinking water
exposure parameters that protect vulnerable
populations, particularly breastfeeding or formula-fed
infants; 3) the use of an additional uncertainty factor
of 10 to protect fetuses, infants and children as
recommended by the National Academy of
Sciences109 and as required in the Food Quality
Protection Act (see Box 7); 4) the use of both human
and animal data when assessing the toxicity of a
chemical, or group of chemicals (see Box 8); and 5)
the examination of possible additive or synergistic
effects from exposure to mixtures of similar
chemicals that target the same biological systems (see
Box 9).
PART V: DETECTION/ANALYTICAL METHODS AND TREATMENT
TECHNOLOGIES
As discussed in this section, PFOA, PFOS, PFNA, PFHxS, and GenX chemicals can be reliably
quantified and treated to low levels, therefore, it is feasible for the state to establish strict MCLs
for such PFAS. At present, there is no single methodology for isolating, identifying, and
quantifying all PFAS in drinking water. Until total PFAS can be reliably quantified, the state
should establish a treatment technique for the class of PFAS chemicals.
Analytical Methods for Detecting and Measuring Concentrations of PFAS
When a laboratory measures an chemical, the laboratory often reports the method detection limit
(MDL) and the method reporting limit (also sometimes called the minimum reporting limit or
limit of quantification).137 The MDL is the minimum concentration of a substance that can be
measured and reported with 99% confidence that the chemical is present in a concentration
greater than zero; any concentration measured below the minimum detection limit is considered
non-detect. The method reporting limit is the lowest chemical concentration that meets data
quality objectives that are developed based on the intended use of this method; concentrations
Fundamentally, exposures to PFAS
occur as mixtures. With individual
PFAS targeting many of the same
biological systems, concurrent
exposures to multiple PFAS likely
have additive or synergistic effects.
Therefore, traditional toxicity
assessments that assume exposures to
a chemical occur in isolation could be
significantly underestimating the real-
world effects of PFAS.
Box 9: Real-World Exposures
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above this limit are considered quantified with statistical rigor. A laboratory may also report the
single laboratory lowest concentration minimum reporting limit (LCMRL), a value between the
method detection and reporting limits, which is the “lowest true concentration for which the
future recovery is predicted to fall, with high confidence (99%), between 50 and 150%
recovery."137 Action levels, such as a MCL, should be set at or above the method reporting limit.
Figure 3: Detection, Quantification and Reporting Limits
Figure 3 shows the relationship between the types of detection and quantification limits for
laboratory testing. The method detection limit (MDL) is the lowest concentration that can be
detected. The lowest concentration minimum reporting limit (LCMRL) is the lowest
concentration that can be quantified and the method reporting limit, also known as the limit of
quantification (LOQ), is the lowest concentration that can be reliably quantified and meets data
quality objectives.m
The detection sensitivity of PFAS varies depending on the method of analysis used to quantify
the results and the laboratory conducting the analysis. Historically, laboratories have used a
liquid chromatography-tandem mass spectrometry method such as EPA Method 537, or a
modified version,138 with quantified reporting limits in the low single-digit ppt range. EPA
Method 537, updated in November 2018 and referred to as Method 537.1, now includes
detection limits ranging from 0.53 to 2.8 ppt for the 18 PFAS compounds included in the updated
testing method.139 In studies where an alternative method is used, researchers were able to
achieve reporting limits below 1 ppt for PFOS, PFNA, and PFHxS. In Europe and Australia,
reporting limits of less than 1 ppt for PFOA have been achieved.140 Prominent laboratories that
provide analytical detection services for PFAS have already established reporting limits of 2 ppt
for at least 17 PFAS compounds including PFOA, PFOS, PFNA, and PFHxS, and a reporting
limit of 5 ppt for GenX, using EPA Method 537 or Method 537.1; and one company confirms a 2
ppt reporting limit for the additional PFAS compounds in the updated EPA Method 537.1 will be
achievable, except for GenX, which would typically be reported at 5 ppt, but can be lowered to a
2 ppt with an alternative analytical method.141
EPA Method 537.1
EPA Method 537.1 is a solid phase extraction (SPE) liquid chromatography/tandem mass
spectrometry (LC/MS/MS) method for the determination of selected PFAS in drinking water.139
This method can be used to quantify 18 PFAS compounds including PFOA, PFOS, PFNA,
m Adapted from https://acwi.gov/monitoring/webinars/mpsl_qa_services_intro_rls_012517.pdf
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PFHxS, and a GenX chemical, HFPO dimer acid. The EPA states that detection limits range
from 0.53 to 1.9 ppt and single laboratory LCMRLs range from 0.53 – 2.7 ppt for PFOA, PFOS,
PFNA, PFHxS, and HFPO-DA. We recommend that, at minimum, the state require the use EPA
Method 537.1 with method reporting limits of 2 ppt, 5 ppt for GenX, when testing for PFAS in
drinking water.
Table 8: Method Reporting Limits from three sources that use EPA Method 537 and/or 537.1
Contaminant CAS Registry
Number
Method Reporting Limits (ppt)
EPA 537.1n UCMR3o Eaton Analyticsp Vista Analyticalq
PFOS 1763-23-1 2.7 40 2 2
PFOA 335-67-1 0.82 20 2 2
PFNA 375-95-1 0.83 20 2 2
PFHxS 355-46-4 2.4 30 2 2
HFPO-DA 13252-13-6 4.3 Not available 5 Not available
Table 8 shows the method reporting limits documented for the new EPA Method 537.1, the
method reporting limits under the unregulated contaminant monitoring rule 3 (UCMR3) for EPA
Method 537, and the method reporting limits reported by two laboratories that conduct testing of
PFAS compounds, Eaton Analytical and Vista Analytical.
Alternative Analytical Methods
A Water Research Foundation report published in 2016142 evaluated the ability of a wide
spectrum of full-scale water treatment techniques to remove PFASs from contaminated raw
water or potable reuse sources. One of the studies in the report was conducted at Southern
Nevada Water Authority’s Research and Development laboratory where researchers used a
methodology that was able to achieve reporting limits below 1 ppt for several PFAS compounds,
including PFOS, PFNA and PFHxS. The method used by researchers in this study is described as
“an analysis…via liquid-chromatography tandem mass-spectrometry (LC-MS/MS) using a
previously reported method,143 adapted and expanded to include all analytes of interest”. This
method achieved minimum reporting limits below 1 ppt for PFOS, PFNA, and PFHxS.
n LCMR from https://cfpub.epa.gov/si/si_public_file_download.cfm?p_download_id=537290&Lab=NERL
o https://www.epa.gov/dwucmr/third-unregulated-contaminant-monitoring-rule p http://greensciencepolicy.org/wp-content/uploads/2017/12/Andy_Eaton_UCMR3_PFAS_data.pdf
q http://www.vista-analytical.com/documents/Vista-PFAS-rev3.pdf
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Table 9: Minimum Reporting Levels Using Southern Nevada Water Authority Method
Contaminant CAS Registry
Number
Minimum
Reporting Level
(ppt)
PFOS 1763-23-1 0.25
PFOA 335-67-1 5
PFNA 375-95-1 0.5
PFHxS 355-46-4 0.25
Table 9 shows the minimum reporting levels achieved by the Southern Nevada Water Authority’s
analytical method for detecting selected PFAS.r
International Analytical Methods
A study conducted in Catalonia, Spain analyzed the concentrations of 13 perfluorinated
compounds (PFBS, PFHxS, PFOS, THPFOS, PFHxA, PFHpA, PFOA, PFNA, PFDA, PFUA,
PFDoA, PFTeA, and PFOSA) in municipal drinking water samples collected at 40 different
locations.140 Detection limits ranged between 0.02 ppt (PFHxS) and 0.85 ppt (PFOA). Analysis
was performed “using an Acquity UPLC coupled to a Quattro Premier XE tandem mass
spectrometer (Waters Corporation, Milford, CT, USA) with an atmospheric electrospray
interface operating in the negative ion mode (ES-MS/MS)”. Reporting limits or limits of
quantification were not reported for this study.
Another study, conducted in Germany, was aimed at determining concentrations of PFAS in
various sources of water intended for human consumption.144 The study analyzed up to 19 PFAS
compounds, including PFOS, PFOA, PFNA, and PFHxS, and the limits of quantification, or
reporting limits, for all 19 compounds were 1 ppt. The researchers note that the water samples
were measured “using UPLC-MS/MS (Aquity with a TQ-detector, both from Waters, Eschborn,
Germany) on a Kinetex column (2.6 μm, C18, 100A, 100 × 2.1 mm; Phenomenex,
Aschaffenburg, Germany).”
A third study conducted in Australia evaluated the fate of perfluorinated sulfonates (PFSAs) and
carboxylic acids (PFCAs) in two water reclamation plants.145 For this study, instrumental
detection limits ranged from 0.2–0.7 ppt and reporting limits were set at double this, ranging
from 0.4–1.5 ppt. Authors describe the analysis as “using a QTRAP 4000 MS/MS (AB/Sciex,
Concord, Ontario, Canada) coupled with a Shimadzu prominence HPLC system (Shimadzu,
Kyoto Japan) using a gradient flow of mobile phase of methanol/water with 5 mM ammonium
acetate. A Gemini C18 column (50 mm _ 2 mm i.d. 3 lm 110 Å) (Phenomenex, Torrance, CA)
was used for separation, and an additional column (Altima, C18, 150 mm _ 2 mm i.d. 5 lm, 100
Å)(Grace Davison, Deerfield, IL) was installed between the solvent reservoirs and sample
injector to separate peaks consistently present in the system from those in the samples (e.g. small
r Dickenson ERV and Higgins C, 2016. Treatment Mitigation Strategies for Poly- and Perfluoroalkyl Substances.
Water Research Foundation, Web Report #4322 http://www.waterrf.org/PublicReportLibrary/4322.pdf
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peaks for PFDoDA (C12 PFCA), and for PFOA present in the mobile phase, and/or from
fluoropolymer components in the LC system).”
Table 10: Detection and Reporting Limits for PFOA, PFOS, PFNA, PFHxS Internationally
Contaminant Detection Limit (ppt)s Reporting Limit (ppt)t
PFOS 0.12 1
PFOA 0.85 1
PFNA 0.15 1
PFHxS 0.02 1
Table 10 provides examples of detection and reporting limits achieved by two different
international studies for PFOA, PFOS, PFNA, and PFHxS.
Comprehensive PFAS Assessment Techniques
At present, there is no single methodology for isolating, identifying, and quantifying all PFAS in
drinking water. Current commercial laboratory methodologies are typically able to quantify
between 14 and 31 PFAS compounds and only a very small number of PFAA precursors can be
quantitatively analyzed by commercial laboratories.146 For instance, N-ethyl
perfluorooctanesulfonamidoacetic acid and N-methyl perfluorooctanesulfonamidoacetic acid are
the only two precursors included in EPA Method 537.1. For classes other than PFCAs between
4-14 carbons long and PFSAs that are 4, 6, or 8 carbons long, methodologies are generally not
available outside academic settings.26 The Michigan PFAS Science Advisory Panel summarizes
the advantages and disadvantages of some available analytical methodologies to quantify PFAS
as a class. These are included in Table 11 below (with additional information as cited). 26
We recommend states determine an analytical method, or combination of methods, that can be
used as a surrogate for total PFAS. In particular, we recommend the evaluation of alternative
detection methodologies, particularly TOPA, to measure the concentration of non-discrete and
difficult to measure PFAS compounds that are not determined by conventional analytical
methods.
s Ericson I, et al., 2009. Levels of Perfluorinated Chemicals in Municipal Drinking Water from Catalonia, Spain:
Public Health Implications. Arch Environ Contam Toxicol 57:631–638 t Gellrich V, et al., 2013. Perfluoroalkyl and polyfluoroalkyl substances (PFASs) in mineral water and tap water. J
Environ Sci Health 48:129–135
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Table 11: Comparison of Various Analytical Approaches to Quantifying PFAS
u https://pfas-1.itrcweb.org/wp-content/uploads/2018/03/pfas_fact_sheet_site_characterization_3_15_18.pdf v https://www.epa.gov/water-research/epa-drinking-water-research-methods w https://www.alsglobal.com/-/media/als/resources/services-and-products/environmental/data-sheets-canada/pfas-
by-top-assay.pdf x https://link.springer.com/article/10.1007/s00216-018-1028-4 y https://www.sciencedirect.com/science/article/pii/0168583X86903812 z https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5895726/
Method Advantages Limitations
Method 537 V 1.1
Liquid
Chromatography-
Tandem Mass
Spectrometry
LC- MS/MS
• commercially available
• QA/QC extensive
• UCMR3/Method 537/SW-846
8327&8328/ASTM based on instrument
• Differentiates branched/linear
• Suited for analysis of ionic compoundsu
• expensive
• approved for a limited number of PFAS (18
in drinking water)v
• value for forensics depends on number of
PFAS evaluated
Total Oxidizable
Precursor (TOP)
assay
• commercially available
• QA/QC improving
• some chain length & branched and linear
isomer information
• reveals presence of significant precursors
in AFFF-contaminated water, sediment,
soil, and wastewater
• data sets obtained by this methodology are
comparable between sites and across states
• twice as expensive
• no information on individual PFAS
• conservative (lower estimate)
• limited comparative data at this time
• results treated with caution, especially for
health and ecological risk assessmentsw
• limited value for forensics
Suspect screening
(LC-HRMS)
• unlimited number of PFAS
• stored data can be searched in future
• value as a forensics tool
• a reference standard is not needed, the
exact mass and isotopic pattern calculated
from the molecular formula is used to
screen for substancesx
• instruments available but PFAS analysis by
LC-HRMS not commercially available in
US (research tool)
• expensive
• no standards for the other PFAS
• data are ‘screening’ level or semi-
quantitative
• limited comparable data - data obtained on
different instruments, ratioing to various
internal standards may not be comparable
between sites and across states (generates
lab- specific data until standardized)
Particle Induced
Gamma Ray
Emission (PIGE)
• quantifies fluorine
• currently captures anionic PFAS, currently
being adapted for cationic/zwitterionic
PFAS
• less expensive
• availability through academic institutions
• only quantifies total fluorine (the atom)
• no information on individual PFAS
• small database (few comparative data)
• cannot analyze different isotopesy
• limited value for forensics
• detection limits are in the μg/L range,
regulatory standards are now increasingly at
ng/L levelsz
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Table 11 summarizes advantages and limitations of various analytical approaches to quantifying
PFAS.bb
Treatment
There are a number of treatment options available to public water systems to address PFAS
contamination.
On August 23, 2018, EPA published the results of its efforts to study a variety of technologies
used to remove PFAS from drinking water.147 The EPA’s treatability analysis for PFAS
compounds demonstrates that current treatment technologies can reduce concentrations of
PFOA, PFOS, PFNA, and PFHxS to concentrations below 2 ppt. Full-scale treatment facilities in
the U.S., Europe, and Australia have demonstrated effective removal of PFAS compounds
through a variety of treatment technologies, most successfully with activated carbon or
membrane filtration. The EPA’s treatability analysis did not include data on the treatment of
GenX, but pilot studies conducted in North Carolina have demonstrated reductions of GenX to
below 2 ppt. 148
Under federal law, standards for synthetic organic contaminants such as PFAS must be
“feasible,” and that term is defined to be a level that is at least as stringent as the level that can be
achieved by Granular Activated Carbon (GAC). Specifically, the Safe Drinking Water Act
provides, “granular activated carbon is feasible for the control of synthetic organic chemicals,
and any technology, treatment technique, or other means found to be the best available for the
control of synthetic organic chemicals must be at least as effective in controlling synthetic
organic chemicals as granular activated carbon.” Safe Drinking Water Act §1412(b)(4)(D).
Therefore, states should establish MCLs for PFAS at levels at least as stringent as can be
achieved by GAC.
In this report, we recommend MCLs for PFOS, PFOA, PFNA, PFHxS, and GenX that have been
demonstrated to be achievable with GAC. However, for total PFAS, greater protections can be
aa https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5895726/ bb Michigan PFAS Science Advisory Panel, 2018. Scientific Evidence and Recommendations for Managing PFAS
Contamination in Michigan. December 7, 2018.
Total adsorbable
organic fluorine
(AOF)
• quantifies total fluorine
• captures broad spectrum of PFAS
• can be compared to individual PFAS
analysis to determine presence of other
PFAS (e.g., precursors)
• measures total fluorine (the atom)
• no information on individual PFAS
• not commercially available in US (or
elsewhere)
• must convert total fluorine in units of molar
F to equivalents, assuming a specific PFAS
to compare measurements
• few comparable data
• detection limits are in the μg/L range,
regulatory standards are now increasingly at
ng/L levelsaa
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achieved with reverse osmosis than GAC (discusses below), therefore we recommend a
treatment technique of reverse osmosis, or other treatment method that has been demonstrated to
be at least as effective as reverse osmosis for removing all identified PFAS chemicals.
Granular Activated Carbon (GAC) Treatment
According to the EPA, “Activated carbon treatment is the most studied treatment for PFAS
removal. Activated carbon is commonly used to adsorb natural organic compounds, taste and
odor compounds, and synthetic organic chemicals in drinking water treatment systems.
Adsorption is both the physical and chemical process of accumulating a substance, such as
PFAS, at the interface between liquid and solids phases. Activated carbon is an effective
adsorbent because it is a highly porous material and provides a large surface area to which
contaminants may adsorb.”147 Activated carbon is made from organic materials with high carbon
contents and is often used in granular form called granular activated carbon but can also be used
in a powdered form called powdered activated carbon.
Granulated active carbon has been used for more than 15 years to remove PFOA and PFOS from
water. The most common carbonaceous materials include raw coal, coconut, and wood.
According to the Rapid Scale Small Column Testing Summary Report by Calgon Carbon,
“bench scale studies have shown that reagglomerated bituminous coal-based GAC significantly
out performs other GAC materials including direct activated coconut GAC.”149
While the EPA notes that, “GAC has been shown to effectively remove PFAS from drinking
water when it is used in a flow through filter mode after particulates have already been
removed,”147 it should be noted that GAC has only been demonstrated to be effective for a
certain PFAS chemicals. Factors impacting the effectiveness of GAC treatment include:
• the type of carbon used,
• the depth of the bed of carbon,
• flow rate of the water,
• the specific PFAS to be removed,
• temperature, and
• the degree and type of organic matter as well as other contaminants, or constituents, in
the water.
A report reviewing the effectiveness of emerging technologies for treatment of PFAS chemicals
noted that “GAC is a widely used water treatment technology for the removal of PFOS and
PFOA, and, to a lesser extent, other PFAAs from water…It is an established technology that can
be deployed at scales between municipal water treatment and domestic point of entry systems,
either as a standalone technology or part of a treatment train.”150 And while GAC can
consistently remove PFOS at parts per billion concentrations with an efficiency of more than 90
percent, it can be inefficient at removing PFOA151 and becomes progressively less effective for
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removing shorter chain PFCAs such as PFHxA, PFPeA, PFBS, and PFBA as the chain length
diminishes.152,153
There are several examples of full-scale treatment systems using GAC to remove PFAS from
drinking water sources. A report prepared for the New Jersey Department of Environmental
Protection154 included several case studies, two of which are included below.
Amsterdam, Netherlands - A study of the removal of a number of PFAS from several steps in the
treatment process from raw water to finished water found that longer chain PFAA were readily
removed by the GAC treatment step.155 In this study, a final GAC adsorber was able to reduce
both PFOS and PFNA measured in the raw samples at values of 6.7 to 10 ppt and 0.5 to 0.8 ppt,
respectively to levels measured below the limits of quantitation (0.23 ppt and 0.24 ppt,
respectively). PFOA concentrations in the influent ranged between 3.8 to 5.1 ppt and in the final
GAC adsorber ranged between 3.6 to 6.7 ppt. GAC adsorption for this study was done in two
stages with adsorbers operated in series, each with a 20-minute empty bed contact time. The
GAC in the lag adsorber is placed in the lead position after 15 months of operation and replaced
with fresh GAC. The GAC used in this study was Norit ROW 0.8S.
New Jersey American Water, Logan System Birch Creek - Water samples from the Logan
System Birch Creek had detectable levels of PFNA (18 – 72 ppt) and of PFOA (33 – 60 ppt), in
addition to three other PFAS.154 GAC treatment removed all detectable PFAS below the
reporting level of 5 ppt. GAC adsorbers were operated with an empty-bed contact time of
approximately 15 minutes. The GAC used in this study was Calgon F-400.
Additionally, on-going pilot studies being conducted by engineering firm CDM demonstrates
effective GAC treatment for GenX and other PFAS with reductions below detection limits of 2
ppt.148 According to an April 2018 report by CDM for Brunswick County Public Utilities, long‐
term effective treatment with GAC requires media changeout to avoid breakthrough of
compounds and the study indicates approximately 8,000 bed volumes (approximately 4 months
at 20-minute contact time) is the appropriate frequency of media changeout for GenX and most
PFAS.
GAC treatment can produce contaminated spent carbon or, if regenerated, contaminated air
emissions, which require safe disposal. The Michigan PFAS Science Advisory Panel notes that,
“When regenerating PFAS-loaded activated carbon, the off-gases should be treated by high
temperature incineration to capture and destroy any PFAS in the stack gases and to prevent the
release of PFAS and/or partially oxidized byproducts to the atmosphere.” 26 For example, for
complete destruction of PFOS, researchers recommend that incineration be performed at
temperatures over 1,000oC.156 If an incinerator operates at temperatures below 1,000oC, it will
likely result in incomplete destruction and the formation of byproducts, and therefore require
stack treatment to prevent PFAS release.
In sum, use of GAC by multiple water utilities at scale have achieved reductions of greater than
90 percent to below detection limits for certain PFAS chemicals, including PFOS, PFOA, PFNA,
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PFHxS, and GenX. GAC has not been demonstrated to be effective for removing other PFAS
chemicals, particularly short-chain PFAS.
Ion Exchange (IX) Treatment
Ion exchange resins essentially act as “magnets,” attracting the contaminated materials as it
passes through the water system.147 Ion exchange resins can be cationic or anionic; positively
charged anion exchange resins (AER) are effective for removing negatively charged
contaminants, like PFAS. Ion exchange resins are made up of highly porous, polymeric
hydrocarbon materials that are acid, base, and water insoluble.
As summarized by the EPA,
“AER has shown to have a high capacity for many PFAS; however, it is typically more
expensive than GAC. Of the different types of AER resins, perhaps the most promising is an
AER in a single use mode followed by incineration of the resin. One benefit of this treatment
technology is that there is no need for resin regeneration so there is no contaminant waste
stream to handle, treat, or dispose. Like GAC, AER removes 100 percent of the PFAS for a
time that is dictated by the choice of resin, bed depth, flow rate, which PFAS need to be
removed, and the degree and type of background organic matter and other contaminants of
constituents.”147
Reverse Osmosis Treatment
According to the EPA, high-pressure membranes, such as nanofiltration or reverse osmosis
(RO), have been effective at removing a broad array of PFAS compounds.147 High-pressure
membranes can be more than 90 percent effective at removing a wide range of PFAS, including
shorter chain PFAS.
In a 2011 paper, researchers examined the fate of PFAS in two water reclamation plants in
Australia.145 The authors found that:
“Both facilities take treated water directly from wastewater treatment plants (WWTPs) and
treat it further to produce high quality recycled water. The first plant utilizes adsorption and
filtration methods alongside ozonation, whilst the second uses membrane processes and
advanced oxidation to produce purified recycled water. At both facilities perfluorooctane
sulfonate (PFOS), perfluorohexane sulfonate (PFHxS), perfluorohexanoic acid (PFHxA) and
perfluorooctanoic acid (PFOA) were the most frequently detected PFCs [perfluorinated
compounds]. At the second plant, influent concentrations of PFOS and PFOA ranged up to
39 and 29 ppt. All PFCs present were removed from the finished water by reverse osmosis
(RO) to concentrations below detection and reporting limits (0.4–1.5 ppt).”145
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Preliminary results of an on-going pilot study at Northwest Water Treatment Plant in North
Carolina indicate that RO is expected to provide high level of removal (90 percent or greater) for
the PFAS compounds, including GenX.148 The RO membranes being proposed for this project
and being tested in the pilot study are standard commercially available brackish water RO
membranes rated for 99.3 percent rejection of a standard 2000 mg/L sodium chloride salt
solution; this is considered a high rejection, broad spectrum RO membrane. The study also
evaluated GAC, IX, and advanced treatment trains and concluded that low-pressure reverse
osmosis was the preferred alternative for both removal efficiency and cost-effectiveness. The
CDM report states:
“RO is recommended over the other options for the following reasons:
• RO is the Best Technology for Removal of PFAS. Some PFAS, such as GenX,
PFMOAA and PFO2HxA would require very frequent change‐out of GAC and IX for
removal.
• GAC and IX would likely result in higher finished water concentrations of GenX,
PFMOAA, and PFO2HxA than RO (technologies are not equal).
• RO has the lowest net present worth costs for removing 90% or more of the Target
Contaminants.
• RO is the most robust technology for protecting against unidentified contaminants.
• RO treated water concentrations will not vary as much with influent concentrations
as with GAC and IX. RO treated water quality does not rely on frequent media
change‐out to protect from the spills and contaminants in the Cape Fear River.
• RO does not release elevated concentrations after bed life is spent as can happen with
GAC and IX if feed concentration drops.”148
Like GAC, RO treatment technology generates contaminated waste material including liquid
concentrate and spent/used membranes. We recommend states evaluate the safest disposal
method for contaminated waste, and that disposal require full destruction of PFAS compounds
before entering the environment.
Furthermore, the EPA also suggests,
“Because reverse osmosis removes contaminants so effectively, it can significantly lower the
alkalinity of the product water. This can cause decreased pH and increased corrosivity of the
product water. The product water may need to have corrosion inhibitors added or to have the
pH and alkalinity adjusted upwards by the addition of alkalinity. These actions may avoid
simultaneous compliance issues in the distribution system such as elevated levels of lead and
copper.”157
Treatment Trains
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A treatment train is a sequence of multiple treatment techniques designed to meet specific water
quality parameters. According to the Water Research Foundation, when evaluating treatment
trains,
“Quiñones and Snyder (2009) saw the best removal of PFOA, PFOS, PFNA, and PFHxS
using an integrated membrane treatment consisting of microfiltration (MF) and RO and
ultraviolet (UV) (medium pressure) followed by SAT [soil aquifer treatment]. This treatment
train caused concentrations to drop from the low ng/L [ppt] range to below detection levels.
Their success in removing these substances was most likely due to the use of RO. Takagi
(2008) looked at the effectiveness of rapid sand filtration followed by GAC and then
chlorination on PFOA and PFOS and measured a drop from 92 ng/L to 4.1 ng/L and 4.5
ng/L to <0.1 ng/L, respectively. GAC was most likely responsible for the majority of the
removal. Snyder et al. (2014) detected >90% removal of PFOA and >95% removal of PFOS
using a treatment train (70 MGD) consisting of MF/RO/UV-advanced oxidation process
(AOP)/direct injection (DI). Again, their success was likely due to the RO membrane step
using Hydranautics EPSA2 RO dismembranes.”142
Although there is still additional research that can be done, removal rates of greater than 90
percent and effluent concentrations of less than 2 ppt for PFOA, PFOS, PFNA, PFHxS, and
GenX can be achieved currently with a combination of treatment technologies, along with
careful monitoring.
Innovative Technologies
This section describes promising innovative technologies that are designed to treat and/or destroy
PFAS chemicals.
• Diamond Technology – According to researchers at Michigan State University-
Fraunhofer USA, Inc. Center for Coatings and Diamond Technologies (MSU-
Fraunhofer), “the MSU-Fraunhofer team has a viable solution to treat PFAS-
contaminated wastewater that's ready for a pilot-scale investigation. The electrochemical
oxidation system uses boron-doped diamond electrodes. The process breaks down the
contaminants' formidable molecular bonds, cleaning the water while systematically
destroying the hazardous compounds.”158 While this treatment technology has been
developed to treat wastewater, further research may demonstrate effectiveness for
removing PFAS from drinking water or waste streams produced by membrane filtration
as well.
• AECOM DE-FLUORO Technology – This technology was designed to destroy PFAS
compounds concentrated on spent media after treatment.159 According to AECOM’s
informational sheet:
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“Mass transfer technologies (e.g., granular activated carbon, ion exchange resin,
reverse osmosis) do not destroy PFAS but concentrate PFAS on the spent media.
The spent media may require off-site incineration or regeneration for filtration
media reuse that will produce regenerant wastes requiring further management
and treatment ... As of today, electrochemical oxidation is one of the most
documented PFAS destruction technologies. AECOM has successfully used a
proprietary electrode to complete mineralization of C4 ~C8 perfluoroalkyl acids
(PFAAs) with evidence of complete defluorination and desulfurization. PFAS are
destructed via direct electron transfer on “nonactive” anodes under room
temperature and atmospheric pressure with relatively low energy consumption.
AECOM has also successfully used this proprietary electrode to treat PFAS in
ion-exchange regenerant waste and other PFAS-impacted wastewater.”159
In the information sheet, AECOM notes that this technology may also be effective for
treating drinking water.
The available research demonstrates that both GAC and IX can be effective treatment techniques
for certain PFAS compounds that have been studied, including PFOA, PFOS, PFNA, PFHxS,
and GenX, when there is appropriate design, operation, and maintenance. RO has been
demonstrated to be an effective treatment technology for removing all PFAS that have been
studied and is the most effective treatment technique for effectively removing unknown
contaminants. Due to the nature of GAC and IX treatment, water suppliers run the risk of
releasing PFAS compounds back into the finished water after GAC bed life is spent or if IX feed
concentration drops. Additionally, frequent changeout of GAC or IX to maintain removal
efficiency can make the lifecycle costs more expensive than alternatives, such as RO. While
GAC, IX, or RO can be effective at removing certain PFAS, RO is advantageous for treating
total PFAS because it is the most robust technology for protecting against unidentified
contaminants and provides greater protection from future unidentified PFAS. Potential
considerations for RO are that it often has a higher capital cost, it can require a 10 to 20 percent
higher treatment capacity because it produces a reject stream, and it requires safe disposal of the
reject water which will have higher concentrations of contaminants than the source water.
PART VI: CONCLUSIONS AND RECOMMENDATIONS
Taking into consideration the information provided in this report, the following actions are
recommended to address PFAS contamination in drinking water:
1. Comprehensive Monitoring of Drinking Water
Understanding the extent of PFAS contamination in drinking water is an important step in
protecting people from exposure to these toxic chemicals. Based on national monitoring 4 years
ago, there are approximately 16 million people drinking PFAS contaminated water. However,
due to limitations in the national survey, including high reporting limits, a focus on large public
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water systems, and a limited number of PFAS chemicals tested, the actual numbers are likely
much larger, suggesting that there could be significantly more people drinking PFAS
contaminated water.
For reference, when expanded testing was carried out by Michigan, the estimates of affected
population went from less than 200,000 people to approximately 1.5 million people. The national
survey resulted in 3 detections in Michigan. However, once Michigan became aware that they
had a PFAS contamination problem, they performed their own site investigations for sites
deemed at risk and tested all of their public water systems serving over 25 people. Furthermore,
Michigan tested for between 14-24 PFAS at lower health-relevant reporting limits (2 ppt). With
this improved testing, they found over 40 contamination sites and over 100 of their public water
systems were contaminated with PFAS. Importantly, there are sites of contamination that are not
reflected in their public water system survey, and vice versa, public water system contamination
not fully predicted through site investigation. The comparison of these two surveys highlights
how important comprehensive testing is for understanding the extent of PFAS contamination of
drinking water.
Therefore, states should perform both site investigations for at risk sites and a comprehensive
statewide survey of public water systems. States should also offer testing of private water
systems and private wells serving residences that are near known or suspected PFAS
contamination sites, or as requested by a private well user. Priority for testing and monitoring
should be sites near former PFAS manufacturing or processing facilities; near fire-fighting
stations where PFAS was or continues to be used for training; near military bases and airports
which may still use PFAS; and near landfills.
Periodic rounds of PFAS testing should be performed to account for testing variability, to ensure
no additional discharges of PFAS are occurring, and to evaluate treatment effectiveness. The
analyses should be conducted using the most sensitive detection methods for a comprehensive
assessment, which at minimum should now include the expanded EPA 537.1 list at reporting
limits of 2 ppt for all PFAS covered by the method, except for GenX, whose reporting limit
should be no greater than 5 ppt. We also recommend that states evaluate newer methodologies,
particularly the total oxidizable precursor assay, as an analytical technique to help measure the
concentration of non-discrete and difficult to measure PFAS compounds that are not
determinable by conventional analytical methods.
Data on PFAS in drinking water supplies should be provided to residents served by the tested
water supplies, researchers, and the public. Where both biomonitoring data and water testing data
are available, that information should be provided to individuals participating in the
biomonitoring program so that participants are informed of their own body burden and drinking
water exposures. Biomonitoring data and water testing data should also be provided to
researchers (in matched pairs, if possible, and with identifying information removed to protect
the confidentiality of participants) so that the contribution of PFAS-contaminated drinking water
to total PFAS exposure can be studied further. Additionally, unique values for all detected levels
of individual PFAS compounds should be publicly reported. All data should be provided in a
timely manner and in a common format on a publicly-available database.
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2. Set a MCLG of Zero for Total PFAS.
PFAS share similar structure and properties, including extreme persistence and high mobility in
the environment. Many PFAS are also associated with similar health endpoints, some at
extremely low levels of exposure. There is additionally potential for additive or synergistic
toxicity among PFAS. Given the similarity among chemicals of the PFAS class and the known
risk of the well-studied PFAS, there is reason to believe that other members of the PFAS class
pose similar risk. Therefore, health-protective standards for PFAS should be based on the known
adverse effects of the well-studied members of the PFAS class.
First, there is sufficient evidence to classify PFOA as a known or probable carcinogen.
Therefore, a MCLG of zero should be promulgated for PFOA, consistent with EPA’s approach
to regulating known or probable carcinogens (see Box 10). Both IARC’s and EPA’s findings on
PFOA’s carcinogenic potential are based heavily on the C8 study, whose Science Panel
determined that PFOA is a probable carcinogen. There is also significant additional animal and
human evidence for an association between PFOA exposure and cancer, particularly kidney and
testicular cancer.
Box 10: Maximum Contaminant Level Goals for Carcinogens
The EPA derives a MCLG under the Federal Safe Drinking Water Act by first considering the
carcinogenic potential of the contaminant, or suite of contaminants. For known or probable
carcinogens, EPA sets a MCLG of zero for the contaminant, or for the contaminant class,
under the federal framework. This is because EPA assumes that, in the absence of other data,
there is no known threshold at which no adverse health effects would occur. For chemicals
suspected as carcinogens, the agency considers the weight of evidence, including animal
bioassays and epidemiological studies. Information that provides indirect evidence, such as
mutagenicity and other short-term test results, is also considered by the agency. Known human
carcinogens, under EPA’s classification scheme, are chemicals for which there exists
sufficient evidence of carcinogenicity from epidemiological studies. Probable human
carcinogens demonstrate either limited evidence of carcinogenicity in humans or sufficient
evidence in animals without corresponding human data, under this classification scheme. See
56 Fed. Reg. 20, 3532 (Jan. 30, 1991).
In addition to being a carcinogen, PFOA causes adverse non-cancer health effects at exceedingly
low doses. A MCLG based on altered mammary gland development would be well below 1 ppt
for PFOA, further supporting our recommendation of zero for a MCLG (see Table 12 below).
Although the evidence of carcinogenic potential for PFOS is not as well established as PFOA,
given the similarities in structure and toxicity of PFOS to PFOA, we recommend a MCLG of
zero for PFOS as well. The weight of evidence indicates that PFOS also causes adverse non-
cancer health effects at exceedingly low doses. A MCLG based on immunotoxicity would be
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well below 1 ppt for PFOS, further supporting our recommendation of zero for a MCLG (see
Table 12 below).
There is less information on the carcinogenic potential of PFNA, PFHxS, and GenX, however,
given the similarities in structure and toxicity of these PFAS to PFOA and PFOS, their potential
for the carcinogenicity cannot be ruled out. Other shared health effects that occur at extremely
low levels, such as immunotoxicity, developmental harm, and liver damage, along with their co-
occurrence in our environment, must also be considered in setting a health protective MCLG for
PFNA, PFHxS, and GenX.
A MCLG for PFNA based on developmental toxicity is below 1 ppt, approximately 2 ppt for
PFHxS based on thyroid toxicity, and below 1 ppt for GenX based on liver toxicity (see Table 12
below).
Please see Appendices A, B, C, D and F for more detailed calculations.
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PFOA, PFOS, PFNA, PFHxS, and GenX share
similar structure and properties and are associated
with similar health endpoints, many at extremely
low levels of exposure, across animal and
epidemiological studies. Thus, because they often
co-occur in our environment, there is potential for
additive toxicity among these PFAS. New Jersey
noted that the modes of action and health effects are
generally similar for PFAS and acknowledged the
possibility that the effects may be additive.92 Given
the above information we recommend a combined
MCLG of zero for PFOA, PFOS, PFNA, PFHxS,
and GenX.
However, this reasoning should be applied to the
PFAS class as a well. Information on and lessons
learned from these more extensively studied PFAS
need to be used to guide regulations and ensure
actions taken are adequately protective of human
health in the long term. While there is limited
toxicity data on many of the newer short-chain or
other alternative PFAS replacing long-chain PFAS
in various applications, evidence suggests that they
collectively pose similar threats to human health
and the environment. The rise in use of alternative
PFAS and concerns with the environmental fate and
persistence of these alternative PFAS have led to a
call from independent scientists from around the
globe to address PFAS as a class both in terms of
their impacts and in limiting their uses.12
The structure of the fluorine-carbon bond and the
impacts documented on the studied PFAS already
available support concern over the health impacts of
the entire class. This is supported by the constant exposure to short-chain chemicals, even if they
have a relatively short presence in the body, as well as the fact that in many cases the use of
these chemicals may be much higher than their long-chain cousins. Furthermore, many PFAS
can convert into PFAAs (a PFAS subgroup, which includes PFOA and PFOS, that is linked to
many adverse health effects) or PFAAs are used in their manufacture and can be contaminants in
their final product.
There is precedent for regulating a group
of chemicals as a class. For example,
polychlorinated biphenyls (PCBs) are a
class hundreds of man-made chlorinated
hydrocarbons that are persistent in the
environment, can bioaccumulate, and
have a range of toxicity, including
cancer and disruption of the immune,
reproductive, endocrine, and nervous
systems.160 Drinking water standards
and regulations regarding their clean up,
disposal and storage apply to the class
and are not set separately for each PCB
in use.
In promulgating drinking water
regulations for the large class of PCBs,
EPA found that although statistically
significant evidence of carcinogenicity
had been demonstrated only in PCBs
that were 60 percent chlorinated, the
evidence justified regulation of the
whole class of PCB compounds, given
the structural complexity of the
compounds, and the incomplete data
regarding toxicity of the isomers in PCB
compounds. EPA, 56 Fed. Reg. 3526, at
3546 (January 30, 1991)161
Box 11: Regulating Classes in
Tap Water - The PCB Precedent
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Setting a MCLG of zero for the class is needed to provide an adequate margin of safety to protect
public health from a class of chemicals that is characterized by extreme persistence, high
mobility, and is associated with a multitude of different types of toxicity at very low levels of
exposure. If we regulate only a handful of PFAS, there will be swift regrettable substitution with
other, similarly toxic PFAS - creating an ongoing problem where addressing one chemical at a
time incentivizes the use of other toxic chemicals and we fail to ever establish effective
safeguards to limit this growing class of dangerous chemicals.
3. Immediately Set a Combined MCL of 2 ppt for PFOA, PFOS, PFNA, and PFHxS, and a
MCL of 5 ppt for GenX
As discussed in our second recommendation, NRDC’s review of the toxicity studies for five
PFAS compounds finds evidence that they are linked to cancer and other serious adverse health
effects. Following conventional risk assessment protocols, we determine that the goal for PFOA,
PFOS, PFNA, PFHxS and GenX should be zero exposure to these chemicals in drinking water.
As technologies for detection and water treatment do not currently allow for the complete
removal of PFAS from drinking water, a MCL for PFOA, PFOS, PFNA, PFHxS, and GenX
should be based on the best detection and treatment technologies available. Our review suggests
a combined MCL of 2 ppt is feasible for PFOA, PFOS, PFNA, and PFHxS, with a separate MCL
of 5 ppt for GenX.
Laboratory methods support a reporting limit of 2 ppt with EPA Method 537.1 (5 ppt for GenX),
and therefore all water testing should be required to achieve this limit for the PFAS chemicals
detectable with this method. Further, the removal of PFOA, PFOS, PFNA, PFHxS, and GenX
has been demonstrated to be effective with technologies such as GAC and RO to below detection
levels, supporting our determination that the MCL meets technological feasibility.
Residents who rely on private wells for drinking water depend on the safety of their state’s
groundwater, therefore a groundwater cleanup standard should also be set to 2 ppt for PFOA,
PFOS, PFNA and PFHxS and to 5 ppt for GenX, consistent with the recommended MCL for
public water systems.
4. Develop a Treatment Technique Requirement for the PFAS Class Within Two Years
As discussed in our second recommendation, setting a MCLG of zero for the class is needed to
protect public health and the environment from all types of PFAS that share common negative
qualities including extreme persistence, high mobility, and the association with a multitude of
different types of toxicity at very low levels of exposure. The replacement of PFOA with GenX
is a perfect example of regrettable substitution where a well-studied, toxic PFAS was replaced by
a poorly-studied but structurally similar PFAS.
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Technology for detection and treatment cannot achieve a MCLG of zero for total PFAS. In the
absence of a reliable method that is economically and technically feasible to measure a
contaminant at concentrations to indicate there is not a public health concern, the state should
establish a treatment technique. A treatment technique is a minimum treatment requirement or a
necessary methodology or technology that a public water supply must follow to ensure control of
a contaminant.
At present, there is no single methodology for isolating, identifying, and quantifying all PFAS in
drinking water. We recommend that states explore an analytical method, or combination of
methods, that can be used as a surrogate for total PFAS. In particular, we recommend that states
evaluate alternative detection methodologies, such as the total oxidizable precursor assay, to
measure the concentration of non-discrete and difficult to measure PFAS compounds that are not
determined by conventional analytical methods.
Furthermore, we recommend reverse osmosis, or other treatment method that has been
demonstrated to be at least as effective as reverse osmosis for removing all identified PFAS
chemicals, as the treatment technique for public water supplies. Reverse osmosis is currently the
preferred treatment technology for the following reasons:
• Reverse osmosis has been demonstrated to effectively remove a broad range of PFAS
compounds.148
• Reverse osmosis is the most robust technology for protecting against unidentified
contaminants.148
• Reverse osmosis would likely result in lower finished water concentrations of GenX and
other PFAS compounds such as PFMOAA and PFO2HxA.148
• Reverse osmosis does not require frequent change out of treatment media and does not
release elevated concentrations after granular activated carbon bed life is spent or ion
exchange feed concentration drops.148
Reverse osmosis requires considerations for the safe disposal of high-strength waste streams and
spent/used membranes. We recommend states evaluate the safest disposal method for
contaminated waste, and that disposal require full destruction of PFAS compounds before
entering the environment.
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UNITS AND DEFINITIONS
AER - anion exchange resins
ATSDR – Agency for Toxic Substances and Disease Registry
C8 - PFOA
CDC - Centers for Disease Control and Prevention
EPA – U.S. Environmental Protection Agency
EtFOSAA - 2-N-Ethyl-perfluorooctane sulfonamide
FOSE – perfluorooctane sulfonamide ethanol
FTOH - fluorotelomer alcohol
GAC – granular activated carbon
GenX – HFPO dimer acid and its ammonium salt
HFPO - hexafluoropropylene oxide
IARC – International Agency for Research on Cancer
IX - strong base anion exchange resin
LCMRL - lowest concentration minimum reporting limit
LC/MS/MS - liquid chromatography/tandem mass spectrometry
LOAEL – lowest-observable-adverse-effect-level
LOQ – limit of quantitation
MCL - maximum contaminant level
MCLG – maximum contaminant level goal
MDL – minimum detection level
MeFOSAA - 2-N-Methyl-perfluorooctane sulfonamide
MRL - minimal risk level
NAS – National Academy of Sciences
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NHANES – National Health and Nutrition Examination Survey
NOAEL – no-observable-adverse-effect-level
OEHHA – California Office of Environmental Health Hazard Assessment
PBT – persistent bioaccumulative toxic
PFAA – perfluoroalkyl acid
PFAS – per- and polyfluoroalkyl substances
PFBS - perfluorobutane sulfonic acid, also known as PFBuS
PFCA – perfluorocarboxylic acid
PFDeA - perfluorodecanoic acid, also known as PFDeDA
PFDoA - perfluorododecanoic acid, also known as PFDoDA
PFHpA - perfluoroheptanoic acid
PFHxS - perfluorohexane sulfonic acid
PFNA - perfluorononanoic acid
PFOA - perfluorooctanoic acid
PFOS - perfluorooctane sulfonic acid
PFOSA - perfluorooctane sulfonamide
PFSA – perfluorosulfonic acid
PFTeA – perfluorotetradecanoic acid, also known as PFTDA
PFUA - perfluoroundecanoic acid, also known as PFUnDA or PFUnA
PMT – persistent mobile toxic
ppt - parts per trillion = nanograms per liter (ng/L) (usually used to express water concentration)
ppb - parts per billion = micrograms per liter (ug/L) (usually used to express blood serum
concentration)
PWS – public water system
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RfD - reference dose
RO – reverse osmosis
RSC – relative source contribution
THPFOS - 1H,1H,2H,2H-perfluorooctanesulfonic acid
TOP or TOPA – total oxidizable precursor assay
UCMR3 – EPA’s Unregulated Contaminant Monitoring Rule 3
UF - uncertainty factor
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APPENDIX A - MRL CALCULATIONS FOR PFOS USING IMMUNOTOXICITY
ENDPOINT
Based on information from: https://www.atsdr.cdc.gov/toxprofiles/tp200.pdf
Immunotoxicity is currently the most sensitive health endpoint for PFOS exposure. Although
ATSDR states concern that immunotoxicity is a more sensitive endpoint than developmental
toxicity, it stops short of deriving a MRL from this endpoint. Instead, ATSDR claims that a
modifying factor of 10 is sufficient to address the doses where immunotoxic effects have been
observed. This statement is based on ATSDR calculating a candidate MRL for one of the four
immunotoxicity studies in rodents identified by ATSDR, Dong et al., 2011, but not the other
studies (ATSDR, 2018, see page A-43 of Appendix A).
However, Dong et al. 2011 is the immunotoxicity study with the highest LOAEL, which is not
consistent with ATSDR’s practice of choosing the study with the lowest LOAEL when selecting
the principle study for MRL derivation. The other immunotoxicity studies all result in MRLs
approximately 2.5-100 times lower than the MRL proposed by ATSDR (Table 1, calculations to
follow, performed as described in ATSDR, 2018, Appendix A).
Table 13: Comparison of candidate MRLs for PFOS
Source Year Critical Endpoint Minimal Risk Level
(mg/kg/day)
ASTDR 2018 Developmental toxicity
(delayed eye opening,
decreased pup weight) +
Modifying Factor
2 x 10-6
MRL
Dong et al. 2011 Immunotoxicity (impaired
response to sRBC)
2.7 x 10-6
Estimated MRLa
Dong et al. 2009 Immunotoxicity (impaired
response to sRBC)
7.8 x 10-7 Estimated
MRLa
Guruge et al. 2009 Immunotoxicity (decreased
resistance to influenza virus)
2.2 x 10-7 Estimated
MRLa
Peden-Adams et al. 2008 Immunotoxicity (impaired
response to sRBC)
2.1 x 10-8 Estimated
MRLa
a – Calculated using the derivation method described on pg. A43 of the ATSDR profile
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In equation A-6 from Appendix A, ATDSR defines an expression relating the external steady-
state dosage and steady-state serum concentration:
DSS = (CSS x ke x Vd) / AF
Where:
DSS = steady-state absorbed dosage (mg/kg/day)
CSS = steady-state serum concentration in humans (mg/L)
ke = elimination rate constant (day-1)
Vd = assumed apparent volume of distribution (L/kg)
AF = gastrointestinal absorption fraction
ATSDR provided the following First Order One-Compartment Model Parameters for PFOS in
Table A-4:
Ke= 3.47x10-4
Vd=0.2
AF=1
ATSDR made the assumption that “humans would have similar effects as the laboratory animal
at a given serum concentration.” Therefore, the time weighted average serum levels from animal
studies (CTWA) are used to back-calculate DSS by imputing CTWA as CSS in equation A-6.
The immunotoxicity studies, are the most sensitive endpoints, having NOAELs 6-625 times
lower than the NOAEL for the developmental endpoint chosen for deriving the MRL. Though
they did report serum levels, the immunotoxicity studies were performed in different
strains/species of animals than those used for the pharmacokinetic modeling completed by
Wambaugh et al. As such, they were not chosen for calculation of an MRL, though the ATSDR
used other methods to calculate TWA concentrations for PFHxS and PFNA (the trapezoid rule)
which were also lacking pharmacokinetic modeling.
From ATSDR (Appendix A, pg. A-43):
“A candidate MRL was calculated using the NOAEL of 0.0167 mg/kg/day identified in the Dong
et al. (2011)...A TWA concentration was estimated using a similar approach described for
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PFHxS and PFNA in the MRL approach section. The estimated TWA concentration was 1.2
µg/mL for the 0.0167 mg/kg/day; this estimated TWA concentration was used to calculate a
human equivalent dose (HED) of 0.000083 mg/kg/day. A candidate MRL of 3x10-6 was
calculated using an uncertainty factor of 30 (3 for extrapolation from animals to humans using
dosimetric adjustments and 10 for human variability).”
Following this logic:
The time weighted average (TWA) serum levels for the other immunotoxicity studies can be
predicted by using the trapezoid rule, as was done for PFNA, PFHxS, and the candidate PFOS
MRL based on Dong et al., 2011.
Dong et al. 2009:
Measured serum level at NOAEL dose of 0.0083 mg/kg/day: 0.674 ug/mL
Estimated TWA = (0.674 ug/mL - 0 ug/mL) / 2 = 0.337 ug/mL = 0.337 mg/L
Guruge et al. 2009:
Measured serum level at NOAEL dose of 0.005 mg/kg/day: 0.189 ug/mL
Estimated TWA = (0.189 ug/mL - 0 ug/mL) / 2 = 0.0945 ug/mL = 0.0945 mg/L
Peden-Adams et al. 2008:
Measured serum level at NOAEL dose of 0.00016 mg/kg/day: 0.0178 ug/mL
Estimated TWA = (0.0178 ug/mL - 0 ug/mL) / 2 = 0.0089 ug/mL = 0.0089 mg/L
These estimated TWA serum levels can then be inputted into equation A6 as the steady state
serum concentration, CSS, using the same values used by ATSDR for the other parameters to
generate candidate MRLs for these immunotoxicity studies.
DSS = (CSS x 0.000347 day-1 x 0.2 L/kg) / 1
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Dong et al. 2009:
DSS = (0.337 mg/L x 0.000347 day-1 x 0.2 L/kg) / 1 = 2.34 x 10-5 mg/kg/day
Then, divide by UF of 30
MRL = 7.8 x 10-7 mg/kg/day
Guruge et al. 2009:
DSS = (0.0945 mg/L x 0.000347 day-1 x 0.2 L/kg) / 1 = 6.56 x 10-6 mg/kg/day
Then, divide by UF of 30
MRL = 2.2 x 10-7 mg/kg/day
Peden-Adams et al. 2008:
DSS = (0.0089 ug/mL x 0.000347 day-1 x 0.2 L/kg) / 1 = 6.2 x 10-7 mg/kg/day
Then, divide by UF of 30
MRL = 2.1 x 10-8 mg/kg/day
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APPENDIX B - MRL CALCULATIONS FOR PFNA USING LONGER HALF-LIFE
Based on information from: https://www.atsdr.cdc.gov/toxprofiles/tp200.pdf
In equation A-6 from Appendix A, ATDSR defines an expression relating the external steady-
state dosage and steady-state serum concentration:
DSS = (CSS x ke x Vd) / AF
Where:
DSS = steady-state absorbed dosage (mg/kg/day)
CSS = steady-state serum concentration in humans (mg/L)
ke = elimination rate constant (day-1)
Vd = assumed apparent volume of distribution (L/kg)
AF = gastrointestinal absorption fraction
ATSDR provided the following First Order One-Compartment Model Parameters for PFNA in
Table A-4:
ke = 7.59 x10-4
Vd=0.2
AF=1
The ke = 7.59 x10-4 is based on a half-life estimate of 900 days for young women. Based on Eq.
A-5, a half-life of 1570 days for all other adults would result in a ke of 4.4 x10-4 (ke = ln(2) / half-
life).
Thus, if the ke representing the longer, more representative half-life for PFNA was used, along
with ATSDR’s estimated CSS of 6.8 mg/L:
DSS = (6.8 mg/L x 0.000441 day-1 x 0.2 L/kg) / 1 = 6 x10-4 mg/kg/day
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APPENDIX C - MCLG CALCULATIONS
From EPA’s Drinking Water Health Advisory for PFOA and PFOS (EPA, 2016 a and b)
The EPA used drinking water intake and body weight parameters for lactating women in the
calculation of a lifetime health advisory for PFOA and PFOS. EPA used the rate of 54 mL/kg-
day representing the consumers only estimate of combined direct and indirect community water
ingestion at the 90th percentile for lactating women (see Table 3-81 in EPA 2011).
First, a Drinking Water Equivalent Level (DWEL) is derived from the reference dose (RfD) and
assumes that 100% of the exposure comes from drinking water. The RfD is multiplied by body
weight and divided by daily water consumption to provide a DWEL.
DWEL= (RfD x bw) / DWI = RfD / (DWI/bw)
Where:
RfD = critical dose (mg/kg/day)
bw = body weight (kg)
DWI = drinking water intake (L/day)
DWI/bw = 0.054 L/kg-day
Then, the DWEL is multiplied by the relative source contribution (RSC). The RSC is the
percentage of total drinking water exposure, after considering other exposure routes (for
example, food, inhalation). Following EPA’s Exposure Decision Tree in its 2000 methodology
(EPA, 2000), significant potential sources other than drinking water ingestion exist; however,
information is not available to quantitatively characterize exposure from all of these different
sources (Box 8B in the Decision Tree). Therefore, EPA recommends a RSC of 20% (0.20) for
PFOA and PFOS.
Thus, the lifetime health advisory (HA) is calculated after application of a 20% RSC as follows:
HA = DWEL x RSC
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The two above equations can be combined to generate:
HA = (RfD / (DWI/bw)) x RSC
For these purposes, we can assume that ATSDR’s MRL is equivalent to a RfD, and an HA
equivalent to a MCLG.
MCLG = (MRL / (DWI/bw)) x RSC
The EPA used estimated drinking water parameters for lactating mothers, making the equation:
MCLG = (MRL / 0.054 L/kg-day) x 0.2
*NOTE:
DWI/bw for average adult = 0.029 L/kg-day, used by New Jersey;
DWI/bw for lactating mother = 0.054 L/kg-day, used by EPA; and
DWI/bw for breastfeeding or formula-fed infant = 0.175 L/kg-day, used by Vermont
This equation can be applied to proposed and candidate MRLs from ATSDR (final values are
rounded):
Using ATSDR’s proposed MRLs and drinking water assumptions for lactating women:
PFOA
MCLG = (3 x 10-6 mg/kg/day / 0.054 L/kg-day) x 0.2 = 1.11 x 10-5 mg/L = 11 ng/L or ppt
PFOS
MCLG = (2 x 10-6 mg/kg/day / 0.054 L/kg-day) x 0.2 = 7.41 x 10-6 mg/L = 7 ng/L or ppt
PFNA
MCLG = (3 x 10-6 mg/kg/day / 0.054 L/kg-day) x 0.2 = 1.11 x 10-5 mg/L = 11 ng/L or ppt
PFHxS
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MCLG = (2 x 10-5 mg/kg/day / 0.054 L/kg-day) x 0.2 = 7.41 x 10-5 mg/L = 74 ng/L or ppt
Using NRDC’s estimated MRLs for immunotoxicity studies and drinking water
assumptions for lactating women:
In Appendix A we noted that ATSDR did not choose to use the most sensitive endpoint for
PFOS. Here we show the MCLGs that would result if the studies with most sensitive endpoints
were to be chosen for calculation of MRL as in Appendix A and translated to MCLGs using the
drinking water assumptions for lactating women.
Dong et al. 2011
MCLG = (3 x 10-6 mg/kg/day / 0.054 L/kg-day) x 0.2 = 1.11 x 10-5 mg/L = 11 ng/L or ppt
Dong et al. 2009
MCLG = (8 x 10-7 mg/kg/day / 0.054 L/kg-day) x 0.2 = 2.96 x 10-6 mg/L = 3 ng/L or ppt
Guruge et al. 2009
MCLG = (2 x 10-7 mg/kg/day / 0.054 L/kg-day) x 0.2 = 7.41 x 10-7 mg/L, 0.7 ng/L (< 1 ppt)
Peden-Adams et al. 2008
MCLG = (2 x 10-8 mg/kg/day / 0.054 L/kg-day) x 0.2 = 7.41 x 10-8 mg/L, 0.07 ng/L (< 1 ppt)
In Appendix B we noted that ATSDR did not use the half-life for PFNA that was the most
representative. Here we show the MCLG that would result if the longer, more representative
half-life were to be chosen for calculation of the MRL as in Appendix B and translated to a
MCLG using drinking water assumptions for lactating women.
MCLG = (2 x 10-6 mg/kg/day / 0.054 L/kg-day) x 0.2 = 7.41 x 10-6 mg/L = 7 ng/L or ppt
Using ATSDR’s proposed MRLs and drinking water assumptions for infants:
Vermont used the drinking water assumptions for breastfeeding or formula-fed infants of 0.175
L/kg-day. If this value is used, the equation becomes:
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MCLG = (MRL / 0.175 L/kg-day) x 0.2
This equation can be applied to proposed and candidate MRLs from ATSDR (final values are
rounded):
PFOA
MCLG = (3 x 10-6 mg/kg/day / 0.175 L/kg-day) x 0.2 = 3.43 x 10-6 mg/L = 3 ng/L or ppt
PFOS
MCLG = (2 x 10-6 mg/kg/day / 0.175 L/kg-day) x 0.2 = 2.29 x 10-6 mg/L = 2 ng/L or ppt
PFNA
MCLG = (3 x 10-6 mg/kg/day / 0.175 L/kg-day) x 0.2 = 3.43 x 10-6 mg/L = 3 ng/L or ppt
PFHxS
MCLG = (2 x 10-5 mg/kg/day / 0.175 L/kg-day) x 0.2 = 2.29 x 10-5 mg/L = 23 ng/L or ppt
Using NRDC’s estimated MRLs for immunotoxicity studies and drinking water
assumptions for infants:
Candidate MRL’s (rounded) for immunotoxicity studies identified by ATSDR, calculated in
Appendix B:
Dong et al. 2011
MCLG = (3 x 10-6 mg/kg/day / 0.175 L/kg-day) x 0.2 = 3.43 x 10-6 mg/L = 3 ng/L or ppt
Dong et al. 2009
MCLG = (8 x 10-7 mg/kg/day / 0.175 L/kg-day) x 0.2 = 9.14 x 10-7 mg/L, 0.9 ng/L (< 1 ppt)
Guruge et al. 2009
MCLG = (2 x 10-7 mg/kg/day / 0.175 L/kg-day) x 0.2 = 2.28 x 10-7 mg/L, 0.2 ng/L (< 1 ppt)
Peden-Adams et al. 2008
MCLG = (2 x 10-8 mg/kg/day / 0.175 L/kg-day) x 0.2 = 2.28 x 10-8 mg/L, 0.02 ng/L (< 1 ppt)
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Candidate MRL’s (rounded) for PFNA using longer half-life estimate, calculated in Appendix C:
MCLG = (2 x 10-6 mg/kg/day / 0.175 L/kg-day) x 0.2 = 2.28 x 10-6 mg/L = 2 ng/L or ppt
**ALSO NOTE: All estimated MCLGs presented here would be an order of magnitude
lower/stricter if an additional UF of 10 was applied to the RfD or MRL to protect fetuses, infants
and children as recommended by the National Academy of Sciences (NAS, 1993) for pesticides
and as required in the Food Quality Protection Act. 21 U.S.C. §346a(b)(2)(C)(ii)(II).
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APPENDIX D - MCLG CALCULATIONS FOR PFOA BASED ON REFERENCE DOSE
CALCULATED BY NEW JERSEY FOR ALTERED MAMMARY GLAND
DEVELOPMENT
Based on information from Gleason et al., 2017, found at:
https://www.nj.gov/dep/watersupply/pdf/pfoa-appendixa.pdf
Selected Study
The New Jersey Drinking Water Quality Institute selected the late gestational exposure study
conducted by Macon et al. 201163 because it was the only developmental exposure study of
mammary gland development that provides serum PFOA data from the end of the dosing period
(PND 1) that can be used for dose-response modeling.
Determination of Point of Departure (POD)
EPA Benchmark Dose Modeling Software 2.1.2 was used to perform Benchmark Dose (BMD)
modeling of the data for two endpoints, mammary gland developmental score and number of
terminal endbuds, at PND 21 from Macon et al. 201163, using serum PFOA data from PND 1 as
the dose. Continuous response models were used to obtain the BMD and the Benchmark Dose
Lower (BMDL) for a 10% change from the mean for the two endpoints. The lowest significant
BMDL, for decreased number of terminal endbuds, of 22.9 ng/ml in serum was used as the POD
for reference dose (RfD) development.
Target Human Serum Level
Uncertainty factors (UFs) were applied to the POD to obtain the Target Human Serum Level.
The Target Human Serum Level (ng/ml in serum) is analogous to a RfD but is expressed in
terms of internal dose rather than administered dose. The total of the uncertainty factors (UFs)
applied to the POD serum level was 30 (10 for human variation and 3 for animal-to-human
extrapolation).
The target human serum level is: (22.9 ng/ml) / 30 = 0.8 ng/ml (800 ng/L).
Reference Dose (RfD)
EPA used a pharmacokinetic modeling approach to develop a species-independent clearance
factor, 1.4 x 10-4 L/kg/day that relates serum PFOA level (μg/L) to human PFOA dose
(μg/kg/day). The clearance factor can be used to calculate the RfD, as follows:
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RfD = Target Human Serum Level x Clearance factor
RfD = 800 ng/L x 1.4 x 10-4 L/kg/day = 0.11 ng/kg/day
Where:
Target Human Serum Level = 800 ng/L
Clearance factor = 1.4 x 10-4 L/kg/day
RfD = Reference Dose = 0.11 ng/kg/day
Maximum Contaminant Level Goal (MCLG) for Drinking Water
Default relative source contribution (RSC) of 20% is used to develop the Health-based MCLG.
To calculate a Health-based MCLG based on mammary gland effects instead of hepatic effects:
MCLG = (RfD x bw x RSC) / DWI
MCLG = (0.11 ng/kg/day x 70 kg x 0.2) / (2 L/day) = 0.77 ng/L (< 1 ppt)
Where:
RfD = Reference Dose for altered mammary gland development = 0.11 ng/kg/day
bw = assumed adult body weight = 70 kg
RSC = Relative Source Contribution from drinking water = 0.2
DWI = assumed adult daily drinking water intake = 2 L/day
*NOTE: A MCLG based on mammary gland effects using EPA’s drinking water exposure
assumptions (for a lactating mother) or Vermont’s drinking water exposure assumptions
(breastfeeding infant) would result in an even lower MCLG than calculated above. (See
Appendix C)
For example, if the drinking water exposure parameters for lactating mothers (EPA) is used:
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MCLG = (0.11 ng/kg/day / 0.054 L/kg-day) x 0.2 = 0.41 ng/L (<1 ppt)
If drinking water exposure parameters for infants under 1 year of age is used (as was done in
Vermont):
MCLG = (0.11 ng/kg/day / 0.175 L/kg-day) x 0.2 = 0.13 ng/L (<1 ppt)
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APPENDIX E – APPROXIMATION OF RSC USED BY ATSDR FOR DRINKING
WATER ENVIRONMENTAL MEDIA EVALUATION GUIDES
In November 2018 ATSDR published the webpage
https://www.atsdr.cdc.gov/pfas/mrl_pfas.html, which stated:
“When ATSDR uses an average adult’s or child’s weight and water intake to convert these
MRLs into drinking water concentrations, the individual PFOA, PFOS, PFHxS, and PFNA
concentrations are
• PFOA: 78 ppt (adult) and 21 ppt (child)
• PFOS: 52 ppt (adult) and 14 ppt (child)
• PFHxS: 517 ppt (adult) and 140 ppt (child)
• PFNA: 78 ppt (adult) and 21 ppt (child)”
In posting this webpage, ATSDR provided minimal information as to how the proposed drinking
water values were calculated and what assumptions were made and used in their derivation.
According to ATSDR, their calculations were based on,
“…the guidelines published in the Public Health Assessment Guidance Manual, and the
EPA 2011 Exposure Factors Handbook External. For example, for an estimate of a child’s
drinking water exposure, ATSDR bases this calculation on an infant (age birth to one year old)
weighing 7.8 kg and an intake rate of 1.113 liters per day. For an adult’s drinking water
exposure, ATSDR bases this calculation on a body weight of 80 kg and an intake rate of 3.092
liters per day. Scientists may use different assumptions when calculating concentrations from
dosages.”
In this Appendix we back calculate to derive the missing information, namely the relative source
contribution (RSC).
From Appendix C:
MCLG = (MRL / (DWI/bw)) x RSC
Where (values provided by ATSDR on website):
DWI for adults = 3.092 L/day
and
bw for adults = 80 kg
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thus,
DWI/bw for adults = 0.0387 L/kg/day
DWI for children = 1.113 L/day
and
bw for children = 7.8 kg
thus,
DWI/bw for children = 0.142 L/kg/day
So, for adults:
MCLG = (MRL / (0.039 L/kg/day)) x RSC*
And for children:
MCLG = (MRL / (0.142 L/kg/day)) x RSC*
*RSC not provided by ATSDR, however, drinking water values provided by ATSDR can be
used with these equations to solve for the RSC used by ATSDR. For example, for PFOA:
Adults:
RSC = (MCLG x DWI/bw) / MRL
RSC = (78 ng/L x 0.0387 L/kg/day) / 3 ng/kg/day
RSC = 1
Children:
RSC = (MCLG x DWI/bw) / MRL
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APPENDIX F – RFD AND MCLG CALCULATIONS FOR GENX
From EPA’s Draft Toxicity Assessment of GenX chemicals:
https://www.epa.gov/sites/production/files/2018-
11/documents/genx_public_comment_draft_toxicity_assessment_nov2018-508.pdf
“…POD human equivalent dose is 0.023 mg/kg/day. UF applied include a 10 for intraspecies
variability, 3 for interspecies differences, and 3 for database deficiencies, including immune
effects and additional developmental studies, to yield a subchronic RfD of 0.0002 mg/kg/day. In
addition to those above, a UF of 3 was also applied for extrapolation from a subchronic to a
chronic duration in the derivation of the chronic RfD of 0.00008 mg/kg/day.”
If uncertainty factors that properly reflected the deficiencies in toxicity data (database, sub-
chronic/chronic, children’s vulnerability, inter/intra species) were used, the combined uncertainty
factor could be as high as 100,000 (see Part IV, section GenX).
From pg. 58 of EPA’s Draft Toxicity Assessment of GenX chemicals:
RfD = POD/total UF
With NRDC recommended UFs:
RfD = (0.023 mg/kg/day)/100,000 = 2.3 x 10-7 mg/kd/day
Where:
POD = Point of departure human equivalent dose
Total UF = 10 for intraspecies variability, 10 for interspecies differences, 10 for database
limitations, 10 for extrapolation from subchronic to chronic duration, and 10 to protect fetuses,
infants and children.
From Appendix C:
MCLG = (RfD / (DWI/bw)) x RSC
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Using drinking water exposure parameters for lactating mothers, DWI/bw = 0.054 L/kg-day, the
MCLG based on liver toxicity would be (rounded):
MCLG = (2 x 10-7 mg/kd/day / 0.054 L/kg-day) x (0.2 RSC) = 7.41 x 10-7 mg/L = 0.7 ppt
Using drinking water exposure parameters for an infant under 1 year, DWI/bw = 0.175 L/kg-day,
the MCLG based on liver toxicity would be (rounded):
MCLG = (2 x 10-7 mg/kd/day / 0.175 L/kg-day) x (0.2 RSC) = 2.29 x 10-7 mg/L = 0.2 ppt
*NOTE: A MCLG based on EPA’s proposed RfD for GenX based on liver toxicity would be
(rounded):
Using drinking water exposure parameters for lactating mothers
MCLG = (8 x 10-5 mg/kd/day / 0.054 L/kg-day) x (0.2 RSC) = 2.96 x 10-4 mg/L = 296 ppt
Using drinking water exposure parameters for an infant under 1 year
MCLG = (8 x 10-5 mg/kd/day / 0.175 L/kg-day) x (0.2 RSC) = 9.14 x 10-5 mg/L = 91 ppt
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REPORT PREPARED BY
ANNA READE, Ph.D.
Dr. Anna Reade works to reduce and eliminate harmful exposures to toxic chemicals for the
safety of people and the environment. Prior to joining the Natural Resource Defense Council, she
worked in the California State Senate Environmental Quality Committee as a Policy Fellow with
the California Council on Science and Technology. She holds a bachelor’s degree in Cell and
Developmental Biology from the University of California, Santa Barbara, and a doctoral degree
in Developmental Biology from the University of California, San Francisco, where she was a
National Science Foundation Graduate Research Fellow.
TRACY QUINN, P.E.
Tracy Quinn is a Senior Policy Analyst for the Natural Resources Defense Council. She earned
her Bachelor of Science and Master of Engineering degrees in Agricultural and Biological
Engineering at Cornell University and is a licensed civil engineer in California. Most recently,
Quinn has focused on the unique challenges and opportunities that face California as it responds
to unprecedented drought. Prior to joining NRDC, Ms. Quinn worked as a water resources
engineer where her practice areas encompassed a wide range of water-related issues, including
resources planning, infrastructure design, and industrial compliance with regulations.
JUDITH S. SCHREIBER, Ph.D.
Dr. Schreiber earned a Bachelor of Science degree in Chemistry from the State University of
New York at Albany (1972), as well as a Master of Science degree in Chemistry (1978), and a
Doctoral degree in Environmental Health and Toxicology from the School of Public Health of
the State University of New York at Albany (1992).
Her career has been dedicated to assessing public health impacts of human exposure to
environmental, chemical and biological substances. She was employed by the New York State
Department of Health for over 20 years in varying capacities conducting investigations and risk
assessments. She joined the New York State Office of the Attorney General in 2000, where she
evaluated environmental and public health risks of importance to the State of NY. Dr. Schreiber
retired from public service in 2012, and leads Schreiber Scientific, LLC, at
www.SchreiberScientific.com.
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ACKNOWLEDGEMENTS
The authors are enormously grateful to Dr. Katie Pelch, Senior Scientist at The Endocrine
Disruption Exchange, Dr. Sonya Lunder, Senior Toxics Advisor for the Gender, Equity &
Environment Program at Sierra Club, and Dr. Christina Swanson, Director of the Science Center
at NRDC, for their careful review and thoughtful comments on this report. The authors also
acknowledge the invaluable contributions of: Erik Olson, Mae Wu, Mekela Panditharatne, Cyndi
Roper, Joan Leary Matthews, Kim Ong, Miriam Rotkin-Ellman, and Alex Franco.
89 of 102
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