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Understanding the nature of teachers’
collective efficacy and its relationship
with school structures in the context of
international schools in Shanghai
Tania Blatti
ORCID: 0000-0003-3930-9809
A thesis submitted in total fulfilment for the
degree of Doctor of Philosophy
Melbourne Graduate School of Education
THE UNIVERSITY OF MELBOURNE
October 2021
i
Abstract
Contemporary research suggests that Collective Teacher Efficacy (CTE) is
related to positive student outcomes. The goal of this research was to
understand the nature of teachers’ collective efficacy in the context of
international schools in Shanghai and specifically its relationship to school
structures. An explanatory sequential mixed method design across two linked
studies was adopted to explore the key research questions. Study One used a
survey and in-depth interviews with 9 expatriate teachers from one school to
determine the appropriateness of instruments and the relationship between
CTE and school structures. Study Two involved 323 teachers from four
international schools. Participants answered an enhanced survey, then
interviews were conducted with 13 expatriate teachers. The results indicate that
collective efficacy within the international school context is a multidimensional
construct involving group operative capabilities. These findings align with
Bandura's original intention for the CTE construct and take into account
environmental, personal and behavioural factors. Further, the study concludes
that utilising this expanded understanding of CTE in international school
settings may contribute to increased organisational effectiveness and ultimately
benefit the learning lives of students.
iii
Declaration
I declare that this thesis comprises of my own original work towards the Doctor
of Philosophy degree. All materials contained has not been submitted for any
other degree in any university. To the best of my knowledge, this thesis
contains no materials previously published or written by any other person. The
length of this thesis is within the acceptable word limit stated by the Melbourne
Graduate School of Education guidelines, exclusive of tables, maps,
bibliographies, and appendices.
Signature
Tania Blatti
v
Preface
I gratefully acknowledge that during my PhD candidature I was supported by
the Australian Research Council (ARC) stipend and the Australian Government
Training Program (RTP) scholarship for the offset of my tuition fees. The work
contained within this thesis is submitted for the purpose of the requirements for
a PhD candidature.
One manuscript was published during this period of the PhD candidature.
Some of the text on pages 82, 86-88 and 101 is from this publication:
• Blatti, T., Clinton, J., & Graham, L. (2019). Exploring collective teacher
efficacy in an international school in Shanghai. International Journal of
Learning, Teaching and Educational Research, 18(6), 214-235.
In this publication I was the primary author and contributed more than 50 per
cent of the content. I was responsible for the planning, execution and
preparation of the work for publication.
vii
Acknowledgements
I am truly blessed because I did not walk this journey alone. The successful
completion of this thesis would not have been possible without a village of
people who supported me both personally and professionally. I would like to
express my sincere and heartfelt appreciation to significant people, without
whom this project would not have been possible.
It is with great pleasure to express my deep sense of gratitude to my
supervisors, Professor Janet Clinton, Deputy Dean, Director, Teacher and
Teaching Effectiveness Research Hub in the Centre for Program Evaluation, and
Professor Lorraine Graham, Professor of Learning Intervention and Associate
Dean (International and Engagement). Prof. Clinton and Prof. Graham, you
both made this possible. I want to thank Prof. Clinton for giving me this
opportunity. At all the right moments you reminded me to stop and smell the
roses and take the time to pause, reflect and enjoy the learning. Prof. Graham,
your consistent guidance and support shaped and reshaped the value of my
work, your expertise was invaluable, and your timely feedback pushed me to
think deeper, sharpen my views and brought my work to a higher level. With
all my heart I thank you both for believing in me, especially during times when
I doubted myself. I am endlessly inspired by your intellect and commitment. I
am truly blessed to have you both walk alongside me, offer encouragement and
advice throughout this life changing journey.
In addition to my wonderful supervisors, I would like to thank my advisory
committee chair, Dr. Ghislain Arbour and my committee member, Dr. Jon
Quach, for their encouragement and insightful comments. I’d also like to thank
the extremely talented team of researchers at the Centre for Program Evaluation
for their valuable guidance, thought partnership and support – my sincerest
appreciation for your help. To Cathy McPherson, I deeply appreciate your
guidance, generosity, and encouragement. Thank you for taking the time to
advise me on writing with clarity and purpose. I thank Dr Janene Carey for
viii
editorial assistance with this thesis, which took the form of copyediting as
specified in Standards D and E of the Australian Standards for Editing Practice.
To all the international teachers and leaders in Shanghai who participated in
this study. I value and appreciate the time you invested to share your
experiences and insights. I hope this investigation brings richness and
usefulness to the community. To my Shanghai Jinqiao family, your generosity
overwhelms me. Thank you for always being there for me and my family.
I would like to thank my parents – my COVID-19 lockdown partners, Tom
and Sonja Krupic. You are my pillars of strength. Your love and support never
wavered and your deep desire for me to live a purposeful life motivated me to
continue to persevere and push through moments of helplessness. I owe John
and Carmen Blatti a debt of gratitude for their support and encouragement.
Last but not least, to my husband, Anthony, my lifelong partner and
unfailing supporter throughout this journey, and our children Amaia and
Aidan – you are my inspiration. Amaia and Aidan, I dedicate this work to you;
to strengthen the international education system so that you, your friends, and
the future generation of leaders are afforded the best opportunities as third
culture kids in this global world.
It not only takes a village to raise a child, but it also takes a village to deliver
this thesis. Without these people and God’s love, this thesis would not have
been possible. Together we are better!
ix
Table of Contents
Abstract ........................................................................................................................................................ i
Declaration ............................................................................................................................................... iii
Preface ......................................................................................................................................................... v
Acknowledgements ................................................................................................................................vii
Table of Contents ..................................................................................................................................... ix
List of Tables .......................................................................................................................................... xiii
List of Figures .......................................................................................................................................... xv
Chapter 1 Introduction ............................................................................................................................. 1
1.1 Background of the Study................................................................................................................ 2
1.2 Changes in the Global International School Market .................................................................. 3
1.3 The Problem Statement .................................................................................................................. 4
1.4 Research Significance...................................................................................................................... 6
1.5 Aims and Research Questions ....................................................................................................... 7
1.6 Research Design .............................................................................................................................. 7
1.7 Structure and Organisation of Thesis ........................................................................................... 8
1.8 Definition of Terms ......................................................................................................................... 9
Chapter 2 Literature Review ................................................................................................................. 13
2.1 Overview ........................................................................................................................................ 13
2.2 Social Cognitive Theory and Efficacy ........................................................................................ 14
2.2.1 Historical development of social cognitive theory ........................................................... 14
2.2.2 Triadic reciprocal determinism ........................................................................................... 16
2.2.3 Capabilities in human functioning ..................................................................................... 17
2.2.4 Agency .................................................................................................................................... 18
2.2.5 Self-efficacy............................................................................................................................. 19
2.2.6 Sources of efficacy ................................................................................................................. 21
2.2.7 Efficacy-activated process .................................................................................................... 23
2.3 Teacher Efficacy in Schools .......................................................................................................... 25
2.3.1 Internal versus external control of reinforcement ............................................................ 26
2.3.2 Multidimensional model of teachers’ self-efficacy ........................................................... 27
2.3.3 General teaching efficacy (GTE) and personal teaching efficacy (PTE) ........................ 29
2.3.4 General efficacy and personal efficacy ............................................................................... 31
2.3.5 Cyclical nature of teacher efficacy ...................................................................................... 32
2.3.6 Teacher efficacy model ......................................................................................................... 33
x
2.4 Definitions of Collective Efficacy ................................................................................................ 34
2.5 The Evolution of Teachers’ Collective Efficacy Measurement ............................................... 36
2.5.1 Goddard, Hoy, and Hoy....................................................................................................... 37
2.5.2 Goddard .................................................................................................................................. 38
2.5.3 Tschannen-Moran and Barr ................................................................................................. 38
2.6 The Model of Teachers’ Collective Efficacy............................................................................... 39
2.6.1 Goddard, Hoy and Hoy........................................................................................................ 39
2.6.2 Adams and Forsyth ............................................................................................................... 40
2.6.3 Coordination of group dynamics ........................................................................................ 42
2.6.4 Interactive group dynamics ................................................................................................. 46
2.7 A Model for Teachers’ Collective Efficacy in Practice ............................................................. 47
2.8 The International School Functioning ........................................................................................ 54
2.9 International Schools’ Contextual Variables and Teachers’ Collective Efficacy .................. 57
2.9.1. The microsystem ................................................................................................................... 58
International school classroom setting and collective efficacy ................................................ 58
2.9.2 The mesosystem..................................................................................................................... 60
Team cohesion and collective efficacy......................................................................................... 60
School structures and collective efficacy ..................................................................................... 62
2.9.3 The Exosystem ....................................................................................................................... 63
Parent community and collective efficacy .................................................................................. 63
2.10 Conceptual Framework .............................................................................................................. 65
2.11 Teachers’ Collective Efficacy in International Schools in Shanghai .................................... 66
2.12 Research Questions ..................................................................................................................... 67
Chapter 3 Methodology ......................................................................................................................... 69
3.1 Overview of Research Methodology .......................................................................................... 69
3.2 Research Questions ....................................................................................................................... 69
3.3 Philosophical Foundation for Developing the Research Study.............................................. 70
3.4 Rationale for a Mixed Methods Methodology .......................................................................... 73
3.5 The Research Design ..................................................................................................................... 73
3.6 Two-phase Sequential Mixed-methods Explanatory Design Procedure .............................. 76
3.6.1 Purposeful sampling procedure .......................................................................................... 77
3.6.2 Gaining permission ............................................................................................................... 78
3.6.3 Collecting the data................................................................................................................. 79
3.6.4 Recording the data ................................................................................................................ 79
3.6.5 Administering the data collection ....................................................................................... 80
3.6.6 Data analysis strategy ........................................................................................................... 80
Chapter 4 Method: Study One .............................................................................................................. 87
xi
4.1 Context of Study One International School ............................................................................... 87
4.1.1 Participants ............................................................................................................................. 88
4.2 Research Procedure: Phase I & II ................................................................................................ 88
4.2.1 Phase I: Survey ....................................................................................................................... 90
4.2.2 Phase II: Interviews ............................................................................................................... 95
4.2.3 Data collection and analysis................................................................................................. 97
4.2.4 Data triangulation ................................................................................................................. 99
Chapter 5 Results: Study One ............................................................................................................. 101
5.1 Phase I: Factor Structure – Collective Teacher Efficacy and School Structures Surveys .. 101
5.1.1 The collective teacher efficacy factors .............................................................................. 102
5.1.2 The school structures factors ............................................................................................. 103
5.1.3 Description of the participants .......................................................................................... 105
5.1.4. Responses on the collective teacher efficacy questionnaire ......................................... 106
5.1.5 Responses on school structures survey ............................................................................ 109
5.1.6 The relationships between school structures, teacher demographic characteristics and
collective teacher efficacy ............................................................................................................ 111
5.1.7 Contributors to the construction of collective teacher efficacy ..................................... 112
5.2 Phase II: Expatriate Teachers’ Semi-structured Interview Responses ................................. 115
5.2.1 Interview themes and subthemes ..................................................................................... 115
5.2.2 Expatriate teachers’ perspectives on collective teacher efficacy and school structures
from semi-structured interviews................................................................................................ 130
5.3 Summary ...................................................................................................................................... 134
5.4 Triangulating Phase I and Phase II Data ................................................................................. 135
5.4.1 Key finding: Broadening the concept of teachers’ collective efficacy in the
international school context. ....................................................................................................... 142
5.4.2 New directions for Study Two .......................................................................................... 143
Chapter 6 Method: Study Two ........................................................................................................... 145
6.1 The Context of Four International Schools in Shanghai ........................................................ 148
6.1.1 International School A ........................................................................................................ 148
6.1.2 International School B ......................................................................................................... 149
6.1.3 International School C ........................................................................................................ 151
6.1.4 International School D ........................................................................................................ 153
6.2 Study Two Research Procedures .............................................................................................. 155
6.2.1 Study Two Instruments ...................................................................................................... 155
6.2.2 Phase II: Semi-structured interviews ................................................................................ 165
6.2.3 Data analysis strategy ......................................................................................................... 166
Chapter 7 Results: Study Two ............................................................................................................ 169
xii
7.1 Phase I Results ............................................................................................................................. 169
7.1.1 Comparing international schools survey responses ...................................................... 170
7.1.2 Description of participants in the international schools combined ............................. 171
7.1.3 Teachers’ responses on collective efficacy, team cohesion and school structures
survey items .................................................................................................................................. 172
7.1.4 Relationships between school structures, team cohesion, teacher characteristics and
collective efficacy .......................................................................................................................... 181
7.1.5 Contributors to collective efficacy..................................................................................... 184
7.1.6 Summary of results ............................................................................................................. 187
7.2 Phase II Results ............................................................................................................................ 188
7.2.1 Collective efficacy ................................................................................................................ 191
7.2.2 Team cohesion ..................................................................................................................... 210
7.2.3 School structures.................................................................................................................. 214
7.3 Summary of Phase I & II Results .............................................................................................. 217
7.4 Triangulating Study Two: Phase I and II ................................................................................. 223
7.4.1 Triangulated Results of Study Two .................................................................................. 226
Chapter 8 Discussion ............................................................................................................................ 231
8.1 Key Findings ................................................................................................................................ 231
8.2 The relationship between personal, environmental and behavioural factors .................... 232
8.3 Broadening the Conceptualisation of CTE in International Schools ................................... 238
8.4 Culture of International Schools and Collective Efficacy Perceptions ................................ 252
8.5 Collective Efficacy in International Schools in Shanghai ...................................................... 256
8.6 Strengths, Limitations and Future Research ........................................................................... 260
References............................................................................................................................................... 265
Appendices ............................................................................................................................................. 289
Appendix A: Study One Survey ......................................................................................................... 289
Appendix B: Study One Semi-Structured Interview ..................................................................... 293
Appendix C: Study Two Survey ........................................................................................................ 295
Appendix D: Study Two Semi-Structured Interview Questions ................................................ 301
xiii
List of Tables
Table 1. Development of the Collective Efficacy Survey for an international school in Shanghai
context .............................................................................................................................................. 91
Table 2. Development of the School Structures items for an international school in Shanghai
context .............................................................................................................................................. 94
Table 3. CTE Survey, two-factor rotated solution ............................................................................. 102
Table 4. School Structures survey, factor loading ............................................................................. 104
Table 5. Frequency distributions for demographic variables (N=53)............................................. 105
Table 6. CTE questionnaire means, standard deviations, percentage of agreement.................... 106
Table 7. School Structures questionnaire, mean, standard deviation ............................................ 109
Table 8. Pearson correlations among variables.................................................................................. 112
Table 9. Predictors of Group Competence ......................................................................................... 113
Table 10. Predictors of Task Analysis ................................................................................................. 113
Table 11. Study One themes and subthemes ..................................................................................... 117
Table 12. Study One triangulation of Phase I & II ............................................................................. 137
Table 13. Participant demographic for School A ............................................................................... 149
Table 14. Participant demographic for School B................................................................................ 150
Table 15. Participant demographic for School C ............................................................................... 152
Table 16. Participant demographic for School D ............................................................................... 154
Table 17. Collective Efficacy: Teaching survey .................................................................................. 156
Table 18. Collective Efficacy: Teaching factor loadings.................................................................... 160
Table 19. Collective Efficacy: Coordination of Group Dynamics ................................................... 161
Table 20. Collective Efficacy: Interactive group dynamics .............................................................. 162
Table 21. School Structures factor loading ......................................................................................... 163
Table 22. Team Cohesion factor matrix .............................................................................................. 164
Table 23. Summary of internal reliability for all surveys ................................................................. 165
Table 24. MANOVA Results, Wilk's Lambda .................................................................................... 170
Table 25. Frequency of distributions of demographic variables (N=323)...................................... 171
Table 26. Descriptive statistics for Collective Efficacy: Teaching ................................................... 173
Table 27. Descriptive statistics for Collective Efficacy: Coordination of Group Dynamics ........ 174
Table 28. Descriptive statistics for Collective Efficacy: Interactive Group Dynamics ................. 175
Table 29. Descriptive statistics for Task Cohesion ............................................................................ 177
Table 30. Descriptive statistics for Social Cohesion .......................................................................... 178
Table 31. Descriptive statistics for School Structures........................................................................ 179
Table 32. Summary of descriptive statistics for study variables ..................................................... 181
xiv
Table 33. Pearson correlations among variable coefficients (n=323) .............................................. 182
Table 34. Predictors of Collective Efficacy.......................................................................................... 184
Table 35. Themes/sub-themes including number of participant discussions .............................. 190
Table 36. Triangulated themes ............................................................................................................. 224
xv
List of Figures
Figure 1. Triadic reciprocal determinism ............................................................................................. 16
Figure 2. Sources of efficacy ................................................................................................................... 21
Figure 3. Four elements of efficacy-activated process ........................................................................ 23
Figure 4. Timeline of significant studies contributing to the teacher efficacy construct ............... 26
Figure 5. A model of teachers’ sense of efficacy: The multidimensional construct ....................... 28
Figure 6. The cyclical nature of teacher efficacy .................................................................................. 32
Figure 7. Proposed model of the formation, influence and change of perceived collective efficacy
in schools ......................................................................................................................................... 39
Figure 8. A hypothesised model of teachers’ collective efficacy ....................................................... 41
Figure 9. Degree of interdependency .................................................................................................... 44
Figure 10. The professional learning cycle ........................................................................................... 53
Figure 11. International school functioning in triadic reciprocal determinism .............................. 56
Figure 12. Framework for understanding the international educational environment ................ 57
Figure 13. Conceptual framework guiding the study ........................................................................ 65
Figure 14. Philosophical foundation for developing this research study ........................................ 72
Figure 15. Overview of the research design ......................................................................................... 74
Figure 16. Design procedure for Phase I and Phase II ........................................................................ 77
Figure 17. Administration of data collection for both Study One and Study Two ........................ 80
Figure 18. Explanatory sequential design ............................................................................................ 81
Figure 19. Coding for Study One & Two .............................................................................................. 84
Figure 20. Study One, Phase I and II procedure .................................................................................. 89
Figure 21. Connecting interview themes and subthemes ................................................................ 116
Figure 22. Triangulated results of Study One .................................................................................... 142
Figure 23. Progression of studies ......................................................................................................... 146
Figure 24. Significant predictors of collective efficacy ..................................................................... 185
Figure 25. Connective interview themes and sub-themes ............................................................... 189
Figure 26. Triadic reciprocal causation ............................................................................................... 233
Figure 27. Study One. Investigating school structures and collective efficacy ............................. 234
Figure 28. Study One. Triangulated results school structures and collective efficacy ................ 235
Figure 29. Simplified model of teachers’ collective efficacy ............................................................ 239
Figure 30. Broadening conceptualisation of teachers’ collective efficacy ...................................... 239
Figure 31.Triangulated results of Study Two .................................................................................... 241
Figure 32. Collective teacher efficacy in international schools in Shanghai .................................. 258
1
Chapter 1 Introduction
The future can be better than the present and WE have the power to make that so.
- adapted from David Brooks, Lost in the crowd
Teachers are the most important resource in educational institutions. The way
schools achieve successful learning for all students is one of the greatest
challenges for policymakers and experts in education worldwide. One construct
systematically associated with successful student learning is the collective
efficacy beliefs of teachers. There is evidence to suggest that when teachers
believe that together, they can make a difference to student learning, no matter
the circumstances, they set higher aspirational goals and demonstrate stronger
motivational investments to facilitate greater student achievements (Donohoo,
2018; Goddard et al., 2015; Sandoval et al., 2011).
Collective teacher efficacy refers to the judgement of one another’s
capabilities to organise and execute the course of action required to reach a
desired result (Bandura, 1993, 1997). These collective beliefs mobilise actions
that enable organisations to attain extraordinary levels of performance.
Collective efficacy is an important organisational property because it testifies to
the degree to which teachers work together effectively and resiliently to reach
set goals. It reflects the normative expectations of groups within an
organisation. Groups that thrive demonstrate a robust sense of capability
through effort, resilience and effective collaboration in pursuit of goals. In
contrast, groups that do not thrive avoid challenges, accept the status quo, have
lower expectations, and succumb easily to setbacks. Therefore, a robust sense of
collective efficacy can energise and motivate teachers to make the best use of
their capabilities, while a diminished sense of collective efficacy can cripple
teachers and weaken their skills. This suggests that strengthening collective
efficacy beliefs of the faculty results in productive patterns of teaching
behaviour that can improve student achievement. While collective efficacy in
2
schools has been explored in literature during the last two decades, knowledge
about the nature of relationships between teachers’ collective efficacy and the
international school context in Shanghai, China has not been investigated.
1.1 Background of the Study
The People’s Republic of China (hereafter “China”) is the world’s largest
populated country with over 1.39 billion people. Since China opened its borders
to trade, there has been rapid economic growth and an accelerated pace of
globalisation. In the Shanghai municipality, the population is 26.32 million.
Households in Shanghai and Beijing spend more on education than those in
other cities across the globe. According to Daxue Consulting (2020), there are
513,000 children in China enrolled in an international style of education with
15% attending foreign-owned international schools and 75% attending Chinese-
owned international schools. In 2010, there were 351 international schools and
today there are 821 international schools in China. China is the world’s largest
source of outbound students with over 608,400 students studying overseas. As
this number increases, it drives the demand for English-medium, Western-style
education. Parents are motivated by the desire for their children to learn
English and obtain globally recognised qualifications that will provide
pathways into top international universities.
The Chinese law restricts local children from attending foreign-owned
international schools unless they hold a foreign passport or at least one parent
obtains a foreign passport. Given these strict regulations and increasing
demand for English-medium international education among the local Chinese
community, many foreign-owned international schools have partnered with
Chinese-owned private international bilingual schools to meet local demand.
International Schools Council (ISC) Research forecasts continued growth of up
to 48 new international schools in China in the next few years (2020). The key
selection criteria for parents are based on the assurance of high-quality
3
education delivered by well-trained Western teachers. The greatest challenge
for international schools is sourcing and hiring suitable teachers and leaders.
The most expensive international schools worldwide are found in Asia,
specifically China. Shanghai’s foreign-international schools top this list with
average cost of tuition ranging from $20,000 to $37,000 USD per academic year
(Blake, 2019). Foreign-Chinese and expatriate families invest heavily in
education and demand academic excellence, which places immense pressure
from all stakeholders on international schools to attain high student
achievement scores. This pressure from parents and schools impacts the
decision-making processes of leaders and teachers and intensifies focus on
performance-based accountability measures. Consequently, an emphasis on
performance results often leaves little focus on alternative approaches to
motivating and empowering teachers to discover ways to improve educational
outcomes for all students.
1.2 Changes in the Global International School Market
In July 2020, research identified a noteworthy movement in the international
school market (ISC Research, 2020). A shift in demand saw increased student
enrolment in international schools from local nationals in Asia and decreased
enrolment from Western expatriates. As a result, foreign-owned international
schools have had to adapt quickly and increase their provision for bilingual
teaching and learning practices. Globally there are 11,616 international schools
(Stacey, 2020). These international schools are situated in countries where
English is not the native language but the demand for English language
proficiency is high. Since 2015 student enrolment in international schools in
South-Eastern Asia has increased by 31.5% to 563,500 students, and in Eastern
Asia by 33.3% to 627,200 students. Over the same period, the most rapid growth
has been in Southern Asia, where student enrolment increased by 64.6% to
763,900 students. Currently, there are 5,820,000 students attending international
4
schools, with more than half of the global demand (56.85%) in Asia (Merriman,
2020).
1.3 The Problem Statement
Given the rapid global changes within the international school market in
Shanghai, and a lack of knowledge regarding the cultural ramifications of the
emergence of Western style schools in China, the objective of this investigation
is to create a deeper understanding of the nature of teachers’ collective efficacy
and its relationship with school structures.
Expatriate teachers are considered the most valuable human resource of
these international schools because of Chinese parents’ desire for their children
to receive a Western education, learn with a global perspective and gain a clear
pathway into top Western universities abroad. Therefore, this investigation is
not a comparative study and will primarily focus on expatriate teachers because
in foreign-owned international schools they make up the majority of the
teaching faculty who are responsible for delivering an English medium
curriculum. The host country teachers (Chinese) represent a small number of
the faculty and are responsible for teaching Mandarin language classes. Study
One explores expatriate teachers’ perspectives regarding collective efficacy and
school structures to gain an initial understanding of these concepts, and Study
Two surveys all international (expatriates and host country) teachers’
perspectives regarding collective efficacy and school structures.
As previously mentioned, the nature of teachers’ collective efficacy and its
relationships with school structures in the context of international schools in
Shanghai is not known. Despite an abundance of research on the positive
consequence of collective efficacy (Bandura, 1997; Goddard, 2001; Goddard et
al., 2000; Hattie, 2016; Ross & Gray, 2006), most often in Western schools, more
research is needed to explain this powerful notion of collective efficacy in the
context of foreign-owned international schools in China (Klassen et al., 2011).
5
Additionally, there has been some debate about the measurement of
collective efficacy. Several approaches to measuring perceptions of collective
efficacy include aggregate measures of individual self-efficacy (teachers are
required to respond to “I…” referent statements), aggregate group-referent
capability perceptions (teachers respond to “we…” referent statements), or
groups are asked to openly discuss and come to a consensus regarding their
collective efficacy. The latter is susceptible to social desirability and the
difference between the “I” and “we” refers to the perception of the object of
efficacy. Considering collective efficacy is a group-level attribute that is more
than the sum of its individual members, group-referent statements seem more
aligned with the construct and are employed in this research.
This examination of the relationships between teachers’ collective efficacy
and school structures is based on a theoretical framework provided by social
cognitive theory, a view that explains behavior is affected by (and affects) the
reciprocal influences of cognitive and environmental forces (Bandura, 1986).
Previous researchers have examined elements of collective efficacy, mostly in
Western societies; this present study yields new insights about the nature of
collective efficacy and its relationship with school structures in the context of
international schools in Shanghai, China.
China has the largest growth in the number of international schools in the
world and predominately employs expatriate teachers to work in these schools
(Merriman, 2020). Therefore, understanding the nature of relationships between
teachers’ collective efficacy and the international school context is worthy of
attention as these schools seek to maintain their competitive edge by creating an
organisation that maintains the focus of high-quality educators on achieving
successful student results. Empowering teachers with the belief that together
they can surmount challenges presented to create optimal learning
environments potentially influences teachers’ self-referent thoughts, their
choice of teaching strategies and, ultimately, student learning (Goddard et al.,
2004). Accordingly, this study endeavours to contribute to the growing body of
6
knowledge about collective efficacy in international schools by examining
variables that have received little attention within this context.
1.4 Research Significance
Studying the perceptions of teachers is an important task given their impact on
student outcomes. There is evidence that collective efficacy beliefs have the
potential to increase organisational effectiveness (Moosa, 2021; Schechter &
Tschannen‐Moran, 2006). Therefore, it is important to understand how to foster
these positive beliefs and how to encourage conditions that inspire and mobilise
teachers to exercise agency. Previous studies have predominately been
quantitative investigations in Western societies and schools; none have been
conducted in an international school setting. Considering the significance of
understanding collective efficacy within school contexts, this study intends to
investigate teacher perceptions of collective efficacy in international schools in
Shanghai. There is a dearth of research on the type of structures that exist in this
cultural setting, and an understanding of how these structures relate to teacher
perceptions of collective efficacy will be a significant contribution to increased
organisational effectiveness and ultimately benefit the learning lives of students
(Klassen et. al., 2011; Pajares, 2007).
Specifically, as current survey scales and frameworks focus on future-
orientated perceptions of collective teacher efficacy, they do not consider
teachers’ beliefs in their collective ability to collaborate and effectively engage
with one another or acknowledge important contextual factors that influence
teacher behaviour in international school settings. Additionally, current studies
do not incorporate the voices of teachers to describe more precisely the meaning
behind their perceived beliefs and how context may influence their behaviours.
Only a few studies in education have conducted in-depth, qualitative research
into the structural and social aspects of school environments and their
relationship with collective efficacy (eg., Morales, 2016; Nordick, 2017; Salloum,
2011). As quantitative or qualitative results alone may be inadequate in
7
describing and explaining expatriate teachers’ experiences, a need exists to
obtain quantitative results that are explained by qualitative data. Such a study
would include the unique voices of expatriate teachers because they are an
understudied group and crucial to international schools. Therefore, their
perspective is valuable to better understand how collective efficacy functions
within the context of international schools in Shanghai.
This study attempts to fill the identified research gap by collecting survey
and interview data from teachers’ perspectives regarding their experiences with
collective efficacy in international schools in Shanghai. In practice, these results
may provide insights about the factors that shape teachers’ judgements and will
advance our current understanding of collective efficacy and its relationships
with context.
1.5 Aims and Research Questions
The overarching aim for this investigation is to enhance our knowledge
regarding the nature of teachers’ collective efficacy and its relationships with
school structures in the context of international schools in Shanghai. This will
be achieved through a two-phase mixed methods sequential explanatory
design. The following research questions will be pursued:
1. What are expatriate teachers’ perspectives regarding collective efficacy
and school structures?
2. What are the broader international teachers’ perspectives regarding
collective efficacy and school structures?
3. What are the factors that relate to teachers’ perspectives of collective
efficacy in international schools in Shanghai?
1.6 Research Design
A two-phased, mixed methods, sequential, explanatory design (Creswell &
Plano Clark, 2017) was carried out by conducting two studies. The purpose of
8
this design was to obtain survey results from a purposeful sample of
international teachers, then to explain the results with follow-up, in-depth,
semi-structured interviews. In Study One, the first, quantitative phase of the
study, survey data from expatriate teachers in one school were collected to
determine associations between collective teacher efficacy, school structures,
and teacher demographic information. The second phase, the qualitative phase,
was conducted as a follow-up to explain the survey data and included
participants working in the same school. The results of Study One were used to
inform Study Two and identify areas for further investigation.
Study Two, Phase I, collected survey data from four international schools.
Phase II, the qualitative phase, collected data from semi-structured interviews
among expatriate teachers in the same four schools, and was used to further
explain survey data results. The triangulation of data provided a
comprehensive understanding of teachers’ collective efficacy and its
relationships with the international school context.
1.7 Structure and Organisation of Thesis
This thesis is comprised of eight chapters. Chapter 1 introduced the
overarching purpose of the investigation. It included a short discussion of the
value of collective efficacy in education settings and the current global
international school market within the context in Shanghai. The remaining
sections focused on the problem statement, research significance, aims, research
questions and research design.
Chapter 2 reviews the literature. The purpose of this chapter is to outline the
current state of knowledge about teachers’ collective efficacy in education. A
synthesis of previous research around the central themes of school structures,
team cohesion, teacher demographic characteristics and their relationships with
the construct of teachers’ collective efficacy brings attention to the line of
inquiry relevant to this thesis.
9
Chapter 3 provides an overview of the research methodology. This chapter
includes a rationale for the two-phased mixed methods sequential explanatory
design, its theoretical positioning and the data collection and data analysis
strategies selected.
Chapter 4 outlines the methods undertaken for Study One in the context of
international schools. In this chapter, the development of the survey instrument
for Phase I, and the interview questions in Phase II of the investigation are
described. Chapter 5 presents the results of Phase I, Phase II and the
triangulation of data.
Chapter 6 connects Study One and Study Two. It outlines the research
design for Study Two, describes the context and demographics of the four
participating international schools in Shanghai, and details the development of
the surveys and interview protocols used. Chapter 7 presents the findings of
Phase I, Phase II, and the triangulation of data.
Chapter 8 is the final chapter of the thesis. It consists of a discussion which
links the findings of both studies to literature and highlights the strengths and
limitations of the investigation. This chapter also offers recommendations and
implications for further research.
1.8 Definition of Terms
Social Cognitive Theory is “a view of human functioning that accords a
central role to cognitive, vicarious, self-regulatory, and self-reflective processes
of human adaptation and change. People are viewed as self-organising,
proactive, self-reflecting and self-regulating rather than as reactive organisms
shaped and shepherded by environmental forces or driven by concealed inner
impulses. Human functioning is viewed as a product of the dynamic interplay
of personal, behavioural and environmental influences” (Pajeres, 2002, p.1).
Human Agency has three modes: individual, proxy and collective.
Individually, people exercise agency through the intentionally of actions to
10
influence circumstances. In this view, people are self-organising, proactive, self-
regulating, and self-reflecting. People are not passive observers of their
behaviours. Proxy agency refers to a means of acting through others who have
the resources and knowledge to act on their behalf to achieve a desired
outcome. Collective agency refers to working interdependently with others
through interdependent effort. This process involves the pooling of knowledge,
skills, resources and acting in ways that are aligned to a shared vision for their
future (Bandura, 2006). The four core dimensions of agency include
intentionality, forethought, self-regulation, and self-reflectiveness. Bandura
emphasises that “The metacognitive capability to reflect upon oneself and the
adequacy of one’s thoughts and actions is the most distinctly human core
property of agency” (Bandura, 2006, p.165).
Triadic Reciprocal Determinism is a “transactional view of self and society,
internal personal factors in the form of cognitive, affective, and biological
events; behaviour; and environmental events all operate as interactive
determination that influence one another bidirectionally” (Bandura, 1997, p.6).
People do not operate as autonomous agents, nor is their behaviour wholly
determined by situational influences. Human functioning is a product of a
reciprocal interplay of intrapersonal (cognitive), behavioural, and
environmental determinants (Bandura, 1986).
Self-Efficacy is defined as "people's judgments of their capabilities to
organize and execute courses of action required to attain designated types of
performances" (Bandura, 1986, p. 391). Self-efficacy beliefs provide the
foundation for human motivation and determine how people feel, think,
motivate themselves and behave (Bandura, 1997).
Collective Efficacy refers to “a group’s shared belief in its conjoint
capability to organise and execute the courses of action required to produce
given levels of attainment” (Bandura, 1997, p. 477).
Teachers’ Collective Efficacy is the collective performance of a social
system involving interactive, coordinative and synergistic dynamics that
11
contribute to an emergent group-level property (Bandura, 2006). It refers to “the
perceptions of teachers in a school that the faculty as a whole will have a
positive effect on the students” (Goddard et al., 2000).
Team Cohesion is defined as an active process in which the group members
are unified in the pursuit of purposes and goals (Carron, 1982). There are two
main considerations: Task Cohesion is the “extent of motivation towards
achieving the organisation’s goals and objectives” and Social Cohesion refers to
the “motivation to develop and maintain social relationships with the group”
(Carless & De Paola, 2000, p. 73).
School Structures refer to the formalisation and centralisation features of
schools. These bureaucratic structures vary along a single continuum with
‘enabling’ at one extreme to ‘hindering’ at the other. Formalisation and
centralisation are fundamental features. Formalisation refers to the extent to
which the rules, regulations and procedures are coercive or enabling.
Centralisation refers to the locus of control for organisational decision making
and the degree to which teachers participate in the process (Hoy & Sweetland,
2001).
13
Chapter 2 Literature Review
2.1 Overview
Collective efficacy research has increased and gained popularity in schools over
the past three years. This is largely due to its potential to enhance
organisational effectiveness and improve educational outcomes. Despite this,
further research is needed to understand how perceptions of group capability
contribute to an organisational culture among international teachers. The
overarching aim of this study is to understand the nature of the relationship
between teachers’ collective efficacy and international school structures in
Shanghai. This chapter describes the theoretical background of collective
efficacy and reviews the historical evolution. This review will establish how this
investigation builds on existing evidence and the literature base and connects
social cognitive theory with concepts of school structures, the social system, and
teachers’ collective efficacy.
Several questions guided the review of the literature:
• What is social cognitive theory and how does efficacy align with the
theory?
• What is the existing research on teacher efficacy in schools?
• What research exists that focuses on the development of teachers’
collective efficacy?
• What research describes the implications of collective efficacy in
practice?
• What research focuses on the relationship between contextual
variables and teachers’ collective efficacy?
• What research on international schools has been conducted in the
field of collective efficacy?
14
First, the historical development of social cognitive theory is introduced. The
evolution from Julian Rotter’s social learning theory is described and leads to a
review of Albert Bandura’s social cognitive theory. The concepts of triadic
reciprocal determinism, the different sources of efficacy beliefs and the
psychological processes through which efficacy beliefs impact people’s
capability to take some control over life’s path are reviewed to build
understanding of how efficacy aligns with social cognitive theory. Next, self-
efficacy is described as an important component of social cognitive theory,
followed by an explanation of how it develops and its impact on behaviour.
This explanation precedes the next section, which outlines the existing research
on teacher efficacy; specifically, its development, measurement and
consequences. The third section explores the existing research on efficacy at an
organisational level and focuses on teachers’ collective efficacy (TCE). Debates
regarding the definition, measurement and conceptualisation of TCE are
presented. The fourth section examines the relationship between contextual
variables and TCE and outlines the practices and impact associated with
efficacious schools. The last section examines the existing literature on collective
efficacy in Shanghai international schools. The chapter concludes with a
summary of findings and presents a conceptual framework that guides the
research.
2.2 Social Cognitive Theory and Efficacy
2.2.1 Historical development of social cognitive theory
A review of the historical development of social cognitive theory is crucial to
understanding the concept of efficacy. Prior to the work of Rotter (1966), the
popular view of learning was associated with behaviourism, which connects
stimuli and actions through reward and consequences. The behavioural
learning theory is used to help understand how to motivate students in the
classroom. Teachers use positive reinforcement for desirable behaviour and
punishment to discourage less desirable behaviour. It is through the repetition
15
of reinforcement that students learn the correlation between stimulus and
response. Skinner (1967), an American behavioural psychologist, defined
operant conditioning as a learning process that modifies behaviour through
reinforcement (tells you what to do) or punishment (tells you what not to do).
His research established that behaviour can be governed by control of the
environment; Skinner wrote, “control the environment and you will see order
in behaviour” (Skinner, 1967, p.339).
Rotter (1966) was the first to propose a belief that diverged from traditional
behaviourism and focused on individual and environmental influences. While
Rotter’s (1996) social learning theory stems from similar ideas as behavioural
learning theory, whereby both agree about the importance of external
influences on behaviour, social learning theory adds an internal psychological
process that is posited to impact behavioural responses. Rotter’s social learning
theory predicted behaviour focused on expectancies: people engage in
behaviour that will lead to a particular outcome. It included an additional
component that focused also on notions of internal and external control, which
Rotter dubbed “locus of control” (1966). Internal locus of control describes
events that are perceived as within a person’s control and external locus of
control refers to events that are perceived as externally controlled. Research into
locus of control has a long history and has identified that individuals who
possess a high internal locus of control are likely to exert effort to make
improvements to their environment and are generally resilient to outside
pressure (Rotter & Mulry, 1965; Seeman & Evans, 1962).
The study of social learning theory gained momentum through the work of
Bandura who expanded the concept by adding a key component of self-efficacy
(1977). This shifted views away from social learning theory towards social
cognitive theory. Bandura argued that people endeavour to take command over
some events in their lives through intentionality, forethought, action and choice
(Bandura, 1986). The level of motivation, affective states and action people take
are based on what they believe to be objectively true; therefore, people function
16
as contributors to their own motivation and are neither entirely driven by
internal drives nor controlled by the environment. Social cognitive theory
brought attention to human behaviour through triadic reciprocal determinism
and the idea that functioning is a product of multiple reciprocally interacting
influences.
2.2.2 Triadic reciprocal determinism
Behaviouristic theories described human behaviour through unidirectional
causation whereby behaviour was simply shaped by environmental influences
or cognitive factors. Social cognitive theories, however, favour a triadic
reciprocal determinism model of causation in which personal factors,
behaviour, and environmental factors all interact with one another in a
bidirectional manner (Figure 1). However, reciprocal causation does not mean
that the three determinates are of equal strength; the strength of their influence
will vary depending on the context and activity.
Figure 1. Triadic reciprocal determinism
between behavioural, personal and environmental factors (Bandura, 1997)
Bandura states, “what people think, believe, and feel affect how they
behave. The natural and extrinsic effects of their actions, in turn, partly
determine their thought patterns and affective reactions” (1986, p.25). An
examination of this relationship is underpinned by Bandura’s theoretical
framework on social cognitive theory—a notion that a person’s behaviour is
continually influenced by the reciprocal effects of personal and environmental
factors. Personal factors within the triadic reciprocal determinism model
Behavioural Factors
Environmental Factors
Personal Factors
17
include cognitive, affective and biological properties. Individuals hold their
own unique set of beliefs, emotions and abilities to function in particular
settings. Behavioural factors involve individuals’ choices and actions, and the
environmental factors are events and circumstances that are external forces to
individuals. A person’s belief regarding their capability (personal factors) can
be shaped by prior experiences (behavioural factors) and feedback about their
performance (environmental factors) and will influence the actions they take in
the future and the environments they select. For example, I have never been ice-
skating and I have not been motivated to try it because I doubt my ability.
However, if I were to go to an ice-skating rink and learn that the skill is
attainable and receive feedback through encouragement and praise from those
around me, it is likely I would return to the ice-skating rink, thus altering my
beliefs about my abilities. The choices we make determine our life pathways. It
is through interactions between our beliefs, actions and environment that we
develop the confidence to direct the course of our lives. Social cognitive theory
and triadic reciprocal determinism describe this dynamic and active human
functioning and explain why some people thrive by taking risks and others lack
the confidence. Bandura points out several core cognitive capabilities involved
in enabling people to choose effective life paths to capitalise on opportunities
and resist situations that may lead to harm. Capabilities in human functioning
include symbolising, vicarious learning, forethought, self-regulation and self-
reflection.
2.2.3 Capabilities in human functioning
The first capability in human functioning, as described by Bandura (1989), is
symbolising, which enables people to use symbols to make sense of their
environment. It is via our capacity to think and cognitively process information
from external sources through stories, pictures and actions that we give
meaning to experiences. This can expand our knowledge and organise what we
know for potential future use (Bandura, 1989).
18
The second capability, vicarious learning, facilitates learning via observing
the behaviour of others, as well as its outcomes (rewards and/or punishments).
Bandura (1989) comments that the transmission of symbolic information
through technology is rapid, and the effectiveness of vicarious learning
depends on the amount of attention, retention, interpretation and motivation of
individuals; these processes determine which actions individuals take from
symbolic information.
The capability of forethought is the third capability in Bandura’s social
cognitive theory. Through a process of planning and goal setting, individuals
can anticipate likely consequences that produce desired outcomes. An essential
component of this planning and goal-setting success is related to the fourth
capability of self-regulation. Bandura (1989) comments that people need to be
able to rely on themselves and not on others to help with shaping their
behaviour. People who have the self-discipline to control thoughts, feelings and
actions are more able to direct their actions to achieve their desired outcomes.
Central to the notion of self-regulation is self-efficacy, which is belief in one’s
ability to attain the goal set and persevere when presented with challenges. The
fifth capability influencing human functioning is self-reflection. Bandura said
that via thinking, individuals analyse and evaluate their actions and
experiences to elicit knowledge and alter their thought processes. Self-reflection
is a metacognitive process that enables people to gain a deeper understanding
of their experiences. Bandura (2006) believed that another central component to
triadic reciprocal determinism was agency, which significantly affects
behaviour.
2.2.4 Agency
Agency is the capacity to intentionally influence one’s actions to effect change
(Bandura, 2001). Bandura refers to human agency as an individual’s ability to
take control over one’s actions and contribute to the environment. This
conceptualisation differs from behaviourist theories that focus on responses to
external forces because Bandura focuses on the importance of an individual’s
19
ability to shape elements of their environment to serve an intended purpose. As
Bandura concludes, “to be an agent is to intentionally make things happen by
one’s actions” (2001, p.2).
The central components of agency that align with social cognitive theory
involve intentionality, forethought, motivation, self-regulation and self-
reflectiveness. These span three modes of agency: personal, proxy and collective
(Bandura, 2000). Personal agency through intentionality refers to actions that
are driven by the person that may have unanticipated outcomes. Forethought
refers to the planning that serves to direct action to shape a desired future. The
level of motivation to continue to sustain effort is monitored through self-
regulation and the metacognitive process of self-reflectiveness evaluates one’s
functioning. When people do not have direct control over their circumstances,
they use proxy agency and cease personal control for responsibilities and give
control to another person who they believe possesses the adequate capabilities.
Collective agency refers to the shared responsibility of a group of people who
work together to accomplish outcomes that cannot be achieved on their own
(Bandura, 2000). Collective agency is exercised through group action and
requires interdependent efforts.
According to Bandura, agency reflects personal, proxy or collective control
over outcomes. Social cognitive theory proposes an integrated system that helps
explain human behaviour through a triadic reciprocal determination. The next
section will narrow in on how personal cognitive factors influence functioning
through self-efficacy.
2.2.5 Self-efficacy
Through agency, people make causal contributions to their own lives. Self-
efficacy, as detailed in Bandura’s Self-efficacy in changing societies (1995), asserts
that “among all the mechanisms of agency, none is more central or pervasive
than people’s beliefs of personal efficacy” (p.2). The judgement of one’s
estimation for potential success provides an explanation for differences between
20
individual performances. Bandura (1997) claims that “perceived self-efficacy
refers to beliefs in one’s capabilities to organise and execute the courses of
actions required to produce given attainments” (p.3). It is through the cognitive
regulation of motivation, affect and action that self-efficacy beliefs significantly
contribute to human attainment.
Within the model of triadic reciprocal determinism, personal factors affect
human functioning as much as behavioural and environmental factors.
Therefore, individuals’ beliefs about their ability to exert control over
circumstances influence behaviour choices. Without this power, there would be
no incentive to act. Our self-efficacy beliefs determine the degree of confidence
we possess as we make judgements and choose to act. Bandura states that we
are not bound by our environment; rather we are active and purposeful in our
pursuits and interact with our context to influence behaviour. Given
individuals have the skills required to act, the amount of effort invested will
depend on the level of motivation and incentive to act. Bandura (1977)
concludes that “efficacy expectations are a major determinant of people’s choice
of activities, how much effort they will expend, and of how long they will
sustain effort in dealing with stressful situations” (p.194).
Self-efficacy is a subjective expectation of how likely you are to successfully
execute the behaviour required to produce an agreed outcome. Efficacy
expectation is the conviction that one can perform the specific behaviour of a
particular task in a given situation (Bandura, 1977). Bandura (1997) claims that
one’s efficacy expectations can differ in magnitude, generality and strength
depending on the context and the goal. For example, some teachers may feel
confident to speak in front of large groups of children but feel different levels of
efficacy if required to speak at a staff meeting in front of their colleagues. While
public speaking may be a generalised skill, one’s efficacy level may vary
according to the specific context.
21
2.2.6 Sources of efficacy
It has been over four decades since Bandura first introduced the concept of
efficacy. Efficacy is defined as the ability to produce an intended result which
stems from one’s belief in one’s own ability to effect change. Bandura and
others have proven that efficacy can be influenced and developed in four ways:
mastery experiences, vicarious experiences, social persuasion, and though
understanding one’s psychological affect/state (Bandura, 1977, 1986, 1997; Hoy,
2000). This is depicted in Figure 2.
Mastery experiences are the most powerful and influential source of efficacy
because people discover that the task is attainable through their direct
experience. When people experience success, it influences their perspectives on
what they can achieve, thus strengthening self-efficacy beliefs. When working
towards developing new skills, it is crucial that success is felt. Efficacy beliefs
can be weakened if failure is experienced during the early phases of learning.
Scaffolding learning is important throughout the process so that individuals
build skills before tackling more complex tasks. Once a task is mastered
through feedback and support, confidence in ability is established. In this case,
occasional setbacks will not be perceived as a threat and, instead, may propel
actions to further strengthen resilience (Bandura, 1977). However, if success
Figure 2. Sources of efficacy
Bandura (1977)
22
comes too easily to individuals in the early phases of learning and is
accompanied by expectations of quick results, learners may become easily
discouraged if failure occurs. Bandura (1998) claims that “a resilient sense of
efficacy requires experience in overcoming obstacles through perseverant effort.
By sticking it out through tough times people emerge more able and stronger
from adversity” (p.54).
2.2.6.2 Vicarious experiences
The second strongest source of efficacy refers to observing someone else
perform an activity. Observing models of success offers insights into how best
to handle situations and can influence personal beliefs about one’s own ability.
However, vicarious experiences are only beneficial if the observer is convinced
of their potential for replicating the model in similar situations (Bandura, 1977).
Learning vicariously permits observers to witness success and feel inspired to
re-enact behaviour.
2.2.6.3 Social persuasion
The third source of efficacy is social or verbal persuasion. The idea is loosely
related to feedback from a credible and trustworthy source, someone who
encourages the learner to succeed. Instructional coaches and principals can play
a vital role in providing verbal persuasion through corrective feedback and
carefully structured opportunities for individuals to experience success.
2.2.6.4 Affective/Psychological states
Lastly, the least powerful source of efficacy are affective or psychological states
of individuals. We draw information about our confidence in our abilities from
psychological cues related to safety, fear, anger and anxiety, which all
contribute to a sense of competency. People tend to be more willing to embrace
setbacks, take risks, and learn from experiences when they are not feeling
vulnerable and anxious. Low arousal is generally accompanied by success
23
while high levels of nervousness can impede individuals’ confident execution
of tasks (Bandura, 1997).
2.2.7 Efficacy-activated process
There are four major processes operating together to activate efficacy and
regulate human functioning. These include the cognitive, motivational, affective
and selection processes displayed in Figure 3.
Figure 3. Four elements of efficacy-activated process
(Bandura, 1995)
Bandura (1995) claims that courses of action are initiated by thought and
efficacy beliefs determine the type of anticipatory scenarios people consider.
Individuals with a high sense of efficacy visualise successful scenarios.
Conversely those with a low sense of efficacy visualise failure. Goal setting is
also influenced by the self-appraisal of capabilities because challenging goals
require firmer commitment and a stronger sense of self-efficacy for individuals
to remain focused and resilient when faced with setbacks (Locke & Latham,
1990).
24
An individual’s ability to self-regulate in terms of their motivation is
cognitively generated. People set goals, plan courses of action, and motivate
themselves based on beliefs of what they can accomplish. Efficacy beliefs
function within three types of cognitive motivation, developed by different
theories— causal attributions (attribution theory), outcome expectancies
(expectancy-value theory), and goals (goal theory). Causal attributions are
influenced by efficacy beliefs. According to attribution theory, highly
efficacious people attribute failure to insufficient effort and inefficacious people
attribute failure to low ability (McAuley, 1991). Causal attributes influence
motivation through beliefs about efficacy (Chwalisz et al., 1992). Motivation is
also regulated by the expectation that specific actions will produce outcomes,
which is partially governed by efficacy beliefs. In general, people do not pursue
goals if they judge that they lack the capability. Setting challenging goals and
evaluating one’s own performance motivates people as they seek satisfaction
from meeting fulfilling goals.
The affective process concerns the exercise of control over one’s own
consciousness to cope with stress when faced with threatening or challenging
situations. These emotional responses can debilitate coping behaviour and
efficacy beliefs without a capability to regulate stress and anxiety. Individuals
who believe they can control negative thoughts have a stronger sense of self
efficacy than those who succumb to anxiety and depression (Bandura, 1995).
The last efficacy-activated process to be discussed relates to the selection
process of environments that cultivate certain lifestyles. Bandura (1995) states
that self-efficacy can determine people’s destinies by influencing the types of
activities and environments they choose to participate in. People select
environments and tasks they judge themselves capable of managing. This can
influence their direction because the environments individuals choose to
operate within will promote certain competencies, values and interests.
Self-efficacy beliefs are developed through the interaction of social cognitive
theory’s triadic reciprocal causation model and psychological processes which
25
impact people’s capability to take control over their own life path. This
pervasive belief is a vital element that explains human functioning and why
some individuals are successful. The notion of efficacy is equally important in
education. Teachers’ beliefs in their ability to influence student learning,
student difficulties and student performance are at the heart of making a
difference for students. Imagine schools filled with teachers with a high belief in
their ability to effect change for every student. They would feel confident to set
high learning goals, be open to adopting innovative teaching methods, and
persevere when things did not go as planned. The next section will explore the
research on teacher efficacy with attention to its development, measurement
and consequences.
2.3 Teacher Efficacy in Schools
A review of how self-efficacy has progressed in the field of education is vital to
this study. This review has a specific focus on the research of self-efficacy in
teachers. Over the past 40 years, teacher efficacy has been investigated and
measured to establish its relationship with various school variables. Teacher
self-efficacy is defined as the beliefs teachers possess in their own capability to
foster student learning and engagement (Hoy, 2000). Moolenaar et al. (2012)
found that a teacher’s belief in their ability to promote positive change for
students has a real impact on student motivation and subsequent achievements.
According to Jerald (2007), teachers with a strong sense of efficacy exhibit the
following behaviours: more effective planning and organising, willing to try
new ideas to meet the needs of children, more resilient and persistent with
challenges, and more patient with children who make mistakes.
A teacher’s sense of efficacy impacts patterns of teaching practice that affect
student learning. Shaughnessy (2004) interviewed a renowned researcher in the
field of teacher efficacy, Anita Woolfolk Hoy, who described the practical
implications of teacher efficacy research:
26
Teachers who set high goals, who persist, who try another strategy when
one approach is found wanting—in other words, teachers who have a
high sense of efficacy and act on it—are more likely to have students
who learn (pp. 156-157).
As previously outlined, the first studies of teacher efficacy emerged from
two theoretical frameworks, Rotter’s social learning theory and generalised
expectancies of reinforcement (1966) followed by Bandura’s social cognitive
theory and self-efficacy (1977). The subsequent sections survey the history of
teacher efficacy and how researchers have progressively shaped the construct
and refined instruments for its measurement. As displayed in Figure 4, teacher
efficacy emerged in the 1970s and dominated until the early 2000s, when
research began to shift and focus on the construct of collective efficacy.
Figure 4. Timeline of significant studies contributing to the teacher efficacy construct
2.3.1 Internal versus external control of reinforcement
In the late seventies, researchers from a non-profit institution called the Rand
Corporation were inspired by Rotter’s (1966) article titled ‘Generalized
expectancies for internal versus external control of reinforcement’. They
incorporated two efficacy items on a questionnaire that determined whether
(Rand Item 1) teachers believed the environment overwhelmed their ability to
impact students’ learning thus indicating that teaching efforts lie outside of
their control (external), or (Rand Item 2) teachers believed in their ability to
teach even the most difficult students and teaching efforts lie within their direct
control (internal). Both items were based on Rotter’s study of internal and
external control. The two Rand Items on surveys are listed below:
1976 & 1977
Armor et al,
Berman et al
1982
Ashton & Webb
1984
Gibson & Dembo
1993
Hoy & Woolfolk
1998
Tschannen-Moran,
Woolfolk Hoy, and Hoy
2001
Tschannen-Moran and Hoy
27
Rand Item 1 ‘When it comes right down to it, a teacher really can’t do
much because most of a student’s motivation and performance depends
on his or her home environment’ (general teaching efficacy GTC)
Rand Item 2 ‘If I try really hard, I can get through to even the most
difficult or unmotivated students’ (personal teaching efficacy PTC).
The first Rand study to incorporate these items was conducted by Armor et
al. (1976), who found the efficacy of teachers was a contributing factor to the
success of reading programs and interventions in inner-city Los Angeles
schools. The second Rand study to incorporate these items was conducted by
Berman et al. (1977) who identified factors contributing to innovative programs
in schools. Both studies were the first to highlight that teacher efficacy was
related to student performance.
The evaluation of the extent to which teachers believed that reinforcement of
actions lay within or beyond their direct control was instrumental in the
measurement of teacher efficacy and generated numerous adaptations and
expansions by researchers who explored the construct further. The work of
researchers who extended the Rand survey items to reflect a multidimensional
concept aligned with social cognitive theory will be reviewed next.
2.3.2 Multidimensional model of teachers’ self-efficacy
The two Rand studies by Armor et al. (1976) and Berman et al. (1977) defined
teachers’ sense of efficacy as “the extent to which the teacher believed he or she
had the capacity to affect student performance” (Berman et al, 1977, p. 137) and
was measured by obtaining a total score on two items. However, Ashton et al.
(1982) found that the two items were conceptually different and not
significantly correlated. They discovered that the first Rand item of general
teaching efficacy corresponded with outcome expectation, and the second item
of personal teaching efficacy referred to teachers’ specific assessment of
personal competence and, thus, treated these as two separate dimensions.
Additionally, Ashton et al. (1982) were guided by Bandura’s (1977) social
28
cognitive theory instead of only focusing on internal or external control. Their
model identified self-efficacy as a cognitive mechanism for processing
information and regulating behaviour. As described by Bandura (1977), a sense
of self-efficacy is acquired through confidence of personal competence in the
ability to perform behaviours necessary to achieve desired goals, with the
strength of conviction determining an individual’s behaviour in initiating and
sustaining effort. Therefore, expectations of personal efficacy influence future
learning and motivation, and behaviour is controlled by personal efficacy
beliefs rather than the reinforcement of consequences. Ashton and Webb (1986)
developed the multidimensional model of teachers’ sense of efficacy, presented
in Figure 5.
Figure 5. A model of teachers’ sense of efficacy: The multidimensional construct
Adapted from Making a difference: Teachers' sense of efficacy and student achievement (p.5),
by P. Ashton and R. Webb, 1986, Longman. Copyright 1986 by Longman Inc.
At the top of the model are generalised beliefs about the response-outcome
relationship, which influences (and is influenced by) both teaching efficacy and
generalised beliefs about perceived self-efficacy. These two dimensions are
integrated to form a sense of personal teaching efficacy, which is demonstrated
by teaching behaviours and student performance. Ashton and Webb (1986)
argue that it is important to distinguish between teaching efficacy and personal
efficacy because appropriate interventions depend on whether teachers believe
Generalised Beliefs about Response-Outcome
Contingencies
Generalised Beliefs about
Percieved Self-Efficacy
Sense of Personal Teaching Efficacy
(Specific Beliefs about One's Personal Competence in
Motivating Students)
Sense of Teaching Efficacy
(Specific Beliefs about Teachers' Ability to Motivate
Students)
29
that some students cannot learn and there is nothing teachers can do, or they
only doubt their own ability to motivate particular students in specific
situations. Therefore, addressing each of these dimensions requires different
interventions.
2.3.3 General teaching efficacy (GTE) and personal teaching efficacy (PTE)
While Ashton and Webb were working on distinguishing between teaching
efficacy and personal efficacy, Gibson and Dembo (1984) were developing a 30-
item instrument called the Teacher Efficacy Scale (TES), designed to capture
indications of general teaching efficacy (GTE) and personal teaching efficacy
(PTE). The items on their instrument were aligned to Bandura’s concepts of self-
efficacy (PTE) and outcome expectancy (GTE). Gibson and Dembo predicted
and found that teachers high on both PTE and GTE exhibited high levels of
confidence and persistence, made a greater effort with struggling students,
provided more instructional time to students, divided their class into small
groups, focused on instruction and offered quality feedback to students. In
contrast, teachers with low levels of PTE and GTE gave up easily when
confronted with challenging students. Given that GTE and PTE were found to
be independent from one another, research distinguishing between these
differences began to emerge. Hoy and Woolfolk (1993) found that “teachers
may believe that teaching in general can have little effect on students and they
are (or are not) exceptions to this rule” (p. 357).
In the 1990s, several researchers continued to modify and revise the popular
Gibson and Dembo Teacher Efficacy Scale to suit their research purposes.
Researchers used the TES tool to investigate the impact of teachers’ sense of
efficacy and its relationship with their behaviours and attitudes towards
teaching, student outcomes, context, subject matter and classroom
management. Coladarci (1992) found that teacher efficacy was related to levels
of professional commitment for in-service teachers in both elementary and
middle school. Additionally, Evans and Tribble (1986) found that preservice
teachers’ efficacy was related to levels of professional commitment in both
30
elementary and middle school. Allinder (1994) also demonstrated that PTE was
related to instructional experimentation and a teacher’s willingness to adopt
new teaching methodologies, levels of planning, organisation, and fairness in
teaching. These researchers also found relationships between levels of GTE,
enthusiasm, and clarity in teaching. Similarly, studies by Moore and Esselman
(1992) established that students in the second and fifth grades who had teachers
with a greater sense of GTE outperformed their peers in math. In 1990,
Woolfolk et al. (1990) discovered that teachers with a stronger sense of PTE
were given more positive evaluations from their students. Overall, the studies
reviewed here support the hypothesis that higher PTE and/or GTE positively
impacts teaching and learning.
The Gibson and Dembo instrument was also used to explore teachers’ sense
of efficacy within subject areas. Enochs and Riggs (1990) adapted the Gibson
and Dembo instrument to measure efficacy of teaching science. The Science
Teaching Efficacy Belief Instrument (STEBI) was found to contain two separate
factors: personal science teaching efficacy (PSTE) and science teaching outcome
expectancy (STOE). These findings are consistent with the Gibson and Dembo
measure of efficacy. Similarly, studies demonstrated that teachers with a higher
sense of PSTE spent more time developing the science concept being studied
(Riggs & Jesunathadas, 1993) and those with low PSTE spent less time teaching
science, used text-based methods, and made fewer positive changes in their
beliefs about how children learn science (Riggs, 1995).
In 1990, Emmer and Hickman adapted the Gibson and Dembo instrument to
reflect the domain of classroom management. Their instrument sought to
measure three efficacy subscales: efficacy for discipline and classroom
management; external influences; and personal teaching efficacy among
preservice teachers. Their findings revealed that preservice teachers with higher
PTE enlist assistance from colleagues to help with discipline problems (Emmer
& Hickman, 1990).
31
Considering all this evidence, it seems that the Teacher Efficacy Scale has
been influential in the field of education. However, concerns were expressed by
researchers regarding the interpretation of outcome expectancy. According to
Bandura’s self-efficacy theory, outcome expectancy is distinct from efficacy
expectations. Efficacy expectations refer to one’s conviction about capability to
orchestrate the necessary actions to perform a task, while outcome expectancy
refers to an individual’s judgement of the likely consequences of the task
(Bandura, 1986). As a result, Woolfolk and Hoy (1990) sought to address these
concerns and made additional modifications to the Teacher Efficacy Scale.
2.3.4 General efficacy and personal efficacy
Hoy and Woolfolk (1993) modified the Gibson and Dembo Teacher Efficacy
Scale to include five general teaching efficacy (outcomes expectancy) items and
five personal teaching efficacy (efficacy expectations) items. This scale was used
to explore the relationships of efficacy with aspects of a healthy school climate
(institutional integrity, principal influence, consideration, resource support,
morale, and academic emphasis) as measured by the Organizational Health
Inventory (OHI) survey. Findings revealed that teachers’ general efficacy and
personal efficacy are two sets of separate beliefs and constructs. Personal
efficacy for improving student learning was strengthened by a healthy school
climate that incorporated a strong academic emphasis and supportive principal
leadership. General teaching efficacy was predicted by institutional integrity,
which refers to protecting teachers from unreasonable outside demands and
teacher morale.
Bandura (1997) noted that efficacy beliefs vary on dimensions which have
performance implications and, therefore, measures need to account for these
specific performance demands within a particular domain of functioning. He
claimed that “efficacy is not a decontextualised trait upon which situational
conditions act. Nor do situational circumstances ‘determine’ efficacy beliefs”
(Bandura, 1997, p.42). Therefore, teachers do not feel efficacious in all teaching
situations and efficacy measures should include a level of specificity across
32
teaching tasks and subject knowledge. Bandura’s appeal for efficacy measures
to include items related to varied teaching tasks was responded to by
Tschannen-Moran, Hoy, and Hoy.
2.3.5 Cyclical nature of teacher efficacy
Tschannen-Moran et al. (1998) offered an integrated model of teacher efficacy
based on Bandura’s critiques and existing lines of research. The model in Figure
6 presents the cyclical nature of teacher efficacy. Within this model, Bandura’s
four sources of efficacy information (i.e., mastery experiences, vicarious
experiences, social persuasion, and affective or psychological states) are
processed cognitively and used to consider the teaching task (outcome
expectancies) and weighed up against personal teaching competencies. This
process leads to teachers' sense of efficacy and manifests in behaviours and
attitudes that influence performance and create new sources of efficacy.
Figure 6. The cyclical nature of teacher efficacy
From “Teacher Efficacy: Its Meaning and Measure,” by M. Tschannen-Moran, A. W. Hoy and
W. K. Hoy, 1998, Review of Educational Research, 68(2), p.228.
This integrated model highlights two important features: 1) the analysis of
teaching task (and its context) and 2) assessment of personal teaching
competencies. The analysis of the teaching task and its context was
operationalised using a modified version of GTE measures about teaching in
general but offered more specified items about the context of the teaching task.
Tschannen-Moran et al. (1998) suggested that teachers judge the level of
33
difficulty of tasks and develop a plan based on elements within the context such
as (but not limited to) students’ motivation and ability levels, instructional
resources and strategies, school community, and leadership support. The task
requirements and context were then to be considered in relation to personal
teaching competencies such as knowledge, skills, personality traits and teaching
capabilities to form teachers’ sense of efficacy.
2.3.6 Teacher efficacy model
Tschannen-Moran and Hoy (2001) developed a new measure of teacher efficacy
that was based on the teacher efficacy model in Figure 6 and Bandura’s
unpublished teacher-efficacy measure. Items were evaluated and narrowed to
produce the Ohio State Teacher Efficacy Scale (OSTES), now known as
Teachers’ Sense of Efficacy Scale (TSES). There are 24-item and 12-item versions
of this measure. These scales capture an analysis of the teaching task and
personal teaching competencies, specifically relevant to teaching. The scale also
captures both internal and external components that make up teacher efficacy.
Teacher efficacy has been studied extensively and findings indicate that it
may also be an important facilitating element of a school’s climate that can
increase educational effectiveness (Bobbett, 2001; Tschannan-Moran et al. 1998).
Teachers with high self-efficacy, as measured by this instrument, are more
prevalent in higher performing schools (Oliver, 2001). However, Tschannen-
Moran et al. (1998) acknowledge the limitations of their work and that the
dominant mode of their investigations has been quantitative. This offers a
narrow focus on the knowledge and beliefs of teachers and does not explore the
“cultural meaning of efficacy in terms of roles, expectations, and social relations
that are important in the construct of those teacher beliefs” (p. 203). In 2001,
they recommended that the research community further expand conceptions of
teacher efficacy to include other perspectives and methodologies (Tschannen-
Moran & Hoy, 2001).
34
Given that teacher efficacy influences what goes on in the classroom and has
been linked to student achievement (Armor et al., 1976; Ashton et al., 1982;
Berman et al., 1977; Ross, 1992), instructional strategies (Woolfolk & Hoy, 1990),
professional commitment (Ross & Gray, 2006) and teacher burn out (Skaalvik &
Skaalvik, 2007), the unit of analysis concerns the individual teacher. To connect
efficacy to broader school organisational level requires a group level of analysis.
This led researchers to shift their focus from the concept of self-efficacy to
collective efficacy. The next sections describe the general concept of collective
efficacy and its application to teachers in schools.
2.4 Definitions of Collective Efficacy
Collective efficacy is commonly described as a group’s belief in their ability to
achieve a common goal. In education, it is the perception of teachers that
together they can make an educational difference to their students. This appears
to be a simple notion that actually requires close analysis of social constructs
and group dynamics. The conceptual definition of collective efficacy has caused
many debates among scholars.
Collective efficacy and self-efficacy are separate concepts; they differ in their
unit of agency: individual versus collective. Collective efficacy involves the
performance capability of the entire social system, whereas self-efficacy
involves the performance capability of the individual. However, the two
concepts are connected because when people must depend on one another to
accomplish goals, group attainment rests on the personal efficacies of each
member.
Collective efficacy is an emergent group-level property because it requires
people to work interdependently on tasks and coordinate how to work
together. Working and interacting with others means that all members of the
group are affected by the beliefs, attitudes, values and motivation of each
individual member which, in turn, impacts the functioning of the organisation
(Bandura, 1997). Consequently, collective efficacy is not the sum of individual’s
35
efficacy, rather it is an aggregation of members’ beliefs about the group’s
capability to accomplish goals (Bandura, 1997, 2000).
Bandura (1997) states that collective efficacy is highly important for
understanding organisational functioning and that confidence in a group’s
collective capability contributes to individual action. A key feature of collective
efficacy refers to the performance capability of the entire social system and
these beliefs affect the extent to which members exert effort to work together
and persevere through challenges to produce results and achieve a common
purpose.
In the 1980s and 1990s, collective efficacy was commonly defined as group
members’ overall collective ability to act effectively. For example, Bandura
(1986) suggested that it involved “perceptions of the groups’ efficacy to effect
change” (p.451). Shea and Guzzo (1987) called the construct group potency and
stated that it was “the collective belief of a group” (p.355). Likewise, Shamir
(1990) described collective efficacy as “the perceived probability that collective
effort will result in collective accomplishments” (p.316). Weldon and Weingart
(1993) identified collective efficacy as “an individual’s judgement of how well
the group can execute actions required to perform the task” (p.11).
Many of these definitions have caused significant confusion regarding the
conceptualisation and measurement of collective efficacy. Some definitions
refer to the perceptions of the collective and others reflect individual-level
beliefs or a combination of both. Gist (1987) and Shamir (1990) called for clarity
regarding how to aggregate and interpret collective efficacy responses and
measurements. As a result, Zaccaro et al. (1995) argued that measuring
collective efficacy by the sum of individual judgements misses key elements of
the concept—interaction, coordination and integration. Self-efficacy refers to an
individual’s belief about knowledge, skills and ability to perform the desired
goal. Collective efficacy reflects a group’s beliefs about the knowledge, skills
and abilities of each member and how well they can coordinate, exchange,
combine and distribute resources.
36
Given the conceptual shift from self to collective, the definition and attempts
to measure the construct required an acknowledgement of “both judgements of
members’ abilities and perceptions of how well group members work together
in achieving collective outcomes” (Zaccaro et al., 1995, p. 308). Zaccaro et al.
(1995) suggest that collective efficacy represents “a sense of collective
competence shared among individuals when allocating, coordinating, and
integrating their resources in a successful concerted response to specific
situational demands” (p. 309). This view is supported by Bandura (1997), who
defines collective efficacy as “a group’s shared belief in the conjoint capabilities
to organise and execute the courses of action required to produce given levels of
attainment” (Bandura, 1997, p.477). Bandura (1997) argues that this collective
belief “centers on the group’s operative capabilities and that group functioning
is a product of the interactive and coordinative dynamics of its group
members” (p. 477). Given this definition, measures of collective efficacy
therefore move to determining perceptions of how well group members can
work together in pursuit of goals. Next, a review of the research on the concept
of teachers’ collective efficacy and its measurement is presented.
2.5 The Evolution of Teachers’ Collective Efficacy Measurement
Collective efficacy is known as an important school-level property because it
reflects beliefs about teachers’ capability to collectively achieve school goals.
Chubb (1988) highlighted the importance of understanding the school as a
whole because schools are complex organisations made of individual parts that
determine norms, goals, leadership, climate and collegiality, all factors which
influence teaching and learning. In Chubb’s (1988) research, little differences in
classroom instruction and school structures between high and low performing
schools were found. Rather the differences were evident in leadership
expectations and teacher autonomy. When leadership set higher expectations
and teachers had more authority over classroom-level decisions, student
performance was higher.
37
Research by Bandura (1993, 1997) regarding the influence of teachers’
collective efficacy on student achievement was instrumental in raising
awareness of the conditions that can spur groups into productive action.
Findings from path analyses indicated that collective efficacy contributed more
to academic achievement in reading and mathematics than socioeconomic
status (1993). These results suggested that the way in which teachers work
together to achieve success stems from a sense of collective responsibility,
interdependence and group operative capabilities (Bandura, 1997). Bandura’s
research on collective efficacy in education caught the attention of Goddard
(1998) who found that shared perceptions about the functioning of the school as
a whole were associated with patterns of productive teaching behaviours. In the
review that follows, the evolution of the model and measurement of teachers’
collective efficacy is examined.
2.5.1 Goddard, Hoy, and Hoy
Goddard (1998) and Goddard et al. (2000) developed a collective teacher
efficacy model and instrument for use in schools based on the Tschannen-
Moran et al. (1998) version of teacher efficacy. The model and instrument were
adapted to reflect judgement in group capability rather than individual
capability. The measure included questions that captured an evaluation of
group competence (GC) and task analysis (TA) through both negatively and
positively worded items. For example:
• Teachers in this school are well prepared to teach the subjects they
are assigned to teach (GC+).
• The lack of instructional materials and supplies in this school
makes teaching very difficult (TA-) (Goddard et al., 2000, p.488).
After a preliminary review and a pilot study with a sample of 46 teachers,
one from each of 46 schools, responses to a 21-item survey were submitted to
principal axis factor analysis with varimax rotation. Results indicated that items
did not load on the two factors as expected. In fact, five items loaded .40 or
higher on both factors, with the correlation coefficient indicating a strong
38
relation (r = .71, p<.001) between the factors. These dual loadings indicated that
collective efficacy results from a cognitive process that integrates group
competence and task analysis. This suggests that “perceptions of group
capability to successfully educate students result when teachers consider the
level of difficulty of the teaching task (in relation) to their perceptions of group
competence” (Goddard et al., 2000, p.485). This means analysis of the teaching
task and competence occur simultaneously, and collective efficacy emerges
when teachers make judgements of their colleagues’ teaching competence.
2.5.2 Goddard
Based on the study using the 21-item measurement mentioned previously,
Goddard (2002) reanalysed and modified the scale to contain 12-items. This
survey was more parsimonious as it represented equal proportions of GC and
TA positive and negative items. A total of 452 teachers in 47 schools
participated in a subsequent study. In Goddard (2002), a one-factor solution
was extracted, with all but 1 item correlating .73 or above and analysis
explaining 64.10% of the variance. The 12-item scale yielded high internal
consistency (alpha = .94). These results suggest that the 12-item scale was
equally as effective as the 21-item scale, and that the single factor explained
more of the total item variation than the 12-item scale.
2.5.3 Tschannen-Moran and Barr
In 2004, Tschannen-Moran and Barr added to the body of knowledge on
teachers’ collective efficacy. Their study sought to explain the relationship
between teachers’ collective efficacy and student achievement in middle
schools. They developed a 12-item Collective Teacher Belief Scale (CTBS) to
measure teacher collective efficacy. Their scale contained two subscales:
instructional strategies and student discipline. Teachers were asked to rate
items on a 9-point Likert scale. In a study of 66 schools, the 12-item CTBS scale
had a reliability of .96. This study found teachers’ collective efficacy to be
significantly and positively related to student achievement. Further, the study
39
suggested that strengthening teachers’ sense of collective efficacy may assist in
improving effective schools and student achievement.
2.6 The Model of Teachers’ Collective Efficacy
2.6.1 Goddard, Hoy and Hoy
Goddard et al. (2004) developed a collective efficacy model for schools as
shown in Figure 7. Their model is a blend of Bandura’s (1997) self-efficacy
beliefs and Tschannen-Moran et. al.’s (1998) integrated efficacy model. The
cyclical nature of the model represents both reciprocal causality and the
potential for organisational change.
Goddard et al.’s (2004) model of collective teacher efficacy draws on
Bandura’s four sources of efficacy information that are processed cognitively
through analysis, attributions, and interpretation. This information is weighed
Figure 7. Proposed model of the formation, influence and change of perceived collective efficacy in
schools
From “Collective efficacy beliefs: Theoretical developments, empirical evidence, and future
directions,” by R. D. Goddard, W. K Hoy and A. W. Hoy, 2004, Educational Researcher, 33(3), p.11.
40
against an analysis of the teaching task and an assessment of teaching
competence which then leads to perceived collective efficacy. Collective efficacy
beliefs are influenced by (and influence) an organisation’s cultural norms and
teachers’ sense of efficacy leading to productive patterns of teaching behaviour
and effective organisational outcomes.
Bandura’s four sources of efficacy also contribute to the development of
collective teacher efficacy in this model. The first and most valuable source for
school organisations is mastery experiences because as groups experience
success from persistent effort, they strengthen their beliefs in one another’s
capability. Prior academic achievement of an organisation has been found to be
an influential component of collective efficacy (Ross et al., 2004). While group
failures may undermine collective efficacy, they may also offer opportunities
for members to bind together and overcome challenges. This strengthens
resilience and confidence in one another’s capabilities. The second collective
efficacy source, vicarious experience, refers to providing opportunities to
modify and learn through observation of how other schools, who are in similar
situations, can succeed. This offers models to replicate strategies, processes and
procedures. The third source, social persuasion, can be provided in the form of
performance feedback or encouragement from a credible other, such as a
principal or instructional coach. Social persuasion also includes socialisation
practices whereby faculty members learn the cultural norms regarding which
behaviours are expected and accepted within the organisation. The last source
of information, affective states, refers to how the organisation reacts to stress. At
an organisational level, stress can be experienced as pressure from parents and
community or governing boards. According to Goddard et al. (2000)
organisations with low efficacy react to stress in a dysfunctional manner.
2.6.2 Adams and Forsyth
Additional research by Adams and Forsyth (2006) argued that collective
efficacy does not solely rely on Bandura’s sources of efficacy, and that
contextual variables also impact teachers’ sense of collective efficacy. Adams
41
and Forsyth (2006) analysed the teaching task and included consideration of
present contextual variables within schools.
Adams and Forsyth’s (2006) study found contextual school variables
influenced teacher perception of teaching tasks and operated as a source of
efficacy producing teachers’ beliefs. Contextual variables within the
environment may include resources, student and faculty demographics, school
structures, physical environment and school size. Adams and Forsyth (2006)
argued that Bandura’s four sources occurred in the past and should be
redefined as ‘remote’ influences. Instead, it is the contextual conditions which
occur in the present that influence teaching tasks and are ‘proximate’ sources of
efficacy information. Figure 8 displays Adams and Forsyth’s (2006)
hypothesised model of teachers’ collective efficacy. This model broadens
sources of efficacy and reclassifies them to include past experiences and
variables within schools’ environments.
The hypothesised model in Figure 8 integrates the locus of control with
Bandura’s social cognitive understandings. This depicts how contextual
variables (proximate sources) can incorporate internal and external control over
contextual conditions that may hinder or enable efficacy.
Figure 8. A hypothesised model of teachers’ collective efficacy
Adapted from” Proximate sources of collective teacher efficacy,” by C. M. Adams and P. B.
Forsyth, 2006, Journal of Educational Administration, 44(6), p.639. Copyright by Emeraldinsight.
42
In the same vein, Zaccaro et al., (1995) writes that measures of collective
efficacy should include an evaluation of teachers’ perceptions regarding how
well the group can work together in pursuit of group goals. They suggest that a
comprehensive understanding of how perceived competence contributes to
individual action requires recognition that individuals do not operate in
isolation and behaviour is partially explained by social context. This view is
supported by Bandura (1997) who states that collective efficacy centres on the
group’s operative capabilities and is a product of the interactive dynamics of
group members. This means that a strong perception of collective efficacy
reflects effective group functioning and organisational learning, which creates
an emergent property that is more than the sum of its individual attributes.
Bandura (1997) concludes that both interactive group dynamics and
coordination of group dynamics are instrumental to the analysis of teachers’
collective efficacy because they constitute key forms of mastery experiences for
teachers. In social cognitive theory, mastery experiences are described as vital to
the construction of professional capabilities that give rise to efficacy beliefs. In
the next section, a review of the research on collective efficacy and the
coordination of group dynamics and interactive group dynamics is outlined.
2.6.3 Coordination of group dynamics
The coordination of group dynamics refers to the relationships between
teachers that impact their ability to work and learn together. Zaccaro et al.
(1995) state, “collective efficacy refers to a group member's beliefs not only
about how well each and every other group member can marshal individual
resources to accomplish the group task, but also how well group members can
coordinate and combine their resources” (p. 311). The coordination of group
dynamics among teachers involves elements of collegiality and
interdependence.
Collegiality refers to a set of practices and culture that supports adults to
learn together. It is the sense of teamwork and shared responsibility among
43
team members. Teachers share, co-construct, trust, debate, empower, and learn
together. The act of turning to another colleague for advice is evidence of
having faith in an individual’s capability. Berebitsky and Salloum (2017) found
that when teachers turned to one another for advice regarding teaching and
learning, collective efficacy tended to be higher. While their research did not
conclude exploring a causal relationship, the efficient dissemination of
knowledge and resources was found to increase the frequency of the kind of
mastery and vicarious experiences that raise collective efficacy. Similarly, Parise
and Spillane (2010) found that teachers who seek advice on instruction are more
likely to advance their practice.
Judging the quality of collegiality provides teachers with an opportunity to
view their colleagues as capable of effective instructional practice related to
improvements in student learning. When there is genuine collegiality,
professional learning is ongoing and integrated into the culture of the school.
According to Harris (2014) in her book, Distributed leadership matters, genuine
collegiality is a central component to building effective professional learning
communities (PLC). This enables the development of new knowledge and
instructional practice through joint work. However, when collegiality is
contrived, teachers’ efforts are diverted by administrative demands and they
are forced to collaborate on compulsory goals in a fixed time and space
(Hargreaves, 1994; 2011). Research by Wang (2015) found that genuine
collegiality enhances collaboration, collective inquiry and shared responsibility,
while contrived collegiality hinders collaborative endeavours.
Confidence in one another’s ability stems from collegial sharing and
supporting each other to experiment with instructional strategies and commit
to continuous improvement. A meta-analysis by Gully et al. (2002) revealed that
the relationship between collective efficacy and performance was stronger
when interdependence among team members was high. They observed that
“when the task and context encourage coordination, communication and
cooperation among members, team-efficacy is related more strongly to
44
performance than when interdependence is low” (p.827).
Therefore, the degree of interdependency among teachers governs the
amount of effort required to produce group results. For example, a low degree
of interdependency among individuals means they do not rely on one another
to perform their roles. A high interdependency means that individuals must
work together well, have a close coordination of roles, and have effective
communication and cooperative goals (Saavedra et al, 1993).
In order to achieve joint work, teachers are motivated to participate to the
degree that they require each other’s contribution in order to succeed in their
own work. The greater the interdependence, the more it stimulates greater use
of all collaborative modes (Little, 1990).
Figure 9. Degree of interdependency
A continuum for increasing demands for collective autonomy (Little, 1990)
The four concepts in Figure 9 are adapted from Little’s (1990) provisional
continuum of collegial relations, which range from low interdependency
(independence) to high interdependency (interdependence). The first and
lowest form of collegiality pertains to storytelling and scanning for ideas. In this
environment, teachers gain information through exchanging stories about
experiences. The collegial relations can be described as close whereby teachers
offer one another sympathy and moral support but this is principally for social
reasons. At this point, teachers remain distant from each other’s classrooms and
Storytelling and
Scanning
Aid and Assistance
SharingJoint Work
45
remain independent, away from scrutiny and collegiality, and reinforce a
culture of individualism and conservatism. According to Little (1990),
storytelling fosters norms of privacy, mutual support and sustains patterns of
independent practice among teachers.
The second concept refers to aid and assistance whereby colleagues provide
one another with help and advice; however, only when asked. In this
environment, teachers preserve boundaries between warranted and
unwarranted advice and refrain from advocating strategies until specifically
asked.
The third concept of collegiality highlights the system of sharing resources
and encouraging a more open exchange of opinions. In this environment,
teaching is considered less private and more public. Teachers pool ideas and
methods by exposing their own and others’ choices of curriculum and
instructional practices. Productive debate regarding instructional priorities
occurs and samples of work are open to scrutiny, providing an opportunity to
learn about each other’s work. Teachers may witness one another’s work, but it
does not necessarily transfer into their practice.
The highest, most optimal degree of interdependency rests on joint work
among teachers who share the responsibility for teaching. Teachers engage in
collective action and pursue a united course. Independent action and choices
are guided by the priorities of the collective. Members debate curriculum,
monitor progress, and meet regularly, both formally and informally. They
discuss action research projects in classrooms, develop a common set of
standards to diagnose student learning, and decide on appropriate
interventions. In this environment, teachers are motivated to collaborate
because they require one another’s contribution to succeed in their own work.
According to Bettini et al. (2016), the degree of interdependency and acceptance
of collaborative processes among staff propel them to use productive patterns
of behaviour that accompany higher academic standards.
46
2.6.4 Interactive group dynamics
Evidently, the interactions between group members are key to successful teams
and strengthen collective efficacy. Research by Mackenzie (2000) found a
positive relationship between collaboration and collective efficacy among
teachers and concluded that confidence in one another’s capability was
strengthened through interaction. Along these same lines, a three-year study on
teaming called Project Aristotle was conducted by Google. The findings
indicated that understanding and influencing group norms were key to
improving teams. Project Aristotle found two common traits of successful
teams: psychological safety and open communication. All team members had
the same opportunity to talk and were able to pick up on each other’s feelings.
When team members speak as much as they need to, are sensitive to one
another’s moods, and share personal stories and emotions, the whole becomes
greater than the sum of its parts (Duhigg, 2016).
Further, Hargreaves and O’Connor (2018) investigated collaborative designs
of schools and the deliberate ways in which teachers work together. They
selected four continents with diverse cultures and found that high-performing
Asian systems actively support pedagogical innovation and collaborative
professional development by creating “cultures and traditions that value
collective good, individual sacrifice, harmony, hierarchy and humility in a
context that accords high value to and respect for learning, teaching, expertise
and authority” (p.40). The results of this study indicated that the interactions
between group members are key to successful teams. Research by Ross and
Bruce (2007) also found that when collective efficacy was high, teachers were
more open to receiving new ideas and trying new instructional strategies.
According to Donohoo and Katz (2019) in their book, Quality implementation,
an open-to-learning stance is a key feature of a mastery-orientated
environment. Teachers interact openly about the challenges they are facing and
pose questions that are relevant to their students. In contrast, a knowing stance
reflects a performance environment where teachers advocate for the status quo
47
rather than inquire about teaching and learning. They do not seek or pay
attention to feedback because they see no reason to change instructional
strategies. Bloomberg and Pitchford (2016) state that when there is significant
emphasis on performance and test scores, the causal link between teaching and
learning often becomes compromised. In performance-orientated environments,
where teachers continually experience successful outcomes from test scores, it
becomes harder to see a reason to adjust teaching strategies (Ashford, 1989).
Research by Sitkin (1992) refers to a closed learning stance as an “upward”
overconfident efficacy spiral that reduces the need to actively search for cause-
and-effect relationships and inquire into student learning.
Teams that possess high collective efficacy effectively interact and
coordinate their group dynamics. They share the responsibility of monitoring
group success and openly discuss teaching and learning as part of their ongoing
professional development. Hoy and colleagues (2002) identified that this
internal cycle of professional learning reinforced the normative and behavioural
environment of schools and is essential for building collective efficacy.
2.7 A Model for Teachers’ Collective Efficacy in Practice
Bandura (1997) defines collective efficacy as a “group’s shared belief in its
conjoint capabilities to organise and execute courses of action required to
produce given levels of attainment” (p. 477). These shared beliefs constitute an
emergent school-level property that is related to organisational outcomes.
Theoretically, beliefs grow from interactive group dynamics which centre on
the group’s operative capabilities creating an emergent-level property that is
more than the sum of its individual parts (Bandura, 1997). Research by
Goddard et al. (2000) claims that teachers’ shared attitudes about their conjoint
influence on student learning is a result of their interactive group dynamics,
which are based on an analysis of the teaching task and the evaluation of
teaching competence. These beliefs are a result of collaborative activities which
48
provide mastery opportunities for learning through vicarious experiences,
social persuasion and the emotional tone of the group.
As previously displayed in Figure 7, Goddard et al. adapted the teacher
efficacy model posed by Tschannen-Moran et al. (1998) to describe the cyclical
nature of CTE. The conceptual model reflects the formation of collective efficacy
beliefs. Bandura’s (1997) four sources of efficacy-shaping information related to
this figure are mastery experiences, vicarious experiences, social persuasion,
and affective states enabling groups to strengthen collective efficacy
perceptions. As Bandura states, collective efficacy “concerns the performance
capability of a social system as a whole” (1997, p.496). In studying collective
efficacy beliefs, then, there is an opportunity to also understand the
organisational culture of the school. An important aspect that will deepen the
current theoretical understanding and practical knowledge concerns the
function of groups and how teachers manage their interactive group dynamics
and work together to produce the desired results. Considering that efficacy
beliefs are an important element of an organisation’s operative culture, the way
the perceptions of group capability might be changed to strengthen an
organisational culture is vital.
Collective efficacy is an important organisational property because it testifies to
the degree to which teachers work together effectively and resiliently to reach
set goals. It reflects the normative expectations of groups within an
organisation. Groups that thrive demonstrate a robust sense of capability
through effort, resilience and effective collaboration in pursuit of goals. In
contrast, groups that do not thrive avoid challenges, accept the status quo, have
lower expectations, and succumb easily to setbacks. Therefore, a robust sense of
collective efficacy can energise and motivate teachers to make the best use of
their capabilities, while a diminished sense of collective efficacy can cripple
teachers and weaken their skills. This suggests that strengthening collective
efficacy beliefs of the faculty results in productive patterns of teaching
behaviour that can improve student achievement. While collective efficacy in
49
schools has been explored in literature during the last two decades, knowledge
about the nature of relationships between teachers’ collective efficacy and the
international school context in Shanghai has not been investigated.
This notion of teachers’ collective efficacy has gained much attention in
education due to its predictive value for student achievement. Bandura (1993)
was the first to bring about awareness that collective efficacy is more impactful
on student learning than socio-economic status. Since then, numerous studies
have shown that when teachers believe in their collective capability to
positively influence student learning, the outcome is increased student
achievement (Bandura, 1997; Goddard, 2001; Goddard et al., 2000; Ross & Gray,
2006). This is evident in the visible learning research by Professor John Hattie
(2016), who found that the shared belief in combined efforts has greater
influence on student outcomes than independent efforts and can produce close
to four years of student growth in learning in one academic year (d=1.57). This
impact results from educators working together collaboratively, sharing the
same determination and objectives for instructional development, and
implementing effective teaching and learning strategies in order to promote
successful learning experiences (Hattie et al., 2015). On a personal and
professional level, Klassen et al. (2010) found that teachers’ collective efficacy is
an important factor that also predicts job satisfaction across South Korean and
North American contexts. Specifically, they highlighted that teachers’ collective
efficacy for student discipline and instructional strategies were modestly but
significantly associated with job satisfaction across both collectivist and
individualist cultural settings.
Reviewing past research on teachers’ individual sense of efficacy
demonstrates an association with increased efforts to try different instructional
practices (Allinder, 1994), a more organised and prepared approach when
dealing with struggling students, more confidence and enthusiasm about
teaching (Gibson & Dembo, 1984), more resilience to deal with managing
classroom behaviour to promote student engagement (Wang et al., 1993), and
50
stronger teacher commitment and willingness to accept responsibility for all
student learning and academic outcomes (Lee et al., 2011; Ware & Kitsantas,
2007).
Peer-reviewed articles published between 2000–2018 regarding the
productive patterns of behaviours that facilitate student attainment resulting
from teachers’ shared sense of collective efficacy were explored and synthesised
by Donohoo (2018), who found that CTE was associated positively with a
deeper implementation of school improvement initiatives (Cantrell & Callaway,
2008; Parks & Solmon, 2007; Tschannen-Moran, 2001), higher expectation for
academic attainment (Chong et al., 2010; Wilcox et al., 2014), increased culture
of academic optimism (Kirby & DiPaola, 2011), higher commitment to students
and the teaching profession (Chong et al., 2010; Lee et al., 2011), greater job
satisfaction, lower levels of stress and burnout (Avanzia et al., 2015; Caprara et
al., 2003; Klassen et al., 2010; Lim & Eo, 2014) and more positive attitudes
towards assisting students with special needs (Urton et al., 2014). Collective
efficacy was associated negatively with environments where performance
orientation goals were prevalent and value was placed on social comparison of
ability and high-test scores (Ciani et al., 2008).
Thus, it appears that teachers’ individual and collective sense of efficacy is a
significant predictor of productive patterns of behaviour that influence student
outcomes. Fundamentally, both self and collective efficacy derive from social
cognitive theory and involve making choices throughout the exercise of agency.
However, they are conceptually distinct. Self-efficacy involves confidence in
one’s own ability to execute a course of action to attain goals, whereas collective
efficacy is concerned with the conviction that group members can successfully
execute the behaviour required to produce the outcomes. Therefore, the
collective efficacy construct should include an added organisational dimension
of beliefs about the conjoint capability of a school faculty. Research by Goddard
et al. (2004) states that further research is needed to better understand how
organisational learning affects collective efficacy. As there is strong growing
51
evidence regarding the importance of teachers’ collective efficacy beliefs to
successful student outcomes, it is worthwhile to focus on what aids the
construction of such powerful beliefs in the context of international schools in
Shanghai.
Understanding teachers’ sense of collective efficacy is important because of
its possible effect on students’ learning. Generally, in schools where teachers
have a positive perception of their students, learning is enhanced. Lightfoot
(1983) found this to be true in schools with students from disadvantaged
backgrounds. There is vast literature demonstrating that effective schools
contain teachers who believe that children are capable of learning and that
ineffective schools contain teachers who believe that students are incapable of
learning.
Evidently, these belief systems manifest in teachers’ actions: in effective
schools, teachers spend time on quality instruction; as opposed to ineffective
schools, where class time is spent on classroom management and busywork.
This suggests that when teachers believe they are teaching more able students,
they work more effectively, which produces both confident teachers and
students. However, teaching is not a private endeavour as teachers share a
collective mission to educate students and must work together through team
planning, team teaching, sharing resources, and, most importantly, learning
together.
When teachers learn together, reflect on instructional practices, engage in
reflective dialogue and develop shared values and a vision to improve student
learning through collaborative inquiry, they strengthen group functioning,
which significantly influences student learning (Darling-Hammond &
Richardson, 2009; Lomos et al., 2011; Louis & Kruse, 1995; Vescio et al., 2008).
According to research by Donohoo & Katz (2019) and Bloomberg and Pitchford
(2016), progressive inquiry methodology enables teams to attribute success to
specific teacher-implemented instructional actions and not to external causes. A
specific focus on the cause-and-effect relationship between teaching and
52
learning provides mastery experiences. This enables teachers to realise their
group efforts cause learning and this strengthens collective efficacy.
Given that collective efficacy is a higher order determinate with a broad
influence on teachers’ attitudinal, affective and motivational behaviours
(Bandura, 1986), it represents the quality of the school culture through the ways
teachers interact on teaching and learning. Schools that engage in the
collaborative inquiry process increase their collective efficacy. In addition,
research by Tschannen-Moran and Barr (2004) indicated that teacher
collaboration can influence efficacy beliefs by nurturing an environment that
values instructional experimentation, engagement with advice seeking
behaviour, and joint work. Through collaborating and developing solutions,
teachers’ sense of collective efficacy increases. According to Langer and Colton
(2005) “schools that engage in collaborative inquiry develop a sense of collective
efficacy that helps educators reconnect with their original point of passion:
ensuring student success” (p.26).
Research by Voelkel (2011) also found a positive relationship between
collective efficacy and professional learning communities that incorporated
collaborative inquiry. Further research by Bruce and Flynn (2013) discovered
that teachers involved in a 3-year cycle of collaborative inquiry felt more
confident in instructional decisions and held a positive view regarding teachers’
capabilities to cause student learning. The cycle of inquiry provided a structure
for teachers to shift their analysis of attributes and understand how their actions
cause learning (Donohoo, 2017; Gallimore et al., 2009).
The collaborative inquiry process enabled teachers to see the causal
connections between their teaching and learning and was empowering. In
Fisher et al.’s (2020) publication, they refer to a professional learning cycle
drawing on the research of DeWitt (2019), Donohoo (2013) and Knight (2007)
which highlights the phases that put collective efficacy in action (Figure 10).
53
Figure 10. The professional learning cycle
From The teacher credibility and collective efficacy playbook, Grades K-12 (p. 236), by D.
Fisher, N. Frey and D. Smith, 2020, Corwin Press. Copyright 2020 by Corwin Press, Inc.
The first phase of this learning cycle begins when teachers identify the
common challenge and develop a shared goal so that tasks progress towards
this goal and actions are mobilised to yield results. The use of assessment data
assists with establishing the common challenge. The second phase refers to
building knowledge and skills through professional learning sessions about
new teaching approaches/strategies. The third phase involves safe practice and
collaborative planning which provides teachers with the opportunity to
experiment and take on new approaches. The fourth phase involves opening up
their practice and collaboratively planning; this includes co-teaching, observing
and conversing about one another’s practice. These are conditions that help
teachers share insights about instructional effectiveness, by co-analysing and
co-reflecting on student learning and determining adjustments and next steps.
The last phase includes monitoring, measuring and modifying through
collaborative planning. This involves meeting regularly (formally and
informally) to discuss experiences, provide one another with feedback, interpret
evidence of student learning, modify practice, celebrate success, and devise
strategies to overcome any challenges
When collective efficacy is firmly established in practice groups, teachers are
willing to learn together to re-examine and improve instruction. According to
Identify Common Challenge
Build Knowledge and Skills
Safe Practice Collaborative
Planning
Opening Up Practice
Collaborative Planning
Monitor, Measure, Modify
Collaborative Planning
54
Donohoo and Katz (2019), when teachers engage in a cycle of progressive
inquiry methodology it “shines light on the cause-and-effect relationship
between teaching and learning” (p.52). These mastery experiences build
confidence in one another’s capabilities through ongoing professional
conversations and reflections that are focused on assessing their impact on
student learning (Bandura, 1997; Bloomberg & Pitchford, 2016; Donohoo &
Velascao, 2016).
The cycle of professional learning phases in Figure 10 also supports the
“normative and behavioural environment of the school” (Hoy et al., 2002, p. 79),
which is instrumental in developing positive interdependences that strengthen
teachers’ sense of collective efficacy. Since the cultural norms of a school reflect
that school’s context, it is important to understand the factors within the school
environment. The next section of the literature review will explain how
personal factors, behaviour and environmental events influence one another to
determine international school functioning.
2.8 The International School Functioning
A school culture is made up of a set of assumptions and beliefs developed by
existing members who have overcome past problems and worked through
challenges that have contributed to the development of local knowledge
regarding what works well. This information is passed on to new members who
consequently adopt a similar line of thinking and behaviours (Schein, 2006).
Schools are interactive social systems whereby the relationships between
administrators, teachers and students influence instructional methods (Hoy &
Miskel, 2012). Participants of the school community learn to adapt their
behaviour in accordance with the behavioural patterns of the group, as
regulated by the established group norms (Coleman, 1987). These norms govern
group behaviour and influence the interactions between personal, behavioural
and environmental factors in what is known as triadic reciprocal determinism
55
(Bandura, 1997). Therefore, teacher behaviours are both influenced and
influence the environment created by these norms.
Bandura's theory (1977) of triadic reciprocal determinism explains how
personal factors, behaviour and environmental events influence one another
bidirectionally to determine human functioning. He contends that people are
products and producers of their environment because not only does the
environment influence thinking, but also the control to influence the course of
events that shape lives through setting goals, planning, tackling challenges,
learning through others, and deriving meaning from the environment
(Bandura, 2000). Bandura (1989) also claims that the ability to reflect and
evaluate actions is the most important capability because it leads to deeper
learning which propels further action. Social cognitive theory explains the
choices teachers make to exercise personal agency. The need to have control
over events that affect lives permeates actions. The level of motivation to act is
based on beliefs to produce the desired effects. These efficacy beliefs are the
major source of action influencing thought patterns (whether sabotaging,
regulating or self-aiding), level of effort, perseverance when faced with
obstacles and resilience to setbacks. Efficacy beliefs are the core of human
agency. How well we think we can do something (efficacy beliefs) affects the
choices made in pursuit of achieving goals (human agency). However, people
do not operate in isolation and there are factors within social structures that
influence functioning.
At the organisational level, the triadic reciprocal determinism model can be
adopted to describe how international schools function (Figure 11), with the
‘personal’ factors referring to the ‘internal forces’ of the organisation. These can
include the school structures, efficacy beliefs, attitudes and values of teachers,
leaders and students. In this model, ‘behaviour’ refers to the actions of teachers,
leaders and students. It illustrates how teachers collaborate, engage and
instruct, and how leaders, teachers and students interact with one another. The
‘environmental’ events are the external forces which involve the community
56
and their perception of education. Three determinants—personal, behavioural
and environmental forces—interact to influence efficacy that drives actions.
However, these determinants do not exert influence simultaneously, rather
their relative influence can vary depending on the situation. School leaders
should consider each determinate by examining and identifying the forces
within the system that can be modified in order to enhance the organisational
effectiveness.
Figure 11. International school functioning in triadic reciprocal determinism
Adapted from Bandura (1986).
The theory holds that the triadic relationship between personal, behaviour
and environmental forces is reciprocal because they influence each other and
are determinants of one another. When applied to schools, Figure 11 describes
how the organisation operates. An examination of the relationships between
what people believe and feel affect how they behave is underpinned by
Bandura’s theoretical framework of social cognitive theory—a notion that a
person’s behaviour is continually influenced by the reciprocal effects of
cognitive and environmental factors. Bandura writes: “A group’s attainments
are the product not only of shared knowledge and skills of its different
members, but also of the interactive, coordinative, and synergistic dynamics of
their transactions” (2000, p.75). Teachers’ collective efficacy beliefs grow out of
these interactions with others and form an essential element that gives rise to
the normative environment of a school. Additionally, teachers’ behaviours are
also influenced by the characteristics of the students they teach, and their
57
instructional activities are partially shaped by this context. The next section will
analyse the contextual variables related to collective efficacy utilising a
framework by Bronfenbrenner (1976) for understanding the educational
environment.
2.9 International Schools’ Contextual Variables and Teachers’
Collective Efficacy
A variety of studies provide insights into the environmental features that
influence teachers’ collective efficacy. In this literature review, these contextual
influences are discussed with reference to a framework that was adapted from
Bronfenbrenner’s (1996) framework for understanding the nested arrangement
of variables within an educational environment. The framework for this study
consists of three layers: the microsystem (classroom setting), the mesosystem
(school campus), and the exosystem (the wider community), as displayed in
Figure 12.
Figure 12. Framework for understanding the international educational environment
(Bronfenbrenner, 1976)
Exosystem
Community
- Parental Characteristics
Mesosystem
School Setting
- School Structures
- Team Cohesion
Microsystem
Classroom Setting
- Teacher characteristics
- Student characteristics
58
The inner layer, microsystem, consists of the teacher’s classroom setting. The
characteristics likely to influence teachers’ sense of collective efficacy include
student characteristics and teacher characteristics. The middle layer, mesosystem,
consists of the environment outside the individual classroom and involves
interactions between teachers and the influences of the school structures. The
outer layer, exosystem, refers to the wider parent community and context in
which the school is situated. In the following section, the literature is reviewed
with reference to each layer of the school, the environment and its influences on
teachers’ collective efficacy.
2.9.1. The microsystem
International school classroom setting and collective efficacy
In the framework for understanding the educational environment, the
classroom contains elements that influence teachers’ sense of collective efficacy,
such as student characteristics and teacher characteristics. International teachers
are multicultural, bringing rich, diverse experiences. Research by Bailey (2015)
illustrated that teachers pursue careers in international schools for a range of
reasons including to learn more about life, to escape from personal or
professional problems, to learn about a different culture, to explore a different
country, or develop their professional community.
According to Holopainen and Björkman (1998) personal characteristics of
successful expatriates include a high tolerance to stress, a high capacity to
interact effectively with different groups of people and develop close
relationships, and an aptitude to learn the social norms. Teachers in
international schools need to have a mindset that enables independence and
openness. This may challenge their own way of thinking, encourage them to be
flexible and to acclimate according to the cultural context. Joslin (2002) states:
No matter how well prepared, technically capable or socially adept in a
multicultural environment the teacher is as an individual, a school may only
be as good as the combined efforts of its staff (p.52).
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Therefore, it is vital for international school leaders to understand the
collective capacity of their school. Research by Goddard (2001) suggests that
teacher characteristics are important contextual variables to consider when
establishing teachers’ sense of collective efficacy. However, there has been little
discussion and research regarding the effects of teacher characteristics and
collective efficacy. Dissertations by Egger (2006) and Kurz (2001) found no
significant correlation between teacher demographic variables and teachers’
sense of collective efficacy. In contrast, Tschannen-Moran et al. (1998) found
that novice teachers were generally more positive and had higher efficacy.
In Klassen’s seminal paper, ‘Teacher stress: The mediating role of collective
efficacy beliefs’, he points out the difference between job stress and job
satisfaction. Job stress is referred to as “the experience of negative emotions
resulting from a teacher’s work” (2010, p. 343) and job satisfaction as a sense of
fulfilment from daily tasks associated with the job. Klassen (2010) writes that
these have impacts on performance, commitment and mental and physical well-
being. Job stress can lead to depression and burn out. Klassen found that
“collective efficacy of teachers is related not only to student achievement but
also serves as a job resource that mediates the effect on stress from student
behaviour on job satisfaction” (2010, p. 349). This finding was also found in
Skaalvik and Skaalvik’s (2007) research which explored the correlation between
teacher and collective efficacy on teacher burnout. Both papers suggest that
collective efficacy can help mitigate the negative impact of stress associated
with teaching and highlight the significance of developing a strong sense of
collective efficacy within schools.
Numerous studies have indicated that students’ characteristics are related to
teacher expectations and teaching effectiveness (Brophy, 1983; Weinstein, 2002).
Research by Sweetland and Hoy (2000), for example, demonstrated that when
students contribute to a positive academic climate, teachers feel empowered in
their collective capability and believe they can foster positive school outcomes.
Teachers’ expectations about students’ abilities play an influential role and
60
affect their sense of collective efficacy, and subsequent teaching behaviour such
as setting high expectations. When teachers convey high expectations for
students, their instruction is organised and clear. They also spend more time on
instructional activities, which increases student achievement (Wang et al., 1993).
Bandura (1997) writes that the contribution of student characteristics to the
school environment can cause a positive bidirectional influence. When staff
firmly believe that through their efforts, they are able to motivate and educate
students, and this is realised through higher outcomes, it can alter teachers’
beliefs about their capability and sense of collective efficacy. Consequently,
when students experience success, they respond optimistically to the respect
they get from parents, teachers, and their peers for their academic achievements
(McGuigan & Hoy, 2006; Smith & Hoy, 2007). Additionally, when teachers are
aware of their impact on student achievements, they feel valued and motivated,
and as a result teacher attrition rates are reduced (McLaughlin, 1991;
Rosenholtz, 1989; Sederberg & Clark, 1990).
2.9.2 The mesosystem
Team cohesion and collective efficacy
The environment outside an individual teacher’s classroom consists of
interactions between teachers and their school structures. Given the unique
setting of international schools where foreigners are employed to work,
expatriates generally rely on each other for support with professional and
personal matters—their colleagues are their main system of support within the
foreign country. Therefore, social networks are more inclined to be highly dense
and develop strong instrumental functions. This leads to more trusting
relationships because friends become ‘family’ and offer a support network.
The idea that school faculty work together to foster student learning could
be described as cohesive. The cohesiveness among staff is important because
school cultures develop through the interactions people encounter (Peterson &
Deal, 1998). While collective efficacy and student success are positively related
61
(Goddard et al., 2000), studies by Fullan and Quinn (2016) conclude that schools
that foster collaboration also increase student outcomes. Research by Ross et al.
(2004) also found that the cohesiveness of staff was related to collective efficacy
through an increased knowledge of one another, which enables effective
construction of persuasive arguments. This means that as the group acquires
more control over its members, there is greater approval of group norms,
functions, and performance standards. Likewise, Zaccaro et al. (1995), the
seminal research by Cartwright (1968) and Forsyth (1990) hold the view that
cohesion is an antecedent of collective efficacy. As cohesion increases, the group
as a whole gains more influence over individual members, leading to greater
acceptance of accountability measures and stronger resistance to obstacles.
Carron et al. (1985) define group cohesion as an active process consisting of
motivation towards achieving group goals in the context of social support.
Levine and Moreland (1990) add that a group’s culture is socially processed,
and norms and customs are sources of information for new group members.
Therefore, the social environment and the group culture encourage shared
beliefs about collective competence and collective actions, which are also
influenced by social conditions within a group (Carron et al., 1985).
Given the reciprocal nature of the constructs of cohesion and collective
efficacy, it is plausible that cohesion could be predictive of collective efficacy.
Research by Paskevich et al. (1999) found that various aspects of collective
efficacy were correlated with group cohesion, specifically, task-related aspects
among volleyball players. This finding is consistent with previous research that
demonstrated players from effective teams retained higher levels of task
cohesion than those from less successful teams. It has also been suggested that
cohesion could be either an important antecedent or consequence of collective
efficacy (Spink, 1990). However, not all research finds that high cohesion and
high collective efficacy lead to organisational effectiveness as deeply cohesive
groups may be subject to counterproductive “group think”.
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According to Janis (1982) “group think” arises when people work closely
together, share similar values, and fear a crisis. As a result, psychological
pressure to conform emerges and group think occurs. This can stifle critical
thinking, creativity and may result in irrational actions. Similarly, Gist (1987)
writes that group think might reflect unrealistically high efficacy perceptions.
This view is supported by Whyte (1998) who proposed a new model indicating
that overly high collective efficacy may also lead to symptoms of group think,
as an expression of greater willingness to adhere to the group’s majority. While
high collective efficacy may contribute to the “group think” phenomena as
negatively framing decision-making and collaborative norms, the
administrative and structural organisation of schools can also influence group
norms to foster collective efficacy (Adams & Forsyth, 2006; Hoy et al., 2006).
School structures and collective efficacy
Adams and Forsyth (2006) suggest that schools could improve collective teacher
efficacy by increasing school structures that enable teachers to perform their
best through developing a culture that supports the interactions necessary to
produce collective efficacy. Research by Leithwood and Sun (2012) indicated
that leaders have a significant positive impact on the school culture by
increasing teacher commitment and empowerment through building consensus
on goals and sharing the decision-making process. According to Hoy et al.
(2001) school structures consist of a bipolar continuum indicating the degree of
bureaucracy with enabling at one end and coercive at the other. Hoy and
Sweetland (2001) developed an instrument to operationalise their theory of
school structures as a continuum. The internal validity of their shorter survey of
12 questions showed a high alpha = 0.95. However, Tschannen-Moran (2001)
clarified that school structures were not necessarily a school characteristic but a
reflection of how leadership was conducted. Mitchell and Tarter (2016) add that
leadership behaviours influence teachers’ work and the collective efficacy of a
school faculty. In the same vein Bandura (1993) notes that leadership is an
important source of efficacy because it provides teachers with social persuasion
63
regarding their belief in their collective ability. School leaders are catalysts for
teacher collaboration (Goddard et al., 2015). How they orchestrate the school
determines whether the culture is toxic and negative or focused on growth and
positive (Barth, 2002). They create norms that enable professionalism and trust
among the faculty (Hallinger et al., 1996; Tschannen-Moran et al., 2014) and
develop structures to help sustain collective efficacy through establishing
teacher teams, effective communication, and collaborative decision-making
(Willingham, 2019). These are school structures that support teachers to
overcome barriers (Darling-Hammond & Richardson, 2009).
A recent study by Nordick (2017) identified that enabling school structures
were directly related to building teacher collective efficacy. Specifically,
teachers identified that having time to engage in professional learning
communities during the day and involvement in decision-making and goal
setting, leveraging their strengths to take part in school programs, supporting
the development of collaborative teams and positive communication skills were
all part of school structures that nurtured teachers’ sense of collective efficacy.
This view is supported by Gray and Summers (2016) who write that when
enabling structures are in place, collaborative structures are more likely to be
present. The next section highlights the impact of the environment external to
the school building on teachers’ sense of collective efficacy.
2.9.3 The Exosystem
Parent community and collective efficacy
The parent community represents the broader context in which the school is
situated. The culture, values and beliefs of students’ families influence teachers’
sense of collective efficacy. Hoy et al. (2002) argue that a drive for academic
excellence and a strong expectation for academic performance from the wider
community sets the normative environment of the school and constitutes
behavioural norms that support the vision for achieving academic excellence. In
the same vein, Hoy et al. (2006) found that higher collective efficacy is
associated with increased rates of parental involvement. This view is supported
64
by Bandura (1997) who notes that the family plays a key role in children’s
success in school. He notes that a distinguishing feature of an efficacious school
is the level of involvement of parents as partners in their children’s education.
Epstein (1990) adds that when parents place value on education, children
experience greater academic progress.
Research by Stevenson et al. (1990) suggests that the socialisation practices
in Asia promote proxy control with parents. Parents who mediate between
home and school by encouraging children to be self-disciplined and successful
set appropriate norms and expectations. This is aligned with traditional
socialisation practices within Asia as an essential life goal that can only be
achieved through hard work and discipline (Schneider and Lee, 1990).
Accordingly, Kim and Park (2006) found that Asian students are generally more
focused and less disruptive than Western students and Asian parents are more
willing to spend money on educational support for their children. Additionally,
Hoover-Dempsey et al. (1992) identified that the higher a parent’s self-efficacy
regarding their ability to instruct their children, the more they regarded
education as a shared responsibility and participated in the learning process,
which impacted teachers’ perceptions of students’ learning capability.
Every part of the school ecosystem has the potential to influence teachers’
judgement of their collective efficacy. How teachers treat one another and are
sensitive to the nuances and interact with their students matters. In order to
understand the nature of collective efficacy, we must take into account the
variables within the school environment. Teachers’ interactions between
students, colleagues, leaders and parents are critical to consider when seeking
to understand collective efficacy in greater depth. As mentioned earlier,
Bandura’s social cognitive theory (1986) proposes that human functioning is a
product and a process between personal, behaviour and environmental factors.
People do not live in isolation; they are products and producers of their
interactions and interdependencies with others (Bandura, 1993). In the next
65
section, the comprehensive literature review is condensed into the study’s
conceptual framework.
2.10 Conceptual Framework
For this study, a conceptual framework provides a visual representation of the
concepts that emerged from the literature review, as displayed in Figure 13.
These concepts guided the development of the research questions and the
methodology chosen to answer them.
Figure 13. Conceptual framework guiding the study
Based on the literature review, Figure 13 shows that the school context is
made up of layers that include school structures, team cohesion, teacher
characteristics, student characteristics and family characteristics. These
influence (and are influenced by) teachers’ sense of collective efficacy which
involves an analysis of the teaching task and teaching competence, interactive
group dynamics and coordination of group dynamics. Teachers’ collective
66
efficacy is influenced by their interpretation of Bandura’s four sources of
efficacy and their capabilities, which in turn drives action.
2.11 Teachers’ Collective Efficacy in International Schools in
Shanghai
International schools have a mix of multinational teachers who bring a range of
cultural norms, educational views, levels of professionalism, educational
backgrounds and perceptions of societal behaviour (Hayden, 2006). The
strategy employed to identify studies on collective teacher efficacy in
international schools included a keyword combination search on a
computerised database: Sage online, Ebscohost, Proquest, Informit, Ovid and
Web of Science. The combinations that were most helpful included “collective
teacher efficacy”, “international schools”, “collect* efficacy”, “teach*”, and
“student achieve*”.
Two studies were found investigating collective teacher efficacy in
international school settings (Gray & Summers, 2016; Hardin, 2010). Hardin
(2010) employed a quantitative study to test social cognitive theory by
comparing the perceptions of teachers working in strong professional learning
communities with those who did not. Hardin (2010) endeavoured to
understand whether international schools with strong professional learning
communities had higher levels of collective teacher efficacy than teachers in
schools without organised learning communities. The findings suggested a
strong positive relationship between five dimensions of PLC and collective
teacher efficacy. The location of these international schools was not provided.
Gray and Summers (2016) explored the role of enabling school structures,
collegial trust, and collective efficacy in 15 pre-kindergarten to 12th grade
international, private schools in South and Central America and Mexico.
Results demonstrated that the local culture and school norms influenced the
climate of the school and as the enabling school structures, collegial trust, and
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collective efficacy became more established, professional learning communities
were likely to develop.
Although both studies investigated collective efficacy in international
schools, the specific context of international schools in Shanghai was not
explicitly explored. Furthermore, neither study explored the relationships
between teachers’ perception of collective efficacy and its relationships with
school structures.
2.12 Research Questions
This study aims to understand the nature of teachers’ collective efficacy and its
relationship with school structures in the context of international schools in
Shanghai. The following research questions will guide the investigation:
1. What are expatriate teachers’ perceptions regarding collective efficacy
and school structures?
2. What are the broader international teachers’ perceptions regarding
collective efficacy and school structures?
3. What are the factors that relate to teachers’ perception of collective
efficacy in international schools in Shanghai?
In the next chapter, Chapter 3 Methodology, the overall approach for the
investigation is outlined. The rationale underpinning the methodology,
philosophical considerations, procedures, materials used to gather data and
participant selection process are described. The methodology section clearly
explains why the methods employed are most suitable to answering the
research questions.
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Chapter 3 Methodology
This chapter provides an overview of the rationale for a mixed methods
methodology, including the general philosophical foundation for the research,
justification for the mixed-methods sequential explanatory research design,
data collection procedures, and the analysis strategies appropriate for
answering the research questions.
3.1 Overview of Research Methodology
This study sought to examine the nature of teachers’ collective efficacy and its
relationships with school structures in the context of international schools in
Shanghai. An explanatory sequential mixed methods design was chosen to
obtain survey results from a purposeful sample of international teachers,
followed by in-depth semi-structured interviews to explain these results. In
Study One, Phase I, survey data from expatriate teachers in one school were
collected to determine associations between teachers’ collective efficacy, school
structures, and teachers’ demographic information. In Phase II, semi-structured
interviews were conducted as a follow up with participants from the same
school to help to explain the survey data. The results of Study One informed
Study Two by identifying areas for further investigation.
Study Two, Phase I, collected survey data from staff of four international
schools. Phase II involved semi-structured interviews with expatriate teachers
from these same four schools. The triangulation of data provided a
comprehensive understanding of teachers’ collective efficacy and its
relationship with school structures within international schools in Shanghai.
3.2 Research Questions
The following research questions guided this study:
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1. What are expatriate teachers’ perspectives regarding collective efficacy and
school structures?
2. What are the broader international teachers’ perspectives regarding collective
efficacy and school structures?
3. What are the factors that relate to teachers’ perspectives of collective efficacy
in international schools in Shanghai?
3.3 Philosophical Foundation for Developing the Research Study
This section outlines the assumptions, philosophical lens and basic set of beliefs
that guided the actions for gaining knowledge throughout this investigation.
The type of knowledge the researcher seeks and how the evidence is to be
interpreted is based on worldview perspectives and epistemologies
incorporating ideas from the philosophy of science. As outlined by Crotty and
Crotty (1998), the main research inquiry elements include: (1) philosophical
assumptions (worldview, epistemology, ontology, axiology), (2) theoretical
lens, (3) methodological approach, and (4) methods of data collection.
To deeply understand the process and practice of the behavioural,
contextual and cognitive aspects of collective efficacy in international schools, a
multiple worldview incorporating post-positivist and constructivist approaches
was adopted as the philosophical orientation that guided the research process.
According to Guba and Lincoln (1994) a paradigm is a set of beliefs that
represents the nature of the world and helps determine a set of criteria for the
research inquiry. This worldview guides the way the scientific inquiry is carried
out and how the investigator comes to know truth and reality. A paradigm
directs the types of research questions, methodological approach, and criteria
for evaluating the reliability and trustworthiness of the study (Cooksey &
McDonald, 2011; Scotland, 2012).
In this study, a multiple worldview lens assumes that knowledge is
comprised of various interpretations that are context-dependent and
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constructed through interactions. Assumptions about knowledge are
underpinned by a post-positivist and a constructivist theoretical positioning
(Davidson, 2000). Knowledge that develops through a post-positivist lens is
based on careful observation and measurement of objective reality (Creswell et
al., 2003). This is achieved through developing numeric measurements of
behaviours of participants. Post-positivists adopt a deterministic philosophy
whereby probability determines outcome. In this view, truth can never be fully
apprehended; however, through statistical analysis one can conclude that there
is a high probability that truth has been obtained (Guba, 1990).
To complement this methodology and gain a richer understanding of the
complexity of phenomenon under study, an additional paradigm was included
— constructivism. A constructivist’s positioning of knowledge is dependent on
understanding of the human mind; what is known is not separate from the
knower (Strauss & Corbin, 1990). Constructivists assume that individuals seek
understanding from their context and develop meanings from their
experiences.
In this study the intent was to interpret the meanings others have about
their world. Through open-ended questions, understanding was constructed as
participants shared their views. The assumption relevant to the interviews
conducted in this study is that humans make sense of their world based on their
social perspectives and inquiry seeks to interpret and construct these meanings
(Merriam, 2002). Multiple realities are unveiled through a mixed methods
approach which assumes that people are bound together by an entanglement of
interrelationships that shape, and are shaped by, their environment.
The epistemological approach was diverse because the multiple worldview
values both objective and subjective knowledge during different phases of the
study. The ontological perspective considered both singular and multiple
viewpoints of teachers in international schools. The singular perspective
evaluated behaviour and the environment from a social cognitive stance via
surveys, then switched to exploring individual teachers’ multiple perspectives
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using semi-structured interviews. This approach abandons any forced-choice
dichotomy between post positivism and constructivism and applies a practical
philosophy to guide methodological decisions (Tashakkori & Teddlie, 2003).
Incorporating multiple phases through the collection of both survey and
interview data enabled reflection on both data sources and potentially a deeper
comprehensive view of the situation. Figure 14 provides an overview of the
theoretical and methodological foundations of this study.
Figure 14. Philosophical foundation for developing this research study
As the overall objective for this research was to explore collective efficacy in
international schools from a social cognitive perspective and unpack the
interplay between behaviour, cognitive factors and the environment, one data
source was an insufficient means for explaining these interactive dimensions.
Multiple methods of data collection were needed to help gain deeper insights
into the reciprocal influences that act on teachers’ shared beliefs in their
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collective capability.
The design of this study is explained in the next section. A mixed methods
sequential explanatory design, research procedures, data collection and analysis
strategy are presented in the sections that follow.
3.4 Rationale for a Mixed Methods Methodology
A mixed methods approach was chosen for this study because the combination
of data forms (open-ended and closed-ended information) offered a stronger
understanding of the phenomena and research questions, thus providing more
insights. The robust set of results is counterbalanced by the strengths and offset
by the weaknesses of each other, so the combination of both data sets provides a
more comprehensive approach. Given the complexity of the collective efficacy
phenomenon, this investigation required research methods that provided a way
to investigate multiple perspectives and bring together the results from
quantitative and qualitative data. It was necessary to go beyond the bounds of
numbers within surveys or words from interviews and combine both forms to
provide a thorough analysis. Therefore, a mixed methods approach was
adopted in order to gain a comprehensive understanding of teachers’ collective
efficacy and its relationship with school structures within international schools
in Shanghai.
3.5 The Research Design
There were several key decisions involved in choosing the appropriate mixed
methods design for this research. Considerations were made about the
quantitative and qualitative phases of the study; the sequential timing of the
phases and the procedure for mixing data collected. The specific design that
best addressed the research problem was an explanatory sequential design
whereby Phase I results are expanded and explained by Phase II results, with
participants providing in-depth, follow-up explanations for the findings in
Phase I (Creswell et al., 2003). This design utilises the qualitative data to help
74
explain and build on the initial quantitative results (Creswell et al., 2003;
Morgan, 1998; Morse, 1991; Tashakkori et al., 1998). An overview of the
research design is displayed in Figure 15.
Figure 15. Overview of the research design
Given the dearth of research on collective efficacy in Shanghai and
longstanding debates among scholars regarding the definition of collective
efficacy, this research focused on understanding the nature of collective efficacy
and explaining its elements and interaction with the context in greater detail.
Phase II of the explanatory sequential design provided an opportunity to
‘follow-up’ with teachers regarding their responses on surveys. This important
75
element of the design provided a deeper explanation of collective efficacy in
this context.
The focus of Study One was twofold, to understand expatriate teachers’
perceptions regarding collective efficacy and school structures and to trial the
surveys. To achieve this, survey data were collected and analysed (Phase I) in
one international school. Analysis of the survey data with expatriate teachers
highlighted areas requiring further clarification and guided the construction of
a semi-structured interview protocol. Semi-structured interviews were
conducted after three weeks of the survey with voluntary participants. The data
from Phase I and Phase II was triangulated to determine further areas of
inquiry and inform the development of Study Two.
The focus of Study Two was to understand more broadly international
(expatriate and host country) teachers’ perceptions regarding collective efficacy
and school structures. Building on the results of Study One, surveys were
refined and data were collected across four international schools in Shanghai
(Phase I). Again, the analysis of survey results informed the development of the
semi-structured interview protocol and voluntary participants provided
additional explanations for results.
The reasons for triangulating Phase I and Phase II were to explain results,
seek convergence, divergence, and corroboration of evidence from different
sources and phases of data collection (Greene et al., 1989). According to Bryman
(2006) triangulating data provides greater validity because of the explanatory
power gained when one phase is used to help explain the findings generated by
the other phase. This method also offers greater credibility of results as both
approaches enhance the integrity of findings.
In the following sections, the data collection procedure for a two-phase
sequential mixed-methods explanatory design is outlined and details provided
regarding how the two studies and phases were scaffolded, analysed,
connected and triangulated.
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3.6 Two-phase Sequential Mixed-methods Explanatory Design
Procedure
The procedural steps involved in conducting a two-phase explanatory mixed
methods strategy are relatively straightforward. The first step involves the
development of surveys, their implementation and the collection and analysis
of data. The second step requires the identification of specific survey results
that call for additional explanation, which guides the development and
refinement of semi-structured interview questions. Data collection protocols
and sampling procedures are designed to be aligned with this information and
the research questions set for the investigation. In the third step, the semi-
structured interview results are analysed and interpreted to explain and add
insights to the survey results (Corbin & Strauss, 2015; Creswell et al., 2003).
These steps are outlined in Figure 16. Carrying out these steps requires careful
consideration of sampling procedures, permission protocols, and data collection
and recording procedures.
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Figure 16. Design procedure for Phase I and Phase II
3.6.1 Purposeful sampling procedure
Teachers in Shanghai schools were selected to participate because of their
direct experience with collective efficacy in the context central to this
investigation. Considering the dual nature of the research design in both Study
One and Study Two, two different sampling procedures were adopted.
Study One was conducted in one international school with expatriate
teachers because the intent was to trial the survey and establish the nature of
collective efficacy. Expatriate teachers make up the majority of the teaching
faculty and are responsible for delivering an English medium curriculum in
foreign-owned international schools. Phase I aimed to obtain survey responses
from a homogenous group of teachers. An online survey was administered via
email to PK-12 teachers. Phase II of the investigation sought to explain the
survey results, and teachers who participated in the first phase were invited to
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voluntarily participate in the follow-up semi-structured interview with
expatriate teachers. Study One results were used to inform the development of
Study Two.
Study Two was conducted across four international schools. In Study Two,
the online survey was administered to both expatriate and host country PK-12
teachers. However, in Phase II, host country teachers did not participate in the
semi-structured interviews because the focus of the study was on expatriate
teachers who make up over 90% of foreign-owned international schools. A
small number of expatriate teachers voluntarily participated in semi-structured
interviews, this gained their perspectives and provide a comprehensive
illustration of collective efficacy and contextual factors. To minimise the burden
on teachers, a non-probabilistic sampling strategy was applied in both phases
which meant that data was collected from those who volunteered to participate.
3.6.2 Gaining permission
Permission was gained from different governing bodies before the research was
conducted. Prior to reaching out to international school directors, a project
application was submitted to the University of Melbourne’s Human Research
Ethics Committee (HREC). The application provided comprehensive details of
the project, plain language statements, consent forms and protocols for data
collection. The application was thoroughly reviewed to ensure full compliance.
Upon HREC approval, the researcher emailed school directors with a
summary of the proposed study and a request to schedule an introductory
meeting. During these meetings, the researcher outlined the objectives,
activities, expected timeline and data collection procedures for the study. Once
approval was obtained from school directors, an email was sent to all PK-12
staff with a link to an online survey and plain language statement. Participation
in the study was voluntary. The researcher reinforced voluntary participation in
all communication to teachers including the plain language statement, consent
forms and protocols. These documents reiterated confidentiality and ensured
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that participants understood they were under no obligation to take part in this
study due to their employment with the associated international school.
Following the completion of the survey, expatriate teachers who had indicated
their interest were invited to participate in a semi-structured interview.
Interviews were conducted during a three-week period in Study One and Study
Two.
3.6.3 Collecting the data
Both Study One and Study Two adopted the same two-phase explanatory
sequential data collection procedure. In Phase I, the surveys collected closed-
ended questions based on predetermined response scales. Teachers were asked
to rate their answers to a series of questions on a 6-point Likert scale ranging
from “strongly disagree” to “strongly agree”. In Phase II, information was
obtained from open-ended questions and some of these were predetermined
based on the Phase I results and others emerged as the one-to-one semi-
structured interviews progressed. The interviews were audio recorded and
transcribed for thematic analysis.
3.6.4 Recording the data
The approach to systematically gathering information and recording data was
based on consideration of the research questions and requirements for data
analysis. In Phase I, the researcher adapted existing instruments to best suit the
context of international schools. Secure computer-based methods such as
Qualtrics, Microsoft Excel and SPSS were used to carefully record and organise
data. Personal identifiable information was removed, and individual teachers
were randomly assigned a number. The second phase of data collection utilised
an interview protocol. The protocol provided space to record essential data
about the interview such as the date, time and location. This protocol helped the
researcher stay focused and organised. Each interview was audio recorded to
ensure accurate transcription of participant responses.
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3.6.5 Administering the data collection
The timing of the distribution of surveys was negotiated with international
school directors and the timing of semi-structured interviews was arranged
with expatriate teachers. Figure 17 outlines the administration of the data
collection for Study One, which was administered to expatriate teachers only
and subsequently Study Two, Phase I incorporated the perspectives of the host
country teachers.
Figure 17. Administration of data collection for both Study One and Study Two
3.6.6 Data analysis strategy
The data analysis strategy included the initial collection of survey data (Phase I)
and analysis. These results were used to inform follow-up through the
collection of semi-structured interview data (Phase II). There were three points
of data analysis: (1) survey data analysis, (2) semi-structured interview data
analysis, and (3) triangulation of data which yielded insights and explanations
of the initial survey data findings. Figure 18 outlines the sequence of data
collection and analysis in an explanatory sequential design.
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Figure 18. Explanatory sequential design
(Creswell & Plano Clark, 2017).
Rigorous data analysis procedures were undertaken at each phase of the
investigation. Both phases were analysed separately before they were
considered together. The basic data analysis procedures for each phase
involved preparing, exploring and analysing the data, as outlined below.
3.6.6.1 Phase I - Survey data analysis
The survey data analysis required preparing, exploring, analysing and
connecting Phase I findings to inform the development of Phase II. Combining
the data from Phase I and Phase II forms an in-depth understanding of the
study.
Preparing. Prior to data collection, a codebook was developed which listed
the variables, their definitions, items requiring inverted scoring, scoring rules,
SPSS coding procedures, when and why new variables were computed and
imputation methods. Once the survey was closed, data were prepared for
analysis. The pre-determined code book was used to guide the cleaning and
coding process using Statistical Program for Social Science (SPSS) software and
Microsoft Excel spreadsheets. Mean imputation was the method used for
handling missing data (Jakobsen et al., 2017). The missing variables were
estimated through a mean imputing process by calculating the mean of the
observed values for available data.
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Exploring. The data were inspected for descriptive information including
mean, standard deviations, variance of responses to each item, and frequency of
demographic variables. Normality of data distribution and linearity of
independent variables were examined on scatterplots and histograms. A visual
inspection of the histogram of residuals and scatterplots determined normal or
non-normal linearity and homoscedasticity among variables. Skewness and
kurtosis were inspected using histograms and descriptive statistics. To address
the issue of multicollinearity, the variance inflation factor (VIF) was examined.
The variance inflation factor and tolerance are both widely used measures of
the degree of multicollinearity; a VIF of 10 or higher indicates multicollinearity
(O’Brien, 2007). A Durbin-Watson statistic test was used to indicate existence of
autocorrelation in the residuals.
Analysing. The type of statistical test employed was selected based on
whether results could address the research questions. The cleaned and coded
data were uploaded into SPSS version 25.0 for Windows. The following
statistical tests were applied: exploratory factor analysis, Pearson correlation
coefficients, multivariate analysis of variance (MANOVA), and multiple linear
regression (MLR). The rationale for each test is described below.
• Exploratory factor analysis (EFA) was used to uncover the underlying
relationship between the latent variables. It assists in determining
constructs and concepts (Child, 2006). Due to the small sample size,
Study One applied principal axis factoring method (PFA) with varimax
rotation for factor extraction. It was appropriate to utilise principal axis
factoring method in Study Two, with maximum likelihood due to the
larger sample size. Cronbach Alpha, Kaiser-Meyer-Olkin (KMO) and
Bartlett’s test of sphericity were conducted to determine the validity and
appropriateness of the instruments.
• A Pearson correlation was chosen as an adequate statistical analysis
when assessing the strength of association between two continuous level
variables. A series of correlation matrixes were used to explore the
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relationships between constructs. Correlation coefficients can potentially
range from 0 (no relationship) to 1 (perfect positive/inverse linear
relationship). Cohen’s (1992) standard was applied to interpret the
strength of the correlations. Coefficients between .10 and .29 represent a
small association; .30 and .49 medium association; above .50 represent a
large relationship. Also, the Pearson correlation coefficient was selected
to measure the strength of the linear relationship between variables. This
was considered an appropriate measurement given that the variables
were mostly continuous and the ordinal variables (representing years,
level of expertise, number of years employed) on an interval scale. Point-
biserial correlation coefficient coding was applied for gender (Female=0,
Male=1) and teacher (Host=0, Expatriate=1) variables.
• A one-way multivariate analysis of variance (MANOVA) examined the
statistical differences between a combination of different groups of
independent variables. A MANOVA determines whether the
independent variable groupings simultaneously explain a statistically
significant amount of the variance in the dependent variable (Tabachnick
& Fidell, 2013).
• Multiple linear regression (MLR) was used to establish associations
between variables. Multiple linear regression is a statistical technique
that enables several explanatory variables to predict the outcome of the
response variable. A multiple linear regression analysis is conducted to
test whether independent variables significantly predict the dependent
variable.
3.6.6.2 Phase II – Semi-structured interviews
The interview data were transcribed using a word processor program and
uploaded into NVivo 12.6.0 for coding. A preliminary understanding of the
data was achieved upon an initial reading of the transcripts that involved
making memos and determining broad trends within and across the data. A
qualitative code book was developed from the literature review and Phase I
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data analysis. During the Phase II data analysis, codes were added and themes
were discovered. Within-case and across-case themes were compared before
assertions and generalisations were summarised.
The researcher applied both deductive and inductive reasoning through a
two-level data analysis scheme (Miles & Huberman, 1994, p.61). The analysis
began with a list of emic codes which were drawn from Phase I and the
conceptual framework. Initially a deductive approach to data analysis assisted
by determining and framing meaning. At the second level, the researcher
developed emic codes from emergent themes. This process was inductive.
Pattern codes were considered for analysis. These included: (1) categories and
themes, (2) causes and explanations, (3) relationships among people, and (4)
theoretical constructs. The researcher also recorded reflective passages and
memos to synthesise to higher levels of analytic meaning. The map below in
Figure 19 demonstrates how data from Study One and Study Two were
evaluated to generate a summary of results.
Figure 19. Coding for Study One & Two
This chapter discussed the methodological approach underpinning this
study and the rationale for selecting a mixed-methods sequential explanatory
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research design. Strategies for data collection and analysis were highlighted.
The next chapter will outline the process for Study One, Phase I and Phase II.
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Chapter 4 Method: Study One
This chapter describes how data were collected at an international school in
Shanghai to determine expatriate teachers’ perceptions regarding collective
efficacy and school structures and identify the factors relating to their
perception of collective efficacy. The first section describes the context and the
purposefully-selected participant sample for Study One. Following this,
measurement instruments, data collection and analysis procedures are
described.
4.1 Context of Study One International School
The participants selected for this research were expatriate teachers working
across Pre-Kindergarten to Year 12 level in one large international school in
Shanghai. This large independent, not-for-profit international school consists of
approximately 1,500 students aged 3–18 years. All students hold foreign
passports and approximately 70–80 per cent are culturally and ethnically of
Asian descent. The remaining 20–30 per cent are from Western cultures. The
school is situated on a large campus with state-of-the-art facilities including a
performing arts centre, recording studios, black box studios, science labs,
multiple libraries, cafeterias, aquatic centre, baseball fields, track, basketball
courts, design studios with 3D printers and computer labs and classrooms fully
equipped with the latest technology. There are nearly 200 staff members, and
more than 50 per cent of educators have earned postgraduate degrees. The
teaching faculty consists of expatriate and host country teachers (national
Chinese). The Mandarin program is taught by the host country teachers
(national Chinese). The expatriate teachers deliver an English-medium
curriculum in all other subject areas, excluding French and Spanish. A large
majority of the expatriate teachers are from Western cultures and have taught in
several international schools across the globe (Blatti et al., 2019).
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4.1.1 Participants
Permission to conduct this research was granted by the head of school and
respective building principals (elementary, middle and high school). The
researcher was given access to a potential group of approximately 100
expatriate teachers and allowed to administer the Phase I survey via email. Of
the 100 expatriate teachers who were sent the Qualtrics link via email, 53
responded. Upon completing the questionnaire, respondents were asked if they
would like to participate in a semi-structured interview. If a respondent elected
to take part in an interview, they were asked to provide email contact details.
The researcher sent a follow-up email to nine volunteer participants. This
represented a self-selected sample of respondents. All interviews were audio
recorded and transcribed. Pseudonyms and codes were used to ensure that
participants could not be identified. Only basic demographic information was
collected for each interview.
4.2 Research Procedure: Phase I & II
Study One utilised a mixed-methods approach. An explanatory sequential
design was implemented in two phases. Phase I examined collective teacher
efficacy, school structures and teacher demographic characteristics from survey
data. Following this, Phase II, semi-structured interviews, were designed to
help explain the initial survey data results and delve deeper into how teachers
described their experiences with reference to collective teacher efficacy and
school structures. Ultimately, Study One was intended to define the
relationships between the variables, determine the predictive value of school
structures and demographic characteristics on collective teacher efficacy, and
describe how these results may be influenced by the context.
An online cross-sectional survey was completed by 53 participants via the
Qualtrics platform. The Collective Teacher Efficacy survey developed by
Goddard (2002) and the School Structures Survey by Hoy and Sweetland (2001)
were adapted to suit this context (details of the survey development are
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outlined in the next section). Demographic questions were developed by the
researcher to collect information about respondents’ years of service at their
school, level of expertise, gender and assignment level (Appendix A).
Information from the online surveys was used to inform the development of
a protocol to interview participants who had indicated interest (Appendix B).
This provided respondents with the opportunity to further elaborate on school
structures, teacher demographics and collective teacher efficacy. The sequential
timing of the study was important as the second phase, involving semi-
structured interviews, focused on in-depth explanations. The diagram below
shows how the survey data collection and analysis was connected to the semi-
structured interviews through development of interview protocols. Following
this, the qualitative data collection and analysis led to the integration of Phase I
and Phase II, which provided an overall interpretation of Study One results.
These results were used to inform Study Two.
Figure 20. Study One, Phase I and II procedure
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Prior to the data collection outlined in Phase I, survey instruments were
adapted to suit the research aims and the context of an international school. The
following section outlines the development of the survey tools, data collection
and analysis procedures for Phases I and II.
4.2.1 Phase I: Survey
The questionnaire developed for the Phase I data collection collected
information regarding teacher demographics, collective efficacy and school
structures. As Leedy and Ormrod (2005) note, “Quantitative research is used to
answer questions about relationships among measured variables with the
purpose of explaining, predicting, and controlling phenomena” (p.94). The
development of survey items is described below.
4.2.1.1 Demographic information
Participants completed demographic questions at the beginning of the survey.
The respondents were asked about their gender (male, female), assignment
level (elementary, middle, high school or specialist teaching across two or three
schools), years of employment (1–2 years, 2–3 years, 3–4 years, 4–6 years, 7+
years), and level of experience (graduate, proficient, highly accomplished or
lead).
4.2.1.2 Collective teacher efficacy items
Collective teacher efficacy was measured using an adapted version of a 12-item
Collective Efficacy Scale: Short Form. The original instrument was published in
2002 by Goddard and originated from a 21-item Collective Efficacy Scale. These
instruments were designed to measure the level of collective efficacy beliefs in
school and the degree staff members believed in their combined capabilities to
impact student learning outcomes (Goddard, 2002). The 12-item Collective
Efficacy Scale: Short Form reported a reliability score alpha = 0.94 with an
explained variance of 64 per cent.
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The original 21-item Collective Efficacy Scale by Goddard et al. (2000) is an
extension of the Tschannen-Moran et al. (1998) model of teacher efficacy.
Goddard et al. (2000) postulate that beliefs of group capability have a positive
effect on student learning when teachers take into account the complexity of the
task in context and evaluate it against faculty competence. These two elements
of collective teacher efficacy include analysis of teaching task (TA) and
assessment of group competence (GC). Adaptions were made to the original
survey in pursuit of a more culturally relevant survey for expatriate teachers in
Shanghai. Goddard’s 12-item (2002) CTE measurement predominately caters for
the urban Midwestern school district in Ohio, United States of America. A 6-
point Likert scale ranging from “strongly disagree” to “strongly agree” was
adopted for all items. Using an even numbered scale forces respondents to
make a choice regarding each item. Allen (2017) states that forced choice
questions require more cognitive processing and improves the quality of
responses as participants actively consider each item.
Table 1. Development of the Collective Efficacy Survey for an international school in
Shanghai context
Goddard’s Original Items Study One Adapted Items Group Competence and
Task Analysis
CTE1. Teachers in this school
are able to get through to
difficult students.
CTE3. Teachers will persist with
adjusting instructional
strategies if a child doesn’t learn
the first time.
Group confidence in
instructional knowledge
and skills. (GC)
CTE2. Teachers are confident
they will be able to motivate
their students.
CTE1. Teachers in this school
are confident they can motivate
any student.
Group confidence in
motivating students to
learn. (GC)
CTE3. Teachers in this school
really believe every child can
learn.
CTE4. Teachers believe that
every child can learn.
Group confidence in effort
and persistence. (GC)
CTE4. If a child doesn’t want
to learn teachers here give
up.
CTE2. Teachers in this school
do not give up, even if a child is
resistant to learning.
Group confidence in effort
and persistence. (GC)
CTE5. Teachers here don’t
have the skills needed to
CTE5. Teachers implement
effective learning strategies (e.g.
offer timely feedback, develop
Group confidence in
instructional knowledge
and skills. (GC)
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Goddard’s Original Items Study One Adapted Items Group Competence and
Task Analysis
produce meaningful student
learning.
challenging and interesting
course work, support students
to meet high expectations and
reward success).
CTE6. These students come
to school ready to learn.
CTE7. Students arrive to school
ready to learn.
Task analysis involving
community partnership.
(TA)
CTE7. Home life provides so
many advantages the
students here are bound to
learn.
CTE9. There is a strong
expectation for persistent effort
and academic success.
Task analysis involving
collective high expectations.
(TA)
CTE8. Students here just
aren’t motivated to learn.
CTE6. Teachers in this school
have what it takes to get the
child to learn.
Group confidence in
motivating students to
learn. (GC)
CTE9. The opportunities in
this community help ensure
that these students will learn.
CTE8. These students are
strongly supported by their
community and this helps to
ensure learning.
Task analysis involving
community partnership.
(TA)
CTE10. Learning is more
difficult at this school
because students are worried
about their safety.
Omitted
CTE11. Drug and alcohol
abuse in the community
make learning difficult for
students here.
Omitted
CTE12. Teachers in this
school do not have the skills
to deal with student
disciplinary problems.
CTE10. Teachers hold high
expectations that students
participate in all learning tasks.
Task analysis involving
collective high expectation.
(TA)
Note. Adapted from “A theoretical and empirical analysis of the measurement of collective
efficacy: The development of a short form” by Goddard, R. (2002). Educational and Psychological
measurement, 62(1), 97-110.
Given that the concept of collective teacher efficacy involves future-orientated
beliefs in one another’s capability to teach, motivate and discipline students
within context, Goddard’s 12-item measurement was adapted to suit this
unique culture. Table 1 displays how each item was enhanced and modified for
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the context of an international school in Shanghai. Items on Goddard’s survey
(CTE08, CTE10, CTE11) were omitted because major behavioural issues are not
known to obstruct learning among children in this setting, drug and alcohol
abuse are not a concern of the community and children are generally motivated
to learn. Families in Shanghai place high importance on education and children
are socialised to value and respect their teachers and classmates. For these
children, home life offers different pressures. Parents expect their children to
achieve academic excellence and, as a result, teachers expect students to
participate in all learning tasks.
4.2.1.3 School Structures items
The School Structures items derived from Hoy and Sweetland’s (2001) Enabling
School Structures survey concentrated on enabling and hindering aspects of
bureaucracy: formalisation of the rules and regulations, and centralisation of
authority for decision making. Enabling rules and regulations require
participation and collaboration, regard problems as opportunities, foster trust
and facilitate problem solving (Hoy et al., 2001). Hindering rules and
regulations demand blind obedience to rules, fear the unexpected and punish
mistakes. The centralisation of authority refers to the degree to which teachers
are included in the decision-making process regarding instructional matters.
Enabling centralisation helps teachers to solve problems and feel confident to
exercise power within their professional role. Hindering centralisation
frustrates problem solving, promotes control and disciplines subordinates (Hoy
et al., 2001). Overall, enabling school structures incorporate procedures that
help rather than hinder a school’s function as a learning institute.
Slight adaptions were made to the original Enabling School Structure items
and scale to meet the diverse requirements of the context. To reduce participant
burden, the school structures scale was slightly adjusted to match the scale of
the collective teacher efficacy questionnaire. The original survey utilised a 12-
item, 5-point Likert-type scale ranging from “never” to “always” and this was
adjusted to match a 6-point scale ranging from “strongly agree” to “strongly
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disagree” where teachers were asked to describe the extent to which each
statement occurred in their school. Table 2 displays how each item was
modified for the context of an international school in Shanghai.
Table 2. Development of the School Structures items for an international school in Shanghai
context
Hoy and Sweetland
Original Items
Study One Adapted Items Indicators of
Enabling/Hindering
Structures
1. Administrative rules in
this school enable authentic
communications between
teachers and administrators.
1. Administrative rules in
this school enable honest
communication between
teachers and leadership.
Enabling formalisation
2. Administrative rules help
rather than hinder.
2. Administrative rules
enable rather than obstruct
teaching and learning.
Enabling formalisation
3.Administrative rules in this
school are guides to solutions
rather than rigid procedures.
3. Administrative rules are
guides to solving problems
rather than rigid procedures.
Enabling formalisation
4. Administrative rules in
this school are used to
punish teachers.
4. Administrative rules in
this school are used to
discipline teachers.
Coercive formalisation
5. In this school red tape is a
problem.
5. In this school red tape
keeps teachers from doing
their job well.
Coercive formalisation.
6. Administrative rules in
this school are substitutes for
professional judgment
6. Administrative rules in
this school are substitutes for
professional reasoning.
Coercive formalisation
7. The administrative
hierarchy of this school
enables teachers to do their
job.
7. The administrative
hierarchy of this school helps
teachers to do their job.
Enabling centralisation
8. The administrative
hierarchy of this school
facilitates the mission of the
school.
8. The administrative
hierarchy of this school
promotes the mission of the
school.
Enabling centralisation
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Hoy and Sweetland
Original Items
Study One Adapted Items Indicators of
Enabling/Hindering
Structures
9. The administrators in this
school use their authority to
enable teachers to do their
job.
9. The administrators in this
school use their governance
to enable teachers to do their
job.
Enabling centralisation
10. The administrative
hierarchy obstructs student
achievement.
10. The administrative
hierarchy enables student
achievement.
Enabling centralisation
11. The administrative
hierarchy of this school
obstructs innovation.
11. The administrative
hierarchy of this school
impedes innovation.
Hindering centralisation
12. In this school the
authority of the principal is
used to undermine teachers.
12. In this school the
command of the principal is
used to undermine teachers.
Hindering centralisation
Note. Adapted from “Designing better schools: The meaning and measure of enabling school
structures” by Hoy, W. K., & Sweetland, S. R. (2001). Educational administration quarterly, 37(3),
296-321.
Three separate factor analytic studies developed and refined a scale to
measure the degree of school structures (Hoy & Sweetland, 2001). The construct
and predictive validity of the Enabling School Structures survey has been
supported by a number of studies (Hoy & Sweetland, 2001) which all provided
alpha coefficient of reliability over .90.
4.2.2 Phase II: Interviews
Recruitment of the interviewees occurred at the end of the survey. Upon
completion of the collective teacher efficacy and school structures survey,
participants were asked if they would like to take part in a semi-structured
interview. If the respondent elected to participate, they provided an email
address. The researcher sent a follow-up email to individuals who volunteered
to participate. Nine people volunteered to take part in the interview. The
interview transcripts were coded and pseudonyms were used in all reports.
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The interview protocol used open-ended questions to obtain information
about Collective Teacher Efficacy and School Structures. The study protocol
sought to determine how and why collective teacher efficacy and school
structures operate in international schools and provide explanations of the
survey data. The questions solicited detailed viewpoints and insights from
participants that could not be obtained in a quantitative study alone.
The interviews offered an in-depth perspective of participants’ experiences
and this assisted the researcher to capture these constructs from the teachers’
own words (Creswell & Plano Clark, 2017). The analysis of survey responses
and interview data provided a detailed description of the case and the themes
that emerged from the data about collective teacher efficacy and school
structures. Strauss and Corbin (1990) stated that “qualitative methods can be
used to uncover and understand what lies behind any phenomenon about
which little is yet known, or to be used in gaining novel and fresh slants on
things about which quite a bit is already known” (p.19). The overall aim of the
research was to understand the complexity and uniqueness of the relationship
between collective teacher efficacy and school structures in a ‘real life’ context
and guide the development of Study Two.
The semi-structured interviews were guided by an interview protocol. The
interview protocol was developed in response to the a priori conceptual
framework from the literature review, as well as the information gathered from
survey responses. The researcher developed a list of generic questions and
probes to guide the discussion. The discussion was semi-structured and
encouraged participants to elaborate on their viewpoints. According to Crano et
al. (2014), this format is effective when the intent is to gather information that
requires deep reflective thinking and calls for more probing of details than a
standard questionnaire format can achieve. Whilst the researcher worked from
a framework of questions, the order was not scripted ahead of time and this
enabled the researcher to respond to the interviewee’s paradigm and opinions.
Merriam (2009) contends that interviews which contain questions that are less
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structured and flexibly worded allow the interviewer to explore issues but
neither of these are in prescribed in a particular working order ahead of time.
The strength of this research strategy is that it enables the respondent to
elaborate on important ideas that will advance the understanding of the
research topic. The list of guiding semi-structured interview questions was
reviewed and discussed with professors at the University of Melbourne (see
Appendix B). Their recommendations improved the clarity and purpose of
questions.
4.2.3 Data collection and analysis
In this investigation, data were collected using an electronic survey sent to all
expatriate teachers in one large PK-12 international school. Following this
survey data collection and analysis, an interview protocol was developed, and
this guided the collection of data with nine expatriate teachers. The following
sections describe the survey and interview collection and analysis methods.
4.2.3.1 Data Collection Phase I: Surveys
Teachers had two weeks to complete the survey; those who had not completed
the survey within 5 and 10 days were sent a reminder. Data analysis began once
the survey window closed. The data were cleaned, coded and uploaded into
SPSS version 25.0 for Windows. Screening procedures were conducted to
address missing data. Descriptive statistics were explored on the demographics
and variables of interest. Frequencies and percentages were used for all
nominal and ordinal level variables. Means and standard deviations were
calculated for the continuous level variables.
Prior to analysis, the assumptions of normality, homoscedasticity and
absence of multicollinearity were tested. Normality was tested with
interpretation of a normal P-P plot. Homoscedasticity was assessed with
examination of a residuals scatterplot. Absence of multicollinearity verifies that
there is not a high association among the predictor variables, and the
assumption was tested with examination of variance inflation factors (VIFs).
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Exploratory factor analysis (EFA) and Cronbach alpha tests were applied. EFA
was used to uncover the underlying relationship between latent variables
which assists with determining constructs and concepts (Child, 2006). Principal
axis factoring method (PFA) with varimax rotation was applied for factor
extraction. Cronbach alpha is a calculation of the mean correlation between
each pair of survey items and the number of items comprising the overall scale
(Brace et al., 2012). The alpha values were interpreted using the guidelines
suggested by George and Mallery (2016), in which α > .90 excellent, α > .80
good, α > .70 acceptable, α > .60 questionable, α > .50 poor, and α < .50
unacceptable.
To address the research questions, correlational analysis was used to test the
bivariate relationships and then multiple regression analysis was applied to
examine the combined effect of school structures and teacher demographic
characteristics to explain the variance in collective teacher efficacy. A Pearson
correlation is an adequate statistical analysis when assessing the strength of
association between two continuous level variables (Pagano, 2009). A series of
Pearson correlation matrices was used to explore the relationships between the
constructs of collective teacher efficacy and school structures. Multiple linear
regression was utilised to establish associations between variables and test
whether collective teacher efficacy was significantly predicted by teacher
demographic variables and school structures.
4.2.3.2 Data Collection Phase II: Interviews
Upon survey completion, participants were asked to provide their contact
details if they agreed to participate in a follow-up semi-structured interview.
Semi-structured interviews took place at the school site, during the teacher’s
non-teaching period and the typical duration of the interviews was 40-60
minutes.
To understand expatriate teachers’ perspectives regarding collective efficacy
and school structures, the interview data were transcribed and coded using a
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‘two-level scheme’ (Miles & Huberman, 1994, p.61). A list of etic codes was
compiled based on the conceptual framework and Phase I survey results,
focusing on the collective teacher efficacy and school structures. Examples of
etic codes included broad categories such as “effort and persistence” and
“enabling/hindering school structures”. These themes provided buckets for
ideas. At the second level, emic codes were developed as emergent themes
transpired from analysis of interview transcripts. For example, the first level
etic coding included “confidence in teaching capability” and contained emic
codes such as “incredibly passionate teachers” and “high student ability” using
conceptually ordered matrices (Miles & Huberman, 1994). The codes that
belonged together were displayed in rows on the grid. In vivo coding was used
to emphasise the spoken words of respondents. This form of coding extracts
words from the actual language of the participants themselves and highlights
the culture and voices of participants, giving meaning to data. Pattern codes
were also considered for analysis, including (1) categories and themes, (2)
causes and explanations, (3) relationships among people, and (4) theoretical
constructs. Within-case similarities and differences were analysed and
assumptions were drawn and discussed with university professors.
4.2.4 Data triangulation
As the data were provided from two sources, Phase I (survey) and Phase II
(interviews), the researcher was able to triangulate results and build a coherent
justification for categories and themes. Yin (1994) states that “with
triangulation, the potential problems of construct validity can be addressed
because the multiple sources of evidence essentially provide multiple measures
of the same phenomenon” (p.92). Triangulation occurred by comparing the
responses among expatriate teachers with survey responses. An assessment
criterion was developed to enable the researcher to determine:
• convergent and divergent themes,
• strength of average survey scores (high 5-6, medium 4-3, low 2-1),
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• strength of saturation between interviewee responses (high - unanimous
agreement, medium - half in agreement and/or half in disagreement,
low – teachers’ responses do not agree), and
• strength of evidence between survey and interview responses (***
convergent, ** partial corroboration, * divergent).
Triangulation of data increases a study’s trustworthiness and validity and
avoids biases that may arise from only using one data collection method. In a
broad sense, triangulation was applied to increase in-depth understanding and
provide explanations for collective teacher efficacy and school structures.
This chapter provided an overview of the Study One sequential explanatory
research design and outlined the details of the procedures that were designed
to answer the research questions for Study One. Data collection tools,
procedures and analysis were described. In the following chapter, the results
and analysis of Study One are presented. The chapter begins with an evaluation
of the underlying factors of the survey data, discusses teachers’ responses to
survey items, examines the relationship between school structures, teacher
demographic and collective efficacy, presents the findings of the follow-up
semi-structured interviews and the triangulation of results from both survey
and interviews.
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Chapter 5 Results: Study One
This chapter presents the results and analysis of Phase I and Phase II of Study
One. Study One was conducted in response to the following research questions,
what are expatriate teachers’ perceptions regarding collective efficacy and school
structures? And what are the factors that relate to teachers’ perception of collective
efficacy in international schools in Shanghai?
These questions are addressed throughout this chapter in three sections:
Phase I, Phase II and triangulation of both Phase I and Phase II for Study One.
The first section, Phase I, begins by examining the collective teacher efficacy
and school structures survey data. It then discusses the teachers’ responses to
survey items and examines the relationship between school structures, teacher
demographic characteristics and collective teacher efficacy. The second part,
Phase II, presents the findings of the semi-structured interviews focusing on the
key themes and subthemes involving collective teacher efficacy, school
structures and team cohesion. Lastly, the results of Phases I and II are
triangulated to strengthen the validity of results and provide an in-depth
understanding of the relationship between collective teacher efficacy and school
structures in the context of an international school in Shanghai.
5.1 Phase I: Factor Structure – Collective Teacher Efficacy and
School Structures Surveys
The survey was first administered in one international school with 53 expatriate
teachers completing the questionnaire. Exploratory factor analysis (EFA) was
utilised to reveal underlying factor structures of the survey in order to confirm
the accurate measurement of the intended dimensions. Prior to exploratory
factor analysis, data screening was conducted to ensure there was no missing
data. Expatriate teacher questionnaire responses and the strength of agreement
on survey items are also discussed in this chapter. This is followed by an
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analysis of the relationship between school structures, teacher demographic
characteristics, and collective teacher efficacy.
The complete data set comprised 53 responses. A mean computation was
used to rectify missing data from participants who were missing one or two
data points in the survey (Jakobsen et al., 2017). Using this approach, the
missing variables were estimated through calculating the mean of the observed
values for the item of all non-missing individuals. The 53 responses were used
for the exploratory factor analysis. Details of EFA are presented in the
subsequent sections.
5.1.1 The collective teacher efficacy factors
The EFA results for the collective teacher efficacy scale indicated a two-factor
model composed of Group Competence (GC) and Task Analysis (TA) (KMO =
0.787, Bartlett’s test = 277.42, df = 45, p < .001). The two factors explained 64.91%
of the total variance, and both had eigenvalues > 1. Factor 1 accounted for
44.56% of the variance with an eigenvalue of 4.45 and Factor 2 accounted for
20.35% with an eigenvalue of 2.04. All items displayed statistically significant
loadings, ranging from .47 to .90. The first factor contained six items that were
designed to tap teachers’ perception of Group Competence (GC) and the second
factor contained four items capturing Teachers’ Analysis of the Teaching Task
(TA). Due to the nature of the sample and modifications to survey items, EFA
for this study did not yield a one-factor model for CTE as indicated in earlier
studies by Goddard (2001). The results are displayed in Table 3.
Table 3. CTE Survey, two-factor rotated solution
Factor One Factor Two
Item No. Group
Competence
Task Analysis
CTE1. Teachers in this school are confident they can motivate
any student.
0.66 0.25
CTE2. Teachers in this school do not give up, even if a child is
resistant to learning.
0.90 -0.02
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Factor One Factor Two
Item No. Group
Competence
Task Analysis
CTE3. Teachers will persist with adjusting instructional
strategies if a child does not learn the first time.
0.72 0.02
CTE4. Teachers believe that every child can learn. 0.77 0.07
CTE5. Teachers implement effective learning strategies (e.g.
offer timely feedback, develop challenging and interesting
course work, support students to meet high expectations and
reward success).
0.69 0.46
CTE6. Teachers in this school have what it takes to get the
child to learn.
0.69 0.41
CTE7. Students arrive to school ready to learn. 0.23 0.39
CTE8. These students are strongly supported by their
community and this helps to ensure learning.
0.04 0.47
CTE9. There is a strong expectation for persistent effort and
academic success.
-0.04 0.86
CTE10. Teachers hold high expectations that students
participate in all learning tasks.
0.23 0.85
The estimates of reliability (alpha) for Factor One (Group Competence) was
0.89 and Factor Two (Task Analysis) was 0.75. The two factors are correlated, r
(53) = .335, p =.014, showing that they are related but the r value is not high
enough to indicate they are measuring the same construct.
5.1.2 The school structures factors
Research by Hoy and Sweetland (2001) found that school structures items range
along a continuum with enabling bureaucracies at one end and hindering
bureaucracies on the other. Therefore, a one-factor solution was applied using
maximum likelihood factor analysis. A one-factor model (KMO = 0.79, Bartlett’s
test = 474.270, df = 66, p < .001) explained 50.7% of the total variance. All but one
factor loaded between 0.25 to 0.88. Item SS4 ‘Administrative rules in this school are
used to discipline teachers’ revealed a loading of 0.10 which is considered low
(Hair et al., 2010). Therefore, this item was deleted, and the survey was rerun
using 11 items. The factor loadings are displayed in Table 4.
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Table 4. School Structures survey, factor loading
Item Factor One
SS1. Administrative rules in this school enable honest communication
between teachers and leadership.
0.66
SS2. Administrative rules enable rather than obstruct teaching and
learning.
0.75
SS3. Administrative rules are guides to solving problems rather than rigid
procedures.
0.67
SS4. In this school, red tape keeps teachers from doing their job well. 0.25
SS5. Administrative rules in this school are substitutes for professional
reasoning.
0.50
SS6. The administrative hierarchy of this school helps teachers to do their
job.
0.94
SS7. The administrative hierarchy of this school promotes the mission of
the school.
0.90
SS8. The administrators in this school use their governance to enable
teachers to do their job.
0.88
SS9. The administrative hierarchy enables student achievement. 0.76
SS10. The administrative hierarchy of this school impedes innovation. 0.68
SS11. In this school, the command of the principal is used to undermine
teachers.
0.42
As displayed in Table 4, a one-factor model (KMO = .79, Bartlett’s Test =
448.059, df = 55, p < .001) explained 51% of the variance and all items loaded
between .25 and .88. Therefore, the estimates of reliability for the school
structures survey were sufficiently high to give confidence in total scores from
these items (alpha = .91).
As measured in this survey, collective teacher efficacy comprises two
dimensions — Group Competence and Task Analysis — and school structures
represents a single factor continuum. The next section will explore the
properties of expatriate teachers’ responses on questionnaires, outline the
details of participants and present the percentage of representation across year
levels.
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5.1.3 Description of the participants
The online survey was administered to 95 expatriate teachers. Fifty-three
responses were completed, a response rate of 56%. The demographics of the
participants are reported in Table 5.
Table 5. Frequency distributions for demographic variables (N=53)
Variables Frequency Per cent
Gender
Male 23 43.4
Female 30 56.6
Assignment Level
Elementary School (PK-4) 12 22.7
Middle School (5-8) 19 35.8
High School (9-12) 8 15.1
Specialist (across 2 or 3 schools) 14 26.4
Years of Employment
1 – 2 years 8 15.1
2 – 3 years 7 13.2
3 – 4 years 9 17
4 – 5 years 12 22.6
6 + years 17 32.1
Level of Experience
Graduate teacher 3 5.7
Proficient teacher 18 34
Highly accomplished teacher 23 43.4
Lead teacher 9 17
As displayed in Table 5, 43.4% of participants were male and 56.6% female.
The lowest number of responses were from high school teachers representing
15.1% of the sample; the highest number of responses came from the middle
school teachers (35.8%). There was a range of responses from teachers who had
been employed at the school between 1–6+ years. Most teachers rated their level
of experience as either proficient (34%) or highly accomplished (43.3%).
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5.1.4. Responses on the collective teacher efficacy questionnaire
The collective teacher efficacy survey adapted from Goddard (2002) included 10
items. The survey used a 6-point Likert response scale ranging from 6
(“strongly agree”) to 1 (“strongly disagree”). The percentage of agreement was
calculated by combing agreement scores (slightly agree, agree, strongly agree).
Table 6 presents the means, standard deviations and percentage of agreement
on items which correspond to group competence and task analysis items.
Table 6. CTE questionnaire means, standard deviations, percentage of agreement
Items Mean SD Agreement
Group
Competence
CTE1. 4.98 .73 100%
CTE2. 4.79 .89 92%
CTE3. 4.72 .94 92%
CTE4. 5.11 .90 96%
CTE5. 4.89 .84 94%
CTE6. 5.11 .70 100%
Task Analysis CTE7. 5.19 .65 98%
CTE8. 4.98 .64 100%
CTE9. 5.43 .66 98%
CTE10. 5.30 .75 96%
Table 6 data shows group competence mean scores ranged between 4.72 and
5.1. Given a 6-point scale was used, these results indicate that teachers somewhat
agree and agree their colleagues have the instructional skills to effectively engage
students in learning, persist and initiate behaviours to ensure students are
successful, and attribute success to factors that are within their control. The task
analysis-related items had mean scores ranging between 4.98 and 5.43. The
distribution of the scores relative to the mean ranged from .64 to .75. These
results suggest that teachers somewhat agree and agree they are supported by
students’ home and community and expectations are aligned to a shared vision
of persistent effort and participation to achieve academic success. To determine
the strength of agreement among participants on survey items related to group
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competence and task analysis, a percentage of agreement was calculated by
combining agreement scores among teachers’ responses. This analysis is
discussed in the subsequent section.
5.1.4.1 Strength of agreement on collective teacher efficacy—group
competence items
The group competence items (CTE1 to CTE6) gathered teachers’ perceptions of
colleagues’ capabilities regarding teaching methods, expertise, skills and
persistence with students. Teachers perceived their colleagues as competent
because they motivated students, persevered when presented with challenges,
understood the learning process, tailored lessons according to needs and
applied effective instructional strategies for creating meaningful learning
experiences for all students.
Table 6 illustrates the percentage of agreement for the six statements related
to Group Competence, which ranged from 92% to 100%. Overall, these results
indicate a high degree of confidence among teachers related to attaining
successful student outcomes. There was unanimous agreement among teachers
regarding their confidence in one another to successfully motivate any student
in their setting to learn. The results suggest that teachers accept responsibility to
ensure all students experience positive learning outcomes. Ninety-four per cent
of respondents agreed that most teachers used a variety of instructional
methods to cultivate learning and support the participation of every student.
Additionally, there was 92% agreement among participants that teachers were
proactive and made effective plans for dealing with students who present with
problems requiring intervention. The results suggest that teachers regarded
each other as persistent, and that when a child did not learn the first time, they
adjusted their instruction and responded in ways that supported student
learning.
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5.1.4.2 Strength of agreement on collective teacher efficacy—task
analysis items
The analysis of the Teaching Task (CTE7 to CTE10) refers to teachers’ beliefs
about the level of support and expectations provided by the students’
community (Goddard, 2002, p.100). It captures teachers’ assessment of the
teaching task in context and their perceptions of the restraints and
opportunities influencing the task. Contextual variables that shape teachers’
analysis of the teaching task include their judgment of student's abilities and
motivation, the level of support provided by the home and community and the
school community’s emphasis on academic achievement.
All participant responses on items regarding the analysis of the teaching
task were positive and ranged from 96% to 100% agreement. This means that
teachers and parents were thought to share the responsibility for children’s
learning. These results also indicate that teachers perceive students as capable,
and this influences the expectations they hold of them. High standards for
student participation further indicate that teachers persist in their efforts to
promote greater student participation and achievement on tasks.
The positive responses on survey items indicate teachers’ confidence in one
another’s capability to educate students. However, the survey did not ask
participants about the contextual factors that influence their perceptions of
collective efficacy. As previously discussed in the literature review, teachers
operate collectively within an interactive social system (Bandura, 1997), and
levels of collective efficacy are expected to reflect an organisational culture
whereby teachers engage in effective collaborative processes dedicated to
improving teaching and learning (Hoogsteen, 2020, Hoy et al., 2002).
Additionally, Bandura (1997) claims that collective efficacy reflects the way
people work together, trust each other, and contribute to their social systems.
Therefore, it is important to understand how teachers interact within their
environment. This will be investigated in Phase II.
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5.1.5 Responses on school structures survey
The school structures survey adapted from Hoy and Sweetland (2001) included
11 items (enabling and hindering school bureaucratic structures). The survey
used a 6-point Likert response scale ranging from 6 (“strongly agree”) to 1
(“strongly disagree”). Table 7 presents the items which correspond to the
enabling and hindering ends of the continuum.
Table 7. School Structures questionnaire, mean, standard deviation
Items Mean SD Agreement
Enabling
SS1 4.17 1.21 77.36%
SS2 4.53 0.99 88.68%
SS3 4.55 0.87 92.45%
SS6 4.06 1.31 73.59%
SS7 4.57 1.17 83.01%
SS8 4.47 1.07 86.80%
SS9 4.55 0.99 84.91%
Disagreement
Hindering
SS4 2.89 1.30 73.59%
SS5 2.85 1.24 76.2%
SS10 3.13 1.25 62.26%
SS11 2.40 1.28 77.36%
The enabling bureaucratic items display a mean score ranging from 4.06 to
4.57. The distribution relative to the mean ranged from 0.87 to 1.31 standard
deviations. These results indicate teachers somewhat agree that rules, regulations,
and processors are flexible guidelines that reflect ways that assist teachers to
deal with problems. The hindering bureaucratic items display a mean score
ranging from 2.85 to 3.13. The distribution relative to the mean ranged from
1.24 to 1.30. These results suggest that teachers disagree with statements that
suggest their administrations demand consensus, punish mistakes, and are
frustrated with two-way communication.
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To determine the strength of agreement and disagreement among
participants on items, a percentage of agreement and disagreement was
calculated by combining scores among teachers’ responses. The enabling
subsection was based on a combination of agreement (strongly agree, agree, and
somewhat agree) responses. The hindering subsection was based on a
combination of disagreement (strongly disagree, disagree, and somewhat disagree)
responses. The following sections present the aggregate results for each
subsection of the survey.
5.1.5.1 Strength of agreement on school structures—enabling items
The enabling items (SS1, SS2, SS3) obtained the opinions of staff about rules and
procedures that are flexible guidelines which reflect best practice and help to
problem-solve. The questions (SS6, SS7, SS8, SS10) gathered teachers’ opinions
of the degree to which they participate in decision making and feel confident to
exercise their power and cater to the needs of their students. The percentage of
agreement for the seven statements related to enabling school structures ranged
from 73.59% to 92.45%. These results suggest that teachers feel their
professional judgment is valued and encouraged. Procedures are in place that
invite dialogue, view setbacks as opportunities, promote trust, respect
differences in opinions, and manage the unexpected with confidence. Most of
the teachers in this school agree that enabling school structures exist.
5.1.5.2 Strength of disagreement on school structures—hindering items
The hindering bureaucratic items (SS10, SS11) refer to an administrative
hierarchy that gets in the way rather than helping teachers to solve problems
and do their work. As a result, teachers may feel forced to satisfy artificial
standards rather than cater for the needs of their students. The items (SS4, SS5)
collected teachers’ opinions on whether rules and procedures are used to
punish staff which may hinder productive work practices and force compliance.
The percentage of disagreement for the five statements related to hindering
bureaucratic structures ranged from 62.26% to 77.36%. The results suggest that
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participants disagree that rules of the school are rigidly enforced and hinder the
effective performance of the school. The teachers who responded to this survey
generally felt supported by their principal. However, approximately one-third
of teachers indicated they felt disempowered to some extent and not confident
to deviate from the status quo and take risks in their teaching and learning.
The small variability in responses between hindering and enabling school
structures indicated that this required further investigation. Teacher
perceptions of their school structures present important information and
insights for the continuous improvement of educational environments.
Therefore, this finding was of interest to follow up in the qualitative component
of this study, to gather a more in-depth understanding of teachers’ experiences.
In the next section, the relationships between school structures, teacher
characteristics and collective teacher efficacy are explored. Pearson product-
moment correlation was used to determine the strength and direction of
associations between school structures, teacher demographic characteristics,
and collective teacher efficacy. In order to establish the degree to which school
structures and teacher demographic characteristics contribute to the
construction of collective teacher efficacy, multiple linear regression (MLR) was
utilised.
5.1.6 The relationships between school structures, teacher demographic
characteristics and collective teacher efficacy
Bivariate correlations were calculated to determine the existence of significant
relationships between collective teacher efficacy (group competence and task
analysis), school structures, level of expertise, and years of employment among
53 expatriate teachers. Two-tailed tests statistical significance levels were also
calculated. Results in Table 8 indicate that school structure is significantly
correlated with both constructs of collective teacher efficacy, group competence
(r = .603, p<.01) and task analysis (r = .281, p<.05). The teachers’ level of
expertise is negatively correlated with group competence (r = -.304, p<.05); no
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significant correlation was found with task analysis.
Table 8. Pearson correlations among variables
Variables CTE
Group Competence Task Analysis
School Structures .608** .281*
Level of Expertise -.304* -.185
Years of Employment .248 -.082
Note. *p<.05, **p<.01
The most noteworthy finding is the relatively stronger relationship between
Group Competence and School Structures than with Task Analysis. This
suggests the relationship between enabling school structures and teacher’s
perception of their group’s competence to motivate students and persevere
when presented with the challenge of effectively teaching all students. It also
implies that excellence in school management and leadership behaviours may
have the potential to influence the perceptions that teachers hold of one
another's capability to impact student outcomes. Interestingly, the results
revealed that as teachers became more experienced and proficient in their
profession, they lose confidence in their collective ability to apply effective
teaching and learning strategies (r = -.304, p<.05).
5.1.7 Contributors to the construction of collective teacher efficacy
Multiple linear regression (MLR) was used to examine if school structures and
teacher demographic characteristics were predictive of collective teacher
efficacy, group confidence and task analysis. Prior to data analysis, the
relationships between endogenous variables and covariates were examined by a
visual inspection of scatter plots and histograms of residuals. Results of the
Kolmogorov-Smirnov test for normality indicated that the distribution of
independent variables did not deviate significantly from a normal distribution
and skewness and kurtosis fell within the normal range of ±1.00 (-.88 and -.82
respective).
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A significant regression equation was found (F(3,49) = 12.288, p<.001) for the
group competence dimension, with an R2 of .429. A participant's perception of
group competence increased .449 for each unit increase in school structures.
Therefore, the school structures were significantly related with collective
teacher efficacy— group competence. When controlling for school structures
and level of experience, years of employment becomes non-significant (p=.083)
and is no longer correlated to group competence. Additionally, even when
controlling for the effects of school structures and years of employment,
teacher’s level of experience remained uncorrelated with group competence
(p=.253). The regression analysis for group competence is summarised in Table
9.
Table 9. Predictors of Group Competence
Variables B SE Beta Sig
(Constant) 2.974 .552
School Structures .449 .089 .562 <.001
Years of Employment .089 .051 .193 .083
Level of Experience -.107 .095 -.131 .253
Note. ***p<.001
There was no significant regression equation found (F(3,49) = 1.944, p > .05)
for the task analysis dimension of collective teacher efficacy. The results are
displayed in Table 10.
Table 10. Predictors of Task Analysis
Variables B SE Beta Sig
(Constant) 4.976 0.550
School Structures 0.153 0.092 0.232 0.103
Years of Employment -0.045 0.050 -0.124 0.370
Level of Experience -0.094 0.090 -0.148 0.300
These results indicate that the model explained 42.9% of the variance for the
group competence dimension of collective teacher efficacy. A possible
interpretation is that as school structures increase (that is, by rules and
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regulations that require participation, collaboration, view problems as
opportunities, foster trust, and help teachers feel confident to exercise power
within their professional role), then a teacher's perception of their (CTE) group
competence also increases.
A caveat to this interpretation is that while school structures support the
effective operation of a school, they cannot assure the quality of content, or
teachers’ effective work within group situations. This is important because it
highlights that school structures can support teachers to do their job, but they
cannot guarantee that teachers are more effective in working with their peers or
in their classrooms. School structures, however, may be important to
understanding collective teacher efficacy because the way an organisation
promotes processes for educators to engage in activities may determine
confidence in team members’ capabilities to promote success.
The results of Phase I suggested that teachers believe their faculty can have a
positive influence on student outcomes. School structures were found to
strongly relate (r = .603) with teachers’ perceived group competence, but
weakly related (r = .281) with task analysis. The stronger correlation between
school structures and group competence suggests that leaders have influence
over conditions that inevitably make group functioning and collective action
easier. Leaders may design environments that mandate collective action which
influence how teachers are encouraged to behave. The weaker relationship
between school structures and task analysis suggests that school structures
have less influence over students’ families and the society in which the
international school is situated.
Interestingly, when a teacher’s level of expertise increased, there was a
decrease in confidence relating to group competence (r = -.304). Taken together,
school structures and teachers’ demographic characteristics explained 44.9% of
the variance in the group competence dimension of collective teacher efficacy.
Phase II of this chapter moves the discussion beyond the survey description
and on to a deepening understanding of expatriate teachers’ views regarding
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collective teacher efficacy and school structures.
5.2 Phase II: Expatriate Teachers’ Semi-structured Interview
Responses
The second phase of the Study One investigation was guided by the research
question, what are expatriate teachers’ perspectives regarding collective teacher efficacy
and school structures? The semi-structured interviews were undertaken at the
same international school in Shanghai, three weeks after volunteer participants
had completed the online survey. The nine interviewees represented specialist
teachers (n=6) working across all three sections of the school (elementary,
middle and high); high school teachers (n=2); and middle school teachers (n=1).
Their years of employment ranged from 1-3 years (n=2), 3-6 years (n=3) and 7+
years (n=4). The interview protocol was guided by the conceptual framework
based on the literature review and the quantitative results from the first phase
of the study. The goal of this second phase of Study One was to elaborate and
explain the results of the statistical analysis (Creswell et al., 2003) by probing
teachers’ perspectives regarding collective teacher efficacy and school
structures. Open-ended questions explored these themes (“collective efficacy:
group competence and task analysis”, “school structures”). The detail of the
semi-structural interview protocol is available in Appendix D.
5.2.1 Interview themes and subthemes
Throughout the semi-structured interview process and analysis of data, themes
and subthemes related to collective teacher efficacy and school structures
emerged and elaborated on survey results obtained in the first phase.
Interviews began with open-ended questions which allowed teachers to discuss
their perceptions of collective teacher efficacy and school structures. The data
analysis process involved a two-level scheme (Miles & Huberman, 1994, p.61).
The first level of analysis involved a list of ‘etic’ codes based on the research
questions. These focused on understanding teachers’ perceptions of collective
teacher efficacy and school structures. The etic codes included broad categories
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such as “collective efficacy”, “group competence”, “task analysis”, “school
structures” and “hindering school structures”. These codes allowed for
segmentation of data into ‘buckets’ of ideas. The second level of analysis
involved ‘emic’ codes from emergent themes such as “teaching”, “coordination
of group dynamics”, “interactive group dynamics” and “team cohesion”. The
N-Vivo program was used for thematic analysis.
A conceptually ordered matrix (Miles & Huberman, 1994) was constructed
from the finer-grained emic codes and displayed in columns against rows of
teachers’ responses in an Excel spreadsheet. This tool was used to present the
data in a manner that enabled an evaluation of similarities, differences,
common themes, patterns and categories among the nine interviewees. This
analytical process continued until saturation was achieved and no new
information was discovered. The results highlighted themes that explained
expatriate teachers’ perceptions of collective teacher efficacy: teaching,
coordination of group dynamics, and interactive group dynamics, and their
relationships with contextual factors such as school structures, and team
cohesion. Figure 21 provides a visual representation of the connecting themes
and subthemes of the interview data.
In the next section, participant narratives are presented in relation to the
themes and subthemes displayed in Figure 21. The themes are arranged in
Figure 21. Connecting interview themes and subthemes
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progressive order and represent teachers’ perspectives of collective teacher
efficacy and school structures. Firstly, teachers spoke about their understanding
of teachers’ collective efficacy and how it manifests in their setting. They then
discussed the factors that influenced teachers’ collective efficacy. Table 11
outlines the main themes and their corresponding subthemes alongside the
number of participant responses for each theme.
Table 11. Study One themes and subthemes
AREA THEMES / SUBTHEMES (N=9)
A. Collective
Teacher
Efficacy
A1. Teaching
Group teaching competence
Hard-working, passionate teachers 9
Analysis of the teaching task
Student academic discipline 7
Community support 6
A2. Interactive Group Dynamics
Engagement 9
A3. Coordination of Group Dynamics
Collaboration 9
B.
Team
Cohesion
B1. Task Cohesion
Shared group norms 4
B2. Social Cohesion
Social interdependence 9
C.
School
Structures
C1. Enabling
Normative expectation for collaboration 4
Sharing authority on instructional matters 4
C2. Hindering
Leadership characteristics 5
A. Collective efficacy
Three main themes emerged as common elements of collective efficacy:
teaching, interactive group dynamics and coordination of group dynamics. The
subthemes within each theme are described below.
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A1. Teaching
Teachers were asked to describe what contributes to educators’ shared beliefs in
their capacity to positively influence student outcomes. Teachers discussed
elements of teaching competence and details of the context in which they are
required to perform their tasks.
Group teaching competence
Respondents commented on the degree to which they believe that their
colleagues are effective educators, and as a whole, increase student learning.
There was unanimous agreement among teachers that all expatriate educators
are incredibly hardworking and passionate about their teaching profession,
“Teachers here are incredibly masterful and knowledgeable … hardworking subject
experts” (Participant 1) and “There are a lot of passionate teachers who will go that
little further to help children achieve” (Participant 3).
Teachers who are passionate about their subjects can inspire students and
generate interest and excitement about what they are teaching. A variety of
perspectives were expressed that stressed how expatriate teachers care deeply
about their work and are motivated by their mission to teach their subjects
successfully, “There are some phenomenal teachers here, they work their butts off and
they have a lot of heart, they want the best for every kid” (Participant 7).
Similarly, Participant 2 noted that “students love coming to school … teachers
invest in developing deep, trusting relationships with students.” This is an indication
that teachers are making efforts to impact student learning. Teachers are
confident in one another’s capability to teach all students because they are
extremely “passionate” (Participant 8) and compete for the students’ time, “we all
want to give students the best opportunities possible” (Participant 9).
One-third of participants indicated they were confident in their colleagues’
instructional capability because they engaged in activities that required them to
learn together. The process of continuous learning can strengthen confidence in
one another as teachers co-construct knowledge and skills together, “we
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frequently engage in co-teaching and plan units of work together” (Participant 3). This
view was echoed by another informant who stated that student success is due
to teachers’ ability to examine the effectiveness of their programs:
They continuously review their program and seek feedback from students and
parents through surveys to learn what they can do to improve and continue to
assist students to experience success (Participant 5).
A variety of opposing perspectives were expressed regarding effective
instruction. It was suggested that students are successful because their culture
places high importance on education, and this drives them to achieve. Some felt
that the teaching style in the high school adopted a lecture approach and there
was room to improve and incorporate more differentiated experiences for
students. “(These teachers) work well with the high achieving students but struggle
with the low achieving students” (Participant 1).
While others considered that the elementary teachers were very good at
differentiation, one interviewee argued that high school teachers would love to
include creative ideas to enhance lessons, but “they are content experts and only
have time to lecture and focus on ensuring students can pass exams” (Participant 1).
There was one suggestion that teachers gain knowledge of one another’s
instructional skills through “learning walks” (Participant 2) when groups of
teachers observed others and gained insights about pedagogy and strategies
related to improved student learning.
Analysis of the teaching task
Teachers described characteristics of their students and their community which
also influenced their collective beliefs. Two broad themes emerged from the
analysis: student academic discipline and community support.
The majority of teachers commented that students in the independent school
setting are highly driven and motivated to achieve successful results and that
this influenced their classroom teaching. In one case, the participant explained
that she is 100 per cent confident in teachers’ capabilities to educate students,
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“The reasons why I am so confident is because these students would achieve no matter
what” (Participant 6).
Another teacher stated she is motivated to work in this environment because
the students are so willing and keen to learn: “I’m just motivated by seeing how
much these kids just want to learn, that motivates me to reflect in my practice and get
better and just look for new ways and new experiences for them “(Participant 4). This
was echoed by another teacher who stated that students are “pretty darn driven
and smart” (Participant 7), and they make her want to be a better teacher. All of
these participants agreed that children understood the importance of education
and were surrounded by an extremely supportive environment: peers, teachers,
and parents are all working together. Additionally, these children are highly
motivated to learn:
This culture is one of a very high academic standard, I hear students talking to
one another saying ‘we didn’t even learn anything in that class’, and they talk
about this on social media, the attitude among the student is: give us more
school if you can (Participant 6).
Two-thirds of participants indicated that there is a high degree of pressure
from the parent community for academic success. In all cases, the informants
reported that parents demand a high level of academic excellence from their
children and expect educators to support students’ successful learning
experiences:
It’s a culture that prioritises an exam or essay score and parents are not
interested in the narrative … a performance-based environment in which high
scores are valued more than growth in learning (Participant 1).
Parents are deeply invested in understanding their children’s academic
attainment, “you put a B in the high school, and you’ve got to defend it, parents want
to know why it isn’t an A” (Participant 2). Teachers commented they often take
work home as the parents expect staff members to work long hours (after 4
p.m.) and that they are prepared for every class. Talking about this issue an
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interviewee said:
The tuition for this private international school is very high (USD 40K per
year), so from a parent point of view they expect a high quality of instructional
support and excellence from teachers (Participant 3).
The majority of participants agreed with the statement that there are very
strong expectations from parents for teachers to provide top-quality education,
“parents want to know how teachers are offering the best education for their child”
(Participant 7). Another teacher described the community as “tiger mums, who
over-schedule their children and hover around their kids” (Participant 4). In addition,
“there is a lot of pressure for students to achieve” (Participant 8). The pressure that
teachers experience impacts the dynamics among group members, as described
in the next section.
A2. Interactive group dynamics (engagement)
All interviewees reported that the style of interaction between teachers varied
in different departments and teams demonstrated varying degrees of
willingness to engage and levels of shared responsibility. Just over half of those
who answered questions regarding group effectiveness suggested that teachers
were willing to engage and actively participate in teamwork: “People in my team
are willing to bring ideas to the table and share responsibilities, there is no doubt in my
mind that my team members work as hard as I do” (Participant 6). Participant 7
stated that she feels everyone is “all-in” and works hard to achieve group goals.
Another teacher observed that: “We use our data to make plans for their next steps
and this ensures that teachers continue to persist with students and focus on continued
growth in learning” (Participant 4). There was a sense of commitment among
some teachers, a common view related to effort, persistence, and willingness to
engage:
In this school, teachers put in a lot of effort; there is a lot of pressure they put on
themselves because they believe that what they are doing can make an impact on
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students and this keeps teachers motivated to persevere and persist (Participant
9).
Eight teachers expressed confidence in each other’s capability to ensure
children have successful learning experiences, however, concerns regarding
inconsistencies in commitment and engagement levels among teachers were
expressed by five respondents, “teacher willingness to contribute to group work
occurs in little pockets and differs from team to team” (Participant 4).
A common view among interviews was that they have what it takes to get
students to learn. However, concerns were expressed about the willingness of
teachers to engage in collaborative group work and take on initiatives that
would further increase successful student outcomes, “sometimes teachers are not
willing to try suggestions to improve their lesson” (Participant 2). These views
surfaced mainly in relation to teachers who have been employed in the school
for an extended period time:
Teachers who have been teaching a long time are less willing to try and engage
new proactive or student interests into learning activities, they are resistant to
try new ideas because what they have been doing works and their students score
highly on exams (Participant 4).
The teachers who have the most experience do not engage in team teaching; they
are more resistant to working with a coach and new teachers are mindful about
stepping on their toes (Participant 2).
Another reported problem was that “some teachers just completely shut down
during PLC meetings, they say things that will appease other group members and then
do their own thing in their classrooms” (Participant 8).
Five participants expressed that not all teachers were willing to participate
in group meetings or work towards achieving group goals and their focus
instead was on the students in their classrooms. Despite such findings, there
was evidence to suggest that a sense of collective responsibility was also
evident.
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Approximately half of the participants expressed the opinion that group
work is challenging because not all group members are open to learning or
collaboration: “There are instances where the department do not get along, they have
their common agreements, and everyone walks away to implement whatever in their
classrooms” (Participant 8). Some teachers do not actively seek feedback, “the
problem is when you have a huge ego, you don’t reflect and you blame everyone else”
(Participant 5); they do not engage in conversations about student progress,
“there are some strong personalities who believe that (their way) is the only way they
can teach” (Participant 3) and are not willing to make changes to their
instruction that could improve their lessons, “some have reservations because the
way they have been teaching has worked for many years” (Participant 1).
Contrary to this view, four teachers mentioned that there are members who
adopt an open-to-learning stance, evaluate student learning, listen to others’
views, invite consideration of alternative views, give and receive negative
feedback and effectively manage conflict, “I believe we’re the most functional and
effective team in the high school because we all respect each other very much’
(Participant 6). This view was echoed by another teacher who commented that
“There are times when teachers are left feeling disgruntled, but this is quickly overcome
because of their ability to communicate in a professional manner” (Participant 5).
Another respondent stated that her group was successful this year because
they have “more patience with one another” (Participant 6) and see “eye-to-eye”
(Participant 6) on what is required to achieve success. In addition to interactive
group dynamics, teachers also described successful groups as those that have a
sense of shared responsibility.
Five teachers mentioned the importance of shared responsibility, making
everyone liable for the outcome of their efforts to achieve group goals and
ensure all students experience successful learning outcomes. There is a sense of
shared responsibility among the middle school that keeps all teachers
accountable for all students, “when we are talking about students, they’re all our
students” (Participant 2). One respondent stated that the successful groups are
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generally “singing from the same hymn sheet" (Participant 1). Another respondent
commented that “each team member takes on initiatives and reliably pursues tasks
and responsibilities regardless of what it is” (Participant 6). A sense of
responsibility is related to groups of teachers who focus on a shared vision, and
who seek feedback from one another.
A.3 Coordination of group dynamics (collaboration)
The process of co-constructing knowledge occurred when teachers coordinated
group activities and worked interdependently by learning together and sharing
their knowledge and skills within their professional learning communities
(PLC) meetings. Two teachers reported that their team frequently engaged in
conversations which led to advances in their collective knowledge: “We bring
together the collective knowledge, move forward together and learn from one another”
(Participant 1).
Additionally, seven teachers stated that teams were most successful when
they leveraged the strengths of members’ knowledge and skills, “we effectively
collaborate through leveraging one another’s strengths” (Participant 5); they let go of
egos, “we don’t disparage or talk behind each other’s back” (Participant 1) and
aligned with what works best for the team, “we reflect on their practice, talk about
next steps, look at student work, moderate assessments and talk about evidence”
(Participant 4). Five teachers suggested that teams were more successful when
they used a clear framework or meeting protocols, “for a team to be functional, it’s
important to have a protocol in place, and adhere to it” (Participant 4). Those groups
that did not use meeting protocols were easily side tracked, “we don’t use the set
protocol … you need someone strong in the team to lead or otherwise, everything else
takes priority” (Participant 6). Unfortunately, for some members, meeting time
was generally dominated by logistics and planning:
Ordering and things like that tend to be the conversations, whoever is running
the meeting determines the agenda, like we need resources … we always say we
want to talk about stuff and we never make any decisions (Participant 7).
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Meeting protocols allowed members to conduct meetings in an orderly
manner which ensured that all members were active participants and actions
were taken towards making progress on department goals. When asked about
meeting protocols, one interviewee stated that his team became more effective
after they implemented the protocols of PLC meetings: “In the beginning, there
were a lot of arguments because there were a lot of strong personalities” (Participant
5). Meeting protocols helped to frame meetings productively, “now we have a
shared vision of what the students need to learn, and we work together to develop the
plans related to those goals” (Participant 5). Unfortunately, not all PLC time was
used for co-constructing knowledge, “we spend most of the time getting through the
nuts and bolts of curriculum planning, performances and aligning standards”
(Participant 9), and not all groups looked at student data to improve learning,
“we are not sharing student data and talking about assessments” (Participant 3). One
interviewee attributed this pattern to a lack of accountability, “it’s just that no
one is keeping us accountable, if we don’t submit meeting minutes then no one keeps us
accountable, so then it isn’t a priority” (Participant 7). Contrary this this view,
another interviewee commented that “it takes time to work out how to work
together” (Participant 9), and once they did work it out, they could function as
an effective team.
The major themes regarding the elements of collective teacher efficacy
identified by nine expatriate teachers involved teaching, interactive group
dynamics and coordination of group dynamics. The interviewees
acknowledged that teachers’ ability to work hard, reflect on their practice and
implement effective teaching strategies and methods contributed to their group
confidence. Additionally, student academic discipline and a supportive
community influenced their analysis of the teaching task. The participants
further affirmed that teachers’ willingness to engage in collaborative working
environment elevated their instructional quality and group capability. The next
section focuses on teachers’ views of the bonds that link team members and
what creates unity among teachers.
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B. Team cohesion
The expatriate community is an interconnected society. Teachers work and live
in close proximity to one another. Teachers were asked to describe the collective
learning process and whether the expatriate lifestyle influences how team
members interact with one another. Two main elements of team cohesion
emerged from the interviews: task cohesion and social cohesion.
Task Cohesion
A common view among expatriate teachers was that they worked long hours.
The majority of interviewees commented there was an informal expectation that
teachers participate in extracurricular activities and complete work at home.
These behaviours reflected the shared norms and values within their setting.
Two teachers commented on the frequency of taking work home to
complete to ensure they achieved group goals, “it is expected that if work isn’t
completed during work hours, then you take it home to complete” (Participant 3).
Three teachers mentioned that their “close-knit” (Participant 1) group motivated
them to sustain a high level of commitment to achieving group goals. There
were some suggestions that the culture of the school environment influences
the way people behave:
Everyone in this school is go, go, go, even if this is not in your nature you start
to become this way, you start to think that you have to work this way because
everyone else is … (Participant 7).
Teachers respond to emails after 9 p.m.: “I was never told to do this, but it
somehow became the norm” (Participant 7). The groups who were able to set
proximal department-level goals and worked within a meeting protocol or
framework were more successful in directing their efforts, combining skill sets,
reflecting on progress, prioritising tasks, accomplishing short-term successes,
and persevering through obstacles. Four teachers explained positive
experiences working with teams in which departmental goals were evident:
Teams who have a clear agenda and goals, with each member actively
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participating, experience more successful results than those who do not follow
the guidelines, during these meetings (Participant 4).
One interviewee described a supportive work environment whereby people
care: “I have a warm and fuzzy feeling when I am at work, it’s a happy place, everyone
is in the same boat … we all come from different parts of the world, but we have the
same purpose and the same goals” (Participant 4). This understanding enables
everyone to work cohesively.
Social Cohesion
In all cases, the informants reported that they live in a “bubble ... we live and
work on top of each other” (Participant 1). Some felt positive about this
environment and thought it made working together easier, particularly as
teachers do not have their family nearby and rely on each other for personal
support. In contrast, others considered this environment to be challenging
because lines are blurred, and friendships cloud professional judgment. The
positive aspects of social interdependence and the negative influences
experienced among expatriate teachers in the workplace are described in the
next section.
A recurrent theme was an awareness among interviewees that their
colleagues become close friends and family, and this gave them a strong sense
of belonging: “We’re a family” (Participant 2), “We teachers need to take care of each
other” (Participant 4). Seven teachers commented on the strong ties teachers
have with one another because they are all far from their home countries, “We
need to keep tied together, help each other” (Participant 3). This view was echoed by
another teacher who expressed that the international community is caring and
supportive: “I’ve been in hospital and the community has rallied around me … we’ve
lost a colleague and the school have been extremely supportive” (Participant 5).
People in the expatriate community find their ‘tribe’ and the community
rallies around them. Expatriate teachers have many common experiences that
bond them; they understand each other, and this makes it easier to collaborate.
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As participant 4 observed “It’s amazing to have close relationships with colleagues, it
makes a huge impact”. Teachers expressed a high degree of trust and respect
among staff members in their accounts of events that surround the expatriate
lifestyle:
Those who have a relationship outside of the classroom environment are the ones
who work better together because people get to know each other, rely on one
another for emotional support … it takes time to come together and build that
trust (Participant 7).
Two teachers mentioned that at times this closeness among expatriate
teachers (living and working together) can blur lines at work, “it can make it
difficult to receive feedback” (Participant 7). This was echoed by another teacher
who admitted that it isn’t “seamless” (Participant 8) and teachers are more
prone to conform to the status quo and not hold one another accountable
because of the close friendships.
C. School Structures
School structures are reflective of how school leaders operate. Processes and
procedures do not occur without leaders supporting them. Both enabling and
hindering themes emerged from interviews.
A supportive and encouraging environment created by school structures
positively influenced teachers’ confidence in one another to achieve successful
student outcomes. Two subthemes emerged from the interviews regarding
enabling school structures: normative expectation for collaboration and sharing
authority on instructional matters.
Four teachers stated that the administration facilitated group attainment
through setting normative expectations for teachers to frequently engage in
collaboration on instructional improvement:
There are more checks and balances, there is more feedback, evaluations,
observations and more encouragement to work with coaches and professional
learning communities (PLC); and the timetabling is arranged to encourage
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interaction and collaboration in team and staff meetings (Participant 2).
It was suggested that the school made efforts to schedule interdisciplinary
meetings as often as possible: “The teachers are provided with plenty of PLC time
and teachers have opportunities to talk to one another and develop relationships across
levels and there are regular meetings whereby teachers get together with counsellors to
discuss any students of concern” (Participant 3).
Some interviewees felt that there were very clear guidelines regarding the
norms of collaboration which have been mandated by the administration team,
“during designated PLC meetings, teachers are expected to assign each group member a
role, focus on the four PLC questions, and discuss student work. Google docs is used as
the online tool to document and access meeting progress” (Participant 4). One
respondent commented that the school had many changes in leadership, and
they are trying to improve their process and rebuild trust.
Four teachers also commented that they collaborated with the leadership
team on matters regarding instructional improvement: “The school has a vision of
getting better at including teachers in sharing of power, authority, and decision
making. Resources and funding are abundant for initiatives” (Participant 4). As one
interviewee said, “the leadership are behind me 100 per cent, I feel respected and
trusted, and this keeps me motivated” (Participant 3). Talking about this issue an
interviewee said, “I appreciate the support the administrative team provides and their
capacity to give me autonomy” (Participant 6), and another commented, “I need the
administration to support me when parents are challenging. Also, there have been
several new initiatives introduced this year and I appreciate the way admin help to
create understanding and provide professional support” (Participant 9). Furthermore,
less than half of the participants said the administrative rules and procedures
hindered their capacity to do their job. This is discussed in the subsequent
section.
A hindering environment made it difficult for teachers to be effective in
their classrooms and work collaboratively to achieve the goals of the school or
team. Two teachers mentioned that the leadership team did not hold teachers
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accountable, and this influenced their capacity to work together: “Teachers are
getting away with still working in silos … it would help if the administration attended
meetings and offered some perspective or encouragement and keep a finger on the pulse”
(Participant 5).
Making teachers accountable to resolve conflict and focus on collaborative
activities was not enforced by administration and, as a result, teachers do not
put in the extra effort to work with others if it is difficult because it is not
mandated by the leadership team. Unfortunately, “when people do not work
together in this capacity, nothing grows and changes” (Participant 8). Talking about
this issue, the interviewee acknowledged that students still make gains in their
learning but, “this isn’t as strong as it could be if people joined forces; this is especially
difficult with the more seasoned teachers” (Participant 8).
It was argued that administrators did not leverage the strengths of teachers
and build capacity from within the school and “external specialists are being called
in to work with teachers before in-house teachers are being solicited” (Participant 5).
Another teacher commented that the transiency of administration and
continuous changes in procedures from administration created confusion:
“Over the past six years there have been three principals and each one has
brought their own philosophy about education” (Participant 7).
Teachers said each time the faculty and leadership turnover occurred, it
damaged the trust and cohesiveness among the staff and became very difficult
to shift into a different culture and rebuild that trust.
5.2.2 Expatriate teachers’ perspectives on collective teacher efficacy and
school structures from semi-structured interviews.
Phase II of Study One aimed to answer the question, what are expatriate teachers’
perspectives regarding collective teacher efficacy and school structures? The findings
of each theme were presented in the previous section. In this section, collective
efficacy, team cohesion and school structures are synthesised and considered in
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relation to the literature reviewed, and key messages connected to the research
question are highlighted and discussed.
A. Collective Efficacy
The participants’ views support the research literature that collective teacher
efficacy judgements involve the consideration of group competency and an
analysis of the task procedure (Goddard, 2002). In all cases, informants reported
that elements of teaching competency included the positive belief that teachers
work hard to ensure all children learn and that they apply appropriate
instructional strategies to facilitate learning. It was somewhat surprising that
only one-third of the interviewees reported that group members engaged in
learning together and sought feedback to improve programs. This suggests that
teachers draw from different sources of information to appraise confidence in
capabilities.
The majority of participants agreed that students’ high academic ability,
high levels of motivation and a high degree of community support enabled the
teaching process and assisted with student success. The most interesting
finding pertains to teachers’ perceptions of students and their community.
Teachers unanimously described students as academically disciplined and self-
regulated, and parents as mediators between home and the school
environment. Parents set values and norms that encourage their child’s self-
discipline and academic success. In this setting, parents use their proxy control,
which has been described as developed through cultural socialisation practices
and apply pressure to their children to persist and perform to high standards.
With a concerted emphasis on academic success among teachers, students and
parents, the responsibility is shared, and this may prompt behaviours that
relate to successful student outcomes. The interviews revealed two important
indicators of collective efficacy: coordination of group dynamics and interactive
group dynamics among group members.
This study found that teacher interactive group dynamics are associated
with a willingness to participate and persevere towards achieving group goals.
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Teachers’ communal ability and willingness to solve problems strengthened the
belief in their capability to organise and execute the course of action required to
attain group goals. The current study found that not all teachers were willing to
participate in group learning tasks and the experienced teachers were
commonly described as the least willing to engage in teamwork.
The importance of the coordination of group dynamics and professional
group learning was discussed in reference to interdependence. How teachers
communicate, make decisions, navigate the complexities of group dynamics
and take on roles impacts on their confidence to positively influence student
outcomes. Interdependence refers to the unique contribution of each group
member in order to achieve mutual goals. Teachers described successful teams
as those that could capitalise on leveraging the skills and knowledge of
members; use PLC time to share knowledge; develop units of work together;
moderate assessments and apply meeting protocols.
There were established patterns of weak interdependence which involved
the distribution of work, superficial sharing of ideas and quality assurance
through moderating assessments. Additionally, interview responses indicated
that teachers did not use PLC time to engage in progressive inquiry
methodology, bring theory and practice together or engage in processes that
seek to solve problems in practice. In some groups, meeting protocols were not
used to frame meetings, there was low accountability and members were not
open to learning new strategies. Some interviewees commented that not all
team members got along, were not open to learning and were not comfortable
in collaborative situations. Others attributed group success to their ability to
manage personalities, navigate conflicts effectively and establish cultural norms
and common objectives.
B. Team Cohesion
Teachers indicated that an expatriate community is associated with a society
that is cohesive. Teachers commented on two elements of their ‘expat’
community: social cohesion and task cohesion. Interview findings suggested
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that team cohesion was strongly related to collective efficacy through social
cohesion (social interdependence) and task cohesion (group norms and goals).
The social conditions of the expatriate community are characterised by
members who are highly interdependent. These relationships were partially
explained by psychological adjustment to new situations abroad and teachers
actively pursued social interactions with other expats who have similar cultural
values. Social interdependence exists because expat teachers are foreigners in
Shanghai and therefore rely on one another for general well-being.
This research found that participants reported behaviours indicating
positive relationships, trust and cooperation between expatriate teachers.
Teachers spoke positively about one another and provided support to one
another. In most instances, social embeddedness increased trust in the work
environment whereby colleagues felt personally responsible for successfully
cooperating and persisting. In some cases, it was mentioned that close personal
bonds decreased work performance. This finding may support the hypothesis
that a desire for conformity undermines the unique contribution of individual
members and inhibits the collaborative process.
This study suggests that team task cohesion encourages the perception of
collective efficacy. This is achieved through shared norms and values which
encourage common perceptions of acceptable group behaviour. Group
members behaved in ways that reflect the group culture in pursuit of goal
attainment. Teachers reported they worked long hours because it was common
group practice; this indicates that social norms are enforced through direct
observation of team members’ behaviours. Acceptable behaviour within the
group context serves as a standard of what is required for group membership
and goal attainment. Teachers reported that they conformed to norms set by the
group and felt pressure to persist in educational efforts. This provides insights
about the depth of social influence and cohesion among members.
C. School Structures
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Teachers discussed both enabling and hindering aspects of school structures
which influence their work. The enabling elements referred to establishing
normative expectations for collaborative group work and sharing authority on
instructional matters. The results revealed that the principal’s orientation
towards leadership can both enable and hinder a school culture.
This study confirms the association between leadership characteristics and
collective teacher efficacy. Teachers described the importance of their leader’s
role in developing structures that enable groups to make the most of their
knowledge, skills and interactions. This can lead to an increase in group
confidence in one another’s ability to positively influence student learning.
Leaders influence the way teachers interact by building processes and
establishing routines which are aligned to promoting the pooling of knowledge
and skills and mobilising a process that enables teachers to find solutions. One
important finding was that teachers felt empowered and supported by their
leadership, which enabled them to abandon feelings of helplessness and focus
their energy on embracing setbacks with resilience and deepening commitment.
These findings cannot be extrapolated to all teachers as some indicated that
leaders did not effectively endorse collaborative behaviours.
5.3 Summary
This study set out to determine teachers’ perceptions of collective teacher
efficacy and school structures in an international school in Shanghai. The results
identified that school structures in which leadership develop the normative
expectation for collaboration and share authority on instructional matters
contribute to teachers’ perspectives of their collective efforts to positively
influence student outcomes. Collective teacher efficacy is influenced by the
school structures through ensuring that teachers have the conditions that make
group functioning and collective action easier.
The most obvious finding to emerge from Study One suggests that for
teachers to work together to influence the goals of the school, they need to be
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able to overcome differences and contribute to a shared vision. The experiences
teachers encounter during professional group work influence perspectives of
collective teacher efficacy. Teachers’ perception of their students prior and
community support influences their perspectives of group capabilities. Overall,
this study strengthens the idea that teachers’ perception of collective efficacy
involves judgments of their students and communities; the capability of their
group to teach, engage, and collaborate; and the school structures which can
enhance the quality of teacher engagement for productivity, empowerment, and
persistence. When taken together, these findings suggest that collective efficacy
refers to the perception of the entire social system as participants are bound
together by an entanglement of interrelationships which shape how they
function within their school environment.
5.4 Triangulating Phase I and Phase II Data
The purpose of Study One was to examine and explain the relationships
between school structures and collective teacher efficacy. Triangulation
occurred by comparing the survey responses with the interview explanations.
In Table 12, the relationships between both the survey and semi-structured
interviews are displayed. The findings are correlated by pairing interview
statements with survey responses on the collective teacher efficacy and school
structures surveys. Assessment criteria used were the strength of average
survey scores (high 5-6, medium 3-4, low 2-1); strength of saturation between
interview responses (high – unanimous agreement, medium – half unanimous
and/or half disagreement, low – teachers’ responses do not agree); and the
strength of evidence between survey and interview responses (*** convergent,
**both convergent and divergent, *divergent). Triangulating the data allows for
an understanding of convergent and divergent perspectives. In the following
section, the integration of Phase I data from the collective teacher efficacy and
school structures survey, and the Phase II interviews provides convergent and
divergent results.
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Table 12. Study One triangulation of Phase I & II
Themes Sub Themes
Strength of
average
survey score
(low,
medium,
high)
Emergent
Themes
Interview (9 participants) significant
statements
Saturation across
interview
responses (low,
moderate or high)
Strength of
evidence between
surveys and
interviews (*, **,
***)
Collective
Teacher
Efficacy
Teaching
Group
Competence
and Task
Analysis
High
Group competence:
• Hard-working, passionate teachers (9/9)
• Instructional skills (4/9)
Task analysis:
• Student academic discipline (7/9)
• Community support (6/9)
High ** Both convergent
and divergent
N/A
Interactive
Group
Dynamics
• Willingness to engage (5/9)
• Reluctance to engage (5/9)
• Responsibility (5/9)
• Closed-to-learning stance (5/9)
• Open-to-learning stance (7/9)
• Personalities, egos (7/9)
High Emergent theme
N/A Coordination
of Group
Dynamics
Interdependence: (7/9)
• Collective knowledge (6/9)
• Leverage strengths and weaknesses of
members (6/9)
High Emergent theme
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Themes Sub Themes
Strength of
average
survey score
(low,
medium,
high)
Emergent
Themes
Interview (9 participants) significant
statements
Saturation across
interview
responses (low,
moderate or high)
Strength of
evidence between
surveys and
interviews (*, **,
***)
• Meeting protocols, shared goals,
reflective practice (1/9)
School
Structures
Hindering Low
Leadership characteristics: (5/9)
• Pressure to maintain status quo (1/9)
• Autocratic leadership (2/9)
• Not leveraging teachers’ capabilities
(1/9)
Moderate *** Convergent
Enabling Medium
• Normative expectation for collaboration
(4/9)
• Sharing authority on instructional
matters (4/9)
Moderate *** Convergent
Team
Cohesion
N/A Task cohesion • Shared group norms (4/9) Medium Emergent theme
N/A Social
cohesion
• Social interdependence (8/9)
• Negative influence in the workplace
(2/9)
High Emergent theme
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Collective teacher efficacy: survey and interview responses
The collective teacher efficacy survey responses indicated an overall positive
judgment about collective capabilities to influence student learning outcomes
(mean score of 5.05). In Phase II, three key themes related to collective teacher
efficacy emerged from interview data: (1) teaching, (2) interactive group
dynamics, and (3) coordination of group dynamics. The themes of interactive
group dynamics and coordination of dynamics were not included in the survey
responses. These results offer further insights into the notion of CTE. The view
of teaching was discussed in relation to the survey items pertaining to group
competence and task analysis, with many of these perceptions corroborated by
teachers’ responses on CTE survey items as discussed in the next section.
Teaching – group competence and task analysis
The strength of evidence between collective teacher efficacy survey responses
and interview data both corroborated and diverged. Overall, teachers’
responses on survey items were positive about both group competence and task
analysis items. The interview data revealed four subthemes that related to the
group competence and task analysis items: (1) hard-working and passionate
teachers; (2) instructional skills; (3) student academic discipline; and (4)
community support.
All interviewees indicated that teachers are hardworking, passionate and
produce meaningful learning experiences for students. This was corroborated
by survey responses which indicated 100 per cent agreement among teachers
on these items: (CTE6) teachers in this school have what it takes to get students
to learn and (CTE1) teachers in this school are confident they can motivate any
student. This marks an important dimension of CTE from previous literature
whereby teachers who have a strong sense of collective teacher efficacy work
with the conviction that they can cause student learning and the power lies
within their direct control (Bandura, 1996).
Survey results indicated that 92% of teachers did not give up, even if a child
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was resistant to learning (CTE2); they persisted to adjust instructional practices
if a child did not learn the first time (CTE3). Interview participants stated that
teachers develop lessons of what and how to teach to ensure that students are
engaged and meet high content and skill standards. These results are in line
with those of previous studies by Gibson and Dembo (1984), who found that
teachers with a high sense of instructional efficacy spent more time on academic
learning, continued to help students who struggled and praised their students’
efforts.
Survey results reflected a fundamental belief that every child can learn
(CTE4). This is central to the notion of collective teacher efficacy: when teachers
believe that every child can learn and they have the power to make that happen,
they focus their energy on the factors that are within their control and attribute
success to their efforts (Bandura, 1997). However, this notion was only
supported by a minority of the nine interviewees (one-third). Concerns were
expressed in the interviews that teachers predominately adopted a lecture-style
approach to instruction and did not adapt strategies to cater to the lower
achieving students.
Seven of nine respondents described students as ‘highly motivated’ and
‘dedicated’—this influenced teacher perceptions of students’ capabilities. These
views were corroborated by the survey responses. This finding has important
implications in understanding how expectations shape the normative
environment of a school. Setting high standards for student participation
indicates that teachers are likely to persist with their efforts to promote greater
school achievement.
Survey findings revealed over 98% of agreement on items pertaining to
community support (CTE8) and strong expectations for academic success
(CTE9). These comments were consistent with interview participants who
expressed that the parent community emphasised the importance of education
and encouraged children to be disciplined, self-regulated, respectful, and to
work with effort and persistence to achieve academic success. Teachers
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explained that parents perceived education as a valuable means of personal
growth, financial survival and social recognition and thought success in life was
measured by high academic performance. This may be an important factor that
promotes behaviours such as persistence, constructing impactful goals,
designing purposeful lessons, accepting personal responsibility for student
achievement, and overcoming setbacks with resilience. This collective
perception among teachers and parents reflects that they have what it takes to
perform the behaviours necessary to promote a successful school climate.
Concerns were expressed by teachers that some parents tended to
overemphasise the amount of importance placed on exam scores; however, in
most cases students benefited from parental support in achieving academic
success.
Survey results and interview responses indicated that teachers, parents, and
students all play a critical role in ensuring academic attainment. With a focus on
academic pursuits and high standards, teachers’ patterns of behaviour reflect
the notion of collective efficacy—the belief in one another’s capability to achieve
set expectations.
School Structures: survey and interview responses
Overall, the school structures survey responses were positive. Given the school
structures survey items correspond to the enabling and hindering ends of a
continuum, two-thirds of the nine interview participants suggested the school
structures represented the enabling end of the continuum. The strength of
evidence between school structures survey responses and interview data
corroborated. Four teachers stated that leaders were able to set clear, specific
expectations around collaborative norms for instructional improvement and
shared power and authority on instructional matters.
There was a moderate level of agreement among teachers who indicated the
school structures contained hindering aspects that related to leadership
characteristics. Specifically, two teachers described experiences with autocratic
leadership, one teacher felt pressured to maintain the status quo, another
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indicated that leaders did not know teachers’ strengths and did not leverage
their capabilities to develop school programs. This is consistent with survey
responses, whereby approximately one-third of teachers indicated agreement
on hindering items related to school structures.
5.4.1 Key finding: Broadening the concept of teachers’ collective efficacy in
the international school context.
Overall, the triangulated results of Study One suggest that teachers’ collective
efficacy is influenced by the social and organisational aspects of the
international education system. As displayed in Figure 22, the nested layers
within the school context at the classroom level, school level and wider
community all interact and influence teachers’ judgements of what is required
to achieve success in this context.
Figure 22. Triangulated results of Study One
Given that teachers’ collective efficacy is an emergent group-level property
(Bandura, 1997; Zaccaro et al., 1995), the way teachers interact and navigate
their group operative capabilities emerged as important dimensions to the
construct. Specifically, the coordination of group dynamics and interactive
group dynamics were repeatedly mentioned in the interview data as
characteristics of efficacious teams. Efficacious teams were considered as
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collaborative and engaged. These collaborative groups were interdependent,
co-constructed knowledge, reflected on practice and shared goals. Additionally,
the group members who adopted an open-to-learning stance were able to
effectively coordinate their efforts, learn from one another and develop positive
affective ties.
Also, from the perspective of expatriate teachers, school leaders develop
collective teacher efficacy by creating an atmosphere that nurtures effective
group functioning. A multiple linear regression analysis indicated that together,
school structures and teacher demographic characteristics explained 42.9% of
the variance in the group competence dimension of collective teacher efficacy,
with school structures having the most significant effect above and beyond the
effects of teacher characteristics. Teachers reported the enabling strategies
employed by their administration which influenced collective efficacy included
setting normative expectations for collaboration and sharing authority on
instructional matters. A minority of teachers suggested that pressure to
maintain the status quo, autocratic leadership, and not recognising a teacher’s
capability hindered the development of collective teacher efficacy.
Another factor that influenced collective teacher efficacy mentioned by
teachers referred to positive and negative aspects of team cohesiveness.
Teachers discussed the implications of task cohesion and social cohesion on
their confidence to work together and effectively impact student learning.
The findings of Study One provide preliminary evidence that the notion of
collective efficacy in this context needs be extended beyond teaching capability
within the classroom. In-depth interview findings revealed that confidence in
group operative capabilities through collaborative behaviours and engagement
were important dimensions of collective efficacy. These results were used to
inform the development of Study Two investigation.
5.4.2 New directions for Study Two
Study One suggested that collective efficacy represents a multidimensional
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construct including how teachers engage and work together to coordinate and
integrate resources in response to situational demands. Specifically, the key
findings from Study One propelled a broader examination of the collective
efficacy construct by including an evaluation of group operative capabilities.
The results of Study One also indicated that team cohesion serves as building
blocks to gaining confidence in one another’s capability and shapes teachers’
perception of collective efficacy.
Therefore, Study Two incorporated modified survey items to better
understand teachers’ degree of confidence in one another’s capability to teach,
coordinate and interact within their environment. Study Two incorporated
broader examination of these concepts across multiple international schools in
Shanghai.
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Chapter 6 Method: Study Two
The purpose of Study Two’s investigation was to build on the findings from
Study One and to understand the nature of the relationships between teachers’
collective efficacy and the international school context in Shanghai. The
progression of studies is illustrated in Figure 23. Study One showed a
relationship between school structures and collective teacher efficacy in one
international school. Data were obtained from surveys with 53 expatriate
teachers and nine semi-structured interviews. Findings revealed that school
structures are a significant positive predictor of Collective Teacher Efficacy,
explaining 44.9% of the variance of the Group Competence dimension. This
means an increase in school structures results in an increase of teachers’
perception of group capability. Interview findings also revealed that group
operative capabilities are important dimensions of the collective efficacy
construct in this setting.
This chapter details the design of Study Two, Phase I and II. It also describes
the contexts of the participating international schools and subjects,
development of instruments, and the data collection and analysis procedures.
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As displayed in Figure 23, Study One was used to inform the development of
surveys in Study Two. Specifically, the items that were added to the Collective Efficacy
survey in Study Two related to interactive group dynamics and coordination of group
dynamics because the in-depth interviews from Study One revealed that group-related
factors such as group operative capabilities influence the nature of collective efficacy.
The approach to developing a multifaceted collective efficacy measure is also supported
by prior research from Bandura (1997) and Zaccaro et.al. (1995) whereby group skills
and processes reflect shared belief of group capabilities. Additionally, the notion of
team cohesion was also added as a predictive variable of collective efficacy and reflects
the integration of groups in pursuit of their goals.
Building on the findings from Study One and the review of the literature, the aim of
Study Two was to explore more broadly international teachers’ perceptions regarding
collective efficacy, school structures and the factors that relate to teachers’ perception of
collective efficacy in international schools in Shanghai.
Study Two was conducted in two phases: Phase I collected and analysed the survey
data and Phase II involved the collection and analysis of semi-structured interview data
to obtain explanations of the survey results. The analysis of Study Two, Phase I
informed the development of new semi-structured interview questions for Phase II and
these results assisted the researcher in explaining the initial Study Two survey findings.
Triangulating Phase I and II helped construct a comprehensive understanding of the
nature of relationships between teachers’ collective efficacy and school structures in the
international school context.
Study Two involved an examination of collective efficacy and contextual factors
across four international schools and identified conditions that differed or were related.
In each school, the perspective of the teacher was developed and examined
independently for within-school comparison. Once this was completed in all four
schools, the teacher perspectives were analysed across schools. The following section
provides a description of each school and the participant demographic information.
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6.1 The Context of Four International Schools in Shanghai
The data were collected in Shanghai over a period of 11 months. The schools included
in this study were foreign-owned international schools. These schools cater for students
with foreign passports. A large majority of the teachers in these schools are expatriates.
The following section describes each international school, labelled A to D, and provides
information about the number and type of participants.
6.1.1 International School A
School A serves approximately 800 students across four programs of the International
Baccalaureate (IB): Primary Years (IBPYP), Middle Years Program (IBMYP), Diploma
Program (IBDP) and the Career-related Program (IBCP). The modern campus includes
state of the art science and technology labs, flexible learning spaces, sporting facilities
including swimming pools, indoor gymnasium, running track, performance arts
facilities including black box, film and dance studio, cafes and music facilities. The
community represents over 50 nationalities and all students hold foreign passports with
over 50% culturally and ethnically of Asian descent. The remaining 50% are from
Western cultures.
International School A - Participants
The 117 participants from School A included expatriate and Chinese national teachers.
Teachers came from China (30%), United States (18%), United Kingdom (15%), Canada
(13%), Australia (3%) and European countries (21%). All staff members held bachelor’s
degrees, 40% had earned master’s degrees and 3% had doctorate degrees. Once the
school director agreed to take part in the study, an email with the Qualtrics survey link
was sent to all expatriate and Chinese national teachers. Fifty-four teachers responded
from School A (46.15% of staff invited). Three teachers volunteered to participate in the
follow-up semi structured interview. The breakdown of teachers’ demographic
characteristics is displayed in Table 13.
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Table 13. Participant demographic for School A
Variables Frequency Per cent
Years of Employment at International School
1-2 years 33 61.1
2-3 years 3 5.6
3-4 years 6 11.1
4-5 years 6 11.1
6 + years 6 11.1
Expatriate or Host Teacher
Expatriate 34 63
Host 20 37
Level of Expertise
Graduate teacher 8 14.8
Proficient teacher 24 44.4
Highly accomplished teacher 15 27.8
Lead teacher 7 13
Gender
Female 41 75.9
Male 13 24.1
As displayed in Table 13, the highest number of responses were from expatriate
teachers, representing 63% of the sample. The majority of the survey respondents were
female (75.9%). More than half of the participants had been employed in the school for
1-2 years, representing 61.1% of the sample population. Most participants rated their
level of expertise as proficient (44.4%).
6.1.2 International School B
School B caters for students aged 2 to 18 and offers an International Baccalaureate (IB)
Program comprising of Primary Years Program (PYP), Middle Years Program (MYP),
and Diploma Programs (DP). The campus contains state of the art indoor air filtration
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system, swimming pools, auditoriums, black box theatre, art gallery, basketball courts,
weight rooms, smart boards, dance halls, art studios, playgrounds, and science,
computer and audio-visual media labs. This campus caters for approximately 1,500
students who hold foreign passports; approximately 65%of the school population are
ethnically Asian, with the remaining 35% from Europe and Australasia.
International School B - Participants
Approximately 176 teachers work in School B. The majority of the teachers are from the
United States (57%), China (10%), Canada (16%), UK (7%) and Australia (3%), with the
remainder from various countries within Europe (8%). All teachers hold bachelor’s
degrees, an additional 39% have attained master’s degrees, and 3% of teachers have
earned doctorate degrees. Upon approval from the school directors, a total of 75
expatriate and host country teachers volunteered to complete the online survey, which
represents approximately 42.61% of the staff of School B. Three expatriate teachers also
volunteered to take part in the semi-structured interviews. The breakdown of teachers’
demographic characteristics is displayed in Table 14.
Table 14. Participant demographic for School B
Variables Frequency Per cent
Years of Employment at International School
1-2 years 27 36
2-3 years 6 8
3-4 years 22 29.3
4-5 years 9 12
6 + years 11 14.7
Expatriate or Host Teacher
Expatriate 70 93.3
Host 5 6.7
Level of Expertise
Graduate teacher 5 6.7
Proficient teacher 33 44
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Variables Frequency Per cent
Highly accomplished teacher 23 30.7
Lead teacher 14 18.7
Gender
Female 50 66.7
Male 25 33.3
As indicated in Table 14, the highest number of responses were from expatriate
teachers, representing 93.3% of the sample population. Over half of the survey
participants were female (66.7%). Most of the responses were from teachers who have
been employed in the school for 1-2 years (36%) and 3-4 years (29.3%). Teachers
commonly rated themselves as proficient (44%) and highly accomplished (30.7%).
6.1.3 International School C
School C is a not-for-profit organisation which caters for students aged three
(preschool) through to grade 12. The school serves 1,500 students in the Shanghai
international community who seek an American-style, college preparatory education. In
accordance with the Chinese law, students must be in possession of a foreign passport
or have permission from the Shanghai Education Commission (SEC) to attend this
international school. School C serves 31 nationalities. Students with US passports (60%)
are the dominate nationality in the school, followed by Hong Kong (12%), Korea (11%),
Canada (11%), Taiwan (6.6%), Singapore (3.9%), Australia (2.6) and other. It is
important to note that the students’ passport does not reflect their first language
background and the school has a large number of students with foreign passports who
are ethnically Chinese. The school operates three divisions: Elementary School (ES) for
PS3-Grade 4, Middle School (MS) for Grades 5-8, and High School (HS) Grades 9-12.
School C contains state-of-the-art facilities including science labs, 3D art studios, STEM-
focused and drama rooms, gymnasiums, theatre, music rehearsal rooms, and 2D/3D
computer graphics and photography studies.
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International School C - Participants
The majority of the faculty in School C hold passports from the United States (61%),
with China (19%) a close second due to the Mandarin Language faculty and Teaching
Assistance members. The remaining faculty are from the Philippines (4%), Canada (4%)
and Australia (2%). Approximately 83% of teachers hold masters or doctorate degrees
and 69% have over 10 years’ teaching experience. There are 146 faculty members
including teachers and academic support staff. After the school director granted
permission, an email was distributed to all faculty members. Seventy-nine teachers
completed the online survey, representing approximately 54% of the school sample.
Four expatriate teachers volunteered to participate in the follow-up semi-structured
interviews. In Table 15, the breakdown of teachers’ demographic characteristics is
displayed.
Table 15. Participant demographic for School C
Variables Frequency Per cent
Years of Employment at International School
1-2 years 21 26.6
2-3 years 8 10.1
3-4 years 14 17.7
4-5 years 9 11.4
6 + years 27 34.2
Expatriate or Host Teacher
Expatriate 70 88.6
Host 9 11.4
Level of Expertise
Graduate teacher 10 12.7
Proficient teacher 20 25.3
Highly accomplished teacher 33 41.8
Lead teacher 16 20.3
Gender
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Variables Frequency Per cent
Female 55 69.6
Male 24 30.4
Table 15 shows that the highest number of responses were from expatriate teachers,
representing 88.6% of the sample population. The majority of the survey participants
were female (55%). The highest number of responses were from teachers who had been
employed at the school for 6+ years (34.2%) and the second highest number of
responses were from teachers employed for 1-2 years (26.6%). Teachers commonly rated
themselves as highly accomplished (41.8%).
6.1.4 International School D
School D caters for approximately 1500 students aged 2 to 18 and is divided between
three schools that follow the National Curriculum of England and Wales. In year 10
children begin the International General Certificate of Secondary Education (IGCSE),
followed by a two-year International Baccalaureate Diploma Program (IBDP). The
diverse student body represents over forty nationalities including United States (12%),
Hong Kong (14%), United Kingdom (10%), Australia (8%), Singapore (6%), China (5%),
and Canada (5%). As the nationalities on passports do not necessarily represent the
ethnic background of students, a large proportion of students are ethnically Chinese.
The campus contains a refurbished theatre with two drama black boxes, recording
studios, music rooms, music practice rooms, gymnasiums, dance studios, swimming
pools, sports fields, film studios, science laboratory, art rooms, library, indoor and
outdoor play areas.
International School D - Participants
There are approximately 175 teaching faculty members in School D. The majority of
these teachers are from Britain (59%), China (14%), America (6%), Australia (5%), and
New Zealand (4%). All teachers hold bachelor’s degrees and over 23% have earned a
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master’s or doctorate degree. After the school director accepted the invitation to
participate in the study, all 175 teaching faculty members were emailed the survey link.
There were 115 teacher responses which represents 65.7% of the sample population.
Three expatriate teachers participated in the follow-up semi-structured interviews. The
breakdown of teachers’ demographic characteristics is displayed in Table 16.
Table 16. Participant demographic for School D
Variables Frequency Per cent
Years of Employment at International School
1-2 years 47 40.9
2-3 years 18 15.7
3-4 years 19 16.5
4-5 years 17 14.8
6 + years 14 12.2
Expatriate or Host Teacher
Expatriate 100 87
Host 15 13
Level of Expertise
Graduate teacher 4 3.5
Proficient teacher 36 31.3
Highly accomplished teacher 44 38.3
Lead teacher 31 27
Gender
Female 77 67
Male 38 33
As displayed in Table 16, the highest number of respondents were female
participants, representing 67% of the sample population. The highest number of
respondents were from teachers who had been employed at the school for 1-2 years
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(40.9%). The majority of the participants were expatriate teachers (87%). There was a
range of responses from teachers who rated themselves as highly accomplished (38.3%),
proficient (31.3%) and lead teachers (27%).
6.2 Study Two Research Procedures
In each school, the data were collected in two phases. The first phase examined
collective efficacy; school structures; team cohesion and teachers’ characteristics from
survey data. Following this, the teachers who had indicated their interest were invited
to participate in the semi-structured interview. The interviews were scheduled during a
three-week period at a convenient non-teaching time for participants. Some interviews
were conducted via Zoom. At the completion of each interview the researcher analysed
data, developed categories and themes, and, as the study progressed, continued to
evaluate the results.
6.2.1 Study Two Instruments
Surveys
The surveys were developed to align to the aims and research questions for this
investigation. A 6-point Likert scale ranging from “strongly disagree” to “strongly
agree” was adopted for all items. The next section of this chapter explains the
construction of survey items: collective efficacy, school structures and team cohesion.
Then, the validity and appropriateness of the instruments (Exploratory Factor Analysis
(EFA), Cronbach Alpha, Kaiser-Meyer-Olkin (KMO) and Bartlett’s Test of sphericity
tests) are described.
Collective Efficacy Dimensions
Study One revealed that confidence in teaching capabilities was an important indicator
of collective efficacy in schools. Two additional themes emerged from the semi-
structured interviews - coordination of group dynamics and interactive group
dynamics. Therefore, the construction of the collective efficacy survey for Study Two
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incorporated three dimensions. The items for each dimension are outlined below.
Collective Efficacy: Teaching (group competence and task analysis)
Given that the model of Collective Teacher Efficacy (CTE) survey developed for Study
Two was broadened to also capture the coordination of group dynamics and the
interactive group dynamics, items on the Study One CTE survey were omitted in Study
Two to reduce respondent fatigue and burden. The items that were retained remained
alignment with Goddard’s 12-item Collective Efficacy Scale: Short Form (2002) survey sub-
scales and teachers were required to consider both Group Competence (GC) and Task
Analysis (TA) in their teaching efficacy judgments. As displayed in Table 17, items
CTE2, CTE3, CTE4, CTE5 captured elements of Group Competence and items CTE8
determined Task Analysis.
Table 17. Collective Efficacy: Teaching survey
Study One Study Two
CTE1. Teachers in this school are confident
they can motivate any student.
CTE1. Omitted
CTE2. Teachers in this school do not give up,
even if a child is resistant to learning
CTE2. Teachers in this school do
not give up, even if a child is
resistant to learning.
CTE3. Teachers will persist with adjusting
instructional strategies if a child doesn’t learn
the first time.
CTE3. Omitted
CTE4. Teachers believe that every child can
learn.
CTE4.Teachers believe that every
child can learn.
CTE5. Teachers implement effective learning
strategies (e.g. offer timely feedback, develop
challenging and interesting course work,
support students to meet high expectations
and reward success).
CTE5. Teachers implement effective
learning strategies (e.g. offer timely
feedback, develop challenging and
interesting course work, support
students to meet high expectations
and reward success).
CTE6. Teachers in this school have what it
takes to get the child to learn.
CTE6. Omitted
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Study One Study Two
CTE7. Students arrive to school ready to
learn.
CTE7. Omitted
CTE8. These students are strongly supported
by their community and this helps to ensure
learning
CTE8.These students are strongly
supported by their community and
this helps to ensure learning
CTE9. There is a strong expectation for
persistent effort and academic success.
CTE9.Omitted
CTE10. Teachers hold high expectations that
students participate in all learning tasks.
CTE10. Omitted
Collective Efficacy: Coordination of Group Dynamics
Coordination of group dynamics refers to when a group of people work together to
share their knowledge and skills for the benefit of a shared goal. The process of group
work impacts the outcome of group goals and success hinges on members of a group
being able to work together. The items were adapted from Short et al.’s (2005) 20-item
collective efficacy in sports (CEQS) survey. For the purpose of determining coordination
of group dynamics, the items in factors ‘Unity’ and ‘Ability’ were adapted (see
Appendix C). The original items for unity included: rate your team’s confidence, in terms
of the upcoming game or competition, that your team has the ability to ‘resolve conflicts,’ ‘keep a
positive attitude,’ and ‘maintain effective communication.’ These items were modified to;
teachers in my grade/subject level have confidence in their ability to… ‘resolve conflicts,’ ‘keep a
positive attitude’ and ‘maintain effective communication.’ The original items for ability
included: rate your team’s confidence, in terms of the upcoming game or competition, that your
team has the ability to ... ‘show more ability than the other team,’ ‘play more skillfully than the
opponent’ and ‘outplay the opposing team.’ These items were modified to: teachers in my
grade/subject level have confidence in their ability to…‘achieve group goals,’ ‘skillfully perform
planned tasks,’ and ‘work effectively together.’ The Cronbach Alpha for the original survey
items were Unity 0.85 and Ability 0.91.
Collective Efficacy: Interactive Group Dynamics
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Bandura (2006) contends that unless teachers believe in their collective ability to
produce the desired effects of their actions, they will have little motivation to act and
persevere. When teachers believe in their ability to effect change, they will actively
engage in collective efforts to achieve group goals. Interactive group dynamics refers to
the degree of effort, persistence and preparation teachers exert in pursuit of group
goals. The interactive group dynamics survey items 1-9 were adapted from Short et al.’s
(2005) 20-item Collective Efficacy in Sports (CEQS) survey.
For the purpose of determining interactive group dynamics, the items in factors
‘Effort’, ‘Persistence’ and ‘Preparation’ were adapted to measure teacher’s ability to
execute the course of action required to produce given levels of attainment (see
Appendix C).
The original items for effort included: rate your team’s confidence, in terms of the
upcoming game or competition, that your team has the ability to… ‘demonstrate work ethic,’
‘show enthusiasm,’ and ‘overcome distractions.’ These items were modified to: teachers in
my grade/subject level have confidence in their ability to… ‘demonstrate a strong work ethic,’
‘work to overcome distractions,’ ‘show enthusiasm.’
The original items for persistence included: rate your team’s confidence, in terms of the
upcoming game or competition, that your team has the ability to…, ‘perform under pressure,’
‘persist when obstacles are present,’ ‘stay in the game when it seems like your team isn’t getting
any breaks.’ These items were modified to: teachers in my grade/subject level have confidence
in their ability to… ‘persist when obstacles are present’, ‘work hard even when it seems like your
team isn’t getting any breaks.’
The original items for preparation included: rate your team’s confidence, in terms of the
upcoming game or competition, that your team has the ability to… ‘be ready,’ ‘devise successful
strategies,’ ‘mentally prepare for the competition.’ These items were modified to: teachers in
my grade/subject level have confidence in their ability to… ‘prepared for every meeting,’ ‘devise
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successful strategies,’ ‘mentally present for every meeting.’ The Cronbach Alpha for the
original survey items were: Effort 0.87, Persistence 0.81 and Preparation 0.87.
School Structures survey
Little adjustment to the School Structures survey was necessary as the internal
consistency (alpha) for all these survey items was at an acceptable level for Study One
(0.79). This indicates that items measure the same concept and contribute to the inter-
relatedness of questions within the survey (Tavakol & Dennick, 2011). Item SS9 ‘the
administrative hierarchy enables student achievement’ was adjusted to ‘the
administrative hierarchy obstructs student achievement’. Changing this item to
hindering balanced the number of hindering and enabling questions and improved the
measurement accuracy of the survey.
Team Cohesion survey
The Team Cohesion survey items were adapted from Carless and De Paola (2000). The
Team Cohesion scale was originally adapted from the Group Environment
Questionnaire (GEQ) (Carron et al., 1985). The 18-item GEQ (Widmeyer et al., 1985)
survey was modified to reflect an organisational environment instead of a sporting
context. To achieve this, the wording on six items were modified, for example, “I’m
unhappy with my team’s desire to win” changed to “I’m unhappy with my team’s level
of commitment to the task.” The revised scale was named the Team Cohesion (TC)
scale. In this investigation, items were slightly modified to suit the context as shown in
Appendix C.
The following section outlines the analyses undertaken to demonstrate that the
instrument adequately measured the intended dimensions. The reliability tests ensured
there was internal consistency of responses across the items and that the underlying
structures were consistent with the nature of concepts.
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6.2.1.1 Underlying factor structures of surveys
Exploratory Factor Analysis (EFA) was utilised to reduce the overall number of items
into latent factors based on the data commonalities and to confirm they accurately
measured the intended dimensions. To test the validity and suitability of the
instruments, Cronbach Alpha, Kaiser-Meyer-Olkin (KMO) and Bartlett’s test of
sphericity were conducted. As per the KMO criterion, sampling adequacy was between
1 and .70.
Collective Efficacy: Teaching
Maximum Likelihood Factor Analysis with Direct Oblimin revealed that the Collective
Efficacy: Teaching items loaded on one factor (KMO = 0.759, Bartlett’s test = 340.328, df =
15, p < .001). The first factor accounted for 59.6% of the variance with an eigenvalue of 2.
Table 18. Collective Efficacy: Teaching factor loadings
Items Factor One
1. Teachers in this school do not give up, even if a child is resistant to learning. 0.68
2. Teachers believe that every child can learn. 0.65
3. Teachers implement effective learning strategies (e.g. offer timely feedback,
develop challenging and interesting course work, support students to meet high
expectations and reward success).
0.70
4. These students are strongly supported by their community and this helps to
ensure learning. 0.58
As displayed in Table 18, all items loaded between 0.58 and 0.70. A one-factor model
supports prior research by Goddard (2001, 2002), Goddard et al. (2000) and Skaalvik
and Skaalvik (2007). These studies considered Collective Teacher Efficacy as a single
construct that connected the elements of task analysis with Group Competence. The
estimates of reliability for the Collective Efficacy: Teaching survey were adequate and
gave confidence in the use of total scores from these items (alpha = .77).
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Collective Efficacy: Coordination of Group Dynamics
The results of Maximum Likelihood Factor Analysis revealed that the Collective
Efficacy: Coordination of Group Dynamics items loaded on one factor (KMO = 0.882,
Bartlett’s test =1369.109, df = 21, p < .001). This factor accounted for 64% of the variability
with an eigenvalue of 4.
Table 19. Collective Efficacy: Coordination of Group Dynamics
Items Factor One
1. Teachers in my grade/subject level have confidence in their ability
to achieve group goals. 0.73
2. Teachers in my grade/subject level have confidence in their ability
to skilfully perform planned tasks. 0.70
3. Teachers in my grade/subject level have confidence in their ability
to work effectively together. 0.87
4. Teachers in my grade/subject level have confidence in their ability
to resolve conflicts. 0.79
5. Teachers in my grade/subject level have confidence in their ability
to keep a positive attitude. 0.73
6. Teachers in my grade/subject level have confidence in their ability
to maintain effective communication. 0.81
7. Teachers in my grade/subject level have confidence in their ability
to talk about how to use and share materials. 0.68
The details of factor loadings are displayed in Table 19. All items loaded between 0.68
and 0.87. The estimates of reliability (alpha) was .90, which is considered strong and
provides confidence to use total scores from these items.
Collective Efficacy: Interactive Group Dynamics
Factor analysis utilising Maximum Likelihood revealed that the Collective Efficacy:
Interactive Group Dynamics items loaded on one factor (KMO = 0.917, Bartlett’s test =
1824.289, df = 36, p < .001). This factor accounted for 61% of the variability with an
eigenvalue of 5. As displayed in Table 20, all items loaded between .64 and .86. The
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estimates of reliability for the survey were, therefore, sufficiently high and gave
confidence in the total scores from these items (alpha = .92).
Table 20. Collective Efficacy: Interactive group dynamics
Items Factor
One
1. Teachers in my grade/subject level have confidence in their ability to
demonstrate a strong work ethic. 0.75
2. Teachers in my grade/subject level have confidence in their ability to work
to overcome distractions. 0.73
3. Teachers in my grade/subject level have confidence in their ability to show
enthusiasm. 0.78
4. Teachers in my grade/subject level have confidence in their ability to
perform under pressure. 0.68
5. Teachers in my grade/subject level have confidence in their ability to persist
when obstacles are present. 0.86
6. Teachers in my grade/subject level have confidence in their ability to work
hard even when it seems like your team isn’t getting any breaks. 0.81
7. Teachers in my grade/subject level have confidence in their ability to be
prepared for every meeting. 0.73
8. Teachers in my grade/subject level have confidence in their ability to devise
successful strategies. 0.76
9. Teachers in my grade/subject level have confidence in their ability to be
mentally present for every meeting. 0.64
School Structures Survey
Maximum Likelihood analysis revealed that School Structures items loaded on two
factors. The first factor accounted for 51% of the variability with an eigenvalue of 5 and
the second factor explained 14% of the variability with an eigenvalue of 1. Most factor
analysis programs include factors if the eigenvalue is 1. As suggested by Kaiser (1960)
factors may be retained if the eigen value is greater than 1. Given this, together with an
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evaluation of the scree plot, results indicated suitability of a one-factor solution. A
Pearson correlation analysis indicated the two factors were significantly correlated (r =
.565, p<.01). Therefore, a one-factor solution was considered appropriate for this
investigation. This decision follows Hoy and Sweetland’s (2001) research findings
which suggested that a one-factor solution was better suited to the concept of school
structures, with the items arrayed along a continuum from enabling at one end to
hindering at the other. Therefore, a one-factor solution was applied using maximum
likelihood factor analysis (KMO = 0.897, Bartlett’s test = 1997.329, df = 55, p < .001). It
explained 51% of the total variance.
Table 21. School Structures factor loading
Items Factor
One
1. Administrative rules in this school enable honest communication between
teachers and leadership. 0.76
2. Administrative rules enable rather than obstruct teaching and learning. 0.81
3. Administrative rules are guides to solving problems rather than rigid
procedures. 0.74
4. In this school, red tape keeps teachers from doing their job well. 0.62
5. Administrative rules in this school are substitutes for professional reasoning. 0.54
6. The administrative hierarchy of this school helps teachers to do their job. 0.77
7. The administrative hierarchy of this school promotes the mission of the
school. 0.74
8. The administrators in this school use their governance to enable teachers to do
their job. 0.70
9. The administrative hierarchy obstructs student achievement. 0.57
10. The administrative hierarchy of this school impedes innovation. 0.61
11. In this school, the command of the principal is used to undermine teachers. 0.57
All items loaded between .54 and .81. Therefore, the estimates of reliability for the
school structures survey were sufficiently high to give confidence in total scores from
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these items (alpha = .90). The details are displayed in Table 21.
Team Cohesion Survey
Results of the Maximum Likelihood Factor Analysis with Direct Oblimin revealed the
Team Cohesion items loaded on two factors (KMO = 0.845, Bartlett’s test = 1364.899, df =
45, p < .001). The first factor accounted for 42% of the variability with an eigenvalue of 4
and the second factor explained 17% of the variability with an eigenvalue of 1.7.
Table 22. Team Cohesion factor matrix
Team Cohesion Items Factor 1
Task Cohesion
Factor 2
Social Cohesion
1. Our team is united in trying to attain goals. 0.54 0.28
2. I’m unhappy with my team’s degree of
commitment to tasks. 0.69 0.25
3. Our team members have inconsistent aspirations
for the team’s performance. 0.76 0.27
4. This team does not give me sufficient
opportunities to improve my performance. 0.58 0.27
5. Our team would like to spend time together after
work hours. 0.23 0.60
6. Members of our team do not socialise together
outside of work. 0.37 0.86
7. Our team members rarely socialise together. 0.42 0.89
8. Members of our team would rather socialise on
their own than together. 0.43 0.82
9. For me, this team is an important social group to
which I belong. 0.30 0.58
10. Some of my closest friends are in this team. 0.13 0.57
The internal consistency (alpha) for the Team Cohesion survey was 0.84. The
internal consistency for factor one (Task Cohesion) was 0.74 and factor two (Social
Cohesion) 0.87. This provides confidence to use the total scores from these factors
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(Cronbach, 1951). Details are displayed in Table 22. The two factors are correlated, r =
.349, p =.01, showing that they are related, but the r value is not high enough to indicate
they are measuring the same construct.
Summary of Internal Reliability for all surveys
The internal reliability of the school structures, collective efficacy, social cohesion, and
task cohesion surveys was evaluated using the Cronbach’s alpha coefficient reliability
measurement. Results are displayed in Table 23.
Table 23. Summary of internal reliability for all surveys
Variables Number
of Items
Cronbach’s
Alpha (α)
School Structures 12 .90
Collective Efficacy: Teaching 4 .81
Collective Efficacy: Coordination of group dynamics 7 .90
Collective Efficacy: Interactive group dynamics 9 .91
Collective Efficacy: (Teaching, Coordination of group dynamics,
Interactive group dynamics) 20 .94
Team Social Cohesion 6 .87
Team Task Cohesion 4 .74
The alpha coefficient’s internal consistency for each variable is considered
reliable (.74 to .94). Generally, a coefficient .90 or above is considered high, .80 to .89 is
very good and .70 to .79 is adequate (Salkind, 2010).
6.2.2 Phase II: Semi-structured interviews
The interviews were in-depth and semi-structured and commenced with guiding
questions to obtain viewpoints and feelings from participants regarding school factors
that may influence collective efficacy. The purpose of this data collection strategy was to
discover how teachers’ perceptions compare and capture the nature of the environment
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and relationships inherent in their schools. The guiding interview questions can be
found in Appendix D.
6.2.3 Data analysis strategy
Phase I: Surveys
The collective efficacy indicator for teaching was analysed to determine existing beliefs
related to teachers’ confidence in one another’s capability to teach students. The
collective efficacy dimension for coordination of group dynamics was analysed to
determine beliefs in collaborative capabilities and the collective efficacy dimension for
interactive group dynamics was designed to establish teachers’ confidence in one
another’s ability to interact and commit to group goals. Data on school structures were
collected to ascertain the organisational climate of the school. The task cohesion items
aimed to capture agreement on group goal attainment and the social cohesion items
detected the degree of importance placed on personal interrelationships.
Teacher survey responses were aggregated and uploaded to software packages,
such as SPSS, to compute the mean and standard deviations from Likert-scale
measurement responses. A one-way multivariate analysis of variance (MANOVA)
examined statistical differences between teacher’s responses. Pearson correlation
statistical analysis was applied to determine the strength of relationships between
school structures, team cohesion, teacher characteristics and collective efficacy. Multiple
linear regression (MLR) was utilised because it enabled several explanatory variables to
predict the outcome of the response variable. These statistical methods are appropriate
for understanding the nature of teachers’ collective efficacy and its relationship with
school structures in the context of international schools in Shanghai.
Phase II: Semi-structured interviews
The data from interviews were transcribed and uploaded into Nvivo for coding and
thematic analysis. As interviews progressed, themes, recurring words and topics
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emerged, leading to changes, merging and splitting themes into new categories. This
process enabled the researcher to gather an in-depth understanding regarding teacher’s
perspectives of collective efficacy and school structures and the factors that relate to
collective efficacy. The data gathered from participant interviews were presented in
thematic categories with descriptive narratives and direct quotes from participants to
reinforce conclusions.
Data Triangulation
In order to develop a comprehensive understanding of the cognitive, behavioural and
environmental factors that influence teacher’s shared beliefs in their collective capacity,
data from Study Two Phase I and Phase II were triangulated. Data triangulation
enabled the identification of divergent and convergent themes across and between
survey and interview responses.
This chapter provided an overview of the research progression and design of Study
Two Phase I and II. The demographic characteristics of participants highlighted the
representative sample within the context of four international schools. The development
and evaluation of survey instruments indicated that they were suitable for further
analysis in order to answer the research questions. Chapter 7 presents the results of
Study Two, Phase I, Phase II and the triangulation data analysis.
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Chapter 7 Results: Study Two
Chapter Seven presents the results and analysis of Study Two. Study Two was carried
out in response to the research questions, what are the broader international teachers’
perceptions regarding collective efficacy and school structures? And, what are the factors that
relate to teachers’ perspectives of collective efficacy in international schools in Shanghai?
This chapter addresses these questions in three sections: Phase I, Phase II and the
triangulation of Phase I and Phase II. The first section, Phase I, begins by determining
whether there are any significant differences between the survey responses collected
from teachers at four international schools. It then discusses the analysis of
relationships between school structures, teacher characteristics, team cohesion and
collective efficacy. The second part, Phase II, builds on Phase I by gathering information
about how teachers think, feel and act. This section of the investigation addresses the
research questions through data gathered by conducting semi-structured interviews
with 13 expatriate teachers. The information collected was analysed thematically. The
last section concerns the triangulation of the survey and interview results. This
consolidates findings and provides a comprehensive understanding of the nature of the
relationships between teachers’ collective efficacy and the international school context
in Shanghai.
7.1 Phase I Results
This section establishes the interschool variance in order to reveal any differences
between survey responses across international schools. A description of the
international school participants is outlined, followed by descriptive statistics of the
survey results, and analysis of the relationships between school structures, team
cohesion, teacher characteristics and collective efficacy.
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7.1.1 Comparing international schools survey responses
In this section, results of a multivariate analysis of variance (MANOVA) are discussed
to determine whether teachers’ survey responses differed significantly across schools A,
B, C and D. This is followed by a description of data screening procedures, a combined
description of participants and survey descriptive statistics, data assumptions for
multiple linear regression analysis and results.
It was important to establish whether there were any significant differences between
participant responses across the four international schools (A, B, C, D) prior to data
analysis. A one-way multivariate MANOVA was conducted to test for differences
across international schools and teachers’ responses on the school structures, collective
efficacy and team cohesion surveys.
Table 24. MANOVA Results, Wilk's Lambda
Variable Value F Hypothesis df Error df Sig.
School A, B, C, D .92 1.33 18 888.61 .158
Table 24 results indicates that the model was not a significant predictor of the
dependent variables, F (18, 888) = 1.33, p = .158; Wilk’s = 0.92. Considering there were no
significant differences between schools on any of the survey scores, it was reasonable to
combine and analyse the data as one representation of teachers’ perceptions within
international schools in this setting.
Retaining and eliminating data was determined prior to analysis. After screening the
data, eight cases were found to be missing from one to three different individual item
responses. As the data appeared to be missing at random, a simple mean imputation
method was used for handling the missing data (Jakobsen et al., 2017). Using this
approach, the missing variables were estimated by calculating the mean of the observed
values for the item based on available data. The SPSS program indicated that 2.31
standard deviations from the mean was the cut-off for eliminating outliers. Four cases
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of outliers were identified and deleted. The complete dataset for Study Two comprised
data from 323 participants.
7.1.2 Description of participants in the international schools combined
The volunteer participants in this study were expatriate and host country (local
Chinese) educators from four large PK-12 international schools in Shanghai. The
demographics relating to these participants are presented in Table 25.
Table 25. Frequency of distributions of demographic variables (N=323)
Variables Frequency Per cent
Years of Employment at
International School
1-2 years 128 39.6
2-3 years 35 10.8
3-4 years 61 18.9
5-6 years 41 12.7
7 + years 58 18
Expatriate or Host Teacher
Expatriate 274 84.8
Host 49 15.2
Level of Expertise
Graduate teacher 26 8
Proficient teacher 114 35.5
Highly accomplished
teacher 115 35.6
Lead teacher 68 21.1
Gender Female 223 69
Male 100 31
The highest number of responses were from teachers employed between 1-2 years,
representing 39.6% of the sample population. There was a larger representation of
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female teachers (69%) compared with male teachers (31%). The highest number of
responses were from teachers who rated their level of expertise as proficient (35.5%)
and highly accomplished (35.6%). The majority of participants were expatriate teachers,
representing 84% of the responses. In the following sections, data related to teachers’
perspectives of collective efficacy (teaching, coordination and interactive group
dynamics), team cohesion (task and social), and school structures (enabling and
hindering) are presented.
7.1.3 Teachers’ responses on collective efficacy, team cohesion and school structures
survey items
Collective Efficacy survey results
Given collective efficacy is a group-level phenomenon that represents multidimensional
constructs, this study addresses three indicators of collective efficacy: teaching,
coordination of group dynamics and interactive group dynamics. The previous chapter
outlined the development of the collective efficacy survey items and the use of
exploratory factor analysis to ensure the survey accurately measured the intended
indicators. The following section describes teachers’ responses on survey items.
Collective Efficacy: Teaching
The Collective Efficacy: Teaching survey included four items pertaining to group
competence and task analysis. Teachers responded to a 6-point Likert scale ranging
from 6 (“strongly agree”) to 1 (“strongly disagree”). The data displayed a mean score
range between 4.90 and 5.24. The distribution of the scores relative to the mean ranged
from .74 to .86 standard deviations. This indicated that teachers appraise each other as
highly capable of successfully educating children in their setting. The percentage of
agreement was calculated by combining agreement scores (slightly agree, agree, strongly
agree). The means, standard deviations and percentage of agreement scores are
displayed in Table 26.
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Table 26. Descriptive statistics for Collective Efficacy: Teaching
Items Mean SD % Agreement
1. Teachers in this school do not give up, even if a
child is resistant to learning.
5.02 0.80 94.74
2.Teachers believe that every child can learn. 5.24 0.74 97.21
3. Teachers implement effective learning strategies
(e.g. offer timely feedback, develop challenging and
interesting course work, support students to meet
high expectations and reward success).
5.03 0.81 94.43
4. These students are strongly supported by their
community and this helps to ensure learning.
4.90 0.81 94.42
The items pertaining to group competence (1 - 3) indicated that teachers agreed that they
possessed the collective capacity to implement a range of effective teaching and
learning strategies and persist when faced with resistant learners. Given that collective
efficacy is context specific, these results suggest that teachers, in this setting, judge one
another as highly capable to deliver instruction, motivate students, find ways to engage
those students less willing to participate, and foster and maintain high educational
standards for all students. The item referring to task analysis (4) suggests that teachers
agree that student learning is strongly supported by the community, which indicates
that responsibility for student learning is shared between the school and the
community. Overall, teachers perceive each other as capable of positively influencing
student learning. Additional investigation was required to understand more about
teachers’ perspectives of group competence and task analysis. These survey results
were explored further in Phase II.
Collective Efficacy: Coordination of Group Dynamics
The collective efficacy items related to coordination of group dynamics included seven
items. The survey used a 6-point Likert scale ranging from 6 (“strongly agree”) to 1
(“strongly disagree”). The data displayed a mean score ranging between 4.77 and 5.04
with a distribution range from .74 to .99 standard deviations. This suggests confidence
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in collaborative capability is present among teachers. The percentage of agreement was
calculated by combining agreement scores (slightly agree, agree, strongly agree). Table 27
presents the means, standard deviations and percentage of agreement scores.
Table 27. Descriptive statistics for Collective Efficacy: Coordination of Group Dynamics
Items Mean SD % Agreement
1. Teachers in my grade/subject level have
confidence in their ability to achieve group goals.
5.00 0.74 96.57
2. Teachers in my grade/subject level have
confidence in their ability to skilfully perform
planned tasks.
5.04 0.86 97.53
3. Teachers in my grade/subject level have
confidence in their ability to work effectively
together.
4.49 0.86 94.19
4. Teachers in my grade/subject level have
confidence in their ability to resolve conflicts.
4.77 0.99 89.54
5. Teachers in my grade/subject level have
confidence in their ability to keep a positive
attitude.
4.87 0.87 92.53
6. Teachers in my grade/subject level have
confidence in their ability to maintain effective
communication.
4.84 0.93 90.97
7. Teachers in my grade/subject level have
confidence in their ability to talk about how to use
and share materials.
4.95 0.92 92.86
There was a high percentage of agreement on all items related to judgments of
collaborative capabilities. On average, the lower mean scores indicated that teachers
slightly agreed to items (3 – 7) pertaining to their confidence in one another’s skills to
navigate the complexities of group dynamics. Given that shared interaction among
teachers builds confidence in one another’s ability to achieve collective outcomes, these
results suggest that improvements can be made to enable effective group functioning
and collective competence regarding the interaction and coordination of group action.
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Interestingly, teachers agreed to items (1 & 2) referring to confidence in one another’s
capability to achieve goals and perform set tasks. Considering that shared interactions
among teachers are building blocks for collective efficacy, it is important to identify and
understand what teachers actually do when they are together, and whether this
strengthens their conviction and judgment of each other’s capability to achieve student
learning outcomes. This was explored in Phase II.
Collective Efficacy: Interactive Group Dynamics
The Collective Efficacy: Interactive Group Dynamics survey included nine items. The
data displayed a mean score ranging between 4.90 and 5.24. The distribution of the
scores relative to the mean ranged from .74 to .86 standard deviations. This suggests
that teachers perceive their colleagues as motivated to engage with one another and
adequately persist and persevere on tasks when faced with challenging circumstances.
The percentage of agreement was calculated by combining agreement scores (slightly
agree, agree, strongly agree). The means, standard deviations and percentage of
agreement scores are displayed in Table 28.
Table 28. Descriptive statistics for Collective Efficacy: Interactive Group Dynamics
Items Mean SD % Agreement
1. Teachers in my grade/subject level have confidence
in their ability to demonstrate a strong work ethic.
5.16 0.72 97.53
2. Teachers in my grade/subject level have confidence
in their ability to work to overcome distractions.
4.49 0.74 96.59
3. Teachers in my grade/subject level have confidence
in their ability to show enthusiasm.
5.05 0.81 96.28
4. Teachers in my grade/subject level have confidence
in their ability to perform under pressure.
5.10 0.85 95.98
5. Teachers in my grade/subject level have confidence
in their ability to persist when obstacles are present.
5.13 0.71 97.52
6. Teachers in my grade/subject level have confidence
in their ability to work hard even when it seems like
the team isn’t getting any breaks.
5.11 0.82 96.28
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Items Mean SD % Agreement
7. Teachers in my grade/subject level have confidence
in their ability to be prepared for every meeting.
4.68 0.94 89.48
8. Teachers in my grade/subject level have confidence
in their ability to devise successful strategies.
4.85 0.83 93.49
9. Teachers in my grade/subject level have confidence
in their ability to be mentally present for every
meeting.
4.57 0.97 87.30
The results displayed in Table 28 indicate that the majority of teachers agreed that
team members are active participants in group tasks and make discretionary efforts
towards attainment of group goals. Responses on items four and five suggest there is a
high degree of effort and engagement present among teachers when presented with
challenging situations. Survey results indicated that teachers have confidence in one
another’s effort, persistence and preparation to work together in pursuit of solutions to
problems, which strengthens their confidence in each other’s ability to handle difficult
situations.
International teachers’ perspectives of Team Cohesion
In the previous chapter, the development of the Team Cohesion survey items was
outlined, and exploratory factor analysis was utilised to determine the underlying
factor structures. The results indicated that Team Cohesion represented two
dimensions: Task Cohesion and Social Cohesion. The next section describes teachers’
responses on these factors.
Task Cohesion
The Task Cohesion factor of the Team Cohesion survey contained four items. The
survey used a 6-point Likert scale ranging from 6 (“strongly agree”) to 1 (“strongly
disagree”). Items 2, 3 and 4 were reversed. The mean score ranged between 4.18 to 4.61.
The distribution of the scores relative to the mean ranged from 0.95 to 1.40 standard
deviations. This suggests that teachers agree that they have consistent aspirations for
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achieving tasks. The percentage of agreement was calculated by combining agreement
scores (slightly agree, agree, strongly agree). Table 29 presents the means, standard
deviations and percentage of agreement and scores.
Table 29. Descriptive statistics for Task Cohesion
Items Mean SD % Agreement
1. Our team is united in trying to attain goals. 4.86 0.95 91.90
2. I’m unhappy with my team’s degree of
commitment to tasks. (R)
4.54 1.35 77.0
3. Our team members have inconsistent aspirations
for the team’s performance. (R)
4.18 1.40 64.60
4. This team does not give me sufficient
opportunities to improve my personal
performance. (R)
4.61 1.28 77.90
Note: R = reversed scoring
The results indicate that respondents agree teachers are aligned towards achieving
organisational goals and objectives. The responses also suggest that teachers agree
group members are committed to group tasks and are provided with opportunities to
develop their individual teaching effectiveness. The least positive of the positive
responses, those with the widest SD, reflects teachers’ inconsistent aspirations for team
performance. This may suggest that teachers have varying degrees of ambition for the
team’s performance. Further clarification was required to understand the depth of the
interdependence and interrelationships between group members and how this
strengthens confidence in one another’s ability to attain group goals.
Social Cohesion
The Social Cohesion factor of the Team Cohesion survey contained six items. The scores
for items 6, 7 and 8 were reversed. The mean score ranged between 3.68 to 3.93. The
distribution of the scores relative to the mean ranged from 1.35 to 1.56 standard
deviations. This suggests that teachers enjoy spending time with their team members
outside of work. The percentage of agreement was calculated by combining agreement
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scores (slightly agree, agree, strongly agree). Table 30 presents the means, standard
deviations and percentage of agreement scores.
Table 30. Descriptive statistics for Social Cohesion
Items Mean SD % Agreement
5. Our team would like to spend time together after work
hours.
3.78 1.37 61
6. Members of our team do not socialise together outside
of work. (R)
3.93 1.43 61.6
7. Our team members rarely socialise together. (R) 3.93 1.43 60.4
8. Members of our team would rather socialise on their
own than together as a team. (R)
3.67 1.35 56.6
9. For me, this team is an important social group to which
I belong.
3.90 1.39 65.6
10. Some of my closest friends are in this team. 3.68 1.56 56.4
Note: R = reversed scoring
Results were mixed for the Social Cohesion survey. Teachers reported both negative
and positive responses. The standard deviation scores suggest that responses varied;
almost half the sample population expressed that social cohesion was not strong while
the other half expressed that team members were important friends. Interestingly,
65.6% of teachers responded that their team was the most important social group to
which they belonged, and 56.4% regarded their team members as their closest friends.
More than half of the respondents preferred to socialise with their team members than
on their own and over 60% agreed that they socialised with their team members outside
of work.
School Structures
The School Structures survey contained 11 items. Teachers responded to items on a 6-
point Likert scale ranging from 6 (“strongly agree”) to 1 (“strongly disagree”). The
scores for items 4, 5, 9, 10 and 11 were reversed. The mean score ranged between 3.96 to
4.53. The distribution of the scores relative to the mean ranged from 1.09 to 1.40
standard deviations. The results indicate that teachers generally perceive their school
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structures as enabling them to do their job with flexible and helpful rules. The
percentage of agreement was calculated by combining agreement scores (slightly agree,
agree, strongly agree). Table 31 presents the means, standard deviations and percentage
of agreement scores.
Table 31. Descriptive statistics for School Structures
Items Mean SD % Agreement
1. Administrative rules in this school enable honest
communication between teachers and leadership.
4.14 1.20 74.92
2. Administrative rules enable rather than obstruct
teaching and learning.
4.28 1.08 77.09
3. Administrative rules are guides to solving problems
rather than rigid procedures.
4.22 1.09 77.09
4. In this school red tape keeps teachers from doing their
job well. (R)
3.98 1.35 63.15
5. Administrative rules in this school are substitutes for
professional reasoning. (R)
3.96 1.26 63.78
6. The administrative hierarchy of this school helps
teachers to do their job.
4.07 1.23 73.37
7. The administrative hierarchy of this school promotes the
mission of the school.
4.53 1.15 80.50
8. The administrators in this school use their governance to
enable teachers to do their job.
4.21 1.08 77.09
9. The administrative hierarchy obstructs student learning.
(R)
4.43 1.23 77.10
10. The administrative hierarchy of this school impedes
innovation. (R)
4.16 1.40 67.81
11. In this school the command of the principal is used to
undermine teachers. (R)
4.18 1.27 83.89
Note: R = reversed scoring
The results suggest the school structures enable a system of rules and regulations
that facilitates problem solving and nurtures honest, professional communication with
teachers. Given that the school structures are conceptually arranged along a continuum
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from hindering to enabling, these results indicate that there are more enabling
structures present that support cooperation.
The lowest scores referred to rules as substitutes for professional knowledge and red
tape that keeps teachers from doing their job. A possible explanation for this perception
may be that the school system is centralised and controlled by administrators who do
not invite the views of teachers on decisions that influence classroom practice. The
highest scores pertained to rules that promote the mission of the school, with agreement
accounting for 80.50% of responses. Also, positive responses related to the enable rather
than obstruct teaching and learning, accounting for 77.10% of the agreement responses.
These results suggest that 77.10% of the sample population felt they have the
professional autonomy to instruct and solve problems. These results also indicate that
22.9% of the sample population are of the opinion that they are bound by rules that
hinder their autonomy.
Summary of descriptive statistics for Collective Efficacy, School Structures and Team
Cohesion.
Table 32 exhibits the overall responses to study variables displaying the mean, standard
deviations and score range. Collective efficacy: teaching yielded the highest mean score
(5.07), implying that respondents strongly perceive one another as having the necessary
skills to create successful outcomes for students. Team social cohesion displayed the
lowest mean score (3.82), which suggests that teachers enjoy socialising together but
this is not necessarily the most important social group to which they belong. The table
below summarises each variable for this study.
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Table 32. Summary of descriptive statistics for study variables
Variables M SD Minimum Maximum
Collective Efficacy: Teaching 5.07 0.57 3.17 6.00
Collective Efficacy: Coordination of group
dynamics 4.95 0.63 2.44 6.00
Collective Efficacy: Interactive group
dynamics 4.91 0.68 2.71 6.00
School Structures 4.21 0.82 1.00 6.00
Team Task Cohesion 4.55 0.93 1.50 6.00
Team Social Cohesion 3.82 1.11 1.00 6.00
Overall, the Collective Efficacy scores across all sub-scales of teaching, coordination
of group dynamics and interactive group dynamics were positive with little variance.
These results indicate a high sense of collective efficacy for teaching, a positive
perception of collaborative groupwork, and motivation to persist in efforts to achieve
goals. The School Structures survey results demonstrated positive responses. This
implies that the organisational structure facilitates problem-solving, promotes dialogue
and teachers feel generally supported by their administration. The Task Cohesion
survey results were positive and showed that teachers remain united to achieve goals.
The Social Cohesion survey results displayed the lowest mean score of 3.82 which
suggests that not all teachers socialise together outside of their work.
In the next section, the relationships between School Structures, Teacher
Characteristics, Team Cohesion and Collective Efficacy are explored.
7.1.4 Relationships between school structures, team cohesion, teacher characteristics
and collective efficacy
Bivariate correlations of coefficient were calculated to measure the relationships
between school structures, task cohesion, social cohesion, collective school efficacy
(coordination of group dynamics, interactive group dynamics and teaching), the
number of years employed and level of experience. The linear associations are
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presented in Table 33.
Table 33. Pearson correlations among variable coefficients (n=323)
Collective Efficacy
Variables Teaching Coordination of
Group
Dynamics
Interactive
Group
Dynamics
School Structures .344** .396** .293**
Team Task Cohesion .350 ** .577** .503**
Team Social Cohesion .223** .340** .252**
Number of years employed at
current school site
.136* .069 .063
Level of Expertise .004 -.016 -.025
Note. *p<.05, **p<.01
The school structures significantly influenced the degree to which teachers perceived
one another’s capability to coordinate group dynamics (r = .396, p <.01), interactive
group dynamics (r = .293, p <.01), and teach (r = .344, p <.01). This is important because
it indicates that the professional actions of school leaders connect and strengthen
teachers’ perception of collective efficacy and judgment of one another’s ability to
increase learning outcomes for students.
The number of years employed at the school was positively correlated with
collective efficacy: teaching (r = .136, p <.05). This suggests the longer teachers are
employed in the school, the greater confidence they develop in group capabilities and
task analysis to achieve successful learning outcomes for students. It may also indicate
that when teachers see their collective efforts impact student learning, group members
gain a greater sense of job satisfaction and this may strengthen teacher retention.
Team cohesion (task and social) is positively and significantly associated with
collective efficacy dimensions. Task cohesion enhances the development of cooperation
and this can potentially increase group productivity through the transfer of resources
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such as knowledge and experiences.
The significant positive relationships between collective efficacy dimensions were
anticipated because they are part of the same construct. As displayed in Table 33, there
is a positive correlation between all three subcategories of collective efficacy. This is
because they all work together, and theoretically, they should be related to each other,
thus demonstrating convergence between the similar constructs. The bivariate
correlations between subcategories make sense from the perspective of social cognitive
theory. For example, the manner in which teachers communicate with each other, make
decisions, navigate the complexities of group dynamics and take on roles impacts their
ability to work together and execute the course of action required to influence student
learning. The level of interaction and engagement influences what teachers choose to do
as a team, their staying power when obstacles are present and the way they deal with
setbacks to perform and accomplish tasks. Therefore, these survey results suggest that
teachers’ judgments of teaching ability and perception of how well they interact with
one another and coordinate group dynamics to achieve collective outcomes represents
the degree of collective efficacy.
Considering that teachers’ appraisals of the ability of group members to execute the
course of action required to produce a given level of attainment are established through
collaborative experiences and engagement on teaching tasks within a particular context,
the three dimensions combined (coordination of group dynamics, interactive group
dynamics and teaching) provide an authentic understanding of collective efficacy.
When the three dimensions are combined, a Cronbach Alpha score of .94 indicates that
the items have a relatively high internal consistency (Tabachnick & Fidell, 2013) and are
closely related. Since the ‘whole’ is greater than the sum of its parts, it was appropriate
to aggregate the three sub-scales and compute a mean score to reflect collective efficacy
within international schools. The next section utilises multiple linear regression (MLR)
to determine whether contextual factors such as school structures, team cohesion and
teacher demographic characteristics contribute to collective efficacy.
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7.1.5 Contributors to collective efficacy
Prior to the analysis, assumptions for MLR were tested. To address linearity among the
multivariate relationships between variables, a P-plot of regression standardised
residuals was analysed and revealed normality. A value of 1.74 on the Durbin-Watson
statistic test indicated there was no autocorrelation in the residuals. A visual inspection
of the histogram of residuals indicated a normal distribution, supporting the skewness
and kurtosis test which also showed no issues with distribution. Results of this study
indicate VIF values between 1.04 and 2.49 and tolerance values between .96 and .40
which meet the assumptions of collinearity. An examination of the histogram and
standardised residuals scatterplot displayed a pattern of homoscedasticity. Considering
there were no violations within the data, a multiple linear regression was conducted to
see if School Structures, Task Cohesion, Social Cohesion, teachers’ level of expertise and
the number of years employed predicted Collective Efficacy. Table 34 shows the results
of the regression analysis.
Table 34. Predictors of Collective Efficacy
B SE Beta Partial Sig
(Constant) 2.845 .177 <.001
School Structures .129*** .032 .191 .219 <.001
Task Cohesion .270*** .030 .455 .449 <.001
Social Cohesion .069** .024 .137 .163 .004
Level of Expertise .007 .027 .010 .013 .813
Number of years
employed
.024 .016 .065 .083 .140
Note. *p<.05, **p<.01, ***p<.001
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As displayed in Figure 24, the significant predictors of collective efficacy in
international schools in Shanghai were Task Cohesion (.270), School Structures (.129)
and Social Cohesion (.069). A multiple regression analysis was conducted using School
Structures, Task Cohesion, Social Cohesion, Level of Expertise and Years of
Employment as potential predictors of Collective Efficacy. The final regression model
accounted for 39.1% of the variance in Collective Efficacy, (F(5, 317) = 40.763, p <.001)
and included Task Cohesion, School Structures and Social Cohesion as significant
predictors. The regression coefficients revealed that Task Cohesion (β = .46) was a better
predictor of collective efficacy than School Structures (β = .19) and Social Cohesion (β =
.14). The Levels of Expertise (β = .01) and Years of Employment (β = .06) did not
significantly add to the prediction of collective efficacy.
.129***
.270***
.069 **
.007
.024
Collective
Efficacy
School
Structures
Task
Cohesion
Social
Cohesion
Level of
Expertise
Years of
Employment
Figure 24. Significant predictors of collective efficacy
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Teachers who perceived higher levels of Task Cohesion also reported higher levels
of efficacy judgments. These results suggest that the quality of a group contributes to
collective efficacy and matters a great deal to a team’s overall sense of efficacy.
Evidently, a group’s cohesion reflects the degree to which teachers work together to
achieve common goals, and this has direct relevance for perceptions of collective
efficacy. The more teachers perceive their group as working together to accomplish
shared objectives, the more confident they feel that they have the capability to
successfully achieve the tasks.
Additionally, positive perceptions of School Structures aided the strength of
conviction in one another’s capability to successfully perform tasks. Obviously when
the organisation of schools is considered to promote problem-solving, cooperation and
collaboration and teachers are more participative in decision-making, teachers perceive
their school to be more effective and this also strengthens conviction in team capability
and ability to achieve goals.
The contribution of task cohesion and social cohesion to collective efficacy
A significant partial variance was explained by task cohesion which accounts for 44.9%
(R2= .449, p<.001), with social cohesion adding 16.3% of the partial variance (R2= .163,
p<.001). When groups work together towards a shared vision, they increase their
positive perception of collective efficacy.
These findings highlight the importance of the interactive nature of the social setting
and its connection with collective efficacy. Behaviour affects, and is affected by, the
organisational context. The cohesion of the group is important because it reflects the
willingness of members to ‘stick together’. If groups are cohesive then members have a
sense of belonging and this strengthens their motivation to maintain group
membership. Evidently, being united by a common goal or objective predicts collective
efficacy. The more united team members are, the higher the degree of confidence in one
another’s capability to achieve group goals. Thus, these results indicate that as unity
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increases, so do teachers’ perceptions of group capability. Considering that cohesion
involves working towards a shared vision, these results suggest that collective efficacy
is strengthened when teachers see a need to join efforts and work towards common
goals.
The predictive contribution of school structures to collective efficacy
School Structures is a significant predictor of collective efficacy (R2= .219, p<.001) after
controlling for the effect of task cohesion, social cohesion, level of expertise and the
number of years employed on collective efficacy. School structures explains 21.9% of the
partial variance in collective efficacy. This supports the notion that leaders have
influence over the conditions that make group functioning and collective action easier.
Leaders can create school structures that influence the way teachers interact. On the
surface, this means leaders use their authority to provide time for teachers to meet with
each other, promote group autonomy to problem-solve and innovate, endorse effective
cooperation and encourage the exertion of effort and persistence to achieve group goals.
The School Structures may serve as the catalyst to the development of positive learning
environments. When teachers perceive their school as a system that helps rather than
hinders, this promotes effective school functioning, and the pooling of knowledge
increases confidence in the team’s capability to successfully perform tasks.
7.1.6 Summary of results
The results of Study Two, Phase I, demonstrated that there is a significant positive
correlation between the three dimensions of collective efficacy and Task Cohesion,
School Structures and Social Cohesion. These bidirectional relationships reflect the
reciprocal influences of cognitive, behavioural and environmental factors. This means
that a strong sense of CTE increases engagement in school structures, task cohesion and
social cohesion. Additionally, the quality of leadership and cohesion among teachers
contribute to the development of effective organisational climates whereby teachers
succeed by working together, thus strengthening collective efficacy.
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This predictive relationship was further supported by a multiple linear regression
analysis which demonstrated that when School Structures, Team Cohesion and Teacher
Characteristics are analysed together, they significantly predict Collective Efficacy. A
moderate regression relationship was found (F(5, 317) = 40.763, p <.001, R2 = .391). Task
Cohesion, Social Structures and Social Cohesion were significant partial predictors of
Collective Efficacy. These results indicate that collective efficacy is influenced by the
complex interaction between environmental factors at an organisational level and
interpersonal team level. These areas are explored in more detail in Phase II.
7.2 Phase II Results
The second phase of Study Two focused on exploring expatriate teachers’ perspectives
regarding collective efficacy, school structures and team cohesion. Following the
completion of the survey, expatriate teachers who had indicated their interest were
invited to participate in a semi-structured interview. Interviews were conducted via the
online Zoom platform in the three weeks following the completion of the online survey.
The 13 participants were employed across four international schools. In School A, there
were three participants: one teacher from elementary (n=1), middle (n=1), and high
(n=1) school. Three participants were employed in School B: one teacher from
kindergarten (n=1), elementary (n=1) and middle (n=1) school. In School C, there were
four participants: two teachers from elementary (n=2), one from middle (n=1) and high
(n=1) school. Lastly, in School D, three teachers were from high school (n=3). The
interview questions aimed to allow for in-depth accounts of expatriate teachers’
experiences and perceptions of collective efficacy, school structures and team cohesion.
Information was obtained via open-ended questions. Some of these were
predetermined by the researcher based on the Phase I results and others emerged as the
one-to-one semi-structured interviews progressed. The interviews were audio recorded
and transcribed for thematic analysis.
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As in Study One, the data analysis process involved a constant interactive process of
moving back and forward between the data, prior research and theory. Thematic codes
were extracted, categorised and analysed. Through this process the data transformed
from individual segments to a map of coherent, meaningful and distinct themes. The
data analysis revealed narratives that highlighted teachers’ experiences with collective
efficacy, school structures and team cohesion within their international school contexts.
Cohen's Kappa was used to determine if there was an agreement between three raters
on the coding of two interviewee transcripts. Results indicated that there was an
almost perfect agreement between rater 1 and rater 2 judgments, K= .887 (95% CI .838 to
.946); rater 1 and 3 judgments, K = .905 (95% CI .852 to .957); and rater 2 and 3, K = .879
(95% CI .818 to .940). Figure 25 provides a visual representation of the connecting
themes and sub-themes of the interview data.
Figure 25. Connective interview themes and sub-themes
In the following section, the themes and sub-themes are arranged to tell participants’
stories based on their perceptions. Table 35 outlines the three main areas of interest and
their relevant themes and sub-themes. The number of participants within each school is
also included in this table.
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Table 35. Themes/sub-themes including number of participant discussions
AREA THEMES / SUB-THEMES
SCHOOLS &
PARTICIPANTS
(N=13)
Collective
Efficacy
A B C D
Teaching
Group Teaching Competence
Competent staff 3 2 2 2
Analysis of the teaching task
Student motivation 2 2 4 2
Community 3 3 4 2
School resources 2 1 4 3
Coordination of Group Dynamics
Collaboration
Collegiality 3 2 3 2
Interdependence 3 3 4 3
Evaluation of collective impact
Interactive Group Dynamics
Engagement
Willingness to engage 3 2 3 1
Reluctance to engage 2 1 2 1
Mix of personalities
Team
Cohesion
Task Cohesion
Goals 3 3 4 2
Social Cohesion
Interdependence 2 2 3 2
School
Structures
Enabling
Supportive leadership 2 2 4 1
Hindering
Low collaboration 1 2 3
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Through a process of deductive and inductive data coding, themes and sub-themes
emerged from the semi-structured interview data. Table 35 displays the themes, sub-
themes and frequencies of each response. Similar ideas were expressed by participants
across all schools regarding collective efficacy. The least frequent responses were in
reference to a sense of powerlessness, which was mentioned by one participant in
School A and one participant in School D. A small number of those interviewed
discussed the ineffectiveness of social cohesion in the workplace across schools A, B and
C. Participants in School A did not express concerns that school structures hindered
their ability to work collectively. There were more comments from School D regarding
their desire for a more collaborative culture. The next section focuses on unpacking and
defining the evidence collected on each theme and how these data relate to the overall
research questions.
7.2.1 Collective efficacy
At the beginning of each interview, teachers were asked how they conceptualised and
explained the notion of collective efficacy. One-third of respondents referred to
collective efficacy as “working together”, one-third described “engaging in
collaborative activities” and one-third could not define the concept. The researcher
shared Bandura’s (1997) definition of collective efficacy with each participant:
“Collective efficacy is a group’s shared beliefs in the conjoint capability to organise and
execute the courses of action required to produce given levels of attainment” (p. 477).
Subsequently, teachers were asked to explain whether they experienced this in their
current school. Half of the respondents said “yes” and half said “no - it’s inconsistent".
The teachers who experienced collective efficacy in their schools said it was
operationalised through collaborative activities between teachers: “We collaborate …
share best practice to reach our common goal” (Participant B4). Four teachers expressed the
belief that they were required to engage with one another and work towards common
goals: “willingness to share” (Participant 12D); and “each person brings that piece that they
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are really good at” (Participant 8C). Three teachers mentioned the importance of sharing
teaching expertise with the group: “common goals … working together … working hard,
share resources and knowledge” (Participant 1A). One teacher spoke about analysing
student data together: “we analyse data, we see the next steps … we remediate and
differentiate for small groups of children” (Participant 6B). Participant 9C suggested that
teachers also work in partnership with parents to help children reach successful
outcomes: “The teacher along with the families do what’s best for the students”.
The other half of teachers interviewed stated that collective efficacy was not
consistent across the school: “it depends on the grade level and mix of teachers” (Participant
7C). Participant 2A explained that the transiency of staff affected collective efficacy: “the
transiency of staff is most difficult … you lose half your team (yearly)”. Participant 11D
commented that the more experienced teachers were less willing to engage in
collaborative group activities: “there is a bit of disagreement… people know what has worked
for them in the past, especially the experienced teachers”. There was also the belief that
instructional coaches tightly controlled meetings and this had a negative impact on the
group’s ability to collaborate: “meetings are dictated by the instructional coach …
collaboration doesn’t grow organically” (Participant 10C).
The overall semi-structured interview results indicated a view among teachers that
collective efficacy involves three main elements: the ability to successfully teach
students, coordinate group dynamics and work collaboratively with colleagues, and
engage effectively with one another. In the next section, teachers’ responses to questions
are presented thematically in light of the three themes previously mentioned to provide
a comprehensive understanding of teachers’ perceptions of collective efficacy.
7.2.1.1 Teaching
Teaching emerged as a dimension of collective efficacy that comprised two sub-themes:
teaching competence and task analysis. Teaching competence refers to the degree of
confidence teachers have in one another’s capability to successfully educate students. It
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also includes the degree to which teachers believe they can influence student learning.
Task analysis pertains to teachers’ judgment of the context, which includes students’
capabilities, community support and the resources available that enable them to
successfully improve student outcomes.
Group teaching competence
Teachers were asked to describe how they knew their colleagues were competent and
effective educators and whether teachers had an impact on student achievement. The
participants in schools A, B and C identified specific behaviours and observations,
interpreted as evidence that teachers were competent and effective. Two participants in
School D were unable to describe evidence that instilled confidence of teaching
competence.
Forty-six per cent of the interviewees stated they knew their colleagues were
competent and effective because they worked long hours: “You often see teachers staying
late, coming in early” (Participant 1A). Also, that they actively participated during group
meetings: “interacting during meetings and building curriculum together, talking about
student achievement, what worked well and why” (Participant 7C). Student performance
outcomes were also highlighted:
Through student data, we’re effective when we see change, when students go from not
being able to do something then being successful. That’s powerful (Participant 9C).
“We see progress from year to year” (Participant 1A).
Other responses to this question included: “Students are successful, and parents and
kids positively regard the school” (Participant 8C); and Participant 3A “pops in and out” of
teachers’ classrooms often and knows what’s going on from day-to-day, which gives an
insight into the competencies of teachers. Two participants in School D differed in their
opinions from teachers in the other schools. They stated they didn’t know how
competent and effective teachers were in the classroom because the students are highly
motivated and supported at home:
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I don’t know … my kids always achieve higher than they are predicted to achieve, I wonder
how much use we (teachers) really are” (Participant 11D).
Another participant in School D commented that the sharing of their teaching
practice and observing one another in the classroom was not common among teachers:
“I don’t know. I used to get my best teaching ideas from other teachers, but that’s not the culture
here … I miss being able to go into classes, you need a bit of courage to impede on someone else’s
class”.
Responses indicated that teachers work long hours, use data as evidence of progress,
and receive positive reinforcement from families. Two teachers said they did not know
whether teachers were effective because they didn’t have opportunities to observe
classroom interaction.
Analysis of the teaching task
Teachers were asked to explain the factors that influenced collective efficacy including
characteristics of the school, teachers, parents and students. Teachers described highly
motivated students; a supportive and competitive community; and a well-resourced
school.
Student Motivation
Respondents were asked to indicate how the characteristics of the students influenced
collective teacher efficacy, and how education is valued or perceived in their school
context. Seventy-seven per cent of those who were interviewed reported both positive
and negative aspects of students’ characteristics influencing collective teacher efficacy.
In international schools in Shanghai, education is seen as the number one way to
secure yourself a successful life and children are expected to go through school, get
good grades and go to university: “students take education seriously, they are studious, they
have high goals for themselves, they are hardworking, their schedules are hectic, they are the
smartest kids in the world, and put too much stress on themselves” (Participant 9C). As a
result, teachers do not spend time discussing how to engage children in learning with
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their colleagues: “motivating students isn’t something that you would invest a lot of your
time” (Participant 1A). Students come to school highly motivated to learn:
“It is quite easy to engage and motivate … they are highly competitive with themselves;
they don’t like failure … however, this can impede risk taking” (Participant 12D).
Talking about this issue, Participant 7C said, “there is a deep respect for teachers in this
setting” because “parents place a high importance on education” and, as a result, children
arrive to school with the mindset that learning and attaining high scores on tests is
important. Participant 3A felt that students are highly motivated by grades because
their families value performance on tests.
Concerns were expressed by all 77% of teachers who discussed the importance
placed on grades and assessment performance. There were some negative comments
from teachers in schools C and D. Two teachers felt that the obsession with grades
created a high-pressure, competitive environment: “the kids talk about the pressure they are
under” (Participant 7C); and “children lose sight of the learning that happens outside of grades
because their aim is to get into Ivy League or Harvard colleges” (Participant 10C). There was
some suggestion that students were driven by fear and resorted to extreme measures to
achieve high academic attainment:
“Education is everything to these students and they take part in additional classes and
tutoring after school hours” (Participant 8C).
“All children have tutors and home learning is strongly supported by parents who ask
about SAT prep and these children in grade 5” (Participant 10C).
“These students are motivated by fear of getting into trouble and not meeting the
expectations of their parents, they want to achieve to please their parents” (Participant
10C).
Two teachers in School D expressed that a highly competitive environment which
overemphasised the importance of grades encouraged “children to believe that success is
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defined by a number” (Participant 11D) and that children who learn to be competitive at a
young age feel they are “better than others if they achieve X or Y and this is drilled into them
by their parents which effects their socialisation skills” (Participant 12D).
Participant 11D added that highly motivated and driven students made it easy to
lecture, which can inhibit teacher professional development: “Students are passive and
compliant and happy to sit and be told the answers … this runs the risk of deskilling you as a
teacher because they are so easy to teach and it’s not terribly fulfilling. It is easy to fall in the
comfort, talk for an hour, they write it down and take it in, as a teacher you plateau and have to
be quite internally driven to improve.”
These results indicate a teacher-centred approach to learning where educators are
experts with mastery of knowledge who present lessons in a systematic manner.
Teachers describe differences between two learning paradigms—student-centred and
teacher-centred approaches. In a teacher-centred approach, students withhold from
asking questions and value academic performance; in a student-centred approach,
teachers want students to engage in two-way dialogue in order to deepen learning. The
results also suggest a culture that has great influence over student learning and shares
the responsibility of academic performance.
Community
Teachers were asked to describe the characteristics of the parent community and how it
impacts teaching and learning. In all 13 interviews, teachers reported both enabling and
hindering aspects of the parent community that influenced student learning and
classroom teaching. The enabling themes that emerged included home learning support
and shared responsibility in their child’s learning. The hindering aspects involved
placing a high degree of pressure on students.
Most teachers (90%) described families in their setting as “super involved and
wonderful with offering assistance” (Participant 8C). The local Chinese parents value
academic excellence and provide home learning support: “they have tutors for their
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children” (Participant 6B). Participant 1A described the families as “very important” to
children’s successful learning experience because they “value education highly” and this
“influences how children perceive their teachers and their class time”. Parents are very
supportive, and this gives teachers the confidence to do their jobs. There are some
parents who are more demanding about results, but in general “parents help their child’s
learning” (Participant 3A). In this setting teachers are viewed as “credible and treated with
respect and gratitude” (Participant 1A). Participant 12D added that “parents are usually a
force for good and very invested in their child’s education”. This view was followed with the
perception that the parent community influences student attitudes toward education by
demonstrating the behaviour and mindset: “the kids here see the worth of working hard
because most of the parents are extremely successful, there is immediate inspiration and model of
what success looks like”. Participant 5B believes that the majority of the parents emphasise
the importance of education and “support their children with home learning”. These
responses indicated that parents share the responsibility for teaching and learning;
relationships between parents and teachers are important; parents expect students to
persevere and respect teachers; and these attitudes contribute to a harmonious
classroom environment.
In addition to this view, concerns were expressed that parental pressure for
academic achievement among the Asian community is high, and parents take a “healthy
to borderline unhealthy interest” (Participant 11D) in their child’s education. Participant
12D said the pressure these children experience causes them to have strong emotional
reactions if they feel they are letting themselves or their parents down: “these kids are
fearful of not succeeding”. The children are driven by fear of disappointing their family
because of the overemphasis on performance grades and parents are “highly competitive
and push their children to achieve academic excellence” (Participant 7C). Participant 4B said
that “all parents value English language learning” and parents believe it is a necessary
competency for their children’s future endeavours. Participant 5B stated that when
parents focus on results and scores, there is less value on the enjoyment of learning, and
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as a result, children lack the intrinsic motivation because they are driven by assessment
scores: “if the content is not going to be on the assessment, then they won’t waste their time on
the learning.” It was suggested by participant 11D that the parent community is close-
knit and it can feel as though they “run the show”; the parents are referred to as “clients”
who “hire us to educate their kids”. The parent community also ensures that teachers
maintain consistency of teaching programs between classrooms: “there is an expectation
that there’s not really a great difference from one classroom to another in terms of grade level”
(Participant 10C). These interview responses indicated that a focus on academic
performance is highly valued and viewed as bringing pride to one’s family.
The participants on a whole expressed the view that parents share the responsibility
for educating their children. While parents support and respect teachers, there is a
strong emphasis on academic performance, and this creates a competitive environment
and pressures children to make high academic gains.
School Resources
Teachers were asked whether their school had sufficient resources to support teaching
and learning. Seventy-seven per cent of interviewees stated that their school was well
resourced: “The budget seems endless” (Participant 7C). “The school is incredibly well
resourced with a pool, 3D printers, there is a pot of money to use for innovative ideas”
(Participant 12D). “The school has enough funds to create 21st century classrooms and support
teachers’ innovative instructional ideas” (Participant 13D).
Teachers were also asked to describe the role played by the school, parents, teachers
and students in influencing academic achievement. Sixty-two per cent of participants
attributed student academic attainment to the efforts of teachers, students and parents.
Participants stated that academic success is due to a well-resourced school—“I get
whatever I need for the classroom” (Participant 8C); highly qualified, capable teachers—
“teachers are the most valuable resource of the school” (Participant 1A); teachers who
provide support and set high expectations for students—“teachers hold high expectations
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and walk with children until they get to where they need to be” (Participant 10C); and smart
students—“we get good results, partly because we have bright children and very good teachers”
(Participant 11D).
A supportive home learning environment provides students with extra support to
continue learning: “all children have tutors at home to support learning” (Participant 7C).
Students are highly motivated by society and heavy influenced by their parents for
learning: “it is built in … not to bring dishonour to the family … every moment of their lives
are spent in classes trying to achieve high academic levels” (Participant 7C). In this setting
there is a shared vision among teachers, students and parents: “we all work very closely
together and do what’s best for the children” (Participant 9C).
Two interviewees attributed successful student attainment to home learning. They
believe the work of teachers is important but expressed that the home learning
environment and the level of maturity and dedication of the students greatly influenced
their results. Participant 9C stated: “If you cannot teach in this school, then you cannot teach
at any school”.
It was also suggested that parents invest greatly in their children’s education and the
mentality is focused on attaining high academic scores in order to get into top
universities: “there is a lot of pressure placed on students from family members … students
have tutors and work on weekends” (Participant 9C).
These results provide important insights into teachers’ perception of their ability to
successfully educate students in this setting. The results reveal that teachers partly
attribute student achievement to highly qualified teachers and highly motivated
students. There was unanimous agreement that the schools were well resourced, and
the home environment was focused on academic pursuits. All key stakeholders—
teachers, parents and students—share the responsibility for student learning and work
in partnership towards a shared vision of academic attainment.
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In summary, these results provide a deeper view of collective efficacy and how it
manifests in the complex task of classroom teaching. The teachers who gained
confidence in one another’s competence to successfully educate children recalled events
where they observed instruction in action, reviewed student data with colleagues and
received positive feedback from the community. The informants in this study describe a
school and community culture which has a strong emphasis on academic performance.
Most teachers are described as qualified to teach subject areas. Students are
characterised as highly respectful, treat teachers as experts, focus on structural learning
and expect teachers to detail the content required to learn. Students persevere and
avoid confrontation and prefer a teacher-centred approach to learning. Teachers
expressed their concern that it was difficult to achieve two-way communication and
that students were too dependent on the teacher. Parents were described as mostly
supportive, but some applied an unhealthy degree of pressure on their students and the
teachers. In Shanghai, the culture influences student learning, and an emphasis on
success motivates children and families to persist and share the responsibility of
learning.
7.2.1.2 Coordination of group dynamics
Teachers were asked to respond to questions regarding their coordination of group
activities. These questions included: How does your team collaborate? What is required
to work effectively as a team? Do you analyse student data together? Does the
transiency of staff affect your work? How much do you rely on your team members?
How does your team evaluate their collective impact? Three broad themes emerged
from the analysis of interview responses: collegiality, interdependence and evaluation
of collective impact.
Collegiality
Overall, 80% of participants described a collaborative culture that required teachers to
interact and work to implement curricula set by their administration. Participant 5B
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stated that meetings are dominated by an agenda “that comes from up above” and reflect a
list of items that need to be accomplished, such as unit mapping and moderating
assessment. The team does not analyse student data together and do not use
standardised data to inform teaching and learning: “Standardised assessment is a box we
have to tick, a mandate from the accreditation team as evidence of external assessment”.
In School C, it was suggested that collaboration is viewed negatively because
teachers are mandated to follow regimented protocols and meetings are dominated by a
subject coordinator: “The literacy coordinator moves us strategically, supports what we are
doing, developing units and sharing exemplars of student work, norming is also a focus … there
is no getting around it, you have to collaborate, that’s the expectation that there isn’t any
difference from one classroom to another within grade levels” (Participant 10C). The teachers
in the school explained that the push to collaborate originates from the pressure parents
place on administration to ensure there is uniform delivery of instruction in all
classrooms.
Two teachers described their experiences with vicarious group learning. In School B,
classroom visits were described as led by the principal: “our principal guides classroom
observations and outlines what to look for which is then discussed at the end of the classroom
visits” (Participant 6B). Another participant in School A mentioned that teachers
engaged in one job session per year: “everyone in our department went to another school, we
all talk about how we implement the curriculum and the same courses that we teach, and we
share resources and knowledge on how to make it even better” (Participant 1A).
Three teachers stated their greatest challenges are carving out time to have
purposeful conversations about how to best reach the needs of students—“finding the
time to collaborate is the biggest struggle’ (Participant 9C); observing one another and
students in lessons—“we never observe one another teach because it’s a timetabling problem”
(Participant 7C); and involving more staff in frequent collaborative discussions—“on a
daily basis I spend most of my time in my room doing my own thing” (Participant 11D).
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Participant 11D acknowledges that spending time talking and engaging in teaching
inquiry is the “most valuable thing you can do as a teacher,” but there is not time built into
the day to do this. Overall, 40% of teachers viewed collaboration as breaking down
teacher isolation. Teachers explained that meetings are dominated by developing
curricula and assuring quality of assessments as a means of responding to managerial
priorities. In School C, the use of coaches aimed to improve teachers’ skills; however,
teachers did not have control over determining which skills were to be coached, as
meeting agendas were developed by coaches. Teachers did not describe collaboration as
an empowering process, instead, interactions among teachers were focused on tasks
that were mandated by others.
Positive Interdependence
The participants overall spoke about developing curriculum and aligning assessments
as a means of quality control, which dominated professional learning meetings. There
was variability among teachers regarding the degree to which these tasks required each
other’s contributions and whether teachers were tightly or loosely united to achieve
success on tasks.
The transdisciplinary nature of the International Baccalaureate curriculum in schools
A and B set the conditions for teachers to collaborate and share ideas regularly: “We’re
an IB school and working together is what we do”. Participant 1B is an experienced
International Baccalaureate teacher and believes that success cannot be achieved
without the contribution of team members. Teachers in the lower levels of School A and
B explained that team members are required to write units and lessons together and
contribute their unique skills and knowledge because “this makes the work load a lot less”.
Participant 1A explained that the workload was distributed among members: “We’re
better at some things than others” and “we get a handle on who’s good at what”. The grade
level leader plays a key role to help teachers complete the “comprehensive inquiry unit
planning documents” (Participant 1A) that integrate math and literacy knowledge and
understanding. Participant 1A relies on her colleagues in times of need and feels that
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they are all “very professional”. It was mentioned that a lack of time hinders the ability to
collaborate more often and, as a result, teachers do not use standardised student data to
inform teaching and learning: “teachers don’t know what to do with the student data they
collect from standardised assessments” (Participant 1A).
The opinion that teachers did not know what to do with student data was not the
perspective of all teachers in School A. Participant 3A expressed that teachers share
resources, moderate standardised assessment and analyse student data together.
Teachers in Participant 3A’s team spend time talking about their pre-assessments, post-
assessment data and what did and did not work well. This view was echoed by another
interviewee in School B, where team members compared assessments and determined
the percentage of students achieving the learning objective:
We compare scores … we bring assessment to the table and look at each other’s … for
example, 70% of the students understood how to divide fractions based on a rubric that we
created” (Participant 4B).
Participant 6B relies on team members to help with planning, sharing materials,
discussing standards and meeting students’ needs: “at the end of each unit, my team
analyse what worked well and what we could improve on for the following year”. This was
echoed by Participant 7C who collaborates with colleagues on building curriculum,
talking about student achievement and determining what worked well. Participant 8C
commented that grade level meetings are the “nuts and bolts” of upcoming events and
the subject meetings provide opportunities for teachers to discuss lessons and
assessments. All subject teams in School C focused on norming assessments and used
subject meeting time on this task. Participant 8C expressed the view that teaching is
better when collaborating with team members: “there are always things to gain from them”.
Participant 5B expressed the position that the degree the team members contributed
was dependent on their skills and knowledge as individuals. Teachers’ beliefs
regarding effective teaching standards did not align and this hindered Participant 5B’s
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work on planning units, producing resources and sharing ideas. Participant 5B took the
lead in developing curriculum and did not solicit input from other teachers: “I am not
sure whether collaborative planning time impacts my teaching because I am less inclined to seek
advice from those who have low teaching standards”.
In School D, professional learning community (PLC) meetings are conducted once a
month and participation is voluntary: “it is challenging to get departments to work together
because of timetabling and different personalities” (Participant 12D). Participant 12D taught
lessons independently and actively contributed to team meetings by sharing units of
work and moderating assessments. However, moderating work was not viewed
positively: “it’s a drain on my time rather than an informative and productive learning
session”. According to Participant 12D, half of meeting time is just a ’rubber stamp’ on
things that have to get done and teachers do not prioritise discussions about effective
teaching and learning methodology. This was echoed by Participant 11D who stated
that it is difficult to evaluate collective impact because the end of year exam results are
released during the school holidays.
Overall, teachers described situations where tasks required varying degrees of
interactions between members. In all cases, curriculum and assessment requirements
dominated meeting discussions. Some participants indicated low levels of interaction
and described team processes and social interactions as loosely linked. They believed
teachers did not need direct interaction with other team members to achieve success.
On the other hand, some participants indicated that the contribution of all team
members was vital to achieving individual success.
Evaluating collective impact
Teachers were asked to describe how they evaluated their collective impact. More than
80% of interviewees did not know how they evaluated their collective impact. Three
teachers from schools C and D stated that there was more focus on the individual
impact of teachers on individual students than group effects. Participant 9C claimed
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that the team did not have department goals which they worked towards but focused
on achieving curriculum standards instead. Participant 10C stated that there isn’t any
formal system for evaluating collective impact. Each year a specialised trainer comes to
the school and asks them to reflect on the year, look at previous student data, and
determine steps forward but “most teachers are not engaged in the process”. Participant 11D
commented that teachers did not evaluate their collective impact because the end of
year exam scores get released during school holidays at the end of the school year, and
teachers do not spend time reflecting on those scores: “It is very rare that we will engage in
an initiative and then review the impact of that”. The teachers in Participant 12D’s
department focus on individual student test results in order to understand their
teaching effectiveness: “We are forward focused, looking at the things we can do next, rather
than looking at the impact we’ve had”. This view was echoed by Participant 13D who
expressed uncertainty regarding how the team evaluated their collective impact and
stated that they rely heavily on examination results to determine effectiveness.
Together these results provide important insights into collective efficacy and how it
manifests in practice. Navigating the coordination of group dynamics involves
collegiality, interdependence and evaluating collective impact. Collegiality was
described as contrived when teachers are forced into groups to address an agenda that
is predetermined by leadership. Teachers described meetings and interactions among
teachers as dominated by regulations and procedures that mandate attendance and
responsibilities. The majority of interviewees reported that the more experienced
teachers were less motivated to participate in problem-solving and teamwork tasks.
There were varied responses regarding interdependence on tasks and the degree to
which teachers needed each other’s input to accomplish shared goals.
7.2.1.3 Interactive group dynamics
There were three sub-themes that emerged in relation to teachers’ level of interactive
group dynamics: willingness to engage, reluctance to engage, and mix of personalities.
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Willingness to engage
Approximately 70% of participants indicated that teachers were willing to engage with
one another. They described their colleagues as “very committed, flexible and willing to go
with the flow” (Participant 1A) and expressed enthusiasm to engage in a group activity:
“teachers are willing to collaborate” (Participant 3A). They described colleagues who
exerted effort and persistence: “teachers are supportive and worked exceptionally hard”
(Participant 8C). One participant from School A commented that the leadership team
was making efforts to “breakdown” (Participant 3A) those working in silos and strongly
encouraged teachers to engage with one another. As a new staff member, Participant 1A
noticed that teachers in her team were all committed to “doing well, (teachers) often stay
late or come in to work early”. However, opinions differed among teachers in schools C
and D who reported that the level of willingness to engage varied across their school:
“There is variability among teachers with regards to their willingness to listen to others, to
improve, and will only engage if they can see that there are benefits for them to invest their time”
(Participant 11D).
Engagement pertains to teachers making discretionary efforts towards team goals
and tasks; however, not all team members were willing to engage and this influenced
the group’s effectiveness: “When teachers were not willing to put up with messy for a while, if
it’s too hard to be on the same page then they’re just going to pretend and walk out the door and
do their own thing … nothing grows if you haven’t contributed anything“(Participant 10C).
Reluctance to engage
Approximately half of the interviewees described characteristics of teachers who were
reluctant to engage in group work. There were three common reasons why participants
were reluctant to engage with one another: high turnover of staff, enforcement of rules
from leaders, and personality clashes between group members. Over the past two years
Participant 2A experienced a high turnover of staff within the team and this made it
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difficult to progress and sustain effort and energy to move teaching and learning
forward: “the transiency of teachers is very challenging … feels like we are starting again”
(Participant 2A). Participant 5B expressed the view that teachers were less engaged
when they were required to document the curriculum and the quality of work
produced was a result of the value they placed on the task: “those who put in effort
provided higher quality of work than those who were disengaged”.
A common view among respondents across all schools indicated that teachers who
were long-term employees were the least willing to engage: “The more experienced
teachers are the least willing to collaborate, share ideas, try new teaching strategies and engage
with other staff members”. This was echoed by Participant 11D: “It is easy to fall into the
trap … we’ve done this for 10 years and it has always worked … so why change”.
There was a sense among all teachers that there can be disagreement among the
group members, especially in relation to what had worked well for them in the past.
Unwillingness to collaborate caused complications. In School D, unwillingness to
participate among experienced employees resulted in a sub-culture of teachers who
were not willing to collaborate.
Three teachers spoke about a sense of powerlessness within their school. One
teacher in School A expressed a sense of powerlessness due to direct and indirect
centralised decision-making forcing teachers to maintain the status quo and conform to
rules and procedures. Participant 2A stated that having little control over many
curriculum changes left her feeling powerless and insecure:
There have been lot of curriculum changes in a short period of time without a lot of
support and it makes me feel as though previously I hadn’t been doing a good job.
Another interviewee in School D indicated a lack of discretionary power to utilise the
professional expertise to teach lessons. Interviewee 11D spoke about a complicated web
of interactions in which she felt forced to alter their instructional practice to meet the
specific demands of the school culture, and in particular, adopt a teacher-centred
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approach to teaching and learning. The comment below illustrated this clash between
teacher and student-centred learning and the entanglement of interactions:
There is an unspoken battle (between teacher and student) about who will crack first; the
teacher to fill the silence with the answer; or the student taking a risk with an answer that
might humiliate them if wrong. Then there is a myth, if you look like you are busy then you
must be doing something worthwhile. If someone walks past the room and there is an
awkward silence and you weren’t actively teaching, the fear is, ‘am I perceived as doing my
job?’ ‘Am I perceived as supporting the needs of students?’ ‘What will the children go home
and tell their parents?’ ‘I didn’t learn anything today ‘and then it’d be our fault. So, the
students take the easy option, partly because of the world they’ve been raised in and the
teachers do not push them out of their comfort zone hard enough because that will make them
feel uncomfortable” (Participant 11D).
This view was echoed by Participant 8C, who described the international school
market as a “competitive business” where parents “drop a lot of money”. This therefore
placed pressure on teachers to ensure that students make academic gains in their
learning: “if teachers are not competent then everybody’s going to hear about it … parents
gossip … there is a strong expectation for success.”
Mix of personalities
Sixty-two per cent of interviewees described both negative and positive forces within
groups of teachers and how this influenced the way teachers interacted and functioned.
The international schools in this investigation are considered large (over 1000 students
across PK-12); therefore, there are multiple classes at each level. Teachers at the lower
levels work in teams assigned by grades, teams in the upper levels work closely with
members within subject levels.
All teachers commented that the effectiveness of collaborative group work depends
on the mix of teachers within the team. Participant 7C expressed that groups who were
able to work effectively achieved “synergy … a positive change that flows through the
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system.” However, this depends on how people navigate their dynamics and relate to
one another across the school and it “depends on the mix of teachers in a particular team … I
have seen negative and positive examples”. The teams that worked well together were able
to understand one another’s strength and weaknesses: “we all put our heads together …
and each person brings that piece that they’re really good at” (Participant 8C). As group
members interacted, they began to take on specific roles which defined their unique
contribution to the group: “when conflicts arise within the group, I often take on the role as a
peacekeeper” (Participant 8C).
Participant 10C indicated that it was valuable to work with teachers and leverage
one another’s strengths and weaknesses, but it is not easy and she found it challenging
to be able to listen to ideas instead of immediately disregarding them: “during my first
year in this school I was mostly observing, the second year was really painful (to work
together), then it got better and better and the team started to get productive by the third and
fourth year”. In School C, collaborative group work was hard because teachers were
forced into it without having the appropriate skills:
Everyone had to give up something and they could not figure out what they could get from
one another. It took four years for the team to abandon egos, listen to each other, negotiate
collaborative rules and learn from one another, as soon as they were able to navigate the
interactive group dynamics they emerged as a strong productive unit (Participant 10C).
Group meetings were reported as challenging when teachers were not willing to
abandon their egos and have frank discussions about teaching and learning. Participant
13D expressed that departmental meetings could be dominated by arguments, resulting
in no clear direction: “Everyone’s opinion should be listened to but once that’s happened a
clear direction needs to be set, and no more time is wasted on arguing”. Over half of the
respondents said more experienced teachers were the least willing to participate in
collaborative group sessions and observed that this negatively influenced the group
dynamics: “The teachers who are less willing to collaborate depending on age, educational
background and teaching experience” (Participant 11D). “There is a sense of complacency and
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doing the status quo. It is very difficult to get these teachers (experienced) to change when their
results are consistently good and they do not see the need” (Participant 9C).
Participant 4B did not have a lot of confidence in the team because the team leader
was very regimented and group members felt undervalued. “Teachers are less willing to
work together because it is safer to be more insular … it is risky to rely on other people”
(Participant 12D). This isolated teachers and caused them to work in isolation in their
classrooms: “our team did not get along; we were unproductive and as a result we did not
achieve our group level goals”.
Overall, these results show that successful teams were able to navigate distinct roles
and behaviours that enabled teachers to work effectively as a group. The way that
people interact with one another has a positive or negative effect on group effectiveness.
However, some teachers expressed concern that the more experienced teachers did not
believe that group work amounted to effective teaching and learning, and they tended
to withdraw from group tasks. Together, these results provide important insights into
teachers’ perception of collective efficacy through teachers’ level of engagement with
one another.
7.2.2 Team cohesion
Two main themes were discussed in relation to team cohesion: task cohesion and social
cohesion. Teachers were asked to describe their yearly team and department goals, how
they were established, how they worked towards achieving them and any areas of
practice they were working on with their team to improve. Teachers were also asked to
describe their experiences as expatriates and the relationship between their social
expatriate community and their work relationships.
Task Cohesion
Thirty per cent of respondents indicated their goals were in response to distal school-
wide mandates that were determined by management. In School A, Participant 1A
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referred to overarching school-wide goals chosen by management—“goals usually reflect
areas for further improvement”—where administration would like to see an increase in
performance, and “each grade level is required to set a goal that fits into the overarching
school-wide goal”. In School B, Participant 5B explained that groups formulate goals at
the beginning of the year and these goals are usually in response to accreditation
requirements aligned to curriculum tasks such as vertical and horizontal curriculum
mapping:
We need to achieve vertical alignment to tick a box for paperwork, there is no investigation
whether it impacts teaching, many teachers do not see the value of this goal and do not
produce quality unit maps.
In School C, Participant 10C stated that the team focused on developing units of
work that were interdisciplinary and included normed student assessments. This was
echoed by Participant 13D who declared that in School D teachers were working
towards an overarching school-wide goal that was filtered down from the senior
leadership team into each department. This included developing interdisciplinary units:
Our goals are rigid. They are chosen by management and based on what they perceive as an
area of weakness and what they would like us to improve on, then as a grade level we are
given a parameter of where they want our goal (Participant 2A).
Teachers from each school discussed how their proximal group-level goals were
established and connected to overarching school-wide distal goals. Therefore, because
school-wide goals were related to aligning and documenting curriculum and
assessments, all group level and department goals were also related to aligning and
documenting curriculum and assessments. For example, Participant 6B discussed the
team goals as related to curriculum objectives, such as unpacking subject level
standards and devising learning centres, assessments and lessons: “our goal is to get a
better grasp on math standards and what those look like”. This was echoed by Participant 4B
who stated that goals are established based on the performance of students:
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We compare scores … we bring assessment to the table and look at each other’s … for
example, 70% of the students understood how to divide fractions based on a rubric that we
created.
Additionally, Participant 8C’s team was working on articulating the curriculum to
ensure that their documents represented the ideas and concepts taught, so that the
school had a record when teachers left: “there is a big push for us to document curriculum,
ideas and concepts so that they there is a record of it when people leave”.
Two participants declared that they did not have department goals; however, they
used action plans to focus on individual student assessment to ensure that students
were making progress: “I wouldn’t say there’s group goals … in terms of pedagogical goals
for the department, probably not, it’s just focusing on student achievement and those grade
levels. If a student is in the bottom 25% then we want to see an action plan” (Participant 3A).
These results suggest that goals driven by accreditation mandates and performance-
orientated demands largely dominated group tasks. Documenting curriculum to
achieve vertical alignment, ensuring there was archived evidence of programs taught,
and moderating and norming assessments were activities focused on the quality
assurance of performance and standards.
Social Cohesion
Teachers were asked to describe their unique expatriate lifestyle and how it influenced
relationships among teachers at work and in their social settings. Two themes emerged:
positive social interdependence and negative influence in the workplace. The majority
of the expatriate teachers (69%) described the importance of a supportive expatriate
community and how this strengthens bonds between teachers which transfer into the
work environment. A minority of teachers (23%) expressed that sometimes it was
difficult to strike the right balance between friendships and professional relationships.
The transiency of staff in School D made it difficult for teachers to continually build
friendships with new teachers.
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Eight teachers discussed the positive aspects of the expatiate community and
commented on the constructive implications that progressed into the work
environment. Common words used to describe the expatriate community by five
teachers were: “bubble” and “close-knit”. Teachers commented on the close social
bonds which developed trust and how this strengthened working relationships:
It’s easier to work together in a professional capacity because you have more trust and you’re
more open and willing to take criticism (Participant 1A).
It definitely helps to have friendships because we can be more honest on a professional level
(Participant 2A).
There are advantages of working and socialising with your colleagues because it builds trust
and people feel more comfortable with one another and it makes for a much stronger, closer
community (Participant 5B).
Participant 8C expressed a sense of belonging within the expatriate community and
described a lifestyle of having a large group of friends, neighbours and work
colleagues. The environment was also described as supportive and safe for raising
children. This was echoed by Participant 10C who explained that there is a large
number of people who would be willing to jump in if there was an emergency.
Participant 8C also socialised with teachers across other year levels. All teachers made
positive comments about the social support within the expatriate community: “At any
given weekend there are groups of people going to events and travelling around Shanghai”
(Participant 10C).
Three participants commented that teachers usually build stronger bonds with the
cohort of teachers who start their assignment together because they share experiences
within the new environment: “the groups who start together are the ones who are most closely
bonded … the stronger your social bond, the better your professional bond” (Participant 11D).
Three teachers mentioned two elements of the expatriate lifestyle that were difficult
to manage in the workplace—navigating friendships in the professional sphere and the
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transiency of staff, which required more effort to develop new friendships. Participant
2A admitted there were times when discussions went off-track at work and they did not
enforce accountability: “sometimes I’ll let my colleagues drop the ball because we’re mates,
and I don’t hold them to as much accountability”.
In addition to the challenges associated with navigating friendships, there appeared
to be a strong culture driving the normative behaviour of teachers: “I would hesitate to
make social bonds with new teachers until I was sure they were good teachers and worthy of their
place within the school” (Participant 11D). This pressure to adhere to the norms of the
school caused some teachers to feel isolated if they could not break into groups which
were described by Participant 12D as cliquey: “A girl left last year because of isolation and
struggled to make friends and didn’t fit in”.
These results show that the expatriate community is positively interdependent, and
most teachers believe that this creates a better work environment because it strengthens
trust among teachers. Four out of thirteen expressed that it was difficult to strike a
balance between workplace relationships and social friendships, and that interactions
have the potential to derail the group’s ability to accomplish goals.
7.2.3 School structures
Teachers were asked to describe whether they felt supported and what they needed
from the school (leadership and administration) to do their jobs well. Two themes
emerged which reflected both enabling and hindering elements of the school structure.
The enabling themes related to supportive and trustworthy leadership. The hindering
themes referred to feedback, accountability and expectations. These are elaborated upon
in the section below.
Enabling
Approximately 70% of interviewees reported that members of the leadership team were
very supportive and capable of managing the school effectively. All teachers reported
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that their leaders were effective communicators, visible within the school, and efficient
at keeping schedules on track. Principals were described as generous with their time to
check in with teachers and competent at managing schedules:
If I need to know what’s going on with my student’s situation or with scheduling or I need a
little extra coaching or training, they will always support me 100 per cent. The leadership are
always around and check in to see if we are okay (Participant 8C).
Overall, the principals were characterised as supportive if issues arose: “If there is a
problem then the leadership team are there to help and ready to come and support at any moment
(Participant 5B). Talking about this issue, Participant 7C stated that leaders are effective
when they: “have purposefully put people together that they know will work well and they trust
… not micromanagement … leaders are picked purposefully and trained to manage a
collaborative environment within a team setting.
Hindering
Six teachers revealed that they wanted leaders to facilitate the development of a
collaborative culture. Participant 9C explained that leaders hired teachers who are
experts in subject matter but were not always willing to collaborate, and once teachers
were hired, they were left to do what they like in the classroom: “once you’re hired, unless
you’ve assaulted someone you have a job for life, there’s an implicit tenure”. Participant 9C
wanted leaders to create a culture of collaboration and develop structures that required
everyone to collaborate and work as part of the team. There was trust between the
administration and teachers: “there’s a secret culture of we hired you, we trust you, just get
on with it” (Participant 12D) and this hands-off approach can be liberating for some
teachers. However, Participant 12D expressed that teachers missed receiving feedback
and observing colleagues:
Unfortunately, this isn’t part of the culture … I miss being able to go in other classrooms,
teachers say ‘yeah pop in there’s no problem’ … but you need courage to do it, to impede on
someone else’s classroom”.
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This was echoed by Participant 11D who revealed that teachers were at liberty to
teach how they wanted—“it is very non-invasive”—but this leadership approach did not
help professional growth:
It’s a double-edged sword because I also feel that I have become deskilled in a number of
ways by the school … pressure makes you better … I not sure I have been observed during
my years (4) at this school … I miss receiving feedback that I could work towards.
Another interviewee described lesson observations as mandated quality assurance
for accreditation: “building principals need to make sure that they have a number of lesson
observations as a tick box process for accreditation” (Participant 3A). Participant 11D wanted
the leadership to develop capabilities among teachers and learn how to work together
and engage in purposeful conversations about instructional improvement. It was
suggested that this would help create a culture where teachers felt safe to observe one
another and provide feedback. This was a view supported by Participant 10C: “leaders
could help teachers understand what should be happening during collaborating time and guide
the work that is really important”.
Two teachers reported that their leadership tended to be “reactive” and few
proactive procedures or initiatives were in place to build a sense of team cohesion: “in
the past there have been strong leadership who were big on PLCs and they built this into the
program, but then the next principal comes in and that no longer happens” (Participant 5B).
Two interviewees wanted more consistency to ensure there was quality teaching
instruction and teachers were being held accountable: “there are teachers who do what they
want, and they go unnoticed unless there is a complaint from a parent”. Participant 5B
attributed this to lack of accountability and leadership follow-through: “teachers get hired
based on their qualifications and once hired, leadership do not check to ensure quality of
instruction”. This was echoed by Participant 11D who expressed that teachers needed to
be held accountable for not meeting deadlines and everyone should be given the same
treatment: “the leadership could do with being a little firmer”.
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Participant 2A expressed that the administration implemented too many changes
too quickly and these left teachers feeling overwhelmed and unable to keep up the pace
“we needed time and they (leadership) were implementing things too quickly”.
These results suggest that overall school structures were in place that enabled
teachers to feel supported and leaders were perceived as trustworthy and dependable.
Participants also expressed their desire for school systems to nurture an ecosystem for
growth that encourages a climate of exploration and experimentation, risk-taking, co-
constructing, collaboration and professional knowledge sharing.
7.3 Summary of Phase I & II Results
This study sought to understand expatriate teachers’ perspectives regarding collective
efficacy, school structures and team cohesion. The analysis in the previous section
provided further insight into each of the themes and sub-themes. This section draws on
each theme and synthesises the key findings of the interview data.
Teachers’ perception of collective efficacy
The overall semi-structured interview results indicated that collective efficacy involves
three main dimensions: the capability to teach students, work collaboratively with
colleagues to coordinate group dynamics, and engage in group work activities. These
dimensions are summarised in the proceeding section.
Teaching
The concept of collective efficacy involves teachers’ judgements of complex operations
concerning classroom instruction. This includes the interaction between an analysis of
the teaching task and its context, and an assessment of group teaching competence.
Assessments of group teaching competence is referred to as teachers’ judgements about
teachers’ capabilities in classroom instruction. This is conceptualised through
determining whether teachers possess the capacity and capability to adequately
instruct, discipline and engage students to accomplish the learning objective. The most
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prominent sources of expertise within the environment stems from glimpses of
classroom teaching, observing colleagues’ long working hours, student written
assessments and positive feedback from the school community. Two teachers in School
C reported they did not engage in exploring the practice of teaching and its impact on
learning with colleagues. Both formal and informal learning activities did not enable
teachers to gain knowledge of collective expertise. Overall, teachers attributed student
learning to a teacher’s knowledge and skills, a student’s drive for academic excellence
and parental pressure for high performance. Interestingly, results indicated that
teachers perceive successful learning to be a result of the joint efforts between teachers,
students and parents.
The analysis of the teaching task occurs as teachers anticipate what is required
during instructional practice. This pertains to the constraints and opportunities inherent
in the teaching task. In this context, teachers named factors endorsing the teaching task
as: a student’s drive for high academic attainment, the abundance of teaching resources
and high level of parental investment and support. Concerns were expressed about a
competitive and performance-obsessed culture, thus overwhelming students and
contributing to their fear and anxiety. Teachers in School D expressed frustrations with
the expectation to teach in a traditional teacher-centred approach and students
passively receiving content.
Coordination of group dynamics
A key dimension of collective efficacy incorporates the manner in which teachers
coordinate their group dynamics to collaborate and coordinate their group activities.
The results of data analysis revealed three themes related to coordination of group
dynamics: collegiality, interdependence and evaluation of collective impact. Forty per
cent of teachers described collaboration as administratively controlled, indicating a
sense of contrived collegiality. One teacher revealed that collaboration was mandatory
to ensure consistency within each grade or department level. Teachers reported that
when they come together to share information, resources, ideas and expertise, it is for
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the purpose of developing and documenting curriculum, managing schedules and
activities, and monitoring assessment to ensure quality and consistency.
Teachers describe the tasks within groups as orientated towards developing
curricular, moderating assessments, distributing labour and organising daily
requirements. Teachers in International Baccalaureate schools A and B relied on one
another to develop units of work. Contact with colleagues appear opportunistic—they
seek information from one another through exchange of stories, distribute workload
and leverage strengths of group members—but continue to linger along the perimeter
of the classroom, the epicentre of the professional enterprise. Teachers are independent
in their classrooms and collaborate during designated times and share ideas in an
obligatory fashion. Teachers did not refer to one another as vital sources of expertise
and did not significantly influence each other’s day-to-day practice. Some teachers are
motivated to participate with colleagues and achieve success from each other’s
contributions; others expressed that success can be achieved alone. The extent to which
groups benefited from joint involvement was difficult to ascertain. Teachers commented
that they did not collectively evaluate how the work they do together actually affects
students learning. Teaching effectiveness is determined solely on individual student
achievement scores, and this is the responsibility of individual class teachers. These
results suggest that the occupation of teaching is the personal concern of individual
teachers and not a collegial responsibility.
Interactive group dynamics
Another dimension of collective efficacy involves the style of interaction between
teachers. The results of data analysis revealed three themes related to interactive group
dynamics willingness to engage, reluctance to engage and mix of personalities. There
are varying degree of teachers willing to engage in collaborative pursuits; some are
willing, others are more resistant. Teachers reported that the more experienced teachers
were the least motivated to engage during group work. On numerous occasions, it was
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suggested that a teacher’s success can be achieved independently. As a consequence,
motivation to participate in group work with colleagues weakened.
Teachers highlighted the complex nature of interactions that occurred during group
work. One teacher spoke about the roles members take on to create equilibrium when
disagreements arise. Another teacher mentioned that it took the team four years to learn
how to navigate personality conflicts and proactively work together. Some groups
lacked motivation and group leaders could not assist the group to create ways to handle
unproductive members. It is surprising that over half of the participants stated that the
more experienced teachers were the least to reveal their thoughts regarding practice.
This provides insights into the culture of teaching; the most experienced and
accomplished teachers refrain from offering recommendations. This highlights the
importance of teachers’ relations with colleagues and their beliefs regarding joint
contribution and classroom success.
School Structures
The interviewee participants’ views reflected both enabling and hindering aspects of the
school structures. A strong enabling element pertained to supportive and trustworthy
leadership. Teachers described school and team leaders as extremely helpful and
dependable. A hindering aspect of the school structures related to teachers’ desire for
school leaders to develop a culture of collaboration with a focus on instructional
methodology. Teachers suggested that leaders intentionally hired staff who were not
only subject experts but willing to engage in professional collaboration. Teachers also
described their desire for instructional leaders to provide professional development and
feedback on effective instructional practices. Frustrations were expressed in reference to
equitable accountability and expectations for quality instruction across classes. Teachers
also wanted leaders to hold people accountable and ensure tasks are completed by
following up.
Team Cohesion
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Task and social cohesion were aspects of cohesion explored and discussed with
interviewees. Task cohesion referred to the degree to which teams remain united
towards common goals. Teachers indicated that group goals were targeted towards
achieving the overarching school-wide goal and aligned to curriculum mapping and
student achievement. Given the transient nature of the international community,
documenting and archiving curriculum was reported as an important goal for all
schools. Teachers did not set instructional learning goals or discuss what they were
working on improving in teaching practice.
Social cohesion both positively and negatively influences the workplace. The
expatriate community was reported as a close-knit community and many teachers
stated that this has a positive influence in the workplace—they offered each other
camaraderie and moral support on personal matters, and this increased trust.
Relationships and friendship bonds were noted as largely intertwined with social and
interpersonal interests. Some teachers indicated that it was difficult to strike a balance
between workplace relations and friendships.
Phase II of Study Two found that expatriate teachers perceive collective efficacy as a
combination of three key dimensions: teaching, coordination of group dynamics, and
interactive group dynamics. Teaching involved judgements of group instructional
competence and an analysis of the teaching task. Knowledge of group teaching
competency was gained from student and parent feedback and assessment scores.
Teachers’ analysis of the teaching task was influenced by highly motivated students, a
supportive community and an abundance of resources.
Coordination of group dynamics involved judgements regarding how well teachers
coordinated their group activities and involved collegiality, interdependence and
evaluation of collective impact on student learning. In most cases, collaboration was
regarded as contrived; the degree of interdependence between group members also
varied; some reported they required the contribution of each member while others
stated they could achieve success independently. Teachers did not evaluate their
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collective impact, however student scores on assessments were used as teacher
effectiveness indicators.
Interactive group dynamics involved judgements regarding interactions and
engagement between teachers. The more experienced teachers were reported as the
least willing to engage during groupwork. Successful contributions during group
meetings involved effectively navigating interactive group dynamics and this depended
on the skills of group leaders to manage the different personalities and group
requirements.
Supportive leadership was reported as an enabling school structures which
supported teachers work. There were suggestions that leadership could be more
proactive and strategic with developing a culture of collaboration, increase
accountability and more supportive of those requiring assistance to meet expectations.
Team cohesion on tasks was effective when teachers worked together towards
achieving goals aimed at documenting curriculum, and social cohesion was reported as
close-knit because people rely on one another for personal-related support.
The overall semi-structured interview results indicated that collective efficacy
involves three main dimensions: the capability to teach students, work collaboratively
with colleagues to coordinate group dynamics, and interact in group work activities.
The results show that collective efficacy is developed through a system of reciprocal
influences of cognitive, behavioural and environmental factors. At a macro level the
school structures create opportunities and sets the scene for effective teacher interaction.
At the group level, team task cohesion emphasises the necessity of each other’s
contribution to achieve success. Both school structures and team cohesion influence
teachers’ beliefs in one another’s capability to engage in collaborative work in order to
achieve common goals.
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7.4 Triangulating Study Two: Phase I and II
This study was undertaken to explain the nature of the relationships between teachers’
collective efficacy and the international school context in Shanghai. The previous two
sections of this chapter outlined the results of the Study Two Phase I and Phase II
results. Phase I utilised surveys to gather information on teachers’ perceptions of
collective efficacy, team cohesion and school structures. The second phase involved
semi-structured interviews to establish an in-depth understanding of the relationship
between collective efficacy, school structures and team cohesion.
In this section, both data sources from Study Two are triangulated. The process of
triangulation is significant because it facilitates the validation of information through
bringing together sources of data. The triangulation analysis technique also creates a
more in-depth understanding of the research aims. Table 36 displays divergent and
convergent perspectives between both phases using the following assessment criteria:
the strength of average survey scores (high 5-6, medium 3-4, low 2-1); strength of
saturation between interview responses (high-unanimous agreement, moderate-half
unanimous and/or half disagreement, low-teachers’ responses do not agree); and the
strength of evidence between survey and interview responses (*** convergent, **both
convergent and divergent, *divergent). The results of data triangulation are described in
the next section.
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Table 36. Triangulated themes
Themes Sub-themes
Sub-themes &
Emergent Themes
from Interview
Responses
Interview sub-themes
Saturation
Across
Interview
Responses
(low,
moderate,
high)
Strength of
Average
Survey Score
(low,
medium,
high)
Strength of
Evidence
Between Surveys
and Interviews
(*, **, ***)
Collective
School
Efficacy
Teaching
Competent Staff Competent Staff (9)
Limited knowledge of competency among staff (2) High High
** Both
convergent and
divergent
Community Both positive and negative elements of parental
involvement and academic pressure (12) High High ** convergent
Motivated Students Positive and negative aspects of motivated and
dedicated students (10) High
Emergent
theme Emergent theme
School Resources School resources enable teaching and learning (11) High Emergent
theme Emergent theme
Coordination of
Group
Dynamics
Collegiality Contrived collegiality (10) High Emergent
theme Emergent theme
Interdependence Variability in degree of interdependence among
members (13) High Medium
** Both
convergent and
divergent
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Themes Sub-themes
Sub-themes &
Emergent Themes
from Interview
Responses
Interview sub-themes
Saturation
Across
Interview
Responses
(low,
moderate,
high)
Strength of
Average
Survey Score
(low,
medium,
high)
Strength of
Evidence
Between Surveys
and Interviews
(*, **, ***)
Evaluation of
Collective Impact Variability of knowledge of collective impact (11) High
Emergent
theme Emergent theme
Interactive
Group
Dynamics
Willingness to
Engage Willing and committed (9) High
High
*** Convergent
Reluctance to
Engage Reluctance to engage (6) Moderate
Emergent
theme Emergent theme
Mix of personalities Negative and positive interactive group dynamics
(11) High Medium
** Both
convergent and
divergent
School
Structures
Hindering Low collaboration (7) Moderate Medium *** Convergent
Enabling Supportive leadership (9) High Medium *** Convergent
Team
Cohesion
Task cohesion Goals (12) High Medium *** Convergent
Social cohesion Interdependence (9)
High Medium
** Both
convergent and
divergent
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7.4.1 Triangulated Results of Study Two
The results of triangulation suggest that teachers gained confidence in one
another’s teaching ability by observing those who worked long hours, noting
results on students’ assessments and receiving positive feedback from the
community. The survey results show that teachers have high collective efficacy
scores, however, the interview comments raise questions about the practices of
working together in international schools in Shanghai. A minority of teachers
stated that the school culture was not open to sharing instructional practice and
could not say with certainty that teaching was effective. Survey items indicated
that teachers attributed successful learning outcomes to teaching ability, student
efforts and community support. Over half of the interviewees corroborated this
view; however, there was a disproportionately large emphasis on the degree of
influence on CTE of highly disciplined students and dedicated parents. It was this
shared sense of responsibility with parents that teachers reported as strengthening
their confidence in achieving success with students. A small number of teachers
also expressed opinions that parents placed too much pressure on their children,
and this impeded children’s confidence to take risks and deepen learning
experiences.
Teachers described a school environment that engaged in social competitive
practices. This was evident through an emphasis on performance scores,
competitive grading measures and ability grouping, all of which contribute to a
culture of achievement comparison between peers. Teachers reported that the
school instructional resources enabled teaching, and successfully contributed to the
achievement of learning objectives.
Both survey and interview responses aligned when discussing the topic of
engagement during group activities. However, teachers also added further insights
about the characteristics of teachers who were reluctant to engage. The more
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experienced teachers were reported as the least willing to engage during group
work. This contradicts the collective efficacy survey scores because theoretically
Bandura maintains that it is difficult for teachers to develop confidence in one
another’s capability when they are not engaged with the group and not willing to
contribute effectively.
On average, teachers agreed that they had the skills to collaborate successfully;
however, interview responses highlighted the difficulties experienced in achieving
successful collaborative practices. In some cases, teachers could not successfully
navigate the group dynamic and achieve a unified vision. In other cases, teachers
expressed they felt they did not need the contribution of one other to achieve
success in their own classrooms. These comments are associated with low
interdependency among group members. The concept of collective impact was not
commonly understood, and teachers referred to individual student assessment
results as the main evidence of teaching effectiveness.
Both survey scores and interview responses converged in reference to teachers’
cohesiveness on achieving task success. However, the goals that teams worked
towards were all in reference to documenting curriculum work, moderating
assessments to ensure quality and consistency across classes and raising
performance scores. Comments about social cohesion both converged with and
diverged from survey responses. Teachers described a cohesive expatriate
environment and also the difficulties experienced with balancing close friendships
and professional relationships. The administrative rules and hierarchy enabled
teachers to do their job. This aligns with interview responses where teachers
expressed the belief that leaders were supportive and trustworthy and did not
hinder their ability to achieve successful student outcomes. Teachers also
explained that they would like leaders to proactively develop a culture of
collaboration and hold teachers more accountable to higher instructional
standards.
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Collective efficacy reflects a group level construct that becomes more salient in
highly interdependent teams where effective group operative capabilities are
crucial for organisational effectiveness. This creates a shared belief in the power to
produce results through collective action and is a key ingredient to collective
agency (Bandura, 1997). Collective agency affects the way group members behave,
how much effort they put into achieving group goals, and their persistence when
group efforts fail to produce results (Bandura, 1997). As groups function through
the behaviours of their members, their levels of engagement and collaboration
reflect the degree of interdependent effort expended to achieve the desired goals.
The results of the triangulation of Study Two data suggest that group outcomes
and goals are achieved with low levels of contribution from team members.
Though teachers scored high on surveys, they explained that overall, team
members worked under conditions of low interdependence. Teachers explained
that they gained knowledge regarding one another’s competence mostly through
student performance scores, observations of colleagues working long hours and
achieving positive rapport with the community. They indicated that working
interdependently on improving teaching and learning practice did not appear a
condition to achieving success in this context.
Teachers explained that group interactions and activities involved some
collaborative structures, but their conversations tended to be superficial and not
‘deep’ discussions of approaches to teaching and learning. Group performance is
affected not only by individuals’ capabilities and efforts but also by the shared
belief that all members’ contributions are required to achieve success. Teachers
clarified there were some efficacious teams in their schools and that these were
successful because tasks were highly interdependent and team members were
required to collaborate and engage with each other to achieve goals associated
with these tasks.
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In international settings, teachers commented that there was less need for one
another’s contribution to achieve goals. In fact, teachers explained that there were
often some constraints that influenced the extent to which they needed to interact.
These constraints involved difficulties navigating group operative capabilities,
occurrences of contrived collegiality, and a culture that focused on individual
performance scores.
Collective efficacy becomes a shared belief when members share the same
mental models, based on mutual experiences and conjoint involvement through a
social learning process. It is the composition of elements within the environment,
involving cognition and behaviour, that contributes to the reality of how the group
as a whole interacts to achieve goals. The triangulated results suggest that
collective efficacy exists and teachers are confident in one another’s capability to
teach students; however, low levels of interaction among teachers place constraints
on their ability to strengthen collective efficacy as a group level construct. This
suggests that collective efficacy exists in a diminished form because it appears that
group operative capabilities are not firmly established in practice. Teachers also
indicated that school leaders needed to focus on collaborative processes in order to
transform a group of teachers into a team that transcends the sum of individual
members.
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Chapter 8 Discussion
This chapter discusses the findings of this study, placing them in the broader
context of social cognitive theory to better understand teacher collective efficacy
and its relationship with school structures in the context of foreign-owned
international schools in Shanghai, China. Given that foreign-owned
international schools are predominately staffed by Western expatriate teachers,
Study One focused on understanding the perspectives from expatriate teachers
and then Study Two broadened the investigation and incorporated the
perspectives of all international teachers (both expatriate and host country).
After a summary of the findings, the relevance of social cognitive theory to
international schools in Shanghai is considered. Then, the first research
question is discussed within the context of relevant literature - what are
expatriate teachers’ perspectives of collective efficacy and school structures in one
international school? This is followed by discussion of the second research
question - what are international teachers’ perspectives of collective efficacy and school
structures in four international schools? And then third research question - what
are the factors that relate to teachers’ perspectives of collective efficacy in international
schools in Shanghai? The last section of this chapter presents the conclusions,
limitations and implications for future research.
8.1 Key Findings
This study demonstrated that the interplay of factors – environment, behaviour
and personal – needs to be comprehended in order to understand the reality in
which teachers interact to achieve goals. The results indicate that collective
efficacy within the international school context is a multidimensional construct
involving group operative capabilities. These results align with Bandura’s
intention for the CTE construct and take into account social and psychological
factors. The interdependencies between group members strengthen common
commitment, collaboration and engagement, which influences collective effort
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and perseverance in demanding situations. How well teachers work together
and function as a group creates an emergent level property that accomplishes
more than individual efforts.
In order to determine the strength of collective efficacy in schools, it is
important to understand teachers’ shared beliefs about how well they interact
with one another, coordinate group dynamics, manage their resources, judge
the efforts put forth in group endeavours and their staying power when
encountering difficulties within their social system. Collective teacher efficacy,
as conceptualised in prior studies, appears to exist in a diminished form in
Shanghai international schools because some of its key components (such as
group operative capabilities) are uncertain in the practice of teachers working
together.
In the following section, triadic reciprocal causation is used to describe the
international school environment. The relationships between personal,
environmental, and behavioural factors are used to understand collective
efficacy by combining social and psychological factors.
8.2 The relationship between personal, environmental and
behavioural factors
As described in Chapter 2, social cognitive theory is used is explain collective
efficacy from an integrated perspective of social and psychological factors
(Bandura, 1997). The theory of triadic reciprocal causation treats social,
structural and personal factors as cofactors within a unified structure which
interact and influence collective agency. This notion of collective agency is
central to collective efficacy and represents “people’s shared belief in their
capabilities to produce effects collectively” (Bandura, 1997, p.7). The diagram in
Figure 26 displays the integrated relationships between personal,
environmental and behavioural factors.
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Figure 26. Triadic reciprocal causation
(Bandura, 1997).
An understanding of collective efficacy can be derived through an analysis of
the relationships between personal, behavioural and environmental factors.
This means that group behaviour is guided by the perception of one another’s
capability to perform together and achieve goals through collective action. The
group’s function creates an emergent effect that is greater than the sum of its
parts.
The three major determinants of triadic reciprocal causation—personal,
environmental and behavioural factors—all interact and influence one another
bidirectionally. However, they may not be of equal strength. Bandura (1997)
points out “reciprocity does not mean that the three sets of interacting
determinates are of equal strength. Their relative influence will vary for
different activities and under different circumstances” (p. 6). Bandura (1997)
also comments that the reciprocal effects of each determinate do not emerge at
the same time and that it is possible to gain an understanding of all
relationships by focusing on just two segments. Therefore, the
interrelationships between the environment and the behaviour were the focus
of this investigation.
When triadic reciprocal causation is applied to an international school
organisation, the relationship between these factors reflects the nested layers
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(classroom, school, community) within the environment, the behaviours
(teaching, collaboration and engagement) and personal factors (motivational,
cognitive, affective states). The model in Chapter 2 (Figure 13), presented a
conceptual framework from a review of the literature on collective efficacy in
schools.
Initially the study addressed the first research question, what are expatriate
teachers’ perspectives of collective efficacy and school structures in one international
school? Teachers who participated in Study One had high levels of perceived
collective efficacy. Scores were based on teachers’ judgements regarding one
another’s capability to motivate students, persevere when presented with
challenges, understand the learning process, utilise effective instructional
strategies and enlist community support. Figure 27 displays the connection
between behavioural and environmental factors investigated.
Figure 27. Study One. Investigating school structures and collective efficacy
Overall, the results of Phase I of Study One for the collective efficacy and
school structures surveys were positive. Study One demonstrated
interrelationships between the environmental and behavioural factors. The
environmental factors included school structures and team cohesion. The
behavioural factors referred to collective efficacy as teaching, coordination of
group dynamics (collaborations) and interactive of group dynamics
(engagement). The triangulated results of Study One and emergent interview
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themes are presented in Figure 28. These elements are discussed in the
following section.
Figure 28. Study One. Triangulated results school structures and collective efficacy
Environmental Factors
Leaders can shape the culture of a school so that it supports the interactions
necessary to produce collective efficacy (Hallinger et al., 1996; Nordic, 2017).
Overall, the triangulated results regarding School Structures indicated that
teachers felt supported when authority on instructional matters was shared and
leaders helped to establish normative expectations regarding school policies
and procedures. Some teachers indicated that autocratic leadership styles had
hindered their ability to do their job well. These results suggest that the quality
of leadership affects the environment in which the teachers work. This
corroborates findings of previous work regarding the influence that school
leaders have in creating the conditions necessary for collective efficacy (Mitchell
& Tarter, 2016; Tschannen-Moran et al., 2014). These results suggest that leaders
in a school can configure their organisation to develop collective efficacy. This
supports the claim from Adams and Forsyth (2006) that school structures can be
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considered to be a controllable variable that can establish a school culture which
nurtures collective efficacy.
Team cohesion emerged as an important environmental factor in terms of
participants’ own personal involvement in shared group norms and social
interdependence. Previous research by Zaccaro et al. (1995), Cartwright (1968)
and Forsyth (1990) found that cohesion is an antecedent of collective efficacy as
it fosters greater acceptance of accountability measures and deeper resistance to
setbacks. Team cohesion is an important contributor to collective efficacy
because it reflects teachers’ commitment to group tasks and their interpersonal
feelings towards group members. Mullen and Cooper (1994) note that task
cohesion is related to group performance. Task cohesion also taps into
important sources of efficacy building such as verbal persuasion. As the
strength of adherence between group members increases, so does their
influence over group norms and one another’s capability to achieve success.
When cohesive groups experience success from combined efforts, perceptions
of group competence, persistence and perseverance also increase. Zaccaro et al.
(1995) argue that cohesion can be an attribute that develops from prior group
performance and a predictor of collective efficacy that indicates organisational
commitment.
Behavioural Factors
The behavioural factors regarding the practice of teacher’s capabilities to work
together in practice appear to be uncertain. The triangulated results for
Collective Efficacy: Teaching indicated that teachers were confident in one
another’s teaching capabilities because they were hardworking and applied
effective teaching strategies. Teachers also explained that they worked with
students who were highly motivated to achieve academic success, and this was
supported by their community. The characteristics of students and teachers
seem to influence the way teachers collaborated.
Surprisingly, there were inconsistent responses among expatriate teachers
regarding their conjoint capabilities to organise and execute the courses of
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action required to produce given levels of attainment. In fact, there was
variability among teachers regarding their description of group members’
overall ability to function effectively together. Teachers stated that their
coordination of group dynamics involved varying degrees of collaborative
efforts – involving interdependence, collective knowledge and leveraging
collective strengths. They also explained that their interactive group dynamics
concerning engagement with one another varied as some teachers were not
willing to participate in group work, did not share the responsibility of teaching
for all students and had too many dissimilar values and could not perform
effectively together. However, previous findings by Zaccaro et al. (1995) claim
that collective efficacy involves both judgements of one another’s abilities and
how well teachers work together in achieving outcomes. This means that
collective efficacy not only refers to how well teachers can organise their own
knowledge and skills to achieve tasks but also how well they can work with
others to function effectively and achieve successful collective action.
The results of Study One were unexpected because highly efficacious schools
are typically the result of effective team level functioning. The characteristics of
team level functioning have been commonly measured in sport-specific
collective efficacy surveys and are consistent with Bandura’s (2001) guidelines
for constructing efficacy scales. According to Bandura (1997) collective efficacy
is centred on the group’s operative capabilities and “group functioning is the
product of the interactive and coordinative dynamics of its group members”
(p.477). Bandura (1997) also claims that it is this interactive effect that gives rise
to a force that is more than the sum of teacher’s individual attributes.
In a study relevant to sport, Short et al. (2005) found that aspects of team
functioning were salient dimensions of collective efficacy. This means that
levels of collective efficacy within schools are expected to reflect an
organisational culture whereby teachers engage in effective collaborative
processes dedicated to improving teaching and learning (Hoogsteen, 2020; Hoy
et al., 2002). Additionally, Bandura claims that collective efficacy reflects the
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way people work together, trust each other, and contribute to their social
system.
The triangulated results of Study One raised questions regarding the beliefs
about collective efficacy of some teachers in this context. It was also unclear
whether results reflected the beliefs about the collective as a whole and whether
these beliefs were shared, thus representing a group-level rather than an
individual-level phenomenon. Additionally, results revealed variability
regarding how well teachers worked together and relied upon each other in
positive interdependent ways.
The triangulated components suggested that cultural norms of the school
and the manner in which teachers engage during collaborative activities have
an important relationship with collective efficacy. This finding was also
reported by Voelkel (2011) in his dissertation investigating the relationship
between collective efficacy and professional learning communities. He found
that more effective professional learning community teams had higher levels of
perceived collective efficacy. These results also correspond with those obtained
by Adams and Forsyth (2006) who suggested that to gain a broad
understanding of teachers’ collective efficacy beliefs, factors within the school
that influence a teacher’s interpretation of tasks must be taken into
consideration. As a consequence of the Study One results, we could suggest a
relationship between the coordination of group dynamics (collaboration) and
interactive group dynamics (engagement) with the concept of collective teacher
efficacy and that an investigation of these dimensions in international schools
needed to be broadened to incorporate a deeper understanding of group
factors.
8.3 Broadening the Conceptualisation of CTE in International
Schools
According to Bandura (1997) four sources of efficacy are critical in the
formation of collective efficacy, and it is the interpretation and encoding of
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these experiences through cognitive processing that informs teachers’
judgements about whether collective capability may drive future actions.
Goddard et al.’s (2000) simplified model of collective teacher efficacy (Figure
29) was useful because it highlighted the importance of understanding two key
elements in the development of collective efficacy. These elements relate to the
analysis of the teaching task and an assessment of group teaching competence.
Understanding these elements in Study One highlighted the importance of
broadening the model to gain deeper insights of collective efficacy. Specifically,
it led to the suggestion that two additional elements also interact to shape
teachers’ collective efficacy: coordination of group dynamics (collaboration) and
interactive group dynamics (engagement) (Figure 30).
Figure 29. Simplified model of teachers’ collective efficacy
Adapted from “Collective teacher efficacy: Its meaning, measure, and impact on student
achievement,” by R. D. Goddard, W. K Hoy and A. W. Hoy, 2000, American Educational
Research Journal, 37(2), p.486.
Figure 30. Broadening conceptualisation of teachers’ collective efficacy
The key findings from Study One propelled a broader examination of collective
efficacy. Zaccaro et al. (1995) note that the concept of collective efficacy must
acknowledge collective interaction, coordination and integration of individual
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contributions to collective efforts. Individual beliefs regarding expected
capability to achieve goals are critical elements of motivation and subsequent
behaviour. Depending on the goal and task, behaviours occur within social
environmental factors and may require low or high interaction with others. At
complex levels of interdependence, members produce aggregated results and
act in concert with others by integrating, coordinating and synchronising
behaviours (Zaccaro et al., 1995). This means members depend on each other in
positive interdependent ways to produce a collective outcome. As the collective
result emerges, it becomes difficult to separate one another’s actions because
they are closely tied. After extensive research, Zaccaro et al. (1995) provided a
conceptual definition of collective efficacy as the “collective competence shared
among individuals when allocating, coordinating, and integrating their
resources in a successful concerted response to specific situational demands”
(p.322). This means that judgements of group teaching competence and how
well group members work together to collaborate and engage need to be
considered to gain an understanding of collective efficacy. These group
operative capabilities of collaboration and engagement were explored in Study
Two.
The aim of Study Two was to investigate more broadly the group of factors
that Study One identified as important to the construct of collective efficacy and
to further explain its relationships with school structures. Specifically, Study
Two sought to address the second research question, what are international
teachers’ perspectives of collective efficacy and school structures in four international
schools? The triangulated results of Study Two are displayed in Figure 31.
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Figure 31.Triangulated results of Study Two
Figure 31 displays the interplay between environmental, behavioural and
personal factors for Study Two. The variables of school structures, team
cohesion and collective teacher efficacy were investigated and additional
information regarding these elements was gathered. This is elaborated in the
next section.
Behavioural Factors
According to the concept of triadic reciprocal causation, the behavioural factors
refer to any actions that may contribute to teachers’ beliefs in one another’s
capability that combined efforts will achieve successful results. Teachers’
collective efficacy incorporated the dimensions of teaching, coordination of
group dynamics, and interactive group dynamics. Responses were positive
suggesting that all four international schools had high levels of perceived
collective efficacy. Surprisingly, there were no significant differences between
answers. The fact that teachers across all four schools reported relatively equal
levels of perceived collective efficacy suggests that there are similarities within
contexts that may influence perceptions of collective efficacy. Also, there were
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no significant differences between expat and local teachers on surveys. The
teachers’ collective efficacy is further discussed in the following section.
Teaching
The elements significant to the teaching dimension of collective efficacy
included competent staff, motivated students, community support and school
resources. These findings were similar to Study One, with an additional
emphasis on school resources.
Competent staff
Expatriate teachers described one another as competent and highly self-
efficacious. The results indicated that teachers possessed the instructional skills
required to enable students to reach successful results. This strong sense of
confidence regarding teaching competence may stem from the fact that
international schools only hire teachers with two or more years of teaching
experience. While years of teaching experience relate to self-efficacy, research
has demonstrated that teacher self-efficacy is an important variable in
developing collective efficacy. According to studies by Bobbett (2001) and
Tschannan-Moran and Hoy (1998), teacher self-efficacy may also be an
important facilitating element that influences a school’s climate and collective
professional culture. This is supported by Bandura (1997) who claims that a
sense of self-efficaciousness is an important base for building collective efficacy.
Motivated students
Students in international schools were described as highly motivated and as a
result teachers set high expectations. Teachers regarded their students as
capable and driven to learn, and they structured learning activities by setting
challenging goals that lead to a self-fulfilling prophecy known as the Pygmalion
Effect. A key component of the Pygmalion effect refers to teaching expectations.
As teachers hold high expectations of their students’ abilities to perform, they
engage in more productive teaching behaviours. This influences the students’
beliefs about their own capabilities and propels actions leading to achievement
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of expectations that reinforces the teachers’ initial beliefs. This broadly supports
the work of other studies in this area linking expectations and student learning
(Brophy, 1983; Weinstein, 2002). According to Sweetland and Hoy (2000), when
children contribute to a positive academic climate, teachers feel empowered in
their collective capability and believe they can foster positive school outcomes.
Interviewees also stated that high levels of student academic discipline and
achievement strengthened their own confidence in teaching capabilities.
Community support
Bandura (1997) claimed that a distinguishing feature of an efficacious school is
the level of involvement of parents in their children’s education. The family
plays a key role in children’s success in school. The international school
community was described as consumed with results and performance. Parents
perceived education as a valuable means of personal growth, financial survival
and social recognition, with success in life measured by high academic
performance. Therefore, children were encouraged to be disciplined, self-
regulated, and persistent in striving to achieve academic excellence. Teachers
expressed concern during interviews that there was an emphasis on test scores
which contributed to a highly competitive performance-based environment.
These behaviours can be explained by cultural values of the community,
whereby knowledge and academic attainment are regarded with the highest
esteem. As a result, parents provide support and sacrifice for their children to
achieve success. These results further support the research of Kim and Park
(2006) who found that the Asian cultures value and believe that the ability to be
successful can be acquired through persistent effort and belief that self-
regulation is vital for success. It is possible that a strong focus on academic
attainment from parents generates a school environment which influences
teacher and student behaviour.
This drive for academic excellence from the community and a strong
expectation for academic performance may constitute behavioural norms that
support achieving academic excellence. Hoy et al. (2002) term these conditions
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as ‘academic press’. They found that academic press stimulates an environment
that promotes behaviours such as persistence, constructing impactful goals,
designing purposeful lessons, accepting personal responsibility for student
achievement, and overcoming setbacks with resilience.
Another important finding was that teachers also described parents as
supportive and invested in their children’s education and this contributed to
high student achievement results. Additional research by Epstein (1990) also
suggests that when parents place value on education, instil regular homework
habits, help with homework, set standards, praise efforts and contribute to
school academic activities, children experience greater academic progress.
The school community is a high socio-economic environment and parents
were described as educated self-efficacious professionals. A study by Hoover-
Dempsey et al. (1992) found that the higher parents’ self-efficacy regarding their
ability to instruct their children, the more they regarded education as a shared
responsibility. Hoover-Dempsey et al. (1992) also established that the stronger
the teachers’ perceived instructional efficacy, the more parents seek contact
with them and support children with learning. This process is mutually
beneficial, with the efficaciousness of teacher and parent both increasing, and
playing an important role in supporting children’s success in school.
Evidently, there was a collective perception among teachers and parents that
they had what it takes to promote a successful school climate, and this
strengthens collective efficacy beliefs. Hoy et al. (2006) use the term ‘academic
optimism’ to describe a school culture in which teachers, students and parents
all work together to achieve academic excellence.
Overall, expatriate teachers credited student learning to one another’s
knowledge and skills but placed more emphasis for student attainment on
factors such as student traits and academic support provided at home. A
possible explanation for this can be found in causal attribution theory. Weiner’s
(1972, 1992) causal attribution theory provides retrospective insights explaining
the cause of an outcome and refers to the inferences made about the causes of
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the behaviour as internal or external. If teachers believe that the cause of
student success is mostly external (student characteristics and parental support)
rather than internal (teacher’s instructional skills), then there is danger that
collective efficacy beliefs will be undermined and that teachers will not see that
their collective efforts cause learning. Weiner (1979, 1992) explains that this
important cognitive motivational process involves determining whether the
outcome was caused by the teachers themselves or factors outside of the
teachers’ immediate control. If teachers judge one another as capable of
bringing about preferred outcomes, then they will be motivated to direct and
combine their efforts to achieve their aspirations. When teachers work with the
conviction that together they can influence student learning and that the power
lies within their direct control, they initiate the relevant behaviours to perform
successfully in given situations (Donohoo, 2018).
School resources
Expatriate teachers in Study Two unanimously agreed that their schools were
well resourced, and this strengthened their perceptions of collective efficacy to
produce student attainment. In other words, schools characterised as well
resourced strengthen a faculty’s belief that they can utilise and share materials
that will facilitate student learning. The influence of school resources was not
discussed in Study One.
All the findings discussed regarding the teaching dimension of collective
efficacy support the research of Tschannen-Moran et al. (1998) and Goddard
(2001), who postulated that teachers weigh up their perceptions of teaching
competency in relation to the requirements of the teaching task. Teachers had
indicated that the teaching task included perceptions of student characteristics,
community support and school resources. Surprisingly, teachers attributed the
causes of student learning to external factors. Given this investigation did not
interview students and community members, further explanations are beyond
the scope of this study.
Coordination of group dynamics
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Study Two results indicated that the coordination of group dynamics involves
elements related to collaboration. A sense of unity, the ability to collaborate,
interdependency, collegiality and collective impact were important elements of
this dimension. Interdependence was also found in Study One, where collective
knowledge and leveraging strengths and weaknesses were described under the
sub-theme of interdependence. Collective impact was not discussed in Study
One. The elements of coordination of group dynamics are examined in the
following sections.
Interdependence
Interdependence refers to the unique contribution of each group member
towards achieving mutual goals. According to Little (1990), joint work refers to
collaborative groupwork among teachers that involves positive
interdependency. Teachers are motivated to participate in group work when
they require each other’s contribution to succeed in their own work. This
interdependence propels collective action (Donohoo, 2018).
Study Two participants said some teams could capitalise on leveraging the
skills and knowledge of members, use professional learning community time to
share knowledge, develop units of work together, moderate assessments, and
apply meeting protocols. These teams were characterised as advancing
collective knowledge. There were also teams described as having low patterns
of interdependence, where meetings focused on the distribution of work,
superficial sharing of ideas, and quality assurance through moderating
assessments.
It was somewhat surprising that knowledge of one another’s teaching
philosophy, and subject pedagogy was not easily accessible and explicit.
Teachers described hints of a culture which sustained norms of privacy and
non-interference for the work of teaching. Group work was described as
focused on developing curricula, moderating assessments, distribution of
labour and organising daily requirements. Interactions between teachers
seemed opportunistic— they pursued information from one another through
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sharing stories, allocating workload and leveraging the competencies of group
members —but they mostly stayed on the periphery, focused on ‘getting along’
and were conservative in their feedback to one another. This finding was
contrary to that of Gully et al. (2002), who found that the relationship between
collective efficacy and performance tends to be stronger when interdependence
among team members is high.
Contrived collegiality
Teachers explained that parents complained to administration if their children’s
classes were not receiving the same instruction or content. Hence, the
administration placed pressure on teachers to collaborate so that there was
uniform delivery of content and instruction across classrooms. This suggests
that in some instances teachers may have perceived their collegiality as
contrived. Hargreaves (1994) defines contrived collegiality as compliance with
administrative requests. He contends that when collaboration is so
administratively controlled, it can stifle professional judgement and creativity.
Wang (2015) found that genuine collegiality enhances collaboration, collective
inquiry and shared responsibility, while contrived collegiality hinders
collaborative endeavours.
The current study found that some teachers may have felt pressed into
collaborative endeavours, but had scant reasons for doing so, which weakened
motivation. It appeared to be difficult for teachers to see reasons for engaging in
authentic collegiality in an environment that placed emphasis on compliance
and results. There is a considerable amount of literature indicating that
collegiality increases teachers’ motivation to work together on share values and
vision, discuss activities and experiences, take an inquiry stance, engage in
reflective dialogue and collaborate (Darling-Hammond & Richardson, 2009;
Lomos et al., 2011). Collegial teachers are participants in the kinds of
professional learning communities which significantly influence student
learning (Vescio et al., 2008). According to Little (1990), interactions among
teachers both contribute to the knowledge and skills of collective competence
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and enhance capacity for improved teaching and learning. Furthermore,
collegiality that goes beyond a sense of getting along and working well
together, with the intensity of teachers’ interactions determining the prospect of
influence on each other’s teaching practice or commitment, and willingness to
share responsibility for the learning of all students.
Collective impact
Teacher collaboration focusing on instructional improvement is a vital practice
and taps into the most powerful source, mastery experiences, to produce
collective efficacy in schools (Goddard et al., 2015). However, teachers in this
study said they seldom engaged in professional learning that would enable
them to make the link between their collective actions and increased student
achievement. Interviewees suggested that teaching and learning matters were
controlled by norms of non-interference. A possible explanation for this is the
competitive international school environment, which focuses more on student
results than on the causes of these results.
For teams to understand they make an impact, they need to question what
they already know and determine what they need to do to increase student
learning. Teams are most powerful when they reflect on evidence and
determine whether it demonstrates that their teaching caused student learning.
This process enables teams to attribute success to causes within their direct
control (Donohoo, 2017). Studies by Gallimore et al. (2009) found that
progressive cycles of inquiry enable educators to shift their beliefs from external
attributes: “I planned and taught the lesson, but they didn’t get it” to internal
attributes, “You haven’t taught it until they have learned it” (p. 8).
Reeves (2010) identified that in environments where results are most
important, there is little focus on the teaching which caused the results.
Teachers described their context as a performance environment whereby the
causes of student results are of less importance than the outcomes themselves
and where pressure from the community influences their attitude and actions.
High school teachers stated that they didn’t have time to reflect on collective
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impact because the end of year exam scores were released during the school
holidays.
Making the cause-and-effect relationship explicit enables teachers to
acknowledge that teaching causes learning, and their collective efforts amount
to student outcomes. Reeves (2010) argued that the reasons for student success
become irrelevant in schools where there is an extreme emphasis on results.
Additional studies by Lindsley et al. (1995) noted that increasing collective
efficacy without learning together and positive interdependence “can lead to
overconfidence” (p.651).
Teachers described the international school setting as a performance-based
environment where most of the attention is on results rather than on deeply
inquiring about the reasons behind those results. Searching for understanding
of what produced the learning outcome and examining student learning did not
appear to be a widespread practice among teams.
Previous research has established that when teachers reflect on instructional
practices and work together to improve student learning through collaborative
inquiry, they strengthen group functioning (Louis & Kruse, 1995). Many recent
studies (Bloomberg & Pitchford, 2016; Donohoo, 2017; Donohoo & Katz, 2019)
have shown that efficacious teams welcome new instructional practice. They
also engage in progressive inquiry by setting and monitoring common goals,
use feedback to adjust next steps, tolerate discomfort, take control to shape
experiences and set high standards, and work interdependently. The link
between collective efficacy and achievement is not automatic. End of year
assessment results on exams or standardised tests alone do not enable teachers
to discern whether their actions influenced learning. Teams must go through
the process of progressive inquiry in order to attribute success to specific
teacher-implemented instructional actions.
Interactive group dynamics
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The results of this study showed that interactive group dynamics depend on
teachers’ efforts and persistence to engage with one another. Important
elements to this dimension refer to teacher’s willingness/reluctance to engage
and their mix of personalities. These elements were also uncovered in Study
One.
Willingness/reluctance to engage
Teachers stated that not all team members were open to participating in group
learning tasks. Interestingly, the experienced teachers were commonly
described as the least willing to engage in teamwork. This was a consistent
finding across interview data collected from Study One and Study Two. The
reason for this is not clear but it may have something to do with prior successes.
As indicated by Sitkin (1992), consistent prior successes may lead to an
‘upward’ overconfident efficacy spiral, which can actually reduce the need to
actively search for the cause-and-effect relationship and inquiry into learning.
Ashford (1989) also found that when teachers experience continuously
successful outcomes, it becomes harder to see a reason to adjust teaching
strategies. This may explain teachers’ comments about whether they require the
contribution of others to achieve successful results.
It is possible that if teachers believe their group work efforts would not
contribute to results, then their motivation to participate in group work with
colleagues may be weakened. This may explain why the more experienced
teachers were less willing to engage in group work. Another possible
explanation for this might be that the more experienced teachers felt more
accountable for the performance scores of their particular class. In relation to
this, Bloomberg and Pitchford (2016) claim that when there is a significant
emphasis on performance and test scores, the causes of learning often become
compromised as teachers and students fall victim to accountability of
performance accomplishments.
Teachers’ styles of interaction and communication skills were also
considered an important part of the processes that build collective efficacy in
251
international schools. If teachers do not have the willingness or communication
skills to work and learn together, then they may not engage in mastery
experiences that highlight the cause-and-effect of teaching and learning and
which, in turn, can lead to maximising collective impact. Research by Ross and
Bruce (2007) confirms that when collective efficacy is high, teachers are more
open to accepting new ideas and attempting new teaching strategies. Further,
investigations by Mackenzie (2000) indicated a positive relationship between
collaboration and collective efficacy among teachers. The process of
collaboration endorses behavioural and attitudinal norms within the group’s
emerging culture. Well-functioning groups strengthen bonds between teachers,
which generate positive feelings and enable members to be more receptive to
feedback and open to suggestions that enhance performance (Donohoo, 2017).
Therefore, confidence in one another’s capability may be strengthened through
interactions which include exchanging professional ideas, searching for
solutions to problems together, and handling difficult situations cooperatively.
Mix of personalities
The degree to which teachers actively participated in discussions, exchanged
opinions, searched for information with peers and focused on learning was
explained in this study by their ability to work effectively together. To do so,
they often needed to abandon egos, establish group norms for collaboration,
adopt new approaches, and navigate personality conflicts proactively. In
general, teams described by the interviewees approached professional learning
in a coordinated and disciplined manner. One interviewee stated, however, that
group work could sometimes be difficult because teachers were forced into it
without having the appropriate skills. This is an example of contrived
collegiality which may be due to a performance-focused environment.
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8.4 Culture of International Schools and Collective Efficacy
Perceptions
This study demonstrated that patterns of interactions among teachers—
teaching, collaboration and engagement —may enhance our understanding of
the ways in which teachers’ collective efficacy takes place and contributes to
organisational effectiveness. These interrelationships are instrumental to the
analysis of teachers’ collective efficacy because they constitute key forms of
mastery experiences for teachers. Social cognitive theory describes such
experiences as vital to the construction of the professional capabilities which
give rise to efficacy beliefs (Bandura, 1982). The next section will further discuss
elements within context and culture of international schools in Shanghai which
influence teacher’s perspectives of collective efficacy.
8.3.1 Contextual factors influencing collective efficacy
The contextual factors explored in Study Two referred to school structures and
team cohesion. The triangulated results indicated teachers felt supported by
their leadership yet required their support to create an environment more
conducive to collaboration. The team cohesion results indicated that teachers
were united on group goals and generally liked each other.
School Structures
Overall, the triangulated results of Study Two regarding school structures
suggested that school structures supported teachers to do their jobs, but
additional support was required to develop stronger collaborative structures
among teachers. This differed from Study One which demonstrated that
teachers shared authority on instructional matters and leaders helped to
develop normative expectations. Some teachers in Study One indicated that
leadership styles impacted their ability to work effectively together. Given that
the school structures are managed by people with varying leadership styles,
this may be the reason there were differences between interview respondents in
Study One and Two. As indicated by Barth (2002), the tone of leaders and how
253
they orchestrate the school determines whether the culture is toxic and
negative, or focused on growth and positive.
The triangulated results indicated that teachers experienced difficulty
achieving successful collaborative practices and needed guidance from leaders
to create structures and procedures that would enable an effective process. This
suggests that the quality of leadership influences the environment in which
teachers are required to collaborate. This is supported by Bandura’s (1997)
claim that the quality of leadership is important to the production of the
organisational milieu and strong leadership which enables teachers to believe in
their combined efforts will increase collective efficacy.
Team Cohesion
Team Cohesion results were positive, showing that teachers worked together
on achieving group goals and also enjoyed spending time together outside of
work hours. Teachers indicated that an important element of cohesion was a
shared commitment to achieving group goals and interdependence among
colleagues for social support. The triangulated results of Study One reflected
similar results, but with more emphasis on shared group norms as an important
element of task cohesion. A shared vision around goals contributed to teachers’
sense of cohesion. This suggests that when teachers share a common vision they
are connected and united by a common objective. This is an essential
component for propelling actions towards achieving desired goals. Social
interdependency was a common theme among expatriate teachers in Study One
and Two. Social cohesion is an important part of the expatriate life because of
the absence of family members. Therefore, teachers relied on their colleagues
for social support as well as for professional relationships. The next section will
further investigate the relationships between environmental and behavioural
factors.
As previously identified, there are factors in the environment that potentially
influence the strength of collective efficacy. The third research question sought
254
to explore this further and answer, what are the factors that relate to teachers’
perspectives of collective efficacy in international schools in Shanghai?
School structures and team cohesion (task cohesion and social cohesion)
were significant contributors to teachers’ perception of collective efficacy. The
cohesiveness of a team on tasks had the largest significant impact on collective
efficacy. School structures also played a crucial role in helping teachers develop
positive interdependence and manage group dynamics in the context of
international schools in Shanghai. This means that collective efficacy beliefs are
influenced by the leader’s ability to create an environment conducive for
teacher learning. This may be achieved through fostering a set of norms and
values that facilitate teacher learning, through professional learning
communities, increasing teacher collaboration, and providing instructional
leadership.
The organisation of school structures encourages educators to engage in
activities that will enable them to achieve group goals. This requires collective
effort. The application of collective action is more complex than individual self-
direction because it is influenced by others in the environment. Teachers and
leaders are required to work together and perform activities that complement
one another. This involves working interdependently. To be successful, teachers
must be skilled in the coordination of what they do individually and with
others. This means they need to be able to manage their individual classrooms
and function effectively with colleagues, which entails interpersonal and group
operational skills. This is not an easy quest, as demonstrated in this
investigation. In interviews, teachers indicated that they are affected by the
values and beliefs of others within their school environment, which, in turn,
influence how they work together.
The relationship between school structures and collective efficacy may also
suggest that when leaders hold high expectations for teaching and learning and
determine the processes that enable teachers to engage in experiences that
require frequent collaboration around instructional improvement, this
255
strengthens confidence in team members’ capabilities to promote academic
success. Additionally, school leaders can promote collective efficacy by
establishing an environment of openness and support, developing a shared
vision, setting mastery goals, enabling teacher voice, creating conditions and
opportunities for teachers to collaborate and engaging in continuous
professional learning with a focus on instructional improvement (Donohoo &
Katz, 2019). Through these actions, leaders demonstrate their belief in the
power of their staff members’ collegial contributions to change student
outcomes. As a result, this allows teachers to abandon feelings of helplessness
and focus their energy on embracing setbacks with resilience and a deepening
commitment. When norms are intentionally developed to foster positive
interactions between teachers, it establishes a culture that empowers a faculty to
cultivate collaborative efforts to overcome problems.
Task cohesion was the greatest predictor of teachers’ collective efficacy. This
result suggests that cohesion on tasks has the potential to influence the
perceptions that teachers hold of group competence and how to work together
to impact student outcomes. The finding that high levels of collective efficacy
were related to higher levels of task cohesion is consistent with previous
research by Bandura (1997) and Zaccaro et al. (1995) who found that cohesion is
an antecedent of collective efficacy. When groups accept group norms, appoint
roles and responsibilities, apply performance standards and accountability
measures, and demonstrate strong resistance to obstacles, this leads to
increased performance capabilities and the promotion of enhanced levels of
collective efficacy. Similarly, Atasoy and Cakiroglu (2018) identified group
cohesion as a key characteristic that plays a critical role in developing teachers’
collective efficacy.
Highly cohesive groups share rules and group norms for quality work
which generally results in higher productivity. This is because as influence over
group members increases, members increase conformity to the group. Task
cohesion is especially important because it indicates how people work together,
256
rely on one another and contribute to the social system. These results suggest
that when team members are required to interact closely and coordinate their
efforts in a unified manner, their perception of one another’s capabilities to
achieve group tasks strengthens. Therefore, as cohesion increases, the group
acquires more control over its members and there is greater approval of group
norms, functions and performance standards. This enhances collective efficacy
through its effects on group processes (Ross et al., 2004). However, there is a
danger that highly cohesive groups may become too inward-looking because
their alignment can restrict the flow of new ideas. A high level of conformity to
decision-making may cause ‘group-think’, with members reluctant to disrupt
the status quo (Janis, 1982).
In the next section, the analysis of this investigation is synthesised and
combined. This furthers our understanding and knowledge of collective
efficacy and its relationships with school structures in the context of
international schools in Shanghai.
8.5 Collective Efficacy in International Schools in Shanghai
If international schools in Shanghai are to maintain relevance in a rapidly
growing, competitive industry, they require a thorough understanding of the
ways teachers can work together to enable successful learning outcomes for
students. Prior research demonstrates that the collective beliefs of teachers
mobilise collective actions that advance positive organisational effectiveness.
According to Bandura (1997) collective efficacy is powerful when it is a product
of the interactive dynamics of group members; thus, a strong perception of
collective efficacy reflects effective group functioning and contributes to
organisational learning: it is an emergent group-level property. Understanding
teachers’ perceptions of their collective efficacy is important because teachers
play a significant role in influencing student attainment.
This investigation demonstrates the idea that teachers’ collective efficacy is a
multidimensional construct that incorporates teachers’ judgements of the
257
operative capabilities of their group. Results revealed that school structures and
team cohesion are significant contributors to teachers’ collective efficacy in the
context of international schools in Shanghai. The cohesiveness of a team on
tasks had the largest significant impact on collective efficacy, and school
structures also played a crucial role in helping teachers develop positive
interdependence and manage group dynamics in this context.
Teachers demonstrated high perceived collective efficacy scores, but the
interview comments from expatriate teachers raised questions about the
practices of working together in international schools in Shanghai. It is possible
that many of the teachers did not understand the concept of collective efficacy
and/or they thought they did have collective efficacy but in fact their teaching
outcomes could be explained by contextual variables (bright students,
supportive parents, well-resourced schools) plus an ethos of high expectations
and hard work. Given that teachers’ perceptions of collective efficacy were
influenced by culture and context, the construct of collective efficacy uncovered
differed to that documented in studies conducted in Western contexts. This
study demonstrates that collective teacher efficacy, as a construct defined by
previous research, may not be firmly established in the practices of working
together among teachers in international schools in Shanghai.
Teachers indicated that they did not engage in collaboration that was focused
on improving instruction. Therefore, this study has been unable to replicate the
findings of Goddard et al. (2015) who suggested that schools with a strong
sense of collective efficacy are categorised by high levels of teacher
collaboration for instructional improvement. This may be partially explained by
the context and the culture’s emphasis on high performance scores, which affect
the behaviour of students, teachers and the administration, influencing them to
adjust their behaviour according to the strong expectation for academic
attainment. In contrast, this study suggests that teachers must also be able to
successfully navigate their group operative capabilities —how they coordinate
group dynamics and interact with one another—and become members of
258
efficacious teacher teams. It is through teachers’ group operative capabilities that
teachers’ collective efficacy could be firmly established in practice in
international schools.
This study demonstrated that collective efficacy beliefs are a product of
interrelationships with the environment, personal and behavioural factors. As
displayed in Figure 32, collective efficacy is based on the combined analysis of
teaching, collaboration and engagement. Teacher beliefs stem from interactions
with the environment at a team level and school structure level. The role of the
school leadership is to equip teachers with the firm belief that together they can
successfully navigate their group operative capabilities and create valued
outcomes through their collective actions. The culture and context of the
community and international school environment influence the social norms of
the school structures, which in turn, influence teacher actions and behaviours.
Figure 32. Collective teacher efficacy in international schools in Shanghai
In international schools, the context and cultural conditions emerge as the
overriding determinates that influences leaders’ and teachers’ behaviour. This
includes the tradition of how things are done and shared beliefs about the
overall capabilities necessary to perform productively. The results of this study
259
suggest that collective efficacy is a team-level attribute. It is more than the sum
of its parts and, therefore, constitutes an emergent group-level property.
Conceptualising collective efficacy as a multidimensional construct is grounded
in efficacy theory (Bandura, 2001) because “efficacy beliefs involve different
types of capabilities, such as management of thought, affect, action and
motivation” (Bandura, 1997, p.45). Furthermore, multidimensional constructs
hold insights into the dynamics of behaviours.
Additionally, a high performance-orientated environment can lead to
adoption of a closed-to-learning stance, with teachers less willing to adopt
different teaching strategies (Donohoo, 2018). This also creates a culture where
teachers may become more resistant and less open to change initiatives. In the
case of international schools in Shanghai, it may be harder for teachers to see a
need for change when children are achieving high academic outcomes.
The bidirectional relationships between personal, behavioural and
environmental factors can change strength and direction of effects —but this
takes time. The powerful message is that teachers and school systems can adjust
behaviours without jeopardising achievement outcomes. In fact, research
indicates that a focus on increasing the quality of teaching and learning and
creating mastery environments can result in achievement that outperforms
performance-orientated outcomes (Pink, 2009). However, firstly the current
state of the environment must be acknowledged and then decisions made about
whether to continue to function the same way or embrace long-term rewards by
finding the courage to change.
Collective efficacy is a group’s shared belief about their capability to
influence student learning (Bandura, 1997). Therefore, levels of collective
efficacy within schools should reflect a culture that is focused on collaborative
inquiry into best practice that will improve teaching and learning for all
students. In other words, while schools where teachers reflect, inquire, and
collaborate may be contexts where collective efficacy is firmly established in
260
practice (Donohoo, 2018), this investigation raised questions whether collective
efficacy is firmly established in Shanghai international schools.
Structures for developing reflective practitioners and enhancing professional
learning through inquiry must be intentionally organised in schools.
Professional cultures designed to positively interact in a manner that is focused
on student learning hold the potential for powerful impact in schools for
students and teachers (DuFour & Eaker, 1998; Fullan & Quinn 2016; Hord, 1997;
Senge, 1990).
8.6 Strengths, Limitations and Future Research
It is recognised that limitations exist in this investigation. Primarily these are in
relation to the generalisability of the findings which are limited to international
teachers in private fee-paying, foreign-owned international schools in Shanghai
that primarily serve expatriate children.
Strengths
The major strength and contribution of this research, however, is the
development of a multidimensional collective efficacy construct that specifies
an understanding of group operative capabilities. Given that teachers’
judgements in one another’s capabilities to promote academic success are
influenced by the interactions between environmental factors at an
organisational level and interpersonal group level, evaluating international
schools in this light has provided deeper insights regarding how the construct
of collective efficacy is operationalised in the context of Shanghai international
schools.
This investigation identified a deficiency in the area of how teacher teams
function and the absence of teacher engagement around a process of
progressive inquiry methodology in the context of international schools in
Shanghai. This process would contribute to the deepening of philosophical
understanding about teaching and learning, which would then impact
261
classroom practice. It could also highlight ways to help teachers become more
accepting of new practices and make these new methods part of their repertoire
of teaching. As a result of a team’s desire to better understand teaching and
learning and implement evidence-informed strategies, transformational shifts
in belief should occur that would generate confidence in teachers’ collective
efficacy. Interactive and coordinated group dynamics are crucial group level
elements for teachers to be engaged in this work. The insights gained from this
study will assist international school leaders in foreign-owned international
schools to design better ways for teacher teams to engage in meaningful
collaboration.
Limitations
Several limitations in this investigation should be pointed out. The sample of
teachers was drawn from foreign-owned international schools in Shanghai.
Although five schools participated in the investigation, the results cannot be
representative of all international schools in Shanghai. These schools are similar
with respect to the students they serve, who are mostly the children of highly
educated and affluent professionals. Future research could study a variety of
international schools within the context of Shanghai and in other international
contexts to test the validity of the teachers’ collective efficacy construct and its
relationship with school structures.
The study could have been advanced by utilising a larger sample size in
both quantitative and qualitative phases. While a mixed methods approach
highlighted teachers’ attitudes about collective efficacy and school structures,
semi-structured interviews were only conducted with expatriate teachers, and it
is probable that the Chinese teachers would have revealed differences that
could play a role in shaping teachers’ sense of collective efficacy. Further
investigation from the perspective of the Chinese teachers would be extremely
valuable as well as conducting a comparative study between Chinese and
expatriate teacher perspectives.
262
Future research could observe group functioning or speak to all members of
a grade level teacher team in order to gain a clearer picture of how interactive
and coordination of group dynamics operate. Additionally, further research
may benefit from incorporating the views of parents, students or school
business leaders. A broader, more thorough investigation through observations
of specific teacher teams and interviewing stakeholders within school contexts
may also provide meaningful data. Furthermore, future efficacy scales could
incorporate items specifically related to determining effective group level
functioning, collaborative efforts and organisational learning.
Similar studies could be conducted using longitudinal data with grade level-
specific teams. The researcher could measure levels of teachers’ collective
efficacy, school structures and team cohesion before and after implementation
of a school-wide initiative to determine whether a causal relationship exists
between the constructs. This would allow analysis and discussion of results to
be specifically designed to inform individual grade level teams.
Recommendations
Collective efficacy “concerns the performance capability of a social system as a
whole” (Bandura 1997, p.496). Understanding how collective efficacy is
operationalised has important implications for leaders and teacher teams in
their quest to become collectively efficacious. In studying teachers’ collective
efficacy, there is an opportunity to also understand the organisational culture of
the school. School administrators wishing to enhance teachers’ collective
efficacy may focus on teachers’ professional learning and promote a collective
set of norms and values within their school that would facilitate teachers’ group
operative capabilities.
The value of understanding teachers’ collective efficacy is not only its
explanatory and predictive power, but also its potential to effect change. When
emphasis is placed on intentionally planning the development of group
operative capabilities and positive interactive group dynamics and fostering
these four sources of efficacy (mastery experiences, vicarious experiences, social
263
persuasions and affective/psychological states), teachers will co-construct
knowledge together around effective practice and are likely to thrive in a
learning culture.
It appears that greater efforts are needed to ensure that teachers’ collective
efficacy is firmly established in practice. Professional learning designs involving
a cycle of collaborative inquiry may enable teams of teachers to examine and
reflect on teaching practice together. Frameworks and protocols could help
teachers to develop causal connection between teaching and student
performance collectively. Hattie (2012) points out the importance of
Explicit, data-driven structure to disaggregate data, analyse student
performance, set incremental goals, engage in dialogue around explicit and
deliberate instruction, and create a plan to monitor student learning and
teacher instruction (p.60).
To make this cause-effect connection clearly visible requires teachers to focus
on instruction and their ability to make an impact on learning. The attribution
shifts when teachers make connections indicating that results are due to their
collective efforts and that they cause learning. Shifts in teacher attributions can
be achieved by focusing on teacher learning through practices which include
goal setting, tracking progress indicators, analysing student learning results
and using a matrix to assess collective impact.
A methodology of progressive inquiry highlights the cause-and-effect
relationship which gives rise to insights such that effort amounts to impact in
student learning. Donohoo and Velascao (2016) claim that “the collaborative
inquiry cycle necessitates ongoing conversations and reflection among
participants focused on assessing the impact of actions on student learning”
(p.53).
Management to enhance teachers’ collective efficacy will need to be
intentional and provide opportunities for teaching teams to build confidence
through experiencing success. However, there is a caveat; success does not
264
build confidence if little effort is exerted. Confidence in capability is built when
success is experienced through accomplishing challenging goals and
overcoming obstacles; these build resilience and a robust sense of collective
efficacy. Leaders can create conditions for models of success to be observed so
that teams can see themselves as similarly capable to perform (Goddard et al.,
2000). Providing feedback to teachers is as equally powerful and essential for
forward movement as it is for children. Feedback is the key ingredient that
facilitates effective teams taking positive strides forward (Gabelica et al. 2012).
The role of group operative capabilities during collaborative inquiry work
on instructional improvement constitutes a key form of mastery experience
which is critical for developing collective efficacy. Teachers’ collective efficacy
is the higher order determinate with a broad influence on behavioural,
attitudinal, affective and motivational elements of group functioning. Knowing
about these elements of operations in schools can enable leaders to develop
guidelines for how to structure interventions to influence social systems and
strengthen positive interdependencies between group members. When teachers
firmly believe that together they can produce the valued effect by their
collective action and the structures support the process, schools become “more
than the sum of the individual attributes” (Bandura, 1997, p.478) and can
facilitate greater student achievement.
265
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Appendices
Appendix A: Study One Survey
Project: To understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of an international school in Shanghai.
You are invited to participate in our doctoral research project. The purpose of this investigation is to understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of an international school in Shanghai.
Your participation in this study is completely voluntary. There are no foreseeable risks associated with this project. This project will protect the identification of all participants. All information gathered will be de-identified and pseudonyms will be used for all responses in reports. If you feel uncomfortable answering any questions, you can withdraw from the survey at any point. It is very important for us to learn your opinions. You can download an information sheet that explains the study in more detail here, we are required by the University of Melbourne to include this in all our surveys. Please read the consent form, indicate your consent if you choose to do so, then continue on to our survey which will begin on the following page. This project has been given school level approval.
Consent Form
• I consent to the participation in this doctoral research project, the details of which have been explained to me, and I have been provided with a written plain language statement to keep.
• I acknowledge the purpose of this investigation is to is to understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of an international school in Shanghai.
• I understand that my participation in this project is for research purposes only.
• I acknowledge that the possible effects of participating in this research project have been explained to my satisfaction.
• I understand, in this project I may be required to take part in the following:
• I will be invited to respond to an online survey which will examine the schools’ learning environment with a focus on the conditions that enable confidence in group-level abilities to organise and execute the course of action required to influence set outcomes. Responses to the survey is expected to take no more than 10 minutes.
290
• Following the online survey, I may volunteer to participate in a semi-structured interview of up to 60 minutes. Interviews will be scheduled during a three-week period at a convenient time with the class teacher and will not disrupt student instructional time. The researcher will ask me to share experiences regarding formal school structures, informal teacher networks, collective teacher efficacy beliefs and student learning within my international school. With my permission, the interview will be audio-recorded so that the researcher can ensure to make an accurate record of my responses. I understand that my participation is voluntary and that I am free to withdraw from this project anytime without explanation or prejudice and to withdraw any unprocessed data that I have provided.
• I understand that the data from this research will be stored at the University of Melbourne for five years after the last publication or public release of information arising from the research. When that period of time has elapsed, data retention or disposal will be reviewed. Responsibility for oversight of data retention will be taken by the researchers.
• I have been informed that the confidentiality of the information I provide will be safeguarded subject to any legal requirements; my data will be password protected and accessible only by the named researchers.
I consent to participating in the Teacher Survey:
• Yes
• No Thank you very much for your time and support.
Section I: Teacher Demographics
▪ How would you rate your level of expertise? a. Graduate teacher b. Proficient teacher c. Highly accomplished teacher d. Lead teacher
▪ Please select: a. I am a host country teacher b. I am an expatriate teacher
▪ Which level do you teach?
▪ Gender a. M b. F
291
▪ Year of employment in this school a. 1-2 years b. 2-3 years c. 3-4 years d. 4-5 years e. 6 + years
Section II: Collective Teacher Efficacy
Please indicate your response to the following statements. Select the items that describe your opinion most appropriately. Indicate your responses ranging from strongly agree to strongly disagree.
1 Strongly Disagree
2 Disagree
3 Slightly Disagree
4 Slightly Agree
5 Agree
6 Strongly Agree
1. Teachers in this school are confident they can motivate any student.
2. Teachers in this school do not give up, even if a child is resistant to learning.
3. Teachers will persist with adjusting instructional strategies if a child doesn’t learn the first time.
4. Teachers believe that every child can learn.
5. Teachers implement effective learning strategies (e.g. offer timely feedback, develop challenging and interesting course work, support students to meet high expectations and reward success).
6. Teachers in this school have what it takes to get the child to learn.
7. Students arrive to school ready to learn.
8. These students are strongly supported by their community and this helps to ensure learning.
9. There is a strong expectation for persistent effort and academic success.
10. Teachers hold high expectations that students participate in all learning tasks.
Section III: School Structures
Please indicate your response to the following statements. Select the items that describe your opinion most appropriately. Indicate your responses ranging from strongly agree to strongly disagree.
1 Strongly Disagree
2 Disagree
3 Slightly Disagree
4 Slightly Agree
5 Agree
6 Strongly Agree
292
1. Administrative rules in this school enable honest communication between teachers and leadership.
2. Administrative rules enable rather than obstruct teaching and learning.
3. Administrative rules are guides to solving problems rather than rigid procedures.
4. Administrative rules in this school are used to discipline teachers.
5. In this school red tape keeps teachers from doing their job well.
6. Administrative rules in this school are substitutes for professional reasoning.
7. The administrative hierarchy of this school helps teachers to do their job.
8. The administrative hierarchy of this school promotes the mission of the school.
9. The administrators in this school use their governance to enable teachers to do their job.
10. The administrative hierarchy student achievement.
11. The administrative hierarchy of this school impedes innovation.
12. In this school the command of the principal is used to undermine teachers.
We value your input and would like to gather more insights from you. Please indicate if you would like to volunteer to participate in a semi-structured interview and share your experiences regarding the items in this survey:
A. Yes. Please provide contact email address: ____________
B. No
293
Appendix B: Study One Semi-Structured Interview
Project: To understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of an international school in Shanghai.
(Allotted time: approximately 60 minutes)
You are invited to participate in our doctoral research project. The aim of this semi-structured interview is to understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of an international school in Shanghai. Before the end of our session, I will ask you to provide some feedback on the survey items and this semi-structured interview.
With your permission, this semi-structured interview will be audio recorded. In order to ensure confidentiality, please do not mention this school and faculty members by name.
Questions
▪ Demographics: ▪ Teacher
▪ How would you rate your level of expertise? ▪ How long have you been an expatriate teacher? ▪ Which level do you teach?
▪ Collective Teacher Efficacy:
▪ Teacher CTE conceptual knowledge ▪ Do you know what Collective Teacher Efficacy is? ▪ In your opinion does this exist amongst your team? Can you give me
an example?
▪ Confidence in capabilities: ▪ How confident are you that teachers in this school make an impact
on student learning? Can you give me some examples? ▪ What do you think influences student achievement? ▪ What do you do when you realize a child hasn’t made the necessary
growth in learning? Explain. ▪ Do teachers in this school have what it takes to get all children to
learn? Explain. ▪ How does the staff work together to seek knowledge, skills and
strategies and apply this new learning to their work?
294
▪ Do you feel confident to take risks and try different instructional strategies? How so?
▪ How does the staff review student work, to share and improve instructional practices?
▪ How do individual teams apply learning and share results of their practices?
▪ Student academic discipline:
▪ In your opinion, is there a strong expectation for academic success? ▪ What does this look like amongst staff, parents and students?
▪ School structures:
▪ Coercive/enabling formalizations: ▪ How much time is provided to facilitate collaborative work on
instructional strategies and analysis of student learning? ▪ Please explain how the administrative rules of the school impact
communication between teachers and administrators ▪ Enabling/hindering centralizations:
▪ How would you describe administrator’s ability to include teachers in sharing power, authority, and decision making?
▪ How are teachers involved in creating high expectations that serve to increase student achievement?
▪ Please explain how the administrative hierarchy of this school impacts teachers to do their job?
295
Appendix C: Study Two Survey
Project: To understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of international schools in Shanghai.
You are invited to participate in our doctoral research project. The purpose of this investigation is to understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of international schools in Shanghai.
Your participation in this study is completely voluntary. There are no foreseeable risks associated with this project. This project will protect the identification of all participants. All information gathered will be de-identified and pseudonyms will be used for all responses in reports. If you feel uncomfortable answering any questions, you can withdraw from the survey at any point. It is very important for us to learn your opinions. You can download an information sheet that explains the study in more detail here, we are required by the University of Melbourne to include this in all our surveys. Please read the consent form, indicate your consent if you choose to do so, then continue on to our survey which will begin on the following page. This project has been given school level approval.
Consent Form
• I consent to the participation in this doctoral research project, the details of which have been explained to me, and I have been provided with a written plain language statement to keep.
• I acknowledge the purpose of this investigation is to is to understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of international schools in Shanghai.
• I understand that my participation in this project is for research purposes only.
• I acknowledge that the possible effects of participating in this research project have been explained to my satisfaction.
• I understand, in this project I may be required to take part in the following:
• I will be invited to respond to an online survey which will examine the schools’ learning environment with a focus on the conditions that enable confidence in group-level abilities to organise and execute the course of action required to influence set outcomes. Responses to the survey is expected to take no more than 10 minutes.
• Following the online survey, I may volunteer to participate in a semi-structured interview of up to 60 minutes. Interviews will be scheduled during a three-week period at a convenient time with the class teacher and
296
will not disrupt student instructional time. The researcher will ask me to share experiences regarding formal school structures, informal teacher networks, collective teacher efficacy beliefs and student learning within my international school. With my permission, the interview will be audio-recorded so that the researcher can ensure to make an accurate record of my responses. I understand that my participation is voluntary and that I am free to withdraw from this project anytime without explanation or prejudice and to withdraw any unprocessed data that I have provided.
• I understand that the data from this research will be stored at the University of Melbourne for five years after the last publication or public release of information arising from the research. When that period of time has elapsed, data retention or disposal will be reviewed. Responsibility for oversight of data retention will be taken by the researchers.
• I have been informed that the confidentiality of the information I provide will be safeguarded subject to any legal requirements; my data will be password protected and accessible only by the named researchers.
I consent to participating in the Teacher Survey:
• Yes
• No Thank you very much for your time and support.
Section I: Teacher Demographics
▪ How would you rate your level of expertise? a. Graduate teacher b. Proficient teacher c. Highly accomplished teacher d. Lead teacher
▪ Please select: a. I am a host country teacher b. I am an expatriate teacher
▪ Which level do you teach?
▪ Gender a. M b. F
▪ Year of employment in this school a. 1-2 years
297
b. 2-3 years c. 3-4 years d. 4-5 years f. 6 + years
Section II: Collective Teacher Efficacy
Teaching capability and task analysis
Please indicate your response to the following statements. Select the items that describe your opinion most appropriately. Indicate your responses ranging from strongly disagree to strongly agree.
1 Strongly Disagree
2 Disagree
3 Slightly Disagree
4 Slightly Agree
5 Agree
6 Strongly Agree
Items
1. Teachers in this school do not give up, even if a child is resistant to learning.
2. Teachers believe that every child can learn.
3. Teachers implement effective learning strategies (e.g. offer timely feedback, develop challenging and interesting course work, support students to meet high expectations and reward success).
4. These students are strongly supported by their community and this helps to ensure learning.
Coordination of Group Dynamics
Please indicate your response to the following statements. Select the items that describe your opinions most appropriately. Indicate your responses ranging from strongly disagree to strongly agree.
1 Strongly Disagree
2 Disagree
3 Slightly Disagree
4 Slightly Agree
5 Agree
6 Strongly Agree
Teachers in my grade/subject level have confidence in their ability to…
Items
1. Achieve group goals.
2. Skillfully perform planned tasks.
3. Work effectively together.
4. Resolve conflicts.
5. Keep a positive attitude.
298
6. Maintain effective communication.
7. Talk about how to use and share materials.
Interactive Group Dynamics
Please indicate your response to the following statements. Select the items that describe your opinions most appropriately. Indicate your responses ranging from strongly disagree to strongly agree.
1 Strongly Disagree
2 Disagree
3 Slightly Disagree
4 Slightly Agree
5 Agree
6 Strongly Agree
Teachers in my grade/subject level have confidence in their ability to…
Items
1. Demonstrate a strong work ethic.
2. Work to overcome distractions.
3. Show enthusiasm.
4. Perform under pressure.
5. Persist when obstacles are present.
6. Work hard even when it seems like your team isn’t getting any breaks.
7. Be prepared for every meeting.
8. Devise successful strategies.
9. Be mentally present for every meeting.
Section III: Team Cohesion
Please indicate your response to the following statements. Select the items that describe your opinions most appropriately. Indicate your responses ranging from strongly disagree to strongly agree.
1 Strongly Disagree
2 Disagree
3 Slightly Disagree
4 Slightly Agree
5 Agree
6 Strongly Agree
Items
1. Our team is united in trying to attain goals.
2. I’m unhappy with my team’s degree of commitment to tasks.
3. Our team members have inconsistent aspirations for the team’s performance.
4. This team does not give me sufficient opportunities to improve my personal performance.
299
5. Our team would like to spend time together after work hours.
6. Members of our team do not socialize together outside of work.
7. Our team members rarely socialise together.
8. Members of our team would rather socialise on their own than together.
9. For me, this team is an important social group to which I belong.
10. Some of my closest friends are in this team.
Section IV: School Structures
Please indicate your response to the following statements. Select the items that describe your opinion most appropriately. Indicate your responses ranging from strongly disagree to strongly agree.
1 Strongly Disagree
2 Disagree
3 Slightly Disagree
4 Slightly Agree
5 Agree
6 Strongly Agree
Items
1. Administrative rules in this school enable honest communication between teachers and leadership.
2. Administrative rules enable rather than obstruct teaching and learning.
3. Administrative rules are guides to solving problems rather than rigid procedures.
4. In this school red tape keeps teachers from doing their job well.
5. Administrative rules in this school are substitutes for professional reasoning.
6. The administrative hierarchy of this school helps teachers to do their job.
7. The administrative hierarchy of this school promotes the mission of the school.
8. The administrators in this school use their governance to enable teachers to do their job.
9. The administrative hierarchy obstructs student learning.
10. The administrative hierarchy of this school impedes innovation.
11. In this school the command of the principal is used to undermine teachers.
We value your input and would like to gather more insights from you.
Please indicate if you would like to volunteer to participate in a semi-structured interview and share your experiences regarding the items in this survey:
A. Yes. Please provide contact email address: ____________
B. No
301
Appendix D: Study Two Semi-Structured Interview
Questions
Project: To understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of international schools in Shanghai.
(Allotted time: approximately 60 minutes)
You are invited to participate in our doctoral research project. The aim of this semi-structured interview is to understand the nature of teachers’ collective efficacy and its relationship with school structures in the context of international schools in Shanghai.
With your permission, this semi-structured interview will be audio recorded. In order to ensure confidentiality, please do not mention this school and faculty members by name.
Questions:
▪ Demographics: ▪ Teacher
▪ How long have you been an expatriate teacher? ▪ Which level/subject do you teach? ▪ How long have you worked in this school?
▪ Collective Teacher Efficacy: ▪ Teacher CTE conceptual knowledge
▪ What do you know about Collective Teacher Efficacy? ▪ Definition: ‘Collective teacher efficacy (CTE) is a groups’ shared belief
in the conjoint ability to organise and execute the courses of action required to produce given levels of attainment’
▪ Can you relate to this definition of CTE in this setting? How? ▪ Teachers’ perception of community:
▪ Can you describe the student demographics of your school? Background and educational values?
▪ What are the characteristics of the school that influences CTE? ▪ What are the characteristics of the teachers that influence CTE? ▪ What are the characteristics of the students that influence CTE? ▪ What are the characteristics of the families that influence CTE? ▪ Is this community safe? Any drug or alcohol abuse? ▪ How do family educational values influence students/the school?
302
▪ What might influence the academic orientation of the school? ▪ What things do you think influences student achievement? ▪ What role does the school play in influencing student academic
achievement? ▪ What role do teachers play in influencing academic achievement? ▪ What role do parent/families play in influencing student
achievement?
▪ Group Competence: ▪ What might influence student motivation? ▪ How do you know teachers/admin are competent and effective? ▪ In this setting, do you believe there is a lot the school can do to
produce high student achievement? ▪ Group Task Analysis:
▪ How do the school facilities support instructional activities? ▪ In your opinion, is there a strong expectation for academic success in
this school? How does this influence the work of teaching? ▪ Team Cohesion:
▪ Social Cohesion: ▪ Tell me about the social expatriate life? What social communities
are you part of? ▪ Task Cohesion:
▪ Tell me about your team cohesion? ▪ How does the expatriate social life and work life play out? ▪ We found that Team Cohesion isn’t a predictor of CTE (which is
your group shared belief in their combined ability to achieve goals), What do you think this means?
▪ We also found that social cohesion impacts your task cohesion, what do you think this means?
▪ What is your team currently working on in your practise? How is your team working to improve?
▪ How does your team evaluate their collective impact? ▪ Coordination of Group Dynamics:
▪ What’s required to work effectively as a team? ▪ Do you experience this with your current team? ▪ How much do you rely on your team members? ▪ Can you achieve as much success without the members of your
team? ▪ How does the transiency of staff affect your work? ▪ How often do you discuss planning, instructional strategies and
pedagogical beliefs?
303
▪ What do you do when you meet together? What’s the purpose of meetings? How is this articulated? What do you do with student data? How often do you observe one another?
▪ Do these meetings extend teacher capabilities? ▪ Interactive Group Dynamics:
▪ How do members of your team demonstrate their commitment to group goals?
▪ What pressure does the team experience and how do members react? ▪ What sort of preparation is required before group meetings?
▪ School structures: ▪ Please explain how leadership supports your team? ▪ What do you need from your leaders/school structures?
Minerva Access is the Institutional Repository of The University of Melbourne
Author/s:Blatti, Tania
Title:Understanding the nature of teachers’ collective efficacy and its relationship with schoolstructures in the context of international schools in Shanghai
Date:2021
Persistent Link:http://hdl.handle.net/11343/297560
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