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Spartan Society: Structural Ritualization In An Ancient Social System. Coauthored by J. David...
Transcript of Spartan Society: Structural Ritualization In An Ancient Social System. Coauthored by J. David...
SPARTAN SOCIETY: STRUCTURAL RITUALIZATION IN AN ANCIENT SOCIALSYSTEM*
J. David KnottnerusDepartment of Sociology
CLB 006Oklahoma State UniversityStillwater, OK 74078-4062
[email protected]: 405-744-6106
Phyllis E. BerryCriminal Justice Program
School of Social & Community Service615 McCallie Avenue
University of TennesseeChattanooga, TN 37403-2598
* 2002. Humboldt Journal of Social Relations 27:1-42.Communications about this paper should be sent to J. David Knottnerus, Department of Sociology, CLB 006, Oklahoma State University, Stillwater, OK 74078-4062. A version of this paper was presented at the World Congress of Sociology, International Sociological Association, Research Committee on Social Psychology,Montreal, 1998. The authors would like to thank Jane Sell for heruseful comments and suggestions.
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SPARTAN SOCIETY: STRUCTURAL RITUALIZATION IN AN ANCIENT SOCIALSYSTEM
This investigation focuses on the social dynamics involved with the training of male youth within Spartan society from 600 to 371 BC. Various historical sources are drawn upon to document the mode of rearing by which adult (male) citizen warriors were developed. In examining this unique state-run social system, we direct attention to the different ritualized practices comprising the rearing system that included the agoge (extremely disciplined, compulsory method of upbringing), age-classes, communal living, military ascetic practices, dining clubs, and other collective events and activities. A theory of structural ritualization is utilized to explain how ritualized practices and social arrangements of Spartan society were reproduced within youth. According to the theory, four factors – salience, repetitiveness, homologousness, and resources – play a key role in ritualization processes. The theory’s factors are used as a lens through which to better understand the development of five core Spartan qualities (symbolic themes): social harmony and equality, obedience and hierarchical distinctions, aggressiveness, deceptiveness, and simplicity. This investigation represents the first focused analysis of the Spartan rearing system and its consequences utilizing this (or any other sociological/social psychological) theoretical perspective. An assessment is providedof the explanatory value of this account and possible directions for future theory development and research are suggested.
This study examines the social processes involved with the
preparation and training of male youth (and young adults) for
adult citizenship within Spartan society from 600 to 371 BC. We
employ a variety of historical sources to document the components
of this educational or socialization process. A theory of
structural ritualization focusing on group dynamics,
ritualization, and multi-level structural processes is utilized to
explain how dominant ritualized practices and structural
arrangements of Spartan society were reproduced within these
youthful actors. Such an investigation represents the first
analysis of this topic that employs a formal social psychological
theory.
The period in Spartan history under investigation in this
paper was the product of a profound reorganization in the
institutional and cultural life of this social system (for
scholarly works examining ancient Sparta see De Ste. Croix 1972;
Huxley 1970; Forrest 1980; Hooker 1980; Cartledge 1978, 1979;
Sealey 1976; Oliva 1971; Fitzhardinge 1980; Lazenby 1985). More
precisely, having won the Second Messenian War (650 to 620 BC),
Sparta still faced many problems within its society including the
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possibility of political tyranny. Unique among all major city-
states, Sparta avoided this development. But in doing so, the
"desperate measures adopted would entail nothing less than a total
militarization of their society" (Bryant 1996, p. 60; see Finley
1963, p. 65).
This transformation of Sparta, which created a quite unique
form of social stability, was, according to ancient historians,
the product of an ninth or eighth century lawgiver Lycurgus
(Dillon and Garland 1994, p. 145). Most modern historians,
however, doubt this was the case. Rather, Lycurgus served to
symbolize and legitimize a new social order that was the product
of a long and uneven process of reform (probably both deliberate
and nondeliberate in nature), whose major characteristics emerged
within the fifty years subsequent to the Second Messenian War. It
is this social system and the social behavior of the members of
this mature Spartan society which is the concern of this
investigation.
Before preceding any further, however, several precautions
should be noted. First of all, being a study of a social system
in ancient history, limitations exist in the evidence that is
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available. Furthermore, certain ancient historians view some of
the features of Spartan society (i.e., the agoge and other aspects
of its social and political institutions that will be discussed
later) as fallacies created by non-Spartan authors. These efforts
to imbue the polis with utopian qualities that it my not have
actually had are known as the “Spartan mirage” (see Ollier 1973;
Tigerstedt 1965, 1974, 1978; Rawson 1969). Finally, while the
present investigation and analysis must to some degree make
generalizations about social conditions and processes it should be
recognized that viewing Spartans, particularly the adults in
policy-making positions, as monolithic would be misleading and
inappropriate. As in many, if not all, historical cases,
variations in practices and deviations from standardized social
patterns can be identified.1 For these reasons, we would emphasize
that while drawing on a wide variety of sources (from antiquity,
historians, and classical scholars) to conduct this analysis of
and make generalizations about the social dynamics operating in
this society, one should always exercise a certain degree of
caution concerning any conclusions reached in light of these
methodological and interpretative concerns.
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Given these cautions and limitations inherent to a study of
such an ancient society and the fact that space does not allow for
an extended description of the Spartan social system, several
features of this social order warrant brief attention. To begin
with, Sparta was an agricultural, slave state. Its military
successes provided the society with ample labor and land (after
conquering Messene, Sparta covered thirty-three thousand square
miles of land). A system of land tenure created a standard
redistribution of property. Lycurgus had presumably called for an
equal division of land among the citizens of Sparta. While it is
unknown whether land was actually divided in such an equal manner,
it appears that each citizen was given a plot of land adequate for
supporting a family (possibly around fifty acres). The heavy need
for labor to farm this land was solved through the Spartan
practice of enserfing the conquered peoples living in these
territories. This class, known as the Helots, was forced to give
the Spartans a significant amount of their annual produce
(possibly up to half of their crop).2 The Helots were essentially
slaves who were not privately owned, but were the collective
property of all citizens or the state (To be precise, helotage
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preceded the Second Messenian War. The Spartans originally
enslaved the indigenous population before extending the system to
the West after the war). While all Greek city-states possessed
slaves, only Sparta had such an imbalanced ratio of slaves to
Spartan citizens. No other Greek state contained such a small
number of citizens relative to the number of slaves within their
territory. Indeed, it has been estimated that five to eight
thousand adult male Spartans enslaved a Helot population of one
hundred and fifty thousand persons (Ehrenberg 1964, pp. 32-39;
Bryant 1996, p. 138).
In essence, Sparta was a society that faced both external and
internal threats. Like other Greek city-states, war with one's
Greek neighbors and other cultures was always a possibility.
While Sparta effectively utilized various political strategies
such as the forming of alliances with other Greek societies, overt
conflict with external enemies was a not uncommon occurrence
(whether for offensive or defensive purposes). Beyond this,
however, Sparta was faced with a potentially dangerous threat from
its large enslaved population of Helots. The price paid for
freedom from physical labor, especially agricultural work, was the
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need for constant military wariness and control of a group of
people willing to retaliate against their enslavers. The fact
that the Helots periodically attempted to revolt meant that the
Spartans found it necessary to subject the Helots to constant
monitoring and quite severe constraints.
These are some of the most prominent features that defined
Spartan society, a social order distinguished by its exceptional
nature and success, in terms of its social stability, in the
period under study. Indeed, Sparta possessed a unique structure
in the Greek world (Finley 1982). It was a state-run social
system dedicated to the development of all free male citizens as
military warriors. And, contributing to the eunomia, i.e., good
order or, more generally speaking, way of life, of Sparta was the
condition of homoioi which referred to the equal (peer) status of
citizen warriors, especially their common way of life.
Stated somewhat differently, the military and militaristic
police system that emerged in Sparta represented an attempt to
accommodate themselves to the internal and external threats faced
by this city-state. To do this, however, required a powerful mode
of socialization or training to ensure that these citizen warriors
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would exhibit the necessary behaviors vital to the ongoing
maintenance of the social order. It is this method of rearing
that we give particular attention to in this study. Such a
rearing system played, we argue, a crucial role in the
preservation of Spartan social arrangements which endured for,
what most scholars agree was, approximately a two to three century
period.
The importance of this method of rearing is reflected in the
fact that certain historians have noted how Spartan instructional
practices served to accustom youth to a particular way of life.
This compulsory rearing system for male youth began at an early
age. Children were raised in groups where they were subjected to
extreme discipline and a very stern form of instruction focusing
on, among other things, military training. This highly organized
program continued into early adulthood and involved nearly all
aspects of individuals’ lives including content of instructional
material, physical exercise, beatings, competitive games,
restricted diets, barracks living, and clothing style. Spartan
education involved a training program that provided a
comprehensive system of socialization aimed at constructing a
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particular social character and orientation (Marrou 1982; Bolger
1969; see also Finley 1982 who emphasizes the importance of the
"ritual system" by which boys were raised by the state). Such
observations are certainly both accurate and relevant.
Nevertheless, it is also the case that this training program has
not been subjected to a focused investigation which would provide
an in-depth analysis of how the various practices constituting
this mode of education worked. In other words, no one has
analyzed this system in a rigorous manner utilizing a sociological
or social psychological framework.
To analyze this rearing program, we, therefore, employ the
theory of structural ritualization, a theory that focuses on the
ritualized practices of social life and argues that such
activities play a crucial role in the reproduction, and sometimes
alteration, of social relations, identity, and social structure.
According to this perspective, ritualized actions take numerous
forms and may involve both the daily activities of actors and the
less frequent, yet highly dramatized, ritualized practices shared
by members of communities and other groups. We suggest that the
analysis of Sparta through the lens of this approach contributes
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to both a better understanding of the theory (while raising
questions and issues for further development) and a better
understanding of Sparta. After presenting this analysis we
briefly compare the theory to several alternative accounts of
Spartan social dynamics in the conclusion.
THEORY OF STRUCTURAL RITUALIZATION
In Sparta, youth were profoundly influenced by Spartan
society and its institutionalized training system. As a result of
their experiences and the symbolic models they encountered within
this social environment, there developed among these youth an
array of relationships, identity, and social structure which were
in certain significant respects similar to the practices and
organization of the institutional milieu in which they were
embedded.
To more fully explain how this process occurred, we utilize
the formal theory of structural ritualization (Knottnerus 1997).
We believe this is a fruitful theory to utilize because of its
explanatory focus and because historical comparative research
(Knottnerus and Van de Poel-Knottnerus 1999) and an experimental
test (Sell, Knottnerus, Ellison, and Mundt 2000) of the theory
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provide support for the formulation. Reflecting a commitment to
multi-method research (Brewer and Hunter 1989; on the value of
historical research for sociology see Cahnman and Boskoff 1964,
pp. 6-7), additional case studies and historical investigations
have also provided exemplifications and elaborations of the theory
(Knottnerus 1999; Knottnerus, Monk and Jones 1999; Guan and
Knottnerus 1999; Knottnerus forthcoming; Varner and Knottnerus
forthcoming).
The theory focuses on the role ritualization plays in the
formation, reproduction, and transformation of social structure in
groups embedded within a larger social environment. Embedded
groups are bounded groups located within a more encompassing
organized collectivity such as an institutional system (e.g., an
informal youth group within the Spartan city-state and its
institutionalized educational program, a problem-solving group
within a bureaucratic organization, or a slave society within a
plantation system). The theory directs attention to the processes
affecting the degree to which ritualized practices and social
structures, similar or dissimilar to those found in the larger
milieu, emerge within an embedded group.
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The concept of ritual is, therefore, central to the theory.
Various scholars have employed this or related concepts such as
habitus for analytical purposes (e.g., Durkheim 1965; Bourdieu
1977; Elias 1978; Collins 1981, 1987; Goffman 1967; Bell 1992;
Lukes 1975; Warner 1959; Turner 1967; Douglas 1970; Giddens 1984).
While investigations of rituals have often focused on religious
and sacred behaviors, the theory of structural ritualization
focuses on interaction sequences and social actions that are found
in many different kinds of settings including secular contexts.
Such an approach parallels in certain respects Kertzer's (1988)
definition of ritual as repetitive and socially standardized
behavior.
While the idea of ritualization is of value to various
formulations in the social sciences, the theory of structural
ritualization provides formal definitions of rituals that
distinguish this approach from other theoretical/research
traditions. In doing so, it provides a more precise theory, makes
it easier to employ the theoretical perspective for purposes of
analysis (in addition to, in certain cases, allowing for a more
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rigorous test of the theory), and allows for derivations and
further theory development.
According to the theory, an action repertoire is defined as a set
the elements of which are socially standardized practices. Here,
socially standardized refers to regularly engaged social practices. In
addition, a schema is a cognitive structure or framework. These
ideas are utilized to define the core concept of the theory,
ritualized symbolic practice (RSP), which refers to an action repertoire
that is schema driven.
Ritualized symbolic practices refer to the ubiquitous form of
social behavior in which people engage in repetitious and
regularized actions when interacting with others. Such social
practices occur throughout social life and can include
standardized styles of interaction within different institutional
or organizational milieus, subcultures, and informal groups (e.g.,
work organizations, schools, families, religious settings, youth
groups, or political arenas). The theory argues that ritualized
action repertoires which comprise much of the "taken for granted
daily lives" of actors (a general concern of phenomenologists and
ethnomethodologists such as Berger and Luckmann 1966 and Garfinkel
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1967) rest on cognitive schemas. Although individuals may not
reflect upon and consciously pay heed to many of the ritualized
activities that constitute their everyday lives, such behaviors
still rest upon symbolic frameworks or cognitive structures (i.e.,
organizations of cognitive representations). These symbolic
frameworks articulate and express different thematic meanings.
The theory applies to certain contexts known as domains of
interaction. These are bounded social arenas containing two or more
actors who are engaged (at least part of the time) in face-to-face
interaction. Such social spheres have the ability to affect the
likelihood of occurrences that involve actors' behaviors and
cognitions. This concept allows us to distinguish between social
environments such as institutions (e.g., a Spartan educational
system versus a day school) in which embedded groups are exposed
to ritualized symbolic practices in different numbers of domains
of interaction for varying lengths of time.
In explaining how a larger social environment may influence
the social dynamics of a group nested (i.e., embedded) within that
more encompassing organized collectivity, the theory suggests that
when ritualized practices and symbolic patterns in a social milieu
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are strongly accentuated and presented to the inhabitants of an
embedded group, they instill 'schema-driven action repertoires'
which are variations of standard practices. The greater the
impact of these ritualized activities on actors, the more similar
or isomorphic will be their immediate social world and the wider
milieu within which they are located. On the other hand, when
individuals are presented with ritualized practices that differ
from each other, the structure of their embedded group and the
surrounding environment will be less similar (i.e., non-
isomorphic). In essence, the theory argues that ritualized
symbolic practices are influenced by four factors in a larger
social environment: salience, repetitiveness, homologousness, and
resources.
Salience refers to the degree to which a ritualized symbolic
practice is perceived to be central to an act, action sequence, or
bundle of interrelated acts within a domain of interaction. In
other words, it is concerned with the extent to which a ritualized
practice is perceived to be noticeable or prominent. Repetitiveness
is concerned with the frequency with which a ritualized practice
is performed within an interaction domain. Homologousness refers to
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the degree of perceived similarity among different ritualized
symbolic practices. In other words, different practices may exist
within a domain (or multiple domains in, for instance, a social
setting such as a training program) and exhibit to varying degrees
a similarity in their meaning and form. And, RSP resources focus on
the materials needed to engage in ritualized practices within a
domain. They may include both human and nonhuman resources, such
as interpersonal skills, physical strength, or physical dwellings
and their furnishings.
The theory argues that the greater the degree of salience of
ritualized symbolic practices, repetitiveness of ritualized
practices, presence of homologous ritualized practices, and
availability of RSP resources in a larger milieu [or, more
precisely speaking, domain(s) in this milieu], the greater the
rank or relative standing of ritualized symbolic practices in that
environment. The greater the rank or dominance of these practices,
the more likely new, yet similar ritualized symbolic practices
(i.e., schema driven action repertoires) will emerge among actors
in an embedded group. Due to their similarity in overall form,
isomorphic structures will result. Structural isomorphism refers to
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an equivalence of social relations and their pattern of
organization in an embedded group and a social environment.
In other words, the higher the rank of ritualized practices
in the larger milieu, the more likely the array or system of
ritualized practices and relations in the embedded group will be
comparable to the patterns and social arrangements of the
surrounding environment. The result of this process is structural
reproduction in the embedded group.
It should be emphasized that while engaging in such a
reproductive process, people utilize the taken for granted
symbolic models and action repertoires from their previous
experiences and surrounding world to "construct" their social
world. Furthermore, it is possible that actors disapprove of and
oppose the larger social system they are embedded in. They are
still, however, influenced to varying degrees by dominant aspects
of the environment they are exposed to as they engage in the
process of social construction and the establishment of new
ritualized practices in their embedded group. While such an
outcome may be counterintuitive, it is consistent with the logic
of the theoretical formulation. In making this argument, the
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perspective directs attention to an irony of social life that
reproduction of social structure occurs even when it may not be in
the interests of the individual or the group.
THE SPARTAN TRAINING SYSTEM
In the social environment of the Spartan training system,
numerous ritualized symbolic activities and relations existed
which shared certain basic meanings and forms and had a direct
impact on youth. These practices rested upon certain symbolic
frameworks or cognitive structures that conveyed and dramatized a
set of thematic meanings that were presented to all actors. These
rituals were highly ranked or dominant ritualized symbolic
practices in the larger milieu of Spartan society and its
institutionalized system of training. As such, they were the most
important ritualized practices boys were exposed to which, in
turn, affected the dynamics and structure of the youth society
embedded within this larger environment. The outcome of this
intensive process of instruction was a very distinct social
orientation, identity, and array of social relations among actors,
first as youth and later as adult citizens who, in turn, defined
the nature of Spartan society.
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More precisely, we suggest that an examination of available
historical evidence (i.e., studies by scholars of antiquity,
ancient Greek historians and writers, and archaeological sources)
enables us to identify and classify the core thematic attributes
characterizing these ritualized practices (and Spartan social
arrangements). While many different ritualized activities are
found in Spartan society and its training program, for the
purposes of analysis, it is possible to distinguish among the core
schematic or symbolic messages communicated by these practices.
Five key qualities were, we argue, stressed. While the subsequent
discussion will describe the various ritualized practices through
which these symbolic meanings were transmitted, we will first
outline these themes. Of course, it should be recognized that in
reality any particular ritualized act could include one or more of
these themes.
The five qualities (i.e., symbolic themes expressed through
ritualized practices) were: (1) extreme simplicity, austerity, and
frugality in behavior and living conditions; (2) social unity,
harmony, and homogeneity ("equality") of group members; (3)
hierarchical distinctions and disciplined obedience to authorities
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and the state; (4) aggressiveness, competitiveness,
courageousness, and a militaristic bearing; and (5) deceptiveness,
secretiveness, and a opportunistic orientation (especially in
regard to militaristic activities, techniques of domination, and
propaganda).
The training system youth were "embedded" in exposed them to
an array of practices that fostered the development of these
Spartan attributes. By full adulthood, these attributes had
become deeply ingrained aspects of their personal and social
lives. Or, to be more precise, these practices, interpreted
within the theoretical framework employed here, occurred in a
number of interaction domains that accounted for most of the
Spartan youth's daily life (e.g., the settings where they received
instruction, meals, their living quarters, special ceremonial
occasions, their nighttime activities). They were highly salient
or prominent; they were frequently engaged in; they were quite
homologous (similar) in terms of their basic meaning and form; and
they occurred in a social setting which had the social, physical,
and economic resources to support such activities. They were
highly ranked ritualized symbolic practices. Such schema-driven
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action repertoires (or symbolic models) provided a constant and
vivid reminder of the centrality of the aforementioned qualities
in the lives of all concerned.
Probably most important in the experiences of all male youth
was the agoge that designated the system by which boys were raised
by the state. This was an extremely disciplined, compulsory mode
of ‘upbringing’ that Finley (1982, p. 38) suggests is what was
unique about Sparta and "makes the Spartan system." It was the
way the various elements of this system were combined in a complex
manner to perform the function that they did which distinguished
Sparta from other Greek communities. Bryant (1996, p. 63)
provides us with a succinct description of some of the key aspects
of the agoge:
Male children, upon attaining their seventh year, were removed from maternal supervision and turned over to civic officials for military training and character formation. Enrolled in "packs," the boys passed through a series of age grades that prepared them for citizenship duties. Reading and writing were taught, along with certain musical arts, but"only for practical purposes"; the aim throughout was to produce "obedience, fortitude in distress, and victory in battle." This educational system was under the authority of a special magistrate known as the paidonomos, attended in his activities by whip-bearing youths who administered "necessary" floggings. Communal living began at twelve, as
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did a full-blown military asceticism [quotations from Plutarch].
Given this focus upon military training, great importance was
given to physical education and developing strength through sports
such as hunting and athletics. Early on youth "began to do real
military training as well as gymnastics, learning how to move with
others in formation, how to handle arms, how to fence and throw
the javelin and so on" (Marrou 1982, p. 21). Participation in the
agoge lasted until age thirty at which time individuals fully
joined the syssitia (to be discussed later). The early age youth
began this system of ritualized instruction and the lengthy period
of time they were in it directly contributed to the development of
a militaristic and aggressive bearing, a sense of hierarchical
distinctions, and a respect for authority.
A sense of hierarchical/status distinctions, authority, and
the importance of the group one is a member of and identifies
with, was reinforced by the ritualized structure of age-classes
and associations. The most likely arrangement (Marrou 1982, p.
20; see also Chrimes 1952) of the complicated yearly class system
involved three age categories: eight to eleven; twelve to fifteen;
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and sixteen to twenty. Each of these was, in turn, broken down
into four or five distinct yearly classes. Furthermore, boys were
placed into units directed by a senior (a twenty year old), which
were further divided into small groups (six individuals) whose
leader was the smartest boy and who was given an honorific title.
The system was collective, hierarchical, and progressive in the
sense that boys' lives were increasingly enveloped by this
ritualized array of practices as they entered adolescence (age
twelve). This is an observation which is quite relevant to the
present analysis and which has been noted by certain historians
such as Flaciliere (1968, p. 85): "In Sparta these activities were
no optional affair, to be pursued over weekends or during the
holidays: they formed a compulsory daily routine, woven into the very
fabric of a boy's life" [italics ours].
Daily life in this program stressed courageousness,
competitiveness, and physical development. Actually, such a
training process began before entry into the agoge because even
infants were the objects of a specialized type of training.
Plutarch states, "instead of tight-swaddling the babies in their
[nurses] care, they left their limbs and bodies entirely
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unimpeded. They taught them to avoid any sort of faddiness or
fuss in their diet; not to be scared of the dark; not to mind
being left alone; and to restrain themselves from tears, screaming
fits, or any other vulgar tantrums of that sort" (ibid, p. 85).
In the agoge the previously referred to formal goals and structure
of the program increasingly emphasized such qualities. This focus
was further reinforced by the fact that "manliness and fighting
spirit were developed by way of beatings; hence the fights between
gangs of boys at the Platanistas or in front of the sanctuary to
Orthia, in which the educational value of Discord . . . was taken
very literally, not to say brutally" (Marrou 1982, pp. 22-23).
For instance, in the Platanistas, which was a periodic battle or
contest held between groups of boys, it is reported that the "lads
fought and kicked and bit those on the opposing side and 'tore
each others' eyes out'" (Chrimes 1952, p. 118). Organized brawls
and competitive games were important ritualized events in the
training system (Hodkinson 1983, p. 249). And, those who
distinguished themselves in these and related activities were
rewarded for their merit (ibid, p. 248): "It was the boy who
excelled in judgement and was most courageous in fighting who
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became the leader of his contemporaries . . ." At the same time,
a collective orientation was reinforced by the fact that many of
these ritualized practices occurred as group activities, demanded
loyalty to and sacrifice for the group, and resulted in high-
ranking positions within social units.
Furthermore, a number of other highly salient and frequently
engaged in activities emphasized the same themes. Consider, for
instance, Xenophon's comment that "instead of softening the boys'
feet with boots, he [Lycurgus] ordained that they should
strengthen them by going bare-foot, thinking that with this
training they would walk uphill more easily, downhill more safely,
spring faster and jump both farther and higher" (Harley 1934, pp.
131-132). And, Harley (ibid, p. 133) states that fights were
encouraged by Spartans and they "relied on strength, endurance,
and speed . . . they were devoted to ball games, and as names of
victorious teams are on record, commemorated in stone, presumably
they were games dependent on the team spirit . . . No hot baths
for them after the Gymnasium, no oils and scents. And for a bed a
hurdle of reeds." It is for these reasons, that scholars such as
Kennell (1995, p. 112) conclude that the "inculcation of courage
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and endurance had been one of the primary goals of Spartan
traditional education for as long as we have evidence" (along with
the other qualities characterizing Spartan ritualized activities
such as social unity, commitment to the group, and austerity).
These and other highly prominent, commonplace practices
reinforced a commitment to obedience and an appreciation for
hierarchical distinctions. In describing the daily life of
children Marrou (1982, p. 22) states:
In fact the citizen's fundamental and almost only virtue was obedience. The child was trained to obey in the most minute detail. He was never left to himself without someone over him. He owed obedience to all who were ranged above him . . . The child was also obliged to obey any adult citizen he met on the road.
And, as Xenophon notes, the role of punishment played a crucial
role in creating this "remarkable respect and obedience" (Harley
1934, p. 131). Powell (1988, p. 232) provides a vivid description
of how a number of salient, recurrent, and similar themes
consistently defined the life experiences of youth:
It [social political precedence] was fostered-deliberately ornot-in childhood . . . a large range of names applied to different age-groups of children at Sparta, which may reflectthe nurturing of an unusually lively sense of status based onage, a sense meant in later life to contribute to the Spartanreverence for seniority . . . the young men with the whips,
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must have formed an unforgettable pinnacle of juvenile society. Xenophon writes that young adult men competed for selection as members of an elite group. The reasons for the inclusion or rejection of each individual were made very clear, he states . . . it would be hard to resist Xenophon's own conclusion, that competitiveness and thus a sense of hierarchy were being bred deliberately. Rivals would "box out of rivalry wherever they met". If this was a way for a young man to restore his esteem, considerable value must havebeen attached to the physical powers needed for a successful beating-up.
As is also evident in some of these practices, simplicity and
austerity were dominant themes in the training process. Various
sources confirm that boys' daily lives were marked by frugality.
For instance, Xenophon states that (Harley 1934, p. 132):
One suit for the year he [Lycurgus] decided should take the place of the enervating changes, training the body better to resist both heat and cold. Diet he left to the master's judgement: the stomach must never be overloaded and should not be without experience of short commons; for such trainingwould make boys able to work without food, if need arose, andto hold out longer on an unchanging diet if ordered . . .
And, drawing upon ancient historians such as Xenophon and
Plutarch, Marrou (1982, p. 22) informs us "They went around in
poor clothes, hatless, with shaven heads and bare feet, and slept
on a litter of reeds from the Eurotas, lined in winter with a
padding of thistle-flock. And they got very little to eat . . .”
29
It was an ascetic and austere life style which constantly forced
youth to endure harsh living conditions and learn how to live with
pain.
Of course, a number of these ritualized practices, such as
assignment to age-classes, membership in associations or units,
and participation in team sports and varying kinds of contests
(including the more brutal ones), underscored at the same time the
importance of social harmony, unity, homogeneity, and the need for
commitment and conformity to the group. As Bryant (1996, p. 64;
see Sealy 1976, p. 80) observes: "Uniformity was fostered by the
compulsory agoge, while barracks living and various sumptuary
decrees promoted a common style of life. In the new Spartan
order, the individual was totally subordinated to the interests of
the collective."
It is rather remarkable how many dimensions of boys' daily
life repeatedly accentuated the priority of the group. All
children were schooled and lived together (Hodkinson 1983, p. 246;
Powell 1988, pp. 226, 229). They all wore the same humble dress
and ate the same, limited amount of food together in common dining
areas. They all equally received instruction in subjects ranging
30
from music to military and physical exercise (Jones 1967, p. 23;
Sealey 1976, p. 79); they all belonged to associations or packs;
and they all participated in group competition. This "pressure
towards conformity was reinforced" through other features of the
program such as the use of corporeal punishments and a "multiple
supervision" system in which "those responsible for supervising
might be under supervision themselves" (Hodkinson 1983, p. 247).
And, just to mention one other feature of this ritualized
rearing system, the importance placed on oral culture and laconic
speech, and not on learned education and reading, further
contributed to the priority of the collective. Powell (1988, p.
236) explains why:
Reading might promote political disunity. For one thing, books from outside Sparta would bring in alien ideals. Also,private reading of diverse material away from the pressures of the dining group, or even private reflection on common texts, would encourage diversity of opinion. Oral culture, shared by the dining group, was far likelier to produce the homogeneity of character which embattled Sparta required.
Even dominant ritualized verbal practices such as these (in terms
of salience, repetitiveness, homologousness, and resources), which
began in childhood and continued into adulthood, contributed to a
group orientation and commitment to social unity. Indeed, it was
31
the combined impact of these various highly ranked ritualized
symbolic practices that undoubtedly leads Kennell (1995, p. 124)
to conclude that, in contrast to Athenian society: "At
Sparta . . . the youths displayed and emphasized their collective
identity . . . not just during religious festivals, but at every
moment of the day, waking and sleeping."3
On a somewhat more speculative note (since this is not a
paper designed to extend the theory of structural ritualization),
the various ritualized practices engaged in by these social actors
might very likely have contributed to the formation of
legitimating beliefs that strengthened the social bonds among the
members of this group. Resting upon cognitive structures or
symbolic frameworks, ritualized practices provide the symbolic
meanings that could easily develop into belief systems that serve
to validate or legitimate a group and its activities. These
beliefs could even include ideas concerning the moral worth and
superiority of the group relative to other groups. Ritualized
practices focusing on social unity/priority of the group and
militarism/aggression could have spawned various legitimating
beliefs dealing with, for example, the strength and valor of
32
Spartans, their superior character and moral worth, the special
honor and distinction that accompanied their willingness to
sacrifice for Sparta, the importance of commitment to one’s
fellows, and so on. Such legitimating beliefs could have directly
contributed to, among other things, the presence of a collective
orientation in the behavior of young Spartan men.
Lastly, we find that deceptiveness and secretiveness were
usually emphasized in the rearing of youth. Various sources refer
to this theme. For instance, Marrou (1982, p. 22) states: "The
whole purpose of Spartan education was to build up character
according to a clearly defined ideal . . . The ideal was an
absolute patriotism, devotion to the State carried to the supreme
limit of death . . . the result of all this was that the young men
who were being educated were taught to be crafty, to tell lies and
to thieve." Moreover, Kennell (1995, p. 18) states that: "They
also accustom them to stealing, and punish whoever is caught with
blows, so that as a result of this they might be able to toil and
keep night vigils in wartime." And, Jones (1967, p. 35) notes
that: "To supplement their meagre diet they were encouraged to
steal food and punished if they were caught for being so clumsy."
33
Later, Jones (ibid, p. 35) also points out that among the brutal
tests a famous one involved the "game of stealing cheeses from the
altar of Artemis Orthia; the boys had to run a gauntlet of
flogging under which not a few died" (see Rose 1941, pp. 1-2 for
the opinion that this practice involved ritual theft and ritual
beating). Various valued qualities including stealing, deception,
and courage are also captured in the famous tale of the boy and
the fox cub, a story about a boy who allowed a stolen fox cub he
was hiding beneath his clothes to devour him rather than cry out
and reveal the theft. It should be appreciated that in this case
deception (along with qualities such as competitiveness and an
hierarchical focus in other contexts) is quite compatible with the
theme of loyalty to the group because by guarding a fox cub his
companions had stolen and given to him the boy sought to protect
not just himself but others (i.e., a collective orientation).
Finally, Kennell (1995, p. 122) points out that: "Fox imagery
popped up at several points in Spartan education . . . Youngsters
were supposed to emulate the fox's cunning and become tricksters."
34
Perhaps, Xenophon best describes some of these practices and
the reasons for why theft was punished (Dillon and Garland 1994,
p. 167):
It is clear that anyone who is going to steal must both stay awake at night and deceive and wait in ambush during the day,and have spies prepared if he is going to steal something. So all this shows that he trained the boys like this because he wanted them to be more devious at procuring supplies and warlike. Someone might say, ‘Why, then, if he thought stealing a good thing, did he impose many strokes on one who was caught?' 'Because', I reply, 'whatever men teach, they punish whoever does not do it well. So, the Spartans punish those who are caught for stealing badly.’
Thus, if boys were severely whipped when caught, it was not
because of an opposition to such behavior, but rather was to serve
as an inducement to steal more effectively. That is why various
scholars suggest learning to steal was a part of what we would
refer to as the ritualized rearing system for youth and those such
as Powell (1988, p. 216) believe that this stress on deception and
stealing was connected, as we shall later argue, to adult military
deceit.
Having described the various ritualized activities and
arrangements associated with the rearing program for youth, we
should point out that this intense social process continued
35
through early adulthood. After age twenty, males could come into
contact with their future syssitia that they would fully become
members of at age thirty. These were the 'messes' or dining clubs
for adult Spartans (Schmitt-Pantel 1991, pp. 202-203). In this
early adult stage, Spartan males continued to engage in all the
ritualized practices we have described. Essentially, we find that
(Bryant 1996, p. 63):
Membership in the syssitia was the criterion for full citizenship, and it constituted the basic military and
social unit in Spartan life. Required to live communally in a barracks with fifteen or so comrades until the age of thirty, the Spartan spent most of his time honing his fighting abilities and perfecting formation tactics. Pederastic attachments were common, even encouraged, and apparently served as an essential practice in the socialization of youth and in establishing a comradeship of warriors.
During this time men could not live with their wives, only visit
them basically for the purpose of procreation.4 At age thirty a
man could live with his wife (and take over a kleros or plot of
land) but even then, for the next thirty years, he had to eat the
main meal of the day with his fellow comrades in the syssitia.
Marriage was approached in an instrumental fashion with the major
purpose being to produce citizen warriors. Of course, such social
arrangements served, at the same time, to significantly minimize
36
distractions to the ritualized practices of these male comrades
with their collective and militaristic focus.
In summary, boys and young adult males were exposed to a
comprehensive arrangement of highly ranked ritualized practices
occurring in all of the domains of interaction comprising their
daily lives. These spheres of interaction included dining,
training, and evening activities, in addition to ceremonial,
recreational and athletic events. Contributing to their high rank
was the conspicuous or salient quality of these practices, the
frequency with which they were performed, their similar (i.e.,
homologous) patterns and meanings (stressing, among other things,
militarism and competitiveness, obedience, hierarchical
distinctions, social unity, deceptiveness, and austerity), and the
availability of human and nonhuman resources for engaging in these
activities (e.g., physical and mental skills, materials for
weapons).
It should also be appreciated that a number of these
ritualized practices were special events removed from the normal
and more mundane activities of daily life. Since such activities
(e.g., certain sporting events, contests, events like the cheese
37
stealing game at Artemis Orthia) occurred only periodically,
involved large audiences, and were often ceremonial in nature,
this created a very salient or prominent ritualized practice that
dramatized core symbolic themes or models (see Wuthnow 1987, pp.
97-144). This, in turn, contributed to their high rank, that is,
their impact upon actors exposed to and/or engaged in these
activities.5
These special, dramatized events and the far more ubiquitous
daily rituals described in this paper totally defined the world of
young Spartans. These recurrent practices, social patterns, and
relational features of the rearing system created a powerful set
of symbolic models that conveyed a forceful message to all parties
about social reality. Stated somewhat differently, this
collection of highly dominant ritualized symbolic practices (in
terms of salience, repetitiveness, homologousness, and resources)
significantly influenced some of the basic cognitive schemas and
action repertoires developed by young Spartans for interpreting
and constructing their own world. Such a condition directly led
to structural reproduction or the creation of isomorphic social
38
practices, identities, and structural patterns among these actors
embedded within the institutionalized system of rearing in Sparta.
SOCIAL DYNAMICS OF SPARTAN SOCIETY
While the major focus of this research is on the ritualized
rearing system and the mechanisms by which it operated, some
attention should also be given to the adult Spartan social world
(partially described in the Introduction) which, to a large
degree, was the product of this very system it sponsored. Given
space limitations, we will limit our discussion to several
features of the adult society and taken-for-granted world (i.e.,
meanings and practices) that were clearly influenced by this
training system.
To begin with, it was only at age thirty that a male adult
could live at home and manage his own household. From age thirty
to sixty he was required to serve in the military, engage in
weapon training and drill, and stay fit for service through
hunting. During this time period and after age sixty he continued
to dine in his syssition and could hold major state offices. One of
the most conspicuous features of this adult world was the
39
condition of homoioi that Hodkinson (1983, p. 243; see also Forrest
1980, p. 51) describes as follows:
This way of life put into effect at least three principles . . . first, uniformity, an innovation highlighted by Thucydides . . . who commented that it was the Lakedaimonians who first began to dress simply and that ingeneral the rich as far as possible adopted an equal style oflife with the many; secondly, the priority of collective interests overprivate ones, enshrined in the compulsory nature of the common way of life as well as in the particular regulations enforced within it; thirdly, an insistence upon conformity to those regulations, involving adherence to specified types of action and standards of behavior. The ideology underlying these principles is summed up by the term by which the Spartiates were known, the homoioi, variously translated as Equals, Peers, or Similars.
This common life style was expressed in a variety of ways.
For instance, adult Spartans met in the assembly, the political
institution in which they possessed the greatest equality (O'Neil
1995, p. 13). Moreover, personal and civic luxury, which could
create overt status differences among citizens, was frowned on.
And, as Kennell (1995, p. 130; see Gardner and Jevons 1898, p.
327; Figueira 1984) states: "Even the food carried a message: all
members of the phidition [common messes or dining clubs] were equal
in every way. Each was obliged to contribute the same amount of
unprepared food to the common larder, which the kitchen staff then
40
transformed into the notoriously unappetizing black broth (zomos)
and barley bread served at each meal." Furthermore, as Powell
(1988, p. 226) observes, not only did this common dining group
prevent the problem of conspicuous differences in diet or physical
stature arising between rich and poor, but the exclusion of the
symposion, the private drinking party, eliminated a social practice
which could have been used by some to reinforce a sense of social
distinction (as it did in other Greek societies where such
activities were engaged in by those from more elite and wealthier
strata).
These various adult practices clearly reflect not only the
themes of social unity and a collective orientation but also other
qualities that had been nurtured among younger Spartans such as
austerity and simplicity. In this regard, art-historians have
observed that artistic reliefs "reflect a Spartan physical type-
lean body, short rump, and long legs" which show the "effect of
hard upbringing and an austere life" (Holladay 1977, p. 121). At
the same time, many of these adult activities also reflected a
commitment to militaristic, aggressive, and physical pursuits that
literally never ended. Even at age sixty, when the Spartan was
41
finally released from military service, he still spent much of his
time in the "gymnasia, supervising children's exercises or the
wrestling bouts . . . It is, therefore, no exaggeration to say
that his whole life was devoted to war" (Flaceliere 1968, p. 246).
The ritualization of such practices, along with an ingrained
disciplined obedience to authority within their social world, was
manifested in various ways. Perhaps, the simple fact that Sparta
possessed such a successful army in Classical Greece is evidence
enough of how such an orientation defined their social life.
Indeed, the effectiveness of this army bears further testimony to
the enduring presence of such action repertoires and cognitive
schemas. The overall conclusion drawn by historians (Finley 1982,
p. 29) is that: "The Spartan army was better than any other, with
more stamina and greater manoeuvrability, thanks to superior
physical condition, better training and discipline, more
obedience. Thought seems to have been given to military
organization . . ." Indeed, it was not an uncommon belief among
potential foes that Spartans would never surrender in battle and
were too fearsome to be opposed.
42
Furthermore, examination of some of their actual military
practices reveals how effective the training system was.
Cartledge (1977, pp. 15-16) suggests that:
Warfare between massed phalanxes was not a graceful . . . affair, but required above all disciplined cohesion and unyielding physical and moral strength . . . fighting consisted chiefly of a concerted shoving akin to the tight scrummaging of modern rugby football . . . However, one area of demonstrable Spartan superiority was their careful observance of rhythm: in sharp contrast to their opponents' pell-mell rush, the Spartans advanced to the fray to the accompaniment of 'flutes and soft recorders'. Another was their system of subordinate command.
This sense of rhythm was enhanced by "marching songs and by the
energetic dances performed at the annual round of religious
festivals" (ibid, p. 17). More precisely, these coordinated
movements and efficient command system were grounded in a training
program which, beginning in youth, included ritualized music,
dance, and marching exercises of a military nature. McNeill
(1995), drawing upon Thucydides and Plutarch, makes a similar
observation about their ordered advances into battle. He (ibid,
p. 116) also points out that the Spartans "knew how to execute
flanking movements, and could close or open ranks so as to alter
the length of their front. Some maneuvers apparently required
43
separate files to follow the man in the front rank, thus breaking
the phalanx into a tactical unit of just eight men." The smooth
execution of such movements was, we argue (and which McNeill
generally suggests), the end result of an extensive system of
ritualized practice and drill that began early in the Spartan's
life.
The standardized nature of these practices, including
submission to hierarchical authority and commitment to the
collective order, can be found in various domains of Spartan life.
Such was certainly the case in regard to the dynamics by which
social order was preserved. Obedience to one's superiors ranged
from, among other things, a genuine respect for older citizens to
obedience to political officials, a point stressed by ancient
observers such as Plato, Aristotle, and Xenophon (Powell 1908, p.
238):
Spartan order involved a degree of obedience to the authorities which impressed both Xenophon and Plato.
According to Xenophon, at Sparta influential men took pride in their eager obedience towards officials, whereas in all other cities such men thought it beneath their dignity to seem to have any fear of those in office. Xenophon's "influential men" were presumably on the whole the wealthy, yet the ephors, [an important decision-making body] to whose near-tyrannic power they deferred, were often poor, as
44
Aristotle makes clear, at least at the time of their election.
And, just to mention one other related theme, hierarchical
distinctions in the form of social honor for the individual and
group were expressed through achievements arising out of
competitive activities (as emphasized by many of their childhood
experiences). In other words, victory and bravery for the Spartan
state in military contests brought glory and heroization for adult
citizens. Inscriptions on tombstones, songs, fame, state
commendations, prestige for relatives, or gifts were some of the
honors bestowed on those who, for instance, died in battle,
displayed exceptional bravery, or performed great deeds. "The
rewarding of personal merit in the upbringing [in contests,
competitions, physical and overtly aggressive struggles, etc.] was
thus continued into the lives of adults in the army" (Hodkinson
1983, p. 260).
Finally, we find that the importance placed on deceptiveness,
secretiveness, and an opportunistic orientation in the ritualized
activities of youth was reflected in a number of distinct social
practices in Spartan society. While taking different and
45
sometimes quite extreme forms, these activities were usually aimed
at protecting or enhancing the interests of Spartan society, i.e.,
they were grounded in a collective orientation. Various groups
were the objects of such practices, which were apparently quite
apparent to observers of the time (Powell 1988, p. 215):
From contemporary Greek sources we hear of deception worked by Spartan officials on their own citizen soldiers, on Sparta's subject population, the helots, and on enemy states.Xenophon records two cases in which a Spartan general, on learning of a defeat for Spartan forces elsewhere, announced it to his troops as a victory, to sustain morale. Thucydideswrites of the helots' being deceived with attractive promisesby the Spartan authorities, as a preliminary to massacre. The seditious Kinadon was removed from Sparta by means of a lie, according to Xenophon . . . each deception was supportedby careful arrangements and appears to have been successfullymaintained for as long as necessary.
Reflecting this orientation, Spartans exercised great care over
which non-Spartans were allowed entry to Sparta (such as allies)
and what they were allowed to see. Non-Spartans were also
occasionally expelled from the land, which some ancient Greeks
interpreted as a technique for protecting Spartan secrets.6
Consistent with this tendency to engage in such practices is
the argument that Spartans effectively utilized "visual
propaganda" or visual images to deceive and mislead others (ibid,
46
p. 239; see also Powell 1989). Such activities included military
tactics aimed at creating awe and fear in opponents, devices used
to generate contempt among Spartan soldiers for Helots and
enemies, and practices which sought to keep Spartan numbers a
secret from the Helots. Even their physical appearance was
manipulated in a way that would impress enemies. Spartan warriors
"could be distinguished at a glance from those of any other city
by two things: the color of their tunics, and they way they wore
their hair. Their tunics were red, or rather purple throughout,
the object being, it was said, 'to prevent bloodstains from
showing.' The Spartans also wore long hair . . ." (Flaceliere
1968, p. 247). The result was a very vivid and intimidating image
that most likely made these warriors appear even larger and more
fearsome than they already were.
These attributes, along with others qualities such as
aggressiveness and devotion to the state, were also quite evident
in the Spartans' dealings with Helots, especially when used as
techniques of domination. For instance, a periodic practice, the
krypteia ('secret'), involved Spartans going into the countryside
and murdering select Helots they found on the roads at night.
47
Such an organized activity was clearly aimed at intimidating
Helots into submission. Another incident also dramatically
illustrates the importance of deception in dealing with this
subordinate group. In 424 BC Sparta was under threat, both
externally from Athens and internally from the Helots who might
have defected. The Spartans announced they would give freedom to
those Helots who claimed they were prepared to provide exceptional
service to Sparta's war efforts. The actual Spartan reasoning for
making this offer, however, was that those men who possessed such
a high degree of confidence and toughness of character would be
the ones most likely to first attack their rulers. After
approximately two thousand men were "awarded" this honor, all were
mysteriously killed. The fact that this number approached the
number of Spartan males of fighting age in the society at that
time strongly suggests how important were (Powell 1988, p. 251)
"organization and secrecy" along with their other ritualized
dispositions towards militarism, deception, and opportunism for
the sake of their group.7
These were among the most notable aspects of Spartan society
resulting from the ritualized practices they engaged in or were
48
exposed to in their rearing system. Of course, in describing
their social orientation and social world it should be appreciated
that this ritualization process may have also engendered certain
limitations in the Spartan outlook and mode of behavior.
Hodkinson (1983, p. 267), in particular, suggests that due to
their training system, Spartan commanders were their least
effective when they encountered unfamiliar situations that
required independent decision-making:
The energy of a Brasidas or a Lysander had its roots in the qualities of keenness and competition which were officially encouraged. The upbringing, however, also promoted opposite . . . values which, I suggest, gave rise to the caution, fear and irresolute behaviour shown by many Spartiate commanders and their troops. The Spartiates training demanded conformity, discipline and strict obedienceto specific instructions. When initiative was required, it was usually towards a clearly defined goal and not to exceed certain specified limits. The young Spartiate was also brought up in a controlled and hardly changing environment . . . His performance was subject to supervision from all quarters . . . his position and performance were being continually reassessed. This bred doubt about his own ability and continual dependence upon superior authority to assure him that his actions were correct. None of this was the training appropriate for the independent action required of a military leader in command, often sole command, far fromhome. Hence the timid and cautious behaviour of so many Spartiate commanders, their difficulty in coping with unfamiliar situations and their rigid adherence to the precise instructions given them in Sparta, even when changed circumstances made those instructions no longer adequate.
49
In essence, caution and uncertainty were not uncommon responses to
novel and ambiguous situations, reactions which were attributable
to a training system stressing many of the ritualized schema-based
action repertoires discussed in this study, including obedience to
superiors within the group's social hierarchy.
Furthermore, it should be recognized that Spartan society
contained various problematic features and tensions which
interfered with the operation of the social system and which
contributed, in part, to the eventual downfall of the state.
These deviations from the ideal social system described in this
paper involved several components. Finley (1982, pp. 30-34) has
identified these elements which, briefly stated, included the
inadequate size of the Spartan army (resulting, for instance, in
enlisting Helots during major wars); financial corruption and
inequalities of wealth; structural tensions within the leadership
including the presence of a hereditary aristocracy; and too much
upward and downward social mobility. All of these aspects of
Spartan society placed significant counter-pressures on the social
system.
50
Nevertheless, as Finley observes, none of these elements were
able to destroy the society directly. For over two centuries
classical Sparta endured by maintaining a military and police
system which effectively dealt with both internal and external
threats to its stability. And, directly contributing to this
success were, we argue, the ritualized behavioral patterns and
social arrangements continually reproduced by its
institutionalized rearing system.
CONCLUSION
In summary, the theoretical formulation employed in this
paper focuses on the role ritual enactments play in the formation
and reproduction of practices and social structure in groups
embedded within a larger social environment. According to the
theory, four factors play a major role in the ritualization
processes that generate actions, relations, and structures similar
to those occurring in the larger milieu.
More precisely, we have argued that the theory of structural
ritualization increases our understanding of how male youth were
educated or trained in classical Sparta. A close examination of
historical evidence shows that five key qualities were cultivated
51
in and organized the social perceptions and relationships of youth
and young adults. This was the case because these individuals
were constantly exposed to and engaged in ritualized practices in
the rearing system emphasizing certain distinct themes that led,
in turn, to a reproduction of these behaviors and social structure
in their embedded world. Such a social process played a central
role in the creation and perpetuation of the adult Spartan social
order, a militaristic arrangement and way of life which was able
to successfully deal with external and internal threats from enemy
states and Helot slaves for several centuries. The explanation
for how this process occurred emphasizes the role of ritualized
symbolic practices in daily life and the importance of salience,
repetitiveness, homologousness, and resources for determining the
rank of such practices in a social milieu.
This investigation represents the first focused analysis of
the Spartan system of rearing and its consequences utilizing this
theoretical perspective (or, for that matter, any sociological or
social psychological theoretical framework). As such, it provides
an exemplification of the theory. Such a use of the theory, we
believe, better enables us to understand how this ancient social
52
system operated while, at the same time, increasing our confidence
in the ability of this formulation to explain how the ritualized
practices of actors are integrally involved in the structuring of
social life.
Of course, in assessing the merits of this account of a
historical phenomenon various criteria exist. In addition to
plausibility, which is concerned with the whether the account
makes sense of historical details (which we would suggest this
account does), the comparative and unique explanatory content of
the account may also be evaluated. Comparative explanatory
content addresses whether the account is consistent with more of
the historical details than alternative accounts while unique
explanatory content asks if there are details explained that are
not consistent with or predicted by other accounts. In the case
at hand, no prior detailed alternative account exists that may be
used for comparison. However, it is possible to construct
alternative accounts that make certain predictions (or interpret
certain details in ways) that conflict with those of structural
ritualization theory. Given space limitations, several
53
abbreviated alternative accounts of Spartan rearing practices and
social dynamics may be briefly outlined and compared.
One candidate for comparison is exchange or rational choice
theory (e.g., Homans 1974). This approach emphasizes the
importance of self-interest and individual judgments concerning
the utility or relative value of behavioral choices. Generally
speaking, such a perspective leads to the prediction that actors
would normally be inclined to seek greater rewards for themselves
and make fewer sacrifices for the group. In other words,
individual calculation should undermine a rearing system that
denies individual gratification to the extent found in Sparta. A
much weaker collective orientation might be expected. It should
be recognized, however, that various versions of exchange and
rational choice theories exist. Consequently, it would be
advisable to focus on more specific formulations.
One such formulation is the power-dependence exchange theory
of Emerson (1962, 1972a, 1972b). One of the key assumptions of
this theory is that when social systems or relations are
unbalanced in the sense that some actors or units posses high
degrees of power and other units are dependent upon the former
54
this sets into motion processes aimed at achieving balance in the
exchange relations that exist between these parties. From the
perspective of this analytical framework Spartan society (or the
state) possessed very high power while each individual actor was
extremely dependent upon the state. This was an unbalanced power
dependent relation that should have, according to the theory, led
to balancing processes or strategies to reduce or eliminate this
power differential. Instead, we find that the Spartan social
system as we know it basically maintained itself for several
centuries. A rigid, unbalanced structural (power-dependent)
relation existed between individual actors and the corporate body
for an extended period of time. Such a situation is not easily,
if at all addressed, by this exchange formulation. It is,
however, explained by structural ritualization theory.
Another candidate for comparison is Marxist theory (Marx
1967, 1970). With its focus on class conflict and domination the
Marxist perspective emphasizes how the tendency exists in
societies for power and economic resources to become concentrated
in an elite or privileged class that exploits other strata. Such
a dynamic describes the basic processes that operate in and
55
generate structural inequalities in societies, past and present.
Following the logic of this approach one might have anticipated
that over time rulers within Spartan society would have
increasingly accrued greater amounts of power and wealth leaving
less and less available to the rest of the large proportion of
male citizens. In other words, one might expect to find a
significant diminution of “equality” and collective orientation
among male citizens. Reflecting this development one would also
expect to find that the collective rearing practices of Sparta
would have been severely weakened if not completely eliminated.
Instead, we find, consistent with the explanatory logic of
structural ritualization, that the unique collective rearing
system and social arrangements of Sparta endured for many years.
In this regard it is worth noting that such was the case even if
certain individuals (i.e., sons of kings) were not raised in the
agoge. Apparently, the ritualized rearing practices and collective
orientation (along with the other ritualized qualities that
defined what it meant to be a Spartan) were strong enough to limit
the degree to which internal social exploitation and domination
developed within this society.8
56
Finally, whatever the respective merits of this theory’s
account of Spartan rearing practices and social processes, we
would emphasize that this does not preclude further elaboration of
the theory. Actually, one possibility for further development and
extension of the theory has been briefly noted in this paper,
i.e., the idea that ritualization involves an element of
legitimation. It is quite likely that ritualization can serve as
the source for legitimating beliefs that solidify and strengthen
the social orientations and arrangements of a group (such as
Spartan males). Such a point seems especially relevant since, as
has been pointed out elsewhere (Knottnerus forthcoming), ritual in
contrast to routine (or habit) is an expressive act. It is
engaged in for the purpose of communicating symbolic messages.
For this reason it is a very social behavior, although the manner
in which this social quality is realized very likely varies among
different ritualized practices and in different situations. Given
its expressive and social nature, one important component of a
ritualized symbolic practice would be legitimation. Future work
will, therefore, seek to address this issue focusing on various
questions such as what are the conditions that may facilitate or
57
impede the development of rituals and legitimating beliefs in
different social milieus.9
Theoretical extensions such as these and related research
will, however, have to await future development. Here, attention
has been first directed to the impact on actors of certain
dominant social behaviors found throughout Spartan society.
Ubiquitous ritualized symbolic activities emphasizing social
unity, obedience, aggressiveness, simplicity, and deceptiveness
had, we have suggested, a profound impact on younger (and older)
Spartans even as they created a quite unique and imposing social
world of their own. That such was the case is understandable
given the distinct array of ritualized practices operating in
Spartan society and our recognition of the importance of
ritualization and social interaction in the construction of social
order.
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NOTES
1. To elaborate on the second and third points, the “Spartan mirage” argument suggests that Plato, in the attempt to describe aperfect society in the Republic, chose Sparta, and possibly overstated its way of life. His interpretation had, in turn, an effect on subsequent non-Spartan historians of Sparta (some of which are separated by centuries) such as Plutarch, Polybius, and Athenaion Politeia. What this presumably resulted in is a situation inwhich what is known about Sparta is less than certain. In regardto the latter issue, particularly as it concerns Spartan politicalhistory and relations with other Greek societies, Spartan kings and generals sometimes opposed each other in factions, with some, such as Pausanias in 379-77 BC and Lysander in the early part of the fourth century BC, diverging from the Spartan way of life described by Plato.
2. A third group, the perioikoi ('dwellers about'), also lived in Sparta. While our knowledge of this group is limited, we know that they were semi dependent on the Spartans and occupied an intermediate position between the Helots and the Spartans (socially and in the location of their communities). They carriedout a great deal of the craft and trade activity of the country and, while not considered citizens of Sparta, occupied an important role in the social system.
3. This observation is also relevant because it implies that a very different ritualized rearing system existed in Athens emphasizing a different or partially different set of qualities. One of the major differences involved an emphasis on the individual (and the unique features of the actor) rather than social unity and the collectivity. Kennell (1995, p. 123-124) states: "Unlike Spartan boys, Greek youths on the whole lived their lives as individuals except on special occasions like civic festivals, when they participated en masse. At such times, even democratic Athens presented itself as a composite of blocs definedby status, kinship, or age, rather than as a community of individual people . . . but when the celebration was over, these bodies dissolved back into the welter of daily life."
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An interesting question, we believe, is whether the ritualized rearing system of Athens differed in its goals and practices from Sparta and did this lead to corresponding differences in the adultsocial order. An investigation of these two societies might shed light on this question, while providing comparative evidence for assessing the arguments of the theory of structural ritualization. 4. While pederastic relationships between adult warriors and youthwere fairly common, some uncertainty surrounds this issue since historians differ in their assessments of the degree to which suchrelationships occurred and their exact nature. Whatever their magnitude and exact form, generally speaking, such ritualized activities highlighted and reinforced several of the key themes expressed by other ritualized practices. At the very least, such attachments would have emphasized the importance of devotion and loyalty to one's fellows (and the collective as a whole) and commitment to the militaristic way of life that male adults and youth shared. It is also worth noting that while individuals could marry before leaving the agoge ceremonies existed in which women were made to look like men and consummation took place in the dark. Although such ritualized practices may not have been as highly ranked as other activities described here they were homologous in that they emphasized and reinforced the ideas that collectively males possessed a special status and marriage and sexual/intimate relations between women and men were secondary to the collective ties binding male comrades. 5. The recognition that some of these activities were events removed from the mundane activities of daily life raises a basic question concerning the dynamics of rituals: What makes rituals powerful? Stated somewhat differently, which are more powerful, daily rituals or special, periodic ritual enactments such as festivals, ceremonies, or athletic events? And, what are the mechanisms by which these ritualized practices operate and exert their influence? These issues raise both theoretical and empirical concerns. For instance, it would be instructive to investigate situations where actors are exposed to or engage in rituals such as festivals or other special events expressing certain symbolic themes and daily rituals conveying different
60
themes. It might then be possible to determine which type of ritual exerts the greatest influence on social actors.
6. It should be pointed out that sons of kings (i.e., future kings) were exempt from the agoge. It could, therefore, be argued that acts of deception in foreign policy, which would have been formulated to a significant degree by a king, were not the direct result of an emphasis on craftiness in the agoge. Aside from the fact that such decisions and ultimately the implementation of themmay have involved various individuals of different ranks it shouldalso be appreciated that even kings may have been influenced by the ritualized behaviors, ways of thinking, and overall orientation exhibited by their fellow Spartans. Recent experimental research (Sell, Knottnerus, Ellison, and Mundt 2000) has shown that group leaders will transform their own groups in the image of groups (characterized by distinct ritualized behaviors and procedures) they have observed for only a few minutes. This occurs even though there are no incentives for particular rituals and procedures, and even though the observed groups are not involved in tasks similar to the tasks given to theleader and his group. Given such findings, it seems quite plausible that even kings could have been profoundly affected by the ritualized practices they were exposed to on a daily basis in the relatively closed and compressed social world of Sparta.
7. Due to gaps in the historical record, our understanding of the Helots is not complete. Based upon what we know, their relationship to the Spartans was of a rather complex nature. While capable of resistance and revolts against the Spartans, who could obviously be quite brutal, some sense of trust and security also apparently existed which made it possible for the Helots to be deceived by their rulers. Contributing to this condition was the fact that Helots were sometimes rewarded, given privileges, provided certain economic/material benefits, and in some cases allowed to achieve higher social status by participating in Spartan military ventures.
8. This discussion of the respective merits of alternative explanatory accounts in this particular setting is not meant to
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suggest in any way that perspectives such as these emphasizing therole of conflict, exchange, and exploitation in society are unimportant. We believe they are extremely valuable and that ideas from such approaches can be productively integrated with elements from structural ritualization theory to better understandhow, for instance, power, rituals, and culture may be interlinked and act to create and reinforce structured inequalities in certainsocial contexts (for research that has begun to address such issues see, for example, Varner and Knottnerus forthcoming).
9. These points also raise another set of questions dealing with the differences between and possible linkages between rituals and routines. While the two, as indicated, are distinct it is quite likely that under certain circumstances each could lead to and/or influence the other. More precisely, it is conceivable that undercertain conditions, ritualized symbolic practices (possibly containing very explicit legitimating beliefs) could emerge from routine (or habit). On the other hand, it is possible that under certain conditions, ritualized symbolic practices (perhaps possessing very well developed legitimating beliefs) could become routinized (or mere habit). In future work, we intend to empirically and theoretically examine this issue.
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