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Transcript of Organizational interventions: Issues and challenges
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This article was downloaded by: [Swets Content Distribution]On: 22 October 2010Access details: Access Details: [subscription number 925215345]Publisher RoutledgeInforma Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK
Work & StressPublication details, including instructions for authors and subscription information:http://www.informaworld.com/smpp/title~content=t713697904
The future of organizational interventions: Addressing the challenges oftoday's organizationsKarina Nielsena; Toon W. Tarisb; Tom Coxc
a National Research Centre for the Work Environment, Copenhagen, Denmark b Department of Socialand Organizational Psychology, Utrecht University, The Netherlands c Institute of Work, Health, andOrganisations, University of Nottingham, Nottingham, UK
Online publication date: 20 October 2010
To cite this Article Nielsen, Karina , Taris, Toon W. and Cox, Tom(2010) 'The future of organizational interventions:Addressing the challenges of today's organizations', Work & Stress, 24: 3, 219 — 233To link to this Article: DOI: 10.1080/02678373.2010.519176URL: http://dx.doi.org/10.1080/02678373.2010.519176
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The future of organizational interventions: Addressing the challenges oftoday’s organizations
Karina Nielsena*, Toon W. Tarisb and Tom Coxc
aNational Research Centre for the Work Environment, Copenhagen, Denmark; bDepartment ofSocial and Organizational Psychology, Utrecht University, The Netherlands; cInstitute of Work,
Health, and Organisations, University of Nottingham, Nottingham, UK
Organizational-level interventions often fail to bring about the desired results, but the reasons
for this are still unclear. This introductory paper to a special issue of Work & Stress on
organizational interventions discusses three issues to be considered in future intervention
research if our understanding of the effectiveness of interventions is to be increased. First,
there is a need to understand how and why interventions work. This calls for an examination
of the processes connecting interventions to the desired outcomes. Second, attention should be
paid to the appropriateness of interventions. Problems may be difficult to address, for example
when they constitute inherent conditions of the job. Third, the use of a quasi-experimental
study design does not guarantee a valid picture of the effectiveness of an intervention. For
example, control groups may not be comparable to the experimental group, or participants
may not be reached by the intervention. Based on these considerations, we conclude that
mixed methods designs are needed to integrate process and outcome evaluation and increase
the generalizability of interventions. Whereas concurrent changes such as mergers and
downsizing may hinder the effectiveness of an intervention, they are part of today’s
organizations and should therefore be integrated into intervention designs.
Keywords: organizational-level intervention; evaluation; mixed methods; occupational healthpsychology; employee health; well-being
Introduction
During the previous two decades, researchers in the area of occupational health
psychology and related fields have put much effort into examining the antecedents of
employee health. Numerous risk factors and risk groups have been identified,
theories have been developed, and causal mechanisms have been examined. This has
led to a substantial body of knowledge regarding the factors that relate to employee
health and well-being; journals such as Work & Stress and the Journal of
Occupational Health Psychology testify to this. However, being an applied discipline,
the question of how this knowledge can be used to improve occupational health and
well-being is a central one, and not everyone will agree that our knowledge on the
design and implementation of organizational interventions is on a par with that on
*Corresponding author. Email: [email protected]
Work & Stress
Vol. 24, No. 3, July�September 2010, 219�233
ISSN 0267-8373 print/ISSN 1464-5335 online
# 2010 Taylor & Francis
DOI: 10.1080/02678373.2010.519176
http://www.informaworld.com
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other factors that potentially endanger (or promote) employee health and well-being.
For example, in his keynote address at the 2010 Rome conference of the European
Academy of Occupational Health Psychology, Cary Cooper forcefully argued that
‘‘We have enough science on what causes people to get ill in the workplace . . . We
know the problems, what we now have to do is get the solutions’’ (Cooper, 2010).
This point was also made in 1993 by Tom Cox in a report to the UK Health and
Safety Executive (Cox, 1993). The priority can no longer be more studies on risk
groups and risk factors: rather, researchers in OHP should address the design,
implementation, and evaluation of interventions.
Although statements such as these can be dismissed as exaggerations, few can
deny that our considerable knowledge of the antecedents of work-related health and
well-being has not yet been translated into interventions that are guaranteed to
effectively, systematically, and substantively improve the health and well-being of
employees. Previous research has shown that the effects of interventions on the target
variables (i.e., the health and well-being of employees) are often modest (for example,
Bambra, Egan, Thomas, Petticrew, & Whitehead, 2007; Egan et al., 2007; Egan,
Bambra, Petticrew, & Whitehead, 2009; LaMontagne, Keegel, Louie, Ostry, &
Landsbergis, 2007; Richardson & Rothstein, 2008; Roen, Arai, Roberts, & Popay,
2006; Ruotsalainen et al., 2006; Taris et al., 2003). Therefore, one vitally important
issue in intervention research is how the effectiveness of interventions can be
improved. The aim of this special issue of Work & Stress is to contribute towards
enhancing the usefulness of organizational-level interventions in the area of
occupational health by discussing the design and implementation of interventions,
to present overviews of intervention research addressing factors that have to date
received relatively little attention (yet may produce sizeable effects on the target
variables), and to point to potentially useful avenues for future research.
In line with this objective, this introductory paper to the special issue focuses on
the conditions that relate to the effectiveness of organizational interventions. Such
interventions can be defined as planned actions that are designed to remove or
modify the causes of job stress and impaired health and well-being, and that target
relatively large groups of people in a relatively uniform way (cf. Mikkelsen, 2005).
They are often recommended due to their ability to address the root causes of
employee ill-health and poor well-being, and although they hold promise in this
respect, too often they fail to bring about the expected outcomes (Semmer, 2011).
This raises at least three issues: (a) Which process-related factors affect the outcomes
of an intervention? (b) Do interventions target the correct factors? (c) Do the
assumptions of current intervention designs and paradigms help us to understand
the (sometimes unexpected) outcomes of interventions? Other discussion papers have
covered similar issues, for example, sample sizes, sustainability and difficulties in
controlled designs (among others, Cox, Karanika, Griffiths, & Houdmont, 2007;
Kompier, 2003; Murphy & Sauter, 2004; Semmer, 2011). For brevity, we will not
repeat previous discussions here. Below we discuss these questions in more detail.
Process-related factors: The why and how of successful interventions
Although intervention research has primarily focused on what works, the why and
how of interventions has received less attention. Much intervention research has
220 K. Nielsen et al.
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focused on describing the content of interventions at the expense of the processes by
which outcomes are brought about. There is a need to open the ‘‘black box’’ and
explore the processes that influence intervention outcomes (Cox et al., 2007; Lipsey
& Cordray, 2000). It is increasingly recognized that transferability of an intervention
from one organization to another does not guarantee that similar effects can be
achieved (Cooper et al., 2001). Simply focusing on outcomes may be inappropriate
when it comes to organizational-level interventions (Cox et al., 2007; Scharf et al.,2008). Not identifying the processes that lead to an intervention’s outcomes severely
limits the opportunities of transferring evidence to practice (Ruotsalainen et al.,
2006). In order to promote transferability of interventions, there is a need to know
how the intervention works (i.e., what are the working mechanisms of a particular
intervention) as well as why it worked (i.e., what were the drivers of change).
Expanding our knowledge of the how and why of interventions will provide valuable
information on how interventions should be implemented to result in optimal effects.
To date, only a few published studies have described in detail the processes by
which intervention outcomes have been brought about. Examples of such studies
are Kompier, Geurts, Grundemann, Vink, and Smulders (1999), Mikkelsen and
Saksvik (1999), Nielsen, Fredslund, Christensen, and Albertsen (2006), Nielsen,
Randall, and Christensen (2010b), and Tvedt, Saksvik, and Nytro (2009). Two
reviews have evaluated current knowledge on implementation processes that may
influence intervention outcomes. Based on Steckler and Linnan’s (2002) evaluation
framework, Murta, Sanderson, and Oldenburg (2007) provided an overview of theextent to which various types of occupational stress management intervention
studies described the factors concerning: context, the actual reaching of target
groups, the dose delivered (the amount of activities, materials et cetera provided by
the intervention programme), the dose received (the extent to which participants
use these materials or participate in these activities), whether the intervention was
delivered as planned, implementation (an average of reach, target delivered and
dose received) and how participants were recruited for the study. They concluded
that no single study described all six elements, and that most studies focused on
recruitment, dose received, participants’ attitudes towards the intervention and
reach. Also, the links between processes and intervention outcomes were often
poorly described. Nevertheless, some overall conclusions were reached regarding
important process factors. These included (1) the support and involvement of
supervisors and managers is essential; (2) the effects of the intervention were
contingent upon the dose received: the larger the dose delivered, the larger the
effects; (3) the more positive the attitudes held by the participants about the
intervention activities, the better the outcomes; and (4) the more frequently
participants’ attitudes towards the intervention were monitored, the higher theirawareness of the intervention.
Egan et al. (2009) identified 10 factors to be considered when implementing an
intervention: motivation of the organization to participate, the extent to which
intervention activities are driven by a programme theory, implementation context,
previous experience of the organization in handling occupational health issues,
collaboration between employee and employer representatives during planning and
implementation phases, manager support and employee support, available resources,
and the effects on different groups (e.g., were others affected than intended or were
there any unintended effects)? In agreement with the Murta et al. (2007) study, Egan
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et al.’s overall conclusion was that these factors were only sporadically described and
analyzed in existing research. They concluded that a detailed checklist for evaluating
the quality of implementation processes in organizational-level interventions still
remains a challenge due to the complexity of this type of intervention; research is not
yet at a stage where the relevant processes can be identified that bring about positive
results.
In conclusion, although we know that process issues are important, it is difficult
to establish the degree to which certain factors play an important role, whether the
guidelines suggested by Murta et al. (2007) are followed in practice, and whether
these can account for (part of) the (lack of) success of specific interventions. For
example, although there seems to be an increasing awareness of the importance of
middle managers in supporting interventions (Kompier et al., 1999; Murta et al.,
2007; Nielsen & Randall, 2009), the decision to engage in an organizational-level
intervention programme is often made by senor management with little considera-
tion of the motivation and competencies of middle managers to drive progress. We
must still find out how middle managers can be motivated to engage actively in such
change processes and how we can ensure that they have the competencies required to
manage them. Thus, it seems imperative for future research to examine the link
between process-related factors and the effectiveness of interventions.
Do interventions target the correct factors?
Current intervention research sometimes follows the biblical adage of ‘‘if thy hand
offend thee, cut if off ’’ (Mark 9:43). An initial risk assessment may reveal that, say,
the job demands in a particular department of an organization impose serious risks
to the health of those working in this department. In practice, this will usually lead to
interventions that are designed to address these job demands, for example, through
job redesign. However, it is possible that the underlying problems may be located
elsewhere; for example, a leader who fails to distribute the workload adequately, high
work-home interference, and so on (cf. Kompier, 2003). Addressing these other
factors may be more effective than targeting the ‘‘symptom’’ of high demands
(indeed, high demands may be inherent to a particular job and cannot be changed
easily, cf. Kompier & Kristensen, 2001). A related issue concerns the degree to which
work-related issues can actually be changed. For example, certain characteristics of
the job of a home care helper, such as the amount of time spent working alone and
interacting with clients, are inherent parts of the job and cannot be eliminated. In
such cases it may be worthwhile to explore interventions that could minimize the
impact of these demands, for example, by increasing personal and organizational
resources such as social support and help with handling violent clients.
If other factors are the real source of problems, then interventions that address
job demands may not be effective � rather, one should focus on targeting the actual
problems, which may lie elsewhere. This calls for a thorough risk assessment and
definition of the issues to be addressed (Kompier & Kristensen, 2001; Murphy &
Sauter, 2004). There is a need to expand risk assessment beyond the traditional risk
factors described in dominant job stress theories such as the job demand-control
(-support) model (cf. Hausser, Mojzisch, Niesel, & Schulz-Hardt, 2010; Karasek &
Theorell, 1990) and the effort-reward model (Siegrist, 2008). Such models may only
222 K. Nielsen et al.
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hint at the underlying issues that need to be addressed. More comprehensive models
such as the job demands-resources model (Bakker & Demerouti, 2007; Hakanen,
Schaufeli, & Ahola, 2008) and the Demand-Induced Strain Compensation model
(De Jonge, Le Blanc, Peeters, & Noordam, 2008) provide broader frameworks and
may include factors at the individual, job content, and organizational level.
Including such broader frameworks would enable researchers to conduct risk
assessments to cover a wider range of factors, examining whether underlying
problems reside in the environment or within the individual resources (e.g., lack of
personal initiative or self-efficacy, Taris & Wielenga-Meijer, 2010).
Salanova’s (2009) Healthy and Resilient Organization (HERO) model proposes
that healthy organizations are defined by three characteristics: (a) healthy organiza-
tional practices and procedures, including organizational resources (such as human
resource management), social resources (e.g., communication flow, good leadership,
and social support), and task resources (such as challenging tasks and ongoing
feedback on progress); (b) healthy employees, having high levels of self-efficacy and
engagement, and (c) healthy organizational outcomes such as an image as employer of
choice and high quality services and products. Risk assessment and intervention
activities should consider targeting all three aspects of the organization.More recently, the importance of combining multi-level intervention activities has
been highlighted. A study by Nielsen, Randall, Brenner, and Albertsen (2009) found
that concurrent individual-level activities such as team building and training
increased the uptake of primary intervention activities. One possible explanation
for this may be that individuals who receive training may become better equipped to
handle the demands of organizational-level interventions (LaMontagne et al., 2007).
Another explanation may be that a ‘‘Hawthorne’’ effect may be at play. If individuals
receive special attention this may increase their motivation to participate in other
activities. Although the Hawthorne effect has been criticized (Kompier, 2006), others
have argued that the ‘‘special attention effect’’ should be considered to be a working
mechanism and used as such (Semmer, 2011). Recent approaches have advocated the
consideration of intervention activities at four levels: individual, group, leadership and
organizational, and emphasized the importance of all four levels in creating a healthy
working environment in which employees thrive and develop (Nielsen, Martini
Jørgensen, & Munch-Hansen, 2008). To summarize, ‘‘if your hand offends thee,’’ it
does not necessarily follow that it should be chopped off � perhaps some form of
training will suffice. Similarly, we feel that researchers and practitioners should look
beyond the traditional areas of interventions (demands, control and support). Other
factors may be at least as important, if not more so.
Designs and paradigms
A related but even more fundamental question is whether the designs and paradigms
that currently dominate research and theory on organizational-level interventions are
appropriate for examining the effects of interventions (Cox et al., 2007). The reality
of today’s organizations is that they face increasing demands due to globalization
and expectancies of a meaningful and engaging working life of employees due to
higher education levels. In the following sections we challenge four assumptions that
often underlie organizational-level occupational health interventions.
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1. The (quasi)-experimental design as the gold standard
Most published research, reviews, and meta-analyses focus on the assumption that
organizational environments can be easily controlled and suitable control groups are
easily found. However, it has been argued that (quasi-)experimental designs (that is,
designs in which participants are not randomly assigned to experimental conditions
and in which researchers usually have less than full control on the treatments and/or
the environment in which these are implemented) are best restricted to evaluating
simple, standardized and unvarying interventions (Rychetnik, Frommer, & Shiell,
2002). There are several reasons for this. First, it is often challenging to find suitable
control groups. Even if organizations belong to the same sector and produce similar
products and/or services, they have their own lives, cultures, and management
strategies. This means that apart from the intervention itself, there are usually
uncontrollable differences between the experimental and the control organizations.
Second, in specialized areas, even if control groups are found it is difficult to
prevent contamination. In today’s workplaces, turnover is high (Frese, 2009), with
employees and managers who move from one organization to another bringing ideas,
knowledge, and experiences from their previous workplaces. Also, networking has
become essential both within and across organizations, as work becomes a project
rather than only a means of income (Frese, 2009). For example, Nielsen, Fredslund,
Christensen, and Albertsen (2006) found that improvements in a control group were
due to informal communication between those involved in the intervention and a
newly employed manager in the control group. Thus, it is possible that the effects of
an intervention are not confined to the experimental organization but may affect the
control group as well.
Third, it is assumed that interventions reach the entire intervention group. This
may not always be the case (Randall, Griffiths, & Cox, 2005). Employees leave and
new workers are recruited who may or may not be aware of, or involved in
intervention activities. Furthermore, activities may not be implemented or imple-
mented according to the original strategy � thus either reaching only some of the
intended beneficiaries or having unintended side effects.
To summarize, we contend that control groups may offer added value in
determining the effects of whether interventions had an effect above ‘‘business as
usual’’ (see Nielsen et al., 2010b for an example of how a control group indicated that
the intervention had a buffering effect during organizational turbulence), but rather
that having a control group in itself does not guarantee valid conclusions about the
effects of an intervention. The limitations of control groups should be carefully
considered. Considering the difficulties in finding perfect controls that match
intervention groups in terms of sector, occupational groups, size, and geographical
location, it may be more appropriate to use groups that are referred to as ‘‘comparison
groups’’ or ‘‘reference groups.’’ Under all circumstances, the management structures
and culture, processes and activities of these groups should be scrutinized before
conclusions can be reached on their comparability with intervention groups.
2. A mixed methods approach to evaluation
Another implication of the quasi-experimental design is the emphasis on
quantitative methods and on summative evaluation (examination of the efficacy
224 K. Nielsen et al.
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of an intervention) at the expense of formative evaluation (examination of the
process during implementation to optimize implementation of the programme). If
we are to understand the how and why of successful interventions, we are forced to
also consider formative evaluation approaches in conjunction with outcome
evaluation (Nastasi et al., 2007). Through ongoing formative evaluation, systematic
modifications of the intervention and its activities may take place to increase the
likelihood of a successful outcome. Other advantages of process evaluation include
the interpretation of the outcomes of intervention programmes and the transfer-
ability of interventions to other settings (Goldenhar, LaMontagne, Katz, Heaney, &
Landsbergis, 2001).
Distinguishing between omnibus and discrete contexts, Johns (2006) provided an
essential guide to our conceptual understanding of context that may help us
understand and analyze the impact of contextual factors on organizational-level
outcomes. Omnibus refers to the overall context, that is, what is the culture within
this organization? What are the procedures and what is the content of the job? These
factors are all-important to understand under which conditions an intervention
programme may have an effect. For example, Dahl-Jørgensen and Saksvik (2005)
found that an intervention programme fared poorly in an organization because
health care assistants had little opportunity to integrate intervention activities into
their daily work with clients. Discrete context refers to the separate events that take
place throughout the project in terms of new management and organizational
restructuring (Johns, 2006). Certain organizational factors such as organizational
justice may be easily measured using quantitative methods; other contextual factors
call for qualitative methods. Qualitative methods may help reveal the context that
may hinder or facilitate programme implementation. To summarize, we argue that
the combination of various (quantitative and qualitative) approaches may help
researchers understanding the success of interventions � or the absence thereof.
3. Organizational stability as a requirement for organizational interventions to succeed
Most intervention studies are based on the assumption that concurrent changes are
absent in the organization, which may not be correct: some describe how
interventions failed to bring about the desired outcomes due to concurrent
organizational changes, such as mergers and downsizing (Mikkelsen & Saksvik,
1999; Nielsen et al., 2010b; Olsen et al., 2008). Organizations experience increased
demands to be flexible in order to survive in today’s competitive environment, and
organizational-level intervention researchers need to realize that this is the reality.
Petticrew (1990) warned against the myth of change being singular or linear and
considered arguments for the single source of change to be meaningless (p. 269), as
explanations of change are multi-faceted and influenced by context (Petticrew, 1990).
One consequence of an ever-changing environment is that there needs to be a match
between the context within which the organization operates and the intervention and
its activities; if there is no such match, the intended effects are unlikely to materialize.
This has implications both for risk assessment and for intervention activities to
address these concurrent changes. At the same time, theoretical evaluation frame-
works should be developed that can tease out which effects are due to which
activities, be they part of the intervention project or any concurrent changes.
Work & Stress 225
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First, most risk assessment fail to take into account the consequences of
organizational change. To our knowledge, only the Management Standards
developed by the UK Health and Safety Executive include change in their assessment
tool (Cousins et al., 2004; Mackay, Cousins, Kelly, Lee, & McCaig, 2004). We need toexplore how we can include what is ‘‘business as usual,’’ that is, ongoing change for
organizations (Kieselbach et al., 2009) in risk assessment and the development of
intervention activities. One way forward may be to work towards an integration of
interventions to improve employee health and well-being into organizations’ strategic
management: When organizations reorganize and restructure, an inherent part of the
strategy should be to include considerations and strategies to manage employee
health and well-being.
Second, there is a need to develop theoretical evaluation frameworks that includeconcurrent changes in their evaluation of change. The actor-network approach
(ANT, Latour, 2005) presents a framework that may help us understand the
complexity of intervention outcomes. According to ANT, no object or individual
holds power in itself. Only through its relations with others does a certain object or
individual have power. The term ‘‘actor’’ is to be interpreted in a very broad term:
People, things, technology, groups, and events can all be acting entities. The effect of
an actor (such as a manager’s power over his/hers employees) only occurs because the
network is organized in a way that allows the actor to have this effect. This happensthrough ‘‘translation’’ � as one actor moves within the network, this influences the
entire network and the structure is changed. This type of methodology expands
the question of ‘‘Did the intervention have an effect?’’ to ‘‘What made it possible for the
intervention to work?’’ and more broadly the exploratory ‘‘Who/what made what
happen?’’. For instance, do employees, through ‘‘hidden’’ job crafting, work against
the planned intervention activities if they feel that these are in conflict with their
personal goals? Or did concurrent events hinder the correct implementation of the
intervention?
4. Employees as active agents
A fourth assumption of current intervention research seems to be that employees are
passive recipients of the intervention and its activities. This is reflected in the
predominant approach to organizational-level interventions which employs a top-
down approach to developing and implementing interventions. Prominent ap-
proaches suggest that intervention activities should be developed in a collaborationbetween manager and employee representatives, after which they are implemented
(Nielsen et al., 2010c; this issue). In other areas of organizational and occupational
psychology there is an increasing awareness that employees actively craft their own
jobs through their daily work practices (Berg, Wrzesniewski, & Dutton, 2010; Feij,
Peiro, Whitely, & Taris, 1995; Wrzesniewski & Dutton, 2001). This implies that
within the existing structure employees are actively adjusting their behaviours and
attitudes to pursue their own personal goals at work.
Based on their mental models (i.e., working cognitive maps that guide ourunderstanding of our surroundings and how we react to these surroundings),
employees actively interpret and react to their working conditions (Nielsen et al.,
2009; Nielsen, Randall, & Christensen, 2010a), and as a result they craft their own
jobs � openly or covertly. Such behaviours may inhibit intervention implementation.
226 K. Nielsen et al.
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Some interventions have failed to show expected outcomes because employees were
resistant to the intervention and its activities (Randall et al., 2005); therefore
attention needs to be paid to the mental models and job crafting strategies of
employees. Participatory action approaches do advocate using the expertise of
employees to ensure that interventions activities are tailored to the needs of the
organization using employees’ expertise. We advocate that research should combine
top-down and bottom-up approaches (Grant & Parker, 2009) if we are to successfully
shape and understand the effects of organizational-level interventions.Several process factors may influence employees’ job crafting strategies. Com-
munication influences how people make sense of events and subsequently whether
they buy into them (Weick, Sufcliffe, & Obstfeld, 2005). When participants
understand the rationale behind specific activities and are made aware of progress,
this is likely to influence their appraisals of the intervention and the activities: they
are more likely to perceive that progress is being made and that activities together
inform an overall goal. This understanding is likely to influence their job crafting
behaviours; when employees perceive an intervention positively and believe their
activities to be of benefit to them, they are more likely to engage in intervention-
related activities (Nielsen et al., 2009). Initiatives to improve employee health and
well-being must have clear strategies for communicating the vision and concrete
goals and celebrating the small successes; thereby the shaping of employees’ mental
models is taken into account. Readiness for change (Weiner, Amick, & Lee, 2008) has
been widely examined in reorganization research, but has received less attention in
the occupational health literature. This concept provides a tangible measure of the
extent to which employees see the potential benefit of the intervention and its
activities and is therefore also likely to shape their job crafting behaviours. More
research is needed on how the mental models of employees (including their initial
motivation for participating) shape intervention outcomes.
Information is a necessary, but not in itself sufficient, requirement for achieving
desirable intervention outcomes. Job-crafting strategies can be used in participatory
action research such that employees join forces and using their day-to-day autonomy
to take responsibility for ensuring a healthy organization. To facilitate successful
interventions, the personal goals of individuals should be openly discussed and
realigned with the goals of interventions to minimize sabotage and covert job
crafting that may work against effective intervention development and implementa-
tion. Furthermore, the actual job crafting activities may be actively used in
participatory processes to use the expertise of employees in creating a satisfactory
job for themselves that does not work against the goals of the organization. There is
still research to be conducted to examine the interplay between individual job
crafting strategies and the activities developed in participatory interventions.
What we still need to know
Based on the issues so far discussed, there is a need for at least three types of
research. First, there is a need for research addressing the factors responsible for
success with regard to the process of implementing organizational interventions.
Currently, few studies report relevant information in sufficient detail. As a
consequence, systematic reviews of this research that could shed more light on these
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factors are difficult to conduct, and we mostly depend on case-study types of
research. Although such research can be useful in showing which factors could
potentially promote successful implementation, only more research in which various
studies are systematically compared can show whether these beneficial effects
generalize across occasions, under which conditions, and the magnitude of these
beneficial effects. Thus, our first recommendation for future intervention research is
that studies provide in-depth information about not only the specific intervention but
also about the details concerning its implementation (along the lines of the steps
described by Murta et al. (2007) and by Egan et al. [2007, 2009]). Exploring and
isolating the effects of interventions requires complex models that explore cross-level
linkages. Focusing on the content of the intervention without considering the role of
the context and the attitudes and behaviours of those targeted by the intervention, is
unlikely to bring about real understanding of why and how a specific intervention
has worked (Herold, Fedor, & Caldwell, 2007).
Second, intervention research should go beyond reports of studies in which
traditional risk factors (such as high demands and low control) are addressed.
Currently, many such studies are available, showing that although these factors are to
some degree open to change, the effect sizes of these interventions are usually modest
(e.g., cf. Egan et al., 2009; Richardson & Rothstein, 2008; Ruotsalainen et al., 2006;
Taris et al., 2003). We therefore encourage researchers to focus on non-traditional
factors � for instance, leadership (Kelloway & Barling, 2010) and work-family issues
(Brough & O’Driscoll 2010) � that can be linked to employee health and well-being
and that could potentially be more effective (Kompier & Kristensen, 2001).Finally, intervention researchers should not only be aware of the limitations of
standard designs and paradigms, but should also attempt to address those
limitations. In the present paper we have discussed this issue at length, arguing
that the standard quasi-experimental design has major limitations when it comes to
the evaluation of the effects of interventions (Cox et al., 2007) and that a mixed-
methods approach that integrates quantitative and qualitative information may be
more promising in this respect. Moreover, the assumptions that interventions usually
occur in a vacuum and that employees are passive recipients of the changes that are
brought about by them are often incorrect, which implies that intervention
researchers should try to take account of this. Top-down approaches in designing
interventions neglect the fact that employees may actively resist the consequences of
interventions. More research is certainly warranted on the degree to which employees
engage in behaviours that run counter to an intervention’s intention, in addition to
the factors that promote their cooperation.
This special issue on organizational interventions
The aim of this special issue is to bring together a number of novel and inspiring
papers that go beyond traditional intervention research. Rather than to solicit papers
presenting examples of specific (either successful or unsuccessful) interventions in the
OHP area, we aimed for contributions addressing intervention research at a more
general level, that is, reviews of novel and promising areas for intervention (dealing
with the ‘‘do we target the correct factors?’’ issue), as well as papers that focus on the
228 K. Nielsen et al.
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best way of evaluating interventions (addressing issues relating to designs and
paradigms).
In the first contribution to this special issue, Karina Nielsen and her colleagues
discuss the planning, implementation and evaluation of organizational-level
occupational health interventions (Nielsen, Randall, Holten, & Rial Gonzalez,
2010c). Such interventions are assumed to have the best chance of achieving
significant impact if they follow a structured and participatory intervention process.
Nielsen and colleagues discuss and compare several prominent methods that allow
for such a systematic process, showing that they share a number of phases that follow
the problem-solving cycle (i.e., preparation, risk assessment, action planning,
implementation, and evaluation of the results). Moreover, many of these approaches
emphasize employee participation throughout the intervention; such participation
could, for instance, improve the degree to which they are ‘‘ready’’ for the
intervention. Overall the methods reviewed have not so far been thoroughly
validated, underlining the need for more research to determine the factors that
make organizational-level occupational health interventions work.The second and third contributions to this special issue present overviews of
research on interventions that target risk factors for the health and well-being of
employees that have so far received little attention in intervention research. Kevin
Kelloway and Julian Barling discuss leadership development as a possible viable and
effective primary intervention in occupational health psychology (Kelloway &
Barling, 2010). Although few would be surprised to hear that the style and quality
of leadership affects the well-being of employees (e.g., Nielsen, Randall, Yarker, &
Brenner, 2008; Skakon, Nielsen, Borg, & Guzman, 2010), the breadth of these effects
is remarkable. However, leadership training is only rarely considered as an
occupational health and safety intervention. This may be due to the unique nature
of leadership development, in that it is ultimately intended to affect others (i.e.,
employees and subordinates), rather than the health and well-being of the leaders
themselves. The design and evaluation of leadership interventions is further
complicated by the fact that indirect and delayed effects are both likely and of
primary interest. In spite of these problems, Kelloway and Barling convincingly
argue that leadership development should be a main target for future research on
interventions in occupational health psychology.
In their paper, Paula Brough and Michael O’Driscoll present an overview of
research on interventions that focus on the work-family interface (Brough &
O’Driscoll 2010). Although a sizeable body of research on this issue has established
(absence of) work-family balance as one of the central risk factors for health and
well-being (Haines, Marchand, Rousseau, & Deemers, 2008), the published literature
on organizational interventions to improve work-life balance is surprisingly sparse.
In their contribution to the present special issue, Brough and O’Driscoll provide
examples of empirical research depicting work-life balance organizational interven-
tions and present a three-fold classification of such interventions. The specific
examples they present on the one hand show that research on the effectiveness of
work-life balance interventions is challenging, but on the other hand they
demonstrate that such interventions can be very effective in enhancing work-life
balance. Thus, interventions in this area hold considerable promise as a means to
improve employee health and well-being.
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Organizational interventions are not conducted in isolation, and the fourth
paper in this special issue reviews the regulations within the European Union that
are relevant for intervention research. In their contribution, Stavroula Leka and
colleagues discuss policy-level interventions (Leka, Jain, Zwetsloot, & Cox, 2010).
These are interventions that are focused on the regulations concerning the
management of work-related risk factors, and which provide the framework for
organizations managing this challenge and which shapes their interventions.
Clearly, both national and international regulations are crucially important, but
at present little research addresses the nature and effectiveness of this policy-level
approach. Leka et al. discuss these issues in the context of the PRIMA-EF
project, a policy-oriented research programme funded by the European Commis-
sion’s 6th Framework Programme for Research. It makes clear that although a
common policy context has developed in the European Union (EU), there is still
great variation in the way these initiatives translate into practice in the different
member states of the EU and that evaluation of the success of such measures is
sparse.
Together, these four contributions provide a broad overview of several both
challenging and promising topics in the area of intervention research. ‘‘Challenging,’’
in the sense that rather than provide a final answer to a research question, these
papers constitute a starting point for further research. ‘‘Promising,’’ in that the topics
discussed here (i.e., policy-level interventions, interventions in the areas of leadership
development and work-family balance, or developments in the design and
implementation of interventions) hold considerable practical potential to substan-
tially improve the health and well-being of employees. Research on the solutions to
problems related to work-related health is at least as important as discovering new
risk groups and risk factors. If anything, the research presented here shows that there
are still many relatively uncharted areas in intervention research; clearly, future
studies in these areas are likely to bring us closer to our ultimate goal of improving
employee health and well-being.
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