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Transcript of Levels and correlates of implicit rationing of nursing care in Swiss acute care hospitals--a cross...
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vels and correlates of implicit rationing of nursing care in Swiss acutere hospitals—A cross sectional study
ria Schubert a,b, Dietmar Ausserhofer a, Mario Desmedt a, Rene Schwendimann a,manuel Lesaffre c,d, Baoyue Li d, Sabina De Geest a,*
titute of Nursing Science, University of Basel, Switzerland
tre of Clinical Nursing Science, University Hospital Zurich, Switzerland
iostat, Katholieke Universiteit Leuven, Belgium
partment of Biostatistics, Erasmus MC, Rotterdam, The Netherlands
T I C L E I N F O
le history:
ived 3 January 2012
ived in revised form 11 September 2012
pted 13 September 2012
ords:
licit rationing of nursing care
lity nurse practice environment
sing resources
ty climate
A B S T R A C T
Objectives: (1) To describe the levels of implicit rationing of nursing care in Swiss acute
care hospitals; (2) to explore the associations between nine selected potential rationing
predictors and implicit rationing of nursing care.
Design: Cross sectional multi-center study.
Settings: A quota sample of 35 acute care hospitals from the German, French and Italian
speaking regions of Switzerland participating in RN4CAST (Registered Nurse Forecasting) study.
Participants: 1633 registered nurses working in randomly selected medical, surgical or
medical–surgical units.
Methods: Implicit rationing of nursing care, i.e., the withholding of any of 32 necessary
nursing measures due to a lack of nursing resources, was measured using the revised Basel
Extent of Rationing of Nursing Care (BERNCA) instrument. Nine potential rationing
predictors, e.g., staffing and resource adequacy, patient-to-nurse ratio, nurse education,
and confounding variables, e.g., nurse gender and age, hospital typology, were assessed
with validated instruments or single items of the RN4CAST study. Descriptive statistical
procedures were used as appropriate. Three level regression models were used to
investigate the effect of the selected nine predictors on rationing at the nurse, unit and
hospital levels.
Results: Ninety-eight percent of the participating nurses reported that, in their last seven
working days, they had to ration at least one of the 32 nursing tasks listed in the BERNCA.
The mean rationing level of 1.69 (SD = 0.571) indicates that on average the nurses reported
‘rarely’ being unable to perform the nursing tasks listed in the BERNCA. Multilevel
regression analysis confirmed two of the nine tested predictors: better unit level staff
resource adequacy and a more favorable hospital level safety climate were both
consistently significantly associated with lower rationing levels. Counter to our
assumptions, the other two nurse practice environment dimensions, the three workload
measures, nurse experience and nurse education were not associated with rationing.
Conclusions: Rationing frequency varied among the 32 BERNCA items, indicating differing
prioritizations of necessary nursing tasks. The identified rationing predictors, staff
resource adequacy and safety climate, can determine starting points for interventions, i.e.,
proactive changes to improve staff resource adequacy when rationing exceeds predefined
thresholds, increasing the risk of negative effects on patient outcomes.
� 2012 Elsevier Ltd. All rights reserved.
Corresponding author.
E-mail address: [email protected] (S. De Geest).
Contents lists available at SciVerse ScienceDirect
International Journal of Nursing Studies
journal homepage: www.elsevier.com/ijns
ease cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
0-7489/$ – see front matter � 2012 Elsevier Ltd. All rights reserved.
://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
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What is already known about the topic?
� In acute hospital settings even low levels of implicitrationing of nursing care have been proved to be a strong,independent predictor of patient outcomes, such asmedication errors, falls, pressure ulcers, critical incidentsand nosocomial infections.� Implicit rationing of nursing care appears to partially
explain the effects of the practice environment andpatient-to-nurse ratio on outcomes. However, its con-tributing factors are not well understood.
What this paper adds
� Variability in rationing levels among the measurednecessary nursing tasks indicates that, when it is notpossible to provide all tasks to all patients, nursesprioritize their care functions. Specifically, tasks relatedto medical, technical, and therapeutic treatments wereless frequently rationed than those in the areas of caringand support.� The multilevel analyses results contribute to a clearer
understanding of relevant correlates of implicit rationingof nursing care in acute care hospitals, and may thereforecontribute to the development of improved interventionapproaches.
1. Introduction
As with other healthcare professionals, nurses’ func-tions in hospitals are compromised when cost contain-ment/regulation strategies lead to resource shortages.Limited resources (i.e., staffing and skill mix) force nursesto prioritize necessary nursing care and might result inpatients not receiving needed nursing measures (Aikenet al., 2001; Kuenzi and Schaer-Moser, 2002; West et al.,2007). Implicit rationing of nursing care – the provision ofnursing care levels below what the responsible nursesjudge necessary to reach the desired patient outcomes orprotect patients from negative events or conditions, suchas falls or pressures sores – is a prominent factor of overallhealthcare effectiveness and costs.
To our knowledge, implicit rationing of nursing careand its association with patient outcomes was system-atically studied for the first time in the Rationing ofNursing Care in Switzerland (RICH Nursing) study (Schu-bert et al., 2007, 2008, 2009), the Swiss extension of theInternational Hospital Outcomes Study (IHOS) (Aiken et al.,2002a,b). The results of this study show that rationing hassignificant associations with inpatient complications (e.g.,falls, pressure ulcers, nosocomial infection, critical inci-dents, medication errors) and mortality rates, underliningits relevance as a system factor (Schubert et al., 2008, 2009,2012). Because of the shown relevance of this factor and inorder to know where to intervene when rationing exceedsthe threshold levels defined in the RICH Nursing study, is itimportant to develop a clearer understanding of itsmechanism and potential rationing correlates.
In order to investigate the potential predictors ofrationing this study builds on the conceptual framework ofimplicit rationing of nursing care developed for the RICHNursing study, including the definition. To position
rationing in the broader context of system factorsinfluencing patient and nurse outcomes, this frameworkwas adapted from that used for the IHOS. To measureimplicit rationing of nursing care, the Basel Extent ofRationing of Nursing Care (BERNCA) instrument wasdeveloped (Schubert et al., 2007, 2008, 2009).
1.1. Conceptual framework of implicit rationing of nursing
care
Based on the available evidence and the definition ofimplicit rationing in medicine, implicit rationing of nursingcare was defined as ‘‘the withholding of or failure to carryout necessary nursing measures for patients due to a lackof nursing resources (staffing, skill mix, time). Consideringthat rationing of nursing care also occurs at the meso- andmacro levels of healthcare, however, this definition isrestricted to rationing at the micro level, i.e., resourceconstraints at the level of the individual nurse. Within thisdefinition, ‘‘necessary nursing measures’’ refers to a groupof nursing tasks and actions which are accepted – both byclinical consensus and by the attending nurse – asimportant for a patient to achieve the desired outcomes.Such tasks and actions can be classified according to thefollowing aims: surveillance, therapy, support, preventionor prophylaxis, activation or rehabilitation, educationaland instructional measures, and measures related to theapplication, documentation, and adaptation of nursingprocesses. The individual priorities of these measures arebased on the nurse’s assessment of the patient’s healthcareneeds (number of nursing problems identified, desiredoutcomes, and evaluated effectiveness of the care plannedduring the nursing process), scientific evidence, reflectedexpert knowledge and patient preference (Schubert and DeGeest, 2003). Further, the necessity of each measure isprescribed by nursing standards and local and nationalguidelines and procedures (see Fig. 1). The frameworkshows the assumed relationships between organizationalsystem factors, individual nurse and patient character-istics, rationing and patient and nurse outcomes. Theoutcomes are not the focus of this study (see Fig. 1).
As shown in the framework, implicit rationing ofnursing care occurs at the patient-to-nurse interface andis a product of clinical decision-making and criticaljudgment. In general, decision-making is seen as a complexprocess involving the following steps: information collec-tion, problem identification, consideration of alternativestrategies, and selection of optimal actions. Factorsinfluencing decision-making include educational level,compliance with unit-based practice, hospital culture,leadership and responsibility, all of which are influencedby experience, confidence, willingness, the nurse’s abilityto take responsibility, the patient’s condition (stable,unstable), and the available resources (real or impendinglack of resources) (Hancock and Easen, 2006). Factorsinfluencing priority-setting in clinical nursing practiceinclude characteristics of the nursing care work environ-ment (e.g., organization of nursing practices at the wardlevel, nurses’ autonomy and responsibility), amount ofavailable time and resources (e.g., number of staff, skillmix, equipment), philosophy of care and aims of the
Please cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissacute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
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M. Schubert et al. / International Journal of Nursing Studies xxx (2012) xxx–xxx 3
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anization (e.g., nursing care standards, local andional policies, regulations, guidelines, safety culture),ients’ characteristics and the acuteness of their condi-s (e.g., number and urgency of health problems),
dical treatment plans, nurse characteristics (e.g.,erience and educational level of the nursing team)cknall, 2000; Hendry & Walker, 2004; Kalisch et al.,1). It can be assumed that all of these factors influencelicit rationing of nursing care, but that the mostvant are nurse staffing resource adequacy, the balance/alance between patient care needs and nursing
ources (workload), respectively.Rationing of nursing care or related concepts have beenessed in a number of studies focusing primarily onessing the level of rationing. To a limited extent thetionships between implicit rationing of nursing care
other factors were investigated (Aiken et al., 2008;isch et al., 2011; Rochefort and Clarke, 2010). So far, theors influencing rationing, as described in the theore-l framework, and its underlying mechanism have notn studied systematically. Still, preliminary results of
RICH Nursing study suggest associations with these work environment, particularly the staffing andource adequacy (r = �0.46) dimension and the patient-
urse staffing ratio (r = 0.14) (Schubert et al., 2007).o, using the Neonatal Extent of Work Rationingtrument (NEWRI), Rochefort et al. presented evidenceing the nurse work environment dimension of ‘nurse
ource adequacy’ to rationing in Neonate Intensive Carets (NICUs). In their study, more favorable staffing and
ources were associated with 5.7–11% decreases in allr measured rationing dimensions: life support and
technically oriented care; parental teaching and supportand infant comfort care; patient surveillance; and carecoordination and discharge planning. They also found anassociation between the nurse work environment ‘nursephysician relationship’ dimension and the rationingdimensions of life support and technically oriented careand patient surveillance (Rochefort and Clarke, 2010).
However, as both studies used small, non-representa-tive samples, exploring and confirming their low butsignificant correlation between implicit rationing andorganizational factors such as the work environment,the patient-to-nurse ratio, and the as yet unstudied effectof patient safety climate on rationing requires furtherresearch. Therefore, the purposes of this study were (1) todescribe the levels of implicit rationing of nursing care in aquota sample of Swiss acute care hospitals and (2), toexplore the assumed associations between the quality ofthe nurse work environment dimensions, patient-to-nursestaffing ratio, number of patients requiring support in allADLs, number of patients requiring hourly or morefrequent monitoring, patient safety climate, and nurseexperience and education and implicit rationing of nursingcare. These factors were selected based on the conceptualframework developed for the RICH Nursing study and thedata collected for it in the context of the RN4CAST study.
The following hypotheses guided this study: (H1) ahigher quality of the nurse practice environment, particu-larly the perceived staff resource adequacy, is related withlower levels of implicit rationing of nursing care; (H2) ahigher patient to nurse ratio, higher number of patientsrequiring support in all ADLs and/or required hourly or morefrequent monitoring is related to higher levels of implicit
Organizational va ria bles
•Budget
•Policy priorities
•Resou rce alloca tion
•Management structure
•Cul ture and climate
Patient va ria bles
•Type & severity of illness
•Co-morbidities & risk fac tors
•Number of health problems
•Medica l trea tment pl an
•Acut eness of patient condition
Nursing work environment
•Adequacy resource s / skill mix
•Interdisciplinary collabo ration
•Nu rsin g management
•Autonomy & respo nsibility
Patien t outcomes
Nurse outcomesPhilosophy of care
• Priority setting
• Cul ture values
• Nu rsin g ca re standards
• Local & national
guidelines, proce duresNurse va ria bles
• Experience (yea rs as a nurse)
• Educa tion
• Skills / knowledge
Nurses
(resource s)
Patient
(ca re needs)
Levels of implicit
rationing of
nursing care
Decision making
Clinical jud gment
Process of care
Workload
Ass essment Planning
ImplementingEvaluation
1. Theoretical framework with suggested relationships between selected factors and implicit rationing of nursing care (Aiken et al., 2002a; Schubert
l., 2007).
ease cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
M. Schubert et al. / International Journal of Nursing Studies xxx (2012) xxx–xxx4
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rationing of nursing care; (H3) a more favorable patientsafety climate is related to lower levels of implicit rationingof nursing care; (H4) higher nurse educational levels andincreased experience (years worked as a nurse) are relatedwith lower levels of implicit rationing of nursing care.
2. Methods
2.1. Design, setting and sample
This is a sub-study of the cross-sectional, multicenterRN4CAST (Registered Nurse Forecasting) study, whichinvolves hospitals and nurses from 12 European countries(Sermeus et al., 2011). The Swiss part, described here,includes a quota sample of 35 acute care hospitals from theGerman, French, and Italian language regions. Quotasampling was done based on geographical location (aminimum of one hospital per canton, two in large-areacantons), number of beds (at least 60 beds) and hospitaltype (general acute care hospitals providing medical andsurgical services). In order to achieve the desired numberof at least 50 nurses per hospital, three to four medical,surgical or mixed medical–surgical units per hospital wererandomly selected, whereas in smaller hospitals allmedical and surgical units were included. All registerednurses (n = 2280) working in direct patient care in theseunits were surveyed. Of these, 1633 nurses participated.
The original English questionnaires of the RN4CASTstudy, as well as the additional questionnaires used in theSwiss part of the study, were translated into German,French, and Italian following the modified Brislin transla-tion protocol for cross-cultural research (Jones et al., 2001;Sermeus et al., 2011). Additionally, a content validityrating, provided by a sample of 29 Swiss nursing expertsrepresenting Switzerland’s three language regions, wasperformed (Squires et al., 2012).
2.2. Study variables and measurements
2.2.1. Outcome variable
Implicit rationing of nursing care, defined here as thenumber of necessary nursing tasks for patients withheld orotherwise not performed in the last seven working days,due to inadequate time, staffing levels and/or skill mixes.This variable was measured with the revised version of theBasel Extent of Rationing of Nursing Care (BERNCA-R)instrument. This tool contains 32 Likert type questions(0 = not required, 1 = never, 2 = rarely, 3 = sometimes,4 = often). The construct validity (uni-dimensional struc-ture) and reliability (Cronbachs Alpha 0.94) of the BERNCAwere confirmed in the RICH Nursing and RN4CAST studies.Early results of the RICH Nursing study also indicated thatthe tool had good criterion validity (Schubert et al., 2007).
2.2.2. Predictor and control variables
Quality and elements of the nurse practice environment
were measured with the 32-item Practice EnvironmentScale of the Nurse Work Environment Index-Revised (PES –NWI-R). Based on magnet hospital research, this toolincludes five subscales: (1) nurse participation in hospitalaffairs, (2) staffing and resources adequacy, (3) nurse
foundations for quality of care, (4) nurse manager ability,leadership and support of nurses, and (5) collegial nursesand physicians relations (Aiken et al., 2002a,b; Sermeuset al., 2011). Using a 4-point Likert-type scale ranging from‘‘strongly agree’’ (=4) to ‘‘strongly disagree’’ (=1) nursesindicated the extent to which each element was present intheir current job. The reliability of the PES-NWI R, i.e.,Cronbach’s alphas for NWI-R, varied from 0.70 to 0.89(Lake, 2002; Schubert et al., 2007). Its predictive validityhas been confirmed in other recent studies (Aiken et al.,2008; Bruyneel et al., 2009)
Patient-to-nurse staffing ratio defined here as thenumber of patients on the unit in the last shift, dividedby the number of RNs on the unit in the last shift, wasmeasured with a single item from the RN4CAST ques-tionnaire. The number of patients on the respondent’s unitwho needed assistance with all activities of daily living
(ADLs) and the number requiring hourly or more frequent
monitoring or treatment were also measured with singleitems from the RN4CAST questionnaire. Nurses were askedto indicate the number of patients and nurses involved, aswell as the number of patients requiring assistance with allADLs or frequent monitoring in their last worked shift.
Reflecting a ‘‘visible feature’’ of an underlying mindfulsafety culture, patient safety climate was defined as thedegree to which nurses engaged in crucial patient safetybehaviors and practices on their units. Patient safetyclimate was measured with the nine-item Safety Organiz-ing Scale (SOS). Using a 7-point Likert type scale rangingfrom not at all (=1) to a very great extent (=7), nurses wereasked to indicate the extent to which they and theircolleagues engaged in each of the nine listed safetybehaviors. The validity and reliability of different languageversions of the SOS has been confirmed in different cross-cultural settings (Ausserhofer et al., 2012; Vogus andSutcliffe, 2007). For instance, based on confirmatory factoranalysis, the internal structure (e.g., comparative fitindices > 0.90, root mean square error ofapproximation < 0.08) and reliability (Cronbach’salpha > 0.79) support the SOS’s uni-dimensionality.
Nurse characteristics: Nurse experience – the number ofyears worked as a nurse in the current hospital, Educational
qualification – university degree (yes/no), Age – in years, Sex –female/male, Employment status – full-time (yes/no) or part-time (percentage). These data were gathered using singleitems from the RN4CAST questionnaire, for which respon-dents were asked to report the required information.
Hospital characteristics: Typology, i.e., large generalteaching hospitals (Level 1, university), large generalhospitals withsome teaching activities (Level 2), and general,mixed or community hospitals (Levels 3–5, respectively);and Size, i.e., number of beds, were either collected usingitems of the RN4CAST organizational variable questionnaire(Sermeus et al., 2011) or extracted from data published bythe Swiss Federal Office of Public Health (OPH) or the SwissFederal Statistical Office (FSO) (BAG, 2008).
2.3. Data collection
Approvals were obtained from 13 local ethic commit-tees responsible for the selected 35 hospitals. The data
Please cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissacute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
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M. Schubert et al. / International Journal of Nursing Studies xxx (2012) xxx–xxx 5
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ection was consecutively conducted between October9 and June 2010. Nurses were surveyed voluntarily andnymously. In each involved hospital designated contactsons distributed the questionnaires to all nurses whot the inclusion criteria. Completed questionnaires weret back in a pre-paid envelope to the research team.
Data analysis
Variables were summarized using appropriate descrip- and explorative measures based on measurement
els and data distributions. Multilevel regression ana-s were used to test the hypotheses and to evaluate thetionship between selected potential correlates andoning. Based on the hypotheses formulated, theceptual model and the availability of data, theowing correlates were selected and included in theltilevel regression models as potential predictors: threese practice environment dimensions: nurse managerlity, staffing and resource adequacy, collegial nurses
physicians; patient-to-nurse staffing ratio; patientsding assistance with all ADLs; patients requiring hourlyore frequent monitoring; patient safety climate; nurse
erience and education. In the resulting models, nurseder, age and employment level, and hospital typology
re tested as potential confounders.Due to the natural clustering of the data (into threeels: hospitals, units, and nurses) multilevel regressiondels were used to investigate the effects of eachdictor on rationing. Intraclass correlation coefficientsween the three level structures of 3.6% (hospital level)
8.7% (nursing unit level) confirm the multilevelcture of the data and justify the use of multilevel
ression analysis. To build the models all predictors weretitioned, aggregated respectively at the nurse, unit andpital levels (Neuhaus and Kalbfleisch, 1998). Thecome variable rationing was aggregated at the indivi-l level. First, separate three level models for eachdictor group with unit and hospital level as randomrcept were developed, to test the hypothesized
ociations between each predictor and rationing. Second,ree level multiple random effects model with only theificant predictors based on the separate models wereeloped. The level of significance was set at a = 0.05. Norection for multiple testing was envisaged. SPSS 19SS for Windows, Rel. 19. 2010. IBM Inc., Armonk, NY,) and R package 1me4 were used to perform the
ltilevel analyses.
esults
Characteristics of hospitals and nurses
Of the 35 included hospitals, roughly half had fewern 200 beds. Similar numbers offered acute care serviceels 1 or 2. Of the 132 included hospital units, 48% weredical, 45% surgical and 7% mixed surgical/medical. The3 participating nurses (90% females) were on averageyears old and had worked five years in their currentpitals. Further details of nurse and hospital character-
3.2. Frequencies and levels of implicit rationing of nursing
care
Of the participating nurses, 98% reported that, in theirlast seven working days, they had to ration at least one ofthe 32 nursing task listed in the BERNCA. The meanrationing level of 1.69 (SD = 0.571) (on a scale with a 1–4theoretical range) indicates that, on average, nursesreported ‘rarely’ being unable to perform the nursingtasks listed in the BERNCA. Nurses reported that the mostfrequently rationed nursing tasks related to caring andsupport or documentation (e.g., ‘offer of emotional orpsychosocial support to patient’, ‘assessment of newlyadmitted patients’). Nursing tasks such as continencetraining, patient education and training, preparation ofpatients for tests and therapies were less frequentlyrationed (Table 2).
3.3. Summaries of the rationing predictor variables
Summaries of the quality of the nurse work environ-ment (three PES-NWI-R dimensions), the patient-to-nurseratio, the number of patients requiring support in all ADLs,patients requiring hourly or more frequent monitoring,and safety climate, aggregated at the unit level, arepresented in Table 3. The nurses neither agreed nordisagreed that staff resources on their unit were adequate(mean = 2.52), but assessed their nurse managers’ abilitiesand collaboration between nurses and physicians in theirunits more favorably. On average, respondents reportedhaving been responsible for eight patients on their lastshift. Of these, an average of four patients needed supportwith all ADLs and two requiring hourly or more frequently
Table 1
Summary of hospital and nurse characteristics.
Variable
Hospital characteristics (N = 35)
Size
<200 beds – % (N) 51 (18)
200–600 beds – % (N) 32 (11)
>600 beds – % (N) 17 (6)
Typology
Large general hospital (level
1, university) – % (N)
11 (4)
Large general hospital (level 2) – % (N) 40 (14)
General hospital mixed specialist
(level 3) – % (N)
23 (8)
General hospital community
(level 4) – % (N)
20 (7)
General hospital community
(level 5) – % (N)
6 (2)
Unit characteristics (N = 132)
Medical units – % (N) 48 (64)
Surgical units – % (N) 45 (59)
Mixed surgical and medical units – % (N) 7 (9)
Nurse characteristics (N = 1633)
Age-mean (SD) 35 (9.89)
Sex: female – % (N) 90 (1469)
Employment: full time – % (N) 49 (768)
Education: university degree (BSN/MSN) – % (N) 10 (151)
Years working – median (IQR)
As a nurse 8.00 (14.81)
In this hospital 5.00 (10.17)
standard deviation; IQR = interquartile range.
cs can be found in Table 1. SD =ease cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
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monitoring. Finally, the patient safety climate scoresindicated that the participating RNs were involved to aconsiderable extent in patient safety behaviors andpractices on their units (mean: 4.98, SD 0.544).
3.4. Hypothesis testing
As hypothesized (H1), a significant association was foundbetween the nurse practice environment ‘‘staff resourcesadequacy’’ dimension and implicit rationing of nursing care.More favorably estimated unit level staff resource adequacy
was associated with lower levels of implicit rationing in bothseparate model (p-value 0.001) (Table 4) and adjustedmodels (p-value 0.042) (Table 5). The other two nursepractice environment dimensions, ‘nurse managementability’ and ‘collegial nurse physicians’, were not, asproposed, significantly associated with rationing, either inthe separate (p-value 0.062–0.866) (Table 4) or in theadjusted model (p-value 0.186–0.905). Of the other threeorganizational system factors (patient tonurse ratio, numberof patients requiring support in all ADLs, and patientsrequiring hourly or more frequent monitoring) (H2) only the
Table 2
Levels and frequency of implicit rationing listed by BERNCA question.
No. Questions/items BERNCA revised Median
(IQR)
Often
(%)
Sometimes
(%)
Rarely
(%)
Never
(%)
Not
required (%)
1. Sponge bath 1.00 (1.0) 1.7 13.6 25.8 48.8 10.1
2. Partial sponge bath 1.00 (1.0) 1 11.8 27.2 56.2 3.7
3. Skin care 1.00 (1.0) 2.1 14.8 33.4 48.0 1.7
4. Oral hygiene 2.00 (1.0) 5 18.5 29.8 36.4 10.3
5. Dental hygiene 2.00 (1.0) 4.5 17.6 32.6 37.9 7.4
6. Assist food intake 1.00 (1.0) 4.2 10.6 22 46.4 16.8
7. Mobilization 2.00 (2.0) 5.9 28 36.7 27.4 2
8. Change of the position 1.00 (1.0) 1.7 14.7 32.4 45.8 5.3
9. Change of the bed linen 1.00 (1.0) 0.4 6.2 23 65.2 5.1
10. Emotional & psychological support 2.00 (1.0) 10.6 30.8 38.5 17.4 2.6
11. Necessary conversation 2.00 (2.0) 7.8 27.3 36.2 24.6 4.1
12. Information about therapies 2.00 (1.0) 4 21.0 36.9 33.5 4.7
13. Continence training (diapers) 1.00 (1.0) 6.8 14.6 22.7 31.1 24.7
14. Continence training (insert catheter) 1.00 (1.0) 1.2 4.7 12.5 52.5 29.1
15. Activating or rehabilitating care 2.00 (2.0) 5.2 23.2 40.1 22.8 8.8
16. Education and training 1.00 (1.0) 2 11.4 28.8 33.5 24.3
17. Preparation for discharge 2.00 (1.0) 1.9 14.2 39.8 35.4 8.8
18. Monitoring patients as described by physician 2.00 (1.0) 2.8 14.9 33.5 47.8 1
19. Monitoring patients as the nurse felt necessary 2.00 (1.0) 4.8 19 34.2 40.6 1.5
20. Monitoring of confused patients & use of restrains 1.00 (1.0) 4.9 18.7 19.9 32.9 23.6
21. Monitoring of confused patients & use of sedatives 2.00 (2.0) 5.1 19.9 25.6 27.5 21.8
22. Delay in measure because of a physician delay 2.0 (1.0) 3.8 18.6 28.9 31.9 16.8
23. Administration of medication, infusions 2.00 (1.0) 2.8 17.5 43.1 35.4 1.2
24. Change of wound dressings 1.00 (1.0) 0.8 9.6 28.1 54.7 6.8
25. Preparation for test and therapies 1.00 (1.0) 0.4 8.2 28.9 53.3 9.2
26. Keep patient waiting who rung 2.00 (1.0) 5.1 18.6 35.9 40 0.3
27. Adequate hand hygiene 1.00 (1.0) 2.8 10.5 34.9 51.5 0.2
28. Necessary disinfection measures 1.00 (1.0) 1.2 6.3 30 61.7 0.8
29. Studying care plans 2.00 (1.0) 7.6 16.7 32.3 42.6 0.7
30. Assessment of newly admitted patient 2.00 (2.0) 11.5 26.6 34.8 19.1 8
31. Set up care plans 2.00 (2.0) 12.3 23.7 34.2 21.8 8
32. Documentation & evaluation of the care 2.00 (2.0) 5.4 24.3 41 28 1.3
SD = standard deviation; IQR = interquartile range; BERNCA-R: range of the scale 0 = not required, 1 = never, 2 = rarely, 3 = sometimes, 4 = often.
Table 3
Summaries of the rationing predictor variables.
Variables (N = 1633) Nurse level Unit level Hospital level
Rationinga – mean (SD) 1.69 (0.558) 1.69 (0.223) 1.69 (0.141)
Quality of the nurse practice environmentb
(1) Nurse manager ability – mean (SD) 3.07 (0.635) 3.69 (0.395) 3.07 (0.297)
(2) Staff resources adequacy – mean (SD) 2.52 (0.685) 2.52 (0.428) 2.52 (0.309)
(3) Collegial nurses & physicians – mean (SD) 2.92 (0.524) 2.92 (0.282) 2.92 (0.178)
Workload
Patient-to-nurse ratio – mean (SD) 7.87 (5.139) 7.87 (2.029) 7.87 (1.472)
Number of patients needing support with all ADL – mean (SD) 4.29 (3.380) 4.29 (1.542) 4.29 (1.019)
Number of patients needing hourly/more frequently monitoring – mean (SD) 2.24 (2.313) 2.23 (0.830) 2.24 (0.551)
Safety climatec – mean (SD) 4.98 (1.338) 4.98 (0.544) 4.98 (0.386)a BERNCA-R: range of the scale 0 = not required, 1 = never, 2 = rarely, 3 = sometimes, 4 = often.b PES-NWI R: range 1 = strongly disagree, 2 = disagree, 3 = agree, 4 = strongly agree.c SOS: 1 = not at all, 2 = to a very limited extent, 3 = to a limited extent, 4 = to a moderate extent, 5 = to a considerable extent, 6 = to a great extent, 7 = a very
great extent; SD = standard deviation.
Please cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissacute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
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M. Schubert et al. / International Journal of Nursing Studies xxx (2012) xxx–xxx 7
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ient-to-nurse ratio was significantly associated withoning. At the unit level, a higher patient-to-nurse ratios significantly associated with higher levels of rationing in
separate model (p-value 0.004) (Table 4), although thisociation was not significant in the adjusted model (p-
e 0.144) (Table 5). At the hospital level, a more favorablymated ‘‘patient safety climate’’ (H3) was associated wither levels of rationing in both the separate (p-value 0.003)
ble 4) and adjusted models (p-value 0.009) (Table 5).se experience and nurse education were not, asothesized (H4), significantly associated with rationingither the separate (p-value 0.162–0.855) (Table 4) or
usted models (p values 0.296–0.971).
iscussion
This study used data from the RN4CAST study, collected a quota sample of 35 Swiss acute care hospitals, to
describe the levels of implicit rationing in Swiss acute carehospitals and to explore, via multilevel modeling, theassociation between a set of potential correlates (selectedbased on the theoretical model) and implicit rationing ofnursing care. Comparable with the results of the RICHNursing study, the measured rationing levels acrosshospitals were rather low, although there was consider-able variability in rationing frequencies among the 32nursing tasks included in the BERNCA-R. Respondentsmost frequently rationed tasks in the areas of caring anddocumentation, and less frequently those related tomedical, technical, and therapeutic treatments. Theseresults are in line with the international evidence onrationing, prioritizing or missed nursing care, where mostrationing has also been observed in the areas of caring andsupport (Aiken et al., 2008; Morin and Leblanc, 2005;Rochefort and Clarke, 2010).
This suggests that nurses have developed an informalhierarchical system, which they use for prioritizing thenecessary nursing care, when resources are too scarce toprovide the required care to all patients. Tasks with a moredirect effect on patient’s health condition, which, ifomitted, are most likely to reduce negative consequenceson patient outcomes, e.g., monitoring or medicationadministration, seem to receive higher priority than thosewhose potential effects are less immediate or direct. Also,tasks for which the required amount of time cannot beexactly estimated, or where no possibility exists toshorten them by carrying out abbreviated versions,appear to be another factor driving prioritization. Forexample, the time needed to administer a medication or tochange a wound dressing can be more accuratelyestimated than the time needed to offer emotionalsupport. Or when changing the position of a patient withrestricted mobility/motility, faced with scarce resources/time, the nurse might decide to carry this task out with
le 4
rate multilevel models to identify significant predictors for rationing
ursing care.
riables B (estimates) Error t-Value p-Value
affing and resources adequacya (fixed estimates)
Nurse level 0.031 0.025 1.237 0.216
Unit level �0.181 0.055 �3.305 0.001
Hospital level �0.097 0.079 �1.227 0.210
rse manager abilitya (fixed estimates)
Nurse level 0.008 0.027 0.234 0.815
Unit level �0.064 0.066 1.707 0.088
Hospital level �0.121 0.082 0.394 0.679
llegial nurse physiciansa (fixed estimates)
Nurse level �0.036 0.030 �1.218 0.223
Unit level �0.013 0.079 �0.167 0.866
Hospital level �0.234 0.127 �1.911 0.062
tient-to-nurse ratio (fixed estimates)
Nurse level 0.004 0.003 1.526 0.127
Unit level 0.035 0.012 2.897 0.004
Hospital level �0.010 0.017 �0.600 0.543
. of patients needed support with all ADLs (fixed estimates)
Nurse level �0.001 0.004 �0.167 0.867
Unit level 0.025 0.015 1.677 0.095
Hospital level �0.007 0.025 0.296 0.768
. of patients needed � hourly monitoring (fixed estimates)
Nurse level 0.001 0.006 0.234 0.815
Unit level 0.048 0.028 1.707 0.088
Hospital level 0.017 0.042 0.394 0.679
fety climateb (fixed estimates)
Nurse level 0.003 0.011 0.243 0.808
Unit level 0.022 0.043 0.518 0.603
Hospital level �0.176 0.056 �3.164 0.003
rse experience (fixed estimates)
Nurse level 0.001 0.002 0.603 0.546
Unit level 0.006 0.006 1.023 0.306
Hospital level 0.008 0.012 0.649 0.502
rse education (fixed estimates)
Nurse level 0.050 0.050 1.001 0.317
Unit level �0.038 0.208 �0.185 0.855
Hospital level 0.355 0.257 1.380 0.162
rate multilevel models for each predictor performed with R package
4. The predictors were partitioned into three parts: nurse level, unit
l and hospital level, in order to investigate the effects of one predictor
ationing (outcome variable) at different levels.
PES-NWI R: range 1 = strongly disagree, 2 = disagree, 3 = agree,
trongly agree.
SOS: 1 = not at all, 2 = to a very limited extent, 3 = to a limited extent,
o a moderate extent, 5 = to a considerable extent, 6 = to a great extent,
very great extent.
Table 5
Three level model with significant predictors from separate models.
Variables B (estimates) Error t-Value p-Value
Staffing and resources adequacya (fixed estimates)
Nurse level 0.048 0.031 1.565 0.117
Unit level �0.161 0.081 �1.980 0.042Hospital level �0.049 0.135 �0.361 0.782
Patient-to-nurse ratio (fixed estimates)
Nurse level 0.005 0.004 1.514 0.127
Unit level 0.023 0.016 1.400 0.144
Hospital level �0.004 0.021 �0.178 0.847
Safety climateb (fixed estimates)
Nurse level 0.002 0.012 0.141 0.889
Unit level 0.072 0.043 1.683 0.090
Hospital level �0.190 0.073 �2.618 0.009
Multilevel regression analysis performed with R package lme4. Fixed and
random estimates of 3-level model were estimated. The random part of
the three-level model includes the unit level random intercept and
hospital level intercept. In the adjusted model was controlled for gender
(female), age, employment (fulltime) and hospital typology as possible
confounders.a PES-NWI R: range 1 = strongly disagree, 2 = disagree, 3 = agree,
4 = strongly agree.b SOS: 1 = not at all, 2 = to a very limited extent, 3 = to a limited extent,
4 = to a moderate extent, 5 = to a considerable extent, 6 = to a great extent,
7 = a very great extent.
ease cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
M. Schubert et al. / International Journal of Nursing Studies xxx (2012) xxx–xxx8
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only passive patient involvement, and not, as normally,with active involvement. However, this supposed prioritysystem requires further exploration, preferably using aqualitative study design.
Multilevel regression analysis was used to explore theassociation between the nine selected predictors andimplicit rationing of nursing care. Although internationalresearch often uses only the patient-to-nurse ratio inregression models, because of co-linearity between thisvariable and the NWI-R staffing and resources subscale,this study used both variables. This was based on the aim,as stated above, of evaluating the potential predictors forrationing. It is therefore important to evaluate which ofthese variables is the better predictor for rationing.Furthermore, in this study the co-linearity between thesetwo variables was within an acceptable range, whichjustifies this procedure.
As hypothesized, the unit level staff resource adequacy,a dimension of the nurse practice environment, wassignificantly associated with rationing (H1). Assuming thatnurses from the same unit will rate the quality of thepractice environment similarly, it is not surprising that,aggregated at the unit level, this variable was significantlyrelated with rationing. Because ‘staffing and resourceadequacy’ is a prerequisite for nurses to deliver adequatecare to their patients is this result, from a conceptual andclinical point of view not unexpected.
Neither of the other two studied nurse practiceenvironment dimensions – ‘nurse manager ability’, and‘collegial nurses & physicians’ was significantly associatedwith rationing in either the separate or the adjusted model,indicating that these two dimensions are less relevant forrationing. Because staffing and resource adequacy is aprerequisite for nurses to deliver adequate care to theirpatients, the relevance of this subscale as a predictor forrationing from a conceptual and clinical point of view is notsurprising. However, these results contradict earlierfindings, which suggest significant associations betweenboth dimensions and rationing (Rochefort and Clarke,2010; Schubert et al., 2007).
Of the three other selected organizational measures –the patient-to-nurse ratio, the number of patients whoneed support with all ADLs’, and ‘the number of patientswho need hourly or more frequently monitoring’ – (H2),only the unit-level patient-to-nurse ratio was signifi-cantly linked with rationing in the separate model, and nosuch association was visible in the adjusted model. Thisresult indicates that the nurse work environment ‘staffresource adequacy’ dimension, which includes items suchas ‘‘Enough staff to get the work done’’ or ‘‘Enoughregistered nurses on staff to provide quality patient care’’is a stronger predictor for rationing than the patient-to-nurse ratio. For future research it will be necessary to usemore refined measures of nurse staffing and workload.One possibility is nursing hours-per patient-day, whichreceived the highest consensus score in Van den Heedeet al.’s expert rating as an indicator of the number ofnursing staff necessary on a unit (Van den Heede et al.,2007). Using this variable Kalisch et al. found a significantassociation between higher numbers of hours per patientday and the incidence of missed nursing care, which is a
related concept to rationing of nursing care (Kalisch et al.,2011).
Confirming our hypothesized relationship betweenhospital safety climate/culture and rationing (H3), patientsafety climate, aggregated at the hospital level, was thesecond factor significantly associated with rationing.However, considering that the SOS reflects patient safetyclimate at the unit level it was somewhat surprising to finda significantly association at the hospital level instead. Onepossible explanation might be the small variability insafety climate levels among units within the samehospitals. However, as this is the first known case of asignificant association between safety climate and ration-ing, it requires further exploration.
The hypothesized associations between nurse experi-ence and nurse educational level and implicit rationing ofnursing care (H4) were not confirmed. This may haveresulted from the homogeneity of the nurse sample, i.e.,the fact that the overall proportion of nurses withacademic degrees was very likely too small (10%) for itseffect to be distinguishable. Furthermore, the number ofyears worked as a nurse, which we used as a proxy forexperience, may have been too unrefined in this context toshow an effect. And while these results support those ofKalisch et al., who found no significant associationbetween professional experience and missed nursing care(Kalisch et al., 2011), given that various studies andprojects indicate an association between professionalexperience/expertise and decision-making, clinical judg-ment and prioritization (Klein, 2008; Ruth-Sahd andHendy, 2005; Thompson et al., 2008), these associationsdemand further exploration. Future studies on the topicwould benefit from mixed method designs, the quantita-tive elements of which should include more refinedmeasures of expertise.
In fact, one of this study’s most significant limitationswas its cross-sectional design, which allowed no conclu-sions regarding causality. Furthermore the use of theRN4CAST’s pre-defined number of correlates of implicitrationing of nursing care ruled out exploring the full rangeof potential correlates suggested in the theoretical frame-work.
At the same time, several strengths are notable. In spiteof the limits of a cross-sectional design, for example, aquota sample of 35 small, midsize and larger Swiss acutecare hospitals represented Swiss acute care hospitals asaccurately as possible, thereby supporting the externalvalidity of its findings. Further, the results underscore theadequacy of the statistical approach used to explore eachpredictor’s effects on outcomes at three different levels.This permitted both the identification of significantpredictors and the definition of the degree to which eachwas linked with the outcomes of interest.
5. Conclusions and implications
This study’s results showed variability in the prevalenceof rationing among the 32 nursing tasks, indicating that,when faced with resource shortfalls, nurses prioritizenecessary nursing tasks in different ways. However, itappears that tasks related directly to medical, technical,
Please cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissacute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016
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M. Schubert et al. / International Journal of Nursing Studies xxx (2012) xxx–xxx 9
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therapeutic treatments related to patient safety areerally accorded the highest priority.Of nine potential predictors, two were consistentlyed with rationing in both the separate and adjustedltilevel models. The first – unit level adequacy of nursefing resources – is a basic condition for safe, adequatesing care (Clarke and Donaldson, 2008). The second –pital level patient safety climate – was studied here for
first time in relation to rationing, with resultsicating a significant relationship between hospital-el patient safety climate and rationing. This associationuires further exploration.Regarding possible implications for clinical nursingctice, the identified rationing predictors can deter-e starting points for interventions: their prevalence
els can indicate when rationing exceeds predefinedesholds, i.e., where the risk of negative impacts onient and nurse outcomes rises to an unacceptableel (Schubert et al., 2008, 2009). With this in mind, oneious starting point would be to invest in improving
quality of the nurse work environment, particularly adequacy of nursing resources. As this could logicallyexpected to lead to reduced rationing levels, it would
reduce the risk – and expense – of negative patientcomes. Similarly, by increasing awareness of relatedes, investing in an institution’s patient safety climate
culture would also likely lead to reduced rationingels.Further, given the previously indicated relationshipsween rationing and patient safety, quality of care andatient mortality rates (Schubert et al., 2008, 2009,2), it is crucial to increase our understanding of thes patient safety climate, nurse experience andcation play in this context. Since knowledge of thesees cannot be captured with quantitative research, it
ecommended that future studies use mixed-methodigns to explore the interrelationships between theerse related factors, implicit rationing of nursing care
outcomes (as described in the framework used fors study). Finally, more knowledge of nurses’ under-
g decision-making and clinical judgment processes isential to develop strategies to guide them, when nornative exists, in prioritizing and rationing necessary
e in a way that minimizes negative impacts onients.
nowledgements
The authors thank the participating hospitals, nurses, contact persons in the hospitals, and the Swiss4CAST Stakeholders committee for their contributionthis research. The authors also acknowledge Chrisltis for his work editing the article.
Conflict of interest: No conflict of interest.Funding: This study was funded by the Europeanon’s Seventh Framework Programme (FP7/2007-3) under grant agreement 223468. For more informa-
on the RN4CAST project, please visit www.rn4cast.eu.Ethical approval: Approvals were obtained from 13 local
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Please cite this article in press as: Schubert, M., et al., Levels and correlates of implicit rationing of nursing care in Swissacute care hospitals—A cross sectional study. Int. J. Nurs. Stud. (2012), http://dx.doi.org/10.1016/j.ijnurstu.2012.09.016