Introduction to a Marxist History of Technology
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Transcript of Introduction to a Marxist History of Technology
Introduction to a Marxist History of
Technology
The Development of Capitalism as Precursor to the Production
of the Machine
This paper is not simply an attempt to evade taking up
the necessarily longer view that such a Marxist account
would require; instead this is meant to introduce such a
history. The purpose of this work in the larger sense is to
identify, explain, and ultimately predict or contribute to
an understanding of the trajectory of machinery and
technological development in a (increasingly) capitalist
world. It is a tentative made in order to understand the
way the form of technology becomes determined by the law of
value and eventually produced by it.
To be truthful, this paper doesn't stand as an
introduction to a specifically Marxist history of technology
so much as a capitalist history of technology, and Marxism
stands out as the most appropriate method to understand this
history in terms of historical materialism and as a critique
of the political economy of machinery. This analysis is
concerned with the form of value and the relational
framework of capital (or capital as relation/form).
The beginnings of capitalism, while in certain ways
prefigured in early Dutch mercantilism and the commercial
families of early Italian city-states, truly begins when the
economy becomes autonomous from the rest of social and
political life. This trajectory is synonymous with the
Enlightenment. The real development of capitalism, of
industrial capitalism, takes place uniquely in Britain.
This is not the case out of any sense of Eurocentrism, but
simply a matter of a particular dynamic of social relations
that lends itself, rather by chance, to the development of
capitalist relations of production in particular.
In her book Democracy Against Capitalism Ellen Meiksins
Wood makes a compelling case for what is pejoratively called
"political Marxism" but what might be better seen as a
theory of transition from feudalism to capitalism that's
become known in academic circles as the "Brenner thesis".
It is important here to follow her argument against other
academic Marxists involved in the transition debates (like
Perry Anderson, among others). The argument she makes clear
in her book on the transition The Origin of Capitalism
recapitulates the argument made by Robert Brenner himself in
his article "Agrarian Class Structure and Economic
Development in Pre-Industrial Europe". While I won't go
through the entire argument here it's important to
understand that capitalism was not simply a conscious choice
among feudal lords to develop it - this is a tautology:
capitalism develops because people decided to develop
capitalism.
We are dealing with more than mere primitive
accumulation. Even Marxists who uphold primitive
accumulation are split in regards to the exact nature of the
transition from one mode of production to another. However
here I side with Wood and Brenner: rather than play around
with tautologies and explaining the nature of the transition
by its endpoint, or rather than solve the problem by simply
explaining the transition by positing its endpoint as if
capitalism is the natural conclusion to a historical
process. Historical materialism then is interested in
demystifying the appearance of history as viewed from the
present as natural development.
Capitalism is more accurately seen as a chance
development, which according to its own specific and
particular circumstances comes out as the "winner" during a
historical period owing to its productivity. Britain
emerges as the local origin of capitalism owing not to some
eurocentrism but merely out of the matrix of relations that
were specific to it owing to, among other things, a
centralized state and a hierarchy between the conslidated
state (there are no struggles amongst nobility and land is
centralized), property-owners, and tenant farmers. The
separation between the economic and the political is, for
Wood, what "sets the agenda"(Wood 1995:12) for the
development of capitalism.
The immediate consequences of the emancipation of the
economic from direct political control means the regulation
of rents by the market instead of custom law. The
possibility for extra-economic forces to exert themselves
over social life is however also predicated on the existence
of a strong state which is able to secure private property.
Direct coercive force becomes a necessary stage in ensuring
the possibility of the operation of mere economic forces.
What allows, then, for the supposedly "natural" growth of
capitalism is instead an adequate force capable punishing,
among other things, poachers (who violate the Game Laws
which prohibit hunting, gathering, fishing, collecting wood
on what were heretofore but now privatized common lands) and
coin-clippers (who threaten the foundation of the monetary
system of value).
Crucial here is the difference and dynamic of taxes and
rent. Under the conditions of the emergence of capitalism
there are three classes: the aristocracy, the landowners,
and the tenant farmers, this last which can no longer
sustain itself from the land (due to the Enclosures) but
must instead seek work from the landowners. The landowners
obtain the farmers' surplus (beyond the requirements of the
reproduction of their labor) in the form of rent, and then
the aristocracy obtains income through direct pressure in
the form of tax. Given the abundance of tenant farmers
(again, divorced from any direct means of subsistence) rent
becomes regulated by competition.
The separation between the economic and the political
is important in order to understand the market as a distinct
zone in which landowners are able to "force" tenant farmers
to compete amongst each other for work. The divorce between
the tenant farmer, previously the peasant working the land,
brought under competition among other fellow farmers, is
encouraged by levies to increase the productivity of his
work and therefore the productivity of his land, in order
ensure a larger part for himself. This is expressed in John
Locke's reasoning that the land belongs to whoever mixes his
labor with the land in order that he may improve it.
This drive to improve the land provides an
understanding of the conditions that undergird the British
Agricultural Revolution. The 3-field system in which crops
are grown on two fields and one is left fallow is augmented
to a 4-field system in which the fallow field itself is made
to yield crops, primarily various legumes, which are able to
be consumed while enriching the soil by fixing nitrate. The
development of tools (which will go on to serve as the basis
for the machine) in order to increase the property of land
(plows, threshers, seed drills) plays a central role in the
development of capitalism. And further, increasing the
productivity of land produces for the first time the free
worker.
The secret of the factory is motive power. Science
becomes absorbed in the production process as thermodynamics
and gravity are harnessed for their ability to making things
move. One of the first factories utilized water-power,
something that would be untenable in a cottage industry or
putting-out system, but requires a certain level of
centralization. Due to cost and their localization (the
fact that in order to harness water-power, one has to be
near a flowing body of water), and due to their efficiency
over cottage work we see the centralization that is
characteristic of the factory system (at that time).
Factories often become located in cities and tend to draw
freed up labor, the efficiency and productivity gained by
the agricultural revolution able to feed this newly emerging
working class with its surplus (sold through the market).
However due to the inability for this free worker to
provide for himself directly from property he hasn't got he
is forced to submit to the emerging factory system which
provides work and a wage to sustain himself as well as
housing that the first factories builds for its workers (for
rent, of course). And within the mills in which the worker
toils we have the first example of motive power in the form
of water, which lends itself to the development of the first
machines.
Rise of the Machine
The machine alters its motive power, being able to
retain its distance from direct sources of such power in the
utilization of animals. The emerging capitalist uses the
factory to centralize labor, to bring handicraft into the
larger factory system where multiple workers can work
together. Initially it was because machines were able to
produce at a lower cost that drove workers from cottage
industry into the factories. As it had driven the worker
from house and home it necessarily had to provide
accommodation.
Part of what I am interested in tracking is the
development of the tendencies of machinery through history.
What will become clear quite later is the modulating size of
machinery and its tendency to miniaturization. But here I
am concerned with the form of machinery in the first place,
and the necessary role it occupies. It does not occupy a
vacuum, it is not produced "from itself", it is and needs to
be seen as the necessary outgrowth of a form of value which
capital comes to impose as exchange-value, with its
increasing autonomy, comes to dominate all of social life.
A particular understanding of machinery and its
relation to the form of value comes through Hans-Dietrich
Bahr. Capital dominates, and out of its domination comes
the machine, the "purpose-built basis of the specifically
capitalist mode of production" (Bahr, 97). Machinery spawns
through a specific dynamic - the dynamic of class struggle.
As the workers rebel against their rule, against low wages,
they use their necessity to produce the commodity to band
together and sabotage production, either directly or through
alternate forms of refusal. They fight for a shorter
working day and this becomes a pivotal moment in the
development of the machine.
The evolution of surplus into surplus-value is
necessary to understanding the dynamics in play in class
struggle in this particular period. In feudalism the farmer
worked his crops (or what he hunted for, etc.) and gave the
surplus beyond what was necessary for his immediate and
simple survival to the landowner. The dynamic remains the
same in capitalism but its appearance changes shape. Now
the surplus(-value) produced by the worker is never seen,
but his wage reflects the means solely for the reproduction
of his labor-power. Surplus-value is the gap between the
money laid out for capital in the form of material resources
and labor-power (capacity to labor), and the value of the
commodity realized in consumption (frequently but not always
expressed in price, but always in money).
The capitalist has two ways to augment surplus-value
which help illustrate the dynamics of the capitalist use of
machines. Before the introduction of machinery the
capitalist is able to accrue increased surplus-value by
augmenting absolute surplus-value, that is, in maximizing the
length of the working day. As it stands, however, the
capitalist is limited by the limits of the working day. As
the workers rebel and protest often violently for a
shortening of the working day the capitalist is force to
seek the augmentation of surplus-value and therefore profit
through other means: hence the machine.
The machine operates at multiple levels with multiple
consequences, but it's emergence is steeped in class
struggle, as the reaction of capital to the law regulating
the working day.
It would be possible to write a whole history of the inventions made
since 1830 for the sole purpose of providing capital with weapons against
working class revolt (Capital, 563).
Through the machine the capitalist finds the means to
augment his share of surplus-value while often reducing the
share of his capital he has to set aside for wages.
Machinery increases the productivity of labor, therefore
cheapening commodities and therefore the commodities needed
for the reproduction of labor-power, lowering the value of
its reproduction. Let's lay out the working day borrowing
Marx's schema (Capital, 340):
a) A------B-C
b) A------B---C
c) A------B------C
The line that moves from A to B represents necessary
labor, the labor that produces the value of the worker's
wages. Line BC in all three cases is surplus labor, labor
beyond the value of the worker's wages and therefore the
labor that produces surplus-value. In all examples the
value of labor-power is constant, the productivity of labor
is constant. All that changes from (a) to © is the length
of the working day. In (b) the worker works 3 hours instead
of 1 and produes more surplus-value, but an equal amount of
necessary labor. Same case in © when the worker works 6
hours instead of 3 or 1. Machinery allows a flexibility of
the working day - it increases productivity and thereby
lowers the value of labor-power by shortening the line AB,
shortening necessary labor. Our series of working days thus
looks like this instead:
a) A--B-----C
b) A--B-------C
c) A--B----------C
As machinery develops it can reduce the value of labor-
power in cheapening the commodities of consumption as it
produces more of commodity x per hour. Instead of 5 workers
making 5 chairs per hour, now with the aid of machines 1 man
can make 5 chairs per hour, and therefore now 5 workers make
25 chairs per hour. The machine can in many (but not all)
aspects replace the worker, heralding a certainly
superfluidity of human labor, breaking the back of labor and
its ability to resist and refuse. Where there once was the
mass of workers now the machine confronts the worker with
his superfluidity in the production process, and therefore
the threat against his only means of sustaining himself,
much less his family, too.
More than breaking the worker's ability to intervene in
the production proces, to bring a halt to production, the
machine destroys the possibility of handicraft and skill,
increasing the rate of the expansion of the division of
labor (a division we see in its primary form in the division
between town and country). To bring back the example of
chairs, the carpenter cannot keep up with the power drill
and the automatic saw. One worker making one chair by
himself, all parts, driving all nails, fixing all supports,
versus the assembly line (granted a far later development) -
the outcome is obvious. John Henry is the worker's myth.
To take a contemporary example, rather than one worker per
commodity we have one factory which produces bristles,
another factory which produces handles, and a third where at
last the toothbrush is assembled. The production process
becomes reduced into components, preventing any sort of
"whole craft proficiency". There is no longer the chair-
maker, much less different types of chair-makers, there is
only the one whose job it is to assemble the chair no longer
from its natural constituent parts, but in a uniformity of
production such that the pieces from which the worker
"builds" the chair emerge ready-made from the factory itself
- "the production of commodities by means of commodities"
(Sraffa).
In the early stages of the development of capitalism,
it is the capitalist who lays hold of present production
methods. The capitalist brings the individual basket-
weavers into the factory, centralizes production. The
subsumption of these currently existing types of (cottage,
guild, handicraft) labor according to the dictates of
capital (i.e. surplus-value production, accumulation) is
"formal subsumption" (Capital, 645). Formal subsumption
occurs when capital or the capitalist makes the worker work
beyond what's necessary to sustain himself, it is capital's
grasping hold upon production in general.
Once capital lays hold of production, however, it
becomes the constant revolutionizing of production that is
real subsumption. Machinery is invented according to the
form of value and is therefore constrained to be a machinery
which produces primarily surplus-value. The development of
machinery follows the capitalist form of value. While
specific periodizations of the development of capitalism are
not the intention of this author, the real subsumption of
labor means the production of what is primarily relative
surplus-value through the productivity and perfection of the
efficiency of machines.
The machine breaks the class solidarity of the worker,
destroys their skills. Harry Braverman coins what he terms
the "Babbage principle", by which the production process is
broken down into its most elementary elements. Capitalism
devalues the value of labor-power through the division of
labor within the factory, breaking the workers former skill
and ability into miniscule operations which require no skill
at all. Here we need to understand Braverman's reading of
F.W. Taylor:
1) Reduction of knowledge to "rules, laws, and
formulae" (77)
2) The separation of execution, the application of
labor, and the knowledge or "brain work" which comprehends
the holistic process (e.g. Planning) (78)
3) The establishment of a "monopoly over knowledge to
control each step of the labor process and its mode of
execution" (82)
The breaking up of the labor process into constituent
parts, the product of the division of labor is the
diminished value of labor-power and therefore augments the
surplus-value generated by the production process. In
minimizing the worker's contribution he minimizes his
expenditures. Rather than laying out enough variable
capital to pay for a "Jack of all Trades", the capitalist
seeks out rather the "Master of None". Capital, by
employing machines, produces no longer simply the free
worker, but the mass or collective worker, the worker that
cannot comprehend the production process in its immediate
totality. A worker that no longer produces a totality but
merely a component part. A "deknowledging" accompanies the
worker's deskilling.
Further the machine induces a uniformity of labor and
produces identical results, a product of the standardization
and making-routine of simplified movements, comprehensible
in some cases in the "therblig" which takes into
consideration each necessary movement and perception of the
worker in the production process. As Bahr notes of the
mechanized production process, language no longer conveys
and communicates knowledge, but instead issues orders,
asking from the proverbial pound of flesh merely its manual
dexterity (Slater, 107). The uniformity of production on
the other side becomes the fetishization of heterogeneity,
many products in our current time marketed "each one
unique"or "no two are the same".
In the experience of the machine the accumulated
products of past labor, dead labor, rules over the living,
active worker. Where the machine once served man, man now
serves the machine, often as mere "watchman and regulator"
(Grundrisse, 705). So whereas the tool and hence the
machine are to play a role in alleviating the labor of the
individual, of the individual worker, instead the individual
or the human being becomes subordinate not simply to the
machine as such (within a capitalist class relation), but
subordinated primarily to the production of surplus-value
above all. The Luddites, among others, took this as a
consequence of the machine, and not a consequence of
capitalism. This would be their mistake, and one that Marx
would admonish:
It took both time and experience before the workpeople learnt to distinguish
between machinery and its employment by capital, and to direct their attacks,
not against the material instruments of production, but against the mode in
which they are used. (Capital, 454-455)
The Luddites, however, did not wholly miss their mark.
There is a certain iron law of capitalist production, a
"general law of capitalist production" (Capital, 762) which
cannot be ignored, and that is primarily and above all the
production of a surplus-population. The most powerful
weapon of the capitalist class against the workers is the
simple abolition of their necessity, or the necessity of
their labor. As the machine shortens the necessary labor
through the use of the productivity of the machine, it
produces a population increasingly superfluous to the
production process. If we have 10 people and a machine is
capable of replacing 9 of them, there are, over a secular
timeline, only a portion of those 9 unemployed to be re-
inserted back into the production process. The production
of a reserve army of labor reduces the wages paid out to
workers by increasing the competition for jobs, allowing the
capitalist to in many cases set aside less in variable
capital by paying out for the worker less than the value of
labor-power (the value of the reproduction of that labor-
power). Even as unemployed and unnecessary the surplus-
population "belongs to capital quite as absolutely as if the
latter had bred it at its own cost" (Capital, 784). The
deskilling which accompanies the introduction of the machine
also increases competition by homogenizing the level of
skill. The overcoming of labor by the machine, the
replacement of variable capital with constant capital in the
form of machinery and the increasing use of machinery
relative to labor is what Marx refers to as the "organic
composition" of capital (Capital, 761).
As capitalism progresses the three classes of
landowner, aristocracy, and farmer gradually becomes reduced
to the struggle between two - worker and capitalist.
The more or less favourable circumstances in which the wage-working class
supports and multiplies itself, in no way alter the fundamental character of
capitalist production. As simple reproduction constantly reproduces the
capital-relation itself, i.e., the relation of capitalists on the
one hand, and wage-workers on the other, so reproduction
on a progressive scale, i.e., accumulation, reproduces
the capital-relation on a progressive scale, more
capitalists or larger capitalists at this pole, more
wage-workers at that. The reproduction of a mass of
labour-power, which must incessantly re-incorporate
itself with capital for that capital's self-expansion;
which cannot get free from capital, and whose enslavement
to capital is only concealed by the variety of individual
capitalists to whome it sells itself, this reproduction
of labour-power forms, in fact, an essential of the
reproduction of capital itself. Accumulation of capital
is, therefore, increase of the proletariat" (Capital,
763-764).
The demand for hire wages and the demand for fewer
hours culminate in a crisis in capitalism for which the
machine is the response and the solution. The accumulation
of capital is notably increase of the superfluous proletariat.
In aiding the accumulation of capital the working class does
away with its means of subsistence in producing itself as
utterly surplus to the production process. The increasing
ranks of the surplus-population become itself a "lever of
accumulation" (Capital, 772). The mass of unemployed
becomes as well a form of natural resource fo capitalism.
This reserve army becomes what Marx terms a "lazarus-layer".
The figure of Lazarus is here noteworthy - the worker 'dies'
to the production process only to be resurrected when his
labor once again becomes necessary according to the dictates
of capitalist accumulation. For Marx, "The concept of the
free labourer contains the pauper" (Grundrisse, 604). The
worker is always the "virtual pauper", at any moment able to
be cast out of production once their labor-power is no
longer required. Marx distinguishes between different
segments of what he refers to as "the lowest sediment of the
relative surplus population" (Capital, 797):
1) Those able to work
2) Orphans and Pauper Children
3) The demoralized and ragged
This third is important to understand. In the third
case we are dealing specifically with those who "succumb to
their incapacity for adaptation". In the rapid and constant
revolutionizing of capital certain people are simply left by
the wayside. So not only can we think of a relative surplus
population, but perhaps possibly even an absolute surplus
population who can never be re-inserted into proccesses of
valorization but are instead reduced to the "informal
economy", of which the chiffonier is the prototypical example.
In our days we should become accustomed to people forced to
filter through scraps in order to find whatever precious
minerals from discarded junk (i.e. smartphones, computers)
or wiring might be able to be sold in order to merely
survive.
The greater the social wealth, the functioning capital, the extent and energy
of its growth, and therefore also the greater the absolute mass of the
proletariat and the productivity of its labour, the greater the industrial
reserve army. The same causes which develop the expansive power of capital,
also develop the labour-power at its disposal. The relative mass of the
industrial reserve army thus increases with the potential energy of wealth.
But the greater this reserve army in proportion to the active labour-army, the
greater is the mass of consolidated surplus population, whose misery is in
inverse ratio to the amount of torture it has to undergo in the form of labour.
The more extensive, finally, the pauperized ('lazarus-layer' in some
translations) sections of the working class and the industrial reserve army,
the greater is official pauperism. This is the absolute general law
of capitalist accumulation. Like all other laws, it is modified in its
working by many circumstances, the analysis of which does not concern us
here.
The capitalist is him or herself just as much the play-
thing of the law of value as the worker. The machine is not
the capitalist's choice. The machine is the capitalist's
necessity given capitalism as the dominant social relation.
It is in the capitalist's interest to maximize surplus-value
- it is precisely in maximizing the surplus-value that he
expropriates that he is and maintains his existence as
capitalist. Competition drives the capitalist to reduce the
value of his commodities in order to corner the market, in
order to maximize profits (through paradoxically lowering
the value). Likewise the capitalist might rely on
regulations which can push out the lesser profitable
capitalists in order to further be able to monopolize.
The "immediate aim" of the capitalist is not the use-
value of the commodities produced (Capital, 254), but the
surplus-value that is produced, and to that effect the
machinery produces above all surplus-value (Capital, 492).
The use-value of what the capitalist produces is secondary
to the capitalist's ability to valorize capital and
therefore to produce surplus-value and hence profit.
The capitalist need to press larger amounts of surplus-
value from smaller numbers of workers presents its own
problems which further push capitalism into crises. As (up
to now only human) labor-power is capable of furnishing the
capitalist with surplus-value, the use of machinery to
diminish labor-power devalues or "devalorizes" the value of
the commodity. So while the capitalist is capable, through
increasing his productivity, of producing larger masses of
profit, the rate of profit diminishes. So subjecting labor-
power to the dictates of supply and demand coupled with
competition between capitalists induces them to increase the
organic composition of value to the detriment of their
ultimate acquisition of surplus-value. This becomes what is
referred to primarily in Capital vol. III as the "law of the
tendency for the rate of profit to fall". As labor is
continually kicked out of production, and often due to the
fact that the value of commodities necessary for the
reproduction of labor have fallen, less labor and therefore
less value become involved in the production process.
"Capital itself is the moving contradiction, [in] that it
presses to reduce labour time to a minimum, while it posits
labour time, on the other side, as sole measure and source
of wealth" (Grundrisse, 706).
The crisis arises then as a central crisis of
profitability which is manfested in multitudes of catalysts
(i.e., financial). However this crisis of profitability
introduced by the productivity of machines is the central
contradiction of capitalism. And while we have encountered
here perhaps more firmly the capitalist history of machines,
it is precisely the viability of a capitalist future of
machines with which I am concerned. What happens, and more
importantly, what is to be done when labor has become
completely superfluous to production but we still have
capitalism? Technology will not turn capitalism to
socialism, but rather we will still be required to sustain
ourselves via the wage despite there being no avenue in
which we can employ our labor-power, or more importantly sell
our labor-power in order to merely survive. So the question
remains, are we going to witness a future in which human
life is subsumed to the dictates of capital, or will capital
self-destruct, or will it in fact be a burden which falls
upon humanity to abolish capital and capitalism once and for
all in the single blow of socialism.