International Legal Capacity Of Indigenous Peoples: Focus on the Iroquois
Transcript of International Legal Capacity Of Indigenous Peoples: Focus on the Iroquois
THE INTERNATIONAL PERSONALITY OF INDIGENOUS PEOPLES :
An Account from North America
David Schneider
and
Louis Furmanski
Department of Political Science
University of Central Oklahoma
Edmond, OK 73034
Prepared for delivery at the 1996 Annual Meeting of the American Political Science
Association , The San Francisco Hilton and Towers, August 29-September 1, 1996
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Three fundamental approaches exist in dealing with minority rights in law1. The
first is to seek the integration of minority groups into the larger society. This can be
advanced in either of two ways. The first is to try to assimilate minorities thru benign
measures such as non-discrimination laws or legal guarantees of equality. The second
approach also has as it's ultimate objective the integration of minority groups into the
majority society. Its measures are, however, of a coercive nature. Examples abound and,
in most cases, their purpose is to advance the domination of the majority group, generally
through exercising political, economic, or culture hegemony. The third approach
recognizes that differences exist, and that an integrationist strategy, of whatever variety, is
unlikely to succeed. This approach acknowledges the inevitability of the differences
which separate the communities and to seek to accommodate those differences by
employing a variety of pluralist techniques. Very often all of the above can be found to
be part of the history of majority-minority group relations, sometime applied
simultaneously, or at different times during their mutual histories.
For the most part, how minority groups (as most indigenous peoples are regarded
within existing state structures) should be treated or protected was considered, until
recently, to be a matter of domestic policy, and, as such, of no relevance to international
law. Within a relatively brief time period, however, we have witnessed some rather
significant shifts in how indigenous peoples are treated within the body of international
1 Claire Palley, "The Role of Law in Relation to Minority Groups" in Anthony E.
Alcock, B.K. Taylor, J.M. Welton, eds. (1979) The Future of Cultural Minorities.
N.Y.: St. Martins Press. p.120.
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law. Immediately after WWI, the protection of minority rights was cited as a condition of
entry into the League of Nations, which also established machinery to settle disputes
arising out of allegations of mistreatment. The end of WWII brought further
developments, mainly in the area of human rights protections, thus shifting focus from
viewing the grievances of minorities from the perspective of group injustices, to seeing
them as examples of the violation of individual rights. However, we have recently
witnessed a swing back to viewing minority rights under the banner of group rights,
rather than the individual human rights focus.
Historically, members of the international community have been very reluctant to
recognize indigenous peoples as equal players in the international arena. The indigenous
inhabitants of North America were generally considered to be nothing but conquered
ethnic minorities. The power and influence that these indigenous people once exercised
was quickly forgotten once European settlements came to dominate the economic and
political arena. Despite the fact that their "treaty-making" resulted in much suffering and
loss, some indigenous groups have not forgotten, nor have they ever stopped considering
themselves equals within the international community. The Iroquois represent such a
group. The Iroquois Confederacy consists of six individual tribes- Onondaga, Seneca,
Mohawk, Oneida, Cayuga, and the Tuscarora. The Haudenosaunee, as they call
themselves, have consistently held that they have never ceased to be the same
Confederacy that stood equal to France, Britain, and the United States in the 17th and
18th centuries. The claim to such a status is not frivolous, nor is it a reactionary political
move. It is a concept intrinsic to Iroquois identity, tradition, and history.
This essay will contend that despite many obstacles, there is sufficient evidence to
support the argument that the Iroquois merit recognition as having the stature of
autonomous international actors. To provide a sufficient backdrop, this essay will first
look at the historical and treaty precedents that support the international status of the
Iroquois, and the implications of this status towards their efforts to attain increased levels
of self-determination. The continuing obstacles to their increased international status will
also be examined. Finally, a few thoughts on the implications of these developments will
be offered.
I. SUPPORT FOR AN INTERNATIONAL IDENTITY
A. Historical Precedent for International Identity
From the first Europeans encounters with the native inhabitants of the Americas,
customary international norms and other aspects of international law consistently affected
their relationship. Francisco de Vitoria (1480-1546), a Dominican professor of theology
at the Spanish University of Salamanca, was the first European to explore the legal
character of the relationship between native Americans and early European arrivals.
According to Vitoria, claims based upon the Doctrine of Discovery which argued in
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support of the validity of European title to land in the Americas were defective, given that
international law at that time only recognized land without an owner (res nullius) as
available to be taken under a Discovery claim. Valid title, Vitoria argued, rested with the
intrinsic sovereignty enjoyed by aboriginal peoples. As sovereigns, they consequently
possessed the right to negotiate equally with the European nations, and enter into
international agreements with them. Although his ideas were not generally accepted,
Vitoria's position does represent early assertion of the argument that the indigenous
peoples of the Americas should be recognized as possessing international status.
To be faithful to Vitoria's corpus of opinion on the status of native Americans, it
must be noted that he developed a justification for the European conquest of the
Americas, one that was based upon a view of their civilizations as inherently inferior:
"Although these barbarians are not all together mad...they are not
far from being so...They are not, or are no longer, capable of governing
themselves any more than madmen or even wild beasts and animals..." 2
In the final analysis, while Vitoria argues for the equality of north Americans and
Europeans within a legal discourse, his political discourse clearly accepts and advances
the inferiority of indigenous Americans.
Bartholomew de Las Casas (1474-1566), a Dominican missionary to the
American Indians of the West Indies, also spoke out on the illegitimacy of placing the
indigenous Americans in conditions of servitude to Spain. After traveling with Columbus
to America and Haiti, he vehemently opposed the Spanish enslavement of native
Americans. He characterizes European domination as unlawful, tyrannical, and unjust.
Like Vitoria, he argued that native Americans were their own masters, and that they had
the only legitimate claim to the land on which they lived. Nevertheless, the "new world"
obviously represented too much economic potential to allow adherence to a doctrine of
legal equality to interfere with European colonization.
The stage was thus set early on for the domination and exploitation of native Americans,
regardless of their legal status, national or international. The desire to exploit the riches
of the Americas, abetted by an ideology justifying the domination of "inferior beings",
resulted in the paternalistic guardianship known as colonialism.
The stance of the newly independent government of the United States was equally
duplicitous when it came to how it treated its indigenous neighbors. The political/legal
achievements of native Americans were recognized from the very beginning as putting
them on par with the achievements of European civilization of that era. Benjamin
Franklin, for one, expressed his admiration that the Iroquois Confederacy "should be
capable of forming a Scheme for such a Union, and be able to execute it in such a
manner, as that it has subsisted for Ages, and appears indissoluble."3 What Franklin was
3 Quoted in: John Howard Clinebell and Jim Thomson (1978) "Sovereignty and Self-
Determination: The Rights of Native Americans Under International Law," Buffalo
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referring to was the Iroquois Confederacy's Gayaneshagowa, or the Great Binding Law.
This system of government, recorded in wampum between 1300 and 1600 AD, outlines
the duties of the Five Nations (before the inclusion of the Tuscaroras) as members of the
Confederacy, and contains an elaborate concept of checks and balances which, as it has
been argued, influenced the drafting of the United States Constitution.4
After independence, the stance of the United States towards its indigenous
neighbors was unambiguously clear, i.e., it recognized them as independent, sovereign
states, with which it was to conduct normal diplomatic relations, including the waging of
war. The Northwest Ordinance, passed in 1787, contained the following passage:
The utmost good faith shall always be observed toward the Indians;
their land and property shall never be taken from them without their
consent; and in their property, right, and liberty they shall never be
invaded or disturbed, unless in just and lawful wars authorized by Congress.5
It was, of course, the latter half of the above injunction which came to dominate the
nature of U.S.-native American relations from that time on. This tragedy does not
diminish, however, the recognized equality under the law by which the United States, at
first, conducted it relations with the indigenous peoples of North America.
B. Treaty Precedent
Felix Cohen, who produced the definitive work on Federal Indian law, adressed
the debate over whether or not treaties had been made with independent nations. Cohen
quotes U.S. Attorney General William Wirt in his opinion concerning the Treaty of
Indian Spring:
...The point then, once conceded, that the Indians are independent to the
purpose of treating, their independence is, to that purpose, as absolute as
that of any other nation.
...Nor can it be conceded that their independence as a nation is a limited
independence. Like all other independent nations, they are governed
solely by their own laws. Like all other independent nations, they have
the absolute power of war and peace. Like all other independent nations,
their territory is inviolable by any other sovereignty.
....whether their title be that of sovereignty in the jurisdiction or the soil,
or a title by occupancy only, it is such a title that no other nation can
rightfully acquire, but by the same means by which the territory of all
other nations, however absolute in their independence , may be acquired-
that is, by cession or conquest....
As a nation they are free and independent. They are entirely self-
Law Review, v.27, no. 4, p. 682.
5 Act of Congress, August 7, 1787, Art3, 1 Stat. 50.
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governed, self-directed. They treat, or refuse to treat, at their pleasure;
and there is no human power which can rightfully control them in the
exercise of their discretion in this respect. In their treaties, In all
contracts with regard to their property, they are as free, sovereign,
and independent as any other nation.
.... Nor can I discover the slightest foundation for applying different
rules to the construction of their contracts, because they reside
within the local limits of the sovereignty of Georgia. [italics added]6
Once the treaty system was abolished by the Congress in 1871, subsequent
conventions came to be known simply as "agreements". This change meant little to the
Indian Nations at the time. Nor did the change in any way reduce the inherent
sovereignty of the Native Nations.
The Iroquois Confederacy has consistently held that the treaties they entered into
with the U.S. and Canada support their claim that they should be given recognition as
participants in the international community. They point to the Treaty of Fort Stanwix
(1784) and Jay's Treaty (1794). The Treaty of Canadaigua, considered especially
important, established everlasting peace between two sovereign nations and assured the
Six Nations that the borders of their land would be respected.7 It is upon these treaties
that the Iroquois base their assertion that their relationship with the Federal government is
as one of two parties on an equal footing with one another. Their argument, simply put,
is that the treaties the U.S. government entered into with native Americans carry the full
weight of international law and deserve the same distinction as treaties made with other
"foreign" countries. And, despite efforts by Congress to diminish their status, the
Supreme Court has consistently supported the native American argument that the status
of these treaties is as instruments of agreement between two sovereign nations.
Nevertheless, the reality of native American relations with the U.S. government
was accurately depicted in "A Brief Statement on the Background of Present Day Indian
Policy", which was submitted to the Department of State in 1938, the Office of Indian
Affairs.
During the years when the rivalries of England, France and Spain
on the continent gave the various Indian tribes positions of strategic
power, negotiations with these tribes were carried on by the Colonies
and later by the United States on the basis of international treaties.
These treaties acknowledged the sovereignty of Indian tribes and
implied the acknowledgment of a possessory right in the soil that the
tribes occupied. After the cession of Louisiana, by France in 1803,
the termination of the war with Great Britain in 1814 and the cession
of Florida by Spain in 1819, there developed an increasing tendency
7 Lawrence M. Hauptmann (1981) The Iroquois and the New Deal. Syracuse: Syracuse
University Press, p.3.
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to deny the sovereignty of Indian tribes and to deal with them by force
of arms.8
This betrayal of its legal responsibilities on the part of the U.S. government was not
supported by the Supreme Court which, in two landmark decisions excerpted below,
reaffirmed the international status of native Americans.
They have uniformly been treated as a State from the settlement
of our country. The numerous treaties made with them by the
United States recognize them as a people capable of maintaining
the relations of peace and war...The acts of our government plainly
recognize the Cherokee Nation as a State, and the courts are bound
by those acts.9
Chief Justice John Marshall would also later comment that:
The constitution, by declaring treaties already made, as well as those
to be made, to be the supreme law of the land, has adopted and
sanctioned the previous treaties with the Indian nations, and consequently
admits their rank among those powers who are capable of making treaties.10
This is an argument that operates powerfully in their favor. Although, as mentioned
above, while the treaty system was abolished in 1871, previously agreed upon treaties still
carry the weight of international law and are protected by the Constitution. In United
States v. Forty-three Gallons of Whiskey (1876), the U.S.. Supreme Court said:
The Constitution declares a treaty to be the supreme law of the land;
and Chief Justice Marshall, in Foster and Elam v. Neilson, ...has said,
"That a treaty is to be regarded, in courts of justice, as equivalent to
an act of the legislature, whenever it operates of itself, without the aid
of any legislative provision." 11
Due to government mismanagement, many treaty claims are still in the process of
adjudication. For example, in June of 1995, the United States Supreme Court upheld the
treaty guarantees of the 1830 Treaty of Dancing Rabbit Creek in Oklahoma Tax
Commission v. Chickasaw Nation.
An even more contentious legal situation surrounds the St. Regis, or Akwesasne
Mohawk reservation. The political complexity of the St. Regis reservation lends itself to
highly emotional confrontations regarding treaty obligations. At several instances in
time, Canadian officers at the U.S.-Canadian border insisted that the Mohawks pay
9 Cherokee Nation v. Georgia, 30 U.S. (5 Pet.) 1, 16 (1831).
11 Cohen 34 [old 8]
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customs fees when crossing the Cornwall bridge. The Jay Treaty of 1794, however,
exempts the Mohawks from having to pay any customs charge on account of the fact that
the Mohawks' land straddles the river. When the issue was forced by the Indians in 1969,
the matter was taken to court and it was acknowledged that the Mohawks had the right to
freely pass over the bridge. According to Vine Deloria, the Canadian government
decided to back away from the issue for fear that the Mohawks might choose to bring to
attention to the many other ways in which the government had infringed on the treaty-
protected rights of the Iroquois. And the Iroquois claims would not be minor, since they
claimed to hold title to no less than 85 percent of Ontario land.12
In summary, these early treaties were entered into as legal commitments between
two equal nations, thereby classifying them as international instruments. Since
international law is derived from customary law and treaties, these treaties between the
U.S. and the Six Nations are a bona fide component in establishing international norms
between the parties involved. It follows that they should be accorded the same status
within the international community as any covenant between nations. In fact, the validity
and international character of earlier treaties with indigenous nations has gained increased
support within international organizations recently. In its "Study of the Problem of
Discrimination Against Indigenous Populations," the UN Commission on Human Rights
declared:
Treaties and other agreements entered into by indigenous peoples
with other States, whether denominated as treaties or otherwise,
shall be recognized and applied in the same manner and according
to the same international laws and principles as the treaties and
agreements entered into by other States. Treaties and agreements
made with indigenous peoples shall not be subject to unilateral abrogation.
The municipal law of any State may not serve as a defense to the failure
to adhere to and perform the terms of treaties and agreements made with
indigenous peoples. Nor shall any State refuse to recognize and adhere
to treaties or other agreements due to changed circumstances where the
change in circumstances has been substantially caused by the State
asserting that such change has occurred.13
C. International Law and Self-Determination as Precedent
The right to self-determination is the focal point for Native Americans and other
indigenous peoples who have suffered a similar fate. It is the basis for the adoption of the
13 United Nations Commission on Human Rights, Sub-Commission on Prevention of
Discrimination and Protection of Minorities Working Group on Indigenous Peoples
First Session, "Study of the Problem of Discrimination Against Indigenous
Populations, " E/CN.4/Sub.2/AC.4/1982/R.1 (26 August, 1982), paragraph 6, from
The Fourth World Documentation Project:
halcyon.com/pub/FWDP/International/82-11964.TXT.
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Declaration on the Rights of Indigenous Peoples which provides a method of formal
communication to the world community on behalf of indigenous peoples.14
The right of a people to determine, for themselves, the character of their political
existence has come to be regarded one of the most fundamental human rights. That said,
it is also one of the most difficult to define, and controversial to implement. Of the most
important international documents referencing the principle self -determination are the
1996 Covenants, the first on Economic, Social, and Cultural Rights, the second on Civil
and Political Rights. Article 1 of each declares:
1. All peoples have the right of self-determination. By virtue of that
right, they freely determine their political status and freely pursue their
economic, social, and cultural development.
2. The peoples may, for their own ends, freely dispose of their natural
wealth and resources without prejudice to any obligations arising out of
international economic co-operation, based upon the principle of mutual
benefit, and international law. In no case may a people be deprived of
its own means of subsistence.
3. The State Parties to the Convention, including those having
responsibility for the administration of Non-Self-Governing territories,
shall promote the realization of the right of self-determination, and
shall respect that right, in conformity with the provisions of the Charter
of the United Nations.
Subsequent initiatives on the part of the UN have reaffirmed the commitment of that
organization to the principle of self-determination. Of these, perhaps the most notable is
the 1970 General Assembly Resolution # 2625, which proclaimed that: "all peoples have
the right freely to determine without external interference, their political status and to
pursue their economic, social and cultural development, and every State has the duty to
respect this right in accordance with the provisions of the Charter.."15
The status of the principle of self determination in international law is, however,
uncertain, as is the process by which legitimate claims are sorted out from those of, shall
we say, "lesser legitimacy". It is probably safe to say that self-determination is a
recognized legal right within the corpus of international law in the context of
decolonization, assuming one does not dispute the definition of colonialism too
vigorously. The decolonization context is clearly supported by General Assembly
Resolution 1514 (XV) - the Declaration on Granting Independence to Colonial Countries
and Peoples. Subsequent developments, such as the above cited 1966 Covenants, begin
15Declaration on Principles of International law Concerning Friendly Relations and
Cooperation among Strates in Accordance with the Charter of the United Nations,
G.A. Res. 2625, 25 U.N. GAOR, Supp. No. 28, 121, U.N. Doc. A/8082 (1970).
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to disassociate the right of self-determination from its colonial origin and begin to vest it
with an understanding which accepted the identification of peoples who had a right of
self-determination as peoples experiencing oppression. The Helsinki Final Act expresses
this development in rather stark language when it refers to "the principle of equal rights
and self-determination of peoples...in full freedom, to determine,, when and as they wish,
their internal and external political status, without external interference, and to pursue as
they wish their political, economic, social and cultural development."16
Even though there exist little doubt as to the acceptance of self-determination as
an accepted principle of international law, numerous conceptual problems remain to be
addressed by those who would wish to invoke this in support of their efforts to obtain
legal redress for their grievances.17
First, there is the problem of defining a "people" who possess the right to make a
valid claim to self-determination, i.e., Falkland Islanders; the Kurds; Basques;
Palestinians; or the Iroquois? Clearly, defining a people who qualify to invoke the right
of self-determination does not lend itself to a generally agreed upon legal definition. The
International Court of Justice, in its 1970 decision in the Greco-Bulgarian Case provided
the following definition of what constitutes a "people":
A group of persons living in a given country or locality, having a race,
religion, language and traditions of their own and united by the identity
of race, religion, language and tradition in a sentiment of solidarity, with
a view to preserving their traditions, maintaining their form of worship,
insuring the instruction and upbringing of their children in accordance
with the spirit and traditions of their race and rendering mutual assistance
to each other.18
Other attempts, such as that by the International Commission of Jurists in 1972 have been
equally futile.19 In reality, political dynamics determine which "oppressed" peoples gain
sufficient acceptance and support to merit their being recognized as having the right of
self-determination. This recognition has most often been expressed by UN Resolutions
which "grant" to certain oppressed groups the status as peoples possessing legitimate
aspirations of self-determination. Left unanswered is the question of the legal
competence of the UN to grant this recognition in the first place. Nevertheless, the
United Nations has not shied away from reaffirming the commitment of that organization
to the principle of self-determination. Of these, perhaps the most notable is the 1970
17 The following discussion borrows from Michla Pomerance (1984) "Self-Determination
Today: The Metamorphosis of an Ideal" in Israel Law Review, v.19 - excerpted in
Anthony D'Amato, ed. (1994) International Law Anthology, Anderson Publishing
Co. pp. 256-258.
19 Secretariat of the International Commission of Jurists, The Events in East Pakistan,
Geneva, (1972). p. 70.
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General Assembly Resolution # 2625, which proclaimed that: "all peoples have the right
freely to determine without external interference, their political status and to pursue their
economic, social and cultural development, and every State has the duty to respect this
right in accordance with the provisions of the Charter.."20
The second problem with implementing the right of self-determination is the link
with competing claims which invariably are part of a larger and complex political
dynamic responsible for generating such claims to begin with. Pomerance breaks down
this problem into three components:
a) The demand for secession or separate self-determination by one "self"
clashes with the claim to territorial integrity or political independence
put forward by the unit of which the first "self" is felt to be a part.
b) "Self-determination" by the smaller unit conflicts with the "self-determination"
to which the larger unit claims to be entitled.
c) There is an opposition between two claims to territorial integrity - that of
the larger as against that of the smaller unit.21
Thus understood, the claim of self-determination, carried to an extreme, may generate
more claims than it resolves, as successful claimants spawn aggrieved parties which seek
to then further their claims as well. As Pomerance put it, "self-determination, in the sense
of full independence and sovereignty, cannot be given to all peoples, unless the 'self' is
reduced to the individual 'self ' of the term's metaphysical origins."22 Of the prospects of
considering self-determination as an individually based claim, rather than a collectively
vested one, more will be said below.
The third problem associated with self-determination is that of time. Is there a
period of time beyond which claims of self-determination loose their viability and/or
credibility? The duration of a claim to self-determination might be one, comparatively
strong, factor in assessing its merit. Do more recent cases of oppression merit lesser
consideration than older, less serious, ones? Again, the international community is
relatively silent on this aspect, with the exception of its consistent support of self-
determination within the context of the decolonization process. This would seem to
establish a time frame outside of which claims of self-determination would not likely
receive widespread support, seeing that they would then likely run headlong into conflict
with another, and in ways much stronger, norm of international law - territorial integrity.
Yet, if one considers the willingness of the international community to accept the claims
of the Palestinian people, neither duration nor decolonization seems, in the final analysis,
to be a crucial factor.
The last problem associated with self-determination is that it is tied-in closely
with the concept of representative government. This assertion is, in some quarters,
21 Pomerance, p. 257.
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controversial. This author feels, however, that the two cannot be separated without doing
harm to both. In self-determination entails the right to pursue one's economic, social,
political and cultural development; to be free from political domination, or discrimination
based upon race, creed, or whatever; to enjoy fundamental human rights, among them to
participate in the selection of a government of one's choice, I don't see how self-
determination can be divorced from the practice of democracy. That said, the
fundamental problem which confronts democracies is, can a legitimate claim to self-
determination emerge within the context of a democratic political culture? Are not
democratic governments by definition representative and, hence, immune to fostering or
tolerating the kinds of conditions which ignite "oppressed" peoples to call for self-
determination?
If the principle of self-determination is appropriate to Native Americans, they
could define its relationship with the United States of Canada with the support of an
international standard. Some may choose to continue their semi-sovereign status, others
may choose total independence. The traditional Iroquois would have the support for the
position they have maintained throughout history.
International adjudication provides a precedent by which to operate and define
international norms. The following cases deal directly with two Iroquois tribes;
Mohawks and Cayugas, and illustrates the fact that courts, in deciding international
questions, set precedents that make it difficult for Native nations to claim equal status
among other nations.
In 1926, the Canadian Cayuga Indians maintained that they were the same
"Cayuga Nation" which signed the 1795 treaty with New York. They claimed that since
they represented the majority of the descendants of the "Cayuga Nation," they were
entitled to the same annuity as the other Cayugas within the borders of the United States.
The case was arbitrated by an international tribunal of the U.S. and Great Britain. The
tribunal found:
Such tribe is not a legal unit of international law. The American Indians
have never been so regarded... From the time of discovery of America
the Indian tribes have been treated as under the exclusive protection of
the power which by discovery or conquest or cession held the land which
they occupied... In the first place the Cayuga Nation has no international
status... It existed as a legal unit only by New York law. It was a de facto
unit...[Cayuga Indians Claim United States- Great Britain: Arbitral Tribunal
(1926) 6 R.I.A.A. 173] 23
On the contrary, American Indians have been regarded as legal units of international law
since first contact. The Cayuga Nation is indeed de jure, not simply an entity of fact, as
the Tribunal erroneously suggests. By their inclusion in the Great Law of Peace as one of
23 L.C. Green (1970) International Law. Oceana Publications. pp. 57, 58.
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the Six Nations of the Haudenosaunee, the Cayugas were a legally defined body long
before the arrival of the Europeans, and long before the existence New York law. The
United States made over 370 treaties with Native American nations between 1778 and
1871. A century of treaties illustrates the fact that the European powers, Britain, France,
the Netherlands, Spain, and Sweden, also recognized the sovereign character of the
Native Americans. Article VI of the U.S. Constitution gives these treaties the full
weight of law and accords them the same status as any international treaty.
... The Cayuga Nation, as it existed as a legal entity by New York law,
could not change its national character, without any concurrence by
New York, and become, while preserving its identity, as the covantee
in the treaty of and by British law. ...Such a legal unit cannot change its
national character by its own act... Even less is such a thing possible in
the case of an Indian tribe, whose dependent condition is as well settled
as its legal position is anomalous...
...In the second place, we must bear in mind the dependent legal position
of the individual Cayugas. Legally, they could do nothing except under
the guardianship of some sovereign. They could not determine what should
be the nation, nor even whether there should be a nation legally. [Cayuga
Indians Claim United States- Great Britain: Arbitral Tribunal (1926)
6 R.I.A.A.173] 24
Under commonly accepted norms in contemporary international law, the Cayugas should
have the ability to define their own existence in any manner they please. It is doubtful the
Cayugas were consulted on this point before it was written into the opinion of the
tribunal. This court has taken it upon itself to deny the Cayugas the very right of self-
determination that the UN has set before the international community as a common ideal.
In fact, most native Nations in North America should be considered states, if the test of
the 1933 Montevideo Convention on the Rights and Duties of States is applied. It lists
four criteria that demonstrate the existence of a state; "a defined territory, a permanent
population, a government, and a capacity to conduct international relations."
As previously argued, the historic relations that the Iroquois established with the
English, Dutch, and French during the early period of European colonization clearly
establishes them in an international role and, thus, provides the basis for modern
arguments supporting native American sovereignty.
With the encouragement of such Onondaga leaders as Samuel George in the mid-
1800s, and Deskaheh at the turn of the century, this interpretation of Iroquois-US
relations has remained consistent throughout the history of mutual relations between the
two. The more conservative Onondaga group, to this day, maintains an existence even
more separate from the dominant culture. In addition to religion, language, and
ceremonies, they have chosen to stay politically aloof from U.S. politics due to their sense
of nationhood.
13
On occasions, federal agencies respect Native sovereignty when it cannot be
avoided. This is illustrated by the case of Dennis Banks, an Ojibway and member of the
American Indian Movement, who in 1983 fled to Onondaga in his attempt to avoid arrest
by federal law enforcement officials. The authorities decided to avoid possible violence
and not enter the territory of the Onondagas. Regarding the situation, Chief Oren Lyons
explained that the council's authority could not stop the "warriors" from defending tribal
interests on the Onondagas' own territory.
The Iroquois have never consented to being governed by the U.S. or Canada and
have always maintained their desire for political autonomy. The ideal of autonomy has
yet to be realized, but in many ways the concept of a national sovereignty has been
supported and maintained over time. It is true that they operate within the current U.S.
political system, but only because they are powerless to do otherwise. To the Iroquois,
federal government law is de facto law, and there are members of their community who
are simply waiting for it to pass away. But, as many non-Indians say, change over the
centuries has been so dramatic that tribal sovereignty is impractical. Even if Indians do
want it, it is only a dream of the past. These critics contend that to allow their future to be
ruled by their collective past would not serve as a basis upon which to plan their future.
Changes have made the indigenous Nations into what they are today, but this does not
provide sufficient enough reason for the federal government to continue to dictate their
future. Any attempt by the Iroquois to assert political autonomy can be viewed as a
legitimate response to the overbearing policies of the United States.25
Does this mean some tribes would secede? Secession would not apply to all
tribes. It seemingly would apply towards those which voluntarily became part of a state,
as in Oklahoma, but by the definition of the term, it could not apply to those that had
never relinquished their sovereignty, nor desired to be under the direct influence of the
U.S. government. Indian land is governed by tribal law but overseen by the federal
government as a trust relationship. Tribes have never had the status of statehood, and
have never been participants in the federal system. They were not formed within the
federal system as were states. If U.S. federal law came to no longer be applied to Native
American tribes, it need not, nor should it, be considered secession. Rather, it would be a
withdrawal of Federal trust responsibilities and law from indigenous territories. The
situation would be a restoration of a previous condition, not the birth of a independent
polity. It would be similar to The U.S. withdrawing its influence from Guam or
Micronesia, or the U.K. withdrawing its influence from Scotland. It would be viewed by
many tribes as an end of a long, forced occupation.
There would be no immediate need to drastically alter the face of America.
Reaffirming the international borders and character of Native Nations would be as simple
25 John Howard Clinebell and Jim Thomson (1978) "Sovereignty and Self -
Determination: The Rights of Native Americans Under International Law," Buffalo
Law Review, v.27, no. 4, p. 712.
14
as defining the reservations as protectorates.26 Such a step would be small but is more
than adequately supported by precedent and history.
Even though it is true that most native Americans are economically dependent on
the US and Canada, some would gladly trade those benefits for the opportunity to have
true autonomy and their independence restored. Concerning the opinion of the Iroquois
on this matter, one author states:
In one aspect, Iroquois history is a success story: far from joining
the ranks of vanishing Indians, many more Iroquois walk the earth
today than were ever recorded before. If the policies of the United
States and Canada ever wholeheartedly embrace the principle of
cultural pluralism toward which these nations seems to be groping,
it is not inconceivable that the Iroquois may emerge as a strong,
united people once more.27
For the Iroquois, total political independence from the U.S. government would simply be
a confirmation of what they already know.
II. OBSTACLES TO INTERNATIONAL STATUS
"The relation of an Indian tribe to other governments presents a series of difficult
problems of international law," declares Felix Cohen.28 Most critics of the position which
supports the international stature of indigenous Americans argue that the matter is
entirely domestic, that international norms do not apply, and that the tribal functions are
too intertwined with the federal government for it to have any recognition as an
autonomous entity. The problems can be found in both domestic and international
arenas.
A. Domestic Obstacles
The Supreme Court of the 19th century sought to define tribal sovereignty in
Worcester v. Georgia (1832) and Cherokee Nation v. Georgia (1831). In these cases,
Justice Marshall maintained that the various tribes were separate political entities, yet
subordinate to the authority of the United States.29 Since the treaty making process was
abolished in the 1870s, the lines separating federal and tribal jurisdiction becomes
increasingly vague. John Howard Clinebell and Jim Thomson list several laws that
contribute to the problem. The Indian Reorganization Act, for example, gives the federal
27 Francis Jennings, ed. (1985) The History and Culture of Iroquois Diplomacy. Syracuse:
Syracuse University Press. p. 16.
29 Thomas R. McGuire (1990) "Federal Indian Policy: A Framework for Evaluation," in
Human Organization. v.49, no.3. p. 207.
15
government the ability to force the Indians to pattern their tribal governments after the
wishes of the United States. Another is Public Law 280 which allows the states to
assume certain types of jurisdiction over Indian reservations. Such attempts by federal
and state government to gradually assume control and make irrelevant tribal authority
serves only to muddle the relationship.30
Another government policy that complicates the issue of Iroquois independence is
the Indian Citizenship Act of 1927. Primarily due to the service of Indians in World War
I, citizenship and suffrage were extended to Native Americans. Many Iroquois, however,
were opposed to the notion that they were to be citizens of the United States. If they had
never been a part of the US or Canada, how could they now be citizens? They argued
that they already had citizenship with their own tribes, and that it is impossible to be a
citizen of more than one sovereign, a position that the U.S. has consistently taken within
its own domestic law (although this may be undergoing some modification). To the
people of the Six Nations, acceptance of citizenship would be a renunciation of the
treaties which guaranteed the Iroquois a separate status. To this day, the traditional
Iroquois refuse to accept any federal authority over them.31
The Akwesasne, or St. Regis, Mohawk reservation is an object lesson in how an
Indian community can suffer due to more pervasive government policies. The Akwesasne
reservation straddles the Saint Lawrence River in upper New York. In 1794 the Jay
Treaty, signed by the United States and England, delineated the Canadian-U.S. national
boundaries. According to the treaty, the border was drawn directly through the St. Regis
reservation. At the time, the Mohawks still enjoyed their own government, but in
subsequent years their method of government was to be dictated to them by the State of
New York, and then by the United States and Canada.
In the 19th century, the State of New York prescribed a system of government for
St. Regis in its New York Indian Code whereby three chiefs were to be elected from the
American side of the international boundary, one every three years. These officials from
the American side are the only ones the federal government will recognize. In addition,
the Mohawks must elect an additional council to represent them on the Canadian side. In
the eyes of the Mohawks themselves however, the state imposed chiefs do not hold near
the status or prestige as those chosen by the traditional system, which is still alive and
well on the reservation.32 To complicate the situation further, the United States and
Canada do not recognize the traditional government, nor does the traditional government
recognize the authority of the elected councils. 33
State courts were given the power to hear civil arguments between Indians in
1950. Indian interests were protected when the Supreme Court ruled that state courts
were available for Indians to use by their own choice. The law in no way granted to the
31 Hauptmann, p. 5.
33 Arden, 386
16
states jurisdiction over Indian country. The conflict over criminal jurisdiction was settled
when, in 1984, Congress decided that New York had jurisdiction over "offenses
committed by or against Indians on Indian reservations within the State of New York."34
While on the subject of the federal and tribal relationship, an interesting offshoot
in U.S.-native American relations is the service of native Americans in the armed forces.
Some would argue that military service under the aegis of the US would be conclusive
evidence of assimilation. On the contrary, it is argued by anthropologists/sociologists that
"military service" is part of the natural expression of Iroquois culture.
In the colonial era, each individual warrior fought for his own personal reasons.
There was not necessarily any single overriding motivation. Iroquois involvement in the
Civil War was consistent with this. Enlistment into the ranks of the Union was
enthusiastic and the young men of the Six Nations, unlike some their white counterparts
did not seek ways to avoid service.35
The Iroquois declaration of war on Germany in World War I was the act of a free
state. The Confederacy was purposely reasserting its independence. In World War II,
there was a declaration of war against Germany and the other Axis powers in June of
1942, but this time it was given by a traditional faction, not by the unified Confederacy.
The Six Nations Council did, however, refused to cooperate with the federal
government's compulsory service policy and the Selective Service Act. In fact they took
their case to court claiming that the Citizenship Act of 1924 was unconstitutional.
Laurence Hauptmann records the words of Chief Clinton Rickard, who presented the
Confederacy's position:
We had absolutely no objection to or young men serving in the armed
forces, but we did object to a violation of our national sovereignty and a
brushing aside of our treaties as well as the governments, legislating for us.36
The Iroquois subsequently lost their case in the Second Circuit US Court of Appeals.
The Haudenosaunee are proud of the role their members have played in the US
military but their involvement does not mean that Iroquois see themselves as citizens.
The Jay Treaty of 1794 meant that all hostilities between the United States and the
Confederacy were to cease, therefore it is considered perfectly logical for Iroquois men to
fight alongside the men from the United States. In this way they fulfill their treaty
commitment. But more important to their native identities, every conflict entered into by
the United States gives the young men an opportunity to gain status within their
community.37
35 Hauptman, p. 13, 14.
37 Hauptman, pp. 15, 16.
17
To summarize, the issues discussed above have fostered the overwhelming
attitude within federal and state government that indigenous Americans have been
reduced over the past century to merely a dependent ethnic group existing under a type of
wardship. But for all the disjointed, contradictory policies that obscure the lines that
separate them as sovereign and distinct political entities, the Supreme Court consistently
alludes to the tribes as semi-sovereign nations. This implies a certain amount of
autonomy.38
B. The International Arena
In addition to domestic hurdles, native Nations have found it difficult to benefit
from certain standards of international law accorded to "colonized" peoples. The
problems associated with the decolonization process prompted the UN to define exactly
what constituted a colony. The UN defined a colony based on the following three
elements:
1. foreign domination,
2. the presence of a political/territorial entity in the colony;
3. geographical separation from the colonizing power.
As one can see, indigenous Americans found it difficult to claim a colonial status because
they failed to satisfy the third element. That being the case, they would not be eligible to
claim any rights associated with decolonization. But The Inuit Tapirisat of Canada, who
have consultative status with the UN, have claimed that their situation constitutes a "form
of colonization trapping [them] within existing States" and it is "no less an arbitrary and
unjust denial of fundamental human rights." 39
In I it was admitted that the Jay Treaty (1794) and the Treaty of Ghent (1814)
between the United States and Great Britain delineated the boundaries between the two
nations without taking into account the problem of the political relationship between the
Canadian government and the Native American tribes whose land was located on the
boundary. The claim was brought by a Mohawk resident of the Akwesasne, or St. Regis,
reservation, through which the US-Canadian boundary was drawn by the aforesaid
treaties. As stated in the Court's decision:
The question of the Indians, however, was left untouched and
39 United Nations Commission on Human Rights, Sub-Commission on Prevention of
Discrimination and Protection of Minorities Working Group on Indigenous
Populations Twelfth session, "Standard Setting Activities: Evolution of Standards
Concerning the Rights of Indigenous Populations," Information received from the
Inuit Tapirisat of Canada (25-29 July 1994), The Fourth World Documentation
Project: ftp.halcyon.com/pub/FWDP/International/ 94-13054.TXT.
18
during the years that followed they presented both governments
with problems of reconciliation... No clear political conception has
been formulated of the relationship of the Indians either to the old
or the new Government especially in respect of rights in the lands
over which the natives had formerly roamed at will;... and their
protest was that the British had purported to transfer to the United
States a title which they did not posses...Indian affairs generally have
for over a century been the subject of expanding administration
throughout what is now the Dominion, superseding the local
enactments following the treaty designed to meet an immediate
urgency...
These considerations seem to justify the conclusion that both the
Crown and Parliament of this country have treated the provisional
accommodation as having been replaced by an exclusive code of
new and special rights and privileges... The appeal must be dismissed.
[Francis v. The Queen Supreme Court of Canada (1956) 3 D.L.R. (2d) 641]40
If Native American desired to raise a question of international law, they would
certainly want the matter settled by a disinterested third party. It seems as if the U.S. and
Canada play defendant and judge in the same forum. It necessarily follows that a
disinterested third party cannot be found in a US/ Canadian tribunal or in the Supreme
Court of Canada.
III. INTERNATIONALISM
In an attempt to counter the obstacles to their recognition as international
entities, the Iroquois, as have other nations, have continually appealed to international
norms. As it is naturally a part of the identity of a sovereign nation to interact with other
sovereign nations, some indigenous Americans periodically do so to further their
interests. For example, in the 1970s, the Council of Energy Resource Tribes, ( an
organization of over 20 tribes, such as the Navajo, Osage, Yakima, Blackfoot, Northern
Cheyenne, Crow, etc.) consulted with OPEC nations in order to more efficiently assess
and develop the resources found on the reservations. Their reason was that federal
management of Indian resources is appallingly sub-standard.41 More recently, in response
to the Canadian government's lack of enforcement of fishing laws, the Saugeen Ojibway
declared on September 23, 1995 that it was their intention to claim jurisdiction over
approximately 200 miles of coast around Georgian Bay in Lake Huron.42 Such an act is
reminiscent of the assertion of rights of coastal sates under the Law of the Sea
Convention.
41 Peter MacDonald, "Energy and Land Use Questions on Indian Lands," Wassaja 5,
5 Sept. 1977, 13.
19
Along political lines, the Iroquois contend they have never surrendered their
independence to anyone. Other such tribes asserting the same include the Shoshone and
the Hopi.43
While a group may not be directly involved in the international community,
sovereignty dictates that they have the capacity to do so at any time they choose. Not
only does the Iroquois Confederacy claim their political independence, but they have
chosen to involve themselves in the international community, nor has the pervasive
nature of the federal government has not diminished this ability. At many points in
history they have behaved in such fashion. Involvement in international discourse is a
Iroquois tradition. This tradition has its roots in early American history.
Cohen gives an account of the importance of the Iroquois' role in the early years of
the colonies:
The friendship of these Indians [Iroquois] was highly important,
if not a decisive, factor in the struggle of France and England for
this Continent. The history of this struggle, as enacted in America
is largely the history of these Indians, who in defending their own lands,
played an international role which brought them recognition in treaties
between France and England. It is no wonder that the Iroquois were
"courted and conciliated" by England and that their national character
was scrupulously observed and recognized. 44
Doug George-Kanentiio also elucidates the importance of the Six Nations:
Our ancestors managed not only to preserve a general peace among
these peoples but also conducted formal relations with Great Britain
and France on a nation-to- nation basis with Iroquois ambassadors
and representatives given full diplomatic recognition.
For decades the Confederacy acted as a security umbrella for the
colonists...But it was the Confederacy which prevented massive
retaliatory warfare between natives and whites...45
The 19th century was disruptive for most native Americans, during this time there
is little record of Iroquois involvement in the larger world. Yet, the 20th century was to
prove vastly different, and the most capable representatives in this century have come
from the Cayuga, Tuscarora, and the Onondaga, the "Fire Keepers" under the Great Law
of Peace.
43 Doug George-Kanentiio, "Haudenosaunee Confederacy a presence at the UN," in
News From Indian Country, late Sept. 1995, 13.
45Doug George-Kanentiio, "Iroquois Diplomacy and the Balkan Quagmire," in
News From Indian Country, mid October, 1995, 19
20
In the 1920s, a man by the name of Deskaheh, a Cayuga, also known as Levi
General, brought to the Six Nations his concept of reaffirming and defending Iroquois
sovereignty, which proved to have a significant effect in renewing enthusiasm and
interest in this issue. In response to Canadian policies, he traveled on an Iroquois
passport to Europe as representative of the Confederacy Council at Grand River. His goal
was to defend the Haudenosaunee cause before the British secretary of the Colonial
Office and the League of Nations in Geneva. He argued, as the Iroquois have consistently
maintained, that they have never given up any sovereignty.46 Although his two years of
persistence were ineffective in the political sense, Deskaheh did succeed in reintroducing
the Iroquois to the nations of the world.
Then there is the Tuscarora man, Wallace "Mad Bear" Anderson, who traveled to
almost every seaport in North and South America as merchant seaman and established
contacts with Mexican and Central American Indians. Vine Deloria Jr. suggests that
Anderson built the groundwork that led to a closer network of North, Central, and South
American Indians.47
Since that time, the Iroquois presence has become well established in international
organizations. In 1984 the Iroquois assisted in drafting a "Declaration of Principles of
Indigenous Rights" in Panama and were formally recognized in Holland at the Fourth
Russel International Tribunal.48 The following year, Chief Leon Shenandoah, Onondaga,
proposed a future "worldwide cease-fire" for 1986 before the United Nations General
Assembly.49 In 1987, Onondaga Chiefs Oren Lyons and Bernie Parker were invited to
Bogata, Columbia to support the Miskito Indians in their peace negotiations with the
Sandanista government. The Miskitos' desire for independence from Nicaragua is said to
be a struggle the Iroquois traditionalists see as an extension of their own.50 And more
recently on November 22 and 23 of 1993, the Onondaga delegation , comprised of Oren
Lyons, Audrey Shenandoah, Leon Shenandoah, and Jake Swamp, attended the UN's
"Cry of the Earth, the Legacy of First Nations" environmental conference.51 And of
course, they do their traveling on Iroquois-issued passports.
As this paper has shown, the ability of the Iroquois to operate on the international
level has been severely discouraged by the U.S. and Canada's federal governments, as
well as some points of international law. But at the same time, this ability is supported
47Deloria, p. 233
49Chief Oren Lyons, "Haudenosaunee: Mohawk-Oneida-Onondaga-Cayuga-Seneca-
Tuscarora To the General Assembly of the United Nations New York" (24 October,
1985) The Fourth World Documentation Project:
halcyon.com/pub/FWDP/Resolutions/International/ daypeace.txt.
51 Valerie Taliman, "Legacy of First Nations heard at United Nations, " in
News from Indian Country, mid-December 1993, 1.
21
by history and the very core ideals that gave rise to international law. While this intrinsic
Iroquois characteristic may not be recognized by some, it is now reemerging as a tool to
reintroduce the tribes back into the international community as they once were before. To
involve themselves in such matters is entirely consistent with Iroquois tradition, identity,
and their belief in autonomy and independence. They will not wait for the federal
government's blessing. For the native Nations that would desire to move in this
direction, the Iroquois would serve as an example and would set a hopeful precedent in
U.S. federal policy.
22
IV. CONCLUSION
The road to Native American self government has a long and tortuous one, with
many disappointments along the way. There is reason to believe that due to the higher
international visibility that native American claims now enjoy, the most basic right, the
right of self-government, may be closer to being realized. The transfer of economic
control of American Indian reservations from the Federal government and the Bureau of
Indian Affairs to the tribes themselves has laid the economic groundwork to assist
measures to enhance political autonomy.
The acceptance on the part of the government of the United States that Indian
Rights are subjects of international concern for which it accepts responsibility is another
significant development. The U.S. government has publicly placed Indian Rights under
Basket III topics of the 1975 Helsinki Act, thus creating an international commitment to
enter into government-to-government relations with its Indian nations. While this
remains largely a paper commitment to date, its significance should not be
underestimated. The prestige and credibility of the United States to speak out on minority
rights abroad is now increasingly subject to scrutiny based upon its compliance to its
commitments at home.
President Reagan exhibited his sensitivity to this relationship when he committed
his administration to promoting a policy of Indian self-government. While his
motivations may not have been totally in line with the Helsinki Final Act, the end result
has been measured improvement in the ability of Native Americans in the United States
to exercise higher degrees of autonomy, particularly in the economic arena. The impact
of efforts to devolve ever more federal government responsibility down to the level of the
states does not bode particularly well for continued progress. The key question to ask
may be: Will Native Americans be content to accept progress in their economic and
social development, while experiencing little progress in achieving greater levels of
political autonomy?