additions of licensed persons/registered institutions during 05 ...

ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2021

CE Name CE No. Licence Type Types of Regulated Activity

Draco Investment Management Limited BQF067 Licensed Corporation 1, 4, 9

Flow Capital (HK) Limited BQP846 Licensed Corporation 9

Harbour Central Capital Limited BQH886 Licensed Corporation 4, 9

Heirloom Capital Limited BQP817 Licensed Corporation 4, 9

Huabang Corporate Finance Limited BHD369 Licensed Corporation 6

Jone Portman Limited BQL065 Licensed Corporation 1, 4, 9

Lux Aeterna Capital Limited BQP453 Licensed Corporation 1, 4, 9

New Universe Securities (HK) Limited ABY892 Licensed Corporation 1

Phoenician Securities Limited BPY493 Licensed Corporation 1

Planetree Discount Lending Limited BPJ458 Licensed Corporation 8

RiverCircle Investments Limited BQN240 Licensed Corporation 4, 9

Roofer Asset Management Limited BQS108 Licensed Corporation 9

SBIA (HK) Limited BQG460 Licensed Corporation 1

SF REIT Asset Management Limited BQP590 Licensed Corporation 9

Silver Spring International Limited BNO021 Licensed Corporation 9

StillBrook Capital Limited BQP367 Licensed Corporation 9

Tin Chun International Asset Management Limited BQP878 Licensed Corporation 9

Wave Rider Asset Management Limited BQF625 Licensed Corporation 9

Y2 Capital Partners Limited BQS307 Licensed Corporation 4, 9

Yipei Global Capital Limited BQL626 Licensed Corporation 4, 9

AN Yuan BMY714 Licensed Representative 1, 6

AU-YEUNG Sze Man BQW403 Licensed Representative 1, 4

BAI Yang BGN055 Licensed Representative 1, 4

BANDARUPALLI Laxmi Deepak BGP937 Licensed Representative 9

BAO Shijie BNN323 Licensed Representative 1, 4, 5, 9

BHARGAVA Ambika Goel BQO602 Licensed Representative 1

CAI Bo BQW990 Licensed Representative 1, 4, 6

CAI Qifang BRD721 Licensed Representative 1, 2

CAO Rui BQQ968 Licensed Representative 1, 6

CAO Xiaogang BBS247 Licensed Representative 1, 4, 6

CHAN Cheuk Lam Jessica BRC050 Licensed Representative 1, 4

CHAN Cheuk Wing BBU902 Licensed Representative 1

CHAN Chi Luen BQU968 Licensed Representative 1, 4

CHAN Ching Ho BQW689 Licensed Representative 1

CHAN Ching Wan BQW524 Licensed Representative 4

CHAN Christopher Lai Yin BRF475 Licensed Representative 4, 9

CHAN Fai Hong BRB415 Licensed Representative 1, 4, 6

CHAN Hoi Fung BQU895 Licensed Representative 4, 9

CHAN Hon Pan BRC240 Licensed Representative 1, 2, 4

of 24



CHAN Ka Kin BBY274 Licensed Representative 1

CHAN Kam Wah BJT985 Licensed Representative 1, 4, 9

CHAN Kam Wing ABI310 Licensed Representative 1

CHAN Kwan Lee BRB434 Licensed Representative 1, 2

CHAN Leo Chee Wah BRA825 Licensed Representative 1, 2

CHAN Ling Chung AFD795 Licensed Representative 4, 9

CHAN Meng San BRE200 Licensed Representative 1

CHAN Siu Ting BOF597 Licensed Representative 4

CHAN Tak Wah Jacky BRD424 Licensed Representative 1

CHAN Yung Chi Shirly BRD886 Licensed Representative 9

CHAO Chien-Yu BIB132 Licensed Representative 4, 9

CHEN Chen BQW769 Licensed Representative 1

CHEN Chieh Hung BRB488 Licensed Representative 1

CHEN Hongda BQY997 Licensed Representative 1, 4, 6

CHEN Jia BPU017 Licensed Representative 1

CHEN Kezhou BRE718 Licensed Representative 1, 6

CHEN QIBO BRB449 Licensed Representative 4

CHEN Ruiqin BRA100 Licensed Representative 1, 2, 4

CHEN Tiantong BRC178 Licensed Representative 1, 2, 4

CHEN XI BPW151 Licensed Representative 4, 9

CHEN Yansong BQY912 Licensed Representative 1, 2

CHEN Yi BQV869 Licensed Representative 4

CHEN Yue BPL702 Licensed Representative 1, 6

CHEN Yuexi BRA461 Licensed Representative 1

CHENG CHAK HO AWU261 Licensed Representative 1, 4, 9

CHENG Chongxiao BRE121 Licensed Representative 1, 4

CHENG Fu Shing BMJ973 Licensed Representative 1, 4

CHENG Hiu Kwong BRD409 Licensed Representative 6

CHENG Lok Hei BRC170 Licensed Representative 1, 2

CHENG Yuk Hing, Bonnie APH771 Licensed Representative 1, 4

CHEON Gene Young BRA929 Licensed Representative 1, 2, 4, 5

CHEUNG Aaron Yik Hei AVZ772 Licensed Representative 1, 2

CHEUNG Chun Chun, Vivian BLL579 Licensed Representative 1, 4

CHEUNG Ka Wai AVX730 Licensed Representative 6

CHEUNG Pui Man BQP450 Licensed Representative 1

CHEUNG Wing Pong BRB316 Licensed Representative 1, 4, 9

CHIANG Kwong Chu ABI259 Licensed Representative 1

CHING Kam Hung BNR367 Licensed Representative 1, 6

CHIU Po Ki BRB490 Licensed Representative 4, 9

of 24



CHIU Suet Yi BQZ963 Licensed Representative 1

CHO Wing Tan Danna BRD839 Licensed Representative 1, 2

CHOBTUANGTHONG Pongsagon AFQ785 Licensed Representative 4, 9

CHOI Geoffrey Cheuk Lun BEQ918 Licensed Representative 1, 4, 6

CHOI Hong Man BRD736 Licensed Representative 1

CHOI Hyunsuk BPK368 Licensed Representative 1

CHOU Fang-Hsi BQX102 Licensed Representative 1, 2

CHOW Oscar AWP108 Licensed Representative 9

CHOW Yu Kan BQX801 Licensed Representative 1, 4

CHU Chien-Tai BRA146 Licensed Representative 1

CHUI Chun Kit AZW913 Licensed Representative 1, 2

CHUI Lap Pan BCK283 Licensed Representative 1, 2, 4

CHUI Mei Ling AAF390 Licensed Representative 1, 4, 9

CHUI Yuen Kwan BQY901 Licensed Representative 1

CHUNG Cheung Chak BQR902 Licensed Representative 6

CHUNG Hin Tung BRA542 Licensed Representative 4

CHUNG Sin Hang Venice BQT961 Licensed Representative 4, 9

CHUNG Yuky BRB171 Licensed Representative 1

CLEIN Jonathan Robert BQV767 Licensed Representative 1, 2, 4, 5, 7

CTORZA Simon Elie Raphael BRD798 Licensed Representative 1, 2, 4, 5

DAI Yi BGO574 Licensed Representative 1, 4, 6

DAYAL Prasoon AEH431 Licensed Representative 9

DENG Xue BJV008 Licensed Representative 1, 4

DING Chuchu BRE593 Licensed Representative 10

DING Lin BRB562 Licensed Representative 1, 4, 6

FAN Wei BQF160 Licensed Representative 6

FAN Xin BQW037 Licensed Representative 1, 6

FAN Xinyi BFA099 Licensed Representative 1, 4

FAN Yixuan BRC195 Licensed Representative 1, 2, 7

FANG Kun BRA873 Licensed Representative 1, 6

FANG Shuyu BFE791 Licensed Representative 1, 4, 5, 9

FANG Wangwei BRA866 Licensed Representative 1, 6

FENG Xinglei BQG528 Licensed Representative 6

FENG Yiyong BIW362 Licensed Representative 4, 9

FONG Emi Dochi ARO581 Licensed Representative 4, 9

FUNG Cheuk Yan BQF499 Licensed Representative 9

FUNG Kwok Lun BNG807 Licensed Representative 1, 2

FUNG Shiu Chair, Mike ADP321 Licensed Representative 1

GALVIN Myles Emmet BQW786 Licensed Representative 1, 4, 9

of 24



GAN Shengnan BQT680 Licensed Representative 1, 4, 9

GAO Feng AQQ495 Licensed Representative 1, 6

GENG Lin BRA437 Licensed Representative 1, 6

GO Sing Fai ACH859 Licensed Representative 1, 4, 9

GU Xiang BRE496 Licensed Representative 1, 4

GUO Hui BRC033 Licensed Representative 1, 6

GUO Yuchen BRE494 Licensed Representative 1, 6

HAN Yixuan BRA344 Licensed Representative 1, 6

HAU Wing Chung Vincent BHW855 Licensed Representative 1, 4

HE Kaihong BRA427 Licensed Representative 1, 2

HE Kang BRB318 Licensed Representative 4

HE Xiong BQW866 Licensed Representative 4

HO Joann Chung Yan BQX012 Licensed Representative 1, 2

HO Kiu Yu BRA463 Licensed Representative 1

HO Purdy Pin Pin ASI353 Licensed Representative 4

HO Wai Tung Nellie BIT010 Licensed Representative 1, 4, 6

HO Yuen Lee AYO086 Licensed Representative 1, 4, 5, 9

HONG Xiaoyan BQY956 Licensed Representative 1, 4

HSIAO Ya Sheng BRA654 Licensed Representative 1, 4, 9

HU Hao BQW740 Licensed Representative 1, 2, 4

HU Minxing BQQ521 Licensed Representative 9

HU Rui BRA774 Licensed Representative 1, 4, 9

HU Xiaoyue BRA247 Licensed Representative 4

HU Yandong BQY964 Licensed Representative 6

HUANG Bohan BQW117 Licensed Representative 4

HUANG Frances BRA770 Licensed Representative 1

HUANG Heng BRA892 Licensed Representative 1, 6

HUANG Letian BRD869 Licensed Representative 1, 2, 4

HUANG Shuyun BQZ749 Licensed Representative 4, 9

HUANGFU Jin BRD463 Licensed Representative 1, 2, 4

HUEN Kit Yee AHJ779 Licensed Representative 4, 9

HUI Chun Kit BRA169 Licensed Representative 1

HUI Kwok Tin APF052 Licensed Representative 9

HUNG Ka Him, Johannes BRB331 Licensed Representative 1

IP Joseph Zi Jun BHM170 Licensed Representative 1, 2

IP Lai Seng BQZ865 Licensed Representative 1, 4

IP Ping Kwong BRB681 Licensed Representative 1, 4

ISHIZAKI Yuta BRB561 Licensed Representative 1, 4, 6

IU Kwan Nam BJL967 Licensed Representative 1, 2, 4, 5

of 24



JAIN Siddharth Shailesh BQZ750 Licensed Representative 1, 2

JAMIESON Hugh Hunter BQY999 Licensed Representative 9

JIANG Ruju BQX101 Licensed Representative 6

JIANG Shuyu BRD724 Licensed Representative 1

JU Pengfei BRA104 Licensed Representative 1, 4, 6

KAEOMANI Chariya BRA609 Licensed Representative 1, 2

KAM Kai Ki BQW401 Licensed Representative 1

KAMATA Marina BQZ851 Licensed Representative 1, 4, 6

KEUM Seung Hwan BRB054 Licensed Representative 10

KHAN Wylie BRB733 Licensed Representative 1, 4

KIGA Masaki BQV481 Licensed Representative 1, 4

KIM Soo Hyun BQU743 Licensed Representative 1, 6

KIRKWOOD Daniel Andreas AWH536 Licensed Representative 1, 4

KO Hee Jae BQW670 Licensed Representative 1, 4, 6

KO Yuk Ching BRA346 Licensed Representative 1, 4

KONG Cheuk Hang BRA994 Licensed Representative 1, 2

KOTHATHI SHIVASWAMY Goutham BRE714 Licensed Representative 1, 6

KUNG Andre Hoi Hang BFT022 Licensed Representative 1, 4

KUNG Chia-Yi BRB975 Licensed Representative 1, 9

KUO-TSING-JEN Jill BRC086 Licensed Representative 4

KWAN Yu Ting, Dennis AFU648 Licensed Representative 1, 4, 9

KWOK Pui Yu Pauly BQX037 Licensed Representative 9

LAI Tsz Kit BRA112 Licensed Representative 9

LAI Yin Man Naomi BRB007 Licensed Representative 1, 6

LAI Yong Xin BRD493 Licensed Representative 1, 4, 6

LAI Yu Kwan BRB433 Licensed Representative 1, 2

LAI Yuying BNC871 Licensed Representative 1, 2, 4

LAM Chi Ho BHY523 Licensed Representative 9

LAM Ho Yin BRB438 Licensed Representative 1, 2

LAM Tat Ngai BOJ640 Licensed Representative 6

LAM Wai Sze BRA337 Licensed Representative 1, 4, 9

LAM Ying Shan BQU258 Licensed Representative 1, 4, 9

LAM Yuk Yu BRB207 Licensed Representative 4, 9

LANG Siyuan BRA943 Licensed Representative 9

LAU Cho Kwong BRF105 Licensed Representative 1

LAU Chun Wang BQW899 Licensed Representative 4

LAU Jacky Chun Ho AUG743 Licensed Representative 1, 4, 9

LAU Man Ying BMU856 Licensed Representative 6

LAU Ming Hei BQU931 Licensed Representative 1, 2

of 24



LAU Pok Yui BQX159 Licensed Representative 4

LAU Suet Lai ARW186 Licensed Representative 1

LAU Tsz Yau BRB563 Licensed Representative 9

LAU Ying Ying, Ruby ALW386 Licensed Representative 1, 4, 9

LEE Chak Yan BRD712 Licensed Representative 1, 2

LEE Chi Kin BAX162 Licensed Representative 2

LEE Chun Yiu BRA744 Licensed Representative 1

LEE Gha Young BRC188 Licensed Representative 1, 2, 4, 5

LEE Jaeyong BRA585 Licensed Representative 1, 6

LEE Ka Chun BRB859 Licensed Representative 1, 6

LEE Ka Ka BRC015 Licensed Representative 1

LEE Kai Ho, Patrick AJL012 Licensed Representative 1, 4, 9

LEE Man Kit BQY879 Licensed Representative 1

LEE Man Wai Maria Katherine BRB436 Licensed Representative 1

LEE Richard Ty Gai BRD858 Licensed Representative 1

LEE Sin Man APV763 Licensed Representative 1

LEE Ying Eve BAA995 Licensed Representative 1

LEI SHENG BQP556 Licensed Representative 1, 4

LEI Wenkai BQU814 Licensed Representative 1, 2

LEUNG Ethan Ka Hin BRB011 Licensed Representative 1, 4, 9

LEUNG Jessamine ARG532 Licensed Representative 1

LEUNG Kin Sing BRC211 Licensed Representative 1, 4, 5, 9

LEUNG Wing Ki BRF588 Licensed Representative 1, 4

LI Anqi BQV468 Licensed Representative 1, 6

LI Chun Leung BQX823 Licensed Representative 1

LI Feiqiao BQY965 Licensed Representative 6

LI Hoi To BQW982 Licensed Representative 1, 2, 3

LI Jiazhou BRA026 Licensed Representative 1, 2, 4, 5, 9

LI Jinyuan BRA107 Licensed Representative 1, 4, 6

LI Ka Ho BQT498 Licensed Representative 1, 4, 6

LI Na BRA667 Licensed Representative 1

LI Rong BQW378 Licensed Representative 1, 4, 9

LI Wenguo BRE495 Licensed Representative 1, 6

LI Xing AWJ604 Licensed Representative 1, 4, 9

LI Xinyuan BQU757 Licensed Representative 1, 6

LI Yan BQW360 Licensed Representative 1, 6

LI Yigang BRE716 Licensed Representative 1, 6

LI Yiting BOG043 Licensed Representative 1, 2, 4

LI Zhenghao BRA817 Licensed Representative 9

of 24



LI Zhenxing BRB523 Licensed Representative 1, 6

LI Zhiyu BRB022 Licensed Representative 1, 4, 6

LI Zijun BQX069 Licensed Representative 4

LIAN Xinyi BRA132 Licensed Representative 1, 6

LIM Ji Youn BFR528 Licensed Representative 1, 4, 9

LIN Long BRC201 Licensed Representative 1, 4

LIN Sen BKZ414 Licensed Representative 1, 4, 9

LIN Tao BRA862 Licensed Representative 1, 6

LIN Tiantian BIB398 Licensed Representative 6

LIN Zhengheng BRC046 Licensed Representative 4

LING Cheuk Nam BQX817 Licensed Representative 1, 4, 9

LIU Dun BRA103 Licensed Representative 1, 4, 6

LIU Han BRE719 Licensed Representative 1

LIU Hengli BRA828 Licensed Representative 4

LIU Huanbin BRA246 Licensed Representative 4, 9

LIU Kam Ho BRA238 Licensed Representative 1

LIU Leishi BMU961 Licensed Representative 1, 6

LIU Mung Ting BRA048 Licensed Representative 1, 4

LIU Xiaoyan BRA645 Licensed Representative 1

LIU Ying BRA248 Licensed Representative 1, 4, 6

LIU Yu Chieh BRA047 Licensed Representative 1, 4

LIU Zhe BQV916 Licensed Representative 1, 4, 6

LIU Zijun BRA319 Licensed Representative 4

LIU Zizheng BQW995 Licensed Representative 1

LO Hoi Tik BQR618 Licensed Representative 1, 4

LO Shun Ting BRA120 Licensed Representative 6

LOCK Chun Wai BHN005 Licensed Representative 1

LOO Kevin Lester BFD133 Licensed Representative 9

LU Dachun BQY908 Licensed Representative 4, 9

LU Hui Bing ARJ763 Licensed Representative 1, 2

LU Jiatong BRD857 Licensed Representative 1, 6

LU Ling BQZ805 Licensed Representative 9

LU Xiaoxue BRD933 Licensed Representative 6

LU Yingguo BRC236 Licensed Representative 1, 2, 9

LU Zhenyu BRB482 Licensed Representative 1, 4, 9

LUAN Jinzhe BRB166 Licensed Representative 1, 4, 6

LUK Chun Ho BRB978 Licensed Representative 1, 2, 4

LUK Ka Hing BQV183 Licensed Representative 1, 4

LUO Qitian BQY943 Licensed Representative 9

of 24



MA Chengyang BRC185 Licensed Representative 1, 4, 6

MA Chiyu BRA105 Licensed Representative 1, 4, 6

MA Fengming BRD866 Licensed Representative 1, 6

MA Ke BRA249 Licensed Representative 1, 4, 6

MA Peter Kyoung BRC227 Licensed Representative 1

MA Yubo BRB400 Licensed Representative 1, 4, 6

MACKAY Kaori BRA204 Licensed Representative 9

MAK Ho Long Gareth BQX809 Licensed Representative 1, 2

MAK Tsz Kin BRE059 Licensed Representative 1, 2

MAK WIng Lung BRA883 Licensed Representative 1, 4

MAN Hiu Tung Crystal BRD912 Licensed Representative 1

MAN Shing Sum AJE069 Licensed Representative 1, 4, 5, 9

MEHAY Neha BQT665 Licensed Representative 1, 2, 4, 5, 7

MIAO Di BRC197 Licensed Representative 1, 2

MOK Ngo Wang, Owen BRC174 Licensed Representative 1, 2, 4

MOK Wan Yee Winnie BRA593 Licensed Representative 1, 4

NG Bernice Silvana Nicole Rose BRA156 Licensed Representative 1

NG Carmen C M BRA945 Licensed Representative 1, 6

NG Ching Ho, Patrick BNV750 Licensed Representative 9

NG Chong Fong AZD382 Licensed Representative 1, 4, 9

NG Chui Man BRA117 Licensed Representative 1

NG Yu Ching Marco BRB814 Licensed Representative 1, 2

NGAI So Ling, Angela AFE620 Licensed Representative 1, 4, 9

NGAN Chin Ming BJC706 Licensed Representative 6

NI Hanzi BQX834 Licensed Representative 4, 9

NI Zhengqing BRB773 Licensed Representative 1, 6

OEHRI Stefan Johann BRB315 Licensed Representative 1, 4, 9

OH Yunsuk BRA931 Licensed Representative 1, 6

OUYANG Haodi BQW599 Licensed Representative 1, 4, 6

OVERY Matthew James BQT316 Licensed Representative 4

PAN Jiazheng BRA315 Licensed Representative 1, 4, 5, 9

PAN Yu BRA844 Licensed Representative 1

PAN Yuxuan BQX090 Licensed Representative 1

PAN Yuzhang BJT264 Licensed Representative 1, 6

PENG Danyan BRB345 Licensed Representative 1, 2

PENG Yanzhe BRE722 Licensed Representative 1, 6

PENG Zhen BRD873 Licensed Representative 1, 6

PONG Wing In BOS539 Licensed Representative 9

POON Ching Ching BRD827 Licensed Representative 1, 4

of 24



POON Ho Wa AXC425 Licensed Representative 1, 4, 9

PUSCA Tereza Elisabeth BQW641 Licensed Representative 1, 2, 7

QU Mengjia BPF973 Licensed Representative 1

RUAN Xinyu BRC172 Licensed Representative 4

SACUTO Pierre BRC076 Licensed Representative 1, 2

SHEK Kwun Hei BRB484 Licensed Representative 1, 4, 9

SHEN Jiayi BPU371 Licensed Representative 1, 4

SHEN Kaiyan BRA870 Licensed Representative 1, 6

SHEN Ping Chung Sophie BRD868 Licensed Representative 1, 6

SHEN Qiang BQW926 Licensed Representative 1

SHEN Ruihan BRB337 Licensed Representative 1, 4, 6

SHEN Yichen BQY942 Licensed Representative 9

SHEN Yuxing BRA106 Licensed Representative 1, 4, 6

SHENG Xuanyang BRD890 Licensed Representative 9

SHI Zhenghan BQW038 Licensed Representative 1, 6

SHU Mei ATH854 Licensed Representative 4, 9

SIAMWALLA Kannika BRA151 Licensed Representative 4

SIU Wing BQX131 Licensed Representative 1, 2, 3

SLUZALY Frederick Christophe BQV330 Licensed Representative 1, 2, 7

SO Hor Kay Holly BRC070 Licensed Representative 1, 4, 9

SO Wai Ching BRB314 Licensed Representative 1

SU Hang BRD596 Licensed Representative 1, 2

SU Patrick Yuhsiang BRB312 Licensed Representative 9

SUN Haoyu BQL341 Licensed Representative 1, 6

SUN Qianya BNH306 Licensed Representative 1, 2

SUN Qirong BNR195 Licensed Representative 1, 4

SUN Rui BRD856 Licensed Representative 1, 6

SUN Yan BJN166 Licensed Representative 1, 2

SUN Yining BRA930 Licensed Representative 1, 2, 4

SUZUKI Issei BQR024 Licensed Representative 1, 2

SZE Hoi Cheung BRC171 Licensed Representative 1, 2

SZE Wan Hung BRA099 Licensed Representative 1, 4

TAI Chi Lok BRB811 Licensed Representative 1, 4

TAI Tak Yee, Yvonne ADU050 Licensed Representative 1, 4

TAKAHASHI Akane BRA934 Licensed Representative 1, 4, 6

TAM Ka Chun BRD974 Licensed Representative 1, 4

TAM Sai Kin, Kent BRD811 Licensed Representative 9

TAN Boon Xin BQY960 Licensed Representative 1, 2, 4

TAN Fang ARI742 Licensed Representative 1, 2, 9

of 24



TANG Christopher Ping Yin AMP024 Licensed Representative 1, 4, 9

TANG Congcong ASE040 Licensed Representative 1, 4

TANG WAI FUNG BRA544 Licensed Representative 9

TANG Xudong BOB104 Licensed Representative 1, 4, 5, 9

TIAN Zhuoxuan BRB851 Licensed Representative 4

TING Rachel Ka Wing BRA653 Licensed Representative 1, 4

TSANG Shing Yam BQW939 Licensed Representative 1, 4

TSE Pik San, Alice BJW815 Licensed Representative 9

TSENG Calvin C BQZ937 Licensed Representative 4, 9

TSOI Wai Hing BQU899 Licensed Representative 4, 9

TU Qiang BRA894 Licensed Representative 1, 4, 6

VAN DER FLIER Melvin Suresh Vasco BQR098 Licensed Representative 9

VERONIQUE Amber Lilly BRA185 Licensed Representative 4, 9

WAN Fang BRE723 Licensed Representative 1, 6

WAN Johnson AQN189 Licensed Representative 4

WAN Pui Man BRB772 Licensed Representative 1

WAN You Ran BRD726 Licensed Representative 1, 2, 4

WANG Dean BQV509 Licensed Representative 4

WANG Dongchen AWX611 Licensed Representative 4, 9

WANG Ke BRC044 Licensed Representative 4

WANG Ning BRA880 Licensed Representative 1, 6

WANG Peiyi BRE709 Licensed Representative 1, 4, 6

WANG Shaohua BJE214 Licensed Representative 4, 9

WANG Shuai BRB789 Licensed Representative 1, 6

WANG Wendong BRE081 Licensed Representative 1, 2, 4

WANG Xianshuang BQV910 Licensed Representative 4

WANG Xiaotong BQF174 Licensed Representative 6

WANG Xin BRF146 Licensed Representative 1, 6

WANG Yichao BOX370 Licensed Representative 1, 6

WANG Yu BRC030 Licensed Representative 1, 2, 4

WANG Yumiao BQR647 Licensed Representative 1, 2

WANG Yuxin BQW326 Licensed Representative 1, 4, 9

WANG Zhidong BQW999 Licensed Representative 1

WANG Zhiyi BRB340 Licensed Representative 1

WANG Zhufeng BQZ980 Licensed Representative 1, 4

WANG Zhuo BRA425 Licensed Representative 1, 4, 6

WANG Zijiao BHG785 Licensed Representative 1, 4

WEI Chong AYS671 Licensed Representative 1, 4, 5, 9

WEI Li BRA673 Licensed Representative 4

of 24



WEI Ou BPO672 Licensed Representative 1, 6

WEN Ming-Fen BFD864 Licensed Representative 1, 4, 9

WONG Bryant BRC027 Licensed Representative 1, 2

WONG Chi Wai BRC167 Licensed Representative 1, 2

WONG Ching Yu BHH395 Licensed Representative 9

WONG Ha Tai Camille BRC173 Licensed Representative 1

WONG Ho Yee BRA885 Licensed Representative 4, 9

WONG Ian Ieng BRA553 Licensed Representative 4, 9

WONG Man Kit BRC152 Licensed Representative 1

WONG Mei Yan BRA936 Licensed Representative 1, 4

WONG Po Yee BRA527 Licensed Representative 1, 6

WONG Stanley Car-Lai AXM488 Licensed Representative 1

WONG Tak Ming BRA972 Licensed Representative 1

WONG Tsz Ching BQW036 Licensed Representative 1, 2, 7

WONG Tsz Ho BRD708 Licensed Representative 1, 2

WONG Tung Hing BQV987 Licensed Representative 1, 2, 4

WONG Wai Ho, Michael ABY518 Licensed Representative 1, 4, 9

WOO Wing Man Sylvia BRB017 Licensed Representative 4, 9

WU Caiyi BQW613 Licensed Representative 1, 2

WU CHENGYU BQZ952 Licensed Representative 4

WU Feihong BRD853 Licensed Representative 1, 6

WU Jingyu BRA102 Licensed Representative 1, 4, 6

WU Joseph Shi Li AJB764 Licensed Representative 7

WU Ka Chun BRD679 Licensed Representative 1

WU Kaixiang BRD478 Licensed Representative 4

WU Sai Chim BRA869 Licensed Representative 1

WU Sisi BRA241 Licensed Representative 1, 2

WU Weihua BJR779 Licensed Representative 9

WU Yi BRC175 Licensed Representative 1, 6

WU Yuen Sing BRC218 Licensed Representative 1, 4, 9

WU Yun BRA886 Licensed Representative 1, 6

XIA Yuan BHU711 Licensed Representative 1

XIANG Xifei BQX887 Licensed Representative 1, 4, 6

XIAO Yanglihong BRD800 Licensed Representative 1, 4, 6

XIE Chunsheng BQZ938 Licensed Representative 4

XIE Rupan BQW072 Licensed Representative 1, 4

XIE Tong BQZ943 Licensed Representative 1, 4, 6

XIONG Li AWQ251 Licensed Representative 1, 4

XU Wenyun BKE808 Licensed Representative 4, 9

of 24



YANG Kan BQV514 Licensed Representative 4

YANG Qin BRB808 Licensed Representative 4

YANG Ying BQZ907 Licensed Representative 1, 4, 6

YAO Jiahui BQW517 Licensed Representative 2, 5

YAO Qikun BRB308 Licensed Representative 1, 4, 9

YE Kening BQV914 Licensed Representative 1, 4

YE Yu BRC031 Licensed Representative 1, 6

YEN Tzu Han ANL837 Licensed Representative 6

YEUM Jeehye BIJ241 Licensed Representative 1, 4, 9

YEUNG Abel BJD777 Licensed Representative 1, 4

YEUNG Chun Pui BJE036 Licensed Representative 1

YIM Ki Him BRA647 Licensed Representative 1, 4, 9

YIN Yuxi BQW732 Licensed Representative 4

YU Hang BRD495 Licensed Representative 1, 4, 6

YU Lok Yee Joanna BQX008 Licensed Representative 1, 2

YU Xinyan BRB788 Licensed Representative 1, 2, 4

YUAN Tianjian BRD849 Licensed Representative 1, 4, 9

YUE Sumeng BRD850 Licensed Representative 1, 6

YUEN Siu Ting AHF360 Licensed Representative 1, 4, 5, 9

YUEN Tin Chi, Edmund ADI152 Licensed Representative 1, 4, 5, 9

YUEN Wai Chun BRD848 Licensed Representative 4, 9

YUEN Yiu Chun BRB356 Licensed Representative 1, 2

ZENG Qinglin BRB367 Licensed Representative 1, 6

ZENG Qiumeng BQW012 Licensed Representative 1, 4

ZHANG Chang BRC203 Licensed Representative 1, 4, 6

ZHANG Hanwen BRE492 Licensed Representative 1, 2

ZHANG Junyan BQW040 Licensed Representative 1, 6

ZHANG Lange BRE937 Licensed Representative 6

ZHANG Ruiyang BRD876 Licensed Representative 1, 6

ZHANG Ruohai BQW521 Licensed Representative 4

ZHANG Sijia BKF448 Licensed Representative 4, 5, 9

ZHANG Wei BBP480 Licensed Representative 9

ZHANG Wenjie BRC259 Licensed Representative 1, 4

ZHANG Xi BQX866 Licensed Representative 4, 9

ZHANG XINYU BRE384 Licensed Representative 1, 4, 9

ZHANG Ying BRC063 Licensed Representative 1, 4, 6

ZHANG Ze BRB322 Licensed Representative 4

ZHAO Lu BQN189 Licensed Representative 1, 4, 6

ZHAO Teng BRE611 Licensed Representative 1, 4, 9

of 24



ZHENG Danfang BRA180 Licensed Representative 1

ZHENG Lufei BRA713 Licensed Representative 1, 2

ZHENG Shizeng BRA364 Licensed Representative 4, 9

ZHENG Shumeng BQY944 Licensed Representative 9

ZHOU Fengyao BRA243 Licensed Representative 1, 2

ZHOU Kexin BQW844 Licensed Representative 1, 6

ZHOU Lin BRE400 Licensed Representative 1, 6

ZHOU Lingxuan BRE493 Licensed Representative 1, 6

ZHOU Mengxuan BRA264 Licensed Representative 4

ZHOU Ning BQW909 Licensed Representative 1, 4, 6

ZHOU Yijia BQZ747 Licensed Representative 1

ZHU DAN BRC141 Licensed Representative 1

ZHU Fan BQV874 Licensed Representative 1, 4

ZHU Xiangyu BRD851 Licensed Representative 1, 6

ZHUANG Tingzhou BQZ933 Licensed Representative 4

ZHUO Qianren BRA888 Licensed Representative 1, 6

ZOU Hanyu BRA780 Licensed Representative 1, 4

BAILEY Marc Richard BNQ787 Licensed Representative - Responsible Officer 2, 3

BIRLA Nitin ACD537 Licensed Representative - Responsible Officer 4, 9

CHAN Benson Lin-Fong AHC184 Licensed Representative - Responsible Officer 4, 9

CHAN Lai Man ASS908 Licensed Representative - Responsible Officer 4

CHANG Dennis S AMJ801 Licensed Representative - Responsible Officer 1

CHEUNG Raymond Shiu Sing BFZ209 Licensed Representative - Responsible Officer 1

CHEUNG Tsun Hin, Samson ARN600 Licensed Representative - Responsible Officer 4, 9

CHIAO Li AEC714 Licensed Representative - Responsible Officer 9

CHOW Chi Ping, Simon APV782 Licensed Representative - Responsible Officer 9

CHOW Wai Man, Ronny ARW735 Licensed Representative - Responsible Officer 1

CSELLAK Linda Marie ADG936 Licensed Representative - Responsible Officer 4, 9

DOLTON Robert Ian BFO953 Licensed Representative - Responsible Officer 1, 2

FU Lei ALC052 Licensed Representative - Responsible Officer 4, 9

FU Qiang AZK544 Licensed Representative - Responsible Officer 9

GRANGER Arnaud Tadzio BQO466 Licensed Representative - Responsible Officer 1

HO Linwen AZS335 Licensed Representative - Responsible Officer 4, 9

HSU Kuang-yao BCI351 Licensed Representative - Responsible Officer 4, 9

HU Jiahao BQP368 Licensed Representative - Responsible Officer 9

HUEN Hoi Fai AAG776 Licensed Representative - Responsible Officer 1

LAI Yui Ben AJI707 Licensed Representative - Responsible Officer 9

LEE Chi Kin BAX162 Licensed Representative - Responsible Officer 1

LEE Tsz Hin ATN988 Licensed Representative - Responsible Officer 4, 9

of 24



LEUNG Koon Kiu AWK392 Licensed Representative - Responsible Officer 1, 4, 9

LEUNG Yu Hang AUT166 Licensed Representative - Responsible Officer 1, 4, 9

LI Cheuk Fai AYK176 Licensed Representative - Responsible Officer 1, 4, 9

LI Jing BPU185 Licensed Representative - Responsible Officer 4, 9

LU Liyan BGI430 Licensed Representative - Responsible Officer 9

MA Xiaona AXA085 Licensed Representative - Responsible Officer 9

MA Yuan BQS484 Licensed Representative - Responsible Officer 4, 9

MATHEW Joseph Pathiyappallil AGJ943 Licensed Representative - Responsible Officer 4, 9

MENG Yu BIW638 Licensed Representative - Responsible Officer 1, 2, 4, 5, 6, 9

MILLIN Jonathan BNA773 Licensed Representative - Responsible Officer 1, 4

NG Meng Hua ABF972 Licensed Representative - Responsible Officer 6

TAN Yan Heong BDU785 Licensed Representative - Responsible Officer 9

TANG Wai Kei AEF333 Licensed Representative - Responsible Officer 1

TANIMOTO Teo BQU116 Licensed Representative - Responsible Officer 1, 4, 9

WONG Hoi Shun Howson BQN717 Licensed Representative - Responsible Officer 4, 9

WONG Wai APL830 Licensed Representative - Responsible Officer 1

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ZHU Hongyi BRF551 Licensed Representative (Provisional Licence) 1, 6

ZHU Tingyao AZS136 Licensed Representative (Provisional Licence) 4, 9

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ZHU Wangjia BRG192 Licensed Representative (Provisional Licence) 1, 2, 4

ZHU Xingzhu BRE590 Licensed Representative (Provisional Licence) 1, 2

ZHU Yimo BRF785 Licensed Representative (Provisional Licence) 1, 2

ZHUANG MENGYAO BRE676 Licensed Representative (Provisional Licence) 9

ZOU Shuo BRE775 Licensed Representative (Provisional Licence) 9

ZU Liunan BRD913 Licensed Representative (Provisional Licence) 1

ALEXANDER Nicholas BRE380 Licensed Representative (Temporary Licence) 6

CAPPETTA John William BRD833 Licensed Representative (Temporary Licence) 4

CHEVELEY Richard George Castelfranc AQF001 Licensed Representative (Temporary Licence) 4

DI MAGGIO Scott A BIV434 Licensed Representative (Temporary Licence) 4

HALL Aleisha Ming-Yee BRE268 Licensed Representative (Temporary Licence) 6

HOSHINO Koki BRD674 Licensed Representative (Temporary Licence) 1

HUANG Lin ASE666 Licensed Representative (Temporary Licence) 1

SHERIDAN Matthew S BOB459 Licensed Representative (Temporary Licence) 4

SIAPKAS Dimitri BRE275 Licensed Representative (Temporary Licence) 6

WONG Kin Man BPY102 Licensed Representative (Temporary Licence) 1

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