Building Democracry on the Sand

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    2008Demos

    Reportfromthe2ndDemosNationalExpertSurvey

    [

    DEMOCRACY

    BUILDINGONTHESAND]AdvancesandSetbacksinIndonesia

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    Title : DEMOCRACYBUILDINGONTHESAND

    AdvancesandSetbacksinIndonesia

    Editor : WillyPurnaSamadhiandNicolaasWarouw

    Design/layout : SusantiJohana

    Publishedby : Demos(Jakarta)andPCDPress(Yogyakarta).

    Firstedition : December2008.

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    TableOfContent

    i

    TableofContentTable

    of

    Content

    Preface

    Chapter1

    Indonesias Held Back Democracy and Beyond Introduction and Executive

    Briefing

    OlleTrnquist

    Chapter2

    Approaching Democracy Some Brief Introductory Notes on Concepts and

    Methods

    OlleTrnquistandNicolaasWarouw

    Chapter3

    ADecadeofReformasi:TheFragilityofDemocracy

    WillyPurnaSamadhiandSofianMunawarAsgart

    Chapter4

    ARoughRoadtoPoliticalCitizenship:UndertheShadowofCommunalism

    WillyPurnaSamadhi

    Chapter5

    TowardstheConsolidationofPowerfulEliteDemocracy

    NurImanSubonoandWillyPurnaSamadhi

    Chapter6

    PopulistShortcuttoProgress?

    SyafaatunKaryadi

    Chapter7

    CraftingRepresentation

    AttiaNur

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    TableOfContent

    ii

    Chapter8

    Summary

    DEMOSteam

    Chapter9

    TheModelofPoliticalBloc

    ArisArifMundayatandA.E.Priyono

    Bibliography

    Appendix

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    Preface

    iii

    PrefaceThe year of 2008 marked the tenth anniversary of Indonesian

    reformasi, which was enacted after the fall of Suhartoled New Order regime

    throughprotestactionsbackedbyuniversity students.For tenyears,wehave

    witnessed some promising changes. Yet, such a span of time is not sufficient

    enoughtosolidifythefundamentalsofdemocracyandhumanrightspromotion.

    Indonesiandemocracyremainedunsteady!

    SowasthegeneraldescriptionofDemos2007SurveyonProblemsand

    Options of Indonesian Democratisation. The Survey was the second one,

    following the first conducted in 2003. Indeed, there had not been much

    improvementduringthespanoftime,butweareconvincedthattheprocessof

    democratisation cannot be left behind or stopped, as Demos surveys also

    revealed some existing options that should be used to achieve a better,

    meaningfuldemocracy.

    This survey is based on the assesment of 903 informants from 13

    frontlines inallprovinces in Indonesia, fromAcehtoPapua. Inordertogather

    information from the informants, Demos gained incredible support from key

    informants and research assistants in 33 provinces. Demos research team

    involved in thissurveywereSyafaatunKariadi (coordinator),AEPriyono,AttiaNur, Nur Iman Subono and Sofian Munawar Asgart. Willy Purna Samadhi,

    DemosDeputy forResearch,conducted internalsupervision.Contributionwas

    also given by Antonio Pradjasto, Melanie Tampubolon, Gilang Desti Parahita,

    DebbiePrabawati, InggridSilitonga,AmiPriwardhani,ChristinaDwiSusantiand

    LaksmiPratiwi.

    TheexecutivesummaryofthissurveywaspresentedinJakartaonMay

    2008. The more regional based results were also presented in six cities in

    Indonesia, namely Ambon, Palu, Mataram, Banjarmasin, Bandung andPalembang. We are glad and grateful at the same time, that the forums had

    contributedusefulcomments,criticismandsuggestionstoimproveouranalysis

    towardourempiricaldata.

    This book is the result of cooperation between Demos and Gadjah

    Mada University, in this case Center for Social and South East Asian Studies

    (CESSAS). The cooperation is expected to produce a more critical empirical

    studiesthatatthesametimealsomeetacademicstandard.

    We are grateful to Professor Mohtar Masoed, Dr. Pratikno, Cornelis

    Lay, M.A, Budi Irawanto, M.A, who have been playing great role to the

    establishmentofDemosUGMcooperation.Theyhadalsocontributedimportant

    comments, criticisms, and suggestions to this book. We are also especially

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    Preface

    iv

    thankfultoDr.NicolaasWarouwthatprovidedhispreciousenergyandtimeto

    becometheeditorforthisbook.

    Also,wewould like to thankDr.OlleTrnquist,ProfessorofPolitical

    andDevelopmentScience fromUniversityofOslo,Norway,whohasbeenvery

    enthusiasticandconsistentingivingallhisattentiontothecooperation.

    Also to theEmbassyofNorway for Indonesia,TheNorwegianAgency

    for Development Cooperation (NORAD), and Swedish Development Aid

    Authority (Sida), we are grateful for supporting our scientific integrity and

    independenceinpromotingdemocracyinIndonesia.

    Thesurveyresultdiscussedinthisbookdidrevealthatthesituationof

    democracy in Indonesia remained critical. Yet, the fact that prodemocracy

    actorsnowbelievedthatengagement inpoliticalprocesswasoneof importantwaystoattainpopularsovereignty isonepointworthofconsideration.Several

    political attempts were promoted to strengthen democratic consolidation by

    using the emerging of several national political communities. Unfortunately,

    some prodemocracy actors took populist shortcut with somejustification to

    their options; which called for harder work of prodemocracy actors to

    strengthen consolidation among themselves. This became more important as

    theelitesalsoconsolidatedthemselvesbyusingexistingdemocraticinstruments

    butrefusingtopromotethem.Therefore,webelievethatthisbookwouldgiveimportantcontributiontothepromotionofIndonesiandemocracy.

    Weinvitesuggestionsandcommentsforthisbook.

    Yogyakarta,December2008

    AsmaraNababan Dr.ArisArifMundayat

    DemosExecutiveDirector CESSASUGMDirector

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    IndonesiasHeldBackDemocracyandBeyond

    1

    ChapterOneIndonesiasHeldBackDemocracyandBeyond

    IntroductionandExecutiveBriefing:

    Advances,setbacksandoptions,20032007

    OlleTrnquist(UniversityofOslo)

    Thisbook isproducedjointlybyDemos researchers,coordinatedby

    WillyP.SamadhiandateamofseniordemocracyscholarsatUniversitasGadjah

    Mada (UGM) coordinated by Dr. Nicolaas Warouw, in cooperation with this

    author.Itisdedicatedtotheendofthebeginningofthreeprocesses.

    First,ismarkstheendofthebeginningofattemptstorebuildfruitful

    relations between public academia and civil society. The book is rooted in

    collective work in the early 1990s between scholars and activists on

    democratisation;collectiveworkwhichsoonhowevermusttakerescue incivic

    organisations because of the lack of academic freedom. The first book,Aktor

    Demokrasi,(BudimanandTrnquist2001)wasresearchedandspreadindrafted

    versionsduringthedismantlingoftheSoehartoregime.Thesecondbookonthe

    PostSoeharto Democracy Movement (Priyono, Prasetyo and Trnquist 2003)

    drewattentiontotheparadoxicalmarginalisationofprodemocrats inthethen

    buildingofdemocracy.Thustheresultscalledformorecomprehensiveanalysis

    ofthepoliticaldynamics.Thiswouldbetogeneratebetterknowledgeasabasis

    for deliberation and improvement. The Organisation Demos was formed to

    facilitate the work. The aim was to generate researchbased democracypromotionthroughparticipatorysurveys.Participatorysurveysofhowsome900

    experiencedactivistsalongthefrontlinesofallcrucialeffortsatdemocracyinall

    provincesassessed theproblemsandoptions.A rigorousanalytical framework

    withhundredsoftheoreticallymotivatedquestionswasdevelopedandapplied.

    However, while it is true that support was always there from a handful of

    scholars,itisonlythejointworkwiththecurrentbookthatmarksthesuccessful

    conclusionofafirstroundofbroaderandclosercooperation.Fortunately,the

    writingofthebookhasthusalsoenabledthetransformationofthisauthorsco

    direction and capacity building of Demos into more equal partnership. The

    continuous academic guidance is now shouldered by a team of Indonesian

    scholarswiththisauthorasasenioradvisoronly.

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    IndonesiasHeldBackDemocracyandBeyond

    2

    Second, the book is also dedicated to the end of the beginning of

    attemptstoestablishbothatheoreticallyandempiricallysolidbasisforanalysis

    of Indonesian democracy. Most assessments of democracy are driven by the

    needofgovernmentofficesandforeignsupporterstoprepareandevaluatetheir

    policies and projects. The democracy movement, however, in addition to any

    seriousscholarandstudent,needsmore theoreticallyandempirically inclusive

    and impartialassessments.This istomake itpossibletoconsidertheprosand

    cons of a wider spectrum of arguments as well as to extend the sources of

    information beyond the established elite to the experienced democrats in the

    field. While such a more solid foundation has now been generated through

    Demossurveys, thisbookalso introducesaneffort toaddcrucial results from

    scatteredbutalreadyexistingstudiesaswellasnewresearchofmajorproblems.Much of this work is conducted within a new international education and

    research programme on Power Conflict and Democracy in theoretical and

    comparative perspective. The founding partners are UGM with Demos,

    UniversityofColomboandUniversityofOslo(UiO).Butothersarewelcometo

    link up too including in the newelectronicpublication programme, the PCD

    Press;theprimepublisherofthisbook.TheaimofthePCDPressistofosterthe

    localneedsandprioritiesofstudentsandscholarsinSouth andSoutheastAsia

    andtheirclosepartners. Inthefuture,finally,theacademicnodewithUGM incooperationwithDemosmayalsobetheimpartialandlegitimatepublicsphere

    thatisneededtoalsodiscussandshareinatransparentwayresultsfromdonor

    andgovernmentdrivenassessmentsofdemocraticchallenges;assessmentthat

    maybothaddcrucialinsightsandbenefitfromindependentanalyses.

    Third, the book is of course dedicated to what one may hope is the

    endofthebeginningofIndonesiastransitionfromauthoritariantomeaningful

    democraticrule.Tenyearsago,SoehartosNewOrderbegantobereplacedby

    the worlds largest New Democracy. It is time to evaluate advances and

    setbacks,andtoidentifyoptionsforthefuture.

    Inthepresentbook,theresultsfromtheallIndonesiaresurveywhich

    wascarriedout in2007,areanalysed inviewofthedata from the firstsurvey

    which was conducted in two rounds in 2003/2004 and which are available inPriyonoet.al

    (2007

    ).Beinganewdemocracyinconstanttransformation,Indonesiacalls

    forresurveysoftheproblemsandoptionsasfrequentlyasthegeneralelections.

    The approach and framework is presented and discussed in detail in chapter

    two. Ithasalsobeensubjecttoaseparateacademicallycriticalselfevaluation.

    (Trnquist2008b).The fullquestionnaire isavailable in theappendix.The leadsponsors in addition to major sections of the democracy movement and

    scholars at the UiO and UGM with associates is the Norwegian Ministry of

    Foreign Affairs through its embassy to Indonesia, with Sida (the Swedish

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    IndonesiasHeldBackDemocracyandBeyond

    3

    InternationalDevelopmentCooperationAgency)andotherpartners, including

    Ford Foundation. The commitment and support of the Scandinavian sponsors

    butalsotheirpolicyofnoninterventionisminacademicmattershasbeencrucial

    tothesuccess.

    In brief, the resurvey and supplementary research reveal that in

    between 2003/04 and 2007 Indonesia has developed into a consolidated top

    downdemocracydominatedby itspowerfulelite.Thestandardofgovernance

    related instruments of democracy (such as ruleof law, anticorruption and

    accountability) has improved though from very low levels. A countrywide

    politicalcommunity isevolvingasasubstitutefor thecrumblingJakartadriven

    nationstate thoughthenewpolityremainsconstrainedbyelitistandlocalised

    identitypolitics

    and

    economic

    globalisation.

    The

    military

    ison

    the

    retreat

    from

    politics,andamajorityofthewidenedandlocalisedestablishmentmakesuseof

    formallydemocraticrulesofthegame thoughclearlytotheirownbenefitand

    only at times infavour of the aims of democracy. Much of the comparatively

    successfuldemocracybuildingisthusbuiltonloosefoundations.Ascomparedto

    four years earlier, most of the relatively impressivefreedoms and rights are

    stagnating and backsliding. The sections of thepowerful elite that rarely win

    electionsseemtobe interested inapartialreturntotheold ideaofpromoting

    stabilityand

    economic

    growth

    ahead

    of

    popular

    freedoms

    and

    sovereignty.

    This

    wasoncelabelledpoliticsoforder(Huntington1965)andusedtolegitimisethe

    rise of the New Order. Now it is baptised sequencing democracy (e.g.

    Mansfield and Snyder 2005). Most seriously, however, organised politics is

    exclusionary. Most people are not integrated from below, only, at best,

    incorporatedfromabove.Inspiteofattemptsbyprodemocratstothecontrary,

    there is a lack of representation bypeople themselves and of basic issuesand

    interests related to middle classes, women, labour,peasants andfisherfolks,

    urbanpoorandindigenouspopulations.Whilevotingisfree,runninginelections

    is

    onlyfor

    the

    well

    endowed

    and

    powerful.

    Hence

    the

    worlds

    largest

    new

    democracy isheldback.Andsincethepartysystem isclosedforactorswithout

    economic and cohesivepower, and sincepopular organisation remains weak,

    there isaneedforpopularandcivicorganisationstoformDemocraticPolitical

    Blocks behind basicplatforms on local and central levels, to thusfoster and

    control leastworstcandidateswhocanfacilitatemoremeaningfuldemocracy

    bywhichpeoplecanimprovetheirsocialrelationsandstandardofliving.

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    IndonesiasHeldBackDemocracyandBeyond

    4

    DesignversusStructure

    The generally accepted meaning of democracy is popular control of

    public affairs on the basis of political equality. How far has Indonesia moved

    towardsthis ideal?Andhowmuch furtherwill itnowgo?Putdifferently:how

    much of the old Soehartoera oligarchy remains in place, still governing, but

    doing so via formally democratic elections? What, if any, are the chances to

    advance towards more meaningful democracy, in terms of sufficiently

    favourable means and capacities of ordinary people to really control public

    affairsandthuspromotedevelopmentinaccordancewiththeirownpriorities?

    There are two predominant and rather extreme kinds of answers to

    these questions. The first comes from the designers. Beginning in the globalthird wave of democracy, from the late 1970s onwards, some concerned

    scholarsandpractitionersplacedtheirfaithinthedesignofalimitednumberof

    institutions.Getthe institutionsrights,suchpeopleargued,anddemocracywill

    flourish.Theinstitutionstheyhadinmindrelatetocivilandpoliticalliberties,the

    ruleof law, freeand fairelections,and goodgovernance. Internationally this

    trend began with the eliteled transitions from authoritarian rule in southern

    Europeinthe1970s,withSpainastheparadigmaticexample.Itthentravelledto

    LatinAmerica,iteffectedthetransformationofSouthAfricaanditwasexportedto the rest of Africa south of the Sahara in addition to Eastern Europe. (E.g.

    ODonnellandSchmitter1986,LintzandStepan1996,Grugel2002). Finally it

    wastakenaboard inpartsofAsiatoo;andwiththeendgame inJakarta itwas

    introducedtoIndonesiabyscholarssuchasBillLiddle(2001).Atpresent,much

    ofthese ideasareapplied in internationalagencies fordemocracybuilding like

    the National Democratic Institute and International IDEA. In this view and by

    international standards among new but often poorly advancing democracies,

    Indonesia isdoingfine,especiallygiventhetraumatichistoryoftheelimination

    of the popular movements in 196566, and the more than thirty years of

    militarised capitalism that followed. Hence, the achievements may testify to

    whatispossibleevenunderharshconditions.

    It is true that the designers acknowledge that the system poorly

    representstherealneedsofordinarypeople,buttheybelievethatthisproblem

    too can be improved through better institutional design. The measures they

    propose include more direct elections of government executives, and

    simplificationofthepoliticalpartysystem.Thelatterstepwouldresultinafew

    major parties that, although topdriven, would at least be able to developpolicies,pickupdemandsfromsociety,recruitpeopleforgovernmentjobsand

    supervise theexecutive.The designers think thatpopular representation from

    belowisunrealisticandthattopdowndemocracydominatedbypowerfulelites

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    IndonesiasHeldBackDemocracyandBeyond

    5

    willhavetodo. Inthisview, deepeningdemocracy is instead limitedtodirect

    participationbyresponsiblecitizensincivilsociety,usually,defacto,excluding

    themasses.(E.g.Catn2007)

    Thesecondanswercomesfromstructuralistsonboththeleftandthe

    right of the political spectrum. The structuralists use a similarly narrow

    definition of democracy but are much more pessimistic. They say that the

    structuralconditionsdonotpermitdecentdemocracy.Asaresult,theoligarchs

    have retained their power and ordinary people their poverty. From a radical

    political economy position, this is most forcefully argued by Vedi Hadiz and

    RichardRobison(2004)andrecentlybyMaxLane(2008),advocatingtheneedto

    return to extra parliamentary actions. According to some structuralists,

    freedoms and elections have even generated worse identity politics, conflictsandcorruption,andlesseconomicgrowth(e.g.MansfieldandSnyder2005).

    Thus, there is a new emerging international thesis: that enlightened

    groups should sequence democracy. While major parts of the left focus on

    fightingglobalneoliberalism,sayingitblocksrealdemocracy,therightwantsto

    buildsolidinstitutions,goodgovernance,growthalliancesandorganisationsof

    responsible citizens, before entrusting the masses with even the limited

    freedom of electing topdown parties dominated by powerful elites. This

    position is gaining ground in, for instance, many ministries for foreign affairs,conservativethink tanksanddevelopmentbodiessuchastheWorldBank.(C.f.

    thereviewbyCarothers2007a,b)

    AlternativeFocusonUniversalFactorsinContextualProcesses

    Boththeseargumentsaretheoreticallyandpoliticallydubious.Thefirst

    assumes that once the elites have agreed to the establishment of a few

    democratic institutions, democracy has been achieved. This is, of course, as

    nave as stating that basic capitalist or socialist institutions always generate

    prosperity.Yet,mostdesigners,whomasalreadymentionedwereintroducedto

    IndonesiabyscholarssuchasBillLiddle,haveat leastheldontotheirbelief in

    democracy.

    That is not always the case with the structuralists. They insist that

    rather narrowly defined democracy is meaningful only if certain prerequisites

    have already been met. For the conventional left, this usually means greater

    social and economic equality, workers or the poor having strong bargaining

    power,andthelike.Fortheright,itmeansstronginstitutions,goodgovernance,associations of responsible citizens and economic growth. As a result, the

    structuralists by definition exclude the possibility of creating such conditions

    through improved democracy. Instead, they become pessimistic about the

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    IndonesiasHeldBackDemocracyandBeyond

    6

    promiseofdemocracy,orargueorindicate likereportedlyvicepresidentJusuf

    Kalla (e.g. Suwarni 2007, Simamora 2008) that it should be limited or even

    postponed.

    In between the two extremes (both applying a narrow definition of

    democracybutoneengineeringelite institutions,theotherwaitingformassive

    social change) democracy can be understood instead as a contextualprocess

    where universal dimensions and intrinsic democratic institutions can only be

    analysedinviewofcontendingactorsdemocraticwillandtheirpoliticalcapacity

    touseandpromotetheinstitutionsovertime.

    A framework for such an analysis was developed and applied in our

    two national surveys of Indonesias democracy. At each point of time Demos

    askedsome900experiencedcampaignerscumexpertsondemocratisationinallprovincesabouttheextenttowhichtheexistinginstitutionsandthethreeactors

    that they found to most powerful and the three alternative actors that they

    deemed to be most important in their own contexts really supported the

    universallyacceptedaimsandmeansofdemocracy.Thetheoreticalframework

    and method are presented and discussed in detail in Chapter 2, but the first

    focus was thus on the performance, spread and substance of the 32 intrinsic

    instruments to promote and apply democracy that we had identified in

    accordance with mainstream theories. (These instruments included the majordimensionsofequalcitizenship,internationallawandhumanrightsconventions,

    ruleof lawandjustice,civilandpoliticalrights,economicandsocialrights,free

    and fair elections, good political representation, democratic and accountable

    government, freedomofmedia,pressandacademic freedoms,additionalcivic

    participation, direct participation). Second, questions were asked about the

    extent to which the most important actors that the informants had identified

    actuallypromoted,usedorabusedandevenavoidedtheintrinsicinstrumentsof

    democracy. Third, attention was directed at the capacity of the actors to

    promoteandusethe instruments.Themajordimension inthisrespectwasthe

    extenttowhichtheactors(a)wereincludedorexcluded inpoliticsat large;(b)

    hadrelevantsourcesofpowerandabilitytotransformthem intoauthorityand

    legitimacy; (c)wereable toput theirmain issuesand interestson theagenda

    (i.e. politicise them), (d) could organise and mobilise collective action in

    democratic ways, and (e) had the capacity to approach decision making and

    executiveinstitutionsofgovernance,directlyandorbymeansofrepresentation.

    Thecombinedresultsfrombothsurveysmakeitclearthattheextreme

    institutionalist and structuralist arguments are notjust theoretically but alsoempiricallymistaken.Letusturntoageneraloutlineofthefindings.

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    IndonesiasHeldBackDemocracyandBeyond

    7

    EightMajorConclusions

    (1)DeterioratingFreedom

    A first conclusion from these surveys is that while many civil and

    political rights are being upheld which is in contrast to most other new

    democracies the advances have somewhat deteriorated since 2003/04. By

    thenthegeneralstandardofthefreedomswereoutstandingascomparedtothe

    other institutionaldimensionsofdemocracy. Informantssaythat inadditionto

    majorproblemsofthefreedomtoformpartiesonthenationalorlocallevel(or

    teamsof independentcandidates)thatcanrecruitmembers,andparticipate in

    electionstowhichweshallreturn thefreedomsofreligion,belief,language

    and culture, freedomof speech,assemblyandorganisation, freedomof thepress,artandacademicworld,citizensparticipationinextensiveindependent

    civil associations and public access to and the reflection of different views

    within media, art and the academic world have also backslided. (For an

    overviewofthedetails,seetheindexinChapter3.)

    (2)ImprovedGovernance

    Thesecondconclusion is that therehasbeenageneral improvement

    since 2003/04 in topdown efforts by government institutions to improve themiserableperformanceoftheruleoflaw,particularlythecontrolofcorruption.

    These improvements are particularly noticeable with regard to the

    subordination of the government and public officials to the rule of law, the

    equality before the law, the transparency and accountability of elected

    government and the executive, governments independence from strong

    interestgroupsandcapacity toeliminatecorruptionandabuseofpower,and

    the capacity of thegovernment to combatparamilitarygroups,hoodlumsand

    organisedcrime.It istruethatthe improvementsarefromvery low levelsand

    that most of these crucial problems remain, but the advances remain

    commendable.

    (3)CountryWidePoliticalCommunity

    Third, thedisintegrationof the centralisticNewOrderhasnot led to

    thebalkanisation,characterisedbyseparatismandethnicandreligiouscleansing

    thatmanyobserversandpoliticianshadpredicted.Whathasemergedinsteadis

    a unitary political (rather than ethnonationalist) community with extensive

    spaceforlocalpolitics.Itistruethatthisspaceimplieshugeinequalitiesamongthe provinces and regions, and that it has often been occupied by powerful

    groups.Theattemptstodevelopdemocraticpoliticsonthebasisofreal issues

    andinterestsonthegroundareunderthethreatbyelitistandlocalisedidentity

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    IndonesiasHeldBackDemocracyandBeyond

    8

    politicsandeconomicglobalisation.But inAceh,where foreigndonorshaveso

    farcontainedthemilitaryandbigbusinessandwhereseparatistshavebeenable

    to substitute political participation for armed struggle, decentralisation also

    paved the way for peace and potentially fruitful democracy. This part of the

    frameworkfordemocratictransition isnowatstakeandweshallreturntothe

    challenges.

    (4)TheRelativeStabilityofDemocracyRestsWithElitistInclusionofPeople

    Atthesametime,politics ingeneralcontinuetobedominatedbythe

    powerful elite. Yet, the dominant elite groups are more broadlybased, more

    localised and less militarized than under Soeharto. Hence the surveys and

    associatedresearchqualifiesthegeneralthesisthatthepowerfulelitefromtheNew Order has simply captured democracy. (C.f. Robison and Hadiz 2002)

    Remarkably, it is rather an extended elite that have adjusted to the new

    institutions that are supposed to promote democracy. This is not to say that

    there are no abuses, but decentralisation and elections have enabled more

    diversesectionsofIndonesiaselitetomobilisepopularsupport.Ofcourse,elites

    oftenmobilisesuchsupportbymakinguseof theirclientelisticnetworks,their

    privileged control of public resources and their alliances with business and

    communal leaders.Yet, the interestof suchelitegroups inelections isbothacrucialbasisoftheactuallyexistingdemocracyanditsmajordrawback.Without

    thiselitesupport, Indonesiandemocracywouldnotsurvive;with thepowerful

    elite support, it becomes the domain of rotten politicians who prosper and

    entrenchthemselvesthroughcorruption.(TheresearchprogramsRenegotiating

    Boundaries and In Search of Middle Indonesia at the KITLV institute in the

    Netherlands(www.kitlv.nl)andCenterforLocalPoliticsandRegionalAutonomy

    StudiesatGadjahMadaUniversityareprovidingcomprehensivecasestudies in

    thisarea.)

    In short,beyonda numberof freedoms,democratic institutionsand

    peoplescapacitiesremainweak.Yet,muchoftherequiredinfrastructureisnow

    inplace,andinspiteoftheirweaknessesandbiases,Indonesiasinstitutionsare

    solidenoughtoaccommodatepowerfulactorsand,atleastpartially,alternative

    actors as well. Theoretically, this is the bottom line. It is the reason why

    Indonesiamaybecalledanemergingdemocracy.Inalltheserespects,Indonesia

    maythusbegintoresembleIndia,themoststabledemocracyintheglobalSouth

    which is dominated primarily by politically oriented powerful elites that

    incorporatevulnerablepeople intopolitics,winelectionsandofcoursebenefitin various ways from the powers thus gained and therefore also sustaining

    certainprocedural fundamentalsofdemocracy whilethemore modernand

    cosmopolitanaffluentmiddleclassesincreasinglyoftenoptforprivatesolutions

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    IndonesiasHeldBackDemocracyandBeyond

    9

    totheirproblems.(e.g.CSDS2007,Chatterjee 2004,HarrissandCorbridge2000,

    HarrissWhite2003)

    (5)Monopolisation

    of

    Representation

    Sowhatwould ittaketomakethemostofthisdemocraticpotential?

    The major problem as compared to India is that Indonesias system of

    representationandelectionsisnotevenopenenoughforthepossibleinclusion

    of major interests among the people at large and also erects high barriers to

    participation by independent players. Indonesiasdemocracy is thusheld back

    even inaverybasicandproceduralsense.Civicandpopularorganisationsare

    preventedfromgetting intoorganisedpolitics.Moreover,andtoa largeextent

    due to decades of repression and the continuous monopolisation ofrepresentation but also because their own mistakes, these groups remain

    hamperedbytheirownfragmentationandweakmassorganisation.Moreover,

    supplementary research indicate clearly that these weaknesses in turn are

    relatedtoproblemsofrepresentation,eveninbasictermsofbeingresponsiveto

    theprimedailyproblemsandaspirationsofpeopleonthegroundindeveloping

    policiesandstrategies. Inthisrespect Indonesiastillseriously lagsbehind.This

    underdevelopmentofdemocracyisthuswithregardtoboththepeopleandthe

    issuesandintereststhatareexcluded.First, thesurvey reveals that thepowerfulactors insocietydominate

    politics and the political economy. Politics (including the executive) and good

    contacts are their primary sources of power; pure economic bases are less

    crucial.Alliancesaremainlywithinthesepowerfulsectionsoftheeliteinabroad

    senseoftheword(thusalso implying ifcoursethattherearealsootherelites,

    alternativepolitical, cultural intellectual with less powers). Legitimacy of the

    powerful elite is mainly related to the ability to connect people and gain

    authoritativepositions.Themajor issueson theagenda includehard issuesof

    governance and economic development. Ordinary people are brought into

    politics primarily through clientelism and populism; and in this context the

    controlanduseofmassmediaisgettingincreasinglyimportant.Comprehensive

    organisation, however, including several levels and issues towards aggregated

    agendas, remains insignificant; and attempts to build from below are the

    weakestofall.

    Second, theeverresourcefulelitespreventordinarypeopleand their

    smallparties(butnotthepettypartiesoftheresourceful)fromenteringpolitics.

    Independent localpartiesareonlyallowedandfunctionalinAceh.Participationin elections in other parts of the country (even of local parliaments) calls for

    nationalpresencewithbranchofficesvirtuallyalloverthecountry.Hence,itis

    almost impossible to build more representative parties from below without

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    havingaccess tohuge funds. (For thosewith such funds,however, it is rather

    easy tosetupaneligiblepartyandget represented, thuscausingproblemsof

    efficient governance among squabbling elite politicians with special vested

    interests.) Further, only big parties or extensive coalitions may nominate

    candidatesforelectionsofgovernors,mayorsanddistrictheads.Asidefromthe

    elections of individual representatives from the provinces to an insignificant

    nationalassembly (DPD), independent candidateshavebeenprohibited and

    thenewlyannouncedopeningscallagainforhugeresourcesonthepartofthe

    candidates.Inaddition,candidatestovariouspositionsmusthavecomparatively

    advanced formal schooling, thus excluding leaders from the labouring classes.

    Those running in village elections usually even have to share the substantial

    administrativecosts.Similarly,therearenoefficientmeasurestocountervestedinterestsandprivatepoliticalfinancingortopromoteinternalpartydemocracy,

    and theguidelines to fosterequalgender representationhavegenerated little

    result.

    Third, there are no substantive efforts to foster direct democratic

    representation inpublicgovernance through local representativesandpopular

    organisationsbasedoninterestandspecialknowledgesuchastradeunionsand

    environmentalmovementsonlyprivilegedcontactsandtopdownselectionof

    figures and groups. Hardly anywhere in Indonesia can we see substantiverepresentation of crucial interests and ideas of the liberal middle classes,

    workers,peasants,theurbanpoor,women,orhumanrightsandenvironmental

    activists.

    Inshortsofar,Demossurveysandsupplementaryresearchrevealthat

    the fundamental problem of Indonesian democracy is weak popular

    representation. Many freedoms are at hand, and the rule of law and public

    governance are at least improving. But democratic political relations between

    stateandpeople remainpoor.Typically it isdifficult foractors and ideas that

    reflectfundamentalsocialandeconomiccleavagestoengageinpublicaffairs.In

    the absence of effective popular control over public affairs, economic and

    political power rests instead with actors related to the state and private

    businesses. The leverage of these dominant actors has increased with the

    hollowing out of the public resources and institutional capacities that were

    vestedwiththestate.

    Inthiscontext,thepostcentralistandauthoritarianrelationsbetween

    state and people (the demos) are instead increasingly mediated on the one

    hand by market institutions and on the other by communal, patronage andnetwork based groups, including alternative patronage via civil associations.

    Neitherofthesemediatorsissubjecttodemocraticcontrol,(Figure1).Inspiteof

    rhetoriccompetition,moreover, the reductionof thepublicspace in favourof

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    religious and ethnic communities is not incompatible with neoliberal

    perspectives.Rather thecommunalperspectivesare in linewith thehollowing

    outofpublicresources.Thereductionofpublicsocialsecurityandeducation,for

    instance,generatebothprofitableprivatehospitalsandschools fortherichon

    theonehandandmorecommunitariancharityandschoolsforthepoor,onthe

    other;ironicallyattimesfosteringextremeidentitypolitics.

    Figure1:Thechallengesofdemocraticpopularcontrolofpublicaffairs

    (6)TheRisk:Returntopoliticsoforder

    Thedefunct representation isnotonlybad fordemocracyas such. It

    also undermines ordinary peoples chances to use it to foster their views andinterests and the possibilities to alter the unequal division of power that

    preventsociallyandenvironmentallyresponsibledevelopment. Inaddition,the

    monopolisationofrepresentationnourishesagenerallackoftrustindemocracy.

    Most worrying, upper and middle class groups who rarely manage to win

    elections may well use this discontent with powerfulelite democracy to gain

    wide support for alternatives to democracy and to promote better

    preconditions through politics of order. Supporters of middle class coups

    typically

    say

    that

    they

    aim

    to

    prevent

    disruptive

    populist

    rule

    and

    to

    build

    strongerpreconditions fordemocracy.Theirviews findanecho insomeofthe

    previously mentioned international support for proper sequencing of

    democracy.Indonesiahasbeendownthispathoncebefore,inthe1960s,andit

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    gave rise to Soehartos New Order regime; and similar dynamics has more

    recently been at work in the Thai metropolitan middle class who fail to win

    broad popular support but take to the streets, call for rule of the educated

    citizensand linkupwith theKingand thearmyagainstnodoubt corruptand

    probably cheating but anyway politicians with wide electoral support. In

    contemporary Indonesia, Vice President Jusuf Kallas statements on Poso and

    similarlydisturbedareasarealsocasesinpoint.Themessagewasthattooearly

    democratic elections were behind the conflicts and that profitable business

    drivendevelopmentwouldbethebestwaytohandlethem.Other illustrations

    includethequestforpresidentialismandstrongerexecutives,thestreamlining

    of the party system towards a majoritarian twoparty system, and general

    admiration for Singapore andChinas attempts to introduce,promote stabilityand economic growth ahead of excessive democracy. Meanwhile religious

    activistsarguefortheneedtoreducethepublicsphere,butthistimeinfavour

    ofreligiousvalues,communitiesandleaders.

    The empirical evidence from Demos survey and supplementary

    researchspeakquiteagainstthisthesisthatrootofIndonesiascurrentconflicts

    andproblemsof corruptionaswell aseconomic development is the new civil

    andpolitical freedoms.On thecontrary the resultsshow that it is thedefunct

    instrumentsofdemocracy andespeciallythepoorpopularcapacitiestofosterthem thathavemade itdifficulttousethefreedomstoaltertherelationsof

    power, prevent the abuse of them and thus improve law, policies and

    governance. There is a shortage of institutionalised channels for interest and

    issuegroupparticipation,beyondclientelismandgoodcontacts.Evenpopular

    representationinformalgovernmentisheldbackbyelitistcontrolofparty and

    electoralsystems.Theparty andelectionsystemssustainelitismonpartofthe

    powerful. The separate issue and interest group representation is weak and

    undemocratic;andsoisdirectpopularparticipation.

    (7)TheChallenge:Overcomingtheconstraintsofpopularrepresentation

    Itisimperative,therefore,thatcivicandpopularorganisationsbeable

    toscaleuptheirideasandalliances.Byconnectingcommunitiesandworkplaces,

    andlocalandcentrallevels,itispossibletochallengeelitecontroloverpolitics.

    Demos survey and case studies suggest, however, that the scaling up into

    organisedpolitics isnotonlyhamperedbyelitistmonopolisationofpoliticsbut

    alsobycivicgroupsandpoliticalactiviststhemselves.

    First, the surveyand supplementary studies reveal thateven ifmanyalternativeactorsnow try toenter intopolitics tonotjustbeconfined tocivil

    society activities, many challenges still remain ahead. There are few decisive

    improvements as compared to the first survey. One problem is the poor

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    presence within state, politics and business as well as in related workplaces.

    Another is that the sources of power and the ways of gaining authority and

    legitimacyremainfocusedonknowledgeandpublicdiscourseattheexpenseof

    organisation,attemptstogainpublicmandatesandwinelections.Moreover,the

    issues that are put on the agenda typically focus on specific rights and

    complaints, neglecting broader perspectives of how to promote better

    governance, developmentandpublicwelfare.Finallyand inspiteofadvances,

    civic groups remain poorly connected to social movements and popular

    organisations (and vice versa); collective action is mainly based on individual

    networking, popular leaders or alternative patronage as against broad and

    representative organisation; and attempts to approach elections, parliaments

    and the executive remain primarily by way of media, NGOs and pressure andlobbygroups.

    Second, comparative case studies show that the problems in these

    respectsare typicallyaddressed insteadbyeitherbringing togetherpeopleon

    the grassroots level or by topdown organising or by attempts to facilitate

    issuespecificdirect connectionsbetweenpeopleand the executive or leading

    politicians.Inmanyinstances,theseeffortsarequiteimpressiveandstimulating.

    Tomentionbutone,thelocalpeasantsorganisationsinBatang inCentralJava,

    haveralliedbehindbroaderagendasandwonanumberofvillageelections.Theynow wish to scale up to the regional level, but one problem is sufficiently

    democraticselectionofcandidatesandofcoursethelackoffunds.However,so

    far,theonlymajoropeninghasbeeninAceh,thankstotheuniquepossibilityof

    buildingpartiesfrombelowandof launching independentcandidatesafterthe

    peacetreaty.Yet,thesepartiesareshortofwellorganisedconstituentsbeyond

    oldactivistgroups,activistnetworksandinfluentialleaders.

    Moreover, the results point to a number of problems. Unity from

    belowhasproveddifficultbecauseofthemyriadofspecific issues,approaches

    and contending projects and leaders. Politics aiming at majorities behind

    common platforms calls for ways of combining different specialisations and

    interests, such as among peasants and plantation labourers. There must be

    convincingagendasfornecessaryalliancesandequalcitizenbasedgovernance.

    Loose networking and polycentric action the methods favoured by most

    IndonesiasNGOsandprodemocracyactivistsarenotenough.

    However,attemptstocompensateforthisbywayofsocialistorother

    ideologies,centrally coordinatedneworestablishedorganisations (somewith

    charismaticfiguresatthehelm),orsimplythecreationofajointpoliticalvehicleor individual candidates offering support in return for popular votes, tend to

    preserve topdownstructuresandgeneratedivisionsamongsocialmovements

    andpopularandcivicorganisations.

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    Thealternativeattemptstobypassdirtypoliticsbyfacilitatingdirect

    linkages between people and the executives (inspired by, for instance,

    participatorybudgeting)arenodoubt importantsupplementsbuthave littleto

    say on how to coordinate different sections of the people, scale up the

    operationbeyondthelocalandfacilitatefairrepresentation.Elsewhere, infact,

    thelatterhascalledfortopdownmeasuresthrough,forinstance,theofficeofa

    governorormayor.

    (8)TheRecommendation:DemocraticPoliticalBlocks

    Hence, there are two major lessons: First, basic popular and civic

    groupsmustcoordinateinsteadonanintermediatepoliticallevel,betweenthe

    specific grassroots issues and the toplevel perspectives. This is in order todefine joint platforms, wide support and alliances, and control genuine

    politicians rather than being the victim of fragmentation and dominated by

    variouspartiesorpoliticalactors.Second,thismayalsobethelevelonwhichitis

    possibletocombineparliamentaryandextraparliamentaryactivities,aswellas

    representativeanddirectparticipation.

    It is no news that both old and new democracy driven organisations

    sufferfrominsufficientlinksbetweencivicandmorepopularorientedgroupson

    theonehandandproblemsof relating toorganisedpoliticson theother.Thiswasmadequiteclearalreadybefore1998(c.f.Trnquist2002).Itwasexpanded

    intheanalysisofthepostSoehartomovement(Priyono,PrasetyoandTrnquist

    2003),where theblamecouldno longerbeputonexcessiveauthoritarianism.

    AnditwasconfirmedonagenerallevelinthefirstallIndonesiasurvey(Priyono,

    SamadhiandTrnquist2007).However,themorerecentresultsforthesecond

    surveyandespeciallysupplementaryresearch(c.f.Priyonoet.al2009,Trnquist

    et.al2009)alsoidentifiesquiteclearlythatthecrucialproblemoffosteringsuch

    linkagesrelatestodemocraticrepresentation,(Figure2).

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    Figure2:Thechallengesofpoliticisingthedemocracymovement

    In other words, the major challenge along each of the axes is to

    developimproveddemocraticrepresentation.Thisistoenablethescalingupof

    issues,groups,communitiesandworkplaces.Sincestructuralconditionscannot

    bealteredimmediately,peopleneedtogettogetherandactcollectively.Ifthis

    shallbeattemptedatdemocratically, it calls for trustworthy representation in

    terms of solid chains of popular sovereignty. This includes authorisation,

    mandates,responsiveness,transparencyandaccountability.Andthisinrequires

    clear definitions of what demos are supposed to control what parts of public

    affairs toavoidpolycentricconfusionbetweenfactionsofthedemos.

    To facilitate scaling up through democratic representation, Demos

    recommendation is that democratic social movements, popular and civic

    associationswishingtoengage inpoliticsshouldbuildcoordinatedDemocratic

    PoliticalBlocksatlocalandcentrallevels.

    Suchpoliticalblockscallforleadershipandcommitmenttothebuilding

    of democracy through popular mandates and accountability, both within and

    between organisations and in relation to elections. Unfortunately, many

    democracy activists are unlikely to become involved in democratic

    representation and electoral politics so long as it remains easier for them to

    lobbyandnetwork.Similarly there isa recentargument thatoneshould recall

    the tradition of the many scattered militant groups during the anticolonial

    liberation struggle and prioritise extraparliamentary action in the streets. (Cf.

    Lane2008)Organisingconstituenciesandwinningmajoritiesinelectionsimplieshardwork.Further,partypoliticalactivistsneedtorealisethattherewillnever

    beonepartyonlyamongprodemocrats.Hence,theyneedtoavoiddominating

    anddividingbasicsocialmovementsandpopularorganisations.Politiciansand

    CivilAssociations

    Organisedpolitics

    Po ularor anisations

    Counterbyscalingup

    throughdemocratic

    representation

    Counterbyscalingup

    throughdemocratic

    representation

    Counterbyscalingup

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    politicalgroupsmaywellparticipateinbuildingPoliticalBlocks,butpreferablyas

    members of the movements and associations, and anyway not in dominant

    positions. The negative international experiences from unfortunate party

    politicisationofcivicandsocialmovementscannotbeoverstated.

    While the task of building Democratic Political Blocks is thus next to

    impossible there are options. Historically, of course, this was the way

    Scandinavian popular and civic organisations build broad political movements,

    parties and rights based economic development. At present, the Labour Party

    with civic and popular organisations in Brazil has tried similar roadmaps,

    includingbyfacilitatingparticipatorybudgeting.TheAcehneseevenprovedthat

    some advances are feasible in spite of very poor conditions. The alternative

    frameworkforchangewerethatthepartysystemwasdemonopolisedtoallowfor local parties and independent candidates, and that the civic and political

    organisationswerewillingandsufficientlywellorganisedtowinvotesandthus

    takeadvantageofthedemocraticopenings.Neitherofthisisathandelsewhere

    inthecountry.ItistruethatAcehatpresentsuffersfromthelackoffirmlyand

    democraticallyorganisedinterestandissuebasedmovementsthatcanputvital

    issuesontheagendaandkeeppartiesand leadersaccountable.There isarisk,

    therefore, that clientelist and populist means of political inclusion (and

    associated favouritismandcorruption)willdominatewhile referring to specialneeds during a quite unspecified period of transition, which may rather take

    Acehrightdownthesamedrainofprimitiveaccumulationofcapital(bywayof

    coercivemeans)asmanyotherprovinces.Thismustbecounteredbycreating

    broaddemandsfrombelowforpoliticalfacilitationbythenewlyelectedleaders

    (andsupportivedonors)ofparticipatorydemocraticinstitutions.

    Furthermore,itdeservestoberepeatedthusthatthesituationbeyond

    Aceh is less favourable. The chances of building political representation from

    below have been blocked. According to the recent legislation, participation in

    elections in other parts of the country (even of local parliaments) calls for

    national presence with branch offices in 60% of the provinces, 50% of the

    districtsandmunicipalities,and25%ofthesubdistricts.Eventheheroicattempt

    bysocialandpoliticalactivistsinPPR(PartaiPerserikatanRakyat)tomeasureup

    tothedemandshasfailed.Andunfortunatelysomeoftheleadersnowthinkthat

    there isnootherway toenter intopolitics than tosubordinate themselves to

    bossesandretiredgeneralsinnewpartieswithhugeresourcesandintemporary

    need of activists. Similarly, the demands on the mobilisation of signatures of

    independentcandidates indirectelectionsare sohigh thatoneneeds tobealocalequivalentofItalysBerlusconitostandachance.Inaddition,women,still

    tendtobesubordinatedandnoordinaryworkers,peasantsandfisher folkscan

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    run even in village elections because of lack of supposedly sufficient formal

    educationanddemandstopayforthebasicadministrativecosts.

    Conclusion

    ThereisacommonexpressionamongdemocracybuildersinIndonesia

    thatthe infrastructure isathandand thatmostactorsadjust totheserulesof

    thegamebutthatitremainstobuildademocraticcultureandfostersocialand

    economicgainswhichmaysatisfyordinarypeople.Thisismisleadingandpartly

    wrong! It is true thatmostactorseven thepowerfuladjust to theactually

    existing rules and regulations. But giving priority to the outcome and general

    habits (culture) is to neglect that the democratic infrastructure is far fromsufficientandthattosomeextent it isnotevenexistent.A largeportionofthe

    contextual rulesand regulationsdo not really support the32universalmeans

    towards democracy. The alternative actors in particular are short of sufficient

    capacitytouseandpromotethemeansofdemocracy.Organiseddemocracyand

    especiallythesystemofrepresentationismonopolisedbythepowerfulelite.

    Inshort,democracyisheldback.Itistruethatallpeopleareallowedto

    vote, but women (who are not well connected) and poor and subordinated

    people, especially migrant labourers, are defacto prevented from standing as

    candidates and sometimes even from voting, thus trying to develop popular

    representation. Basic issues of equal civic rights and political equality thus

    representsasimilarchallengebutalsoopportunityasdidthemovementforthe

    rightstovoteintheolddemocracies.

    Hence the immediateneed todevelopwellorganisedandnonparty

    dominated Political Blocks to foster independent popular influence within

    organised politics inspite of elitist monopolisation; to enable, moreover,

    ordinary people to use and promote democracy; to alter, thus, the current

    relations of power through more popular representation and participation; to

    improve,also,theefficiencyofdemocraticgovernance;andto increase,finally,

    bargaining power to foster compromises towards rights based sustainable

    development.

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    ChapterTwoApproachingDemocracy:

    Somebriefintroductorynotesofconceptsandmethods

    OlleTornquist(UniversityofOslo)

    With

    NicolaasWarouw(GadjahMadaUniversity)

    Democracyassessmentshavebecomenext toan industry,parallel to

    that of measuring economic development in countries around the world.

    InternationalIDEA,thehighprofileinternationalorganisationfordemocracyand

    electoralassistance,saysthattherearesixmajorassessmentframeworks.(IDEA

    2008)One framework focusesonmoreor lesscomprehensivehuman rights in

    variouscountries. It istypicallycarriedoutbygovernmentssuchasthatofthe

    United States and organisations and institutes like Amnesty and the Freedom

    House. A second type gives priority to governance, including elections but

    primarilytheruleoflawandaccountability.Thesestudiesareoftenpropelledbygovernments, aid agencies and their associates such as the Indonesian

    PartnershipforGovernanceReformsinordertoevaluatesupportforinstitution

    building. Third, the democracy indices generated by researchers who relate

    democratic rights and elections to independent factors such as development

    and conflict. Fourth, the socalled democracy audits. These have been carried

    outbygovernments,academeandcivicorganisationsintheglobalNorthtofind

    out and lay the foundation for public discussion about the strength and

    weaknesses

    of

    various

    dimensions

    of

    democracy.

    Fifth,

    the

    economic

    and

    social

    assessments by governments and international organisations to evaluate the

    outcomeofdemocracyandguidesupportforbetterstructuralconditions.Sixth,

    IDEAs own framework. This has been implemented by its associates among

    governments,internationalorganisations,relatedNGOsandscholars.Theaimis

    similartothatofthedemocraticauditsintheolddemocraciesbuttheambition

    istofacilitateapplication intheglobalSouthtoo.Theprimefocushasbeento

    assess the quality of the democratic institutions through expert panels and

    various indicators and resources in addition to surveys of public opinions and

    attitudes.Oneshouldalsoaddtheassessmentsbyassociationsandscholarsof

    the democratic quality of civil society, social movements and socalled social

    capitalintermsofinterpersonaltrusttofacilitatecollectiveaction.

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    Interestingly, our own alternative framework for participatory

    researchbaseddemocracypromotionisalsonotacknowledged.Thisframework

    is rooted in surveys with experienced expertpractitioners on the ground. It

    focuses on political identity, the standard of institutions and actors will and

    capacity to use and promote that infrastructure. It has been developed and

    proved feasible since 2002 in cooperation between reflective activists and

    scholars in the pilot case of Indonesia. Why was this perspective needed and

    whatarethedetailsofthemajorcharacteristics?Thesimpleansweristhatmost

    oftheotherframeworksdidnotseemtobeveryhelpfulasjudgedbytheneeds

    of the concerned scholars and activists in this the worlds largest new

    democracy.

    Basicallyprodemocratswerenothappytoworkwithframeworksthatreflectedthepreconceivedvalues,politicalinterestsanddevelopmentpriorities

    ofthedonorsandtheircloseassociates.There isofcoursenothingwrongwith

    donors needs to evaluate their democracy support (which many democrats

    were anyway dependent on). Similarly, the politicalpatronsof the democracy

    support must be able to identify and foster likeminded partners; that is the

    basicsofinternationalrelations.Andrelatedscholarsshouldtestandfostertheir

    theoriesand recommendations.But what the Indonesiandemocratsasked for

    was an instrument to evaluate their problems and options and related

    arguments. Actually, they were confused and divided and wanted tojudge to

    whatextentdifferenttheoriesandrecommendationsmademoreor lesssense,

    notjustoneortheotherfavouriteargumentbythisorthatdonororscholaror

    activist. In addition they were in large need of more reliable data and

    information. Academically critical research after decades of authoritarianism

    remained weak, the various case studies were scattered and the rapidly

    expanding opinion surveys were driven by political and commercial interests.

    Also, the prodemocrats were quite rightly disturbed by the preoccupation in

    mostexistingassessmentswithstaticdescriptionsof thequalitiesof rulesand

    regulations without payingmuch attention to dynamic relations of power and

    strategiesamongvariousactors.Moreoversomealsorealisedthattheopposite

    obsessionwithstructures,culture,rights,civicactivismandpopularmovements

    was not related to the new democratic institutions including parties and

    elections. Inaddition theprodemocratsasked concerned scholars to consider

    theinsightsoftheactivistsonthegroundandtocommunicateexperiencesfrom

    otherpartsof theworld. In fact,while the Indonesianactivistshad fought for

    democracy since several years, the powerful elite and experts that suddenlydominatedtheassessmentsofdemocracyhadusuallybeenquite indifferentor

    evenontheothersideofthe frontline.Similarly,the internationalexpertshad

    mainly brought in elitist donor perspectives on crafting of institutions and

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    ApproachingDemocracy

    20

    consensusamongthepowerfulactors.Meanwhiletheexperiencesand insights

    oftheprodemocrats in Indonesiaandelsewherehad largelybeen ignoredand

    theythemselveshadnotfoundtimetowriteuptheirstoriesandfindings.Finally

    severaldemocratsdidnotliketojustwritereportsandtalkinseminarsbutalso

    wantedtogofromfindingstorecommendationsandconsortedeffortstofoster

    implementationofthem.

    In order to develop an alternative framework we added therefore

    theseexplicitneeds to the coreelements in the theoreticallymost convincing

    andflexiblepartsofthemainstreamframeworks,primarilytobefoundamong

    the democratic audits and International IDEAs conceptual apparatus.

    Meanwhile,however,wealsohadtokeepinmindthatsuchanalternativemust

    bepossibletoimplementquiteswiftly(sincethedemocraticoptionswerefadingaway) and without access to huge funds (since that would have called for

    compromises).

    BasicDefinitionsandVariables

    Onecrucialpointofdeparturewassimilar to thatof themainstream

    audits and IDEAs framework: the separation of the aims and the means of

    democracy. This made it possible to focus on the extent to which the means

    reallypromotedtheaims.Moreover,asDavidBeethamhadarguedconvincingly,

    thedisagreementsondemocracywereprimarilyaboutthemeansofdemocracy

    while there seemed to be general agreement on the aim in terms ofpopular

    controlofpublicaffairsonthebasisofpoliticalequality.(Beetham1999).

    That said, one had to ask what people (demos) that would control

    publicaffairs?Whowouldbe the citizens?Would thedemosbebasedon for

    instancereligiousorethnicorpolitical identity?Whilenotbeingabletogo into

    thedetailsofhowsuchidentitieshadbeenformed,onemustbeabletodiscuss

    if and how they could be combined, especially in a multi cultural society like

    Indonesia.

    Second,whatconstitutesthepublicaffairsthatpeopleshouldcontrol

    and what is rather deemed to be private matters to be handled within the

    family,variousnetworks,onthemarketorbyreligiousorethniccommunities?

    Again, indepth analyses of the construction of public affairs would be

    impossible,butonehadtoanalysethesubstanceofdemocracyintermsofwhat

    matterswereincludedandwhatweresetaside.

    Third,what ismeantby controland politicalequalityandhowcantheybeachieved?FollowingBeethamand IDEA(2002),thefollowingprinciples

    are intrinsic: the right and ability toparticipate and authorise representatives

    and their executives; representatives (and their executives) who in turn shall

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    ApproachingDemocracy

    21

    representthemaincurrentsofpopularopinionandthesocialcompositionofthe

    people, be responsive to peoples opinions and interests and accountable to

    peopleforwhattheydowhichcallsfortransparencyandsolidarity.Inaddition,

    while it isobviousthattheprinciplespresupposeHumanRights(includingcivil,

    politicalsocial,economicandcultural rights), theshapingandpracticingofthe

    Rights in turn are also vested with the implementation of the democratic

    principles.

    What would be the necessary means, then, to enable and promote

    democraticconstitutionof thedemosand thepublicaffairsaswellas thejust

    mentioned principles to foster popular control and political equality? IDEAs

    frameworkandmostauditsfocusondemocratic institutionsandrelatedvalues

    among people at large. While this was in accordance with standard politicalscienceofdemocracyanddemocracybuilding,andtheviewsofmostdonors,it

    was insufficient to the Indonesiandemocrats.First, theywanted tobeable to

    evaluateawidersetoftheoriesandargumentsaboutthenecessarymeans,to

    thusdiscuss inamorefruitfulwaywhatseemedtobemostvalid in Indonesia.

    Further, theyneeded togobeyondassessmentsof fixed rulesand regulations

    towards a more dynamic perspective. Hence they wanted to consider the

    possibilitiesofchangebyalsoincludinginformalinstitutionsandpowerrelations

    among various actors in politics, the political economy, civic associations and

    socialmovements.Third,itwasobviouslyunfruitfultoonlycomeupwithsome

    kind of national assessment in a country where despotic central rule was

    dismantled and politics was becoming increasingly localised. Similarly, the

    definitionofthedemosaswellasofpublicaffairscalledforadditionalindicators.

    Hence the conclusion that one had to go beyond previous perspectives by

    consideringthreebasicmeansofdemocracy.

    TheBasicMeansofDemocracy:Institutions,willandcapacity

    The first major type of democratic means were of course the

    conventional focus on the standard of a number of democratic institutions

    related to (a) constitutionalism (citizenship, law and rights), (b) popular

    sovereignty (elections, political representation and the responsiveness and

    accountability of public governance) and (c) civic participation (through

    associations, media, academic life and direct participation). However, by

    contrast tootherassessment schemesone shouldnotonlyask for formalbut

    also informal institutions.Furtheronemustsupplement theassessmentof theperformancebyaddingspecificquestionsaboutthegeographicalspreadandthe

    thematicsubstanceofthe institutions(i.e.howmanymattersthatwerewithin

    thedemocratic frameworkandhowmuchwasbeingprivatised).Whileadding

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    these crucial concerns, Demos framework has begun by drawing on IDEAs

    ratherwidelyacknowledgedthoughextensivelistofinstitutions.Thishasbeena

    pointofdepartureforrelevantrevisionsandsimplifications.Forthedetails,see

    Box1.

    Thesemeansareuniversallyvalid.Thisisbecausetheyaretheoretically

    derivedbyaskingwhatmeansarenecessary topromote theequallygenerally

    valid aim of democracy. The specific rules and regulations, however, vary of

    coursewithcontextualfactors.Hence,themajorpointistoassesstheextentto

    which such contextual formal and informal rules and regulations promote the

    institutionalfoundationsofdemocracy.Indoingso,thefundamentaldimension

    ofcivicandpoliticalidentityisseparatedfromtheothersasthelatterhavebeen

    possibleto include inan indexonthequalityofdemocratic institutions.Outof100 index points, the relative importance of formal as compared to informal

    institutions isestimatedtobe70versus30.Further,therelative importanceof

    performanceascomparedtospreadandsubstanceisestimatedtobe50,25and

    25respectively.(Withinthe50pointsforformal institutions,the importanceof

    positivescoresisofcoursereducedifinformantsdeemsomeoftheinstitutions

    to hardly even exist.) All attempt to weight however the various intrinsic

    institutions (whichusually restanywaywithsomekindofexpertestimate)are

    howeversetasideinfavouroftransparentdiscussionofvarioustheories.

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    Box1:Basicinstitutionsofdemocracy.

    Towhatextentaretheyeffective,wellspreadandinclusive(inclusiveofvitalmattersinsociety)?

    Institutionsoutsidetheindex

    The People (demos): the constitution of the demos through political/civic, ethnic and/or religious

    identityandengagementregardingpublicissues.

    Institutionsconsideredinindex

    1 Citizenship (Equalstatecitizenship;Therightsofminorities,migrantsandrefugees,Reconciliationof

    horizontalconflicts)

    2 GovernmentsupportofinternationallawandUNhumanrights

    3 Subordinationofthegovernmentandpublicofficialstotheruleoflaw

    4 Theequalitybeforethelaw(Equalandsecureaccesstojustice;Theintegrityandindependence ofthe

    judiciary)

    5 Freedomfromphysicalviolenceandthefearofit

    6

    Freedom

    of

    speech,

    assembly

    and

    organisation

    7 Freedomtocarryouttradeunionactivity

    8 Freedomofreligion,belief;languageandculture

    9 Genderequalityandemancipation

    10 Therightsofchildren

    11 Therighttoemployment,socialsecurityandotherbasicneeds

    12 Therighttobasiceducation,includingcitizensrightsandduties

    13 Goodcorporategovernance

    14 Freeandfairgeneralelections(Freeandfairgeneralelectionsatcentral,regionalandlocallevel;Free

    andfairseparateelectionsofe.g.governors,mayorsandvillageheads)

    15 Freedomtoformpartiesonthenationalor locallevel(orteamsofindependentcandidates)thatcan

    recruitmembers,andparticipateinelections

    16 Reflectionofvitalissuesandinterestsamongpeoplebypoliticalpartiesandorcandidates

    17 Abstentionfromabusingreligiousorethnicsentiments,symbolsanddoctrinesbypoliticalpartiesand

    orcandidates.

    18 Independenceofmoneypoliticsandpowerfulvestedinterestsbypoliticalpartiesandorcandidates

    19 Membershipbasedcontrolofparties,andresponsivenessandaccountabilityofpartiesandorpolitical

    candidatestotheirconstituencies

    20 Partiesandorcandidatesabilitytoformandrungovernment

    21 Democraticdecentralisationofgovernmentofallmattersthatdonotneedtobehandledoncentral

    levels.

    22 Thetransparencyandaccountability ofelectedgovernment,theexecutive,(bureaucracies),atalllevels

    23 Thetransparencyandaccountability ofthemilitaryandpolicetoelectedgovernmentandthepublic

    24 Thecapacityofthegovernmenttocombatparamilitarygroups,hoodlumsandorganisedcrime25 Government independence from foreign intervention (except UN conventions and applicable

    internationallaw)

    26 Governments independence from strong interest groups and capacity to eliminate corruption and

    abuseofpower

    27 Freedomofthepress,artandacademicworld

    28 Publicaccesstoandthereflectionofdifferentviewswithinmedia,artandtheacademicworld

    29 Citizensparticipationinextensiveindependentcivilassociations

    30 Transparency,accountabilityanddemocracywithincivilorganisations

    31 Allsocialgroupsincludingmarginalisedgroupsextensiveaccesstoandparticipationinpubliclife

    32 Direct participation (Peoples direct access and contact with the public services and governments

    consultationofpeopleandwhenpossible facilitationofdirectparticipation inpolicymakingandthe

    executionofpublicdecisions)

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    Second and in addition to most other frameworks one should add a

    dynamic perspective by identifying main actors and then ask if and how they

    relatetothemoreorlessdemocraticinstitutions.Twocrucialstepsareinvolved.

    Thefirstisthespecificationofthemainactors.Allactorscannotbeincludedina

    viableassessment.Given the localisationofpolitics thisshouldprimarilybeon

    the provincial level. Further, one needs to include powerful actors as well as

    crucial alternative ones. In the alternative assessment framework, the local

    informants are asked to identify the three most powerful and the three most

    important alternative actors in their context. A number of problems are of

    courseassociatedwiththeidentificationoftheseactorsbutthestumblingblocks

    restmainlywith the identificationandthequalityofthe informants,whichwe

    shall return to.The second step is toenquire then into ifand how theactorsrelatetothedemocraticinstitutions.Dotheinstitutionsmakesensetothem?To

    whatextentisdemocracytheonlygameintown? Moreprecisely withregard

    toeachtypeof institution:dotheactorspromoteandusethe institutions?Do

    theyonlyusethem?Ordotheyuseandabuseorevenavoidthem?

    Low figures mean that democracy is not meaningful because the

    standardof the institutions is too lowand/orthecapacityoftheactors touse

    andpromote them (whichweshall return toshortly) is insufficient.Additional

    negative conditions are set aside. This is not because such conditions are

    unimportant but because of a crucial assumption about the minimum

    requirementsofdemocracy.Thealternativeframeworkrefutesargumentsthat

    democracy calls for extensive social and economic rights, equality,

    modernisation, prodemocratic culture etc. Actually the framework only calls

    forsufficientlymeaningfulinstrumentsaslistedaboveandforsufficientcapacity

    oftheactorstouseandpromotetheinstitutions(whichweshallsoondiscussin

    more detail). Given that these conditions are present, the actors can use

    emergingdemocracytopromotemoresocialandeconomicrights,amongother

    things.Ofcourse, firmjudicial institutions,economicmodernisationand social

    andeconomicequalityare likely tocontribute tohighscoreson the indicesof

    democracy. But if more rights, equality, modernisation, favourable culture etc

    were included as necessary conditions for democracy, they would have to be

    createdbynondemocraticmeans.This isnotnecessary. Ithasprovedpossible

    tocreatethembywayofgradually improveddemocracy.Therearedegreesof

    democracy;anddemocracyisaprocess.

    Hencetheargumentthatthere isaneedto sequencedemocracyby

    somehowintroducingfavourable institutionsaheadofpopularsovereignty(e.g.Mansfield/Snyder 2005) as well as Samuel Huntingtons (1965) old thesis that

    strong institutionsmustbeathand topreventmodernisation fromgenerating

    popularupheavalsarerefuted.(AsmanyIndonesiansknow,thelatterargument

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    wasusedtolegitimisetheeliminationofpopularmovementsin1965/66aswell

    as the rise and existence of the New Order regime.) The same applies for a

    number of related theses too. One is that a certain level of economic

    development isamust;another istheoldextreme leftthesisthatequalityand

    radicallydifferentpowerrelationsmustbecreatedbymoreorlessrevolutionary

    meansaheadofpeoplesdemocracy.Itistruethattheoftenratherdepressing

    fateoftheglobalthirdwaveofdemocracythroughtopdowninstitutionbuilding

    and elitist compromises is rather depressing. But given that nondemocratic

    introduction of favourable structural conditions is not necessary, the crucial

    matter is insteadwhatkindofspecificandconcretepoliticsofdemocratisation

    thatvariousactorsandtheirinternationalsupportersoptfor.

    If this is accepted, the growing critique of the liberal democraticemphasisoncraftingthe institutionalproceduresofdemocracyonthebasisof

    agreementsbetweenalreadydominantactorsdoesnot implythatalldesigning

    ofdemocraticinstitutionsisinvane.Theimplicationisonlythatpriorityshould

    be given to institutions that open up for enhanced capacity among ordinary

    people to foster additional institutions for more political equality and popular

    control.Ifthepredominanttrendsofarhasbeeninfavourofliberaldemocracy,

    thisconclusionseemstopointthusinasocialdemocraticdirection.

    Thethirdmeansofdemocracyisthattheactorsarenotjustwillingbut

    also capable of promoting the institutional infrastructure. Consequently the

    alternativeassessmentframeworkconsidersanumberofkeyfactorsrelatedto

    power,resourcesandmovement.However,this isonlydonetotheextentthat

    suchfactorsarecrucialforthepeoplescapacitytoactasdemocraticcitizensin

    civil as well as politic society. Hence we have combined three analytical

    approaches:one that focuseson institutions,asecond thatdrawsattention to

    theactorsandathirdthataddressespowerincollectiveaction.

    It ismorecomplicatedtooperationaliseactorspoliticalcapacitythan

    democratic institutions. Previous studies and theories about political power,

    movements and other actors point to five clusters of parameters. These have

    been discussed elsewhere in more detail (Trnquist 2002, Harriss et.al. 2004,

    Trnquist2008,Trnquist,StokkeandWebster2009).Thefirstvariablesareto

    indicate iftheactorsarepresentratherthanmarginalisedoncentraland local

    levelsandinpartsofthepoliticallandscapesuchasthebusinesssector,interest

    and issue groups, self management (including cooperatives), parties,

    parliaments,andexecutivepublicinstitutions.Theseindicatorsrelatetotheories

    about exclusion and inclusion, differences between new and old movements,sectoral fragmentation,centreversusperiphery,and theopportunitystructure

    in terms of the relative openness and closeness of politics in general.

    Alternatively one may analyse similar factors by drawing on Pierre Bourdieus

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    (Wacquant 2005, Stokke 2002, Stokke and Selboe 2009) concept of fields of

    interrelatedactorsandrelationsofpower.

    A second cluster of variables relate more exclusively to Bourdieus

    focusonhowtheactorswithinthejustmentionedfieldsareabletotransform

    theirdifferentsourcesofpowerintermsofeconomic,socialandculturalcapital1

    into legitimacy and authority to thus gain symbolic power and political

    influence(ibid).

    Thethirdtypeof indicators istoanalysewhetherandhowactorsare

    abletopoliticisethoseoftheirconcernsandaspirationsthatarenotpersonal,

    i.e. to put their issues, interests and ideologies on the political agenda. This

    relates to theories inspired by for instance Jrgen Habermas about the public

    sphere, Antonio Gramsci about hegemony, Pierre Bourdieu about habitus(internalisednorms,understandingsandpatterns)and thegeneral importance

    of culture. But the same indicators connect also to analyses of increasingly

    fragmentedprioritiesandagendas,especiallyamongactors incivilsocietyand

    relateddifficulties togeneratecommonplatforms (e.g.Trnquist2002,2008a,

    Trnquist,TharakanandQuimpo2009)

    The fourth cluster of parameters is to capturewhetherand how the

    actors are able to organise and mobilise support. This is directly linked to

    theoriesofpower,politicsandmovementssuchasadvocatedbyNicosMouzelis

    (1986) and Sydney Tarrow (1994), distinguishing between incorporation into

    politicsbywayofelitistpopulism,clientelismandalternativepatronageand

    related political financing or more integrated by way of networks and or

    comprehensiveorganisationfrombelow.But itrelatesalsotoanalysessuchas

    byMahmoodMamdani(1996),ParthaChatterjee(2004),Houtzageret.al(2007)

    and Harriss (2006) of different inclusion of citizens, subjects and denizens

    withoutcapacitytousemostotherrightsthanthattorallybehindandvotefor

    oragainstleadingpoliticians.

    Fifththeroadmapstoanalysewhetherandhowtheactorsareableto

    approachvariousgovernanceinstitutions.Themajorsourceofinspirationisthe

    growing consensus that the key problem of democracy in the global South in

    particularisthedominanceofpowerfulelitesandthepoorstandardofpopular

    representationinspiteofexcitingattemptstoinitiatenewroutes.Thiswasalso

    1

    While

    the

    meaning

    of

    economic

    capital

    may

    be

    self

    evident

    (and

    may

    well

    be

    expanded

    by

    more

    qualified

    analysisof thepoliticaleconomybetweenneoliberalismand state sponsoredbusinessunderglobalisation;

    seee.g.HarrissWhite2003,Kohli2004andKhan2005),socialcapital inmainlyaboutgoodcontacts,and

    culturalcapitalinvolvesinformationandknowledge.InDemossurveyyetanothercategoryhasbeenaddedto

    cover the power by wayof coercion, including bymilitary force but alsomass demonstrations such as the

    peoplepowerphenomenoninthePhilippines.

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    aprime result fromDemos firstallIndonesia survey.Hence there isa special

    needforcloserstudieswithinthisfield.

    TheFundamentalProblemofRepresentation

    Suchanalysesinturncallforfruitfulanalyticaltools.Representationis

    acomplexandcontentedconcept.Thealternativeframeworkdrawsonarecent

    attempttodevelopaninclusiveperspectiveonthebasisoftheoryandempirical

    studies of efforts to counter the demise of popular politics (Trnquist, Stokke

    andWebster2009).

    As outlined by Pitkin (1967), representation presupposes a

    representative, the represented, something that is being represented and apolitical context. The dynamics is primarily about authorisation and

    accountability,whichpresuppose transparencyandresponsiveness.Thatwhich

    is represented may be substantive, descriptive and/or symbolic. Substantive

    representation is when the representative acts for the represented, for

    instancealeaderadvancingtheinterestsofworkers.Descriptiverepresentation

    iswhenanactor stands fortherepresentedbybeing objectivelysimilar.For

    instance,awomanrepresentswomenandaresidentinavillagerepresentsthe

    othervillagers.Symbolicrepresentation,finally,iswhenanactorisperceivedby

    therepresentedtoonceagainstandforthem,butnow,forinstance,interms

    ofsharedcultureandidentities.However,symbolicrepresentationmayalsobe

    understood with authors like Bourdieu (Wacquant 2005, Stokke 2002) and

    Anderson(1983) inthewidersenseofconstructingthedemos,thegroupsand

    the interests that are being represented and claiming to be a legitimate

    authorityasarepresentative.

    Therearetwomajorapproaches.Thefirstmaybecalledthechainof

    popularsovereigntyapproach. It is typicallyadhered tobystudentsofpolitical

    institutions, focusing on formally regulated politics, government and public

    administration. The second is what will be labelled the directdemocracy

    approach.Thisismorecommonamongpoliticalsociologists,anthropologistsand

    students of rights and law. They emphasise the importance of informal

    arrangements and the need for alternative participation through popular

    movements and lobby groups as well as civic action in for instance

    neighbourhoodgroupsandassociationsforselfmanagement.

    Therearetworelatedtendenciestowardsdeterioratedrepresentation

    withinthechainofpopularsovereignty.Oneisthatpublicmattersandresourceshave been reduced and fragmented under neoliberalism and globalisation

    beyonddemocraticrepresentation.Theothertendency isthatalmostallofthe

    links in the chain itself are tarnished. This is especially with regard to the

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    intermediary representative institutions from civic organisation to political

    parties.Massbased interestorganisationshavebeenradicallyweakened,most

    severely those based on class. While public resources and capacities are

    shrinking, politicians and political parties lose firm and independent popular

    roots. The privatisation, informalisation, depoliticisation and weakening of the

    intermediarypolitical institutionsgenerate furtherdistrust in theauthorisation

    of representatives and their mandates. Representative politics is often looked

    upon as a particularly dirty business characterised by money and personality

    oriented politics, nonprogrammatic organisational machines and crooked

    politicians. This in turn has generated alternative routes. But the various

    supplementary forms of democracy by taking matters to court and to

    institutions in civil society for self financed self management and directparticipation, pressure and informal contacts are largely detached from the

    chainofpopularsovereignty.Thecivicorganisationsandactiviststhemselvesare

    rarelysubjecttobasicprinciplesofdemocraticrepresentation,authorisationand

    accountability.Moreover, communalethnicand religiousorganisationsaswell

    as families and clans cater to an increasing number of popular worries and

    needs,typicallyamongsttheweakersectionsofthepopulationwithinsufficient

    capacitiestomakeuseofcivicrights.Whennotclaimingequalcivic,politicaland

    socioeconomic rights for all but specific communal privileges, these

    organisations and solidarities tend to fragment the demos and to undermine

    democracy.

    Whiletheadvantageofthechainsofpopularsovereigntyapproach is

    precision and conceptual consistency in relation to democratic theory, one

    drawback isthatpracticesoutsidetheformallyrecognisedchaintendtobeset

    aside such as attempts at participatory governance and struggles over public

    affairsthathavebeenprivatisedorinformalised.

    Unfortunately however the directdemocracy approach does not

    provideagoodalternativebut rather focuson theneglectedothersideof the

    coin. Interestingly, this isdone from twodirections,onewhich ismoremarket

    oriented, supportedbye.g. theWorldBank (1997)and in favourofuser and

    consumer participation (rather than citizenship and popular sovereignty);

    another advocated by critics of globalisation like Michael Hardt and Antonio

    Negri (2000) who argue that state and power has been so dispersed and

    localised that there isno decisiveunit left to fight and that increasinglymany

    producersareregulatingsocialrelationsthemselves,sothatstrongpartiesand

    representativedemocracyareunnecessaryandeven irrelevant.Bothpositionssupport thus the position of Robert Putnam (1993) and others that the real

    demosdevelopsorganicallyfrombelowamongselfmanagingandcooperating

    citizens (thereby developing social capital), not in relation to ideologies,

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    institutions and political engagement. Hence, representation becomes

    redundant since the people act directly through the same contacts and

    associations thathave constituted thepeople in the firstplace. In theprocess

    almostwhatevercivicorganisationbecomespartsofthepeople itself.Hence

    thereisnoneedtoanalyse,forinstance,differencesbetweenorganisationsthat

    relate to rightsbearing citizens and people who lack sufficient capacity to

    promotetheirownrights.Further,onedoesnotneedtodiscusstheimportance

    of intermediary variables such as politics and ideology. The fact that

    Scandinavian democracy and welfare states as well as contemporary

    participatory budgeting, for instance, have all been politically facilitated and

    thensustainedisconvenientlyforgotten.

    However,manycivilsocietyactivistsarenowmoreanxiousthanbeforeto legitimate their work in terms of whom they try to represent (Houtzager

    2007). Moreover, the new institutions for direct participation such as

    participatory planning are (just like previous Scandinavian experiences of

    combining liberal political democracy and interest based representation and

    cooperationbetweengovernmentandassociations)attempts to initiateanew

    layerofrepresentationbetweenelectoralchainsofpopularsovereigntyonthe

    onehandandassociational lifeandpopulismon theother. (C.f.Avritzer2002,

    Baiocchi2005,EspingAndersen1985,Berman2006)Yet,anumberofquestions

    remain to be answered such as how to guarantee authorisation and

    accountability,andevenmoredifficult,howtoidentifyandagreeonwhatparts

    of the demos should control what sections of public affairs on the basis of

    politicalequality.

    Against thisbackdrop, the finaldimensionofactorspoliticalcapacity

    that isconsidered in thealternativeassessment frameworkdrawsona recent

    attempt to develop a conceptual model to combine the two approaches, one

    focusing on the chainsof popularsovereignty and the other on direct

    democracy.Thekey

    is

    to

    apply

    theprimacy

    of

    popular

    sovereignty

    also

    within

    collectiveeffortstowidendemocracybeyondtheformalpublic institutions.This

    may be done by situating political practices in formal public as well as other

    institutions within a comprehensive conceptual frame where it is possible to

    mapandanalysehowactorsrelatetoeachotherandtotheinstitutionsinview

    ofthebasicprinciplesofdemocraticrepresentation.

    Ifthisisacceptedtherearethreebasicpillars:(1)thepeople(demos),

    (2) the public matters, and (3) the different intermediary ways of exercising

    popular control of the input as well as output sides of democracy; i.e.policymaking and implementation. Democratic policy making (input) and

    implementation(output)needtoberepresentativeby,first,beingbasedonthe

    principles of political equality and impartiality and, second, subject to

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    authorisation with mandate and to accountability with transparency and

    responsiveness. The actual content of what is thus being decided and

    implemented is due to the will of the demos but must not be up against the

    principles of democracy and the absolutely necessary means to develop and

    applythem.Figure1presentsapreliminaryintegratedframeworkforthestudy

    ofdemocraticrepresentation.

    Figure1.Amodelforthestudyofdemocracyorientedrepresentation

    A number of crucial problems may be addressed within this model.

    (Trnquist2009)Inthealternativeassessmentschemeweshallalsobenefitfrom

    relatedresearchintheserespects(PCD2008),buttheverysurveyfocusesonthe

    actors strategies in the political system and related forms of representation.

    First,towhatgovernanceinstitutionsdothemostimportantactorsturnatfirsthand? Second, how do the most important actors reach and affect the

    governanceinstitutions? Directand/orbywayofsomemediatinginstitutions?

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    Therearetwoparticularlysignificantclustersofproblemsthatmaybe

    analysedinviewofthesequestions.

    The first cluster relates to the general tendencies of less public and

    more polycentric governance,a particularly crucial issueare theprospects for

    democratic regulation of more or less privatised institutions of governance

    ratherthanreclaiming these institutions,whichmaynotbe feasible.Along the

    top row in Figure 1, privatised collective transportation, schools, or health

    services,forinstance,wouldthusbesubjecttodemocraticallydecidedrulesand

    regulations.2Another basic question is whether or not democratic governance

    would be conducive to fight corruption and promote environmentally and

    socially responsible economic growth. There is an urgent need to analyse

    democratic alternatives to the resurgence of the thesis about the need topromote firm institutions, rule of law and economic development ahead of

    popular sovereignty by supposedly enlightened authoritarian rule. The same

    holdstruefordemocraticalternativestoaccommodaterebelslikethoseinAceh,

    ratherthanbydivisiveclientelismandspecialfavours.(Trnquistet.al2009a)In

    the figure on representation,