RESEARCH ARTICLE
Site conditions for regeneration of climax
species the key for restoring moist deciduous
tropical forest in Southern Vietnam
Ha T T DoID12 John C Grant1 Heidi C Zimmer1 Bon N Trinh2 J Doland Nichols1
1 Forest Research Centre Southern Cross University Australia 2 Silviculture Research Institute Vietnam
Academy of Forest Sciences Ha Noi Vietnam
tdo16studentscueduau
Abstract
Understanding the requirements and tolerances of the seedlings of climax species is funda-
mental for tropical forest restoration This study investigates how the presence and abun-
dance of seedlings of a previously dominant now threatened species (Dipterocapus dyeri
Pierre) varies across a range of environmental conditions Dipterocapus dyeri seedling
abundance and site characteristics were recorded at 122 observation points (4 m2) at nine
clusters from two sites Seedling presence (p = 0065) and abundance varied significantly (p
= 0001) between the two sites and was strongly correlated with adult D dyeri dominance
and lower soil pH and weakly correlated with canopy openness and total stand basal area
Dipterocarpus dyeri seedlings were also grown in shade houses with three light levels on
two soils Seedling survival was significantly lower at the lowest light level (lt10 full irradi-
ance) at 13 for the forest soil and 25 for degraded soil At higher irradiance the seedling
survival rates were greater than 99 Moisture levels remained high at the lowest light level
and many seedlings died from fungal infection We concluded that secondary forests which
contain adequate numbers of adult D dyeri as seed sources light availability soil pH of lt50 and good drainage strongly favour survival and growth of D dyeri seedlings Histori-
cally D dyeri was dominant in moist deciduous tropical forest across south-eastern Viet-
nam but today it is rare Active management of these recovering forests is essential in order
to recover this high-value climax forest species
1 Introduction
Water nutrients and light are key elements in plant growth and survival These resources vary
spatially often with topographic gradients and temporally including as they interact with veg-
etation development Water and nutrient availability in the soil is largely driven by landscape-
scale factors such as topography substrate and climate [12] Light availability on the forest
floor is largely determined by the density of the forest canopy (ie local-scale factors) which
changes through time as the forest develops [34] Competition for light is a major influence
on recruitment in old-growth tropical forest [5] However in secondary tropical forest
PLOS ONE
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 1 20
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OPEN ACCESS
Citation Do HTT Grant JC Zimmer HC Trinh BN
Nichols JD (2020) Site conditions for regeneration
of climax species the key for restoring moist
deciduous tropical forest in Southern Vietnam
PLoS ONE 15(5) e0233524 httpsdoiorg
101371journalpone0233524
Editor Arun Jyoti Nath Assam University INDIA
Received December 19 2019
Accepted May 6 2020
Published May 29 2020
Peer Review History PLOS recognizes the
benefits of transparency in the peer review
process therefore we enable the publication of
all of the content of peer review and author
responses alongside final published articles The
editorial history of this article is available here
httpsdoiorg101371journalpone0233524
Copyright copy 2020 Do et al This is an open access
article distributed under the terms of the Creative
Commons Attribution License which permits
unrestricted use distribution and reproduction in
any medium provided the original author and
source are credited
Data Availability Statement All relevant data are
within the paper and its Supporting Information
files
Funding This study was undertaken as part of
HDrsquos PhD research program HDrsquos PhD is
competition for water is more important than competition for light and drought tolerance is
critical for survival [6ndash8] This is because there is often more light reaching the forest floor
due to gaps in the canopy Gap size directly influences light availability at the soil surface
which not only affects the germination and growth of plants in the understory but also leads
to changes in underground processes potentially influencing soil temperature water and tree
root competition [9]ndashhigher light and temperature at the soil surface increasing the likelihood
of drought [10] For example single tree fall gaps can expose high-nutrient soil ideal for germi-
nation [1112]
The mosaic distribution patterns of tree populations and tree ages in tropical forests are the
results of species-specific and tree age-specific adaptations to the spatial distributions of water
and nutrients [13ndash16] Soil type topography and vegetation structure interact to influence
seedling establishment spatially and temporally [17ndash19] The structure and composition of a
vegetation community are maintained temporally by speciesrsquo successful regeneration [11] Dif-
ferent species have different environmental requirements and different levels of tolerance to
the stresses presented by different environmentssite-conditions For example low soil pH is
tolerated by many conifer species [20] The optimum range for growing most pine seedlings is
around 45 to 50 for sandy soils and 50 to 55 for fine-texture soils containing high levels of
Mn [21] Wollemia nobilis seedlings for example have an optimum soil pH of around 43 [22]
Wollemia nobilis like many other conifers thrives at light levels higher than typically occurs in
most rainforest understories In contrast many broadleaf tropical species seedlings such as
Neolitsea obtusifolia Hopea odorata and Brosimum alicastrum survive better under conditions
those low light levels [23ndash26] In order for recruitment to be successful seeds need to fall
where light and soil moisture conditions are favourable for germination and growth [627] In
some cases the original conditions that have led to occupation by a specific vegetation may
change to be no longer suitable for its regeneration The regeneration of a species in tropical
forest can therefore be discontinuous with not all life stages of all species present Mimicking
these natural processes close-to-natural silviculture techniques and nurse crop establishment
were used commonly in the tropical areas as the foundational practise for middle- or late-suc-
cessional afforestation during their seedling and sapling periods Then light liberation is
applied as seedling increase in height depending on specific species light requirements [28ndash
31]
The key to regeneration may be related to the availability of appropriate microsites ie
small-scale variation in resources and species-specific effects [3233] When forest stand struc-
ture influences the distribution of water nutrient and light at the local scales the species com-
position showed local ecological intra and inter species effects provided a strong influence on
seedling growth [32] Conspecific density (also known as congeneric) affects not only seed
availability [34ndash36] but also physically and biologically affects seed germination survival and
growth of seedlings through negative-density dependence mechanisms [37ndash39] Negative-den-
sity dependence mechanisms were shown to strongly negatively influence same species in
monoculture plantation [374041] In mixed species natural forests negative-density depen-
dence trends (from positive to negative) with strength of the negative-density dependence
mechanism on specific-species recruitment strongly depended on the quality and quantity of
adult trees in the site (ie density distribution and size of remnant trees)
Dipterocarpaceae was previously abundant throughout southeast Asia however most
remaining forests are heavily disturbed and are dominated by deciduous tree species and bam-
boo [42ndash44] Dipterocarp species are known to be strongly associated with specific soil and
light conditions especially as seedlings Microsite light availability determined by gap size is
likely to be the most influential factor in natural regeneration of dipterocarps as dipterocarp
speciesrsquo light requirements change with life stage They prefer shade for germination partial
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supported by Vietnam Government Ministry of
Education and Training lsquoVietnam International
Education Development Programrsquo scholarship
(subsidence living expenses) SCU Forest Research
Centre has provided a scholarship for HDrsquos
university fees HDrsquos research occurred within the
broader projectĐTĐLXH1015 which is funded
by the Vietnam Government Ministry of Science
and Technology at DNBR The funders had no role
in study design data collection and analysis
decision to publish or preparation of the
manuscript
Competing interests The authors have declared
that no competing interests exist
light during seedling and sapling stages and full light as mature trees [45ndash47] The effect of
light availability appears to be stronger than the effect of foliar herbivory on Dipterocarp seed-
ling survival and growth [4849] Understanding patterns of natural regeneration of diptero-
carps will contribute to efforts to restore and re-establish this highly valued and important
type of forest [50ndash52]
Dipterocarpus dyeri is native to Myanmar Thailand Viet Nam Cambodia and Peninsular
Malaysia The species has been globally assessed as Endangered in the IUCN Red list [5354]
Most dipterocarp species including Dipterocarpus dyeri Pierre are high value timber species
and as such have been selectively logged across South-east Asia [42] Dipterocarpus dyeri has
been targeted in particular because of its high density wood (~ 08 gcm3) and also their resins
(dammar) which can be extracted for caulking boats varnish paint and medicine [4254ndash57]
Dipterocarpus dyeri today is one of the rarest species in the forest and there is limited informa-
tion on species ecology regeneration and growing site conditions [5458]
Seedling recruitment is a crucial process in long term forest dynamics An accurate under-
standing of tree recruitment patterns in forest stands and microhabitats is required to predict
forest development and optimise forest management to achieve ecological andor production
goals [59ndash61] This study aimed to determine the primary ecological processes driving Diptero-carpus dyeri seedling establishment and survival The micro-scale conditions belong to three
main groups (1) soil including particle size distribution and chemical properties and encom-
passed in soil type (2) site including topographic wetness and (3) forest stand characteristics
including canopy openness basal area species biodiversity and dominance of adult D dyeriDetermining the requirements for D dyeri seedlings will improve understanding of secondary
forest regeneration This will help land managers to choose suitable sites to manage regenera-
tion prepare and plant nursery stock and develop appropriate silviculture techniques for res-
toration of dipterocarp forests in southeast Vietnam
2 Methods
21 Study sites
The study was conducted in a monsoonal evergreen broad-leaved forest in the Dong Nai Bio-
sphere Reserve (DNBR) Dong Nai Province Vietnam (Fig 1 the maps were sourced from
Natural Earth [62]) which are licensed under a CC BY-SA 40) The Director of DNBR Dr
Tran Van Mui gave permission to conduct this research project in DNBR The Reserve
extends between 11˚20rsquo50rdquoNndash 11˚50rsquo20rdquoN and 107˚09rsquo05rdquoEndash 107˚35rsquo20rdquoE [63] The area is in
the lowland monsoon tropical climate zone with mean annual rainfall of 1850 mm of which
80 falls in the wet season (from April to October) The mean annual temperature is approxi-
mately 26˚C with small seasonal fluctuations [64]
Two study sites were established with elevations that ranged from 44 to 130 m asl A mixed-
bamboo (MB) site (UTM 48N 736532E 1257916N (Plot SK3)gt 100 m elevation) at Phu Ly
Commune was in a steep landscape (10-20˚) and a mixed-evergreen (ME) site (UTM 48N
716275E 1236117N (Plot DD2) 70ndash95 m elevation) occurred on gentle slopes
The soils at both sites were classified as Acrisols (grey podzolic soils) [65] The ME site soils
are mapped as Chromic Acrisols (Fp) developed on old alluvium These soils are yellowish
brown and clayey throughout with a Bts horizon at 30ndash100 cm depth The MB site soils are
Endolithic Chromic Acrisols (Fs) which had developed on schist and shales [65] The soils in
this site are shallow (50ndash70 cm) yellowish brown sandy clay loam to light clay textures and a
BCts horizon at 30ndash40 cm above R or C horizons The soil chemical analysis (S1 Table) showed
a high level of base saturation (more than 50) indicating both soils might be better classified
as Luvisols [66]
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The forests in the study area are lowland tropical forests dominated by dipterocarp and
Lagerstroemia (Lythraceae) species [67ndash69] Most of forests in the area are recovered after log-
ging (early 1943 and from 1976 to 1996) herbicide spraying (1961ndash1971) and other deforesta-
tion activities (1976ndash1996) [7071] The forests at the ME site contained mixed evergreen tree
species (D dyeri Hopea recopei Vatica odorata Artocarpus spp Syzygium spp) and decid-
uous species (Lagerstroemia spp Cratoxylum spp Nephelium melliferum) The MB site was
dominated by bamboos which were considered as a regrowth stage of broadleaf forest after dis-
turbances [6869]
22 Study species
Dipterocarpus dyeri is a large lowland evergreen rainforest tree species It also occurs in dry
evergreen forests as a brevideciduous species as they lose their leaves for only a few days
[4272] In DNBR according to our observations since 2016 fruiting of adult D dyeri trees
(DBH more than 40 cm) occurs almost every year with flowering in NovemberndashDecember
and fruit maturation in MarchndashApril
Fig 1 Location of study site and plots in Dong Nai Province Vietnam Colours on the basemap represent forested (green) and unforested (yellow
and brown) land cover The land cover basemap country and province borders were sourced from NaturalEarth (httpwwwnaturalearthdatacom
aboutterms-of-use)
httpsdoiorg101371journalpone0233524g001
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23 Data collection
The data from the forests were collected during the dry season in November 2017 ndashJanuary
2018 inside the DNBR (Fig 1) A total of 122 observation points (2 m x 2 m) were taken from
18 sampling clusters (represented by plot vegetation data Table 1 Fig 1 S1 Data) The loca-
tions of these clusters and points were allocated on two sites with 101 points (15 plots) on
Mixed Evergreen (ME) and 21 points (3 clusters) on Mixed Bamboo (MB) approximately 20
km from ME site (Fig 1) First we identified potential D dyeri (DBH gt 40 cm) mother trees
Then a search for D dyeri seedlings was undertaken with distance from the mother tree 100
m If a seedling was found then that seedling became a corner of a 400 m2 plot Then all seed-
lings within that area were identified and measured If no seedlings were found then a similar
400 m2 plot was established for surveying site and soil conditions with a mother tree as the
centre and five observation points (each of the four corners and at the centre of the plot)
231 Vegetation composition In each plot all woody species (excluding lianas) were
recorded and divided into three classes based on the diameter at 13 m height from the ground
(DBH) adults (DBH 10 cm) juveniles (5 cm DBH lt 10 cm) Adults and juveniles were
surveyed from 400 m2 plots while seedlings of all species were surveyed from the observation
points
232 Soil At each observation point a description of soil from 0ndash35 cm depth was made
including horizons colour and texture One topsoil (0ndash10 cm depth) sample which was a mix-
ture of soil from 3ndash5 observation points was taken for soil chemical characterisation of each
Table 1 Description of soil and site characteristics from 122 observation points
Variable Abbreviation Mixed Evergreen Mixed Bamboo
Cluster Plot 15 3
Observation points (presence) 101 (67) 21 (9)
Elevation (m) Elevation 83 (13) 137 (26)a
Parent materials Parentm Alluvium Schist and Shale
Slope (Degrees) Slope 86 (74) 117 (75)a
Stand basal area (m2Ha) BA 353 (126)a 175 (166)
Dominance of adult D dyeri PDA 027 (018)a 022 (008)
Count of D dyeri seedlings dyeri 11 (16)a 04 (05)
Canopy openness () CO 129 (35) 163 (51)a
Topographic Wetness Index TWI 111 (203) 103 (133)
Topsoil bulk density (gcm3) TopsoilBD 113 (021) 111 (004)
Topsoil pH (KCl) pH 38 (02) 37 (01)
Topsoil organic carbon () OC 26 (11) 197 (02)
Topsoil total nitrogen () N 023 (006) 021 (002)
Carbon Nitrogen ratio CN 107 (198)a 93 (03)
Total phosphorous (mg100g) P2O5 76 (28)a 52 (015)
Cation Exchange Capacity CEC 85 (26) 89 (09)
Sand (02ndash2 mm) () Sand 24 (12)a 17 (8)
Fine Sand (005ndash02 mm) FineSand 18 (6) 20 (7)a
Silt (0002ndash005 mm) Silt 30 (12) 31 (7)
Clay (lt0002 mm) () Clay 26 (13) 32 (6)a
Fine particles Silt + Clay () Siltclay 57 (14) 63 (4)
Mean (SE)a Significant different between two site with wilcoxtest function significant level 005 [79]
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sampling cluster At each sampling cluster one core sample (5 cm diameter x 5 cm length) was
taken for topsoil bulk density calculation
233 Light A hemispherical canopy photograph was taken at each observation point at
170 cm above the ground We chose this height to avoid the shrub and herb layers These pho-
tos were used to determine canopy openness () using Gap Light Analyzer (GLA) software
[73] after processing the image through SideLook [74] using automatic thresholding The pro-
cedure of using automatic threshold to adjudge colour canopy photographs is recommended
for assessing canopy openness [75]
234 Environment Basic site conditions were described at each observation point
including slope (degrees) aspect (degrees) outcrop rock ( cover) forest floor vegetation
cover () litter cover () and litter thickness (cm) Topographic wetness index (TWI) [76]
was calculated as a soil moisture indicator [7778] for each observation point was derived by
Arctoolbox from a digital elevation model (DEM) through SAGAGIS AcrGIS v 101 A DEM
of 30 x 30 m grid spacing was downloaded from httpsearthexplorerusgsgov
235 Shade house experiment establishment Seeds were collected from one mother tree
from Cay Gui Forest Ranger Station (approximately 500 m from plot CG1) The seedlings
were germinated using moist sand for 20ndash30 days until developing to seedlings with two true
leaves (S2A Fig) which were then transplanted in plastic pots (8 cm diameter x 40 cm height)
There were six treatments of three light levels (high medium and low) and two sources of soil
(old growth forest and heavily logged and degraded forest) with a total of 432 seedlings (72
seedlings per treatment) Each light treatment was set up in a shelter with light levels controlled
by shade cloth one layer for the high level doubling for the medium level and tripling for the
low level The light levels were confirmed by the measurement of leaf area index (LAI) by
using Li-2200 The LAI at the three shelters were 29 54 and 71 giving estimations of canopy
openness for each light levels were proximately 45 20 and 5 of full sun respectively Soil
used for the trial was the topsoil of a Chromic Acrisol (Fp) and it was collected from two sites
Both soils were light clays in texture and the old growth forest soil (F) was higher in organic
matter total nitrogen and CEC than the degraded site soil (D) (S1 Table)
24 Data analysis
241 Forest data Correlation between presencenumber of D dyeri seedlings and
microsite conditions The effect of site (mixed evergreen and mixed bamboo sites) on the
assemblage of seedlings of the target species per observation point was tested using multivari-
ate models [80] through manyglm function in mvabund R package [81] This function analyses
the individual and interactive influences of each site condition variable based on mixed effect
models Negative binomial family of distribution link was chosen as seedling abundance data
was overdispersed
The sets of variables were also used to test their effects on presence and abundance of D
dyeri seedlings at observation points in generalized linear regression models (GLM) We used
the glmnb function within lsquoMASSrsquo [82] to fit models with a negative binomial family with dis-
tribution for data collected at observation points where seedlings occurred We also used func-
tion glm from package lsquolme4rsquo [83] with binomial family for presenceabsence data In the
GLM the cluster (plot) of observation point was not treated as random factor since the forest
stand variables were aggregated in the cluster The final models were selected by AIC in the
stepwise search through function step in stats R package stats [79]
As canopy openness was one of the factors of most interest in the forests we used Bayes t
test function in BayesianFirstAid R package [84] to compare the difference in canopy openness
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against seedling abundance level groups and between presence and absence groups for all
observation points and for each site
242 D dyeri seedling in shade houses Influence of soil and light To investigate the
differences in seedling survival according to light level and soil we used the Pearson Chi-
squared test Analysis of variance (ANOVA) was used to compare the differences in seedling
growth (based on diameter and height) among treatments (soil types and light levels and their
interactions)
3 Results
31 Forest data Differences in seedling abundance in varying soil and site
conditions
Correlations between soil and stand properties differed between the two sites (S1 Fig) Stand
basal area (BA) was weakly correlated with canopy openness (CO) on the mixed evergreen
(ME) site and moderately correlated with proportion of adult D dyeri on the higher elevation
mixed bamboo (MB) site Canopy openness showed weak negative correlations with soil CN
P2O5 and sand content and these correlations were similar on the higher site (S1 Fig) For the
observation points where the seedlings were present the correlations of site and soil properties
were quite similar to the correlations at all observation points (S1 Fig)
The multivariate test of deviance indicated a significant effect of site on D dyeri seedling
abundance (p = 0001) and no significant effect on D dyeri presence (p = 0065) Both the
abundance and presence of D dyeri seedlings were positively correlated with the site ME asso-
ciation with coefficients (Wald value) of 25 and 198 respectively
Seedlings were more likely to be present in darker sites (Table 2 Fig 2 S1 Fig) The associa-
tion of D dyeri seedling with lower CO was also indicated by the mean difference in CO
Table 2 Results for four generalized linear models which predict presence and abundance of D dyeri seedlings per observation point at both sites (models 1 and 2)
and at the mixed evergreen (models 3 and 4) site only ME Mixed evergreen MB Mixed bamboo BA Stand basal area PDA Dominance of adult D dyeri
Model Parameter Estimate StdDev Std Error p AIC Deviance explain by the model
(1) Presence of seedlings Intercept 3653 1107 0001 1536 112
BA -0028 0016 0069
PDA 4358 1584 0006
openness -0171 0054 0001
Silt -0035 002 0084
(2) Abundance of seedlings Intercept 533 2109 00115 2277 2884
BA 0025 0007 00004 Std Err 258
pH -152 057 0008 Theta 196
(3) Presence of seedling on ME site Intercept 5978 1498 0000 1131 353
BA -0083 0025 0001
pH -1817 1227 0138
PDA 7781 2244 00005
openness -0207 0077 0007
Silt -007 0027 001
(4) Abundance of seedlings on ME site Intercept 4597 2359 00514 2916 84
PDA 0029 001 00295 Std Err 092
pH -1302 06323 00395 Theta 232
(5) Presence of seedlings on MB site Intercept -93448 69728 018 32384 80
Silt 0301 0225 0181
pH 22747 17083 0183
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between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
httpsdoiorg101371journalpone0233524g002
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of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
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content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
httpsdoiorg101371journalpone0233524g003
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 10 20
Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
References1 Baldeck CA Colgan MS Feret J-B Levick SR Martin RE Asner GP Landscape-scale variation in
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
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EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
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Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
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PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
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25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
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4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
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seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
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perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
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Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
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2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
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growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
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in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
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est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
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51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
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IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
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Publishing House 2005
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httpsdoiorg101600036364404772974374
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Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
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aboutterms-of-use
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natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
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khı hậu Việt Nam Ha Noi Ha Noi National University 2000
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Minh City Vietnam MARD 2004
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tion system for naming soils and creating legends for soil maps Rome FAO 2014
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forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
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cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
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Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
competition for water is more important than competition for light and drought tolerance is
critical for survival [6ndash8] This is because there is often more light reaching the forest floor
due to gaps in the canopy Gap size directly influences light availability at the soil surface
which not only affects the germination and growth of plants in the understory but also leads
to changes in underground processes potentially influencing soil temperature water and tree
root competition [9]ndashhigher light and temperature at the soil surface increasing the likelihood
of drought [10] For example single tree fall gaps can expose high-nutrient soil ideal for germi-
nation [1112]
The mosaic distribution patterns of tree populations and tree ages in tropical forests are the
results of species-specific and tree age-specific adaptations to the spatial distributions of water
and nutrients [13ndash16] Soil type topography and vegetation structure interact to influence
seedling establishment spatially and temporally [17ndash19] The structure and composition of a
vegetation community are maintained temporally by speciesrsquo successful regeneration [11] Dif-
ferent species have different environmental requirements and different levels of tolerance to
the stresses presented by different environmentssite-conditions For example low soil pH is
tolerated by many conifer species [20] The optimum range for growing most pine seedlings is
around 45 to 50 for sandy soils and 50 to 55 for fine-texture soils containing high levels of
Mn [21] Wollemia nobilis seedlings for example have an optimum soil pH of around 43 [22]
Wollemia nobilis like many other conifers thrives at light levels higher than typically occurs in
most rainforest understories In contrast many broadleaf tropical species seedlings such as
Neolitsea obtusifolia Hopea odorata and Brosimum alicastrum survive better under conditions
those low light levels [23ndash26] In order for recruitment to be successful seeds need to fall
where light and soil moisture conditions are favourable for germination and growth [627] In
some cases the original conditions that have led to occupation by a specific vegetation may
change to be no longer suitable for its regeneration The regeneration of a species in tropical
forest can therefore be discontinuous with not all life stages of all species present Mimicking
these natural processes close-to-natural silviculture techniques and nurse crop establishment
were used commonly in the tropical areas as the foundational practise for middle- or late-suc-
cessional afforestation during their seedling and sapling periods Then light liberation is
applied as seedling increase in height depending on specific species light requirements [28ndash
31]
The key to regeneration may be related to the availability of appropriate microsites ie
small-scale variation in resources and species-specific effects [3233] When forest stand struc-
ture influences the distribution of water nutrient and light at the local scales the species com-
position showed local ecological intra and inter species effects provided a strong influence on
seedling growth [32] Conspecific density (also known as congeneric) affects not only seed
availability [34ndash36] but also physically and biologically affects seed germination survival and
growth of seedlings through negative-density dependence mechanisms [37ndash39] Negative-den-
sity dependence mechanisms were shown to strongly negatively influence same species in
monoculture plantation [374041] In mixed species natural forests negative-density depen-
dence trends (from positive to negative) with strength of the negative-density dependence
mechanism on specific-species recruitment strongly depended on the quality and quantity of
adult trees in the site (ie density distribution and size of remnant trees)
Dipterocarpaceae was previously abundant throughout southeast Asia however most
remaining forests are heavily disturbed and are dominated by deciduous tree species and bam-
boo [42ndash44] Dipterocarp species are known to be strongly associated with specific soil and
light conditions especially as seedlings Microsite light availability determined by gap size is
likely to be the most influential factor in natural regeneration of dipterocarps as dipterocarp
speciesrsquo light requirements change with life stage They prefer shade for germination partial
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 2 20
supported by Vietnam Government Ministry of
Education and Training lsquoVietnam International
Education Development Programrsquo scholarship
(subsidence living expenses) SCU Forest Research
Centre has provided a scholarship for HDrsquos
university fees HDrsquos research occurred within the
broader projectĐTĐLXH1015 which is funded
by the Vietnam Government Ministry of Science
and Technology at DNBR The funders had no role
in study design data collection and analysis
decision to publish or preparation of the
manuscript
Competing interests The authors have declared
that no competing interests exist
light during seedling and sapling stages and full light as mature trees [45ndash47] The effect of
light availability appears to be stronger than the effect of foliar herbivory on Dipterocarp seed-
ling survival and growth [4849] Understanding patterns of natural regeneration of diptero-
carps will contribute to efforts to restore and re-establish this highly valued and important
type of forest [50ndash52]
Dipterocarpus dyeri is native to Myanmar Thailand Viet Nam Cambodia and Peninsular
Malaysia The species has been globally assessed as Endangered in the IUCN Red list [5354]
Most dipterocarp species including Dipterocarpus dyeri Pierre are high value timber species
and as such have been selectively logged across South-east Asia [42] Dipterocarpus dyeri has
been targeted in particular because of its high density wood (~ 08 gcm3) and also their resins
(dammar) which can be extracted for caulking boats varnish paint and medicine [4254ndash57]
Dipterocarpus dyeri today is one of the rarest species in the forest and there is limited informa-
tion on species ecology regeneration and growing site conditions [5458]
Seedling recruitment is a crucial process in long term forest dynamics An accurate under-
standing of tree recruitment patterns in forest stands and microhabitats is required to predict
forest development and optimise forest management to achieve ecological andor production
goals [59ndash61] This study aimed to determine the primary ecological processes driving Diptero-carpus dyeri seedling establishment and survival The micro-scale conditions belong to three
main groups (1) soil including particle size distribution and chemical properties and encom-
passed in soil type (2) site including topographic wetness and (3) forest stand characteristics
including canopy openness basal area species biodiversity and dominance of adult D dyeriDetermining the requirements for D dyeri seedlings will improve understanding of secondary
forest regeneration This will help land managers to choose suitable sites to manage regenera-
tion prepare and plant nursery stock and develop appropriate silviculture techniques for res-
toration of dipterocarp forests in southeast Vietnam
2 Methods
21 Study sites
The study was conducted in a monsoonal evergreen broad-leaved forest in the Dong Nai Bio-
sphere Reserve (DNBR) Dong Nai Province Vietnam (Fig 1 the maps were sourced from
Natural Earth [62]) which are licensed under a CC BY-SA 40) The Director of DNBR Dr
Tran Van Mui gave permission to conduct this research project in DNBR The Reserve
extends between 11˚20rsquo50rdquoNndash 11˚50rsquo20rdquoN and 107˚09rsquo05rdquoEndash 107˚35rsquo20rdquoE [63] The area is in
the lowland monsoon tropical climate zone with mean annual rainfall of 1850 mm of which
80 falls in the wet season (from April to October) The mean annual temperature is approxi-
mately 26˚C with small seasonal fluctuations [64]
Two study sites were established with elevations that ranged from 44 to 130 m asl A mixed-
bamboo (MB) site (UTM 48N 736532E 1257916N (Plot SK3)gt 100 m elevation) at Phu Ly
Commune was in a steep landscape (10-20˚) and a mixed-evergreen (ME) site (UTM 48N
716275E 1236117N (Plot DD2) 70ndash95 m elevation) occurred on gentle slopes
The soils at both sites were classified as Acrisols (grey podzolic soils) [65] The ME site soils
are mapped as Chromic Acrisols (Fp) developed on old alluvium These soils are yellowish
brown and clayey throughout with a Bts horizon at 30ndash100 cm depth The MB site soils are
Endolithic Chromic Acrisols (Fs) which had developed on schist and shales [65] The soils in
this site are shallow (50ndash70 cm) yellowish brown sandy clay loam to light clay textures and a
BCts horizon at 30ndash40 cm above R or C horizons The soil chemical analysis (S1 Table) showed
a high level of base saturation (more than 50) indicating both soils might be better classified
as Luvisols [66]
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 3 20
The forests in the study area are lowland tropical forests dominated by dipterocarp and
Lagerstroemia (Lythraceae) species [67ndash69] Most of forests in the area are recovered after log-
ging (early 1943 and from 1976 to 1996) herbicide spraying (1961ndash1971) and other deforesta-
tion activities (1976ndash1996) [7071] The forests at the ME site contained mixed evergreen tree
species (D dyeri Hopea recopei Vatica odorata Artocarpus spp Syzygium spp) and decid-
uous species (Lagerstroemia spp Cratoxylum spp Nephelium melliferum) The MB site was
dominated by bamboos which were considered as a regrowth stage of broadleaf forest after dis-
turbances [6869]
22 Study species
Dipterocarpus dyeri is a large lowland evergreen rainforest tree species It also occurs in dry
evergreen forests as a brevideciduous species as they lose their leaves for only a few days
[4272] In DNBR according to our observations since 2016 fruiting of adult D dyeri trees
(DBH more than 40 cm) occurs almost every year with flowering in NovemberndashDecember
and fruit maturation in MarchndashApril
Fig 1 Location of study site and plots in Dong Nai Province Vietnam Colours on the basemap represent forested (green) and unforested (yellow
and brown) land cover The land cover basemap country and province borders were sourced from NaturalEarth (httpwwwnaturalearthdatacom
aboutterms-of-use)
httpsdoiorg101371journalpone0233524g001
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 4 20
23 Data collection
The data from the forests were collected during the dry season in November 2017 ndashJanuary
2018 inside the DNBR (Fig 1) A total of 122 observation points (2 m x 2 m) were taken from
18 sampling clusters (represented by plot vegetation data Table 1 Fig 1 S1 Data) The loca-
tions of these clusters and points were allocated on two sites with 101 points (15 plots) on
Mixed Evergreen (ME) and 21 points (3 clusters) on Mixed Bamboo (MB) approximately 20
km from ME site (Fig 1) First we identified potential D dyeri (DBH gt 40 cm) mother trees
Then a search for D dyeri seedlings was undertaken with distance from the mother tree 100
m If a seedling was found then that seedling became a corner of a 400 m2 plot Then all seed-
lings within that area were identified and measured If no seedlings were found then a similar
400 m2 plot was established for surveying site and soil conditions with a mother tree as the
centre and five observation points (each of the four corners and at the centre of the plot)
231 Vegetation composition In each plot all woody species (excluding lianas) were
recorded and divided into three classes based on the diameter at 13 m height from the ground
(DBH) adults (DBH 10 cm) juveniles (5 cm DBH lt 10 cm) Adults and juveniles were
surveyed from 400 m2 plots while seedlings of all species were surveyed from the observation
points
232 Soil At each observation point a description of soil from 0ndash35 cm depth was made
including horizons colour and texture One topsoil (0ndash10 cm depth) sample which was a mix-
ture of soil from 3ndash5 observation points was taken for soil chemical characterisation of each
Table 1 Description of soil and site characteristics from 122 observation points
Variable Abbreviation Mixed Evergreen Mixed Bamboo
Cluster Plot 15 3
Observation points (presence) 101 (67) 21 (9)
Elevation (m) Elevation 83 (13) 137 (26)a
Parent materials Parentm Alluvium Schist and Shale
Slope (Degrees) Slope 86 (74) 117 (75)a
Stand basal area (m2Ha) BA 353 (126)a 175 (166)
Dominance of adult D dyeri PDA 027 (018)a 022 (008)
Count of D dyeri seedlings dyeri 11 (16)a 04 (05)
Canopy openness () CO 129 (35) 163 (51)a
Topographic Wetness Index TWI 111 (203) 103 (133)
Topsoil bulk density (gcm3) TopsoilBD 113 (021) 111 (004)
Topsoil pH (KCl) pH 38 (02) 37 (01)
Topsoil organic carbon () OC 26 (11) 197 (02)
Topsoil total nitrogen () N 023 (006) 021 (002)
Carbon Nitrogen ratio CN 107 (198)a 93 (03)
Total phosphorous (mg100g) P2O5 76 (28)a 52 (015)
Cation Exchange Capacity CEC 85 (26) 89 (09)
Sand (02ndash2 mm) () Sand 24 (12)a 17 (8)
Fine Sand (005ndash02 mm) FineSand 18 (6) 20 (7)a
Silt (0002ndash005 mm) Silt 30 (12) 31 (7)
Clay (lt0002 mm) () Clay 26 (13) 32 (6)a
Fine particles Silt + Clay () Siltclay 57 (14) 63 (4)
Mean (SE)a Significant different between two site with wilcoxtest function significant level 005 [79]
httpsdoiorg101371journalpone0233524t001
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sampling cluster At each sampling cluster one core sample (5 cm diameter x 5 cm length) was
taken for topsoil bulk density calculation
233 Light A hemispherical canopy photograph was taken at each observation point at
170 cm above the ground We chose this height to avoid the shrub and herb layers These pho-
tos were used to determine canopy openness () using Gap Light Analyzer (GLA) software
[73] after processing the image through SideLook [74] using automatic thresholding The pro-
cedure of using automatic threshold to adjudge colour canopy photographs is recommended
for assessing canopy openness [75]
234 Environment Basic site conditions were described at each observation point
including slope (degrees) aspect (degrees) outcrop rock ( cover) forest floor vegetation
cover () litter cover () and litter thickness (cm) Topographic wetness index (TWI) [76]
was calculated as a soil moisture indicator [7778] for each observation point was derived by
Arctoolbox from a digital elevation model (DEM) through SAGAGIS AcrGIS v 101 A DEM
of 30 x 30 m grid spacing was downloaded from httpsearthexplorerusgsgov
235 Shade house experiment establishment Seeds were collected from one mother tree
from Cay Gui Forest Ranger Station (approximately 500 m from plot CG1) The seedlings
were germinated using moist sand for 20ndash30 days until developing to seedlings with two true
leaves (S2A Fig) which were then transplanted in plastic pots (8 cm diameter x 40 cm height)
There were six treatments of three light levels (high medium and low) and two sources of soil
(old growth forest and heavily logged and degraded forest) with a total of 432 seedlings (72
seedlings per treatment) Each light treatment was set up in a shelter with light levels controlled
by shade cloth one layer for the high level doubling for the medium level and tripling for the
low level The light levels were confirmed by the measurement of leaf area index (LAI) by
using Li-2200 The LAI at the three shelters were 29 54 and 71 giving estimations of canopy
openness for each light levels were proximately 45 20 and 5 of full sun respectively Soil
used for the trial was the topsoil of a Chromic Acrisol (Fp) and it was collected from two sites
Both soils were light clays in texture and the old growth forest soil (F) was higher in organic
matter total nitrogen and CEC than the degraded site soil (D) (S1 Table)
24 Data analysis
241 Forest data Correlation between presencenumber of D dyeri seedlings and
microsite conditions The effect of site (mixed evergreen and mixed bamboo sites) on the
assemblage of seedlings of the target species per observation point was tested using multivari-
ate models [80] through manyglm function in mvabund R package [81] This function analyses
the individual and interactive influences of each site condition variable based on mixed effect
models Negative binomial family of distribution link was chosen as seedling abundance data
was overdispersed
The sets of variables were also used to test their effects on presence and abundance of D
dyeri seedlings at observation points in generalized linear regression models (GLM) We used
the glmnb function within lsquoMASSrsquo [82] to fit models with a negative binomial family with dis-
tribution for data collected at observation points where seedlings occurred We also used func-
tion glm from package lsquolme4rsquo [83] with binomial family for presenceabsence data In the
GLM the cluster (plot) of observation point was not treated as random factor since the forest
stand variables were aggregated in the cluster The final models were selected by AIC in the
stepwise search through function step in stats R package stats [79]
As canopy openness was one of the factors of most interest in the forests we used Bayes t
test function in BayesianFirstAid R package [84] to compare the difference in canopy openness
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against seedling abundance level groups and between presence and absence groups for all
observation points and for each site
242 D dyeri seedling in shade houses Influence of soil and light To investigate the
differences in seedling survival according to light level and soil we used the Pearson Chi-
squared test Analysis of variance (ANOVA) was used to compare the differences in seedling
growth (based on diameter and height) among treatments (soil types and light levels and their
interactions)
3 Results
31 Forest data Differences in seedling abundance in varying soil and site
conditions
Correlations between soil and stand properties differed between the two sites (S1 Fig) Stand
basal area (BA) was weakly correlated with canopy openness (CO) on the mixed evergreen
(ME) site and moderately correlated with proportion of adult D dyeri on the higher elevation
mixed bamboo (MB) site Canopy openness showed weak negative correlations with soil CN
P2O5 and sand content and these correlations were similar on the higher site (S1 Fig) For the
observation points where the seedlings were present the correlations of site and soil properties
were quite similar to the correlations at all observation points (S1 Fig)
The multivariate test of deviance indicated a significant effect of site on D dyeri seedling
abundance (p = 0001) and no significant effect on D dyeri presence (p = 0065) Both the
abundance and presence of D dyeri seedlings were positively correlated with the site ME asso-
ciation with coefficients (Wald value) of 25 and 198 respectively
Seedlings were more likely to be present in darker sites (Table 2 Fig 2 S1 Fig) The associa-
tion of D dyeri seedling with lower CO was also indicated by the mean difference in CO
Table 2 Results for four generalized linear models which predict presence and abundance of D dyeri seedlings per observation point at both sites (models 1 and 2)
and at the mixed evergreen (models 3 and 4) site only ME Mixed evergreen MB Mixed bamboo BA Stand basal area PDA Dominance of adult D dyeri
Model Parameter Estimate StdDev Std Error p AIC Deviance explain by the model
(1) Presence of seedlings Intercept 3653 1107 0001 1536 112
BA -0028 0016 0069
PDA 4358 1584 0006
openness -0171 0054 0001
Silt -0035 002 0084
(2) Abundance of seedlings Intercept 533 2109 00115 2277 2884
BA 0025 0007 00004 Std Err 258
pH -152 057 0008 Theta 196
(3) Presence of seedling on ME site Intercept 5978 1498 0000 1131 353
BA -0083 0025 0001
pH -1817 1227 0138
PDA 7781 2244 00005
openness -0207 0077 0007
Silt -007 0027 001
(4) Abundance of seedlings on ME site Intercept 4597 2359 00514 2916 84
PDA 0029 001 00295 Std Err 092
pH -1302 06323 00395 Theta 232
(5) Presence of seedlings on MB site Intercept -93448 69728 018 32384 80
Silt 0301 0225 0181
pH 22747 17083 0183
httpsdoiorg101371journalpone0233524t002
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between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
httpsdoiorg101371journalpone0233524g002
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 8 20
of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
httpsdoiorg101371journalpone0233524t003
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content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
httpsdoiorg101371journalpone0233524g003
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Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
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EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
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Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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16 Toledo M Poorter L Pentildea-Claros M Alarcon A Balcazar J Leantildeo C et al Climate is a stronger driver
of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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20 Binkley D Fisher R Ecology and Management of Forest Soils 4th ed Hoboken NJ Wiley-Black-
well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
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PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
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27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
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2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
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Publishing House 2005
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httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
62 Natural Earth Made with Natural Earth 2020 [cited 3 Apr 2020] httpswwwnaturalearthdatacom
aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
light during seedling and sapling stages and full light as mature trees [45ndash47] The effect of
light availability appears to be stronger than the effect of foliar herbivory on Dipterocarp seed-
ling survival and growth [4849] Understanding patterns of natural regeneration of diptero-
carps will contribute to efforts to restore and re-establish this highly valued and important
type of forest [50ndash52]
Dipterocarpus dyeri is native to Myanmar Thailand Viet Nam Cambodia and Peninsular
Malaysia The species has been globally assessed as Endangered in the IUCN Red list [5354]
Most dipterocarp species including Dipterocarpus dyeri Pierre are high value timber species
and as such have been selectively logged across South-east Asia [42] Dipterocarpus dyeri has
been targeted in particular because of its high density wood (~ 08 gcm3) and also their resins
(dammar) which can be extracted for caulking boats varnish paint and medicine [4254ndash57]
Dipterocarpus dyeri today is one of the rarest species in the forest and there is limited informa-
tion on species ecology regeneration and growing site conditions [5458]
Seedling recruitment is a crucial process in long term forest dynamics An accurate under-
standing of tree recruitment patterns in forest stands and microhabitats is required to predict
forest development and optimise forest management to achieve ecological andor production
goals [59ndash61] This study aimed to determine the primary ecological processes driving Diptero-carpus dyeri seedling establishment and survival The micro-scale conditions belong to three
main groups (1) soil including particle size distribution and chemical properties and encom-
passed in soil type (2) site including topographic wetness and (3) forest stand characteristics
including canopy openness basal area species biodiversity and dominance of adult D dyeriDetermining the requirements for D dyeri seedlings will improve understanding of secondary
forest regeneration This will help land managers to choose suitable sites to manage regenera-
tion prepare and plant nursery stock and develop appropriate silviculture techniques for res-
toration of dipterocarp forests in southeast Vietnam
2 Methods
21 Study sites
The study was conducted in a monsoonal evergreen broad-leaved forest in the Dong Nai Bio-
sphere Reserve (DNBR) Dong Nai Province Vietnam (Fig 1 the maps were sourced from
Natural Earth [62]) which are licensed under a CC BY-SA 40) The Director of DNBR Dr
Tran Van Mui gave permission to conduct this research project in DNBR The Reserve
extends between 11˚20rsquo50rdquoNndash 11˚50rsquo20rdquoN and 107˚09rsquo05rdquoEndash 107˚35rsquo20rdquoE [63] The area is in
the lowland monsoon tropical climate zone with mean annual rainfall of 1850 mm of which
80 falls in the wet season (from April to October) The mean annual temperature is approxi-
mately 26˚C with small seasonal fluctuations [64]
Two study sites were established with elevations that ranged from 44 to 130 m asl A mixed-
bamboo (MB) site (UTM 48N 736532E 1257916N (Plot SK3)gt 100 m elevation) at Phu Ly
Commune was in a steep landscape (10-20˚) and a mixed-evergreen (ME) site (UTM 48N
716275E 1236117N (Plot DD2) 70ndash95 m elevation) occurred on gentle slopes
The soils at both sites were classified as Acrisols (grey podzolic soils) [65] The ME site soils
are mapped as Chromic Acrisols (Fp) developed on old alluvium These soils are yellowish
brown and clayey throughout with a Bts horizon at 30ndash100 cm depth The MB site soils are
Endolithic Chromic Acrisols (Fs) which had developed on schist and shales [65] The soils in
this site are shallow (50ndash70 cm) yellowish brown sandy clay loam to light clay textures and a
BCts horizon at 30ndash40 cm above R or C horizons The soil chemical analysis (S1 Table) showed
a high level of base saturation (more than 50) indicating both soils might be better classified
as Luvisols [66]
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 3 20
The forests in the study area are lowland tropical forests dominated by dipterocarp and
Lagerstroemia (Lythraceae) species [67ndash69] Most of forests in the area are recovered after log-
ging (early 1943 and from 1976 to 1996) herbicide spraying (1961ndash1971) and other deforesta-
tion activities (1976ndash1996) [7071] The forests at the ME site contained mixed evergreen tree
species (D dyeri Hopea recopei Vatica odorata Artocarpus spp Syzygium spp) and decid-
uous species (Lagerstroemia spp Cratoxylum spp Nephelium melliferum) The MB site was
dominated by bamboos which were considered as a regrowth stage of broadleaf forest after dis-
turbances [6869]
22 Study species
Dipterocarpus dyeri is a large lowland evergreen rainforest tree species It also occurs in dry
evergreen forests as a brevideciduous species as they lose their leaves for only a few days
[4272] In DNBR according to our observations since 2016 fruiting of adult D dyeri trees
(DBH more than 40 cm) occurs almost every year with flowering in NovemberndashDecember
and fruit maturation in MarchndashApril
Fig 1 Location of study site and plots in Dong Nai Province Vietnam Colours on the basemap represent forested (green) and unforested (yellow
and brown) land cover The land cover basemap country and province borders were sourced from NaturalEarth (httpwwwnaturalearthdatacom
aboutterms-of-use)
httpsdoiorg101371journalpone0233524g001
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23 Data collection
The data from the forests were collected during the dry season in November 2017 ndashJanuary
2018 inside the DNBR (Fig 1) A total of 122 observation points (2 m x 2 m) were taken from
18 sampling clusters (represented by plot vegetation data Table 1 Fig 1 S1 Data) The loca-
tions of these clusters and points were allocated on two sites with 101 points (15 plots) on
Mixed Evergreen (ME) and 21 points (3 clusters) on Mixed Bamboo (MB) approximately 20
km from ME site (Fig 1) First we identified potential D dyeri (DBH gt 40 cm) mother trees
Then a search for D dyeri seedlings was undertaken with distance from the mother tree 100
m If a seedling was found then that seedling became a corner of a 400 m2 plot Then all seed-
lings within that area were identified and measured If no seedlings were found then a similar
400 m2 plot was established for surveying site and soil conditions with a mother tree as the
centre and five observation points (each of the four corners and at the centre of the plot)
231 Vegetation composition In each plot all woody species (excluding lianas) were
recorded and divided into three classes based on the diameter at 13 m height from the ground
(DBH) adults (DBH 10 cm) juveniles (5 cm DBH lt 10 cm) Adults and juveniles were
surveyed from 400 m2 plots while seedlings of all species were surveyed from the observation
points
232 Soil At each observation point a description of soil from 0ndash35 cm depth was made
including horizons colour and texture One topsoil (0ndash10 cm depth) sample which was a mix-
ture of soil from 3ndash5 observation points was taken for soil chemical characterisation of each
Table 1 Description of soil and site characteristics from 122 observation points
Variable Abbreviation Mixed Evergreen Mixed Bamboo
Cluster Plot 15 3
Observation points (presence) 101 (67) 21 (9)
Elevation (m) Elevation 83 (13) 137 (26)a
Parent materials Parentm Alluvium Schist and Shale
Slope (Degrees) Slope 86 (74) 117 (75)a
Stand basal area (m2Ha) BA 353 (126)a 175 (166)
Dominance of adult D dyeri PDA 027 (018)a 022 (008)
Count of D dyeri seedlings dyeri 11 (16)a 04 (05)
Canopy openness () CO 129 (35) 163 (51)a
Topographic Wetness Index TWI 111 (203) 103 (133)
Topsoil bulk density (gcm3) TopsoilBD 113 (021) 111 (004)
Topsoil pH (KCl) pH 38 (02) 37 (01)
Topsoil organic carbon () OC 26 (11) 197 (02)
Topsoil total nitrogen () N 023 (006) 021 (002)
Carbon Nitrogen ratio CN 107 (198)a 93 (03)
Total phosphorous (mg100g) P2O5 76 (28)a 52 (015)
Cation Exchange Capacity CEC 85 (26) 89 (09)
Sand (02ndash2 mm) () Sand 24 (12)a 17 (8)
Fine Sand (005ndash02 mm) FineSand 18 (6) 20 (7)a
Silt (0002ndash005 mm) Silt 30 (12) 31 (7)
Clay (lt0002 mm) () Clay 26 (13) 32 (6)a
Fine particles Silt + Clay () Siltclay 57 (14) 63 (4)
Mean (SE)a Significant different between two site with wilcoxtest function significant level 005 [79]
httpsdoiorg101371journalpone0233524t001
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sampling cluster At each sampling cluster one core sample (5 cm diameter x 5 cm length) was
taken for topsoil bulk density calculation
233 Light A hemispherical canopy photograph was taken at each observation point at
170 cm above the ground We chose this height to avoid the shrub and herb layers These pho-
tos were used to determine canopy openness () using Gap Light Analyzer (GLA) software
[73] after processing the image through SideLook [74] using automatic thresholding The pro-
cedure of using automatic threshold to adjudge colour canopy photographs is recommended
for assessing canopy openness [75]
234 Environment Basic site conditions were described at each observation point
including slope (degrees) aspect (degrees) outcrop rock ( cover) forest floor vegetation
cover () litter cover () and litter thickness (cm) Topographic wetness index (TWI) [76]
was calculated as a soil moisture indicator [7778] for each observation point was derived by
Arctoolbox from a digital elevation model (DEM) through SAGAGIS AcrGIS v 101 A DEM
of 30 x 30 m grid spacing was downloaded from httpsearthexplorerusgsgov
235 Shade house experiment establishment Seeds were collected from one mother tree
from Cay Gui Forest Ranger Station (approximately 500 m from plot CG1) The seedlings
were germinated using moist sand for 20ndash30 days until developing to seedlings with two true
leaves (S2A Fig) which were then transplanted in plastic pots (8 cm diameter x 40 cm height)
There were six treatments of three light levels (high medium and low) and two sources of soil
(old growth forest and heavily logged and degraded forest) with a total of 432 seedlings (72
seedlings per treatment) Each light treatment was set up in a shelter with light levels controlled
by shade cloth one layer for the high level doubling for the medium level and tripling for the
low level The light levels were confirmed by the measurement of leaf area index (LAI) by
using Li-2200 The LAI at the three shelters were 29 54 and 71 giving estimations of canopy
openness for each light levels were proximately 45 20 and 5 of full sun respectively Soil
used for the trial was the topsoil of a Chromic Acrisol (Fp) and it was collected from two sites
Both soils were light clays in texture and the old growth forest soil (F) was higher in organic
matter total nitrogen and CEC than the degraded site soil (D) (S1 Table)
24 Data analysis
241 Forest data Correlation between presencenumber of D dyeri seedlings and
microsite conditions The effect of site (mixed evergreen and mixed bamboo sites) on the
assemblage of seedlings of the target species per observation point was tested using multivari-
ate models [80] through manyglm function in mvabund R package [81] This function analyses
the individual and interactive influences of each site condition variable based on mixed effect
models Negative binomial family of distribution link was chosen as seedling abundance data
was overdispersed
The sets of variables were also used to test their effects on presence and abundance of D
dyeri seedlings at observation points in generalized linear regression models (GLM) We used
the glmnb function within lsquoMASSrsquo [82] to fit models with a negative binomial family with dis-
tribution for data collected at observation points where seedlings occurred We also used func-
tion glm from package lsquolme4rsquo [83] with binomial family for presenceabsence data In the
GLM the cluster (plot) of observation point was not treated as random factor since the forest
stand variables were aggregated in the cluster The final models were selected by AIC in the
stepwise search through function step in stats R package stats [79]
As canopy openness was one of the factors of most interest in the forests we used Bayes t
test function in BayesianFirstAid R package [84] to compare the difference in canopy openness
PLOS ONE Climax species recruitment in secondary forest
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against seedling abundance level groups and between presence and absence groups for all
observation points and for each site
242 D dyeri seedling in shade houses Influence of soil and light To investigate the
differences in seedling survival according to light level and soil we used the Pearson Chi-
squared test Analysis of variance (ANOVA) was used to compare the differences in seedling
growth (based on diameter and height) among treatments (soil types and light levels and their
interactions)
3 Results
31 Forest data Differences in seedling abundance in varying soil and site
conditions
Correlations between soil and stand properties differed between the two sites (S1 Fig) Stand
basal area (BA) was weakly correlated with canopy openness (CO) on the mixed evergreen
(ME) site and moderately correlated with proportion of adult D dyeri on the higher elevation
mixed bamboo (MB) site Canopy openness showed weak negative correlations with soil CN
P2O5 and sand content and these correlations were similar on the higher site (S1 Fig) For the
observation points where the seedlings were present the correlations of site and soil properties
were quite similar to the correlations at all observation points (S1 Fig)
The multivariate test of deviance indicated a significant effect of site on D dyeri seedling
abundance (p = 0001) and no significant effect on D dyeri presence (p = 0065) Both the
abundance and presence of D dyeri seedlings were positively correlated with the site ME asso-
ciation with coefficients (Wald value) of 25 and 198 respectively
Seedlings were more likely to be present in darker sites (Table 2 Fig 2 S1 Fig) The associa-
tion of D dyeri seedling with lower CO was also indicated by the mean difference in CO
Table 2 Results for four generalized linear models which predict presence and abundance of D dyeri seedlings per observation point at both sites (models 1 and 2)
and at the mixed evergreen (models 3 and 4) site only ME Mixed evergreen MB Mixed bamboo BA Stand basal area PDA Dominance of adult D dyeri
Model Parameter Estimate StdDev Std Error p AIC Deviance explain by the model
(1) Presence of seedlings Intercept 3653 1107 0001 1536 112
BA -0028 0016 0069
PDA 4358 1584 0006
openness -0171 0054 0001
Silt -0035 002 0084
(2) Abundance of seedlings Intercept 533 2109 00115 2277 2884
BA 0025 0007 00004 Std Err 258
pH -152 057 0008 Theta 196
(3) Presence of seedling on ME site Intercept 5978 1498 0000 1131 353
BA -0083 0025 0001
pH -1817 1227 0138
PDA 7781 2244 00005
openness -0207 0077 0007
Silt -007 0027 001
(4) Abundance of seedlings on ME site Intercept 4597 2359 00514 2916 84
PDA 0029 001 00295 Std Err 092
pH -1302 06323 00395 Theta 232
(5) Presence of seedlings on MB site Intercept -93448 69728 018 32384 80
Silt 0301 0225 0181
pH 22747 17083 0183
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between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
httpsdoiorg101371journalpone0233524g002
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 8 20
of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
httpsdoiorg101371journalpone0233524t003
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content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
httpsdoiorg101371journalpone0233524g003
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 10 20
Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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plant community composition of an African savanna from airborne species mapping Ecol Appl 2014
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
forest trees Ecology 1999 80 2662ndash2675 httpsdoiorg1018900012-9658(1999)080[2662
EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
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6 Whitmore TC A review of some aspects of tropical rain forest seedling ecology with suggestions for
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land tropical forest in Singapore In Swaine MD editor The Ecology of Tropical Forest Tree Seed-
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Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
org101111j0022-0477200400894x
15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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16 Toledo M Poorter L Pentildea-Claros M Alarcon A Balcazar J Leantildeo C et al Climate is a stronger driver
of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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manian tropical moist forestrsquos dry season J Trop Ecol 1988 4 173ndash184
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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20 Binkley D Fisher R Ecology and Management of Forest Soils 4th ed Hoboken NJ Wiley-Black-
well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
growth of a relictual rainforest tree AoB Plants 2014 6 1ndash9 httpsdoiorg101093aobplaplu011
PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
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4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
42 Ghazoul J Dipterocarp biology ecology and conservation New York Oxford University Press
2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
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local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
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Publishing House 2005
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httpsdoiorg101600036364404772974374
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Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
62 Natural Earth Made with Natural Earth 2020 [cited 3 Apr 2020] httpswwwnaturalearthdatacom
aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
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The forests in the study area are lowland tropical forests dominated by dipterocarp and
Lagerstroemia (Lythraceae) species [67ndash69] Most of forests in the area are recovered after log-
ging (early 1943 and from 1976 to 1996) herbicide spraying (1961ndash1971) and other deforesta-
tion activities (1976ndash1996) [7071] The forests at the ME site contained mixed evergreen tree
species (D dyeri Hopea recopei Vatica odorata Artocarpus spp Syzygium spp) and decid-
uous species (Lagerstroemia spp Cratoxylum spp Nephelium melliferum) The MB site was
dominated by bamboos which were considered as a regrowth stage of broadleaf forest after dis-
turbances [6869]
22 Study species
Dipterocarpus dyeri is a large lowland evergreen rainforest tree species It also occurs in dry
evergreen forests as a brevideciduous species as they lose their leaves for only a few days
[4272] In DNBR according to our observations since 2016 fruiting of adult D dyeri trees
(DBH more than 40 cm) occurs almost every year with flowering in NovemberndashDecember
and fruit maturation in MarchndashApril
Fig 1 Location of study site and plots in Dong Nai Province Vietnam Colours on the basemap represent forested (green) and unforested (yellow
and brown) land cover The land cover basemap country and province borders were sourced from NaturalEarth (httpwwwnaturalearthdatacom
aboutterms-of-use)
httpsdoiorg101371journalpone0233524g001
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23 Data collection
The data from the forests were collected during the dry season in November 2017 ndashJanuary
2018 inside the DNBR (Fig 1) A total of 122 observation points (2 m x 2 m) were taken from
18 sampling clusters (represented by plot vegetation data Table 1 Fig 1 S1 Data) The loca-
tions of these clusters and points were allocated on two sites with 101 points (15 plots) on
Mixed Evergreen (ME) and 21 points (3 clusters) on Mixed Bamboo (MB) approximately 20
km from ME site (Fig 1) First we identified potential D dyeri (DBH gt 40 cm) mother trees
Then a search for D dyeri seedlings was undertaken with distance from the mother tree 100
m If a seedling was found then that seedling became a corner of a 400 m2 plot Then all seed-
lings within that area were identified and measured If no seedlings were found then a similar
400 m2 plot was established for surveying site and soil conditions with a mother tree as the
centre and five observation points (each of the four corners and at the centre of the plot)
231 Vegetation composition In each plot all woody species (excluding lianas) were
recorded and divided into three classes based on the diameter at 13 m height from the ground
(DBH) adults (DBH 10 cm) juveniles (5 cm DBH lt 10 cm) Adults and juveniles were
surveyed from 400 m2 plots while seedlings of all species were surveyed from the observation
points
232 Soil At each observation point a description of soil from 0ndash35 cm depth was made
including horizons colour and texture One topsoil (0ndash10 cm depth) sample which was a mix-
ture of soil from 3ndash5 observation points was taken for soil chemical characterisation of each
Table 1 Description of soil and site characteristics from 122 observation points
Variable Abbreviation Mixed Evergreen Mixed Bamboo
Cluster Plot 15 3
Observation points (presence) 101 (67) 21 (9)
Elevation (m) Elevation 83 (13) 137 (26)a
Parent materials Parentm Alluvium Schist and Shale
Slope (Degrees) Slope 86 (74) 117 (75)a
Stand basal area (m2Ha) BA 353 (126)a 175 (166)
Dominance of adult D dyeri PDA 027 (018)a 022 (008)
Count of D dyeri seedlings dyeri 11 (16)a 04 (05)
Canopy openness () CO 129 (35) 163 (51)a
Topographic Wetness Index TWI 111 (203) 103 (133)
Topsoil bulk density (gcm3) TopsoilBD 113 (021) 111 (004)
Topsoil pH (KCl) pH 38 (02) 37 (01)
Topsoil organic carbon () OC 26 (11) 197 (02)
Topsoil total nitrogen () N 023 (006) 021 (002)
Carbon Nitrogen ratio CN 107 (198)a 93 (03)
Total phosphorous (mg100g) P2O5 76 (28)a 52 (015)
Cation Exchange Capacity CEC 85 (26) 89 (09)
Sand (02ndash2 mm) () Sand 24 (12)a 17 (8)
Fine Sand (005ndash02 mm) FineSand 18 (6) 20 (7)a
Silt (0002ndash005 mm) Silt 30 (12) 31 (7)
Clay (lt0002 mm) () Clay 26 (13) 32 (6)a
Fine particles Silt + Clay () Siltclay 57 (14) 63 (4)
Mean (SE)a Significant different between two site with wilcoxtest function significant level 005 [79]
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sampling cluster At each sampling cluster one core sample (5 cm diameter x 5 cm length) was
taken for topsoil bulk density calculation
233 Light A hemispherical canopy photograph was taken at each observation point at
170 cm above the ground We chose this height to avoid the shrub and herb layers These pho-
tos were used to determine canopy openness () using Gap Light Analyzer (GLA) software
[73] after processing the image through SideLook [74] using automatic thresholding The pro-
cedure of using automatic threshold to adjudge colour canopy photographs is recommended
for assessing canopy openness [75]
234 Environment Basic site conditions were described at each observation point
including slope (degrees) aspect (degrees) outcrop rock ( cover) forest floor vegetation
cover () litter cover () and litter thickness (cm) Topographic wetness index (TWI) [76]
was calculated as a soil moisture indicator [7778] for each observation point was derived by
Arctoolbox from a digital elevation model (DEM) through SAGAGIS AcrGIS v 101 A DEM
of 30 x 30 m grid spacing was downloaded from httpsearthexplorerusgsgov
235 Shade house experiment establishment Seeds were collected from one mother tree
from Cay Gui Forest Ranger Station (approximately 500 m from plot CG1) The seedlings
were germinated using moist sand for 20ndash30 days until developing to seedlings with two true
leaves (S2A Fig) which were then transplanted in plastic pots (8 cm diameter x 40 cm height)
There were six treatments of three light levels (high medium and low) and two sources of soil
(old growth forest and heavily logged and degraded forest) with a total of 432 seedlings (72
seedlings per treatment) Each light treatment was set up in a shelter with light levels controlled
by shade cloth one layer for the high level doubling for the medium level and tripling for the
low level The light levels were confirmed by the measurement of leaf area index (LAI) by
using Li-2200 The LAI at the three shelters were 29 54 and 71 giving estimations of canopy
openness for each light levels were proximately 45 20 and 5 of full sun respectively Soil
used for the trial was the topsoil of a Chromic Acrisol (Fp) and it was collected from two sites
Both soils were light clays in texture and the old growth forest soil (F) was higher in organic
matter total nitrogen and CEC than the degraded site soil (D) (S1 Table)
24 Data analysis
241 Forest data Correlation between presencenumber of D dyeri seedlings and
microsite conditions The effect of site (mixed evergreen and mixed bamboo sites) on the
assemblage of seedlings of the target species per observation point was tested using multivari-
ate models [80] through manyglm function in mvabund R package [81] This function analyses
the individual and interactive influences of each site condition variable based on mixed effect
models Negative binomial family of distribution link was chosen as seedling abundance data
was overdispersed
The sets of variables were also used to test their effects on presence and abundance of D
dyeri seedlings at observation points in generalized linear regression models (GLM) We used
the glmnb function within lsquoMASSrsquo [82] to fit models with a negative binomial family with dis-
tribution for data collected at observation points where seedlings occurred We also used func-
tion glm from package lsquolme4rsquo [83] with binomial family for presenceabsence data In the
GLM the cluster (plot) of observation point was not treated as random factor since the forest
stand variables were aggregated in the cluster The final models were selected by AIC in the
stepwise search through function step in stats R package stats [79]
As canopy openness was one of the factors of most interest in the forests we used Bayes t
test function in BayesianFirstAid R package [84] to compare the difference in canopy openness
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against seedling abundance level groups and between presence and absence groups for all
observation points and for each site
242 D dyeri seedling in shade houses Influence of soil and light To investigate the
differences in seedling survival according to light level and soil we used the Pearson Chi-
squared test Analysis of variance (ANOVA) was used to compare the differences in seedling
growth (based on diameter and height) among treatments (soil types and light levels and their
interactions)
3 Results
31 Forest data Differences in seedling abundance in varying soil and site
conditions
Correlations between soil and stand properties differed between the two sites (S1 Fig) Stand
basal area (BA) was weakly correlated with canopy openness (CO) on the mixed evergreen
(ME) site and moderately correlated with proportion of adult D dyeri on the higher elevation
mixed bamboo (MB) site Canopy openness showed weak negative correlations with soil CN
P2O5 and sand content and these correlations were similar on the higher site (S1 Fig) For the
observation points where the seedlings were present the correlations of site and soil properties
were quite similar to the correlations at all observation points (S1 Fig)
The multivariate test of deviance indicated a significant effect of site on D dyeri seedling
abundance (p = 0001) and no significant effect on D dyeri presence (p = 0065) Both the
abundance and presence of D dyeri seedlings were positively correlated with the site ME asso-
ciation with coefficients (Wald value) of 25 and 198 respectively
Seedlings were more likely to be present in darker sites (Table 2 Fig 2 S1 Fig) The associa-
tion of D dyeri seedling with lower CO was also indicated by the mean difference in CO
Table 2 Results for four generalized linear models which predict presence and abundance of D dyeri seedlings per observation point at both sites (models 1 and 2)
and at the mixed evergreen (models 3 and 4) site only ME Mixed evergreen MB Mixed bamboo BA Stand basal area PDA Dominance of adult D dyeri
Model Parameter Estimate StdDev Std Error p AIC Deviance explain by the model
(1) Presence of seedlings Intercept 3653 1107 0001 1536 112
BA -0028 0016 0069
PDA 4358 1584 0006
openness -0171 0054 0001
Silt -0035 002 0084
(2) Abundance of seedlings Intercept 533 2109 00115 2277 2884
BA 0025 0007 00004 Std Err 258
pH -152 057 0008 Theta 196
(3) Presence of seedling on ME site Intercept 5978 1498 0000 1131 353
BA -0083 0025 0001
pH -1817 1227 0138
PDA 7781 2244 00005
openness -0207 0077 0007
Silt -007 0027 001
(4) Abundance of seedlings on ME site Intercept 4597 2359 00514 2916 84
PDA 0029 001 00295 Std Err 092
pH -1302 06323 00395 Theta 232
(5) Presence of seedlings on MB site Intercept -93448 69728 018 32384 80
Silt 0301 0225 0181
pH 22747 17083 0183
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between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
httpsdoiorg101371journalpone0233524g002
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of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
httpsdoiorg101371journalpone0233524t003
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 9 20
content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
httpsdoiorg101371journalpone0233524g003
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 10 20
Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
References1 Baldeck CA Colgan MS Feret J-B Levick SR Martin RE Asner GP Landscape-scale variation in
plant community composition of an African savanna from airborne species mapping Ecol Appl 2014
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
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EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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land tropical forest in Singapore In Swaine MD editor The Ecology of Tropical Forest Tree Seed-
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8 Brienen RJW Zuidema PA Martınez-Ramos M Attaining the canopy in dry and moist tropical forests
Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
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15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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16 Toledo M Poorter L Pentildea-Claros M Alarcon A Balcazar J Leantildeo C et al Climate is a stronger driver
of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
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PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
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24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
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4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
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2016
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Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
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growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
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50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
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IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
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Publishing House 2005
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httpsdoiorg101600036364404772974374
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Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
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tional 1994
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aboutterms-of-use
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natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
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khı hậu Việt Nam Ha Noi Ha Noi National University 2000
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
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tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
23 Data collection
The data from the forests were collected during the dry season in November 2017 ndashJanuary
2018 inside the DNBR (Fig 1) A total of 122 observation points (2 m x 2 m) were taken from
18 sampling clusters (represented by plot vegetation data Table 1 Fig 1 S1 Data) The loca-
tions of these clusters and points were allocated on two sites with 101 points (15 plots) on
Mixed Evergreen (ME) and 21 points (3 clusters) on Mixed Bamboo (MB) approximately 20
km from ME site (Fig 1) First we identified potential D dyeri (DBH gt 40 cm) mother trees
Then a search for D dyeri seedlings was undertaken with distance from the mother tree 100
m If a seedling was found then that seedling became a corner of a 400 m2 plot Then all seed-
lings within that area were identified and measured If no seedlings were found then a similar
400 m2 plot was established for surveying site and soil conditions with a mother tree as the
centre and five observation points (each of the four corners and at the centre of the plot)
231 Vegetation composition In each plot all woody species (excluding lianas) were
recorded and divided into three classes based on the diameter at 13 m height from the ground
(DBH) adults (DBH 10 cm) juveniles (5 cm DBH lt 10 cm) Adults and juveniles were
surveyed from 400 m2 plots while seedlings of all species were surveyed from the observation
points
232 Soil At each observation point a description of soil from 0ndash35 cm depth was made
including horizons colour and texture One topsoil (0ndash10 cm depth) sample which was a mix-
ture of soil from 3ndash5 observation points was taken for soil chemical characterisation of each
Table 1 Description of soil and site characteristics from 122 observation points
Variable Abbreviation Mixed Evergreen Mixed Bamboo
Cluster Plot 15 3
Observation points (presence) 101 (67) 21 (9)
Elevation (m) Elevation 83 (13) 137 (26)a
Parent materials Parentm Alluvium Schist and Shale
Slope (Degrees) Slope 86 (74) 117 (75)a
Stand basal area (m2Ha) BA 353 (126)a 175 (166)
Dominance of adult D dyeri PDA 027 (018)a 022 (008)
Count of D dyeri seedlings dyeri 11 (16)a 04 (05)
Canopy openness () CO 129 (35) 163 (51)a
Topographic Wetness Index TWI 111 (203) 103 (133)
Topsoil bulk density (gcm3) TopsoilBD 113 (021) 111 (004)
Topsoil pH (KCl) pH 38 (02) 37 (01)
Topsoil organic carbon () OC 26 (11) 197 (02)
Topsoil total nitrogen () N 023 (006) 021 (002)
Carbon Nitrogen ratio CN 107 (198)a 93 (03)
Total phosphorous (mg100g) P2O5 76 (28)a 52 (015)
Cation Exchange Capacity CEC 85 (26) 89 (09)
Sand (02ndash2 mm) () Sand 24 (12)a 17 (8)
Fine Sand (005ndash02 mm) FineSand 18 (6) 20 (7)a
Silt (0002ndash005 mm) Silt 30 (12) 31 (7)
Clay (lt0002 mm) () Clay 26 (13) 32 (6)a
Fine particles Silt + Clay () Siltclay 57 (14) 63 (4)
Mean (SE)a Significant different between two site with wilcoxtest function significant level 005 [79]
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sampling cluster At each sampling cluster one core sample (5 cm diameter x 5 cm length) was
taken for topsoil bulk density calculation
233 Light A hemispherical canopy photograph was taken at each observation point at
170 cm above the ground We chose this height to avoid the shrub and herb layers These pho-
tos were used to determine canopy openness () using Gap Light Analyzer (GLA) software
[73] after processing the image through SideLook [74] using automatic thresholding The pro-
cedure of using automatic threshold to adjudge colour canopy photographs is recommended
for assessing canopy openness [75]
234 Environment Basic site conditions were described at each observation point
including slope (degrees) aspect (degrees) outcrop rock ( cover) forest floor vegetation
cover () litter cover () and litter thickness (cm) Topographic wetness index (TWI) [76]
was calculated as a soil moisture indicator [7778] for each observation point was derived by
Arctoolbox from a digital elevation model (DEM) through SAGAGIS AcrGIS v 101 A DEM
of 30 x 30 m grid spacing was downloaded from httpsearthexplorerusgsgov
235 Shade house experiment establishment Seeds were collected from one mother tree
from Cay Gui Forest Ranger Station (approximately 500 m from plot CG1) The seedlings
were germinated using moist sand for 20ndash30 days until developing to seedlings with two true
leaves (S2A Fig) which were then transplanted in plastic pots (8 cm diameter x 40 cm height)
There were six treatments of three light levels (high medium and low) and two sources of soil
(old growth forest and heavily logged and degraded forest) with a total of 432 seedlings (72
seedlings per treatment) Each light treatment was set up in a shelter with light levels controlled
by shade cloth one layer for the high level doubling for the medium level and tripling for the
low level The light levels were confirmed by the measurement of leaf area index (LAI) by
using Li-2200 The LAI at the three shelters were 29 54 and 71 giving estimations of canopy
openness for each light levels were proximately 45 20 and 5 of full sun respectively Soil
used for the trial was the topsoil of a Chromic Acrisol (Fp) and it was collected from two sites
Both soils were light clays in texture and the old growth forest soil (F) was higher in organic
matter total nitrogen and CEC than the degraded site soil (D) (S1 Table)
24 Data analysis
241 Forest data Correlation between presencenumber of D dyeri seedlings and
microsite conditions The effect of site (mixed evergreen and mixed bamboo sites) on the
assemblage of seedlings of the target species per observation point was tested using multivari-
ate models [80] through manyglm function in mvabund R package [81] This function analyses
the individual and interactive influences of each site condition variable based on mixed effect
models Negative binomial family of distribution link was chosen as seedling abundance data
was overdispersed
The sets of variables were also used to test their effects on presence and abundance of D
dyeri seedlings at observation points in generalized linear regression models (GLM) We used
the glmnb function within lsquoMASSrsquo [82] to fit models with a negative binomial family with dis-
tribution for data collected at observation points where seedlings occurred We also used func-
tion glm from package lsquolme4rsquo [83] with binomial family for presenceabsence data In the
GLM the cluster (plot) of observation point was not treated as random factor since the forest
stand variables were aggregated in the cluster The final models were selected by AIC in the
stepwise search through function step in stats R package stats [79]
As canopy openness was one of the factors of most interest in the forests we used Bayes t
test function in BayesianFirstAid R package [84] to compare the difference in canopy openness
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against seedling abundance level groups and between presence and absence groups for all
observation points and for each site
242 D dyeri seedling in shade houses Influence of soil and light To investigate the
differences in seedling survival according to light level and soil we used the Pearson Chi-
squared test Analysis of variance (ANOVA) was used to compare the differences in seedling
growth (based on diameter and height) among treatments (soil types and light levels and their
interactions)
3 Results
31 Forest data Differences in seedling abundance in varying soil and site
conditions
Correlations between soil and stand properties differed between the two sites (S1 Fig) Stand
basal area (BA) was weakly correlated with canopy openness (CO) on the mixed evergreen
(ME) site and moderately correlated with proportion of adult D dyeri on the higher elevation
mixed bamboo (MB) site Canopy openness showed weak negative correlations with soil CN
P2O5 and sand content and these correlations were similar on the higher site (S1 Fig) For the
observation points where the seedlings were present the correlations of site and soil properties
were quite similar to the correlations at all observation points (S1 Fig)
The multivariate test of deviance indicated a significant effect of site on D dyeri seedling
abundance (p = 0001) and no significant effect on D dyeri presence (p = 0065) Both the
abundance and presence of D dyeri seedlings were positively correlated with the site ME asso-
ciation with coefficients (Wald value) of 25 and 198 respectively
Seedlings were more likely to be present in darker sites (Table 2 Fig 2 S1 Fig) The associa-
tion of D dyeri seedling with lower CO was also indicated by the mean difference in CO
Table 2 Results for four generalized linear models which predict presence and abundance of D dyeri seedlings per observation point at both sites (models 1 and 2)
and at the mixed evergreen (models 3 and 4) site only ME Mixed evergreen MB Mixed bamboo BA Stand basal area PDA Dominance of adult D dyeri
Model Parameter Estimate StdDev Std Error p AIC Deviance explain by the model
(1) Presence of seedlings Intercept 3653 1107 0001 1536 112
BA -0028 0016 0069
PDA 4358 1584 0006
openness -0171 0054 0001
Silt -0035 002 0084
(2) Abundance of seedlings Intercept 533 2109 00115 2277 2884
BA 0025 0007 00004 Std Err 258
pH -152 057 0008 Theta 196
(3) Presence of seedling on ME site Intercept 5978 1498 0000 1131 353
BA -0083 0025 0001
pH -1817 1227 0138
PDA 7781 2244 00005
openness -0207 0077 0007
Silt -007 0027 001
(4) Abundance of seedlings on ME site Intercept 4597 2359 00514 2916 84
PDA 0029 001 00295 Std Err 092
pH -1302 06323 00395 Theta 232
(5) Presence of seedlings on MB site Intercept -93448 69728 018 32384 80
Silt 0301 0225 0181
pH 22747 17083 0183
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between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
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of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
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content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
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Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
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Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
References1 Baldeck CA Colgan MS Feret J-B Levick SR Martin RE Asner GP Landscape-scale variation in
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
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EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
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Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
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15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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well 2013
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growth of a relictual rainforest tree AoB Plants 2014 6 1ndash9 httpsdoiorg101093aobplaplu011
PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
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25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
under a tropical monsoon climate Japan Agric Res Q 2014 48 95ndash104 httpsdoiorg106090jarq
4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
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seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
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Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
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22567132
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Ecology 2004 85 704ndash715
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nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
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mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
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gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
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2016
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Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
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growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
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local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
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101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
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in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
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est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
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51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
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Publishing House 2005
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Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
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Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
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pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
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New York Berlin Heildelberg Tokyo Springer-Verlag 1984
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natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
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khı hậu Việt Nam Ha Noi Ha Noi National University 2000
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tion system for naming soils and creating legends for soil maps Rome FAO 2014
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forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
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and Techniques Publishing House 1963
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Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
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opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
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tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
sampling cluster At each sampling cluster one core sample (5 cm diameter x 5 cm length) was
taken for topsoil bulk density calculation
233 Light A hemispherical canopy photograph was taken at each observation point at
170 cm above the ground We chose this height to avoid the shrub and herb layers These pho-
tos were used to determine canopy openness () using Gap Light Analyzer (GLA) software
[73] after processing the image through SideLook [74] using automatic thresholding The pro-
cedure of using automatic threshold to adjudge colour canopy photographs is recommended
for assessing canopy openness [75]
234 Environment Basic site conditions were described at each observation point
including slope (degrees) aspect (degrees) outcrop rock ( cover) forest floor vegetation
cover () litter cover () and litter thickness (cm) Topographic wetness index (TWI) [76]
was calculated as a soil moisture indicator [7778] for each observation point was derived by
Arctoolbox from a digital elevation model (DEM) through SAGAGIS AcrGIS v 101 A DEM
of 30 x 30 m grid spacing was downloaded from httpsearthexplorerusgsgov
235 Shade house experiment establishment Seeds were collected from one mother tree
from Cay Gui Forest Ranger Station (approximately 500 m from plot CG1) The seedlings
were germinated using moist sand for 20ndash30 days until developing to seedlings with two true
leaves (S2A Fig) which were then transplanted in plastic pots (8 cm diameter x 40 cm height)
There were six treatments of three light levels (high medium and low) and two sources of soil
(old growth forest and heavily logged and degraded forest) with a total of 432 seedlings (72
seedlings per treatment) Each light treatment was set up in a shelter with light levels controlled
by shade cloth one layer for the high level doubling for the medium level and tripling for the
low level The light levels were confirmed by the measurement of leaf area index (LAI) by
using Li-2200 The LAI at the three shelters were 29 54 and 71 giving estimations of canopy
openness for each light levels were proximately 45 20 and 5 of full sun respectively Soil
used for the trial was the topsoil of a Chromic Acrisol (Fp) and it was collected from two sites
Both soils were light clays in texture and the old growth forest soil (F) was higher in organic
matter total nitrogen and CEC than the degraded site soil (D) (S1 Table)
24 Data analysis
241 Forest data Correlation between presencenumber of D dyeri seedlings and
microsite conditions The effect of site (mixed evergreen and mixed bamboo sites) on the
assemblage of seedlings of the target species per observation point was tested using multivari-
ate models [80] through manyglm function in mvabund R package [81] This function analyses
the individual and interactive influences of each site condition variable based on mixed effect
models Negative binomial family of distribution link was chosen as seedling abundance data
was overdispersed
The sets of variables were also used to test their effects on presence and abundance of D
dyeri seedlings at observation points in generalized linear regression models (GLM) We used
the glmnb function within lsquoMASSrsquo [82] to fit models with a negative binomial family with dis-
tribution for data collected at observation points where seedlings occurred We also used func-
tion glm from package lsquolme4rsquo [83] with binomial family for presenceabsence data In the
GLM the cluster (plot) of observation point was not treated as random factor since the forest
stand variables were aggregated in the cluster The final models were selected by AIC in the
stepwise search through function step in stats R package stats [79]
As canopy openness was one of the factors of most interest in the forests we used Bayes t
test function in BayesianFirstAid R package [84] to compare the difference in canopy openness
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 6 20
against seedling abundance level groups and between presence and absence groups for all
observation points and for each site
242 D dyeri seedling in shade houses Influence of soil and light To investigate the
differences in seedling survival according to light level and soil we used the Pearson Chi-
squared test Analysis of variance (ANOVA) was used to compare the differences in seedling
growth (based on diameter and height) among treatments (soil types and light levels and their
interactions)
3 Results
31 Forest data Differences in seedling abundance in varying soil and site
conditions
Correlations between soil and stand properties differed between the two sites (S1 Fig) Stand
basal area (BA) was weakly correlated with canopy openness (CO) on the mixed evergreen
(ME) site and moderately correlated with proportion of adult D dyeri on the higher elevation
mixed bamboo (MB) site Canopy openness showed weak negative correlations with soil CN
P2O5 and sand content and these correlations were similar on the higher site (S1 Fig) For the
observation points where the seedlings were present the correlations of site and soil properties
were quite similar to the correlations at all observation points (S1 Fig)
The multivariate test of deviance indicated a significant effect of site on D dyeri seedling
abundance (p = 0001) and no significant effect on D dyeri presence (p = 0065) Both the
abundance and presence of D dyeri seedlings were positively correlated with the site ME asso-
ciation with coefficients (Wald value) of 25 and 198 respectively
Seedlings were more likely to be present in darker sites (Table 2 Fig 2 S1 Fig) The associa-
tion of D dyeri seedling with lower CO was also indicated by the mean difference in CO
Table 2 Results for four generalized linear models which predict presence and abundance of D dyeri seedlings per observation point at both sites (models 1 and 2)
and at the mixed evergreen (models 3 and 4) site only ME Mixed evergreen MB Mixed bamboo BA Stand basal area PDA Dominance of adult D dyeri
Model Parameter Estimate StdDev Std Error p AIC Deviance explain by the model
(1) Presence of seedlings Intercept 3653 1107 0001 1536 112
BA -0028 0016 0069
PDA 4358 1584 0006
openness -0171 0054 0001
Silt -0035 002 0084
(2) Abundance of seedlings Intercept 533 2109 00115 2277 2884
BA 0025 0007 00004 Std Err 258
pH -152 057 0008 Theta 196
(3) Presence of seedling on ME site Intercept 5978 1498 0000 1131 353
BA -0083 0025 0001
pH -1817 1227 0138
PDA 7781 2244 00005
openness -0207 0077 0007
Silt -007 0027 001
(4) Abundance of seedlings on ME site Intercept 4597 2359 00514 2916 84
PDA 0029 001 00295 Std Err 092
pH -1302 06323 00395 Theta 232
(5) Presence of seedlings on MB site Intercept -93448 69728 018 32384 80
Silt 0301 0225 0181
pH 22747 17083 0183
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between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
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of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
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content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
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Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
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Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
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between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
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location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
References1 Baldeck CA Colgan MS Feret J-B Levick SR Martin RE Asner GP Landscape-scale variation in
plant community composition of an African savanna from airborne species mapping Ecol Appl 2014
24 84ndash93 httpsdoiorg10189013-03071 PMID 24640536
2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
forest trees Ecology 1999 80 2662ndash2675 httpsdoiorg1018900012-9658(1999)080[2662
EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
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6 Whitmore TC A review of some aspects of tropical rain forest seedling ecology with suggestions for
further enquiry In Swaine MD editor The ecology of tropical forest tree seedlings Paris UNESCO
1996 pp 3ndash30
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land tropical forest in Singapore In Swaine MD editor The Ecology of Tropical Forest Tree Seed-
lings Paris UNESCO 1996 pp 211ndash238
8 Brienen RJW Zuidema PA Martınez-Ramos M Attaining the canopy in dry and moist tropical forests
Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
10 Dam O van Forest filled with gaps Effects of gap size on water and nutrient cycling in tropical rain for-
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12 Nichols JD Wagner MR Agyeman VK Bosu P Cobbinah JR Influence of artificial gaps in tropical for-
est on survival growth and Phytolyma lata attack on Milicia excelsa For Ecol Manage 1998 110
353ndash362 httpsdoiorg101016S0378-1127(98)00299-0
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cies in neotropical rain forest Biotropica 1993 25 (4) 397ndash407
14 PALMIOTTO PA DAVIES SJ VOGT KA ASHTON MS VOGT DJ ASHTON PS Soil-related habitat
specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
org101111j0022-0477200400894x
15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
weed dominated oldfield regrowth of subtropical Australia Biol Conserv 2006 129 393ndash407 https
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16 Toledo M Poorter L Pentildea-Claros M Alarcon A Balcazar J Leantildeo C et al Climate is a stronger driver
of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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manian tropical moist forestrsquos dry season J Trop Ecol 1988 4 173ndash184
18 Gleen-Lewin DC van der Maarel E Patterns and processes of vegetation dynamics In Glenn-Lewin
DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 15 20
19 Holste EK Kobe RK Vriesendorp CF Seedling growth responses to soil resources in the understory
of a wet tropical forest Ecology 2011 92 1828ndash1838 Available httpwwwncbinlmnihgov
pubmed21939079
20 Binkley D Fisher R Ecology and Management of Forest Soils 4th ed Hoboken NJ Wiley-Black-
well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
growth of a relictual rainforest tree AoB Plants 2014 6 1ndash9 httpsdoiorg101093aobplaplu011
PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
under a tropical monsoon climate Japan Agric Res Q 2014 48 95ndash104 httpsdoiorg106090jarq
4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
doiorg101111j1526-100X201000674x
29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 16 20
41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
42 Ghazoul J Dipterocarp biology ecology and conservation New York Oxford University Press
2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
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Publishing House 2005
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httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
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61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
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aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
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and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
against seedling abundance level groups and between presence and absence groups for all
observation points and for each site
242 D dyeri seedling in shade houses Influence of soil and light To investigate the
differences in seedling survival according to light level and soil we used the Pearson Chi-
squared test Analysis of variance (ANOVA) was used to compare the differences in seedling
growth (based on diameter and height) among treatments (soil types and light levels and their
interactions)
3 Results
31 Forest data Differences in seedling abundance in varying soil and site
conditions
Correlations between soil and stand properties differed between the two sites (S1 Fig) Stand
basal area (BA) was weakly correlated with canopy openness (CO) on the mixed evergreen
(ME) site and moderately correlated with proportion of adult D dyeri on the higher elevation
mixed bamboo (MB) site Canopy openness showed weak negative correlations with soil CN
P2O5 and sand content and these correlations were similar on the higher site (S1 Fig) For the
observation points where the seedlings were present the correlations of site and soil properties
were quite similar to the correlations at all observation points (S1 Fig)
The multivariate test of deviance indicated a significant effect of site on D dyeri seedling
abundance (p = 0001) and no significant effect on D dyeri presence (p = 0065) Both the
abundance and presence of D dyeri seedlings were positively correlated with the site ME asso-
ciation with coefficients (Wald value) of 25 and 198 respectively
Seedlings were more likely to be present in darker sites (Table 2 Fig 2 S1 Fig) The associa-
tion of D dyeri seedling with lower CO was also indicated by the mean difference in CO
Table 2 Results for four generalized linear models which predict presence and abundance of D dyeri seedlings per observation point at both sites (models 1 and 2)
and at the mixed evergreen (models 3 and 4) site only ME Mixed evergreen MB Mixed bamboo BA Stand basal area PDA Dominance of adult D dyeri
Model Parameter Estimate StdDev Std Error p AIC Deviance explain by the model
(1) Presence of seedlings Intercept 3653 1107 0001 1536 112
BA -0028 0016 0069
PDA 4358 1584 0006
openness -0171 0054 0001
Silt -0035 002 0084
(2) Abundance of seedlings Intercept 533 2109 00115 2277 2884
BA 0025 0007 00004 Std Err 258
pH -152 057 0008 Theta 196
(3) Presence of seedling on ME site Intercept 5978 1498 0000 1131 353
BA -0083 0025 0001
pH -1817 1227 0138
PDA 7781 2244 00005
openness -0207 0077 0007
Silt -007 0027 001
(4) Abundance of seedlings on ME site Intercept 4597 2359 00514 2916 84
PDA 0029 001 00295 Std Err 092
pH -1302 06323 00395 Theta 232
(5) Presence of seedlings on MB site Intercept -93448 69728 018 32384 80
Silt 0301 0225 0181
pH 22747 17083 0183
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between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
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of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
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content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
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Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
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Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
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location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
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EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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6 Whitmore TC A review of some aspects of tropical rain forest seedling ecology with suggestions for
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8 Brienen RJW Zuidema PA Martınez-Ramos M Attaining the canopy in dry and moist tropical forests
Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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11 Denslow JS Tropical rainforest gaps and tree species diversity Annu Rev Ecol Syst 1987 18 431ndash
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13 Clark DB Clark DA Rich PM Comparative analysis of microhabitat utilization by sampling of tree spe-
cies in neotropical rain forest Biotropica 1993 25 (4) 397ndash407
14 PALMIOTTO PA DAVIES SJ VOGT KA ASHTON MS VOGT DJ ASHTON PS Soil-related habitat
specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
org101111j0022-0477200400894x
15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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16 Toledo M Poorter L Pentildea-Claros M Alarcon A Balcazar J Leantildeo C et al Climate is a stronger driver
of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
17 Becker P Rabenold PE Idol JR Smith AP Water potential gradients for gaps and slopes in a Pana-
manian tropical moist forestrsquos dry season J Trop Ecol 1988 4 173ndash184
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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19 Holste EK Kobe RK Vriesendorp CF Seedling growth responses to soil resources in the understory
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20 Binkley D Fisher R Ecology and Management of Forest Soils 4th ed Hoboken NJ Wiley-Black-
well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
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PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
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24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
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27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
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28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
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33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
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2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
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growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
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local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
54 Nguyen HN Cay họ dầu Việt Nam (Dipterocarp species in Vietnam) Ha Noi Vietnam Agricultural
Publishing House 2005
55 Langenheim JH Plant resins chemistry evolution ecology ethnobotany Timber Press 2003
httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
62 Natural Earth Made with Natural Earth 2020 [cited 3 Apr 2020] httpswwwnaturalearthdatacom
aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
between the presence and absence observation points of -21 (95 credible interval from -36
to -065) (Fig 2A) The lower CO was also found on ME site with the mean difference of CO
between presence and absence points was -19 (95 credible interval from -33 to -048) (Fig
2B) However the lower CO points where D dyeri seedlings were absent on the MB site was
not clear with mean of difference with the present points was -11 (95 credible interval from
-64 to 41) (Fig 2C) The results of the GLM also indicated that presence of seedlings signifi-
cantly negatively correlated with CO on both sites (p = 001) and with ME site (p = 0007) but
not correlated with the MB site (Table 2)
The dominance of adult D dyeri trees (PDA) was positively correlated with the presence of
seedlings for both sites (p = 0006) PDA was positively correlated with presence and abun-
dance of seedling on ME site but was not correlated to these variables on the MB site
(Table 2) The results from BMA showed that PDA was the fourth most important variable in
the presence of seedling model with a probability of 46 coefficient is not equal to zero coeffi-
cient of 1704 (plusmn 2218) but PDA was the least important variable in the abundance model
with only 74 probability that coefficient is not equal to zero coefficient of -0018 (plusmn 0176)
Seedling abundance was not correlated with CO (Table 2) but it was marginally negatively
correlated with stand total basal area (BA) with p = 0069 (Table 2 but when seedlings were
present their abundance was positively correlated with stand total basal area (p = 00004
Table 2) The correlations of BA with seedling presence and abundance were significant on the
ME site with a negative correlation with presence and positive correlation with abundance
However all of the variables included in the model-averaged analysis were not always nega-
tively or positively correlated with abundance of seedlings (S2 Table) Comparing with other
factors BA showed weaker effects to seedling presence than CO and weaker effects than soil
pH to the seedling abundance (Table 2)
When analysed across both sites seedling abundance was negatively correlated with soil pH
and positively correlated with BA (Table 2) In contrast when the data for the ME site was ana-
lysed separately there was a significant negative correlation between abundance and PDA
(p = 003) and also with soil pH (p = 004) (Table 2) This consistent negative correlation of pH
with abundance of seedlings is reflected in a probability of 95 coefficient of pH not equal to
zero out of 97 all the BMA models with coefficient of -1619 (plusmn 0629) (S2 Table) In the set
Fig 2 Difference of means of canopy openness () between presence (μ1) and absence (μ2) of seedlings for all data (A) for points on mixed
evergreen site (B) and for points on bamboo dominant site (C)
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 8 20
of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
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content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
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Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
PLOS ONE Climax species recruitment in secondary forest
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between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
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038
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1111j1654-11032005tb02406x
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Ecology 2004 85 704ndash715
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rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
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in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
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cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
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PLOS ONE Climax species recruitment in secondary forest
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jecolind201710011
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ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
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on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
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secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
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tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
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feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
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Ecology 2001 82 913ndash919
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ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
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ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
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vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
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pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
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Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
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ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
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heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
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factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
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117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
of models for abundance of seedlings on both sites pH was included in less than 50 of the
models and inconsistently negatively or positively correlated with coefficient of -0529
(plusmn 0677) Overall at both sites soil pH was low (typically less than 50) (Table 1) Topsoil silt
content had a weakest negative correlation (coefficient = -007 p = 001) with seedling pres-
ence only on the ME site (Table 2)
32 Shade house study Seedlings response to light and soil treatments
After 10 months the seedlings grown in the lowest light level had significantly lower survival
rates compared with those at higher light levels (χ-squared = 8351 df = 5 plt 000) While
most of the seedlings at medium and high light levels survived (99 survival only one seedling
died in FM treatment) only 194 of seedlings at the lowest light level survived (Table 3) The
effect of soil type on seedling survival was evident at the lowest light level with 25 survival of
seedlings on degraded soil compared to only 14 seedling survival on forest soil (Table 3) At
the highest light level soil type also appeared to have an effect on seedling health with a lower
rate of seedlings with leaf damage (holes or marks by fungal disease or insects) on the forest
soil (167) compared to degraded soil (25)
ANOVA results showed that light level soil and light soil interaction significantly influ-
enced seedling height (p = 003 Fig 3) however only light level resulted in a significant differ-
ence in seedling diameter (p = 0000 Fig 3) The seedlings grown at a high light level grew
higher (LowndashHigh = -371 p = 0000 MediummdashHigh = -2635 p = 0000 Mediumndash
Low = 1075 p = 0001) and larger (LowndashHigh = -188 p = 0000 MediummdashHigh = -206
p = 0000 MediumndashLow = -019 p = 073) than those in low light levels (Fig 3) Soils signifi-
cantly influenced the seedling height at the high light level treatment (p = 0000 Fig 3A) The
seedlings grown on forest soil had significantly higher stem height (ForestmdashDegraded = 639
p = 0000 Fig 3A) and slightly larger diameters than those grown in degraded soil (Forestmdash
Degraded = 015 p = 029 Fig 3B) and The seedlings grown at low and medium light levels
were very similar in growth with no difference between the two soils
The data on seedling leaf characteristics after 10 months was collected from shade house
component of three light levels and two soil type Leaf morphology and anatomy were signifi-
cantly different among light and soil treatments (Fig 4) Seedlings in higher light and on forest
soil had greater leaves of leaf length (plt 0001) and leaf width (plt0001) (Fig 4A and 4B) but
thinner leaf thickness (Fig 4C) except at the medium light level leaves of seedlings on forest
soil and degraded soils were not significant in length and wide The leaves of seedlings on for-
ested soil were thinner than those on degraded soil (plt 0001) Leaf stomatal density was posi-
tively correlated with light levels and seedlings on degraded soil treatments had higher leaf
stomatal density compared to those on forest soil treatments (Fig 4D) Leaf chlorophyll
Table 3 Seedling survival and health status depending on soils and light levels
Treatment Survival Health status (leaf damage)
Seedling Rate () Seedling Rate ()
FH 72 100 12 167
DH 72 100 18 250
FM 71 986 19 264
DM 72 100 18 250
FL 10 139 10 100
DL 18 250 18 100
F Forested soil D Degraded soil H High light level M Medium light level L Low light level
httpsdoiorg101371journalpone0233524t003
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 9 20
content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
httpsdoiorg101371journalpone0233524g003
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 10 20
Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
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PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
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EFATLS]20CO2
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8 Brienen RJW Zuidema PA Martınez-Ramos M Attaining the canopy in dry and moist tropical forests
Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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16 Toledo M Poorter L Pentildea-Claros M Alarcon A Balcazar J Leantildeo C et al Climate is a stronger driver
of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
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PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
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24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
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27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
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2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
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Publishing House 2005
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httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
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tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
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aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
content was negatively correlated to light level (Fig 4E) Soil type had a significant effect on
chlorophyll content at both low and high light levels but not significant at the medium light
level At the low light level seedlings on forest soil had lower leaf chlorophyll content than
those on degraded soil and the opposite result was shown at high light level
4 Discussion
Dipterocarpus dyeri seedlings were more likely to be present at sites with lower canopy open-
ness (Table 1 Table 2 Fig 2) Previous studies have shown that D dyeri is a typical climax trop-
ical shade-tolerant species in Dong Nai [4258] and this is supported by our results In our
study the seedlings that survived in low light level conditions had higher leaf chlorophyll con-
tent and stomata density (Fig 4) indicating that D dyeri has high light capture efficiency at low
light availability [85] In addition D dyeri is a large-seeded species (S2B Fig) with recalcitrant
seeds [54] a further indicator that it is a shade tolerant tropical climax species [86] Seedlings
which have high leaf area such as D dyeri are more likely disadvantaged in large gaps because
of dryer soil higher temperature and greater water loss through their leaves [87] The D dyeriseedlings growing in the forest understory tended to have a lateral branching trait (S2C Fig)
which allows maximum light capture in shade [88] Our finding that D dyeri seedlings
occurred in sites with low light is consistent with previous research that concluded that the
late-successional tropical seedlings in the Dipterocarpus genus are the most shade-tolerant
genus in the Dipterocarpaceae family [4289ndash91]
Fig 3 Seedlings growth in base diameter (A) and height (B)
httpsdoiorg101371journalpone0233524g003
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 10 20
Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
References1 Baldeck CA Colgan MS Feret J-B Levick SR Martin RE Asner GP Landscape-scale variation in
plant community composition of an African savanna from airborne species mapping Ecol Appl 2014
24 84ndash93 httpsdoiorg10189013-03071 PMID 24640536
2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
forest trees Ecology 1999 80 2662ndash2675 httpsdoiorg1018900012-9658(1999)080[2662
EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
4 Lowman MD Rinker HB editors Forest Canopies Elsevier Academic Press 2004
5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
tropical forest tree seedlings Paris UNESCO 1996 pp 131ndash135
6 Whitmore TC A review of some aspects of tropical rain forest seedling ecology with suggestions for
further enquiry In Swaine MD editor The ecology of tropical forest tree seedlings Paris UNESCO
1996 pp 3ndash30
7 Burslem DFRP Differential responses to nutrients shade and drought among tree seedlings of low-
land tropical forest in Singapore In Swaine MD editor The Ecology of Tropical Forest Tree Seed-
lings Paris UNESCO 1996 pp 211ndash238
8 Brienen RJW Zuidema PA Martınez-Ramos M Attaining the canopy in dry and moist tropical forests
Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
9 drsquoOliveira MVN Ribas LA Forest regeneration in artificial gaps twelve years after canopy opening in
Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
10 Dam O van Forest filled with gaps Effects of gap size on water and nutrient cycling in tropical rain for-
est a study in Guyana Tropenbos-Guyana Programme 2001
11 Denslow JS Tropical rainforest gaps and tree species diversity Annu Rev Ecol Syst 1987 18 431ndash
451 httpsdoiorg101146annureves18110187002243
12 Nichols JD Wagner MR Agyeman VK Bosu P Cobbinah JR Influence of artificial gaps in tropical for-
est on survival growth and Phytolyma lata attack on Milicia excelsa For Ecol Manage 1998 110
353ndash362 httpsdoiorg101016S0378-1127(98)00299-0
13 Clark DB Clark DA Rich PM Comparative analysis of microhabitat utilization by sampling of tree spe-
cies in neotropical rain forest Biotropica 1993 25 (4) 397ndash407
14 PALMIOTTO PA DAVIES SJ VOGT KA ASHTON MS VOGT DJ ASHTON PS Soil-related habitat
specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
org101111j0022-0477200400894x
15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
weed dominated oldfield regrowth of subtropical Australia Biol Conserv 2006 129 393ndash407 https
doiorg101016jbiocon200511007
16 Toledo M Poorter L Pentildea-Claros M Alarcon A Balcazar J Leantildeo C et al Climate is a stronger driver
of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
17 Becker P Rabenold PE Idol JR Smith AP Water potential gradients for gaps and slopes in a Pana-
manian tropical moist forestrsquos dry season J Trop Ecol 1988 4 173ndash184
18 Gleen-Lewin DC van der Maarel E Patterns and processes of vegetation dynamics In Glenn-Lewin
DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 15 20
19 Holste EK Kobe RK Vriesendorp CF Seedling growth responses to soil resources in the understory
of a wet tropical forest Ecology 2011 92 1828ndash1838 Available httpwwwncbinlmnihgov
pubmed21939079
20 Binkley D Fisher R Ecology and Management of Forest Soils 4th ed Hoboken NJ Wiley-Black-
well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
growth of a relictual rainforest tree AoB Plants 2014 6 1ndash9 httpsdoiorg101093aobplaplu011
PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
under a tropical monsoon climate Japan Agric Res Q 2014 48 95ndash104 httpsdoiorg106090jarq
4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
doiorg101111j1526-100X201000674x
29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 16 20
41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
42 Ghazoul J Dipterocarp biology ecology and conservation New York Oxford University Press
2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
54 Nguyen HN Cay họ dầu Việt Nam (Dipterocarp species in Vietnam) Ha Noi Vietnam Agricultural
Publishing House 2005
55 Langenheim JH Plant resins chemistry evolution ecology ethnobotany Timber Press 2003
httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
62 Natural Earth Made with Natural Earth 2020 [cited 3 Apr 2020] httpswwwnaturalearthdatacom
aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
Fig 4 Influence of soils and light levels to leaves length (A) leaves wide (B) blade thickness (C) chlorophyll
concentration (D) and stomatal density (E)
httpsdoiorg101371journalpone0233524g004
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 11 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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10801755087420161262471
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PLOS ONE Climax species recruitment in secondary forest
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and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
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Ecology 2001 82 913ndash919
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ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
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vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
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pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
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Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
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ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
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factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
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117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
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growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
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rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
Dipterocarpus dyeri appears to be a broadly adapted generalist dipterocarp species that can
survive and grow in a broad range of light and soil conditions The negative correlation
between seedling presence and light was at odds with species abundance findings (which indi-
cated a positive association between abundance and light) (Table 2) This result may be due to
the limited range of light availability levels at our study sites (95 to 22) These levels fall
within the range appropriate for many shade-tolerant dipterocarps [92ndash94] In the shade
house survival and growth of D dyeri was higher at the higher light levels with only 25 of
seedlings surviving at the lowest light level (5) (Table 3) These results suggest that D dyeriprobably can persist at canopy openness lower than 10 and that it is a generalist species
rather than a shade-tolerant specialist This is consistent with the findings of Denslow [11] and
Paoli et al [94] who found that in rainforest most canopy species are neither open environ-
ment pioneer species nor shade-preferring ldquoclimaxrdquo forest species but generalists that can tol-
erate low light but require more open condition to grow into canopy trees [95ndash97]
Dipterocarpus dyeri seedling presence had a weak negative correlation with total forest basal
area (BA) (Table 2) However at the subset of sites where the seedlings were present their
abundance was positively correlated with BA (Table 2) On the surface this results seems
counterintuitive because typically sites with higher BA are also darker However in this study
canopy openness was not correlated with BA (S1 Fig) because the sampling time was in the
dry season after deciduous species had dropped their leaves Seedlings were less likely to be
present at higher BA sites because these sites were characterised by a higher deciduous compo-
nent which was typically composed of Cratoxylum and Lagerstroemia species Cratoxylumand Lagerstroemia are strongly competitive long-lived pioneer species and D dyeri seedling
survival is likely to be lower at these sites
Seedling presence and abundance were strongly positively correlated with the dominance
of mother trees (PDA) (Table 2) This result was expected for a number of reasons Firstly the
higher PDA indicated that the site conditions were suitable for the species Secondly higher
PDA suggested a more stable seed source in the recovered forest [429899] Thirdly D dyeriis a brevideciduous species with leaf-flushing within one week (this study and [42]) It can be
grouped with evergreen species similar to two other Dipterocarpus species in Thailand [72] so
where it dominates basal area the canopy in the dry season is less open (cf deciduous forests)
and lower light availability was associated with the presence of D dyeri seedlings in our study
(Fig 2) This positive correlation between presenceabundance of seedlings and mother trees
contradicts previous research describing a negative effect of conspecific adult effects (due to
impacts of pathogens and leaf litter) on the survival of early-stage seedlings which was consid-
ered to be a partial explanation for the species richness in tropical forests [100ndash103] However
conspecific negative density effects have often been found to be a weaker factor compared to
environmental conditions [47104105] Conspecific density affects differently on different spe-
cies and at different stages of forest development [106] For example D dyeri species produces
an abundance of large seeds and large seed mass can be one of the strongest factors compensat-
ing for the conspecific negative density effect [107] In Dong Nai D dyeri had been logged
[58108] resulting in the abundance of adult D dyeri present today Hence the density of adult
D dyeri trees might not be high enough to show the negative effects
Dipterocarpus dyeri seedling abundance was negatively correlated with soil pH (Table 2)
Overall at all sites soil pH was low (pH(KCl) from 36 to 40 or pH(water) of 45 to 50) (Table 1
S2 Table) Commonly climax lowland tropical species show a high tolerance to the infertile
acidic and high aluminium concentration of tropical soils (Acrisol and Ferrasols) [20] such as
occurs in dipterocarp forests However tropical soils can be very spatially variable and while
forest soils are generally of low fertility the higher fertility soils can be found on sloping sites
where the soils are younger and have undergone less leaching [20] The negative correlation
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 12 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
References1 Baldeck CA Colgan MS Feret J-B Levick SR Martin RE Asner GP Landscape-scale variation in
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2 Clark DB Palmer MW Clark DA Edaphic factors and the landscape-scale distributions of tropical rain
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EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
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5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
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Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
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specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
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15 Neilan W Catterall CP Kanowski J McKenna S Do frugivorous birds assist rainforest succession in
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of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
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PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
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24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
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25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
under a tropical monsoon climate Japan Agric Res Q 2014 48 95ndash104 httpsdoiorg106090jarq
4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
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crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
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species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
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seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
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Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
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22567132
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Ecology 2004 85 704ndash715
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nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
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mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
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gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
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2016
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Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
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growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
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local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
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101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
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in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
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est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
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51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
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Publishing House 2005
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Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
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Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
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New York Berlin Heildelberg Tokyo Springer-Verlag 1984
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natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
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khı hậu Việt Nam Ha Noi Ha Noi National University 2000
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Minh City Vietnam MARD 2004
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tion system for naming soils and creating legends for soil maps Rome FAO 2014
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forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
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cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
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Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
between seedling abundance and pH is attributed to the higher tolerance of evergreen species
to strongly acidic soils compared with deciduous species which usually prefer higher soil pH
(from 58 to 62) [20] Evergreen species are also less tolerant of low moisture than deciduous
species as occurs in these sites during the dry season Lower pH affects the availability (or is
correlated with the availability) of a range of beneficial as well as toxic minerals (aluminium
iron manganese and phosphorus) and these are likely to be the driving factor [20] The nega-
tive correlation between seedling abundance and soil pH was in contrast with findings for D
sublamellatus in Borneo which was not associated with pH [94] However in that study the
species is considered to be a soil nutrient generalist and therefore would be expected to be
more tolerant of a wide range of conditions [94]
Seedling mortality was greatest in the lowest light level in the shade house trial (Table 3)
The results show opposite trends in natural vs simulated (shade house) conditions it is possi-
ble that factors other than light might have discernible influence on the presence or absence of
seedlings Local site temporal factors such as litter thickness soil CO2 concentration presence
of herbivores and pathogens can affect germination and process of seedling establishment In
our case there was the evidence of Fusarium wilt disease (S2D and S2E Fig) which infected
the plants in the lower light and higher humidity conditions In addition while all seedlings
were given the same amount of irrigation the soils in heavy shade appeared to stay wetter This
result was similar to the lower survival of a range of tropical species under lower light availabil-
ity reported by Augspurger et al [102] and Gaviria and Engelbrecht [109] and high mortality
for Dipterocarpus seedlings at low light levels [94110] There are other possible and related
explanations for high mortality in low light Firstly seedling photosynthesis was low and lead-
ing to seedlings being less able to resist disease and insect damage Secondly saturation of the
soils could negatively affect survival of seedlings Under the low light levels the photosynthesis
rate was low meaning that less water was lost through leaves and evaporation from soil Con-
sequently the soil which was a Chromic Acrisol with a relatively high clay content maintained
high moisture levels [65111] The FeAl-rich acidic tropical soil may have become anoxic and
therefore toxic for seedlings [112] The heaviness of this soil may also explain the higher sur-
vival rate of seedlings on the lower clay content (degraded soil) at the same light level treat-
ment (Table 3) Our survey also showed that adult D dyeri were found at higher densities on
the steep sites (cluster RR1 with 80 total basal area was made of D dyeri) where the dry sea-
sons were relatively wetter and have a shorter time for which they are waterlogged during the
rainy season [17113114] Thirdly D dyeri may be maladapted to flooding and waterlogged
soils as the species shows some morphological characteristics indicative of drought tolerance
For example D dyeri seedlings have hairy leaves and deep tap roots possibly giving them
more tolerance to droughts [115ndash117]
5 Conclusions
Regeneration of D dyeri the most dominant dipterocarp species in the region is the key for
restoring the forest landscape D dyeri appears to be a broadly adapted generalist dipterocarp
species that can survive and grow in a broad range of light and soil conditions D dyeri seed-
lings also survived better where soils had low pH and good drainagedry soils rather than wet
soils The strong correlation of D dyeri seedling presence and abundance with the dominance
of mother trees is linked to the recovering status of the forest in Dong Nai At the landscape
scale sites characterised by mixed bamboo (lower available soil water and light level [118ndash
120]) and shallow soils (on schist and shale soil parent materials) have lower presence and
abundance of D dyeri seedlings indicating that such sites are less suitable for D dyeri refores-
tation of these sites should focus on other species Microsite conditions especially topographic
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 13 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
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planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
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038
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1111j1654-11032005tb02406x
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gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
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growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
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org101111btp12180
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101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
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in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
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est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
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Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
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Publishing House 2005
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Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
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Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
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pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
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New York Berlin Heildelberg Tokyo Springer-Verlag 1984
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natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
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khı hậu Việt Nam Ha Noi Ha Noi National University 2000
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Minh City Vietnam MARD 2004
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tion system for naming soils and creating legends for soil maps Rome FAO 2014
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forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
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cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
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Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
location impact on soil water regime in seasonally dry areas like Dong Nai and this contrib-
utes to the observed distribution patterns of seedlings With regard to restoration techniques
our findings suggest that (a) nurse crops are not necessary for D dyeri establishment if the site
is moist enough but (b) nurse crops should be used at drought-prone sites (c) under the most
common tree cover conditions including intermediate recovered forest or dense plantation
light liberation will be necessary for native forest restoration (d) restoration should not be
attempted on waterlogged sites and (e) using phosphorus or lime carefully to increase soil
phosphorus (but maintaining pHlt 55) should be considered
Supporting information
S1 Data Data collection methods
(DOCX)
S2 Data Data of site and soil characteristics at each observation point
(DOCX)
S1 Table Characteristics of soil used in shade house experiment
(DOCX)
S2 Table Model-averaged coefficients for site and soil effect on D dyeri seedling presence
and abundance Values presented are means across each Bayesian model averaging model set
For each parameter p 6frac14 0 is the probability that the coefficient is not equal to zero
(DOCX)
S1 Fig Correlation of soil and site properties at both sites (A) at ME only (B) at MB only
(C) and at observation points where the seedling presented only (D) Positive correlations
are displayed in grey and negative correlations in black The size of the circle are proportional
of the correlation coefficients with the significant level 005
(DOCX)
S2 Fig Germinating seeds and seedlings when transplanted in plastic pots (A) Fruit size
(B) Branching of under-canopy seedling (C) Seedling died in shade house (D) and Fusar-
ium samples (E)
(DOCX)
Acknowledgments
The authors thank Quang-Trung Nguyen and Anh-Linh Nguyen of DNBR for their supports
of collecting data in the forest and looking after the shade house experiment
Author Contributions
Conceptualization Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Data curation Ha T T Do
Formal analysis Ha T T Do
Funding acquisition J Doland Nichols
Investigation Ha T T Do Bon N Trinh
Methodology Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Project administration Ha T T Do
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 14 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
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Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
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natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
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khı hậu Việt Nam Ha Noi Ha Noi National University 2000
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Minh City Vietnam MARD 2004
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tion system for naming soils and creating legends for soil maps Rome FAO 2014
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forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
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1999
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and Techniques Publishing House 1963
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vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
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gia 2008 155 571ndash582
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opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
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tographs 2005
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detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
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Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
Resources Bon N Trinh
Supervision John C Grant Heidi C Zimmer Bon N Trinh J Doland Nichols
Visualization Ha T T Do
Writing ndash original draft Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
Writing ndash review amp editing Ha T T Do John C Grant Heidi C Zimmer J Doland Nichols
References1 Baldeck CA Colgan MS Feret J-B Levick SR Martin RE Asner GP Landscape-scale variation in
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forest trees Ecology 1999 80 2662ndash2675 httpsdoiorg1018900012-9658(1999)080[2662
EFATLS]20CO2
3 Terborgh J Diversity and the Tropical Rain Forest New York Scientific American Library 1992
4 Lowman MD Rinker HB editors Forest Canopies Elsevier Academic Press 2004
5 Lieberman D Demography of tropical tree seedlings a review In Swaine MD editor The ecology of
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further enquiry In Swaine MD editor The ecology of tropical forest tree seedlings Paris UNESCO
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7 Burslem DFRP Differential responses to nutrients shade and drought among tree seedlings of low-
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Strong differences in tree growth trajectories reflect variation in growing conditions Oecologia 2010
163 485ndash496 httpsdoiorg101007s00442-009-1540-5 PMID 20033820
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Acre State Western Amazon For Ecol Manage 2011 261 1722ndash1731 httpsdoiorg101016j
foreco201101020
10 Dam O van Forest filled with gaps Effects of gap size on water and nutrient cycling in tropical rain for-
est a study in Guyana Tropenbos-Guyana Programme 2001
11 Denslow JS Tropical rainforest gaps and tree species diversity Annu Rev Ecol Syst 1987 18 431ndash
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12 Nichols JD Wagner MR Agyeman VK Bosu P Cobbinah JR Influence of artificial gaps in tropical for-
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specialization in dipterocarp rain forest tree species in Borneo J Ecol 2004 92 609ndash623 httpsdoi
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of tree and forest growth rates than soil and disturbance J Ecol 2011 99 254ndash264 httpsdoiorg10
1111j1365-2745201001741x
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DC Peet RK Veblen TT editors Plant Succession Theory and prediction London Chapman amp
Hall 1992 pp 11ndash59
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 15 20
19 Holste EK Kobe RK Vriesendorp CF Seedling growth responses to soil resources in the understory
of a wet tropical forest Ecology 2011 92 1828ndash1838 Available httpwwwncbinlmnihgov
pubmed21939079
20 Binkley D Fisher R Ecology and Management of Forest Soils 4th ed Hoboken NJ Wiley-Black-
well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
growth of a relictual rainforest tree AoB Plants 2014 6 1ndash9 httpsdoiorg101093aobplaplu011
PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
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25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
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4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
doiorg101111j1526-100X201000674x
29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 16 20
41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
42 Ghazoul J Dipterocarp biology ecology and conservation New York Oxford University Press
2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
54 Nguyen HN Cay họ dầu Việt Nam (Dipterocarp species in Vietnam) Ha Noi Vietnam Agricultural
Publishing House 2005
55 Langenheim JH Plant resins chemistry evolution ecology ethnobotany Timber Press 2003
httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
62 Natural Earth Made with Natural Earth 2020 [cited 3 Apr 2020] httpswwwnaturalearthdatacom
aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
19 Holste EK Kobe RK Vriesendorp CF Seedling growth responses to soil resources in the understory
of a wet tropical forest Ecology 2011 92 1828ndash1838 Available httpwwwncbinlmnihgov
pubmed21939079
20 Binkley D Fisher R Ecology and Management of Forest Soils 4th ed Hoboken NJ Wiley-Black-
well 2013
21 South DB Optimum pH for Growing Pine Seedlings Tree Plant Notes 2017 60 49ndash62
22 Offord CA Meagher PF Zimmer HC Growing up or growing out How soil pH and light affect seedling
growth of a relictual rainforest tree AoB Plants 2014 6 1ndash9 httpsdoiorg101093aobplaplu011
PMID 24790132
23 Lee DW Oberbauer SF Krishnapilay B Mansor M Mohamad H Yap SK Effects of irradiance and
spectral quality on seedling development of two Southeast Asian Hopea species Oecologia 1997
110 1ndash9 httpsdoiorg101007s004420050126 PMID 28307457
24 Rozendaal DMA Hurtado VH Poorter L Plasticity in leaf traits of 38 tropical tree species in response
to light relationships with light demand and adult stature Funct Ecol 2006 20 207ndash216 httpsdoi
org101111j1365-2435200601105x
25 Rozendaal DMA Zuidema PA Dendroecology in the tropics A review TreesmdashStruct Funct 2011
25 3ndash16 httpsdoiorg101007s00468-010-0480-3
26 Sakai A Visaratana T Vacharangkura T Thai-Ngam R Nakamura S Growth performance of four dip-
terocarp species planted in a Leucaena leucocephala plantation and in an open site on degraded land
under a tropical monsoon climate Japan Agric Res Q 2014 48 95ndash104 httpsdoiorg106090jarq
4895
27 Bowman DJMS Panton WJ Factors that control monsoon-rainforest seedling establishment and
growth in North Australian J Ecol 1993 81 559ndash567
28 Holl KD Zahawi RA Cole RJ Ostertag R Cordell S Planting Seedlings in Tree Islands Versus Planta-
tions as a Large-Scale Tropical Forest Restoration Strategy Restor Ecol 2011 19 470ndash479 https
doiorg101111j1526-100X201000674x
29 Dong TL Forrester DI Beadle C Doyle R Hoang NH Giap NX et al Effects of light availability on
crown structure biomass production light absorption and light-use efficiency of Hopea odorata
planted within gaps in Acacia hybrid plantations Plant Ecol Divers 2017 9 1ndash14 httpsdoiorg10
10801755087420161262471
30 Cole RJ Holl KD Keene CL Zahawi RA Direct seeding of late-successional trees to restore tropical
montane forest For Ecol Manage 2011 261 1590ndash1597 httpsdoiorg101016jforeco201006
038
31 Dong TL Beadle CL Doyle R Worledge D Site conditions for regeneration of Hopea odorata in natu-
ral evergreen dipterocarp forest in Southern Vietnam J Trop For Sci 2014 26 532ndash542
32 Mayoral C Van Breugel M Turner BL Asner GP Vaughn NR Hall JS Effect of microsite quality and
species composition on tree growth A semi- empirical modeling approach For Ecol Manage 2019
432 534ndash545 httpsdoiorg101016jforeco201809047
33 Salinas-Peba L Parra-Tabla V Campo J Munguıa-Rosas MA Survival and growth of dominant tree
seedlings in seasonally tropical dry forests of Yucatan Site and fertilization effects J Plant Ecol 2014
7 470ndash479 httpsdoiorg101093jpertt055
34 Maycock CR Thewlis RN Ghazoul J Nilus R Burslem DFRP Reproduction of dipterocarps during
low intensity masting events in a Bornean rain forest J Veg Sci 2005 16 635ndash646 httpsdoiorg10
1111j1654-11032005tb02406x
35 Seidler TG Plotkin JB Seed dispersal and spatial pattern in tropical trees Nathan R editor PLoS
Biol 2006 4 0001ndash0006 httpsdoiorg101371journalpbio0040344 PMID 17048988
36 Lutz JA Larson AJ Swanson ME Freund JA Ecological importance of large-diameter trees in a tem-
perate mixed-conifer forest PLoS One 2012 7 httpsdoiorg101371journalpone0036131 PMID
22567132
37 Blundell AG Peart DR Density-dependent population dynamics of a dominant rain forest canopy tree
Ecology 2004 85 704ndash715
38 Bagchi R Swinfield T Gallery RE Lewis OT Gripenberg S Narayan L et al Testing the Janzen-Con-
nell mechanism Pathogens cause overcompensating density dependence in a tropical tree Ecol Lett
2010 13 1262ndash1269 httpsdoiorg101111j1461-0248201001520x PMID 20718845
39 Inman-Narahari F Ostertag R Hubbell SP Giap NX Cordell S Sack L Density-dependent seedling
mortality varies with light availability and species abundance in wet and dry Hawaiian forests J Ecol
2016 104 773ndash780 httpsdoiorg1011111365-274512553
40 Wright SJ Plant diversity in tropical forests A review of mechanisms of species coexistence Oecolo-
gia 2002 130 1ndash14 httpsdoiorg101007s004420100809 PMID 28547014
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 16 20
41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
42 Ghazoul J Dipterocarp biology ecology and conservation New York Oxford University Press
2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
54 Nguyen HN Cay họ dầu Việt Nam (Dipterocarp species in Vietnam) Ha Noi Vietnam Agricultural
Publishing House 2005
55 Langenheim JH Plant resins chemistry evolution ecology ethnobotany Timber Press 2003
httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
62 Natural Earth Made with Natural Earth 2020 [cited 3 Apr 2020] httpswwwnaturalearthdatacom
aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
41 Schnitzer SA Klironomos JN HilleRisLambers J Kinkel LL Reich PB Xiao K et al Soil microbes
drive the classic plant diversityndashproductivity pattern Ecology 2011 92 296ndash303
42 Ghazoul J Dipterocarp biology ecology and conservation New York Oxford University Press
2016
43 Appanah S Turnbull JM editors A review of Dipterocarps Taxonomy Ecology and Silviculture
Bogor Indonesia Center for International Forestry Reseach 1998
44 Brearley FQ Banin LF Saner P The ecology of the Asian dipterocarps Plant Ecol Divers 2016 9
429ndash436 httpsdoiorg1010801755087420171285363
45 Sapkota IP Oden PC Gap characteristics and their effects on regeneration dominance and early
growth of woody species J Plant Ecol 2009 2 21ndash29 httpsdoiorg101093jpertp004
46 Born J Bagchi R Burslem DFRP Nilus R Tellenbach C Pluess AR et al Differential responses of
dipterocarp seedlings to soil moisture and microtopography Biotropica 2015 47 49ndash58 httpsdoi
org101111btp12180
47 Tito de Morais C Ghazoul J Maycock CR Bagchi R Burslem DFRP Khoo E et al Understanding
local patterns of genetic diversity in dipterocarps using a multi-site multi-species approach Implica-
tions for forest management and restoration For Ecol Manage 2015 356 153ndash165 httpsdoiorg
101016jforeco201507023
48 Ashton PMS Gunatilleke CVS Seedling survival and growth of four Shorea species in a Sri Lankan
rainforest J Trop Ecol 1995 11 263ndash279 httpsdoiorg101017S0266467400008737
49 Paine CET Stenflo M Philipson CD Saner P Bagchi R Ong RC et al Differential growth responses
in seedlings of ten species of Dipterocarpaceae to experimental shading and defoliation J Trop Ecol
2012 28 377ndash384 httpsdoiorg101017S0266467412000326
50 Ashton MS Gunatilleke CV Singhakumara BM Gunatilleke IAUN Restoration pathways for rain for-
est in southwest Sri Lanka a review of concepts and models For Ecol Manage 2001 154 409ndash430
httpsdoiorg101016S0378-1127(01)00512-6
51 Bischoff W Newbery DM Lingenfelder M Schnaeckel R Petol GH Madani L et al Secondary suc-
cession and dipterocarp recruitment in Bornean rain forest after logging For Ecol Manage 2005 218
174ndash192 httpsdoiorg101016jforeco200507009
52 Kettle CJ Ecological considerations for using dipterocarps for restoration of lowland rainforest in
Southeast Asia Biodivers Conserv 2010 19 1137ndash1151 httpsdoiorg101007s10531-009-
9772-6
53 Phan KL Newman M Khou E Hoang VS Vu VD Nguyen HN et al Dipterocarpus dyeri In The
IUCN Red List of Threatened Species 2017 eT33011A2830391 [Internet] 2017 [cited 26 Feb 2017]
54 Nguyen HN Cay họ dầu Việt Nam (Dipterocarp species in Vietnam) Ha Noi Vietnam Agricultural
Publishing House 2005
55 Langenheim JH Plant resins chemistry evolution ecology ethnobotany Timber Press 2003
httpsdoiorg101600036364404772974374
56 Michon G de Foresta H Kusworo Levang P The Damar Agroforests of Krui Indonesia Justice for
Forest Farmers In Zerner C editor People Plants and Justice The Politics of Natural Conservation
Columbia University Press 1999 p 159 httpsdoiorg1043249781936331840
57 Budidarsono S Arifatmi B de Foresta H Tomich TP Damar Agroforest Establishment and Sources of
Livelihood A profitablility assessment of damer agroforest system in Krui Lampung Sumatra Indone-
sia Int Cent Res Agroforesty Bogor Indonesia 2000
58 Hai Ha NT Duc NM Hien DP Duy VD Don PQ Tuan Anh N Le et al Genetic diversity of Dipterocar-
pus dyeri in the tropical forests of Tan Phu (Dong Nai) TAP CHI SINH HOC 2016 38 81ndash88 https
doiorg10156250866-7160v38n17531
59 Shugart HH A Theory of Forest Dynamics The Ecological Implications of Forest Succession Models
New York Berlin Heildelberg Tokyo Springer-Verlag 1984
60 Vanclay JK Modelling forest growth and yield applications to mixed tropical forests CAB Interna-
tional 1994
61 Botkin DB Forest Dynamics An Ecological Model Oxford New York Oxford University Press 1993
62 Natural Earth Made with Natural Earth 2020 [cited 3 Apr 2020] httpswwwnaturalearthdatacom
aboutterms-of-use
63 UNESCO Dong Nai Biosphere Reserves 2015 [cited 12 Feb 2019] httpwwwunescoorgnewen
natural-sciencesenvironmentecological-sciencesbiosphere-reservesasia-and-the-pacificvietnam
dong-nai
64 Nguyễn KV Nguyễn TH Phan KL Nguyễn TH Bioclimatic Diagrams of VietnammdashCac biểu đồ sinh
khı hậu Việt Nam Ha Noi Ha Noi National University 2000
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 17 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
65 Pham QK Nguyen XN Tra NP Nguyen VK Hua AT Le AT Soil map of Dong Nai Province Ho Chi
Minh City Vietnam MARD 2004
66 IUSS Working Group WRB World reference base for soil resources 2014 International soil classifica-
tion system for naming soils and creating legends for soil maps Rome FAO 2014
67 Blanc L Maury-Lechon G Pascal J-P Structure floristic composition and natural regeneration in the
forests of Cat Tien National Park Vietnam an analysis of the successional trends J Biogeogr 2000
27 141ndash157 httpsdoiorg101046j1365-2699200000347x
68 Thai VT Những hệ sinh thai rừng nhiệt đới Việt Nam [Tropical forest ecosystems in Vietnam] Ho Chi
Minh City Vietnam Nhagrave xuất bản Khoa học vagrave Kỹ Thuật [Science and Technics Publishing House]
1999
69 Thai VT Phat sinh quần thể vagrave phan loại thảm thực vật nhiệt đới ở Việt Nam [Eco-genesis and classifi-
cation of forest vegetation of Vietnam (From ecosystem perspective)] First HagraveNội Vietnam Science
and Techniques Publishing House 1963
70 McElwee PD Forests Are Gold Trees People and Environmental Rule in Vietnam University of
Washington Press 2016
71 Millet J Pascal JPP Kiet LCC Effects of disturbance over 60 years on a lowland forest in southern
vietnam J Trop For Sci 2010 22 237ndash246 Available httpwwwtandfonlinecomdoiabs101198
016214504000001303
72 Williams LJ Bunyavejchewin S Baker PJ Deciduousness in a seasonal tropical forest in western
Thailand interannual and intraspecific variation in timing duration and environmental cues Oecolo-
gia 2008 155 571ndash582
73 Frazer GW Canham CD Lertzman KP Gap Light Analyzer (GLA) Imaging software to extract can-
opy structure and gap light transmission indices from true-colour fisheye photographs users manual
and program documentation Simon Fraser University Burnaby British Columbia and the Institute of
Ecosystem Studies Millbrook New York 1999
74 Nobis M SideLook 11mdashImaging software for the analysis of vegetation structure with true-colour pho-
tographs 2005
75 Nobis M Hunziker U Automatic thresholding for hemispherical canopy-photographs based on edge
detection Agric For Meteorol 2005 128 243ndash250 httpsdoiorg101016jagrformet200410002
76 Beven KJ Kirkby MJ A physically based variable contributing area model of basin hydrology Hydrol
Sci Bull 1979 24 43ndash69 httpsdoiorg10108002626667909491834
77 Raduła MW Szymura TH Szymura M Topographic wetness index explains soil moisture better than
bioindication with Ellenbergrsquos indicator values Ecol Indic 2018 85 172ndash179 httpsdoiorg101016
jecolind201710011
78 Soslashrensen R Zinko U Seibert J On the calculation of the topographic wetness index Evaluation of dif-
ferent methods based on field observations Hydrol Earth Syst Sci 2006 10 101ndash112 httpsdoiorg
105194hess-10-101-2006
79 R Development Core Team R A language and environment for statistical computing Vienna Austria
R Foundation for Statistical Computing 2018 httpswwwr-projectorg
80 Wang Y Naumann U Wright ST Warton DI Mvabund- an R package for model-based analysis of
multivariate abundance data Methods Ecol Evol 2012 3 471ndash474 httpsdoiorg101111j2041-
210X201200190x
81 Wang Y Naumann U Eddelbuettel D Warton D Byrnes J Silva R dos S et al mvabund Statistical
Methods for Analysing Multivariate Abundance Data 2018 httpscranr-projectorgpackage=
mvabund
82 Venables WN Ripley BD Modern Applied Statistics with S Fourth New York Springer 2002
83 Bates D Machler M Bolker B Walker S Fitting Linear Mixed-Effects Models using lme4 J Stat Softw
2015 67 1ndash48 httpsdoiorg1018637jssv067i01
84 Baringaringth R Bayesian First Aid tba 2013 tba
85 Kenzo T Yoneda R Matsumoto Y Azani MA Majid NM Leaf photosynthetic and growth responses
on four tropical tree species to different light conditions in degraded tropical secondary forest Peninsu-
lar Malaysia Jarq-Japan Agric Res Q 2008 42 299ndash306
86 Baskin CC Baskin JM Seed dormancy in trees of climax tropical vegetation types Trop Ecol 2005
46 17ndash28
87 OrsquoBrien MJ Philipson CD Tay J Hector A The Influence of variable rainfall frequency on germination
and early growth of shade-tolerant dipterocarp seedlings in Borneo PLoS One 2013 8 1ndash9 https
doiorg101371journalpone0070287 PMID 23894634
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 18 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
88 Zipperlen SW Press MC Photosynthesis in relation to growth and seedling ecology of two dipterocarp
rain forest tree species J Ecol 1996 84 863ndash876 httpsdoiorg1023072960558
89 Cao K Booth EW Leaf anatomical structure and photosynthetic induction for seedlings of five diptero-
carp species under contrasting light conditions in a Bornean heath forest J Trop Ecol 2001 17 163ndash
175 httpsdoiorg101017S0266467401001110
90 Chua SC Potts MD The role of plant functional traits in understanding forest recovery in wet tropical
secondary forests Sci Total Environ 2018 642 1252ndash1262 httpsdoiorg101016jscitotenv2018
05397 PMID 30045506
91 Ashton MS Gunatilleke CVS Gunatilleke IAUN Singhakumara BMP Gamage S Shibayama T et al
Restoration of rain forest beneath pine plantations A relay floristic model with special application to
tropical South Asia For Ecol Manage 2014 329 351ndash359 httpsdoiorg101016jforeco201402
043
92 Griscom HP Ashton MS Restoration of dry tropical forests in Central America A review of pattern
and process For Ecol Manage 2011 261 1564ndash1579 httpsdoiorg101016jforeco201008027
93 Ashton PMS Goodale UM Bawa KS Ashton PS David Neidel J Restoring working forests in human
dominated landscapes of tropical South Asia An introduction For Ecol Manage 2014 329 335ndash339
httpsdoiorg101016jforeco201404029
94 Paoli GDD Curran LMM Zak DRR Soil nutrients and beta diversity in the Bornean Dipterocarpaceae
evidence for niche partitioning by tropical rain forest trees J Ecol 2006 94 157ndash170 httpsdoiorg
101111j1365-2745200501077x
95 Whitmore TC Brown ND Dipterocarp seedling growth in rain forest canopy gaps during six and a half
years Philos Trans R Soc London Ser B Biol Sci 1996 351 1195ndash1203 httpsdoiorg101098rstb
19960102
96 Itoh A Yamakura T Ogino K Lee HS Survivorship and growth of seedlings of four dipterocarp spe-
cies in a tropical rainforest of Sarawak East Malaysia Ecol Res 1995 10 327ndash338
97 Islam M Salim SH Kawsar MH Rahman M The effect of soil moisture content and forest canopy
openness on the regeneration of Dipterocarpus turbinatus CF Gaertn (Dipterocarpaceae) in a pro-
tected forest area of Bangladesh Trop Ecol 2016 57 455ndash464
98 Weiskittel AR Hann DW Kershaw JA Vanclay JK Forest Growth and Yield Modeling Chichester
UK John Wiley amp Sons Ltd 2011 httpsdoiorg1010029781119998518
99 Chong KY Chong R Tan LWA Yee ATK Chua MAH Wong KM et al Seed production and survival
of four dipterocarp species in degraded forests in Singapore Plant Ecol Divers 2016 9 483ndash490
httpsdoiorg1010801755087420161266404
100 Bagchi R Henrys PA Brown PE Burslem DFRP Diggle PJ Gunatilleke CVS et al Spatial patterns
reveal negative density dependence and habitat associations in tropical trees Ecology 2011 92
1723ndash1729 httpsdoiorg10189011-03351 PMID 21939068
101 Bagchi R Press MC Scholes JD Evolutionary history and distance dependence control survival of
dipterocarp seedlings Ecol Lett 2010 13 51ndash59 httpsdoiorg101111j1461-0248200901397x
PMID 19849708
102 Augspurger CK Kelly CK Kelly CK Augspurger CK Pathogen mortality of tropical tree seedlings
studies of the effects of dispersal distance experimental seedling density and light conditions Oeco-
logia 1984 61 211ndash217
103 Liu H Shen G Ma Z Yang Q Xia J Fang X et al Conspecific leaf litter-mediated effect of conspecific
adult neighborhood on early-stage seedling survival in a subtropical forest Sci Rep 2016 6 1ndash8
httpsdoiorg101038srep37830 PMID 27886275
104 Mangan SA Schnitzer SA Herre EA MacK KML Valencia MC Sanchez EI et al Negative plant-soil
feedback predicts tree-species relative abundance in a tropical forest Nature 2010 466 752ndash755
httpsdoiorg101038nature09273 PMID 20581819
105 Schnitzer SA Carson WP Treefall gaps and the maintenance of species diversity in a tropical forest
Ecology 2001 82 913ndash919
106 Oshima C Tokumoto Y Nakagawa M Biotic and abiotic drivers of dipterocarp seedling survival follow-
ing mast fruiting in Malaysian Borneo J Trop Ecol 2015 31 129ndash137 httpsdoiorg101017
S026646741400073X
107 Lebrija-Trejos E Reich PB Hernandez A Wright SJ Species with greater seed mass are more toler-
ant of conspecific neighbours a key driver of early survival and future abundances in a tropical forest
Ecol Lett 2016 19 1071ndash1080 httpsdoiorg101111ele12643 PMID 27346439
108 Nguyễn XQ Nghiecircn cứu ảnh hưởng của chất độc da camDioxin lecircn qua trınh diễn thế cac hệ sinh thai
vagrave sự biến đổi cấu truc gen protein của một số loagravei sinh vật tại khu vực MatildeĐagrave Minist Sicence Tech-
nol HagraveNội Viet Nam Bộ Khoa học vagraveCong Nghệ (Ministry of Science and Technology) 2010
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 19 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
109 Gaviria J Engelbrecht BMJ Effects of drought pest pressure and light availability on seedling estab-
lishment and growth Their role for distribution of tree species across a tropical rainfall gradient PLoS
One 2015 10 e0143955 httpsdoiorg101371journalpone0143955 PMID 26619138
110 Ashton PMS Gamage S Gunatilleke IAUN Gunatilleke CVS Restoration of a Sri Lankan Rainforest
Using Caribbean Pine Pinus caribaea as a Nurse for Establishing Late-Successional Tree Species J
Appl Ecol 1997 34 915 httpsdoiorg1023072405282
111 Fookes PG editor Tropical Residual Soils London The Geological Society 1997
112 Silver WL Lugo AE Keller M Soil oxygen availability and biogeochemistry along rainfall and topo-
graphic gradients in upland wet tropical forest soils Biogeochemistry 1999 44 301ndash328 httpsdoi
org101023A1006034126698
113 Ito S Mizoue N Kajisa T Heng Sokh VM Hirata R Mitsuda Y Analysis of growth traits of Hopea reco-
pei and Dipterocarpus obtusifolius growing in a young secondary forest in Kampong Chhnang Cam-
bodia In International Forestry Review editor Forests for the Future Sustaining Society and the
Environment XXIII IUFRO World Congress Seoul COMMONWEALTH FORESTRY ASSOCIATION
2010
114 Deb JC Phinn S Butt N McAlpine CA The impact of climate change on the distribution of two threat-
ened Dipterocarp trees Ecol Evol 2017 7 2238ndash2248 httpsdoiorg101002ece32846 PMID
28405287
115 Cao K Water relations and gas exchange of tropical saplings during a prolonged drought in a Bornean
heath forest with reference to root architecture J Trop Ecol 2000 16 S0266467400001292 https
doiorg101017S0266467400001292
116 Hattori D Kenzo T Yamauchi N Irino KO Kendawang JJ Ninomiya I et al Effects of environmental
factors on growth and mortality of Parashorea macrophylla (Dipterocarpaceae) planted on slopes and
valleys in a degraded tropical secondary forest in Sarawak Malaysia Soil Sci Plant Nutr 2013 59
218ndash228 httpsdoiorg101080003807682012762895
117 Comita LS Engelbrecht BMJ Drought as a driver of tropical tree species regeneration dynamics and
distribution patterns In Commes DA Burslem DFRP Simonson WD editors Forests and Global
Change Cambridge University Press 2014 pp 261ndash308 httpsdoiorg101017
cbo9781107323506013
118 Takahashi K Uemura S Suzuki JI Hara T Effects of understory dwarf bamboo on soil water and the
growth of overstory trees in a dense secondary Betula ermanii forest northern Japan Ecol Res 2003
18 767ndash774 httpsdoiorg101007s11284-003-0594-9
119 Rother DC Rodrigues RR Pizo MA Effects of bamboo stands on seed rain and seed limitation in a
rainforest For Ecol Manage 2009 257 885ndash892 httpsdoiorg101016jforeco200810022
120 Larpkern P Moe SR TotlandOslash Bamboo dominance reduces tree regeneration in a disturbed tropical
forest Oecologia 2011 165 161ndash168 httpsdoiorg101007s00442-010-1707-0 PMID 20607296
PLOS ONE Climax species recruitment in secondary forest
PLOS ONE | httpsdoiorg101371journalpone0233524 May 29 2020 20 20
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