Virtue Ethics from Aristotle: Alternative Approaches to Appropriation
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Transcript of Virtue Ethics from Aristotle: Alternative Approaches to Appropriation
Virtue Ethics from Aristotle: Alternative Approaches to Appropriation
Tristan Laing
Introduction: Problems and Alternatives
Virtue ethics find itself in the throes of a perpetual
identity crisis. While most read Aristotle's ethics as an ethics
of virtue, there are substantial disagreements about how
contemporary virtue ethics should appropriate its Aristotelian
heritage. Even on a basic question of purpose - whether virtue
ethics offers a potential alternative to ethical theories of
consequences or intentions, or we should consider it an addendum
to existing ethical frameworks, remains hopelessly unsettled. I
wish to argue in this paper that these disagreements have not
occurred by accident but are rather the predictable result of
attempting to put Greek moral questioning into conversation with
our own. The insensitivity to relatively well-understood
differences between the Greek way of life and our own have mostly
blocked from the start an appropriation of Aristotle's moral
philosophy which could clarify our own ethical situation.
However, it is possible to take these differences into account,
and by being sensitive to the differences between our situations
and that of the Greeks, enable an appropriation of Aristotle's
ethical thinking which does not make the mistake of comparing
Aristotle with Kant or Mill. I will offer an example of such an
appropriations, from Martin Heidegger's work in the early 1920's.
My contention is that this example of appropriating Aristotle's
ethical thought succeeds precisely because it does not attempt to
offer a competing contemporary ethical theory nor create an
addendum to an ethics either of intentions or consequences – but
rather, sets out to clarify the situation of the life as such. In
other words, rather than using Aristotle to help us answer
directly answer normative questions about how ought we live,
Heidegger uses him as a hermeneutic aid to shed light on the
situation in which life finds itself. These considerations, which
might be called pre-ethical or meta-ethical, might be relevant to
normative ethics insofar as normative ethics finds reasons for
acting in the situation of life itself.
Martha Nussbaum, in “Virtue Ethics: a Misleading Category”,
argues that the account contemporary virtue ethics has of itself,
which is one of transition from ethics based on principle and
universality to an ethics based on tradition and particularity,
is a “confused” and “misleading” story(163-4). It supposes the
existence of such a thing called “virtue ethics” which is an
alternative to the Utilitarian and Kantian traditions, but whose
existence is by no means certain (164,168). She points out that
“virtue” as a category is an important component in both Kantian
and Utilitarian ethics, and that although there might appear to
be a unifying set of concerns between MacIntyre, Baier, Williams,
McDowell, Richardson, and Foot, this concern does not exceed a
common interest in the category of virtue and in the Greeks (166-
8). However, Nussbaum claims, while they may all turn to the
Greeks and to virtue for inspiration, they all remain more or
less within the ethical framework of Kantian and consequentialist
ethics – and that they can be better categorized not as a single
group of virtue ethicists, but as two distinct groups: a group
distinguished by acertain kind of dissatisfaction with
Utilitarianism which wishes to broaden the role of reason in
ethics , and another which expresses dissatisfaction with Kantian
ethics, and which emphasizes the importance of the particularity
of an agents situation (168-9).
...let us speak of Neo-Humeans and Neo-
Aristotelians, of Anti-Utilitarians an anti-Kantians – and then, most important, let us get on with the serious work of characterizing the substantive views of each thinker about virtue, reason, desire, and emotion – and deciding what we ourselves wantto say.”(201)
Nussbaum articulate these categories farther, making sub-
divisions and exceptions, but this is of no consequence to us.
What is essential is that, even if the Greeks might in all cases
be emphasized, brought up, retrieved, shown to be important and
interesting for us, these appropriated concepts never provide
more than richer versions of normativity which continues to
circulate in the regions defined by utilitarian and Kantian
approaches. Thus, while thinking about virtue may be interesting,
as an ethics Nussbaum thinks it cannot “be an alternative to
those [Kantian and Utilitarian] traditions”(200).
I wish to argue that it is no accident that contemporary
virtue ethicists have failed to find in Aristotle a point of
departure for a new way of doing ethics, as a third way between
or aside Kantian and Utilitarian ethics. (a third way,
incidentally, does exist and was developed by Hegel in Philosophy of
Right with the critique of the notion that any ethics could
somehow emphasize either consequence or motives in a way that
would make on subservient to the other. The fact Hegel is almost
entirely ignored has more to do with a culture of dismissal than
with any serious confrontation or critique of the arguments). If
Aristotelian ethics is put into question with modern ethical
dilemmas, it can't help but depart from an Aristotelian mode of
questioning. Martin Heidegger already explained this in a 1924
lecture course on Plato's Sophist: because for the Greeks the
priority was on Dasein's encounter with being, not intentions or
practical consequences.
"...one cannot force Greek ethics into the mode o questioning of modern ethics, i.e. into the alternatives of an ethic of consequences or an ethics of intentions. Dasein was simply seen there with regard to its possibility of Being as such, whereby neither intentions nor practical consequencesplay any role." (122-123)
However, simply citing a pre-emptive prediction of the failure of
virtue ethics means nothing. What is required is a demonstration
out of Aristotle's text of what his way of approaching the
ethical sphere is, and on the basis of this, the recognition of
how it is so radically divorced from our own way – because only
on the basis of this understanding of the difference might we
begin from this difference towards grasping what remains mostly
unthought in our contemporary ethical situation.
Aristotle's Nicomachean Ethics: Virtue and the structure of the
Practical Syllogism
According to the Nicomachean Ethics, ethical virtue is habit
(hexis) through intention, and intention (prohairaisis) (pre-
grasping) is desire (horexis) through deliberation (bouleousis).
Deliberation is the rightness of thinking (dianoein) but not yet
assertion (logos apophantikos)(1142b14). Just as thinking should
bring truth to theoretical issues, it should bring the right
desire to practical issues. Said otherwise, desire should pursue
what reason demands. Right reason demands we choose “the mean
and not excess or deficiency”, but the notion of mean on its own
“is not at all clear”, and tells us nothing at all - if we learn
only it and nothing about right reason, “man would not know any
more”(1138b 18, 26, 30). Aristotle demands that we not mere
ramble on about choosing the mean - but rather clarify the
structure of right reason.
In order to clarify right reason (orthetes logos), Aristotle
distinguishes the rational part of the soul into the scientific
(apophantikos) and the deliberative (1139a 14). Whereas the
scientific reasons with respect to those things whose principle
could not be otherwise, the deliberative, or estimative
(logistikon), reasons with respect to those things which could be
otherwise. The estimative part is therefore the part which is
both thinking and practical – and its function is “truth in
agreement with right desires”(1139a 30). So, the estimative part
of the soul brings into being those desires which will pick out
(pre grasp – prohairaisis) the right end. Therefore, a distinction
may be drawn between two kinds of cause that right actions have –
their moving (kinesis) cause lies in intention (prohairaisis,
literally "pre-grasping") – we act out of desire. But all actions
are acted out of desire, and what distinguishes virtuous action,
action done out of right reason, is that it is done out of the
intention which grasps the right end. That end, which is the telos
of right action, the action's for-the-sake-of-which (its ou
eneka), cannot be (for phronesis) a qualified end, I.e. a product
(poeton) which is “for the sake of something”, because those are
the ends of art (poesis) rather than virtuous action (praxis).
Rather, the end must be an unqualified end, which is the good action
itself (1139b 4). It is thus the distinction between poesis
(production) and praxis (action) which enables the end of right
action to be thought as the right activity of the human itself:
“for the end of production is some other thing, but in the case of action there is no no other end (for a good action is itself theend)”(1140b7)
“Hence intention is either a desiring intellect or a thinking desire, and such a principle is man”(1139b5)
So, man himself as acting is the nexus of thought and desire –
desire according to thought, and what is desired above all is
what is good without qualification, and this is the good action.
Man is also the nexus of purpose and consequence – the
unqualifiably good action is done for the sake of itself. What is
desired is the good action itself (which is man as the activity
of acting rightly), and what desires it is man (which is an
activity whose highest completion/perfectibility is continuously
right action). Since the good action is the action of man
according to right reason, the virtuous man thinks to make
himself desire his own good actions, and the product of this
self-making in thought is that he desires his own good activity.
There can be said to be a kind of centrifugal force to right
reason, a circularity that makes the self's actions their own end
insofar as they are themselves unqualifiably good ends. This is
made clear when the striving for right action in this sense,
which is most properly called prudence (phronesis), is contrasted
with other, political sorts of prudence:
“Prudence is thought to be concerned most of all with matters relating to the person in whom it exists and with him only; and this disposition has the common name 'prudence'. Of the other kinds, one is financial management, another is law-giving, and a third is political, of which one part is deliberative and the other judicial.”(1141b 30-34).
“knowing what is good for oneself, and this differs much from the others; and a man who knows and is engaged in matters which concernhimself is thought to be prudent, while public servants are thought to busy themselves with other people's business”(1142a1)
What is essentially meant here by prudence, phronesis? We miss
everything if we interpret it as self-concern in the sense of
selfishness, or any kind of egoism. What is meant by self-
concern, or inwardness here is not concern for one's own values,
I.e. what one affirms as a reason for acting, but rather concern
for one's own existence as the being which can act for the sake
of itself. What it means for an action to be a good action is not
for it to accord with a value posited by a subject, but for the
action to accord with the good – in other words, the Good plays
the role of a primitive rather than derivative descriptor in
Aristotle's ethics. Before grasping the role of the Good in the
goodness of an unqualified action, all these words attempting to
define what is meant by right reason remain empty. So what is
meant by the Good?
“for the end of production (poesis) is some other thing [I.e. a product] (poeton), but inthe case of action there is no other end (for a good action is itself the end). It is because of this that we consider Pericles andothers like him to be prudent, for they are able to perceive what is good for themselves as well as for other men...”(1140b 6-9).
We can see from this passage that the good is something perceived
– it is something that can be recognized in prudence insofar as
it dictates to prudence what is good. But the good is not
perceived as such – Pericles does not perceive the good directly,
but rather that which is good for himself and for others.
Aristotle can be seen here standing close to Plato – the Good is
the condition of intelligibility which makes other things
knowable (Republic 508d). However, Aristotle is not merely
repeating Plato, because he refuses to grant priority to the Good
itself over particular goods:
“...neither will Good Itself and a particular good differ insofar as each is good.”(1096b 2)
“...neither will Good Itself by being eternal be more good than a particular good”(1096b 4)
Thus, Aristotle neither refuses to speak of a “good itself”, nor
accords it priority in the sense of being “more good” - this is
certainly a departure from Plato, and it conforms with his
project in the Metaphysics that the Platonic forms exist but not in
the sense of independent causes. However, if we have any chance
in this paper of thinking the nature of the good we must
concentrate specifically on the role of the Good in prudence
(phronesis):
“[P]rudence is not scientific knowledge; for it is concerned with the ultimate particular,as we said, and such is the object of action. It is thus opposed to intuition; for intuition is of definitions, for which there is no reasoning, while prudence is of the ultimate particular, which is an object not of science but of sensation, not the sensation of proper sensibles, but like that by which we sense that ultimate particular inmathematics in a triangle....But this kind ofsensation is closer to sensation (aisthesis) than to prudence, while the sensation of the other [I.e. by prudence] is of another kind. (1142a 25-30)
What can be gleaned from this puzzling passage, perhaps one of
the most difficult in the Nic. Ethics? The Good does not even
appear in the passage, explicitly, but it is the subject of the
passage – the “ultimate particular” is the good action. The good
action can't be the object of Science because science concerns
those things which could not be otherwise, and these can't be the
objects of praxis. Concerning this ultimate particular, prudence
knows it as something sensed. The Greek word for sensation,
aisthesis, means impression. As for what kind of sensation,
Aristotle compares the sensibility of prudence to the sensation
whereby mathematics is able to sense its proper sensibles, I.e.
mathematical objects. So, the good is more like mathematical
objects, as a thing sensed, than it is like “proper sensibles”
I.e. everyday objects. But this comparison is inadequate –
sensation of mathematical objects is more like sensation of
everyday objects than it is to the sensation of prudence. We
should take this inequality quite seriously – the sensibility of
mathematical shapes, which is not something corporeal at all, is
more similar to everyday sensation than it is to the sensation of
prudence – or in other words, as an object of sensation,
geometric shapes are more like tables than the good is like
geometric shapes. But, while we should pay heed to the
strangeness of the good as something to be sensed by prudence, we
should not be surprised that it is difficult to speak about –
since the good is the condition of intelligibility, it cannot
itself be intelligible – the light of the sun does not light
itself up. What is stunning in this passage is that Aristotle is
able to express the sense in which the good can be known – not as
an idea, eternal, but as a particular manifestation, as it
applies to an “ultimate particular”, a specific good action.
In the dim light of what has been said of the good we must
re-interpret the structure of phronesis. We shall still say that
the good man, as the principle (arche) of desire according to
deliberative thought, has his own good actions as the purpose (telos)
and starting-point (kinesis) of his own activity. However, we can
now say that what it means to choose according to right reason,
to make one's desires pre-grasp the unqualified good, is to
culture a specific kind of sensibility which is open to the Good
as the good manifests itself in specific particularities (I.e.
possible actions). We can thus see why it would be disastrous to
interpret the prudence's concern for the individual as an egoism
or solipsism – for unlike our contemporary notion of the
individual as a self-centered certainty which projects values
over against itself as reasons for acting, and might come to
overcome his or her individuation by sharing values in a
community, Aristotle's notion of prudence as being concerned with
what is good for oneself means being concerned with the good insofar as
oneself can sense it. “One's own good” does not mean that which
benefits myself in the modernist sense: that which increases my
power, fulfills my values, furthers my willing, but rather, the
Good itself as it is for me, as it manifests itself an ultimate
particular for me. Although Aristotle believes action according to
the good will result in happiness, he does not think the good is
simply the fulfillment of needs I.e. desire satisfaction.
Aristotle in fact claims that while the best things ways of being
for man, phronesis and sophia do bring with them pleasure and
happiness, they would be desirable even if they did not bring
happiness with them, because they are "worthy of choice for their
own sake"(1144a 2)The self-sufficiency of the good makes it an
ultimate limit-concept: it (as a characteristic) cannot be
described as it is in itself, and it cannot be conceived as the
result of some function or activity, but rather it makes those
actions which are good possible and possibly knowable for humans.
If we want to keep thinking Aristotle as a resource for
modern ethics, we have various options. Either we misread without
regret, ignore Aristotle's distinctively Greek view, treat it as
a contemporary text, employ a death of the author reading, simply
cross out the bits we don't like. The downside to this would be
that its unclear how using Aristotle this way would still be
philosophy. Strictly speaking it would be literature, or “found
literature” - suitable for inspiration, but not something to
appeal to as a rigorous thinking. On the other hand, we can
recognize that despite the fact that Aristotle's understanding of
practical judgment concerns the Greek situation, it is possible
to rethink it in our own. We could at least take Aristotle as an
example of how to think a theory of judgment which recognizes the
act of judgment itself as the nexus of intention and consequence.
But there is no reason to assume in advance that appropriating
Aristotle, even if one were to do so in an appropriate and
serious manner, would be more fruitful than beginning from any of
the other serious alternatives - Kantian or Utilitarian ethics,
Hegel's constructivist liberalism, Levinas' absolute other,
Frankfurt School's distinctive Marxism, etc... Despite the
obvious difficulties and myriad alternatives, however, there may
still be some advantages to an Aristotelian appropriation. For
one, our philosophical history begins with the Greeks, so perhaps
while the way we see ourselves in the world has changed, there
could still be some deep continuity which an appropriation of
Aristotle, done in the right way, might bring out.
Rather than beginning such an appropriation afresh, it would
be far more economical to evaluate the work of thinkers who had
already engaged in this kind of work. Fortunately, there are at
least two examples of this at our disposal. First, we can look to
Heidegger's work in the early 20's on Aristotle, which for
Heidegger was crucial towards developing his magnum opus Being
and Time, but which for us might be crucial for quite different
reasons. Secondly, we can look to Ed Casey's recent work on the
phenomenon of the glance, which, although more a work in
contemporary applied phenomenology than a hermeneutic work in the
history of philosophy, is interesting to us because of the extent
to which it repeats something like Aristotle, but in our own
historical situation.
Heidegger 1: The Categoriality of Life: Care and World
Heidegger's project in the early 1920s is to
phenomenologically deduce the fundamental categories of life, via
method of repetition and clarification. The course I will draw
from herein is called "Phenomenological Interpretations of
Aristotle: Initiation into Phenomenological Research", and was
given in the summer semester of 1921. The second part of the
title is more revealing than the first - while Heidegger's
analysis is certainly inspired and influenced by Aristotle, very
little direct interpretation of Aristotle takes place in the
course. The explicitly declared task of the course is "the full,
concrete appropriation" "of the situation in which understanding
is rooted" (Heidegger 33). The course is this not ethics - not
the "you should do this", but if practical knowledge requires
knowledge of life, then it might be considered part of meta
ethics. This is suggested by the value laden terms Heidegger uses
to describe the contemporary dominance of "worldview" philosophy,
which is "at the bottom of the disaster of our present spiritual
condition" (34). However, certainly not all ways of thinking
ethics require that we know anything about concrete factical life
or current "spiritual" condition - Kant's notion of
freedom/ethics strictly denies that any knowledge of how humans
actually are empirically, which means for Kant simply "in
experience", could have anything to do with ethics. But what is
distinctive about Aristotle that we might want to appropriate is
precisely the sense that we can't know anything about the ethical
until we understand what right reason is. Heidegger does not set
out to redraw the categories of the practical syllogism because
he doesn't want to presume any particular theory of subjectivity
- rather, develop a new notion of the human that is radically
descriptive of the "human condition" by not being tied to
concepts like "human" or "subject". The goal is not to reduce
life to categories so it can be ordered and secured, but use
categories to grasp life. Heidegger's attitude towards answers in
philosophy is made explicit in his determination of the
philosopher as "the genuine and constant beginner"(12).
Philosophy is "not toward an end", not on the way towards
completeness, correctness, positions which can be defended
against attack, but "to proceed toward the beginning", which
opens the possibility of "a genuinely reflective thought"(140).
Answers can be provisional only, they are valid only for one's
own time - "to begin on behalf of another time is
senseless"(140). The emphasis on inquiry, access, and constant
beginning instead of coming to the correct conclusion is
certainly an appealing doctrine of method by which to approach
the question of Aristotle in modern ethics.
Heidegger's attempt to grasp the concrete situation of life
proceeds by way of determining categories. Katagoria for the
Greeks meant originally "what things are called in the Agora
(market place)", and became in Aristotle a technical term for the
manners in which a being is determined according to itself. In
Kant, categories are aspects of the transcendental apperceptive
function (i.e. Transcendental-I). What does "category" mean here?
"Categories can be understood only insofar asfactical life itself is compelled to interpretation" (66)
"The categories are not inventions or a groupof logical schemata as such, "lattices"; on the contrary, they are alive in life itself in an original way: alive in order to "form" life on themselves."(66)
The categories are descriptions of phenomena that exist prior to
us having words for them. The categories are "in" the things
themselves , life is form-engendering out of itself, making
itself intelligible. But, not in a manner of stable continuous
presence, such that humans could determine the categories once
and for all:
"...the categorial interpretation that is nowto be pursued further must essentially be repeated, even when it has already become intelligible. Its evidence matures precisely in its genuine and ever more rigorous repeatability. In concrete repetition, the interpretation itself becomes ever simpler..."(67)
The repetition of interpretation is philosophy as genuine
beginning. It would be tempting to think this as a kind of
Hegelianism - life exists as spirit coming to know itself.
However, this mistakenly assumes the ground of life to be the
drive of clarification itself:
"Living and caring...do not rest on, self-reflection....Such interpretations of experience in one's own world mistake the problematic from the ground up." (71-72)
"Experience in one's own world therefore has nothing to do with psychological or even theoretical-psychological reflection; it has nothing to do with the inner perception of psychic lived experiences" (72)
Life as such does not rely on clarification or reflection, life
goes about its business initially and for the most part not
knowing itself. This is easily accepted - what is more radical is
the claim that experience is therefore not at base psychological
- this is because psychology is itself a human activity itself
requiring clarification based in the categories of life itself.
Life makes itself possible, and does not require post hawk
clarifications to ground it. If one is committed to a
reductionist account of reality such an argument will never be
convincing. On the other hand, if one is committed to the
clarification of life itself on its own terms, and out of itself,
it is plain that all would be lost if we fall to the temptation
of reducing "life" to something more immediately comprehensible.
This is interesting for ethics because only a non reductive
descriptivism can avoid the is/ought fallacy by holding itself
open to the origin of normativity in the movement of life -
something concealed a priori from any inquiry which sets as a
condition for coherent explanation the kind of lawfulness which
would make freedom impossible.
Of the categories of life which Heidegger determines in the
20's perhaps the most important and enduring is Care (Sorge):
"Living, in its verbal meaning, is to be interpreted according to its relational senseas caring: to care for and about something; to
live means to care. What we care for and about, what caring adheres to, is equivalent to what is meaningful. Meaningfulness is a categorial determination of the world; the objects of a world, worldly, world-some objects, are lived inasmuch as they embody the character of meaningfulness." (68)
"Every experience is in itself an encounter and indeed an encounter in and for an act of caring. The basic character of the object is therefore always this: it stands, and is met with, on the path of care; it is experienced as meaningful."(68)
"Care" is to be interpreted primarily as a verb, an activity.
Care is to be understood not in the Christian sense of
compassion, but as concernful dealing with things.1 Things
(objects) are meaningful for us as we encounter them, and this
means nothing other than it is experienced as something which is
1 Heidegger is aware, however, of the relation between the GermanSorge, and the latin, curare. This relation is explicitly thematized in a 1922 paper on Aristotle: "In [the] blockage of the tendency to pursue dealings characterized by concern, these dealings are transformed into a mere looking around without ay iew to directing oneself to routine tasks and gearing things in certain directions. Such looking around takes on the character of merely looking at.... In the care of this looking, i.e. in curiosity (cura [care], curiositas [curiosity]), the world is there for one not as the with-which of dealings directed to routine tasks but solely from teh point of view of its look, its appearance"(115-116).
met by life as something which life takes care of. Life does not
turn mere material into something meaningful by encountering it
(psychological interpretation of life), things which are
encountered as meaningful already have meaningfulness as a
categorial determination, otherwise we would not be able to
encounter them at all:
"...it is not the case that objects are at first represent as bare realities, as objectsin some sort of natural state, an that they are in the course of our experience receive the garb of a value-character, so they do nothave to run around naked"(69)
The second category of life is called "world". What is
essential is that "world" is not the site that pre-exists in
which care encounters meaningful things, but rather "world" is
itself the direction care takes, the pro-jective attuning of the
concernful encounter:
"Life finds direction, take a direction, grows into a direction, give to itself or lives in a direction, and even if the direction is lost to sight, it nevertheless remains present."(70)
"That toward which a factical life is directed in caring, the world in which one lives"(71)
Care is the activity of factical life, world is the direction of
that activity, understood the "towards which". "Towards which"
in Aristotle is ou eneka, "for the sake of which". We should
therefore not assume that "world" here is analogous to my
surroundings in any neutral way. While it would be wrong to say
"world" is normative simply because it implies a direction, it is
not in any sense an environment in which I decide how to comport
myself -
"The distinctive directions of caring set into relief respective specific worlds of care"(70-71)
A "world of care", i.e. a direction which care takes, is a
setting into relief. A world makes some things show up, and other
things conceal themselves. This does not mean "world" can be
interpreted psychologistically, however:
"...one's own world must not be identified with the "Ego". The "Ego" is a category with a complex form, and I do not at all need to encounter it as such in my care over my own world..."(71)
"World" is not a property of selves but a modality of care-ing activity. Thus, because care cannot be interpreted on the basis of a psychic interpretation of life, neither can
a mere explicit paying of attention but is instead primarily a taking of direction on the part of the entire life. This means that,e.g., the setting into relief of one's own world is not a denial of the others, but, quite to the contrary, the setting into relief of one's own world co-actualizes and determines the sense of an appropration of the shared world and the surrounding world..."(71)
It would be easy to read from this that world is really a
property of selves but understood non-psychologistically. This
interpretation would claim that because the activity of "setting
into relief" determines how we "appropriate" the shared world,
that activity as the function of the subject is prior.
Identifying setting-into-relief with the function of a
transcending subject guarantees we interpret Heidegger as yet
another Kantian, and dasein as another name for the subject.
However, if we recognize that the setting-into-relief is not an
activity of the subject but the direction of concernful
engagement, and that the subject or "ego" is not the ground of
that engagement but one way among others of coming to terms with
care retrospectively, we can perhaps see past our Kantian
tendencies. The non-subjectivism of Heidegger's account of World
and Care is made further explicit by an insistence that no world,
i.e. direction of care, has a privileged position:
"In terms of prominence or explicitness, noneof the worlds have a necessarily privileged position; indeed, it is precisely characteristic of the mode of maturation of factical life to live the world in a specificindistinction of worlds. This indistinction is not privative, a lack of setting distinctly apart, but is instead a proper positive character..."(71)
Thus, we must avoid reading "the setting into relief of one's own
world co-actualizes and determines the sense of an appropration
of the shared world and the surrounding world..."(71) as a causal
sequence of one primary world allowing us access to another.
Worlds are, after all, not psychological modalities but
directions of practical engagement. When Heidegger says that a
world "co-actualizes and determines the sense of an
appropriation" of another world, he means explicitly that the
directions of care are neither determined out of each other nor
having existence independent of each other. Rather, their
activity is one of "co-actualization", or as we might say in a
Levinasian way of speaking (although I certainly do not purport
to speak "for" Levinas, or "as" Levinas), "inter-penetration".
The way in which Heidegger’s repetition of something like
Aristotle’s “ethical” determination of man shows us our distance
from the Greek way of understanding normativity is clear -
whereas in Aristotle one World (direction of care - for-the-sake-
of-which, ou eneka) has priority over all the others, i.e. the one
which finds its direction (purpose) in the unqualifiably good end
(the right action itself), here no world has normative priority
over any other. It is precisely for this reason that Heidegger
can say he is in no way doing what is called "ethics". However,
this in itself does not mean that Heidegger's account of the
categories of life could not be useful for ethics- by enabling us
to better grasp where we are, and better grasp the ethical binds
we find ourselves in. However, for this it is not enough to
simply employ the categories of life and world, but we must
further pursue Heidegger's categoriality of life into Life's
movement and relationality.
Heidegger 2: Life's Relationality: Proclivity, Dispersion,
Sequestering
Heidegger is interested not only in renaming and de-subjectifying
our account of life as concernful-engagement in the world, but
also (and more importantly) grasping the veritable character of
that concernful engagement - its inherent tendencies covered up
by biologistic, Kantian, or psychological accounts of life. The
first determination of the relationality of life as care is
"inclination":
"In caring about meaningful things...by way of care...there resides the sense character of "inclination". This categorial sense, inclination,is included in the relationality of life itself and imparts to life a peculiarweight, a direction of gravity, a pull towardsomething."(75)
"Inclination" appears at first to be the same as "World", because
it is a direction of care. But, whereas world is the direction of
care itself, inclination is the pull life feels in particular
direction. Inclination gives life "weight" because it the
tendency towards the recognition of things as meaningful - as
things are engaged as meaningful dasein is pulled towards them,
and life is made heavy with the need to take care of meaningful
things. Inclination is not neutral, however - it brings care,
according to Heidegger, into a particular mode of actualization:
"This character of inclination...brings to maturation a mode of actualization, namely proclivity."(75)
"This proclivity impels life into its world, rigidifies it, and brings to maturation a petrification of the directionality of life. Life genuinely finds itself where its own proper proclivity fixes it..."(76)
Proclivity is the tendency of life's direction, when motivated in
inclination, to become rigidified, structured, petrified. As life
is drawn by meaningful things into specific concerns, this
movement (inclination) has in it the potency and tendency to get
stuck, to remain bound up by particular concerns. This emphasis,
petrification, on particular concerns, tends life to forget
itself as the nexus of care and concern, and become neutral with
respect to which concerns come upon it:
"In its proclivity, life thereby arrives at the mode of being transported. Life abandons itself to a certain pressure exerted by its world."(76)
"The relationality of care, i.e., life i a
world, becomes disperse, an newly awakened proclivities keep life within its dispersions....Life becomes laid out in its world at random, following whatever comes "out of the blue". (76)
Proclivity is thus the tendency of care to forget itself as care
through a taking care which petrifies taking care into a
particular mode of actualization. It can be said that in
proclivity, life does not maintain "distance", which is to say a
perspective on itself. I no longer measures itself, or takes
account of itself as taking-care:
"Living in proclivity and dispersion, life doe not maintain distance....In oversight with regard to distance, life mis-measures itself, it does not grasp itself in the measure appropriate to it."(77)
In not taking its own measure, life takes care of itself by
ignoring itself as something to be taken care of. In other words,
care itself is not cared for - is "sequestered away", such that
only meaningful things, coming "out of the blue" appear as
objects of concern, and care itself is never thematized as an
object of concern:
"The relation of "sequestration" characterize
the peculiar what factical life cares for itself in its world, namely, by bringing to (factical) maturation, within its concern andincreasing care over its world, an actual non-caring about itself: unworriedness (itself a concerned caring). "(80)
Life cares for itself by not caring for itself, which is why
"unworriedness" itself is a mode of concerful care despite being
determined by its character as a lack of concernful care. But
this does not mean in the least that proclivity should be
interpreted as a common understanding of nihilism, in the sense
of life itself being devalued:
"In the concernful sequestration against itself, factical life itself develops ever new possibilities of meaningfulness in which it can bestir itself and can in that way be assured of its own "meaning."(80)
"This very multiplicity of possibilities, however, always implies an increase in the possibility of mistaking oneself in every newways"(80)
Thus, it is not that proclivity is life's tendency to find itself
as "lost". Rather, in proclivity life loses itself by
continuously assuring itself that it has found itself in
meaningful possibilities. It is not that such possibilities which
life loses itself in are not meaningful - they are in fact
determined by their character of meaningfulness in order for care
to encounter them in a mode of concern, however are not life
itself - so they enable life to mistake itself in a multiplicity
of new ways because dasein thinks it has ascertained its own
meaning when in fact it has simply mis grasped itself as if it
were those meaningful things towards which it is inclined. Thus,
Heidegger can say that with the infinity of meaningful
commitments dasein attempts to find itself in, it in fact "blinds
itself, puts out its own eyes"(80). Heidegger connects this
blindness in an infinity to Aristotle's claim that there are
myriad ways to miss the mark in phronesis but only one act that
hits it:
"...a man may make an error in many ways (forevil, as the Pythagoreans conjectured, belongs to the infinite, while goodness belongs to the finite), but he may succeed inone way only; and in view of this, one of them is easy but the other hard. It is easy to miss the mark but hard to hit it."(1106b 29-33)
However, this does not mean we can interpret a normativity to
care such that life knowing itself is virtue, and life mis-
finding itself in particular attachments is a lack of virtue.
Such would be the same mistake as interpreting "authenticity" in
Being and Time to be a species of moral virtue. Rather, life knowing
itself was normative for Aristotle because one world, one
direction of care (purpose, ou eneka) was privileged over all the
others - the one oriented towards phronesis and sophia because
those are the highest possible activities for man. For Heidegger
the issue is not discovering a normativity inherent in life, but
grasping the categoriality of life itself without prejudice,
without assuming we could know in advance the import of the
relations we find in life. Therefore, when Heidegger speaks of
the mistakes dasein makes in a carefree mode of existence, this
cannot be interpreted "ethically":
"Living is caring and indeed is so in the conciliation toward making things easy for oneself, in the inclination toward flight. Thereby arise a directionality toward possible mistakes as such..."(81)
"Life thereby devels its own self-searching which, in falling, change into carefreeness (securitas). Carefreeness is a mode of care, a mode of the concern of life for itself. (81)
"...[Life] is unwilling to be posed upon a primal decision and in it (repeating it)."(81)
However, what is of concern for us in elucidating the lack of
decision in carefree life is how we might understand a non-
normative descriptive account of a lack of decision concerning
one's own concernful taking care as a description of the
conditions under which something like an ethical demand might
arise. Not to simply declare there is an universal moral demand
to "know thyself", and thereby turn authenticity into the primary
virtue. Rather to with a greater subtlety contextualize how
ethical demands arise as a species of meaningful objects of
concern to life which has a tendency to forget itself in those
concerns by mistaking itself for them, and determine without
prejudice what kind of ethics are appropriate to life given such
knowledge of its relationality.
Heidegger 3: The Movements of Life: Relucence and Prestruction
Categories of Movement are distinct from the categories of life
(Care, World) and relationality (inclination, proclivity,
sequestering) because rather than expressing what life is or what
possible relations can life have, they concern the tendency of
life to move through different relationalities. In a sense, the
categories of relation already include movement (we say that
inclination is life being drawn towards particular concerns), but
the categories of movement thematize movements explicitely. The
movements of life are named "relucence" and "prestruction", and
Heidegger's follows through their analysis with respect to life's
3 categories of relation. However here it will suffice to
thematize relucence and prestruction with regard to inclination.
"Relucence" is the movement by which the blindness of life
towards itself inherent in the relation of proclivity is
dispelled:
"Life, caring for itself...reflects light back on itself, which produces a clarification of the surroundings of the currently immediate nexus of care. As so characterized, the movement of life toward itself within every encounter is what we call relucence." (89)
While the categories of relation assure that the situation in
which care finds itself conceals caring itself, the activity of
caring nevertheless illumines caring in the acting itself. Life
in caring cannot help but move also towards itself in any act of
caring. Out of this seeing-itself, care secures its own
possibility for caring by setting up structures which enable
further taking care.
"In caring, life is always projecting, beginning to build; in being relucent, life is at the same time prestructive."(89)
"The result is cultural life as the prestructively organized proclivity of the worldly relucence of the life of care."(89)
Prestruction is setting up for the sake of care. However, the
relation of proclivity (i.e. loosing one’s self in particular
concerns) assures that prestruction can lose sight its being for
the sake of care and believe that it finds in those things which
it secures, the purpose of that securing:
"The tendency to security in this prestruction (which is itself grounded in relucence) can be quite suppressed, so much that cultural activity and cultural life are interpreted o the basis of self-satisfied life as closed off in themselves, autonomous and positive"(89)
When prestruction no longer sets-up for the sake of care but for the sake of that which
is encountered in care, life is "...one stepaway fro determining life itself, in its entirety, encompassing its worlds, as something Objective"(89).
The danger of interpreting care recognizing itself as care as
normative is at its highest point in the categories of relucence
and prestruction. Things are made worse by the following section
in which Heidegger further determines the categories of movement
as "Ruination"(99-115), which becomes in Being and Time,
"Fallenness". This should not at all be a surprising tendency for
interpretation - since it is precisely the fact that praxis
(ethical action) in Aristotle takes itself as acting as its own
end that distinguishes it from productive action (poesis). If
Heidegger were simply copying Aristotle, the tendency of
prestruction towards ruination would be "unethical", and
relucence would be the possibility for "ethical" action. However,
for Heidegger the question of ethics concerns the rightness of
intentions or consequences. For Heidegger to simply assume that
modern ethics should be replaced with a restyled version of
ancient ethics would have been hubris, and for us to assume this
was his intent blinds us from the possible ethical import of the
categoriality of life by lining it up alongside other ethics as a
possible alternative "ethics". Rather than develop a sort of
"Heideggarien ethics" as a possible alternative we could choose
instead of other kinds of ethical thinking, Heidegger's neo-
Aristotelian analysis of the categoriality of life could be
deployed as a kind of meta-ethical supplement to any kind of
ethics which wishes to explicitly thematize life as possibly
ethical (i.e. "character").
Conclusion 1: The Categoriality of Life as Meta-Ethical
Supplement?
In order to situate the value of a categoriality of life as
a resource for an ethics of "character" it is worthwhile focusing
on what Heidegger saw as the purpose of his analysis:
"The interpretation of life with respect to its relationality in caring, or, more exactly, the interpretation of the movedness of care (life), aims at coming explicatively and categorially closer to the sense of movement, as factical movement, in order thereby to make facticity itself available ina certain way ad thus to appropriate it categorially."(92)
In other words, the purpose, the "in-order-to" is the
availability and appropriation of the "fact" of life itself, its
"there-ness". For Aristotle, the purpose of such an appropriation
was clear: for Aristotle, ethics of "virtue" means you need to
have virtue, which means to be good, before you can see the right
thing to do: "[the best end] is not apparent to a man who is not
good"(1144a 34). Since the end you see is the right action
itself, having virtue means being able to see yourself - phronesis
is a mode of truth that works on the object appropriate to it,
i.e. the human(1139b 12). For Aristotle, this self-transparency
was normative because it makes the human in a sense "complete",
and for Aristotle completeness is the highest state for any
activity (energia). God's activity is the highest because it is
perfect permanent stability: "His actuality is in virtue of
itself a life which is best and is eternal"(Met 1072 b29), and
human life finds its highest possibility in approximating as far
as is possible the completeness of God's activity in sophia and
phronesis: "we should try as far as possible to partake of
immortality and to make every effort to live according to the
best art of the soul in us"(1177b34). We reject this, after Nietzsche
we know that the permanent is an illusion anyway-that fixation is
a useful lie, a falsity that is a condition for life. Heidegger's
project recognizes fixation (prestruction) as a movement
undergone by life for its benefit (prestruction is most
appropriately grounded in relucence), but which can also be a
trap (when what is prestructured is thought as self-sufficient in
itself - ruinance). Heidegger's account of life is better than
Aristotle's because it accounts for, after Nietzsche, how
permanence arises as a tendency of humans to fix up the world for
their benefit, rather than an alien perfection which we aim at
and can succeed partially because of a divine partition in our
souls. Therefore, if there is anything like "goodness" it will be
something human, but we might not be able to see it at all if we
are deceived about life. But why should we think that knowing
"goodness", if it is anything, is something human, would somehow
help us do ethics? To start, we must put out of our minds any
notion that the structure of life itself might give us something
like normativity - everything is lost if we interpret "ruinance"
or "fallenness" ethically. Rather, it can be at most a meta-
ethics, or perhaps meta-meta-ethics. What it can do is give a
description of the situation we find ourself, in which (possibly)
something like ethics arises. The most crucial impact for ethics
could be in the enhanced descriptivism about how we ignore the
situation we are in. This is important if we believe that moral
demands are imposed somehow by the situation itself - we will
need to know about how we ignore the situation we find ourselves
in, in general, in order to be generally cognizant of the kind of
moral demands which a situation might manifest but which we could
remain sequestered off from. In other words, before we even start
talking about moral particularism, we need a concrete
interpretation of life. However, this does not mean that such a
concrete interpretation should first be completed and afterwards
the work of ethics could begin - for Heidegger does not think
such an interpretation is ever complete and done with: the
philosopher is "the genuine and constant beginner"(12). The point
of inquiry s not to get the answer for the sake of using the
answer for some useful purpose, but to repeat the inquiry and in
so doing get closer and more reflective, to have a genuinely
reflective thought. This does not, however mean philosophy can
never come to any useful conclusions. Rather, that philosophy
cannot be for the sake of its useful conclusions, or thought to
be complete when a conclusion turns out to be useful. This demand
of repeated inquiry follows naturally from the realization that
"life" is not something fixed and permanent, having unchanging
principles, which could be codified "theoretically" into a fixed
logical structure.
Conclusion 2: After Kant and Mill?
According to Heidegger, contemporary ethics concerns either
intentions or consequences, and can not be put into conversation
with Greek ethics because for the Greeks, ethics concerned the
possibility of becoming immortal - "whereby neither intentions
nor practical consequences play any role"(Sophist 122-123).
However if something like virtue ethics were possible, i.e. as a
modern ethical thinking which thought the ethical on the basis of
character (i.e. the way of being of man), it would be so only on
the basis of an appropriation of the being of man, i.e. by way of
the categoriality of life. Since "alternative" kinds of ethical
thinking, i.e. moral particularism, sentimentalism, ethics of
"the other" proclaim to begin from where we "are", any of them
could be "improved" by way of a more radical appropriation of the
concrete situation. Thus, while "returning" to Greek ethics might
be groundless and only possible on a superficial reading of
Aristotle, we still might learn from Greek ethics by heeding its
emphasis on the particularity of response to particular
situations, i.e. what sort of judgment is appropriate to ethics:
“But first, let us agree on that other matter, namely, that all statements concerning matters of action should be made sketchily and not with precision, for, as we said at first, our demands of statements should be in accordance with the subject-matter of those statements; in matters concerning action and expediency, as in thoseof health, there is no uniformity. And if such is the universal statement, a statement concerning particulars will be even less precise; for these do not come under any art or precept, but those who are to act must always consider what is proper to the occasion, as in medical art and in navigation. Yet even though our present statement is of such a nature, we should try to be of some help.” (1104a 1-11).
Bibliography*
Aristotle. Metaphysics.trans H. G. Apostle. Iowa: Peripatetic Press, 1979.
Aristotle. Nicomachean Ethics. trans H.G. Apostle. Iowa: Peripatetic Press, 1984.
Heidegger, Martin. Plato's Sophist.trans Richard Rojcewicz. Bloomington: Indiana, 1997. (Course given 1924)
Heidegger: Phenomenological Interpretations According to Aristotle: Initiation into Phenomenological Research.trans Richard Rojcewicz. Bloomington: Indiana, 2001. (Course commenced 1921)
Heidegger, Martin. "Phenomenological Interpretations in Connection with Aristotle: An Indication of hte Hermeneutical Situation." trans John Van Buren. Supplements. Ed. John van Buren. New York: State of New York Press, 2002.111-146.
Nussbaum, M.C. "Virtue Ethics: A Misleading Category?"The Journalof Ethics 3.3 (1999):13-201.
Plato. Republic. trans Allan Bloom. Perseus Press, 1968.
*Note: All Heidegger references are to Phenomenological
Interpretations to Aristotle, and all Aristotle references are to
the Nicomachean ethics, unless indicated otherwise.