Theories of Multicultural Toleration: An Examination of Justice as Fairness and Political Theology...
Transcript of Theories of Multicultural Toleration: An Examination of Justice as Fairness and Political Theology...
Wilks, M. B. (2014). "Theories of Multicultural Toleration: An Examination of Justice as Fairness and Political Theology." Student Pulse, 6(03). Retrieved from http://www.studentpulse.com/a?id=874
Theories of Multicultural Toleration: An Examination of Justice as Fairness and Political Theology By Matthew B. Wilks 2014, VOL. 6 NO. 03
The place of multiculturalism in a liberal democracy continues to be a
contentious question and one with which the liberal democratic state must
constantly grapple. Two differing conceptions of the way the state should
conceive of multicultural toleration can be seen in Justice as Fairness by John
Rawls and Political Theology by Carl Schmitt. In Justice as Fairness, Rawls
details his theory of justice as fairness, a model for a “well-ordered society” and
conceives of reasonable pluralism as being a permanent condition of democratic
society. Rawls deals with the issue of multicultural toleration in the democratic
state by claiming that it is not only ideal, but also possible when linked to his
concept of the overlapping consensus. In Political Theology, Schmitt conceives of
the political “decision” as being the key feature of sovereignty. Using a model of
decisionism, Schmitt determines that multicultural toleration in the democratic
state is facetious at best and that it is not possible for a liberal democratic state to
practice true toleration. It was Schmitt’s belief that his decisionist conception of
the sovereign applied to the citizens and that no person could claim to be truly
unbiased or tolerant. This examination elaborates on Rawls and Schmitt’s
conceptions of multicultural toleration, examining the place of these conceptions
within Justice as Fairness and Political Theology before contrasting their
viewpoints.
What Is Multicultural Toleration?
In order to examine how the issue of multicultural toleration is dealt with by
Rawls and Schmitt, it is necessary to present a general definition of this concept.
Multiculturalism is defined as “the presence and persistence of diverse racial and
ethnic minorities who define themselves as different and who wish to remain so”
(Dewing, 2009: 1) Multiculturalism can be conceptualized as a mosaic, in which
different cultures and ideologies are allowed to maintain their distinct identities
with the sum of this being the state. Tolerance is conceptualized as “sympathy or
indulgence for beliefs or practices differing from or conflicting with one's own”
(Merriam-Webster, 2013) on both the part of the citizens and the state regardless
of whether the object of toleration is approved or not. The idea of the neutral
state is seen as key to multiculturalism, meaning that the state is not to be seen as
biased towards any particular culture or ideology aside from the basic liberal and
human rights espoused by constitutional law. Multicultural toleration can then be
defined as the coexistence of cultures and ideological groups who recognize,
receive, and reciprocate the freedom of groups to live their lives within
constitutional limits according to their beliefs, without bias from the state or
interference at the hands of other comparable group. My aim is to reveal how
ideas within Justice as Fairness andPolitical Theology illuminate this definition,
and to address the question of whether multicultural toleration can truly exist
within the liberal democratic state.
An Overview of Justice as Fairness by John Rawls
John Rawls’ goal in Justice as Fairness was to lay out a conception of political
justice and an ideal model of the state that would be acceptable under the
conditions of reasonable pluralism. Rawls begins with a discussion on the roles of
political philosophy, stating that political philosophy is meant to examine
questions and conflicting issues in society. The aim of this is to see common
ground can be reached that would lead to a political agreement. (Rawls, 2001: 2)
Rawls claims that conflict between conceptions of liberty and equality are a
fundamental part of the democratic tradition, and he finds that the root of this
conflict is in how different philosophical and moral doctrines deal with
competing claims of liberty and equality are understood. (Rawls, 2001: 2) To
solve this problem, Rawls aims to formulate principles of political justice so that
they will fit together into one scheme, making it possible to say that everyone is
free and equal. (Rawls, 2001: 4) Rawls uses “justice as fairness” to describe the
scheme of political justice he creates. Rawls believes that political power is only
legitimate when a constitution is affirmed by reasonable and rational people, and
justice as fairness is meant to warrant this endorsement. (Rawls, 2001: 41) The
purpose of creating these principles would be to establish a “well-ordered
society,” the result of applying the principles of justice to a fair system of social
cooperation.
Rawls’ conception of a well-ordered
society is based upon three principles.
The first principle is everyone
knowing, accepting and knowing
everyone accepts the same conception
of justice. (Rawls, 2001: 8)The second
principle is that society’s “basic
structure” is known and understood
publicly and the third principle
requires that is citizens know enough
about the conception of political
justice to apply it in everyday life.
(Rawls, 2001: 8) Rawls uses the term
“basic structure” to denote “the way
in which the main political and social
institutions of a society fit together
into one system of social
cooperation.” (Rawls, 2001: 10) The
basic structure is also used to describe
how basic rights and duties are allocated in a society, as well as regulating the
division of advantages coming from social cooperation. (Rawls, 2001: 10) Rawls
argues that justice primarily concerns the basic structure, and that a just basic
structure is needed to defend a conception of political justice. (Rawls, 2001: 10)
Rawls finds it to be crucial that citizens be free and equal, and must understand
that they are this way. (Rawls, 2001: 21) In addition, a well ordered society must
have a political conception of justice that is publicly justified, meaning that there
is “a shared basis for citizens to justify to one another their political judgments”
(Rawls, 2001: 27). The public conception of justice when used to regulate society
transforms it into a well-ordered society. (Rawls, 2001: 27) It is Rawls’ goal
in Justice as Fairness to find a public conception of justice that will be feasible
given the reality of pluralism.
According to Rawls, the problem of reasonable pluralism is one that the liberal
democratic state must address in order to become a well-ordered society. (Rawls,
2001: 32) An important distinction is drawn between the reasonable and the
rational; the reasonable has a type of moral backing while the rational is simply
what makes the most sense absent of any moral thought. (Rawls, 2001: 7) This
idea is important because explains how a moral backing legitimates various
societal constructs and circumstances such as pluralism rather than being created
for strictly pragmatic reasons. Reasonable pluralism as Rawls describes it is a
feature of the modern democratic state. Reasonable pluralism occurs when
citizens “affirm deferent… incommensurable and irreconcilable but reasonable in
light of their comprehensive doctrines of the good” (Rawls, 2001: 84).
Reasonable pluralism is viewed by Rawls as a permanent part of democratic
culture, meaning:
“Since reasonable pluralism is viewed as a permanent condition of a
democratic culture, we look for a conception of political justice that takes
plurality as given. Only in this way is the liberal principle of legitimacy
fulfilled: when constitutional essentials are involved, political power, as the
power of free and equal citizens, is to be exercised in ways that all citizens as
reasonable and rational might endorse in light of their common human reason”
(Rawls, 2001: 84).
Rawls’ model of justice as fairness attempts to find a conception of political
justice that will fit with the problem of reasonable pluralism, and he develops his
two principles of justice to answer this question.
The focus of the principles of justice as fairness is to create fair terms of social
cooperation and to regulate the structure of society. (Rawls, 2001: 7)They are the
key to the model of justice as fairness, and everything that the model entails must
be compatible them. (Rawls, 2001: 80) The two principles are:
a. Each person has the same indefeasible claim to a fully adequate scheme of
equal basic liberties, which scheme is compatible with the same scheme of
liberties for all.”
b. Social and economic inequalities are to satisfy two conditions: first, they are
to be attached to offices and positions open to all under conditions of fair
equality of opportunity and second, they are to be to the greatest benefit of the
least-advantaged members of society (the difference principle) (Rawls, 2001:
42).
The principles of justice must always be applied lexically, as basic liberties are a
constitutional essential in justice as fairness. (Rawls, 2001: 47) Furthermore, the
basic liberties that the first principle describes cannot be traded off to promote
fair equality of opportunity as entailed by the second principle. (Rawls, 2001: 43)
Fair equality of opportunity according to Rawls means that public offices and
social positions need not only to be open in a formal sense but also in a
substantive sense. (Rawls, 2001: 43) Rawls goes into great detail describing how
the basic structure of society can ensure the first principle is followed, believing
that the basic liberties need to be negotiated by groups under the “veil
ignorance,” shaping the basic structure so that these rights are protected for all.
(Rawls, 2001: 85) A long examination of the second principle of justice is
undertaken, as Rawls explains how fair equality of opportunity can be
implemented in the basic structure of society. Rawls describes that any existing
inequality must benefit the least advantaged in society, calling this “the difference
principle” (Rawls, 2001: 64). Rawls identifies the main problem resulting from
reasonable pluralism is getting diverse groups to agree to a similar conception of
justice while ensuring that both the first and second principles of justice can be
implemented in society.
In presenting the overlapping consensus, a distinction is made between
“comprehensive doctrines” and the political conception of justice. Comprehensive
doctrines are theological, moral or philosophical views on the way the world
works, and are separate from the political conception of justice which only
concerns justice within the state for all individuals. (Rawls, 2001: 33) Rawls finds
it impossible under the reality of reasonable pluralism that people might agree on
one comprehensive doctrine, but it may be possible for them to agree to one
political conception of justice by creating an overlapping consensus. (Rawls,
2001: 33) Rawls recognizes that reasonable citizens often disagree, but that state
power cannot be used to eradicate diversity. (Rawls, 2001: 36) The overlapping
consensus develops from a reflective equilibrium, in which diverse groups realize
that they have conflicting judgments. (Rawls, 2001: 31) In this realization, the
groups withdraw the most incompatible of their views with the aim of finding a
conception of justice that each finds compatible with their comprehensive views.
(Rawls, 2001: 31-32) Overlapping consensus is created from “groups [seeing]
their views as congruent with the political conception of justice, and they come to
agree with it starting from their own views” (Rawls, 2001: 195). Once this
happens, Rawls sees the potential for a type of “slippage” where over time, the
values of the political conception of justice are integrated into the comprehensive
doctrines of people. (Rawls, 2001: 193) This promotes social unity, and allows for
a well ordered and stable society as these values are passed from one generation
to the next (Rawls, 2001: 202).
Rawls moves to discuss the way that the principles of justice must be adopted by
groups with different comprehensive doctrines if they are to be seen as legitimate
by all. Naturally, groups in negotiating the principles of justice will try to attain
conditions most favourable to their group. (Rawls, 2001: 86) In response to this,
the “veil of ignorance” is introduced as a way that diverse groups should negotiate
a political conception of justice. (Rawls, 2001: 86) The purpose of the veil of
ignorance is to allow for an agreement on the political conception of justice to be
reached under fair and equal conditions for all groups no matter their strength or
population. (Rawls, 2001: 86) The veil of ignorance achieves this by making
parties evaluate the principles of justice while limited to the same body of general
facts, and not knowing the comprehensive beliefs of those that they represent.
(Rawls, 2001: 86-87) The aim is to eliminate any bargaining advantages that a
party may have, encouraging them to negotiate with the interests of the whole
society in mind. (Rawls, 2001: 87) When there is an agreement on the political
conception of justice, it must then be made public so the population can
understand and endorse the agreement. (Rawls, 2001: 86) Justice as fairness
aims to be the model that will allow this type of agreement to come about and
endure.
By developing the theory of justice of fairness, Rawls hopes to create a political
conception of justice that can be realistically be adopted. This is done by
appealing towards the overlapping consensus. (Rawls, 2001: 32) Because of the
reality of reasonable pluralism, the endorsement of the overlapping consensus
must be captured in endorsing the principles of justice, allowing for a well-
ordered society. (Rawls, 2001: 32) A significant amount of time is spent by Rawls
in Justice as Fairnessaddressing the overlapping consensus as a concept, as any
agreement of the political conception of justice must capture the overlapping
consensus in order to be viable. (Rawls, 2001: 32) Rawls states that “while in a
well-ordered society all citizens affirm the same political conception of justice,
they [do not] do so for all the same reasons” (Rawls, 2001: 32) meaning the
political conception is a shared viewpoint of consensus between groups. The hope
is that the political conception of justice can be publicly justified by people
sharing and understanding the views of other groups regarding the conception.
(Rawls, 2001: 33) This allows for the creation of social cooperation and an
atmosphere of mutual respect and cooperation among citizens while attempting
to narrow disagreement through thoughtful and reasonable discussion. (Rawls,
2001: 33) The motivating goal for justice as fairness is not to spread the most
good among the citizens under utilitarian reasoning, but rather social
cooperation is viewed as a good in itself, benefitting society and its citizens.
(Rawls, 2001: 107) The ultimate end of justice as fairness is to use social
cooperation to demonstrate the possibilities of tolerance, allowing for an exercise
of moral power in reasonable people that is both morally good and socially good.
(Rawls, 2001: 197) This in turn leads to the final good of a well-ordered society
(Rawls, 2001: 202).
Multicultural Toleration in Justice as Fairness
In presenting the theory of justice as fairness, Rawls addresses multicultural
tolerance in a liberal democratic society. Indeed, the entire aim of justice as
fairness is to provide consensus among groups and to attempt to provide a
conception of political justice that is agreeable to all by capturing the overlapping
consensus. (Rawls, 2001: 117) First, it is accepted that disagreement and a
diversity in comprehensive beliefs as a given in society and seeks to finds a way to
achieve societal unity in spite of them. (Rawls, 2001: 32) The principles of justice
presented by Rawls both provide an endorsement of multicultural toleration. The
first principle of justice ensures basic liberties are protected, and that each person
in society has these same basic liberties. (Rawls, 2001: 42) Furthermore, these
rights are held to be irrevocable, and this promotes multicultural toleration by
protecting minority groups from discrimination and the threat of having their
rights denied to them. Since these rights are drawn up under the veil of
ignorance, they are not biased in favour of any group as they are designed with
the interests of the general society in mind. (Rawls, 2001: 81) This ensures that
the basic liberties of the state are reasonable to all of the diverse groups. The
second principle of justice endorses multicultural toleration by ensuring social
equality of opportunity and this also links into the theory of multicultural
tolerance. (Rawls, 2001: 42) This equality of opportunity makes sure that no
groups are excluded from public position, encouraging a degree of social
cooperation and toleration. For multiculturalism to be tolerated, it is important
that discrimination is removed and this principle of justice legislates on a public
level that all groups are to be treated equally when contending for a position.
The primary affirmation of multicultural tolerance in justice as fairness comes in
the distinction between comprehensive conceptions of justice from political
conceptions of justice. Justice as fairness recognizes that because of the reality of
reasonable pluralism, there is not a single comprehensive doctrine that all groups
will agree on. (Rawls, 2001: 34) Rather, the theory is hinged upon diverse but
reasonable groups being able to all agree on a political conception of justice.
Rawls is careful to make the distinction that the overlapping consensus is not a
“modus vivendi,” meaning that groups do not agree to disagree on the political
conception of justice. (Rawls, 2001: 192) Instead, the fact of the overlapping
consensus encourages a diversity of comprehensive doctrines by allowing people
to hold on to them while finding agreement in the political conception of justice.
This allows multicultural toleration as it provides groups a way to find common
ground in affirming the political conception of justice, while holding on to their
comprehensive doctrine. Furthermore, a public conception of justice allows
citizens to publicly justify it by reasonable discussion of their political beliefs.
(Rawls, 2001: 27) This is concept is quite similar to the idea of a cultural mosaic,
in which various comprehensive doctrines can exist within it as part of a greater
whole. In this model, there is multicultural toleration as groups can coexist
because of their common affirmation of the political conception of justice. Even
though the framework of this mosaic is not achieved through the veil of
ignorance, there is a similar affirmation of a common system of government in
the liberal democratic state today.
Under the principles of justice, Rawls guarantees equal basic liberties for all, and
an equal chance to publicly hold office. In debates about multicultural toleration,
one criticism is that multicultural toleration is often only true in a formalistic
sense and that public office is only accessible to those of economic and social
means above others. (Rawls, 2001: 150-151) Rawls responds by arguing that
under justice as fairness the government should intervene to ensure that all
groups have equal political liberties and have opportunity to reasonably express
their beliefs. (Rawls, 2001: 155) Multicultural toleration is to be ensured by the
government guaranteeing that citizens receive fair value in for their political
liberties, but Rawls stops short of guaranteeing government support for groups
that fail to gather adherents. However, the government has to ensure that there
be equal opportunity for political representation for all groups, “[securing] for
each citizen a fair and roughly equal access to the use of a public facility designed
to serve a definite political purpose” (Rawls, 2001: 150). However, Rawls draws
the line at extending this type of fair value to other basic liberties.
Rawls’ most potent discussion of multicultural toleration comes in his discussion
on what groups are permissible in the model of justice as fairness. Rawls accepts
that reasonable groups holding comprehensive doctrine that are congruent with
the two principles of justice as well as “well-articulated, and highly systematic”
are welcome. (Rawls, 2001: 33) This means that as long as citizens can have a
reasonable discussion about their comprehensive beliefs, then that belief may be
welcome in society. However, it is acknowledged that not all comprehensive
doctrines are compatible with a well-ordered society as:
“the principles of any reasonable political conception must impose restrictions on
permissible comprehensive views, and the basic institutions those principles
require inevitably encourage some ways of life and discourage others, or even
exclude them altogether” (Rawls, 2001: 153)
The main question that Rawls considers is how this type of exclusion can be
justified in justice as fairness.
Within the construct of justice as fairness, Rawls finds there to be two cases
under which the exclusion of a comprehensive doctrine is acceptable. If a
comprehensive doctrine is in direct conflict with the principles of justice, then it
may be justly discouraged. (Rawls, 2001: 154) Secondly, if a comprehensive
doctrine requires constant intervention or effective intolerance on behalf of the
state to survive, it also will cease to exist in a well ordered society. (Rawls, 2001:
154) Rawls discusses the main criticism of the second case which argues that the
reason a comprehensive doctrine may not be able to survive is because the
accepted political conception of justice is biased against it. (Rawls, 2001: 154) In
defence, Rawls states “social influences favoring some doctrines over others
cannot be avoid in any view of political justice. No society can include within
itself all ways of life.” (Rawls, 2001: 154) As long as the comprehensive doctrine
has a fair chance to succeed under the political conception, then its failing is still
just. (Rawls, 2001: 154) Rawls finishes by stating it would be inconsistent with
democratic values for the state to intervene in this case (Rawls, 2001: 155).
The overlapping consensus Rawls sees as necessary to a well-ordered society is
meant to create a sense of societal tolerance by removing comprehensive doctrine
as an obstacle in affirming a political conception of justice. Multicultural
toleration can exist because this consensus allows for divergent views on issues
within reasonable comprehensive conceptions of the world to reach some sort of
understanding and toleration. Justice as fairness is contingent on this type of
toleration being present in the case of most issues as reasonable citizens put aside
divisive issues in order to affirm a political conception of justice. A spirit of
cooperation and compromise is necessary for multicultural toleration to be
workable. However, it is inevitable that extreme issues where compromise is
impossible will arise and test the limits of any scheme of toleration despite an
agreement on the political conception of justice. In these cases, public civility
must be followed, allowing for a rational and articulate discussion between
reasonable parties to try and settle the issue. (Rawls, 2001: 117) Furthermore, it is
critical that political values of justice adjudicate this discussion, separating
arguments from any particular comprehensive viewpoint. (Rawls, 2001: 190) If
this does not solve the conflict, Rawls says that the political conception of justice
will cause slippage through the generations, creating tolerance as viewpoints on
irreconcilable comprehensive issues become tempered to fit a consensus under
the political conception of justice. (Rawls, 2001: 193) This creates stability over
the generations, allowing for multicultural toleration because each groups’
allegiance to the political conception of justice grows to outweigh their
comprehensive doctrine. (Rawls, 2001: 194) This social cooperation creates a
further toleration for divisive ideas and makes them cease to be a problem as the
agreement on the political conception of justice and the good of social
cooperation comes to be more important that any divisive comprehensive
viewpoint (Rawls, 2001: 195).
An Overview of Political Theology by Carl Schmitt
The goal of Carl Schmitt in Political Theology is to give a justification of a strong
sovereign state and to examine the conditions under which this sovereign would
draw its power from. Schmitt’s analysis begins with the statement “sovereign is
he who decides on the exception” (Schmitt, 1985: 5). Schmitt’s theory of
sovereignty inPolitical Theology revolves around his idea of the decision and the
exception. Schmitt does not give an abstract definition of sovereignty but rather
looks into the concrete application of sovereign power. The exception as Schmitt
sees it is not a codified occurrence, but is a case of peril and danger to the
existence of the state which requires the sovereign to act. (Schmitt, 1985: 6) The
exact details of this type of emergency cannot be foreseen, and therefore there is
no judicial competence to deal with the exception. (Schmitt, 1985: 7) Sovereign
power is demonstrated in deciding in a situation of conflict where the public
interest and the interest of the state lies (Schmitt,
1985: 6).
As the exception is not formally codified in law,
the sovereign is also the one who decides if there
is an exception. (Schmitt, 1985: 13) In addition,
the sovereign may stand outside the legal system
to deal with an exception if necessary. (Schmitt,
1985: 12) Schmitt claims that in an exception “the
law recedes while the state remains” (Schmitt,
1985: 12) meaning that while the sovereign may
stand outside the legal system when deciding on
an exception, the apparatus of the state remains
as the sovereign must still suspend the
constitution. In the event of an emergency, the
only thing a constitution has the power to do is describe who can act in response
to it. (Schmitt, 1985: 7) Because of this, Schmitt saw modern constitutional
development as trying to eliminate the sovereign by giving no one extrajudicial
power in the case of an emergency. (Schmitt, 1985: 14) While the case of the
emergency is used to demonstrate the decision on the exception, the exception is
not limited just to emergencies but is a general concept in the theory of the state.
(Schmitt, 1985: 5) This means that the sovereign consistently decides on
situations that may constitute exceptions while not being emergencies. (Schmitt,
1985: 12) As Schmitt puts it, “every legal order is based on a decision.” (Schmitt,
1985: 10) This idea of decisionism is gives power to the sovereign and by
extension, the government.
Schmitt makes a clear distinction as to the exception being different from
anarchy and chaos. In the case of the exception, it is only the norm that is
removed to protect the state but order is still present. (Schmitt, 1985: 12) This
removal of the norm is what separates a normal legal order from the exception.
(Schmitt, 1985: 13) Decisionism is still shown in the normalcy of a legal order as
the sovereign is still the one who makes the decision as to whether a normal
situation exists. As Schmitt states, “every general norm demands a normal”
(Schmitt, 1985: 13) and the sovereign is the one who decides the normal. Schmitt
sees this decision of legal normalcy as a crucial function and indication of
sovereignty as “all law is “situational law”… the sovereign produces and
guarantees the situation in its totality… he has the monopoly over this last
decision.” (Schmitt, 1985: 13). The power to define legal normalcy is the core of
Schmitt’s sovereign decisionism, with true sovereign power being “not as the
monopoly to coerce and rule, but as the monopoly to decide” (Schmitt 13). To
Schmitt, the decision in the case of an exception is “most clearly the essence of
the state’s authority” (Schmitt, 1985: 13) as “the exception is that which cannot be
subsumed” (Schmitt, 1985: 13) and it is for this fact that it shows the decision at
its most pure level. (Schmitt, 1985: 13) Schmitt finds that the exception is much
more relevant than the normal because it proves both what is considered normal
as well as proving that an exception exists. (Schmitt, 1985: 15) This is why
Schmitt determines that decision in the case of an exception is the true indicator
of sovereignty.
Schmitt characterizes the sovereign as “of all juristic concepts… the one most
governed by actual interests.” (Schmitt, 1985: 16) This is important because of
the sovereign’s place in making the decision and amplified because of the
“influence this conception of personality and its connection with formal authority
[arise] from a specific juristic interest” (Schmitt, 1985: 30). Schmitt points out
that “such a decision in the broadest sense belongs to every legal perception”
(Schmitt, 1985: 30), making the interests that influence the sovereign of key
importance in the application of sovereign power by making the decision. In the
third part of Political Theology, Schmitt states that “All significant concepts of
the modern theory of the state are secularized theological concepts” (Schmitt,
1985: 36) This means that all the apparatus of the state have an origin in
theological ideas but became secularized over time. Over the course of this
secularization, the legitimacy of a legal order has come to be judged through a
type of natural morality rather than by a single religious doctrine. (Schmitt, 1985:
48) However, Schmitt comes back to the idea that proof of sovereignty in the
secularized state is still always most purely demonstrated in the deciding of the
exception.
Multicultural Toleration in Political Theology
Schmitt’s decisionist theory as presented in Political Theology presents a
compelling take on multicultural toleration when it is applied to this subject.
Schmitt believed that all facets of the modern state come from theology and have
merely been secularized, and this has huge implications for multicultural
toleration. First, a theological construct in the sense that Schmitt means it does
not strictly apply to religious beliefs, but rather can be extended towards any
preexisting theological conception of the world. Multicultural toleration deals
with the coexistence of a diversity of beliefs and conceptions of the good.
Furthermore, a neutral and unbiased state is seen as a requirement for this type
of coexistence to persist. Schmitt’s theory would refute this because if all concepts
of the modern state are developed from some strain of theology, the question is
raised as to which political conception out of the diversity was secularized to
create the political constructs. This influence makes it difficult to say that the
state is truly unbiased as at its core, it still bears a secularized theological
influence. In a multicultural society, is it likely that the values of some groups
conflict, causing societal tension. The problem that having dominant theological
influence on the political machine creates is that at some point, the values of one
of the societal groups will likely conflict with those of theology that was
secularized to form the state. When the concept of multicultural toleration is
applied to Schmitt’s theory of the theologically secularized state, it is clear that
the theological backing of the state would potentially be a source of tension
between the government and diverse groups.
In the essence of Political Theology, it can be construed that the idea of the
neutral state is impossible because in making the decision, the sovereign will
always be influenced by the theological conception that was secularized to create
the political apparatus. (Schmitt, 1985: 6) The theological influence in the
secularized state shown by Schmitt poses a significant problem for an
endorsement of multiculturalism by the state when coupled with the sovereign
power of the decision. The sovereign decision is seen as an indication of the
power of the sovereign, and that the most pure form of the decision is in deciding
the exception. (Schmitt, 1985: 6) These decisions have a strong effect on the
running of the state and the quality of life for its citizens as “every legal order is
based on a decision.” (Schmitt, 1985: 10) Decisionism would seem to create a
conditional endorsement of multicultural toleration, as groups would be free to
have their own conception of how to live their lives but this conception would be
subject to the sovereign decision. Schmitt’s belief in the sovereign being “of all
juristic concepts… the one most governed by actual interests” (Schmitt, 1985: 16)
makes it clear that the sovereign is governed by a specific theology, and that this
theology would have a role in making the decision. The idea of multicultural
toleration can work with the idea of a neutral sovereign making the decision in
order to protect the state, but would not be compatible with a sovereign decision
maker under the influence of a theological construct as it would likely conflict
with one of the diverse groups existing in the mosaic. This is not multicultural
toleration as groups are not truly free when their ideas are tolerated merely as
long as they are compatible with the sovereign decision.
This influence of a dominant theological conception can also be extended to the
condition of normalcy in society. In Schmitt’s conception of society, normality is
only as it is defined by the sovereign, not how it is viewed by the people. (Schmitt,
1985: 13) This poses a problem for multicultural tolerance because in order to be
considered the norm in a state, it must be deemed normal by sovereign decision.
Schmitt placed utmost importance on the decision in the case of the exception
and in the case of an exception, said that “the law recedes while the state
remains” (Schmitt, 1985: 12) meaning that sovereign is allowed to step outside of
the boundaries of law to deal with it. This would pose a problem for multicultural
toleration in the case that a belief or action on the part of a minority group
became considered an exception requiring a decision. Even in a society where
multicultural toleration was a codified part of the law, this would not matter
under Schmitt’s theory as the sovereign would still have the ultimate power to
step outside of the law in the case of the exception. This is problematic as the
sovereign is influenced by interest, and at its core the sovereign will be biased in
making any decision where the values that influence it conflict with the values of
another group. Since the law is removed in an exceptional situation, this puts
minority groups at risk to be harmed by whatever decision is made by the
sovereign.
A Comparison of Schmitt and Rawls on Multicultural Toleration
The viewpoints on multicultural toleration taken by John Rawls and Carl Schmitt
in their work appear to conflict with one another. Multicultural toleration would
seem to be the natural result of the theory of justice as fairness, as Rawls aims to
create a society based around social cooperation and toleration. Rawls’ idea of a
well-ordered society can be seen as conditional upon multicultural toleration to
truly exist because social cooperation is one of the essentials of a truly just
society. (Rawls, 2001: 7) In contrast, multicultural toleration is largely presented
as a fallacy by Schmitt in that it would always be dependent on the sovereign
decision. In Rawls’ theory the nature of the state is largely decided and
legitimated through the conception of political justice agreed upon by society.
When Schmitt’s viewpoint is applied, multicultural toleration largely exists on the
whim of the state but this toleration is merely a façade as the sovereign will
always be biased towards a particular group in making the sovereign decision.
The exception shows the decision and the sovereign at its root because ultimately
it will show that the sovereign will support the values that it is interested in
rather than those of others in society. This is different than Rawls’ conception of
the state as decisions in the model of justice as fairness must follow the principles
of justice, ensuring a sense of tolerance for all groups.
Another point of contrast between the theories of Schmitt and Rawls is in the way
that the basic institutions of the state are created, and the manner in which these
institutions affect multicultural toleration. Schmitt views basic institutions of the
state as secularized theological concepts, meaning that every part of the modern
state has a theological origin. (Schmitt, 1985: 38) This poses a problem for
multicultural toleration because since the state has a theological origin, it will
reflect the interests of the theology that was secularized to create it at the expense
of opposing views. The mechanisms of the state would end up being biased
towards groups that share its interests, and this is a situation that is incompatible
with multicultural toleration. In this environment, true multiculturalism could
never exist as one group would always have its interests elevated above the rest of
society in the passing of the sovereign decision. On the other hand, Rawls
understands the basic institutions and mechanisms of the state as the “basic
structure” and the purpose of it is to secure background justice for society.
(Rawls, 2001: 10) Rawls’ basic structure of society is not saddled with the bias
resulting from a theological origin. Instead, the basic structure is regulated by the
principles of justice agreed upon under the veil of ignorance. (Rawls, 2001: 18)
The veil of ignorance is designed by Rawls to ensure that the interests of all
groups are represented fairly in the hopes that an agreement can be made on
principles of justice that can capture the overlapping consensus. Therefore, the
basic structure of society is congruent with multicultural toleration as it is created
under conditions that are fair to all groups through the principles of justice.
(Rawls, 2001: 18 ) Under this basic structure, the state is unbiased and
committed to ideals of toleration associated with multiculturalism.
For multicultural toleration to properly exist, it must be a part of the normative
situation of a given society. Rawls and Schmitt have differing ideas on how the
norm is decided upon and legitimated in society. The idea of the normal situation
is important to multicultural toleration because it ensures the conditions
required for multicultural toleration exist on an everyday basis in the state.
Under Rawls’ conception of justice as fairness, the normal situation is created by
the political and social institutions that make up the basic structure. (Rawls,
2001: 10) Since the basic structure is concerned with ensuring “background
justice” in society, it also is charged with ensuring that multicultural toleration is
proliferated as a normal situation in society. (Rawls, 2001: 10) Because the basic
structure is regulated by the principles of justice, the basic structure must then be
structured to ensure multicultural toleration is a societal norm. Rawls is very
clear that in order to achieve a well-ordered society, multicultural toleration and
social cooperation are necessarily present in the principles of justice and this
makes it part of the norm as these principles regulate the normative basic
structure of society. Schmitt takes an opposing view, believing that the normal
situation is dictated only by the sovereign. (Schmitt, 1985: 13) According to
Schmitt, a legal order requires a normal situation to exist. (Schmitt, 1985: 13)
Furthermore, all law is situational law to Schmitt and the sovereign has a
monopoly over creating the situation, making the sovereign the authority over
how law is applied. (Schmitt, 1985: 13) Essentially, multicultural toleration in
Schmitt’s state is wholly conditional on the sovereign. While the sovereign could
attempt to implement a multicultural state, it could never truly endorse
multicultural toleration as it still has a monopoly over the decision. In the event
that a decision needed to be made between the beliefs of the sovereign and the
views of another group, the views of the sovereign would ultimately win by the
virtue of sovereign power. There would be no guaranteed liberties in Schmitt’s
state, as all of them would be conditional on the sovereign decision and
potentially taken away to deal with the exception. This possibility for oppression
is not congruent with a state that includes multicultural toleration.
While Schmitt can be perceived as taking a pessimistic stance towards
multicultural toleration, Rawls takes a much more positive stance through his
principles of justice as fairness. Firstly, the principles of justice as fairness that
Rawls lays out convey ideals that are congruent with multicultural toleration.
Specifically in his first principle, he protects the basic liberties and freedoms of all
groups equally. (Rawls, 2001: 42) These liberties ensure a degree of tolerance as
each group has protection of their basic liberties regardless of whether they are
the majority or minority. (Rawls, 2001: 42) Most importantly, Rawls makes these
rights indefeasible as they cannot be taken away under any circumstances. This is
critical because multicultural toleration means nothing if it does not persist in the
case of an emergency. An emergency is when diverse viewpoint are most likely to
clash, and Rawls’ first principle ensures that groups will not have their liberties
threatened or taken away during a potential exceptional circumstance. This
ensures the preservation of multicultural toleration and protects groups from
oppression by the majority or the state using the emergency for justification. In
Schmitt’s view when a decision needs to be made between the dominant values of
the sovereign and any conflicting views, the sovereign values would win out. This
would go against any sort of pure and real multicultural toleration as it would
allow for potential oppression of groups not sharing the view of the sovereign.
While a similar scheme of basic liberties could fit within Schmitt’s conception of
the state, they would not be indefeasible because they would recede just like the
rest of the law in the case of the exception. When Schmitt’s theory of the
emergency and the exception is applied to multicultural toleration, it is clear that
he would believe true multiculturalism could never exist in the state because
multiculturalism would always be conditional on the decision made by the
sovereign.
One of the problematic aspects of liberal democratic society is in how it deals
with the controversial issues where positions are so entrenched that no consensus
can easily be reached. Issues such as abortion are particularly poignant examples
of this type of moral debate, and resolution of some kind is needed to ensure that
such issues do not cause a great deal of societal tension. This makes it a
particularly relevant point of comparison between Rawls’ and Schmitt’s
conception of multicultural toleration by looking at how they would deal these
conflicting viewpoints that exist in a multicultural society. Rawls’ uses abortion as
an example of this type of debate because of the many entrenched viewpoints
associated with it, and acknowledges that divisive issues can challenge social
cooperation and toleration. (Rawls, 2001: 117) These types of issue pose an
interesting problem in the Rawlsian conception of the state, as they do not
necessarily conflict with the accepted political conception of justice, but are
comprehensive issues not easily ignored by the populace. In order for the
multiplicity of viewpoints to be properly addressed while maintaining social
cooperation and tolerance, Rawls believes it necessary to appeal to political
values in dealing with a comprehensive debate that borders on a constitutional
essential. (Rawls, 2001: 117) According to Rawls, the way to do this is by
attempting to reach a free agreement through clear and understandable
discussion. (Rawls, 2001: 117) If one cannot be reached, Rawls simply hopes that
people can set aside their differences to focus on the political conception of
justice, and that “slippage” through the generations will soften these differences.
(Rawls, 2001: 193) This is a good example of Rawls’ viewpoint on multicultural
toleration, as he believes that the political conception of justice can ensure a level
of tolerance on even the most divisive issues through clear and measured
discussion using the agreed conception of political justice. (Rawls, 2001: 193)
In comparison to Rawls, Schmitt would view debates on divisive topics such as
abortion as simply another decision to be made by the sovereign. In addition,
similar issues that could cause serious societal tension would most likely be
considered to be exceptions by the sovereign. Schmitt would view a strong
sovereign decision as a solution to this type of issue by keeping the state strong
and free from conflicting views. This is a stark contrast to Rawls’ belief that
difficult issues can be settled through thoughtful and clear discussion using the
agreed political conception of justice. Schmitt’s philosophy demonstrates his
interpretation of multicultural toleration, as difficult moral debates would be
deemed to be an exception and a threat to the state, with a sovereign decision
being the answer to this problem. Since these types of debates are largely
unavoidable in a diverse society, this demonstrates Schmitt’s belief that tolerance
is not possible because groups holding different viewpoints are a direct threat to
the state. Again, multicultural toleration in Schmitt’s state can only exist at the
will of the sovereign, and could only exist as long as it is not deemed to be the
source of an exception.
How Schmitt and Rawls deal with the divisive issues that come along with any
sort of multicultural toleration provides a useful gauge of their view on
multicultural toleration altogether. On the whole, Rawls’ conception of
multicultural toleration is easily applicable to the modern liberal democratic
state. In the modern liberal democratic state, citizens are allowed to keep their
own beliefs as long as they endorse the legitimacy of the state and its laws. This is
similar to Rawls’ theory of the comprehensive doctrine and the political
conception of justice, and this system allows for a large but imperfect toleration
of multiculturalism. This multicultural toleration has indeed led to a broad social
cooperation in the vein of what Rawls’ conceives of. Rawls’ principles of justice as
fairness are also relevant, with his first principle being reminiscent of the basic
liberties and civil rights presently afforded in the constitutions of many states.
However, these rights are not bargained for under a “veil of ignorance” and
largely come into being through the government deliberation and deciding on
which rights should be protected. This is much closer to the Schmittian decision
than it is to Rawlsian theory as most groups in a multicultural society do not have
any influence over this process, and inevitably some groups will hold different
views on what basic liberties and core values need to be protected. In the event
that the core values of a state of challenged, measures such as a constitution are
used to justify and protect the core values over any different conceptions. This
can be viewed as an element of the sovereign decision at work in the modern
impersonal state, where constitutions are a tool used to make decisions on
divisive issues that challenge the state. While Rawls’ conception of multicultural
toleration is still much more relevant to modern liberal democratic society,
Schmitt’s conception of the sovereign decision is still pertinent at the core of how
multicultural toleration exists in the modern liberal democratic state.
Multicultural toleration remains extremely important to the functioning of the
modern liberal democratic state. It seens probable that most citizens who grow
up in this type of state would choose to aspire to John Rawls’ relatively optimistic
conception of multicultural toleration, and this ideal can be seen reflected in
many ways in liberal democracy. Undoubtedly, social cooperation and a belief in
tolerance are a virtue in any state, and one that is a worthy aspiration. However,
elements of Carl Schmitt’s decisionist viewpoint are also visible at the core of
liberal democracy, and will likely remain no matter how attractive any alternative
is. This element of the decision makes it impossible to say that pure toleration of
multicultural toleration can or ever has existed liberal democracy. This debate is
one that is of critical importance to liberal democracy because of the way in which
it affects every part of the state as well as its citizens. John Rawls and Carl
Schmitt provide two very different but compelling accounts of multicultural
toleration, and the contrast that can be seen in their theories helps to provide a
lens into this complex and ceaseless debate.
Acknowledgements
The author would like to thank Matthew McManus at York University for his
advice and guidance during the writing of this article.
References
Dewing, M. (2009). Canadian Multiculturalism. Ottawa: Library of Parliament.
Merriam-Webster. (2013). Webster's Third New International Dictionary. Merriam-Webster.
Rawls, J. (2001). Justice as Fairness: A Restatement. Cambridge: The Belknap Press of Harvard University Press.
Schmitt, C. (1985). Political Theology: Four Chapters on the Concept of Sovereignty.Cambridge: The MIT Press.