The Mythical Adventure of Bilbo Baggins
Transcript of The Mythical Adventure of Bilbo Baggins
The Mythical Adventure of Bilbo Baggins
Or
Bilbo’s Most Excellent Adventure
The significance of a myth is not easily to be penned on
paper by analytical reasoning. It is at its best when it is
presented by a poet who feels rather than makes explicit
what his theme portends; who presents it incarnate in the
world of history and geography. . . (The Monsters and the
Critics) 15
Webster’s Dictionary of Modern English defines myth as “tale[s] with
supernatural characters or events” (353), and Joseph Campbell
defines myth as “… stories of our search through the ages for
truth, for meaning, for significance (Campbell 4). While myth,
the ancient literary genre, is indeed involved with stories
containing supernatural characters that highlight humankind’s
search for truth and meaning through the ages, J.R.R. Tolkien
adds illumination regarding myth’s purpose by stating in a
personal letter that
I would claim…to have as one object the
elucidation of truth, and the encouragement
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of good morals in this real world, by the
ancient device of exemplifying them in
unfamiliar embodiments, that may tend to
‘bring them home.’(194)
Combining these authorities, one could define myth as literature
with supernatural elements that highlights the human search for
truth, meaning, and significance, encouraging good morals in the
world by using an ancient form that illustrates these ideas
adeptly but with unfamiliar methods. While confessing that he
was “not ‘learned’ in the matters of myth and fairy-story,”
Tolkien admitted that he had “always been seeking material,
things of a certain tone and air, and not simple knowledge” in
regard to myth (Letters 144). J.R.R. Tolkien wrote in the
mythical mode as a beneficiary of Beowulf when he created The
Hobbit, his first work of fiction to be published for a wide
audience.
As a philologist and Merton Professor of English Language
and Literature at Oxford, Tolkien was fascinated with ancient
literature, especially stories of heroism and fantasy, and once
stated that
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. . . an equally basic passion of mine ab
initio was for myth (not allegory!) and for
fairy-story, and above all for heroic legend
on the brink of fairy-tale and history, of
which there is far too little in the world
(accessible to me) for my appetite. (Letters
144)
In his lifetime, Tolkien worked to fill this void by created his
own mythology that is unparalleled in its clarity and detail
regarding geography, languages, psychology and sociology, and
historical accounts that spring from his unique creation myth.
Tolkien’s celebrated critical essay “Beowulf: The Monsters and
the Critics” forever changed literary criticism on Beowulf by
shifting the focus from the poem’s historical importance to its
poetic artistry (Vedder 157). In this essay on Beowulf, Tolkien
writes thus:
…I have read enough, I think, to venture the
opinion that Beowulfiana is, while rich in
many departments, specially poor in one. It
is poor in criticism, criticism that is
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directed to the understanding of a poem as a
poem. (Monsters and the Critics 5)
There is a great body of literary criticism on Beowulf that stems
back to the discovery of the Nowell Codex manuscript, its ancient
text, but the vast majority of this criticism focuses on the
historical value of the poem instead of its literary merit.
Tolkien sought to correct this deficiency.
In “Beowulf: The Monsters and the Critics,” Tolkien states
that
It is a curious fact that it is one of the
peculiar poetic virtues of Beowulf that has
contributed to its own critical misfortunes.
The illusion of historical truth and
perspective, that has made Beowulf seem such
an attractive quarry, is largely a product of
art. The author has used an instinctive
historical sense—a part indeed of the ancient
English tempers…of which Beowulf is a supreme
expression; but he has used it with a
poetical and not an historical object.” (7)
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In this selection, Tolkien suggests that the anonymous Beowulf
poet wrote with “The illusion of historical truth” as opposed to
a factual historic background. He also considers this illusion a
“product of art,” which implies that the author had to sculpt his
story to achieve the desired effect. Since the historical sense
is “instinctive,” the poet had to be subtle in his presentation
to invoke the feeling of a historical age. Tolkien insists that
Beowulf boasts a “poetical” and not “an historical” bent (7).
Why have so many scholars assumed this great poem grounded on
fact when much written in verse is not factual at all? After
all, scholars generally agree that Beowulf was originally created
for the entertainment of an Anglo-Saxon audience, not for a
factual account of real events of the day. In The Road to Middle
Earth, Shippey notes that
…the literary quality Tolkien valued above
all was the ‘impression of depth. . . the
effect of antiquity . . . [and the] illusion
of historical truth and perspective’ which he
found in Beowulf, in The Aeneid or for that
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matter in Macbeth, Sir Orfeo or the Grimms’ Fairy
Tales. (228)
Tolkien’s complete mythology provides the foundation for the
“impression of depth” in his stories, and in his introduction to
Tolkien’s work, Peter S. Beagle states that “… this is the source
of the book’s unity, this deep sureness of Tolkien’s that makes
his world more than the sum of all its parts…” (Beagle xvi). The
Hobbit’s omniscient narrator plays the role of Beowulf’s bard,
adding interpretation and emphasis at appropriate points in the
story. Tolkien took great joy in telling his own stories with
this same “illusion of historical truth” and an “instinctive
historical sense,” though the method earned him the same
criticism that many have used against Beowulf (“The Monsters and
the Critics” 7).
“In a hole in the ground there lived a hobbit” (Hobbit 1).
Thus begins Tolkien’s story of the heroic Bilbo Baggins and his
mythic adventure that changes his life forever. After randomly
scribbling the opening line of the story on the empty page of a
student exam booklet, Professor Tolkien developed his hobbits in
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nightly bedtime stories shared with his children. Tolkien’s son
Michael once stated that
His bedtime stories seemed exceptional.
Unlike other people, he did not read them
from a book, but simply told them, and they
were infinitely more exciting and much
funnier than anything read from the
children’s books at the time. (Grotta-Kurska
102)
Since his own children were the original audience for The Hobbit,
it is only natural that the tale was eventually recorded and
published as a children’s story. While the beginning of The
Hobbit is “whimsical” in tone, Tolkien still presents an air of
“historical truth” and antiquity to readers (Letters 298 ). His
son Michael was certain that
…[the] quality of reality, of being inside a
story and so being a part of it… has been, I
believe, at least an important factor
contributing to the world-wide success of his
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imaginative works. (Grotta-Kurska
102)
Tolkien believed that “Successful Fantasy is the conscious sub-
creation of a Secondary World by man, whose birthright it is to
make in imitation of his Maker” (Flieger 24-25). As a devout
Christian, Tolkien believed in God and in humankind’s eternal
“imitation of his Maker” in the act of artistic creation. He
believed that the creation of everything beautiful by human
beings must be inspired by God and that it is the duty of
humanity to use this “birthright” responsibly. Tolkien had
already recorded a complete history of Middle Earth when he began
telling his children stories about hobbits, and this history
hovers just beyond the words on the novel’s pages. Readers can
sense it, and it gives the story the air of truth and the
“reality” of which Michael Tolkien speaks. Tolkien called this
concept sub-creation, and he argued that it “’embraces
Coleridge’s ‘repetition in the finite mind of the eternal act of
creation.’” In Tolkien’s words,
The making of a Secondary world is not simply
the production of enchantment as its end
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result. The Secondary World can and should
redirect our attention to the Primary World
and through that World to its Maker. (25)
In short, a good fantasy story should cause readers to see the
real world and its creator in a new light; it should open our
eyes to God’s work in the material world we inhabit. Tolkien
also believed that fantasy
…should enable us to regain, to recollect
what we have always known but have forgotten
how to see. Through imitation of God, man
has the opportunity to recover His works.
(25)
Through the act of artistic “sub-creation,” Tolkien believed
human beings able to remember and reclaim some of the innocent
wisdom we all enjoyed as children but lost in the trials of
adulthood. The popularity of Tolkien’s literary works speaks for
itself, and his ability to render his stories historically and
realistically, involving readers on many levels, must indeed
contribute to this success.
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Opening The Hobbit in the past tense, Tolkien immediately
puts his story in a historical perspective by admitting that its
action is past and must be recalled to be told. This “illusion
of historical truth” begins on page one and is enhanced by the
omniscient narrator who interrupts the action on occasion to add
insight and the “instinctive historical sense” that Tolkien so
valued. After explaining that the Bagginses, Bilbo’s Family, had
lived in his neighborhood from “time out of mind,” a great stroke
of “instinctive historical sense,” the narrator adds the fact
that “This is a story of how a Baggins had an adventure, and
found himself doing and saying things altogether unexpected” (2).
From this editorial comment, readers deduce that the Baggins
family has a history; the narrator has access to all the facts
related to the characters, the plot, and the nuances of the
story; and the narrator intends to share a portion of the
relevant information with readers. The omniscient narrator often
takes the tone of an indulgent father who will give children, or
readers, all the relevant details in due time. In his Road to
Middle-Earth, Tom Shippey states that
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In all these works there [is] a sense that
the author knew more than he was telling,
that behind his immediate story there was a
coherent, consistent, deeply fascinating
world about which he had no time (then) to
speak. (229)
One instance of this narrative technique occurs in chapter twelve
of The Hobbit when the narrator addresses readers thus: “You are
familiar with Thorin’s style on important occasions, so I will
not give you any more of it, though he went on a good deal longer
than this” (212). The narrator knows the entire speech that
Thorin gave on this occasion but chooses to share only a small
portion with the reader. The Hobbit’s narrator definitely knows
“more than he [or she is] telling,” and while condescending at
times, the narrator does lend validity and an “illusion of
historical truth” to the story.
Interestingly, Tolkien wrote that The Hobbit was not
originally a part of his mythology but was created independently:
The Hobbit, which has much more essential life
in it, was quite independently conceived: I
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did not know as I began it that it belonged.
But it proved to be the discovery of the
completion of the whole, its mode of descent
to earth and merging into ‘history.’ (Letters
145)
In spite of its separate conception, Tolkien wrote that the
popular demand for a sequel to The Hobbit caused him to see the
connection of this work to his more highly developed mythology.
Further, he stated that it “completed” his previous mythological
system that includes The Lost Tales, The Silmarillion and The Lord of the
Rings trilogy, and it “merg[ed] into [his documented] “’history’”
(145). This historical sense, of course, pleased Tolkien since
it was the quality he most admired in literature (Shippey 228).
As The Hobbit progresses, its tone and sense of antiquity grow
more pronounced, “…in fact (as a critic has perceived) the tone
and style change with the Hobbit’s development, passing from
fairy-tale to the noble and high and relapsing with the return”
(Letters 159). Tolkien opens the novel with whimsy, takes
readers through dangers and conflicts growing in complexity with
a progressively high writing style that crescendos in the Battle
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of Five Armies, then falls back into the tone of an indulgent
father telling a story to his children when Bilbo returns to his
hobbit hole. While the omniscient narrator assists with the
historical tone and style of the story, he or she also adds an
editorial voice. Tolkien regretted its use after publication and
feared that the narrator condescended to readers, specifically
intelligent children. In a personal letter, Tolkien once
commented that
Intelligent children of good taste (of which
there seem quite a number) have always, I am
glad to say, singled out the points in manner
where the address is to children as
blemishes. (297)
Tolkien agreed with these bright children and adapted the novel’s
narration, though he never completely cleared the “blemishes”
(Carpenter 203-4). In a letter to Mr. Walter Allen, Tolkien
explained that
…The desire to address children, as such, had
nothing to do with the story as such in
itself or the urge to write it. But it had
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some unfortunate effects on the mode of
expression and narrative method, which if I
had not been rushed, I should have corrected.
(297)
Tolkien implies that much of his story would have been the same
if it would have been intended for an adult audience, but the
story’s narrative could have been improved. Records of Tolkien’s
correspondence and interviews he granted indicate that he was
never happy with his narrator in The Hobbit (Carpenter 204,
Letters 297). In a letter to W.H. Auden concerning his work,
Tolkien explains that The Hobbit was
…unhappily really meant, as far as I was
conscious, as a ‘children’s story’, and as I
had not learned sense then, and my children
were not quite old enough to correct me, it
has some of the sillinesses of manner caught
unthinkingly from the kind of stuff I had
served to me, as Chaucer may catch a minstrel
tag. I deeply regret them. So do
intelligent children. (215)
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While conscious that he was presenting a children’s story with
The Hobbit, Tolkien obviously felt that he was “silly” in his
presentation of parts of the story and “deeply regretted”
imitating some of the children’s literature that was “served” to
him as a youth. He also implies that he may “preach” at times or
be guilty of moralizing with his comment about Chaucer “catching
a minstrel tag.”
One passage that demonstrates Tolkien’s fear of
condescending to readers occurs in chapter two of The Hobbit when
Bilbo encounters William, Bert, and Tom, the trolls from whom he
tries to steal a purse. The Hobbit’s narrator comments that, “Yes,
I’m afraid trolls do behave like that, even those with only one
head each” after describing the fat, impolite caricatures of
criminals (35). While this editorial comment does not moralize,
it does imply that the reader is not intelligent enough to
recognize the ignorant trolls for what they are: fools. The
narrator further states that “Bilbo ought to have done something
at once” (35). Of course Bilbo should have taken action right
away, and assuming that readers have not picked up on that detail
implies a lack of intelligence. The narrator also interrupts the
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story on occasion, emphasizing important details and often
repeating information that was previously presented, thereby
insinuating a lack of intelligence on the part of readers. In
his personal letters Tolkien wrote several times that he
regretted the somewhat condescending tone of The Hobbit and
advised other writers not to “write down” to children or “to
anybody” (298).
Later in the novel, Tolkien does moralize somewhat about
“the dragon sickness” that he attributes to Smaug, Bilbo, the
Master of Lake-town, Thorin and Co. (the dwarves), and the other
participants in The Battle of Five Armies. In the story, this
condition is Tolkien’s analogy that compares greed to a physical
ailment. When Bilbo first views Smaug’s treasure in The Hobbit,
he is overcome “…with enchantment and with the desire of
dwarves…” as he is “drawn almost against his will” to creep
closer and steal a golden cup from Smaug (216). This “desire of
dwarves” links the dwarves to the greed that Bilbo is in danger
of “catching.” While Bilbo is clearly exposed to the dragon-
sickness, the narrator comments that the dwarves “… are not
heroes, but calculating folk with a great idea of the value of
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money…” (213). Apparently the dwarves already suffer from the
malady Bilbo combats. After Thorin refuses to give Bard and the
elves a share of the treasure, Bilbo grumbles that “The whole
place still stinks of dragon…and it makes me sick,” further
demonstrating his struggle with the malady, but Bilbo proves his
resistance to the dragon-sickness by presenting the Arkenstone to
Bard and the Elvenking as a bartering tool when he could have
kept it for himself (272). “Near the end of the novel, readers
discover that the old Master of Lake-town “…fell under the
dragon-sickness, and took most of the gold and fled with it, and
died…” (305). This is a fitting end for characters who catch the
dragon sickness, Tolkien’s rather moralizing “disease” for those
consumed with greed.
In his letter of ten-thousand words to Milton Walfman,
Tolkien provides an overview of his mythology and offers the
following note on The Hobbit’s distinct tone in relation to his
other works:
This generally different tone and style of
The Hobbit is due, in point of genesis, to it
being taken by me as a matter from the great
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cycle susceptible of treatment as a ‘fairy-
story’, for children. Some of the details of
tone and treatment are, I now think, even on
that basis, mistaken. (159)
Tolkien points out that he created The Hobbit to be a fairy story,
in contrast to The Lord of the Rings which employs a higher style
and tone. In spite of this intended difference; however, Tolkien
was not satisfied with the end result and found “some of the
details of tone and treatment” to be “mistaken” (150).
Along with a sense of historical legitimacy and respect for
readers, Tolkien insisted that great myths and fairy-stories must
contain heroes like Beowulf. In his lecture entitled “Beowulf:
The Monsters and the Critics,” Tolkien says,
Let us by all means esteem the old heroes:
men caught in the chains of circumstance or
of their own character, torn between duties
equally sacred, dying with their backs to the
wall. (17)
His admiration for the old heroes comes from the fact that they
were often trapped in circumstances beyond their control and torn
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between duties that were “equally sacred” with no easy solution.
The ancient hero’s conflict within himself fascinated Tolkien,
and in the essay he notes that these great northern heroes
usually die with their “backs to the wall.” In other words, they
do not try to escape their fate, even though the cause is usually
hopeless from the outset.
As a great hero of the North, Tolkien felt that Beowulf is
“Something more significant than a standard hero” and further
commented that he is “a man faced with a foe more evil than any
human enemy of house or realm” and yet he is “incarnate in time,”
indicating that he is real, at least as long as we are reading
the story, and he is “walking in heroic history, and treading the
named lands of the North” each time his story is read or told
(17). While reading his story, readers feel as though they see
and know Beowulf, this hero
…who of mankind was
in power strongest
in that day
of this life,
noble and vigorous. (Beowulf 394-398)
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The story of “noble and vigorous” Beowulf reads like an ancient
version of the contemporary action movie, and the hero is
reminiscent of Rambo, The Terminator, and other modern heroes who
live on each time we experience their stories, regardless of
their positive or negative histories, and annihilate their
enemies with their bare hands (398).
Tolkien also admires the ancient Northern heroes because
they
have an exultant extravagance in their
warfare which makes them more like Titans
than Olympians; only they are on the right
side, though it is not the side that wins.
(Monsters and the Critics 21)
Although these ancient heroes know they will lose their conflict,
they give the battle all their strength because they find
selfless satisfaction in fighting for justice regardless of the
outcome. In these conflicts, “The winning side is Chaos and
Unreason’—mythologically, the monsters—‘but the gods, [and their
mortal agents] who are defeated, think that defeat no
refutation’” (21). Ancient northern heroes are privileged to
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join their gods in these wars against unstoppable monsters, and
they do not see their combat as cheapened or spoiled by defeat.
Tolkien admires “’this paradox of defeat inevitable yet
unacknowledged’” that distinguishes great heroes from the North
(17-18). Tolkien also respects the fact that “… in their war
men are their [gods’] chosen allies” (21). Beowulf is a divine
agent in his story and enjoys the privilege of “sharing in this
‘absolute resistance, perfect because without hope” (21). When
Beowulf fights the dragon, he knows he will die, yet he faces his
enemy with “absolute resistance,” without acknowledging the
inevitable defeat in his future. Death remains the eternal enemy
of mortal man, yet readers despair to see Beowulf meet his end,
though
Of these miserable days must
the good prince
an end abide
of this world’s life
and the worm with him… (4672-4676)
The poet clearly states that Beowulf will die as a result of his
battle with the dragon, yet the hero dies with dignity and gets
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the privilege of taking the dragon, “the worm,” with him in this
particular story. Readers of Beowulf and other northern heroic
tales know, as the ancient peoples who composed them, that good
does not always triumph in any society. The monsters often win.
Tolkien also commented that “… Beowulf… plays a larger part
than is recognized in helping us to esteem them [the great
ancient heroes from the North]” (Monsters and the Critics 20).
After all, Beowulf is the oldest surviving manuscript in the
English language, so there are stories of few additional heroes
from his time period. What other literary character can help
modern readers understand the legendary heroes of the North?
Tolkien also commented that “One of the most potent elements in
that fusion is the Northern courage: the theory of courage,
which is the great contribution of early Northern
literature”(20). It takes real courage to go into a battle when
victory is impossible, yet Beowulf fights many hopeless conflicts
including the battles against Grendel, Grendel’s mother, and the
dragon. Feeling responsible for the victims of Grendel’s mother,
Beowulf speaks thus to Hrothgar:
Sorrow not, sage man,
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better ‘tis for every one
that he his friend avenge,
than that he greatly mourn. (2772-2775)
Promising revenge for Hrothgar, Beowulf demonstrates his courage
when he promises that
…not into the sea shall she [Grendel’s
mother] escape,
nor into earth’s bosom,
nor into the mountain-wood,
nor in ocean’s ground…” (2789-2792)
Beowulf courageously tracks Grendel’s mother and engages her in
her own territory, the mysterious underwater lair, and indicates
that he will pursue her wherever she may flee. He also battles
Grendel’s mother with courage and skill when he finds her. When
Beowulf jumps into the water to search for the submarine hideout
and Grendel’s mother, in his full armour,
… many wondrous beings
Oppress’d in the deep,
many a sea-beast
…pursued him …” (3023-27)
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In spite of the overwhelming host of sea monsters that assists
Grendel’s mother, Beowulf stands fast and fights with courage,
eventually defeating an enemy who seemed unstoppable.
Tolkien points out that for great heroes of the North,
“Beyond there appears a possibility of eternal victory (or
eternal defeat), and the real battle is between the soul and its
adversaries” (Monsters and the Critics 22). Death, the eternal
enemy of mortals, is a daunting possibility, very difficult for
the hero to face, and he must also battle the enemies of his
eternal soul. Beowulf fights an important battle before he ever
faces the dragon, for he
Sat then on the ness
The warrior king
While he bade farewell
To his hearth-enjoyers,
The Goths’ gold-friend:
His mind was sad…
(4825-4830)
Before battling the dragon, Beowulf accepts his fate and bids his
followers farewell (4827). Beowulf’s battles are much more
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intense and fearful because they animate battles all human beings
face every day: the battle between action and inaction, valor
and cowardice, good and evil within the human spirit. Will we
accept our fate honorably, or will we succumb to the monsters of
greed, lust, self-interest, and envy? This is a continuous epic
battle for all humanity.
When considering Professor Tolkien’s creation of his own
heroes, Bilbo Baggins seems an unlikely product for this lover of
ancient languages and heroic tales, for Tolkien openly
acknowledged that “Beowulf [was] among [his] most valued
sources…”(Letters 31). With this in mind, one has to wonder how
the respected professor ended up with hobbits as his most noble
creatures. Tolkien once commented that
Anyway I myself saw the value of Hobbits, in
putting earth under the feet of ‘romance’,
and in providing subjects for ‘ennoblement’
and heroes more praiseworthy than the
professionals…” (215)
Beowulf would certainly fall into the category of “professional”
hero, but it seems that Tolkien desired to create a unique hero
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for his stories that could “put… earth under the feet of
‘romance.’” Bilbo is “grounded” indeed, for he is only “half our
height” and very near the ground. He also lives in Bag-End, a
hobbit hole in the ground that is burrowed out of The Hill in The
Shire (Hobbit 2). Hobbits are also very connected to the earth
by their feet that “grow natural leathery soles and thick warm
brown hair like the stuff on their heads” negating the need for
shoes to separate them from the earth (2). The “warm brown hair”
grown on their heads and on their feet further links hobbits to
creatures of the forest, and they possess the “ordinary everyday
sort” of magic “which helps them to disappear quietly and quickly
when large stupid folk …come blundering along…”(2). This is the
same magic shared by rabbits, squirrels, and other untamed
creatures that live in the wild, outside the jurisdiction of
human society. The robust, timid, and tribal nature of hobbits,
along with their stature gives Mr. Baggins ample opportunity for
“’ennoblement’” that is indeed more “praiseworthy” than Beowulf
and other “professional” ancient heroes of the North. After all,
Bilbo requires a much longer journey to reach heroic status.
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Edmund Wilson, a respected American literary critic, once
speculated that the word hobbit comes from a combination of
“rabbit” and (Thomas) “Hobbes,” but Tolkien later denied this
theory in a personal letter. Tolkien wrote thus:
I don’t know where the word [hobbit] came
from…it might have been associated with
Sinclair Lewis’ Babbit, certainly not rabbit
as some people think. Babbit has the same
bourgeois smugness that hobbits do. His
world is the same limited place. ” (Letters
122)
There is no evidence that Tolkien ever understood the true origin
of hobbits in his psyche, but he does relate the imaginary race
to Lewis’ Babbit in its ordinary middle-class arrogance and self-
satisfaction. Both Babbit and the hobbits are very limited in
the scope of their lives. Paul Kocher, author of Master of Middle
Earth further explores possible origins of the word hobbit when he
writes that “according to the Oxford English Dictionary, the
Middle English word ‘hob’ (or hobbe) is a rustic or a clown, a
sort of Robin Goodfellow (the English equivalent of the celtic
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little people)(116). Bilbo and the other hobbits are reminiscent
of Puck and other antique clowns, so the philologist may have
unconsciously toyed with these words to invent and name his
unique creatures.
On page 158 of Tolkien’s published letters, a footnote
explains that he created hobbits with satirical qualities of
human beings. He meant to show our “short comings” such as the
human tendency toward laziness, over indulgence and selfishness
without the “savageness of Swift.” In the end, his most useful
satirical tool “…mostly [shows] up, in creatures of very small
physical power, the amazing and unexpected heroism of ordinary
men ‘at a pinch’”(158). The average human being enjoys many
advantages over Bilbo if he or she wishes to become a hero. Most
people are much larger and stronger than Bilbo and enjoy a
physical advantage; however, even the smallest and most unlikely
people have the capacity for greatness if they are assigned the
right circumstances at the opportune time. Tolkien once
commented that
…this [The Hobbit] is a study of a simple
ordinary man, neither artistic nor noble and
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heroic (but not without the undeveloped seeds
of these things) against a high setting...
(159)
While unremarkable in most ways, Bilbo is a simple character of
infinite potential, and readers quickly discover that there is
more to him than meets the eye when he is driven from his safe
hobbit hole and shoved into “a high setting” filled with elves,
trolls, wolves, eagles, and many other unknown forces of good and
evil.
When Thorin Oakenshield and the other dwarves commandeer
Bilbo’s house and assume that he will join their adventure, Bilbo
is entranced by their tales of dragons and gold and
…the hobbit [feels] the love
of beautiful things made by hands and by
cunning and by magic moving through him,
a fierce and a jealous love, the desire
of the hearts of dwarves. (Hobbit 15)
Jewels and gold are not listed among the items hobbits treasure
in the first chapter’s description, so this passage marks a
change in Bilbo that is attributed to the Took side of his
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nature. Bilbo’s Took inclinations are inherited from his
mother’s family that “…once in a while…would go and have
adventures,” though his mother had to give up her nomadic way of
life when she married Bungo, Bilbo’s father (3). Bilbo also gets
in touch with this part of himself when “… something Tookish
[wakes] up inside him, and he wishe[s] to go and see the great
mountains…” (15). When Thorin makes a careless remark that
those going on this adventure might never return, Bilbo shrieks
and falls “flat on the floor” while repeating “struck by
lightening” (17). Gandalf attributes Bilbo’s screech and
collapse to excitement and states that “he is one of the best,
one of the best—as fierce as a dragon in a pinch,” though readers
and the dwarves see no sign of this ferociousness until later in
the novel (17). After this panic-stricken episode, the dwarves
entertain doubts about Bilbo’s qualifications as burglar for
their mission. Gloin wonders, “Will he do, do you think? …He
looks more like a grocer than a burglar!” and readers are forced
to agree (18). Gloin’s concern is shared by the other dwarves,
but Gandalf sees something in Bilbo that even the hobbit does not
see and states that “There is a lot more in him than you guess,
Brewer 31
and a deal more than he has any idea of himself” (19). This
statement is validated by the time Bilbo completes his journey.
Once Bilbo leaves his comfortable hobbit hole, readers see
him grow and develop with each page they turn, for soon after
they begin the adventure Bilbo is forced to “go on and find out
all about that light, and what it is for…” when the dwarves and
Bilbo see a fire in the distance (34). Bilbo discovers trolls
around the fire, yet the cowardly hobbit “…pluck[s] up courage
and put[s] his little hand in William’s enormous pocket” (36).
He even keeps his composure when he is captured by the trolls and
threatened with being served as the main course of their next
meal! With each dangerous encounter on his adventure, Bilbo
evolves into a more worldly and savvy hobbit. The hobbit
experiences tremendous development when Dori drops and abandons
him in the tunnels where Gollum prowls, using his wits to
maximize his limited physical prowess that includes quickness,
quietness, and nimbleness in his first prolonged solo adventure.
When he follows Gollum toward the tunnel entrance, Bilbo uses
these newly honed skills thus: “He tremble[s]. And then quite
suddenly in another flash, as if lifted by a new strength and
Brewer 32
resolve, he leap[s]…seven feet forward and three in the air…”,
quite a leap for a hobbit (86). Leaps of seven feet are hardly
necessary in his hobbit hole, yet Bilbo has sharpened his innate
physical attributes to survive another monster that wants to eat
him and to contribute to the treasured mission of the dwarves.
Bilbo makes quite an impression when he magically reappears to
the dwarves, skulking past the dwarf guards with the assistance
of his new magic ring and announcing, “’And here’s the burglar!”
(93). Having survived on his own and gaining the ring to boost
his confidence, Bilbo begins to demonstrate leadership in the
group at this point. The hobbit is tested physically, mentally,
and emotionally as he runs, creeps, peers, and leaps through one
challenge after another on his adventure.
While the hobbit does mature in the early part of the
journey, his most astounding development occurs when he confronts
giant spiders in Mirkwood and gains his first kill, for Bilbo
“beat[s] the creature off with his hands… remember[s] his sword
and [draws] it out” to [stick] it [the spider] with his sword
right in the eyes”(155). This hobbit resembles Bull Roarer,
ancestor of Belladonna Took and The Hobbit’s version of Beowulf who
Brewer 33
was “so huge that he could ride a horse” much more than the Bilbo
Baggins of chapter one when he “[comes] at it before it [the
spider] could disappear” and takes the spider’s life (155). This
is the reader’s first encounter with the aggressive Bilbo that
attacks and kills enemies in battle. The narrator comments that
Somehow the killing of the giant spider, all
alone by himself in the dark without the help
of the wizard or the dwarves or of anyone
else, make a great difference to Mr. Baggins.
He felt a different person, and much fiercer
and bolder… (156)
Bilbo’s newfound courage does “make a great difference” and helps
carry him through conflicts with other enemies, including the
elves of Mirkwood and wolves, culminating in his showdown with
Smaug the dragon.
Tolkien comments that “…the presence (even if only on the
borders) of the terrible is, I believe, what gives this imagined
world its verisimilitude,” for a hero would be superfluous
without a monster (Monsters and the Critics 24). Beowulf’s
fictional universe and Tolkien’s Middle Earth are worlds of
Brewer 34
opposites: monsters and heroes; light and darkness; helplessness
and valor; and the list goes on. Beowulf’s monsters take the
forms of giants, sea monsters, Grendel, Grendel’s mother, and the
dragon that eventually kills him. According to Tolkien, This
explains how
the old monsters became images of the evil
spirit or spirits, or rather the evil spirits
entered into the monsters and took visible
shape in the hideous bodies of the… heathen
imagination. (22)
Beowulf and the other great heroes on the North battled monsters
that personified their versions of Satan and other evil spirits;
thereby, fighting for the souls of all humanity. All cultures
believe in the supernatural, and
Tolkien feels that the mention of the giants and their
war
with God, together with the two mentions of Cain are
especially important. (26)
because they are directly connected with Christian myths.
Ironically, this Christian link cannot “dissociate [the
Brewer 35
monsters] from the creatures of northern myth, the ever-watchful
foes of the gods (and men). This is where old myths and new
Christian ideas met” (26). Grendel is likened to Satan, the
first spiritual murderer who seeks to take over God’s throne, and
Cain, the original mortal murderer in the Genesis account of
mankind’s beginnings. His presence provides the link needed to
connect the Christianized Anglo-Saxon audience to the pagan
characters of the tale. The anonymous Beowulf poet presents a
picture of the perfect warrior’s life, their version of Eden
till that one [Grendel] began
crime to perpetrate,
a fiend in hell… (201-3)
Hrothgar builds Heorot, his meadhall that surpasses any
architectural structure known until that time, but Grendel
renders the structure useless when he begins his “fiendish”
attacks. Grendel possesses many supernatural powers, but those
abilities are attributed to his nature as a “fiend in hell”
(203). The anonymous poet does not give Grendel any misgivings
or repentance about his crimes, and one example occurs when
…after one night
Brewer 36
he again perpetrated
greater mortal harms,
and regretted not for,
his enmity and crime;
he was too firm in them (270-75)
Grendel, like Satan, has no regret for his crimes but continually
resolves to deliver more chaos, misery, and destruction.
As a sub-human creature, Grendel is reminiscent of monsters
of Northern mythology, but he also rings true with Christians
when the author links him to Satan and to Cain, son of Adam and
Eve. This cursed exile originates murder in The Bible’s Genesis
account of mankind’s origins and early history as Grendel spawns
the bloodbath at Herot. The Beowulf poet links Grendel to Cain
by referring to him as “the great traverser of the mark,” and
“the unbless’d man (206) (210), then explains that
…On Cain’s race
that death avenged
the eternal Lord,
for that he Abel slew… (213-16)
Brewer 37
This myth of the first murder is paralleled in Gollum’s murder of
Deagol in Tolkien’s mythology, for Deagol is Smeagol’s “brother”
in the sense that they are fellow-hobbits who inhabit the same
community. Grendel is presented as an heir of Cain and a
beneficiary of Cain’s punishment that
for he him far banish’d,
the Creator for that crime
from mankind. (218-221)
Like Cain, his forefather, Grendel is banished from human contact
because of Cain’s crimes that Grendel continues to perpetrate.
Smeagol is also banished, like Cain, as a result of his
fratricide. In “Beowulf: The Monsters and the Critics,” Tolkien
states that
The key to the fusion-point of imagination
that produced this poem lies, therefore, in
those very references to Cain which have
often been used as a stick to beat an ass…
(19)
Tolkien argues that, while other critics might see the biblical
references in Beowulf as inconsistent with the pagan story, they
Brewer 38
are necessary to link the pagan past to the Christian present of
the original Beowulf audiences.
Tolkien was fascinated with dragons in ancient folklore and
noted that killing a dragon was the “chief deed of the highest of
heroes [of the North]“(16). He also believed that dragons should
be
…a personification of malice, greed,
destruction (the evil side of heroic life),
and of the undiscriminating cruelty of
fortune that distinguished not good or bad
(the evil aspect of all life). (17)
The rewards of heroism include fame, wealth, and varying degrees
of power, along with the temptation to become arrogant, greedy,
and destructive. Tolkien saw dragons as personifications of this
danger. As agents of fate, dragons are not particular about
their victims, and whatever the story, characters who find
themselves in the path of a dragon usually die violent deaths.
Though Beowulf kills his dragon, the dragon also takes the hero’s
life. In The Hobbit, Bilbo and his friends also discover that “It
does not do to leave a live dragon out of your calculations, if
Brewer 39
you live near him” (217). While Tolkien enjoyed stories with
dragons representing fate, he was unimpressed with Beowulf’s
dragon. In his personal letters, Tolkien once wrote thus: “I
find ‘dragons’ a fascinating product of imagination. But I don’t
think the Beowulf one is frightfully good…” (134). The phrase,
“…a fascinating product of imagination,” implies that Tolkien
sees infinite potential for the development of dragons in
stories; however, the author clearly states that “…the Beowulf
one [is not] frightfully good” (134). Tolkien elevates Smaug,
his dragon, and gives him great intelligence and greed, not to
mention social and rhetorical skills, to go along with his
avarice, physical strength and terrorist inclinations. These
combined elements produce a first class villain that would
challenge any hero.
While Beowulf’s monsters eat their victims and terrify all
inhabitants of their land, Bilbo’s monsters are caricatures that
threaten but rarely follow through with serious physical harm to
individuals. William, Bert, and Tom, the trolls from whom Bilbo
tries to steal a purse, are huge and menacing, and he knows they
are “obviously trolls”… (34). This is obvious to Bilbo
Brewer 40
from the great heavy faces of them, and their
size, and the shape
of their legs, not to mention their language,
which was not drawing-room fashion at all, at
all. (34)
The inappropriate language employed by the trolls as they argue
over petty issues renders them childish and ignorant. At one
point they argue thus: “Shut up!” said they, “or we’ll never
have done” (40). This comment is answered with, “Shut up
yerself!” said Tom” and “You’re a booby,” said William” (40).
“Booby yerself!” said Tom (40). This exchange evokes memories of
the Three Stooges and their entertaining shenanigans that include
common dialect and slapstick comedy with physical humor; however,
the stooges have more intellect than these three clowns who “…
[fight] like dogs, and [call] one another all sorts of perfectly
true and applicable names in very loud voices” (37). The Hobbit’s
omniscient narrator enjoys these characters and has a great deal
of fun at their expense, but polite readers know how uncouth
these “gentlemen” are and make certain not to follow their
example in word or in deed.
Brewer 41
The spiders Bilbo faces in Mirkwood are menacing, for, like
Gollum, the eyes are their most distinguishing feature. The
hobbit says that “they have “’Insect eyes,’” he thought, “’not
animal eyes, only they are much too big’” (141). Small spiders
cause trauma for many, but the thought of giant spiders would
cause arachnophobia in most heroes of any culture. In addition,
Bilbo cannot see the spiders’ anatomy except their eyes, lending
a mysterious quality to these monsters of the dark, for “he could
only see the thing’s eyes, but he could feel its hairy legs as it
struggled to wind its abominable threads round and round him”
(155). The enemy unseen except the eyes, “the window of the
soul,” leaves its victim unsettled and panic-stricken, then Bilbo
discovers that “…it [is] trying to poison him to keep him quiet,
as small spiders do to flies…”(155). Nobody wants to feel like a
fly caught in a spider’s web, but the hobbit rises to the
occasion, killing the spider against impossible odds. Like
Gollum, the spiders also speak with “…thin creaking and hissing,”
lending an air of serpentine evil to the foes (157). In spite of
the great size advantage and their larger numbers, Bilbo attacks
the spiders in the style of David’s conflict with Goliath in
Brewer 42
Christian lore: he hits them with stones. While the hobbit has
no sling, he hurls stones at the spiders and hides in the
darkness of the forest, turning the tide as their invisible foe
and taunting them with a playground chant designed to distract
them from the dwarves. His ingenious plan works to save the
dwarves, and Bilbo grows in leadership with the group. Later he
saves the dwarves from the elves of Mirkwood, foes that are
usually of a good nature, with a brilliant plan and seals his
position as co-leader and guide of the mission in Gandalf’s
absence. In spite of his petite, rotund size, Bilbo becomes
quite the hero by the end of his tale.
In “Beowulf: The Monsters and the Critics,” Tolkien states
that “It is just because the main foes in Beowulf are inhuman that
the story is larger and more significant than this imaginary poem
of a great king’s fall (33). The same is true in Tolkien’s
mythology. He argues that instead of making the stories
unbelievable and ridiculous, the monsters add gravity and
significance to the tales, adding that “…the monsters are not an
inexplicable blunder of taste; they are essential, fundamentally
allied to the underlying ideas of the poem, which give it its
Brewer 43
lofty tone and high seriousness” (19). Bilbo and Beowulf share a
common identity as heroes and representatives of their respective
cultures, battling the monsters to save themselves and all
humankind.
The prince’s journey by prudent folk
Was little blamed, though they loved him
[Beowulf] dear;
They whetted the hero, and hailed good omens.
(202-204)
Bilbo, however, does not find support for his heroic endeavors in
his fellow hobbits because “…they never had any adventures or did
anything unexpected…” (2). Regardless of popular opinion in
their communities, Bilbo and Beowulf represent their cultures
when they journey into the unknown and risk their lives, questing
to help others. While Tolkien respects Beowulf as a beautiful
poetic work of art in his literary criticism of the poem, he
consciously created his literary heroes to be unique, for
Tolkien’s heroes rely on their wits instead of their swords.
This author clearly expected modern heroes to rise above the
greed and violence that motivated Beowulf and his contemporaries
Brewer 44
and reach a new pinnacle of heroism. Yes, Bilbo kills a spider
with his sword, but only when his life is endangered by the
spider spinning his webby silk around his legs and trying to
poison him (155). Critics agree that Tolkien’s personal
experience with war made a profound impact on his views regarding
war and violence, for the only other time Bilbo draws his sword
is to make light in the darkness when goblins are near (Grotta-
Kurska 73, Hobbit 69). Bilbo’s only concern with his armour is
to see himself in the mirror and delight in his fashionable
appearance (238). Both Beowulf and Bilbo grow from their
encounters with Grendel and Gollum, their doppelgängers that
embody their potential for evil, and the real triumph is the
hero’s triumph over his own base nature (Chance 62).
When asked why the circle is a universal component of myth
in The Power of Myth, Joseph Campbell replies that
…it’s experienced all the time—in the day, in
the year, in leaving home to go on your
adventure—hunting or whatever it may be—and
coming back home. (270)
Brewer 45
There and Back Again, The Hobbit’s subtitle, emphasizes this aspect of
Bilbo’s journey, and Tolkien once noted that “… we may remember
that the poet of Beowulf saw clearly: the wages of heroism is
death” (Monsters and the Critics 26). Like all great heroes,
Beowulf and Bilbo “…sacrifice [themselves] for something…”, and
they pay a great price for their leadership (Campbell 156).
Beowulf makes the ultimate sacrifice in his tale, and Campbell
states that “Many [mythical heroes] give their lives. But then
the myth also says that out of the given life comes a new life”
(165). On the other hand, Bilbo sacrifices his reputation, for
he began his story as “…a well to do hobbit” that “people
considered…very respectable…” (Hobbit 1-2), but after his
adventure, “…he was no longer quite respectable...”(302).
Campbell points out that the circle motif in mythology also
encompasses
… a deeper experience, too, the mystery of
the womb and the tomb. When people are
buried, it’s for rebirth. That’s the origin
of the burial idea. You put someone back
Brewer 46
into the womb of mother earth for rebirth.”
(270)
When Bilbo Baggins returns to Bag End, he literally goes “Back
Again” to the earth, for he returns to a cryptic hole in the
ground where he recovers from the discomfort of his adventure and
“…remain[s] very happy to the end of his days…”(302).
The significance of a myth is not easily to be penned on
paper by analytical reasoning. It is at its best when it is
presented by a poet who feels rather than makes explicit
what his theme portends; who presents it incarnate in the
world of history and geography. . . (The Monsters and the
Critics 15)
In The Hobbit and the entire canon of his fiction, Tolkien
demonstrates his belief that myth eludes dissection and
analytical reasoning. Instead, it favors presentation by an
insightful bard who feels his themes and presents them through
imagination and emotion, like the anonymous Beowulf poet, sub-
creating new worlds of possibility for readers.
Brewer 47
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Tolkien. New York: Ballantine, 1966.
Campbell, Joseph. The Hero With a Thousand Faces. New York: Anchor,
1991.
Carpenter, Humphrey. Tolkien: A Biography. New York: Ballantine,
1977.
Chance, Jane. Tolkien’s Art: A Mythology For England. Lexington, KY:
University of KY Press, 2001.
Flieger, Verlyn. Splintered Light: Logos and Language in Tolkien’s World. Kent
State University Press: Kent, 1983.
Grotta-Kurska, Daniel. J.R.R. Tolkien: Architect of Middle Earch. Warner:
Anderson, Indiana, 1977.
McLeod, William T., ed. Webster’s Dictionary of Modern English.
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Shippey, Tom. The Road to Middle-Earth: How J.R.R. Tolkien Created A New
Mythology. Houghton Mifflin: Boston, 2003.
Thorpe, Benjamin. Beowulf: Together With Widsith and The Fight at Finnesburg.
New York: Barron, 1962.
Brewer 48
Tolkien, J.R.R. “Beowulf: The Monsters and the Critics.” The
Monsters and the Critics and Other Essays. Christopher Tolkien, Ed.
HarperCollins: London, 1983.
Tolkien, J.R.R. The Hobbit or There and Back Again. Ballantine: New
York, 1982.
Tolkien, J.R.R. The Letters of J.R.R. Tolkien. Humphrey Carpenter, Ed.
Houghton Mifflin: Boston, 2000.
Vedder, Polly, ed. “Beowulf.” World Criticism: Supplement. Detroit:
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