SEC News Digest, July 20, 2001

SEC NEWS DIGEST

Issue 2001-i40July2O2001

COMMISSION ANNOUNCEMENTS

COMMISSION MEETINGS

Following is schedule of Commission meetings which will be conducted under provisions

of the Government in the Sunshine Act Meetings will be scheduled according to the

requirementsof agenda items under consideration

Open meetings will be held in the Commission Meeting Room Room 1C30 at the

Commissions headquarters building 450 Fifth Street N.W Washington D.C Visitors are

welcome at all open meetings insofar as space is availab Persons wishing to photograph

or videotape Commission meetings must obtain permission in advance from the Secretary of

the Commission Persons wishing to tape reord Commission meeting should notify the

Secretarys office 48 hours in advance of the nting

Any member of the public who requires auxiliaryaids such as sign language interpreter or

material on tape to attend public meeting should contact Rochelle Franks Office of

Administrative and Personnel Management to make arrangementsMs Franks can be

reached at TTY number 202 942-9558 if yo are calling from non-TTY number please

call the Relay Service at 1-800-877-8339

CLOSED MEETIi MONDAY JULY 23 2001 300 P.M

The subject matter of the closed meeting scheduled for Monday July 23 2001 will be

Institution and settlement of injunctiveactions and Institution and settlement of

administrative proceedingsof an enforcement nature

CLOSED MEETING WEDNESDAYS JULY 25 20j 1100 A.M

The subject matter of the closed meeting scheduled for Wednesday July 25 2001 will

be Institution and settlement of injunctiveactions and Institution and settlement of

administrative proceedings of an enforcement nature

OPEN MEETING THURSDAY JULY26 2001 200 P.M

The subject matter of the open meeting scheduled for Thursday July 26 200L will be

The Commission will hear oral argument on an appeal by

IMS/CPAs Associates IMS registered investment adviser as

well as Vernon Hall Stanley Hargrave and Jerome

Vernazza contr9l persons of IMS

The law judge found that IMS willfully violated the antifraud and

reporting provisions of the federal securities laws by making

material misrepresentations and related omissions to clients in

connection with recommending investments in which IMS had

financial interest The law judge suspended IMSs and Vernazzas

investment adviser registrationsfor six months suspended Hall

Hargrave and Vernazza from being associated with an investment

adviser for six months ordered thcm to cease and desist from

future similar violations and order them to disgorge $75032.78

minus the amount Vernazza previously refunded to clients plus

interest from August 1996

Among the issues likely to be argued aie

whether IMS materially misled customers to whom they were

recommending investments in PPF funds regarding Respondents

arrangement with World and PPF funds in violation of the securities laws

and

whether the sanctions imposed by the law judge are appropriate

For further information contact Joan McCarthy at 202 942-0950

CLOSED MEETING THURSDAY JULY 26 2001 300 P.M

The subject matter of the closed meeting scheduled for Thursday July 26 2001 will be

Post argument discussion

At times changes in Commission priorities require alterations in the scheduling of

meeting items For further information and to ascertain what if any matters have been

added deleted or postponed please contact The Office of the Secretary at 202 942-

7070

RULES AND RELATED MATTERS

NEWS DIGEST July 20 2001

DIVISION OF CORPORATION FINANCE ISSUES PROXY TENDER OFFER AND

GOING-PRIVATE INTERPRETATIONS

The Division of Corporation Finance has published additional interpretations of the rules

relating to mergers acquisitions and cross-border offers as well as other interpretations

involving the proxy tender offer and going-private rules under the Securities Exchange

Act of 1934 The new interpretations have been added to the Third Supplement to the

Divisions Manual of Publicly Available Telephone Interpretations originally issued in

July 2000 The new interpretations some of which replace interpretationsissued in July

2000 are marked This document is available on the Commissions website at

www sec.gov/interps/telephone/phonesupplement3 htm FOR FURTHER INFORM

TION CONTACT Dennis Garris Office of Mergers Acquisitions Division of

Corporation Finance at 202 942-2920 For questions regarding the financial statements

interpretations contact Joel Levine Office of the Chief Accountant Division of

Corporation Finance at 202 942-2960

ENFORCEMENT PROCEEDINGS

ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST ELLSWORTH MCLAWS

AND ALAN CLAGG

The Commission announced that it issued an Order Instituting Proceedings Pursuant to

Section 15b of the Securities Exchange Act of 1934 againstEllsworth Wayne McLaws

and Alan Clagg

In the Order the Division of Enforcement aleges that from 1997 through March 1999

McLaws and Clagg were acting as unregistered brokers and on January 12 2001

McLaws and Clagg were enjoined from violations of Sections 5a 5c and 17a of the

Securities Act of 1933 and Sections 10b and 15a of the Exchange Act of 1934 and Rule

Ob-5 thereunder by the U.S District Court for the Northern District of Texas Dallas

Division Cook et al 3-99-CV-0571-X Prior to entering permanent injunctions

against McLaws and Clagg the Court granted the Commissions motion for summary

judgment against both defendants The Commissions Complaint alleged that McLaws

Clagg and others raised more than $30 million through the offer and sale of unregistered

securities in nonexistent prime bank trading program The Complaint alleged that

investment funds were misappropriated for personal and unauthorized uses such as

making Ponzi payments Rel 34-44577 File No 3-1053

SEC BARS STEPHEN DONAHUE FROM ASSOCIATING WITH ANY BROKERDEALER OR INVESTMENT ADVISER

The Commission announced that on July 19 the Commission simultaneously instituted

and settled administrative proceedings against Stephen Donahue of Cincinnati Ohio


pursuant to Section 15b of the Securities Exchange Act of 1934 and Section 203f of

the Investment Advisers Act Donahue agreed to be permanently barred from association

with any broker dealer or investment adviser Donahue age 52 was the president

registered representative and an associated personof Donahue Securities Inc

Cincinnati broker-dealer and investment adviser and SG Donahue Company Inc

Cincinnati investment adviser On February 26 2001 the United States District Court

for the Southern District of Ohio entered an Order pursuant to Donahues consent and

without admitting or denying the Commissions allegations permanently enjoining

Donahue from further violating Section 17a of the Securities Act of 1933 Section 10b

of the Securities Exchange Act of 1934 and Rule lob-S thereunder and aiding and

abetting violations of Section 15c of the Securities Exchange Act of 1934 and Rule

15c thereunder freezing Donahues assets prohibiting Donahue from destroying any

records and ordering Donahue to pay disgorgement and civil penalties in an amount to be

determined in separate hearing

The Commissions complaint filed on February 26 2001 alleged that Donahue engaged

in 12-year scheme to misappropriate at least $6 million from approximately 200 to 250

brokerage clients The complaint further alleged that Donahue represented he would

invest clients funds in two funds paying interest ranging from 5% to 6% however

neither fund existed and instead of investing the client funds Donahue deposited the

client funds in an account controlled by Donahue and used the funds to pay both business

and personal expenses including paying Donahues personal taxes and buying

condominium in Florida For further information see LR-16909 SEC Donahue and

Donahue Securities Inc S.D Ohio Western Division at Cincinnati Civil Action No

1-01-116 Rel 34-44578 3-10536

ORDERS OF PERMANENT INJUNCTION ENTERED AGAINST ACCELR8

TECHNOLOGY CORPORATION THOMAS GEIMER HARRY FLEURY AND

JAMES GODKIN

The Commission announced today that on July 12 the Honorable Wiley Daniel of the

United States District Court for the District of Colorado entered orders of permanent

injunction against Accelr8 Technology Corporation Thomas Geimer Harry Fleury

and James Godkin The defendants consented to the entry of the orders without admitting

or denying the allegations of the Commissions complaint The injunctions among other

things prohibit the defendants from making or aiding and abetting the making of false

filings with the Commission The Commissions complaint alleged among other things

that Accelr8 made misleading statements about the capabilitiesof its Year 2000 software

and filed false financial statements in certain of its annual and quarterly reports with the

Commission in 1997 and 1998 Accelr8 has its headquarters in Denver Colorado and the

individual defendants reside in the Denver area Geimer is Accelr8s Chief Executive

Officer Fleury is the companys President and Godkin prepared Accelr8s financial

statements The individual defendants were ordered to pay penalties totaling $105000


Spcifica1lyAccelr8 was permanently enjoined from violating Sections 13a and

13 b2 of the Securities Exchange Act of 1934 Exchange Act and Rules 2b-20 13

and 13a-13 thereuner Thomas Geimer was permanently enjoined from violating

Sectin 13b of the Exchange Act and Rules 13b2-1 and 13b2-2 thereunder and aiding

and abetting violations of Section 13a of the Exchange Act and Rules 12b-20 13a-1

13a-13 thereunder He was ordered to pay civil penalty of $65000 James Godkin was

permanently enjoined from violations of Section 13b of the Exchange Act and Rules

13b2-1 and 13b2-2 thereunder and aiding and abetting violations of Section 13a of the

Exchange Act and Rules 12b-20 13a-1 and 13a-13 thereunder He was ordered to pay

civil penalty of $2000P Harry Fleury was permanently enjoined from violations of

Section 13a of the Exchange Act and Rules 12b-20 13a-1 and 13a-13 thereunder He

was ordered to pay civil penalty of $20000 The orders dismiss with prejudice the

Commissions allegationsthat the defendants violated the anti-fraud provisions of Section

10b of the Exchange Act Accelr8 Technology Corp et al Civ Action No

99-D-2203 Cob LR-17072

COURT HOLDS DONALD WALLACE IN CONTEMPT FOR FAILURE TO SATiSFY

JUDGMENT 1T FAVOR OF SEC

The Commission announced today that on July 12 Judge Colleen Kollar-Kotelly of the

United States District Court for the District of Columbia issued an Order in SEC

Kenton Capital Ltd et al holding Donald Wallace Wallace in civil contempt for his

failure to satisfy judgment the Commission had obtained in its favor on September 30

1998 The July 12 2001 Order requires Wallace within thirty days of the date of the

order to either pay disgorgement in the amount of $265245.10 plus prejudgment

interest in the amount of $86665.83 and post judgment interest and civil penalty in the

amount of $1.2 million or enter into an alternate payment plan that is acceptable to the

Commission and the Court Should Wallace fail to satisfy either of these options the

Courts order states that it will issue bench warrant for his arrest and he will remain

incarcerated until such time as the Court determines that he has fully complied with all

provisions of the Courts orders

The securities fraud in the underlying case stemmed from prime bank fraud perpetrated

through Kenton Capital Ltd an entity incorporated in the Cayman Islands and of which

Wallace was President As is typicalin prime bank frauds Wallace promised investors

that they would receive large returns with no effort on their part with no risk to their

principal and that repayment of their principalwas guaranteed The Commission

obtained second judgment against Wallace on July 24 2000 in SEC Wallace et al

Civ No 99-0120 D.D.C This second securities fraud case also stemmed from prime

bank fraud Wallace has also failed to satisfy the judgment in SEC Wallace and

motion for contempt filed by the Commission is pending in that case For more

information about prime bank frauds visit the SECs website at

html Kenton Capital Ltd et

al Case No 95CV00829 D.D.C LR-17073


SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

proposed rule change SR-PCX-2001-21 filed by the Pacific Exchange proposing

changes to certain Exchange fees has become effective under Section 19b3A of the

Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal

Register during the week of July 23 Rel 34-44571

APPROVAL OF PROPOSED RULE CHANGE

The Commission approved proposed rule change SR-NASD-2001-21 filed by the

National Association of Securities Dealers relating to the Arbitration Rules Rel 34-

44573

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities

Act of 1933 The reported information appears as follows Form Name Address and

Phone Number if available of the issuer of the security Title and the number and/or

face amount of the securities being offered Name of the managing underwriter or

depositor if applicable File number and date filed Assigned Branch and designation

if the statement is New Issue

Registration statements may be obtained in person or by writing to the Commissions Public

Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following

mail box address publicinfosec.gov In most cases this information is also available

on the Commissions website www.sec.gov

S-8 INCO LTD ROYAL TRUST TOWER 145 KING ST STE 1500

TORONTO ONTARIO CAN A6 M5H 416 3617511 6000000 $102180000FOREIGN COMMON STOCK FILE 333-13714 JUL 11 BR

F-i HDFC BANK LTD SANDOZ HOUSE DR ANNIE BESANT RDWORLI MUMBAI 400 018 INDIA 91224951616 MUMBAI K7 00000 912 2495161

$172500 FOREIGN COMMON STOCK FILE 333-13718 JUL 12 BR


S-8 PRICELINE COM INC 800 CONNECTICUT AyE NORWALK CT 06854 203 705-

3000

10000000 $78000000 COMMON STOCK FILE 33365034 JUL 13

BR

S-8 FPB FINANCIAL CORP 300 MORRIS ST HAI4OND LA 70403 504 345-

1880

33135 $358301.26 COMMON STOCK FILE 3365036 JUL 13 BR

S-8 ITC DELTACOM INC 1791 SKINNER DRIVE WEST POINT GA 31833

706 6453880 4000000 $1540C000 COMMON STOCK FILE 333-65038

JUL 13 BR

S-8 PNC FINANCIAL SERVICES GROUP INC ONE PNC PLAZA 249 FIFTH AyE

PITTSBURGH PA 15265 412 7621553 117000000 $117000000

OTHER SECURITIES INCLUDING VOTING TRUST FILE 333-65040 JUL 13

BR

S-8 PNC FINANCIAL SERVICES GROUP INC ONE PNC PLAZA 249 FIFTH AyE

PITTSBURGH PA 15265 412 7621553 5000000 $312350000

COMMON STOCK FILE 333-65042 JUL 13 BR

S-8 BOTTOMLINE TECHNOLOGIES INC IDE 155 FLEET ST PORTSMOUTH NH 03801

603 436-0700 1619992 $6884966 COMMON STOCK FILE 333-65044

JUL 13 BR

S-8 TASER INTERNATIONAL INC 7860 EAST MCLAIN DR SUITE SCOTTSDALE

AZ

85260 480 9052000 689364 $3682308.70 COMMON STOCK FILE

33365046 JUL 13 BR

S-i MMCA AUTO RECEIVABLES TRUST 6363 KATELLA AyE CYPRESS CA 90630

714 2361614 1000000 $1000000 STRAIGHT BONDS FILE 333-

65052JUL 13 BR

S-4 TOUCH AMERICA HOLDINGS INC 130 MAIN ST BUTTE MT 59701

406 497-5100 107132544 $1107750504.96 COMMON STOCK 580389

$55495744.75 PREFERRED STOCK FILE 333-65058 JUL 13 BR 37

NEW ISSUE

S-8 SPRINGS INDUSTRIES INC 205 WHITE ST FORT MILL SC 29715

803 5471500 12000000 $12 000 000

OTHER SECURITIES INCLUDING VOTING TRUST FILE 333-65060 JUL 13

BR

S3 MAYTAG CORP 403 4TH ST NEWTON IA 50208 515 7928000

500000$14600000 COMMON STOCK FILE 33365062 JUL 13 BR


S-8 SONICBLUE INC 2841 MISSION COLIECE BLVD1 SANTA CLARA CA 95054

408 5888000 929673 $6007541.83 COMMON STOCK FILE 33365064

JUL 13 BR

SB-2 BANCORPOPATION INC 401 MALL BLVD1 STE biB SAVANNAH GA

31406

912 3030407 1500000 $15000000 COIVIIVION STOCK FILE 33365066

JUL 13 BR NEW ISSUE

S4 DEERE CO ONE JOHN DEERE PLACE MOLINE IL 61265 309 765-8000

3459742 $123443594.60 COMMON STOCK FILE 33365070 JUL 13

BR

S-8 OSI PHARMACEUTICALS INC 106 CHARLES LINDBERGH BLVD UNIONDALE NY

11553

516 2220023 227000 $10168042.83 COMMON STOCK FILE 333

65072

JUL 13 BR

S-8 ELVA INTERNATIONAL INC 383 DIABLO ROAD SUITE 100 DANVILLE CA

94526

56L 6596530 800000 $848000 COMMON STOCK FILE 33365076

JUL 13 BR

S-8 STORAGE TECHNOLOGY CORP ONE STORAGETEK DRIVE LOUISVILLE CO 80028

303 6735151 3000000 $33417750 COMMON STOCK FILE 33365078

JUL 13 BR

5-1 MERICAN ENTERPRISE MVA ACCOUNT 80 EIGHT STREET MINNEAPOLIS MN

55440 800 3333437 350000000 $350000000 VARIABLE ANNUITY

ISSUES

FILE 33365080 JUL 13 BR 20

S-4 ANADARKO FINANCE CO 17001 NORTHCHASE DRIVE HOUSTON TX 77060

281 8751101 1900000000 $1 P50 000 000

FOREIGN GOVERNMENT AND AGENCY DEBT FILE 333-65082 JUL 13 BRNEW ISSUE

S-8 NMS COMMUNICATIONS CORE 100 CROSSING BLVD FR.A.NINGHAM MA 01702

508 6501300 500000 $2590000 COMMON STOCK FILE 33365084

JUL 13 BR

S-4 AGCO CORP /DE 4205 RIVER GREEN PKWAY DULUTH GA 30096 770 813-

9200

250000000 $250000000 STRAIGHT BONDS FILE 33365086 JUL

13BR

S-8 FASTNET CORP TWO COURTNEY PLACE STE 130 3864 COURTNEY ST

BETHLEHEMPA 18017 610 2666700 1000000 $90500 COMMON STOCK FILE

33365088 JUL 13 BR


s-3 FULLNET COMMUNICATIONS INC 200 HARVEY SUITE 1704 OKLAHOMA

CITY OK

73102 405 2320958 6623638 $4636547 COMMON STOCK FILE

33365090 JUL 13 BR

S-8 SAFEGUARD SCIENTIFICS INC ET AL 435 DEVON PARK DR

800 THE SAFEGUARD BLDG WAYNE PA 19087 610 2930600 1200000

$6167099 COMMON STOCK FILE 33365092 JUL 13 BR

5-4 CHARTER COIVII4UNICATIONS HOLDINGS LLC 12444 POWERSCOURT DRIVE SUITE

400ST LOUIS MO 63131 314 9650555 1943000000 $1510543787

STRAIGHT BONDS FILE 333-65094 JUL 13 BR

S-8 UNITED PARCEL SERVICE INC 55 GLENLAKE PARKWAY NE

55 GLENLAKE PARKWAY NE ATLANTA GA 30328 404 8286000 597587

$34181976.40 COMMON STOCK FILE 333-65096 JUL 13 BR

S-8 FASTNET CORP TWO COURTNEY PLACE STE 130 3864 COURTNEY ST

BETHLEHEMPA 18017 510 2666700 400000 $362000 COMMON STOCK FILE

33365098 JUL 13 BR

S-8 INTERNATIONAL ENVIRONMENTAL MANAGEMENT INr 5801 WILEY ST

HOLLYWOOD FL

33020 954 9613033 2000000 $820000 COMMON STOCK FILE 333-

65100JUL 13 BR

S-3 COX COIvllIUNICATIONS INC /DE/ 1400 LAKE HEARN DR NE ATLANTA GA

30319

404 8435000 FILE 33365102 JUL 13 BR

SB-2 UNIVERSAL MEDIA HOLDINGS INC 540 NORTH AVENUE SUITE 3C UNION NJ

07083 631 8639898 53125000 $531250 COMMON STOCK FILE

33365104 JUL 13 BR

S-8 SIMPLEX SOLUTIONS INC 521 ALMANOR AVENUE SUNNYVALE CA 94085

408 617-6100 5127071 $76082556.59 COMMON STOCK FILE 333-

65106JUL 13 BR

SB-2 DAKOTA MINING EXPLORATION LTD 601 WEST BROADWAY SUITE U13

V5Z4C2VANCOUVER BC 604 8799001 1201 COMMON STOCK FILE 333-65108

JUL 13 NEW ISSUE

S-3 CROSSMANN COMMUNITIES INC 9202 MERIDIAN ST STE 300

INDIANAPOLIS IN

46260 317 843-9514 400000 $16624000 COMMON STOCK FILE

33365110 JUL 13 BR

S-3 INTRAWARE INC 25 ORINDA WAY ORINDA CA 94563 925 446-8729

7480206 $9649466 COMMON STOCK FILE 333-65112 JUL 13 BR


S-B CADENCE DESIGN SYSTEMS INC 2655 SEELY ROAD BLDG SAN JOSE CA

95134


JUL 13 BR

S-8 EON TON STORES INC 2801 MARKET ST YORK PA 17402 717 757-7660

900000 $2583000 COMMON STOCK FILE 33365120 JUL 13 BR

F-3 EXFO ELECTRO OPTICAL ENGINEERING INC 485 GODIN AVENUE

VANIER QUEBEC CANADA G1M 3G7 418 6830211 6488816

$92303407 .60

FOREIGN COMMON STOCK FILE 333-65122 JUL 13 BR

S-4 FIBERMARK INC 161 WELLINGTON RD PD BOX 498 BRATTLEBORO VT 05302

802 2575974 230000000 $230uOO000 STRAIGHT BONDS FILE

33365124 JUL 13 BR

S-B AMERICAN FIRE RETARDANT CORE 9337 BOND AVENUE 806-479-0449 EL

CAJONCA 92012 619 39068 300000 $72000 COMMON STOCK FILE 333-

65 12

JUL 13 BR

S-B TTR TECHNOLOGIES INC 1841 BROADWAY NEW YORK NY 10023 011 979-

9766


S-B BUCA INC /MN 1300 NICOLLET MALL SUITE 3043 MINNEAPOLIS MN 55403

612 2882382 500000 $9660000 COMMON STOCK FILE 333-65130

JUL 13 BR

S-B TTR TECHNOLOGIES INC 1841 BROADWAY NEW YORK NY 10023 011 979-

9766

2000000 $12020000 COMMON SflK FILE 333-65132 JUL 13

BR

S-3 NACCO INDUSTRIES INC 5875 LANDERBROOK DR HAYFIELD HEIGHTS OH

44124


JUL 13 BR

S-3 WEATHERFORD INTERNATIONAL INC /NEW/ 515 POST OAK BLVD SUITE 600

HOUSTON TX 77027 713 2978400 358999 $15006158.20 COMMON

STOCKFILE 33365136 JUL 13 BR

S-3 APPLIED DIGITAL SOLUTIONS INC 400 ROYAL PALM WAY SUITE 410

PALM BEACH FL 33480 561 3664800 13794718 $4000468 COMMON

STOCKFILE 33365140 JUL 13 BR

10 NEWS DIGEST July 20 2001

5-3 MILLS CORP 1300 WILSON BLVD STE 400 ARLINGTON VA 22209

703 5265000 $300000000 COMMON STOCK FILE 33365142 JUL 13

BR

S-2 MERCANTILE BANK CORP 42 DEER RUN DRIVE ADA MI 49301 616 676-

0201


SB2 NEOMEDIA TECHNOLOGIES INC 2201 SECOND ST STE 600 STE 600 FORT

MYERSFL 33901 630 3554404 2744399 $6065121.79 COMMON STOCK

FILE333-65146 JUL 13 BR

S-8 VERTICAL COMPUTER SYSTEMS INC 6336 WILSHIRE BLVD LOS ANGELES CA

90048

323 65.84211 71763689 $2447563.86 COMMON STOCK FILE 333

65 14

JUL 13 BR

SB2 GUMP CO INC 192 SEARIDGE CT SHELL BEACH CA 93449 805 773-5350

1000000 $100000 COMMON STOCK FILE 333-65150 JUL 13 BR

S3 STILWELL FINANCIAL INC 920 MAIN STREET 21ST FLOOR KANSAS CITY MO

64105 816 2182400 930709000 $705012067.50 STRAIGHT BONDS

FILE 33365152 JUL 13 BR

F-3 FRONTLINE LTD PC BOX HM 1593 MERCURY HOUSE 101 FRONT STREET

HAMILTON EM GX BERMU DO 809 2957259 1136254593

$1 136 254 593FOREIGN GOVERNMENT AND AGENCY DEBT FILE 333-65154 JUL 13 BR

S-4 ZIONS EANCORPORATION /UT/ ONE SOUTH MAIN STREET SUITE 1380

SALT LAKE CITY UT 84111 801 5244787 200000000 $200000000

FLOATING R-TE NOTES FILE 333-65156 JUL 13 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Item Changes in Control of Registrant

Item Acquisition or Disposition of Assets

Item Bankruptcy or Receivership

Item Changes in Registrants Certifying Accountant

Item Other Materially Important Events

Item Resignations of Registrants Directors

Item Financial Statements and Exhibits

Item Change in Fiscal Year

Item Regulation FD Disclosure


The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

previously filed responding to the items of the form specified 8-K reports may be obtained in person

or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington DC20549 or at the following e-mail box address publicinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov

NAME OF ISSUER

STATE

CODE

8K ITEM NO123456789 DATE COHNENT

ACE SECURITIES CORP RV MARINE TRU

ST 2001-RV1

ADVANCED FINANCIAL INC

ADVANCED MICRO DEVICES INC

AEARO CORP

AEROVOX INC

AFFILIATED COMPUTER SERVICES INC

AIRTRAN HOLDINGS INC

ALLETE INC

ALLIANCE DATA SYSTEMS CORP

ALLIED PRODUCTS CORP IDEALLIED RISER COMMUNICATIONS CORP

ALPHABMAALTEON INC IDE

AMEDISYS INC

AMERI-FIRST FINANCIAL GROUP INC

AMERICAN ACCESS TECHNOLOGIES INC

AMERICAN AIRLINES INC

AMERICAN EXPRESS CO

AMERICAN HONDA RECEIVABLES CORP

AMERICAN HONDA RECEIVABLES CORP

AMERICAN MANAGEMENT SYSTEMS INC

AMR CORP

ANTIGENICS INC IDEAPPLIED EXTRUSION TECHNOLOGIES INC

DE

DE 07/10/01

07/13/01

07/12/01

07/19/01

07/05/01

07/19/01

07/17/01

07/19/01

07/18/01

07/13/01

07/18/01

07/11/01

07/09/01

07/19/01

02/02/01 AMEND

07/02/01

07/18/01

07/18/01

07/17/01

07/19/01

07/17/01

07/18/01

07/13/01

06/19/01 AMEND

07/19/01

07/16/01

07/16/01

.X 07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/16/01

07/03/01

07/13/01

DE

DE

DE

DE

DE

NV

DE

DE

DE

DE

DE

DE

DE

FL

DE

NY

CA

CA

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

ARBITRON

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

ARCADIA RECEIVABLES

AROS CORP

ASHFORD COM INC

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

FINANCE

CORP

CORP

CORP

CORP

CORP

CORP

CORP

CORP

CORP

CORP

CORP

CORP

CORP

CORP


NP OF ISSUER

ASSET BACKED SEC CORP HOME EQUITY

OAN TR 2001-HE1

ASSOCIATES CREDIT CARD MASTER NOTE

TRUST

ASSOCIATES CREDIT CARD RECEIVABLES

CORP

ATT CORP

AZUL HOLDINGS INC

BANCWEST CORP/HI

BANK ONE CORP

BAY VIEW SECURITIZATION CORP

BEAR STEARNS COIVYIERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COIvll4ERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COI0IERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS COITh4ERCIAL MORTGAGE SE

CURITIES INC

BEAR STEARNS DEPOSITOR INC

BEAR STEARNS DEPOSITOR INC

BECTON DICKINSON CO

BENTON OIL GAS CO

BERGEN BRUNSWIG CORP

BEST BUY CO INC

BICO INC/PA

BIOSITE DIAGNOSTICS INC

BOSTON PROPERTIES INC

BROADCOM CORP

BROWN FORMAN CORP

ROBINSON WORtDWIDE INC

CABLETRON SYSTEMS INC

CABLETRON SYSTEMS INC

CANARGO ENERGY CORP

CAPITAL ONE FINANCIAL CORP

CARBIDE GRAPI-IITE GROUP INC /DE/

CARTER HOLDINGS INC

CARTER WILLIAM CO /GA/

CCC GLOBALCOM CORP

CENDANT CORP

CENDANT CORP

CENTRAL PARKING CORP

CENTRAL VALLEY COIVUVIUNITY BANCORP

CENTRUM INDUSTRIES INC

CERIDIAN CORP /DE/

CHAMPION ENTERPRISES INC

CHASE MANHATTAN AUTO OWNER TRUST 20

01

CHESHIRE DISTRIBUTORS INC

CHITTENDEN CORP /VT/

CHROMATICS COLOR SCIENCES INTERNATI

ONAL INC

STATE

CODE

8K ITEM NO123456789 DATE CO4ENT

DE 07/16/01

06/30/01

06/30/01

07/18/01

03/31/01

07/19/01

07/17/01

07/16/01

07/01/01

07/01/01

DE 07/16/01

DE 07/16/01

07/10/01

07/12/01

07/18/01

07/17/01

07/17/01

07/13/01

07/16/01

07/18/01

07/18/01

07/18/01

07/31/01

07/17/01

07/18/01

07/19/01

07/04/01

06/30/01

07/18/01

07/12/01

07/12/01

04/05/01 AMEND

07/18/01

07/19/01

07/17/01

07/16/01

06/19/01 AMEND

07/18/01

07/18/01

07/19/01

07/09/01

07/19/01

07/03/01

DE

NY

DE

DE

DE

DE

DE

DE

NJ

DE

NJ

MN

PA

DE

DE

CA

DE

DE

DE

DE

DE

VA

DE

MA

NV

DE

DE

TN

CA

DE

DE

MI

DE

DE

VT

NY

xx


NPME OF ISSUER

STATE 8K ITEM NOCODE DATE COMMENT

CHROMCRAFT REVINTON INC

CINEMPLSTAR LUXURY THEATERS INC

CITADEL HOLDING CORP

CITICORP

CITY NATIONAL CORP

COAST DENTAL SERVICES INC

COAST FEDERAL LITIGATION CONTINGENT

PAYMENT RIGHTS TRUST

COMMERCIAL MORTGAGE PASS THROUGH SE

2001CK3COMMONWEALTH BANCORP INC

COMMUNITY BANK SHARES OF INDIANA IN

CONCORD EFS INC

CONTINENTAL RESOURCES INC

COOPERATIVE BANKSHARES INC

CORNERSTONE REALTY INCOME TRUST INC

COVISTA COMMUNICATIONS INC

CRAIG CORP

CREDIT SUISSE FIr BO SEC COR CSFE

ORT PS TH CRT SER 2001-11

CROSS MEDIA MARKETING CORP

CROSSMANN COMMUNITIES INC

CROWN MEDIA HOLDINGS INC

DANA CORP

DELTA FUNDING CORP HOME EQUITY LOAN

ASSET BK CERT SER 2001-1

DEUTSCHE RECREATIONAL ASSET FUNDING

CORP

DIABETEX INTERNATIONAL CORP

DIME BANCORP INC

DISCOVER CARD MASTER TRUST

DISCOVER CARD MASTER TRUST

DYNAMIC I-T INC

E-MEDSOFT COM

ELECTRONIC CLEARING HOUSE INC

EMERITUS CORP\WA\

ENVIRO RECOVERY INC

EOP OPERATING LTD PARTNERSHIP

EQUITY OFFICE PROPERTIES TRUST

EQUITYALERT COM INC

ET VOILA EUROPEAN CAFES INC

EXPEDIA INC

FAPMSTEAD TELEPHONE GROUP INC

FIRST ALLIANCE CORP IDEFIRST FINANCIAL HOLDINGS INC /DE/

FIRST MIDWEST BANCORP INC

FIRST TEAM SPORTS INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FLEET HOME EQUITY LOAN CORP

FLEETBOSTON FINANCIAL CORP

07/17/01

02/19/01

07/18/01

07/16/01

07/17/01

07/16/01

07/18/01

DE 07/17/01

07/17/01

06/30/01

07/18/01

07/09/01

07/18/01

07/18/01 AMEND

07/17/01

07/18/01

07/18/01

07/18/01

07/16/01

07/17/01

07/iS/DL

07/16/01

NV 06/30/01

03/01/ 01

07/18/01

07/18/01

07/i9OI07/19/01

07/16/01

06/16/01

06/06/01

07/18/01

07/18/01

07/18/01

09/30/01

06/20/01

07/16/01

07/18/01

07/17/01

07/19/01

07/19/01

07/16/01

07/01/01

07 20/01

07/80i

DE

CA

DE

DE

DE

DE

DE

PA

IN

DE

OK

NC

VANJ

DE

DE

DE

IN

DE

VA

NY

NV

DE

DE

DE

CO

NV

NV

WA

DE

MD

NV

NV

WADE

DE

DE

DE

NC

DE

RI


NPNE OF ISSUER

STATE

CODE

8K ITEM NO12345678 DATE COMMENT

FLORIDA ROCK INDUSTRIES INC

FLUSHING FINANCIAL CORP

FOAMEX CAPITAL CORP

FOAMEX INTERNATIONAL INC

FOAMEX

FORD MOTOR CO

FORD MOTOR CREDIT CO

FORTUNE BRANDS INC

FUNDTECH LTD

F2 BROADCAST NETWORK INC

GL REALTY CORP

GENERAL SEMICONDUCTOR INC

GEORGIA PACIFIC CORP

GERALD STEVENS INC/

GIGA INFORMATION GROUP INC

GLOBAL PAYMENTS INC

GLOBALNET INC

GLOBALNET INC

GMAC COMMERCIAL MORT SEC INC MORT

AS THR CER SER 2001-Cl

GMPLC COMMERCIAL MORTGAGE SECURITIES

INC

GRAND COURT LIFESTYLES INC

GREATER BAY BANCORP

GS MORTGAGE SEC CORP II COMM MORT

THRO CERT SER 1997-GL1

HARRAHS ENTERTAINMENT INC

HELLER FINANCIAL INC

HOME PRODUCTS INTERNATIONAL INC

HOUSEHOLD INTERNATIONAL INC

HUNTINGTON BANCSHARES INC/MD

IBIS TECHNOLOGY CORP

ICN PHARMACEUTICALS INC

IL FORNAIO AMERICA CORP

ILLUMINET HOLDINGS INC

INDIVIDUAL INVESTOR GROUP INC

INNES STREET FINANCIAL CORP

INSIGHTFUL CORP

INTEGRA BANK CORP

INTEGRATED INFORMATION SYSTEMS INC

INTEGRATED MEASUREMENT SYSTEMS INC

/OR/

INTEL CORP

INTERMI-JNE INC

INTERNATIONAL BUSINESS MACHINES COR

INTERNATIONAL LEASE FINANCE CORP

INTERNATIONAL MERCANTILE CORP

INTERNATIONAL WIRE GROUP INC

12 TECHNOLOGIES INC

JCC HOLDING CO

JOHNSON CONTROLS INC

07/11/01

07/18/01

07/19/01

07/19/01

07/19/01

07/18/01

07/18/01

07/19/01

07/19/01

06/28/01

07/19/01

06/15/01

07/19/01

06/20/01

07/18/01

07/18/01

07/09/01

07/17/01

07/16/ 01

07/01/01

07/02/01

07/17/01

07/01/01

07/18/01

07/17/01

07/06/01

06/30/01

07/17/01

07/18/01

07/18/01

07/17/01

07/19/01

07/09/01

07/16/01

07/16/01

07/18/01

07/10/01

07/18/01

07/17/01

07/18/01

07/18/01

07/17/01

07/19/01

07/16/01

07/18/01

07/17/01

07/18/01

AMEND

AMEND

AMEND

FL

DE

DE

DE

DE

DE

DE

DE

NV

MD

DE

GA

FL

DE

GA

NVNV

NY

DE

DE

CA

DE

DE

DE

DE

DE

MD

MADE

DE

DE

DE

NC

DE

IN

DE

OR

DE

CA

NY

CA

MO

DE

DE

DE

WI


NAME OF ISSUER

STATE

CODE

8K ITEM NO12345678 DATE CO4ENT

JOURNAL REGISTER CO

JOURNAL REGISTER CO

JP MORGAN CHASE COMMERCIAL MORTGAGE

SECURITIES CORP

JP MORGAN CHASE COMMERCIAL MORTGAGE

SECURITIES CORP

LASALLE HOTEL PROPERTIES

LASERSIGHT INC IDE

LEGAL CLUB OF AMERICA CORP

LIFEMINDERS INC

LIFEPOINT HOSPITALS INC

LLS CORP

LOCAL FINANCIAL CORP /NV

LSI LOGIC CORP

LSI LOGIC CORP

MACDERMID INC

MACK CALl REALTY CORP

MAF BANCORP INC

MATRIA HEALTHCARE INC

MAVERICK TUBE CORPORATION

MAYTAG CORP

MEDI HUT CO INC

MELLON FINANCIAL CORP

MERCANTILE BANKSHARES CORP

MERCK CO INC

METRIS MASTER TRUST

METRIS MASTER TRUST

METRIS MASTER TRUST

METRIS RECEIVABLES INC



MICRON TECHNOLOGY INC

MILLENIUM HOLDING GROUP INC /AZ/

ML LEE ACQUISITION FUND II

ML LEE ACQUISITIflN FUND RETIREMENT

ACCOUNTS II

MODINE M7NUFACTURING CO

MOHEGAN TRIBAL GAMING AUTHORITY

MONEY STORE COMMERCIAL MORTGAGE INC

MONEY STORE INVESTMENT CORP

MONEY STORE SBA ADJUSTABLE RATE CER

TIFICATES 19981MORGAN JP COMMERCIAL MOR FIN CORP

OR PAS THR CE SER 2000-C9

MORGAN STANLEY DEAN WITTER CAP IN

DEP FOR SER 2001-TOP1

MORGAN STANLEY DEAN WITTER CAPITAL

TRUST 2001PPMMORTGAGE PASS-THROUGH CERTIFICATES

SERIES 20007MORTGAGE PASS-THROUGH CERTIFICATES

SERIES 20007

07/17/01

07/19/01

07/17/01

07/17/01

07/19/01

07/18/01

07/13/01

07/19/01

07/18/01

07/16/01

07/16/01

05/10/01 AMEND

06/11/01 AMEND

04/13/01

07/18/01

07/19/01

07/19/01

06/30/01

06/04/01

07/18/01

07/17/01

07/19/01

07/19/01

06/30/01

06/30/01

06/30/01

06/30/01

06/30/01

06/30/01

07/16/01

07/12/01 AMEND

07/17/01

07/17/01

07/18/01

07/18/01

09/15/00

09/15/00

11/15/00

DE 07/01/01

DE 07/16/01

DE 07/16/01

DE 01/25/01

DE 02/26Oi

DE

DE

DE

DE

MD

DE

CO

DE

DE

IL

DE

DE

DE

CT

MD

DE

DE

DE

DE

DE

PA

MD

NJ

DE

DE

DE

DE

DE

DE

DE

NV

DE

DE

WI

NJ

NJ

NJ


N1NE OF ISSUER

STATE 8K ITEM NOCODE DATE COTfl4ENT

MORTGAGE PASS-THROUGH CERTIFICATES DE

SERIES 20007MORTGAGE PASS-THROUGH CERTIFICATES DE

SERIES 20007MOTOR CLUB OF J4ERICA NJ

MPEG SUPER SITE iNC CO

MURDOCK GROUP CAREER SATISFACTION UT

ORP

MYRIAD GENETICS INC

NATIONAL DATA CORP

NATIONAL PROCESSING INC

NATIONAL RURAL UTILITIES COOPERATIV

FINANCE CORP /DC/

NATIONSLINK FUNDING CORP COMM MORT

PASS THR CER SER 1999 SL

NEW VALLEY CORP

NEW WORLD COFFEE MANHATTAN BAGEL IN

NEXLAND INC

NISSAN AUTO RECEIVABLES 2001-B OWNE

TRUST

NORTH VALLEY BANCORP

NRG ENERGY INC

NTL INC/DEl

NYMEX HOLDINGS INC

OAKWOOD MORTGAGE INVESTORS INC OMI

TRUST 2000-D

OAKWOOD MORTGAGE INVESTORS INC CMI

TRUST 2001-C

OCCIDENTAL PETROLEUM CORP /DE/

OCEANEERING INTERNATIONAL INC

OFFICE DEPOT INC

CMI TRUST 2000-C

0N2 TECHNOLOGIES INC

ORIGEN MANUFACTURED HOUS CONT SEN/S

UB AS BCKD CRT SR 2001-A

OXFORD RESIDENTIAL PROPERTIES LTD

PARTNERSHIP

PAWNBROKER COM INC

PAXSON COMMUNICATIONS CORP

PC EPHONE INC

PEOPLES BANCSHARES INC

PEPSICO INC

PERKINELMER INC

PETROQUEST ENERGY INC

PHARMACEUTICAL FORI4IJLATIONS INC

PHOENIX WASTE SERVICES CO INC

PITNEY BOWES INC IDEPLANAR SYSTEMS INC

PLANETCAD INC

PMI GROUP INC

POLAROID CORP

03/26/01

04/25/01

07/il/Ui

07/06/01

07/09/Ui

07/17/01

07/19/01

07/18/01

07/12/01

07/01/01

05/07/01 AMEND

07/18/01

07/02/01 AMEND

07/16/01

07/18/01

07/16/01

07/19/01

07/18/01

07/15/01

07/15/01

07/19/01

07/18/01

07/19/01

07/15/01

07/15/01

07/01/01

07/13/01

07/05/01

07/12/01

07/05/01

07/19/01 AMEND

07/19/01

07/13/01

07/18/01

06/15/01

07/13/01

06/30/01

07/18/01

07/19/01

07/16/01

07/18/01

DE

DE

OH

DC

DE

DE

DE

AZ

DE

CA

DE

DE

DE

NV

NV

DE

DE

DE

NC

CO

DE

MD

DE

DE

NV

MA

NC

MA

DE

DE

NJ

DE

OR

DE

DE

DE


NAME OF ISSUER

STATE 8K ITEM NOCODE DATE COMMENT

POTOMAC ELEcTRIc POWER Co VA 07/18/01

POWERBALL INTERNATIONAL INC UT 07/17/01

PREMIERWEST BANCORP OR 06/30/01

PREVIEW SYSTEMS INC DE 07/05/01

PRUDENTIAL SECURITIES SEC FIN CORP DE 07/01/01

MOR PAS THR CER 2001-Cl

PUBLIC SERVICE CO OF NEW MEXICO NM 06/30/01 AMEND

QUAKER OATS CO NJ 07/19/01

QUEST NET CORP FL 03/16/01 AMEND

QUINTILES TRANSNATIONAL CORP NC 07/19/01

R-TEC HOLDING INC IA 07/03/01

RAIT INVESTMENT TRUST MD 07/12/01

READING ENTERTAINMENT INC DE 07/18/01

REDOX TECHNOLOGY CORP DE 07/10/01

REDWOOD EMPIRE BANCORP CA 07/18/01

REGIONS FINANCIAL CORP DE 07/19/01

RHBT FINANCIAL CORP SC 08/18/01

RHINO ENTERPRISES GROUP INC NV 07/18/01

RUSSELL-STANLEY HOLDINGS INC DE 07/18/01

RYDER VEHICLE LEASE TRUST 1999-A DE 07/12/01

SAFECO CORP WA 07/18/01

SALOMON BROTHERS COMMERCIAL MORT TR DE 07/01/01

2000C3SANUELS JEWELERS INC DE 07/19/01

SAVVIS COMMUNICATIONS CORP DE 07/02/01 AMEND

SBA COMMUNICATIONS CORP FL 07/18/01

SCIENCE APPLICATIONS INTERNATIONAL DE 07/18/01

CORP

SCIENCE DYNAMICS CORP DE 05/21/01 AMEND

SEARS ROEBUCK CO NY 07/18/01

SEVEN SEAS PETROLEUM INC 07/09/01 AMEND

SHELTER PROPERTIES VII LTD PARTNERS SC 07/16/01

I-lI

SIMMONS FIRST NATIONAL CORP AR 06/30/01

SIX FLAGS INC DE 07/19/01

SJNB FINANCIAL CORP CA 07/17/01

SMITH INTERNATIONAL INC DE 07/18/01

SOURCE MEDIA INC DE .X 07/17/01

SOUTHERN UNION CO DE 07/17/01

SOUTHWEST BANCORP OF TEXAS INC TX 07/19/01

SPACEDEV INC CO 07/18/01

SPIEGEL CREDIT CORP III DE 06/26/01

SPIEGEL MASTER TRUST DE 06/26/01

ST PAUL COMPANIES INC /MN/ MN 07/16/01

STAR TELECOMMUNICATIONS INC DE 07/11/01

STEINER LEISURE LTD C5 07/03/01

STERLING BANCSI-IARES INC TX 07/19/01

STONEHAVEN REALTY TRUST MD 07/10/01

STONERIDGE INC OH 07/17/01

STRUCTURED ASSET SEC CORP COMM MORT DE 07/01/01

PAS THR CERT SER 2000 C5

SUMMIT BANCSHARES INC/CA CA 06/26/01 AMENL


NPME OF ISSUER

STATE

CODE

BK ITEM NO12345678 DATE CONT

SUN INTERNATIONAL NORTH AMERICA INC

SUNTERPA CORP

SYNOVUS FINANCIAL CORP

TALX CORP

TE-LIGENT INC

TELLABS INC

TETRA TECH INC

THAON COMMIJNICATIONS INC

TIMBERLINE SOFTWARE CORPORATION

TOWER BANCORP INC

TPAFFIX INC

TRUSERV CORP

TULLYS COFFEE CORP

INDUSTRIAL SERVICES INC

UAL CORP IDEUCAR INTERNATIONAL INC

UCAR INTERNATIONAL INC

UNION PACIFIC CORP

UNION PACIFIC RAILROAD CO/DE

UNION PLANTERS CORP

UNITED BANKSHARES INC/WV

UNITED COMMUNITY FINANCIAL CORP

UNITEL VIDEO INC/DE

US AIRWAYS GROUP INC

US AIRWAYS INC

USDATA CORP

VERADO HOLDINGS INC

VESTA INSURANCE GROUP INC

VIASYSTEMS GROUP INC

VIASYSTEMS INC

VSOURCR INC

WASHINGTON MUTUAL INC

WEST CORP

WHIRLPOOL CORP /DE/

WHITNEY HOLDING CORP

WORLD ACCESS INC /NEW/

XO COMMUNICATIONS INC

YORK RESEARCH CORP

ZEROS ONES INC

07/19/01

07/12/01

07/18/01

07/18/01

07/16/01

07/18/01

07/18/01

05/08/01 AMEND

07/18/01

06/30/01

07/13/01

07/16/01

07/16/01

06/29/01

07/18/01

07/18/01

07/19/01

07/19/01

07/19/01

07/19/01

07/18/01

07/18/01

07/09/01

07/18/01

07/18/01

07/19/01

07/13/01

07/10/01

07/16/01

07/16/01

06/22/01 AMEND

06/30/01

07/17/01

07/17/01

06/30/01

06/20/01

06/16/00 AMEND

07/18/01

07/12/01

DE

MD

GA

MO

DR

DE

DR

NV

OR

PA

DE

DE

DE

DE

DE

DE

UT

DR

TN

WVOH

DE

DR

DE

DR

DE

DR

DE

DE

DE

WADE

DR

LA

DR

DE

DR

NV


SEC News Digest, July 20, 2001

Documents

Transcript of SEC News Digest, July 20, 2001