Political comedy engagement Genre work, political identity ...
Political Climate Change: US Political Party Polarization and the Founding Fathers’ Ideals
Transcript of Political Climate Change: US Political Party Polarization and the Founding Fathers’ Ideals
0
Abstract Laffiteau, Charles A. “Political Climate Change: US Political Party Polarization and the
Founding Fathers’ Ideals.” During the 5 year period of 2009 through 2013, countless public opinion
polls have shown that a substantial majority of Americans do not approve of the job being done by
the United States (US) Congress. Some Americans complain that legislators represent wealthy special
interests instead of their constituents. Others cite the steep drop off in the number of laws enacted by
Congress every year. Most political observers contend that Congress’s inability to pass legislation is
primarily due to the split party control of the institution, with Republicans holding a majority in the
House of Representatives and Democrats controlling a majority in the Senate as well as the US
Presidency. But another reason often cited for the US Congress’s low approval ratings is the
increasingly partisan atmosphere in Congress which stifles attempts by more moderate and centrist
members of both political parties to negotiate and win approval for legislative compromises. This
paper discusses the correlations that appear to exist between an increase in divided political party
control of government, the enactment of a fewer federal laws by a more partisan Congress and several
years of record low voter approval ratings for the US Congress. It then explores some of the
underlying causes of the changing political climate in Congress such as increases in the use of
political tactics like filibusters in the US Senate and politically partisan redistricting of US House of
Representative seats. Finally, it examines the published concerns of Founding Fathers like James
Madison and Alexander Hamilton about the “mischief’s of faction”. I conclude that political tactics
like Senate filibusters and the partisan political redistricting of House seats vividly illustrate the
“mischief’s of faction” the Founding Fathers wanted to avoid. I also argue that the current size of US
Congressional districts runs counter to the representative democracy ideals of the Founding Fathers.
1
Political Climate Change: US Political Party Polarization and the Founding Fathers’ Ideals
By Charles Laffiteau
Introduction
During the past decade there have been two types of legislative activity involving both the
federal and state levels of government that have led to and also reflect an increase in political party
polarization and a corresponding reduction in the number of laws enacted by the United States
Congress. Both of these legislative activities appear to run counter to the ideals of America’s
Founding Fathers because they accentuate the “mischiefs of faction” that the Framers of the United
States Constitution sought to minimize when they designed our federal republican government.
During the past five years countless public opinion polls have shown that the vast majority of
Americans do not approve of the job being done by the United States Congress. According to
Gallup’s polling, since they first began measuring voter approval of Congress forty years ago, 2013
will also mark the fourth straight year that Congress’s approval rating is less than 20%. Furthermore,
as Chart 1 (Newport 2013) shows, these consistently low approval numbers for the Congress also
stand in marked contrast to Gallup’s job approval ratings for the past 4 decades when Congress’s
approval ratings only dipped below 20% twice, in 1979 and 1992.
Chart 1
2
One reason cited by Gallup’s Jeffrey Jones that explains this string of low job approval ratings
“is the split party control of the institution, with Republicans holding a majority in the House of
Representatives and Democrats having a majority in the Senate. If one party controlled both houses
of Congress, that party's rank-and-file supporters would likely look more favorably on Congress, and
push its overall ratings higher as was the case in 2008.” (Jones 2012)
Whenever control of Congress is divided and neither party can pass its legislation without the
support of opposition lawmakers in the other chamber, in order for the federal government to function
effectively legislative compromises are required. Moreover, when control of the Presidency as well as
both Houses of Congress is divided, as Chart 2 shows has been the case for all but six of the past
twenty years, that is when legislative compromises become a necessity for effective governance.
Chart 2
Years President Senate House
1993–1995 Dem D D
1995-1997 Dem R R
1997-1999 Dem R R
1999-2001 Dem R R
2001-2003 Rep D R
2003–2005 Rep R R
2005–2007 Rep R R
2007-2009 Rep D D
2009–2011 Dem D D
2011-2013 Dem D R
2013-2015 Dem D R
Another reason often cited for Congress’s low approval ratings is the increasingly partisan
atmosphere in Congress which stifles attempts by more moderate or centrist members of both
political parties to negotiate and win approval for legislative compromises. An inability to forge
legislative compromises due to partisan ideological differences has certainly been a characteristic of
the current 113th
Congress where the Republican controlled House of Representatives has passed a
measure to repeal President Obama’s healthcare law more than 40 times even though the Republican
3
leaders knew the legislation had no chance of passing or even being voted on in the US Senate. The
House of Representatives repeated refusal to agree on compromise budget legislation that would be
approved by both the Democratic controlled US Senate and President Obama subsequently resulted in
a near default on the American government’s debt obligations and a three week shutdown of the
federal government. Thanks largely to its partisan ideological divisions the 113th
Congress was on a
pace to pass and enact just 57 laws in 2013, a record low that as Chart 3 shows would eclipse the
previous post-World War II record low of 88 bills enacted into law by 1995’s 104th
Congress.
Chart 3
Taken together, Charts 1, 2 and 3 also illustrate the correlation that exists between; an
increase in divided political party control of government, the enactment of a fewer federal laws by a
more partisan Congress and several years of record low voter approval ratings for the US Congress.
While one may argue about the exact nature of the cause and effect relationships here, it appears that
4
divided government that is also more partisan leads to fewer laws being enacted which in turn results
in lower voter approval ratings for the US Congress.
Politics is defined in the dictionary as “The art or science of government or governing,
especially the governing of a political entity, such as a nation, and the administration and control of
its internal and external affairs.” In his essay “Politics as a Vocation” Max Weber discusses why
politics is also the art of compromise and his belief that political action cannot be solely based on a
politician’s convictions because one man’s conviction can be an abomination for another man. Weber
claims that “three pre-eminent qualities are decisive for the politician: passion, a feeling of
responsibility, and a sense of proportion…passion as devotion to a 'cause' makes responsibility to this
cause the guiding star of action. And for this, a sense of proportion is needed. This is the decisive
psychological quality of the politician: his ability to let realities work upon him with inner
concentration and calmness. Hence his distance to things and men.” (Weber 1919) Weber proposes
that to be effective politicians cannot be saints because they must strike a balance between the “ethic
of ultimate ends” and the “ethic of responsibility” by taking into account the convictions and needs of
others. Weber concludes that “The final result of political action often, no, even regularly, stands in
completely inadequate and often even paradoxical relation to its original meaning.” (Weber 1919)
John Boehner, the Republican leader and Speaker of the House of Representatives, justified
his party’s opposition to political compromises by noting that even though American voters had re-
elected Democratic President Barack Obama in 2012 and Republicans had lost 8 of their seats in the
House, the Republican Party still maintained control of the House of Representatives. Speaker of the
House Boehner suggested that Republicans’ continued control of one chamber of Congress meant
that American voters had given Republicans a mandate to oppose the President on budget, tax and
healthcare issues. What Speaker Boehner failed to note was that the 2012 election was also the first
5
one in more than half a century where the party that received the fewest total votes for the House of
Representatives (approximately 1.4 million fewer votes) still won a 54% majority of the House seats.
Even though Republicans also lost 2 seats in the Senate, they continued to use long standing
Senate filibuster rules that required 60 votes instead of a simple majority to block President Obama’s
federal executive agency and judicial appointments. Since they serve 6 year terms instead of 2 years
terms like their House counterparts, the Senate filibuster or cloture rules had originally been designed
to foster a less partisan and more cooperative and statesmen like atmosphere in the US Senate. While
Democrats had used these same “supermajority” cloture rules to block some Republican Presidential
appointments when they were a minority faction, Senate Republicans invoked these rules on an
unprecedented scale. Politifact reports that during President Obama’s tenure from February 2009
through November 2013, the Republican minority faction in the Senate had blocked 79 of President
Obama’s nominees while the combined total of all Presidential appointments blocked by Democratic
and Republican minorities in the 60 years between 1949 and 2009 totaled just 67. (Politifact 2013)
The Republican Party’s Tea Party aligned conservatives justify their obstructive tactics and
refusal to compromise by claiming they are protecting Americans’ Constitution rights. In contrast to
Weber’s belief that political action cannot be solely based on a politician’s convictions, many House
conservatives claim they cannot take any political actions that run contrary to their convictions.
However, given their oft stated concerns about the “mischief’s of faction”, would Founding Fathers
like Madison and Hamilton have been supportive of a political party minority faction that “clog the
administration” of the federal government and the federal legal system by preventing the President’s
government agency and judicial appointees from taking office? Furthermore, would the Framers of
our nation’s Constitution look favorably on legislative districts that were consciously drawn to reduce
their ethnic and economic diversity so as to ensure that a majority faction would control it?
6
Filibustering and the Problem of Minority Faction
In an attempt to answer these questions this paper will first explore the problem of minority
factions blocking the will of the majority that is illustrated by Senate voting rules that were originally
designed to foster a broader political consensus on administrative and judicial appointments and
important legislative issues. Since he first took office in January 2009, President Obama and the
Democratic majority faction in the US Senate have complained that the Republican minority faction
has been abusing Senate rules requiring a supermajority of 60 votes to block many of President
Obama’s executive and judicial appointments. Republicans have argued that they are merely
exercising the same minority faction rights that Democrats have used when they were the minority
faction in the US Senate. While the Democrats acknowledged using the same 60 vote filibuster or
‘cloture’ rules to block some Republican Presidential appointments, they claimed that they did so
sparingly and not on anything approaching the scale of Republicans since 2009.
As regards the veracity of each political party’s claims and counter claims, based on data
compiled by the nonpartisan Congressional Research Service it would appear that Senate Democrats
were correct; that Senate Republicans had been using cloture rules to block an unprecedented number
of President Obama’s executive and judicial appointments. More specifically the Congressional
Research Service concluded that “In brief, out of the 168 cloture motions ever filed (or reconsidered)
on Presidential nominations in the 65 years from 1949 to 2013, 82 (49 percent) were cloture motions
on Presidential nominations made since 2009.” (Beth and Rybicki 2013)
In Federalist No. 10 James Madison elaborated on his concerns about the violence and
mischief’s of factions and discussed why America’s new hybrid republican government would
succeed in controlling the problem of factions. Madison began his letter by stating that “Among the
numerous advantages promised by a well constructed Union, none deserves to be more accurately
7
developed than its tendency to break and control the violence of faction.” As far as Madison was
concerned, the development of minority and majority factions of citizens that were united and
motivated by “some common impulse of passion, or of interest”, was a natural outgrowth of living in
a free society. But Madison also believed the factions would inevitably come into conflict with one
another because “As long as the reason of man continues fallible, and he is at liberty to exercise it,
different opinions will be formed.” These factions would only be a problem when they tried to enact
laws which adversely affected the rights of other citizens or the overall interests of the larger
community they lived in.
While Madison was a strong advocate of democracy, he also believed that with a direct
democracy “our governments are too unstable, that the public good is disregarded in the conflicts of
rival parties, and that measures are too often decided, not according to the rules of justice and the
rights of the minor party, but by the superior force of an interested and overbearing majority.”
Because Madison believed that the development of minority and majority political factions was an
essential element of democratic governance in Federalist No. 10 he proposes that the only way to deal
with the mischief’s of faction are to put in place processes and procedures that minimize the harmful
effects of faction. So in order to minimize the violence and mischiefs of faction and create a more
stable form of democratic governance Madison proposes a republic with an indirect representative
form of democratic rule as a solution to the problem of factions.
Madison then goes on to claim that the proposed republican form of governance has two
distinct advantages over a pure democracy. First and foremost Madison contends that a republic is
able to avoid the problem of an impulsive majority faction that runs roughshod over the rights of
some minority factions because it can “refine and enlarge the public views by passing them through
the medium of a chosen body of citizens, (i.e. the US Senate) whose wisdom may best discern the
8
true interest of their country and whose patriotism and love of justice will be least likely to sacrifice it
to temporary or partial considerations.” (Madison 1787) Madison also believed that small republics
were more susceptible to developing homogenous majority factions than larger republics because
they contained a smaller number of minority interest groups. But since the United States would be a
very large republic, the second advantage of a republican form of government was that majority
factions would have difficulty forming in the United States because there would be a larger number
of issues that would fracture any majority factions. So from Madison’s perspective a republican form
of government would actually encourage the development of minority factions that would in turn
frustrate the development of majority factions.
Based on the published papers and letters they wrote to their friends and constituents,
Madison, Hamilton and the other founding fathers were concerned about factions impeding the
government’s ability to act with the energy needed to prevent the kind of political instability that if
left unchecked could lead to anarchy. That is why they divided and structured America’s government
the US Constitution in a way that promoted political stability by requiring a certain level of political
consensus. But despite their affinity for political consensus, the founding fathers were also opposed to
a supermajority approval process. In Federalist No. 22 Alexander Hamilton argues that “To give a
minority a negative upon the majority is, in its tendency, to subject the sense of the greater number to
that of the lesser. Hamilton claims that while requiring a supermajority may look good on paper as a
way to defend citizen’s freedom paper “its real operation is to embarrass the administration, to
destroy the energy of the government, and to substitute the pleasure, caprice, or artifices of an
insignificant, turbulent, or corrupt junto, to the regular deliberations and decisions of a respectable
majority.” Hamilton also contends that this kind of requirement would also impose “tedious delays;
continual negotiation and intrigue; contemptible compromises of the public good.” Hamilton
9
concludes by warning that the government is then, “by the impracticability of obtaining the
concurrence of the necessary number of votes, kept in a state of inaction, a situation that must always
savor of weakness, sometimes border upon anarchy.” (Hamilton 1787)
In Federalist No. 37 Madison also expresses his concern about dangers of relying too heavily
on development of a political consensus as a means of fostering political stability. Like Hamilton
Madison argues that it is important to balance the needs for political stability with the need for an
energetic government that can act quickly and decisively when the need arise. Madison mirrors
Hamilton’s reasoning about the importance of energy writing that: “Energy in government is essential
to that security against external and internal danger, and to that prompt and salutary execution of the
laws which enter into the very definition of good government.” (Madison, 1788)
While Madison acknowledges that the interests of some minority factions will sometimes run
counter to the general public good, it appears that neither he nor Hamilton envision minority factions
becoming a problem in a representative democracy because they both believe these factions can be
defeated by the votes of political majorities or coalitions of other minority factions. Therefore, on the
basis of the concerns about minority factions clogging the administration of government expressed by
James Madison and Alexander Hamilton in the Federalist Papers, I would argue that the Founding
Fathers never envisioned that a minority faction of Republicans in the US Senate would be able to use
rules designed to foster a political consensus to abuse the Senate’s Advise and Consent role with
respect to Presidential appointments. I would also argue that based on the views that they expressed
in their published letters, the founding fathers would not approve or be supportive of political party
“minority factions” using Congressional rules or legislative gimmicks to prevent a President elected
by a majority of American voters from making government agency and judicial appointments.
10
By taking actions that impact the management of government agencies and the smooth
functioning of the federal court system, the Republican minority in the US Senate was acting in a way
that illustrates Hamilton’s concern about the consequences of requirements (in this case Senate rules)
for a supermajority. In Hamilton’s words, “its (a supermajority) real operation is to embarrass the
administration, to destroy the energy of the government (by preventing the President’s government
agency and judicial appointees from taking office) and to substitute the pleasure, caprice, or artifices
(currying favor with) of an insignificant, turbulent, or corrupt junto, (a partisan conservative minority
faction) to the regular deliberations and decisions of a respectable majority.” (Hamilton 1787)
Redistricting and the Problem of Majority Faction
Because of America’s large size and many divisions of interests, Madison and Hamilton
argued that one of the advantages of representative democracy for the United States was that it would
the new nation avoid the problems associated with majority factions. The Framers believed that in a
democracy, majority factions were more likely to abuse their governance power and prone ignore the
rights of minority factions. Madison argued America’s representative form of democracy would avoid
this problem because the constituencies of America’s elected representatives would be so diverse that
legislators could not simply represent the interest of a majority faction.
In Federalist No. 55 Madison said a democratically elected and proportionately representative
legislature was necessary otherwise “so small a number of representatives will be an unsafe
depositary of the public interests; secondly, that they will not possess a proper knowledge of the local
circumstances of their numerous constituents; thirdly, that they will be taken from that class of
citizens which will sympathize least with the feelings of the mass of the people.” (Madison 1788)
Madison also contended that the House of Representatives must be large enough to balance the need
to pass laws with the interests of numerous different constituents because the diversity of interests
11
would dilute the power of legislators. Madison said the problem of majority faction would be avoided
because most legislators would be forced to compromise in order to accommodate their House
district’s numerous minority factions and a multiplicity of interests that would often be contradictory.
So regardless of the actual size of House districts, Madison and Hamilton believed the
lawmakers elected to represent those districts would be unlikely to serve the interests of majority
factions because so many of their constituents would belong to minority factions. In Federalist No. 10
Madison and Hamilton acknowledged that their only real concern about minority factions was that
they “may clog the administration and may convulse the society.” (Madison 1787) The Founding
Fathers’ primary concern in dividing governing authority between the states and federal government
and then dividing it again between the legislative, executive and judicial branches of government was
designing ways to minimize the ill effects of majority factions. As such having House districts that
were proportional in terms of population as well as diverse was the Framers primary means of
avoiding the negative effects of majority factions in the federal government’s legislature.
But many House of Representatives districts do not appear to have been designed with the
diversity that the Founding Fathers envisioned. Based on the 2010 census, the current demography of
the United States is 63.7% white, 16.4% Hispanic, 12.2% African-American, 4.7% Asian, 1% Native
American and 2% mixed race. However, the average Democratic House district is 57% white, 22.5%
Hispanic, 16% African American and 4.5% Asian, Native and mixed race Americans while the
average Republican district is 75% white, 11.1% Hispanic, 8.5% African American and 5.4% Asian,
Native and mixed race Americans. (US Census 2010, 2011) The low percentage of ethnic minorities
in Republican House districts also serves to accentuate the power and influence of the predominately
white Republican Tea Party faction because the members of this minority faction are much more
conservative and politically active than members of ethnic minority groups and other Republicans.
12
The Tea Party faction is a minority faction in the Republican Party that thanks to the political
activism of its member’s, functions as a majority faction by gaining control of the Republican Party
in some states as well as House districts that have been drawn to favor Republican constituencies by
diluting or concentrating the number of minority voters in those districts. According to a recent study,
“Tea Party supporters made up only 45 percent of all Republican respondents but they made up 63
percent of Republicans who reported contacting an elected official to express an opinion, 65 percent
of Republicans who reported giving money to a party or candidate, and 73 percent of Republicans
who reported attending a political rally or meeting. Tea Party supporters were also overwhelmingly
white, disproportionately male, somewhat older and much more conservative than the overall public
and other Republicans on a wide range of social and economic issues. Furthermore, Tea Party
members also displayed high levels of racial resentment and held very negative opinions about
President Obama compared with the rest of the public and other Republicans.” (Abramowitz, 2010)
While the Republican Party’s Tea Party faction represents a majority faction at the legislative
and executive levels of state government in some southern and western states, as a minority faction in
Congress its members have not succeeded in exercising the power of a majority faction even though
the Republicans Party controls the House of Representatives. Members of the Tea Party faction
eschew political compromises and the record low number of laws enacted by the current 113th
Congress is a reflection of how Tea Party conservatives in Congress have garnered support from less
doctrinaire Republicans by using the threat of Republican Party primary challenges to their bids for
re-election in order to exercise control over the Republican legislative agenda in the House.
Most members of the Republican Party as well as the Tea Party faction represent districts that
have been designed to ensure that majority faction Republicans will win these districts in national
elections. Their districts lack of ethnic and economic diversity means that legislators who want to win
13
re-election must reflect the views of their majority faction constituencies. While many voters express
the desire for less partisan and more cooperative behavior by Congressional representatives it appears
that the only Republican or Democratic members of Congress who advocate publicly for political
compromise are the ones who are not running for re-election. The fact that legislators running for re-
election are afraid of angering their constituents is not surprising since several studies have found
“members do, indeed, pay attention to what their constituencies want when they are subject to re-
election but give less attention to such desires when they are not.”(Rothernberg and Sanders, 2000)
A 2012 post-election analysis conducted by the nonpartisan Cook Political Report showed
that Democrats actually garnered more than 1.4 million more votes for seats in the House of
Representatives than Republicans. According to Cook’s analysis, House Democrats won 50.59
percent of the votes cast for the House of Representative but won only 201 or 46.21 percent, of the
seats while Republicans won 234 or 53.79 percent of seats with just 47.6 percent of the votes cast.
The report’s editor, David Wasserman, claims that Cook’s analysis showed that the disparity
between the number of votes won and the number of House seats won was due to two factors; the
large number of Democratic voters concentrated in urban areas and partisan redistricting by
Republican controlled legislatures. Wasserman acknowledges that using the popular vote for the
House of Representatives as a proxy for voter preferences about which party should control Congress
is problematic because of the influence other factors like the power of incumbency have. But
regardless of the effect incumbency has on maintaining the incumbent party’s control of the House,
Wasserman contends that between now and 2021 when House districts will next be redrawn,
Democrats must win at least 55 percent of the national popular if they want to win a majority of seats
in the House of Representatives.(Cook, 2012) By way of comparison, in the 2012 Senate races (state
14
wide contests that are not affected by redistricting), Democrats received 53.7 percent of the popular
vote and now control 53 seats while Republicans got 42.1 percent of the vote and control of 45 seats.
Madison addressed concerns about the House of Representative’s power by discussing how
the combination of running for election every two years and the state legislature’s appointment of
Senators would act as a check on the power of Congress. However, one of Madison’s checks was
removed when the 17th
amendment changed the Senate from an appointed to an elected legislative
body. In and of itself, changing the Senate to a chamber composed of democratically elected rather
than legislatively appointed representatives does not appear to have had an effect on Congressional
legislation. A study of critical elections held 20 years before and after passage of the 17th
amendment
showed that it was changes of political control of House districts that lead to major legislative policy
changes. This study found that it was “districts that switched from Democratic to Republican during
the 1892-96 period and from Republican to Democratic during the 1926-32 period that built the 'new'
congressional parties which supported the respective clusters of policy changes.” (Brady, 1978)
While the aforementioned changes of political party control were shown to lead to major
legislative policy changes, other studies have shown that divided government inhibits the passage of
important legislation. A number of studies have shown that “much more seriously considered,
important legislation fails to pass under divided government than under unified government and the
odds of such legislation failing to pass are considerably greater under divided government.” (Edwards
Barrett and Peake, 1997) But while the Founding Fathers were supportive of the idea of a divided US
government, would they have been supportive of a divided government that was due at least in part to
the partisan gerrymandering of Congressional House districts by state legislature political parties?
In 1964 the US Supreme Court issued a landmark ruling in Reynolds v. Sims, that forced state
legislatures to stop designing House districts with unequal populations because this gave an unfair
15
advantage to rural districts. The Republican Party subsequently tried to pass a Constitutional
amendment that would allow state legislatures to continue to design districts with unequal
populations. While Republicans failed to pass this amendment they were victorious in a more recent
2004 US Supreme Court decision that dealt with legislative gerrymandering. By a vote of 5-4 the
Supreme Court upheld a District Court ruling in Vieth v. Jubelirer that the issue of partisan political
gerrymandering was not unconstitutional. There was no majority opinion, but in his minority opinion
Justice John Paul Stevens wrote that, “Today’s plurality opinion would exempt governing officials
from that duty in the context of legislative redistricting and would give license, for the first time, to
partisan gerrymanders that are devoid of any rational justification.” (US Supreme Court, 2004)
The subsequent partisan political actions of Republican and Democratic controlled state
legislatures in redrawing house districts that suppress the diversity of Congressional districts appear
to be at odds with the Founding Fathers views about the need for diversity in House districts in order
to minimize the effects of majority factions. As such, redrawing House districts like North Carolina’s
4th
Congressional district shown in Map 1 from 2010’s pink district into 2012’s green district appears
to run counter to the Founding Fathers representative government ideals because it reduced the
district’s diversity by packing minority voters into a new district that stretched across eight counties.
Map 1
16
In assessing the legislative performance of the 113th
Congress, One of the co-authors of the
Brookings Institution’s Vital Statistics on Congress Thomas Mann concluded that “The most striking
feature of the contemporary Congress is extreme partisan polarization, which has reached a level not
seen in well over a century,” (Ornstein, Mann, Malbin and Rugg, 2013) Among other factors that
appear to be related to this increase in partisanship, the authors of this report noted that there has been
a noticeable decline in ticket splitting where voters vote for a candidate from one party for President
but from the opposing party for Congress. Based on their report; Chart 4 shows that the number of
voters splitting their tickets between their vote for President and their vote for the opposing party’s
nominee for Congress in the 2012 Presidential and Congressional elections declined to the lowest
level in more than a century in the wake of the most recent round of Congressional redistricting.
Chart 4
Year 1984 1988 1992 1996 2000 2004 2008 2012
Split % 44% 33% 23% 25% 20% 15% 19% 6%
It stands to reason that members of Congress will consider how their constituents vote in the
Presidential election when the time comes for them to decide whether or not to support or oppose the
President’s legislative agenda. But drawing less diverse districts that ensure one party’s control over
that district reduces the likelihood that voters will split their ticket and thus give their representatives
a reason to consider crossing party lines when they are voting on important legislation. Thus the low
percentage of split tickets in the 2012 election can be viewed both as an effect caused by partisan
redistricting and as a cause of the more partisan voting patterns that have resulted in Congress
enacting fewer laws. Since the vast majority of Congressional Republicans and Democrats run for
reelection in districts where their political party’s supporters control the ballot box it is not surprising
they have no interest in compromising with their political opponents. In fact doing so may encourage
internal political party primary challenges that may ultimately deny them re-election to the House.
17
The Size of US Congressional Districts and the Ideals of Representative Democracy
However, partisan redistricting is also not entirely to blame for the fact that Democrats
garnered over 1.4 million more votes than their Republican counterparts but still only won 46% of the
seats in the House of Representatives. While a number of researchers have found that partisan
“gerrymandering has increased the Republican seat share in the House”, they also found that other
non-partisan methods of redistricting would still not eliminate the partisan Republican bias built into
many House districts. (McCarty, Poole and Rosenthal, 2009)
But another factor cited by the Cook report as well as other political researchers that explains
why the proportion of House seats won by Democrats does not match their proportion of votes is the
concentration of Democratic voters in urban areas. Because Balinsky and Young have already proven
that it is mathematically impossible to have method of apportionment involving 3 or more states that
will be fair to all states (Balinsky and Young, 1982), developing a method of apportionment that does
not unduly disadvantage voters in urban areas would represent a significant challenge. Some
researchers have suggested that reducing the size of Congressional districts and increasing the
number of representatives would be one way to give urban areas a more proportionate share of House
seats and this change would also be in keeping with the Founding Father’s ideals about the number of
constituents House districts should contain.
The Framers of the Constitution originally proposed House of Representative districts made
up of 40,000 constituent but subsequently reduced that to 30,000 after George Washington voiced
concerns that the districts were too large to allow for adequate representation. (Golderg 2001) But in
Federalist 55, Madison responded to critics of the small number of members in a democracy with a
representative government by arguing that “the number of representatives will be augmented from
time to time in the manner provided by the Constitution.” Madison also answered critics of the
18
relatively small size of 1789’s 65 member House of Representatives by explaining how the total
number of members would increase in line with the population arguing “that the first census will, at
the rate of one for every thirty thousand, raise the number of representatives to at least one hundred”.
(Madison 1788) Indeed following the first census in 1790 the number of representatives in the US
Congress increased from 65 in 1789 to 105 in 1793, 142 in 1803, and 182 by 1813 based on
Congressional districts with approximately 30,000 to 37,000 constituents.
While Madison believed the legislature should expand with the population and the addition of
states, he was also not in favor of an open ended expansion writing that “Sixty or seventy men may
be more properly trusted with a given degree of power than six or seven. But it does not follow that
six or seven hundred would be proportionally a better depositary.” (Madison 1788) Although the
number of constituents per district rose from 42,000 in 1823 to 210,000 in 1923, Congress also
continued to expand by roughly 20-30 members every decade until 1929 when the Republican
majority that controlled the White House and Congress passed a law that capped the number of
House members at its present total of 435. However in the past 80 years the average size of House
districts has increased from 210,000 to just over 710,000 constituents and the United States has
become one of the world’s least representative democracies. Canada and the United Kingdom have
House of Common districts with an average of 100,000 constituents, while districts in Germany’s
Bundestag have approximately 125,000 constituents and Japan’s Shugi-in has districts with about
250,000 constituents in each.
While it would not be practical to reduce the size of US House districts to the size of those in
other democracies, if House districts were apportioned based on the population of the smallest district
(currently Wyoming with a total population of 570,000) then the size of the House could be expanded
to a manageable 569 members. In the process, urban areas would see an increase in the proportion of
19
their seats and the House of Representatives would become a much more representative legislature.
Regardless, given Madison and Washington’s concerns about adequate representation it is doubtful
that our Founding Fathers would have supported a law to cap the number of representatives at 435.
Conclusions
As regards the issue of Senate filibuster rules, based on my review of the published works of
Founding Fathers like Alexander Hamilton and James Madison, who often opposed each other on
Constitutional issues, it would appear that neither one of them ever envisioned or would have ever
been supportive of a political party minority faction that attempted to “clog the administration” of the
federal government and the federal legal system by routinely preventing the President’s government
agency and judicial appointees from taking office on the scale that was seen from 2009 through 2013.
As such, Senate Republicans use of cloture rules to block federal appointments appears to circumvent
the Founding Fathers ideals about the role the Senate should play in the federal government.
As regards the issue of House redistricting by political parties that control state legislatures in
34 of the 50 states, based on my review of the published views of Founding Fathers like George
Washington and James Madison, it would appear that the redrawing of House districts in ways that
reduce their ethnic and economic diversity also circumvents the Founding Fathers ideals about the
diversity of minority factions in House districts helping lawmakers avoid becoming captive servants
of majority factions.
Furthermore, while the Framers of the Constitution knew that House districts would
eventually have to grow much larger than their initial size, it does not appear that they ever
envisioned capping the number of House districts or having House districts vary in size from as small
as 570,000 (Wyoming) to as large as one million (Montana). As such I would argue that capping the
House of Representatives at 435 seats circumvents the Founding Fathers’ ideals about proportionate
20
representation in the House of Representatives balancing the needs of more populous states with the
needs of less populous states that are addressed by equal representation in the US Senate. Therefore, I
contend that the Founding Fathers would probably favor both an increase in the number of House
districts and redistricting methods that would increase the districts’ ethnic and economic diversity.
References
Abramowitz, Alan I. 2010. The Disappearing Center: Engaged Citizens, Polarization, and
American Democracy (New Haven: Yale University Press)
Andersen, Kristi. 1979. The Creation of a Democratic Majority 1928-1936. (Chicago, Ill : University
of Chicago Press)
Balinski, Michel and H. Peyton Young 1982. Fair Representation: Meeting the Ideal of One Man,
One Vote. (New Haven CT: Yale University Press)
Balinski, Michel and H. Peyton Young 2001. Fair Representation: Meeting the Ideal of One Man,
One Vote. (Washington DC: Brookings Institution Press)
Beth, Richard and Elizabeth Rybicki. 2013. “Nominations with Cloture Motions, 2009 to the present”
Congressional Research Service. November 21, 2013.
Brady, David W. 1978. “Critical Elections, Congressional Parties and Clusters of Policy Changes.”
British Journal of Political Science 8:79-99
Brookings Institution Metropolitan Policy Program. 2010. State of Metropolitan America: On The
Front Lines of Demographic Transformation Washington DC: Brookings Institution Press
Cook’s December 2012 Election Analysis. 2012. “House GOP Won 49 Percent of Votes, 54 Percent
of Seats.” Cook Political Report available online at www.cookpolitical.com
Edwards, George, Andrew Barrett and Jeffery Peake. 1997. “The Legislative Impact of Divided
Government.” American Journal of Political Science. 41: 545-563
Erikson, Robert, Gerald Wright and John McIver. 1989. “Political Parties. Opinion and State Policy
in the United States”. American Political Science Review 83:729-750
Golderg, Jonah. 2001. “George Will Called Me an Idiot” National Review January 15
Hamilton, Alexander. 1787. “Federalist No. 22”. in Alexander Hamilton, James Madison and John
Jay The Federalist Papers. 2012. (New York NY: Penguin Books)
21
Hamilton, Alexander. 1788. “Federalist No. 73”. in Alexander Hamilton, James Madison and John
Jay The Federalist Papers. 2012. (New York NY: Penguin Books)
Jones, Jeffrey. 2012. “Congress' Approval Poised to Be Lowest in an Election Year.” Gallup Politics
September 14 also available online at www.gallup.com
Key, V. O. 1955. “A Theory of Critical Elections.” Journal of Political Science 17:3-18
Madison, James. 1787. “Federalist No. 10”. in Alexander Hamilton, James Madison and John Jay The
Federalist Papers. 2012. (New York NY: Penguin Books)
Madison, James. 1788. “Federalist No. 37”. in Alexander Hamilton, James Madison and John Jay The
Federalist Papers. 2012. (New York NY: Penguin Books)
Madison, James. 1788. “Federalist No. 55”. in Alexander Hamilton, James Madison and John Jay The
Federalist Papers. 2012. (New York NY: Penguin Books)
McCarty, Nolan, Keith T. Poole and Howard Rosenthal. 2009. “Does Gerrymandering Cause
Polarization? American Journal of Political Science 53: 666-680
Merrill, Samuel III, Bernard Grofman, and Thomas L. Brunell, 2008. “Cycles in American National
Electoral Politics, 1854-2008: Statistical Evidence and an Explanatory Model.” American Political
Science Review 102: 1-17
Ornstein, Norman, Thomas E. Mann, Michael J. Malbin and Andrew Rugg. 2013 Vital Statistics on
Congress. (Washington DC: Brookings Institution Press)
Politifact .2013. “Harry Reid says 82 presidential nominees have been blocked under President
Barack Obama, 86 blocked under all other presidents.” Tampa Bay Times November 21.
Newport, Frank. 2013. “Congress Job Approval Drops to All-Time Low for 2013” Gallup Polling.
December 10 also available online at www.gallup.com
Rothenberg, Lawrence and Mitchell Sanders. 2000. “Severing the Electoral Connection: Shirking in
the Contemporary Congress.” American Journal of Political Science 44:316- 325
United States Census 2010. U.S. Census Bureau. Washington DC. March, 2011
United States Supreme Court. 2004. Vieth v. Jubelirer, 541 U.S. 267 (2004)
Weber, Max. 1919. “Politics as a Vocation” from Max Weber: Essays in Sociology, pp. 77128, New
York: Oxford University Press, 1946.