DoD Grant Pre-Proposals: The Critical First Step
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Transcript of DoD Grant Pre-Proposals: The Critical First Step
DoD Grant Preproposals:
The Critical First Step
Alan Peterson, PhD, Lt Col, USAF (ret)Aaron and Bobbie Elliott Krus Endowed Chair in Psychiatry
Department of Psychiatry, School of MedicineAssociate Director of Research, Military Health Institute
&
Stacey Young-McCaughan, RN, PhD, COL, USA (ret)
Professor, Department of Psychiatry
School of Medicine
3
Overview
• Review of Department of Defense (DoD) research
grant preproposal preparation and submission
• Will help decipher/translate/define DoD acronyms
• How to find Program Announcements and Broad
Agency Announcements
• Review of sample preproposal application
• Unique DoD requirements
• How to partner with military collaborators
• Keys to success
• Ample time for Questions and Discussion
Brief Bio, Alan Peterson, PhD
• Retired USAF Clinical Health Psychologist
• Former Chair, Department of Psychology, Wilford
Hall Medical Center
• Conducted numerous applied clinical research
projects while on active-duty• DoD and NIH funding
• Retired from active duty and started at UT Health
Science Center in December 2005
• Director of STRONG STAR Consortium and
Consortium to Alleviated PTSD
4
Brief Bio, Stacey Young-McCaughan, PhD
• Retired U.S Army Colonel & Army Nurse
• Former Chief, Dept of Clinical Investigation at BAMC
• Served as an Intergovernmental Personnel Act (IPA)
consultant to BAMC assisting with regulatory reviews.
• Former Deputy Director, USAMRMC CDMRP
• Former Consultant to the Army Surgeon General for
Nursing Research
• While on active duty, successfully obtained external
research funding (4 DoD & TriService Nursing Research
Program grants)
• Retired from Army and joined UTHSCSA in 2008
• Director of Research for STRONG STAR and CAP
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CDMRP Funding Announcementshttp://cdmrp.army.mil/funding/dmrdp.shtml
6
Synopsis of FY16-17 Award Mechanisms
• Synopsis of Current Program Announcements
• Amyotrophic Lateral Sclerosis
• Bone Marrow Failure
• Breast Cancer
• Defense Medical Research and Development
Program
• Lung Cancer
• Ovarian Cancer
7
Synopsis of FY16-17 Award Mechanisms
• Synopsis of Current Program Announcements
• Amyotrophic Lateral Sclerosis
• Bone Marrow Failure
• Breast Cancer
• Defense Medical Research and
Development Program (DMRDP)
• Lung Cancer
• Ovarian Cancer
8
9
DMRDP Joint Program Committees
(JPCs)
• JPC-1: Medical Simulation & Information
Sciences
• JPC-2: Military Infectious Diseases
• JPC-5: Military Operational Medicine
• JPC-6: Combat Casualty Care
• JPC-7: Radiation Health Effects
• JPC-8: Clinical & Rehabilitative Medicine
Sample Program Announcement
Department of Defense
Defense Health Program
Congressionally Directed Medical Research Programs
Defense Medical Research and Development Program
Joint Program Committee-2/
Military Infectious Diseases Research Program
Clinical Study Award
Funding Opportunity Number: W81XWH-17-DMRDP-MID-CSA
Catalog of Federal Domestic Assistance Number: 12.420
Military Medical Research and Development
16
Submission & Review Dates & Times
• Pre-Application Deadline:• 5:00 p.m. Eastern time (ET), January 26, 2016
• Invitation to Submit an Application:• March 7, 2016
• Application Submission Deadline:• 11:59 p.m. ET, May 9, 2016
• End of Application Verification Period:• 5:00 p.m. ET, May 12, 2016
• Peer Review: July 2016
• Programmatic Review: August 2016
17
Two Documents
• The Program Announcement is one of two
documents with instructions to prepare and
submit an application for this funding opportunity
• The second document, the General Application
Instructions, is available for downloading from
Grants.gov.
18
Award Information• The FY17 JPC-2/MIDRP CSA is intended to
support military relevant early phase clinical trials
and in vitro diagnostic medical device clinical
investigations with the potential to have a major
impact on the prevention, screening, diagnosis,
and/or treatment of combat-related or trauma-
induced wound infections.
• Funding from this Program Announcement must
support a clinical trial or medical device testing
and may not be used for preclinical research
studies19
Partnering PI Option• A Partnering PI Option structured to
accommodate up to three PIs who will each
receive a separate award
• One partner is identified as the Initiating PI
• Others as the Partnering PI(s)
• All partners should collaborate in the
development and submission of the proposed
research project.
20
DoD Collaboration and Alignment
Encouraged
• Relevance to the health care needs of the military
Service Members, Veterans, and/or other Military
Health System beneficiaries is a key feature of
this award
• Therefore, PIs are strongly encouraged to
collaborate, integrate, and/or align their research
projects with DoD and/or Department of Veterans
Affairs (VA) research laboratories and programs
21
Use of Military and VA Populations
or Resources
• If the proposed research plan involves access to
military and/or VA population(s) and/or
resource(s), the PI is responsible for establishing
access
• If possible, access to target military and/or VA
population(s) and/or resource(s) should be
confirmed at the time of application submission
22
Use of Military and VA Populations
or Resources
• A letter of support, signed by the lowest ranking
person with approval authority, should be
included for studies involving military Service
members, Veterans, military- and/or VA-
controlled study materials and military and/or VA
databases.
23
Funding
• Applications submitted with a single PI or under
the Partnering PI Option have the same funding
limits
• The maximum period of performance is 3
years.
• The anticipated total costs budgeted for the
entire period of performance will not exceed
$2.5 million.
24
Tabs 1 & 2 Application Information
• electronic Biomedical Research Application
Portal (eBRAP)
• Contact information for PI
• UTHSCSA Business Official
• Alternate submitted
25
Tabs 3: Collaborators and Key
Personnel
• Enter the name, organization, and role of all
collaborators and key personnel associated with
the application
• Important: You cannot add new collaborators
and key personnel after the submission of the
preproposal
26
Tabs 4: Conflicts of Interest
• List all individuals other than collaborators and
key personnel who may have a COI in the review
of the pre-application or application
• Include those with whom the PI(s) has a personal
or professional relationship
27
Preproposal Narrative Formatting• Three-page limit
• Font Size: 12 point, not condensed.
• Font Type: Times New Roman.
• Spacing: Single space or no more than six lines
of type within a vertical inch (2.54 cm).
• Page Size: No larger than 8.5 inches x 11.0
inches (21.59 cm x 27.94 cm).
• Margins: At least 0.5 inch (1.27 cm) in all
directions.
• Headers and Footers: Should not be used. Pre-
existing headers and footers on required forms
are allowed. 28
Preproposal Narrative
• The Preproposal Narrative should include
the following:
• Research Plan
• Personnel
• Impact
• Military Benefit
• Alignment with Focus Areas
29
Preproposal Narrative• Research Plan
• State the ideas and reasoning on which the
clinical trial/testing is based. Clearly specify
which type (e.g., drug, device, behavioral) of
clinical trial/testing is being proposed and
indicate the phase of trial and/or class of
device and regulatory status as appropriate.
Concisely state the project’s objectives and
specific aims
30
Preproposal Narrative• Personnel
• Briefly state the qualifications of the PI(s) and
key personnel to perform the described research
project.
• Impact
• State explicitly how the proposed work will have
an impact on research and patient care for
combat-related or trauma-induced wound
infection. Describe how the study will accelerate
the movement of promising
treatments/devices/assays into clinical practice. 31
Preproposal Narrative• Military Benefit
• Describe how the proposed work will directly or
indirectly benefit military Service Members, Veterans,
and/or other Military Health System beneficiaries
affected by combat-related or trauma-induced wound
infections.
• Alignment with Focus Areas• Explain how the proposed work addresses at least
one of the FY17 JPC-2/MIDRP CSA Focus Areas:• Therapeutics
• Rapid detection of pathogens and/or anti-microbial drug
resistance markers.
• Rapid detection of biomarkers32
Preproposal Supporting
Documentation
• References Cited (one-page limit)• List the references cited (including URLs if available)
in the Preproposal Narrative using a standard
reference format that includes the full citation• Author[s]
• Year published
• Title of reference
• Source of reference
• Volume
• Chapter
• Page numbers
• Publisher33
Preproposal Supporting
Documentation
• List of Abbreviations, Acronyms, and
Symbols
• Provide a list of abbreviations, acronyms, and
symbols used in the Preproposal Narrative.
• Key Personnel Biographical Sketches
• Five-page limit per individual (DoD format)
34
Preproposal Supporting
Documentation
• Quad Chart
• Complete the Quad Chart as instructed
• The Quad Chart template and instructions are
available on eBRAP
(https://ebrap.org/eBRAP/public/Program.htm).
35
Insert Project Title HereInsert ERMS/Log Number and Task Title Here
Insert Award Number Here
Insert a picture or graphic
here, with a caption, that
represents the proposed
work
PI: Insert PI Name Here Org: Insert Recipient Organization/Contractor Name Here Award Amount: $$$$$$$
Study/Product Aim(s)•••••
Approach
Free text.
Goals/Milestones (Example)CY15 Goal – System demonstration
Functionality tests of integrated firmware and software
CY16 Goals – System validation
Investigate earplug designs based on collected features Complete formal attenuation and comfort trials of earplugsCY17 Goal – Production readiness
Validate design architecture for digital ear canal
volumetric shape capture and data workflowCY18 Goal – Navy suitability testing Field test on aircraft carrier flight deck
Comments/Challenges/Issues/Concerns• If timelines change, comment here. • If off by more than one quarter in spending, comment
here.Budget Expenditure to DateProjected Expenditure:Actual Expenditure:
Updated: (place date of last update)
Timeline and Cost
Activities CY 15 16 17 18
Text (Major aim/study/milestone)
Estimated Budget ($K) $000 $000 $000 $000
Text (Major aim/study/milestone)
Text (Major aim/study/milestone)
Text (Major aim/study/milestone)
Accomplishment: Place a description of the latest scientific accomplishment here. Limit the comments to three lines or less to make them fit; be succinct. These comments are valuable since they show progress.
PI: Daniel J. Taylor, Ph.D. Org: University of North Texas
Study Aims• Determine if treating both PTSD and sleep disturbances (insomnia and nightmares),
with both Cognitive Processing Therapy (CPT) and Cognitive Behavioral Therapy for Insomnia and Nightmares (CBTI&N) results in greater PTSD symptom reduction than CPT only.
• Determine if the sequencing of CPT and CBTI&N results in differential effects on PTSD symptom reduction.
• Determine if selected biomarkers a) predict PTSD and sleep response, b) mediate treatment outcomes, c) respond to treatment.
Approach
Randomized controlled trial of 222 active duty and recently discharged Veterans with PTSD, insomnia, and nightmares comparing three 12-week interventions.
1. CBTI&N+CPT: CBTI&N followed by CPT2. CPT+CBTI&N: CPT followed by CBTI&N
3. CPT: CPT followed by additional CPTThe primary outcome measure will be PTSD severity (CAPS-5 scores) assessed at baseline and post-treatment.
Goals/MilestonesCY15 Goal –Launch Grant
Finalize Interventions
Obtain IRB approval from UTHSCSA, UNT, BAMC, Duke, HRPO
Train and certify therapists not already certified
Purchase equipment
Adapt and finalize data storage system
Begin recruitment, randomization, treatment, & data collection
CY16 Goals – Recruit, randomize, treat, collect and score data
Continue recruitment, randomization, treatment, & data collection
CY17 Goal – Recruit, randomize, treat, collect and score data
Continue recruitment, randomization, treatment, & data collection
CY18 Goal – Recruit, randomize, treat, finalize data, report results
Complete recruitment, treatment, and assessments.
Analyze data and disseminate results
Timeline and Cost
Activities CY 15 16 17 18
Finalize treatment manuals & train
staff; ensure fidelity to treatment
Obtain initial IRB approvals & maintain
regulatory compliance
Recruit, randomize & treat patients
Finalize data & report results
Est. Budget ($K) VA
DoD
$258
$581
$265
$518
$272
$578
$150
$440
Estimated Award Amount:
VA: $945,287; DoD: $2,116,906; Total: $3,062,193
CBTI&N
CBTI&N
Post-Treatment
Screening & Baseline
Randomization
CPT
CPT 12 W
eeks
3-Month Follow-up
CPT
CPT
Interim Assessment
6-Month Follow-up
Treatment Of Comorbid Sleep Disorders and PTSD
Updated: 29 APRIL 2015
PI: Meghan McDevitt-Murphy, PhD. Org: The University of Memphis
Goals/MilestonesCY 15 Goals
Obtain regulatory approvals
Hire and train staff
Pilot test EMA technology
Initiate data collection using EMA method
CY 16 Goals
Continue to conduct EMA study
Conduct follow up interviews
CY 17 Goals
Complete data collection of EMA sample
Collect follow up interview data
Develop and Pilot test time allocation questionnaire
Data cleaning, data analysis
CY 18 Goals
Data analysis Submit manuscripts based on findings
Timeline and Cost
Estimated Award Amount:
VA: $248,881 ; DoD: $661,757; Total: $910,638
A Behavioral Economic Analysis of PTSD Using Ecological Momentary Assessment
Updated: 29 APRIL 2015
Activities CY 15 16 17 18
Regulatory approvals & staff training
Study Recruitment
Data collection
Data Cleaning & Dissemination of
Findings
Estimated Budget ($K) VA
DoD
$72
$205
$74
$202
$76
$202
$26
$52
Study Aims1. Utilize EMA data to examine the temporal relations between
activity engagement and PTSD.
2. Create metrics reflecting categories of behavior al activity that
are meaningful to PTSD and may predict disability.
3. Develop a self-report questionnaire to measure these
behaviors.
ApproachConduct a “proof of concept” study using EMA technology to continuously monitor the behavioral activity patterns of combat veterans with PTSD in their natural environments to develop behavioral economic models predicting PTSD symptoms and co-occurring behaviors based on metrics of behavior allocation, broadly defined toward engagement or avoidance.
Preproposal Screening Criteria• To determine the technical merits of the pre-
application and the relevance to the mission of
the DHP and JPC-2/MIDRP, pre-applications will
be screened based on the following criteria:
• Research Plan
• Personnel
• Impact
• Military Benefit
• Alignment with Focus Areas
39
Preproposal Screening Criteria• Research Plan
• How well the rationale, objectives, and specific
aims support the research idea
• To what degree the proposed project
addresses the intent of the award mechanism
and addresses an important problem relevant
to combat-related or trauma-induced wound
infections
40
Preproposal Screening Criteria
• Personnel
• How well the qualifications and expertise of the
PI(s) and key personnel are appropriate to
perform the proposed research project.
41
Preproposal Screening Criteria• Impact
• How well the clinical trial/testing addresses an
important problem relevant to combat-related or
trauma-induced wound infection prevention and/or
management, and antimicrobial countermeasures
• If successful, how the outcomes will improve our
capabilities to prevent, screen, diagnose, and/or
treat combat-related or trauma-induced wound
infections
• To what degree the clinical trial/testing will
accelerate the movement of promising
treatments/devices/assays into clinical practice. 42
Preproposal Screening Criteria• Military Benefit
• To what degree the proposed clinical
trial/testing will directly or indirectly benefit
military Service members, Veterans, and/or
other Military Health System beneficiaries
affected by combat-related or trauma-induced
wound infections.
• Alignment with Focus Areas
• How well the project addresses at least one of
the FY17 JPC-2/MIDRP CSA Focus Areas.
43
44
How to find Focus Areas?• Go to the Program Announcement
• FY17 JPC-2/MIDRP CSA Focus Areas
• Therapeutics
• Rapid detection of pathogens and/or anti-
microbial drug resistance markers
• Rapid detection of biomarkers
45
CDMRP Help Desk• Questions related to Program Announcement
Funding Opportunity content or submission
requirements as well as questions related to the
submission of the pre-application through eBRAP
should be directed to the CDMRP Help Desk,
which is available Monday through Friday from
8:00 a.m. to 5:00 p.m. ET. Response times may
vary depending upon the volume of inquiries.
• Phone: 301-682-5507
• Email: [email protected]
If selected to submit full application,
may have limited time
• Invitation to Submit an Application:• March 7, 2016
• Application Submission Deadline:• 11:59 p.m. ET, May 9, 2016
46