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Transcript of Chapter 11 ) HONX, INC.,1 - Stretto
IN THE UNITED STATES BANKRUPTCY COURTFOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
)In re: ) Chapter 11
)HONX, INC.,1 ) Case No. 22-90035 (MI)
)Debtor. )
)
DEBTOR’S APPLICATION FOR ENTRYOF AN ORDER (A) AUTHORIZING RETENTION
AND EMPLOYMENT OF BATES WHITE, LLC AS ASBESTOS CONSULTANTS EFFECTIVE AS OF THE PETITION DATE AND (B) GRANTING RELATED RELIEF
This application seeks an order that may adversely affect you. If you oppose the application, you should immediately contact the moving party to resolve the dispute. If you and the moving party cannot agree, you must file a response and send a copy to the moving party. You must file and serve your response within 21 days of the date this was served on you. Your response must state why the application should not be granted. If you do not file a timely response, the relief may be granted without further notice to you. If you oppose the application and have not reached an agreement, you must attend the hearing. Unless the parties agree otherwise, the court may consider evidence at the hearing and may decide the application at the hearing.
Represented parties should act through their attorney.
The above-captioned debtor and debtor in possession (the “Debtor”) states as follows in
support of this application:
Relief Requested
1. The Debtor seeks entry of an order, substantially in the form attached hereto
(the “Order”): (a) authorizing the Debtor to retain and employ Bates White, LLC (“Bates White”)
as asbestos consultants in the Debtor’s chapter 11 case effective as of the Petition Date (as defined
below); and (b) granting related relief.
1 The Debtor in this chapter 11 case, along with the last four digits of the Debtor’s federal tax identification number, is HONX, Inc. (2163). The location of the Debtor’s service address in this chapter 11 case is: 1501 McKinney Street, Houston, Texas, 77010.
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 1 of 12
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Jurisdiction and Venue
2. The United States Bankruptcy Court for the Southern District of Texas
(the “Court”) has jurisdiction over this matter pursuant to 28 U.S.C. § 1334. This is a core
proceeding pursuant to 28 U.S.C. § 157(b). The Debtor confirms its consent to the entry of a final
order by the Court.
3. Venue is proper pursuant to 28 U.S.C. §§ 1408 and 1409.
4. The bases for the relief requested herein are sections 327, 1107(a) and 1108 of title
11 of the United States Code, 11 U.S.C. §§ 101–1532 (the “Bankruptcy Code”), rule(s) 2014(a)
and 2016 of the Federal Rules of Bankruptcy Procedure (the “Bankruptcy Rules”), and rule 9013-1
of the Bankruptcy Local Rules for the Southern District of Texas (the “Bankruptcy Local Rules”).
Background
5. The Debtor is a wholly owned subsidiary of Hess Corporation (“Hess”), a global
energy company, and the corporate successor of Hess Oil Virgin Islands Corporation (“HOVIC”).
The Debtor constructed, owned, and operated an oil refinery in St. Croix, U.S. Virgin Islands
(the “Refinery”) from the beginning of its creation in 1965 until 1998. In 1998, the Debtor entered
a joint venture with the national oil company of Venezuela, Petróleos de Venezuela, S.A., in which
each held 50% ownership in a company called HOVENSA L.L.C. (“HOVENSA”). HOVENSA
acquired the Refinery through the joint venture transaction and operated the Refinery from
October 1998 until February 2012. From February 2012 through March 2015, HOVENSA
operated the Refinery as an oil storage and distribution center until the Refinery was ultimately
shut down. The Debtor is a non-operating entity without any employees whose primary activity
is defending against asbestos and other litigation related to its prior ownership and operation of
the Refinery.
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 2 of 12
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6. The first asbestos claim was filed in 1987 against HOVIC and, since that time, more
than 1,500 plaintiffs have filed suit against HOVIC, Hess, and/or the Debtor as HOVIC’s successor
in interest. The Debtor is currently facing approximately 580 asbestos and toxic tort claims in the
Superior Court of the Virgin Islands, and could face an additional 500, or more, claims in the next
several years based on discussions with current plaintiffs’ counsel. The Debtor anticipates that,
absent the filing of this chapter 11 case, litigation of asbestos-related claims could consume an
enormous amount of its and Hess’s time and resources for decades to come.
7. On April 28, 2022 (the “Petition Date”), the Debtor filed a voluntary petition for
relief under chapter 11 of the Bankruptcy Code. A detailed description of the facts and
circumstances giving rise to the Debtor’s chapter 11 case is set forth in the Declaration of Todd R.
Snyder, Chief Administrative Officer of HONX, Inc., in Support of Chapter 11 Petition and First
Day Motions (the “First Day Declaration”).2 The Debtor is operating its business and managing
its properties as a debtor in possession pursuant to sections 1107(a) and 1108 of the Bankruptcy
Code. No request for the appointment of a trustee or examiner has been made in this chapter 11
case. On May 13, 2022, the United States Trustee for the Southern District of Texas (the “U.S.
Trustee”) appointed an official committee of unsecured creditors pursuant to section 1102 of the
Bankruptcy Code (the “Committee”) [Docket No. 91].
Basis for Relief
8. The Debtor requests entry of the Order (a) authorizing the Debtor to retain and
employ Bates White as asbestos consultants in this chapter 11 case to provide expert and consulting
services relating to the evaluation and estimation of the Debtor’s asbestos liability and any other
2 Capitalized terms used but not otherwise defined in this application shall have the meaning ascribed to them in the First Day Declaration or the Engagement Letter, as applicable.
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 3 of 12
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potential contingent liabilities, effective as of the Petition Date, in accordance with the terms of
the engagement letter between Bates White and Kirkland & Ellis LLP (“Kirkland”) (on behalf of
the Debtor HONX, Inc., then known as HONYC), effective as of April 15, 2022, a copy of which
is attached hereto as Exhibit 1 to the Order and incorporated herein by reference
(the “Engagement Letter”).3
9. In support of this Application, the Debtor submits the Declaration of Andrew R.
Evans CFA in Support of Debtor’s Application for Entry of an Order (A) Authorizing Retention
and Employment of Bates White, LLC as Asbestos Consultants Effective as of the Petition Date
and (B) Granting Related Relief (the “Evans Declaration”), a copy of which is attached hereto as
Exhibit A and incorporated by reference herein.
Bates White’s Qualifications
10. Bates White is an economic consulting firm that provides, among other things,
services relating to the economic analysis and estimation of mass tort claims. The Debtor has
selected Bates White to serve as its asbestos consultant in this chapter 11 case based on Bates
White’s considerable experience with, and knowledge regarding, asbestos claims and valuation.
In addition, this engagement is expected to be led by highly experienced experts.
11. As indicated in the Evans Declaration and in Mr. Evans’ resume attached thereto,
Mr. Evans is a CFA Charterholder and has more than nineteen years of experience in providing
expert testimony and guidance on asbestos claims in bankruptcy, litigation, and business matters.
Included among the matters in which Mr. Evans has provided, or is currently providing,
asbestos-related expert testimony or related services are the bankruptcy cases of In re Aldrich
3 Any references to or summaries of the Engagement Letter herein are qualified by the express terms of the Engagement Letter.
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 4 of 12
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Pump, In re Owens Corning, In re Paddock Enterprises, In re Specialty Products Holding Corp.,
and In re The Fairbanks Company.4 In addition, Mr. Evans has testified in numerous insurance
and reinsurance coverage disputes dealing with asbestos and other mass torts and has also provided
valuations in non-asbestos mass tort bankruptcies.
12. As indicated in Dr. Charles H. Mullin’s resume attached to the Evans Declaration,
Dr. Mullin has more than twenty years of experience in providing expert testimony and guidance
on litigation and business matters and has authored more than seventy‑five expert reports.
Included among the matters in which Dr. Mullin has provided, or is currently providing,
asbestos-related expert testimony or related services are the bankruptcy cases of In re DBMP LLC,
In re Leslie Controls Inc., In re Motors Liquidation Company, In re Owens Corning, In re Plant
Insulation Company, In re Specialty Products Holding Corp. (Bondex), and In re Thorpe
Insulation Company.5 In addition, Dr. Mullin has testified in numerous asbestos-related insurance
and reinsurance coverage disputes and has provided valuations in non-asbestos mass tort
bankruptcies.
Services to Be Provided
13. The Debtor anticipates that Bates White will render economic consulting, claims
valuation, and related services to the Debtor as needed in connection with asbestos and other toxic
4 In re Aldrich Pump LLC, Case No. 20-30608 (JCW) (Bankr. W.D.N.C. June 17, 2020); In re Owens Corning, Case No. 00-03837 (Bankr. D. Del Oct. 5, 2000); In re Paddock Enterprises, LLC, Case No. 20-10028 (LSS) (Bankr. D. Del. Jan. 6, 2020); In re Specialty Products Holding Corp., Case No. 10-11780 (LSS) (Bankr. D. Del. May 31, 2010); In re The Fairbanks Company, Case No. 18-41768 (PWB) (Bankr. N.D. Ga. July 31, 2018).
5 In re DBMP LLC, Case No. 20-30080 (JCW) (Bankr. W.D.N.C. Jan. 23, 2020); In re Leslie Controls, Inc., Case No. 10-12199 (Bankr. D. Del. Jul. 12, 2010); In re Motors Liquidation Company, Case No. 09-50026 (REG) (Bankr. S.D.N.Y. June 1, 2009); In re Owens Corning, Case No. 00-03837 (Bankr. D. Del Oct. 5, 2000); In re Plant Insulation Company, Case No. 09-31347 (TEC) (Bankr. N.D. Cal. May 20, 2009); In re Specialty Products Holding Corp., Case No. 10-11780 (LSS) (Bankr. D. Del. May 31, 2010); In re Thorpe Insulation Company, Case No. 07-19271 (SB) (Bankr. C.D. Cal. Oct. 15, 2007).
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 5 of 12
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personal injury and any other alleged lung impairment claims against the Debtor, and related
potential costs and liabilities. These services may include, but are not limited to:
(a) performing due diligence and analysis regarding the Debtor’s current, potential, and overall asbestos liability (both defense costs and indemnity), including with respect to historical and projected trends, econometric evaluations, market analysis, and evaluations using other established methodologies;
(b) estimating the number and value of, and producing analysis with respect to, present and future asbestos personal injury claims against the Debtor;
(c) assisting the Debtor in negotiations with various parties regarding the Debtor’s asbestos liability, including by evaluating proposals or potential proposals and providing analysis, information, and support in connection therewith;
(d) advising the Debtor regarding the funding of any asbestos trust that may be created pursuant to the Bankruptcy Code;
(e) advising the Debtor regarding financial issues that may impact the valuation of asbestos claims;
(f) providing expert testimony and reports related to the foregoing and assisting the Debtor in preparing and evaluating reports and testimony by other experts and consultants; and
(g) providing such other consulting services as may be requested by the Debtor.
14. The Debtor requires knowledgeable consultants to render these essential
professional services. As noted above, Bates White has substantial expertise in all of these areas.
Accordingly, the Debtor respectfully submits that Bates White is well qualified to perform these
services for the Debtor.
Compensation and Fee Applications
15. Bates White has indicated its willingness to serve as asbestos consultants and
experts for the Debtor and to receive compensation and reimbursement in accordance with its
standard billing practices, the provisions of the Engagement Letter, sections 330 and 331 of the
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 6 of 12
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Bankruptcy Code, the Compensation Guidelines, the Interim Compensation Order (as defined
below), and any applicable orders of this Court. The Engagement Letter specifies that the Bates
White retention is through Kirkland, as counsel to the Debtor; however, the Debtor is solely
responsible for the payment of fees for services rendered by Bates White, along with payment of
any related costs under the terms of the Engagement Letter. See Engagement Letter ¶¶ 4, 7.
16. Bates White has agreed to accept as compensation such sums as may be allowed by
the Court. Bates White understands that interim and final fee awards are subject to approval by
this Court.
17. Prior to the Petition Date, on or about April 27, 2022, the Debtor provided Bates
White with a retainer totaling $50,000.00 for services rendered or to be rendered, and for
reimbursement of expenses (the “Retainer”). Fees applied against the Retainer as of the Petition
Date totaled approximately $16,000, representing Bates White’s estimate of fees for April 1, 2022
through April 27, 2022 (just before the Petition Date). Thus, as of the Petition Date, and subject
to reconciliation, approximately $34,000 of the Retainer remained unapplied.6
18. The rates charged by Bates White are fair and reasonable. Bates White has
provided its hourly rates below for work in this case, as follows:
Billing Category RangePartner (Andrew R. Evans) $825
Partner (Dr. Charles Mullin) $1,150Partner $700 - $1,600
6 Bates White will (a) complete its reconciliation of prepetition fees and expenses actually incurred for the period up to the Petition Date no later than the filing of its first interim fee application in this chapter 11 case; (b) make a corresponding adjustment to the amount of the Retainer on or about that date; and (c) disclose such adjustment in its first interim fee application. Subject to the foregoing adjustment, Bates White requests authorization from the Court to hold any remaining amount of the Retainer following such reconciliation as security for the payment of postpetition fees and expenses, subject to the terms of any order establishing procedures for interim compensation and reimbursement of expenses of retained professionals (any such order, the “Interim Compensation Order”). Bates White will not apply any portion of the Retainer to fees and expenses incurred from and after the Petition Date unless and until authorized to do so by a further order of this Court, including the Interim Compensation Order.
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 7 of 12
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Billing Category RangePrincipal $575 - $750
Managing Economist $545 - $650Managing Consultant $500 - $625
Senior Economist $475 - $550Senior Consultant $450 - $500
Economist $460Consultant II $390 - $425Consultant $365
Research Analyst $365 - $460Project Coordinator $255Research Assistant $210
Bates White’s hourly billing rates are subject to periodic adjustments to reflect economic and other
conditions and promotions. Under the terms of the Engagement Letter, if the invoiced fees that
are not subject to any bankruptcy holdback are paid within 30 days of the date they are due under
the Interim Compensation Order or other applicable rules in this Chapter 11 Case, the Debtor will
receive a 5% prompt-pay discount for the entire invoiced amount. See Engagement Letter ¶ 9.
19. Bates White’s hourly billing rates are not intended to cover out-of-pocket expenses
and certain elements of other expenses that are typically billed separately. Accordingly, Bates
White regularly charges its clients for the expenses and disbursements incurred in connection with
the client’s case, including, among other things, postage and package delivery charges, court fees,
transcript costs, travel expenses, expenses for “working meals,” and research. Bates White has
agreed that it will only seek reimbursement of expenses in accordance with sections 330 and 331
of the Bankruptcy Code, Bankruptcy Rule 2016, the Compensation Guidelines, the Interim
Compensation Order, and any other applicable orders of this Court.
20. The Engagement Letter specifies that any dispute arising between Bates White and
Kirkland or the Debtor will be determined by binding arbitration in Washington, DC.
See Engagement Letter ¶¶ 13, 14. Notwithstanding this provision, Bates White has agreed that the
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 8 of 12
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Bankruptcy Court shall hear and adjudicate any such dispute during the pendency of this chapter
11 case.
21. The Engagement Letter contains the following provision:
The parties shall not be liable to one another for any claim, whether sounding in contract, tort, (including but not limited to malpractice), or otherwise, including a claim arising out of the breach, termination, enforcement, interpretation, or validity of this agreement, for indirect, special, consequential, or exemplary damages. Bates White shall not be liable for direct damages in excess of the lesser of two times the fees paid or $250,000 with respect to services performed under this letter, except to the extent of Bates White’s gross negligence, willful misconduct, or fraud.
Engagement Letter ¶ 15 (the “Limitation of Liability Provision”). Upon entry of the Order, the
Limitation of Liability Provision will be stricken.
22. The Engagement Letter also permits the Debtor, Kirkland, or Bates White to
terminate the agreement upon seven days written notice. See Engagement Letter ¶ 17.
Disinterestedness
23. In reliance on the Evans Declaration and except as set forth therein, the Debtor
believes that (a) the members and professionals of Bates White do not have any connections with
the Debtor, its affiliates, its creditors, the U.S. Trustee for Southern District of Texas, any person
employed in the office of the U.S. Trustee, or any other party with an actual or potential interest
in this chapter 11 case or their respective attorneys or accountants; (b) Bates White is not a creditor,
equity security holder, or insider of the Debtor; (c) none of Bates White’s professionals is, or was
within two years of the Petition Date, a director, officer, or employee of the Debtor; and (d) Bates
White neither holds nor represents an interest materially adverse to the Debtor or its estate.
Accordingly, the Debtor believes that Bates White is a “disinterested person,” as defined in section
101(14) of the Bankruptcy Code and as required by section 327(a) of the Bankruptcy Code.
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 9 of 12
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24. To the extent that, during the period of its retention, Bates White discovers any new
relevant facts or relationships bearing on the matters described herein, Bates White will
supplement the Evans Declaration.
Notice
25. The Debtor will provide notice of this application to: (a) the U.S. Trustee; (b) the
Top Asbestos Counsel List;7 (c) counsel to Hess Corporation, Haynes and Boone, LLP, Attn:
Charles Beckham (1221 McKinney Street #4000, Houston, Texas 77010) and Martha Wyrick
(2323 Victory Ave., Suite 700, Dallas, Texas 75219); (d) Burns Charest LLP, as counsel in the
majority of pending asbestos cases, 900 Jackson Street, Suite 500, Dallas, Texas 75202, Attn:
Warren Burns; (e) the United States Attorney’s Office for the Southern District of Texas; (f) the
Internal Revenue Service; (g) the United States Securities and Exchange Commission; (h) the
United States Environmental Protection Agency; (i) the office of the attorney general in the states
where the Debtor conducts its operations; and (j) any party that has requested notice pursuant to
Bankruptcy Rule 2002. In light of the nature of the relief requested, no other or further notice need
be given.
7 As defined in the creditor matrix motion filed at Docket No. 12.
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 10 of 12
The Debtor requests entry of the Order, granting the relief requested herein and granting such other relief as the Court deems appropriate.
Houston, Texas May 16, 2022
/s/ Matthew D. CavenaughJACKSON WALKER LLP KIRKLAND & ELLIS LLPMatthew D. Cavenaugh (TX Bar No. 24062656) KIRKLAND & ELLIS INTERNATIONAL LLPJennifer F. Wertz (TX Bar No. 24072822) Christopher T. Greco, P.C. (admitted pro hac vice)Veronica A. Polnick (TX Bar No. 24079148) Matthew C. Fagen (admitted pro hac vice)1401 McKinney Street, Suite 1900 601 Lexington AvenueHouston, TX 77010 New York, New York 10022Telephone: (713) 752-4200 Telephone: (212) 446-4800Facsimile: (713) 752-4221 Facsimile: (212) 446-4900Email: [email protected] Email: [email protected] [email protected] [email protected] [email protected]
- and -Proposed Co-Counsel to the Debtorand Debtor in Possession KIRKLAND & ELLIS LLP
KIRKLAND & ELLIS INTERNATIONAL LLPWhitney C. Fogelberg (admitted pro hac vice)Jaimie Fedell (TX Bar No. 24093423) (admitted pro hac vice) 300 North LaSalleChicago, Illinois 60654Telephone: (312) 862-2000Facsimile: (312) 862-2200Email: [email protected]
- and -
KIRKLAND & ELLIS LLPKIRKLAND & ELLIS INTERNATIONAL LLPMichael F. Williams, P.C. (admitted pro hac vice)Daniel T. Donovan, P.C. (admitted pro hac vice)Alexandra I. Russell (admitted pro hac vice)1301 Pennsylvania Ave., N.W.Washington, D.C. 20004Telephone: (202) 389-5000Facsimile: (202) 389-5200Email: [email protected]
[email protected]@kirkland.com
Proposed Co-Counsel to the Debtorand Debtor in Possession
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 11 of 12
Certificate of Service
I certify that on May 16, 2022, I caused a copy of the foregoing document to be served by the Electronic Case Filing System for the United States Bankruptcy Court for the Southern District of Texas.
/s/ Matthew D. CavenaughMatthew D. Cavenaugh
Case 22-90035 Document 100 Filed in TXSB on 05/16/22 Page 12 of 12
IN THE UNITED STATES BANKRUPTCY COURTFOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
)In re: ) Chapter 11
)HONX, INC.,1 ) Case No. 22-90035 (MI)
)Debtor. )
)
DECLARATION OF ANDREW R. EVANS CFA IN SUPPORT OF DEBTOR’S APPLICATION FOR ENTRY OF AN ORDER (A) AUTHORIZING RETENTION AND EMPLOYMENT OF BATES WHITE, LLC AS ASBESTOS CONSULTANTS
EFFECTIVE AS OF THE PETITION DATE AND (B) GRANTING RELATED RELIEF
I, Andrew R. Evans, under penalty of perjury, declare as follows:
1. I am the Practice Chair of the Environmental and Product Liability Practice at Bates
White, LLC (“Bates White”), which maintains offices at 2001 K Street NW, North Building, Suite
500, Washington, DC 20006. A copy of my curriculum vitae is attached hereto as Exhibit 1.
2. I am duly authorized to make this Declaration on behalf of Bates White. I make
this Declaration in support of the Debtor’s Application for Entry of an Order (A) Authorizing
Retention and Employment of Bates White, LLC as Asbestos Consultants Effective as of the
Petition Date and (B) Granting Related Relief filed contemporaneously herewith
(the ”Application”).2 The facts set forth in this Declaration are personally known to me and, if
called as a witness, I could and would testify thereto.
1 The Debtor in this chapter 11 case, along with the last four digits of the Debtor’s federal tax identification number, is HONX, Inc. (2163). The location of the Debtor’s service address in this chapter 11 case is: 1501 McKinney Street, Houston, Texas, 77010.
2 Capitalized terms not otherwise defined herein have the meanings given to them in the Application.
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Qualifications
3. Bates White is an economic consulting firm that provides, among other things,
services relating to the economic analysis and estimation of mass tort claims. Bates White has
considerable experience with, and knowledge regarding, asbestos claims and valuation. In
addition, this engagement is expected to be led by highly experienced experts, myself and
Dr. Charles. H. Mullin. Dr. Mullin’s curriculum vitae is attached hereto as Exhibit 2.
4. I am a CFA Charterholder and have more than 19 years of experience in providing
expert testimony and guidance on asbestos claims in bankruptcy, litigation, and business matters.
Included among the matters in which I have provided or am currently providing asbestos-related
expert testimony or related services are the bankruptcy cases of In re Aldrich Pump, In re Owens
Corning, In re Paddock Enterprises, In re Specialty Products Holding Corp., and In re The
Fairbanks Company.3 In addition, I have testified in numerous insurance and reinsurance
coverage disputes dealing with asbestos and other mass torts and provided valuations in
bankruptcies involving mass torts other than asbestos, such as in In re Boy Scouts of America and
In re USA Gymnastics (both of which relate to sexual abuse claims), In re Blitz U.S.A., Inc.
(relating to allegedly defective gas cans), and In re TK Holdings Inc. (relating to defective
airbags).4
5. Dr. Mullin has more than twenty years of experience in providing expert testimony
and guidance on litigation and business matters and has authored more than seventy‑five expert
3 In re Aldrich Pump LLC, Case No. 20-30608 (JCW) (Bankr. W.D.N.C. June 17, 2020); In re Owens Corning, Case No. 00-03837 (Bankr. D. Del Oct. 5, 2000); In re Paddock Enterprises, LLC, Case No. 20-10028 (LSS) (Bankr. D. Del. Jan. 6, 2020); In re Specialty Products Holding Corp., Case No. 10-11780 (LSS) (Bankr. D. Del. May 31, 2010); In re The Fairbanks Company, Case No. 18-41768 (PWB) (Bankr. N.D. Ga. July 31, 2018).
4 In re Boy Scouts of America and Delaware BSA, LLC, Case No. 20-10343 (LSS) (Bankr. D. Del. Feb. 18, 2022); In re USA Gymnastics, Case No. 18-09108 (RLM) (Bankr. S.D. Ind. Dec. 5, 2018); In re Blitz U.S.A., Inc., Case No. 11-13603 (PJW) (Bankr. D. Del Nov. 9, 2011); In re TK Holdings Inc., Case No. 17-11375 (BLS) (Bankr. D. Del. June 25, 2017).
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 3 of 56
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reports. Included among the matters in which Dr. Mullin has provided or is currently providing
asbestos-related expert testimony or related services are the bankruptcy cases of In re DBMP LLC,
In re Leslie Controls Inc., In re Motors Liquidation Company, In re Owens Corning, In re Plant
Insulation Company, In re Specialty Products Holding Corp. (Bondex), and In re Thorpe
Insulation Company.5 In addition, Dr. Mullin has testified in numerous asbestos-related insurance
and reinsurance coverage disputes and provided valuations in bankruptcies involving mass torts
other than asbestos, such as In re Blitz U.S.A., Inc. (relating to allegedly defective gas cans) and In
re TK Holdings Inc. (relating to defective airbags).6
Services to Be Provided
6. Bates White will render economic consulting, claims valuation, and related services
to the Debtor as needed in connection with asbestos personal injury claims against the Debtor and
related potential costs and liabilities. These services may include, but are not limited to:
(a) performing due diligence and analysis regarding the Debtor’s current, potential, and overall asbestos liability (both defense costs and indemnity), including with respect to historical and projected trends, econometric evaluations, market analysis, and evaluations using other established methodologies;
(b) estimating the number and value of, and producing analysis with respect to, present and future asbestos personal injury claims against the Debtor;
(c) assisting the Debtor in negotiations with various parties regarding the Debtor’s asbestos liability, including by evaluating proposals or
5 In re DBMP LLC, Case No. 20-30080 (JCW) (Bankr. W.D.N.C. Jan. 23, 2020); In re Leslie Controls, Inc., Case No. 10-12199 (Bankr. D. Del. Jul. 12, 2010); In re Motors Liquidation Company, Case No. 09-50026 (REG) (Bankr. S.D.N.Y. June 1, 2009); In re Owens Corning, Case No. 00-03837 (Bankr. D. Del Oct. 5, 2000); In re Plant Insulation Company, Case No. 09-31347 (TEC) (Bankr. N.D. Cal. May 20, 2009); In re Specialty Products Holding Corp., Case No. 10-11780 (LSS) (Bankr. D. Del. May 31, 2010); In re Thorpe Insulation Company, Case No. 07-19271 (SB) (Bankr. C.D. Cal. Oct. 15, 2007).
6 In re Blitz U.S.A., Inc., Case No. 11-13603 (PJW) (Bankr. D. Del Nov. 9, 2011); In re TK Holdings Inc., Case No. 17-11375 (BLS) (Bankr. D. Del. June 25, 2017).
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 4 of 56
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potential proposals and providing analysis, information, and support in connection therewith;
(d) advising the Debtor regarding the funding of any asbestos trust that may be created pursuant to the Bankruptcy Code;
(e) advising the Debtor regarding financial issues that may impact the valuation of asbestos claims;
(f) providing expert testimony and reports related to the foregoing and assisting the Debtor in preparing and evaluating reports and testimony by other experts and consultants; and
(g) providing such other advisory services as may be requested by the Debtor.
Compensation and Fee Applications
7. Bates White is willing to serve as asbestos consultants and experts for the Debtor
and to receive compensation and reimbursement in accordance with its standard billing practices,
the provisions of the Engagement Letter, sections 330 and 331 of the Bankruptcy Code, the
Compensation Guidelines, the Interim Compensation Order, and any other applicable orders of
this Court. The Engagement Letter, a copy of which is attached as Exhibit 1 to the Order, specifies
that the Bates White retention is through Kirkland, who will provide direction as to the scope and
type of services Bates White is to provide. In any event, however, the Debtor is solely responsible
for the payment of services rendered by Bates White, along with payment of any related costs
under the terms of the Engagement Letter. See Engagement Letter ¶¶ 4, 7.
8. Bates White has agreed to accept as compensation such sums as may be allowed by
the Court. Bates White understands that interim and final fee awards are subject to approval by
this Court.
9. Prior to the Petition Date, on or about April 27, 2022, the Debtor provided Bates
White with a retainer totaling $50,000 for services rendered or to be rendered, and for
reimbursement of expenses (the “Retainer”). Fees applied against the Retainer as of the Petition
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 5 of 56
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Date totaled approximately $16,000, representing Bates White’s estimate of fees for April 1, 2022
through April 27, 2022 (just before the Petition Date). Thus, as of the Petition Date, and subject
to reconciliation, approximately $34,000 of the Retainer remained unapplied.7
10. The rates charged by Bates White are fair and reasonable. Bates White has
provided its hourly rates below for work in this case, as follows:
Billing Category RangePartner (Andrew R. Evans) $825
Partner (Dr. Charles Mullin) $1,150Partner $700 - $1,600
Principal $575 - $750Managing Economist $545 - $650Managing Consultant $500 - $625
Senior Economist $475 - $550Senior Consultant $450 - $500
Economist $460Consultant II $390 - $425Consultant $365
Research Analyst $365 - $460Project Coordinator $255Research Assistant $210
Bates White’s hourly billing rates are subject to periodic adjustments to reflect economic and other
conditions and promotions. Under the terms of the Engagement Letter, if the invoiced fees that
are not subject to any bankruptcy holdback are paid within thirty days of the date they are due
7 Bates White will (a) complete its reconciliation of prepetition fees and expenses actually incurred for the period up to the Petition Date no later than the filing of its first interim fee application in this chapter 11 case; (b) make a corresponding adjustment to the amount of the Retainer on or about that date; and (c) disclose such adjustment in its first interim fee application. Subject to the foregoing adjustment, Bates White requests authorization from the Court to hold any remaining amount of the Retainer following such reconciliation as security for the payment of postpetition fees and expenses, subject to the terms of any order establishing procedures for interim compensation and reimbursement of expenses of retained professionals (any such order, the “Interim Compensation Order”). Bates White will not apply any portion of the Retainer to fees and expenses incurred from and after the Petition Date unless and until authorized to do so by a further order of this Court, including the Interim Compensation Order.
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under the Interim Compensation Order or other applicable rules in this chapter 11 case, the Debtor
will receive a 5% prompt-pay discount for the entire invoiced amount. See Engagement Letter ¶ 9.
11. In addition, also subject to approval by this Court, Bates White shall submit for
reimbursement all of its reasonable out-of-pocket expenses in connection with this chapter 11 case.
12. No promises have been received by Bates White as to compensation in connection
with this chapter 11 case other than as outlined in this Declaration and the Application in
accordance with the provisions of the Bankruptcy Code. Bates White has no agreement with any
other entity to share any compensation received.
13. The terms of Bates White’s employment and compensation as described in this
Declaration, the Engagement Letter, and the Application are consistent with employment and
compensation arrangements typically entered into by Bates White when providing such advisory
services and, to the best of our knowledge, are competitive with those arrangements entered into
by other economic consulting firms when rendering comparable services.
14. The Engagement Letter specifies that any dispute arising between Bates White and
Kirkland or the Debtor will be determined by binding arbitration in Washington, DC.
See Engagement Letter ¶¶ 13, 14. Notwithstanding this provision, Bates White has agreed that the
Bankruptcy Court shall hear and adjudicate any such dispute during the pendency of this chapter
11 case.
15. The Engagement Letter contains the following provision:
The parties shall not be liable to one another for any claim, whether sounding in contract, tort, (including but not limited to malpractice), or otherwise, including a claim arising out of the breach, termination, enforcement, interpretation, or validity of this agreement, for indirect, special, consequential, or exemplary damages. Bates White shall not be liable for direct damages in excess of the lesser of two times the fees paid or $250,000 with respect to services performed under this letter, except to the extent of Bates White’s gross negligence, willful misconduct, or fraud.
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-7-
Engagement Letter ¶ 15 (the “Limitation of Liability Provision”). Upon entry of the Order, the
Limitation of Liability Provision will be stricken.
16. The Engagement Letter also permits the Debtor, Kirkland, or Bates White to
terminate the agreement upon seven days written notice. See Engagement Letter ¶ 17.
Disinterestedness
17. Through Kirkland, the Debtor has provided us a listing of potentially interested
parties in this chapter 11 case (the “Potential Parties in Interest”), and such parties are listed on
Schedule 1 hereto. To the extent that information was available, we undertook a detailed, good
faith search to determine and to disclose, as set forth herein, whether we have provided or currently
provide consulting services to any significant creditors, insiders, or other parties-in-interest
identified by such list in any substantively unrelated matters.
18. In preparing this Declaration, Bates White staff, under my direction and control,
searched our database containing the names and matter descriptions of current and previous
engagements handled by our firm. To the extent the information is available, the search request
identified parties to whom Bates White has provided or currently provides services that also are
Potential Parties in Interest, which included significant creditors of the Debtor, significant
professional advisors to the Debtor, and other potential parties-in-interest in this chapter 11 case.
19. To the best of my knowledge and belief, Bates White has provided, or is currently
providing, consulting services to certain creditors of the Debtor (or affiliates of creditors of the
Debtor), equity security holders, or other parties-in-interest in matters unrelated to the Debtor or
this chapter 11 case, as described on Schedule 2 to this Declaration.
20. If Bates White discovers additional information that requires disclosure, we will
promptly file a supplemental disclosure with the Court.
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21. Bates White is not a creditor, equity security holder, or an insider of any of the
Debtor.
22. Neither Bates White nor any of Bates White’s professionals is, or was within two
years of the Petition Date, a director, officer, or employee of the Debtor.
23. Accordingly, to the best of my knowledge, information and belief, Bates White is
a “disinterested person” as such term is defined by section 101(14) of the Bankruptcy Code.
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 9 of 56
Pursuant to 28 U.S.C. § 1746, declare under penalty of perjury that the foregoing is true and correct to the best of my information, knowledge, and belief.
Dated: May 16, 2022 /s/ Andrew R. Evans Andrew R. Evans CFA. Practice Chair of the Environmental and Product Liability PracticeBates White, LLC2001 K Street NWNorth Building, Suite 500Washington, DC 20006
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 10 of 56
Exhibit 1
Andrew R. Evans, CFA Curriculum Vitae
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2001 K Street NW North Building, Suite 500 Washington, DC 20006
Main 202. 408. 6110
ANDREW R. EVANS, CFA
Partner
AREAS OF EXPERTISE
• Contingency valuation
• Insurance allocation
• Financial forecasting
• Liability valuation and hedging
• Reorganizations
• Economic analysis
SUMMARY OF EXPERIENCE
Andrew R. Evans chairs Bates White’s Environmental and Product Liability Practice. He is a CFA charter holder
and a recognized expert on legacy liability valuation, financial risk assessment, and insurance allocation. He has
more than 18 years of experience providing advice and expert analysis on issues involving mass torts,
(re)insurance coverage, alternative risk transactions, mergers and acquisitions, and financial valuation matters
related to distressed operations and restructurings. Mr. Evans is currently the Practice Chair of the Environmental
and Product Liability Practice at Bates White, LLC.
Mr. Evans has authored expert reports and declarations as part of contract disputes, state insurance proceedings,
federal bankruptcy reorganizations, Alternative Dispute Resolutions (ADRs), mediations, and in support of
corporate valuations, mergers and acquisitions, and divestitures. He has facilitated settlements in coverage
disputes related to asbestos, environmental losses, and other toxic tort litigation that involved the retirement of
several billion dollars in total available coverage limits. Mr. Evans also advises insurers, investors, and corporate
strategists in litigation funding, and has particular expertise in risk management through the use of “ring-fencing”
and hedging structures.
EDUCATION
• Chartered Financial Analyst (CFA) charter holder
• AB, Woodrow Wilson School of Public Policy and Foreign Affairs, Princeton University
• Co-recipient of the R.W. van de Velde Prize for outstanding policy work
• Worked with the US Department of State as a Political Military Junior Officer and assisted with
negotiations involving nuclear weapons reductions and crisis intervention for the Kosovo Peace Plan
• Chief Administrator for a campus advertising business
SELECTED EXPERIENCE
• Retained as abuse claims valuation and insurance allocation expert by an insurance company in a set of
class action cases dealing with hazing and sexual abuse claims: 2022–present.
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ANDREW R. EVANS, CFA Page 2 of 7
• Served as consulting advisor on talc valuation related issue to the Debtor in In re LTL Management LLC, No.
21-30589 (MBK) (Bankr. D.N.J.): 2021–present.
• Retained as valuation consultant to advise corporate board of foreign based company on US-based liability
management options: 2021–present.
• Retained as abuse claims valuation expert by an insurance company in a dispute related to the valuation of a
group of sexual abuse claims resulting in settlement: 2021-2022.
• Authored expert report and testified at a binding arbitration subject to American Arbitration Association rules
on behalf of an insurance joint defense group in a defense fee dispute for coverage of sexual abuse-related
defense fees: 2021–2022.
• Retained by Debtors and participated in successful mediation regarding the value of pending and future
asbestos-related personal-injury claims on behalf of the Debtors in In re Paddock Enterprises, LLC, No. 20-
10028 (LSS) (Bankr. D. Del.): 2020–present.
• Served as lead consulting advisor to Debtors regarding the value of pending and future asbestos-related
personal-injury claims in In re Aldrich Pump LLC, et al., No. 20-30608 (Bankr. W.D.N.C.): 2020–present.
• Authored letters regarding the range of potential valuations associated with a Fortune 500 company’s
asbestos-related reserves. 2020–present.
• Authored expert reports and testified at a Bermuda arbitration hearing on behalf of an insurer regarding the
portion of set of auto defect claims potentially subject to coverage: 2019–2020.
• Retained as abuse claims valuation consultant by the Debtors and lead mediation valuation efforts in the
matter of In re: Boy Scouts of America and Delaware BSA, LLC No. 20-10343-LSS (United States Bankruptcy
Court for the District of Delaware): 2019–present.
• Retained as consulting expert and participated in pre-bankruptcy mediation related to the valuation of losses
stemming from sexual abuse claims: 2019–2020.
• Retained as consulting expert by an insurance company and participated in court-ordered mediation in the
matter In re: USA Gymnastics No. 18-09108-RLM-11 (United States Bankruptcy Court for the Southern
District of Indiana Indianapolis Division): 2019–2022.
• Authored expert report and declarations, and provided deposition and trial testimony, regarding the sufficiency
of document and settlement data productions for asbestos-related claims in the matter of Keyes Law Firm,
LLC v. Napoli Bern Ripka Shkolnik, LLP et al., No.: 1:17-cv-02972 (United States District Court for the District
of Maryland, Northern Division): 2019–2020.
• Authored presentation for investor group and provided model of potential losses related to bodily injury claims
alleged related to agricultural pollutant: 2019.
• Retained as allocation consultant and advised an insurer on settlement mediation in Wellington coverage
dispute: 2019.
• Authored expert report and provided deposition testimony regarding projected future asbestos-related losses
and the portion potentially subject to reimbursement under an indemnity agreement In re Midwest Generation,
LLC, et al., No. 12-49218 (United States Bankruptcy Court Northern District of Illinois (Chicago): 2018–2019.
• Authored report on the value of insurance potentially available to offset future asbestos-related expenditures
for corporate entity assessing strategic alternatives: 2018.
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ANDREW R. EVANS, CFA Page 3 of 7
• Authored legacy liability valuation report for a regional supply company to a firm considering a potential
strategic acquisition: 2018.
• Retained to provide contingent liability valuation on behalf of insurance company evaluating strategic
alternatives: 2018.
• Submitted declaration as custodian of records for asbestos-related insurance coverage dispute: 2018.
• Retained as part of consulting team advising, and participated in settlement mediations on behalf of, a group
of automobile manufacturers regarding the scope of potential future personal injury and wrongful death claims
related to allegedly defective airbags in the matter of In re: TK Holdings Inc., et al., No. 17-11375 (BLS)
(United States Bankruptcy Court for the District of Delaware) and related proceedings: 2017–2018.
• Retained by insurer and authored settlement report analyzing outcomes related to potential policy exposure
associated with allegedly faulty medical implants as part of a coverage mediation: 2017–2018.
• Advised parties on a possible corporate transaction involving potentially significant asbestos-related liabilities:
2017–2018.
• Retained by insurer to analyze probable policy exposure associated with future asbestos claims in the tort
system and under a potential 524(g) bankruptcy trust and participated in related mediation and settlement
discussions in In re: The Fairbanks Company, No. 18-41768 (United States District Court for the Northern
District of Georgia): 2017–present.
• Led consulting team through arbitration hearing for an asbestos-related reinsurance dispute involving a nearly
$50 million claim: 2017.
• Retained as consulting expert and advised Fortune 500 companies assessing strategic alternatives for
addressing their asbestos-related expenditures: 2016–present.
• Authored expert reports and provided deposition testimony addressing inconsistent treatment of conceptually
related insurance allocation issues as part of a dispute regarding MTBE ground water pollution: 2015–2017.
• Co-authored expert report addressing the legacy asbestos liability and related insurance offsets for a set of
industrial companies as part of a corporate acquisition: 2016.
• Provided legacy liability valuation for a national construction materials company, including related potential
insurance offsets, to a strategic buyer considering a potential acquisition: 2016.
• Retained as sampling and insurance allocation expert for a multi-million-dollar insurance claim related to
asbestos: 2016.
• Authored expert reports and provided deposition testimony addressing the allocation of a multi-million-dollar
insurance claim related to an agricultural ground water pollutant: 2015–2017.
• Provided legacy liability valuation of a regional construction company, including related potential insurance
offsets, to a private equity firm considering a potential acquisition: 2015.
• Coauthored letters supporting the approximately $700m international legacy asbestos liability and related
insurance valuations for the newly combined AMEC Foster Wheeler across different accounting frameworks,
namely US GAAP and IFRS, as of their 2014 acquisition dates, and defended the analysis through a multi-
firm audit; providing ongoing periodic analytical updates and reports: 2014–present.
• Served as consulting expert to a pair of reinsurers in arbitration regarding allocation issues related to multi-
million-dollar asbestos cessation: 2014–2016.
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ANDREW R. EVANS, CFA Page 4 of 7
• Provided settlement support and served as consulting expert on behalf of five-member insurance joint
defense group in a case taken through jury trial related to primary policy exhaustion and alternative available
coverage lines under a variety of potential choice of law and occurrence rulings: 2013–present.
• Led analytical team and served as consulting expert for insurer involved in a coverage dispute with a large
asbestos defendant: 2014–2016.
• Provided legacy liability valuation report of an energy sector services company to a private equity firm
considering a potential acquisition: 2014.
• Led team and served as consulting expert on analysis of the potential impact of alternative occupancy rates
and leverage ratios on the value of a large assisted living property over time: 2014.
• Led separate settlement support analytical team that worked on simplified valuation framework that leveraged
existing valuations tools, and accounted for various shortcomings within those tools, to value dozens of large
RMBS securitizations: 2014.
• Provided legacy liability valuation report that parsed liability for a large-scale energy generator across specific
facilities and over time: 2014.
• Co-authored expert report, provided deposition testimony, and testified regarding the sufficiency of the
proposed aggregate product liability claim settlement on behalf of the settling insurers in In re Blitz USA Inc.,
No. 1:11-bk-13603 (United States Bankruptcy Court for the District of Delaware): 2013–2014.
• Provided consulting expertise in support of Dr. Charles E. Bates’ liability estimation, and led team working on
Dr. Karl N. Snow’s financial valuation work on behalf of the Debtors in In re Garlock Sealing Technologies,
LLC, No. 10-BK-31607 (United States Bankruptcy Court for the Western District of North Carolina): 2010–
present.
• Authored declaration and served as lead consulting expert on behalf of the Debtors in In re Specialty
Products Holding Corp., et al., No. 10-11780 (JKF) (United States Bankruptcy Court for the District of
Delaware): 2010–present.
• Presented to the board of a Fortune 500 company regarding the potential economic risks associated with the
assumption of legacy liabilities tied to US manufacturing firms: 2014.
• Retained as the allocation and valuation expert for an excess insurer involved in Wellington ADR proceedings
related to an asbestos products manufacturer joint defense group: 2013–2014.
• Co-authored asbestos due diligence report for a corporate client evaluating restructuring opportunities: 2013.
• Advised numerous clients contemplating acquisitions that involve companies with potential legacy liability
issues. Work involved assessing potential future tort expenditures and associated risk drivers, as well as
evaluating insurance assets that may provide offsetting coverage: 2005–present.
• Authored expert report and served as the allocation expert for an insurance company dealing with
remediation costs across multiple environmental sites that could be subject to numerous potential legal
rulings and estimated future loss scenarios: 2012–2013.
• Advised insurers in reinsurance ADR proceedings on issues related to asbestos products’ usage that could
impact performance of reinsurance treaties: 2011–2013.
• Provided due diligence evaluation and report for a client engaged in a bidding war for an acquisition target
with potential long-tail liability risks: 2012.
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ANDREW R. EVANS, CFA Page 5 of 7
• Provided consulting and settlement support to an excess insurer in asbestos-related Wellington ADR
proceedings for an insulation contracting and sales company: 2011–2012.
• Advised an insurer in litigation on issues related to the availability of various types of asbestos insurance
products: 2011.
• Assisted a Fortune 500 company with the acquisition of after-the-fact insurance, similar to a liability portfolio
transfer, covering the financial risk arising from thousands of asbestos claims: 2010–2011.
• Provided consulting support and analysis for multiple insurance companies in In re Leslie Controls, Inc., No.
10-12199 (CSS) (United States Bankruptcy Court for the District of Delaware): 2010–2011.
• Provided tort defendants with information required for them to file contribution claims with various 524(g)
trusts: 2010–2011.
• Provided a report to a large reinsurance group about issues impacting asbestos claiming trends and
insurance recoveries: 2010.
• Evaluated potential damages and investment returns for several third-party litigation funders on numerous
cases dealing with issues including: mass environmental loss, qui tam tax claims, fraudulent conveyance,
international contract arbitration, price-fixing, patents, and mortgage-backed securities and other CDOs:
2009–2011.
• Supported experts assessing the value of pending and future asbestos-related personal-injury claims on
behalf of the Official Committee of Unsecured Creditors in In re Motors Liquidation Company, et al. f/k/a
General Motors Corp., et al., No. 09-50026 (REG) (United States Bankruptcy Court for the Southern District of
New York): 2010–2011.
• Provided extensive claiming population analysis for a defendant corporation facing a mass of black lung
claims: 2010.
• Developed an alternative risk transfer product to help companies minimize overhang costs associated with
asbestos and other legacy liabilities. Shaped customized transactions for several clients that would have
involved nine- and ten-figure loss transfers: 2007–2009.
• Advised a joint defense group of more than a dozen insurers throughout their litigation and settlement
negotiations in the matter Foster Wheeler L.L.C. v. Affiliated FM Insurance Co., Index No. 600777/01 (N.Y.S.,
New York City): 2006–2010.
• Provided supporting analysis on the economic viability of the Trust Fund proposed under S.852, the Fairness
in Asbestos Injury Resolution (FAIR) Act of 2005, which highlights how compensation criteria specified for the
proposed Fund would change the number and composition of claims relative to the current tort environment:
2005.
• Coauthored a report on company-specific asbestos litigation risk in support of a successful corporate
divestiture: 2005–2006.
• Managed the litigation support team responsible for addressing the fraction of expenditures associated with a
company’s asbestos installation operations on behalf of defendants in Owens Corning v. Birmingham Fire
Insurance Company of Pennsylvania, No. C10200104929 (Ohio Court of Common Pleas, Lucas County).
Assessed data quality, reviewed the opposing expert’s analytical methods, and developed an independent
method for predicting “non-products” liability: 2003–2005.
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ANDREW R. EVANS, CFA Page 6 of 7
• Managed the litigation support team that addressed the fraction of expenditures associated with a company’s
asbestos installation operations on behalf of Liberty Mutual Insurance Company in Armstrong World
Industries Inc. v. Liberty Mutual Insurance Co., No. 02 cv 4360 (Eastern District of Pennsylvania). Assessed
data quality, reviewed the opposing expert’s analytical methods, and developed an independent method for
predicting “non-products” liability in insurance policies: 2003–2009.
• Developed plaintiff law firm-specific future asbestos liability forecasts for a multimillion-dollar London Market
insurance policy buy-back negotiation: 2004–2005.
• Assisted in the development of cross-project asbestos site identification procedures, tools, and applications:
2003–2005.
• Assisted in the development of future claim value projection techniques to analyze the effects of bankruptcies
on claim values in joint and several tort environments: 2003–2005.
• Assisted in the development of a new proprietary insurance allocation application: 2003–2006.
• Conducted exposure analyses and predicted future claims involving asbestos manufacturers and contractors
in bankruptcy and insurance coverage disputes: 2003–2005.
• Played a key role in the development of new methodologies for disaggregating and identifying the drivers of
legacy liability losses used to determine the impact of punitive damage awards as well as the portion of
settlements driven by liability, as opposed to other considerations.
PROFESSIONAL EXPERIENCE
• Bates White Economic Consulting
• Partner, 2019–present
• Principal, 2009–2018
• Manager, 2003–2008
• Critical member of the team that developed the first generation of Bates White proprietary insurance
allocation software.
• Principal and founding member, Litigation Resolution Group LLC, 2007–2009
• Litigation Resolution Group (LRG) was a third-party litigation funder originally founded to provide
economic finality to companies facing substantial asbestos and other long-tailed tort claims. LRG was the
first company that worked to serve the US market with a focus on assuming defense-side litigation risks.
Worked with senior hedge fund managers, insurance and reinsurance executives, lawyers, and corporate
executives to help them understand the value of their litigation derivative assets and liabilities.
PRESENTATIONS AND PANELS
• “Cutting Edge Trends and Developments in Allocation Issues,” Panel presentation at Perrin Conferences
Emerging Insurance Coverage & Allocation Issues Conference, May 11, 2017 (Philadelphia)
• “Recent Developments in Coverage Litigation and the Practical and Real Life Implications,” Panel discussion
at Perrin Conferences Asbestos Litigation Conference: A National Overview & Outlook, September 2016 (San
Francisco)
• “US Asbestos: Current and Emerging Trends,” IntAP Spring Technical Meeting, May 2012 (Cologne, DE)
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ANDREW R. EVANS, CFA Page 7 of 7
• “US Asbestos: Current and Emerging Trends,” IntAP Spring Technical Meeting, June 2010 (Norwich, UK)
• “A Conversation About Litigation Risk Sharing by Major Law Firms,” RAND Institute Alternative Litigation
Finance in the US Conference, May 2010 (Arlington, VA)
• “Investing in Litigation,” Butterworths’ International Asbestos, September 2009 (London)
PROFESSIONAL ASSOCIATIONS
• CFA
• CFA Society of Washington, DC
• American Bar Association
• American Bankruptcy Institute
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Exhibit 2
Charles H. Mullin, Ph.D. Curriculum Vitae
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2001 K Street NW North Building, Suite 500 Washington, DC 20006
Main 202. 408. 6110
CHARLES H. MULLIN, PHD
Partner
AREAS OF EXPERTISE
• Data analysis
• Econometrics
• Economic modeling
• Insurance allocation
• Microsimulation modeling
• Statistical analysis
SUMMARY OF EXPERIENCE
Charles H. Mullin is the Bates White Managing Partner. He provides advice and expert analysis on issues
involving mass torts, class actions, bankruptcies, insurance coverage, and due diligence for mergers,
acquisitions, and spin-offs. He is a recognized expert on statistical and data analysis, econometrics, economic
and microsimulation modeling, sample design, insurance allocation, and the valuation of mass torts. Who’s Who
Legal has named him Insurance Expert of the Year (2018-2020), and he has been a Who’s Who Legal Insurance
and Reinsurance Expert Witness Thought Leader since 2016 and Global Elite Thought Leader since 2020. Dr.
Mullin has authored more than 75 expert reports and provided expert testimony in more than 50 matters, as well
as provided due diligence reports for corporate transactions. He has more than 20 years of experience providing
this expertise in both the private and public sectors.
He taught courses in statistics, econometrics, and labor economics while on the faculty in the Department of
Economics at Vanderbilt University and at the University of California at Los Angeles. Dr. Mullin has published
papers on applied and theoretical econometrics and labor economics in peer-reviewed journals, and he is
frequently invited to speak at industry conferences.
EDUCATION
• PhD, Economics, University of Chicago
• BA, Mathematics and Economics, University of California at Berkeley
SELECTED EXPERIENCE
• Authored expert report, provided deposition testimony, and provided hearing testimony on behalf of the
Debtor in In re LTL Management LLC, No. 21-30589 (JCW) (Bankr. W.D.N.C.): 2021–present.
• Authored expert report, provided deposition testimony, and provided hearing testimony in In re: Mallinckrodt
PLC, et al. No. 20-12522-JTD (Bankr. D. Del.): 2021–present.
• Authored expert report and provided deposition testimony in Kevin Brown et al. v. Saint-Gobain Performance
Plastics Corporation and Gwenael Busnel, No. 1:16-cv-00242-JL (U.S. Dist. Ct. D. N.H.): 2020–present.
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CHARLES H. MULLIN, PHD Page 2 of 10
• Authored expert report, provided deposition testimony, provided hearing testimony, and assessed the value of
pending and future asbestos-related personal-injury claims on behalf of the Debtors in In re Aldrich Pump
LLC, et al., No. 20-30608 (Bankr. W.D.N.C.): 2020–present.
• Assessed the value of pending and future abuse claims on behalf of the Debtors in In re: Boy Scouts of
America and Delaware BSA, LLC No. 20-10343-LSS (Bankr. D. Del.): 2020–present.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re DBMP, LLC, No. 20-30080 (Bankr. W.D.N.C.): 2020–present.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re Paddock Enterprises, LLC, No. 20-10028 (LSS) (Bankr. D. Del.): 2020–present.
• Authored expert report and provided deposition testimony on behalf of the Johnson & Johnson in In re: Imerys
Talc America, Inc., et al. No. 19-10289-LSS (Bankr. D. Del.): 2019–present.
• Authored presentation for investor group and provided model of potential losses related to bodily-injury claims
alleged related to agricultural pollutant: 2019.
• Retained on behalf of the Debtors in In re Purdue Pharma L.P., et al., No. 19-23649 (Bankr. S.D.N.Y.): 2019–
present.
• Authored expert report in In re Midwest Generation, LLC, et al., No. 12-49218 (Bankr. N.D. Ill.): 2019.
• Provided testimony in PERB Interest Arbitration between PBA and the City of New York: 2019–present.
• Authored expert report and provided deposition testimony on behalf of excess insurers in In re Kaiser
Gypsum Company, Inc., et al., No. 16-31602 (Bankr. W.D.N.C.): 2018–present.
• Authored expert report in Consumer Financial Protection Bureau v. Navient Corporation and Navient
Solutions, Inc., No. 3:17-cv-00101 (M.D. Pa., Jan. 18, 2017). 2018–present.
• Authored expert report and provided deposition testimony in Keyes Law Firm v. Napoli Bern Ripka Shkolnik,
LLP, et al., No. 1:17-cv-02972 (U.S. Dist. Ct. D. Md.): 2018–2020.
• Authored expert report and provided deposition testimony in St. Paul Surplus Lines Insurance Company v.
Wright Medical Group, Inc., et al., No. CH-14-0927 (Tn. Ch. Ct. 13th Jud. Dist. Memphis): 2018–2019.
• Authored expert report, provided deposition testimony, and testified in Cannon Electric, Inc., now known as
ITT Cannon, Inc., et al. v. ACE Property and Casualty Company, et al., No. BC 290354 (Super. Ct. Cal. L.A.
Cnty. Ct.): 2018.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re Bestwall, LLC, No. 17-31795 (Bankr. W.D.N.C.): 2017–present.
• Assessed the value of pending and future airbag-related personal-injury claims on behalf of automobile
manufacturers in the matter of In re: TK Holdings Inc., et al., No. 17-11375 (BLS) (Bankr. D. Del.) and related
proceedings: 2017–2018.
• Authored expert reports and testified in James D. Sullivan et al. v. Saint-Gobain Performance Plastics
Corporation, No. 5:16-cv-00125 (U.S. Dist. Ct. D. Vt.): 2017–2019.
• Authored expert report, provided deposition testimony, and testified in In re the Receivership of Fraser’s
Boiler Service, Inc., No. 15-2-01791-8 SEA (Wash. Super. Ct., King Cnty.): 2017.
• Authored expert report in Gerrit H. Brouwer et al. v. Wyndham Vacation Resorts, Inc. et al., No. 2014-CA-
008533 (Fl. Cir. Ct. 9th Jud. Cir. Orange Ct.): 2017–present.
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CHARLES H. MULLIN, PHD Page 3 of 10
• Authored expert report in Ernest Yaeger, Jr. et al. v. Wyndham Vacation Resorts, Inc. et al., No. 2014-CA-
008054 (Fl. Cir. Ct. 9th Jud. Cir. Orange Ct.): 2017–present.
• Authored declarations and testified in a reinsurance arbitration: 2017–present.
• Authored declaration and reports, provided deposition testimony, and testified in a reinsurance arbitration:
2016–present.
• Analyzed coverage issues on behalf of Columbia Casualty Co. regarding pharmaceutical-based losses: 2016.
• Authored expert reports on behalf of HDI-Gerling Industrial Insurance Co. regarding pharmaceutical-based
losses: 2015–2016.
• Authored expert report and declaration and provided deposition testimony in Appleton Papers Inc. & NCR
Corp. v. George A. Whiting paper Co. et al., No. 08-C-16 (U.S. Dist. Ct. E.D.WI): 2015–2017.
• Authored expert reports on behalf of ACE Bermuda insurance Ltd. regarding an arbitration claim by 3M
Company regarding allegedly defective masks and respirators against Bermuda-Form policies: 2015–2016.
• Authored expert report on behalf of Allstate Insurance Company regarding an insurance contribution claim in
Certain Underwriters at Lloyd’s London v. Allstate et al., No. C101-1674 (Ohio Ct. Com. Pl., Lucas Cnty.):
2015–2016.
• Analyzed coverage issues stemming from agricultural-related water contamination claims: 2015–2018.
• Analyzed coverage issues stemming from MTBE-related claims filed: 2015–2018.
• Authored expert report and provided deposition testimony in Direct General Ins. Co. v. Indian Harbor Ins. Co.,
No. 1:14-CV-20050-MGC (S.D. Fla.): 2015.
• Authored expert report, provided deposition testimony, and testified during arbitration on behalf of General Re
Corporation and SCOR SE in a reinsurance matter: 2014–2017, 2018–2021.
• Analyzed coverage issues stemming from Benzene claims filed in Radiator Specialty Company vs. Arrowood
Indemnity Company et al., No. 13 CVS 2271 (NC Super. Ct. Mecklenburg Cnty.): 2014–2015.
• Coauthored letters supporting the approximately $700 million international legacy asbestos liability and
related insurance valuations for the newly combined AMEC Foster Wheeler across US GAAP and IFRS
accounting frameworks, as well as periodic updates to said analyses: 2014–present.
• Authored declaration on behalf of insurance companies in AIU Ins. Co. v. Philips Elecs. N. Am. Corp., No.
9852-VCN (Del. Ch.): 2014–2015.
• Authored declaration on behalf of insurance companies in In re T.H. Agric. & Nutrition, LLC, No. 08-14692
(Bankr. S.D.N.Y.): 2014.
• Analyzed coverage issues stemming from environmental loss in Olin Corporation v. Insurance Company of
North America et al., No. 84 CIV. 1968 (TPG) (U.S. Dist. Ct. S.D.N.Y.): 2014–2015.
• Provided legacy liability valuation report that parsed liability for a large-scale energy generator across specific
facilities and over time: 2014.
• Authored expert report, provided deposition testimony, and testified during arbitration on behalf of Allstate
Insurance Company in a reinsurance matter: 2013–2015.
• Provided deposition testimony on behalf of National Indemnity Company in Nat’l Indem. Co. v. State, No.
XDDV 2012-140 (Mont. Dist. Ct., Lewis & Clark Cnty.): 2013–2018.
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CHARLES H. MULLIN, PHD Page 4 of 10
• Authored expert report, provided deposition testimony, and testified on behalf of insurance companies in
Nooter Corp. v. Allianz Underwriters Ins. Co., No. 1022-CC01145-01 (Mo. Cir. Ct. 22nd Jud. Cir. St. Louis
City): 2013–present.
• Coauthored expert report, provided deposition testimony, and testified on behalf of multiple insurance
companies in In re Blitz U.S.A., No. 11-13603 (PJW) (Bankr. D. Del.): 2013–2014.
• Provided deposition testimony on behalf of The Hartford Accident and Indemnity Company in the matter Fluor
Corp. v. Hartford Accident & Indem. Co., No. 06CC00016 (Cal. Super. Ct., Orange Cnty.): 2013.
• Authored expert report on behalf of The Hartford Accident and Indemnity Company in the matter Hartford
Accident & Indemnity Co. v. Travelers Indem. Co., No. X07-HHD-CV-11-6021732-S (Conn. Super. Ct.,
Hartford Cnty.): 2013–2015.
• Provided deposition and trial testimony on behalf of The Travelers Indemnity Company in US Silica Co. v.
ACE Fire Underwriters Ins. Co., No. 06-C-2 (W. Va. Cir. Ct., Morgan Cnty.): 2013.
• Authored expert report and testified during arbitration proceedings on behalf of the Massachusetts Insurance
Insolvency Fund in In re the Liquidation of Midland Ins. Co., No. 41294/86 (N.Y. Sup. Ct.): 2012–2013.
• Authored expert report, provided deposition testimony, and testified at trial on behalf of Defendant in Cannon
Elec., Inc. v. Affiliated FM Ins. Co., No. BC 290354 (Cal. Super. Ct., L.A. Cnty.): 2012–2013.
• Authored expert report and provided deposition testimony on behalf of multiple insurance companies in
Goodrich Corp. v. A.G. Securitas et al.: 2013–2015.
• Authored expert reports and testified during arbitration proceedings on behalf of Munich Re regarding
pharmaceutical-based losses: 2011–2013.
• Authored expert report on behalf of Zurich International (Bermuda) Ltd. in a Wellington ADR: 2011.
• Authored expert reports, provided deposition testimony, and testified during arbitration on behalf of Liberty
Mutual Insurance Company in a series of related reinsurance arbitration matters: 2011–2013.
• Authored expert reports and declarations, provided deposition testimony, and testified during the confirmation
hearing on behalf of multiple insurance companies in In re Plant Insulation Co., No. 09-31347 TC (Bankr. N.D.
Cal.): 2011–2014.
• Provided consulting services for a coalition of direct action plaintiffs in In re Puerto Rican Cabotage Antitrust
Litigation.
• Analyzed liability and damages resulting from the indirect claim on behalf of a large coalition of direct-action
plaintiffs in the United States, Asia, and Europe in In re TFT-LCD (Flat Panel) Antitrust Litig., MDL No. 1827
(N.D. Cal.): 2011–2015.
• Authored expert reports, provided deposition testimony, and testified assessing the value of pending and
future asbestos-related personal-injury claims on behalf of the Debtors in In re Specialty Prods. Holding
Corp., No. 10-11780 (JKF) (Bankr. D. Del.): 2010–2015.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re Garlock Sealing Techs., LLC, No. 10-BK-31607 (Bankr. W.D.N.C.): 2010–2018.
• Assisted a Fortune 500 company in the completion of a limited portfolio transfer of thousands of asbestos
claims to a major insurance company: 2010–2011.
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CHARLES H. MULLIN, PHD Page 5 of 10
• Authored declaration and provided deposition testimony on behalf of multiple insurance companies in In re
Leslie Controls, Inc., No. 10-12199 (CSS) (Bankr. D. Del.): 2010–2011.
• Authored declarations on behalf of Century Indemnity Company in In re Thorpe Insulation Co., No. CV 10-
1493 DSF (Bankr. C.D. Cal.): 2010–2011.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Official
Committee of Unsecured Creditors in In re Motors Liquidation Co., No. 09-50026 (REG) (Bankr. S.D.N.Y.):
2010–2011.
• Assessed the value of diacetyl claims on behalf of the Official Committee of Equity Security Holders in In re
Chemtura Corp., No. 09-11233 (REG) (Bankr. S.D.N.Y.): 2010.
• Provided deposition and trial testimony in Cannon Electric, Inc., now known as ITT Cannon, Inc., et al. v.
Affiliate FM Insurance Company, et al., No. BC 290354 (Super. Ct. Cal. L.A. Cty. Ct.) Goulds: 2009–2017.
• Authored expert report on behalf of FM Global and Utica in an arbitration matter: 2009–2010.
• Authored expert reports and provided deposition testimony on behalf of Aviva Insurance Company in Flintkote
Co. v. Gen. Accident Assurance Co. of Can., No. C04-01827 MHP (N.D. Cal.): 2009–2010.
• Provided deposition testimony on behalf of NL Industries, Inc., in Brown v. NL Indus., Inc., No. 06-602096-CZ
(Mich. Cir. Ct., Wayne Cnty.): 2009–2010.
• Authored expert report on behalf of taxpayers in Cencast Servs., L.P. v. United States, Nos. 02-1916 T
through 02-1925 T (Fed. Cl.): 2009–2012.
• Authored declaration on behalf of the State of Israel in In re Holocaust Victim Assets Litig., No. 09-160
(ERK)(JO) (E.D.N.Y.): 2009–2010.
• Provided deposition testimony on behalf of multiple insurance companies in the matter State of Minnesota v.
Associated Medical Assurance Ltd., No. 27-CV-08-1912 (Minn. Dist. Ct., Hennepin Cnty.): 2008–2010.
• Authored expert reports, provided deposition testimony, and testified on behalf of multiple insurance
companies in Continental Casualty Co. v. BorgWarner Inc., No. 04 CH 01708 (Ill. Cir. Ct., Cook Cnty.): 2007–
present.
• Authored expert reports, provided deposition testimony, and testified on behalf of multiple insurance
companies in Continental Ins. Co. v. Honeywell Int’l., Inc., No. MRS-L-1523-00 (N.J. Super. Ct., Morris Cnty.):
2007–2018.
• Authored expert report and provided deposition testimony on behalf of insurance company in Nat’l Serv.
Indus., Inc. v. Appalachian Ins. Co., No. E-22807 (Ga. Super. Ct., Fulton City): 2007.
• Authored expert report, provided deposition testimony, and testified on behalf of policyholder in Imo Indus.,
Inc. v. Transamerica Corp., No. L-2140-03 (N.J. Super. Ct., Mercer Cnty.): 2007–2011.
• Authored expert report and provided deposition testimony on behalf of insurance company in Degussa Corp.
v. Century Indem. Co., No. UNN-L-2163-03 (N.J. Super. Ct., Union Cnty.): 2007.
• Authored expert report and provided deposition testimony on behalf of insurance joint defense group in Foster
Wheeler LLC v. Affiliated FM Ins. Co., No. 600777/01 (N.Y. Sup. Ct., N.Y. Cnty.): 2007–2011.
• Authored expert reports, provided deposition testimony, and testified on behalf of Argonaut Insurance
Company in several reinsurance arbitrations: 2006–2007.
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CHARLES H. MULLIN, PHD Page 6 of 10
• Coauthored a report on the economic viability of the Trust Fund proposed under S.852, the Fairness in
Asbestos Injury Resolution (FAIR) Act of 2005, which highlights how compensation criteria specified for the
proposed Fund would change the number and composition of claims relative to the current tort environment:
2005.
• Authored due diligence reports on asbestos, silica, opioids, and other mass tort matters for corporate
transactions that assessed potential future tort expenditures and evaluated the insurance assets that may
provide coverage for those tort expenditures: 2005–present.
• Authored expert reports and provided deposition testimony assessing the Trust-based liquidated values and
insurance allocation on behalf of Plaintiff in Nat’l Union Fire Ins. Co. of Pittsburgh, Pa. v. Porter Hayden Co.,
No. 1:03-CV-03408-CCB (D. Md.): 2004–2015.
• Authored expert report and provided deposition testimony to address the fraction of expenditures associated
with a company’s asbestos installation operations on behalf of Defendants in Owens Corning v. Birmingham
Fire Ins. Co. of Pa., No. C10200104929 (Ohio Ct. Com. Pl., Lucas Cnty.): 2003–2005.
• Authored expert report focused on the design and implementation of claims file samples in Hercules Inc. v.
OneBeacon Am. Ins. Co., No. 02C-11-237 (Del. Super. Ct., New Castle Cnty.): 2004.
• Assisted with settlement negotiations by analyzing the total value of a national refractory company’s products
and nonproducts coverage associated with claims for both asbestos and potential silica liabilities.
• Evaluated future liabilities and projected insurance recoveries under various scenarios, such as geographic
constraints regarding a regional insulation contractor and supply company.
• Served on behalf of the US Department of Labor in providing statistical analysis for discriminatory hiring
cases and assessing damages.
• Analyzed demand-side management programs for utility companies. Evaluated different contract structures,
software development options, and returns on subsidization programs.
• Investigated potential collusion and redlining by auto-insurance companies on behalf of the Office of the
Chicago Mayor.
OTHER PROFESSIONAL EXPERIENCE
Prior to joining Bates White, Dr. Mullin worked at Chicago Partners, where he provided damages assessments for
antitrust matters. Previously, he worked at Quantum Consulting, where he conducted demand-side management
for utility companies, and at Litigation Resolution Group. In addition to his professional experience, Dr. Mullin was
on the faculty in the Departments of Economics at Vanderbilt University and the University of California at Los
Angeles.
INDUSTRY PRESENTATIONS
• “Update on Talc Litigation.” Perrin Conferences—National Asbestos Litigation Conference, Oct. 1, 2018.
• “Corporate Roundtable: In-House Perspectives on Asbestos Litigation.” Perrin Conferences—Asbestos
Litigation Conference: A National Overview & Outlook, Sept. 13, 2016.
• “Emerging Risks & Insurance Issues in 2016 Coverage Litigation.” Perrin Conferences—Emerging Insurance
Coverage & Allocation Issues Conference, May 18, 2016.
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CHARLES H. MULLIN, PHD Page 7 of 10
• “Impact of Bankruptcies on Litigation Strategies.” Perrin Conferences—Asbestos Litigation Conference: A
National Overview & Outlook, Sept. 28, 2015.
• “Emerging Issues, Coverage Trends and Key Jurisdictional Updates for 2015.” Perrin Conferences—
Emerging Insurance Coverage & Allocation Issues, May 19, 2015.
• “National Trends Driving Asbestos Litigation.” Perrin Conferences—Asbestos Litigation Conference: A
National Overview & Outlook, Sept. 17, 2013.
• “Asbestos Bankruptcy Update.” Perrin Conferences—Asbestos Litigation Conference: A National Overview &
Outlook, Sept. 16, 2013.
• “Charting the Right Course in 2013: A Closer Look at This Year’s Emerging Insurance Coverage Issues.”
Perrin Conferences—Emerging Insurance Coverage & Allocation Issues in 2013, May 14, 2013.
• “National Trends Driving Asbestos Litigation.” Perrin Conferences—Asbestos Litigation Conference: A
National Overview & Outlook, Sept. 10, 2012.
• “Mathematical Estimates of Carrier Exposures.” Perrin Conferences—Emerging Insurance Coverage &
Allocation Issues, Feb. 23, 2012.
• “Quantifying the Exposure: Reinsurance, Reserves, and Practical Considerations.” Perrin Conferences—
Emerging Insurance Coverage & Allocation Issues, Jan. 24, 2011.
• “Adding Up the Parts—Settlement Offsets in All Sums Jurisdictions.” Perrin Conferences—Emerging
Insurance Coverage & Allocation Issues, Jan. 24, 2011.
• “Impact of Current Tort Environment on Asbestos Reserves.” 2010 Casualty Actuary Society Annual Meeting,
Nov. 8, 2010.
• “Litigating Asbestos Cases in 2010: National Trends Driving the Litigation.” Perrin Conferences—Asbestos
Litigation Conference: A National Overview & Outlook, Sept. 13, 2010.
• “Trusts On-Line: The Impact of Asbestos Bankruptcies on the Tort System.” Perrin Conferences—Asbestos
Bankruptcy Conference, June 21, 2010.
• “Asbestos Litigation in 2010 & Beyond—Current and Emerging Trends.” Perrin Conferences—Cutting Edge
Issues in Asbestos Litigation, Feb. 25–26, 2010.
• “A National Update on Current Cases & Trends that are Driving Asbestos Bankruptcy Litigation.” Perrin
Teleconference Series, Dec. 1, 2009.
• “Asbestos Bankruptcy: New Filings, Confirmations & Dismissals.” Perrin Conferences—Asbestos Litigation
Mega Conference, Sept. 14–16, 2009.
• “Claims Estimation in Mass Tort Cases.” ABA Section of Business Law Spring Meeting Committee on
Business Bankruptcy, Apr. 16–18, 2009.
• “Role of the Bankruptcy Trusts in Civil Asbestos.” BVR Legal/Mealey’s Emerging Trends in Asbestos
Litigation Conference, Mar. 9–11, 2009.
• “Damages in a Bad Faith Case.” BVR Legal/Mealey’s Bad Faith Litigation Conference, Nov. 6–7, 2008.
• “Emerging Issues and Important Developments.” West Legalworks, Insurance and Reinsurance Allocation
2008: A Comprehensive Workshop, June 12, 2008.
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CHARLES H. MULLIN, PHD Page 8 of 10
• “Impact of Underlining Litigation Developments.” West Legalworks, Insurance and Reinsurance Allocation,
Nov. 7, 2007.
• “Removing the Asbestos Overhang—Is There an Alternative to Asbestos Bankruptcy?” Mealey’s Publications,
Mealey’s National Asbestos Litigation SuperConference, Sept. 26, 2007.
• “Another Chapter in Asbestos Bankruptcy Litigation: What Does the Future Hold?” Mealey’s Publications,
Asbestos Bankruptcy Conference, June 8, 2007.
• “Impact of Underlining Litigation Developments.” West Legalworks, Insurance and Reinsurance Allocation
Superbowl 2007, Mar. 20, 2007.
• “Quantifying the Risk: The Impact Investigations into Fraudulent Silica/Asbestos Suits Will Have on the Rate
of Filing and Value of Current & Future Claims.” Mealey’s Publications, Silica & Asbestos Claims Conference:
What Effect Will Investigations into Fraudulent Suits Have on the Litigation? Nov. 11, 2006.
• “How State and Federal Tort-Reform Efforts Are Changing the Asbestos Litigation Landscape.” Mealey’s
Teleconference: Asbestos Legislation—Is a Solution to the Crisis around the Corner? July 20, 2006.
• “Asbestos Legislative Initiatives for Federal and State Tort Reform.” American Conference Institute’s (ACI) 7th
Annual Litigating, Settling, and Managing Asbestos Claims, June 15, 2006.
• “The FAIR Act: An Economic Analysis.” American Legislative Exchange Council, 2005 States and Nation
Policy Summit, Dec. 2005.
• “The Impact of Different Approaches to Settlement Credits.” Mealey’s Publications, All Sums: Reallocation &
Settlement Credits Conference, Nov. 7, 2005.
• “Assessing the Merits of Reallocation.” American Enterprise Institute, Industry Roundtable Discussion, Apr.
21, 2005.
• “The Effect of Joint and Several Liability on the Incentive of Defendants to Declare Bankruptcy: Evidence from
Asbestos Litigation.” American Law and Economics Association, Annual Meeting, May 2004.
• “Assessing the Merits of Reallocation.” American Law and Economics Association, 14th Annual Meeting (co-
author Anup Malani), May 3, 2004.
PUBLICATIONS
• Mullin, Charles H., Karl N. Snow, and Noah B. Wallace. “Unresolved Issues in Allocation of Loss to
Insurance.” Coverage 21, no. 1 (2011): 13–23.
• Mullin, Charles H., Karl N. Snow, and Noah B. Wallace. “Proper Settlement Credits in All Sums Jurisdictions.”
Coverage 20, no. 3 (2010): 26–31.
• Mullin, Charles H., Charles E. Bates, and Marc Scarcella. “The Claiming Game.” Mealey’s Litigation Report:
Asbestos 25, no. 1 (2010).
• Mullin, Charles H., Charles E. Bates, and A. Rachel Marquardt. “The Naming Game.” Mealey’s Litigation
Report: Asbestos 24, no. 15 (2009).
• Mullin, Charles H., and Charles E. Bates. “State of the Asbestos Litigation Environment.” Mealey’s Litigation
Report: Asbestos, 23 no. 19 (2008).
• Mullin, Charles H., and Charles E. Bates. “Show Me the Money.” Mealey’s Litigation Report: Asbestos 22, no.
21 (2007).
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CHARLES H. MULLIN, PHD Page 9 of 10
• Mullin, Charles H., and Charles E. Bates. “The Bankruptcy Wave of 2000—Companies Sunk by an Ocean of
Recruited Asbestos Claims.” Mealey’s Litigation Report: Asbestos 21, no. 24 (2007).
• Mullin, Charles H., and Charles E. Bates. “Having Your Tort and Eating It Too?” Mealey’s Asbestos
Bankruptcy Report 6, no. 4 (2006).
• Mullin, Charles H. “Identification and Estimation with Contaminated Data: When Do Covariate Data Sharpen
Inference?” Journal of Econometrics 130, no. 2 (2006): 253–72.
• Mullin, Charles H., and David H. Reiley. “Recombinant Estimation for Normal-Form Games, with Applications
to Auctions and Bargaining.” Games and Economic Behavior 54, no. 1 (2006): 159–82.
• Mullin, Charles H. “Bounding Treatment Effects with Contaminated and Censored Data: Assessing the Impact
of Early Childbearing on Children.” Advances in Economic Analysis & Policy 5, no. 1, (2005): article 8.
• Mullin, Charles H., Kelly A. Dugan, and John J. Siegfried. “Undergraduate Financial Aid and Subsequent
Alumni Giving Behavior.” Quarterly Review of Economics and Finance 45, no. 1 (2005): 123–43.
• Mullin, Charles H., and Anandi Mani. “Choosing the Right Pond: Social Approval and Occupational Choice.”
Journal of Labor Economics 22, no. 4 (2004): 835–62.
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “Welfare, Employment, and Income: Evidence on the
Effects of Benefit Reductions from California.” American Economic Review 92, no. 2 (2002): 380–84.
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “Welfare Reform, Employment and Advancement.”
Focus 22, no. 1, Special Issue (2002).
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “The Earned Income Tax Credit and Labor Market
Participation of Families on Welfare.” In The Incentives of Government Programs and the Well-Being of
Families, eds. Bruce Meyer and Greg Duncan (Evanston, IL: Joint Center for Poverty Research, 2001).
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “The Earned Income Tax Credit and Labor Market
Participation of Families on Welfare.” Poverty Research News, May/June 2001.
• Mullin, Charles H., and John J. Siegfried. “Grants Today, Gifts Tomorrow.” Currents 27, no. 4 (2001): 9–10.
• Mullin, Charles H., Carolyn J. Hill, V. Joseph Hotz, and John K. Scholz. “EITC Eligibility, Participation, and
Compliance Rates for AFDC Households: Evidence from the California Caseload,” May 1999, prepared for
the State of California.
• Mullin, Charles H., V. Joseph Hotz, and Seth Sanders. “Bounding Causal Effects Using Data from a
Contaminated Natural Experiment: Analyzing the Effects of Teenage Childbearing.” Review of Economic
Studies 64, no. 4 (1997): 575–603.
GRANTS
• 2004–2007: Principal Investigator (with V. J. Hotz and J. K. Scholz), National Science Foundation Grant, “Tax
Policy and Low-Wage Labor Markets: New Work on Employment, Effectiveness and Administration.”
• 2000–2001: Principal Investigator (with V. J. Hotz and J. K. Scholz), Grant to the University of Wisconsin–
Madison from Assistant Secretary of Planning and Evaluation, US Department of Health and Human
Services.
• 1997–1998: National Institutes of Health Predoctoral Training Grant.
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CHARLES H. MULLIN, PHD Page 10 of 10
PROFESSIONAL ASSOCIATIONS AND HONORS
• Who’s Who Legal: Insurance Expert of the Year, 2018–2020
• Who’s Who Legal Thought Leader: Global Elite list, 2019–present
• Who’s Who Legal: Insurance & Reinsurance Expert Witnesses Thought Leader, 2016–present
• Who’s Who Legal: Insurance & Reinsurance Expert Witnesses Global Elite Thought Leader, 2020–present
• American Bar Association
• American Economic Association
• American Law and Economics Association
• Econometric Society
• Society of Labor Economists
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 29 of 56
Schedule 1
Potential Parties in Interest
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 30 of 56
SCHEDULE 1
List of Schedules
Schedule Category1(a) Parent Affiliates1(b) Current/Former Directors & Officers1(c) Stockholders of Parent1(d) Cash Management Bank 1(e) Bankruptcy Judges & Staff1(f) Governmental/Regulatory Agencies1(g) Insurers1(h) Parties to Significant Actual or Known Potential Litigation with Debtor1(i) Plaintiffs’ Firms1(j) Co-Defendants1(k) Debtor’s Proposed Professionals and Affiliates’ Professionals1(l) U.S. Trustees’ Office
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 31 of 56
SCHEDULE 1(a)
Parent Affiliates
Hess Capital Services LLCHess CorporationHess Oil & Gas Holdings Inc.Hess Oil St. Lucia Holdings LPHess Oil St. Lucia Terminal HoldingsSt. Croix Petrochemical Corp.
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 32 of 56
SCHEDULE 1(b)
Current/Former Directors & Officers
Asafu-Adjaye, JacquelineBaker, DJDunagin, Martin C., Jr.Fishman, Eric S.Franzino, RobertGoodell, Timothy B.Hess, John B.Kahn, MatthewMenell, SethMosk, MiltonPrince, Edd D.Rielly, John P.Schachter, BarrySnyder, Todd R.Stapleton, AmyWiley, Jason
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 33 of 56
SCHEDULE 1(c)
Stockholders of Parent
BlackRock Inc. Brady, NicholasFMR LLCGoodwillie, Eugene, Jr.Hess, John B.Kean, Thomas H.State Street Corp.Vanguard Group Inc., The
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 34 of 56
SCHEDULE 1(d)
Cash Management Bank
JPMorgan Chase
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 35 of 56
SCHEDULE 1(e)
Bankruptcy Judges & Staff
Isgur, MarvinJones, David R.Lopez, ChrisNorman, Jeffrey P.Rodriguez, Eduardo V.
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 36 of 56
SCHEDULE 1(f)
Governmental/Regulatory Agencies
Illinois, State of, Attorney GeneralNew York, State of, Attorney GeneralUnited States, Government of the, Department of the Interior, Environmental Protection Agency
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 37 of 56
SCHEDULE 1(g)
Insurers
American International Group Inc.Royal Insurance Holdings Ltd.Travelers Cos. Inc., The
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 38 of 56
SCHEDULE 1(h)
Parties to Significant Actual or Known Potential Litigation with Debtor
Abraham, AlexandrineAbraham, Davidson Abraham, EleanorAbraham, FerdinandAbraham, HaroldAbraham, NarcisseAbraham-Soldiew, BernadetteAcosta, EdelmiroAcosta-Lewis, CandidaAdams, Melvine, Sr.Ahamad, ZulaikaAlamo, JuanAlbert, Felicite PatriciaAlexander, Anselm Alexander, David AdrianAlexander, Gabriel Alexander, Michael K.Alibocas, ShirleyAllen, Richard, Sr.Alphonse, AgnesAmelina, Marc LouisAndrew, AgnesAngol, AugustinAntoine, CatherineAntoine, ChedAntoine, JamfesAntoine, JohannaAquino-De La Rosa, OvidioArchibald, EmikaArno, CarlosArno, ConfesorArno, FeliciaArno, GladysArno, Liz Marie M.Arno, MagdalenaArno, YadielArno-Jimenez, GlerysbethArnold, AnnaArroyo, Ahrianna L.Arroyo, HectorArroyo, KianaArroyo, Petra
Arthurton, DexterAuguste, Keosha MariahAuguste, MarieAugustin, EmmanuelAustin, AllanAyala, EnriqueAyala, HumbertoAyala, JesusAzille, CherylBaez, LuisBallantine-Phillips, YvetteBaltimore, LinkBannis, HeaflineBaptiste, Alwyn JohnBaptiste, AntoineBaptiste, MariaBaptiste, Pricilla JohnBarnes, Dennis, Jr.Barry, JamesBarry, St. RoseBarry, SylviaBatista, JuanBazil, JoannessBeharry, Lawrence J., Sr.Beharry, Pascal W.Belardo, FidelBelardo, Hector C.Benjamin, Alford D.Benjamin, MelvinBenjamin, MorrisBenton, IngridBenwaree, RennieBergan, ArlingtonBerley, Cassilla V.Berley, Noel U.Bernard, AngeloBhola, AnthonyBiggs, Bruce E. P.Blake, Irvine E.Blake, RodneyBodley, CelinaBodley, Elias
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 39 of 56
Boland, VeronicaBougouneau, FranciscaBougouneau, Francisca AndreaBougouneau, JeremiahBowery, IraBoyce, Clemence, Sr.Boyer, ReginaBraithwaite, LisaBrown, Clarence G.Brown, FrankBrowne, Alexis H.Browne, AlfredBrowne, EdwinBrowne, GladstoneBrowne, Joshua S.Browne, RitaBrowne, StaffordBurke, A’JadaBurke, TyroneCaldena, BlakeCannon, MirandaCarlot, ZuleykaCarmona, DanieCarmona, JoannnaCarpio, LuisCarrasquillo, Victor RuizCarroll, MarioCarter, ArthurCasimir, AvanCastillo, Altagracia JavierCastro, JaimeCastro, PabloCelestin, EzraCepeda, Kelvin D.Cepeda, Nashali E.Cepin, Alfredo Marquez, Jr.Cepin, GuillerminaChapkanova, RoumenkaCharles, AlexanderCharles, CatherineCharles, Cuthbert R.Charles, ItaCharles, JuliaCharles, Veronica RitaCharles, VynishaChiverton, Onesimus
Christmas, ElfordChristophe, CyrillaCirilo, SoniaClarke, MichaelClaudio, Jorge Luis FontanezClercin, MaryClercin, Skitter VernaClifford, AugustineClinton, HenryClouden, ElvitaClouden-Browne, AbbeyClovis, CelestinClovis, LawrenceClovis, ReginaCoburn, JanelleColeman, JuliettaCollins, PhillipCombie, ElizaCombie, ValerieCompton, Claire J.Consula, MatthewCooke, RichardCooke, WilhelminaCorridon, NeilCoto, PedritoCotto, Jovo, Jr.Cox, DudleyCreighton, TheresaCrispin, PaulaCruz, CristinoCuffy, Gee, Jr.Cuffy, MableCuffy, ShirleyCyrille, PaulDalmau-Estrada, CarlosDalsan, AgnesDaniel, CatherineDaniel, ChristineDaniel, NoelDaniel, Phillip E.Dantes, BarthelmyDariah, TheresaDariah, WrandaDavid, JeanneDavis, RupertDayatra, Emmanuel
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De La Cruz, Milciades UbriDe La Cruz, NancyDe Lande, ClefrynDe Rosa, Edelmira RoaDecaille, LildaDecima, John BaptisteDefreitas, Gilbert M.Degrasse, WilliamDelande, PeterDelgado, Gabriel A.Delozier, DarrenDenbow, HelenaDenis, AlexisDenis, AlphonsusDenis, DariahDenis, PlacideDennery, ArthurDennie, IsraelDesbonnes, NathalieDeschamps, MalcolmDesir, JoannaDesir, UriasDesouza, JohnDeterville, CharlesDiaz de Ayala, RosandaDiaz, ElizabethDiaz, RosaDonawa, Clarence EustaceDonawa, IanDonelly, TriciaDoran, GarfieldDoran, JudithDouglas, Charles (Christian)Drayton, CleavelyDrew, LenroyDrigo, DanielDucreay, IsaiahDuncan, TyroneDurgah, ShariaDyett, GeorgeEardley, Howard CharlesEast, EugeniaEastman, FelixEdward, PeterEdwards, Albert, Jr.Elcock, Kendrick
Elderfield, RichardElliot, AltonElliott, AlbertEmanuel, HensonEmmanuel, HyacinthEnglish, AllanErrilienne, CarmelaEstate of Alberto MorlaEstate of Arnold AnthonyEstate of Benjamin FreemenEstate of Eli McKenzieEstate of Emerson GillEstate of Ezekiel FarrellEstate of Felito RijoEstate of Felix ColonEstate of Fitzroy RobertsEstate of Francisco Carrasquillo-AcostaEstate of George GlasgowEstate of Greta ShaltoEstate of James HughesEstate of John JordanEstate of Joseph PlanteEstate of Julian PetersEstate of Kelvin StanislasEstate of Leroy W. TrimminghamEstate of Logan A. PujolsEstate of Luciano SusinoEstate of Luke FrederickEstate of Lunid WalterEstate of Miguel MartinezEstate of Nelson Mena MarteEstate of Nicholas GeorgeEstate of Octave FerdinandEstate of Patricia StewartEstate of Patrick MathurinEstate of Ramona SantosEstate of Roland BodleyEstate of Rosemary NicholasEstate of Scipio MurrenEstate of Teresa FontenelleEstate of Thomas LannaghanEstate of Wilmouth A. HughesEstephan, Americo RodriguezEugene, MaryEugene, SimniaEugene, Veronica
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 41 of 56
Evans, GualbertEvans, HandersonEvans, HughEvans, JuliannaFabian, PatricioFahie, Royce H.Farrelly, ChastidyFarrelly, ChristianFarrelly, ChristineFarrow, OliverFaucher, AngelaFelicien, JeremiahFelix, Angelina M.Felix, AnthonyFelix, BertaFerdinand, Brenda G.Ferdinand, OctaviaFigueroa, Carlos J.Figueroa, Carlos R., Jr.Figueroa, RobertoFinney, AlanaFinney, EmeraldFinney, JacklineFlood, CynthiaFonetenelle, ExiliaFontenelle, GeorgeFontenelle, PiusForde, LinroyFox, Melwyn EliasFrancis, AndreFrancis, SophiaFrancis-Christopher, DaisyFraser, Tamica T.Freeman, Eugene T., Sr.Frontal, JiannaGabriel, JuliaGaliber, Joyce JamesGarcia, FelixGarcia, FredericoGarcia, Glorimar MenaGarcia, JuanGarcia, ReynaldoGaston, SimoneGautier, AngelGeorge, CuthbertGeorge, Eunice
Gervais, RufinusGifford, AlainGilbert, IdoniaGilbert, JosephGill, FondaGlasgow, CatherineGlover, MaryGomez, OscarGonsalves, HyacinthGonsalves, MarieGonsalves, Marie V.Gonzague, AugustaGonzague, Henry, Jr.Gonzales, GlenGonzales, RamonaGonzalez, MarioGonzalez, RaulGordon, AdolphusGordon, AnnaGordon, CelestineGordon, RoderickGranger, StephanieGrant, FeliceGreen, Tony CurtisGreen, WendyGreenaway, DanGreene, AlwynGuadalupe, DomingoGuadalupe, Javier, Jr.Guadalupe, SheraldaGuadalupe-Thomas, Maria R.Gumbs, AlexanderGumbs, AnneGustave, AudreyGuzman, SencionHall, Egbert CarltonHamilton, AmbroseHenry, GeorgeHenry, LucilleHenry, Mary G.Henry, MervynHenry, MichaelHenry, MilesHenry, NicholasHenry, PaulHenry, Yolanda
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Hepburn, Maria M.Herelle, JosephHerman-Sadoo, NataliaHernandez-Aquino, XiomaraHill, Joseph VigilantHinkson, FrancillaHippolyte, WaltrudeHospedales, RoderickHughes, StedmanInce, AlbertInglis, DillonIrwin, VeraIsaac-Joseph, SirdrinaIsidore, HelenJackson, MalvinaJacob, CharlesJacobs, GwendolynJagrup, VerdanJames, BrendaJames, FrancisJames, Irwin L.James, JeromeJames, JulieJarvis, GaryJarvis, LeroyJean, AndreJean, LarryJeffers, StephenJeffers, Wilfred Z.Jeffrey, CrystalJeremiah, FrankJimenez, DavidJn-Marie, EugeniaJno-Baptiste, NicholasJno-Finn, MichaelJoaquin, JosephJohn, AgnesJohn, GertrudeJohn, JoanJohn, Michael C.John, SylvesterJohn-Baptiste, ArthurJohn-Baptiste, BernadineJohnson, Juana L.Jonas, WinifredJoseph, Bernett
Joseph, ElwinJoseph, Emil Joseph, GeorgeJoseph, GraceJoseph, JudithJoseph, KennethJoseph, MagiltaJoseph, MargaritaJoseph, PhillipaJoseph, Selwin GeorgeJoseph, St GeorgeJoseph, TheresaKing, ClaudetteKnight, EvertonLanguedoc, ClementLansiquot, EnnoLaurencin, AnthonyLawrence, RosettaLazare, LouiseLazare, MaynardLeblanc, Alex G.Ledesma, FelipeLeon, AybertLeon, JoannaLeon, MaryLeon, MichaelLeonce, HerbertLeonce, PhylisLestrade, RebeccaLiburd, DaveLiburd, HenrekerLinares, AbigailLing, Michael LeeLlanos, VeronicaLongville, MaryLopez, CarmenLopez, MaishaleenLopez, MymaLopez, MyrnaLopez-Acosta, JoseLopez-Quintana, JuanLouis, AgathaLouis, CorneliaLubin, Jonah N.Lucille, MaryMaharaj, Devraj
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Malaykhan, EyajieManie, JohnMarcelle, LuciaMarquez, DayanaMarquez, SigfredoMars, AliciaMarsh, Jane M.Marte, Eladia Flaviana MenaMartin, TelbertMartina SimeinaMartinez, EstherMartinez, HectorMassicot, EricMassicott, Jeannoel S.Massicott, MerlynMateo, Joan Manuel MenaMathurin, BernardMathurin, GregoryMathurin, PatriciaMatthew, Fitzroy B.Matthew, Michael ElsworthMaxwell, MaryMaxwell, WeldonMayfield, CarmenMaynard, CarolynMaynard, JamesMaynard, Nadean V.McBean, JanineMcFarlane, CaniceMcIntosh, DanielMcIntosh, LydiaMcKenzie, JennieMcKenzie, VernonMcMahon, VincentMcNamara, JamesMelius-Michaud, VirginiaMenders, Reynard D., Sr.Mendez, LoanmiMerced, EdgarMerced-Green, LucetteMess, JosephMichael, ColettaMicheau, Julian L.Miller, Delroy E., Sr.Miller-Lloyd, WilmaMitchell, Alfred
Mitchell, ClaytonMitchell, CorneliusMitchell, GemmaMitchell, MarianMoe, RussellMohansingh, KadarMondesir, FrancesMondesir, Viviane CharlesMonrose, VictorMontoute-Dumar, ClaritaMoore, Gary A.Moore, StevenMorla, FreddyMoses, GodcliveMoses, JeromeMulrain, Carlos P.Munchez-Nurse, Barbara A.Murray, Anne Marie P.Murray, MichaelNales-Martinez, NormaNandlal, BasilicaNavarro, Guillermo RiveraNelson, ClementNelson, GerardNewton, SharonNicholas, Sandra A.Nieves, JoelNieves, Jose A., IIINieves, SoniaNisbeth, EdricNobbie, AinsleyNoelien, JoycelineNoorhasan, ShaneNorford, DerrickNyack, MarilynO’Bryan, NinaOctalien, Norbert C.Oliver, PedroOrta, YaralizOsorio, Pedro, Jr.Ozoria, VictorPacheco, KarinaParris-Bruce, NormaParris-Delgado, AnnettePaul, AnthonyPaul, John
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Paul, PhillipPena-Arrendell, ArelisPeralta, QuermanPerez, SantaPerez-Rivera, AbrahamPeter, MichaelPeterson, LucienPhangyou, Carl PJPhangyou, RobertPhangyou, TabitaPhillip, CatherinePhillip, VaughnPhillips, PatrickPhilogene, BibianaPhilogene, LawrencePilier, AntonioPilier, DemetrioPilier, LeandroPilier, LizandroPilier, LizangelPlante, MarionPoleon, AngelaPoleon, CelinaPoleon, JohnPoleon, YviePowell, CharlesPrescott, JosephPresident, WinifredPrevost, FlorettaPrime, HollisProsper, ElpherRambally, BrianRamdhanny, JohnRamos, BrunildaRamos, JosefinaRandolph-Victor, LauraRaphael, DerekRaphael, MarthaRaphael, ThomasRas, LuisRaymond, ZeniaReid, AvisRene, CoriaRennie, LloydRennie, RonnieReuben, Aaron
Reyes, ConfesorRichardson, CherylRichelieu, GregorRichelieu, Gregory E.Richelieu, MargaritaRichelieu, Verna RitaRijo, MarcoRios, FelipeRivera, JoseRivera, Jose M.Rivera, Luis, Jr.Rivera, Luis, Sr.Rivera, SandroRivera, SantosRivera, TeresaRivera-Lopez, SantosRiviere, AnnabelleRoa, BasilioRoberts, Aldora FlemingRoberts, Cuthbert F.Roberts, DarriyenRoberts, KendallRoberts, Roger A.Robertson, LintonRobles, AngelaRobles, MaicangelRobles, NatashaRodriguez, AngelRodriguez, IsraelRodriguez, LeonardRodriguez, MariaRodriguez, SerafinRodriguez, Serafin, Jr.Romain, AndrewRosa, SoniaRosario, AnaRose, EustaceRoseline, EleanorRussell, HulesterSadoo, RicardoSam, Reginald A.Samuel, Richard A.Samuel, VirginiaSanchez, JoseSanes, MariaSantiago, Bernabe, Jr.
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Santiago, CarmenSantiago, ChayanneSantiago, LuisSantiago, MaynalysSantiago, ShanequaSantos-Rios, AngelSargeant, PatronellaSargeant, PetronellaSargeant, VincentScotland, MariskaSealey, RonaldSeecharan, AlvanSerieux, MarieShirley, HelenSilvestre, Juan RiverasSimon, EnochSimon, LesroySmith, AnthonySmith, James A.Solomon, RodneySonny, JosephSonson, AlvinSookoo, RichieSoto, JorgeSoto-Nieves, IrmaSoto-Santos, EfraimSt. Henry, Norris RupertSt. Jean Wong, MeredithSt. Remy, FrancoisSt. Rose, Alexander St. Rose, GerardSt. Rose, GertrudeSt. Rose, MarySt. Rose, SaraphineSt. Rose, VirginiaStanislas, AlbertStanislas, MarinaStanley, EugeniaStephenson, EugeneStevenson, ElsworthStraker, CoraSubniak, DiananSusino, CarmelaSwanston, ArleneSydney, JohnSykes, Eric
Talian, Lucy C.Tann, ReneeTayliam, AlbertTaylor, MacDonaldTheobbles, EstherTheodile, RuthineTheodore, RoselynTheodule, ElizabethTheophilus-Phillipp, Alita V.Thomas Peters, AnitaThomas, ClaudiusThomas, Franklyn M.Thomas, JoycelynThomas, MichaelThomas, Patrick NelsonThomas, SandyThomas, ThomasThomas-Cooke, CheryannThomas-Eastman, JacquelineThorpe, CharlineTitre, CyrilTorgerson, BruceTreasure, FerdinandTreasure, MelroseTrimmingham, DoritaTurnbull-James, LyneTutein, JoelTutein, WilmaVega-Vargas, PercioVelazquez, Ada L.Velazquez, AndresVelazquez, RitaVernage, MatthewVictor, AlbertVictor, CosmosVictor, Fenton CurtisVictor, MarkVictor, MarthaVictor, RubenVigilant, LesterVigilant, TimothyViotty, RollinVitalis, MathurinWallace, EltonWalter, DavonWalters, Shawn
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Weekes, ReubenWeeks, Mary AnnaWeston, TheclaWheeler, Joseph C.Wheeler, StephanieWhite, ClydeWickham, Sean IanWilliam, AugustineWilliam, John B.Williams, Albert J.Williams, Anderson LeroyWilliams, AnthonyWilliams, BernardWilliams, BerylWilliams, Carol G.Williams, Ira S.Williams, LennardWilliams, Leonox L.Williams, Lequani L.Williams, MerleWilliams, SpencerWilliams, ThomasWilliams, VincentWilson, AlfredWilton, MargueriteWiltshire, ChristinaWiltshire, Susan GumbsWoodley, VictoriaWoodrupp de Almonte, Andrea C.Woods, BenjaminXavier, RosaYounge, EveretteYounge, Grantley A.
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 47 of 56
SCHEDULE 1(i)
Plaintiffs’ Firms
Burns Charest LLPEarly Law Firm LLC, TheGori Law Firm PC, TheHarris & Huge LLCLaw Office of Ryan W. GreeneLee J. Rohn & Associates LLCMaune Raichle Hartley French & Mudd LLCMeirowitz & Wasserberg LLPMurray Law FirmPate Law Firm, ThePorter Hedges LLPThomas Alkon PCWaters & Kraus LLP
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SCHEDULE 1(j)
Co-Defendants
4520 Corp. Inc.ABB Inc.Abex Corp.AECOM E&C Inc.AECOM Energy & Construction Inc.AERCO International Inc.Air & Liquid Systems Corp.Akzo Nobel Chemicals LLCAkzo Nobel Functional Chemicals LLCAkzo Nobel Inc. Allen-Bradley Co.Alliance Machine Co. Inc., TheAllied Insulation Supply Co. Inc.Alltite Gaskets Co.Alton Box Board Co.American Boiler Tank & Welding Co. Inc.American CyanimidAmeron International Corp.Amphenol Corp.Armstrong International Inc.Armstrong Pumps Inc.ArvinMeritor Inc.AstenJohnson Inc.Atlas Copco Compressors LLCAtlas Copco North America LLCAtwood & Morrill Co.Aurora Pump Co.AWT Air Co. Inc.BASF Corp.BBC Brown BoveriBechtel Corp.Bigelow-Liptak Corp.Blackmer & Roger Pump Co.Blackmer Pump Co.BMCE Inc.BMW Constructors Inc.Borden Chemical Inc.Borg-Warner Morse TEC LLCBrake Parts Inc. LLCBuffalo Pumps Inc.Burnham LLCBWIP Inc.
Carboline Co.Carver Pump Co.Cashco Inc.CBS Corp.CDI Corp.CertainTeed Corp.Chevron USA Inc.Chicago Bridge & Iron Co.Chicago Gasket Co.Chicago Pneumatic Tool Co. LLCChicago Wilcox Manufacturing Co.Clark-Reliance Corp.Cleaver Brooks Co. Inc.Cleaver-Brooks Inc.ClemcoClyde Union Inc.CNA Holdings LLCCoca-Cola Co., TheConocoPhillips Co.Consolidated Edison Co.Continental Automotive Systems Inc.Cooper Industries LLCCorrigan Company Mechanical ContractorsCrane Co.Cutler-Hammer Inc.Cyprus Amax Minerals Co.DAP Products Inc. deVan Sealants Inc.Dow Chemical Co.Dow Chemical Co., TheDurametallic Corp.EagleBurgmann Industries LPEaton Corp. plcEcodyne Corp.Edward Valves Inc.ElectroluxEntergy Corp.Essex Specialty Products LLCExxonMobil Oil Corp.FirstEnergy Corp.FlowserveFlowserve US Inc.
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Fluor Corp.Fluor Enterprises Inc.FMC Corp.Ford Motor Co.Formosa Plastics Corp. USAFort Kent HoldingsFoster Wheeler Corp.Foster Wheeler LLCGardner Denver Inc.General Electric Co.General Engineering Corp.Geo P. Reintjes Co. Inc.Glencore Ltd.Goodyear Tire & Rubber Co., TheGorman-Rupp Co., TheGoulds Pumps LLCGreene Tweede & Co.Grinnell LLCGuard-Line Inc.Hauck Manufacturing Co.Hawkins Parnell & Young LLPHercules LLCHexion Inc.Hollingsworth & Vose Co.Honeywell Honeywell International Inc.Howden North America Inc.Huntington Ingalls Industries Inc.Hydro-ChemICI Americas Inc.IMO Industries Inc.Industrial Holdings Corp.Ingersoll Rand Co.Inmont Corp.International Paper Co.ITE Electrical Products Co.ITT Corp.ITT LLCJersey Central Power & Light Co.JM Eagle Inc.JM Manufacturing Co. Inc.John Crane Inc.John Zink Co. LLCJohnson Controls Inc.Kaiser-Gypsum Co. Inc.KC Wall Products Inc.
KCG Inc.Keeler-Dorr Oliver Boiler Co.Kennedy Valve Manufacturing Co.Krogh Pump Co. Inc.La Mirada Products Co. Inc.Linde Engineering North America LLCLitwin Corp.Lockheed Martin Corp.Magnum ProductsMarley Cooling TowerMcCanna Corp.McMaster-Carr Supply Co.Mead Corp., TheMeadWestvaco Corp.Metropolitan Life Insurance Co.Metso Minerals Industries Inc.Milton Roy Co.Minute Maid Co.Monsanto Co.Mount Vernon Mills Inc.Mueller Co. LLCMueller Steam SpecialtyMW Custom Papers LLCMW Kellogg Co., TheNash Engineering Co., TheNooter Corp.Nordstrom Valves Inc.Occidental Chemical Corp.Overseas Shipbuilding GroupPfizer Inc.Phillips 66 Co.Pneumo Abex LLCPNM Resources Inc.PSEG Fossil LLCPublic Service Electric & Gas Co. Resal Inc. Resco Holdings LLCResearch-Cottrell Inc.Reunion Industries Inc.Rew Materials Inc.RIC-WIL Inc.Riggers & Erectors International Inc.Riley Power Inc.Rockwell Automation Inc.Rockwell Manufacturing Co.Ross Operating Valve Co.
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Rostone Corp.RUCO EquipmentSaint-Gobain Abrasives Inc.Salem Furnace Co.Schneider Electric SESequoia Ventures Inc.Shaw Group Inc., TheSherwin-Williams Co., TheSiemens Industry Inc.Spence Engineering Co. Inc.Spirax Sarco Inc.Sprinkmann Sons Corp.SPX Cooling Technologies Inc.Sterling Fluid Systems (USA) LLCStubbs OverbeckSulzer Pumps (US) Inc.Swindell-Dressler Corp.Taco Inc.Tenova Core Inc.Tenova SpATexaco Inc. Tnemec Co. Inc.Trane US Inc.Treco Construction Services Inc.Turner Construction Co.Turner St. Croix Maintenance Inc.Union Carbide Corp.Universal Refractories Inc.US Power Generating Co. LLCVelan Valve Corp.Vellumoid Inc.ViacomCBS Inc.Viad Corp.Vickers Inc. Viking Pump Inc.Vimasco Corp.Warren Pumps LLCWarren Rupp Inc.Watts Water Technologies Inc.Welco Manufacturing Co.WestRock RKT Co.William Powell Co., TheWTI Rust Holdings Inc.Wyatt VI Inc.York International Corp.Yuba Heat Transfer LLC
Zinclahoma Inc.Zurn Industries LLC
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SCHEDULE 1(k)
Debtor’s Proposed Professionals and Affiliates’ Professionals
Bankruptcy Management Solutions Inc.Beckstedt & Kuczynski LLPHaynes and Boone LLPJackson Walker LLPKirkland & Ellis LLPPiper Sandler & Co.Stretto, Inc.Wilson Elser Moskowitz Edelman & Dicker LLP
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SCHEDULE 1(l)
U.S. Trustees’ Office
Boykin, JacquelineDuran, HectorGriffin, BarbaraHobbs, Henry G., Jr.Johnson-Davis, LuciMcCullar, AliciaMotton, LindaOtto, GlennRuff, Jayson B.Schmidt, PatriciaSimmons, ChristySmith, GwenStatham, StephenWaxton, ClarissaWhitworth, Jana
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Schedule 2
Bates White Prior or Current Affiliations For Services Provided For or on Behalf of Potential Parties in Interest
Case 22-90035 Document 100-1 Filed in TXSB on 05/16/22 Page 54 of 56
Bates White Prior or Current Affiliations For Services Provided For or on Behalf of Potential Parties in Interest
Hess CorporationBurns Charest LLPKirkland & Ellis LLPOffice Of The Attorney General for the State of IllinoisKaiser Gypsum Company, Inc.Linde AGOffice Of The Attorney General for the State of New YorkOccidental Chemical CorporationPfizer, Inc.PNM Resources, Inc.RILEY POWER INC., f/k/a RILEY STOKER CORPORATIONRockwell Automation Inc as successor in interest to the Allen Bradley Company incorrectly named Rockwell Automation Inc f/k/a Allen Bradley Company Inc., individually and as successor in interest to Rostone CorporationThe Coca-Cola Company, Individually and as Successor-in-Interest to Minute MaidGoodyear Tire & Rubber Co.John Crane IncSiemens Industry Inc.Velan Valve CorporationViad CorpWarren Pumps LLC3M a/k/a Minnesota Mining & Manufacturing CompanyAIGCarrier CorporationCertainTeed CorporationFoster WheelerGarlock, Inc.Internal Revenue ServiceLockheed Martin Corporation Arrowpoint Capital (Formerly Royal Insurance)Securities and Exchange Commission (SEC)The Travelers Companies Inc.Westinghouse electric Corporation n/ka/ Viacom, Inc.Wilson Elser Moskowitz Edelman & Dicker LLPSaint-GobainViacom, Inc.Koch IndustriesAkzo Nobel Coatings, Inc.American CyanamidGeneral Electric CompanyHawkins Parnell & YoungHercules LLCElectroluxUnion Carbide Corporation (UCC)
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2
American Standard IndustriesAurora PumpThe Dow Chemical CompanyEssex Chemical CorporationExxon MobilFirstenergy CorporationFlowserve CorporationFord Motor CompanyHoneywell International Inc.Howden North America, IncIngersoll RandInternational Paper CompanyITT CorporationSherwin-WilliamsTrane Co.Armstrong InternationalBeaconMEdaes, a division of Atlas Copco ABBASF Corporation Blackmer Pump CompanyCashcoCBS CorporationChevron Environmental Management CompanyChevron de Puerto Rico, LLC Cleaver-BrooksCNA Holdings LLCCooper Industries, LLCIMO IndustriesElliott Company, a division of CarrierConsolidated Edison CompanyGrinnellPNEUMO Abex LLC, Successor in Interest to Abex Corporation
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IN THE UNITED STATES BANKRUPTCY COURTFOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
)In re: ) Chapter 11
)HONX, INC.,1 ) Case No. 22-90035 (MI)
)Debtor. )
)) Re: Docket No. __
ORDER (A) AUTHORIZING THE RETENTION AND EMPLOYMENT OF BATES WHITE, LLC AS ASBESTOS CONSULTANTS
EFFECTIVE AS OF THE PETITION DATE AND (B) GRANTING RELATED RELIEF
Upon the application (the “Application”)2 of the above-captioned debtor and debtor in
possession (the “Debtor”) for entry of an order (this “Order”), (a) authorizing the retention and
employment of Bates White, LLC (“Bates White”) as asbestos consultants in the Debtor’s
chapter 11 case effective as of the Petition Date (as defined below) and (b) granting related relief,
all as more fully set forth in the Application; and upon the First Day Declarations; and this Court
having jurisdiction over this matter pursuant to 28 U.S.C. § 1334; and this Court having found that
this is a core proceeding pursuant to 28 U.S.C. § 157(b)(2); and this Court having found that it
may enter a final order consistent with Article III of the United States Constitution; and this Court
having found that venue of this proceeding and the Application in this district is proper pursuant
to 28 U.S.C. §§ 1408 and 1409; and this Court having found that the relief requested in the
Application is in the best interests of the Debtor’s estate, its creditors, and other parties in interest;
and this Court having found that the Debtor’s notice of the Application and opportunity for a
1 The Debtor in this chapter 11 case, along with the last four digits of the Debtor’s federal tax identification number, is HONX, Inc. (2163). The location of the Debtor’s service address in this chapter 11 case is: 1501 McKinney Street, Houston, Texas, 77010.
2 Capitalized terms used but not otherwise defined herein have the meanings ascribed to them in the Application.
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hearing on the Application were appropriate and no other notice need be provided; and this Court
having reviewed the Application and having heard the statements in support of the relief requested
therein at a hearing before this Court (the “Hearing”); and this Court having determined that the
legal and factual bases set forth in the Application and at the Hearing establish just cause for the
relief granted herein; and upon all of the proceedings had before this Court; and after due
deliberation and sufficient cause appearing therefor, it is HEREBY ORDERED THAT:
1. The Application is GRANTED.
2. The Debtor is authorized to retain and employ Bates White as asbestos consultants
in this chapter 11 case effective as of the Petition Date, pursuant to section 327(a) of the
Bankruptcy Code and Bankruptcy Rule 2014 on the terms and conditions set forth in the
Application and the Engagement Letter attached hereto as Exhibit 1.
3. Bates White shall be compensated for its services and reimbursed for any related
expenses as set forth in the Application and the exhibits thereto, and in accordance with applicable
provisions of the Bankruptcy Code, the Bankruptcy Rules, the Bankruptcy Local Rules, the Interim
Compensation Order, and any other applicable orders or procedures of this Court.
4. Bates White shall: (a) complete its reconciliation of prepetition fees and expenses
actually incurred for the period prior to the Petition Date no later than the filing of its first interim
fee application in this chapter 11 case; (b) make a corresponding adjustment to the amount of
the Retainers on or about that date, as described in the Application and the exhibits thereto; and
(c) disclose such adjustment in its first interim fee application. Subject to the foregoing adjustment
and the terms of the Interim Compensation Order, Bates White is authorized to hold any remaining
amount of the Retainers following such reconciliation as security for the payment of postpetition
fees and expenses.
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-15-
5. Bates White shall not apply any portion of the Retainers to fees and expenses
incurred from and after the Petition Date unless and until authorized to do so by a further order of
this Court, including the Interim Compensation Order.
6. Notwithstanding any contrary provision of the Engagement Letter, the Court shall
have jurisdiction over, hear, and adjudicate any dispute that may arise under the Engagement
Letter among the parties to the Engagement Letter during the pendency of this chapter 11 case.
7. Paragraph 15 of the Engagement Letter (the “Limitation of Liability Provision”) is
hereby stricken.
8. To the extent that this Order is inconsistent with the Engagement Letter, the terms
of this Order shall govern.
9. This Order shall immediately be effective and enforceable upon its entry.
10. Notice of the Application as provide therein shall be deemed good and sufficient
notice of such Application, and the notice requirements of the Bankruptcy Rules and the
Bankruptcy Local Rules are satisfied by such notice.
11. The Debtor is authorized to take all actions necessary to effectuate the relief granted
in this Order.
12. This Court retains exclusive jurisdiction with respect to all matters arising from or
related to the implementation, interpretation, and enforcement of this Order.
Houston, TexasDated: ___________, 2022
UNITED STATES BANKRUPTCY JUDGE
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2001 K Street, NW, North Building, Suite 500, Washington, DC 20006 main 202.408.6110 fax 202.408.7838
BATESWHITE.COM
April 15, 2022 Via Electronic Mail Michael F. Williams, P.C. Kirkland & Ellis LLP 1301 Pennsylvania Ave., NW Washington, D.C. 20004 T: 202.389.5123 [email protected]
Re: Claims evaluation on behalf of Hess Oil New York Corp.
Dear Mr. Williams: 1. Thank you for selecting Bates White, LLC (“Bates White”) to provide expert services to Kirkland
& Ellis LLP (and its affiliated entity Kirkland & Ellis International LLP (collectively, “Kirkland”)) on behalf of your client, Hess Oil New York Corp. (“HONYC”), in the above-referenced matter. This letter sets forth the terms of this engagement.
2. Bates White understands that its work product under this arrangement is being prepared in
connection with the above matter. Bates White will treat all communications with HONYC and/or its counsel, including Kirkland, and all information provided by HONYC and/or its counsel (including Kirkland) as privileged and confidential, and Bates White will use such information solely for the purpose of performing its obligations under this agreement. Unless otherwise agreed, Bates White will treat any reports, memoranda, or other documents that it prepares in connection with this matter as attorney work product. Such case-specific materials prepared by Bates White for HONYC in connection with this matter (the “Deliverables”) will be the property of HONYC and will be segregated and maintained separate from Bates White’s other work for other clients so that the confidentiality of these matters can be maintained. Bates White shall not disclose to third parties any materials that it prepares in connection with this matter or any communications with or information provided by HONYC and/or its counsel (including Kirkland) unless such disclosure has been authorized by HONYC or Kirkland, or a court or some other lawful process has required disclosure. Information or documents provided by HONYC that are or become publicly available (other than as a result of a disclosure by Bates White in violation of this agreement) shall not be considered confidential.
3. Notwithstanding the foregoing, all methodologies, procedures, management tools, software, data
files, concepts, ideas, inventions, know-how, reports, documents, materials, and other intellectual capital (“Bates White intellectual property”) that Bates White has developed, created, or acquired
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Michael F. Williams, P.C. April 15, 2022 Page 2 of 7
prior to performing the above-described services, or such Bates White intellectual property of general purpose and utility that Bates White develops, creates, or acquires during performance of the above-described services, are and shall remain the sole and exclusive property of Bates White, and neither Kirkland nor HONYC shall have or acquire any right, claim, title or interest in or to any such intellectual capital.
4. Bates White shall take direction from Kirkland regarding the scope of work and as to the manner in which its work is presented and its Deliverables are prepared and presented. HONYC agrees that Bates White may take direction from Kirkland without notification to or approval or concurrence from HONYC.
5. The project team at Bates White will be headed by me and will include other professional and
administrative staff resources as appropriate. Our fees are based upon the time actually spent by each assigned Bates White Partner and employee at their hourly billing rate.
6. Our current rates for Bates White personnel range from $210.00 to $1,600.00 per hour. Rates may
be adjusted from time to time, typically annually at the end of a calendar year and upon promotion of staff. Kirkland, on behalf of HONYC, agree in advance to such annual adjustments. Bates White has a wealth of experts, including economists and affiliated academics widely recognized in their fields, who have developed significant expertise in many different fields over many years, and from time to time, those experts may provide strategic consulting advice on this matter. That advice will be billed on an hourly basis, except as otherwise agreed. In addition to professional fees, our bills will include out-of-pocket expenses that Bates White incurs on HONYC’s behalf, such as travel, electronic invoicing charges from third party vendors, and other case-specific charges. Kirkland and HONYC acknowledge that the reputation of Bates White’s experts is important to those experts and to Bates White, and agree to oppose fully, at HONYC’s expense and with Bates White’s involvement, any motion to exclude or limit expert opinions offered by Bates White experts.
7. HONYC will pay Bates White directly. Invoices will be presented for each month’s efforts and
are due upon presentation. Our invoices will contain the total hourly charges by timekeeper for the period covered by the invoice plus a summary of expenses. Invoices paid within thirty days (30) of receipt will receive a 5% prompt-pay discount. Invoices will be sent to HONYC, with a copy to Kirkland if requested. HONYC agrees to pay interest at a rate of 1.0% per month on all account balances over sixty (60) days past due. In the event you or HONYC dispute an amount due on an invoice, you or HONYC agree to communicate such disagreement to me, in writing,
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Michael F. Williams, P.C. April 15, 2022 Page 3 of 7
within thirty (30) days of the invoice date, and for HONYC to pay the undisputed portion within thirty (30) days. Failure by you or HONYC to communicate a disagreement regarding the amount due on an invoice within thirty (30) days of the invoice shall constitute a waiver of any such disagreement. In the event that HONYC’s account becomes overdue in excess of sixty (60) days or HONYC refuses to pay in whole or in part for work performed, Bates White reserves the right to withhold further services. Bates White requires that all invoices more than thirty (30) days outstanding be paid prior to any deposition, hearing appearance or courtroom testimony. Kirkland is not and will not be responsible for the payment of Bates White’s fees and costs absent written agreement to the contrary.
8. If it becomes necessary for HONYC to file a petition under chapter 11 of the Bankruptcy Code,
the ongoing employment of Bates White will be subject to the approval of the bankruptcy court with jurisdiction over the petition. If necessary, Bates White will modify the terms and conditions of employment described above as may be required to comply with the applicable requirements of the bankruptcy process, including any orders of the bankruptcy court.
9. Should this matter become subject to bankruptcy court payment processes, subject to the approval
of the bankruptcy court as described above, then payment terms would be modified as follows. The timing of payment regarding the portion of invoices not subject to any holdback provisions will dictate the prompt-pay discount and interest accrual for the entire balance of the invoice. For example, invoices for which HONYC pays the balance not subject to a holdback provision within thirty (30) days of the payment date included in the bankruptcy court payment process would receive the 5% prompt-pay discount for the entire balance of the invoice, regardless of when the court approves payment of the funds subject to the holdback provision. Interest shall not apply to portions of invoices subject to a holdback provision until after thirty (30) days after the later of the date the court approves payment of the funds subject to the holdback provision and the deadline for making the holdback payment set forth in the bankruptcy court payment process.
10. Upon request, Bates White will provide Kirkland or HONYC with an estimated budget for the services. Any estimate of anticipated fees and costs will be our best estimate of the effort required to complete the work based upon the information available to Bates White at the time it is made. Under no circumstances shall any such estimate be considered a maximum fee or an offer to perform the services on a fixed fee basis.
11. Except as otherwise may be required by law, it is Bates White’s policy to return or destroy documents and data provided by Kirkland or HONYC, or subject to protective orders, at the
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Michael F. Williams, P.C. April 15, 2022 Page 4 of 7
conclusion of the engagement. Therefore, Kirkland or HONYC will notify Bates White promptly upon the closing of this matter and provide direction to Bates White with respect to disposition of such documents. If Kirkland or HONYC requests the return or destruction of its documents, Bates White will return or destroy them at HONYC’s expense. If Kirkland or HONYC does not provide such direction within the earlier of thirty days (30) days of the conclusion of the engagement or fourteen (14) days prior to the deadline for compliance with the terms of the applicable protective order, Bates White may return or destroy such documents at HONYC’s expense without further notice or liability.
12. Bates White is not aware of anything that would impair our ability to provide independent and
objective services in this matter. Kirkland and HONYC acknowledge that Bates White is engaged by many different clients, ranging from corporations to other business entities, law firms, and government entities, including those with adverse, competitive or opposing interests. Kirkland and HONYC agree that Bates White may be engaged by parties adverse to HONYC or Kirkland, or with interests adverse to those of HONYC or Kirkland, in matters other than the present one. Kirkland and HONYC further acknowledge that Bates White remains free to perform work in matters other than the present one that is similar, in subject matter or otherwise, to that requested by you in this matter. Bates White is not required to advise Kirkland or HONYC of such engagements. Bates White is committed to protecting the confidential information of clients, and Bates White may establish internal walls if deemed necessary in Bates White’s discretion and at such time as Bates White deems necessary and appropriate.
13. Any dispute, claim or controversy between Bates White on the one hand and Kirkland or
HONYC on the other hand, arising out of or relating to this agreement, whether sounding in contract, tort (including, but not, limited to malpractice) or otherwise, including the breach, termination, enforcement, interpretation or validity thereof, and including the determination of the scope or applicability of this agreement to arbitrate and all issues relating to whether a dispute, claim, controversy, or party is subject to arbitration, shall be determined in binding arbitration. The arbitration shall be before a single arbitrator and shall be administered by JAMS pursuant to its Comprehensive Arbitration Rules and Procedure then in place and effect. Such arbitration shall take place in Washington, DC. The substantially prevailing party shall be entitled to fees and costs incurred in the arbitration. Judgment on the award may be entered in any court of competent jurisdiction.
14. This agreement shall be governed by and construed in accordance with the laws of the District of
Columbia without respect to its conflicts of laws principles. Each of the parties hereby consents to
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Michael F. Williams, P.C. April 15, 2022 Page 5 of 7
submit itself to the exclusive jurisdiction of the federal and local courts located in Washington, DC in any suit, action, or proceeding arising out of or relating to this agreement that could not be resolved by the parties in accordance with the arbitration process set out above. In any proceedings brought to enforce the terms of this agreement, the substantially prevailing party shall be entitled to fees and costs incurred including, without limitation, reasonable attorneys’ fees.
15. The parties shall not be liable to one another for any claim, whether sounding in contract, tort,
(including but not limited to malpractice), or otherwise, including a claim arising out of the breach, termination, enforcement, interpretation, or validity of this agreement, for indirect, special, consequential, or exemplary damages.Bates White shall not be liable for direct damages in excess of the lesser of two times the fees paid or $250,000 with respect to services performed under this letter, except to the extent of Bates White’s gross negligence, willful misconduct, or fraud.
16. Unless extended in writing (or unless earlier terminated as provided below), this engagement will
terminate upon the earliest of (a) the end of the matter described in this letter, (b) the conclusion of our work on the matter, or (c) written notification by Bates White, Kirkland or HONYC that the agreement is terminated. In any event, unless we agree otherwise in writing, this engagement will be deemed terminated if the matter has been inactive and Bates White has had no occasion to perform any expert services in connection with it for a period of one year.
17. Kirkland, HONYC or Bates White may terminate this agreement upon seven (7) days written
notice. In the event of termination by Kirkland, HONYC, or Bates White, HONYC continues to be responsible for payment for work performed up to and including the date of termination, and such payment shall be due immediately.
18. Kirkland represents and warrants that it has the authority from HONYC to enter this agreement
on HONYC’s behalf and to bind HONYC to all of its terms.
19. The parties agree that paragraphs 2, 3, 7, 11, 12, 13, 14, 15, 17, and 18 survive the termination of
this Agreement.
20. Bates White undertakes that Bates White will not, and will ensure that any person acting on Bates White’s behalf in connection with this retention (including, without limitation employees, affiliates and agents) does not:
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Michael F. Williams, P.C. April 15, 2022 Page 6 of 7
• offer, promise or give any financial or other advantage to any person with the intention of influencing a person (who need not be the recipient of the advantage) to perform his or her function improperly, or where the acceptance of such advantage would itself be, or might be seen to be, improper; or
• offer, promise or give any financial or other advantage to a foreign public official (or to any other person at the request of, or with the acquiescence of, a foreign public official) with the intention of influencing that official in the performance of his or her public functions, in either case with a view to obtaining or retaining business or any form of commercial advantage either for Kirkland or for HONYC in connection with this retention.
21. If this letter correctly states our arrangements, please sign below where indicated and return it to our attention.
Case 22-90035 Document 100-2 Filed in TXSB on 05/16/22 Page 10 of 11
Michael F. Williams, P.C. April 15, 2022
Sincerely,
Bates White, LLC
Charles H. Mullin, PhD Partner
Kirkland & Ellis LLP on behalf of Hess Oil New York Corp.
By: ____ _________ __ Michael F. Williams, P.C.
Dated: --------- -------
Hess Oil New York Corp.
By:
Dated: 'f- / ff- J 2-
Page 7 of 7
4/19/22
Case 22-90035 Document 100-2 Filed in TXSB on 05/16/22 Page 11 of 11
IN THE UNITED STATES BANKRUPTCY COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
)
In re: ) Chapter 11
)
HONX, INC.,1 ) Case No. 22-90035 (MI)
)
Debtor. )
)
DECLARATION OF ANDREW R. EVANS CFA IN SUPPORT OF DEBTOR’S
APPLICATION FOR ENTRY OF AN ORDER (A) AUTHORIZING RETENTION
AND EMPLOYMENT OF BATES WHITE, LLC AS ASBESTOS CONSULTANTS
EFFECTIVE AS OF THE PETITION DATE AND (B) GRANTING RELATED RELIEF
I, Andrew R. Evans, under penalty of perjury, declare as follows:
1. I am the Practice Chair of the Environmental and Product Liability Practice at Bates
White, LLC (“Bates White”), which maintains offices at 2001 K Street NW, North Building, Suite
500, Washington, DC 20006. A copy of my curriculum vitae is attached hereto as Exhibit 1.
2. I am duly authorized to make this Declaration on behalf of Bates White. I make
this Declaration in support of the Debtor’s Application for Entry of an Order (A) Authorizing
Retention and Employment of Bates White, LLC as Asbestos Consultants Effective as of the
Petition Date and (B) Granting Related Relief filed contemporaneously herewith
(the ”Application”).2 The facts set forth in this Declaration are personally known to me and, if
called as a witness, I could and would testify thereto.
1 The Debtor in this chapter 11 case, along with the last four digits of the Debtor’s federal tax identification number,
is HONX, Inc. (2163). The location of the Debtor’s service address in this chapter 11 case is: 1501 McKinney
Street, Houston, Texas, 77010.
2 Capitalized terms not otherwise defined herein have the meanings given to them in the Application.
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 2 of 67
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Qualifications
3. Bates White is an economic consulting firm that provides, among other things,
services relating to the economic analysis and estimation of mass tort claims. Bates White has
considerable experience with, and knowledge regarding, asbestos claims and valuation. In
addition, this engagement is expected to be led by highly experienced experts, myself and
Dr. Charles. H. Mullin. Dr. Mullin’s curriculum vitae is attached hereto as Exhibit 2.
4. I am a CFA Charterholder and have more than 19 years of experience in providing
expert testimony and guidance on asbestos claims in bankruptcy, litigation, and business matters.
Included among the matters in which I have provided or am currently providing asbestos-related
expert testimony or related services are the bankruptcy cases of In re Aldrich Pump, In re Owens
Corning, In re Paddock Enterprises, In re Specialty Products Holding Corp., and In re The
Fairbanks Company. 3 In addition, I have testified in numerous insurance and reinsurance
coverage disputes dealing with asbestos and other mass torts and provided valuations in
bankruptcies involving mass torts other than asbestos, such as in In re Boy Scouts of America and
In re USA Gymnastics (both of which relate to sexual abuse claims), In re Blitz U.S.A., Inc.
(relating to allegedly defective gas cans), and In re TK Holdings Inc. (relating to defective
airbags).4
5. Dr. Mullin has more than twenty years of experience in providing expert testimony
and guidance on litigation and business matters and has authored more than seventy‑five expert
3 In re Aldrich Pump LLC, Case No. 20-30608 (JCW) (Bankr. W.D.N.C. June 17, 2020); In re Owens Corning,
Case No. 00-03837 (Bankr. D. Del Oct. 5, 2000); In re Paddock Enterprises, LLC, Case No. 20-10028 (LSS)
(Bankr. D. Del. Jan. 6, 2020); In re Specialty Products Holding Corp., Case No. 10-11780 (LSS) (Bankr. D. Del.
May 31, 2010); In re The Fairbanks Company, Case No. 18-41768 (PWB) (Bankr. N.D. Ga. July 31, 2018).
4 In re Boy Scouts of America and Delaware BSA, LLC, Case No. 20-10343 (LSS) (Bankr. D. Del. Feb. 18, 2022);
In re USA Gymnastics, Case No. 18-09108 (RLM) (Bankr. S.D. Ind. Dec. 5, 2018); In re Blitz U.S.A., Inc.,
Case No. 11-13603 (PJW) (Bankr. D. Del Nov. 9, 2011); In re TK Holdings Inc., Case No. 17-11375 (BLS)
(Bankr. D. Del. June 25, 2017).
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 3 of 67
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reports. Included among the matters in which Dr. Mullin has provided or is currently providing
asbestos-related expert testimony or related services are the bankruptcy cases of In re DBMP LLC,
In re Leslie Controls Inc., In re Motors Liquidation Company, In re Owens Corning, In re Plant
Insulation Company, In re Specialty Products Holding Corp. (Bondex), and In re Thorpe
Insulation Company.5 In addition, Dr. Mullin has testified in numerous asbestos-related insurance
and reinsurance coverage disputes and provided valuations in bankruptcies involving mass torts
other than asbestos, such as In re Blitz U.S.A., Inc. (relating to allegedly defective gas cans) and In
re TK Holdings Inc. (relating to defective airbags).6
Services to Be Provided
6. Bates White will render economic consulting, claims valuation, and related services
to the Debtor as needed in connection with asbestos personal injury claims against the Debtor and
related potential costs and liabilities. These services may include, but are not limited to:
(a) performing due diligence and analysis regarding the Debtor’s
current, potential, and overall asbestos liability (both defense costs
and indemnity), including with respect to historical and projected
trends, econometric evaluations, market analysis, and evaluations
using other established methodologies;
(b) estimating the number and value of, and producing analysis with
respect to, present and future asbestos personal injury claims against
the Debtor;
(c) assisting the Debtor in negotiations with various parties regarding
the Debtor’s asbestos liability, including by evaluating proposals or
5 In re DBMP LLC, Case No. 20-30080 (JCW) (Bankr. W.D.N.C. Jan. 23, 2020); In re Leslie Controls, Inc.,
Case No. 10-12199 (Bankr. D. Del. Jul. 12, 2010); In re Motors Liquidation Company, Case No. 09-50026 (REG)
(Bankr. S.D.N.Y. June 1, 2009); In re Owens Corning, Case No. 00-03837 (Bankr. D. Del Oct. 5, 2000); In re
Plant Insulation Company, Case No. 09-31347 (TEC) (Bankr. N.D. Cal. May 20, 2009); In re Specialty Products
Holding Corp., Case No. 10-11780 (LSS) (Bankr. D. Del. May 31, 2010); In re Thorpe Insulation Company, Case
No. 07-19271 (SB) (Bankr. C.D. Cal. Oct. 15, 2007).
6 In re Blitz U.S.A., Inc., Case No. 11-13603 (PJW) (Bankr. D. Del Nov. 9, 2011); In re TK Holdings Inc., Case
No. 17-11375 (BLS) (Bankr. D. Del. June 25, 2017).
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 4 of 67
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potential proposals and providing analysis, information, and support
in connection therewith;
(d) advising the Debtor regarding the funding of any asbestos trust that
may be created pursuant to the Bankruptcy Code;
(e) advising the Debtor regarding financial issues that may impact the
valuation of asbestos claims;
(f) providing expert testimony and reports related to the foregoing and
assisting the Debtor in preparing and evaluating reports and
testimony by other experts and consultants; and
(g) providing such other advisory services as may be requested by
the Debtor.
Compensation and Fee Applications
7. Bates White is willing to serve as asbestos consultants and experts for the Debtor
and to receive compensation and reimbursement in accordance with its standard billing practices,
the provisions of the Engagement Letter, sections 330 and 331 of the Bankruptcy Code, the
Compensation Guidelines, the Interim Compensation Order, and any other applicable orders of
this Court. The Engagement Letter, a copy of which is attached as Exhibit 1 to the Order, specifies
that the Bates White retention is through Kirkland, who will provide direction as to the scope and
type of services Bates White is to provide. In any event, however, the Debtor is solely responsible
for the payment of services rendered by Bates White, along with payment of any related costs
under the terms of the Engagement Letter. See Engagement Letter ¶¶ 4, 7.
8. Bates White has agreed to accept as compensation such sums as may be allowed by
the Court. Bates White understands that interim and final fee awards are subject to approval by
this Court.
9. Prior to the Petition Date, on or about April 27, 2022, the Debtor provided Bates
White with a retainer totaling $50,000 for services rendered or to be rendered, and for
reimbursement of expenses (the “Retainer”). Fees applied against the Retainer as of the Petition
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 5 of 67
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Date totaled approximately $16,000, representing Bates White’s estimate of fees for April 1, 2022
through April 27, 2022 (just before the Petition Date). Thus, as of the Petition Date, and subject
to reconciliation, approximately $34,000 of the Retainer remained unapplied.7
10. The rates charged by Bates White are fair and reasonable. Bates White has
provided its hourly rates below for work in this case, as follows:
Billing Category Range
Partner (Andrew R. Evans) $825
Partner (Dr. Charles Mullin) $1,150
Partner $700 - $1,600
Principal $575 - $750
Managing Economist $545 - $650
Managing Consultant $500 - $625
Senior Economist $475 - $550
Senior Consultant $450 - $500
Economist $460
Consultant II $390 - $425
Consultant $365
Research Analyst $365 - $460
Project Coordinator $255
Research Assistant $210
Bates White’s hourly billing rates are subject to periodic adjustments to reflect economic and other
conditions and promotions. Under the terms of the Engagement Letter, if the invoiced fees that
are not subject to any bankruptcy holdback are paid within thirty days of the date they are due
7 Bates White will (a) complete its reconciliation of prepetition fees and expenses actually incurred for the period
up to the Petition Date no later than the filing of its first interim fee application in this chapter 11 case; (b) make
a corresponding adjustment to the amount of the Retainer on or about that date; and (c) disclose such adjustment
in its first interim fee application. Subject to the foregoing adjustment, Bates White requests authorization from
the Court to hold any remaining amount of the Retainer following such reconciliation as security for the payment
of postpetition fees and expenses, subject to the terms of any order establishing procedures for interim
compensation and reimbursement of expenses of retained professionals (any such order, the “Interim
Compensation Order”). Bates White will not apply any portion of the Retainer to fees and expenses incurred
from and after the Petition Date unless and until authorized to do so by a further order of this Court, including the
Interim Compensation Order.
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under the Interim Compensation Order or other applicable rules in this chapter 11 case, the Debtor
will receive a 5% prompt-pay discount for the entire invoiced amount. See Engagement Letter ¶ 9.
11. In addition, also subject to approval by this Court, Bates White shall submit for
reimbursement all of its reasonable out-of-pocket expenses in connection with this chapter 11 case.
12. No promises have been received by Bates White as to compensation in connection
with this chapter 11 case other than as outlined in this Declaration and the Application in
accordance with the provisions of the Bankruptcy Code. Bates White has no agreement with any
other entity to share any compensation received.
13. The terms of Bates White’s employment and compensation as described in this
Declaration, the Engagement Letter, and the Application are consistent with employment and
compensation arrangements typically entered into by Bates White when providing such advisory
services and, to the best of our knowledge, are competitive with those arrangements entered into
by other economic consulting firms when rendering comparable services.
14. The Engagement Letter specifies that any dispute arising between Bates White and
Kirkland or the Debtor will be determined by binding arbitration in Washington, DC.
See Engagement Letter ¶¶ 13, 14. Notwithstanding this provision, Bates White has agreed that the
Bankruptcy Court shall hear and adjudicate any such dispute during the pendency of this chapter
11 case.
15. The Engagement Letter contains the following provision:
The parties shall not be liable to one another for any claim, whether sounding in contract,
tort, (including but not limited to malpractice), or otherwise, including a claim arising out
of the breach, termination, enforcement, interpretation, or validity of this agreement, for
indirect, special, consequential, or exemplary damages. Bates White shall not be liable for
direct damages in excess of the lesser of two times the fees paid or $250,000 with respect
to services performed under this letter, except to the extent of Bates White’s gross
negligence, willful misconduct, or fraud.
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Engagement Letter ¶ 15 (the “Limitation of Liability Provision”). Upon entry of the Order, the
Limitation of Liability Provision will be stricken.
16. The Engagement Letter also permits the Debtor, Kirkland, or Bates White to
terminate the agreement upon seven days written notice. See Engagement Letter ¶ 17.
Disinterestedness
17. Through Kirkland, the Debtor has provided us a listing of potentially interested
parties in this chapter 11 case (the “Potential Parties in Interest”), and such parties are listed on
Schedule 1 hereto. To the extent that information was available, we undertook a detailed, good
faith search to determine and to disclose, as set forth herein, whether we have provided or currently
provide consulting services to any significant creditors, insiders, or other parties-in-interest
identified by such list in any substantively unrelated matters.
18. In preparing this Declaration, Bates White staff, under my direction and control,
searched our database containing the names and matter descriptions of current and previous
engagements handled by our firm. To the extent the information is available, the search request
identified parties to whom Bates White has provided or currently provides services that also are
Potential Parties in Interest, which included significant creditors of the Debtor, significant
professional advisors to the Debtor, and other potential parties-in-interest in this chapter 11 case.
19. To the best of my knowledge and belief, Bates White has provided, or is currently
providing, consulting services to certain creditors of the Debtor (or affiliates of creditors of the
Debtor), equity security holders, or other parties-in-interest in matters unrelated to the Debtor or
this chapter 11 case, as described on Schedule 2 to this Declaration.
20. If Bates White discovers additional information that requires disclosure, we will
promptly file a supplemental disclosure with the Court.
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21. Bates White is not a creditor, equity security holder, or an insider of any of the
Debtor.
22. Neither Bates White nor any of Bates White’s professionals is, or was within two
years of the Petition Date, a director, officer, or employee of the Debtor.
23. Accordingly, to the best of my knowledge, information and belief, Bates White is
a “disinterested person” as such term is defined by section 101(14) of the Bankruptcy Code.
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 9 of 67
Pursuant to 28 U.S.C. § 1746, declare under penalty of perjury that the foregoing is true
and correct to the best of my information, knowledge, and belief.
Dated: May 1316, 2022
/s/ Andrew R. Evans
Andrew R. Evans CFA.
Practice Chair of the Environmental and
Product Liability Practice
Bates White, LLC
2001 K Street NW
North Building, Suite 500
Washington, DC 20006
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 10 of 67
Exhibit 1
Andrew R. Evans, CFA. Curriculum Vitae
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 11 of 67
2001 K Street NW North Building, Suite 500 Washington, DC 20006
Main 202. 408. 6110
ANDREW R. EVANS, CFA
Partner
AREAS OF EXPERTISE
• Contingency valuation
• Insurance allocation
• Financial forecasting
• Liability valuation and hedging
• Reorganizations
• Economic analysis
SUMMARY OF EXPERIENCE
Andrew R. Evans chairs Bates White’s Environmental and Product Liability Practice. He is a CFA charter holder
and a recognized expert on legacy liability valuation, financial risk assessment, and insurance allocation. He has
more than 18 years of experience providing advice and expert analysis on issues involving mass torts,
(re)insurance coverage, alternative risk transactions, mergers and acquisitions, and financial valuation matters
related to distressed operations and restructurings. Mr. Evans is currently the Practice Chair of the Environmental
and Product Liability Practice at Bates White, LLC.
Mr. Evans has authored expert reports and declarations as part of contract disputes, state insurance proceedings,
federal bankruptcy reorganizations, Alternative Dispute Resolutions (ADRs), mediations, and in support of
corporate valuations, mergers and acquisitions, and divestitures. He has facilitated settlements in coverage
disputes related to asbestos, environmental losses, and other toxic tort litigation that involved the retirement of
several billion dollars in total available coverage limits. Mr. Evans also advises insurers, investors, and corporate
strategists in litigation funding, and has particular expertise in risk management through the use of “ring-fencing”
and hedging structures.
EDUCATION
• Chartered Financial Analyst (CFA) charter holder
• AB, Woodrow Wilson School of Public Policy and Foreign Affairs, Princeton University
• Co-recipient of the R.W. van de Velde Prize for outstanding policy work
• Worked with the US Department of State as a Political Military Junior Officer and assisted with
negotiations involving nuclear weapons reductions and crisis intervention for the Kosovo Peace Plan
• Chief Administrator for a campus advertising business
SELECTED EXPERIENCE
• Retained as abuse claims valuation and insurance allocation expert by an insurance company in a set of
class action cases dealing with hazing and sexual abuse claims: 2022–present.
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 12 of 67
ANDREW R. EVANS, CFA Page 2 of 7
• Served as consulting advisor on talc valuation related issue to the Debtor in In re LTL Management LLC, No.
21-30589 (MBK) (Bankr. D.N.J.): 2021–present.
• Retained as valuation consultant to advise corporate board of foreign based company on US-based liability
management options: 2021–present.
• Retained as abuse claims valuation expert by an insurance company in a dispute related to the valuation of a
group of sexual abuse claims resulting in settlement: 2021-2022.
• Authored expert report and testified at a binding arbitration subject to American Arbitration Association rules
on behalf of an insurance joint defense group in a defense fee dispute for coverage of sexual abuse-related
defense fees: 2021–2022.
• Retained by Debtors and participated in successful mediation regarding the value of pending and future
asbestos-related personal-injury claims on behalf of the Debtors in In re Paddock Enterprises, LLC, No. 20-
10028 (LSS) (Bankr. D. Del.): 2020–present.
• Served as lead consulting advisor to Debtors regarding the value of pending and future asbestos-related
personal-injury claims in In re Aldrich Pump LLC, et al., No. 20-30608 (Bankr. W.D.N.C.): 2020–present.
• Authored letters regarding the range of potential valuations associated with a Fortune 500 company’s
asbestos-related reserves. 2020–present.
• Authored expert reports and testified at a Bermuda arbitration hearing on behalf of an insurer regarding the
portion of set of auto defect claims potentially subject to coverage: 2019–2020.
• Retained as abuse claims valuation consultant by the Debtors and lead mediation valuation efforts in the
matter of In re: Boy Scouts of America and Delaware BSA, LLC No. 20-10343-LSS (United States Bankruptcy
Court for the District of Delaware): 2019–present.
• Retained as consulting expert and participated in pre-bankruptcy mediation related to the valuation of losses
stemming from sexual abuse claims: 2019–2020.
• Retained as consulting expert by an insurance company and participated in court-ordered mediation in the
matter In re: USA Gymnastics No. 18-09108-RLM-11 (United States Bankruptcy Court for the Southern
District of Indiana Indianapolis Division): 2019–2022.
• Authored expert report and declarations, and provided deposition and trial testimony, regarding the sufficiency
of document and settlement data productions for asbestos-related claims in the matter of Keyes Law Firm,
LLC v. Napoli Bern Ripka Shkolnik, LLP et al., No.: 1:17-cv-02972 (United States District Court for the District
of Maryland, Northern Division): 2019–2020.
• Authored presentation for investor group and provided model of potential losses related to bodily injury claims
alleged related to agricultural pollutant: 2019.
• Retained as allocation consultant and advised an insurer on settlement mediation in Wellington coverage
dispute: 2019.
• Authored expert report and provided deposition testimony regarding projected future asbestos-related losses
and the portion potentially subject to reimbursement under an indemnity agreement In re Midwest Generation,
LLC, et al., No. 12-49218 (United States Bankruptcy Court Northern District of Illinois (Chicago): 2018–2019.
• Authored report on the value of insurance potentially available to offset future asbestos-related expenditures
for corporate entity assessing strategic alternatives: 2018.
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• Authored legacy liability valuation report for a regional supply company to a firm considering a potential
strategic acquisition: 2018.
• Retained to provide contingent liability valuation on behalf of insurance company evaluating strategic
alternatives: 2018.
• Submitted declaration as custodian of records for asbestos-related insurance coverage dispute: 2018.
• Retained as part of consulting team advising, and participated in settlement mediations on behalf of, a group
of automobile manufacturers regarding the scope of potential future personal injury and wrongful death claims
related to allegedly defective airbags in the matter of In re: TK Holdings Inc., et al., No. 17-11375 (BLS)
(United States Bankruptcy Court for the District of Delaware) and related proceedings: 2017–2018.
• Retained by insurer and authored settlement report analyzing outcomes related to potential policy exposure
associated with allegedly faulty medical implants as part of a coverage mediation: 2017–2018.
• Advised parties on a possible corporate transaction involving potentially significant asbestos-related liabilities:
2017–2018.
• Retained by insurer to analyze probable policy exposure associated with future asbestos claims in the tort
system and under a potential 524(g) bankruptcy trust and participated in related mediation and settlement
discussions in In re: The Fairbanks Company, No. 18-41768 (United States District Court for the Northern
District of Georgia): 2017–present.
• Led consulting team through arbitration hearing for an asbestos-related reinsurance dispute involving a nearly
$50 million claim: 2017.
• Retained as consulting expert and advised Fortune 500 companies assessing strategic alternatives for
addressing their asbestos-related expenditures: 2016–present.
• Authored expert reports and provided deposition testimony addressing inconsistent treatment of conceptually
related insurance allocation issues as part of a dispute regarding MTBE ground water pollution: 2015–2017.
• Co-authored expert report addressing the legacy asbestos liability and related insurance offsets for a set of
industrial companies as part of a corporate acquisition: 2016.
• Provided legacy liability valuation for a national construction materials company, including related potential
insurance offsets, to a strategic buyer considering a potential acquisition: 2016.
• Retained as sampling and insurance allocation expert for a multi-million-dollar insurance claim related to
asbestos: 2016.
• Authored expert reports and provided deposition testimony addressing the allocation of a multi-million-dollar
insurance claim related to an agricultural ground water pollutant: 2015–2017.
• Provided legacy liability valuation of a regional construction company, including related potential insurance
offsets, to a private equity firm considering a potential acquisition: 2015.
• Coauthored letters supporting the approximately $700m international legacy asbestos liability and related
insurance valuations for the newly combined AMEC Foster Wheeler across different accounting frameworks,
namely US GAAP and IFRS, as of their 2014 acquisition dates, and defended the analysis through a multi-
firm audit; providing ongoing periodic analytical updates and reports: 2014–present.
• Served as consulting expert to a pair of reinsurers in arbitration regarding allocation issues related to multi-
million-dollar asbestos cessation: 2014–2016.
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• Provided settlement support and served as consulting expert on behalf of five-member insurance joint
defense group in a case taken through jury trial related to primary policy exhaustion and alternative available
coverage lines under a variety of potential choice of law and occurrence rulings: 2013–present.
• Led analytical team and served as consulting expert for insurer involved in a coverage dispute with a large
asbestos defendant: 2014–2016.
• Provided legacy liability valuation report of an energy sector services company to a private equity firm
considering a potential acquisition: 2014.
• Led team and served as consulting expert on analysis of the potential impact of alternative occupancy rates
and leverage ratios on the value of a large assisted living property over time: 2014.
• Led separate settlement support analytical team that worked on simplified valuation framework that leveraged
existing valuations tools, and accounted for various shortcomings within those tools, to value dozens of large
RMBS securitizations: 2014.
• Provided legacy liability valuation report that parsed liability for a large-scale energy generator across specific
facilities and over time: 2014.
• Co-authored expert report, provided deposition testimony, and testified regarding the sufficiency of the
proposed aggregate product liability claim settlement on behalf of the settling insurers in In re Blitz USA Inc.,
No. 1:11-bk-13603 (United States Bankruptcy Court for the District of Delaware): 2013–2014.
• Provided consulting expertise in support of Dr. Charles E. Bates’ liability estimation, and led team working on
Dr. Karl N. Snow’s financial valuation work on behalf of the Debtors in In re Garlock Sealing Technologies,
LLC, No. 10-BK-31607 (United States Bankruptcy Court for the Western District of North Carolina): 2010–
present.
• Authored declaration and served as lead consulting expert on behalf of the Debtors in In re Specialty
Products Holding Corp., et al., No. 10-11780 (JKF) (United States Bankruptcy Court for the District of
Delaware): 2010–present.
• Presented to the board of a Fortune 500 company regarding the potential economic risks associated with the
assumption of legacy liabilities tied to US manufacturing firms: 2014.
• Retained as the allocation and valuation expert for an excess insurer involved in Wellington ADR proceedings
related to an asbestos products manufacturer joint defense group: 2013–2014.
• Co-authored asbestos due diligence report for a corporate client evaluating restructuring opportunities: 2013.
• Advised numerous clients contemplating acquisitions that involve companies with potential legacy liability
issues. Work involved assessing potential future tort expenditures and associated risk drivers, as well as
evaluating insurance assets that may provide offsetting coverage: 2005–present.
• Authored expert report and served as the allocation expert for an insurance company dealing with
remediation costs across multiple environmental sites that could be subject to numerous potential legal
rulings and estimated future loss scenarios: 2012–2013.
• Advised insurers in reinsurance ADR proceedings on issues related to asbestos products’ usage that could
impact performance of reinsurance treaties: 2011–2013.
• Provided due diligence evaluation and report for a client engaged in a bidding war for an acquisition target
with potential long-tail liability risks: 2012.
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• Provided consulting and settlement support to an excess insurer in asbestos-related Wellington ADR
proceedings for an insulation contracting and sales company: 2011–2012.
• Advised an insurer in litigation on issues related to the availability of various types of asbestos insurance
products: 2011.
• Assisted a Fortune 500 company with the acquisition of after-the-fact insurance, similar to a liability portfolio
transfer, covering the financial risk arising from thousands of asbestos claims: 2010–2011.
• Provided consulting support and analysis for multiple insurance companies in In re Leslie Controls, Inc., No.
10-12199 (CSS) (United States Bankruptcy Court for the District of Delaware): 2010–2011.
• Provided tort defendants with information required for them to file contribution claims with various 524(g)
trusts: 2010–2011.
• Provided a report to a large reinsurance group about issues impacting asbestos claiming trends and
insurance recoveries: 2010.
• Evaluated potential damages and investment returns for several third-party litigation funders on numerous
cases dealing with issues including: mass environmental loss, qui tam tax claims, fraudulent conveyance,
international contract arbitration, price-fixing, patents, and mortgage-backed securities and other CDOs:
2009–2011.
• Supported experts assessing the value of pending and future asbestos-related personal-injury claims on
behalf of the Official Committee of Unsecured Creditors in In re Motors Liquidation Company, et al. f/k/a
General Motors Corp., et al., No. 09-50026 (REG) (United States Bankruptcy Court for the Southern District of
New York): 2010–2011.
• Provided extensive claiming population analysis for a defendant corporation facing a mass of black lung
claims: 2010.
• Developed an alternative risk transfer product to help companies minimize overhang costs associated with
asbestos and other legacy liabilities. Shaped customized transactions for several clients that would have
involved nine- and ten-figure loss transfers: 2007–2009.
• Advised a joint defense group of more than a dozen insurers throughout their litigation and settlement
negotiations in the matter Foster Wheeler L.L.C. v. Affiliated FM Insurance Co., Index No. 600777/01 (N.Y.S.,
New York City): 2006–2010.
• Provided supporting analysis on the economic viability of the Trust Fund proposed under S.852, the Fairness
in Asbestos Injury Resolution (FAIR) Act of 2005, which highlights how compensation criteria specified for the
proposed Fund would change the number and composition of claims relative to the current tort environment:
2005.
• Coauthored a report on company-specific asbestos litigation risk in support of a successful corporate
divestiture: 2005–2006.
• Managed the litigation support team responsible for addressing the fraction of expenditures associated with a
company’s asbestos installation operations on behalf of defendants in Owens Corning v. Birmingham Fire
Insurance Company of Pennsylvania, No. C10200104929 (Ohio Court of Common Pleas, Lucas County).
Assessed data quality, reviewed the opposing expert’s analytical methods, and developed an independent
method for predicting “non-products” liability: 2003–2005.
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• Managed the litigation support team that addressed the fraction of expenditures associated with a company’s
asbestos installation operations on behalf of Liberty Mutual Insurance Company in Armstrong World
Industries Inc. v. Liberty Mutual Insurance Co., No. 02 cv 4360 (Eastern District of Pennsylvania). Assessed
data quality, reviewed the opposing expert’s analytical methods, and developed an independent method for
predicting “non-products” liability in insurance policies: 2003–2009.
• Developed plaintiff law firm-specific future asbestos liability forecasts for a multimillion-dollar London Market
insurance policy buy-back negotiation: 2004–2005.
• Assisted in the development of cross-project asbestos site identification procedures, tools, and applications:
2003–2005.
• Assisted in the development of future claim value projection techniques to analyze the effects of bankruptcies
on claim values in joint and several tort environments: 2003–2005.
• Assisted in the development of a new proprietary insurance allocation application: 2003–2006.
• Conducted exposure analyses and predicted future claims involving asbestos manufacturers and contractors
in bankruptcy and insurance coverage disputes: 2003–2005.
• Played a key role in the development of new methodologies for disaggregating and identifying the drivers of
legacy liability losses used to determine the impact of punitive damage awards as well as the portion of
settlements driven by liability, as opposed to other considerations.
PROFESSIONAL EXPERIENCE
• Bates White Economic Consulting
• Partner, 2019–present
• Principal, 2009–2018
• Manager, 2003–2008
• Critical member of the team that developed the first generation of Bates White proprietary insurance
allocation software.
• Principal and founding member, Litigation Resolution Group LLC, 2007–2009
• Litigation Resolution Group (LRG) was a third-party litigation funder originally founded to provide
economic finality to companies facing substantial asbestos and other long-tailed tort claims. LRG was the
first company that worked to serve the US market with a focus on assuming defense-side litigation risks.
Worked with senior hedge fund managers, insurance and reinsurance executives, lawyers, and corporate
executives to help them understand the value of their litigation derivative assets and liabilities.
PRESENTATIONS AND PANELS
• “Cutting Edge Trends and Developments in Allocation Issues,” Panel presentation at Perrin Conferences
Emerging Insurance Coverage & Allocation Issues Conference, May 11, 2017 (Philadelphia)
• “Recent Developments in Coverage Litigation and the Practical and Real Life Implications,” Panel discussion
at Perrin Conferences Asbestos Litigation Conference: A National Overview & Outlook, September 2016 (San
Francisco)
• “US Asbestos: Current and Emerging Trends,” IntAP Spring Technical Meeting, May 2012 (Cologne, DE)
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ANDREW R. EVANS, CFA Page 7 of 7
• “US Asbestos: Current and Emerging Trends,” IntAP Spring Technical Meeting, June 2010 (Norwich, UK)
• “A Conversation About Litigation Risk Sharing by Major Law Firms,” RAND Institute Alternative Litigation
Finance in the US Conference, May 2010 (Arlington, VA)
• “Investing in Litigation,” Butterworths’ International Asbestos, September 2009 (London)
PROFESSIONAL ASSOCIATIONS
• CFA
• CFA Society of Washington, DC
• American Bar Association
• American Bankruptcy Institute
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 18 of 67
Exhibit 2
Charles H. Mullin, Ph.D. Curriculum Vitae
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 19 of 67
2001 K Street NW North Building, Suite 500 Washington, DC 20006
Main 202. 408. 6110
CHARLES H. MULLIN, PHD
Partner
AREAS OF EXPERTISE
• Data analysis
• Econometrics
• Economic modeling
• Insurance allocation
• Microsimulation modeling
• Statistical analysis
SUMMARY OF EXPERIENCE
Charles H. Mullin is the Bates White Managing Partner. He provides advice and expert analysis on issues
involving mass torts, class actions, bankruptcies, insurance coverage, and due diligence for mergers,
acquisitions, and spin-offs. He is a recognized expert on statistical and data analysis, econometrics, economic
and microsimulation modeling, sample design, insurance allocation, and the valuation of mass torts. Who’s Who
Legal has named him Insurance Expert of the Year (2018-2020), and he has been a Who’s Who Legal Insurance
and Reinsurance Expert Witness Thought Leader since 2016 and Global Elite Thought Leader since 2020. Dr.
Mullin has authored more than 75 expert reports and provided expert testimony in more than 50 matters, as well
as provided due diligence reports for corporate transactions. He has more than 20 years of experience providing
this expertise in both the private and public sectors.
He taught courses in statistics, econometrics, and labor economics while on the faculty in the Department of
Economics at Vanderbilt University and at the University of California at Los Angeles. Dr. Mullin has published
papers on applied and theoretical econometrics and labor economics in peer-reviewed journals, and he is
frequently invited to speak at industry conferences.
EDUCATION
• PhD, Economics, University of Chicago
• BA, Mathematics and Economics, University of California at Berkeley
SELECTED EXPERIENCE
• Authored expert report, provided deposition testimony, and provided hearing testimony on behalf of the
Debtor in In re LTL Management LLC, No. 21-30589 (JCW) (Bankr. W.D.N.C.): 2021–present.
• Authored expert report, provided deposition testimony, and provided hearing testimony in In re: Mallinckrodt
PLC, et al. No. 20-12522-JTD (Bankr. D. Del.): 2021–present.
• Authored expert report and provided deposition testimony in Kevin Brown et al. v. Saint-Gobain Performance
Plastics Corporation and Gwenael Busnel, No. 1:16-cv-00242-JL (U.S. Dist. Ct. D. N.H.): 2020–present.
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CHARLES H. MULLIN, PHD Page 2 of 10
• Authored expert report, provided deposition testimony, provided hearing testimony, and assessed the value of
pending and future asbestos-related personal-injury claims on behalf of the Debtors in In re Aldrich Pump
LLC, et al., No. 20-30608 (Bankr. W.D.N.C.): 2020–present.
• Assessed the value of pending and future abuse claims on behalf of the Debtors in In re: Boy Scouts of
America and Delaware BSA, LLC No. 20-10343-LSS (Bankr. D. Del.): 2020–present.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re DBMP, LLC, No. 20-30080 (Bankr. W.D.N.C.): 2020–present.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re Paddock Enterprises, LLC, No. 20-10028 (LSS) (Bankr. D. Del.): 2020–present.
• Authored expert report and provided deposition testimony on behalf of the Johnson & Johnson in In re: Imerys
Talc America, Inc., et al. No. 19-10289-LSS (Bankr. D. Del.): 2019–present.
• Authored presentation for investor group and provided model of potential losses related to bodily-injury claims
alleged related to agricultural pollutant: 2019.
• Retained on behalf of the Debtors in In re Purdue Pharma L.P., et al., No. 19-23649 (Bankr. S.D.N.Y.): 2019–
present.
• Authored expert report in In re Midwest Generation, LLC, et al., No. 12-49218 (Bankr. N.D. Ill.): 2019.
• Provided testimony in PERB Interest Arbitration between PBA and the City of New York: 2019–present.
• Authored expert report and provided deposition testimony on behalf of excess insurers in In re Kaiser
Gypsum Company, Inc., et al., No. 16-31602 (Bankr. W.D.N.C.): 2018–present.
• Authored expert report in Consumer Financial Protection Bureau v. Navient Corporation and Navient
Solutions, Inc., No. 3:17-cv-00101 (M.D. Pa., Jan. 18, 2017). 2018–present.
• Authored expert report and provided deposition testimony in Keyes Law Firm v. Napoli Bern Ripka Shkolnik,
LLP, et al., No. 1:17-cv-02972 (U.S. Dist. Ct. D. Md.): 2018–2020.
• Authored expert report and provided deposition testimony in St. Paul Surplus Lines Insurance Company v.
Wright Medical Group, Inc., et al., No. CH-14-0927 (Tn. Ch. Ct. 13th Jud. Dist. Memphis): 2018–2019.
• Authored expert report, provided deposition testimony, and testified in Cannon Electric, Inc., now known as
ITT Cannon, Inc., et al. v. ACE Property and Casualty Company, et al., No. BC 290354 (Super. Ct. Cal. L.A.
Cnty. Ct.): 2018.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re Bestwall, LLC, No. 17-31795 (Bankr. W.D.N.C.): 2017–present.
• Assessed the value of pending and future airbag-related personal-injury claims on behalf of automobile
manufacturers in the matter of In re: TK Holdings Inc., et al., No. 17-11375 (BLS) (Bankr. D. Del.) and related
proceedings: 2017–2018.
• Authored expert reports and testified in James D. Sullivan et al. v. Saint-Gobain Performance Plastics
Corporation, No. 5:16-cv-00125 (U.S. Dist. Ct. D. Vt.): 2017–2019.
• Authored expert report, provided deposition testimony, and testified in In re the Receivership of Fraser’s
Boiler Service, Inc., No. 15-2-01791-8 SEA (Wash. Super. Ct., King Cnty.): 2017.
• Authored expert report in Gerrit H. Brouwer et al. v. Wyndham Vacation Resorts, Inc. et al., No. 2014-CA-
008533 (Fl. Cir. Ct. 9th Jud. Cir. Orange Ct.): 2017–present.
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CHARLES H. MULLIN, PHD Page 3 of 10
• Authored expert report in Ernest Yaeger, Jr. et al. v. Wyndham Vacation Resorts, Inc. et al., No. 2014-CA-
008054 (Fl. Cir. Ct. 9th Jud. Cir. Orange Ct.): 2017–present.
• Authored declarations and testified in a reinsurance arbitration: 2017–present.
• Authored declaration and reports, provided deposition testimony, and testified in a reinsurance arbitration:
2016–present.
• Analyzed coverage issues on behalf of Columbia Casualty Co. regarding pharmaceutical-based losses: 2016.
• Authored expert reports on behalf of HDI-Gerling Industrial Insurance Co. regarding pharmaceutical-based
losses: 2015–2016.
• Authored expert report and declaration and provided deposition testimony in Appleton Papers Inc. & NCR
Corp. v. George A. Whiting paper Co. et al., No. 08-C-16 (U.S. Dist. Ct. E.D.WI): 2015–2017.
• Authored expert reports on behalf of ACE Bermuda insurance Ltd. regarding an arbitration claim by 3M
Company regarding allegedly defective masks and respirators against Bermuda-Form policies: 2015–2016.
• Authored expert report on behalf of Allstate Insurance Company regarding an insurance contribution claim in
Certain Underwriters at Lloyd’s London v. Allstate et al., No. C101-1674 (Ohio Ct. Com. Pl., Lucas Cnty.):
2015–2016.
• Analyzed coverage issues stemming from agricultural-related water contamination claims: 2015–2018.
• Analyzed coverage issues stemming from MTBE-related claims filed: 2015–2018.
• Authored expert report and provided deposition testimony in Direct General Ins. Co. v. Indian Harbor Ins. Co.,
No. 1:14-CV-20050-MGC (S.D. Fla.): 2015.
• Authored expert report, provided deposition testimony, and testified during arbitration on behalf of General Re
Corporation and SCOR SE in a reinsurance matter: 2014–2017, 2018–2021.
• Analyzed coverage issues stemming from Benzene claims filed in Radiator Specialty Company vs. Arrowood
Indemnity Company et al., No. 13 CVS 2271 (NC Super. Ct. Mecklenburg Cnty.): 2014–2015.
• Coauthored letters supporting the approximately $700 million international legacy asbestos liability and
related insurance valuations for the newly combined AMEC Foster Wheeler across US GAAP and IFRS
accounting frameworks, as well as periodic updates to said analyses: 2014–present.
• Authored declaration on behalf of insurance companies in AIU Ins. Co. v. Philips Elecs. N. Am. Corp., No.
9852-VCN (Del. Ch.): 2014–2015.
• Authored declaration on behalf of insurance companies in In re T.H. Agric. & Nutrition, LLC, No. 08-14692
(Bankr. S.D.N.Y.): 2014.
• Analyzed coverage issues stemming from environmental loss in Olin Corporation v. Insurance Company of
North America et al., No. 84 CIV. 1968 (TPG) (U.S. Dist. Ct. S.D.N.Y.): 2014–2015.
• Provided legacy liability valuation report that parsed liability for a large-scale energy generator across specific
facilities and over time: 2014.
• Authored expert report, provided deposition testimony, and testified during arbitration on behalf of Allstate
Insurance Company in a reinsurance matter: 2013–2015.
• Provided deposition testimony on behalf of National Indemnity Company in Nat’l Indem. Co. v. State, No.
XDDV 2012-140 (Mont. Dist. Ct., Lewis & Clark Cnty.): 2013–2018.
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CHARLES H. MULLIN, PHD Page 4 of 10
• Authored expert report, provided deposition testimony, and testified on behalf of insurance companies in
Nooter Corp. v. Allianz Underwriters Ins. Co., No. 1022-CC01145-01 (Mo. Cir. Ct. 22nd Jud. Cir. St. Louis
City): 2013–present.
• Coauthored expert report, provided deposition testimony, and testified on behalf of multiple insurance
companies in In re Blitz U.S.A., No. 11-13603 (PJW) (Bankr. D. Del.): 2013–2014.
• Provided deposition testimony on behalf of The Hartford Accident and Indemnity Company in the matter Fluor
Corp. v. Hartford Accident & Indem. Co., No. 06CC00016 (Cal. Super. Ct., Orange Cnty.): 2013.
• Authored expert report on behalf of The Hartford Accident and Indemnity Company in the matter Hartford
Accident & Indemnity Co. v. Travelers Indem. Co., No. X07-HHD-CV-11-6021732-S (Conn. Super. Ct.,
Hartford Cnty.): 2013–2015.
• Provided deposition and trial testimony on behalf of The Travelers Indemnity Company in US Silica Co. v.
ACE Fire Underwriters Ins. Co., No. 06-C-2 (W. Va. Cir. Ct., Morgan Cnty.): 2013.
• Authored expert report and testified during arbitration proceedings on behalf of the Massachusetts Insurance
Insolvency Fund in In re the Liquidation of Midland Ins. Co., No. 41294/86 (N.Y. Sup. Ct.): 2012–2013.
• Authored expert report, provided deposition testimony, and testified at trial on behalf of Defendant in Cannon
Elec., Inc. v. Affiliated FM Ins. Co., No. BC 290354 (Cal. Super. Ct., L.A. Cnty.): 2012–2013.
• Authored expert report and provided deposition testimony on behalf of multiple insurance companies in
Goodrich Corp. v. A.G. Securitas et al.: 2013–2015.
• Authored expert reports and testified during arbitration proceedings on behalf of Munich Re regarding
pharmaceutical-based losses: 2011–2013.
• Authored expert report on behalf of Zurich International (Bermuda) Ltd. in a Wellington ADR: 2011.
• Authored expert reports, provided deposition testimony, and testified during arbitration on behalf of Liberty
Mutual Insurance Company in a series of related reinsurance arbitration matters: 2011–2013.
• Authored expert reports and declarations, provided deposition testimony, and testified during the confirmation
hearing on behalf of multiple insurance companies in In re Plant Insulation Co., No. 09-31347 TC (Bankr. N.D.
Cal.): 2011–2014.
• Provided consulting services for a coalition of direct action plaintiffs in In re Puerto Rican Cabotage Antitrust
Litigation.
• Analyzed liability and damages resulting from the indirect claim on behalf of a large coalition of direct-action
plaintiffs in the United States, Asia, and Europe in In re TFT-LCD (Flat Panel) Antitrust Litig., MDL No. 1827
(N.D. Cal.): 2011–2015.
• Authored expert reports, provided deposition testimony, and testified assessing the value of pending and
future asbestos-related personal-injury claims on behalf of the Debtors in In re Specialty Prods. Holding
Corp., No. 10-11780 (JKF) (Bankr. D. Del.): 2010–2015.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Debtors in
In re Garlock Sealing Techs., LLC, No. 10-BK-31607 (Bankr. W.D.N.C.): 2010–2018.
• Assisted a Fortune 500 company in the completion of a limited portfolio transfer of thousands of asbestos
claims to a major insurance company: 2010–2011.
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CHARLES H. MULLIN, PHD Page 5 of 10
• Authored declaration and provided deposition testimony on behalf of multiple insurance companies in In re
Leslie Controls, Inc., No. 10-12199 (CSS) (Bankr. D. Del.): 2010–2011.
• Authored declarations on behalf of Century Indemnity Company in In re Thorpe Insulation Co., No. CV 10-
1493 DSF (Bankr. C.D. Cal.): 2010–2011.
• Assessed the value of pending and future asbestos-related personal-injury claims on behalf of the Official
Committee of Unsecured Creditors in In re Motors Liquidation Co., No. 09-50026 (REG) (Bankr. S.D.N.Y.):
2010–2011.
• Assessed the value of diacetyl claims on behalf of the Official Committee of Equity Security Holders in In re
Chemtura Corp., No. 09-11233 (REG) (Bankr. S.D.N.Y.): 2010.
• Provided deposition and trial testimony in Cannon Electric, Inc., now known as ITT Cannon, Inc., et al. v.
Affiliate FM Insurance Company, et al., No. BC 290354 (Super. Ct. Cal. L.A. Cty. Ct.) Goulds: 2009–2017.
• Authored expert report on behalf of FM Global and Utica in an arbitration matter: 2009–2010.
• Authored expert reports and provided deposition testimony on behalf of Aviva Insurance Company in Flintkote
Co. v. Gen. Accident Assurance Co. of Can., No. C04-01827 MHP (N.D. Cal.): 2009–2010.
• Provided deposition testimony on behalf of NL Industries, Inc., in Brown v. NL Indus., Inc., No. 06-602096-CZ
(Mich. Cir. Ct., Wayne Cnty.): 2009–2010.
• Authored expert report on behalf of taxpayers in Cencast Servs., L.P. v. United States, Nos. 02-1916 T
through 02-1925 T (Fed. Cl.): 2009–2012.
• Authored declaration on behalf of the State of Israel in In re Holocaust Victim Assets Litig., No. 09-160
(ERK)(JO) (E.D.N.Y.): 2009–2010.
• Provided deposition testimony on behalf of multiple insurance companies in the matter State of Minnesota v.
Associated Medical Assurance Ltd., No. 27-CV-08-1912 (Minn. Dist. Ct., Hennepin Cnty.): 2008–2010.
• Authored expert reports, provided deposition testimony, and testified on behalf of multiple insurance
companies in Continental Casualty Co. v. BorgWarner Inc., No. 04 CH 01708 (Ill. Cir. Ct., Cook Cnty.): 2007–
present.
• Authored expert reports, provided deposition testimony, and testified on behalf of multiple insurance
companies in Continental Ins. Co. v. Honeywell Int’l., Inc., No. MRS-L-1523-00 (N.J. Super. Ct., Morris Cnty.):
2007–2018.
• Authored expert report and provided deposition testimony on behalf of insurance company in Nat’l Serv.
Indus., Inc. v. Appalachian Ins. Co., No. E-22807 (Ga. Super. Ct., Fulton City): 2007.
• Authored expert report, provided deposition testimony, and testified on behalf of policyholder in Imo Indus.,
Inc. v. Transamerica Corp., No. L-2140-03 (N.J. Super. Ct., Mercer Cnty.): 2007–2011.
• Authored expert report and provided deposition testimony on behalf of insurance company in Degussa Corp.
v. Century Indem. Co., No. UNN-L-2163-03 (N.J. Super. Ct., Union Cnty.): 2007.
• Authored expert report and provided deposition testimony on behalf of insurance joint defense group in Foster
Wheeler LLC v. Affiliated FM Ins. Co., No. 600777/01 (N.Y. Sup. Ct., N.Y. Cnty.): 2007–2011.
• Authored expert reports, provided deposition testimony, and testified on behalf of Argonaut Insurance
Company in several reinsurance arbitrations: 2006–2007.
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CHARLES H. MULLIN, PHD Page 6 of 10
• Coauthored a report on the economic viability of the Trust Fund proposed under S.852, the Fairness in
Asbestos Injury Resolution (FAIR) Act of 2005, which highlights how compensation criteria specified for the
proposed Fund would change the number and composition of claims relative to the current tort environment:
2005.
• Authored due diligence reports on asbestos, silica, opioids, and other mass tort matters for corporate
transactions that assessed potential future tort expenditures and evaluated the insurance assets that may
provide coverage for those tort expenditures: 2005–present.
• Authored expert reports and provided deposition testimony assessing the Trust-based liquidated values and
insurance allocation on behalf of Plaintiff in Nat’l Union Fire Ins. Co. of Pittsburgh, Pa. v. Porter Hayden Co.,
No. 1:03-CV-03408-CCB (D. Md.): 2004–2015.
• Authored expert report and provided deposition testimony to address the fraction of expenditures associated
with a company’s asbestos installation operations on behalf of Defendants in Owens Corning v. Birmingham
Fire Ins. Co. of Pa., No. C10200104929 (Ohio Ct. Com. Pl., Lucas Cnty.): 2003–2005.
• Authored expert report focused on the design and implementation of claims file samples in Hercules Inc. v.
OneBeacon Am. Ins. Co., No. 02C-11-237 (Del. Super. Ct., New Castle Cnty.): 2004.
• Assisted with settlement negotiations by analyzing the total value of a national refractory company’s products
and nonproducts coverage associated with claims for both asbestos and potential silica liabilities.
• Evaluated future liabilities and projected insurance recoveries under various scenarios, such as geographic
constraints regarding a regional insulation contractor and supply company.
• Served on behalf of the US Department of Labor in providing statistical analysis for discriminatory hiring
cases and assessing damages.
• Analyzed demand-side management programs for utility companies. Evaluated different contract structures,
software development options, and returns on subsidization programs.
• Investigated potential collusion and redlining by auto-insurance companies on behalf of the Office of the
Chicago Mayor.
OTHER PROFESSIONAL EXPERIENCE
Prior to joining Bates White, Dr. Mullin worked at Chicago Partners, where he provided damages assessments for
antitrust matters. Previously, he worked at Quantum Consulting, where he conducted demand-side management
for utility companies, and at Litigation Resolution Group. In addition to his professional experience, Dr. Mullin was
on the faculty in the Departments of Economics at Vanderbilt University and the University of California at Los
Angeles.
INDUSTRY PRESENTATIONS
• “Update on Talc Litigation.” Perrin Conferences—National Asbestos Litigation Conference, Oct. 1, 2018.
• “Corporate Roundtable: In-House Perspectives on Asbestos Litigation.” Perrin Conferences—Asbestos
Litigation Conference: A National Overview & Outlook, Sept. 13, 2016.
• “Emerging Risks & Insurance Issues in 2016 Coverage Litigation.” Perrin Conferences—Emerging Insurance
Coverage & Allocation Issues Conference, May 18, 2016.
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CHARLES H. MULLIN, PHD Page 7 of 10
• “Impact of Bankruptcies on Litigation Strategies.” Perrin Conferences—Asbestos Litigation Conference: A
National Overview & Outlook, Sept. 28, 2015.
• “Emerging Issues, Coverage Trends and Key Jurisdictional Updates for 2015.” Perrin Conferences—
Emerging Insurance Coverage & Allocation Issues, May 19, 2015.
• “National Trends Driving Asbestos Litigation.” Perrin Conferences—Asbestos Litigation Conference: A
National Overview & Outlook, Sept. 17, 2013.
• “Asbestos Bankruptcy Update.” Perrin Conferences—Asbestos Litigation Conference: A National Overview &
Outlook, Sept. 16, 2013.
• “Charting the Right Course in 2013: A Closer Look at This Year’s Emerging Insurance Coverage Issues.”
Perrin Conferences—Emerging Insurance Coverage & Allocation Issues in 2013, May 14, 2013.
• “National Trends Driving Asbestos Litigation.” Perrin Conferences—Asbestos Litigation Conference: A
National Overview & Outlook, Sept. 10, 2012.
• “Mathematical Estimates of Carrier Exposures.” Perrin Conferences—Emerging Insurance Coverage &
Allocation Issues, Feb. 23, 2012.
• “Quantifying the Exposure: Reinsurance, Reserves, and Practical Considerations.” Perrin Conferences—
Emerging Insurance Coverage & Allocation Issues, Jan. 24, 2011.
• “Adding Up the Parts—Settlement Offsets in All Sums Jurisdictions.” Perrin Conferences—Emerging
Insurance Coverage & Allocation Issues, Jan. 24, 2011.
• “Impact of Current Tort Environment on Asbestos Reserves.” 2010 Casualty Actuary Society Annual Meeting,
Nov. 8, 2010.
• “Litigating Asbestos Cases in 2010: National Trends Driving the Litigation.” Perrin Conferences—Asbestos
Litigation Conference: A National Overview & Outlook, Sept. 13, 2010.
• “Trusts On-Line: The Impact of Asbestos Bankruptcies on the Tort System.” Perrin Conferences—Asbestos
Bankruptcy Conference, June 21, 2010.
• “Asbestos Litigation in 2010 & Beyond—Current and Emerging Trends.” Perrin Conferences—Cutting Edge
Issues in Asbestos Litigation, Feb. 25–26, 2010.
• “A National Update on Current Cases & Trends that are Driving Asbestos Bankruptcy Litigation.” Perrin
Teleconference Series, Dec. 1, 2009.
• “Asbestos Bankruptcy: New Filings, Confirmations & Dismissals.” Perrin Conferences—Asbestos Litigation
Mega Conference, Sept. 14–16, 2009.
• “Claims Estimation in Mass Tort Cases.” ABA Section of Business Law Spring Meeting Committee on
Business Bankruptcy, Apr. 16–18, 2009.
• “Role of the Bankruptcy Trusts in Civil Asbestos.” BVR Legal/Mealey’s Emerging Trends in Asbestos
Litigation Conference, Mar. 9–11, 2009.
• “Damages in a Bad Faith Case.” BVR Legal/Mealey’s Bad Faith Litigation Conference, Nov. 6–7, 2008.
• “Emerging Issues and Important Developments.” West Legalworks, Insurance and Reinsurance Allocation
2008: A Comprehensive Workshop, June 12, 2008.
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CHARLES H. MULLIN, PHD Page 8 of 10
• “Impact of Underlining Litigation Developments.” West Legalworks, Insurance and Reinsurance Allocation,
Nov. 7, 2007.
• “Removing the Asbestos Overhang—Is There an Alternative to Asbestos Bankruptcy?” Mealey’s Publications,
Mealey’s National Asbestos Litigation SuperConference, Sept. 26, 2007.
• “Another Chapter in Asbestos Bankruptcy Litigation: What Does the Future Hold?” Mealey’s Publications,
Asbestos Bankruptcy Conference, June 8, 2007.
• “Impact of Underlining Litigation Developments.” West Legalworks, Insurance and Reinsurance Allocation
Superbowl 2007, Mar. 20, 2007.
• “Quantifying the Risk: The Impact Investigations into Fraudulent Silica/Asbestos Suits Will Have on the Rate
of Filing and Value of Current & Future Claims.” Mealey’s Publications, Silica & Asbestos Claims Conference:
What Effect Will Investigations into Fraudulent Suits Have on the Litigation? Nov. 11, 2006.
• “How State and Federal Tort-Reform Efforts Are Changing the Asbestos Litigation Landscape.” Mealey’s
Teleconference: Asbestos Legislation—Is a Solution to the Crisis around the Corner? July 20, 2006.
• “Asbestos Legislative Initiatives for Federal and State Tort Reform.” American Conference Institute’s (ACI) 7th
Annual Litigating, Settling, and Managing Asbestos Claims, June 15, 2006.
• “The FAIR Act: An Economic Analysis.” American Legislative Exchange Council, 2005 States and Nation
Policy Summit, Dec. 2005.
• “The Impact of Different Approaches to Settlement Credits.” Mealey’s Publications, All Sums: Reallocation &
Settlement Credits Conference, Nov. 7, 2005.
• “Assessing the Merits of Reallocation.” American Enterprise Institute, Industry Roundtable Discussion, Apr.
21, 2005.
• “The Effect of Joint and Several Liability on the Incentive of Defendants to Declare Bankruptcy: Evidence from
Asbestos Litigation.” American Law and Economics Association, Annual Meeting, May 2004.
• “Assessing the Merits of Reallocation.” American Law and Economics Association, 14th Annual Meeting (co-
author Anup Malani), May 3, 2004.
PUBLICATIONS
• Mullin, Charles H., Karl N. Snow, and Noah B. Wallace. “Unresolved Issues in Allocation of Loss to
Insurance.” Coverage 21, no. 1 (2011): 13–23.
• Mullin, Charles H., Karl N. Snow, and Noah B. Wallace. “Proper Settlement Credits in All Sums Jurisdictions.”
Coverage 20, no. 3 (2010): 26–31.
• Mullin, Charles H., Charles E. Bates, and Marc Scarcella. “The Claiming Game.” Mealey’s Litigation Report:
Asbestos 25, no. 1 (2010).
• Mullin, Charles H., Charles E. Bates, and A. Rachel Marquardt. “The Naming Game.” Mealey’s Litigation
Report: Asbestos 24, no. 15 (2009).
• Mullin, Charles H., and Charles E. Bates. “State of the Asbestos Litigation Environment.” Mealey’s Litigation
Report: Asbestos, 23 no. 19 (2008).
• Mullin, Charles H., and Charles E. Bates. “Show Me the Money.” Mealey’s Litigation Report: Asbestos 22, no.
21 (2007).
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• Mullin, Charles H., and Charles E. Bates. “The Bankruptcy Wave of 2000—Companies Sunk by an Ocean of
Recruited Asbestos Claims.” Mealey’s Litigation Report: Asbestos 21, no. 24 (2007).
• Mullin, Charles H., and Charles E. Bates. “Having Your Tort and Eating It Too?” Mealey’s Asbestos
Bankruptcy Report 6, no. 4 (2006).
• Mullin, Charles H. “Identification and Estimation with Contaminated Data: When Do Covariate Data Sharpen
Inference?” Journal of Econometrics 130, no. 2 (2006): 253–72.
• Mullin, Charles H., and David H. Reiley. “Recombinant Estimation for Normal-Form Games, with Applications
to Auctions and Bargaining.” Games and Economic Behavior 54, no. 1 (2006): 159–82.
• Mullin, Charles H. “Bounding Treatment Effects with Contaminated and Censored Data: Assessing the Impact
of Early Childbearing on Children.” Advances in Economic Analysis & Policy 5, no. 1, (2005): article 8.
• Mullin, Charles H., Kelly A. Dugan, and John J. Siegfried. “Undergraduate Financial Aid and Subsequent
Alumni Giving Behavior.” Quarterly Review of Economics and Finance 45, no. 1 (2005): 123–43.
• Mullin, Charles H., and Anandi Mani. “Choosing the Right Pond: Social Approval and Occupational Choice.”
Journal of Labor Economics 22, no. 4 (2004): 835–62.
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “Welfare, Employment, and Income: Evidence on the
Effects of Benefit Reductions from California.” American Economic Review 92, no. 2 (2002): 380–84.
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “Welfare Reform, Employment and Advancement.”
Focus 22, no. 1, Special Issue (2002).
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “The Earned Income Tax Credit and Labor Market
Participation of Families on Welfare.” In The Incentives of Government Programs and the Well-Being of
Families, eds. Bruce Meyer and Greg Duncan (Evanston, IL: Joint Center for Poverty Research, 2001).
• Mullin, Charles H., V. Joseph Hotz, and John K. Scholz. “The Earned Income Tax Credit and Labor Market
Participation of Families on Welfare.” Poverty Research News, May/June 2001.
• Mullin, Charles H., and John J. Siegfried. “Grants Today, Gifts Tomorrow.” Currents 27, no. 4 (2001): 9–10.
• Mullin, Charles H., Carolyn J. Hill, V. Joseph Hotz, and John K. Scholz. “EITC Eligibility, Participation, and
Compliance Rates for AFDC Households: Evidence from the California Caseload,” May 1999, prepared for
the State of California.
• Mullin, Charles H., V. Joseph Hotz, and Seth Sanders. “Bounding Causal Effects Using Data from a
Contaminated Natural Experiment: Analyzing the Effects of Teenage Childbearing.” Review of Economic
Studies 64, no. 4 (1997): 575–603.
GRANTS
• 2004–2007: Principal Investigator (with V. J. Hotz and J. K. Scholz), National Science Foundation Grant, “Tax
Policy and Low-Wage Labor Markets: New Work on Employment, Effectiveness and Administration.”
• 2000–2001: Principal Investigator (with V. J. Hotz and J. K. Scholz), Grant to the University of Wisconsin–
Madison from Assistant Secretary of Planning and Evaluation, US Department of Health and Human
Services.
• 1997–1998: National Institutes of Health Predoctoral Training Grant.
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CHARLES H. MULLIN, PHD Page 10 of 10
PROFESSIONAL ASSOCIATIONS AND HONORS
• Who’s Who Legal: Insurance Expert of the Year, 2018–2020
• Who’s Who Legal Thought Leader: Global Elite list, 2019–present
• Who’s Who Legal: Insurance & Reinsurance Expert Witnesses Thought Leader, 2016–present
• Who’s Who Legal: Insurance & Reinsurance Expert Witnesses Global Elite Thought Leader, 2020–present
• American Bar Association
• American Economic Association
• American Law and Economics Association
• Econometric Society
• Society of Labor Economists
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 29 of 67
Schedule 1
Potential Parties in Interest
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SCHEDULE 1
List of Schedules
Schedule Category
1(a) Parent Affiliates
1(b) Current/Former Directors & Officers
1(c) Stockholders of Parent
1(d) Cash Management Bank Account
1(e) Bankruptcy Judges & Staff
1(f) Governmental/Regulatory Agencies
1(g) Insurers
1(h) Parties to Significant Actual or Known Potential Litigation with Debtor
1(i) Plaintiffs'’ Firms
1(j) Co-Defendants
1(k) Debtor’s Proposed Debtor Professionals and Affiliates’ Professionals
1(l) U.S. Trustees'’ Office
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SCHEDULE 1(a)
Parent Affiliates
Hess Capital Services LLC
Hess Corp.Corporation
Hess Oil & Gas Holdings Inc.
Hess Oil St. Lucia Holdings LP
Hess Oil St. Lucia Terminal Holdings
St. Croix Petrochemical Corp.
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SCHEDULE 1(b)
Current/Former Directors & Officers
Asafu-Adjaye, Jacqueline
Baker, DJ
Dunagin, Martin C., Jr.
Fishman, Eric S.
Franzino, Robert
Goodell, Timothy B.
Hess, John B.
Kahn, Matthew
Menell, Seth
Mosk, Milton
Prince, Edd D.
Rielly, John P.
Schachter, Barry
Snyder, Todd R.
Stapleton, Amy
Wiley, Jason
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SCHEDULE 1(c)
Stockholders of Parent
BlackRock Inc.
Brady, Nicholas
FMR LLC
Goodwillie, Eugene, Jr.
Hess Corp.
Hess, John B.
Kean, Thomas H.
St. Croix Petrochemical Corp.
State Street Corp.
Vanguard Group Inc., The
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SCHEDULE 1(d)
Cash Management Bank Account
JPMorgan Chase
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SCHEDULE 1(e)
Bankruptcy Judges & Staff
Isgur, Marvin
Jones, David R.
Lopez, Chris
Norman, Jeffrey P.
Rodriguez, Eduardo V.
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SCHEDULE 1(f)
Governmental/Regulatory Agencies
Illinois, State of, Attorney General
New York, State of, Attorney General
United States, Government of the, Department of the Interior, Environmental Protection Agency
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SCHEDULE 1(g)
Insurers
American International Group Inc.
Royal Insurance Holdings Ltd.
Travelers Cos. Inc., The
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SCHEDULE 1(h)
Parties to Significant Actual or Known Potential Litigation with Debtor
Abraham, Alexandrine
Abraham, Davidson
Abraham, Eleanor
Abraham, Ferdinand
Abraham, Harold
Abraham, Narcisse
Abraham-Soldiew, Bernadette
Acosta, Edelmiro
Acosta-Lewis, Candida
Adams, Melvine, Sr.
Ahamad, Zulaika
Alamo, Juan
Albert, Felicite Patricia
Alexander, Anselm
Alexander, David Adrian
Alexander, Gabriel
Alexander, Michael K.
Alibocas, Shirley
Allen, Richard, Sr.
Alphonse, Agnes
Amelina, Marc Louis
Andrew, Agnes
Angol, Augustin
Antoine, Catherine
Antoine, Ched
Antoine, Jamfes
Antoine, Johanna
Aquino-De La Rosa, Ovidio
Archibald, Emika
Arno, Carlos
Arno, Confesor
Arno, Felicia
Arno, Gladys
Arno, Liz Marie M.
Arno, Magdalena
Arno, Yadiel
Arno-Jimenez, Glerysbeth
Arnold, Anna
Arroyo, Ahrianna L.
Arroyo, Hector
Arroyo, Kiana
Arroyo, Petra
Arthurton, Dexter
Auguste, Keosha Mariah
Auguste, Marie
Augustin, Emmanuel
Austin, Allan
Ayala, Enrique
Ayala, Humberto
Ayala, Jesus
Azille, Cheryl
Baez, Luis
Ballantine-Phillips, Yvette
Baltimore, Link
Bannis, Heafline
Baptiste, Alwyn John
Baptiste, Antoine
Baptiste, Maria
Baptiste, Pricilla John
Barnes, Dennis, Jr.
Barry, James
Barry, St. Rose
Barry, Sylvia
Batista, Juan
Bazil, Joanness
Beharry, Lawrence J., Sr.
Beharry, Pascal W.
Belardo, Fidel
Belardo, Hector C.
Benjamin, Alford D.
Benjamin, Melvin
Benjamin, Morris
Benton, Ingrid
Benwaree, Rennie
Bergan, Arlington
Berley, Cassilla V.
Berley, Noel U.
Bernard, Angelo
Bhola, Anthony
Biggs, Bruce E. P.
Blake, Irvine E.
Blake, Rodney
Bodley, Celina
Bodley, Elias
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Boland, Veronica
Bougouneau, Francisca
Bougouneau, Francisca Andrea
Bougouneau, Jeremiah
Bowery, Ira
Boyce, Clemence, Sr.
Boyer, Regina
Braithwaite, Lisa
Brown, Clarence G.
Brown, Frank
Browne, Alexis H.
Browne, Alfred
Browne, Edwin
Browne, Gladstone
Browne, Joshua S.
Browne, Rita
Browne, Stafford
Burke, A'’Jada
Burke, Tyrone
Caldena, Blake
Cannon, Miranda
Carlot, Zuleyka
Carmona, Danie
Carmona, Joannna
Carpio, Luis
Carrasquillo, Victor Ruiz
Carroll, Mario
Carter, Arthur
Casimir, Avan
Castillo, Altagracia Javier
Castro, Jaime
Castro, Pablo
Celestin, Ezra
Cepeda, Kelvin D.
Cepeda, Nashali E.
Cepin, Alfredo Marquez, Jr.
Cepin, Guillermina
Chapkanova, Roumenka
Charles, Alexander
Charles, Catherine
Charles, Cuthbert R.
Charles, Ita
Charles, Julia
Charles, Veronica Rita
Charles, Vynisha
Chiverton, Onesimus
Christmas, Elford
Christophe, Cyrilla
Cirilo, Sonia
Clarke, Michael
Claudio, Jorge Luis Fontanez
Clercin, Mary
Clercin, Skitter Verna
Clifford, Augustine
Clinton, Henry
Clouden, Elvita
Clouden-Browne, Abbey
Clovis, Celestin
Clovis, Lawrence
Clovis, Regina
Coburn, Janelle
Coleman, Julietta
Collins, Phillip
Combie, Eliza
Combie, Valerie
Compton, Claire J.
Consula, Matthew
Cooke, Richard
Cooke, Wilhelmina
Corridon, Neil
Coto, Pedrito
Cotto, Jovo, Jr.
Cox, Dudley
Creighton, Theresa
Crispin, Paula
Cruz, Cristino
Cuffy, Gee, Jr.
Cuffy, Mable
Cuffy, Shirley
Cyrille, Paul
Dalmau-Estrada, Carlos
Dalsan, Agnes
Daniel, Catherine
Daniel, Christine
Daniel, Noel
Daniel, Phillip E.
Dantes, Barthelmy
Dariah, Theresa
Dariah, Wranda
David, Jeanne
Davis, Rupert
Dayatra, Emmanuel
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De La Cruz, Milciades Ubri
De La Cruz, Nancy
De Lande, Clefryn
De Rosa, Edelmira Roa
Decaille, Lilda
Decima, John Baptiste
Defreitas, Gilbert M.
Degrasse, William
Delande, Peter
Delgado, Gabriel A.
Delozier, Darren
Denbow, Helena
Denis, Alexis
Denis, Alphonsus
Denis, Dariah
Denis, Placide
Dennery, Arthur
Dennie, Israel
Desbonnes, Nathalie
Deschamps, Malcolm
Desir, Joanna
Desir, Urias
Desouza, John
Deterville, Charles
Diaz de Ayala, Rosanda
Diaz, Elizabeth
Diaz, Rosa
Donawa, Clarence Eustace
Donawa, Ian
Donelly, Tricia
Doran, Garfield
Doran, Judith
Douglas, Charles (Christian)
Drayton, Cleavely
Drew, Lenroy
Drigo, Daniel
Ducreay, Isaiah
Duncan, Tyrone
Durgah, Sharia
Dyett, George
Eardley, Howard Charles
East, Eugenia
Eastman, Felix
Edward, Peter
Edwards, Albert, Jr.
Elcock, Kendrick
Elderfield, Richard
Elliot, Alton
Elliott, Albert
Emanuel, Henson
Emmanuel, Hyacinth
English, Allan
Errilienne, Carmela
Estate of Alberto Morla
Estate of Arnold Anthony
Estate of Benjamin Freemen
Estate of Eli McKenzie
Estate of Emerson Gill
Estate of Ezekiel Farrell
Estate of Felito Rijo
Estate of Felix Colon
Estate of Fitzroy Roberts
Estate of Francisco Carrasquillo-Acosta
Estate of George Glasgow
Estate of Greta Shalto
Estate of James Hughes
Estate of John Jordan
Estate of Joseph Plante
Estate of Julian Peters
Estate of Kelvin Stanislas
Estate of Leroy W. Trimmingham
Estate of Logan A. Pujols
Estate of Luciano Susino
Estate of Luke Frederick
Estate of Lunid Walter
Estate of Miguel Martinez
Estate of Nelson Mena Marte
Estate of Nicholas George
Estate of Octave Ferdinand
Estate of Patricia Stewart
Estate of Patrick Mathurin
Estate of Ramona Santos
Estate of Roland Bodley
Estate of Rosemary Nicholas
Estate of Scipio Murren
Estate of Teresa Fontenelle
Estate of Thomas Lannaghan
Estate of Wilmouth A. Hughes
Estephan, Americo Rodriguez
Eugene, Mary
Eugene, Simnia
Eugene, Veronica
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Evans, Gualbert
Evans, Handerson
Evans, Hugh
Evans, Julianna
Fabian, Patricio
Fahie, Royce H.
Farrelly, Chastidy
Farrelly, Christian
Farrelly, Christine
Farrow, Oliver
Faucher, Angela
Felicien, Jeremiah
Felix, Angelina M.
Felix, Anthony
Felix, Berta
Ferdinand, Brenda G.
Ferdinand, Octavia
Figueroa, Carlos J.
Figueroa, Carlos R., Jr.
Figueroa, Roberto
Finney, Alana
Finney, Emerald
Finney, Jackline
Flood, Cynthia
Fonetenelle, Exilia
Fontenelle, George
Fontenelle, Pius
Forde, Linroy
Fox, Melwyn Elias
Francis, Andre
Francis, Sophia
Francis-Christopher, Daisy
Fraser, Tamica T.
Freeman, Eugene T., Sr.
Frontal, Jianna
Gabriel, Julia
Galiber, Joyce James
Garcia, Felix
Garcia, Frederico
Garcia, Glorimar Mena
Garcia, Juan
Garcia, Reynaldo
Gaston, Simone
Gautier, Angel
George, Cuthbert
George, Eunice
Gervais, Rufinus
Gifford, Alain
Gilbert, Idonia
Gilbert, Joseph
Gill, Fonda
Glasgow, Catherine
Glover, Mary
Gomez, Oscar
Gonsalves, Hyacinth
Gonsalves, Marie
Gonsalves, Marie V.
Gonzague, Augusta
Gonzague, Henry, Jr.
Gonzales, Glen
Gonzales, Ramona
Gonzalez, Mario
Gonzalez, Raul
Gordon, Adolphus
Gordon, Anna
Gordon, Celestine
Gordon, Roderick
Granger, Stephanie
Grant, Felice
Green, Tony Curtis
Green, Wendy
Greenaway, Dan
Greene, Alwyn
Guadalupe, Domingo
Guadalupe, Javier, Jr.
Guadalupe, Sheralda
Guadalupe-Thomas, Maria R.
Gumbs, Alexander
Gumbs, Anne
Gustave, Audrey
Guzman, Sencion
Gwendolyn Jacobs
Hall, Egbert Carlton
Hamilton, Ambrose
Harold Abraham
Henry, George
Henry, Lucille
Henry, Mary G.
Henry, Mervyn
Henry, Michael
Henry, Miles
Henry, Nicholas
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Henry, Paul
Henry, Yolanda
Hepburn, Maria M.
Herelle, Joseph
Herman-Sadoo, Natalia
Hernandez-Aquino, Xiomara
Hill, Joseph Vigilant
Hinkson, Francilla
Hippolyte, Waltrude
Hospedales, Roderick
Hughes, Stedman
Ince, Albert
Inglis, Dillon
Irwin, Vera
Isaac-Joseph, Sirdrina
Isidore, Helen
Jackson, Malvina
Jacob, Charles
Jacobs, Gwendolyn
Jagrup, Verdan
James, Brenda
James, Francis
James, Irwin L.
James, Jerome
James, Julie
Jarvis, Gary
Jarvis, Leroy
Jean, Andre
Jean, Larry
Jeanne David
Jeffers, Stephen
Jeffers, Wilfred Z.
Jeffrey, Crystal
Jeremiah, Frank
Jimenez, David
Jn-Marie, Eugenia
Jno-Baptiste, Nicholas
Jno-Finn, Michael
Joaquin, Joseph
John, Agnes
John, Gertrude
John, Joan
John, Michael C.
John, Sylvester
John-Baptiste, Arthur
John-Baptiste, Bernadine
Johnson, Juana L.
Jonas, Winifred
Joseph, Bernett
Joseph, Elwin
Joseph, Emil
Joseph, George
Joseph, Grace
Joseph, Judith
Joseph, Kenneth
Joseph, Magilta
Joseph, Margarita
Joseph, Phillipa
Joseph, Selwin George
Joseph, St George
Joseph, Theresa
King, Claudette
Knight, Everton
Languedoc, Clement
Lansiquot, Enno
Laurencin, Anthony
Lawrence, Rosetta
Lazare, Louise
Lazare, Maynard
Leblanc, Alex G.
Ledesma, Felipe
Leon, Aybert
Leon, Joanna
Leon, Mary
Leon, Michael
Leonce, Herbert
Leonce, Phylis
Lestrade, Rebecca
Liburd, Dave
Liburd, Henreker
Linares, Abigail
Ling, Michael Lee
Llanos, Veronica
Longville, Mary
Lopez, Carmen
Lopez, Maishaleen
Lopez, Myma
Lopez, Myrna
Lopez-Acosta, Jose
Lopez-Quintana, Juan
Louis, Agatha
Louis, Cornelia
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Lubin, Jonah N.
Lucille, Mary
Maharaj, Devraj
Malaykhan, Eyajie
Manie, John
Marcelle, Lucia
Marquez, Dayana
Marquez, Sigfredo
Mars, Alicia
Marsh, Jane M.
Marte, Eladia Flaviana Mena
Martin, Telbert
Martina Simeina
Martinez, Esther
Martinez, Hector
Massicot, Eric
Massicott, Jeannoel S.
Massicott, Merlyn
Mateo, Joan Manuel Mena
Mathurin, Bernard
Mathurin, Gregory
Mathurin, Patricia
Matthew, Fitzroy B.
Matthew, Michael Elsworth
Maxwell, Mary
Maxwell, Weldon
Mayfield, Carmen
Maynard, Carolyn
Maynard, James
Maynard, Nadean V.
McBean, Janine
McFarlane, Canice
McIntosh, Daniel
McIntosh, Lydia
McKenzie, Jennie
McKenzie, Vernon
McMahon, Vincent
McNamara, James
Melius-Michaud, Virginia
Menders, Reynard D., Sr.
Mendez, Loanmi
Merced, Edgar
Merced-Green, Lucette
Mess, Joseph
Michael, Coletta
Micheau, Julian L.
Miller, Delroy E., Sr.
Miller-Lloyd, Wilma
Mitchell, Alfred
Mitchell, Clayton
Mitchell, Cornelius
Mitchell, Gemma
Mitchell, Marian
Moe, Russell
Mohansingh, Kadar
Mondesir, Frances
Mondesir, Viviane Charles
Monrose, Victor
Montoute-Dumar, Clarita
Moore, Gary A.
Moore, Steven
Morla, Freddy
Moses, Godclive
Moses, Jerome
Mulrain, Carlos P.
Munchez-Nurse, Barbara A.
Murray, Anne Marie P.
Murray, Michael
Nales-Martinez, Norma
Nandlal, Basilica
Navarro, Guillermo Rivera
Nelson, Clement
Nelson, Gerard
Newton, Sharon
Nicholas, Sandra A.
Nieves, Joel
Nieves, Jose A., III
Nieves, Sonia
Nisbeth, Edric
Nobbie, Ainsley
Noelien, Joyceline
Noorhasan, Shane
Norford, Derrick
Nyack, Marilyn
O’Bryan, Nina
Octalien, Norbert C.
Oliver, Pedro
Orta, Yaraliz
Osorio, Pedro, Jr.
Ozoria, Victor
Pacheco, Karina
Parris-Bruce, Norma
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 44 of 67
KE 12109128
Parris-Delgado, Annette
Paul, Anthony
Paul, John
Paul, Phillip
Pena-Arrendell, Arelis
Peralta, Querman
Perez, Santa
Perez-Rivera, Abraham
Peter, Michael
Peterson, Lucien
Phangyou, Carl PJ
Phangyou, Robert
Phangyou, Tabita
Phillip, Catherine
Phillip, Vaughn
Phillips, Patrick
Philogene, Bibiana
Philogene, Lawrence
Pilier, Antonio
Pilier, Demetrio
Pilier, Leandro
Pilier, Lizandro
Pilier, Lizangel
Plante, Marion
Poleon, Angela
Poleon, Celina
Poleon, John
Poleon, Yvie
Powell, Charles
Prescott, Joseph
President, Winifred
Prevost, Floretta
Prime, Hollis
Prosper, Elpher
Rambally, Brian
Ramdhanny, John
Ramos, Brunilda
Ramos, Josefina
Randolph-Victor, Laura
Raphael, Derek
Raphael, Martha
Raphael, Thomas
Ras, Luis
Raymond, Zenia
Reid, Avis
Rene, Coria
Rennie, Lloyd
Rennie, Ronnie
Reuben, Aaron
Reyes, Confesor
Richardson, Cheryl
Richelieu, Gregor
Richelieu, Gregory E.
Richelieu, Margarita
Richelieu, Verna Rita
Rijo, Marco
Rios, Felipe
Rivera, Jose
Rivera, Jose M.
Rivera, Luis, Jr.
Rivera, Luis, Sr.
Rivera, Sandro
Rivera, Santos
Rivera, Teresa
Rivera-Lopez, Santos
Riviere, Annabelle
Roa, Basilio
Roberts, Aldora Fleming
Roberts, Cuthbert F.
Roberts, Darriyen
Roberts, Kendall
Roberts, Roger A.
Robertson, Linton
Robles, Angela
Robles, Maicangel
Robles, Natasha
Rodriguez, Angel
Rodriguez, Israel
Rodriguez, Leonard
Rodriguez, Maria
Rodriguez, Serafin
Rodriguez, Serafin, Jr.
Romain, Andrew
Rosa, Sonia
Rosario, Ana
Rose, Eustace
Roseline, Eleanor
Russell, Hulester
Sadoo, Ricardo
Sam, Reginald A.
Samuel, Richard A.
Samuel, Virginia
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 45 of 67
KE 12109128
Sanchez, Jose
Sanes, Maria
Santiago, Bernabe, Jr.
Santiago, Carmen
Santiago, Chayanne
Santiago, Luis
Santiago, Maynalys
Santiago, Shanequa
Santos-Rios, Angel
Sargeant, Patronella
Sargeant, Petronella
Sargeant, Vincent
Scotland, Mariska
Sealey, Ronald
Seecharan, Alvan
Serieux, Marie
Shirley, Helen
Silvestre, Juan Riveras
Simon, Enoch
Simon, Lesroy
Smith, Anthony
Smith, James A.
Solomon, Rodney
Sonny, Joseph
Sonson, Alvin
Sookoo, Richie
Soto, Jorge
Soto-Nieves, Irma
Soto-Santos, Efraim
St. Henry, Norris Rupert
St. Jean Wong, Meredith
St. Remy, Francois
St. Rose, Alexander
St. Rose, Gerard
St. Rose, Gertrude
St. Rose, Mary
St. Rose, Saraphine
St. Rose, Virginia
Stanislas, Albert
Stanislas, Marina
Stanley, Eugenia
Stephenson, Eugene
Stevenson, Elsworth
Straker, Cora
Subniak, Dianan
Susino, Carmela
Swanston, Arlene
Sydney, John
Sykes, Eric
Talian, Lucy C.
Tann, Renee
Tayliam, Albert
Taylor, MacDonald
Theobbles, Esther
Theodile, Ruthine
Theodore, Roselyn
Theodule, Elizabeth
Theophilus-Phillipp, Alita V.
Thomas Peters, Anita
Thomas, Claudius
Thomas, Franklyn M.
Thomas, Joycelyn
Thomas, Michael
Thomas, Patrick Nelson
Thomas, Sandy
Thomas, Thomas
Thomas-Cooke, Cheryann
Thomas-Eastman, Jacqueline
Thorpe, Charline
Titre, Cyril
Torgerson, Bruce
Treasure, Ferdinand
Treasure, Melrose
Trimmingham, Dorita
Turnbull-James, Lyne
Tutein, Joel
Tutein, Wilma
Vega-Vargas, Percio
Velazquez, Ada L.
Velazquez, Andres
Velazquez, Rita
Vernage, Matthew
Victor, Albert
Victor, Cosmos
Victor, Fenton Curtis
Victor, Mark
Victor, Martha
Victor, Ruben
Vigilant, Lester
Vigilant, Timothy
Viotty, Rollin
Vitalis, Mathurin
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 46 of 67
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Wallace, Elton
Walter, Davon
Walters, Shawn
Weekes, Reuben
Weeks, Mary Anna
Weston, Thecla
Wheeler, Joseph C.
Wheeler, Stephanie
White, Clyde
Wickham, Sean Ian
William, Augustine
William, John B.
Williams, Albert J.
Williams, Anderson Leroy
Williams, Anthony
Williams, Bernard
Williams, Beryl
Williams, Carol G.
Williams, Ira S.
Williams, Lennard
Williams, Leonox L.
Williams, Lequani L.
Williams, Merle
Williams, Spencer
Williams, Thomas
Williams, Vincent
Wilson, Alfred
Wilton, Marguerite
Wiltshire, Christina
Wiltshire, Susan Gumbs
Woodley, Victoria
Woodrupp de Almonte, Andrea C.
Woods, Benjamin
Xavier, Rosa
Younge, Everette
Younge, Grantley A.
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 47 of 67
KE 12109128
SCHEDULE 1(i)
Plaintiffs'’ Firms
Burns Charest LLP
Early Law Firm LLC, The
Gori Law Firm PC, The
Harris & Huge LLC
Law Office of Ryan W. Greene
Lee J. Rohn & Associates LLC
Maune Raichle Hartley French & Mudd LLC
Meirowitz & Wasserberg LLP
Murray Law Firm
Pate Law Firm, The
Porter Hedges LLP
Thomas Alkon PC
Waters & Kraus LLP
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 48 of 67
KE 12109128
SCHEDULE 1(j)
Co-Defendants
4520 Corp. Inc.
ABB Inc.
Abex Corp.
AECOM E&C Inc.
AECOM Energy & Construction Inc.
AERCO International Inc.
Air & Liquid Systems Corp.
Akzo Nobel Chemicals LLC
Akzo Nobel Functional Chemicals LLC
Akzo Nobel Inc.
Allen-Bradley Co.
Alliance Machine Co. Inc., The
Allied Insulation Supply Co. Inc.
Alltite Gaskets Co.
Alton Box Board Co.
American Boiler Tank & Welding Co. Inc.
American Cyanimid
Ameron International Corp.
Amphenol Corp.
Armstrong International Inc.
Armstrong Pumps Inc.
ArvinMeritor Inc.
AstenJohnson Inc.
Atlas Copco Compressors LLC
Atlas Copco North America LLC
Atwood & Morrill Co.
Aurora Pump Co.
AWT Air Co. Inc.
BASF Corp.
BBC Brown Boveri
Bechtel Corp.
Bigelow-Liptak Corp.
Blackmer & Roger Pump Co.
Blackmer Pump Co.
BMCE Inc.
BMW Constructors Inc.
Borden Chemical Inc.
Borg-Warner Morse TEC LLC
Brake Parts Inc. LLC
Buffalo Pumps Inc.
Burnham LLC
BWIP Inc.
Carboline Co.
Carver Pump Co.
Cashco Inc.
CBS Corp.
CDI Corp.
CertainTeed Corp.
Chevron USA Inc.
Chicago Bridge & Iron Co.
Chicago Gasket Co.
Chicago Pneumatic Tool Co. LLC
Chicago Wilcox Manufacturing Co.
Clark-Reliance Corp.
Cleaver Brooks Co. Inc.
Cleaver-Brooks Inc.
Clemco
Clyde Union Inc.
CNA Holdings LLC
Coca-Cola Co., The
ConocoPhillips Co.
Consolidated Edison Co.
Continental Automotive Systems Inc.
Cooper Industries LLC
Corrigan Company Mechanical Contractors
Crane Co.
Cutler-Hammer Inc.
Cyprus Amax Minerals Co.
DAP Products Inc.
deVan Sealants Inc.
Dow Chemical Co.
Dow Chemical Co., The
Durametallic Corp.
EagleBurgmann Industries LP
Eaton Corp. plc
Ecodyne Corp.
Edward Valves Inc.
Electrolux
Entergy Corp.
Essex Specialty Products LLC
ExxonMobil Oil Corp.
FirstEnergy Corp.
Flowserve
Flowserve US Inc.
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 49 of 67
KE 12109128
Fluor Corp.
Fluor Enterprises Inc.
FMC Corp.
Ford Motor Co.
Formosa Plastics Corp. USA
Fort Kent Holdings
Foster Wheeler Corp.
Foster Wheeler LLC
Gardner Denver Inc.
General Electric Co.
General Engineering Corp.
Geo P. Reintjes Co. Inc.
Glencore Ltd.
Goodyear Tire & Rubber Co., The
Gorman-Rupp Co., The
Goulds Pumps LLC
Greene Tweede & Co.
Grinnell LLC
Guard-Line Inc.
Hauck Manufacturing Co.
Hawkins Parnell & Young LLP
Hercules LLC
Hexion Inc.
Hollingsworth & Vose Co.
Honeywell
Honeywell International Inc.
Howden North America Inc.
Huntington Ingalls Industries Inc.
Hydro-Chem
ICI Americas Inc.
IMO Industries Inc.
Industrial Holdings Corp.
Ingersoll Rand Co.
Inmont Corp.
International Paper Co.
ITE Electrical Products Co.
ITT Corp.
ITT LLC
Jersey Central Power & Light Co.
JM Eagle Inc.
JM Manufacturing Co. Inc.
John Crane Inc.
John Zink Co. LLC
Johnson Controls Inc.
Kaiser-Gypsum Co. Inc.
KC Wall Products Inc.
KCG Inc.
Keeler-Dorr Oliver Boiler Co.
Kennedy Valve Manufacturing Co.
Krogh Pump Co. Inc.
La Mirada Products Co. Inc.
Linde Engineering North America LLC
Litwin Corp.
Lockheed Martin Corp.
Magnum Products
Marley Cooling Tower
McCanna Corp.
McMaster-Carr Supply Co.
Mead Corp., The
MeadWestvaco Corp.
Metropolitan Life Insurance Co.
Metso Minerals Industries Inc.
Milton Roy Co.
Minute Maid Co.
Monsanto Co.
Mount Vernon Mills Inc.
Mueller Co. LLC
Mueller Steam Specialty
MW Custom Papers LLC
MW Kellogg Co., The
Nash Engineering Co., The
Nooter Corp.
Nordstrom Valves Inc.
Occidental Chemical Corp.
Overseas Shipbuilding Group
Pfizer Inc.
Phillips 66 Co.
Pneumo Abex LLC
PNM Resources Inc.
PSEG Fossil LLC
Public Service Electric & Gas Co.
Resal Inc.
Resco Holdings LLC
Research-Cottrell Inc.
Reunion Industries Inc.
Rew Materials Inc.
RIC-WIL Inc.
Riggers & Erectors International Inc.
Riley Power Inc.
Rockwell Automation Inc.
Rockwell Manufacturing Co.
Ross Operating Valve Co.
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 50 of 67
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Rostone Corp.
RUCO Equipment
Saint-Gobain Abrasives Inc.
Salem Furnace Co.
Schneider Electric SE
Sequoia Ventures Inc.
Shaw Group Inc., The
Sherwin-Williams Co., The
Siemens Industry Inc.
Spence Engineering Co. Inc.
Spirax Sarco Inc.
Sprinkmann Sons Corp.
SPX Cooling Technologies Inc.
Sterling Fluid Systems (USA) LLC
Stubbs Overbeck
Sulzer Pumps (US) Inc.
Swindell-Dressler Corp.
Taco Inc.
Tenova Core Inc.
Tenova SpA
Texaco Inc.
Tnemec Co. Inc.
Trane US Inc.
Treco Construction Services Inc.
Turner Construction Co.
Turner St. Croix Maintenance Inc.
Union Carbide Corp.
Universal Refractories Inc.
US Power Generating Co. LLC
Velan Valve Corp.
Vellumoid Inc.
ViacomCBS Inc.
Viad Corp.
Vickers Inc.
Viking Pump Inc.
Vimasco Corp.
Warren Pumps LLC
Warren Rupp Inc.
Watts Water Technologies Inc.
Welco Manufacturing Co.
WestRock RKT Co.
William Powell Co., The
WTI Rust Holdings Inc.
Wyatt VI Inc.
York International Corp.
Yuba Heat Transfer LLC
Zinclahoma Inc.
Zurn Industries LLC
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 51 of 67
KE 12109128
SCHEDULE 1(k)
Debtor’s Proposed DebtorProfessionals and Affiliates’ Professionals
Bankruptcy Management Solutions Inc.
Bates White LLC
Beckstedt & Kuczynski LLP
Burns Charest LLP
Haynes &and Boone LLP
Jackson Walker LLP
Kirkland & Ellis LLP
Piper Sandler & Co.
Porter Hedges LLP
Stretto, Inc.
Wilson Elser Moskowitz Edelman & Dicker LLP
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 52 of 67
KE 12109128
SCHEDULE 1(l)
U.S. Trustees'’ Office
Boykin, Jacqueline
Duran, Hector
Griffin, Barbara
Hobbs, Henry G., Jr.
Johnson-Davis, Luci
McCullar, Alicia
Motton, Linda
Otto, Glenn
Ruff, Jayson B.
Schmidt, Patricia
Simmons, Christy
Smith, Gwen
Statham, Stephen
Waxton, Clarissa
Whitworth, Jana
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 53 of 67
KE 12109128
SCHEDULE 2
Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
4520 Corp. Inc. Blount International, Inc. Current
ABB Inc. ABB Ltd. Current
BBC Brown Boveri
AECOM E&C Inc. AECOM Current
AECOM Energy & Construction
Inc.
AECOM-Canyon Real Estate Fund
Advisors LLC
Closed
Akzo Nobel Chemicals LLC Akzo Nobel Nederland BV Closed
Akzo Nobel Functional Chemicals
LLC
AkzoNobel N.V. Closed
Akzo Nobel Inc.
Atwood & Morrill Co. ESCO Group LLC Current
Aurora Pump Co. Pentair Water Pool and Spa, Inc. Closed
Pentair, Inc. Closed
Bankruptcy Management Solutions
Inc.
Stone Point Capital LLC Current
Stretto Stretto Closed
BASF Corp. BASF Americas Corporation Current
Inmont Corp. BASF Catalysts LLC Current
BASF Corp. Current
BlackRock Inc. BlackRock Investment Management
(UK) Limited
Closed
BlackRock, Inc. Current
Mark B. Florian Current
BMW Constructors Inc. BMW Group Current
Borden Chemical Inc. American Securities LLC Current
Borg-Warner Morse TEC LLC Delphi Technologies PLC Closed
CBS Corp. Simon & Schuster, Inc. Closed
ViacomCBS Inc.
CDI Corp. AE Industrial Partners LP Current
CDI Corp. Current
Charles Compton Current
Gryphon Parent, LLC Current
Jonathan Nemo Former
Michael Greene Former
Redwire Corporation Current
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 54 of 67
2
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Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
CertainTeed Corp. CertainTeed Current
Saint-Gobain Abrasives Inc. Saint-Gobain Abrasives, Inc. Closed
Saint-Gobain Ceramics and Plastics,
Inc.
Current
Saint-Gobain Corp. Closed
Saint-Gobain Performance Plastics,
Inc.
Closed
Chevron USA Inc. Chevron Corporation Current
Texaco Inc. Chevron USA Inc. Current
Chicago Bridge & Iron Co. Berlian McDermott (L) Limited Closed
Shaw Group Inc., The Berlian McDermott Sdn. Bhd. Closed
CB&I (US) Holdings, Limited Closed
CB&I Brazil Holdings, Inc. Closed
CB&I Cairo LLC Closed
CB&I Canada Ltd. Closed
CB&I Clearfield, Inc. Closed
CB&I Cojafex B.V. Closed
CB&I Connecticut Inc. Closed
CB&I Constructors Limited Closed
CB&I El Dorado, Inc. Closed
CB&I Energy Services, LLC Closed
CB&I Europe B.V. Closed
CB&I Fabrication, LLC Closed
CB&I Finance Company Limited Closed
CB&I Financial Resources LLC Closed
CB&I Global Operations
International, Pte. Ltd.
Closed
CB&I Global Operations US Pte.
Ltd.
Closed
CB&I Global, LLC Closed
CB&I Group Inc. Closed
CB&I Group UK Holdings Closed
CB&I Holdco International, LLC Closed
CB&I Holdco, LLC Closed
CB&I Holdings (UK) Limited Closed
CB&I Holdings B.V. Closed
CB&I Houston 06 LLC Closed
CB&I Houston 07 LLC Closed
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 55 of 67
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Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
CB&I Houston 08 LLC Closed
CB&I Houston 09 LLC Closed
CB&I Houston 10 LLC Closed
CB&I Houston 11 LLC Closed
CB&I Houston 12 LLC Closed
CB&I Houston 13 LLC Closed
CB&I Houston LLC Closed
CB&I India Private Ltd. Closed
CB&I International One, LLC Closed
CB&I International, Inc. Closed
CB&I International, LLC Closed
CB&I Lake Charles, LLC Closed
CB&I Laurens, Inc. Closed
CB&I LLC Closed
CB&I London Closed
CB&I Matamoros, S. de R. L. de
C.V.
Closed
CB&I Middle East Holding, Inc. Closed
CB&I Nederland B.V. Closed
CB&I North Carolina Inc. Closed
CB&I Offshore Services, Inc. Closed
CB&I Oil & Gas Europe B.V. Closed
CB&I Paddington Limited Closed
CB&I Power Company B.V. Closed
CB&I Power International, Inc. Closed
CB&I Power Limited Closed
CB&I Power, LLC Closed
CB&I Project Services Group, LLC Closed
CB&I Rio Grande Holdings, LLC Closed
CB&I Rio Grande Valley
Fabrication & Manufacturing,
LLC
Closed
CB&I Rusland B.V. Closed
CB&I Singapore Pte. Ltd. Closed
CB&I Storage Tank Solutions LLC Closed
CB&I STS Delaware LLC Closed
CB&I STS Holdings LLC Closed
CB&I Tyler LLC Closed
CB&I UK Limited Closed
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 56 of 67
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Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
CB&I Walker LA, LLC Closed
CBI Americas Ltd. Closed
CBI Company B.V. Closed
CBI Company Ltd. Closed
CBI Company Two B.V. Closed
CBI Constructors Pty. Ltd. Closed
CBI de Nicaragua SA Closed
CBI Eastern Anstalt Closed
CBI HoldCo Two Inc. Closed
CBI Overseas (Far East) Inc. Closed
CBI Overseas, LLC Closed
CBI Panama, S.A. Closed
CBI Services, LLC Closed
CBI UK Cayman Acquisition
Limited
Closed
CBI US Holding Company Inc. Closed
Chicago Bridge & Iron (Antilles)
N.V.
Closed
Chicago Bridge & Iron Company Current
Chicago Bridge & Iron Company
(Delaware)
Closed
Chicago Bridge & Iron Company
(IL)
Closed
Chicago Bridge & Iron Company
B.V.
Closed
David Dickson Closed
Horton CBI, Limited Closed
J. Ray McDermott (Aust.) Holding
Pty. Limited
Closed
J. Ray McDermott (Luxembourg),
S.a r.l.
Closed
J. Ray McDermott (Norway), AS Closed
J. Ray McDermott (Qingdao) Pte.
Ltd.
Closed
J. Ray McDermott Canada Holding,
Ltd.
Closed
J. Ray McDermott de Mexico SA de
CV
Closed
J. Ray McDermott Engineering
Services Private Limited
Closed
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 57 of 67
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Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
J. Ray McDermott Far East, Inc. Closed
J. Ray McDermott Holdings, LLC Closed
J. Ray McDermott International
Vessels, Ltd.
Closed
J. Ray McDermott International,
Inc.
Closed
J. Ray McDermott Investments B.V. Closed
J. Ray McDermott Kazakhstan
Limited Liability Partnership
Closed
J. Ray McDermott Logistic Services
Private Limited
Closed
J. Ray McDermott Solutions, Inc. Closed
J. Ray McDermott Technology, Inc. Closed
J. Ray McDermott Underwater
Services, Inc.
Closed
J. Ray McDermott, S.A. Closed
McDermott (Amazon Chartering),
Inc.
Closed
McDermott (DLV 2000 Chartering),
Inc.
Closed
McDermott Aqua Lift II)
Chartering, Inc.
Closed
McDermott Arabia Company
Limited
Closed
McDermott Arabia Holdings, Inc. Closed
McDermott Asia Pacific Pte. Ltd. Closed
McDermott Asia Pacific Sdn. Bhd. Closed
McDermott Australia Pty. Ltd. Closed
McDermott Azerbaijan Marine
Construction, Inc.
Closed
McDermott Blackbird Holdings,
LLC
Closed
McDermott Capital Malaysia Sdn.
Bhd.
Closed
McDermott Caspian Contractors,
Inc.
Closed
McDermott Cayman Ltd. Closed
McDermott Eastern Hemisphere,
Ltd.
Closed
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 58 of 67
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Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
McDermott Engineering L.L.C. and
Khalid Suhail Al Shoaibi for
Engineering Consultancy
Closed
McDermott Engineering Sdn. Bhd. Closed
McDermott Engineering, LLC Closed
McDermott Far East, Inc. Closed
McDermott Finance LLC Closed
McDermott Gulf Operating
Company, Inc.
Closed
McDermott Holdings (M) Sdn. Bhd. Closed
McDermott Holdings (U.K.)
Limited
Closed
McDermott International B.V. Closed
McDermott International
Investments Co. Inc.
Closed
McDermott International
Management S de RL
Closed
McDermott International Marine
Investments NV
Closed
McDermott International Trading
Co. Inc.
Closed
McDermott International Vessels
Inc.
Closed
McDermott International, Inc. Current
McDermott Investments, LLC Closed
McDermott Italia S.r.l. Closed
McDermott Marine Construction
Ghana Limited
Closed
McDermott Marine Construction
Limited
Closed
McDermott Marine Mexico SA de
CV
Closed
McDermott Middle East, Inc. Closed
McDermott Offshore Services
Company, Inc.
Closed
McDermott Old JV Office Inc. Closed
McDermott Overseas Investment
Co. N.V.
Closed
McDermott Overseas, Inc. Closed
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 59 of 67
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Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
McDermott Project Support FZE Closed
McDermott Serviços Offshore do
Brasil Ltda.
Closed
McDermott Subsea Engineering,
Inc.
Closed
McDermott Subsea, Inc. Closed
McDermott Technology (2), B.V. Closed
McDermott Technology (3), B.V. Closed
McDermott Technology (Americas),
Inc.
Closed
McDermott Technology (US), Inc. Closed
McDermott Technology SUB, LLC Closed
McDermott Technology, B.V. Closed
McDermott Technology, LLC Closed
McDermott Trinidad Ltd. Closed
McDermott, Inc. Current
P. T. McDermott Indonesia Closed
P.T. Chicago Bridge & Iron Closed
PT. J. Ray McDermott Indonesia Closed
CNA Holdings LLC Celanese (China) Holding Co., Ltd. Closed
Celanese Corp. Current
Celanese International Corp. Current
CNA Holdings LLC Current
Crane Co. Crane Co. Current
Dow Chemical Co. Dow Chemical Company Current
Dow Chemical Co., The Dow Europe GmbH Closed
Union Carbide Corp. Union Carbide Corporation Current
Ecodyne Corp. Berkshire Hathaway Energy Co. Closed
BHE Renewables, LLC Current
BNSF Railway Current
Essex Specialty Products LLC DowDuPont Inc. Closed
DuPont Dow Elastomers LLC Current
Dupont Performance Elastomers,
LLC
Current
E. I. DuPont de Nemours & Co. Inc. Current
E.I. Dupont Chemical Corporation Closed
Fluor Corp. Fluor Corporation Current
Fluor Enterprises Inc. Fluor Enterprises Inc. Current
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 60 of 67
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Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
Hauck Manufacturing Co. Honeywell Advanced Composites
Inc.
Closed
Honeywell Honeywell ASASCO 2 LLC Closed
Honeywell International Inc. Honeywell ASASCO LLC Closed
Honeywell Holdings International
Inc.
Closed
Honeywell International Inc. Current
Honeywell Specialty Materials,
LLC
Closed
Hess Capital Services LLC Amerada Hess Corp. Current
Hess Corp. Hess Bakken Investments II, LLC Current
Hess Oil & Gas Holdings Inc. Hess Corporation Current
Hess Oil St. Lucia Holdings LP Hess Oil New York Corp. Current
Hess Oil St. Lucia Terminal
Holdings
Hess Virgin Islands Corp. Current
Illinois, State of, Attorney General Illinois Executive Ethics
Commission
Current
Illinois Torture Inquiry and Relief
Commission
Current
Office of the Governor, State of
Illinois
Closed
Ingersoll Rand Co. Ingersoll-Rand Co. Closed
Milton Roy Co. Trane Technologies PLC Closed
Trane US Inc. Trane U.S. Inc. Closed
JM Eagle Inc. J-M Manufacturing Company, Inc. Current
JM Manufacturing Co. Inc.
John Zink Co. LLC Charles Koch Foundation Current
Charles Koch Foundation Events,
LLC
Current
Charles Koch Institute Current
Charles Koch Institute Events Current
Flint Hills Resources LLC Current
Infor Global Solutions Inc. Current
Koch Cos. Public Sector LLC Current
Koch Industries Inc. Current
Koch Minerals & Trading LLC Current
JPMorgan Chase Chase Bank USA, NA Closed
Chase Paymentech Solutions, LLC Closed
Highbridge Capital Management,
LLC
Current
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 61 of 67
9
KE 1210912886428616
Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
J.P. Morgan AG Closed
J.P. Morgan Securities (Far East)
Limited
Closed
J.P. Morgan Securities Asia Pacific
Limited
Current
J.P. Morgan Securities LLC Current
JPMorgan Asset Management
(Australia) Limited
Closed
JPMorgan Asset Management
(Europe) SARL
Current
JPMorgan Asset Management (UK)
Ltd.
Current
JPMorgan Chase & Co. Current
JPMorgan Chase Bank NA Current
JPMorgan Funds Limited Current
JPMorgan Infrastructure
Investments Fund
Current
JPMorgan Investment Management
Inc. - Global Special Situations
Current
JPMorgan Investment Management
Inc. - Infrastructure Investment
Group
Current
JPMorgan Ventures Energy
Corporation
Closed
Kerwin Clayton Current
Paymentech, LLC Closed
New York, State of, Attorney
General
Empire State Development Closed
New York State Courts Access to
Justice Program
Current
State of New York Closed
Occidental Chemical Corp. Occidental Exploration &
Production Co.
Current
Occidental Petroleum Corporation Current
Pfizer Inc. Hospira, Inc. Closed
Pfizer, Inc. Current
Phillips 66 Co. CF H33 LLC Current
Pneumo Abex LLC Deluxe Entertainment Services
Group Inc.
Closed
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 62 of 67
10
KE 1210912886428616
Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
Harland Clarke Corp. Closed
MacAndrews & Forbes Holdings,
Inc.
Current
MAFCO Worldwide LLC Closed
Revlon, Inc. Current
Valassis Communications, Inc. Closed
Vericast Corp. Current
Resco Holdings LLC WM Intermediate LLC Current
WM Parent Holding Company, LLC Current
Schneider Electric SE Schneider Electric SE Current
Sherwin-Williams Co., The The Sherwin-Williams Company Current
Siemens Industry Inc. Marc Buncher Current
Siemens Corporation Closed
Siemens Energy Inc. Current
Siemens Industry Software Inc. Current
Siemens Medical Solutions USA
Inc.
Current
Travelers Cos. Inc., The The Travelers Companies, Inc. Current
Turner Construction Co. Sociedad Ibérica De Construcciones
Eléctricas S.A.
Closed
United States, Government of the,
Department of the Interior,
Environmental Protection
Agency
Chamber of Commerce of the
United States
Current
Konstantina Diamantopoulos Former
Orly Godfrey Former
Robert J. Quigley Former
US Power Generating Co. LLC ArcLight Capital Partners, LLC Current
ArcLight Clean Transition Corp. Current
ArcLight Clean Transition Corp. II Current
ArcLight Energy Partners Fund IV,
L.P.
Closed
ArcLight Energy Partners Fund V
LP
Current
ArcLight Energy Partners Fund VI
LP
Closed
ArcLight Energy Partners Fund VII
LP
Current
Daniel R. Revers Current
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 63 of 67
11
KE 1210912886428616
Name of Entity Searched Name of Entity and/or Affiliate of
Entity, that is a K&E Client Status
Vanguard Group Inc., The The Vanguard Group Current
Viking Pump Inc. IDEX Corporation Current
Viking Pump Inc. Current
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 64 of 67
Schedule 2
Bates White Prior or Current Affiliations
For Services Provided For or on Behalf of Potential Parties in Interest
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 65 of 67
Bates White Prior or Current Affiliations For Services Provided For or on Behalf of Potential Parties in Interest
Hess CorporationBurns Charest LLPKirkland & Ellis LLPOffice Of The Attorney General for the State of IllinoisKaiser Gypsum Company, Inc.Linde AGOffice Of The Attorney General for the State of New YorkOccidental Chemical CorporationPfizer, Inc.PNM Resources, Inc.RILEY POWER INC., f/k/a RILEY STOKER CORPORATIONRockwell Automation Inc as successor in interest to the Allen Bradley Company incorrectly named Rockwell Automation Inc f/k/a Allen Bradley Company Inc., individually and as successor in interest to Rostone CorporationThe Coca-Cola Company, Individually and as Successor-in-Interest to Minute MaidGoodyear Tire & Rubber Co.John Crane IncSiemens Industry Inc.Velan Valve CorporationViad CorpWarren Pumps LLC3M a/k/a Minnesota Mining & Manufacturing CompanyAIGCarrier CorporationCertainTeed CorporationFoster WheelerGarlock, Inc.Internal Revenue ServiceLockheed Martin Corporation Arrowpoint Capital (Formerly Royal Insurance)Securities and Exchange Commission (SEC)The Travelers Companies Inc.Westinghouse electric Corporation n/ka/ Viacom, Inc.Wilson Elser Moskowitz Edelman & Dicker LLPSaint-GobainViacom, Inc.Koch IndustriesAkzo Nobel Coatings, Inc.American CyanamidGeneral Electric CompanyHawkins Parnell & YoungHercules LLCElectroluxUnion Carbide Corporation (UCC)
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 66 of 67
2
American Standard IndustriesAurora PumpThe Dow Chemical CompanyEssex Chemical CorporationExxon MobilFirstenergy CorporationFlowserve CorporationFord Motor CompanyHoneywell International Inc.Howden North America, IncIngersoll RandInternational Paper CompanyITT CorporationSherwin-WilliamsTrane Co.Armstrong InternationalBeaconMEdaes, a division of Atlas Copco ABBASF Corporation Blackmer Pump CompanyCashcoCBS CorporationChevron Environmental Management CompanyChevron de Puerto Rico, LLC Cleaver-BrooksCNA Holdings LLCCooper Industries, LLCIMO IndustriesElliott Company, a division of CarrierConsolidated Edison CompanyGrinnellPNEUMO Abex LLC, Successor in Interest to Abex Corporation
Case 22-90035 Document 100-3 Filed in TXSB on 05/16/22 Page 67 of 67