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    Using MATLAB to help teach Fourier optics

    S. M. Schultz*aaDept. of Electrical and Computer Engineering, Brigham Young University, Provo, UT USA 84602

    ABSTRACT

    This paper discusses the development of a graduate level course that covers diffraction theory and Fourier optics.

    MATLABTM

    is used as the basic numerical tool for these projects. In addition to providing functions for the calculation

    of Fresnel diffraction, the FFT command enables the calculation of the diffraction pattern of an arbitrary aperture.

    Relatively simple MATLABTM

    scripts are constructed to calculate the diffraction patterns of arbitrary graphics created in

    other programs such as text, pictures of faces, fingerprints, etc. Furthermore, the resulting diffraction patterns can be

    filtered and the same FFT commands be used to perform an inverse Fourier transform. This paper also describes a few

    demonstrations that can be used to reinforce what is covered on the projects. The demonstrations are based on a simple

    4F system. The first half of the 4F system is used to show how an illuminated image changes from a reduced version of

    the image into a spatial frequency mapping. A Fourier plane mask is also created with small features on a chrome plated

    photomask. Since the features are relatively small various different types aperture can be placed on the mask.

    Keywords: Fourier Optics, numerical methods, teaching methods

    1. INTRODUCTION

    Diffraction theory is often taught as a purely mathematical treatment or used to analyze very simplistic apertures such as

    slits and holes. The goal of this paper is to describe how the scientific analysis tool MATLAB can be used to perform

    complex mathematical calculations without bogging down the students with the details of the exact numerical methods.

    MATLAB enables the students to investigate diffraction phenomena and application. The simplified numerical program

    is applied to both the Fresnel and the Fraunhofer diffraction domains. This paper is divided into three main sections (1)

    Fresnel diffraction, (2) Fraunhofer diffraction and (3) experimental implementation.

    2. FRESNEL DIFFRACTION

    2.1 Fresnel Diffraction using MATLAB

    The basic Fresnel integral is given by [1]

    ( ) ( ) ( ) ( )

    = '''

    2exp'

    2exp',',,

    22dydxyy

    z

    jkxx

    z

    jkyxECzyxE io , (1)

    where Ei is the electric field at the z=0 plane. This integral is often very difficult to solve and is usually solved

    numerically. Even though modern computer are fast enough perform this type of numerical integration, the solutions

    typically take too long on a common desktop computer for simple class projects. The computation time can be

    dramatically reduced by casting the diffraction equation into built-in MATLAB function. By using built in functions

    MATLAB will be using look-up tables rather than numerical integration resulting in the dramatic reduction in

    computation time. The MATLAB functions are the Fresnel cosine integral given by

    ( )

    =

    x

    dttxC0

    2

    2cos

    (2)

    and the Fresnel sine integral

    Invited Paper

    Optics and Photonics for Information Processingedited by Abdul A. S. Awwal, Khan M. Iftekharuddin, Bahram Javidi

    Proc. of SPIE Vol. 6695, 66950I, (2007) 0277-786X/07/$18 doi: 10.1117/12.735889

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    H

    ( )

    =

    x

    dttxS0

    2

    2sin

    . (3)

    These functions are called in MATLAB by mfun(FresnelC, x) and mfun(FresnelS, x). These built-in functions

    require the MATLAB Symbolic Toolbox.

    If the incident electric fieldEi has discrete values over various Cartesian regions then Eq. 1 can be cast into the additionand multiplication of various Fresnel integral. This binary requirement is applicable to analyzing structures such as

    apertures, binary amplitude and phase gratings, etc. The diffraction integral (Eq. 1) is put in term of the Fresnel integrals

    (Eqs. 2-3) by (1) breaking the exp term up into sine and cosine terms, (2) doing a series of variable substitutions, and (3)

    breaking the integral up into terms that go from 0 tox.

    2.2 Amplitude Diffraction Grating

    A binary amplitude grating is a good representative example. Figure 1 shows a finite binary grating of total width Wand

    gratings period . In this example the grating period is =30m, the total width is W=300m, the free-space

    wavelength is =600nm, and the grating fill factor is 50%. Three basic concepts that can be taught with this examplestructure is near field diffraction, transition into grating orders, and transitioning in the Fraunhofer approximation.

    Figure 1.

    2.2.1 Near Field Diffraction (Talbot Image Planes)One of the interesting near-field phenomena is Talbot image in which the intensity is a replica of the grating at distances

    ofz=2L2/ [2]. When the distance from the grating is half of the Talbot image distance then the intensity is also a

    replica of the grating but with a 180 spatial phase shift. Figure 2c shows that at the Talbot image distance (z=22/) the

    Figure 2. Fresnel diffraction patterns at distances of (a) z=0.0015m=2/, (b) z=0.0023m=1.5

    2/, and (c)

    z=0.0023m=22/.

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    z 0 . 0 1 ( 0 0 . 0 1 5 ) z 0 . 0 3 ( 0 0 . 0 7 5 ) 0 0 6 ( 0 0 . 0 7 5 ) a 0 . 1 ( 0 0 . 0 1 5 )

    L 30 _ s -0 4 ,l I E o

    intensity is very low in the region where the grating has zero transmission, while Figure 2a shows that at half the Talbot

    image distance (z=2/) the intensity is at a minimum where the grating has 100% transmission. Figure 2b shows thetransition between these two regions. The computation is fast enough and the MATLAB programming is simple enough

    for the students to create animations showing this transition with know much about numerical simulation coding.

    2.2.2 Transition to Fraunhofer DiffractionAs the optical field propagates farther from the grating it transitions into diffraction orders. This transition is often

    neglected because it cannot be analyzed with simple analytical expressions. However, the simple MATLAB programenables the students to create animation showing this transition. Figure 3 show the intensity at four planes equally

    spaced in distance away from the grating. At the first plane the grating replication can still be seen and in the final plane

    the two grating lobes can be seen forming.

    Figure 3. Intensity as a function of distance away from the grating.

    Figure 4. Comparison between the (solid) Fresnel diffraction and (dashed) Fraunhofer diffraction as a function of

    distance from the grating.As the beam propagates farther away from the grating, Fraunhofer approximation becomes valid. The standard validity

    range for the Fraunhofer approximation is given by [1] 22Wz > , where W is the half width of the grating. The

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    MATLAB code can be used to show this calculation. Similar to the other transition regions, the students can program

    MATLAB to make animations showing where the diffraction orders for into the sinc functions predicted by the

    Fraunhofer diffraction calculations. Figure 4 shows the calculations at various distances away from the grating.

    3. FRAUNHOFER DIFFRACTION

    3.1 Fourier Transform using MATLAB

    When the distance away from the grating is large or a lens is used to focus the diffraction pattern to the image plane,

    then the diffraction pattern becomes a Fourier transform as given by [1]

    ( ) { }z

    yf

    z

    xfo yx

    ECzyxE

    ===,, . (4)

    The Fourier transform of simple structures such as gratings, rectangular apertures, circular apertures, etc. have analytic

    solutions. However, the students need to be able to take Fourier transforms of arbitrary 2D structures.

    In order to perform 2D Fourier transforms in a computationally efficient method, MATLAB has a built-in Fast Fourier

    Transform (FFT) function. The FFT function in MATLAB uses the Cooley-Tukey algorithm [3] to performs a Discrete

    Fourier Transform (DFT) as given by

    ( ) ( ) 1,,1,0

    1,,1,0,,

    0 0

    22

    =

    == = =

    Nq

    MpeenmfqpF

    M

    m

    N

    n

    qn

    N

    jpm

    M

    j

    K

    K

    . (5)

    The steps required to compute the Fourier transform are (1) discretize the aperture, (2) compute the DFT using FFT

    algorithm, and (3) relate the integer parameters back to spatial coordinates.

    Discretized Aperture

    The 2D amplitude aperture is analyzed in MATLAB by simply creating a black and white image of the aperture in a

    standard graphics program and saving the image as a gif file with 2 color levels. When the image is read into MATLAB

    the aperture will be discretized by the pixilation of the image with white being complete transmission and black being

    complete block. A gray-scale image can also be used to create different amounts of transmission. Any phase terms

    would need to be added in MATLAB.

    Computing the DFT

    The 2-dimensional DFT is commuted using the fft2 command in MATLAB. However, the fft2 command places the

    center index in the corners. Figure 5a shows the slit image that is read into MATLAB using the following code

    A = imread('slit','gif')

    Figure 5. (a) The image read into matlab using the imread command in MATLAB. (b) The DFT computed using

    the fft2 command in MATLAB, which places the center index in the corners. (b) The fftshift command that shifts

    the corners back into the center.

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    x ( w w )0

    >EE

    >EE

    x ( w w )0

    Figure 5b shows that the FFT of the rectangular aperture (Figure 5a) using the MATLAB code

    E=fft2(A)

    which places the maximum intensity into the corners rather than the center. Figure 5b illustrates how the fftshift

    command fixes this problem and put the maximum intensity back into the desired location. The MATLAB code for the

    shift is

    E=fftshift(fft2(A))

    Scaling

    The last part of computing the 2D Fourier transform is converting the discrete index into physical spatial coordinates.

    The discrete frequency is given by

    kM

    1= , (6)

    which is then related to the continuous spatial frequency by

    kMpp

    fx

    111

    =

    = , (7)

    where p is the pixel size, which is essentially MWp = , where W is the total width of the aperture and M is thenumber of pixels. The last step is then performing the substitution dictated by the Fraunhofer approximation as given by

    fxfx = resulting in

    =

    =

    2,,

    2

    111 MM

    MW

    Mfk

    Mpfx L . (8)

    The total spatial extent of the diffraction pattern is

    2

    Mf . Notice that the spatial coordinates is related to the

    number of pixels. Figure 6 show calculations with both 256 and 64 pixels.

    (a) (b)

    Figure 6. Diffraction pattern of a slit with (a) 256 pixels and (b) 64 pixels. The parameters of the calculation are

    wavelength =600nm, slit width W=100m, lens focal length f=16.5mm.

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    x ( w w )0 2 0

    The number of pixels in the diffraction pattern is equal to the number of pixels in the initial image. However, since the

    extent of the diffraction pattern also increases with the number of pixels the spatial resolution does not increase with the

    number of pixels and is given by

    =

    Wfx

    1 . Thus, the spatial resolution is deceased by increasing the total

    extent of the image. The total extent of the image is increased without changing the slit width by adding space around

    the image, which is called zero padding. Figure 7 show the diffraction pattern calculated with FFT method with

    different amount of zero padding.

    (a) (b)

    slit slitdiffraction

    patterndiffraction

    pattern

    Figure 7. Diffraction pattern of a 100m wide slit with (a) too little zero padding and (b) with enough zeropadding.

    The problem associated with adding a lot of zero padding is that if too few pixels cover the actual aperture then the

    calculated diffraction pattern will not be as accurate.

    Summary of MATLAB Code

    By using MATLAB code the programming is fairly straight forward enabling the students to concentrate on exploring

    complex aperture structures rather than programming numerical integration. Listed below is the MATLAB code to

    perform a diffraction calculation. Notice how a complex diffraction pattern can be analyzed with only 11 lines of code.

    A = (imread('slit','gif'));

    sz = size(A);

    N = sz(1);

    M = sz(2);lambda = 600e-9;

    f = 16.5e-3;

    W = 4e-3;

    I = (fftshift(fft2(A))).^2;

    x = linspace(-lambda*f*N/(2*W), lambda*f*N/(2*W), N);

    y = linspace(-lambda*f*M/(2*W), lambda*f*M/(2*W), M);

    pcolor(x, y, I)

    3.2 Examples of Diffraction Patterns

    Figure 8 - Figure 12 show various diffraction patterns computed using the MATLAB code described in this paper.

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    (a) (b)

    Figure 8. Diffraction patterns of letter made with (a) arial and (b) times new roman fornts.

    Figure 9. Diffraction pattern of an aperture constructed with multiple letters.

    Figure 10. Diffraction pattern of a Cassegrain telescope aperture.

    Figure 11. Image recognition for matching images.

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    Figure 12. Image recognition for mismatched patterns.

    4. EXPERIMENTAL DEMONSTRATION

    4.1 Experimental 4-F System Implementation

    Experimental implementation of a Fourier optics system is very complimentary to numerical simulations discussed

    earlier. For example, with an experimental system it is more difficult to change various filter and image parameters that

    would be varied in a numerical simulation exercise. With an experimental implementation it is easy to look at thetransition of an arbitrary image between the Fourier and the Fraunhofer domain.

    10x objective

    f=16.5mmlens

    f=1000mm

    lens

    f=500mm

    lens

    f=500mm

    laser

    object imageFourier

    plane

    mask

    Figure 13. Experimental implementation of a 4F optical image processing set-up.Figure 13 shows the experimental implementation. There are a variety of factors that can make a simple experimental

    implementation not work well. The Fourier-plane mask needs to have very opaque blocking. A transparency does not

    block enough light to be effective. Therefore, the Fourier-plane mask was constructed with a photolithography chrome

    contact mask. Another difficulty is the need for very small mask features to work in the visible region of the optical

    spectrum. The feature size is kept larger by using lenses with large focal lengths. In addition to being easier to fabricate

    the mask, the larger features also make the alignment easier. Since the features on the mask are small, main different

    mask types and sizes can be fabricated onto the same mask.

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    4.2 Experimental Results

    One of the most obvious experiments is to perform a high-pass and a low-pass optical signal processing. In Figure 14 the

    red laser light is transmitted through a transparency of the word BYU. The hole is used to create a low pass filter

    resulting in the blurring of the word. Various sizes of holes are placed in adjacent locations on the Fourier-plane mask to

    change the amount of blurring. Similarly, an opaque dot is used to perform high-pass filtering, which results in edge

    detection.

    Figure 14. Experimental implementation of high-pass and low-pass optical image processing.Another very instructive exercise involves looking at an image as a function of distance away from the focusing lens. As

    the students expect the image gets smaller with distance. However, when the Fraunhofer approximation becomes valid

    the image transforms into its spatial frequency components. Figure 15 shows the distinct difference between the image

    slight off of the focal plane and at the focal plane. The ability to easily look at the transition is one of the powers of an

    experimental implementation.

    Figure 15. The diffraction pattern at a position just before the focal plane and at the focal plane.

    5. SUMMARY

    This paper has described the potential of using MATLAB to perform Fourier optics calculations. MATLAB is a fairly

    simple programming language, which enables engineers and physicist to perform precise numerical calculations without

    needing to get bogged down into the specifics of the numerical calculations.

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    The methods to analyze diffraction in both the Fresnel domain and the Fraunhofer domain have been covered. Some of

    the specific of both the derivations and the MATLAB code have been provided in order to facilitate their implementation

    in other classroom settings. In addition to the numerical calculations using MATLAB, a simple experimental

    implementation of 4f system has also been provided.

    6. REFERENCES

    1 Introduction to Fourier Optics, J. Goodman (1996)

    2 H. F. Talbot, Philos. Mag. Vol. 9, p. 401 (1836)

    3 http://www.fftw.org/

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