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    S4.2

    Pathophysiology of Hormonal Resistance

    Nama : DR. Dr. Irza Wahid, SpPD-KHOM, FINASIM

    Posisi : Kepala Sub Bagian Hematologi-Onkologi Medik FK Unand/

    RS Dr. M. Djamil Padang

    Pendidikan

    Dokter Umum FK Unand

    Spesialis Penyakit Dalam FK Unand

    Konsultan Hematologi-Onkologi Medik , Kolegium Ilmu Penyakit Dalam

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    Mechanisms of endocrine resistance in

    breast cancer

    Dr dr Irza Wahid SpPD KHOM

    Division of Haematology Medical Oncology

    Internal Medicine Departement Faculty of Medicine, Andalas UniversityGeneral Hos ital of Dr M D amil Padan

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    Hormone Receptor-Positive (HR+)

    Breast Cancer

    Approximately 75% of invasive breast cancers

    are classified as HR+1,2

    ER signaling leads to

    Cell proliferation

    Time available for DNA repair

    Risk of mutation

    HR+ breast cancers are generally slower growing

    and have a better prognosis than HR cancers1

    ER expression correlates with improved

    response to endocrine therapy1

    Effectiveness of endocrine therapy is limited by

    denovo or acquired endocrine resistance

    Multiple mechanisms within the ER pathway

    allow development of resistance to endocrine

    therapy3

    1. Cleator SJ, et al. Clin Breast Cancer. 2009;suppl 1:S6-S17; 2. Milani M, et al. Clin Med Ther. 2009;1:141-156;3. Arpino G, et al. Endocr Rev. 2008;29(2):217-233; 4. www.breastpathology.info. Accessed September 14, 2011.

    Images reprinted from NHS Trust, Edinburgh, UK. (www.breastpathology.info)

    Staining of ER+ breast cancer nuclei

    by immunohistochemistry (IHC)4

    A. Strong nuclear staining indicating widespread

    expression of ER (Allred score = 8)

    B. Weak nuclear staining indicating low to

    moderate expression of ER (Allred score = 4)

    3

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    Estrogen Production

    Normal tissue of subcutaneus fat, breast, muscle,bone, ovarium. Conversion of androgen by

    aromatase

    ER is nuclear receptor encoded by the ESR1 gene

    2 distinct transactivation domains : Activation

    Function (AF 1 , AF 2)

    Estrogen response element (E) Transcriptional

    control proliferation, Time available for

    DNA repair , Risk of mutation

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    Figure 1. Schematic representation of functional domains of humanER & ER.

    * The A/B domain at the N-terminal containsAF-1 site.

    *The C domain includes the DNA-bindingdomain (DBD) and a dimerization site.

    * The D domain contains a nuclear localization signal.* The E/F domain is located at the C-terminal and comprises the ligand binding, as

    well as the AF-2 domain, a second nuclear localization signal, and another

    dimerization site.

    Berrera et al, Int. J. Mol. Sci. 2013

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    Dixon JM, New Journal of Science, 2014

    Figure 2: Diagram showing local estrogen production via the enzymatic onversion of

    androgens to estrogen by aromatase and estrogen receptor signalling in breast cancer.

    Estrogen (E), estrogen receptor alpha (ER), estrogen response element (ERE) and

    heat-shock proteins (HSP).The targets of commonly used endocrine therapies in the

    pathway are shown: aromatase inhibitors (AI), tamoxifen (T) and fulvestrant (F).

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    A1. Genomic signalling (classic, direct bind ing)

    Estrogen berikatan

    dengan ERsitoplasma/nukleus

    Kompleks E-ER

    menuju nukleus (NISS-

    nuclear initiated steroidsign)

    Berikatan dengan

    Estrogen ResponseElement(ERE) di DNA

    Kemudian akan

    mengaktifkan faktor

    transkripsi

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    A2. Genom ic signal (Non Class ic, tethering)

    ER dan ER juga

    dapat memodulasi

    ekspresi gen tanpa

    ikatan langsung padaDNA

    Ada interaksi dengan

    berbagai protein seperti

    sp1, faktor transkripsi

    fos/jun pada AP1, dan

    melalui kompleks NF-

    B

    Klinge CM. Estrogen receptor interaction with estrogen response element. NucleicAcid Res 2001;29(14):2905-19

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    B. Ligand independent receptor activation

    The ER signaling pathway is also regulated by membrane RTKs including EGFR, HER2,

    and IGF1-R, FGFR. These membrane kinases activate signaling pathways thateventually result in phosphorylation of ER as well as its coactivators and corepressors at

    multiple sites to influence their specific functions

    Crosstalk between the growth factor receptor and ER pathways has been established

    through several other mechanisms . Estrogen can increase the expression of ligands

    such as transforming growth factor- (TGF) and IGF1 which can then activate the

    growth factor receptor pathway . On the other hand, estrogen signaling downregulates

    the expression of EGFR and HER2 while increasing the expression of IGF1- R

    Activation of the PI3K/AKT and the p42/44 mitogen-activated protein kinases (MAPK)

    pathways by these receptors, in turn, downregulates the expression of ER and PR

    Thus, while these RTKs can activate the transcriptional function of ER, they can also

    reduce estrogen dependence by downregulating the expression of ER perhaps

    contributing to the relative resistance to endocrine therapies in tumors amplified for

    HER2 .

    Osborne and Schiff. Annu Rev Med. 2011

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    C. Non-Genomic signal (MISS)

    Membran Intiated Steroid Signaling(MISS), Non-transcriptional mechanisms

    Low levels of ER have been found outside the nucleus in the membrane,

    cytoplasm, or even in the mitochondria

    Some of the non genomic action of estrogen appears to be too rapid for activate

    GF receptor signaling, including the PI3K/AKT & Ras/p42,44, MAPK pathways .Thus, ER can alter the expression of genes normally regulated by GF

    The stress kinase pathway via p38 and JNK can also modulate ER function by

    phosphorylation of ER & its coregulators . The microenvironment and its

    associated integrin signaling may exert a similar activity .

    Thus, ER activity and signaling is modulated by a variety of pathways which could

    also contribute to resistance to ER-targeted therapies, especially when the

    pathways display aberrant activity in a cancer cell.y regulated by growth factors

    Osborne and Schiff. Annu Rev Med. 2011

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    Figure 1 Estrogen receptor action at molecular level. A: Ligand dependent activation: in classic estrogen

    signaling, ligand-bound ER activates gene expression either through direct binding of dimeric ER to specific DNAresponse elements in complexes including co-activators, or function as a coregulator through protein protein

    interactions with other transcription factors to facilitate binding to serum response elements and activation of

    transcription; B: Ligand independent activation: the ER can also be activated by ligand independent fashion, as a

    consequence of signaling events downstream of membrane receptor tyrosine kinases (RTKs); C: Non genomic

    mechanisms: signaling can be mediated through non-genomic mechanisms by ER that is localized at the cell

    membrane or in the cytoplasm. mTOR: Mammalian target of rapamycin; FGFR: Fibroblast growth factor receptor;

    IGF-1R: Insulin-like growth factor-1 receptor; EGFR: Epidermal growth factor receptor.

    Zhao M et al (2014) . Advances in endocrine-resistant breast cancer

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    Endocrine theraphy agent

    Anti estrogen

    Selective estrogen

    receptor modulator

    (ESRM) AF1Tamoxifen

    Selective estrogen

    receptor down regulator(ESRD) AF1, AF2

    Fulvestrant

    Aromatase inhibitor

    Non steroid inhibitor

    letrozol,

    anastrozol

    Steroid inhibitor

    exemestane

    f

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    Endocrine Therapy for HR+

    Advanced Breast Cancer

    Cytoplasm

    Nucleus

    LBD

    LBD

    Cofactor complex

    AF1 DBD

    DBDAF1

    Estrogen

    Cell

    growth

    Estrogen

    receptor

    Aromatase inhibitors

    (AIs)

    Nonsteroidal AIs

    Anastrozole

    Letrozole

    Steroidal AIs

    Exemestane

    SOS

    EGFR

    Shc

    RAF PI3K

    Akt/

    m-TOR

    MEK

    HER2

    P

    P P

    MAPK

    Growth factor

    receptor

    GRB2

    Selective estrogen

    receptor modulators

    (SERMs)

    Tamoxifen

    Toremifene

    Adapted from Yardley DA, et al. J Clin Oncol. 2011;29(suppl 27). Abstract 268. 13

    Estrogen receptor

    downregulator

    (ERD)

    Fulvestrant

    RAS

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    Endocrine Resistance in HR+Advanced Breast Cancer

    Definition of endocrine resistance is evolving

    Primary resistance: PD within 6 months

    of starting treatment1

    Secondary resistance: Initial response with relapse

    6 months or later1

    Approximately 50% of patients with HR+ advanced

    breast cancer do not respond to initial endocrine

    therapy2

    The majority of patients with HR+ advanced breast

    cancer will ultimately progress despite endocrine therapyAbbreviations: HR, hormone receptor; PD, progressive disease.

    1. Bachelot T, et al. Breast Cancer Res Treat. 2010;100(suppl 1):Abstract S1-S6; 2. Bedard PL, et al. Breast Cancer Res Treat.2008;108(3):307-317.

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    Endocrine Resistance in HR+Advanced Breast Cancer

    Clinical

    Histopatology

    Marker- High expression of cycle machinery genes

    Cyclin-D1, Cyclin-E1, CDK4, CDK6

    - High expression of antiapoptotic proteins

    - Abberant expression of other regulation cycle cell

    C-MYC, RB1, p21, P27KIPI

    Abbreviations: HR, hormone receptor; PD, progressive disease.

    1. Bachelot T, et al. Breast Cancer Res Treat. 2010;100(suppl 1):Abstract S1-S6; 2. Bedard PL, et al. Breast Cancer Res Treat.2008;108(3):307-317.

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    Mechanisms of Resistance to Endocrine Therapy

    De novoresistance in

    breast cancer ischaracterized byloss of ER (theER isoform)

    expression andER genemutations suchas deletion andpoint mutation

    Patients carryinginactive alleles ofcytochromeP4502D6 (CYP2D6)deficiency cannotconvert tamoxifen toits active metabolite,endoxifen, thereforeare resistant totamoxifen.

    By contrast,multiple

    mechanismshave beendetected toaccount for the

    acquiredresistance toendocrinetherapies

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    Dixon JM, New Journal of Science, 2014

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    Studies have suggested that innate

    resistance may be linked to lowerlevels of ER, which might suggest that the

    drive to proliferation of these cancers is

    not as dependent on estrogen as thoseexpressing higher levels of ER.

    1 A. Level of estrogen receptors

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    1 B. ER Post-translational Modifications.

    A number of post-translational modifications of ER have been reported,

    including phosphorylation, methylation and sumoylation which influence its

    interaction with other members of the ER signalling pathway.

    It has been suggested that aberrations in the posttranslational modification of

    ER could be linked to endocrine therapy resistance . ER can be phosphorylated

    at a serine-118, serine-167 and threonine-311 within the AF1 binding domain aswell as in other domains.

    Phosphorylation and activation of ER at key positions can result from a

    number of pathways including: the MAPK/ERK pathway in response to

    growth factors such as epidermal growth factor (EGF), the PI3K-AKT

    pathway in response to insulin-like growth factors and the p38-MAPKpathway in response to stress or various cytokines .

    It has been suggested that aberrations in the posttranslational modification of

    ER could be linked to endocrine therapy resistance

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    1 C. Differential ER Binding

    A recent study looked at genome-wide ER binding events in primary breast tumours

    of patients sensitive and resistant to tamoxifen and revealed that in tamoxifen-resistant cancers ER is still recruited to the chromatin and binds regulatory regions in

    a pattern that is unique to resistant tumours

    The resistant phenotype may be due to selection and expansion of a resistant

    subpopulation of cells, or alternatively could involve the rapid reprogramming of ER

    binding by FOXA1, which has a known role in ER-chromatin interactions in responseto growth stimuli

    Forkhead motifs and EREs were found to be enriched within the DNA regions which

    showed increased ER binding in tamoxifen-resistant cell lines and in primary tumour

    specimens of patients with a poor clinical outcome, providing further evidence for the

    FOXA1- mediated reprogramming model of ER binding .

    These findings suggest that ER may have an important role to play in tamoxifen

    resistance by binding to a distinct set of regulatory elements giving rise to a unique

    gene expression profile which promotes tumour progression and confers resistance

    to therapy.

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    1 D. Activating Mutations in ER

    A recent clinical sequencing study in patients with advanced ER-positive breast

    cancer identified a D538G mutation within ER in endocrine therapy resistant patients

    causing a change from aspartic acid to glycine at position 538 within the ligand

    binding domain.

    Importantly, the mutation was found in distant metastatic sites but not in the primary

    tumour. The D538G mutant ER was found to confer constitutive ligand-independent

    transcriptional activity which mimicked that of estrogen bound wild-type ER with

    reduced tamoxifen binding affinity.

    Overexpression of mutant ER was found to enhance proliferation

    and confer resistance to tamoxifen

    Similar studies have also identified additional ER mutations in the ligandbinding

    domain which also result in constitutive activity and may represent potential

    mechanisms foracquired endocrine therapy resistance

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    1 E. ER-Independent Signalling

    It should be noted that the estrogen receptor exists as two distinct isoforms: ER(ER) and ER. The exact role of ER is not clear, however studies have shown

    that tamoxifen can bind ER and that tamoxifen-bound ER can activate AP1

    regulated genes, possibly by altering the balance of associated coactivators and

    corepressors at the promoter site.

    Increased ER expression has been reported in tamoxifen resistant breast cancersand data from a recent study suggested that the ratio of ER to ER may be

    important in predicting response to tamoxifen and anastrozole in the neoadjuvant

    setting

    Alternative mechanisms involve expression of truncated isoforms of ER such as ER

    36 or other estrogen-related receptors such as estrogen-related receptor

    gamma (ERR), associated with reduced response to tamoxifen

    Resistance related to ERR overexpression might suggest an important role for

    this molecule in an alternative estrogen signalling pathway

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    Estrogen signalling via the ER has been shown to upregulate

    the expression of the PR and thus the majority of ER +

    patients are also PR +.

    Tumours which are ER + and PR - display a poorer response

    to endocrine therapy and a more aggressive phenotype than

    ER +/ PR + tumours,

    Some reports have shown that the ER +/PR + population hasa significantly better prognosis compared with the ER + / PR -

    2. Progesterone receptors

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    3. EPIGENETICS AND ENDOCRINE RESISTANCE

    Epigenetics is defined as reversible changes in gene expression

    without change in the DNA sequence. There is increasing evidence that epigenetic modification plays a

    potential role in the development of endocrine resistance in breast

    cancer.

    The epigenetic regulation of ER is mediated though the recruitmentof multimolecular complexes containing HDAC1, DNMT1 and other

    co-repressors to the promoter region. Methylation of the gene

    encoding ER- is one of the mechanisms of loss of ER expression

    in ER negative breast cancer cell.

    The epigenetic silencing of ER target genes is crucial to the

    development of ER independent growth and endocrine treatment

    resistance.

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    4. Crosstalk with Growth Factor Signalling Pathways

    Receptor tyrosine kinases (RTKs) HER2

    Receptors for epidermal growth factor (EGFR)

    Mitogen actifated protein kinase (MAPK)

    Insulin-like growth factor 1 (IGF1)

    PI3K-AKT-mTOR Pathway

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    Figure 2. Pathways involved in endocrine resistance. (a) While tamoxifen (T), aromataseinhibitors (AIs), or fulvestrant (F) inhibit estrogen (E) signalization, GFR pathways promote ER phosphorylation,

    transcription factors (TFs), and their coactivators (CoA) in a ligand-independent manner. E-ER complex outside

    the nucleus can interact with GFRs, Src, CoA and matrix metalloproteinases that release heparin-binding-EGF; (b)

    Stress may trigger signalization leading to ER and its coregulators phosphorylation; (c) Notch regulates the

    migration and invasion of breast cancer cells. E inhibits this pathway while T activates it; (d) High levels of CoA,

    low levels of corepressors (CoR) and altered expression of miRNAs (e) have been implicated in endocrine

    resistance development. Berrera et al, Int. J. Mol. Sci. 2013

    Historic Timeline of Therapies for HR+

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    Historic Timeline of Therapies for HR+

    Advanced Breast Cancer

    Oopho-

    rectomy2,3

    Abbreviations: AI, aromatase inhibitor; ERDs, estrogen receptor downregulator; HR+; hormone receptor positive; SERMS, selective estrogen receptor

    modulators.* Marginal improvement over lower dose fulvestrant.

    1. http://www.advancedbreastcancercommunity.org/treatment/drugs.htm; 2. Beatson CT. Lancet. 1896;2:104-107; 3. Beatson CT. Lancet. 1896;2:162-165;4. Cohen MH, et al. Oncologist. 2001;6:4-11; 5. Faslodex [package insert]. Wilmington, DE: AstraZeneca Pharmaceuticals LP; 2011.

    SERMS4

    Tamoxifen

    Toremifene

    AIs4

    Anastrozole

    Letrozole

    Exemestane

    ERDs5

    Fulvestrant

    27

    ERDs5

    High-doseFulvestrant*

    1896 1977 1990s 2002 2010

    Targeting

    mechanisms

    of endocrine

    resistance

    2012EndocrineTherapy

    Chemo-

    therapy 1990s1980s 2000s

    Others1

    Capecitabine

    Gemcitabine

    Ixabepilone

    Eribulin

    Nab-

    paclitaxel

    Taxanes1

    Paclitaxel

    Docetaxel

    Anthracyclines1

    Doxorubicin

    Epirubicin

    http://www.advancedbreastcancercommunity.org/treatment/drugs.htmhttp://www.advancedbreastcancercommunity.org/treatment/drugs.htm
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    Figure 3: Summary of resistance in breast cancer showing the clinical manifestations of

    resistance in the neoadjuvant and adjuvant settings, the clinical need to accurately identify high

    risk patients, an overview of some of the best described resistance mechanisms and potential

    treatments and therapeutic strategies currently under investigation to combat resistance.

    Dixon JM, New Journal of Science, 2014

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    Endocrine Therapy Everolimus: Positive Results

    29

    Reprinted from Prat A and Baselga J. Nat Clin Pract Oncol.

    2008;5(9):531-542.

    Dual Inhibition of E2 and MTORBOLERO-2: AI +/ mTOR Inhibitor

    (Progression-free Survival)

    Reprinted from Baselga J, et al. N Engl J Med. 2012;366(2):109-119.

    Copyright 2011 Massachusetts Medical Society. All rights reserved.

    Update presented by Hortobagyi GN. SABCS 2011. Abstract S3-7.

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    TAMRAD Time to Progression and Overall Survival

    Time, mo

    0.0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.70.8

    0.9

    1.0

    0 2 4 6 8 10 12 14 16 18 20 22 24 26 28

    ProbabilityofSurvi

    val

    HR = 0.53 (95% CI = 0.35,

    0.81)

    Exploratory log-rank P =

    .0026

    TAM + Everolimus: 8.6 months

    TAM: 4.5 months

    Abbreviations: CI , confidence interval; HR, hazard ratio; TAM, tamoxifen.

    Adapted from Bachelot T, et al. SABCS 2010. Abstract S1-6.

    HR = 0.32 (95% CI = 0.15,

    0.68)

    Exploratory log-rank P =

    .0019

    Time, mo

    0.0

    0.10.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1.0

    0 6 12 18 24 30

    Pr

    obabilityofSurviva

    l

    TAM + Everolimus: not reached

    TAM: 32.9 mo

    3 9 15 21 27

    Time to

    Progression(Secondary Endpoint)

    Overall Survival(Secondary Endpoint)

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    Conclusions

    Breast cancer is a heterogeneous disease

    Gene profiling and sequencing would help to

    assess better the prognosis and to discover targets(evolving field)

    Multiple mechanisms within the ER pathway

    allow development of resistance to endocrine thy . Endocrine agents (Tamoxifen, AI) + Everolimus

    improve the outcome of HR+ patients

    31

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    T H A N K Y O U